Content:

ITS – Inter- and Transdisciplinary Sessions

ITS1.1/ERE7.1 – Multi-scale water-energy-land nexus planning to manage socio-economic, climatic, and technological change

EGU2020-15192 | Displays | ITS1.1/ERE7.1 | Highlight

Quantifying synergies and trade-offs in the water-land-energy-food-climate nexus using a multi-model scenario approach

Jonathan Doelman, Tom Kram, Benjamin Bodirsky, Isabelle Weindle, and Elke Stehfest

The human population has substantially grown and become wealthier over the last decades. These developments have led to major increases in the use of key natural resources such as food, energy and water causing increased pressure on the environment throughout the world. As these trends are projected to continue into the foreseeable future, a crucial question is how the provision of resources as well as the quality of the environment can be managed sustainably.

Environmental quality and resource provision are intricately linked. For example, food production depends on availability of water, land suitable for agriculture, and favourable climatic circumstances. In turn, food production causes climate change due to greenhouse gas emissions, and affects biodiversity through conversion of natural vegetation to agriculture and through the effects of excessive fertilizer and use of pesticides. There are many examples of the complex interlinkages between different production systems and environmental issues. To handle this complexity the nexus concept has been introduced which recognizes that different sectors are inherently interconnected and must be investigated in an integrated, holistic manner.

Until now, the nexus literature predominantly exists of local studies or qualitative descriptions. This study present the first qualitative, multi-model nexus study at the global scale, based on scenarios simultaneously developed with the MAgPIE land use model and the IMAGE integrated assessment model. The goal is to quantify synergies and trade-offs between different sectors of the water-land-energy-food-climate nexus in the context of sustainable development goals (SDGs). Each scenario is designed to substantially improve one of the nexus sectors water, land, energy, food or climate. A number of indicators that capture important aspects of both the nexus sectors and related SDGs is selected to assess whether these scenarios provide synergies or trade-offs with other nexus sectors, and to quantify the effects. Additionally a scenario is developed that aims to optimize policy action across nexus sectors providing an example of a holistic approach that achieves multiple sustainable development goals.

The results of this study highlight many synergies and trade-offs. For example, an important trade-off exists between climate change policy and food security targets: large-scale implementation of bio-energy and afforestation to achieve stringent climate targets negatively impacts food security. An interesting synergy exists between the food, water and climate sectors: promoting healthy diets reduces water use, improves water quality and increases the uptake of carbon by forests.

How to cite: Doelman, J., Kram, T., Bodirsky, B., Weindle, I., and Stehfest, E.: Quantifying synergies and trade-offs in the water-land-energy-food-climate nexus using a multi-model scenario approach, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-15192, https://doi.org/10.5194/egusphere-egu2020-15192, 2020.

EGU2020-20646 | Displays | ITS1.1/ERE7.1 | Highlight

Natural capital, ecosystem services, and conservation – Maps to sustain both nature and humanity

Pamela Collins, Rachel Neugarten, Becky Chaplin-Kramer, Dave Hole, and Steve Polasky

Ecosystems around the world support both biodiversity and human well-being, providing essential goods and services including food, fiber, building materials, moisture/temperature regulation, carbon sequestration, disaster risk reduction, and spiritual/cultural meaning. While we all depend on these benefits to survive and thrive, they are especially critical to the world’s most vulnerable people. And as populations and economies grow and the climate continues to change, humanity may find itself needing nature’s benefits in new and unexpected ways.

Mapping ecosystem service provision globally along with biodiversity is essential to effective, just, and lasting conservation planning and prioritization. Identifying global ecosystem service hotspots is key to enabling multi-scale water-energy-land nexus planning for managing socio-economic, climatic, and technological change. This presentation will showcase the latest results of a first-of-its-kind effort to collect the best available spatial datasets of global ecosystem service provision and synthesize them into a common “critical natural capital” framework that highlights global ecosystem service “hotspots” for both humanity overall and the world’s most vulnerable people in particular. Drawn from a wide range of observational and modeling studies conducted by physical and social scientists around the world, this innovative synthesis represents the first attempt to create an integrated spatial map of all that we know about humanity’s dependence on nature, on land and at sea.

Biodiversity is intimately linked to ecosystem services, since intact ecosystems with diverse and abundant native flora and fauna have the greatest ability to provide these irreplaceable services to humanity. Thus, conserving nature for biodiversity and conserving nature for human well-being are two sides of the same coin. This presentation will explore how to integrate these maps of the world’s critical natural capital into the global conservation conversation. These maps will enable investors and policymakers at the global and national scales to explore the potential consequences to humanity of diverse area-based conservation strategies, providing crucial context for the Post-2020 Global Biodiversity Framework and related conversations.

Sustainable use and management of land and sea, in line with the vision outlined by the Sustainable Development Goals, is essential to preserving both biodiversity and humanity’s ability to thrive on this planet. The upcoming negotiation of the Post-2020 Global Biodiversity Framework represents a key opportunity to set the planet on a path to more strategic and effective management of the terrestrial and marine realms, and our maps can inform decision-making around the size and spatial distribution of protected areas and other effective conservation measures. Society can only manage what it can monitor, and with the clearer vision of the most important places for both biodiversity conservation and ecosystem service provision these maps provide, humanity will be well-poised to start the next decade off on the right foot.

How to cite: Collins, P., Neugarten, R., Chaplin-Kramer, B., Hole, D., and Polasky, S.: Natural capital, ecosystem services, and conservation – Maps to sustain both nature and humanity, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20646, https://doi.org/10.5194/egusphere-egu2020-20646, 2020.

EGU2020-4106 | Displays | ITS1.1/ERE7.1

Downscaling flows in the water-food-energy Nexus

Stefan C. Dekker, Maria J. Santos, Hanneke Van 'tVeen, and Detlef P. van Vuuren

The variabilities in both time and space of the flows between the components of the water-food-energy are dependent on many driving factors. In this study we use global scenarios from the Integrated Assessment Model IMAGE to analyse future changes in flows in the water, food and energy nexus. With Sankey diagrams we show how flows between energy and food production will likely increase by 60% and water consumption by 20% in 2050 by using a reference scenario. The inclusion of climate action policies, combined with dietary changes, increased yield efficiency and food waste reduction leads to similar resources uses of water and land, and much lower greenhouse gas emissions compared to 2010.

We found that based on data, spatial scales are an important but complicating factor in nexus analysis. This is because different resources have their own physical and spatial scale characteristics within the nexus. To examine the effect of scaling on future nexus development, we analyse how local decisions and local resource availability of the use of biomass as energy source impacts other resources. Biomass use potentially impacts forest systems and might compete with land for food and water resources within the nexus. The use of biomass and more specifically charcoal will likely further increase mainly due to urbanization in developing countries. We have examined how different shared socio economic pathway (SSP) scenarios result in (i) future demand for biomass for energy and compare those to measured (with remote sensing) and modelled net primary productivity values of forested systems, (ii) estimate the amount of land needed for biomass production that might compete with food production, and (iii) estimate the water amount needed to produce biomass to meet the different biomass demands. We found that current productivity of non-protected forests is globally higher than the demand, but regionally it closely meets the demand for tropical areas in Central America and Africa. This while tropical areas in South America and Indonesia show decreasing biomass demands for energy for the SSP1-SSP3 scenarios. From this analysis we clearly see differences at regional scales in the competition between the resources land and water are found. 

We conclude that a nexus framework analysis which estimates flows between the different components across scales is fundamental to understand system sustainability. Such approach benefits from combining global scenarios of Integrated Assessment models with local conditions to understand the sustainability in the nexus in time and space.

How to cite: Dekker, S. C., Santos, M. J., Van 'tVeen, H., and van Vuuren, D. P.: Downscaling flows in the water-food-energy Nexus , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4106, https://doi.org/10.5194/egusphere-egu2020-4106, 2020.

The aim of this study is to develop a Food-Energy-Water (FEW) Nexus platform based on boundaries of resources and system dynamics modeling. For example, water-shed indicates river basin, aquifer or water supply area regarded as non-tradable boundary. However food-shed indicates both food production and consumption area in addition to food trade. Energy-shed is mainly defined by electricity distribution. Therefore, the boundary of each resource is different and we link water, energy, and food boundaries such as resource-sheds in the FEW Nexus.  As a case study, we analyze the interlinkage among national, regional, and local sustainability in terms of resource management and socio-economic-environmental impacts in Japan. First, we analyze the local characteristics of FEW Nexus as a prefecture level using the FEW indices, and assess the potential issues under future industrialization or economic growth situations. Second, we combine the local FEW Nexus into regional platform, for example, the Kansai regional Nexus including Osaka, Kyoto, Shiga, Hyogo, Nara, and Wakayama prefecutures. Finally, we adpat the boundary of resource-sheds into the regional Nexus and assess the changes in local resource management on regional resource sustainability using system dynamics modeling. Thus, we assess the impacts of changes about water, energy, and food management in each prefecture on regional water and energy security in Kansai region. This study could contribute to develop a common framework for scientists and policy-makers to evaluate sustainable resource management with multi-scale perspective, thus it has the potential to achieve integrated water, energy and food security.

How to cite: Lee, S., Taniguchi, M., and Masuhara, N.: Multi-scale Food- Energy-Water Nexus to link national, regional and local sustainability based on resource-sheds and system dynamics modeling: A Case study of Japan, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12119, https://doi.org/10.5194/egusphere-egu2020-12119, 2020.

The Indus Basin, a densely irrigated area home to about 300-million people, has expected growing demands for water, energy and food in the coming decades.  With no abundant surface water left in the basin and accelerating use of groundwater, long-term strategic and integrated management of water and its interlinked sectors (water-energy-land) is fundamental for the sustainable development of the region. Cooperation among riparian countries is an alternative to current situation that could help achieving water-energy-land related Sustainable Development Goals, maximizing socio-environmental benefits and minimizing costs. We show a scenario-based analysis using numerical models (The Nexus Solution Tool) where we link local issues and policies to the Sustainable Development Goals, showing magnitude and geographical location of required investments to meet SDG and the associated impacts. Finally, we discuss the barriers to cross-border cooperation and explore cases of partial cooperation, which confirms significant environmental and economic benefits.

How to cite: Vinca, A., Parkinson, S., and Riahi, K.: Benefits of Cross-Border Cooperation for Achieving Water-Energy-Land Sustainable Development Goals in the Indus Basin, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13296, https://doi.org/10.5194/egusphere-egu2020-13296, 2020.

EGU2020-20100 | Displays | ITS1.1/ERE7.1

Balancing Local and Global Sustainability of Urban Water Supply Systems with Water Security and Resilience Goals

Elisabeth Krueger, Dietrich Borchardt, James Jawitz, and Suresh Rao

The sustainability of urban water systems is commonly analyzed based on local characteristics, such as the protection of urban watersheds or the existence of nature-based solutions for stormwater drainage. Water embedded in food and other goods consumed within cities, or the pollution caused by their production is generally not assessed as part of urban water system sustainability. However, indirect feedbacks can produce negative impacts (e.g., drought and water quality impairments) resulting from these water and ecological footprints. We therefore suggest that, within the context of nexus thinking, embedded water and ecosystem impacts should be part of urban water governance considerations.

We quantify the local and global sustainability of urban water supply systems (UWSS) based on the performance of local sustainable governance and the size of global water and ecological footprints. Building on prior work on UWSS security and resilience, we develop a new framework that integrates security, resilience, and sustainability to investigate trade-offs between these three distinct and inter-related dimensions. Security refers to the level of services, resilience is the system’s ability to respond to and recover from shocks, and sustainability refers to the long-term viability of system services. Security and resilience are both relevant at local scale (city and surroundings), while for sustainability cross-scale and -sectoral feedbacks are important. We apply the new framework to seven cities selected from diverse hydro-climatic and socio-economic settings on four continents. We find that UWSS security, resilience, and local sustainability coevolve, while global sustainability correlates negatively with security. Approaching these interdependent goals requires governance strategies that balance the three dimensions within desirable and viable operating spaces. Cities outside these boundaries risk system failure in the short-term, due to lack of security and resilience, or face long-term consequences of unsustainable governance strategies. Our findings have strong implications for policy-making, strategic management, and for designing systems to operate sustainably at local and global scales, and across sectors.

The corresponding article was accepted for publication in Environmental Research Letters on Jan. 15, 2020.

How to cite: Krueger, E., Borchardt, D., Jawitz, J., and Rao, S.: Balancing Local and Global Sustainability of Urban Water Supply Systems with Water Security and Resilience Goals, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20100, https://doi.org/10.5194/egusphere-egu2020-20100, 2020.

Based on the framework of the Sustainable Development Goals (SDGs) – Targets - Indicators 2016-2030, the objective of this paper is to emphasize on water resources as a cross-cutting issue and at the center of sustainable development, presenting a specific analysis of the importance of a better knowledge of the hydrology - hydrometrics of country major and local basins as fundamental information for water resources sustainable management. This implies the review of specific indicators related to the knowledge at town level of water resources assessment and availability, fundamental to life, health, food security, energy, the environment, and human well-being.

There are limitations including the lack of accurate and complete data. Local sub-national variation in water resources and water withdrawal could be considerable, as at the level of local or individual river basins, and the lack of account of seasonal variations in water resources. Regional values may mask huge differences within regions and also within countries where people live in areas of serious water scarcity, although each country could have enough renewable water resources overall.

In order to ensure sustainable withdrawals and supply of freshwater to address water scarcity, and to implement integrated water resources management at all levels (targets 6.4 and 6.5 of the SDGs), a fundamental baseline is the assessment of available and exploitable water resources at local level, as well as its development feasibility. 

Data on water resources availability is a key indicator that should be approached at local level, since in a majority of countries, i) most local and rural communities and towns do not count with the information regarding their water resources, ii) local information will contribute to improve the accuracy of information of renewable water resources at country level, iii) rural settlements are in general the most vulnerable, lacking services of drinking water and irrigation for food security, and iv) small variations on the estimations of available water resources would represent social, environmental and economic consequences on water resources management and sustainable development planning.

Based on the analysis of the ecohydrology of two case studies, it is demonstrated that there cannot be effective integrated water resources management (IWRM) at town level if there is a lack of information on water resources availability.

Considering the limitations described in regard to goals-targets-indicators of sustainable withdrawals and supply of freshwater to address water scarcity, and the implementation of integrated water resources management, it is indispensable to count with adequate and reliable local hydrological - hydrometric data and monitoring systems that would contribute to partially control these limitations, assessing available water supplies for community planning.

In reference to Agenda 2030, countries must implement a complementary indicator, as the percentage of the population whose water sources are monitored by means of adequate measuring methods, providing information on surface water and ground water regimes that influence water availability.

How to cite: Castanier, H.: Assessment of Local Water Resources for Sustainable Development Goals, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-899, https://doi.org/10.5194/egusphere-egu2020-899, 2020.

More than half of the world’s population are urban dwellers, and this percentage is on the rise. Therefore, understanding the links between water, energy, and food requirements of cities plays a critical role in determining global resource consumption. Adelaide is a mid-size, coastal Australian city in Australia with a population of almost 1.3 million inhabitants. With its plentiful access to wind and solar energy, the Adelaide region has one of the highest rates of renewable energy production in the world, and access to additional, conventional energies supplies from other parts of the Australian network. However, the water supplies in this region are theoretically limited, as groundwater depletion is already occurring in the food production areas surrounding the city, and municipal water supplies rely heavily on the fully allocated Murray River system. Therefore, optimization of the food, energy and water requirements of the city provides an opportunity for optimal use of valuable resources. Quantification of these industries was not trivial and provided data availability and comparison challenges.  Lessons learned on a quantitative example of the water-energy-food nexus at city scale are presented.

How to cite: Shanafield, M., Batelaan, O., and Subramani, S.: Characterising and quantifying links between water, energy, and food consumption in a water-poor, energy-rich city; Adelaide, Australia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20461, https://doi.org/10.5194/egusphere-egu2020-20461, 2020.

There is increasing interest in the global water-energy-food (WEF) system and potential future system trajectories under global change, especially considering growing concerns over resource exploitation and sustainability. Previous studies investigating different aspects of this system have a number of shortcomings including not analysing all nexus sectors and/or not accounting for possible feedback between sectors, meaning it is difficult to identify system-wide tradeoffs, and makes comparison difficult. A global analysis of the WEF system linked to changes in potential gross domestic product (GDP) growth is presented, integrating the four sectors (water-energy-food-GDP) into a coherent analysis and modelling framework. GDP was included as previous related work demonstrates a link between GDP and each WEF sector. A system dynamics modelling approach quantifies previously qualitative descriptions of the global WEF-GDP system, while a Monte-Carlo sampling approach is adopted to characterise variability in resource use and growth at the global level. Correlative and causal analysis show links of varying strength between sectors. For example, the GDP-electricity consumption sectors are strongly correlated while food production and electricity consumption are weakly correlated. Causal analysis reveals that ‘correlation does not imply causation’. There are noticeable asymmetries in causality between certain sectors. Historical WEF-GDP values are well recreated with the exception of electricity production/consumption. Future scenarios were assessed using seven GDP growth estimates to 2100. Water withdrawals in 2100 and food production in 2050 are close to other literature estimations arrived at using very different means. Results suggest that humanity risks exceeding the ‘safe operating space’ for water withdrawal. Reducing water withdrawal while maintaining or increasing food production is critical, and should be decoupled from economic growth. Electricity production/consumption is also expected to grow, with the strength of growth linked to GDP pathways. Climate impacts of the production and consumption will depend greatly on the fuel source for the generation of power. This work provides a quantitative modelling framework to previously qualitative descriptions of the WEF-GDP system, offering a platform on which to build.

How to cite: Masia, S. and Susnik, J.: Data-driven modelling of potential trajectories of the global water-energy-food nexus system, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7296, https://doi.org/10.5194/egusphere-egu2020-7296, 2020.

EGU2020-18681 | Displays | ITS1.1/ERE7.1 | Highlight

Exploration of the Dynamics in the Swedish Water-Energy-Land-Food-Climate Nexus: Lessons from Combining Policy Analysis and System Dynamics Modeling

Malgorzata Blicharska, Janez Susnik, Sara Masia, Lotte van den Heuvel, Thomas Grabs, and Claudia Teutschbein

EGU2020-4238 | Displays | ITS1.1/ERE7.1

Water-related synergists and antagonists in the SDGnexus Network

Björn Weeser and Lutz Breuer

Funded by the German Academic Exchange Service (DAAD) as a Higher Education Excellence in Development Cooperation (exceed), the SDGnexus Network is a global community of universities, research centers and stakeholders committed to promoting the Agenda 2030 for sustainable development. Supported for five years starting in 2020, the network will establish a common research framework related to the inter-linkages, trade-offs, and synergies between the Sustainable Development Goals (SDGs). As part of this endeavor, we will focus on water-related SDGs and how they interact, support, and counteract with other SDGs. We will particularly investigate the interaction between SDGs related to land use, food provision, and energy production.

Consisting of seven university core partners with four of them in Latin America (two each in Ecuador and Columbia) and three in Central Asia (Uzbekistan, Tajikistan, and Kyrgyzstan), the network liaise research between countries with typical development challenges such as the resource curse or the middle-income trap.

Both regions have water, energy, and food interrelated concerns. Hydropower generation upstream can have, for example, adverse effects on the agricultural water use downstream. The timing of water use throughout the year is a potential conflict in Central Asia, such as in the Syr Darja and Amur Darja basins that discharge into the Aral Sea. The energy demand in winter contradicts the agricultural crop water requirement in summer. In the Amazon basin deforestation likely changes the large-scale water cycle and, therefore, the local to regional the rainfall patterns through a modified moisture recycling. Such changes could result in less rainfall on the eastern side of the Andes and consequently diminishes discharge into the Amazon basin from the Andean headwaters.

Climate change will further increase the pressure on water resources. The glacier-fed headwaters in the Tian Shan mountain in Asia and the Andes systems are suspected of undergoing dramatic changes in the near future. While an increased runoff in summer due to the rapid melting of the glaciers is expected initially, runoff will decrease due to the loss of the glacier as an intermediate water reservoir in the long term.

Overall, the SDGnexus network will build bridges between water-related science, education, as well as development. It supports the identification of potential areas of intervention for decisionmakers, and reduce the research gap in inter-linkages between SDG goals and targets. Furthermore, the network aims at developing alternative land use options under climate change conditions to sustain environmental flows in both world regions.

 

How to cite: Weeser, B. and Breuer, L.: Water-related synergists and antagonists in the SDGnexus Network , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4238, https://doi.org/10.5194/egusphere-egu2020-4238, 2020.

EGU2020-4576 | Displays | ITS1.1/ERE7.1

Effects of urbanization on food-energy-water systems in mega-urban regions: a case study of the Bohai MUR, China

Caiyun Deng, Hongrui Wang, Shuxin Gong, Jie Zhang, Bo Yang, and Ziyang Zhao

The security of food-energy-water systems (FEW systems) is an issue of worldwide concern, especially in mega-urban regions (MURs) with high-density populations, industries and carbon emissions. To better understand the hidden linkages between urbanization and FEW systems, the pressure on FEW systems is quantified in a typical rapid urbanizing region—the Bohai MUR. The correlation between urbanization indicators and the pressure on FEW systems is analyzed and the mechanism of the impact of urbanization on FEW systems is further investigated. Results show that approximately 23% of croplands is lost, 61% of which is converted to construction lands and the urban areas expand by 132.2% in the Bohai MUR during 1980-2015. The pressure on FEW systems has an upward trend with the stress index of the pressure on FEW systems (FEW_SI) exhibiting ranging from 80.49 to 134.82% and dominant pressure consisting of that has converted from water system pressure to energy system pressure since 2004. The FEW_SI in the Bohai MUR is enhanced with cropland loss and the increase in urbanization indicators. Additionally, land use, populations, incomes, policies and innovation are the main ways urbanization impacted FEW systems in MURs. This study enhances our understanding of the pressure variation on FEW systems in MURs and the effects of urbanization on FEW systems, which helps stakeholders to enhance the resilience of FEW systems and promote sustainable regional development.

Keywords: urbanization, food-energy-water system pressure, linkages, MURs

How to cite: Deng, C., Wang, H., Gong, S., Zhang, J., Yang, B., and Zhao, Z.: Effects of urbanization on food-energy-water systems in mega-urban regions: a case study of the Bohai MUR, China, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4576, https://doi.org/10.5194/egusphere-egu2020-4576, 2020.

EGU2020-9965 | Displays | ITS1.1/ERE7.1

A Systematic Review of Linkages and Trends in Water-Food-Energy/Urban Nexus Research

Tailin Huang, Min-Che Hu, and I-Chun Tsai

The water-food-energy (WFE) nexus are intertwined with urbanization, land use, and population growth and is rapidly expanding in scholarly literature and research projects as a novel way to address complex resource and development challenges. The nexus-related research aims to identify tradeoffs and synergies of water, energy, and food systems, internalize mutual impacts between the nexus and the urban systems, and guide the development of sustainable solutions. However, while the WFE nexus offers a promising conceptual approach, limited research focuses on systematically mapping the water, food, and energy interlinkages and evaluate the research trends and issues that we are facing in this field.
Water, food, and energy are the basis for human livelihoods and economic activities; they are also closely interrelated: Agriculture, forestry, and the energy sector simultaneously depend heavily on and affect water resources. Energy is essential for water management, but also agricultural production, processing, and marketing. Land is needed for the production of food, fodder, and renewable energy, as well as for water resource protection. Demographic trends – such as population growth, progressive urbanization, and globalization, changing lifestyles and consumer habits – are increasing pressure on already limited natural resources. A sustainable urban system requires the achievement of mitigating human impact on natural ecosystems while fulfilling our need for development.
Previous studies have discussed the research trends and nexus assessment tools (e.g., Endo et al. 2015;2017). Despite the increasing use of the WFE nexus in scholarly literature and research projects, few studies have systematically reviewed the broad range of linkages in the body of nexus literature. There is a need for a comprehensive review of, and critical reflection on, existing nexus linkages and issues to gain the big picture, improve clarity, and promote further advances in research for WFE nexus.
This paper reviews current WFE nexus linkages and issues to promote further development of tools and methods that align with nexus thinking and address the complexity of multi-sectoral resource interactions. As a conceptual framework, the nexus approach leverages an understanding of WEF linkages to promote coherence in policy-making and enhance sustainability. A summary of the most frequently used nexus linkages, issues, and keywords obtained from journal articles provides the clues to discover the current research emphases. Findings will provide a better understanding of trends in this line of research, which will serve as a useful reference for future studies.

How to cite: Huang, T., Hu, M.-C., and Tsai, I.-C.: A Systematic Review of Linkages and Trends in Water-Food-Energy/Urban Nexus Research, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9965, https://doi.org/10.5194/egusphere-egu2020-9965, 2020.

Mountains play an essential role in storing water and providing it to downstream regions and are therefore commonly referred to as ‘water towers of the world’. In particular, they provide runoff in the lowlands’ low flow season by contributing snow- and glacier melt. Mountain runoff thus plays an important role in achieving the UN Sustainable Development Goals (SDGs), in particular regarding water, food, and energy. However, the mountains’ water provision service is strongly challenged by climate change leading to the retreat and volume loss of glaciers, rising snow lines, and changes in precipitation amount and variability. One potential strategy for addressing these changes is the construction of new water reservoirs or the adjustment of current reservoir management strategies. These strategies need to take account of various, eventually competing water uses rooted in different sectors relevant at different scales and governments with different economic interests.

We investigate the governance process related to the planning of a future reservoir in one of the most important water towers of the world, the European Alps. We ask why and how governance processes can lead to a coordination gap between upstream reservoir planning and the development of strategies allowing for the alleviation of downstream water shortage. We show on a case study in the Swiss Alps, that downstream water deficits could potentially be covered through a newly constructed upstream reservoir if management strategies were flexible enough. However, additional water uses than hydropower were not taken into account in the governance processes leading to the provision of a concession for the new reservoir. Instead, the decision-making within a participative process was influenced by (a) a lack of knowledge and data, (b) an interest to increase renewable energy production, (c) a focus on environmental agreements, and (d) economic interests. We conclude that upstream and downstream water demands need to be balanced in governance processes. Such balancing can be achieved by clarifying process design and by evaluating who can lead such complex processes with actors from different governments and sectors under the umbrella of non-uniform and incoherent institutions.

How to cite: Kellner, E. and Brunner, M. I.: Reservoirs in world’s water towers: Need for appropriate governance processes to reach Sustainable Development Goals, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11004, https://doi.org/10.5194/egusphere-egu2020-11004, 2020.

EGU2020-11142 | Displays | ITS1.1/ERE7.1

An Input-Output Approach to Thailand's Energy Transition: Effects on the Land, Water and Food

Ipsita Kumar, Kuishuang Feng, Varaprasad Bandaru, and Laixiang Sun

Population and economic growth have increased demand for food, energy, and other resources. At the same time, there is competition from those sectors on limited water and land resources. Thailand faces similar challenges as they transition towards energy independence by increasing renewable energy production for energy security, and to become future exporters of energy. Thailand implemented the Alternative Energy Development Policy (AEDP) in 2012, which led to shifting land use from rice for food to sugarcane for energy production, especially from crop residue. Currently, crop residue use for electricity production is well below its potential. In 2017, 1.06% and 4.44% of total potential of paddy husk and sugarcane bagasse respectively were being used for electricity generation (DEDE, 2017). The AEDP looks to increase energy production from residue use, by targeting future growth in demand, technological changes, and potential areas for renewable energy production. This policy will also impact food supply, water and land use. The sugarcane act in Thailand sets minimum internal prices, in line with international sugar prices, to safeguard the industry, and farmers. However, this safeguard does not apply to sales for energy production, thus discouraging farmers to sell sugarcane to power plants. The study uses an input-output model to understand the economic effects of using crop residue for electricity on the economy, land, labour, etc. The study runs two future scenarios and two historical years (2011 and 2014) to assess these impacts. The first scenario looks at the policy from the Ministry of Industry to stop sugarcane residue burning by 2022. The second scenario looks at the AEDP, which seeks to rapidly increase the generation of electricity from biomass by 2036. The results demonstrate that in the first scenario, where the entire potential of sugarcane bagasse is used for electricity production, electricity generated from all other sources remains nearly the same. Therefore, reliance on non-renewable sources do not change from 2014 to 2022. Similar results are seen for water use, labour and capital, where there is no change over time. The second scenario shows that while the AEDP increases production from biomass, it is not capturing the full potential and therefore electricity production is much lower from crop residues than in scenario 1. This leads to increasing production of electricity from other non renewable sources. We also see a reduction in paddy production and a rise in cane production before the implementation of the AEDP to the future. We conclude that while Thailand is moving towards energy security, policies should target technological development and mechanization at the farm level. The subsidies targeting farmers selling cane for sugar production should also reach those used for energy production, as well as to rice. To ensure reliability of energy supply, irrigation would also be required, as droughts and flooding are both common in different regions of Thailand. Another solution would be to increase the AEDP target, where a larger potential of sugarcane and rice residues are being used for electricity generation.

How to cite: Kumar, I., Feng, K., Bandaru, V., and Sun, L.: An Input-Output Approach to Thailand's Energy Transition: Effects on the Land, Water and Food, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11142, https://doi.org/10.5194/egusphere-egu2020-11142, 2020.

EGU2020-11722 | Displays | ITS1.1/ERE7.1

Integrating hydrological constraints for hydropower in energy models: the case of the Zambesi River Basin in the Southern African Power Pool

Martina Daddi, Alessandro Barbieri, Andrea Castelletti, Matteo Giuliani, Emanuela Colombo, Matteo Rocco, and Nicolò Stevanato

Ensuring reliable supplies of energy and water are two important Sustainable Development Goals, particularly for Sub-Saharan African countries. The energy and water challenges are however not independent, and the interlinkages between them are increasingly recognized and studied using water-energy nexus approaches. Yet, most of existing modeling tools are not accurately reproducing this nexus and thus provide limited support to the design of sustainable development plans.

In this work, we contribute an integrated modeling approach by embedding the hydrological description of the Zambesi River Basin into an energy model of the Southern African Power Pool (SAPP). The SAPP is the largest African power pool in terms of installed capacity and coordinates the planning and operation of the electric power system among the twelve member countries (Angola, Botswana, DRC, Lesotho, Malawi, Mozambique, Namibia, South Africa, Swaziland, Tanzania, Zambia, Zimbabwe). Specifically, we use the Calliope energy model, which allows to form internally coherent scenarios of how energy is extracted, converted, transported and used, setting arbitrary spatial and temporal resolution and time series input data. As in many state-of-the-art energy models, hydropower production is poorly described by neglecting the water availability constraints and assuming hydropower plant produce at their nominal capacity in each timestep. Exploiting Calliope existing modeling components, we improved the hydrological description of the main reservoirs in the Zambezi River Basin as part of the overall SAPP model, namely Ithezithezi (120 MW), Kafue Gorge (990 MW), Kariba (1.8 GW) and Cahora Bassa (2 GW). Our improvements include the most relevant hydrological constraints, such as time-varying water availability as determined by inflow patterns, time-varying hydraulic head, evaporation losses, cascade releases and minimum and maximum storage value. The model outcomes, such as the  storage timeseries of each reservoir and the power production by source of each country, are then evaluated for different hydrologic scenarios. Our results are expected to demonstrate the value of advancing the hydropower characterization in energy models by capturing reservoir dynamics and water resource availability. These improvements will be particularly valuable to support hydropower expansion in African countries that rely mostly on hydropower to satisfy their growing energy demand.

How to cite: Daddi, M., Barbieri, A., Castelletti, A., Giuliani, M., Colombo, E., Rocco, M., and Stevanato, N.: Integrating hydrological constraints for hydropower in energy models: the case of the Zambesi River Basin in the Southern African Power Pool, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11722, https://doi.org/10.5194/egusphere-egu2020-11722, 2020.

EGU2020-11780 | Displays | ITS1.1/ERE7.1

The Impact of Charcoal Production for Energy on Tropical Rainforest Resources in Nigeria

Angelique Lansu, Jaap Bos, and Wilfried Ivens

In Sub Saharan Africa, many people depend on biomass for their household energy. Charcoal production is a common technique for converting biomass into a useful energy source. Nigeria is the biggest charcoal producer in Sub Saharan Africa. A large amount of wood is harvested from Nigerian forests for this charcoal production for energy. The Nexus of charcoal-land use change-energy imposes a considerable burden on the amount of wood that must be extracted from the forest for charcoal production. Therefore, charcoal production is linked to deforestation and forest degradation. However, it is not clear to what extent the demand for charcoal in Nigeria contributes to deforestation by land use change, and degradation of forests by selected wood logging. In this study, an attempt was made to provide an answer to this and to state which situation could occur by 2030, following the expected population growth in Nigeria. To achieve this, literature and open data on charcoal production, deforestation, forest degradation and population growth in Nigeria have been collected and analysed. Subsequently, calculations were carried out to determine to what extent charcoal production contributed to deforestation in the period 1990-2015. In this period, the share of deforestation due to charcoal production increased from 6% to 14%. If the expected charcoal production in 2030 were to apply to the current situation, this share would be around 20%. The quantity of wood required can also be expressed in numbers of hectares with biomass. In that case, around 80,000 ha would be required in 2030. To validate the findings, further research is needed on the amount of biomass per hectare in Nigerian forests, and on the amount of charcoal exported, not only as source of household energy but also globally as barbecue fuel. A more extensive analysis of open data on the nexus charcoal-land use change-energy at multiple scales will help to project future interlinkages.

How to cite: Lansu, A., Bos, J., and Ivens, W.: The Impact of Charcoal Production for Energy on Tropical Rainforest Resources in Nigeria, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11780, https://doi.org/10.5194/egusphere-egu2020-11780, 2020.

EGU2020-11937 | Displays | ITS1.1/ERE7.1

Assessing the impacts of shale gas development on the water-energy nexus across the semiarid Mexico’s northeast

Saul Arciniega-Esparza, Agustín Breña-Naranjo, Antonio Hernández-Espriú, and Adrián Pedrozo-Acuña

An intensification of water use for hydraulic fracturing (HF) to extract oil and gas from deep shale formations has been observed during the last years across the USA, increasing concerns about water resources management in water-limited regions around the world. At the same time, HF has been associated to several environmental and water quality/quantity impacts in many developed plays of USA, China and Canada, nevertheless, assessing impacts on emergent plays involves several difficulties since future development of HF is generally unknown and because of the lack of local data to evaluate water resources baselines.

In this work, we present a framework that combines the use of remote sensing derived data to assess the baseline of water resources and the development and application of a statistical model to project the development of HF activities. Remote sensing and global land surface model products of precipitation (CHIRPS), evapotranspiration (MODIS), recharge (WaterGAP model), infiltration and runoff (MERRA) and water storage (GRACE) were used to estimate water availability and the hydrological response of watersheds and aquifers. Scenarios of HF were generated using a statistical model that simulates HF water requirements, hydrocarbon production, flowback-produced water and economic trends, among others factors that influence the HF development.

The proposed framework was applied to evaluate the impacts of HF development on the water energy-nexus at the transboundary Eagle Ford play, located across Mexico’s northeast, a water-limited region that contains substantial reserves of shale gas.

Scenarios were generated following two economic projections and assuming water use trends and historical HF development from the Eagle Ford, Barnett and Haynesville plays, in Texas, which are geologically similar to the Mexican Eagle Ford play.

Results suggested that the higher impacts on the water-energy nexus in Mexico resulted from reported trends in Eagle Ford, Texas, with ~14,000 wells drilled in ten years and an accumulative water use volume of ~450 millions cubic meters, representing about ~69% of the annual groundwater concessions for municipal use.

The framework presented in this work can be used in other plays around the world to assess the impacts of HF on water resources and their implications in its water-energy nexus.

How to cite: Arciniega-Esparza, S., Breña-Naranjo, A., Hernández-Espriú, A., and Pedrozo-Acuña, A.: Assessing the impacts of shale gas development on the water-energy nexus across the semiarid Mexico’s northeast, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11937, https://doi.org/10.5194/egusphere-egu2020-11937, 2020.

EGU2020-13430 | Displays | ITS1.1/ERE7.1

Investigation of the effect of backwater on the propagation of thermal pollution during operation of a thermal power plant

Yanina Parshakova, Tatyana Lyubimova, Anatoliy Lepikhin, and Yuriy Lyakhin

For operation of large thermal power plants, reservoirs-receivers are the most common type of cooler. Depending on the capacity of the power plants and the size of the water bodies used as reservoirs-receivers, the organization of the cooling system may be direct-flow or reverse. The main task of the effective operation of the cooling system is to ensure the stability of its functioning under conditions of significant variability of both hydrological and meteorological parameters. For the solution of this problem, the development of technological operation schemes based on computational experiments is of fundamental importance. It is also important to take into account the effect of thermal pollution on changes in the ice-thermal regime, hydrobiological processes in the area of the influence of the discharge of heated water. At the same time, it is important to take into account both technological and environmental criteria when assessing the parameters of temperature fields created during the discharge of heated water, depending on the complex of technological and hydrometeorological parameters.

 

In the present paper, we considered the scenarios of the impact of the Perm Power Plant on the Kama reservoir using a direct-flow cooling system, which are of the great interest from an environmental and technological points of view. Three-dimensional numerical simulation was carried out for different operating modes of the Kama reservoir. Since significant vertical temperature heterogeneity is observed in reservoirs-receivers, in order to achieve sufficient correctness, calculations should be conducted in the general case using 3D models. However, the implementation of such calculations for large water bodies in the conditions of the extremely limited current monitoring network encounters very significant difficulties due to the limited computing resources. In this regard, a combined calculation scheme is proposed and is being implemented, including models in 1D, 2D, 3D formulations. 1D model was built for the entire reservoir, 2D model for 30 km-length section adjacent to the Perm Power Plant, and for 10 km-length section that includes the supply and discharge channels of the Perm Power Plant, 3D model was created.

 

The calculations have shown that under conditions of strong wind in a direction opposite to the direction of the river flow, large-scale three-dimensional vortex is formed within several hours, the horizontal size of which is equal to the distance between the junctions of the supply and discharge channels with the reservoir, and the vertical size is equal to the depth of the river. The presence of backwater from the Kama hydroelectric station leads to the active movement of warm water in the surface layer against the river flow. In this case, in a few hours, warm water reaches the water intake point of the cooling channel, which is extremely undesirable from a technological point of view. Significant temperature heterogeneity also arises in depth, with the temperature gradient being greatest near the bottom of the river.

 

The study was supported by Russian Science Foundation (grant 17-77-20093).

How to cite: Parshakova, Y., Lyubimova, T., Lepikhin, A., and Lyakhin, Y.: Investigation of the effect of backwater on the propagation of thermal pollution during operation of a thermal power plant, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13430, https://doi.org/10.5194/egusphere-egu2020-13430, 2020.

As economic development continues to expand, rivers resources are exploited for power generation, flood control, and irrigation, which substantially impacts the river hydrology and surrounding ecosystem.  Reservoir construction is one of the major contributors to such changes.  Around the world, the long free-flowing rivers are impaired due to reservoirs and their downstream propagation of fragmentation and flow regulation, which impacts the structural and functional connectivities of the entire basin. The extent of interdependence and interactions of biophysical, social, and economic characteristics determine hydrological behaviour and thus define the sustainability of the river ecosystem. In this regard, the topography driven rainfall-runoff modeling (Flex-Topo model) approximates the river landscape hydrological behaviour by delineating the catchment into three functional hydrological units (HRUs).  However, these HRUs are natural and do not take anthropogenic factors into account. Therefore, the present study aims to understand the effects of the integration of reservoirs into a Flex-Topo model to assess model transferability in predicting the river flow regime in ungauged basins.

The Cauvery river basin in India is chosen as a case study. The construction of reservoirs in the Cauvery basin helped to expand irrigated areas, securing water availability during water stress conditions. Nevertheless, it aggravates the water allocation between upstream and downstream states leading to conflict among states sharing the river basin. Based on size and storage capacity, four large reservoirs are selected for the study. At first, the watershed area is delineated based on the gauge location. For adding reservoirs, two different flex-models are created for the watershed’s areas upstream and downstream of the reservoirs. A separate reservoir model is created for each reservoir. The reservoir model is integrated into the flex-model following operation rule curves to simulate the reservoir based on different reservoir yield. It is assumed that the response of the upstream catchment will serve as an input to the reservoir, and the outflow of the reservoir will be an input to the downstream catchment. These three subunits are connected, and river flow is simulated at the gauge station located at the downstream of the reservoir. Three different procedures are adopted to calibrate the model. First, the integrated flex reservoir model is calibrated using the downstream gauging station. In the second calibration method the reservoir is calibrated first, then keeping the parameters of the reservoir fixed the integrated model is calibrated using downstream gauging station. Third, both the reservoir model and flex model are calibrated separately. The modelled runoff from each parameter sets are compared using Nash-Sutcliffe Model Efficiency and Mean Absolute Error with the observed.

Results indicate that the second calibration method performed the best and improved the overall performance of the Flex-Topo model. Further, results are compared across the four reservoirs in order to develop a generalized understanding of transferring a integrated flex model to basins where data on reservoirs is unavailable. The proposed method therefore provides a way to simulate both biophysical constraint and anthropogenic modifications simultaneously in river landscape and enhance understanding of impact of reservoirs on river flow regime.

How to cite: Ekka, A., Kesav, S., Pande, S., Zaag, P. V. D., and Jiang, Y.: Integrating reservoirs in a landscape-based hydrological model to understand the impact of the reservoir on flow regime in the Cauvery river basin, India, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16784, https://doi.org/10.5194/egusphere-egu2020-16784, 2020.

EGU2020-16867 | Displays | ITS1.1/ERE7.1 | Highlight

The Water-Land-Energy-Food-Climate Nexus In Sardinia

Antonio Trabucco, Sara Masia, Janez Sušnik, Donatella Spano, and Simone Mereu

Water use in the Mediterranean has been often pushed beyond sustainability, leading to water degradation and deterioration of ecosystem services. Different factors are interlinked with water management within a dynamically complex system (i.e. the Nexus) characterized by many feedbacks, trade-offs and high complexity of socioeconomic and environmental agents inducing non-linear responses hard to predict. Understanding such nexus systems requires innovative methodologies able to integrate different domains (e.g. hydrology, economics, planning, environmental and social sciences) and potential feedbacks, to support effective and targeted adaptation measures, taking into consideration uncertainty of climate change forecasts and associated impacts. Within the H2020 SIM4NEXUS project, water-land-energy-food-climate nexus links for Sardinia Island were represented with system dynamics modelling, together with relevant policy objectives, goals and measures. Sardinia, as many other Mediterranean regions, must implement a sustainable approach to water management, taking into account an equitable distribution of water resources between different sectors, economic needs, social priorities and ecology of freshwater ecosystems.

For the Sardinia case study, the main focus was the representation of the reservoir water balance for the island, accounting predominantly for water supply and for water demand related to agricultural, hydro-power production, domestic/tourist consumption and environmental flows. With irrigated agriculture being the largest water consumer, this sector was modelled in more detail with crop specific distribution and projections. While water is the central focus, links with other nexus sectors including energy, climate, food and land use are included. Energy generation and consumption were also important along with the mode of generation and sector of consumption, as was modelling the change in crop types (i.e. land use and food production changes) and the crop water requirements associated with potential crop and cropped area changes, and in response to change in the local climate. Energy production is modelled from sources including oil, coal and methane, solar, wind and hydropower, while energy demand comes from the agricultural, domestic, industrial and service sectors (including transportation). The use of energy from the different sectors and using different energy sources, either renewable and not renewable, have different implication on GHG and climate change.

While driven by strong interests to secure food provisions, an increase in irrigation in the Mediterranean may not be totally sustainable. Irrigation requirements of crops are projected to increase between 4 and 18% for 2050 compared to present conditions, limiting expansion of irrigated agriculture in Sardinia. Over the same period the inflow in the reservoirs can decrease between 5 and 20% and evaporation losses from reservoir surface bodies increase by 10%. Policy rules are tested and highlight how optimal allocation should be enforced in order to safeguard sustainability of natural resources over time, especially when considering climate variability. Natural resources are better preserved avoiding conflicts with strong seasonal peaks (i.e. summer). To meet these criticalities, new infrastructures and investments should increase use efficiency, All this would require changes in institutional and market conditions with a more cautious water management that includes prices and recycling policies.

How to cite: Trabucco, A., Masia, S., Sušnik, J., Spano, D., and Mereu, S.: The Water-Land-Energy-Food-Climate Nexus In Sardinia , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16867, https://doi.org/10.5194/egusphere-egu2020-16867, 2020.

EGU2020-17840 | Displays | ITS1.1/ERE7.1

Quantifying Water-Energy-food Nexus based on CO2 emission in farm-land

Marzieh Hasanzadeh Saray, Ali Torabi Haghighi, Nasim Fazel, and Björn Klöve

Water, energy, and food security in today's world have been hampered by high population and economic growth, pressures on limited resources, and climate change. Accordingly, balancing the various critical components of biomass in the form of a water-energy-food (WEF) Nexus approach is one of the essential pillars of water resources management, which will enhance the long-term sustainability of water resources by promoting sustainable development. Assessing the WEF Nexus based on CO2 emissions leads to quantify the role of each component of WEF. This work aims to quantify WEF Nexus in a pilot study in the North West of Iran based on analyzing the CO2 emission of the involved sectors. Gathering all require data that are involved in different activities in water, energy, and food sectors is the main challenge in this regard. Sahand Agro-Industry CO2, established in 1996 and expanded in an area about 200 ha to produce alfalfa, maize, potato, rapeseed, sugar beet, and wheat. The area with an average annual temperature of 10.1 °C and bout 356 mm precipitation is located in a warm, dry-summer continental climate (Dsb climate, according to köppen climate classification). A detailed dataset including labor, machinery, diesel oil, fertilizer (nitrogen, potassium, and phosphorus), biocide (pesticide, fungicide, and herbicide), irrigation water (groundwater and surface water), and output per unit area per product has been collected for 2008-2017. We evaluated the WEF Nexus by estimating CO2 emission based on the water and energy equivalent and food production per unit area of crop production systems. In this regard, we applied several indices, including the WEF Nexus, water, and energy consumption, mass, and economic productivity, to estimate the CO2 emitted during a ten-year time period, besides the effect of changing the cropping pattern on the amount of CO2 emission. Furthermore, we developed an approach to achieve optimal cropping pattern to minimize water and energy consumption and maximize productivity. Because of the detail calculation of mentioned indices and existing operational limitations, first, two margin scenarios were developed: 1- crop pattern with the lowest CO2 emission and 2- Crop pattern with the maximum net benefit. For each pattern, we calculated the area for different crops. Then by combining these two marginal patterns and using dynamic programming, we developed 128 different patterns between the two mentioned margins. The results showed that as the differentiation in the amount of CO2 equivalent for each crop, different cultivation patterns would have a different effect on the carbon dioxide emission. Water withdrawal (extraction, displacement, and distribution of water in the field) requires energy consumption, which varies depending on the source used for irrigation. Also, water productivity per kcal per m3 will vary depending on the type of crop, cropping system, and agricultural management. Finally, we clustered scenarios based on CO2 emission and net benefit and suggested the optimum condition.

Keywords: CO2 emission, economic productivity, optimization, sustainable development, water-energy-food Nexus

How to cite: Hasanzadeh Saray, M., Torabi Haghighi, A., Fazel, N., and Klöve, B.: Quantifying Water-Energy-food Nexus based on CO2 emission in farm-land, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17840, https://doi.org/10.5194/egusphere-egu2020-17840, 2020.

EGU2020-18378 | Displays | ITS1.1/ERE7.1

Dynamic Energy-Water-Land hotspots at variable spatial scales across the United States

Zarrar Khan, Thomas Wild, Chris Vernon, Mohamad Hejazi, Gokul Iyer, and Neal Graham

Energy, water, and land (EWL) resource planning at regional (e.g. large river basins, states and provinces, balancing authorities) and sub-regional (e.g. sub-basins, counties, Agro-Ecological Zones (AEZ)) scales has commonly been conducted in relative isolation by institutions focused on individual sectors, such as water supply or electricity. The effectiveness of this traditional approach is increasingly being strained by rapid integration among sectors as well as by a range of regional and global forces, such as climate, technological and socioeconomic change. In this study we explore regional and sub-regional implications of these changes across the United States for a suite of scenarios representing a range of socio-economic and climate pathways. We couple a global integrated assessment model with a suite of sectoral downscaling tools to analyze the evolution of EWL hotspots at variable spatial scales. The ability to flexibly telescope into regions to identify the evolution of dynamic EWL hotspots allows planners to capitalize on synergistic opportunities as well as avoid potential conflicts across sectors at stakeholder specific jurisdictional boundaries as well as in the context of the larger region.

How to cite: Khan, Z., Wild, T., Vernon, C., Hejazi, M., Iyer, G., and Graham, N.: Dynamic Energy-Water-Land hotspots at variable spatial scales across the United States, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18378, https://doi.org/10.5194/egusphere-egu2020-18378, 2020.

EGU2020-19986 | Displays | ITS1.1/ERE7.1

Environmental sustainability of increasing silk demand in India

Livia Ricciardi, Seda Karatas, Davide Danilo Chiarelli, and Maria Cristina Rulli

Natural resources competition between food and cash crops is a current challenge in many developing countries that are experiencing both lack of food availability and a fast growing economy, such as India. Silk industry has always been significant for the Indian economy since it provides high profits and employment. Almost 90% of the world commercial silk production is mulberry silk. Recently, to the aim of increasing silk production in the Country, the Central Silk Board of the Indian Ministry of Textile and the Indian Space Research Organization have identified potential suitable areas for mulberry cultivation through horizontal expansion in wastelands. Here, taking India as a case study, we analyse if the current cultivation of mulberry silk and the horizontal expansion of moriculture is environmentally sustainable. To this end, using the present land cover, we use a dynamic spatially distributed crop water balance model evaluating mulberry water requirement, the green and blue water provision and analysing both water scarcity at pixel scale and the impact of present and future moriculture on its increase.

Results show in the baseline scenario some States (e.g. West Bengal, Bihar, Tamil Nadu, Madhya Pradesh, Uttar Pradesh, Karnataka, Telangana) suitable for mulberry horizontal expansion already experiencing water scarcity conditions and high prevalence of malnutrition that will be exacerbated, both on yearly and monthly scale, by increasing moriculture. Other States (i.e. Orissa, Chhattisgarh, Mizoram, Assam, Manipur, Tripura, Meghalaya and Nagaland) show Mulberry expansion as the triggering factor of water scarcity condition. Particularly affected by water scarcity will be the North-Eastern Indian districts where potential mulberry areas are clustered.

The analysis of the population exposure to water scarcity due to mulberry horizontal expansion shows 11 million people potentially affected in India, where more than 65% living in the North-Eastern States. Compared to the total North-Eastern Region inhabitants, affected population accounts for more than the 15%.

How to cite: Ricciardi, L., Karatas, S., Chiarelli, D. D., and Rulli, M. C.: Environmental sustainability of increasing silk demand in India, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19986, https://doi.org/10.5194/egusphere-egu2020-19986, 2020.

Self-sufficiency in water, food, and energy become major concerns of cities in the global urbanization era. To reach the self-sufficiency goals of cities, they depend more on external water resources, in the form of trade and imports to satisfy the water demands, which came into the focus with rapid urbanization. In this scenario, cities must measure their consumption, to know their dependence on external resources, and to draft their trade policies. But, it is tough to scale the dependency of cities on external resources at the city scale, in scarce of city-level trade data.

Here we are proposing a framework using the consumer-centric approach to scale dependency of an urban agglomeration, from consumption and production perspectives when there is no city-level trade data. In the consumption perspective, we used survey data provided by the National Sample Survey organization of India to asses the consumption footprints. In the production perspective, we used production statistics of the study area to assess the production footprints. The difference between the consumption and production WF will give the dependency of agglomeration on external resources. From the consumption perspective, the consumption WF of the study area is 1041 m3/cap/year.

This framework is flexible and can be switched between any two or more entities to know the dependency of cities on external resources for their resources. Moreover, this assessment plays a key role in trade policy decisions and also in scaling the consumption and dependency of cities to achieve self-sufficiency and sustainability goals of smart cities.

How to cite: Dagani, K. R. and Regonda, S. K.: Urban-Nexus: Dependency of urban agglomeration, Hyderabad, India, on external water resources in developing economy., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20021, https://doi.org/10.5194/egusphere-egu2020-20021, 2020.

EGU2020-20951 | Displays | ITS1.1/ERE7.1

Indirect land use risk modelling with System Dynamics: the case of bioplastics

Diego Marazza, Enrico Balugani, and Eva Merloni

Indirect Land Use Change (ILUC) is a land use process driven by increase in land demand and mediated by the global market: for example, the increase in demand for a certain crop in a specific country due to its use for the production of bio-materials drives up the global crop price, eventually resulting in land use change in some other country. Since land demand is already high for food/feed production, ILUC often defines if the production of a bio-material is sustainable or not. ILUC is very difficult to observe and therefore it is usually estimated through models rather measured; different models depends on which part of the complex problem is taken into account: economic equilibrium models (partial, general), causal-descriptive models, normative models. Most of these models are static, i.e. time is not directly factored in the model. A study of the JRC showed that ILUC models have high levels of uncertainty, both within and among models, due to uncertainty in input data, different assumptions and modelling frameworks. The (i) lack of model transparency, (ii) lack of dynamic effects and (iii) high model uncertainties make it difficult to include ILUC in sustainable policies.

Here, we present a dynamic causal-descriptive model to estimate changes in land demand as a proxy of the ILUC risk, and test it when increasing the production of bioplastic materials on a global scale. We used a system dynamic framework to (i) maintain the model easy to understand and (ii) account for dynamic effects like delays and feedback loops. We also addressed the (iii) uncertainty problem by: (a) considering ILUC on a global scale only, (b) use yearly time step to avoid short-term economic effects, (c) identifying control variables to use for model validation, (d) modelling only the projected change in land demand and translate it into global risk classes in line with the approach pursued in Europe by the Renewable Energy Directive. The model includes the relevant processes that literature identify as influential for ILUC: use of co-products, competition with the feed sector, price effect on agricultural production (intensive margin), expansion on less suitable land (extensive margin), use of agricultural residues, soil erosion, and increase in agricultural yields. The model was, then, calibrated and validated using the extensive FAOSTAT dataset and then studied using different sensitivity analysis techniques.

The validation shows that the model 10 years projections are reliable (~8% error). Both local and global sensitivity analysis show that that the most relevant factor influencing ILUC risk is the trend of agricultural yields which, at the global level and contrary to what is usually assumed in other models, is insensitive to crop prices. Other relevant factors, interesting for policy makers, are the yields of bioplastics and the use of co-products. The analysis shows there are levels of production that have negligible risk in the next 30 years for specific biomasses and at specific growth and processing conditions. However, a full shift of use from fossil-based plastics to bio-based plastics would result in a 200-300 Mha land conversion globally.

How to cite: Marazza, D., Balugani, E., and Merloni, E.: Indirect land use risk modelling with System Dynamics: the case of bioplastics, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20951, https://doi.org/10.5194/egusphere-egu2020-20951, 2020.

In global socioeconomic development facing climate change challenges to minimize the output of greenhouse gas (GHG) emissions and moving to a more low-carbon economy (LCE) the major driving force for success in achieving Sustainable Development Goals (SDGs) is the cost of energy generation. One of the main factors for energy source selection in the power supply and energy type generation process is the price parameters often influenced at different degree by government policies incentives, technological and demographic challenges in different countries. We research the energy sources situation and possible development trends for developing country Kazakhstan with resource-based economy. In general, the economic aspects affect the quality and quantity of energy generated from different sources with incentives for environmental concern. Traditional energy sources in Kazakhstan, such as coal, oil and natural gas remain low-cost in production due to high reserve base, which leads to steady growth in this area. In general, the cost for generating 1 kWh of energy from the cheapest carbon source of energy sub-bituminous coal is about 0.0024 $, for natural gas 0.0057 $, conventional oil 0.0152 $ (conventional diesel is 0.0664 $) and for expensive unconventional oil 0.0361 $, whereas renewable hydrocarbons could potentially become more competitive with unconventional oil production (methanol 0.0540 $, biodiesel 0.0837 $, bioethanol 0.1933 $ for generating 1 kWh). Furthermore, we consider the main non-traditional and renewable energy sources of energy from the sun, wind, water, and biofuels, hydrogen, methane, gasoline, uranium, and others. There is a difference between the breakeven prices of conventional gas and biomethane (0.0057 $ and 0.047 - 0.15 $ respectively averaging 0.0675 $ per 1 kWh for biomethane) which is often related to the difference in their production methods. The main advantage of biomethane is environmentally friendly production. We also propose an assessment of fuel by environmental characteristics, where one of the hazardous sources Uranium is forth cheap 0.0069 $ per kWh, but the environmental damage caused by its waste is the greatest. At the same time hydropower is seven times more expensive than uranium, but it does not cause direct health damage issues, however influencing significantly ecosystem balance. Hydrogen fuel is the most expensive among others. Overall in Kazakhstan energy-producing from the sun, wind and biogas is more expensive comparing with global trends from 0.4 to 5.5 cents per 1 kWh, but remains cheaper for hydropower. In addition, based on the research findings we analyzed the potential for sustainable non-renewable and renewable energy development in the future for the case of the resource-based economy in Kazakhstan. 

How to cite: Ivakhnenko, A. and Bakytzhan, B.: Characterization of economic and ecological advantages and challenges in development of conventional and unconventional hydrocarbon, non-hydrocarbon and renewable energy sources for resource-based economy in Kazakhstan, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21594, https://doi.org/10.5194/egusphere-egu2020-21594, 2020.

EGU2020-10933 | Displays | ITS1.1/ERE7.1

Interdisciplinary collaboration in the development of IPCC report glossaries

Robin Matthews, Renee van Diemen, Nora Marie Weyer, and Jesbin Baidya

The Intergovernmental Panel on Climate Change (IPCC) produces assessment reports on climate change, spanning physical climate science, climate impacts and adaptation, and mitigation. These reports draw upon scientific, technical and socio-economic information and are produced by interdisciplinary and international author teams. The reports, including their glossaries, are used by diverse audiences across the natural and social sciences, policy and practice, and education. IPCC report glossaries are an invaluable resource in their own right, covering the domains of each report and providing rigorous definitions for terms that are oft-used in public discourse.


The IPCC is currently in its Sixth Assessment Cycle (AR6), for which it has already released three Special Reports, and is currently preparing three Working Group (WG) Reports and a Synthesis Report to be released in 2021/22. Since each report and report chapter is written by a different author team, ensuring consistency in approach and conclusions across and within each report represents a key challenge. An important contribution towards achieving consistency is the development of single definitions for terms to be used across several reports. To facilitate the development of such definitions, the IPCC Secretariat and Technical Support Units have created custom software for internal author use, termed the Collaborative Online Glossary System (COGS). In addition, a public portal for IPCC glossaries (https://apps.ipcc.ch/glossary/) has been developed, where AR5 and approved AR6 report glossaries are hosted and can be readily searched. Here we discuss these tools within the context of interdisciplinary collaboration in climate change assessment. We also highlight the benefits of having consistent definitions when working more broadly at the water-energy-land nexus.

How to cite: Matthews, R., van Diemen, R., Weyer, N. M., and Baidya, J.: Interdisciplinary collaboration in the development of IPCC report glossaries, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10933, https://doi.org/10.5194/egusphere-egu2020-10933, 2020.

EGU2020-21784 | Displays | ITS1.1/ERE7.1

Social and environmental dynamics in a charcoal producing area: The case of Central Pokot, Kenya

Maike Petersen, Christoph Bergmann, Paul Roden, and Marcus Nüsser

Wood charcoal ranks amongst the most commercialized but least regulated commodities in sub-Saharan Africa. Despite its prevalence as an energy source for cooking and heating, the localized environmental and livelihood impacts of charcoal production are poorly understood. This research deficit is amplified by widespread negative views of this activity as a poverty-driven cause of deforestation and land-degradation. However, the charcoal-degradation nexus is apparently more complicated, not least because the extraction of biomass from already degraded woodlands can be sustainable under various management regimes. In a case study in Central Pokot, Kenya, where charcoal production began in earnest in the early 1990’s we have investigated the social and environmental dynamics that are interlinked with the production of charcoal. Our methodological approach integrates remote sensing techniques with empirically based social scientific analyses across multiple spatial and temporal scales. Our results show that the area has undergone significant changes, both in the human and in the physical sphere. While the public opinion suggests a close connection between charcoal production and land degradation, a detailed Landsat-based land use and land cover change detection could not reveal a causal connection. In addition, a high-resolution analysis using an unmanned aerial system showed only minor effects of charcoal production on the vegetation. Our data indicates that rural small-scale production of charcoal has the potential to be transformed into a sustainable livelihood. Therefore, however, policy makers need to include their specific situation into the legal frameworks.

How to cite: Petersen, M., Bergmann, C., Roden, P., and Nüsser, M.: Social and environmental dynamics in a charcoal producing area: The case of Central Pokot, Kenya, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21784, https://doi.org/10.5194/egusphere-egu2020-21784, 2020.

ITS1.2/CL5.9 – How to make weather and climate services more efficient in developing countries

EGU2020-21847 | Displays | ITS1.2/CL5.9

Climate services: The product or the user, which came first?

Stefan Liersch, Holger Hoff, and Seyni Salack

From our experience in West Africa it is obvious that the concept of climate services is not yet well understood or established in all user groups. Also some scientists still wonder if they have not been working on generating knowledge and information about climate change impacts for decades anyway. In some climate services projects, scientists find themselves in a new role, "selling" their products to users who are not necessarily aware of the existence of the product, where an attempt is made to create a demand. In other projects the demand is clear from the beginning. However, the introduction of the term or the concept of climate services has the potential to add a new dimension to the world of climate impact research and especially its application. It influences the attitude of scientists towards the applicability of their results in the direction of more targeted and demand-driven or ideally even co-produced information and services. Understanding scientific information as a service rather than as self-sufficient information for the scientific community, helps to better meet the needs of users. To improve the production and particularly the use of climate services both parties (producer and user) are challenged. To a certain extent, the scientist has to rethink and see the results as a valuable product that can be easily understood and used by others. This often requires a redesign, not necessarily of the product itself but the way it is presented. The user, in turn, must formulate precisely which information is useful to support her or his daily work, e.g. integrating climate change information into development plans for natural resources, sustainable energy planning or adaptation and mitigation strategies. This part in particular poses a real challenge, as the user does not always urgently need the information that a project intends to provide (bad timing) or is not in a position to adequately formulate the type of information required by the institution where she or he is employed. In this case, scientists occasionally face situations where they try to anticipate what kind of information is really useful for the user. Hence, communication between producer and user is key, but is normally not trivial, because of different backgrounds, expertise, language etc. It’s a process that requires facilitation by skilled staff.In the CIREG project in West Africa we elicited the stakeholder’s information demand in a first workshop. Apparently, the greatest need was formulated as capacity building for planning instruments for water and energy management in the context of climate change. By training on these tools, we gain access to the stakeholders and gain insight into their actual information needs. The willingness to share data and information also increases with this kind of cooperation and can lead to real co-production. However, data availability and the willingness to share is a challenge in many developing countries. Research projects are usually too short to identify the need for information, to jointly develop information and at the same time to guarantee and observe its uptake.

How to cite: Liersch, S., Hoff, H., and Salack, S.: Climate services: The product or the user, which came first?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21847, https://doi.org/10.5194/egusphere-egu2020-21847, 2020.

EGU2020-4587 | Displays | ITS1.2/CL5.9

Create weather ecosystems to make weather and climate services more efficient in developing countries

pascal Venzac, christine David, and morgane Lovat

Create weather ecosystems to make weather and climate services more efficient in developing countries

Pascal Venzac, Christine David, Morgane Lovat

WeatherForce – France

Over the last decade, extreme events are more and more frequent and/or intensive. 85% of the world's population is affected by these events. But, 75% of the most vulnerable countries has no or little reliable, accurate and effective weather information. Effective forecasts and early warnings could however make the difference between life and death in those countries. Weather data are crucial for local populations and governments who can exploit it to optimize their economic development and prevent major social and health crises.

By international agreement, National Meteorology and Hydrology Services (NMHS) are the government's authoritative source of weather, climate and water information. But, some NMHS in developing countries have difficulties to deploy and maintain operational infrastructure like rain gauge recorder for example. In addition, rain gauges provide only local information, measuring rainfall level in the specific geographic location.

WeatherForce was created in August 2016, by two experts from Météo-France Group (French National Meteorological Service) to help meet the challenges of national weather services in developing countries.

WeatherForce works in close partnerships with NMHS to strengthen their fundamental role and implement weather ecosystems for local development with a sustainable business model.

The WeatherForce platform, first weather collaborative platform is designed to help:

  • public institutions that need accurate weather data or predictive indicators to help them make informed decisions to protect local populations and infrastructures.
  • universities or research institutes that need a platform to easily access data to code, modify and share their algorithms.
  • startups incubators that look for reliable data to create innovative applications to help local populations cope with climate change
  • private companies that need custom weather services to improve their performance.

Our platform aggregates global data (satellite images, global forecasts, etc.) transposed into a local geographic context (IoT sensors, local stations, field expertise). It is opened to local research and innovation ecosystems to offer them access to its qualified data and develop new weather indicators contributing to the creation of a meteorological common.

WeatherForce aims to increase local sustainability by making weather data available to all through a weather ecosystem.

Regarding the business model, it is based on revenue sharing, the NMHS receives a commission payment in relation to the revenue generated. WeatherForce sells services to private companies (agribusiness...) and shares the part dedicated with NMHS. The contribution from NMHS is based on the local expertise and data. We do not ask the NMHS to pay a subscription fee for the platform.

To summarize, we create through Public Partner Engagement (PPE) weather ecosystems that promote dialogue between private actors and public authorities; collaboration for better policies, new business opportunities and sustainable business model.

The WeatherForce solution connects local actors to each other but also to the rest of the world thanks to our open-source platform designed to allow collaborations between other weather ecosystems worldwide.

How to cite: Venzac, P., David, C., and Lovat, M.: Create weather ecosystems to make weather and climate services more efficient in developing countries, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4587, https://doi.org/10.5194/egusphere-egu2020-4587, 2020.

EGU2020-20842 | Displays | ITS1.2/CL5.9

Future change in renewable energy availability in West Africa: a time of emergence approach

Marco Gaetani, Benjamin Sultan, Serge Janicot Serge Janicot, Mathieu Vrac, Robert Vautard, Adjoua Moise Famien, Roberto Buizza, and Mario Martina

Independence in energy production is a key aspect of development in West African countries, which are facing fast population growth and climate change. Sustainable development is based on the availability of renewable energy sources, which are tightly tied to climate variability and change. In the context of current and projected climate change, development plans need reliable assessment of future availability of renewable resources.

In this study, the change in the availability of photovoltaic (PV) and wind energy in West Africa in the next decades is assessed. Specifically, the time of emergence (TOE) of climate change in PV and wind potential is estimated in 29 CMIP5 climate projections.

The ensemble robustly simulates a shift into a warmer climate in West Africa, which already occurred, and projects a decrease in solar radiation at the surface to occur by the 70s. The reduction in solar radiation is associated with a projected increase in the monsoonal precipitation in the 21st century. It results a likely change into climate conditions less favourable for PV energy production by the 40s. On the other hand, the projected change in the monsoonal dynamics will drive the increase in low level winds over the coast, which in turn will result in a robustly simulated shift into climate conditions favourable to wind power production by mid-century. Results show that climate model projections are skilful at providing usable information for adaptation measures to be taken in the energy sector.

How to cite: Gaetani, M., Sultan, B., Serge Janicot, S. J., Vrac, M., Vautard, R., Famien, A. M., Buizza, R., and Martina, M.: Future change in renewable energy availability in West Africa: a time of emergence approach, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20842, https://doi.org/10.5194/egusphere-egu2020-20842, 2020.

EGU2020-677 | Displays | ITS1.2/CL5.9

Probabilistic forecasts of the onset of the rainy season using global seasonal forecasts

Manuel Rauch, Jan Bliefernicht, Patrick Laux, Seyni Salack, Moussa Waongo, and Harald Kunstmann

Seasonal forecasts for monsoonal rainfall characteristics like the onset of the rainy season (ORS) are crucial in semi-arid regions to better support decision-making in water resources management, rain-fed agriculture and other socio-economic sectors. However, forecasts for these variables are rarely produced by weather services in a quantitative way. To overcome this problem, we developed an approach for seasonal forecasting of the ORS using global seasonal forecasts. The approach is not computationally intensive and is therefore operational applicable for forecasting centers in developing countries. It consists of a quantile-quantile-transformation for eliminating systematic differences between ensemble forecasts and observations, a fuzzy-rule based method for estimating the ORS date and a graphical method for an improved visualization of probabilistic ORS forecasts, called the onset of the rainy season index (ORSI). The performance of the approach is evaluated from 2000 to 2010 for several climate zones (Sahel, Sudan and Guinean zone) in West Africa, using hindcasts from the Seasonal Forecasting System 4 of ECMWF. Our studies show that seasonal ORS forecasts can be skillful for individual years and specific regions like the Guinean coasts, but also associated with large uncertainties, in particular for longer lead times. The spatial verification of the ORS fields emphasizes the importance of selecting appropriate performance measures to avoid an overestimation of the forecast skill. The ORSI delivers crucial information about an early, mean and late onset of the rainy season and it is much easier to interpret for users compared to the common categorical formats used in seasonal forecasting. Moreover, the new index can be transferred to other seasonal forecast variables, providing an important alternative to the common forecast formats used in seasonal forecasting. In this presentation we show (i) the operational practice of seasonal forecasting of ORS and other monsoonal precipitation characteristics, (ii) the methodology and results of the new ORS approach published in Rauch et al. (2019) and (iii) first results of an advanced statistical algorithm using ECMW-SYS5 hindcasts over a period of 30 years (1981-2010) in combination with an improved observational database.

Rauch, M., Bliefernicht, J., Laux, P., Salack, S., Waongo, M., & Kunstmann, H. (2019). Seasonal forecasting of the onset of the rainy season in West Africa. Atmosphere, 10(9), 528.

How to cite: Rauch, M., Bliefernicht, J., Laux, P., Salack, S., Waongo, M., and Kunstmann, H.: Probabilistic forecasts of the onset of the rainy season using global seasonal forecasts, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-677, https://doi.org/10.5194/egusphere-egu2020-677, 2020.

Agenda 2030 goal 11 commits towards making disaster risk reduction an integral part of sustainable social and economic development. Flooding poses some of the most serious challenges in front of developing nations by hitting hardest to the most vulnerable. Focussing on the urban poor, frequently at highest risk are characterised by inadequate housing, lack of services and infrastructure with high population growth and spatial expansion in dense, lower quality urban structures. Use of big data from within these low-quality urban settlement areas can be a useful step forward in generating information to have a better understanding of their vulnerabilities. Big data for resilience is a recent field of research which offers tremendous potential for increasing disaster resilience especially in the context of social resilience. This research focusses to unleash the unrealised opportunities of big data through the differential social and economic frames that can contribute towards better-targeted information generation in disaster management. The scoping study aims to contribute to the understanding of the potential of big data in developing particularly in low-income countries to empower the vulnerable population against natural hazards such as floods. Recognising the potential of providing real-time and long-term information for emergency management in flood-affected large urban settlements this research concentrates on flood hazard and use of remotely sensed data (NASA, TRMM, LANDSAT) as the big data source for quick disaster response (and recovery) in targeted areas. The research question for the scoping study is: Can big data source provide real-time and long- term information to improve emergency disaster management in urban settlements against floods in developing countries?  Previous research has identified several potentials that big data has on faster response to the affected population but few attempts have been made to integrate the factors to develop an aggregated conceptual output . An international review of multi-discipline research, grey literature, grass-root projects, and emerging online social discourse will appraise the concepts and scope of big data to highlight the four objectives of the research and answer the specific questions around existing and future potentials of big data, operationalising and capacity building by agencies, risk associated and prospects of maximising impact. The research proposes a concept design for undertaking a thematic review of existing secondary data sources which will  be used to provide a holistic picture of how big data can support in resilience through technological change within the specific scope of social and environmental contexts of developing countries. The implications of the study lie in the system integration and understanding of the socio-economics, political, legal and ethical contexts essential for investment decision making for strategic impact and resilience-building in developing nations.

How to cite: Bhattacharya Mis, N.: Big Data for flood management: Realising the benefits for developing countries, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19654, https://doi.org/10.5194/egusphere-egu2020-19654, 2020.

EGU2020-6735 | Displays | ITS1.2/CL5.9

Using global remote sensing and weather data efficiently for agricultural hotspots monitoring anywhere anytime: the ASAP online system

Michele Meroni, Felix Rembold, Ferdinando Urbano, Guido Lemoine, Hervé Kerdiles, Ana Perez-Hoyos, Gabor Csak, Maria Dimou, and Petar Vojnovic

Monitoring agricultural production in vulnerable developing countries is important for food security assessment and requires near real-time (NRT) information on crop growing conditions for early detection of possible production deficits. The public online ASAP system (Anomaly hot Spots of Agricultural Production) is an early warning decision support tool based on weather data and direct observation of crop status as provided by remote sensing. Although decision makers and food security analysts are the main targeted user groups, all the information is fully made available to the public in a simple and well documented online platform. The information further contributes to multi-agency early warning products such as the GEOGLAM Crop Monitor for Early Warning and food security assessments following the IPC-Cadre Harmonisé framework.

Low resolution remote sensing (1 km) and meteorological (5-25 km) data are processed automatically every 10 days and vegetation anomaly warnings are triggered at the first sub-national administrative level. The severity of the warnings is based on the observed land surface phenology and three main derived indicators computed at the 1 km grid level: a proxy of the current season biomass production (the cumulative value of the Normalized Difference Vegetation index from the start of season); an indicator of precipitation deficit (the Standardized Precipitation Index at the 3 month scale); and a water-balance model output (the Water Requirement Satisfaction Index).Warning maps and summary information are published on a web GIS every ten days and then further analyzed by analysts every month. This results in the identification of hotspot countries with potentially critical crop or rangelands production conditions.

In addition to the hotspots analysis and the warning explorer, users can also zoom in to the parcel level thank to the so called High Resolution Viewer, a web interface based on Google Earth Engine that allows to visualize Sentinels (1 and 2) and Landsat imagery, plot temporal profiles and perform basic anomaly operation (e.g. current year NDVI anomaly with respect to a reference year).  

In the near future it is planned to make the anomaly warnings available also at the second sub-national level and to integrate meteorological forecasts in the warning system.

How to cite: Meroni, M., Rembold, F., Urbano, F., Lemoine, G., Kerdiles, H., Perez-Hoyos, A., Csak, G., Dimou, M., and Vojnovic, P.: Using global remote sensing and weather data efficiently for agricultural hotspots monitoring anywhere anytime: the ASAP online system, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6735, https://doi.org/10.5194/egusphere-egu2020-6735, 2020.

The cooperation between Iberoamerican National Meteorological and Hydrological Services (NMHS) it is coordinated through the Conference of Directors of Iberoamerican NMHS (CIMHET), who takes advantage of the unique framework that provides the cultural and idiomatic heritage in the region. It is constituted by all 21 NMHSs of Iberoamerica, including Spain and Portugal. CIMHET provides a forum for dialogue between Iberoamerican NMHSs, recognized by World Meteorological Organization (WMO) as an example of cooperation and operability.
The Conference approves, at its annual meetings from 2003, an action plan over three strategic lines: Institutional strengthening and resource mobilization; provision of meteorological, climatic and hydrological services; education and training
Among the activities carried out in the latest action plans related to a better provision of Weather and Climate Services (WCS) includes the support for the creation and operation of Virtual Regional Centers for the Prevention of Severe Events, the development of a free database management system, namely MCH, which has been donated to WMO for distribution among interested NMHS, the implementation of a regional lightning detection network in Central America, or the development of downscaling climate change scenarios for Central America, with access to information and view via web.
In order to carry out the proper provision of WCS, it is also necessary to have sufficient and properly trained NMHS staff. Therefore, this activity, both for technical and management personnel, has been one of the fundamental elements in the activities carried out by CIMHET, with more than 60 courses and workshops from 2004, most of which have been face-to-face, attended by more than 1500 students.
It is also important to have the appropriate infrastructure and human resources so that NMHS can provide their services to society in a reliable and timely manner. For this, several modernization projects have been developed, mainly considering the needs of the different user sectors and showing their potential of NMHS for the different national social and economic sectors in case of solving their shortcomings.
Finally, intersectoral coordination mechanisms have been established with other Iberomerican networks with common interests, such as the Iberoamerican Network of Climate Change Offices (RIOCC) and the Conference of Iberoamerican Directors of Water (CODIA). A number of priority activities related to climate change adaptation issues linked to extreme hydrometeorological phenomena have been identified and started its development.

How to cite: Tamayo, J.: The experience of Iberoamerican Meteorological Cooperation in the improvement of the provision of Weather and Climate Services, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7476, https://doi.org/10.5194/egusphere-egu2020-7476, 2020.

EGU2020-10714 | Displays | ITS1.2/CL5.9

Water, Weather and Climate Services for Africa: the case of Ghana and Kenya

Frank Ohene Annor, Nick van de Giesen, and Marie-Claire ten Veldhuis

Close to 80% of Sub-Saharan African farmers rely on rainfed agriculture.  This makes it important that the weather and climate in this region is well understood, since it accounts for more than 15% of the GDP for instance in Ghana and Kenya. However, uncertainties in weather forecast and climate projections are very high in particular for this region, which leads to poor weather and climate services for agriculture production. One of the underlying factors among many is the poor conditions of weather and climate infrastructure in Sub-Saharan Africa.  The Trans-African Hydro-Meteorological Observatory (TAHMO) together with some National Meteorological and Hydrological Services (NMHSs) in Africa and other partners through the TWIGA project (http://twiga-h2020.eu/) are building a network of weather and hydrological stations to address this need. This network builds on the over 500 TAHMO stations in countries of interest like Ghana, Kenya, Uganda, South Africa, and Mozambique.

The observation network includes automatic weather stations, soil moisture sensors, Global Navigation Satellite System (GNSS) receivers, distributed temperature sensing (DTS), lightning sensors, neutron counters, evaporometers, laser speckle scintillometers, accelerometers for tree weighing, intervalometer rain gauges, flood mapper using citizen science mobile applications (Apps) and crop doctor using drones and Apps. The project has accelerated the Technology Readiness Levels (TRLs) of these innovations with some already set up for operational purposes delivering the first set of TWIGA services such as “How humid is my environment?; Crop detection and condition monitoring; Weather-based alerts for citizens/farmers; Area-specific near real-time weather forecast for farmers; Crop insurance based on soil index; Plastic accumulation monitor; Short-term prediction for solar energy; and Precipitable water vapour monitoring with TWIGA GNSS stations. These new innovations and the services developed using the value chain approach is a game changer for Sub-Saharan Africa.

How to cite: Annor, F. O., van de Giesen, N., and ten Veldhuis, M.-C.: Water, Weather and Climate Services for Africa: the case of Ghana and Kenya, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10714, https://doi.org/10.5194/egusphere-egu2020-10714, 2020.

Southeast Asia (SEA) is a rapidly developing and densely populated region that is home to over 600 million people. This, together with the region’s high sensitivity, exposure and low adaptive capacities, makes it particularly vulnerable to climate change and extremes such as floods, droughts and tropical cyclones. While the last decade saw some countries in SEA develop their own climate change projections, studies were largely uncoordinated and most countries still lack the capability to independently produce robust future climate information. Following a proposal from the World Meteorological Organisation (WMO) Regional Association (RA) V working group on climate services, the ASEAN Regional Climate Data, Analysis and Projections (ARCDAP) workshop series was conceived in 2017 to bridge these gaps in regional synergies. The ARCDAP series has been organised annually since 2018 by the ASEAN Specialised Meteorological Centre (hosted by Meteorological Service Singapore) with support from WMO through the Canada-funded Climate Risk and Early Warning Systems (Canada-CREWS) initiative.

This presentation will cover the activities and outcomes from the first two workshops, as well as the third which will be held in February 2020. The ARCDAP series has so far brought together representatives from ASEAN National Meteorological and Hydrological Services (NMHSs), climate scientists and end-users from policy-making and a variety of vulnerability and impact assessment (VIA) sectors, to discuss and identify best practices regarding the delivery of climate change information, data usage and management, advancing the science etc. Notable outputs include two comprehensive workshop reports and a significant regional contribution to the HadEX3 global land in-situ-based dataset of temperature and precipitation extremes, motivated by work done with the ClimPACT2 software.

The upcoming third workshop will endeavour to encourage the uptake of the latest ensemble of climate simulations from the Coupled Model Intercomparison Project (CMIP6) using CMIP-endorsed tools such as ESMValTool. This will address the need for ASEAN climate change practitioners to upgrade their knowledge of the latest global climate model database. It is anticipated that with continued support from WMO, the series will continue with the Fourth workshop targeting the assessment of downscaling experiments in 2021.

How to cite: Lim, G., Moise, A., Rahmat, R., and Timbal, B.: Building synergies in regional climate services for Southeast Asia: The ASEAN Regional Climate Data, Analysis and Projections (ARCDAP) workshop series. , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-15094, https://doi.org/10.5194/egusphere-egu2020-15094, 2020.

EGU2020-17108 | Displays | ITS1.2/CL5.9

The Drought & Flood Mitigation Service in Uganda – First Results

Hermen Westerbeeke, Deus Bamanya, and George Gibson

Since 2017, the governments of Uganda and the United Kingdom have been taking an innovative approach to mitigating the impacts of drought and floods on Ugandan society in the DFMS Project. Recognising both that the only sustainable solution to this issue is the continued capacity development in Uganda’s National Meteorological and Hydrological Services, and that it will take time for this capacity development to deliver results, the Drought & Flood Mitigation Service Project developed DFMS, bringing together meteorological, hydrological, and Earth observation information products and making these available to decision-makers in Uganda.

After the DFMS Platform was designed and developed in cooperation between a group of UK organisations that includes the Met Office and is led by the REA Group and five Ugandan government agencies including UNMA, led by the Ministry of Water and Environment (MWE), 2020 saw the start of a 2.5-year Demonstration Phase in which UNMA, MWE, and the other agencies will trial DFMS and DFMS will be fine-tuned to their needs. We will be presenting the first experiences with DFMS, including how it is being used related to SDG monitoring, and will showcase the platform itself in what we hope will be a very interactive session.

DFMS is a suite of information products and access only requires an Internet-connected device (e.g. PC, laptop, tablet, smart phone). Data and information are provided as maps or in graphs and tables, and several analysis tools allow for bespoke data processing and visualisation. Alarms can be tailored to indicate when observed or forecast parameters exceed user-defined thresholds. DFMS also comes with automatic programmable interfaces allowing it to be integrated with other automatic systems. The DFMS Platform is built using Open Source software, including Open Data Cube technology for storing and analysing Earth Observation data. It extensively uses (free) satellite remote sensing data, but also takes in data gathered in situ. By making the platform scalable and replicable, DFMS can be extended to contain additional features (e.g. related to landslides or crop diseases) or be rolled out in other countries in the region and beyond.

How to cite: Westerbeeke, H., Bamanya, D., and Gibson, G.: The Drought & Flood Mitigation Service in Uganda – First Results, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17108, https://doi.org/10.5194/egusphere-egu2020-17108, 2020.

EGU2020-5712 * | Displays | ITS1.2/CL5.9 | Highlight

WaterApps: co-producing tailor-made water and weather information services with and for farmers for sustainable agriculture in peri-urban delta areas in Ghana and Bangladesh

Spyridon Paparrizos, Talardia Gbangou, Uthpal Kumar, Rebecca Sarku, Joreen Merks, Saskia Werners, Art Dewulf, Fulco Ludwig, and Eric van Slobbe

Water for agriculture in peri-urban areas is vital to safeguard sustainable food production. Due to the dynamics of urbanization in deltas as well as climate change, water availability (too much, not enough, too late or early) is becoming erratic and farmers cannot rely only on their own experience anymore for agricultural decision-making. The WaterApps project develops tailor made water and weather information services with and for farmers in peri-urban areas in the urbanizing deltas of Accra, Ghana and Khulna, Bangladesh to improve water and food security and contribute towards sustainable agriculture.

The project’s design framework initially focuses on the farmers that are involved and supported during its course in the study areas and assesses their needs. Based on the baseline needs assessment study and along with the farmers in a co-producing mode Climate Information Services are being developed that provide tailor-made water and weather information and are continuously monitored and evaluated to ensure their effectiveness.

WaterApps combines the latest information technology such as Apps, social media, etc. on knowledge sharing that are enhanced with the local farmers’ information needs, demands and preferences to produce tailor-made Climate Information Services.

It deals with the technical part & design aspects of the water and climate information services, such as: the skill of the provided information on different spatio-temporal scales and the role of Local Forecasting Knowledge in the study areas.

Currently, an APP is being developed which, besides displaying scientific forecast gives the possibility to farmers to provide their own indigenous forecast. Additionally, scientific and indigenous forecast are being integrated providing a hybrid forecast.

In Bangladesh, Farmers’ Fields Schools (FFS) have been initiated together with meetings and trainings. The objective was to engage with farmers on a weekly basis by providing long term weather forecast and discuss the relevance in relation to upcoming agricultural activities. Social media are employed to inform agricultural extension officers and stakeholders on a daily basis.

Both cases in Bangladesh and Ghana show the importance of two-way communication and co-production with and for farmers. The co-production of water and weather information services empowers and improves livelihoods of small/medium farmers and builds capacity for enhancing sustainable food production. Finally, it lays the ground for upscaling in other urban-rural delta zones in the developing world.

How to cite: Paparrizos, S., Gbangou, T., Kumar, U., Sarku, R., Merks, J., Werners, S., Dewulf, A., Ludwig, F., and van Slobbe, E.: WaterApps: co-producing tailor-made water and weather information services with and for farmers for sustainable agriculture in peri-urban delta areas in Ghana and Bangladesh, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5712, https://doi.org/10.5194/egusphere-egu2020-5712, 2020.

EGU2020-21637 | Displays | ITS1.2/CL5.9

The Climate Information platform: A climate science basis for climate adaptation and mitigation activities in developing countries

Frida Gyllensvärd, Christiana Photiadou, Berit Arheimer, Lorna Little, Elin Sjökvist, Katharina Klehmet, Thomas Bosshard, Léonard Santos, Maria Elenius, René Capell, and Isabel Ribeiro

The World Meteorological Organization (WMO), the Green Climate Fund (GCF) and the Swedish Meteorological and Hydrological Institute (SMHI) are collaborating on a project providing expert services for enhancing the climate science basis of GCF-funded activities. The goal is to ensure that the causal links between climate and climate impacts, and between climate action and societal benefits, are fully grounded in the best available climate data and science.  Five pilot countries are participating in this phase of the project: St Lucia, Democratic Republic of Congo, Cape Verde, Cambodia, and Paraguay, with an audience of national experts, international stakeholders, and policy and decision makers.

The scientific framework which we follow here is a compendium of available data, methods and tools for analysing and documenting the past, present and potential future climate conditions which a GCF-funded project or adaptation plan might seek to address. Through the WMO-GCF-SMHI project, the methodology, scientific framework, data, methods and tools to link global to local data are complemented by hands-on support, backed by access to relevant data and tools through a structured access platform.

In this presentation we elaborate on the lessons learnt from a number of workshops that were designed for the five pilot countries. The main focus of the workshops was a hands-on opportunity of national experts and international stakeholders to work with the WMO methodology in order to develop a GCF proposal for future funding. The participants in each country worked intensively during a five-day workshop on each step of the methodology: Problem definition, Identification of climate science basis, Interpretation of data analysis, selection of best adaptation/mitigation options, and assessment of adaptation/mitigation effectiveness.

Assessing past and current climate and climate projections is the basis for inferring real and potential climate change and related impacts. For this, SMHI has developed a new interactive online platform/service (https://climateinformation.org/) to facilitate the communication between the GCF and developing countries and provide access to state of the art climate data to be used in impact assessment planning. The new service provides data for robust climate analysis to underpin decision-making when planning measures for climate adaptation or mitigation. Readily available climate indicators will help defining future problems, assess climatic stressors, and analyse current and future risks. This makes a climate case, which is the basis for developing interventions and propose investments. In particular the service provides:

  • Easy access to many climate indicators, based on state-of-the-art climate science.
  • Instant summary reports of climate change for any site on the globe.
  • Guidance on how to link global changes to local observations.

How to cite: Gyllensvärd, F., Photiadou, C., Arheimer, B., Little, L., Sjökvist, E., Klehmet, K., Bosshard, T., Santos, L., Elenius, M., Capell, R., and Ribeiro, I.: The Climate Information platform: A climate science basis for climate adaptation and mitigation activities in developing countries , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21637, https://doi.org/10.5194/egusphere-egu2020-21637, 2020.

Floods are a serious concern in West Africa, and their severity will likely increase with climate change. The European Union-financed, inter- and transdisciplinary project FANFAR (https://fanfar.eu/) aims at providing an operational flood forecast and alert pilot system for West Africa, based on an open-source hydrological model employed in a cloud-based Information and Communications Technology (ICT) environment. To achieve this, an existing pilot ICT system is co-designed and co-adapted to meet needs and preferences of West African users. Four workshops are carried out in West Africa from 2018 to 2020, each with around 40 representatives from hydrological and emergency management agencies from 17 West African countries.

To better understand the stakeholders’ needs and preferences, and to prioritize the development of the FANFAR ICT flood forecasting and alert system, we use Multi-Criteria Decision Analysis (MCDA). This MCDA framework guides through a stepwise procedure to develop the FANFAR ICT system such that it best fulfils those objectives that are fundamentally important to stakeholders. The first steps of MCDA are problem structuring; starting with a stakeholder analysis to identify the most important participants for the co-design workshops. In the first co-design workshop (Niamey, Niger, 2018), we then used different problem structuring methods (PSMs) to brainstorm which objectives are fundamentally important to West African stakeholders, and which options (ICT system configurations) might achieve these objectives. To generate objectives, we used online and pen-and-paper surveys, group brainstorming, and plenary discussions. To generate options, we used a strategy generation table and the brainwriting-635 method. Between workshops, the FANFAR consortium post-processed the objectives and options. We also interviewed experts to predict how well an option achieves each objective; including the uncertainty, which is later propagated to the MCDA results with Monte Carlo simulation.

The refined objectives were again discussed in plenary sessions in co-design workshop 2 (Accra, Ghana, 2019), and we elicited the participants’ preferences in small group sessions. Weight elicitation captures the trade-offs stakeholders are willing to make regarding achieving objectives, if not all objectives can be fully fulfilled. We used the card procedure to elicit weights (Simos revised procedure), and the popular swing method. As additional preference information for the MCDA modelling, we elicited the shape of the most-important marginal value functions, which “translate” the objectives’ measurement-units to a neutral value between 0 (objective is not achieved) and 1 (fully achieved). To give one example: for the objective “high accuracy of information”, the best case is “100% accuracy”, translated to the value v=1; the worst case “0% accuracy” translates to v=0. Furthermore, we asked whether stakeholders agree with the implications of the commonly used (linear) additive aggregation model in MCDA (weighted average).

We will present and discuss main results of the MCDA-modeling. Our main aim is to give some insights into the participatory co-design process employed in FANFAR, and recommendations for other projects. We will discuss the problem structuring and preference elicitation methods, and how well they worked in this interesting West African context.

How to cite: Lienert, J., Andersson, J., and Silva Pinto, F.: Co-designing a flood forecasting and alert system in West Africa with decision-making methods: the transdisciplinary project FANFAR, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8127, https://doi.org/10.5194/egusphere-egu2020-8127, 2020.

EGU2020-22322 | Displays | ITS1.2/CL5.9

Combining Indigenous and Scientific Forecast for Improved Climate Services in Ghana

Emmanuel Nyadzi, Saskia Werners, Robbert Biesbroek, and Fulco Ludwig

Extreme weather events and climate change are affecting the livelihoods of farmers across the globe. Accessible and actionable weather and seasonal climate information can be used as an adaptation tool to support farmers to take adaptive farming decisions. There are increasing calls to integrate scientific forecast with indigenous forecast to improve weather and seasonal climate information at local scale. In Northern Ghana, farmers lament about the quality of scientific forecast information thereby depending on their own indigenous forecast for taking adaptive decisions. To improve this, we developed an integrated probability forecast (IPF) method to combine scientific and indigenous forecast into a single forecast and tested its reliability using binary forecast verification method as a proof of concept. We also evaluated the acceptability of IPF among farmers by computing an index from multiple-response questions with good internal consistency check. Results show that, for reliability, IPF on average performed better than indigenous and scientific forecast at a daily timescale. At seasonal timescale, indigenous forecast overall performed better followed by IPF and then scientific forecast. However, IPF has far greater acceptability potential.  About 93% of farmers prefer IPF method as this provides a reliable forecast, requires less time and at the same time helps deal with contradicting forecast information. Results also show that farmers already use insights from both forecasts (complementary) to inform their farm decisions. However, their complementary method does not resolve the issues of contradicting forecast information. We conclude that, as a proof of concept, integrating indigenous and scientific forecast has high acceptability and can potentially increase forecast reliability and uptake.

 

 

 

How to cite: Nyadzi, E., Werners, S., Biesbroek, R., and Ludwig, F.: Combining Indigenous and Scientific Forecast for Improved Climate Services in Ghana, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22322, https://doi.org/10.5194/egusphere-egu2020-22322, 2020.

EGU2020-22514 | Displays | ITS1.2/CL5.9

Success of the co-production and delivery of local and scientific weather forecasts information with and for smallholder farmers in Ghana

Talardia Gbangou, Rebecca Sarku, Erik Vanslobbe, Fulco Ludwig, Gordana Kranjac-Berisavljevic, Spyridon Paparrizos, and Art Dewulf

Many West African farmers struggle to cope with changing weather and climatic conditions that keep them from making optimal decisions and meeting food and income security. The development of more accessible and credible weather and climate services (WCIS) can help local farmers improve their adaptive capacity. Such adequate WCIS often requires a joined collaboration between farmers and scientists to co-create an integrated local and scientific forecasting knowledge. We examine (i) the design requirements (i.e. Both technical and non-technical tools) and (ii) evaluate the outcomes of a successful implementation of the co-production and delivery of WCIS in Ada East district, Ghana. We implemented a user-driven design approach in a citizen science experiment involving prototype design and testing, training workshops, and interviews with farmers, agricultural and meteorological extension agents from 2018 to 2019. Farmers were handed with digital tools (i.e. Smart phones with web and mobile applications) and rain gauges as research instruments to collect and receive weather forecast data, and interact with scientists.

               Our results show that farmers’ engagement increased over time and is associated with the trainings and the improvement of the design features of the applications used. The evaluation shows an increase in the usability of tools, the reach or networking with other farmers, and the understanding of uncertainty (probabilistic) aspect of the forecasts over time. Local farmers evaluated both the local and scientific forecasts as accurate enough and useful for their daily farming decisions. We concluded that using modern technology in a co-production process, with targeted training, can improve the access and use of weather forecasts information.

How to cite: Gbangou, T., Sarku, R., Vanslobbe, E., Ludwig, F., Kranjac-Berisavljevic, G., Paparrizos, S., and Dewulf, A.: Success of the co-production and delivery of local and scientific weather forecasts information with and for smallholder farmers in Ghana, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22514, https://doi.org/10.5194/egusphere-egu2020-22514, 2020.

ITS1.4/HS4.8 – Reducing the impacts of natural hazards through forecast-based action: from early warning to early action

EGU2020-11979 | Displays | ITS1.4/HS4.8

The Progress of KMA’s Impact-based Forecasting

Hyojin Han, YoungYoung Park, Ji-Hyeon Kim, Yongjun Ahn, KyongJun Lee, Ji Ae Song, Yeongseon Kim, and Wonho Kim

The Korea Meteorological Administration (KMA) set a main policy goal as “Impact-based forecasting (IBF) for mitigation of meteorological disaster risks” in 2016. As a first step toward the goal, each regional office of the KMA operated a prototype of impact-based forecast service tailored to major severe weather conditions in each region from 2016 to 2018. As a result, the prototype service was found to contribute to reducing meteorological disasters in those regions. In order to determine quantitative impacts caused by meteorological disasters, a multi-ministerial R&D project was began in 2018 which is aiming to develop the Hazard Impact Models (HIM) for heavy rainfall and heatwave/coldwave. The project will be completed by the end of 2020, and the developed HIM will be operated for the KMA operational IBF. 
The KMA officially launched heatwave IBF service from June to September 2019 in order to support effective reduction of heatwave impacts. The KMA provided risk levels in different colors (attention-green, caution-yellow, warning-orange, danger-red), impact information and response tips for seven sectors—health, industry, livestock, aquaculture, agriculture, transportation and electric power—considering the regional characteristics. This information was disseminated to the public on the KMA's website. It was also provided to disaster response related agencies through the Meteorological Information Portal Service System for Disaster Prevention, as well as to local governments’ disaster response managers and officials managing the socially vulnerable people through mobile text messages. According to user satisfaction survey, a great number of users showed positive responses to the KMA heatwave IBF. Based on the success of heatwave IBF, coldwave IBF trial service was offered from December 2019 to March 2020. In addition, KMA plans to expand IBF to other high-impact weathers such as typhoon, heavy snow, heavy rainfall, and so on.

How to cite: Han, H., Park, Y., Kim, J.-H., Ahn, Y., Lee, K., Song, J. A., Kim, Y., and Kim, W.: The Progress of KMA’s Impact-based Forecasting, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11979, https://doi.org/10.5194/egusphere-egu2020-11979, 2020.

EGU2020-6003 | Displays | ITS1.4/HS4.8

Designing a multi-objective framework for forecast-based action of extreme rains in Peru

Jonathan Lala, Juan Bazo, and Paul Block

The last few years have seen a major innovation within disaster management and financing through the emergence of standardized forecast-based action protocols. Given sufficient forecasting skill and lead time, financial resources can be shifted from disaster response to disaster preparedness, potentially saving both lives and property. Short-term (hours to days) early warning systems are common worldwide; however, longer-term (months to seasons) early actions are still relatively under-studied. Seeking to address both, the Peruvian Red Cross has developed an Early Action Protocol (EAP) for El Niño-related extreme precipitation and floods. The EAP has well-defined risk metrics, forecast triggers, and early actions ranging from 5 days to 3 months before a forecasted disaster. Changes in climate regimes, forecast technology, or institutional and financial constraints, however, may significantly alter expected impacts of these early actions. A robust sensitivity analysis of situational and technological constraints is thus conducted to identify benefits and tradeoffs of various actions given various future scenarios, ensuring an adaptive and effective protocol that can be used for a wide range of changing circumstances.

How to cite: Lala, J., Bazo, J., and Block, P.: Designing a multi-objective framework for forecast-based action of extreme rains in Peru, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6003, https://doi.org/10.5194/egusphere-egu2020-6003, 2020.

EGU2020-1367 | Displays | ITS1.4/HS4.8

Flood preparedness decisions and stakeholders' perspectives on flood early warning in Bangladesh

Sazzad Hossain, Hannah Cloke, Andrea Ficchì, and Elisabeth Stephens

There is high temporal variability in the occurrence of the monsoon floods in Bangladesh during the South Asian summer monsoon. Detailed flood forecast information about flood timing and duration can play a vital role in flood preparedness decisions. The objective of this study is to understand different stakeholder perceptions about existing forecasting tools and data, and how these can support preparedness and response activities. Forecast users can be divided into three broad categories-national, sub-national and community level. The stakeholders working at national level are involved in policy making while the sub-national level involved in implementation of policies.  In order to identify the appropriate lead-time for better flood preparedness and the challenges in communicating probabilistic forecasts to users, semi-structured interviews with key stakeholders involved in various sectors of flood disaster management at national and sub-national level, community level household surveys, focus group discussions and a national consultation workshop were undertaken during the 2019 monsoon.

It was found all major stakeholders working at national and sub-national levels are aware of the availability of forecasts and receive flood forecasts from the Flood Forecasting and Warning Centre (FFWC). However, about 40% of the respondents at the community do not receive forecast information. Before the flood event, policy level stakeholders need to know the availability of resources and preparedness at the sub-national level for better response activities. On the other hand, sub-national level stakeholders of different government agencies act as a bridge between policy level and the local community. Existing short-range forecasts cannot provide information about the potential flood duration which is essential for resources assessment, mobilization and preparedness activities.

People living in the floodplain are aware about the flood seasons as it is an annual phenomenon. However, they can anticipate floods events only 2 to 3 days beforehand based on the available early warning and their risk knowledge. This short-range forecast can be used for some basic household level response activities such as protecting household equipment or moving their livestock to a safer place. It is essential to know the actual duration and flood extent for their agricultural decisions such as understanding when to transplant young crops into the field. The study found that all stakeholders need forecast information with a lead-time between 15 to 20 days for better flood preparedness decisions. People are likely to have seen deterministic forecasts so far and are not used to probabilistic forecasts with multiple scenarios for a same event. However, national forecast bulletins may include probability of flooding events based on a threshold known as flood danger level. Capacity development of the local community is necessary to improve understanding of the probabilistic forecast and overcome communication challenges.

 

 

How to cite: Hossain, S., Cloke, H., Ficchì, A., and Stephens, E.: Flood preparedness decisions and stakeholders' perspectives on flood early warning in Bangladesh, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1367, https://doi.org/10.5194/egusphere-egu2020-1367, 2020.

EGU2020-507 | Displays | ITS1.4/HS4.8

Towards improving a national flood early warning system with global ensemble flood predictions and local knowledge; a case study on the Lower Shire Valley in Malawi.

Thirza Teule, Anaïs Couasnon, Kostas Bischiniotis, Julia Blasch, and Marc van den Homberg

Flood risk, a function of hazard, exposure, and vulnerability, is increasing globally and has led to more and more disastrous flood events. Previous research has shown that taking early action is much more cost-effective than responding once the flood occurs. Such an anticipatory approach requires flood early warning systems (EWS) that provide ample lead time and that have sufficient spatial resolution. However, in developing countries, often the skill of available forecasts is insufficient to create a more effective triggering mechanism as part of a flood EWS.

This research presents an assessment of two methods to improve an existing flood EWS using a case study of the most flood-prone area of Malawi, i.e. the Lower Shire Valley. First, the forecast skill and trigger levels of the medium-term Global Flood Awareness System (GloFAS) model are determined for four gauge locations to assess how they can improve the national EWS. Secondly, an assessment is done on how the process of integrating flood forecasts based on local knowledge with official forecasts, can help to improve the EWS. This is done by semi-structured interviews at the national level and focus group discussions at the community level. The study shows that GloFAS does not predict absolute discharge values precisely, but can be used to predict floods if the correct trigger levels are set per location. The integration of multiple forecast sources is found to be useful at both national and community levels. An integration process is proposed where village stakeholders should take the leading role by using existing disaster management and civil protection coordination mechanisms. Overall, both methods can contribute to improving the flood EWS and decreasing the flood risk in the Lower Shire Valley in Malawi.

How to cite: Teule, T., Couasnon, A., Bischiniotis, K., Blasch, J., and van den Homberg, M.: Towards improving a national flood early warning system with global ensemble flood predictions and local knowledge; a case study on the Lower Shire Valley in Malawi., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-507, https://doi.org/10.5194/egusphere-egu2020-507, 2020.

EGU2020-19559 | Displays | ITS1.4/HS4.8

On the development and operationalization of an impact-based forecasting system to support early action for river floods in Zambia

Stefania Giodini, Aklilu Teklesadik, Jannis Visser, Orla Canavan, Innocent Bwalya, Irene Amuron, and Marc van den Homberg
Flooding in Zambia occurs on almost an annual basis greatly affecting the livelihoods of communities. Early action is crucial to mitigate the impact of flooding but needs to be guided by an early warning that is credible and actionable, linked to situational awareness based on data.  The 510 data team at the Netherlands Red Cross has been working together with the Red Cross Red Crescent Climate Centre, Zambia Red Cross Society, Water Resources Management Authority (WARMA) and Zambia Disaster Management and Mitigation Unit (DMMU) to develop a data driven early warning system to support impact based early action implementation. The system has been co-designed with the relevant local stakeholders and  integrates a hydrological model with a vulnerability capacity assessment based on secondary data for the whole country at the highest level of possible granularity (district level). A threshold based trigger model has been developed together with local decision makers to activate the system with a lead time up to 7 days. The system is being integrated in the Emergency Operation Centre operated by Zambia's DMMU as a part of the country standard early action protocol. This paper describes the system design, results from the first activations and lessons learned. 

How to cite: Giodini, S., Teklesadik, A., Visser, J., Canavan, O., Bwalya, I., Amuron, I., and van den Homberg, M.: On the development and operationalization of an impact-based forecasting system to support early action for river floods in Zambia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19559, https://doi.org/10.5194/egusphere-egu2020-19559, 2020.

EGU2020-20150 | Displays | ITS1.4/HS4.8

Improving flood damage assessments in data-scarce areas by retrieving building characteristics through automated UAV image processing

Hans de Moel, Lucas Wouters, Marleen de Ruiter, Anais Couasnon, Marc van den Homberg, Aklilu Teklesadik, and Jacopo Margutti

Reliable information on building stock and its vulnerability is important for understanding societal exposure to flooding and other natural hazards. Unfortunately, this often lacks in developing countries, resulting in flood damage assessments that use aggregated information collected on a national- or district level. In many instances, this information does not provide a representation of the built environment, nor its characteristics. This study aims to improve current assessments of flood damage by extracting structural characteristics on an individual building level and estimating flood damage based on its related susceptibility. An Object-Based Image Analysis (OBIA) of high-resolution drone imagery is carried out, after which a machine learning algorithm is used to classify building types and outline building shapes. This is applied to local stage-dependent damage curves. To estimate damage, the flood impact is based on the flood extent of the 2019 mid-January floods in Malawi, derived from satellite remote sensing. Corresponding water depth is extracted from this inundation map and taken as the damaging hydrological parameter in the model. The approach is applied to three villages in a flood-prone area in the Southern Shire basin in Malawi. By comparing the estimated damage from the individual object approach with an aggregated land-use approach, we highlight the potential for very detailed and local damage assessments using drone imagery in low accessible and dynamic environments. The results show that the different approaches on exposed elements make a significant difference in damage estimation and we make recommendations for future assessments in similar areas and scales.

How to cite: de Moel, H., Wouters, L., de Ruiter, M., Couasnon, A., van den Homberg, M., Teklesadik, A., and Margutti, J.: Improving flood damage assessments in data-scarce areas by retrieving building characteristics through automated UAV image processing, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20150, https://doi.org/10.5194/egusphere-egu2020-20150, 2020.

Semi-arid regions are the regions mostly affected by drought. In these climatically sensitive regions, the frequency and intensity of drought and hot extremes is projected to increase. With increasing precipitation variability in semi-arid regions, sustainable water management is required. Proactive drought and extreme event preparedness, as well as damage mitigation could be provided by the use of seasonal climate forecasts. However, their probabilistic nature, the lack of clear action derivations and institutional conservatism impedes their application in decision making of the water management sector. Using the latest global seasonal climate forecast product (SEAS5) at 35 km resolution and 7 months forecast horizon of the European Centre for Medium-Range Weather Forecasts, we show that seasonal-forecast-based actions offer potential economic benefit and allow for climate proofing in semi-arid regions in the case of drought and extreme events. Our analysis includes 7 semi-arid, in parts highly managed river basins with extents from tens of thousands to millions of square kilometers in Africa, Asia and South America. The value of the forecast-based action is derived from the skill measures of hit (worthy action) and false alarm (action in vain) rate and is related to economic expenses through ratios of associated costs and losses of an early action. For water management policies, forecast probability triggers for early action plans can be offered based on expense minimization and event maximization criteria. Our results show that even high lead times and long accumulation periods attain value for a range of users and cost-loss situations. For example, in the case of extreme wet conditions (monthly precipitation above 90th percentile), seasonal-forecast-based action in 5 out of 7 regions can still achieve more than 50 % of saved expenses of a perfect forecast at 6 months in advance. The utility of seasonal forecasts strongly depends on the user, the cost-loss situation, the region and the concrete application. In general, seasonal forecasts allow decision makers to save expenses, and to adapt to and mitigate damages of extreme events related to climate change.

How to cite: Portele, T., Lorenz, C., Laux, P., and Kunstmann, H.: Proactive Drought and Extreme Event Preparedness: Seasonal Climate Forecasts offer Benefit for Decision Making in Water Management in Semi-arid Regions, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16179, https://doi.org/10.5194/egusphere-egu2020-16179, 2020.

EGU2020-6647 | Displays | ITS1.4/HS4.8

Forecasting vegetation condition to mitigate the impacts of drought in Kenya.

Pedram Rowhani, Adam Barrett, Seb Oliver, James Muthoka, Edward Salakpi, and Steven Duivenvoorden

Droughts are a major threat globally as they can cause substantial damage to society, especially in regions that depend on rain-fed agriculture. Acting early based on alerts provided by early warning systems (EWS) can potentially provide substantial mitigation, reducing the financial and human cost. However, existing EWS tend only to monitor current, rather than forecast future, environmental and socioeconomic indicators of drought, and hence are not always sufficiently timely to be effective in practice. In Kenya, the National Drought Management Authority (NDMA) provides monthly bulletins assessing food security in the 23 arid and semiarid regions using current biophysical (e.g., rainfall, vegetation condition) and socio-economic (production, access, and utilisation) factors. One key biophysical indicator used by the NDMA drought phase classification is based on the Vegetation Condition Index (VCI).

In this study we explore machine-learning techniques to forecast (up to six weeks ahead) the 3-month VCI, commonly used in the pastoral areas of Kenya to monitor droughts. we specifically focus on Gaussian Process modelling and linear autoregressive modelling to forecast this indicator, which are derived from both Landsat (every 16 days at 30m resolution) and the MODerate resolution Imaging Spectroradiometer (MODIS - daily data at 500m resolution).

Our methods provide highly skillful forecasting several weeks ahead. As a benchmark we predicted the drought alert marker used by NDMA (VCI3M< 35). Both of our models were able to predict this alert marker four weeks ahead with a hit rate of around 89% and a false alarm rate of around 4%, or 81% and 6% respectively six weeks ahead.

The forecasts developed here could, for example, help establish a new drought phase classification (`Early Alert') which, along with adequate preparedness actions developed by the disaster risk managers, would minimise the risk of a worsening drought condition.

How to cite: Rowhani, P., Barrett, A., Oliver, S., Muthoka, J., Salakpi, E., and Duivenvoorden, S.: Forecasting vegetation condition to mitigate the impacts of drought in Kenya., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6647, https://doi.org/10.5194/egusphere-egu2020-6647, 2020.

EGU2020-16114 | Displays | ITS1.4/HS4.8 | Highlight

Linking Drought Forecast Information to Smallholder Farmer’s Strategies and Local Knowledge in Southern Malawi

Ileen Streefkerk, Hessel Winsemius, Marc van den Homberg, Micha Werner, Tina Comes, Maurits Ertsen, Neha Mittal, and Gumbi Gumbi

Most people of Malawi are dependent on rainfed agriculture for their livelihoods. This leaves them vulnerable to drought and changing rainfall patterns due to climate change. Farmers have adopted local strategies and knowledge which have evolved over time to help in reducing the overall vulnerability to climate variability shocks. One other option to increase the resilience of rainfed farmers to drought, is providing forecast information on the upcoming rainfall season. Forecast information has the potential to inform farmers in their decisions surrounding agricultural strategies. However, significant challenges remain in the provision of forecast information. Often, the forecast information is not tailored to farmers, resulting in limited uptake of forecast information into their agricultural decision-making.

Therefore, this study explores how drought forecast information can be linked to existing farmers strategies and local knowledge on predicting future rainfall patterns. By using participatory approaches, an understanding is created of what requirements drought forecast information should meet to effectively inform farmers in their decision-making. Based on these requirements a sequential threshold model, using meteorological indicators based on farmer’s local knowledge was developed to predict drought indicators (e.g. late onset of rains and dry spells). Additionally, using interviews among stakeholders and a visualisation of the current information flow, further insights on the current drought information system was developed.

The results of this research show that local knowledge has a predictive value for forecasting drought indicators. The skill of the forecast differs per location with an increased skill for Southern locations. In addition, the results suggest that local knowledge indicators have an increased predictive value in forecasting the locally relevant drought indicators in comparison the currently used ENSO-related indicators. This research argues that the inclusion of local knowledge could potentially improve the current forecast information by tailoring it to farmer's forecast requirements and context. Therefore, the findings of this research could be insightful and relevant for actors or research fields involved in drought forecasting in relation to user-specific needs. 

How to cite: Streefkerk, I., Winsemius, H., van den Homberg, M., Werner, M., Comes, T., Ertsen, M., Mittal, N., and Gumbi, G.: Linking Drought Forecast Information to Smallholder Farmer’s Strategies and Local Knowledge in Southern Malawi, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16114, https://doi.org/10.5194/egusphere-egu2020-16114, 2020.

EGU2020-19652 | Displays | ITS1.4/HS4.8

A review of the effectiveness of drought warning communication and dissemination in Malawi

Alexia Calvel, Micha Werner, Marc van den Homberg, Hans van der Kwast, Andrés Cabrera Flamini, and Neha Mittal

Droughts constitute one of the major and complex natural hazards that may lead to food insecurity due to its long-term and cumulative impact, compounded by the difficulty of drought being predicted. Efforts to improve early warning systems are being conducted to help reduce the impacts caused by drought events, and although significant advances have been made in the forecasting of drought, provision of actionable warning that leads to effective response is challenging due to a range of factors.  In this study we aim to improve our understanding of how people-centred warning communication and dissemination is being carried out for drought warning in Malawi.  Our methodology is based on five focus group discussions with farmers and 25 semi-structured interviews with various government officials, as well as with representatives from UNDP, WFP and NGOs. The analysis of these interviews and discussions is based on a qualitative approach using the concept of grounded theory and content analysis; to better understand the organisational structure, communication processes and the ability of warnings triggering actions by farmers and NGOs.

Our results identified that both within the farming communities as with the NGO’s and working at the local level there is a different perception than expected of what constitutes drought. Droughts are considered to be events that cause the failure of crops, which relates primarily to the occurrence of prolonged dry spells following the planting season, fall army worms and even the occurrence of floods. Consistently, drought warnings that are disseminated at the local level have been found to focus on these aspects. Moreover, it was found that although these warnings do trigger actions, they do so only to a certain extent. Daily weather forecast are not being used by farmers due to the high uncertainty associated with these predictions. For NGOs, drought early warnings are used in combination with the famine early warnings to trigger early actions.

Communication channels and processes were found to be well adapted to local conditions and to disseminate the consistent drought warnings and guidance to end-users. This has led to improved trust towards drought early warnings received. However, the high level of illiteracy and lack of understanding of the link between impacts and weather information render the seasonal forecast and text-messages unusable to farmers, with agricultural extension officers and the community-radios the preferred channels of communication. Organisational structures and processes appear to be relatively clear. Nevertheless, feedback mechanisms were found to be only scantily implemented due to the lack documentation on local perceptions and indigenous knowledge. Overall our results show that progress has been made in meeting the requirements for a people-centred early warning. However, external challenges such as a lack of local funds which has led to a high dependency on donors or the frequent changes of government officials affect the well-development of such an approach.  

How to cite: Calvel, A., Werner, M., van den Homberg, M., van der Kwast, H., Cabrera Flamini, A., and Mittal, N.: A review of the effectiveness of drought warning communication and dissemination in Malawi , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19652, https://doi.org/10.5194/egusphere-egu2020-19652, 2020.

EGU2020-19891 | Displays | ITS1.4/HS4.8

Forecast based action: developing triggers for preventing food insecurity in Eastern Africa

Marc van den Homberg, Gabriela Guimarães Nobre, and Edward Bolton

The project “Forecast based Financing for Food Security” (F4S) was initiated in July 2019 with the aim to provide a deeper understanding of how forecast information could be routinely used as a basis for financing early action for preventing food insecurity in pilot areas in Ethiopia, Kenya, and Uganda. The F4S project is linked to the existing Innovative Approaches in Response Preparedness Project and is in response to the growing interest and attention placed in recent years by academic institutions, development and humanitarian agencies on creating evidence that can leverage risk prevention and disaster risk reduction.

To ensure adequate forecast-based actions one needs to have the right information and evidence to guide fast decision-making. Key enabling aspects are an understanding of the impact of food insecurity, the resources needed to address it and an insight in the associated costs, beneficiaries’ preferences and lead times. In response to that, the F4S is currently:

  • Developing an impact-based probabilistic food insecurity forecasting model using Machine Learning algorithms and datasets of food insecurity drivers;
  • Collecting local evidence on food insecurity triggers and information on individual preferences on key design elements of cash transfer mechanisms through surveys and choice experiments;
  • Evaluating the cost-effectiveness of different cash transfer mechanisms.

This PICO presentation seeks to share lessons learnt and preliminary results on the development of triggers for enabling early action against the first signs of food insecurity in Eastern Africa. It presents key results obtained through surveys and choice experiments regarding local knowledge in association with food insecurity and aid design. Furthermore, it presents the potential cost-effectiveness and advantages of acting based on forecasts.

How to cite: van den Homberg, M., Guimarães Nobre, G., and Bolton, E.: Forecast based action: developing triggers for preventing food insecurity in Eastern Africa, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19891, https://doi.org/10.5194/egusphere-egu2020-19891, 2020.

EGU2020-15190 | Displays | ITS1.4/HS4.8

Knowledge, Attitudes and Practices on extreme heat: Insights from outdoor workers in Hanoi, Vietnam

Steffen Lohrey, Melissa Chua, Jerôme Faucet, and Jason Lee

Purpose: Extreme heat threatens poor urban populations, and particularly those who are economically forced to work in the outdoors and hot environments. Thus, the Vietnamese Red Cross, with technical support from the German Red Cross, is implementing a Forecast-based Financing project to assist vulnerable population groups in urban areas before and during heatwaves. In order to inform this humanitarian project on choosing appropriate early actions, this research investigates empirical evidence on heat vulnerability using data from a “Knowledge Attitudes Practices” (KAP) survey conducted in 2018 among outdoor workers in Hanoi, Vietnam.

Methods: We analyze the outcome of the KAP survey, which comprised 1027 respondents classified into four different occupation groups. Key questions comprised respondents’ self-reported economic and health situation, impacts from past heatwaves, as well as on knowledge about measures reducing health impacts from extreme heat. We first use descriptive statistics to assess the basic properties of the surveyed population groups. We then use a principal component analysis to identify properties that best captured the variability of responses and to identify sub-groups.

Results: The different occupation groups surveyed (builders, vendors, bikers) showed distinctively different properties, not only in mean age (28 year, 45 years and 43 years respectively), but also in their knowledge about heat-health symptoms and their access to night-time air-conditioning (builders: only 14% compared to 42% for bikers). Air-conditioning access did not correlate with reported income.  Builders knew considerably less about heat risk than other groups, but also reported fewer perceived symptoms. The three most common health symptoms reported were tiredness, sweating and thirst, with 22% of respondents having sought medical advice because of heat-related symptoms. Income reduction during heat events was reported by 48% of respondents. The vast majority of respondents have reported to increase drinking (89%) or to remain in shaded areas (87%). Most respondents (76%) could access and understand weather forecasts and early warnings.

Conclusion: Our data and analysis highlight how different occupation groups of outdoor workers in Hanoi vary in their socio-economic properties and their vulnerability to extreme heat. These insights into different groups can be used to direct the implementation of early actions for anticipatory humanitarian assistance before and during heatwaves.

How to cite: Lohrey, S., Chua, M., Faucet, J., and Lee, J.: Knowledge, Attitudes and Practices on extreme heat: Insights from outdoor workers in Hanoi, Vietnam, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-15190, https://doi.org/10.5194/egusphere-egu2020-15190, 2020.

Tropical cyclones could cause large casualties and economic loss in coastal area of China. It is of great importance to develop a method that can provide pre-event rapid loss assessment in a timely manner prior to the landing of a tropical cyclone. In this study, a pre-event tropical cyclone disaster loss assessment method based on similar tropical cyclone retrieval with multiple hazard indicators is proposed. Multiple indicators include tropical cyclone location, maximum wind speed, central pressure, radius of maximum wind, forward speed, Integrated Kinetic Energy (IKE), maximum storm surge, and maximum significant wave height. Firstly, the track similarity is measured by similarity deviation considering only the locations of tropical cyclone tracks. Secondly, the intensity similarity is measured by best similarity coefficient using central pressure, radius of maximum wind, maximum wind speed, moving speed, wind, storm surge, and wave intensity indices. Then, the potential loss of current tropical cyclone is assessed based on the retrieved similar tropical cyclones loss. Taking tropical cyclone Utor (2013) that affected China as an example, the potential loss is predicted according to the five most similar historical tropical cyclones which are retrieved from all the historical tropical cyclones. The method is flexible for rapid disaster loss assessment since it provides a relatively satisfactory result based on two scenarios of input dataset availability.

How to cite: Li, J.: Potential Tropical Cyclone Disaster Loss Assessment based on Multiple Hazard Indicators, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12337, https://doi.org/10.5194/egusphere-egu2020-12337, 2020.

How Earthquake Early Warning Systems can affect scientist’s liability? International perspective for domestic questions.

Early Warning Systems (EWS) represent a technical-scientific challenge aimed at improving the chance of surviving of the population exposed to the effects of dangerous natural events. This improvement must necessarily face great difficulties in the application fields, because EWS may turn into serious responsibilities for people involved as scientists and engineers.

In this complex scenario is necessary to consider the differences among EWS (e.g. meteo, tsunami, earthquake) and their capability of predicting and avoiding the consequences of damaging events.

The development of EWS in Italy is not homogenous.

Some of these systems, such as Earthquake EWS (EEWS), are in a testing phase and we really need to learn a lot from the comparison with other Countries that have been adopting these solutions for years.

This recognition is very important, because the tragic and deadly events of the L'Aquila earthquake, the landslide in Sarno, and the recent eruption of Stromboli volcano have taught us that the relationship between science and law in Italy is really difficult.

So, before entering in the operative phase of the EEWS is necessary to start from a recognition of the international and national legislative and jurisprudential frameworks that supports the assessment of criminal and civil liability in the event of a “wrong” technical-scientific response, unable to decrease the consequences for people and infrastructures.

The future application of EEWS in our Country must be supported by a study and research of solutions that allow scientists and engineers to operate with more awareness and less fear of the consequences of this not renounceable progress.

In this framework, the different roles of those involved in the development and dissemination of EEWS are also relevant: the responsibilities of scientists developing the tools are not the same as those of technical operators who are called upon to disseminate the alert.

In all these cases, however, the offer of an EEW service represents a promise to the population to face the harmful consequences of certain natural and disastrous events.

This promise certainly creates a legitimate expectation that, where betrayed, can give rise to criminal and civil liability for adverse events (manslaughter, negligence, unintentional disaster etc.).

Population, however, should not only expect to receive a correct alarm but must be put in the condition to understand the uncertainties involved in rapid estimates, to be prepared to face the risk, and to react in the right ways.

How to cite: Valbonesi, C.: How Earthquake Early Warning Systems can affect scientist’s liability? International perspective for domestic questions., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11104, https://doi.org/10.5194/egusphere-egu2020-11104, 2020.

ITS1.5/NH9.21 – Resilience to natural hazards: assessments, frameworks and tools

EGU2020-12023 | Displays | ITS1.5/NH9.21 | Highlight

The Next Generation Drought Index Project

Daniel Osgood and Markus Enenkel and the Daniel E Osgood

There is ample evidence about the added-value of anticipatory financing mechanism to mitigate the impact of extreme droughts on the livelihoods of vulnerable communities. Various projects have tried to optimize parametric insurance via different methods, resulting in useful lessons learnt for both macro- and micro-level insurance. In parallel, novel satellite-derived sources of information, such as soil moisture or evaporative stress, have become available to monitor key variables of the hydrological cycle and strengthen the drought narrative via cross-validation.  The Next Generation Drought Index project was funded by the World Bank to develop a generic framework and related technical toolbox that allows decision-makers to understand every step of index design, calibration and validation. An interactive dashboard is linked directly to different data sources, the outputs of financial risk models and socioeconomic information to link climate hazard and impact information. Collaboration partners range from African Risk Capacity to the United Nations World Food Programme, the START Network, the World Bank’s Global Index Insurance Facility and the European Space Agency. The overall goal is to reduce basis risk without creating an analytical black box as well as to identify and use ‘low hanging fruits’, such as the detection of early season moisture deficits via remote sensing. The finding from Senegal suggest that the effectiveness of insurance might be improved through client centered design through participatory/crowdsourced processes, a suite of advanced satellite data and models, available government/institutional data and  structured decision tree processes based on key performance indicators.

How to cite: Osgood, D. and Enenkel, M. and the Daniel E Osgood: The Next Generation Drought Index Project, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12023, https://doi.org/10.5194/egusphere-egu2020-12023, 2020.

EGU2020-20976 | Displays | ITS1.5/NH9.21

Our Coastal Futures: pathways to sustainable development

Robert Weiss, Valerie Cummins, Heath Kelsey, Sebastian Ferse, Anja Scheffers, Donald Forbes, and Bruce Glavovic

How to cite: Weiss, R., Cummins, V., Kelsey, H., Ferse, S., Scheffers, A., Forbes, D., and Glavovic, B.: Our Coastal Futures: pathways to sustainable development, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20976, https://doi.org/10.5194/egusphere-egu2020-20976, 2020.

EGU2020-3934 | Displays | ITS1.5/NH9.21

Flood resilience measurement for communities: data for science and practice

Michael Szoenyi, Finn Laurien, and Adriana Keating

Given the increased attention put on strengthening disaster resilience, there is a growing need to invest in its measurement and the overall accountability of resilience strengthening initiatives. There is a major gap in evidence about what actually makes communities more resilient when an event occurs, because there are no empirically validated measures of disaster resilience. Similarly, an effort to identify operational indicators has gained some traction only more recently. The Flood Resilience Measurement for Communities (FRMC) framework and associated, fully operational, integrated tool takes a systems-thinking, holistic approach to serve the dual goals of generating data on the determinants of community flood resilience, and providing decision-support for on-the-ground investment. The FRMC framework measures “sources of resilience” before a flood happens and looks at the post-flood impacts afterwards. It is built around the notion of five types of capital (the 5Cs: human, social, physical, natural, and financial) and the 4Rs of a resilient system (robustness, redundancy, resourcefulness, and rapidity). The sources of resilience are graded based on Zurich’s Risk Engineering Technical Grading Standard. Results are displayed according to the 5Cs and 4Rs, the disaster risk management (DRM) cycle, themes and context level, to give the approach further flexibility and accessibility.

The Zurich Flood Resilience Alliance (ZFRA) has identified the measurement of resilience as a valuable ingredient in building community flood resilience. In the first application phase (2013-2018), we measured flood resilience in 118 communities across nine countries, building on responses at household and community levels. Continuing this endeavor in the second phase (2018 – 2023) will allow us to enrich the understanding of community flood resilience and to extend this unique data set.

We find that at the community level, the FRMC enables users to track community progress on resilience over time in a standardized way. It thus provides vital information for the decision-making process in terms of prioritizing the resilience-building measures most needed by the community. At community and higher decision-making levels, measuring resilience also provides a basis for improving the design of innovative investment programs to strengthen disaster resilience.

By exploring data across multiple communities (facing different flood types and with very different socioeconomic and political contexts), we can generate evidence with respect to which characteristics contribute most to community disaster resilience before an event strikes. This contributes to meeting the challenge of demonstrating that the work we do has the desired impact – that it actually builds resilience. Our findings suggest that stronger interactions between community functions induce co-benefits for community development.

How to cite: Szoenyi, M., Laurien, F., and Keating, A.: Flood resilience measurement for communities: data for science and practice, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3934, https://doi.org/10.5194/egusphere-egu2020-3934, 2020.

EGU2020-1807 | Displays | ITS1.5/NH9.21

Messy Maps: Qualitative GIS for Urban Flood Resilience

Faith Taylor, James Millington, Ezekiel Jacob, Bruce Malamud, and Mark Pelling

We present a methodology to include qualitative aspects of flood resilience such as emotion, social connections and experience into urban planning using qualitative GIS. The geographic information system (GIS) has become ubiquitous in urban planning and disaster risk reduction, but often results in resilience being conceptualised and deployed in highly technocratic and quantitative ways. Yet in the urban Global South, where the rate of informal growth often outstrips our ability to collect spatial data, the knowledge infrastructures used for resilience planning leave little room for participation and consideration of local experience. This presentation outlines two interlinked projects (‘Why we Disagree about Resilience’ and the follow-on ‘Expressive Mapping of Resilient Futures’) experimenting with qualitative GIS methodologies to map resilience as defined by informal settlement residents. We show examples from two case study cities, Nairobi (Kenya) and Cape Town (South Africa), with applicability across the urban Global South. Four map layers were generated: (i) flood footprints showing the detailed spatial knowledge of floods generated by locals; (ii) georeferenced, narrated 360° StorySpheres capturing differing perspectives about a space; (iii) spatial social network maps showing residents connections to formal and informal actors before and during floods; (iv) multimedia pop-ups communicating contextual details missing from traditional GIS maps. We show that for informal settlements, many locations and aspects of resilience have vague or imprecise spatial locations, and that placing markers on a map makes them visible in ways that planners can begin to engage with. We discuss challenges such as privacy, legacy and participation. Although challenges remain, we found openness by city-level actors to use qualitative forms of evidence, and that the contextual detail aided their retention and understanding of resilience. The ‘messy’ maps we present here illustrate that in the era of big data and metrics, there is a space for qualitative understanding of resilience, and that existing knowledge and spatial data infrastructures have potential to be more inclusive and holistic.

How to cite: Taylor, F., Millington, J., Jacob, E., Malamud, B., and Pelling, M.: Messy Maps: Qualitative GIS for Urban Flood Resilience , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1807, https://doi.org/10.5194/egusphere-egu2020-1807, 2020.

EGU2020-21602 | Displays | ITS1.5/NH9.21

The Flood Resilience Dashboard

Ian McCallum, Stefan Velev, Finn Laurien, Reinhard Mechler, Adriana Keating, Stefan Hochrainer-Stigler, and Michael Szoenyi

The purpose of the “Flood Resilience Dashboard” is to put geo-spatial flood resilience data into the hands of practitioners. The idea is to provide an intuitive platform that combines as much open, peer-reviewed flood resilience related spatial data as possible with available related spatial data from the Flood Resilience Alliance, which in turn can be used to inform decisions. This data will include among others the Zurich Flood Resilience Measurement for Communities (FRMC) data, Vulnerability Capacity Assessment (VCA) maps, remote sensing derived information on flooding and other biophysical datasets (e.g. forest cover, water extent), modelled risk information, satellite imagery (e.g. night-time lights), crowdsourced data and more. 

The Dashboard will, as much as possible, lower the entry barrier for non-technical users, providing a simple login experience for the users. Users should be able to explore the Dashboard using standard web map navigation tools. The various charts and tables on the Dashboard dynamically refresh as features on the map are selected or the map extent is changed. No previous experience or understanding of geo-spatial data is required, beyond basic web-map navigation.

How to cite: McCallum, I., Velev, S., Laurien, F., Mechler, R., Keating, A., Hochrainer-Stigler, S., and Szoenyi, M.: The Flood Resilience Dashboard, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21602, https://doi.org/10.5194/egusphere-egu2020-21602, 2020.

      Adaptation is an indispensable part of climate change impact, and risk assessment plays an important role between data arrangement and strategy planning. This study aims at developing a framework from risk assessment to information presentation, then applying to risk communication. This framework refers to Climate Risk Template, defining risk as to the integration of hazard, exposure and sensitivity; simultaneously, Climate Risk Template is an auxiliary tool basing on Climate Change Adaptation Six Steps(CCA6Steps), which is the systematic procedure to analyze risk and plan adaptation pathway. This study emphasized on landslide disaster as the key issue and selected community residents, roads as the protected targets. First of all, collate stimulated results of landslide potential evaluation and literature, cases, questionnaires which were probed into exposure and sensitivity. Next, establish a factors list of climate risk and giving weights to correlation factors by Entropy Method. Finally, use risk matrix to evaluate the risk value and present the results of risk assessment by infographic. For essentially helping on risk communication, this study proposes a framework to make the general public understand the causes of regional disaster risk and assists executive units to implement climate risk assessment and adaptation pathway planning. Eventually, the study will innovate a prototype of using this framework; therefore, users just have to write down the key issue, protected target and choose the composition factors of risk, then they can accomplish climate risk assessment and generate climate risk infographic by themselves.

Keywords: Climate risk template, Climate risk assessment, Risk communication, infographic

How to cite: Liu, C. C. and Tung, C. P.: The Framework for Generating Climate Risk Infographic and Applying to Risk Communication, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6355, https://doi.org/10.5194/egusphere-egu2020-6355, 2020.

EGU2020-5868 | Displays | ITS1.5/NH9.21

Review, mathematical representation and classification of preventive drought management measures

ana paez, Gerald Corzo, and Dimitri Solomatine

In the context of proactive drought management plans, a key element consists of analyzing, selecting and allocating measures aimed at increasing resistance to droughts and reducing its potential impacts on the society, environment and economy. Currently, these measures, known as preventive drought management measures (Fatulová et al., 2015), are embedded within measures for flood management, catchment management plans, rural development plans, among others. This situation raises two issues. Firstly, information about potential preventive drought management measures (PDMM) is commonly fragmented and it is not a trivial task find or select measures that could be implemented as PDDM. Secondly, even though the same measure can be implemented from different management perspectives (Flood management, land degradation management, catchment management, rural development plans,) its applicability, advantages and limitations, may change according to the management perspective.

Considering the above, this study attempts to provide a review of PDMM that includes: measure description, applicability, limitations, mathematical representation (For further implementation in modelling systems) and classification, from a drought management perspective. It is worth to mention that this study is focused on hydrologically based measures, applicable for agricultural and hydrological drought management.

The research methodology is divided in three phases. The first phase consists of identifying drivers that trigger and/or enhance agricultural and hydrological droughts. This analysis is carried out from a hydrological angle, where land surface processes and human activities are potential drivers agricultural and hydrological droughts (Van Loon et al., 2016). The second phase examines an extensive list of technical documents, books, books sections, journal articles and case studies in order to identify those measures that could manage or mitigate the impact of potential drivers of agricultural and hydrological droughts. In this phase, PDMM are described in terms of applicability, advantages, limitations and mathematical representation for further implementation in modelling systems. Based on the analysis of the PDMM, the third phase of the study focusses on their classification, into three categories: nature-based solutions, grey infrastructure and changes in human water consumption

How to cite: paez, A., Corzo, G., and Solomatine, D.: Review, mathematical representation and classification of preventive drought management measures, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5868, https://doi.org/10.5194/egusphere-egu2020-5868, 2020.

EGU2020-19990 | Displays | ITS1.5/NH9.21 | Highlight

Generating multiple resilience dividends from managing unnatural disasters. Opportunities for measurement and policy.

Reinhard Mechler and Stefan Hochrainer-Stigler

Despite solid evidence regarding the large benefits of reducing disaster risk, it has remained difficult to motivate sustained investment into disaster risk reduction and resilience. Recently, international policy debate has started to emphasize the need for focusing DRR investment toward actions that generate multiple dividends, including reducing loss of lives and livelihoods, unlocking development, and creating development co-benefits. We examine whether available and innovative decision support tools are fit-for-purpose. Focusing on the Asia region, we identify evidence of multiple dividends crafted using expert-based methods, such as cost–benefit analysis for selecting and evaluating “hard resilience-type” interventions. Given a rising demand for “softer” and systemic DRR investments in projects and programs, participatory decision support tools have become increasingly relevant. As one set of tools, resilience capacity (capital) measurement approaches may be used to support actions and decisions throughout all stages of the project cycle. Measuring capacity for resilience dividends, not outcome, such tools can serve as participatory decision support for organizations working at community and other levels for scoping out how development and disaster risk interact, as well as for supporting the co-generation of multiple resilience dividend-type solutions with those at risk.

How to cite: Mechler, R. and Hochrainer-Stigler, S.: Generating multiple resilience dividends from managing unnatural disasters. Opportunities for measurement and policy., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19990, https://doi.org/10.5194/egusphere-egu2020-19990, 2020.

In recent years, the impact of climate change has caused critical risks to urban and rural systems, how to mitigate the damage caused by extreme climate events has become a topic of considerable concern in various countries in recent years. The United Nations International Strategy for Disaster Reduction (UNISDR) mentioned in the Hyogo Framework for Action (HFA) and the Sendai Framework for Disaster Risk Reduction 2015-2030 (Sendai Framework) that improving community resilience will help to deal with the harm caused by climate change. However, most of the previous research on resilience have only focused solely on urban or rural only, and have failed to clearly identify the differences in resilience between urban and rural areas. In fact, if we can understand the difference in resilience between urban and rural in the face of climate change, it will provide planners with better planning strategies or resource allocation. Based on this, the study first developed the resilience index through literature review, and then filtered and screened the index through Principle Component Analysis (PCA). After that, the resilience index was applied to empirical areas, and the spatial correlation of resilience was explored through Local Indicators of Spatial Autocorrelation (LISA). Finally, the binary logistic regression is used to analyze the difference in resilience of urban or rural under climate change.

How to cite: Pai, S.-E. and Chang, H.-S.: A Study on the Difference of Urban and Rural Resilience under Climate Change- A Case Study of Chiayi County, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2488, https://doi.org/10.5194/egusphere-egu2020-2488, 2020.

EGU2020-4852 | Displays | ITS1.5/NH9.21

Flood resilience and indirect impacts in art cities

Chiara Arrighi and Fabio Castelli

Resilience is commonly defined as the ability to recover from a shock and quickly restore antecedent conditions. Although it is widely recognized as crucial to reduce adverse impacts and it is gaining importance at global level, resilience to most natural hazards is difficult to measure and predict, as both direct and indirect impacts matter. In this work the mutual connection between flood resilience and indirect flood impacts is investigated through a mathematical model which describes the temporal evolution of the state of the system after an urban inundation event. The inputs to the resilience model are i) a hydraulic model simulating the flood hazard; ii) a vulnerability and recovery model estimating the physical damage to cultural heritage and the temporal persistence of direct and indirect consequences. The method is applied to the historic district of Florence (Italy) affected by a severe flood in 1966. The variables selected as proxies of the state of the system are the number of monuments open to the public after the flood and the number of visitors, which represent a measure of indirect social and economic impacts on the city. The model results show that the resilience model helps the quantification of indirect impacts due to the loss of accessibility of cultural heritage and allows evaluating the effectiveness of prevention measures.

Acknowledgments

Authors were beneficiary of funding by Italian Ministry of Education, University and Research (MIUR) under the PRIN 2015 programme with the Project MICHe “Mitigating the impacts of natural hazards on cultural heritage sites, structures and artefacts”

How to cite: Arrighi, C. and Castelli, F.: Flood resilience and indirect impacts in art cities, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4852, https://doi.org/10.5194/egusphere-egu2020-4852, 2020.

The Lombok earthquake of August 2018 killed approximately 555, injured 1400, and displaced 353.000 people. With Indonesia being vulnerable to natural disaster due to its geographic location, events like these are not uncommon. However, this event was significantly different from the majority of disasters in the Indonesian archipelago. The difference pertains to how the communities researched in this thesis, coped with the adversity they had experienced and how they showed resilience in a unique way.

A disaster drastically ushers in a liminal period wherein its victims are forced to rethink certain aspects of social life, give meaning to what has happened, and determine how to rebuild society sustainably.

This thesis argues that going back to a pre-disaster state of society is not possible, due to the lived experiences during the disaster and aftermath. Instead of going back, the culture of response of the Indonesian government (and the NGOs and communities) on which this thesis is focused, started a process towards Dyer’s Phoenix Effect.

This thesis explores the cultural, social, and organizational changes in post-disaster Lombok, which make the occurrence of the Phoenix Effect likely. (1) Cultural changes constitute the explanations for the earthquake from different religious perspectives and the resurgence of traditionally embedded building strategies. (2) Social changes equate to the reinvention of gotong royong from being a state-philosophy to an embedded set of mutual help. (3) Organizational changes, signify biopolitics of disaster management of the Indonesian government, the role of NGOs, and the emergence of peoples’ initiatives in order to become more resilient.

This thesis concludes that the possibility of the Phoenix Effect is likely, if the involved communities can maintain their cultural, organizational, and social changes sustainably.

How to cite: Koopman, J.: From Ashes to Fire: The Possibilities of the Phoenix Effect in Post-Disaster Lombok, Indonesia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10315, https://doi.org/10.5194/egusphere-egu2020-10315, 2020.

EGU2020-14406 | Displays | ITS1.5/NH9.21

The impact of hurricanes on the island of Saint-Martin (French West Indies) from 1954 to 2017: how are our society changes?

Kelly Pasquon, Gwenaël Jouannic, Julien Gargani, Chloé Tran Duc Minh, and Denis Crozier

Natural disasters lead to many victims and major damage in France and around the world. In 2017, Hurricane Irma hit the French islands of Saint-Martin and Saint-Barthélemy (West Indies), killing 11 people and causing more than €2 billion in insured damage. Ranked 5 in category on the Saffir-Simpson scale, with average winds of 287 km/h, this hurricane highlighted the vulnerability of our society to this type of phenomenon.

One can question the inability of society to face up to and recover from the consequences of these events. In this sense, this work questions the adaptation of the island of Saint-Martin to hurricanes and its entire environment. We have chosen to focus on the evolution of this island over 65 years: from 1954 to 2017 (before Hurricane Irma). We mainly used aerial images of IGN (Institut National de l’Information Géographique et Forestière) available regularly since 1947. Among the elements that have served us to characterize this evolution, we have focused on land use (buildings, infrastructure and anthropization) and demographics.

We show, in this study, that between 1954 and 2017 (before Hurricane Irma), Saint Martin had to adapt to numerous constraints, some of which were far more important than hurricanes. In 65 years, the population density of the French part of Saint Martin increased from 75 to 668 inhab/km². The majority of this increase occurred in a five year period following the Pons law of 1986 which favoured tax breaks for real estate investment. More than 12 000 buildings have been built in Saint Martin to welcome the new inhabitants of the island as well as tourists. Many neighbourhoods experienced significant growth which started in the late 80's. However we observe differences in urban planning, a result of social and territorial segregation which exists on the island. On the one hand, there are private residences in affluent neighbourhoods, on the other hand working-class neighbourhoods with vulnerable dwellings. The effect of hurricanes on this society, which has been highly unequal since the 1960's up to the 1980's, is to reinforce inequalities. The fragile habitats of the poorest populations have been more deeply affected than the richest parts of the population which have been financially supported for reconstruction.

How to cite: Pasquon, K., Jouannic, G., Gargani, J., Tran Duc Minh, C., and Crozier, D.: The impact of hurricanes on the island of Saint-Martin (French West Indies) from 1954 to 2017: how are our society changes?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-14406, https://doi.org/10.5194/egusphere-egu2020-14406, 2020.

EGU2020-11885 | Displays | ITS1.5/NH9.21

Improving crop water use in West Africa in the context of climate change

Sehouevi Mawuton David Agoungbome, Nick van de Giesen, Frank Ohene Annor, and Marie-Claire ten Veldhuis

Africa’s population is growing fast and is expected to double by 2050, meaning the food production must follow the cadence in order to meet the demand. However, one of the major challenges of agriculture in Africa is productivity (World Bank, 2009; IFRI, 2016). For instance, more than 40 million hectares of farmland were dedicated to maize in Africa in 2017 (approx. 20% of world total maize farms), but only 7.4% of the total world maize production came from the African continent (FAO, 2017). This shows the poor productivity which has its causes rooted in lack of good climate and weather information, slow technology uptake and financial support for farmers. In West Africa, where more than 70% of crop production is rain-fed, millions of farmers depend on rainfall, yet the region is one of the most vulnerable and least monitored in terms of climate change and rainfall variability. With a high uncertainty of future climate conditions in the region, one must foresee the big challenges ahead: farmers will be exposed to a lot of damages and losses leading to food insecurity resulting in famine and poverty if measures are not put in place to improve productivity. This study aims at addressing low productivity in agriculture by providing farmers with the right moment to start farming in order to improve efficiency and productivity of crop water use. By analyzing yield response to water availability of specific crops using AquaCrop, the Food and Agriculture Organization crop growth model, we investigate the crop water productivity variability throughout the rainy season and come up with recommendations that help optimize rainfall water use and maximize crop yield.

How to cite: Agoungbome, S. M. D., van de Giesen, N., Annor, F. O., and ten Veldhuis, M.-C.: Improving crop water use in West Africa in the context of climate change, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11885, https://doi.org/10.5194/egusphere-egu2020-11885, 2020.

ITS1.7/SM3.5 – International Monitoring System and On-site Verification for the CTBT, disaster risk reduction and Earth sciences

EGU2020-12289 | Displays | ITS1.7/SM3.5

Hydroacoustic measurements of the 2004 submarine eruption near Nightingale Island, Tristan da Cunha

Dirk Metz, Ingo Grevemeyer, Marion Jegen, Wolfram Geissler, and Julien Vergoz

Little is known about active volcanism in the remote regions of the global ocean. Here, we resort to long‐range acoustic measurements to study the July/August 2004 eruption at Isolde, a submarine volcanic cone in the Tristan da Cunha archipelago, South Atlantic Ocean. Underwater sound phases associated with the event were recorded as far as Cape Leeuwin, Western Australia, where a bottom-moored hydrophone array is operated as part of the International Monitoring System (IMS). IMS hydrophone data in combination with local seismic observations suggest that the center of activity is located east of Nightingale Island, where a recent seafloor mapping campaign aboard R/V Maria S Merian (MSM20/2) has revealed a previously unknown, potentially newly formed stratocone. Transmission loss modeling via the parabolic equation approach indicates that low-frequency sound phases travel at shallow depths near and within the Antarctic Circumpolar Current, thereby avoiding bathymetric interference along the 10,265 km source-receiver path. Our study highlights the potential of the IMS network for the detection and study of future eruptions both at Isolde and elsewhere. Implications for test-ban treaty monitoring and volcano early warning will be discussed.

How to cite: Metz, D., Grevemeyer, I., Jegen, M., Geissler, W., and Vergoz, J.: Hydroacoustic measurements of the 2004 submarine eruption near Nightingale Island, Tristan da Cunha , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12289, https://doi.org/10.5194/egusphere-egu2020-12289, 2020.

EGU2020-5481 | Displays | ITS1.7/SM3.5

Analysis of CTBT IMS Hydroacoustic hydrophone station underwater system electronics calibration sequences

Mario Zampolli, Georgios Haralabus, Jerry Stanley, and Peter Nielsen

The end-to-end calibration from the hydrophone ceramic element input to the digitizer output of CTBT IMS Hydroacoustic (HA) hydrophone stations is measured in a laboratory environment before deployment. After the hydrophones are deployed permanently with the Underwater System (UWS) hydrophone triplets, the response of the digitizer component can be measured by activating remotely a relay which excludes the hydrophone ceramic, preamplifier and riser cable, and feeds a pre-stored known waveform into the digitizer circuit via a digital-to-analogue converter. Analysis of these underwater calibration sequences makes it possible to verify the stability of the digitizer response over time and obtain useful information for investigations which require an accurate knowledge of the system response. Results are presented showing the stability of the UWS electronics response over time and one case, pertaining to the H10S triplet of HA10 Ascension Island, where changes in the calibration response appeared after the onset of electronic noise in one hydrophone channel with cross-talk to the other two channels.

How to cite: Zampolli, M., Haralabus, G., Stanley, J., and Nielsen, P.: Analysis of CTBT IMS Hydroacoustic hydrophone station underwater system electronics calibration sequences, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5481, https://doi.org/10.5194/egusphere-egu2020-5481, 2020.

Hydroacoustic activity of the submarine Monowai Volcanic Centre (MVC) is repeatedly observed at two distant triplet hydrophone stations, south of Juan Fernandez Islands (H03S, 9,159km) and north of Ascension Island (H10N, 15,823km). T-phase converted energy recorded at the broadband seismic station Rarotonga on Cook Island (RAR, 1,845km) is used as a reference for the cross-correlation analysis. A detailed processing scheme for the calculation of the daily cross-correlation functions (CCF) of the hydroacoustic and seismic data is provided. Preprocessing is essential to account for the non-identical measurements and sensitivities as well as the different sample rates. Further postprocessing by systematic data selection has to be applied before stacking CCFs in order to account for the non-continuous activity of the MVC source. Daily volcanic activity is determined for the period from 2006 until 2018 using the signal-to-noise ratio of the CCFs assuming sound propagation in the SOFAR channel. Monthly stacked CCFs with clear volcanic activity are used to study seasonal variations in sound propagation between the MVC and the hydrophone stations. In winter, however, a faster than expected signal is observed at H10N which is hypothesized to (partial) propagation through the formed sea ice along the path near Antarctica.

How to cite: Smets, P., Weemstra, K., and Evers, L.: Long-range hydroacoustic observations of the Monowai Volcanic Centre as a proxy for seasonal variations in sound propagation, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18440, https://doi.org/10.5194/egusphere-egu2020-18440, 2020.

EGU2020-21819 | Displays | ITS1.7/SM3.5

Long-term trend analysis of deep-ocean acoustic noise data

Sei-Him Cheong, Stephen P Robinson, Peter M Harris, Lian S Wang, and Valerie Livina

Underwater noise is recognised as a form of marine pollutant and there is evidence that over exposure to excessive levels of noise can have effects on the wellbeing of the marine ecosystem. Consequently, the variation in the ambient sound levels in the deep ocean has been the subject of a number of recent studies, with particular interest in the identification of long-term trends. We describe a statistical method for performing long-term trend analysis and uncertainty evaluation of the estimated trends from deep-ocean noise data. This study has been extended to include  measured data  from four monitoring stations located in the Indian (Cape Leeuwin & Diego Garcia), Pacific (Wake Island) and Southern Atlantic (Ascension Islands) Oceans over periods spanning between 8 to 15 years. The data were obtained from the hydro-acoustic monitoring stations of the Preparatory Commission for the Comprehensive Nuclear Test Ban Treaty Organization (CTBTO). The monitoring stations provide information at a sampling frequency of 250 Hz, leading to very large datasets, and at acoustic frequencies up to 105 Hz.

The analysis method uses a flexible discrete model that incorporates terms that capture seasonal variations in the data together with a moving-average statistical model to describe the serial correlation of residual deviations. The trend analysis is applied to time series representing daily aggregated statistical levels for four frequency bands to obtain estimates for the change in sound pressure level (SPL) over the examined period with associated coverage intervals. The analysis demonstrates that there are statistically significant changes in the levels of deep-ocean noise over periods exceeding a decade. The main features of the approach include (a) using a functional model  with terms  that represent both long-term and seasonal behaviour of deep-ocean noise, (b) using a statistical model to capture the serial correlation of the residual deviations that are not explained by the functional model, (c) using daily aggregation intervals derived from 1-minute  sound pressure level averages, and (d) applying a non-parametric approach to validate the uncertainties of the trend estimates that avoids the need to make an assumption about the distribution of the residual deviations.

The obtained results show the long term trends vary differently at the four stations. It was observed that low frequency noise generally dominated the significant trends in these oceans. The relative differences between the various statistical levels are remarkably similar for all the frequency bands. Given the complexity of the acoustic environment, it is difficult to identify the main causes of these trends. Some possible explanations for the observed trends are discussed. It was however observed some stations are subjected to strong seasonal variation with a high degree of correlation with climatic factors such as sea surface temperature, Antarctic ice coverage and wind speed. The same seasonal effects is less pronounced in station located closer to the equator.

How to cite: Cheong, S.-H., Robinson, S. P., Harris, P. M., Wang, L. S., and Livina, V.: Long-term trend analysis of deep-ocean acoustic noise data, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21819, https://doi.org/10.5194/egusphere-egu2020-21819, 2020.

EGU2020-4594 | Displays | ITS1.7/SM3.5

Estimates of seismo-acoustic transfer functions relevant to CTBT IMS T-phase stations

Peter Nielsen, Mario Zampolli, Ronan Le Bras, Georgios Haralabus, Jeffry Stevens, and Jeffrey Hanson

The Comprehensive Nuclear-Test-Ban Treaty (CTBT) International Monitoring System (IMS) is a world-wide network of stations and laboratories designed to detect nuclear explosions underground, in the oceans and in the atmosphere. The IMS incorporates four technologies: seismic, hydroacoustic and infrasound (collectively referred to as waveform technologies), and radionuclide (particulate and noble gas). The focus of this presentation is the hydroacoustic component of the IMS, which consists of 6 hydroacoustic stations employing hydrophones deployed in the oceans and 5 near-shore seismic stations, called T-phase stations, located on islands or continental coastal regions. The purpose of T-phase stations is to detect water-borne hydroacoustic pressure waves converted into seismic waves that propagate on the earth’s crust and are detected by land seismometers. However, the conversion process from in-water pressure to near-interface seismic waves is complex and strongly dependent on the properties of the local underwater and geological environment. To further understand this conversion process, state-of-the-art hybrid seismo-acoustic wave propagation models have been applied to simplified environments and to scenarios representative of the conditions encountered at IMS T-phase stations to compute broadband pressure time-series in the water and particle  velocity components on-land. Transfer functions from in-water pressure to on-land seismic particle velocity and vice versa were estimated both from modelling results and from real data acquired in locations where the hydrophones and (non-IMS) seismic stations were within 50-km distance. The presented results have been used to give a first assessment of the feasibility of characterizing the hydroacoustic phase of an in-water event by on-land seismic recordings at IMS T-phase stations, subject to limited a-priori environmental information and limiting factors, such as band-width and instrumental and/or environmental noise.

How to cite: Nielsen, P., Zampolli, M., Le Bras, R., Haralabus, G., Stevens, J., and Hanson, J.: Estimates of seismo-acoustic transfer functions relevant to CTBT IMS T-phase stations, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4594, https://doi.org/10.5194/egusphere-egu2020-4594, 2020.

EGU2020-18451 | Displays | ITS1.7/SM3.5

Seismically induced ground motions and source mechanism passively retrieved from remote infrasound detections

Shahar Shani-Kadmiel, Gil Averbuch, Pieter Smets, Jelle Assink, and Läslo Evers

The amplitude of ground motions caused by earthquakes and subsurface explosions generally decreases with distance from the epicenter. However, in the near-source region, other factors, e.g., near surface geology, topography, and the source radiation pattern, may significantly vary the amplitude of ground motions. Although source location and magnitude (or yield), can be rapidly determined using distant seismic stations, without a dense seismological network in the epicentral region, the ability to resolve such variations is limited.

Besides seismic waves, earthquakes and subsurface explosions generate infrasound, i.e., inaudible acoustic waves in the atmosphere. The mechanical ground motions from such sources, including the effects from the above mentioned factors, are encapsulated by the acoustic pressure perturbations over the source region. Due to the low frequency nature of infrasound and facilitated by waveguides in the atmosphere, such perturbations propagate over long ranges with limited attenuation and are detected at ground-based stations. In this work we demonstrate a method for resolving ground motions and the source mechanism from remotely detected infrasound. This is illustrated for the 2010 Mw 7.0 Port-au-Prince, Haiti earthquake, and the 6th and largest nuclear test conducted by the Democratic People's Republic of Korea in 2017.

Such observations are made possible by: (1) An advanced array processing technique that enables the detection of coherent wavefronts, even when amplitudes are below the noise level, and (2) A backprojection technique that maps infrasound detections in time to their origin on the Earth's surface.

Infrasound measurements are conducted globally for the verification of the Comprehensive Nuclear-Test-Ban Treaty and together with regional infrasound networks allow for an unprecedented global coverage. This makes infrasound as an earthquake disaster mitigation technique feasible for the first time and contributes to the Treaty's verification capacity.

How to cite: Shani-Kadmiel, S., Averbuch, G., Smets, P., Assink, J., and Evers, L.: Seismically induced ground motions and source mechanism passively retrieved from remote infrasound detections, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18451, https://doi.org/10.5194/egusphere-egu2020-18451, 2020.

EGU2020-17691 | Displays | ITS1.7/SM3.5

IDC Infrasound technology path to continuous improvement

Pierrick Mialle

The IDC advances its methods and continuously improves its automatic system for the infrasound technology. The IDC focuses on enhancing the automatic system for the identification of valid signals and the optimization of the network detection threshold by identifying ways to refine signal characterization methodology and association criteria. Alongside these efforts, the IDC and its partners also focuses on expanding the capabilities in NDC-in-a-Box (NiaB), which is a software package specifically aimed at the CTBTO user community, the National Data Centres (NDC).

An objective of this study is to illustrate the latest efforts by IDC to increase trust in its products, while continuing its infrasound specific effort on reducing the number of associated infrasound arrivals that are rejected from the automatic bulletins when generating the reviewed event bulletins. A number of ongoing projects at the IDC will be presented, such as: - improving the detection accuracy at the station processing stage by introducing the infrasound signal detection and interactive review software DTK-(G)PMCC (Progressive Multi-Channel Correlation) and by evaluating the performances of detection software; - development of the new generation of automatic waveform network processing software NET-VISA to pursue a lower ratio of false alarms over GA (Global Association) and a path for revisiting the historical IRED. The IDC identified a number of areas for improvement of its infrasound system, those will be shortly introduced.

How to cite: Mialle, P.: IDC Infrasound technology path to continuous improvement, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17691, https://doi.org/10.5194/egusphere-egu2020-17691, 2020.

EGU2020-7047 | Displays | ITS1.7/SM3.5

A climatology of infrasound detections at Kerguelen Island

Olivier F.C. den Ouden, Jelle D. Assink, Pieter S.M. Smets, and Läslo G. Evers

The International Monitoring System (IMS) is in place for the verification of the Comprehensive Nuclear-Test-Ban Treaty (CTBT). Part of the IMS are 60 infrasound arrays, of which 51 currently provide real-time infrasound recordings from around the world. Those arrays play a central role in the characterization of the global infrasonic wavefield and localization of infrasound sources.

Power Spectral Density (PSD) estimates give insight into the noise levels per station and array. The IMS global low and high noise model curves have been determined in a study by Brown et al. [2014] using a distribution of computed PSDs. All the IMS infrasound arrays, except IS23, have been included in the determination of the atmospheric ambient noise curves. IS23 is located at Kerguelen Island and exist of 15 elements that have been divided into five 100 meter aperture triplets arrays. The array is located at one of the noisiest locations in the world, due to the high wind conditions that exist year-round. The resulting high noise floor appears to hamper infrasound detection at this island array.

In this work, the effects of meteorological, oceanographic, and topographical conditions on the infrasound recordings at IS23 are studied. Five years of infrasound data is analyzed, as recorded by IS23, by using various processing techniques. Contributions within different frequency bands are evaluated. The infrasound detections are explained in terms of the stratospheric winds and ocean wave activity. Understanding and characterization of the low-frequency recordings of IS23 are of importance for successfully including this array for verification of the CTBT.

How to cite: den Ouden, O. F. C., Assink, J. D., Smets, P. S. M., and Evers, L. G.: A climatology of infrasound detections at Kerguelen Island, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7047, https://doi.org/10.5194/egusphere-egu2020-7047, 2020.

EGU2020-21841 | Displays | ITS1.7/SM3.5

Test bench development dedicated to microbarometers run-in

Emeline Guilbert and Anthony Hue

Seismo Wave Company is ongoing improving metrological processes and quality surveys to guarantee the best Infrasound sensors technology. In accordance with our quality approach, a running-in step for infrasound sensors has been investigated and implemented. Once the metrology process is completed (acoustical and electrical calibration, self-noise measurement), objective is to keep monitoring on sensitivity of MB3a sensors during several days, using the in-situ electrical calibration capability. For this purpose, a new bench has been designed and characterized in our laboratory. Different sensitivity assessment methods have been compared. Testing conditions, bench design, methodology and results are laid out in this poster.

How to cite: Guilbert, E. and Hue, A.: Test bench development dedicated to microbarometers run-in, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21841, https://doi.org/10.5194/egusphere-egu2020-21841, 2020.

EGU2020-6415 | Displays | ITS1.7/SM3.5

Study of a high activity eruption sequence of Kadovar volcano, Papua New Guinea, using data recorded by the CTBT International Monitoring System

Hiroyuki Matsumoto, Mario Zampolli, Georgios Haralabus, Jerry Stanley, James Robertson, and Nurcan Meral Özel

The analysis of hydroacoustic signals originating from marine volcanic activity recorded by a remote hydroacoustic (HA) station, HA11 at Wake Island, of the Comprehensive Nuclear-Test-Ban Treaty (CTBT) International Monitoring System (IMS) is presented in this study. The events studied pertain to an eruption series at Kadovar Island, Papua New Guinea during the period January to February 2018. Local visual observations determined that the Kadovar volcano began to erupt at the summit of the island, and then created new vent spots near the coast. The events included the collapse of a lava dome on 9 February 2018. Directions-of-arrivals of the hydroacoustic signals detected at HA11 were evaluated using a cross-correlation technique, this allowed discrimination between hydroacoustics signals originating from the Kadovar volcanic activity and other numerous hydroacoustic signals generated by general seismic activity in the Pacific. Discrimination between volcanic activity and seismicity was achieved by examining the time-frequency characteristics of the hydroacoustic signals, i.e. associating short duration broadband bursts with volcanic eruptions, in line with criteria generally applied for such events. Episodes of high volcanic activity with as many as 80 detections per hour were identified on two occasions, separated by a one-month period of relative quiet. Some of the hydroacoustic signals were characterized by broadband frequency content and high received levels (i.e. ca. 30 dB higher than the ocean microseismic background). It was found that corresponding non-hydroacoustic signals could not be identified by other regional IMS stations, this providing an indication of the likely submarine origin of these events. Long duration bursts recorded on the day when the lava dome collapsed have been identified and characterized in time-frequency space. This study provides a further example of the added value of CTBT IMS hydroacoustic station remote monitoring of marine volcanic events.

How to cite: Matsumoto, H., Zampolli, M., Haralabus, G., Stanley, J., Robertson, J., and Meral Özel, N.: Study of a high activity eruption sequence of Kadovar volcano, Papua New Guinea, using data recorded by the CTBT International Monitoring System, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6415, https://doi.org/10.5194/egusphere-egu2020-6415, 2020.

EGU2020-7367 * | Displays | ITS1.7/SM3.5 | Highlight

NEMO - The NEar real-time MOnitoring system for bright fireballs

Theresa Ott, Esther Drolshagen, Detlef Koschny, Gerhard Drolshagen, Christoph Pilger, Pierrick Mialle, Jeremie Vaubaillon, and Björn Poppe

Fireballs are very bright meteors with magnitudes of at least -4. They can spark a lot of public interest. Especially, if they can be seen during daytime over populous areas. Social Media allows us to be informed about almost everything, worldwide, and in all areas of life in real-time. In the age of intensive use of these media, information is freely available seconds after the sighting of a fireball.

This is the basis of the alert system which is part of NEMO, the NEar real-time MOnitoring system, for bright fireballs. It uses Social Media, mainly Twitter, to be informed about a fireball event in near real-time. In addition, the system accesses various data sources to collect further information about the detected fireballs. The sources range from meteor networks, the data from weather satellites or lightning detectors to the infrasound data of the IMS (International Monitoring System) operated by the CTBTO (Comprehensive Nuclear-Test-Ban Treaty Organisation).

Since large meteoroids or asteroids can be detected by these infrasound sensors when they enter the Earth's atmosphere, this network provides the possibility to detect fireballs worldwide and during day and night. From the infrasound data the energy of the object that caused the fireball can be determined and hence, its size and mass can be calculated. By combining all available information about the fireball from different data sources the amount of scientific knowledge about the event can be maximized.

NEMO was under development for about 2.5 years. Since the beginning of the year the system is in operation at the European Space Agency, as part of its Space Safety Programme. In this presentation we will give an overview about NEMO, its working principle and its relation to the IMS.

How to cite: Ott, T., Drolshagen, E., Koschny, D., Drolshagen, G., Pilger, C., Mialle, P., Vaubaillon, J., and Poppe, B.: NEMO - The NEar real-time MOnitoring system for bright fireballs, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7367, https://doi.org/10.5194/egusphere-egu2020-7367, 2020.

EGU2020-9926 | Displays | ITS1.7/SM3.5

IDC events related to volcanic activity at Kamchatka Peninsula

Paulina Bittner, Jane Gore, David Applbaum, Aaron Jimenez, Marcela Villarroel, and Pierrick Mialle

International Monitoring System (IMS) is designed to detect and locate nuclear test explosions as part of Comprehensive Nuclear Test-Ban Treaty (CTBT) verification regime. This network can be also used for civil applications, such as the remote monitoring of volcanic activity.

Events related to volcanic eruptions, which are listed in the International Data Centre (IDC) bulletins, are typically detected by infrasound stations of the IMS network. Infrasound station IS44 and primary seismic station PS36 are situated in Kamchatka, Russian Federation, in the vicinity of several active volcanoes. These two stations recorded seismo-acoustic events generated by volcanic eruptions. In addition to atmospheric events, the IMS network has the potential of detecting underwater volcanic activity. Under favourable conditions, the hydroacoustic stations located in the Pacific Ocean and PS36 may detect underwater events close to the shore of Kamchatka Peninsula.

The aim of this presentation is to show examples of volcanic eruptions at Kamchatka Peninsula recorded by the IMS network. Supplementary information obtained by other observing networks can be found in reports issued by Kamchatkan Volcanic Eruption Response Team (KVERT) or Tokyo Volcanic Ash Advisory Center (VAAC). Such information can be compared with events listed in IDC bulletins.

How to cite: Bittner, P., Gore, J., Applbaum, D., Jimenez, A., Villarroel, M., and Mialle, P.: IDC events related to volcanic activity at Kamchatka Peninsula , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9926, https://doi.org/10.5194/egusphere-egu2020-9926, 2020.

The key objectives of a ground-based geophysical mapping during an On-site Inspection are to detect, locate and characterize the zones of rock damage associated with an underground nuclear explosion (UNE). The cavity, rubble zone and fracturized rock matrix are also common features in the close vicinity of a cave of karstic origin. The natural cavities are mainly developed within the weakest zones of the rock matrix. The connatural features with an UNE are important but the thermal and pressure effects are lacking in the case of natural origin. However, the similarities may justify the efforts to investigate the cavern and its surroundings by geophysical methods.

 

The oval shaped cavern with a diameter of 28 m located 70 m below the surface was discovered within a clay mine in N-Hungary. The deep basement is composed of Triassic limestone, the cavern is located in the overlying Oligocene sandstone formation. As a result of hydrothermal activity in the Pleistocene a cave formed in the limestone which may have collapsed over time. The opening of the deep part of the cave influenced the overlying sandstone formation but the collapse did not reach the surface.

 

As a consequence of a UNE the cracks and open fissures could provide a pathway for the radioactive gas to find its way near to the surface. The detection of these fracturized zones require the highest possible resolution of the seismic imaging of the subsurface. Therefore, we made a 2D survey above the cavern site and determined that the optimal method is to generate and detect horizontally polarized (SH) waves. The electro-mechanically driven vibrator has provided a bandwidth ranging from 5 to 200 Hz which can be extended up to 400 Hz. The use of the Lightning type vibrator has broadened the seismic bandwidth achieving the maximum penetration of 250 m with substantial increase of the resolution.

The joint interpretation of the seismic and geoelectric tomographic results with the SH- wave reflection section has provided a clear pattern of the tectonized rock matrix around the cavern.

 

How to cite: Labak, P., Kovacs, A., and Hegedus, E.: S-wave reflection imaging of a tectonically determined cavern by use of next generation electro-mechanic vibrator, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13316, https://doi.org/10.5194/egusphere-egu2020-13316, 2020.

EGU2020-13214 | Displays | ITS1.7/SM3.5

Detection of the deep cavern at the Felsopeteny, Hungary site using seismic ambient noise data

Miriam Kristekova, Jozef Kristek, Peter Moczo, and Peter Labak

Nuclear explosions are banned by the Comprehensive Nuclear-Test-Ban Treaty (CTBT). Obviously, the CTBT needs robust and comprehensive verification tools to make sure that no nuclear explosion goes undetected. The detection of underground cavity due to nuclear explosions is a primary task for an on-site inspection (OSI) and resonance seismometry. Recently we have developed the finite-frequency-range spectral-power method that makes it possible to use seismic ambient noise recorded at the free surface above an underground cavity for localizing it. In this contribution we present results of application of the method to data recorded at a site of the Great Cavern near Felsopeteny, Hungary.

CTBTO performed several active and passive seismic measurements at the free surface above the Great Cavern in September 2019. Seismic ambient noise was recorded one week continuously at almost 50 stations with interstation distance around 50 m covering area 400 x 400 m.

The oval shaped cavern with a diameter of 28 m located 70 m below the surface was discovered within a clay mine in N-Hungary. The deep basement is composed of Triassic limestone, the cavern is in the overlying Oligocene sandstone formation. As a result of hydrothermal activity in the Pleistocene a cave formed in the limestone which may have collapsed over time. The opening of the deep part of the cave influenced the overlying sandstone formation but the collapse did not reach the surface.

We present the procedure of pre-processing and identification of a position of the cavern based on the recorded seismic ambient noise. We checked robustness of the obtained results. The results demonstrate potential of our methodology for the OSI purposes.

How to cite: Kristekova, M., Kristek, J., Moczo, P., and Labak, P.: Detection of the deep cavern at the Felsopeteny, Hungary site using seismic ambient noise data, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13214, https://doi.org/10.5194/egusphere-egu2020-13214, 2020.

EGU2020-839 | Displays | ITS1.7/SM3.5

Detecting explosion-induced dynamic phenomena using time-lapse seismic surveying

Shaji Mathew, Colin MacBeth, Maria-Daphne Mangriotis, and Jenny Stevanovic

Characterization of seismic events as underground nuclear explosions is a challenging task. Geophysical methods such as seismic monitoring systems are used by CTBTO to link post-explosion phenomena to potential sources. The main challenges in seismic monitoring involve accurately locating of sources and separating underground variations in seismic properties due to the explosion from naturally occurring variations. Underground detonations result in an immense change in pressure and temperature concentrated around the source origin. This results in the formation of characteristic static and dynamic phenomena. This study highlights the potential of using time-lapse seismic to identify ground zero by monitoring post-explosion dynamic phenomena. Time-lapse seismic, also known as 4D seismic, is successfully employed in the oil and gas industry for petroleum production monitoring and management. It involves taking more than one 2D/3D seismic at different calendar times over the same reservoir and studying the difference in seismic attributes.

Following an underground explosion, dynamic changes in rock and fluid properties are observable for a prolonged period, even up to several decades. This is prominent near to source origin, and it is a result of the redistribution of residual energy, such as pressure, temperature, and saturation. Frequent seismic monitoring surveys (time-lapse seismic) enables one to monitor the changes in rock and fluid properties. This study presents the characteristics of the time-lapse seismic signature observed in a heterogeneous medium (or heterogeneous cavity). We will look into the impact of factors affecting land 4D repeatability on the 4D signature. The significance of identifying the 4D signature related to the explosion in a seismic section, and the feasibility of detecting it during the OSI with resource and time constraints in place will be discussed. We present a fast detection method using machine learning for the detection of explosion related time-lapse signature, which could be an identifier of the source location or ground zero.

Acknowledgments: Authors would like to thank EPSRC and AWE for funding this project.

How to cite: Mathew, S., MacBeth, C., Mangriotis, M.-D., and Stevanovic, J.: Detecting explosion-induced dynamic phenomena using time-lapse seismic surveying, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-839, https://doi.org/10.5194/egusphere-egu2020-839, 2020.

EGU2020-21345 | Displays | ITS1.7/SM3.5

Güralp recommendations for the installation of high-performance, observatory-grade seismic stations

Sofia Filippi, Sally Mohr, Marie Balon, Phil Hill, Neil Watkiss, and Shawn Goessen

In order to monitor nuclear tests on a global scale, it is one of the IMS’s fundamental tasks to maintain a network of seismic stations with high data reliability. Installation is often the most critical aspect of a successful seismic station. A poorly designed layout leads to the introduction of noise that can hugely impact data quality, therefore rendering expensive, high performance equipment inadequate.

To facilitate quality installations and encourage better practices in the global seismic monitoring community, Güralp has developed a system that will allow for observatory-grade data.

The system is a classic seismic station composed of an ultra-low noise broadband seismometer: a Güralp 3T (120s or 360s), a high-performance digitizer-datalogger: the Güralp Affinity, a sensor cable and an atmospheric pressure enclosure.

The custom-built pressure enclosure enhances performance in vault installations, protecting the sensor from minuscule fluctuations in temperature and pressure, hence considerably reducing noise levels.

Güralp also provide best practice guidelines to assist researchers in designing their station, from site selection, installation and training to data retrieval and analysis.

Since 2001, Güralp have been managing the Eskdalemuir seismic array (EKA), the United Kingdom’s auxiliary station for the International Monitoring System. These years of experience with CTBT related monitoring have taught us that good results do not come from the instrument alone. This is why Güralp endeavors to accompany operators through every step of the process with a team of specialist engineers, applying 35 years of expertise from project conception to data retrieval.

How to cite: Filippi, S., Mohr, S., Balon, M., Hill, P., Watkiss, N., and Goessen, S.: Güralp recommendations for the installation of high-performance, observatory-grade seismic stations, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21345, https://doi.org/10.5194/egusphere-egu2020-21345, 2020.

EGU2020-7776 | Displays | ITS1.7/SM3.5

The Italian CTBTO Cooperating National Facility (CNF): status of the art

Damiano Pesaresi, Michele Bertoni, Elvio Del Negro, Stefano Parolai, and Paolo Comelli

The Italian National Institute for Oceanography and Experimental Geophysics (Istituto Nazionale di Oceanografia e di Geofisica Sperimentale - OGS) in Trieste (Italy) is offering, in agreement with the Italian CTBTO National Authority, its Cludinico (CLUD) seismic station as a Cooperating National Facility (CNF) to the CTBTO. As outlined in Pesaresi and Horn (2015) the additional data from the Italian CNF improve the CTBTO location capabilities in the Europe/Middle East area of about 21%, which might be of interest given the actual situation in Iran that breached the nuclear Joint Comprehensive Plan of Action (JCPOA) (Reuters, 2019).

In this presentation, we will illustrate the technical details of the solutions adopted to incorporate the Italian CNF into the CTBTO International Monitoring System (IMS): evaluation of CTBTO certification readiness, CTBTO Standard Station Interface (SSI) hardware and software procurement, test and installation, UPS upgrade, implementation and test of CTBTO communication, security measures.

Reference:

Pesaresi, D., and Horn, N.: Improving CTBTO monitoring capabilities: the Italian proposal for a CNF, CTBT Science and Technology 2015, Vienna, Austria, 22-26 June 2015, T4.1-P31, doi:10.13140/RG.2.1.2862.1927, 2015.

Reuters: "Iran further breaches nuclear deal, says it can exceed 20% enrichment", https://www.reuters.com/article/us-iran-nuclear-idUSKCN1VS05B, last access: 14 January 2020, 2019.

How to cite: Pesaresi, D., Bertoni, M., Del Negro, E., Parolai, S., and Comelli, P.: The Italian CTBTO Cooperating National Facility (CNF): status of the art, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7776, https://doi.org/10.5194/egusphere-egu2020-7776, 2020.

EGU2020-20511 | Displays | ITS1.7/SM3.5

The application of airborne remote sensing during an On-Site Inspection

Aled Rowlands, Peter Labak, Massimo Chiappini, Luis Gaya-Pique, John Buckle, and Henry Seywerd

The application of airborne remote sensing techniques permitted by the Comprehensive Nuclear‑Test‑Ban Treaty (magnetic and gamma survey as well as optical imaging including infrared measurements) is done through the prism of inspection team functionality – a logic which applies equally to air and ground-based techniques. Work undertaken over recent years through modelling and practical testing has aimed to better understand the ability of airborne remote sensing techniques to detect relevant observables under different conditions. This has led to the compilation of a concept of operations document that provides guidance on the application of inspection activities during an On-Site Inspection. As well as highlighting the relative merits of each technique, the document also addresses the relative likelihood a particular airborne technique will return relevant information and will avoid the commitment of resources to missions with little likelihood of success.

The paper also addresses the approaches which have been taken to streamline the acquisition of airborne remotely sensed data through bespoke installations, the identification of optimal data processing routines to facilitate the production of reports and the fusion of airborne data products with other data gathered during an inspection.

How to cite: Rowlands, A., Labak, P., Chiappini, M., Gaya-Pique, L., Buckle, J., and Seywerd, H.: The application of airborne remote sensing during an On-Site Inspection, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20511, https://doi.org/10.5194/egusphere-egu2020-20511, 2020.

EGU2020-21039 | Displays | ITS1.7/SM3.5

Radon and CO2 tracer for radioxenon subsurface sampling in the On Site Inspection

Chiara Telloli, Barbara Ferrucci, Antonietta Rizzo, Stefano Salvi, Alberto Ubaldini, and Carmela Vaccaro

The detection of anomalous concentration of Xenon radiosotopes in the subsurface gases during an On Site Inspection (OSI) is a strong indicator of a suspicious underground nuclear explosion. This implies that the sampling methodology ensure the collection of a reliable representative subsurface gaseous sample, avoiding the mixing with atmospheric gases. Radioxenon sampling in shallow layers can provide reliable results for desert areas, but different local geological features could result in more complex migration of subsurface gases to the very near superficial layers affecting the representativeness of the sample.

Radon is currently use as tracer to reveal the effective sampling of gases form the deep surface, so its measurement is coupled with the collection of radioxenon subsurface gases. The detection of radon anomalous concentration in subsurface gases could indicate different causes: high Radon content in subsurface indicate high radon concentration underground caused by the accumulation in an underground and confined cavity; on the other side, low radon detection in subsurface indicate low radon concentration underground that can be indicative of the absence of an underground cavity or the presence of rocks in the cavity absorbing radon. This lead to the consideration that radon is not a univocal tracer for Xe surface sampling in the OSI. A portable isotopic analyzer (that measures d13C and CO2) could be used to localize the faults and fracturing that could lead to a seeping of the subsurface gases. Therefore, this technique could be proposed as an auxiliary equipment for a preliminary activity during an OSI and a monitoring tool during subsurface gas sampling.

How to cite: Telloli, C., Ferrucci, B., Rizzo, A., Salvi, S., Ubaldini, A., and Vaccaro, C.: Radon and CO2 tracer for radioxenon subsurface sampling in the On Site Inspection, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21039, https://doi.org/10.5194/egusphere-egu2020-21039, 2020.

EGU2020-21517 | Displays | ITS1.7/SM3.5

GIMO – a new geospatial tool for On-site Inspection data collection and techniques integration

Gustavo Haquin Gerade, Peter Labak, Aled Rowlands, Nenad Steric, Oleksandr Shabelnyk, Magnus Ahlander, and Alicia Lobo

An on-site inspection (OSI) is conducted to clarify whether a nuclear weapon test explosion or any other nuclear explosion has been carried out in violation of the Treaty. The conduct of inspection activities requires an approach that takes into account the operational, technical and time constraints specified in the Treaty. A systematic approach was developed, namely, the information-led search logic for the inspection team (IT) to function effectively. The core of the search logic is inspection data acquired. The realization of the search logic is the Inspection Team Functionality (ITF) which its essential element is having the most updated inspection data readily available to inspectors to facilitate the planning, processing and reporting.

To facilitate the work of an IT, the Provisional Technical Secretariat launched a project to develop a map centric tool to support the IT. The Geospatial Information Management system for On-site inspections (GIMO), supports decision-making and facilitates the progress of an inspection and not hinder it in anyway. At its core is the facilitation of the ITF concept and chain of custody of samples and electronic media. It is a single tool for planning inspection activities, managing data collection in the field, integration of data generated by the implementation of OSI techniques and reporting. Information security, chain of custody and confidentiality requirements are applied in GIMO following the need-to-know principle. GIMO, 3D geospatially centric software, has no software dependencies outside the internal local area network as required by the Treaty. The modular nature of GIMO means that additional functionality can be embedded as and when needed.

How to cite: Haquin Gerade, G., Labak, P., Rowlands, A., Steric, N., Shabelnyk, O., Ahlander, M., and Lobo, A.: GIMO – a new geospatial tool for On-site Inspection data collection and techniques integration, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21517, https://doi.org/10.5194/egusphere-egu2020-21517, 2020.

EGU2020-21601 | Displays | ITS1.7/SM3.5

Key Aspects for the Definition of On-site Inspection Challenging Environments

Feihong Kuang and Gustavo Haquin Gerade

On-site inspection (OSI) is an element of the verification regime of the Comprehensive Nuclear Test Ban Treaty (CTBT), with the sole purpose to clarify whether a nuclear weapon test explosion or any other nuclear explosion has been carried out in violation of the Treaty. An OSI could be launched in any environment where a triggering event occurred. A challenging environment may affect not only the signatures and observables of a nuclear explosion, but also the possibility to conduct the OSI. Harsh environmental conditions, such as extreme climate conditions, high vegetation coverage and complicated topographic characteristics, among others, could slow down the deployment of field missions, and affect the state-of-health of OSI equipment and even the performance of inspectors, thereby compromising the whole inspection. Thus, the operationalization of OSI in different environments is an important aspect in the development of OSI capability. In this respect, well defined OSI environment is an important step towards the development of comprehensive OSI capabilities. Based on the analysis of historical underground nuclear explosions data and knowledge on the environmental impact on observables, equipment and inspectors, a definition of OSI environment was developed. Climatic conditions were grouped into the main five groups of the Köppen-Geiger classification scheme. Vegetation coverage was re-grouped in four of the 16 classes of land coverage (not including water bodies) following the International Geosphere-Biosphere Programme. Complicated landforms grouped in topographic classification using a digital elevation model based on slope gradient, surface texture and local convexity within neighboring cells was used to classify topographic relief of four types of landforms for OSI. In this presentation, it is shown how these key environmental aspects will impact the conduct of an OSI.

How to cite: Kuang, F. and Haquin Gerade, G.: Key Aspects for the Definition of On-site Inspection Challenging Environments, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21601, https://doi.org/10.5194/egusphere-egu2020-21601, 2020.

EGU2020-16106 | Displays | ITS1.7/SM3.5

The National Data Centre Preparedness Exercise NPE 2019 - Scenario design and expert technical analyses

J. Ole Ross, Nicolai Gestermann, Peter Gaebler, and Lars Ceranna

For detection of non-compliance with the Comprehensive Nuclear-Test-Ban Treaty (CTBT) the global International Monitoring System (IMS) is being built up and nearly complete. The IMS is designed to detect and identify nuclear explosions through their seismic, hydroacoustic, infrasound, and radionuclide signature. The IMS data are collected, processed to analysis products, and distributed to the signatory states by the International Data Centre (IDC) in Vienna. The member states themselves may operate National Data Centers (NDC) giving technical advice concerning CTBT verification to their government. NDC Preparedness Exercises (NPE) are regularly performed to practice the verification procedures for the detection of nuclear explosions in the framework of CTBT monitoring. The NPE 2019 scenario was developed in close cooperation between the Italian NDC-RN (ENEA) and the German NDC (BGR). The fictitious state RAETIA announced a reactor incident with release of unspecified radionuclides into the atmosphere. Simulated concentrations of particulate and noble gas isotopes at IMS stations were given to the participants. The task was to check the consistency with the announcement and to serach for waveform events in the potential source region of the radioisotopes. In a next step, the fictitious neighbour state EASTRIA provided further national (synthetic) measurements and requested assistance from IDC with so called Expert Technical Analysis (ETA) about the origin of those traces. The presentation shows aspects of scenario design, event selection, and forward amospheric transport modelling as well as radionuclide and seismological analyses.   

How to cite: Ross, J. O., Gestermann, N., Gaebler, P., and Ceranna, L.: The National Data Centre Preparedness Exercise NPE 2019 - Scenario design and expert technical analyses, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16106, https://doi.org/10.5194/egusphere-egu2020-16106, 2020.

EGU2020-7891 | Displays | ITS1.7/SM3.5

Comparison study for different approaches in applying High-Resolution Atmospheric Transport Modelling based on validation with Xe-133 observations in Europe

Anne Philipp, Michael Schoeppner, Jolanta Kusmierczyk-Michulec, Pierre Bourgouin, and Martin Kalinowski

The International Data Centre (IDC) of the Comprehensive Nuclear-Test-Ban Treaty Organisation (CTBTO) investigates the best method to add the utilisation of High-Resolution Atmospheric Transport Modelling (HRATM) in their operational and automatised pipeline. Supporting the decision process, the IDC accomplished a comparison study with different approaches for applying HRATM. An initial validation study with the HRATM Flexpart-WRF, which is a Lagrangian particle dispersion model (LPDM), showed a performance which is dependent on the scenario and delivered results comparable to the conventional Flexpart model. The approach uses the Weather Research and Forecasting model (WRF) to generate high-resolution meteorological input data for Flexpart-WRF and WRF was driven by the National Centers for Environmental Prediction (NCEP) data having a horizontal resolution of 0.5 degrees and time resolution of 1h. Based on this initial study, an extended study was conducted to compare the results to FLEXPART-WRF using input data from the European Centre for Medium-Range Weather Forecasts  (ECMWF) for WRF and to results from the conventional Flexpart model using high-resolution ECMWF input data. Furthermore, a sensitivity study was performed to optimize the physical and computational parameters of WRF to test possible meteorological improvements prior to the comparison study.

The performance of the different approaches is evaluated by using observational data and includes statistical metrics which were established during the first ATM challenge in 2016. Observational data of seven episodes of elevated Xe-133 concentrations were selected from the IMS (International Monitoring System) noble gas system DEX33 located in Germany. Each episode consists of 6 to 11 subsequent samples with each sample being taken over 24 hours. Both Flexpart models were using the source terms from a medical isotope production facility in Belgium to simulate the resulting concentration time series at the DEX33 station for different output resolutions. Backward simulations for each sample were conducted, and in the case of Flexpart-WRF nested input of increased resolution around the source and receptor was used.

The simulated concentrations, as well as the measurements, are also compared to the simulated results produced by the conventional Flexpart model to guide the decision-making process.

How to cite: Philipp, A., Schoeppner, M., Kusmierczyk-Michulec, J., Bourgouin, P., and Kalinowski, M.: Comparison study for different approaches in applying High-Resolution Atmospheric Transport Modelling based on validation with Xe-133 observations in Europe , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7891, https://doi.org/10.5194/egusphere-egu2020-7891, 2020.

EGU2020-2442 | Displays | ITS1.7/SM3.5

Global radioxenon emission inventory for 2014

Martin Kalinowski

Global radioactivity monitoring for the verification of the Comprehensive Nuclear-Test-Ban Treaty (CTBT) includes the four xenon isotopes 131mXe, 133Xe, 133mXe and 135Xe. These four isotopes are serving as important indicators of nuclear explosions. The state-of-the-art radioxenon emission inventory uses generic release estimates for each known nuclear facility. However, the release amount can vary by several orders of magnitude from year to year. The year 2014 was selected for a single-year radioxenon emission inventory that avoids this uncertainty. Whenever 2014 emissions reported by the facility operator are available these are incorporated into the 2014 emission inventory. This presentation summarizes this new emission inventory. The overall emissions by facility type are compared with previous studies. The global radioxenon emission inventory for 2014 can be used for studies to estimate the contribution of this anthropogenic source to the observed ambient concentrations at IMS noble gas sensors to support CTBT monitoring activities, including calibration and performance assessment of the verification system as described in the Treaty as well as developing and validating methods for enhanced detection capabilities of signals that may indicate a nuclear test. One specific application will be the third ATM Challenge that was announced in December 2019.

How to cite: Kalinowski, M.: Global radioxenon emission inventory for 2014, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2442, https://doi.org/10.5194/egusphere-egu2020-2442, 2020.

EGU2020-7504 | Displays | ITS1.7/SM3.5

A Seismic Event Relative Location Benchmark Case Study

Tormod Kvaerna, Steven J. Gibbons, Timo Tiira, and Elena Kozlovskaya

"Precision seismology'' encompasses a set of methods which use differential measurements of time-delays to estimate the relative locations of earthquakes and explosions.  Delay-times estimated from signal correlations often allow far more accurate estimates of one event location relative to another than is possible using classical hypocenter determination techniques.  Many different algorithms and software implementations have been developed and different assumptions and procedures can often result in significant variability between different relative event location estimates.  We present a Ground Truth (GT) database of 55 military surface explosions in northern Finland in 2007 that all took place within 300 meters of each other.  The explosions were recorded with a high signal-to-noise ratio to distances of about 2 degrees, and the exceptional waveform similarity between the signals from the different explosions allows for accurate correlation-based time-delay measurements.  With exact coordinates for the explosions, we can assess the fidelity of relative location estimates made using any location algorithm or implementation.  Applying double-difference calculations using two different 1-d velocity models for the region results in hypocenter-to-hypocenter distances which are too short and the wavefield leaving the source region is more complicated than predicted by the models.  Using the GT event coordinates, we can measure the slowness vectors associated with each outgoing ray from the source region. We demonstrate that, had such corrections been available, a significant improvement in the relative location estimates would have resulted.  In practice we would of course need to solve for event hypocenters and slowness corrections simultaneously, and significant work will be needed to upgrade relative location algorithms to accommodate uncertainty in the form of the outgoing wavefield.  We present this dataset, together with GT coordinates, raw waveforms for all events on six regional stations, and tables of time-delay measurements, as a reference benchmark by which relative location algorithms and software can be evaluated.

How to cite: Kvaerna, T., Gibbons, S. J., Tiira, T., and Kozlovskaya, E.: A Seismic Event Relative Location Benchmark Case Study, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7504, https://doi.org/10.5194/egusphere-egu2020-7504, 2020.

EGU2020-9878 | Displays | ITS1.7/SM3.5

High-frequency hybrid modelling of near-source topographic effects at teleseismic distances: The Degelen mountain case study

Marta Pienkowska, Stuart Nippress, Tarje Nissen-Meyer, and David Bowers

We apply a hybrid method that couples global Instaseis databases (van Driel et al., 2015) with a local finite-difference code WPP (Nilsson et al., 2007) to study the 1960s-1980s nuclear explosions located at the USSR Degelen mountain test site. Observed teleseismic P waves (up to 2 Hz) display strong near-source signatures, yet the relative importance of contributing factors – such as explosion depth and yield, scattering from near-source topography and geological heterogeneities, as well as non-linear effects – are not well understood. An analysis of teleseismic waveforms suggest that these features are dependent on the source location within the Degelen mountain range, while depths and yields do not show a consistent effect. We therefore propose that the change in signal characteristics on teleseismic waveforms is related to the mountainous topography in the source region and we turn to deterministic hybrid modelling to test the effect of Degelen topography at teleseismic distances. Despite simplistic modelling assumptions, we achieve an excellent fit with the observed waveforms. Amplitudes are in good agreement and many observed features are reproduced by synthetic seismograms at 2 Hz, highlighting the importance of near-source 3-D effects on long-range wave propagation. Hybrid modelling of more realistic high-frequency scenarios could ultimately lead to waveform-based constraints on explosion locations, for example via grid-search methods or more advanced learning algorithms, or even improve nuclear discrimination methods.

How to cite: Pienkowska, M., Nippress, S., Nissen-Meyer, T., and Bowers, D.: High-frequency hybrid modelling of near-source topographic effects at teleseismic distances: The Degelen mountain case study, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9878, https://doi.org/10.5194/egusphere-egu2020-9878, 2020.

The Comprehensive Nuclear-Test-Ban Treaty (CTBT) calls for a verification regime which involves interactions between the International Data Centre (IDC) component of the Provisional Technical Secretariat (PTS) established in Vienna, Austria, and the National Data Centres (NDC) of Member States of the Treaty. The results of location estimates of the same event by the two organizations is obtained using similar methods and software but potentially involve different seismo-acoustic networks and therefore a direct comparison of the distances and time differences is not sufficient and the different error estimates for the event should be taken into account. Most methods of location are using iterative linear inversions and the probability distributions are Gaussian, using the covariance matrix resulting from the last step of the iterative inversion process as the parameters of the Gaussian distributions. We explored the statistical tools available to compare two multi-dimensional distributions and measure a distance between them in an objective manner, including the Hellinger distance, the Bhattacharyya distance, and the Mahalanobis distance and we will show examples of application to the seismo-acoustic location problem. 

How to cite: Le Bras, R. and Qorbani, E.: Comparing two location estimates of the same seismo-acoustic event. A survey of available statistical tools., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3340, https://doi.org/10.5194/egusphere-egu2020-3340, 2020.

The Source Physics Experiments (SPE) provided new insights into explosion phenomenology. In particular, the data reveal a mechanism for generating shear energy in the near-source region which may explain why certain North Korean declared nuclear tests do not conform to explosion/earthquake discriminants based on relative body wave (mb) and shear wave (MS) magnitudes.

The SPE chemical explosive detonations in granite included three scaled depth of burial (SDOB) categories: 1) nominally buried defines the burial depths from which mb:MS discriminants were derived; 2) deeply overburied, or Green’s function depth; and 3) moderately overburied, or between the two end cases above. This last category is a general descriptor for the North Korean declared nuclear tests which fail the mb:MS discriminant.

Near-source three-axis borehole accelerometers indicate that the nominal and deeply buried SPE experiments created the expected spherical shock environment dominated by radial ground motion with insignificant tangential response.

The moderately overburied SPE experiments indicate a significant contrast. The tangential records in these experiments are quiescent with initial shock arrival and then exhibit a sudden, significant surge immediately following the peak radial component. At distant ranges where the shock wave amplitude has attenuated the environment becomes more consistent with a spherical shock with no significant tangential components.

We interpret a “shear release” mechanism on an obliquely loaded rock joint:

  1. During incipient loading the normal shock component forces closure of the joint.
  2. In cases of low explosive loading and/or high in situ stress the tangential component is insufficient to cause joint sliding and this load is stored as shearing strain.
  3. As the ground shock peak passes the joint unloads and dilates, and the now open joint allows a sudden release of the stored shear strain resulting in sudden joint rupture and slippage.

Step 3 above is essential for identifying when this mechanism occurs. For large in situ stress accompanied by low explosive loading (i.e., deep burial, or high SDOB) the joint fails to open and rupture does not occur. For low in situ stress accompanied by high explosive loading (i.e., shallow burial, or nominal SDOB) there is insufficient resistance to tangential slippage and no shear energy is stored for later release.

The above provides a fully geodynamic definition for why certain explosive events in jointed rock will fall within the correct explosion population of a mb:MS discriminant while others may not. Moreover, we illustrate that these observations for the SPE results map directly to generally accepted yield and depth combinations for the six declared North Korean nuclear tests.

How to cite: Steedman, D. and Bradley, C.: Identification a of shear mechanism in moderately overburied chemical explosive experiments and relation to the DPRK declared nuclear tests, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1633, https://doi.org/10.5194/egusphere-egu2020-1633, 2020.

EGU2020-2203 | Displays | ITS1.7/SM3.5

Magnitude Scaling of Regional-phase Amplitudes from the DPRK Announced Nuclear Tests

Sheila Peacock, David Bowers, and Neil Selby

At regional distances (<~1700 km) the phases Pn, Pg and Lg are generally the most prominent arrivals from a crustal seismic source.  Amplitude ratios of Pn or Pg to Lg have been investigated by several authors (e.g. Hartse et al. 1997 Bull. Seism. Soc. Am.) as earthquake/explosion discriminators.  Theory and observation show that explosions generate shear phases less efficiently than earthquakes, hence the amplitude ratio of Pn and Pg to Lg is expected to be higher for explosions, especially at frequencies above ~2 Hz.  Walter et al. (2108 Seismol. Res. Lett. DOI 10.1785/0220180128) showed that amplitude ratios Pg/Lg and Pn/Lg at 2-4 Hz were clear discriminants between the six announced nuclear tests of the Democratic People's Republic of Korea (DPRK) and a population of earthquakes.  We investigate regional-phase amplitudes for stations MDJ (distance ~376 km) and USRK (~406 km). Walter et al. found a weak dependence of Pg/Lg in the 2-4 Hz band at MDJ on the magnitude Mw of the explosion. We find this dependence at USRK also.  We also explore the regional amplitude behaviour at a range of frequencies, and dependence on different magnitude measures, such as network body-wave and surface-wave magnitudes.


© British Crown Owned Copyright 2019/AWE

This work is distributed under the Creative Commons Attribution 4.0 License. This licence does not affect the Crown copyright work, which is re-usable under the Open Government Licence (OGL). The Creative Commons Attribution 4.0 License and the OGL are interoperable and do not conflict with, reduce or limit each other.

How to cite: Peacock, S., Bowers, D., and Selby, N.: Magnitude Scaling of Regional-phase Amplitudes from the DPRK Announced Nuclear Tests, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2203, https://doi.org/10.5194/egusphere-egu2020-2203, 2020.

EGU2020-6035 | Displays | ITS1.7/SM3.5

Understanding explosion-related aftershocks using field experiments and physics-based simulation

Kayla Kroll, Gene Ichinose, Sean Ford, Arben Pitarka, William Walter, and Douglas Dodge

Previous studies have shown that explosion sources produce fewer aftershocks and that they are generally smaller in magnitude compared to aftershocks of similarly sized earthquake sources (Jarpe et al., 1994, Ford and Walter, 2010). It has also been suggested that the explosion-induced aftershocks have smaller Gutenberg-Richter b-values (Ryall and Savage, 1969, Ford and Labak, 2016) and that their rates decay faster than a typical Omori-like sequence (Gross, 1996). Recent chemical explosion experiments at the Nevada National Security Site (NNSS) were observed to generate vigorous aftershock activity and allow for further comparison between earthquake- and explosion-triggered aftershocks. Of the four recent chemical explosion experiments conducted between July 2018 and June 2019, the two largest explosions (i.e. 10-ton and 50-ton) generated hundreds to thousands of aftershocks. Preliminary analysis indicates that these aftershock sequences have similar statistical characteristics to traditional tectonically driven aftershocks in the region.

 

The physical mechanisms that contribute to differences in aftershock behavior following earthquake and explosion sources are poorly understood. Possible mechanisms may be related to weak material properties in the shallow subsurface that do not give rise to stress concentrations large enough to support brittle failure. Additionally, minimal changes in the shear component of the stress tensor for explosion sources may also contribute to differences in aftershock distributions. Here, we compare aftershock statistics and productivity of the explosion-related aftershocks at the NNSS site to synthetic catalogs of aftershocks triggered by explosion sources. These synthetic catalogs are built by coupling strains that result from modeling the explosion source process with the SW4 wave propagation code with the 3D physics-based earthquake simulation code, RSQSim. We compare statistical properties of the aftershock sequence (e.g. productivity, maximum aftershock magnitude, Omori decay rate) and the spatiotemporal relationship between stress changes and event locations of the synthetic and observed aftershocks to understand the primary mechanisms that control them.

Prepared by LLNL under Contract DE-AC52-07NA27344.

How to cite: Kroll, K., Ichinose, G., Ford, S., Pitarka, A., Walter, W., and Dodge, D.: Understanding explosion-related aftershocks using field experiments and physics-based simulation, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6035, https://doi.org/10.5194/egusphere-egu2020-6035, 2020.

EGU2020-9799 | Displays | ITS1.7/SM3.5

Seismo-Acoustic Shockwave Isolation for Low-Yield Local Explosions

Joshua Dickey, Michael Pasyanos, Richard Martin, and Raúl Peña

Seismic and acoustic recordings have long been used for the forensic analysis of various natural and anthropogenic events, especially in the realm of nuclear treaty monitoring. More recently, multi-phenomenological analysis has been applied to these signals with great success, providing unique constraints for studying a broad range of source events, including man-made noise, earthquakes and explosions. In particular, the fusion of seismic and infrasonic data has proven valuable for the analysis of explosive yield, significantly improving on the yield estimates obtained from either seismic or acoustic analysis alone.

Unfortunately, the seismo-acoustic analysis of local explosions is complicated by the fact that the two phenomena are potentially co-dependent. Large seismic waves displace the earth like a piston, potentially inducing acoustic waves into the atmosphere as they pass. Similarly, large acoustic waves can couple into the earth, inducing ground motion along their path. This co-dependence can be problematic, particularly when the passing acoustic shockwave couples into the earth coincident with a seismic phase arrival, thereby corrupting the signal.

To address this problem, we present a method for isolating the shockwave response of a seismic sensor, such that any underlying seismic phase arrivals can be recovered. This is accomplished by employing the adaptive noise cancellation model, where a co-located infrasound sensor is used as a reference measurement for the shockwave. In this model, the adaptive filter learns the transform between the relative atmospheric pressure (as recorded by the infrasound sensor), and the resulting ground motion (as recorded by the seismometer). In this way, the filtered infrasound recording approximates the seismic shockwave response, and can be subtracted from the seismograph to recover the phase arrivals.

The experimental data comes from a set of three low-yield near-surface chemical explosions conducted by LLNL as part of a field experiment, known as FE2. The explosions were recorded at eight stations, located at varying distances from the source (between 64m and 2km), with each station consisting of a co-located three-component seismic velocity transducer and differential infrasound sensor. The adaptive technique is demonstrated for recovering seismic arrivals in both the vertical and horizontal channels across all eight stations, and evaluated using leave-one-out cross-validation across the three explosions.

How to cite: Dickey, J., Pasyanos, M., Martin, R., and Peña, R.: Seismo-Acoustic Shockwave Isolation for Low-Yield Local Explosions, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9799, https://doi.org/10.5194/egusphere-egu2020-9799, 2020.

EGU2020-10441 | Displays | ITS1.7/SM3.5

Uncertainty Propagation and Stochastic Interpretation of Shear Motion Generation due to Underground Chemical Explosions in Jointed Rock

Souheil Ezzedine, Oleg Vorobiev, Tarabay Antoun, and William Walter

We have performed 3D simulations of underground chemical explosions conducted recently in granitic outcrop as part of the Source Physics Experiment (SPE) campaign. The main goal of these simulations is to understand the nature of the shear motions recorded in the near field considering uncertainties in a) the geological characterization of the joints, such as density, orientation and persistency and b) the geomechanical material properties, such as, friction angle, bulk sonic speed, poroelasticity etc. The approach is probabilistic; joints are depicted using a Boolean stochastic representation of inclusions conditional to observations and their probability density functions inferred from borehole data. Then, using a novel continuum approach, joints and faults are painted into the continuum host material, granite. To ensure the fidelity of the painted joints we have conducted a sensitivity study of continuum vs. discrete representation of joints. Simulating wave propagation in heterogeneous discontinuous rock mass is a highly non-linear problem and uncertainty propagation via intrusive methods is practically forbidden. Therefore, using a series of nested Monte Carlo simulations, we have explored and propagated both the geological and the geomechanical uncertainty parameters. We have probabilistically shown that significant shear motions can be generated by sliding on the joints caused by spherical wave propagation. Polarity of the shear motion may change during unloading when the stress state may favor joint sliding on a different joint set. Although this study focuses on understanding shear wave generation in the near field, the overall goal of our investigation is to understand the far field seismic signatures associated with shear waves generated in the immediate vicinity of an underground explosion. Therefore, we have abstracted the near field behavior into a probabilistic source-zone model which is used in the far field wave propagation.

This work performed under the auspices of the U.S. Department of Energy by Lawrence Livermore National Laboratory under Contract DE-AC52-07NA27344

How to cite: Ezzedine, S., Vorobiev, O., Antoun, T., and Walter, W.: Uncertainty Propagation and Stochastic Interpretation of Shear Motion Generation due to Underground Chemical Explosions in Jointed Rock, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10441, https://doi.org/10.5194/egusphere-egu2020-10441, 2020.

EGU2020-22299 | Displays | ITS1.7/SM3.5

Seismoacoustic Monitoring of Underground Explosions at Redmond Salt Mine, Utah, United States

Nathan Downey, Sarah Albert, and Daniel Bowman

Underground blasting within an extensive tunnel complex occurs as part of regular operations at Redmond Salt Mine, located in central Utah, United States. During the period of October 2017 – July 2019, we monitored these explosions using seismic and infrasound sensors. The experiment recorded approximately 1000 mining-related blasts as well as several hundred small earthquakes that naturally occur in the monitoring region at source to receiver offsets of 3-25 km. The data collected early in the experiment allow us to explore the characteristics of infrasound signals generated in subterranean tunnels, which show a variety of interesting characteristics, including components related to the structure of the underground tunnel complex, and a time-varying propagation efficiency. We present analyses that attempt to explain these properties. In addition, the data collected during the experiment allow us to test location algorithms at local distances by comparing computed locations with those taken from ground-truth logs. Finally, comparison of the tectonic and explosion signals allows us to examine possible discrimination methods that will effectively differentiate explosions from earthquakes at local distances.

How to cite: Downey, N., Albert, S., and Bowman, D.: Seismoacoustic Monitoring of Underground Explosions at Redmond Salt Mine, Utah, United States, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22299, https://doi.org/10.5194/egusphere-egu2020-22299, 2020.

Two principal performance measures of the International Monitoring System (IMS) stations detection capability are the rate of automatic detections associated with events in the Reviewed Event Bulletin (REB) and the rate of detections manually added to the REB. These two metrics roughly correspond to the precision (which is the complement of the false-discovery rate) and miss rate or false-negative rate statistical measures of a binary classification test, respectively. The false-discovery and miss rates are clearly significantly influenced by the number of phases detected by the detection algorithm, which in turn depends on prespecified slowness-, frequency- and azimuth- dependent threshold values used in the short-term average over long-term average ratio detection scheme of the IMS stations. In particular, the lower the threshold, the more the detections and therefore the lower the miss rate but the higher the false discovery rate; the higher the threshold, the less the detections and therefore the higher the miss rate but also the lower the false discovery rate. In that sense decreasing both the false-discovery rate and the miss rate are conflicting goals that need to be balanced. On one hand, it is essential that the miss rate is as low as possible since no nuclear explosion should go unnoticed by the IMS. On the other hand, a high false-discovery rate compromises the quality of the automatically generated event lists and adds heavy and unnecessary workload to the seismic analysts during the interactive processing stage.

A previous study concluded that a way to decrease both the miss and false-discovery rates as well as the analyst workload is to increase the retiming interval, i.e., the maximum allowable time that an analyst is allowed to move an arrival pick without having to declare a new arrival. Indeed, when a detection needs to be moved by an interval larger than the retiming interval, not only is this a much more time-consuming task for the analyst than just retiming it, but it also affects negatively both the associated rate (the automatic detection is deleted and therefore not associated to an event) and the added rate (a new arrival has to be added to arrival list). The International Data Centre has increased the retiming interval from 4 s to 10 s since October 2018. We show how this change affected the associated-detections and added-detections rates and how the values of these metrics can be further improved by tuning the detection threshold levels.

How to cite: Saragiotis, C. and Kitov, I.: Tuning IMS station processing parameters and detection thresholds to increase detection precision and decrease detection miss rate, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8949, https://doi.org/10.5194/egusphere-egu2020-8949, 2020.

EGU2020-9396 | Displays | ITS1.7/SM3.5

Assessment of the empirical matched field processing algorithm for autonomous tracking of aftershock sequences

Andreas Köhler, Tormod Kværna, and Steven J. Gibbons

Autonomous algorithms can improve the processing of aftershock sequences, for example by reducing the analyst workload. We present a system for automatic detection and location of aftershocks in a specific region following a large earthquake. The system seeks to identify all signals generated by seismic events in the target region, while passing over signals generated by sources in all other regions. For a given station, we can generate a sensitive empirical matched field (EMF) detector for the target region using only an empirical template from the mainshock signal. These EMF detectors perform much better on seismic arrays than on 3-component stations. For each selected station in the network, a multivariate detector combines the EMF detector with an optimized continuous AR-AIC detector to generate a target-optimized detection list. For arrays, an additional continuous calibrated f-k process reliably screens out likely signals from other sources. A region-specific phase association algorithm takes the screened detection lists from each station and generates a preliminary aftershock bulletin. We have processed aftershock sequences from four major earthquakes: the Tohoku event in 2011 (Japan), the Illapel event in 2015 (Chile), the Papua New Guinea event in 2018 and the Gorkha event in 2015 (Nepal).

We evaluate the results in detail by comparing the automatically generated origins and corresponding phase arrival times with matching events and associated arrivals in the analyst reviewed (REB) and automatic (SEL3) bulletins issued by the CTBTO Preparatory Commission. Between 40% and 65% of all events in the REB are found to closely match the locations and origin times of the events found by our EMF-based procedure. The resulting discrepancies are assessed with respect to signal-to-noise ratio, number of defining stations, and epicentral distance. Furthermore, the REB events not detected by the EMF method are analyzed and a few phase misidentifications (i.e., P vs. pP) are assessed to better understand the limitations of the autonomous procedure. In general, we find that our EMF solutions are closer to the matching REB events than the corresponding SEL3 events. The analyst is helped both by the improved location estimates and a lower number of qualitatively incorrect event hypotheses. A key factor in the performance is the number of contributing seismic arrays. Aftershock sequences in the southern hemisphere performed the worst given the poorer array coverage.

How to cite: Köhler, A., Kværna, T., and Gibbons, S. J.: Assessment of the empirical matched field processing algorithm for autonomous tracking of aftershock sequences, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9396, https://doi.org/10.5194/egusphere-egu2020-9396, 2020.

EGU2020-12105 | Displays | ITS1.7/SM3.5

The Seismic Network of Zapopan: Evaluating the local seismicity of the western Guadalajara Metropolitan Zone

Diana Núñez, Francisco J. Núñez-Cornú, Edgar Alarcón, Claudia B. M. Quinteros-Cartaya, Carlos Suárez-Plascencia, and Sergio Ramírez

The Municipality of Zapopan, Jalisco, is located west of the Guadalajara Metropolitan Zone at the intersection of three rift zones: Tepic-Zacoalco, Chapala-Tula, and Colima. The importance of this region lies in the recent population growth that it has experienced in a few years. This growth has been supported by the development in commercial and service activities, and mainly in industry and technology, being ranked as the second-most populous city in Mexico, behind the federal capital.

The western region of the Guadalajara Metropolitan Zone (GMZ) has numerous fault systems where, historically, there have been significant earthquakes and seismic swarms such as those that occurred in 1685-1687, 1875, 1932, 1995 and 2002, showing similar characteristics. Besides, it is in this region where the Caldera de la Primavera is located, a rhyolitic volcanic caldera that continues presenting seismic and geothermal activity.

Recently, in the years 2015 and 2016, new seismic swarms occurred and were recorded instrumentally for the first time by the Jalisco Seismic and Accelerometric Network (RESAJ). The two seismic sequences took place in two alignments in the same direction as the Colima rift. These epicenters suggest the existence of two almost parallel normal faults, and that would be forming the Graben of Zapopan. Due to the length of these faults, 16 km for the east fault, and 28 km for the west fault, earthquakes of magnitudes 6.2 - 6.5 could be generated.

In the framework of the CeMIEGeo P-24 project (SENER-CONACyT), we continue studying the seismicity of this region with the deployment of 25 seismic stations in the vicinity of La Caldera de la Primavera. This study revealed the high seismicity that was taking place in the area of ​​Zapopan, Tesistán Valley, and La Caldera de la Primavera.

Based on these new studies and the knowledge of the seismic history of the region, a collaboration agreement has been established between the Research Group UDG-CA-276 SisVOc and Civil Protection of the Municipality of Zapopan for the installation of a local seismic network that will allow to define tectonic and structurally the fault systems of the region and mitigate the possible effects of the local seismicity in the population. Since May 2019, three Obsidian 8X seismic stations with Lennartz 1Hz LE3D and Episensor sensors and two accelerometers installed in the city have been operating, constituting the Zapopan Seismic and Accelerometric Network (RESAZ). The RESAZ operates together with the nearest stations of the RESAJ. In this work, we present the first results of the seismicity analysis recorded in Zapopan.

How to cite: Núñez, D., Núñez-Cornú, F. J., Alarcón, E., Quinteros-Cartaya, C. B. M., Suárez-Plascencia, C., and Ramírez, S.: The Seismic Network of Zapopan: Evaluating the local seismicity of the western Guadalajara Metropolitan Zone, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12105, https://doi.org/10.5194/egusphere-egu2020-12105, 2020.

EGU2020-4378 | Displays | ITS1.7/SM3.5

Recognition of earthquakes and explosions based on generalized S transform

Qianli Yang and Tingting Wang

ITS1.8/SSS1.1 – Bridging between scientific disciplines: Participatory Citizen Science and Open Science as a way to go

EGU2020-7453 * | Displays | ITS1.8/SSS1.1 | Highlight

The Potential Role of Citizen Science for Addressing Global Challenges and Achieving the UN Sustainable Development Goals

Dilek Fraisl, Jillian Campbell, Linda See, Uta Wehn, Jessica Wardlaw, Margaret Gold, Inian Moorthy, Rosa Arias, Jaume Piera, Jessica L. Oliver, Joan Maso, Marianne Penker, and Steffen Fritz

The contribution of citizen science to addressing societal challenges has long been recognized. The United Nations (UN) Sustainable Development Goals (SDGs), as an overarching policy framework and a roadmap to guide global development efforts until 2030 for achieving a better future for all, could benefit from the potential that citizen science offers. However, there is a lack of knowledge on the value of citizen science, particularly in addressing the data needs for SDG monitoring, among the UN agencies, national statistical offices, policy makers and the citizen science community itself. To address this challenge, we launched a Community of Practice on Citizen Science and the SDGs (SDGs CoP) in November 2018 as part of the EU Horizon 2020 funded WeObserve project.

The SDGs CoP brings together citizen science researchers, practitioners, UN custodian agencies, broader data communities and other key actors to develop an understanding on how to demonstrate the value of citizen science for SDG achievement. The initial focus and the main objective of the SDGs CoP has been to conduct a research study to understand the contribution of citizen science to SDG monitoring and implementation. In this talk, we will present the work of the SDGs CoP. We will first discuss existing data gaps and needs for measuring progress on the SDGs, and then provide an overview on the results of a systematic review that we undertook within the CoP, showing where citizen science is already contributing and could contribute data to the SDG framework. We will provide concrete examples of our findings to demonstrate how citizen science data could inform the SDGs. We will also touch on the challenges for and barriers to the uptake of citizen science data for the SDG monitoring processes, and how to bring this source of data into the scope of official statistics.

How to cite: Fraisl, D., Campbell, J., See, L., Wehn, U., Wardlaw, J., Gold, M., Moorthy, I., Arias, R., Piera, J., L. Oliver, J., Maso, J., Penker, M., and Fritz, S.: The Potential Role of Citizen Science for Addressing Global Challenges and Achieving the UN Sustainable Development Goals, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7453, https://doi.org/10.5194/egusphere-egu2020-7453, 2020.

EGU2020-18606 | Displays | ITS1.8/SSS1.1

Co-Designing Mobile Applications for Data Collection in Citizen Science Projects – Challenges and Lessons Learned within the Nachtlicht-BüHNE Project

Friederike Klan, Christopher C.M. Kyba, Nona Schulte-Römer, Helga U. Kuechly, Jürgen Oberst, and Anastasios Margonis

Data contributed by citizen scientists raise increasing interest in many areas of scientific research. Increasingly, projects rely on information technology such as mobile applications (apps) to facilitate data collection activities by lay people. When developing such smartphone apps, it is essential to account for both the requirements of the scientists interested in acquiring data and the needs of the citizen scientists contributing data. Citizens and participating scientists should therefore ideally work together during the conception, design and testing of mobile applications used in a citizen science project. This will benefit both sides, as both scientists and citizens can bring in their expectations, desires, knowledge, and commitment early on, thereby making better use of the potential of citizen science. Such processes of app co-design are highly transdisciplinary, and thus pose challenges in terms of the diversity of interests, skills, and background knowledge involved.

Our “Nachtlicht-BüHNE” citizen science project addresses these issues. Its major goal is the development of a co-design process enabling scientists and citizens to jointly develop citizen science projects based on smartphone apps. This includes (1) the conception and development of a mobile application for a specific scientific purpose, (2) the design, planning and organization of field campaigns using the mobile application, and (3) the evaluation of the approach. In Nachtlicht-BüHNE, the co-design approach is developed within the scope of two parallel pilot studies in the environmental and space sciences. Case study 1 deals with the problem of light pollution. Currently, little is known about how much different light source types contribute to emissions from Earth. Within the project, citizens and researchers will develop and use an app to capture information about all types of light sources visible from public streets. Case study 2 focuses on meteors. They are of great scientific interest because their pathways and traces of light can be used to derive dynamic and physical properties of comets and asteroids. Since the surveillance of the sky with cameras is usually incomplete, reports of fireball sightings are important. Within the project, citizens and scientists will create and use the first German-language app that allows reporting meteor sightings.

We will share our experiences on how researchers and communities of citizen scientists with backgrounds in the geosciences, space research, the social sciences, computer science and other disciplines work together in the Nachtlicht-BüHNE project to co-design mobile applications. We highlight challenges that arose and present different strategies for co-design that evolved within the project accounting for the specific needs and interests of the communities involved.

How to cite: Klan, F., Kyba, C. C. M., Schulte-Römer, N., Kuechly, H. U., Oberst, J., and Margonis, A.: Co-Designing Mobile Applications for Data Collection in Citizen Science Projects – Challenges and Lessons Learned within the Nachtlicht-BüHNE Project, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18606, https://doi.org/10.5194/egusphere-egu2020-18606, 2020.

EGU2020-4964 | Displays | ITS1.8/SSS1.1 | Highlight

Geocitsci.com: A citsci platform for geological hazards

Recep Can, Sultan Kocaman, and Candan Gokceoglu

Geospatial technologies and data are multipurpose and valuable, that can initiate and contribute to different scientific researches. The rapid scientific and technological developments in this field lead to new research areas. In order to discuss the nature, quantity, quality, accuracy or infrastructure of geospatial data, they must be obtained first. To collect geospatial data, appropriate sensors and professional users are often in charge. However, with wide use of mobile devices with coordinate measurement capability (i.e. GNSS receivers), accessibility to freely available remote sensing data and maps, and web map applications, non-professionals are becoming more capable to collect and interpret geospatial data and thus contribute to this domain under various terms such as volunteered geographical information (VGI), participatory geographical information, etc.

Citizen science (CitSci) refers to the participation of individuals in scientific studies regardless of their research background. CitSci has important potential for geoscience researches that need massive and timely geospatial data. Considering the fact that almost every person can access Internet,  online CitSci repositories where geospatial data are collected, analyzed and reported are good options for utilizing the potential of CitSci since they can provide platform independency for web and mobile apps with the sole requirement of data connection.

GeoCitSci is a freely accessible geospatial CitSci repository with a WebGIS interface and a mobile application (LaMA). The platform was initially developed to contribute the landslide researchers. The LaMA app and GeoCitSci helps volunteers to upload images and their observations on landslides, such as damages. The system can be adapted to different types of hazards, such as earthquakes. In addition to the mobile app, a web map interface that allows data upload is also implemented. A geodatabase running on the server complements the system by storing the collected data together with a landslide analysis mechanism from photos to ensure high quality content. Such a mechanism that checks the quality of the data provided by the participants is an indispensable part of CitSci repositories. 

Since the nature of CitSci methods addresses the volunteers with different knowledge, experience and perspectives, a simple and responsive interface with highly understandable design that can be easily used by all participants is considered in the system implementation with an in-site navigation approach. The web map edit service is developed for those who do not have a smartphone with location feature or  have no Internet access. Images obtained from the participants have great importance in order to analyze the landslides. A deep learning architecture has been developed and integrated to the application, which automatically detects and classifies the images whether the image contains landslides or not. The developed deep learning architecture overcome controlling data quality problem which is very important in CitSci projects and eliminate the manual labor. The system is currently being adapted for earthquake researches for the purpose of disaster mitigation and management; and to flood mapping in order to support public safety and reduce the risks and losses.  

How to cite: Can, R., Kocaman, S., and Gokceoglu, C.: Geocitsci.com: A citsci platform for geological hazards, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4964, https://doi.org/10.5194/egusphere-egu2020-4964, 2020.

EGU2020-18119 | Displays | ITS1.8/SSS1.1 | Highlight

Remote sensing and citizen science observatories: a promising partnership for phenology monitoring

Cristina Domingo-Marimon, Ester Prat, Pau Guzmán, Alaitz Zabala, and Joan Masó

Changes in the rhythm of nature are recognized as a useful proxy for detecting climate change and a very interesting source of data for scientists investigating its effects on the natural ecosystems. In this sense, phenology is the science that observes and studies the phases of the life cycling of living organisms and how the seasonal and interannual variations of climate affect them.

Traditionally, farmers or naturalists and scientists recorded phenological observations on paper for decades. Most of these observations correspond to practices today associated to Citizen Science. So far, in-situ observations were reduced to small traditional specimens closely located to the observer home, such as garden plants or fruit trees, butterflies, swallows or storks and, in general, the volunteers efforts were a bit biased towards accessible locations (close to the roads or urban areas). However, the strong variability of the vegetation phenology across biomes requires having more data to improve the knowledge about these changes. Despite its limitations, local, regional or national networks are dedicated to the collection of evidences on changes of vegetation phenology. At sub-national level in Catalonia (north-east of the Iberian Peninsula), the Catalan weather service deployed the FenoCat initiative and in the H2020 Groundtruth 2.0 project, RitmeNatura.cat (www.ritmenatura.cat) was co-designed as a phenological Citizen Observatory that has a community of phenology observers collecting either occasional or regular observations. It monitors 12 species and provides observers with species-phenophase guidance. Fortunately, scientists have found another ally to increase the collection of vegetation phenology data at global level: remote sensing.

Remote Sensing (RS) provides several products with different spatial and spectral resolutions. MODIS with a daily revisit is ideal for detecting phenology in vegetation but in many areas of the world, a spatial resolution of 250 m (MODIS) is too coarse to account for small heterogeneous landscapes. In the other extreme high resolution imagery such as Landsat has a limited temporal resolution of only two revisiting periods per month being too low to generate a regular (and dense enough) time series once cloud cover is masked. Sentinel 2A and B with higher resolution, global coverage and 5 days temporal revisiting offer a good compromise. Still, what was obtainable from space differs methodologically from the in-situ observations and both are hardly comparable. The PhenoTandem Project (http://www.ritmenatura.cat/projects/phenotandem/index-eng.htm), part of the CSEOL initiative funded by ESA, provides an innovation consisting in co-designing a new protocol with citizen scientists that will make in-situ observations interoperate with remote sensing products by selecting the areas and habitats where traditional phenological in-situ observations done by volunteers can be also be observed in Sentinel 2 imagery

And so harmonizing citizens’ science and remote sensing observations promoted through observatories ensures a promising partnership for phenology monitoring.

How to cite: Domingo-Marimon, C., Prat, E., Guzmán, P., Zabala, A., and Masó, J.: Remote sensing and citizen science observatories: a promising partnership for phenology monitoring, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18119, https://doi.org/10.5194/egusphere-egu2020-18119, 2020.

EGU2020-21328 | Displays | ITS1.8/SSS1.1

From crowdsourcing environmental measurements to their integration in the GEOSS portal

Valantis Tsiakos, Maria Krommyda, Athanasia Tsertou, and Angelos Amditis

Environmental monitoring is based on time-series of data collected over long periods of time from expensive and hard to maintain in-situ sensors available only in specific areas. Due to the climate change it is important to monitor extended areas of interest. This need has raised the question of whether such monitoring can be complemented or replaced by Citizen Science.

Crowdsourced measurements from low-cost and easy to use portable sensors and devices can facilitate the collection of the needed information with the support of volunteers, enabling the monitoring of environmental ecosystems and extended areas of interest. In particular, during the last years there has been a rapid increase of citizen-generated knowledge that has been facilitated by the wider use of mobile devices and low-cost portable sensors. To enable their easy integration to existing models and systems as well as their utilisation in the context of new applications, citizen science data should be easily discoverable, re-usable, accessible and available for future use.

The Global Earth Observation System of Systems (GEOSS) offers a single access point to Earth Observation data (GEOSS Portal), connecting users to various environmental monitoring systems around the world while promoting the use of common technical standards to support their utilisation. 

Such a connection was demonstrated in the context of SCENT project. SCENT is a EU project which has implemented an integrated toolbox of smart collaborative and innovating technologies that allows volunteers to collect environmental measurements as part of their everyday activities.

These measurements may include images that include information about the land cover and land use of the area, air temperature and soil moisture measurements from low-cost portable environmental sensors or river measurements, water level and water velocity extracted from multimedia, images and video, through dedicated tools.

The collected measurements are provided to policy makers and scientists to facilitate the decision making regarding needed actions and infrastructure improvements as well as the monitoring of environmental phenomena like floods through the crowdsourced information.

In order to ensure that the provided measurements are of high quality, a dedicated control mechanism has been implemented that uses a custom mechanism, based on spatial and temporal clustering, to identify biased or low quality contributions and remove them from the system.

Finally, recognising the importance of making the collected data available all the validated measurements are modelled, stored and provisioned using the Open Geospatial Consortium (OGC) standards Web Feature Service (WFS) and Web Map Service (WMS) as applicable.

This allows the spatial and temporal discovery of information among the collected measurements, encourages their re-usability and allows their integration to systems and platforms utilizing the same standards. The data collected by the SCENT Campaigns organized at the Kifisos river basin and the Danube Delta can be found at the GEOSS portal under the WFS here https://www.geoportal.org/?f:sources=wfsscentID and under the WMS here https://www.geoportal.org/?f:sources=wmsSCENTID.  

This activity is showcased as part of WeObserve project that has received funding from the European Union’ s Horizon 2020 research and innovation programme under grant agreement No 776740.

How to cite: Tsiakos, V., Krommyda, M., Tsertou, A., and Amditis, A.: From crowdsourcing environmental measurements to their integration in the GEOSS portal, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21328, https://doi.org/10.5194/egusphere-egu2020-21328, 2020.

EGU2020-7310 | Displays | ITS1.8/SSS1.1

Alternative Interfaces for Improved Representation and Cultural Inclusion in Web-Based PPGIS

Timna Denwood, Jonathan Huck, and Sarah Lindley

The development of new infrastructure (such as wind farms) often faces opposition from local citizens and other stakeholders due to concerns over the trade-off between cultural and provisioning services. PPGIS (Public Participatory Geographic Information Science) can be used to collect areas of conflict, as well as obtain qualitative data on existing or proposed infrastructure and therefore minimise disruption at later stages of the planning process. Despite PPGIS being designed to increase democracy in the decision making process, the tools to do so are often lacking. This can result in the data collected being ignored or misinterpreted as it fails to adequately represent the views of citizens as well as the exclusion of certain parties due to digital divides. One way in which current tools are lacking is in the un-critical use of spatial primitives such as points and polygons. They dominate PPGIS tools yet can, in some circumstances, offer a poor representation of the complex relationships between people and place. This research explores three ways in which citizens’ views might be better represented by using alternative PPGIS interfaces. User surveys and interviews were carried out through a case study on the isles of Barra and Vatersay, Outer Hebrides, UK.

Firstly, we address the challenge of generalisation in line-based PPGIS by asking participants where they would like to see new footpaths. It replaces the traditional line digitisation model with one in which user-generated ‘anchor points’ are joined not with straight edges, but rather with least cost paths. This approach means that the level of generalisation of each line is standardised, based upon the resolution of the underlying elevation data. The standardised level of generalisation also means that similar inputs will follow the same route, avoiding the need for path bundling, which can draw results away from their intended location. As such, realistic and representative outputs can be produced with minimal effort required of the participant. Secondly, we use viewsheds as a spatial unit, drawn in real-time when the user clicks on the map. Participants are asked to click on locations from which they would not wish to be able to see a turbine (e.g. their house), and the map will then be populated with a viewshed delineating the areas in which a turbine could not therefore be placed. This approach is therefore able to better reflect how citizens would experience the installation in real life, rather than simply adding points at locations that they believe to be suitable or unsuitable without any contextual information. Finally, we consider the same questions again, but this time using a paper-based interface instead of the digital. This enables an assessment of how a non-digital PPGIS interface might influence participant accessibility and subsequent analysis.

We present preliminary results, and explore how alternative spatial units and interfaces might permit researchers to gain greater insight into participants’ spatial thoughts and feelings for more inclusive and representative environmental decision-making.

How to cite: Denwood, T., Huck, J., and Lindley, S.: Alternative Interfaces for Improved Representation and Cultural Inclusion in Web-Based PPGIS, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7310, https://doi.org/10.5194/egusphere-egu2020-7310, 2020.

EGU2020-4761 | Displays | ITS1.8/SSS1.1

Open data in building resilience to recurrent natural hazards in remote mountainous communities of Nepal

Binod Prasad Parajuli, Puja Shakya, Prakash Khadka, Wei Liu, and Uttam Pudasaini

The concept of using open data in development planning and resilience building to frequent environmental hazards has gained substantial momentum in recent years. It is helpful in better understanding local capacities and associated risks to develop appropriate risk reduction strategies. Currently, lack of accurate and sufficient data has contributed to increased environmental risks, preventing local planners the opportunity to consider these risks in advance. To fulfil this gap, this study presents an innovative approach of using openly available platforms to map locally available resources and associated risks in two remote communities of Nepal. The study also highlights the possibility of using the combined knowledge of technical persons and citizen scientists to collect geo-spatial data to support proper decision making. We harnessed the power of citizen scientists to collect geo-spatial data by training them on currently available tools and platforms. Also, we equipped these communities with the necessary instruments to collect location based data. Later, these data collected by citizen scientists were uploaded in the online platforms. The collected data are freely accessible to community members, government and humanitarian actors which could be used for development planning and risk reduction. Moreover, the information co-generated by local communities and scientists could be crucial for local government bodies to plan activities related to disaster risk reduction. Through the piloting in two communities of Nepal, we have found that using open data platforms for collecting and analysing location based data has a mutual benefit to researchers and communities. These data could be vital in understanding the local landscape of development, environmental risk and distribution of resources. Furthermore, it enables both researchers and local people to transfer the technical knowledge, collect location specific data and use them in better decision making.

How to cite: Parajuli, B. P., Shakya, P., Khadka, P., Liu, W., and Pudasaini, U.: Open data in building resilience to recurrent natural hazards in remote mountainous communities of Nepal , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4761, https://doi.org/10.5194/egusphere-egu2020-4761, 2020.

EGU2020-7870 | Displays | ITS1.8/SSS1.1 | Highlight

Monitoring of land use change by citizens: The FotoQuest experience

Juan Carlos Laso Bayas, Linda See, Tobias Sturn, Mathias Karner, Dilek Fraisl, Inian Moorthy, Anto Subash, Ivelina Georgieva, Gerid Hager, Myroslava Lesiv, Hadi Hadi, Olha Danylo, Santosh Karanam, Martina Dürauer, Domian Dahlia, Dmitry Shchepashchenko, Ian McCallum, and Steffen Fritz

Almost 6 years ago, the now Center for Earth Observation and Citizen Science (EOCS) at the International Institute for Applied Systems Analysis (IIASA) pioneered a crowdsourcing mobile app that allowed citizens to report land use and land cover at specific locations across Austria. The app is called FotoQuest Austria (and FotoQuest Go Europe when extended outside of Austria) and uses the GPS capabilities of mobile phones to allow citizens to visit locations near to them and then provide information on various land-related characteristics. A subset of the locations in FotoQuest Austria matched those used in the three-yearly Land Use and Coverage Area frame Survey (LUCAS) from Eurostat. The interface was developed to mimic part of the same protocol that LUCAS surveyors use when visiting locations across Europe, but in this case allowing any citizen to record land use and land cover characteristics observed at these locations. Over a period of 4 years, the FotoQuest project continued to improve: In the 2015 FotoQuest Austria version, 76 citizens collected data at over 600 LUCAS locations, although only 300 were used for comparison, mostly due to quality reasons (Laso Bayas et al. 2016). In the 2018 FotoQuest Go Europe campaign, 140 users from 18 different countries visited 1600 locations, with almost 1400 being currently used for analysis. Apart from the increased number of countries and locations, the user interface, experience and interaction with the app was continuously enhanced. Although LUCAS happened only twice in this period (2015 and 2018), FotoQuest had 3 official campaigns, which allowed us to introduce improvements in each campaign, but it also enabled citizens to continue providing land use change information in between campaigns. In 2015, the agreement between the main land cover classes in LUCAS and FotoQuest Austria was 69% whereas in the 2018 FotoQuest Go Europe campaign, it was over 90%. Currently, data from all campaigns are being compiled and will be freely available through the Geo-Wiki open platform (www.geo-wiki.org). The current presentation will describe the development of the FotoQuest project, as an example of a citizen science project that provides open data, including engagement strategies, improvements to the user interface and experience, and the lessons learnt from the uptake and the match of the crowdsourced data against the official LUCAS results. We hope the lessons we have learned during the project can help other citizen science projects share their data more openly and increase citizen participation.

 

Related publication:
Laso Bayas, J C, L See, S Fritz, T Sturn, C Perger, M Dürauer, M Karner, et al. 2016. “Crowdsourcing In-Situ Data on Land Cover and Land Use Using Gamification and Mobile Technology.” Remote Sensing 8 (11): e905. https://doi.org/10.3390/rs8110905.

How to cite: Laso Bayas, J. C., See, L., Sturn, T., Karner, M., Fraisl, D., Moorthy, I., Subash, A., Georgieva, I., Hager, G., Lesiv, M., Hadi, H., Danylo, O., Karanam, S., Dürauer, M., Dahlia, D., Shchepashchenko, D., McCallum, I., and Fritz, S.: Monitoring of land use change by citizens: The FotoQuest experience, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7870, https://doi.org/10.5194/egusphere-egu2020-7870, 2020.

EGU2020-7613 | Displays | ITS1.8/SSS1.1

Estimation of soil moisture content using Citizen observatory data -lessons learnt from GROW Observatory project

Endre Dobos, Károly Kovács, Daniel Kibirige, and Péter Vadnai

Soil moisture is a crucial factor for agricultural activity, but also an important factor for weather forecast and climate science. Despite of the technological development in soil moisture sensing, no full coverage global or continental or even national scale soil moisture monitoring system exist.  There is a new European initiative to demonstrate the feasibility of a citizen observatory based soil moisture monitoring system.  The aim of this study is to characterize this new monitoring approach and provide provisional results on the interpretation and system performance.

GROW Observatory is a project funded under the European Union’s Horizon 2020 research and innovation program. Its aim is to establish a large scale (>20,000 participants), resilient and integrated ‘Citizen Observatory’ (CO) and community for environmental monitoring that is self-sustaining beyond the life of the project. This article describes how the initial framework and tools were developed to evolve, bring together and train such a community; raising interest, engaging participants, and educating to support reliable observations, measurements and documentation, and considerations with a special focus on the reliability of the resulting dataset for scientific purposes. The scientific purposes of GROW observatory are to test the data quality and the spatial representativity of a citizen engagement driven spatial distribution as reliably inputs for soil moisture monitoring and   to create timely series of  gridded soil moisture products based on citizens’ observations using low cost soil moisture (SM) sensors, and to provide an extensive dataset of in-situ soil moisture observations which can serve as a reference to validate satellite-based SM products and support the Copernicus in-situ component. This article aims to showcase the design, tools and the digital soil mapping approaches of the final soil moisture product.

How to cite: Dobos, E., Kovács, K., Kibirige, D., and Vadnai, P.: Estimation of soil moisture content using Citizen observatory data -lessons learnt from GROW Observatory project, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7613, https://doi.org/10.5194/egusphere-egu2020-7613, 2020.

EGU2020-3068 | Displays | ITS1.8/SSS1.1 | Highlight

TeaTime4App – Raising awareness about the role of soils with the educational “Tea Bag Index App”

Julia Miloczki, Anna Wawra, Markus Gansberger, Philipp Hummer, and Taru Sandén

With the Tea Bag Index (TBI) App, we aim to foster awareness of the importance of soils and their ecosystem services to students above the age of 10. The TBI app consists of three categories of hands-on activities: Basic soil attributes, Soil observations, and Tea Bag Index. Basic soil attributes include land use, soil colour and soil life, whereas soil observations go further to Texture by Feel, Spade Test and observation of soil pollution. The Tea Bag Index (Keuskamp et al., 2013) provides an easy and scientifically recognized way to measure decomposition rates and stabilisation of organic matter in soils. The method consists of burying tea bags and measuring the degradation of organic material after three months’ time. Each of the methods includes clear instructions and extra information in the app. Data gathered are interactively shown on a map in the App as well as online. Hence, students are encouraged to gain hands-on science experience and to witness how science connects across regions, countries and cultures. By using playful tools such as rewards, badges and a point system, we attract and maintain the interest of students. Social media channels are used to exchange and share their results as well as to reach teachers and citizen scientists in order to inspire them to use the educational App.

Having this awareness on soil and its functions, citizen scientists can make valuable contributions to the sustainable use of soils. They also have the opportunity to participate in a global scientific initiative, acquire skills in conducting a scientific experiment and gain knowledge on soil functions. The science community, on the other hand, increases its understanding of factors influencing decomposition (and associated soil functions) at different times and in different places globally.

Moreover, the TBI App can be used for „Content Language Integrated Lessons“ (CLIL), which is the use of a foreign language for the integrative teaching of content and language competence outside of language teaching in agricultural schools in Austria. Individual learning outcomes (ILOs) of an agricultural school class testing the TBI App were evaluated in an online questionnaire. Results showed high appreciation of activities offered by the TBI App and high motivation of students to contribute to science.

 

 

Keuskamp, J.A., Dingemans, B.J.J., Lehtinen, T., Sarneel, J.M. and Hefting, M.M. (2013), Tea Bag Index: a novel approach to collect uniform decomposition data across ecosystems. Methods Ecol Evol, 4: 1070-1075. doi:10.1111/2041-210X.12097

How to cite: Miloczki, J., Wawra, A., Gansberger, M., Hummer, P., and Sandén, T.: TeaTime4App – Raising awareness about the role of soils with the educational “Tea Bag Index App”, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3068, https://doi.org/10.5194/egusphere-egu2020-3068, 2020.

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The SECOSTA Project. Citizen science to monitor beach topography with low cost instruments

Gabriel Jordà, Miguel Agulles, Joaquím Tomàs-Ferrer, and Joan Puigdefabregas

Beach monitoring plays a fundamental role both for the knowledge of coastal morphodynamics and to assess the risk of coastal flooding. This an very relevant topic for areas in which economies are based on coastal activities like maritime transport or coastal tourim. Unfortunately, up to now the instrumentation and the means required to carry out such monitoring involve very high costs. In consequence, only a limited number of beaches can be studied in detail.

One of the main objectives of the European project SOCLIMPACT is to quantitatively assess the loss of beach surface in the European islands due to projected climate change under different emission scenarios. The main handicap of that activity is to gather accurate information of beach characteristics (topography, bathymetry, granulometry). In order to sort out that problem, the SECOSTA citizen science project has been launched with the support of the Balearic Islands regional government.

In the SECOSTA project, low cost instrumentation based on ARDUINO technology has been developed to measure both the topography and the bathymetry of the beaches. Then, an educational programme has been launched in secondary schools to teach the students to build those instruments and to perform several observational campaigns to characterize sandy beaches along the Balearic Islands. In summary, more than 20 different secondary schools have participated involving more than 2000 students in the construction of devices, acquisition and processing of data. The results have then used as the observational basis for a scientific study about projections of beach retreat in the European islands. Also, both the educational programme and the scientific results have received a broad coverage in the media. With this project, different sectors of citizenship (high school students, teachers, technicians, local government, press etc.,) are directly involved addressing one of the major challenges our society is facing (i.e. sea level rise impacts).  The same approach could  be translated to other fields developing suitable instrumentation.

How to cite: Jordà, G., Agulles, M., Tomàs-Ferrer, J., and Puigdefabregas, J.: The SECOSTA Project. Citizen science to monitor beach topography with low cost instruments, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9023, https://doi.org/10.5194/egusphere-egu2020-9023, 2020.

EGU2020-19043 | Displays | ITS1.8/SSS1.1

Building up local knowledge on restoration: lessons learnt from organizing a set of crowdsourcing campaigns

Olha Danylo, Hadi Hadi, Thoha Zulkarnain, Neha Joshi, Andree Ekadinata, Tobias Sturn, Fathir Mohamad, Bunga Goib, Ping Yowargana, Ian McCallum, Inian Moorthy, Linda See, Steffen Fritz, and Florian Kraxner

Restoration of degraded land is an important national goal to achieve Indonesia’s environmental targets. To map both land cover and land degradation, Indonesia needs timely, high quality data and the necessary tools. We have addressed this issue by running a sequence of crowdsourcing campaigns. Our aim is not only to collect the data but to also potentially present a way for citizens to contribute to larger environmental policies and strategies. 

Focusing on land cover identification and tree cover change, we planned and ran a set of  pilot crowdsourcing campaigns in two provinces in Indonesia. We analysed the data from these pilot campaigns, and then used the insights obtained in the subsequent crowdsourcing campaign on land cover identification, upscaled to national level, which is currently ongoing. The campaigns were run using a mobile application developed as part of the RESTORE+ project. Through this application, we presented volunteers with simple microtasks by showing them satellite images and asking a simple yes/no question as to whether the image shows a particular land cover class. The application implemented a scoring system, which additionally performs a quality control of the data contributed by the crowd, and users competed with each other to classify the satellite images displayed by the application. 692 volunteers have actively engaged in the pilot crowdsourcing campaigns and have contributed more than 2.5 million satellite image interpretations.  

Based on the insights from the pilot campaigns, as well as an expert consultation session in Indonesia, the crowdsourcing application was modified to ensure, first, a uniform number of interpretations across the images, and secondly, higher quality data by allowing users to focus on geographical areas familiar to them, as well as to see the larger area surrounding the target sample.   

We analyzed the data collected and will present issues regarding data quality, comparing the accuracy of the contributions from the volunteers with the accuracy of the data collected by a set of experts. We show that a citizen science approach is promising and can complement scientific analyses and can provide potential inputs to policies on landscape restoration. A crowdsourcing approach to image interpretation can also help to shorten the time needed for data collection, making the process more cost-effective. In addition, the collective ownership of the results ensures their legitimacy and increases the chances of data acceptance.

We also focus on transparency and the importance of open data. We present how we have made data generated by the crowd accessible in order to empower citizens in exploring and process the data further, thereby actively participating in environmental decision making.

How to cite: Danylo, O., Hadi, H., Zulkarnain, T., Joshi, N., Ekadinata, A., Sturn, T., Mohamad, F., Goib, B., Yowargana, P., McCallum, I., Moorthy, I., See, L., Fritz, S., and Kraxner, F.: Building up local knowledge on restoration: lessons learnt from organizing a set of crowdsourcing campaigns , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19043, https://doi.org/10.5194/egusphere-egu2020-19043, 2020.

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Connecting the green dots: Enabling micro-scale participatory mapping and planning for citizen stewards of biodiversity

Natasha Pauli, Clare Mouat, Mariana Atkins, Julia Föllmer, Cristina Estima Ramalho, and Emma Ligtermoet

Within cities, vegetation along road corridors (variously referred to as nature strips, street verges or easements) can play a key role in providing habitat for wildlife and green space benefits for urban dwellers. In the city of Perth, Australia, many local government authorities (LGAs) now permit residents to convert the publicly owned land along the street in front of their dwelling from ‘traditional’ (yet exotic) turf to low growing, native gardens. ‘Verge gardens’ are perceived to require less water and better reflect a local sense of place by using plants endemic to the biodiversity hotspot in which Perth is situated. While interest in native verge gardens is growing rapidly within the community, there is relatively little supporting, spatially-based information for residents. The uncertainty of not knowing where to start is keenly felt by those residents for whom verge gardening is their first foray into gardening with native Western Australian plants in the sandy, nutrient-poor soils of Perth’s Swan Coastal Plain.

Two LGAs in the city of Perth, Western Australia, were the focus of this research, both of which have deployed incentive programs to encourage residents to plant native verge gardens over many years. We conducted detailed semi-structured interviews and participatory verge garden mapping with 22 households who had converted their verges to native gardens over the last ten years, gauging residents’ views on verge gardening, nature, wildlife, community and sense of belonging. A small number of respondents were already highly knowledgeable on the topic of native plants before planting their gardens, while the majority of the respondents had increased their knowledge of native plants from a low initial level through the process of verge gardening. Verge gardens were mapped to highlight plant species diversity, age of garden and garden design style. Some residents had already drawn their own maps by hand, and shared these with us. Others kept detailed records of water usage, maintenance, plant growth and turnover, and insect and bird visitors to the gardens.

A consistent theme that emerged from interviews with the majority of residents who claimed limited familiarity with native plants was a desire for more readily available information to help support their efforts. Information needs included: environmental data on soils, landforms, flora and fauna; knowledge of which plants would grow well in their soil type; where to source locally endemic plants; the most appropriate water and nutrient regime to care for the plants; and nearby examples of successful gardens from which to draw inspiration. Drawing on the results of interviews and participatory mapping, we present a prototype design for a public participatory mobile application that can provide geospatial and ecological information to help support residents, allow for initial planning and progressive micro-scale mapping of verge gardens, and provide the possibility for sharing information on exemplar gardens. Our research feeds into larger conversations among local-level policy makers and planners on urban greening, increasing social cohesion within suburban areas, and providing habitat for wildlife under conditions of environmental change and increasing population density.

How to cite: Pauli, N., Mouat, C., Atkins, M., Föllmer, J., Estima Ramalho, C., and Ligtermoet, E.: Connecting the green dots: Enabling micro-scale participatory mapping and planning for citizen stewards of biodiversity, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12526, https://doi.org/10.5194/egusphere-egu2020-12526, 2020.

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Mapping the soft and ethical dimensions of sea level rise in southern Sweden

Lisa Van Well, Anette Björlin, Per Danielsson, Godefroid Godefroid Ndayikengurukiye, and Gunnel Göransson

Sea level rise poses profound challenges within current municipal and regional governance since it requires unusually long planning horizons, is surrounded by great uncertainties, and gives rise to novel ethical challenges. Adaptation to climate change is fundamentally an ethical issue because the aim of any proposed adaptation measure is to protect that which is valued in society. One of the most salient ethical issues discussed in the adaptation literature relates to the distribution of climate related risks, vulnerabilities and benefits across populations and over time. Raising sea-walls is typically associated with high costs and potentially negative ecological impacts as well as substantial equity concerns; managed retreat or realignment often causes problems related to property rights; and migration out of low-lying areas can involve the loss of sense and cultural identity and impact on receiving communities.

How can the soft and ethical dimensions of rising mean sea levels be characterized and how can their consequences be mapped? To help municipalities to understand the values and ethics attached to measures to deal with long-term rising sea levels in southern Sweden, we are developing a methodology of soft or ethical values to complement to GIS-mapping of coastal vulnerability based on coastal characteristics and socio-economic factors.

Rather than determining these values a priori, they are being discerned through workshops with relevant stakeholders and in interviews with citizens residing in and utilizing the coastal areas. The methodology attempts to determine the place-based of values within coastal communities with a focus on “whose” values, “what” values, and the long-term or short-term nature of values. It builds on an analytical framework developed to acquire information on the behavior, knowledge, perception and feelings of people living, working and enjoying the coastal areas.  In turn this stakeholder-based information is used to co-create “story maps” as tools to communicate complicated vulnerability analyses, highlight the ethical dimensions of various adaptation measures, raise awareness and aid decisionmakers in taking uncomfortable decisions to “wicked” planning problems around the negative effects of sea level rise, coastal erosion and urban flooding.

This paper presents the methodological development of the task as well as the results the study in four Swedish municipalities. The representation of the “soft” and ethical values provides an opportunity to help clarify these values to policymakers and increase resilience to rising sea levels.

How to cite: Van Well, L., Björlin, A., Danielsson, P., Godefroid Ndayikengurukiye, G., and Göransson, G.: Mapping the soft and ethical dimensions of sea level rise in southern Sweden, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21324, https://doi.org/10.5194/egusphere-egu2020-21324, 2020.

EGU2020-2380 | Displays | ITS1.8/SSS1.1

Heavy Metal City-Zen. Exploring the potential risk of heavy metal contamination of food crop plants in urban gardening contexts using a citizen science approach.

Elisabeth Ziss, Wolfgang Friesl-Hanl, Christoph Noller, Andrea Watzinger, and Rebecca Hood-Nowotny

Urban Gardening has become increasingly popular globally in the past two decades as urbanites begin to recognise the benefits of growing their own food and the sense of community these gardening activities engender. These activities grow as citizens reclaim derelict land and are increasingly using roof top gardens and novel containers, providing much needed green oases in the city, concepts which are particularly popular with the “share” generation. However, many such sites are in areas of high traffic density, on brown field sites or on sites overlying landfill, as a result of their urban location. The proximity to such sites may lead to worries about the food safety and reduction of the adoption of such healthy urban gardening practices. One of the main concerns is the transfer of urban pollutants into the consumer’s food chain. Trace metals are one of the contaminants frequently found in urban crops and soils. Perceived concerns about the effects of these heavy metal contaminants on human health often outweigh the true risk; part of the problem is the lack of data in the urban production context. Moreover, collection of city-wide data on the health of the soil is often difficult and expensive to collect. In this project we intend to attempt to overcome these issues by recruiting citizens to conduct simple common collaborative experiments in their urban gardens, from these data we will create a city map of soil health status and providing information on potential risk of heavy metal contaminants and ways in which to mitigate those risks in an Urban Gardening context. We chose a citizen science approach in this project, not only as it will allow us to gather a wealth of data but also it will empower us to jointly generate useful information for the greater public good which can contribute towards creating green sustainable cities.

This project will place the citizen at the heart of the experimental process in contrast to more traditional observational data collection. Using an experimental approach really exposes the citizens to the scientific process and enables them to gain tacit knowledge of how scientists overcome variance, bias and arrives at scientifically sound evidence based conclusions. As a result, citizen science can provide reassurance to the public about the rigour and process of scientific enquiry. In doing so it can inspire confidence and understanding of the nuances of political bias; putting contextual knowledge together, in learning by doing.

How to cite: Ziss, E., Friesl-Hanl, W., Noller, C., Watzinger, A., and Hood-Nowotny, R.: Heavy Metal City-Zen. Exploring the potential risk of heavy metal contamination of food crop plants in urban gardening contexts using a citizen science approach., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2380, https://doi.org/10.5194/egusphere-egu2020-2380, 2020.

EGU2020-17950 | Displays | ITS1.8/SSS1.1

ChessWatch: Observations on a Citizen Science approach to catchment management.

Catherine Heppell, Angela Bartlett, Allen Beechey, Paul Jennings, and Helena Souteriou

River Chess is a chalk stream in South East England (UK), under unprecedented pressure from over-abstraction, urbanisation and climate change, which currently fails to meet good ecological status. Citizen Scientists have been active in the catchment for 9 years carrying out riverfly monitoring due chiefly to concerns about water quality and poor fish populations. The River Chess is also a pilot river for a new catchment-based ‘Smarter Water Catchments’ programme run by the region’s wastewater treatment company (Thames Water) which aims to work with local communities and regulators to deliver improvements to the river by tackling multiple challenges together. The community-led ChessWatch project is a part of this initiative, and is designed to raise public awareness of threats to the River Chess and involve the public in river management activities using a sensor network as a platform. In 2018 four water quality sensors were installed in the river to provide stakeholders with real-time water quality data (15-minute intervals) to support catchment management activities. The dataset from the project is intended to support future decision-making in the catchment as part of the five-year ‘Smarter Water Catchments’ approach.

Our presentation will review the successes and drawbacks of the ChessWatch project to date and examine the challenges of linking the data collected by the project to policy and practice in a catchment with multiple stakeholder groups. We present the results of a participatory mapping exercise held at local community events to capture the public use of, and concerns for, the river revealing concerns for low flows and water quality issues linked to abstraction and runoff. We show how dissolved oxygen, temperature, turbidity, chlorophyll-a and tryptophan measurements made by the sensors are enabling local stakeholders to better understand the threats to the river arising from urban runoff and changing rainfall patterns, and we examine the challenges of data presentation, sharing and usage in an urbanised catchment with high water demand and multiple conflicting interests.

How to cite: Heppell, C., Bartlett, A., Beechey, A., Jennings, P., and Souteriou, H.: ChessWatch: Observations on a Citizen Science approach to catchment management., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17950, https://doi.org/10.5194/egusphere-egu2020-17950, 2020.

EGU2020-20766 * | Displays | ITS1.8/SSS1.1 | Highlight

Openness in geoscience - a quantitative assessment

Jeroen Bosman

There is growing consensus that making our research process and outputs more open is necessary to increase transparency, efficiency, reproducibility and relevance of research. With that we should be better able to contribute to answering important questions and overcoming grand challenges. Despite considerable attention for open science, including citizen science, there is no overall baseline showing the current state of openness in our field. This presentation shows results from research that quantitatively charts the adoption of open practices across the geosciences, mostly globally and across the full research workflow. They range from setting research priorities, collaboration with global south researchers and researchers in other disciplines, sharing code and data, sharing posters online, sharing early versions of papers as preprints, publishing open access, opening up peer review, using open licenses when sharing, to engaging with potential stakeholders of research outcomes and reaching out to the wider public. The assessment uses scientometric data, publication data, data from sharing platforms and journals, altmetrics data, and mining of abstracts and other outputs, aiming to address the breadth of open science practices. The resulting images show that open science application is not marginal anymore, but at the same time certainly not mainstream. It also shows that limited sharing, limited use of open licenses and limited use of permanent IDs makes this type of assessment very hard. Insights derived from the study are relevant inputs in science policy discussions on data requirements, open access, researcher training and involvement of societal partners.

How to cite: Bosman, J.: Openness in geoscience - a quantitative assessment, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20766, https://doi.org/10.5194/egusphere-egu2020-20766, 2020.

The increasing densification in cities worldwide has led to various challenges, one of them being the loss of green spaces, which leads to increasing and diversifying pressure on the remaining green infrastructure. As city´s green infrastructure delivers important ecosystem services, crucial to its resident´s wellbeing, it is of uttermost importance to secure a resilient flow of benefits from the remaining green spaces. To find suitable ways to navigate the current challenges and create sustainable and resilient urban landscapes, urban land use planning, decision-making and practical management need to gain deeper insights to how residents perceive and interact with their surrounding landscapes, particularly the remaining green spaces. How people value green spaces and what perceived barriers to these are can highly influence if or to what extent people use green spaces and hence have access to their potential benefits.

Until now, methods such as on-site visitor studies, online surveys or public participation GIS have been applied to understand how people perceive and use green spaces. Nevertheless, complementary methods are needed that address what people perceive in a landscape based on their own presentation and associations. The mental mapping approach has the potential to add new layers of knowledge (e.g. local knowledge, tacit knowledge) about how residents perceive their surrounding city landscape and how different perceptions can evolve from a landscape. By applying this method as a participatory mapping tool and accessing additional sources of knowledge, decisions in urban planning and practical management can be improved and potential land use conflicts proactively detected and navigated.

The city of Stockholm, a rapidly densifying urban environment, was chosen as a case study area to analyze how the mental mapping method can contribute to understanding people's perceptions of their surrounding green spaces focusing on recreational purposes. In summer 2018, about 90 residents in two neighboring districts in Stockholm, were asked to draw a sketch map of outdoor, green places they go to for recreational purposes, afterwards answering a few interview questions regarding perceived benefits and barriers to green space and sense of place. The collected mental maps showed the resident´s spatial perceptions, orientations, preferences, and important landscape elements. Repeatedly drawn landscape elements provided information about a shared geographical imaginary and important hot-spots in the study areas. Ongoing transformation processes through densification were already impacting respondent´s perceptions and their sense of place. In conclusion, this study showcases in what ways mental mapping has a great potential to improve the understanding of people's perceptions of the landscape and its green spaces, which can in turn support a resilient and locally adjusted landscape planning process, design and practical management. 

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The study is part of the Enable research project: http://projectenable.eu/

This research was funded through the 2015–2016 BiodivERsA COFUND call for research proposals, with the national funders the Swedish Research Council for Environment, Agricultural Sciences, and Spatial Planning; the Swedish Environmental Protection Agency; the German Aerospace Center; the National Science Centre (Poland; grant no. 2016/22/Z/NZ8/00003); the Research Council of Norway; and the Spanish Ministry of Economy and Competitiveness.

How to cite: Otto, J., Borgström, S., and Haase, D.: Green spaces for recreation in densifying urban landscapes through the eyes of the residents – mental mapping in southern Stockholm, Sweden, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9100, https://doi.org/10.5194/egusphere-egu2020-9100, 2020.

Citizen science can be used to collect vast and timely data, while promoting active learning on selected topics. The Bavarian Citizen Science Portal for Climate Research and Science Communication (BAYSICS) is a scientific project which started in 2018 with 10 partner institutions in Bavaria. It aims to achieve (1) citizens’ participation in climate change research through innovative digital forms, (2) transfer of knowledge on the complexity of climate change and its local consequences, and (3) joint scientific and environmental education goals. 

Within the BAYSICS project, a web portal has been developed that builds the interface between researchers and citizens. In the initial phase, the interests from the different research disciplines participating in the project were identified. Currently, the IT structure for the web portal is developed based on the needs of the project. Free tools such as PostgreSQL, Django, Gunicorn and Nginx are used. The researchers involved have the opportunity to integrate research topic specific questions and data collection guidelines for citizens. 

On the web portal, users are able to choose a topic from four different areas (phenology, pollen, tree, and animals) and submit their observations in multiple data types (pictures, geolocations, and texts). The observation data is visualized on a map of the web portal. The data collected within the project is freely available for download on the web portal, while protecting user’s privacy. Application Programming Interface (API) is developed to enable interaction with other software products and services.

A first test phase within the project members start at the beginning of 2020. Afterwards, a second test phase is planned involving potential users (e.g. school students and teachers). The outcomes from the test phases will be used for evaluation.

How to cite: Batsaikhan, A. and Weismüller, J.: A Citizen Science Web Portal for Interdisciplinary Research on Climate Change (BAYSICS): Development and Evaluation, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1472, https://doi.org/10.5194/egusphere-egu2020-1472, 2020.

EGU2020-13593 | Displays | ITS1.8/SSS1.1

Observation and Reporting of Landforms and Landscape Dynamics by Citizens

Daniel Hölbling, Sabine Hennig, Lorena Abad, Simon Ecke, and Dirk Tiede

The observation and reporting of flora and fauna with the help of citizen scientists has a long tradition. However, citizen science projects have also a high potential for the reporting and mapping of landforms, as well as for observing landscape dynamics. While remote sensing has opened up new mapping and monitoring possibilities at high spatial and temporal resolutions, there is still a growing demand for gathering (spatial) data directly in the field (reporting on actual events, landform characteristics, and landscape changes, provision of reference data and photos). This becomes even more relevant since climate change effects (e.g. glacier retreat, shift of precipitation regime, melting of permafrost) will likely result in more significant morphological changes with an impact on the landscape.

In the project citizenMorph (Observation and Reporting of Landscape Dynamics by Citizens; http://citizenmorph.sbg.ac.at) we developed a pilot web-based interactive application that allows and supports citizens to map and contribute field data (spatial data, in-situ information, geotagged photos) on landforms. Such features are, for example, mass movements (e.g. rockfall, landslide, debris flow), glacial features (e.g. rock glacier, moraine, drumlin), volcanic features (e.g. lava flow, lahar, mudpot), or coastal features (e.g. cliff, coastal erosion, skerry). To design and implement a system that fully matches experts’ and citizens’ requirements, that ensures that citizens benefit from participating in citizenMorph, and that provides extensive, high-quality data, citizen representatives (mainly high school students, students, and seniors) actively and directly took part in the development process. These users are considered as particularly critical, sensitive to usability and accessibility issues, and demanding when it comes to using information and communication technology (ICT). In line with the concept of participatory design, citizen representatives were involved in all steps of the development process: specification of requirements, design, implementation, and testing of the system. The generation of a pilot was done using Survey123 for ArcGIS, a survey to collect data in the field, i.e. type and location of the landform, overview image and image series of the landform, and the content management system WordPress to create a website to inform, guide and support the participants. Throughout the survey (https://arcg.is/15WPKv0) and the website, different kinds of information (e.g. project information, guidelines for data collection and reporting, data protection information) are given to the participants. The final citizenMorph system was tested and discussed on several events with citizen representatives in Austria, Germany, and Iceland. Feedback from the tests was gathered using techniques such as observation, focus groups, and interviews/questionnaires. This allowed us to evaluate and improve the system as a whole.

The collected data, particularly the image series, are used for 3D reconstruction of the surface using Structure from Motion (SfM) and dense image matching (DIM) methods. Moreover, the collected data can be helpful for enriching and validating remote sensing based mapping results and increasing their detail and information content. Having a comprehensive database, holding field data and remote sensing data together, is of importance for any subsequent analysis and for broadening our knowledge about geomorphological landscape dynamics and the prevalence of landforms.

How to cite: Hölbling, D., Hennig, S., Abad, L., Ecke, S., and Tiede, D.: Observation and Reporting of Landforms and Landscape Dynamics by Citizens, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13593, https://doi.org/10.5194/egusphere-egu2020-13593, 2020.

EGU2020-22523 | Displays | ITS1.8/SSS1.1

NoiseCap: a citizen science experiment to raise awareness of noise environments with cell phones

Lorenzo Bigagli, Roberto Salzano, and Massimiliano Olivieri

The NoiseCap experiment was an unfunded follow up of the Energic-OD project (European NEtwork for Redistributing Geospatial Information to user Communities - Open Data), which had started in October 2014 and ended in September 2017 and had been supported by the European Union under the Competitiveness and Innovation framework Programme (CIP).

The project built on one of Energic-OD outcomes, the NoiseCapture Android app, allowing cell phone users to measure their outdoor noise environment and optionally share their measurements on the free and open-source Noise-Planet platform and scientific toolset for environmental noise assessment. Each noise measurement is annotated with its location and can be displayed in interactive noise maps, within the app and on the Noise-Planet portal.

In NoiseCap, we were primarily interested in extending the NoiseCapture use case to indoor settings, hence we chose to focus on air traffic noise (namely landing events), which is well characterized and identifiable by citizens living in airport surroundings. Our experiment targeted the neighbourhood of the airport of Florence, Italy, but may be easily reproduced in any similar community. We were also interested in assessing the reliability of commercial cell phone in measuring indoor noise, by comparing collected data with appropriate reference measurement.

User participation in NoiseCap was on a completely voluntary basis, e.g. volunteers were free to choose whether to measure any given landing event, during the period of the campaign, which lasted for several weeks. Participants were mainly enrolled through the local network of environmental activists and were asked to follow a simple protocol, to ensure their individual measurements would be taken in nearly identical conditions, in particular from the same spot, specified by the volunteer during registration.

From a technological viewpoint, the implementation of NoiseCap has highlighted a substantial lack of open Event-Driven standards and solutions in contemporary Spatial Data Infrastructures, e.g. for processing spatial time series, identify events and apply event pattern matching. We have developed a customized architectural approach, including a notification service based on raw ADS-B Mode S data processing and a proprietary solution (Telegram-based push messages), to alert the volunteers with individual time-before-overflight estimations.

In conclusion, the NoiseCap experiment has provided useful insights on Event-Driven Architectures, as well as on the application of citizen science to sensitive issues in local communities.

How to cite: Bigagli, L., Salzano, R., and Olivieri, M.: NoiseCap: a citizen science experiment to raise awareness of noise environments with cell phones, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22523, https://doi.org/10.5194/egusphere-egu2020-22523, 2020.

EGU2020-2805 | Displays | ITS1.8/SSS1.1

qConut: A mobile geospatial application for promoting sustainable and climate-smart Pacific Island agricultural landscapes

Eloise Biggs, Bryan Boruff, Michael Boyland, Eleanor Bruce, Kevin Davies, John Duncan, Clemens Grünbühel, Viliami Manu, Jalesi Mateboto, Pyone Myat Thu, Andreas Neef, John Oakeshott, Natasha Pauli, Helena Shojaei, Renata Varea, and Nathan Wales

Successful ‘smart’ agricultural interventions provide mutually positive impacts to inhabitants’ livelihoods, landscape sustainability, and the capacity of a system to respond effectively to climate variability. Geospatial technological tools have the potential for accurate and timely locational monitoring within multifunctional landscapes. Information derived from using such tools can substantially inform environmental management, policy, and climate-resilient practice. Our research is developing a mobile geospatial application for contemporary data collection and monitoring, allowing the dynamic capture of landscape information. Through community consultations, stakeholder engagement activities, and Information and Communications Technologies for Development (ICT4D) user requirements analysis, we have mapped government data flows and information needs of smallholder farmers in the Pacific Island nations of Fiji and Tonga. Subsequently, the barriers experienced by landscape users to access and understand relevant, reliable and usable environmental data and information were identified. We then designed an open-source mobile geospatial application to facilitate knowledge sharing between different landscape stakeholders. Our multi-user open source application – qConut – is being co-developed with the Ministry of Forests in Fiji and the Ministry of Agriculture, Food and Forests in Tonga, alongside collaborative participatory contributions from the wider farming communities. Here we present the methodological approach, application functionality, and prototype usability outcomes from field testing undertaken in the Ba Catchment, Fiji, and Tongatapu, Tonga. The qConut application has a current target user focus on agricultural extension officers who are trialling the application within cropping and forestry sectors. Results of trial usage highlight the importance of understanding the specific needs and capacities of all stakeholder groups in developing effective digitally-enabled climate information services. By utilising mobile geospatial technologies our research is helping to address shortcomings in location-targeted information delivery, environmental monitoring, and data sharing within Pacific Island agricultural communities. See www.livelihoodsandlandscapes.com for further information.

How to cite: Biggs, E., Boruff, B., Boyland, M., Bruce, E., Davies, K., Duncan, J., Grünbühel, C., Manu, V., Mateboto, J., Myat Thu, P., Neef, A., Oakeshott, J., Pauli, N., Shojaei, H., Varea, R., and Wales, N.: qConut: A mobile geospatial application for promoting sustainable and climate-smart Pacific Island agricultural landscapes, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2805, https://doi.org/10.5194/egusphere-egu2020-2805, 2020.

EGU2020-18531 | Displays | ITS1.8/SSS1.1 | Highlight

Advancing in Citizen Science Interoperability by testing standard components between Citizen Observatories

Joan Masó, Ester Prat, Andy Cobley, Andreas Matheus, Núria Julià, Simon Jirka, Friederike Klan, Valantis Tsiakos, and Sven Schade

The first phase of the citizen science Interoperability Experiment organized by the Interoperability Community of Practice in the EU H2020 WeObserve project under the Open Geospatial Consortium (OGC) innovation program and supported by the four H2020 Citizen Observatories projects (SCENT, GROW, LandSense & GroundTruth 2.0) as well as the EU H2020 NEXTGEOSS project has finalized with the release of an Engineering Report in the OGC website. The activity, initiated by the European Space Agency (ESA), EC Joint Research Center (JRC), the Wilson Center, International Institute for Applied Systems Analysis (IIASA) and CREAF wanted to covered aspects of data sharing architectures for citizen science data, data quality, data definitions and user authentication. 

The final aim is to propose solutions for Citizen Science data to be integrated in the Global Earth Observation System of Systems (GEOSS). The solution is necessarily a combination of technical and networking components, being the first ones the focus of this work. The applications of international geospatial standards in current citizen science and citizen observatory projects to improve interoperability and foster innovation is one of the main tasks in during the experiment to achieve the final aim.

The main result was to demonstrate that OGC Sensor Observing Service (SOS) standard can be used for citizen science data (as already proposed in the OGC SWE4CS discussion paper) by implementing it in servers that were combined by visualization clients showing Citizen Science observations from different projects together. The adoption of SOS opened new opportunities for creating interoperable components such as a quality assessment tool. In parallel, an authentication server was used to federate three project observers in a single community. Lessons learned will be used to define an architecture for the H2020 COS4Cloud project. The second phase of the Interoperability Experiment has already started and developments and tests will be conducted by participants in the next 9 months. Some open issues identified and document in the Engineering Report will be addressed in the second phase of the experiment, including the use of a Definitions Server and the adoption of the OGC SensorThings API as an alternative to SOS. The second phase will finalize in September 2020 with a presentation in the Munich OGC Technical Committee meeting. The call for participation and additional contributions will remain for the whole duration of the activity

How to cite: Masó, J., Prat, E., Cobley, A., Matheus, A., Julià, N., Jirka, S., Klan, F., Tsiakos, V., and Schade, S.: Advancing in Citizen Science Interoperability by testing standard components between Citizen Observatories, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18531, https://doi.org/10.5194/egusphere-egu2020-18531, 2020.

EGU2020-3240 | Displays | ITS1.8/SSS1.1

Assessing soil aggregate stability with mobile phones

Mario Fajardo, Edward Jones, and Rèmi Wittig

A new methodology for the assessment of soil slaking using a mobile app named SLAKES was developed. The app uses an image recognition algorithm that measures the increasing area of soil aggregates immersed in water at regular intervals over a 10 minutes period. This method measures the kinetics of the slaking process and returns a continuous stability index from 0 (very stable) to higher numbers (higher than 7 as very unstable with 14 as a commonly observed maxima).

The methodology was originally presented in  Fajardo et al. (2016) using a dataset covering a great part of the agro-ecological variability of New South Wales (NSW), Australia. By 2020 the app is already present in 36 countries from 6 continents in its Android version (released in 2017) and the iPhone version is gradually reaching an increasing audience (released in December 2019).

This work presents a study made in a medium sized farm in New South Wales, Australia. Top-soil (0-10 cm) samples were surveyed and analysed by undergraduate students using the app. Different maps of soil aggregate stability were created showing evident aggregate stability geographical patterns at medium scale. The use of SLAKES has shown reliability compared with traditional methods as shown in third party scientific publications. The simplicity of SLAKES makes this app a simple yet powerful way to assess aggregate stability and shows great potential to be included in both citizen and open science educational programs.

Fajardo, M., McBratney, A.B., Field, D.J., Minasny, B., 2016. Soil slaking assessment using image recognition. Soil and Tillage Research 163, 119-129.

How to cite: Fajardo, M., Jones, E., and Wittig, R.: Assessing soil aggregate stability with mobile phones, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3240, https://doi.org/10.5194/egusphere-egu2020-3240, 2020.

EGU2020-3555 | Displays | ITS1.8/SSS1.1

The MacroSeismic-Sensor Network

Stefan Mertl, Ewald Brückl, Johanna Brückl, Peter Carniel, Karl Filz, Martin Krieger, and Gerald Stickler

The MacroSeismic Sensor network (MSS network) is a dense layout of 46 custom-built seismic low-cost sensors in populated area in the southern part of the Vienna Basin, Austria. The recorded ground-motion is sent to a central server using the Internet, processed on the server and then visualized in a web application in near real-time. The MSS network has been started 2014 by a funding program dedicated to the participation of young people and “Citizen Science” (Sparkling Science - a program of Federal Ministry of Education, Science and Research Austria) and has been further developed and kept in operation by private and public funding, participation of public schools as well as voluntary contribution of individuals.

The MSS uses 4.5 Hz geophones, 16bit analog-to-digital conversion (ADC) at a sampling rate of 100 samples per second and the Seedlink protocol for data transmission. A Raspberry Pi single board computer is used for controlling a custom-built ADC circuit board, data transmission and communication. Time synchronization is done using the Network Time Protocol.

For the visualization, the peak-ground-velocity is computed using 2 horizontal components at a sampling rate of 1 sample per second. An amplitude threshold algorithm using the Delaunay triangulation of the MSS network is used for the detection of seismic events and an amplitude-based localization method is used to compute the epicenter of the events.

The peak-ground-velocity and the detected events are presented on a map display by the web application with a focus of an intuitive presentation of the current state and the short-term history of the ground-motion within the area of the MSS network.

The output of the MSS network is used by public and private institutions. The the regional hazard warning center of Lower Austria (Landeswarnzentrale Niederösterreich) has integrated the MSS network visualization into their infrastructure to inform and warn the general public in case of a strong ground-motion in the area. A local quarry operator uses the data of the MSS network for a transparent monitoring and documentation of their blasting activity.

How to cite: Mertl, S., Brückl, E., Brückl, J., Carniel, P., Filz, K., Krieger, M., and Stickler, G.: The MacroSeismic-Sensor Network, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3555, https://doi.org/10.5194/egusphere-egu2020-3555, 2020.

The Copernicus User Uptake Initiative is part of the European Union’s strategy for increasing the level of awareness of the Copernicus Program at European and worldwide level, fostering the adoption of Copernicus-based data/solution in the everyday life of each kind of potential stakeholder, from Local Regional Authorities (LRA) to Big and/or Small Enterprises to normal citizens. The CoRdiNet (Copernicus Relays for digitalization spanning a Network) projects was funded in the frame of Horizon 2020 Space Hubs call (grant agreement n. 821911), to implement and reinforce the user uptake actions among the network of the so called Copernicus Relays. The latter, as part of the Space strategy for Europe of the European Commission, act as Copernicus Ambassadors, providing their contribution for a better dissemination and promotion of Copernicus-based solution at local/regional scale. Among the goals of the Cordinet project there are: i) Supporting, promoting and stimulating digitalization and new business solutions based on Earth observation data from the Copernicus project; ii) bundling the local expertise in the civil use of Earth observation close to the needs and offers of citizens, administration and businesses.

Earth Observation data from space, in fact, can provide products and services to citizens and can be profitably integrated with non-conventional data, e.g the ones coming from citizen observatories and sciences. However, presently Copernicus data and information are still under-exploited and further efforts are needed to engage stakeholders (including normal citizens), investigating the causes that have prevented from a more systematic and diffuse use of Copernicus/EO data so far. In fact, an increased awareness about the Copernicus program, its data, products and services, will allow for a better integration of non-conventional (e.g. citizen-based) observations, enabling new services and solutions, more close to the citizen needs and requirements for a better quality of life.

With this aim, one of the tasks of the project was specifically devoted to the identification and engagement of the stakeholders within the CoRdiNet partner geographic regions, including also the external ones involved by a specific call for expression of interest, and it was carried out by TeRN in collaboration with CNR-IMAA. In particular, after their engagement, stakeholders were asked to answer to a questionnaire aimed at analyzing their needs and capabilities and evaluating which barriers have prevented for a more systematic use of Copernicus solutions so far in their own activities. Results achieved analyzing collected feedback will be presented and discussed in this work, providing also a few preliminary recommendations about how to cope with the identified gaps.

How to cite: Lacava, T., Bernardini Papalia, L., Paradiso, I. F., Proto, M., and Pergola, N.: On the barriers limiting the adoption of the Earth Observation Copernicus data and services and their integration with non-conventional (e.g. citizen) observations: the EU CoRdiNet project contribution., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18649, https://doi.org/10.5194/egusphere-egu2020-18649, 2020.

Nepal is highly vulnerable to multiple disasters due to its topography and geographic conditions. It also suffers with data deficiency in better understanding the impacts of disasters and existing capacities to cope with such disasters. This information scarcity severely hinders understanding the disasters and their associated risks in the areas. This also hampers local and regional risk reduction, preparedness and response, limiting rigorous and robust disaster risk modelling and assessment. For regions facing recurrent disaster, there is a strong need of more integrated and proactive perspective into the management of disaster risks and innovations. Recent advances on digital and spatial technologies, citizen science and open data are introducing opportunities through prompt data collection, analysis and visualization of locally relevant spatial data. These data could be used as evidence in local development planning as well as linking in different services of the areas. This will be helpful for sustained investment in disaster risk management and resilience building. In current federal structure of Nepal, there is an acute data deficiency at the local level (municipalities and wards) in terms of data about situation analysis, demographics, and statistics, disaster impacts (hazard, exposure and vulnerability) etc. This has caused hindrances to all the relevant stakeholders including government, non-government and donors in diagnosing the available resources, capacities for effective planning and managing disaster risks. In this context, we are piloting an approach to fulfil existing data gaps by mobilizing citizen science through the use of open data sources in Western Nepal. We have already tested it through trainings to the local authorities and the communities in using open data for data collection. Likewise, in one of our upcoming project on data innovations, we shall create a repository of available open data sources; develop analytical tools for risk assessment which will be able to provide climate related services. Later, upon testing the tools, these can be implemented at the local level for informed decision making.

How to cite: Shakya, P. and Parajuli, B. P.: Using Open Data and Citizen Science in Understanding Disaster Risk: Experience from Western parts of Nepal, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6443, https://doi.org/10.5194/egusphere-egu2020-6443, 2020.

EGU2020-19952 | Displays | ITS1.8/SSS1.1

CITRAM - Citizen Science for Traffic Management

Benedikt Gräler, Christoph Doll, Jürgen Mück, Albert Remke, Diana Schramm, Arne de Wall, and Herwig Wulffius

The CITRAM project aims at improving traffic quality in cities with the help of floating car data provided by citizens. During CITRAM, the citizen science platform enviroCar (https://www.enviroCar.org) has been extended and is used to collect floating car data in three German cities. Citizens are invited to collect data in designated field tests while driving their day-to-day routes. These collected trajectories are anonymised, stored and published under an open data policy in a central server.

Dedicated postprocessing services using new concepts for evaluation and visualization analyze the data on a daily basis deriving traffic quality characteristics. The raw data and the processed reports are used by the cities and their planners to assess the traffic quality and to deduce actions to improve traffic management.

The project also raises the awareness of an environmentally improved driving behavior through the collection of floating car data enriched with individual energy and fuel consumption along the recorded routes of electric and internal combustion engine driven cars. Through the integration of municipal information infrastructure into a dedicated real-time Smart City platform and a model accounting for the dynamic control of traffic light systems, a traffic light phase assistant app (ECOMAT) further supports the driver in a foresighted and energy optimized driving behavior by providing Green Light Optimised Speed Advisory (GLOSA) and Time To Green (TTG) information in real-time.

The motivation of CITRAM is the coupling of system components that enable scientists, traffic engineers and citizens to collaborate on knowledge acquisition concerning driving in motorized traffic. We will present the developed tool set and the results from the analysis of floating car data collected by citizens. The analysis assess the quality of traffic flow within the municipality as well as characteristics of individual trajectories or dedicated routes.

How to cite: Gräler, B., Doll, C., Mück, J., Remke, A., Schramm, D., de Wall, A., and Wulffius, H.: CITRAM - Citizen Science for Traffic Management, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19952, https://doi.org/10.5194/egusphere-egu2020-19952, 2020.

EGU2020-10702 | Displays | ITS1.8/SSS1.1

Using geotagged photographs and remote sensing to examine visual and recreational landscape values in Estonia

Oleksandr Karasov, Mart Külvik, Stien Heremans, and Artem Domnich

Integrated use of citizen science (crowdsourcing in general) and remote sensing is essential to comprehend the complexity of the notion of landscape, based on subjective experience and objective structure of environment. Organisation-related landscape attributes, such as landscape diversity and orderliness, as well as the extent of colour harmony, greenness, and transport accessibility, were recently recognised as indicators for visual and recreational values of environment. However, it is currently an open research question, whether mentioned anthropocentric nature-related values are dependable on these landscape attributes, quantifiable with GIS and remote sensing, and accurate mapping of aesthetic and recreational landscape services is important to answer this question. Image hosting services and social networks provide a huge source of evidence on the aesthetic and recreational landscape experience, allowing for mapping the intangible anthropocentric values with publicly shared georeferenced photographs. Therefore, we aimed to apply automated image recognition with Clarifai service to assign each photograph with tags, reflecting its content, and further topic modelling (a variety of textual analysis) to group the tags into the categories.

In this study, we used combined Flickr and VK.com dataset for 2016-2018 years, collected via official APIs within the territory or Estonia; outdoor photographs were grouped into three classes: aesthetic landscape experience, outdoor recreation activities and wildlife watching. Non-relevant photographs and photographs with repeating content from the same author were excluded from analysis; a dataset of >10000 photographs was finally analysed. Cloud-free summertime Landsat-8 mosaic for 2018 was used to estimate the landscape diversity, orderliness, colour harmony extent, greenness and other metrics, whereas digital elevation model and land use/land cover model were used to map landscape coherence, terrain ruggedness, and indicate transport accessibility. Contrary to previous findings, users of Flickr and VK.com tend to take photographs of lower landscape diversity and lower greenness. We confirm that, according to the photographs being studied, water presence, terrain ruggedness, and transport accessibility are the best indicators of recreational experience. Colour harmony of land cover and landscape coherence are moderately higher for actual outdoor photographs.

Performance of the mentioned indicators varies among the groups of photographs, wildlife watching is the least predictable class of recreational landscape services. The applicability of remote sensing-based mapping of landscape attributes and textual analysis of tags, extracted for outdoor photographs, is examined and discussed. Our results contribute to the deeper understanding of landscape pattern and processes, responsible for visual and recreational values, as well as the methodology is based on the integrated quantitative approach, supporting evidence-based landscape science and decision-making.

How to cite: Karasov, O., Külvik, M., Heremans, S., and Domnich, A.: Using geotagged photographs and remote sensing to examine visual and recreational landscape values in Estonia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10702, https://doi.org/10.5194/egusphere-egu2020-10702, 2020.

EGU2020-20396 | Displays | ITS1.8/SSS1.1

The Digital Cultural Change within the Program Hamburg Open Science

Martin Scharffenberg and Konstantin Olschofsky

Transparency in Hamburg's scientific community, the further development of Hamburg as a university location, open access to research results, and secure long-term data storage are the main objectives of the Hamburg Open Science program. Hamburg Open Science bundles eight inter-university projects to promote open science at Hamburg's six state universities, the University Medical Center Hamburg Eppendorf and the Hamburg Carl von Ossietzky State and University Library.

The program is funded by the city of Hamburg for the period 2018-2020 and is supported by the Ministry of Science, Research and Equality. The eight projects science data management, science information system, open access repositories, archive data storage, modern publishing, web platform, 3D and audio visual science data, and the digital cultural change are developing the basis for the long-term operation of Open Science services from 2021 onwards. The web platform www.openscience.hamburg.de provides access to research results from Hamburg and is to be expanded into an information platform on science in Hamburg.

The idea of Open Science in the program context is that the digitalization of science enables a complete redesign of basic science principles and turning them into reality under the principles of transparency, reproducibility, reusability, open communication and exchange.

Therefore, the project aims of the digital cultural change are to create an awareness of open science among researchers and to integrate openness into their everyday work so that they can continue to focus on their research. The Hamburg Open Science program thus supports all orientations of Open Science by actively supporting scientists in their working methods, structures and behavior patterns towards open science.

How to cite: Scharffenberg, M. and Olschofsky, K.: The Digital Cultural Change within the Program Hamburg Open Science, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20396, https://doi.org/10.5194/egusphere-egu2020-20396, 2020.

EGU2020-17907 | Displays | ITS1.8/SSS1.1

Participatory mapping and collaborative action for inclusive and sustainable mountain landscape development in Far West Nepal

Prakash Khadka, Wei Liu, Binod Prasad Parajuli, and Uttam Pudasaini

Nepal is one of the world’s most vulnerable countries to the impacts of climate change due to its high-relief topography, heavy monsoon rainfall, and weak governance. Landslides are common across almost all Nepal’s vast Himalaya mountains, of which the Far Western region suffers most, and climate change, coupled with severe under-development is expected to exacerbate the situation. Deficiency in spatial data and information seriously hinder the design and effective implementation of development plans, especially in the least developed areas, such as Seti River Basin in Far Western Nepal, where landslides constantly devastate landscapes and communities. We adopted a participatory mapping process with emerging collaborative digital mapping techniques to tackle the problem of critical information gaps, especially spatial risk information at local levels which compromise efforts for sustainable landscape planning and uses in disaster prone regions. In short, participatory here refers to working with local stakeholders and collaborative refers to crowdsourced map information with citizens and professionals. Engaging a wide range of stakeholders and non-stakeholder citizens in this integrated mapping processes eventually structure human capital at local scales with skills and knowledge on maps and mapping techniques. Also, this approach increases spatial knowledge and their uses in development planning at the local level and eventually increases landscape resilience through improved information management. We will further discuss how this integrated approach may provide an effective link between planning, designing, and implementing development plans amid fast policy and environmental changes and implications for communities in the developing world, especially in the context of climate change and its cascading effects.

How to cite: Khadka, P., Liu, W., Parajuli, B. P., and Pudasaini, U.: Participatory mapping and collaborative action for inclusive and sustainable mountain landscape development in Far West Nepal, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17907, https://doi.org/10.5194/egusphere-egu2020-17907, 2020.

EGU2020-22236 | Displays | ITS1.8/SSS1.1

Knowledge transfer through Citizen Science using the example of a forest inventory campaign

Christian Thiel, Clémence Dubois, Friederike Klan, Carsten Pathe, Christiane Schmullius, Jussi Baade, Marlin Müller, and Felix Cremer

Citizen Science (CS) operates at the interface of engineering, natural and social sciences. The topic is currently gaining importance, which, from a political perspective, is based, among other things, on the hope of increasing the acceptance of science and scientific knowledge among the general public. The involvement of non-specialists in the conception and implementation of research projects enables and requires the development of innovative educational concepts that integrate knowledge transfer and added value to science, for example through citizen-based data acquisition. This win-win situation of active learning and the generation of research-relevant data can be implemented in educational institutions in particular by expanding didactic concepts with the integration of citizen science.

As an example, the project of the DLR in cooperation with the Friedrich Schiller University Jena will be presented. The campaign took place at site 15 km to the SE of Jena featuring planted and intensively managed forest. During the past two years the forest was affected by several stressors such as storm events, long drought periods (spring 2018 and 2019, summer 2018), and bark beetle attacks. Thus, forest management activities were conducted in June 2019 to remove stressed and infected trees. Two CS campaigns were conducted: one before (May) and one after (July) the management action (cross validation, check which trees were logged). The aim was to collect the stem circumference, the species, and other describing parameters. The citizens were “gathered“ from a university lecture for forthcoming Geography teachers. During the campaign a new approach for improved positioning under challenging GNSS conditions was tested (offset correction using Bluetooth low energy beacons – BLE).

How to cite: Thiel, C., Dubois, C., Klan, F., Pathe, C., Schmullius, C., Baade, J., Müller, M., and Cremer, F.: Knowledge transfer through Citizen Science using the example of a forest inventory campaign, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22236, https://doi.org/10.5194/egusphere-egu2020-22236, 2020.

Skeptical Science (SkS) is a website with international reach founded by John Cook in 2007. The main purpose of SkS is to debunk misconceptions and misinformation about human-caused climate change and features a database that currently has more than 200 rebuttals based on peer-reviewed literature. Over the years, SkS has evolved from a one-person operation to a team project with science-minded volunteers from around the globe. The Skeptical Science team also actively contribute to published research, with a highlight being the often cited 97% consensus paper published in 2013 (Cook et al. 2013) for which team members content-analysed about 12,000 abstracts in a study whose publication fee was crowd-funded by readers of the website.

The SkS author community formed in 2010 in response to the proposal to expand existing rebuttals to three levels: basic, intermediate, and advanced. Since then, team members regularly collaborate to write and review rebuttal and blog articles for the website. Volunteer translators from many countries have translated selected content into more than 20 languages including booklets such as The Debunking Handbook, The Uncertainty Handbook or The Consensus Handbook. In addition to the already mentioned consensus study, team members have helped with other research projects initiated by John Cook such as the efforts to train a computer to detect and classify climate change misinformation. Another significant project is the Massive Open Online Course (or MOOC) “Denial101x: Making Sense of Climate Science Denial” in collaboration with the University of Queensland, for which the SkS team produced numerous video lectures and for which forum moderators were recruited. Outreach activities such as the “97 Hours of Consensus” were crowdsourced with team members collecting and organising content and providing technical support.

Challenges: Due to the volunteer nature of people’s involvement, there are some challenges involved as not everybody is available to help with tasks all the time. People help as much – or as little – as their time allows and there’s always some turn-over with new people joining while others leave.

Skeptical Science (SkS): (accessed November 29, 2019)

Cook, J., Nuccitelli, D., Green, S. A., Richardson, M., Winkler, B., Painting, R., Way, R., Jacobs, P., & Skuce, A. (2013). . Environmental Research Letters, 8(2), 024024+.

Cook, J., Schuennemann, K., Nuccitelli, D., Jacobs, P., Cowtan, K., Green, S., Way, R., Richardson, M., Cawley, G., Mandia, S., Skuce, A., & Bedford, D. (April 2015). Denial101x: Making Sense of Climate Science Denial. edX.

Cook, J., & Lewandowsky, S. (2011). . St. Lucia, Australia: University of Queensland. ISBN 978-0-646-56812-6.

How to cite: Winkler, B. and Cook, J.: The story of Skeptical Science: How citizen science helped to turn a website into a go-to resource for climate science, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-562, https://doi.org/10.5194/egusphere-egu2020-562, 2020.

EGU2020-20373 | Displays | ITS1.8/SSS1.1

Can we use citizen science to upscale soil data collection?

Christian Schneider, Susanne Döhler, Luise Ohmann, and Ute Wollschläger

Citizen science approaches are still relatively rare in soil sciences. However, the Tea Bag Index (TBI) has been successfully implemented in projects all over the world.

Our citizen science project “Expedition ERDreich – Mit Teebeuteln den Boden erforschen” (EE) aims to upscale open soil data by applying the TBI as well as other soil assessment methods all over Germany. Beside the strong focus on creating awareness for soils and its functions we want to answer the following questions:

The project will combine aspects of co-production as well as environmental education. Co-production means, soil data will individually be compiled by citizen scientists with the support of a team of scientists from a network of project partners. While conducting various soil assessments and experiments participating citizen scientists will be given background information and guidance meant to educate and to raise awareness about soils and soil quality.

We are aiming to involve a broad spectrum of citizens from various backgrounds, for example school children, students, farmers, forest owners, gardeners, municipal administrations, and of course soil scientists.

Within the project citizen scientists will submit turnover data from their location, together with information on the sampling sites, as well as information on soil properties like pH value, soil texture, and soil color. This information will be complemented with climatic and geo-scientific co-variables by the scientific project team.

So far we identified the following main challenges:

  • How can citizens from various backgrounds and in various geographical locations be addressed and involved in the project?

  • How do we get high quality soil data while still teaching soil awareness?

  • How do we address the complexity of soils in soil education?

  • How do we manage the quality of data and identify potential errors?

  • How do we communicate data management procedures to keep the project as transparent as possible?

  • What and how can we give back an added value to citizen scientists?

  • How do we involve citizen scientists in the scientific progress beyond collecting data and beyond the current projects timeframe?

How to cite: Schneider, C., Döhler, S., Ohmann, L., and Wollschläger, U.: Can we use citizen science to upscale soil data collection?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20373, https://doi.org/10.5194/egusphere-egu2020-20373, 2020.

EGU2020-21726 | Displays | ITS1.8/SSS1.1 | Highlight

A multidisciplinary scientific outreach journal designed for and made by middle and high school students to bring research closer to the classroom

Benjamin Dalmas, Barbara Goncalves, Lucie Poulet, Antoine Vernay, and Mathilde Vernay

One mission of a researcher is to share their work and results with the general public but there is a real challenge in accurately and effectively sharing scientific results with a broad audience. Indeed, they are published in scientific journals that are mostly available at high costs; the vocabulary used makes it hard for people outside of the field to understand the concepts; and sometimes there is a language barrier for non-English speakers.

 

However, to make informed decisions on a variety of scientific and societal topics, citizens need to have access to and keep up with these research results. To build critical thinking, this good practise should be developed from an early age. We created the journal DECODER (French for “to decode”, journal-decoder.fr), which enables a researcher and a class to work together on their own simplified research article. The middle and high school students can have the role of active reviewers on the researcher’s shorten article or they can write an outreach article on a given topic in which the researcher is a specialist. Articles are then published under a creative commons license and are freely available on the journal website to benefit a majority. Our partner researchers work in space agencies, in academia, or in industry, in a variety of disciplines from STEM to social sciences. The emphasis is set on multidisciplinarity to raise students’ awareness about research wideness and show them that research is not limited to STEM fields but also exists in economics and humanities. This points out the significance and ubiquity of transdisciplinarity in solving real world’s problems, such as global change issues, biological and physical questions or space exploration from different perspectives. In its first year and a half, the journal has already involved more than ten classes in five different schools and 18 articles have been submitted by ten researchers. The project allows a tight and direct interaction between students and researchers and it makes students responsible for the publication content over a large audience. Thanks to an easy procedure for classes and researchers and small-time requirement, our hope is to mobilize the largest scientific community to help people being more critics and having access to scientific results.

How to cite: Dalmas, B., Goncalves, B., Poulet, L., Vernay, A., and Vernay, M.: A multidisciplinary scientific outreach journal designed for and made by middle and high school students to bring research closer to the classroom, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21726, https://doi.org/10.5194/egusphere-egu2020-21726, 2020.

EGU2020-1381 | Displays | ITS1.8/SSS1.1

Perception of Rural Tourism From the Perspective of Tourists. Case study Mountain area of Suceava County

Liliana Daniela Diacon, Vasile Efros, and Cristian Ciubotaru

Rural tourism is an activity that protects the environment in comparison with the consumer industries, becoming an ally in the conservation of the environment. All of the rural areas of the country, the most consistent through potential is the mountain area, which is why we chose as a case study, the mountain region of Suceava county. Starting from the hypothesis that the tourist offer of the mountain area is attractive, the research aims at the degree of tourist satisfaction with the tourist offer of the rural area of ​​Suceava county.  

The methodology is based on the conducted survey on the basis of the questionnaire by the method of face-to-face interview, between September 1 and November 30, 2019.The questionnaire was anonymous in order to ensure the highest degree of sincerity of the answers and was applied to a number of 630 tourists from the mountain region of Suceava county. 

The present study shows that most tourists who choose Suceava county as their destination, reside in neighboring counties, especially in the region of Moldova. An element of attractiveness is the lower prices compared to other tourist areas of the country. The economic facility of granting holiday vouchers and cards from the public domain in Romania, makes the tourist demand in non-polluting spaces increasing.   On the other hand, the statistical data confirm that the number of the agrotourism pensions in Suceava county are increasing from year to year; Suceava  is ranking in 2019 on the second place after Brasov county.The hypothesis confirms that rural tourism is a growing phenomenon, but the length of stay of tourists in the rural area is on average 1-3 days.

In conclusion, the following analysis of the results it is found that tourists are attracted by the beauty of the landscape of the existing cultural objectives, the local gastronomy, the hospitality of the hosts, all at a lower prices compared to areas of the great tourist interest in the country.

Keywords:  Rural Tourism, Mountain area, tourists, Suceava County

How to cite: Diacon, L. D., Efros, V., and Ciubotaru, C.: Perception of Rural Tourism From the Perspective of Tourists. Case study Mountain area of Suceava County, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1381, https://doi.org/10.5194/egusphere-egu2020-1381, 2020.

Between 2017 and 2019, a prototype of a geological garden for the dissemination of Geological Sciences to the general public was created in the open-air spaces of the Department of Sciences of the Roma Tre University. This first nucleus is the result of a Citizen Science activity carried out by students of the High Schools of Rome and its province, conceived and guided by a group of University researchers and high school teachers, in collaboration with local institutions and some mining companies operating in the surroundings of Rome. Currently the prototype consists of six large rock samples representative of lithotypes cropping out in the Roman Campaign and in the nearby Central Apennines that allow to tell the evolution of the territory surrounding the city of Rome since about 15 Ma ago, with particular reference to the history of the Roman countryside in the Quaternary period. Guided tours for schools and a general public and events popularizing scientific culture at various scales have represented the main dissemination activities carried out so far. Currently the garden is being expanded and integrated with numerous plant species representative of the botanical heritage of the Lazio region.

How to cite: Corrado, S., Bollati, A., and Fabbri, M.: The Geogarden of the University Roma Tre: creation of a prototype of a Geological Garden of Lazio for the dissemination of Geological Sciences in Rome, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2190, https://doi.org/10.5194/egusphere-egu2020-2190, 2020.

ITS1.10/NH9.27 – Inter- and transdisciplinary research and practice: state of transformative knowledge to address global change challenges in mountain regions of the world

Himalaya presents a great range of lifestyle and livelihood base to its native communities. The extreme climatic condition imposes a restriction on the living conditions, local ownership, alternative sources of income, women's empowerment, and long-term sustainable livelihoods are main elements of community work. But improvements in communication and transportation system have improved the lifestyle of the people living in those regions. The breadth of natural biodiversity in the Himalayas is complemented by a rich mosaic of cultures, traditions and people. But the ethnic groups living in remote valleys of the Himalayan region have generally conserved their traditional cultural identities. Ancient traditions and livelihoods of many communities remain woven into the balanced use of natural resources. They depend on these resources for their livelihoods, and value ecosystem services such as freshwater, erosion control, and agricultural and subsistence harvests.

Forests are strained as demand continues to grow for timber and food crops. Himalaya’s communities have suffered a disastrous slump in production due to erratic weather in recent years, but the government is helping out with various insurance and relief scheme. For such remotely located communities of this part of Himalaya agriculture, nomadic herding, hunting and gathering are the main activities of the people who are unable to fulfil their basic requirements. The present paper investigates factors that have brought about physical and socio-economic changes in various parts of Indian region of Himalayas, interlinked with the fragile Himalayan environment by mapping, monitoring and change analysis with the help of remote sensing and GIS techniques.

How to cite: Negi, V. S.: Climate Change, Traditional Life Styles and Livelihood Questions: Socio-cultural and Physical Constraints of Remotely Located Societies of Western Himalaya., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6453, https://doi.org/10.5194/egusphere-egu2020-6453, 2020.

The level of already committed climate change implies massive impacts and risks to natural and human systems on the planet which probably have been underestimated so far, as recent research and science-policy assessments such as from the IPCC indicate. Scenarios with less stringent emission reduction pose even greater risks of partly unknown dimensions. Adaptation to climate change is therefore of critical importance, in particular for countries with low adaptive capacity where climate change can seriously undermine efforts for sustainable development. Mountains are among the hotspots of climate impacts and adaptation.

Climate adaptation is fundamentally an interdisciplinary and transdisciplinary endeavor. Various sources of knowledge and perspectives need to be considered and integrated to produce actionable and solution-oriented knowledge. While experiences on joint knowledge production (JKP) has been increasing over recent years there is still missing clarity how to design and implement such a process in the context of climate adaptation.

Here we analyze experiences from a new initiative and network of climate adaptation in education and research with institutions from South Asia, the Andes and Central America, and Switzerland (knowledgeforclimate.net). Partners form a highly multi-disciplinary network with diverse cultural and institutional backgrounds which is both an important asset and challenge for interdisciplinary collaboration. A core of the collaboration are case studies conducted in all six countries in mountain contexts which are developed considering different disciplinary perspectives and represent the basis for both research and teaching. JKP takes place at different levels which need to be systematically and carefully analyzed. 

We find that the processes of JKP are diverse, complex, and highly dependent on the interests and roles of actors within a network. To keep such processes alive, signposts in form of analysis and intermediary products along the network lifetime should be positioned as means of stocktaking and monitoring for the future.

We suggest that existing models of JKP need to be broadened to better accommodate the high diversity and non-linearity of JKP processes. JKP does not just happen as a product of interdisciplinary collaboration but needs continuous reflection, research, update and upgrade. Trust and a range of common interests among partners in the network have been identified as key aspects in the process. A particular challenge furthermore is to dedicate enough time and resources to the framing process but then clearly moving beyond into the action and solution space. Harmonizing different forms of knowledge pertinent to climate adaptation in mountains and harvesting the diversity while accepting possibly limited consensus is essential, yet, it is not a priori predictable where this balance lies.

How to cite: Huggel, C. and Muccione, V. and the knowledgeforclimate.net: Interdisciplinary collaboration and joint knowledge production in climate change adaptation in mountain regions in South Asia, Latin America and Switzerland, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9255, https://doi.org/10.5194/egusphere-egu2020-9255, 2020.

The experience of interdisciplinary studies of the impact of urbanization on the resort and recreation potential of the mountainous territories of the North Caucasus (MTNC) for the purposes of medical balneology and recreational recreation is considered.

The State Register of Natural curative resources (NCR) of MTNC includes unique mineral waters and natural peloids of various physicochemical and microbiological composition, a favorable climate, and a picturesque mountain landscape that are integrated into the existing and rapidly developing complex socio-ecological resort and recreation infrastructure and system of spa treatment and recreation. The risks of the mountain resort and recreation ecosystem include high sensitivity to climate changes and anthropogenic impacts.

High demand for resort and recreational services of MTNC and increasing urbanization initiated the development of comprehensive monitoring studies of the dynamics of the state of NCR, experimental studies on action mechanisms of natural healing factors and the development of a model for ranking mountain areas by integrated resort and recreation potential (IRRP):

 

IRRP = ∑ (IMgmr + IMbkr + IMgl) // n, where IMgmr, IMbkr, IMgl are integrated modules (indicators) of hydromineral, bioclimatic and landscape resources.

 

The model includes three large blocks of monitoring studies of many natural parameters that characterize the properties of underground mineral waters and natural peloids; bioclimatic functions (comfort degree and biotropy), topographic features, vegetation, soils, picturesque and attractive mountain landscape. The modular approach adopted in balneology of medico-biological categorization of NCR parameters established in an experiment or in experimental researches made it possible to overcome the differences in units of measurement of the results of multifactor natural monitoring [1, 2].

Conclusion - the integrative approach adopted in the work to assess the resort and recreational potential of the highlands made it possible to evaluate contractivity (comfort, health and pathogenic functions), stability, diversity, attractiveness of natural complexes of the federal resorts of the North Caucasus, to substantiate the priorities for the territorial development of resort and recreational infrastructure in the resort region of Caucasian Mineral Waters, the Republic of North Ossetia-Alania, the Karachay-Cherkess Republic.

 

References

1.Resort study of Caucasian Mineralnye Vody region / Under the general edition of the prof. V.V. Uyba. Scientific publication. - Pyatigorsk. - 2011. – 368p.

2.A technique of balneological assessment of forest-park landscapes of mountain territories for climatic landscape therapy. A grant for doctors. – Pyatigorsk. - 2015. - 26p.

How to cite: Efimenko, N., Chalaya, E., and Povolotskaya, N.: An integrative approach to assessing the resort and recreation potential of the highlands of the North Caucasus of the Russian Federation in the context of global urbanization, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12840, https://doi.org/10.5194/egusphere-egu2020-12840, 2020.

The development of ski areas would bring socio-economic benefits to mountain regions. At present, the ski industry in China is developing rapidly, and the number of ski areas is increasing dramatically. However, the understanding of the spatial pattern and driving factors for these ski areas is limited. This study collected detailed data about ski areas and their surrounding natural and economic factors in China. Criteria for classification of ski areas were proposed, and a total of 589 alpine ski areas in China were classified into three types: ski resorts for vacationing (va-ski resorts), ski areas for learning (le-ski areas) and ski parks to experience skiing (ex-ski parks), with proportions of 2.1%, 15.4% and 82.5%, respectively, which indicated that the Chinese ski industry was still dominated by small-sized ski areas. The overall spatial patterns of ski areas were clustered with a nearest neighbor indicator (NNI) of 0.424, in which ex-ski parks and le-ski areas exhibited clustered distributions with NNIs of 0.44 and 0.51, respectively, and va-ski resorts were randomly distributed with an NNI of 1.04. The theory and method of spatial autocorrelation were first used to analyze the spatial pattern and driving factors of ski areas. The results showed that ski areas in cities had a positive spatial autocorrelation with a Moran’s index value of 0.25. The results of Local Indications of Spatial Association (LISA) showed that ski areas were mainly concentrated in 3 regions: the Beijing-centered Yanshan-Taihang Mountains and Shandong Hill areas, the Harbin-centered Changbai Mountain areas and the Urumqi-centered Tianshan-Altay Mountain areas. The first location was mainly driven by socio-economic factors, and the latter two locations were mainly driven by natural factors. Ski tourism in China still faces many challenges. The government sector should strengthen supervision, develop a ski industry alliance, and promote the healthy and sustainable development of the ski industry in the future.

How to cite: An, H., Xiao, C., and Ding, M.: The Spatial Pattern of Ski Areas and Its Driving Factors in China: A Strategy for Healthy Development of the Ski Industry, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17217, https://doi.org/10.5194/egusphere-egu2020-17217, 2020.

EGU2020-19480 | Displays | ITS1.10/NH9.27 | Highlight

Pilot study on the potential impact of climate variability on sedimentation in Andean reservoirs, based on data from the Cañete catchment, Peruvian Coastal Range.

Miluska A. Rosas, Veerle Vanacker, Willem Viveen, Ronald R. Gutierrez, and Christian Huggel

The global water storage capacity of hydroelectric reservoirs is decreasing annually while the economic activity, the hydropower industry and the world population continue to grow strongly. The boom in hydropower development in Andean river basins was identified as one of the top 15 global conservation issues. For this region, the electricity generation might increase by 550% from 2005 to the year 2050, thereby needing an increase in water volume from 70.5 billion m3 to 150.7 billion m³. Of the Andean countries, Peru has the highest numbers of existing and proposed hydropower projects, because of its rapidly evolving energy demands (estimated at 8% growth per year) and regulatory framework that aims at promoting renewable energy. Despite initial efforts, studies that describe the impact of changing sediment transfer due to climate change to the hydroelectric infrastructural system are still limited.

This paper evaluates the potential impact of climate variability on the water storage capacity of hydroelectric reservoirs in Andean countries, via a case study of the Cañete River in the Peruvian Coastal Range. It houses the 220 MW El Platanal hydroelectric plant and the Capillucas reservoir that provide the surrounding areas with water and energy. We used a hydrological model (HEC-HMS) coupled with a sediment transport model (HEC-RAS) to simulate future changes in river discharge and sediment load. Ten scenarios were developed, a combination of two different precipitation patterns and five different precipitation rates.

The average sediment load of the Cañete River was estimated at 981 kTon/yr upstream of the Capillucas reservoir, which is in agreement with published erosion rates for the area. Our results show that the lifespan of the Capillucas reservoir ranges from 7 years for the most pessimistic scenario to 31 years for the most optimistic scenario. This is much shorter than the projected lifespan of 50 years. This pilot study illustrates the vulnerability of Andean hydroelectric reservoirs against future climate change.

How to cite: Rosas, M. A., Vanacker, V., Viveen, W., Gutierrez, R. R., and Huggel, C.: Pilot study on the potential impact of climate variability on sedimentation in Andean reservoirs, based on data from the Cañete catchment, Peruvian Coastal Range., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19480, https://doi.org/10.5194/egusphere-egu2020-19480, 2020.

EGU2020-19971 | Displays | ITS1.10/NH9.27

The Alpine Environmental Data Analysis Centre (www.alpendac.eu) – A Component of the Virtual Alpine Observatory (VAO) (www.vao.bayern.de)

Michael Bittner, Dominik Laux, Oleg Goussev, Sabine Wüst, Jana Handschuih, Alexaner Götz, Helmut Heller, Johannes Munke, Roland Mair, Bianca Wittmann, Inga Beck, Markus Neumann, and Till Rehm

The “Alpine Environmental Data Analysis Centre” (AlpEnDAC) is a research data management and analysis platform for research facilities around the Alps and similar mountain ranges. It provides the computational infrastructure for the Virtual Alpine Observatory (VAO), which is a research network of European high-altitude research stations (http://www.vao.bayern.de).

 

Within the scope of previous work, the platform was developed with the focus on research data and metadata management as well as analysis and simulation tools. It offers the possibility to store and retrieve data securely (data-on-demand), to share it with other scientists and to interpret it with the help of computing-on-demand solutions via a user friendly web-based graphical user interface. The AlpEnDAC allows the analysis and consolidation of heterogeneous data sets from ground-based to satellite instruments.

 

In a further development phase, launched on 1 August 2019, the existing services of the AlpEnDAC will be supplemented by new components in the fields of user support and quality assurance. Furthermore, the modelling and analysis software portfolio will be extended, focusing on the development of innovative services in the fields of service-on-demand and operating-on-demand as well as the integration of new data sources and measurement instruments.

 

The AlpEnDAC helps environmental scientists to benefit from modern data management, data analysis, and simulation techniques. The VAO network, now including ten countries (Austria, France, Germany, Georgia, Italy, Norway, Slovenia, Switzerland, Bulgaria, and the Czech Republic) is an ideal and exciting context for developing the AlpEnDAC with researchers.

 

This project receives funding from the Bavarian State Ministry of the Environment and Consumer Protection.

How to cite: Bittner, M., Laux, D., Goussev, O., Wüst, S., Handschuih, J., Götz, A., Heller, H., Munke, J., Mair, R., Wittmann, B., Beck, I., Neumann, M., and Rehm, T.: The Alpine Environmental Data Analysis Centre (www.alpendac.eu) – A Component of the Virtual Alpine Observatory (VAO) (www.vao.bayern.de), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19971, https://doi.org/10.5194/egusphere-egu2020-19971, 2020.

EGU2020-20460 | Displays | ITS1.10/NH9.27

A transdisciplinary approach to mass-movements mitigation strategies in volcanic habitats: an approach from complex systems

Natalia Pardo, Miguel Cabrera, Catalina Gonzalez, Monica Espinosa, Ricardo Camacho, Nancy Palacios, Susana Salazar, Leonardo Parra, and Sonia Archila

Volcanic habitats host a dynamic environment for sudden and long-lasting relationships between nature and culture, becoming an archetypal case for the study of resilient communities. In these habitats, the study of the occurring phenomena is often addressed independently and in disciplinary isolation, focusing on the uncertainty and contingency of geohazards, the abrupt and recurrent resetting of biophysical conditions due to natural disturbances, or the intrinsic repercussions on the anthropogenic memory. Under this perspective, mass-movements within a volcanic habitat can be addressed as a complex system built over various generations of interacting and interdependent human societies, ecological systems, climate and geological processes. Understanding this multivariable and multi-scalar coexistence becomes central in how mass-movements are perceived. In this work, we propose a transdisciplinary approach for the formulation and design of alternative strategies in the mitigation of mass-movements hazards, by responsibly collaborating between geoscientists, social scientists, and local actors.
Mass-movement mitigation strategies rarely take into account the cultural relationship of the inhabitants with their territories and the complexity of the local knowledge and capabilities of the communities to resolve their condition [2]. This limits the effectiveness in the response capacity and resilience of communities and ecosystems to extreme events [2]. Through this research, we aim at finding ways to democratize knowledge, and change academic practices within a geoethical context, recognizing and valuing the local perspectives. In this work, we study an area within the Doña Juana-Cascabel volcanic-complex, located in SW Colombia, and focus on the processes in the vicinity to the Humadal stream and neighbouring communities. This stream is recognized as the main preoccupation of the inhabitants with the recent occurrence of mass-movements in its basin. We address this issue through a team consisting of key local social actors and researchers in anthropology, archaeology, biology, design, engineering, geology, pedagogy, and pedology. We collaborate within a Historical Ecology framework, aiming to the empowerment of sociological resilience-based decision making [3]. This work started with the site recognition, mapping the geological, biological, and social settings. In parallel, we listened and valued the local knowledge about physical geography, ecosystems, and mass-movements in an active volcanic habitat, and merge it with the scientific knowledge. Moreover, this local knowledge enlighted key aspects on the interaction between the inhabitants and the State’s agencies and governmental processes, which underlay the dynamics of any reliable policy and sustainibile process. 
In this particular site, we identified the organizational capacity to work on reforestation, road maintenance, and weaving as fundamental capabilities for connecting with the design, potential implementation, and sustainability of a set of potential mitigation strategies. With this case study, we invite the multiple actors involved in disaster risk reduction to find common languages beyond disciplinary boundiaries aiming to horizontalize knowledge with the local actors in risk. Through this excercise, we avoid the victimization of the communities, reduce power relationships, and empower resilience.

[1]Martin, Martin & Kent, (2009). Journal of environmental management, 91(2), 489-498.
[2]Gaillard, (2008). Journal of volcanology and geothermal research, 172(3-4), 315-328.
[3]Brierley, (2010).  Area, 42(1), 76-85.

How to cite: Pardo, N., Cabrera, M., Gonzalez, C., Espinosa, M., Camacho, R., Palacios, N., Salazar, S., Parra, L., and Archila, S.: A transdisciplinary approach to mass-movements mitigation strategies in volcanic habitats: an approach from complex systems, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20460, https://doi.org/10.5194/egusphere-egu2020-20460, 2020.

EGU2020-21235 | Displays | ITS1.10/NH9.27

The Environmental Research Station Schneefernerhaus

Inga Beck and Markus Neumann

The Environmental Research Station Schneefernerhaus (UFS) is Germany’s highest research station, located at an altitude of 2650 m. For over 20 years, many different institutions have been working here on a variety of permanent studies on an inter- and trans-disciplinary basis. Eight key scientific activities were assigned in 2007. These are:

  • Satellite-based observations and early detection
  • Regional climate and atmosphere
  • Cosmic radiation and radioactivity
  • Hydrology
  • Environmental and high-altitude medicine
  • Global Atmosphere Watch (GAW)
  • Biosphere and Geosphere
  • Cloud dynamics

Beyond these permanent research activities, around 80 temporary projects have been conducted with over 13 international partners. Over 30 projects are currently running at the UFS. The ‘size’ of the projects varies from small research groups and very short-term studies, to large research consortiums and long-term projects. The UFS is, furthermore, a partner in a number of international networks of (mountain) observatories, such as the Global Atmosphere Watch program of the WMO. International exchange is therefore guaranteed.

The operating company of the UFS makes the high quality of research possible. It takes care of the needs of the researchers, such as logistics, data transfer and exchange, and outreach. The UFS also serves as a meeting and educational center for research teams, operators of other stations and early- career scientists. The UFS is easily accessible all year round: a train line runs up the mountain, directly into the UFS building and allows the transportation of heavy material and devices. A well-equipped workshop allows the in-situ repair of instruments.

Beside some general information about the UFS, the presentation will highlight some recent projects in which the UFS has been involved. It will also show how to use the UFS for your own research ideas.

How to cite: Beck, I. and Neumann, M.: The Environmental Research Station Schneefernerhaus, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21235, https://doi.org/10.5194/egusphere-egu2020-21235, 2020.

ITS1.11/OS1.14 – Interdisciplinary and intercultural approaches for addressing scientific and socio-economic challenges in the North Atlantic region

EGU2020-1937 | Displays | ITS1.11/OS1.14

Reliability of foraminiferal Na/Ca as a direct paleo-salinity proxy in various planktonic species from the eastern tropical North Atlantic

Jacqueline Bertlich, Dirk Nürnberg, Ed Hathorne, Michael Siccha, Jeroen Groeneveld, Julie Meilland, and Michal Kucera

Foraminiferal Na/Ca in planktonic and benthic foraminifers is a promising new method to assess directly past seawater salinities, which complements existing approaches (e.g., paired shell Mg/Ca and δ18O, shell Ba/Ca). Recent culture and field calibration studies have shown a significant positive relationship of Na incorporation into foraminiferal calcite shells with increasing salinity [1, 2], as confirmed by our culture study of Trilobatus sacculifer [3]. However, we note that the sensitivity of Na/Ca in response to salinity changes is species-specific and regional dependent, whereas temperature could be excluded as a secondary influencing factor [2, 3, 5]. Na/Ca values vary from 1–3 mmol/mol for the same salinity within and between foraminiferal species, suggesting a dominant biological control. 

To further evaluate the robustness of Na/Ca for its application as a reliable proxy, we here examine possible secondary controls on foraminiferal Na/Ca with new data for commonly used species for paleoreconstructions (Globigerinoides elongatusG. ruber (pink), Orbulina universa, Globigerina bulloides, Neogloboquadrina dutertrei) collected by plankton tows in the eastern tropical North Atlantic during R/V Meteor cruise M140. We performed laser ablation ICP-MS measurements on single foraminiferal shells from depth-resolved plankton tows in 20 m net-intervals from locations where salinity was essentially constant, while seawater pH and total alkalinity differed by ~0.5 and 100 µmol/kg, respectively. Plankton tow samples provide new insights into the possible effects of natural variations in carbonate system parameters on Na incorporation into calcite tests with increasing water depth. The comparison of living foraminifers to sedimentary shells gives further information about the preservation state of Na/Ca in calcite shells over time, whereas fossil shells have mostly undergone gametogenesis during their life-time, or were affected post mortem by early diagenesis (sedimentation) processes. Those foraminifers were collected from surface sediments (M65-1) located in proximity to plankton tows. Our results show that all measured species, either from plankton tows or buried in the sediment, are within the Na/Ca range of previous studies [1-5], which increases the confidence for a robust Na/Ca to salinity proxy. However, the offset of ~2-5 mmol/mol between living foraminifers collected in surface waters (0-20 m) and fossil assemblages of the same species could be related to spine loss at the end of a foraminiferal life cycle [4]. In addition, the usage of inconsistent test sizes could further influence the foraminiferal Na/Ca signal. Our results reveal significant (R = -0.97, p<0.03) decreasing Na/Ca values with increasing test sizes between 180-250 µm for G. ruber (pink, white), N. dutertei and T. sacculifer, whereas values increase again with larger size classes >355 µm (R = 0.87, p<0.02). 

[1] Wit et al. (2013) Biogeosciences 10, 6375-6387. [2] Mezger et al. (2016) Paleoceanography 31, 1562-1582. [3] Bertlich et al. (2018) Biogeosciences 15, 5991–6018.[4] Mezger et al. (2019) Biogeosciences 16, 1147-1165, 2019. [5] Allen et al. (2016) Geochim. Cosmochim. Acta 193, 197-221.

How to cite: Bertlich, J., Nürnberg, D., Hathorne, E., Siccha, M., Groeneveld, J., Meilland, J., and Kucera, M.: Reliability of foraminiferal Na/Ca as a direct paleo-salinity proxy in various planktonic species from the eastern tropical North Atlantic, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1937, https://doi.org/10.5194/egusphere-egu2020-1937, 2020.

EGU2020-3160 | Displays | ITS1.11/OS1.14

Surface and subsurface Labrador Shelf water mass conditions during the last 6,000 years

Annalena Lochte, Ralph Schneider, Janne Repschläger, Markus Kienast, Thomas Blanz, Dieter Garbe-Schönberg, and Nils Andersen

The Labrador Sea is important for the modern global thermohaline circulation system through the formation of intermediate Labrador Sea Water (LSW) that has been hypothesized to stabilize the modern mode of North Atlantic deep-water circulation. The rate of LSW formation is controlled by the amount of winter heat loss to the atmosphere, the expanse of freshwater in the convection region and the inflow of saline waters from the Atlantic. The Labrador Sea, today, receives freshwater through the East and West Greenland Currents (EGC, WGC) and the Labrador Current (LC). Several studies have suggested the WGC to be the main supplier of freshwater to the Labrador Sea, but the role of the southward flowing LC in Labrador Sea convection is still debated. At the same time, many paleoceanographic reconstructions from the Labrador Shelf focussed on late Deglacial to early Holocene meltwater run-off from the Laurentide Ice Sheet (LIS), whereas little information exists about LC variability since the final melting of the LIS about 7,000 years ago. In order to enable better assessment of the role of the LC in deep-water formation and its importance for Holocene climate variability in Atlantic Canada, this study presents high-resolution middle to late Holocene records of sea surface and bottom water temperatures, freshening and sea ice cover on the Labrador Shelf during the last 6,000 years. Our records reveal that the LC underwent three major oceanographic phases from the Mid- to Late Holocene. From 6.2 to 5.6 ka BP, the LC experienced a cold episode that was followed by warmer conditions between 5.6 and 2.1 ka BP, possibly associated with the late Holocene Thermal Maximum. Although surface waters on the Labrador Shelf cooled gradually after 3 ka BP in response to the Neoglaciation, Labrador Shelf subsurface/bottom waters show a shift to warmer temperatures after 2.1 ka BP. Although such an inverse stratification by cooling of surface and warming of subsurface waters on the Labrador Shelf would suggest a diminished convection during the last two millennia compared to the mid-Holocene, it remains difficult to assess whether hydrographic conditions in the LC have had a significant impact on Labrador Sea deep-water formation. This study was conducted within the HOSST research school with the aim to improve our understanding of the critical processes involved in the North Altantic thermohaline circulation, which is particularly important in light of current climate change. 

How to cite: Lochte, A., Schneider, R., Repschläger, J., Kienast, M., Blanz, T., Garbe-Schönberg, D., and Andersen, N.: Surface and subsurface Labrador Shelf water mass conditions during the last 6,000 years , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3160, https://doi.org/10.5194/egusphere-egu2020-3160, 2020.

Remediation of climate change induced by anthropogenic emissions of greenhouse gasses and
it precursors is the main focus today. However, less known is that the environment may also
be subjected to relatively fast geological dynamical phenomena such as the isostatic uplift of
Fennoscandia, parts of Canada and northwestern Russia. This uplift affects the archipelago
along the coast of southwestern Finland and Sweden and causes the relocation of human
activities.
In this study we investigate the on-ground observed regression of the Gulf of Bothnia on the
coasts of southwestern Finland and its implications on the country-side activities in the
framework of the eco-development paradigm. We focus our study on the neighbourhood of
the Nordsund peninsula (60°40’30”N, 21°37’14”E) between Keikvesi and Katavakarinselkä,
representative for the whole Finnish archipelago with an average local isostatic uplift of 9 mm
per year (5 mm in the South and 14 mm in the Merenkurkku area. The Nordsund peninsula
contains a former bay of the Bothnia Sea, called Mustalahti, which is reduced to a lake since
the direct way out of inner land precipitation to the open sea disappeared in the 1980s.
We show that remotely sensed data on vegetation and surface wetness confirms this fast sea
regression and the silting-up of the nearby lakes that drain precipitation to the Gulf. The
changing of the Mustalahti over time and its vegetation is expressed in terms of Normalized
Difference Vegetation Index (NDVI) and the Normalized Difference Wetness Index (NDWI),
derived from Landsat 7 data for May, 12 th 2000 and for Landsat 8 for April, 23 rd 2019
characterized by a 30 m x 30 m pixel resolution. We discuss this changing coastline in the
framework of the Eco-Development paradigm which may rebalance nature, environment,
humans and culture. This paradigm is a valid alternative against the past and present-day
socio-economical dominant approach that contributed to the accelerated change of the Earth’s
climate.

How to cite: Verstraeten, G. J. M. and Verstraeten, W. W.: Eco-development response to climate change and the isostatic uplift of southwestern Finland: Case study of the Nordsund area, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3541, https://doi.org/10.5194/egusphere-egu2020-3541, 2020.

EGU2020-4263 | Displays | ITS1.11/OS1.14

Finding solutions in an interdisciplinary environment

Andrea Bryndum-Buchholz, Ana Corbalan, and Najeem Shajahan

Our rapidly changing world is facing challenges that increasingly demand strong interdisciplinary components in academic projects to find the solutions we need. Successful interdisciplinary research can enhance knowledge and hence lead to new discoveries and innovation. In order to successfully work together in projects that span multiple disciplines, it is important to fully understand the challenges these projects face. We revisit the meaning of interdisciplinarity and evaluate why it has often proven very challenging. For example, one of the greatest challenges is finding a common ground when framing key research questions. We analyze and present an ideal scenario, where challenges and limitations are acknowledged but overcome, and suggest some techniques that can be used to plan and successfully undertake interdisciplinary projects.  

 

How to cite: Bryndum-Buchholz, A., Corbalan, A., and Shajahan, N.: Finding solutions in an interdisciplinary environment , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4263, https://doi.org/10.5194/egusphere-egu2020-4263, 2020.

EGU2020-4793 | Displays | ITS1.11/OS1.14

Declining silica availability – a challenge in the North Atlantic region?

Kriste Makareviciute-Fichtner, Birte Matthiessen, Heike K. Lotze, and Ulrich Sommer

Understanding how changes in limiting nutrient availability affect life in the oceans requires interdisciplinary efforts. Here we illustrate this with an example of silicon, one of the most common elements on land which bioavailable form, silicic acid (Si(OH)4), is a limiting nutrient for silicifying primary producers, such as diatoms.

 Silicic acid concentrations in the pelagic polar and subpolar North Atlantic have declined by 1-2 μM during spring pre-bloom conditions over the past 25 years. Many coastal areas of the North Atlantic region also face decreased relative availability of silicon due to increased riverine supply of nitrogen and phosphorus and stable or declining loads of silicon. Both declining silicic acid concentrations and declining silicon to nitrogen (Si:N) ratios limit the growth of diatoms, which are major primary producers contributing up to a quarter of global primary production.

To assess the effects of declining silicon availability on phytoplankton communities we conducted a mesocosm experiment manipulating Si:N ratios and copepod grazing pressure on phytoplankton communities from the Baltic Sea. Declining Si:N ratio affected not only diatom abundance and relative biomass but also their species composition and overall plankton diversity. Our results illustrate the importance of silicon in structuring community composition at the base of temperate marine food webs. Changes in silicic acid concentrations and Si:N ratios, therefore, may have far-reaching consequences on oceanic primary production and planktonic food webs.

The decline in silicon concentrations in polar and subpolar North Atlantic waters is attributed to natural multi-decadal variability but is likely amplified by reduced ocean mixing due to increased water temperatures, illustrating the need of international efforts to curb global climate change. The decline in Si:N ratios in coastal oceans also highlights the need for further reduction of nutrient pollution and improved river basin management. This may require interdisciplinary and international approaches to manage anthropogenic perturbations of the silicon cycle.

How to cite: Makareviciute-Fichtner, K., Matthiessen, B., Lotze, H. K., and Sommer, U.: Declining silica availability – a challenge in the North Atlantic region?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4793, https://doi.org/10.5194/egusphere-egu2020-4793, 2020.

EGU2020-4892 | Displays | ITS1.11/OS1.14

Surface-Sensitive Methods for Marine Nanolayer Time-Series Studies

Florian-David Lange, Nhat-Thao Ton-Nu, and Gernot Friedrichs

The interface between air and sea, the sea surface microlayer, covers a large part of the earth's surface and is enriched by amphiphilic organic molecules. It is a zone of very active chemistry and biology. The uppermost molecular layer directly at the air-sea interface, the so-called nanolayer, has a significant impact on wave dynamics by changing the viscoelastic properties of the interface and hence modulates air-sea gas exchange.

To answer the question if nanolayer abundance can be directly correlated to primary productivity, a close collaboration between biology and physical chemistry in the spirit of fundamental surface sciences is necessary. This contribution reports a showcase example how to apply a physico-chemical laser spectroscopic tool as a valuable contribution to such an interdisciplinary field. The described non-standard experiments yield fresh insight into a complex environmental system and shed light on non-obvious relations between variable biological activity and the physical properties of the air-sea interface. In the end, this is of particular interest for the assessment of the global role of the North Atlantic to act as a sink for anthropogenic CO2 emissions. Here, strong algae blooms take place, but if they go along with an immediate or delayed nanolayer formation is largely unknown. 

From an analytical point of view, the investigation of the very thin organic layer at the air-water interface is challenging and has to rely on surface-sensitive techniques with the ability to distinguish between nanolayer and bulk water signal contributions. In this study, two complementary methods have been applied to measure both enrichment and abundance of natural sea surface films. Both laser spectroscopic Vibrational Sum Frequency Generation spectra (VSFG) and Langmuir compression isotherms yield information about the presence of surface-active compounds. Whereas the latter essentially measures surface tension changes, VSFG as a vibrational type of spectroscopy supplies additional information about the chemical nature of the interfacial molecules. Based on laboratory studies of organic nanolayer proxies, it was also possible to define a numerical index related to the surface coverage, hence simplifying the use of such measurements for other disciplines. 

More precisely, natural samples were taken at the Boknis Eck time series station (BETS) in the Baltic Sea over ten years, complemented by a comprehensive data set obtained during two consecutive research cruises in the framework of the Baltic Gas Exchange (Baltic GasEx) experiment. Enrichment of surface-active organic material in the microlayer could be confirmed by both methods, indicating the expected tight connection between micro- and nanolayer signal. In agreement with earlier preliminary data (Biogeosciences 10 (2013) 5325), a seasonal trend of nanolayer abundance has been identified that does not directly correlate with chlorophyll concentration and the approximate time of the spring algae bloom at Boknis Eck. This interesting finding implies that primary productivity is not necessarily linked with nanolayer formation and that photochemical and microbial processing of organic precursor compounds play a role for the observed seasonality. More measurements along those lines are needed, in particular for the open Atlantic Ocean, to validate these findings. 

 

 

 

How to cite: Lange, F.-D., Ton-Nu, N.-T., and Friedrichs, G.: Surface-Sensitive Methods for Marine Nanolayer Time-Series Studies, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4892, https://doi.org/10.5194/egusphere-egu2020-4892, 2020.

The goal of the HOSST-TOSST programme is to cultivate the next generation of advocates of the ocean. As we enter a time where all kinds of opinions are formed through the rapid exchange of unfounded information, the importance of science stays ever crucial as it could and should serve as a common ground based on factual evidence and analytical reasoning. The programme directly embedded training for scientific communication and outreach methods at the very beginning of the careers of the next generation of ocean scientists. One of the ways was through various mandatory summer schools located in marine institutes across the North Atlantic. The summer schools challenged our doctoral candidates from diverse disciplines to collaborate in teams. Each team was assigned with a mini-project, where communication and outreach were essential for their success. 

In Halifax, Canada, the project aim was to create business proposals or products that would be financially viable whilst not encumbering the already struggling ocean.
In Kiel, Germany, the end goal was to come up with proposals for Marine Protected Areas in the busiest regions of the Atlantic, all the while navigating between various stakeholders and other ocean users to come up with the best compromise.
In Mindelo, Cabo Verde, the participants, including local students, did field research and presented findings on geological processes and marine ecosystems which directly influence the lives of the residents.

The summer schools aimed to instill an awareness of how to conduct scientific communication and outreach to the general public from a multi-spectrum approach. The variety within the three projects, places and the diverse communities involved have all contributed to discussions leading to a broader view on the issues, possible solutions and scientific questions that remain open surrounding the Atlantic Ocean in all its facets.

How to cite: Meulenbroek, K., Yao, W., and Herrero, T. M.: Summer schools of the HOSST-TOSST graduate programme: a multi-sector approach towards scientific communication and outreach, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5803, https://doi.org/10.5194/egusphere-egu2020-5803, 2020.

EGU2020-5811 | Displays | ITS1.11/OS1.14

TOSST Research Expeditions in the North Atlantic Ocean

Ricardo Arruda, Lorenza Raimondi, Patrick Duplessis, Nadine Lehmann, Irena Schulten, Masoud Aali, Yuan Wang, and Scott McCain

Over the 6 years of the Transatlantic Ocean System Science and Technology program (TOSST - 2014 – 2019), graduate students participated in a variety of first class research expeditions in the North Atlantic Ocean, contributing to high quality datasets for this region and reaching a total of 380 days at-sea. These research cruises expanded from the Arctic Ocean, Labrador Sea and sub-Polar North Atlantic to the Equatorial North Atlantic, and along the African and Cabo Verdean coasts. A total of 12 long term cruises with collaboration between 18 research institutes, were conducted on board of 10 research vessels of various nationalities (Canada, Germany, Bermuda, Sweden, Ireland and USA). The range of measurements performed during these cruises, which highlights the interdisciplinary nature of the TOSST program, includes: chemical oceanography; biological oceanography; physical oceanography; marine biogeochemistry; microbiology; paleoceanography; geology; marine geophysics; and atmospheric chemistry. In this work, we will showcase the breath of research covered by TOSST graduates in the North Atlantic Ocean and provide details on the overall goals/objectives of each cruise, the teams and research vessels involved, the diverse scientific instrumentation deployed and sampling schemes. We highlight the importance of multi-disciplinary expeditions and at-sea experiences for professional as well as for personal development of early career scientists. Logistic and economic efforts are required to collect samples and to deploy instruments, therefore collaboration between disciplines, research institutes and countries (of which TOSST graduates’ research is an example) are fundamental in order to increase the quality, quantity and variety of observations in the North Atlantic Ocean.

How to cite: Arruda, R., Raimondi, L., Duplessis, P., Lehmann, N., Schulten, I., Aali, M., Wang, Y., and McCain, S.: TOSST Research Expeditions in the North Atlantic Ocean, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5811, https://doi.org/10.5194/egusphere-egu2020-5811, 2020.

The Atlantic Ocean Research Alliance was launched on the signing of the Galway Statement on Atlantic Ocean Cooperation between Canada, the European Union and the United States of America in May 2013.  A request to raise the visibility of the Atlantic Ocean was made by the trilateral Galway Statement Implementation Committee.  In answer, the #GoAtlanticBlue campaign was created and piloted in June 2019 alongside World Oceans Day as this highly visible way to raise the profile of the Atlantic Ocean in people’s everyday lives and promote a reconnection with the Atlantic Ocean.

The #GoAtlanticBlue celebrating the Atlantic Ocean and our connections to it asked people and places to don blue garments, blue face paint, blue wigs and celebrate their connections whether they be livelihoods, inspiration, health and wellbeing or sustainable actions and developments for the ocean that could be celebrated.  At night, the ask was to light up in blue and celebrate these connections.  All were asked to share on social media.  The success of this endeavour will be described and the next level of ambition will be discussed.

Following on from the June event, in August 2019 an All-Atlantic Ocean Youth Ambassador summer school was held at the special request of the Healthy Oceans & Seas Unit at the European Commission DG Research and Innovation. The All-Atlantic Ocean Youth Ambassador initiative is supported by the All-Atlantic Ocean Research Alliance under the Galway Statement on Atlantic Ocean Cooperation and the Belém Statement on Atlantic Ocean Research & innovation Cooperation. 23 Youth Ambassadors participated in this event from 15 countries along and across the Atlantic Ocean.  Three (3) campaigns types were co-created during this time under the umbrella of #MyAtlanticStory, #GoAtlanticBlue.  These campaigns as well as the All-Atlantic Ocean Youth Ambassador Forum launched in Brussels in February 2020 will be described and their success to date shown.

How to cite: Rae, M.: The #GoAtlanticBlue and the All-Atlantic Ocean Youth Ambassador Initiative to raise awareness of and promote the Atlantic Ocean, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5969, https://doi.org/10.5194/egusphere-egu2020-5969, 2020.

Submarine hydrothermal systems sustain unique ecosystems, affect global-scale biogeochemical ocean cycles, and mobilize metals from the oceanic crust to form volcanogenic massive sulfide deposits. Quantifying these processes requires linking seafloor observations to physico-chemical processes at depth and this is where numerical models of hydrothermal circulation can be particularly useful. One region where sufficient data is available to establish such a link is the East Pacific Rise (EPR) at 9°N, where vent fluid salinity and temperature have been repeatedly measured over a long time period. Here, large salinity and temperature changes of vents at the axial graben have been correlated with diking events and extrusive lava flows. Salinity changes imply the phase separation of seawater into a high-salinity brine and a low-salinity vapor phase. The intrusion of a new dike is likely to result in a characteristic salinity signal over several years: first the low salinity vapor phase rises and later the brine phase appears along with a decreasing vent temperature. These short-term salinity variations are super-imposed on the background salinity signal, which is modulated by phase separation phenomena on top of the axial magma lens. 

From these variations, numerical models can help to infer sub-surface properties and processes such as permeability, background flow rates, and brine retention as well as mobilization – if the employed model can resolve the complexity of phase separation. We here present a novel numerical model for saltwater hydrothermal systems, which uses the Finite Volume Method on unstructured meshes and the Newton-Raphson Method for solving the coupled equations. We use this new 2-D model to investigate a setup that mimics hydrothermal convection on top of the axial magma lens, which is then perturbed by a dike intrusion. In a comprehensive suite of model runs, we have identified the key controls on the time evolution of vent fluid salinity following the diking event. Based on these insights, we can reproduce time-series data from the EPR at 9°N and infer likely ranges of rock properties for the oceanic crust layer 2B. 

Our work shows how useful data integration into numerical hydrothermal models is. Unfortunately, data collection like mapping of magmatic events, continuous measurements of hydrothermal vent fluids or crustal drilling are very expensive and technically challenging. Here global and transdisciplinary collaboration would be very useful for achieving data with maximal benefit for all disciplines. Compared to the EPR the Mid-Atlantic Ridge shows a higher geological complexity, due to its lower spreading rate, and a higher diversity of vent fluid chemistry, but less continuous data is available, which hampers research using numerical models here for now. Therefore, numerical case studies at EPR serve as important validity checks for our numerical model and indicate where it has to be enhanced for quantifying processes related to hydrothermal systems at Mid-Atlantic Ridge.     

How to cite: Vehling, F., Hasenclever, J., and Rüpke, L.: Thermohaline multi-phase simulations of vent fluid salinity evolution following a diking event at East Pacific Rise, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7665, https://doi.org/10.5194/egusphere-egu2020-7665, 2020.

Unearthing transit data from several expeditions with both trained and untrained eyes started a curiosity-driven project that resulted in the discovery of the new type of intraplate volcanism. Author 1 was a first year doctoral candidate with a background in terrestrial volcano geomorphology, trained in the Philippines and was new to the field of seafloor geology. Author 2 was a fourth year doctoral candidate with a background in submarine volcanology and seafloor mapping, trained in Poland and was a seasoned seafloor mapper who served as a guide in the workings of GEOMAR and the Helmholtz Research School for Ocean System Science and Technology (HOSST) Program, as well as in submarine volcanology. Author 1 faced a challenge - learning new techniques used in the submarine environment, including how to acquire and post-process ship-based bathymetric data, and interpret seafloor structures in order to construct geological maps of the seafloor. This transition from on-land to submarine environment was the beginning of the development in understanding the processes shaping the seafloor of the North Atlantic and to focus on new scientific questions. 

Already existing ship transit data from multiple cruises were processed and anomalous high acoustic backscatter signals were found on the seafloor where such anomalies theoretically should not exist on 20Ma old oceanic crust. This coincided with later extraordinary findings collected during a more recent expedition (M139 from 2017). Observed high backscatter resembled that of fresh lava flows found along mid-ocean ridge axis. The area is an intraplate setting that do not have a known record of hotspot activity. Participation of both Authors in the expedition M139 provided an excellent environment to learn about submarine volcanology and seafloor mapping by learn-by-doing approach. Together, the authors and the whole team gathered rock samples and mapped the area in detail. Laboratory analysis and geochemical modelling concluded that the lava flows are of a different source from known intraplate volcanism compositions. The results would change the view on subducted plate composition, the geochemical budget of the Earth, and the availability of hard substrate and chemosynthetic environments for organisms in such remote regions of the seafloor.

The Helmholtz Research School for Ocean System Science and Technology (HOSST) has arranged an opportunity to bring together early career scientists of different initial backgrounds and learning cultures. It has provided a venue for candidates to go through similar experiences not only in conducting research but also in dealing with “PhD life”. It is because HOSST Research School values working in close ties on communal big picture goals for the North Atlantic Ocean and fosters a valuable support group. In this case it was a mentor-mentee relationship that helped contribute to a scientific breakthrough. This is just one example of support relationships that have developed in the HOSST graduate program.

How to cite: Herrero, T. M. and Pałgan, D.: Discovering a new type of oceanic intraplate volcanism: the experience of two PhD students - a beginner and a seasoned marine geologist, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8880, https://doi.org/10.5194/egusphere-egu2020-8880, 2020.

EGU2020-9594 * | Displays | ITS1.11/OS1.14 | Highlight

Trans- and interdisciplinary research - Running a Graduate Research School across the Atlantic Ocean

Christel van den Bogaard and Kirsten Laing

Understanding ocean and atmosphere dynamics in the Atlantic Ocean is the goal of the HOSST-TOSST Research school  "Transatlantic Ocean System Science and Technology“. At the heart of the project is the introduction of science work across topics of the North Atlantic Ocean System. Our goal is motivating the young researcher to consider and engage with various aspects of ocean research beyond their own special field of research. For this we have established a weekly seminar series with video system support.  It allows us to stay in contact even with an ocean between us.  Being able to stay in contact, we meet once a year in person in a joint summer school, setting up topics outside the immediate research areas and have all participants work in small groups. Co-supervision of doctoral thesis and extended research exchanges at the partner University, working with the co-supervisors research group, are fundamental for the full transatlantic research experience.

The poster and our presence will give interested persons the chance to learn from our experience how to enable a good group dynamic in the research school. Providing the basics for the best interdisciplinary research. Come and learn from our experience of establishing a dynamic research network across the Atlantic. 

How to cite: van den Bogaard, C. and Laing, K.: Trans- and interdisciplinary research - Running a Graduate Research School across the Atlantic Ocean, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9594, https://doi.org/10.5194/egusphere-egu2020-9594, 2020.

Many disciplines study the ocean and its uses from different perspectives. Recently, there has been a growing awareness about the inseparability of the social and ecological systems and that achieving sustainable use of ocean resources will require the integration of different types of knowledge and disciplines. In this presentation, we will draw from the experience of two early career interdisciplinary scientists to present examples of the role social sciences can play in achieving sustainable oceans management, how and why it should be integrated with other ocean disciplines. More specifically, we will present how a qualitative research approaches to understanding seafood sustainability governance and community/rights-based management makes an important contribution to sustainable ocean management. We conclude that to achieve ocean sustainability, which is a societal problem, we not only need numbers but also the social sciences and their narratives.

How to cite: Packer, H. and Held, M.: Numbers vs. Narratives: the importance of integrating social science perspectives in ocean sustainability research, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10056, https://doi.org/10.5194/egusphere-egu2020-10056, 2020.

EGU2020-11245 | Displays | ITS1.11/OS1.14

Iceland-Faroe Ridge overflow dynamics, 55-6 ka BP

Maryam Mirzaloo, Dirk Nürnberg, Markus Kienast, and Jeroen van der Lubbe

The understanding of the past changes in this critical area of oceanic circulation will be beneficial to predict future climate conditions and their related socio-economic impacts. Sediment cores recovered from the western flank of the Iceland-Faroe Ridge (IFR; P457-905 and -909) provide unique archives to reconstruct changes in the Iceland-Scotland overflow water (ISOW), an important component of the Atlantic Meridional Overturning Circulation (AMOC) over the last 55-6 ka BP. We provide high-resolution records of lithogenic grain-size and XRF bulk chemistry on millennial timescales. The age models of both cores have been constrained by radiocarbon datings of planktonic foraminifera and distinct tephra layers, which include the well-known Faroe-Marine-Ash-Zones (FMAZ) II and III. Both grain-size and XRF bulk chemistry (Zr/Rb and Ti/K) reveal prominent Dansgaard-Oeschger sedimentary cycles, which reflect considerable changes in near-bottom current strength and sediment transport/deposition. The transition between cold Greenland Stadials (GSs) and warm Greenland Interstadials (GIs) occur in typical, recurring sedimentation patterns. The GIs are characterized by relatively strong bottom currents and the transport/deposition of basaltic (Ti-rich) silts from local volcanic sources resembling the modern ocean circulation pattern. In contrast, fine grained felsic (K-rich) sediments were deposited during GSs, when the ISOW was weak. In particular, the Heinrich (like) Stadials HS1 and HS2 stand out as intervals of very fine felsic sediment deposition and hence, slackened bottom currents. The bottom currents appear to progressively strengthen throughout the GIs, and sharply decline towards the GSs. This pattern contrasts with records from north of the IFR, which might be explained by a diminishing contribution of the flow cascading over the IFR. Together, these new records show strong changes in bottom current dynamics related to the Iceland-Scotland overflow, which has a strong influence on the past and modern climate of the North Atlantic Region. However, climate change is an interdisciplinary field of research. HOSST-TOSST transatlantic interdisciplinary research program provides the unique opportunity for constructive communication and collaboration among scientists with different skills filling knowledge gaps and bridging the earth sciences with social and economic disciplines. Such interdisciplinary programs at early stages in an academic career is necessary to move and encourage the new generation of the scientific community toward a tradition of broad‐scale interactions.

 

 

 

 

 

 

 

 

 

How to cite: Mirzaloo, M., Nürnberg, D., Kienast, M., and van der Lubbe, J.: Iceland-Faroe Ridge overflow dynamics, 55-6 ka BP, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11245, https://doi.org/10.5194/egusphere-egu2020-11245, 2020.

EGU2020-12036 | Displays | ITS1.11/OS1.14 | Highlight

A transatlantic, multidisciplinary graduate school focussed on the North Atlantic Ocean: rationale, challenges, lessons-learned, achievements and benefits.

Douglas Wallace, Markus Kienast, Kirsten Laing, Brendal Townsend, Christian Dullo, Colin Devey, Christel van den Bogaard, and Tatiana Cabral

Increasingly, careers in ocean research are international and lie outside traditional employment sectors (academia and government). In response to a need for training that prepares the next generation of ocean scientists for a globalized, multisectoral environment, we initiated a transatlantic, multi-disciplinary graduate school which connected students and their supervisors in Halifax, Canada and Kiel, Germany. We took advantage of complementary capacities and cultures on both sides of the Atlantic to create a training program that conveyed technical and research skills in ocean science and advanced technology, and promoted the ability to manage deep sea and open ocean environments. Our goal was to provide each graduate with an international network and the ability to work effectively as an “advocate for the ocean”.

The transatlantic graduate school was supported from 2012 to 2020 with funding obtained, separately, from the Natural Sciences and Engineering Research Council’s CREATE program in Canada and the Helmholtz Association’s Graduate Research School program in Germany. The NSERC CREATE Transatlantic Ocean System Science and Technology (TOSST) was based at Dalhousie University, whereas the Helmholtz Ocean System Science and Technology (HOSST) graduate school was based at the Helmholtz Centre for Ocean Research Kiel (GEOMAR) with participation from the Christian-Albrecht University of Kiel. TOSST supported a total of 20 PhD and 3 Masters candidates. HOSST supported 24 doctoral researchers. The participants were recruited into 2 cohorts.

The participants’ disciplines ranged from marine geology to atmospheric physics and included molecular ecology, marine conservation as well as social and policy sciences, etc.. The common focus was on the Atlantic Ocean and on value-added training that addressed business skills as well as economic, regulatory, management and cultural aspects relevant to Atlantic Ocean spaces. A program of annual Summer Schools included two held in a small island developing state (Cabo Verde), with participation of African students.

TOSST-HOSST did not attempt to unify the disparate academic systems of Germany and Canada but, instead, focussed on connecting and broadening the experience of young researchers. The program sought to maximise the value of transatlantic scientific cooperation, convey broad experience and skills beyond students’ individual projects and disciplines, and create a diverse community of scholars who could work effectively together.

The presentation will highlight benefits and challenges encountered, on both sides of the Atlantic, and lessons learned during the program. Examples of lessons learned included: the value of a bilateral, cohort model for building networks of young researchers over long distances (as opposed to more distributed, multi-institutional networks); the importance of regular (effective) videoconferencing as well as (occasional) face-to-face meetings; the importance of program coordinators for overcoming barriers to international exchanges; the risk of overburdening the participants with program requirements without compensation of the academic requirements of home institutions; the need for supervisors to commit to the international aspects of the program; the value of exposure to radically different research environments (including those in developing countries).

How to cite: Wallace, D., Kienast, M., Laing, K., Townsend, B., Dullo, C., Devey, C., van den Bogaard, C., and Cabral, T.: A transatlantic, multidisciplinary graduate school focussed on the North Atlantic Ocean: rationale, challenges, lessons-learned, achievements and benefits., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12036, https://doi.org/10.5194/egusphere-egu2020-12036, 2020.

EGU2020-15577 | Displays | ITS1.11/OS1.14

Heme b distributions through the Atlantic Ocean: in situ identification of iron limited phytoplankton

Evangelia Louropoulou, Martha Gledhill, Eric P. Achterberg, Thomas J. Browning, David J. Honey, Ruth A. Schmitz, and Alessandro Tagliabue

Heme b is an iron-containing cofactor in hemoproteins that participates in the fundamental processes of photosynthesis and respiration in phytoplankton. Heme b concentrations typically decline in waters with low iron concentrations but due to lack of field data, the distribution of heme b in particulate material in the ocean is poorly constrained. Within the framework of the Helmholtz Research School for Ocean System Science and Technology (HOSST) and the GEOTRACES programme, the authors compiled datasets and conducted multidisciplinary research (e.g. chemical oceanography, microbiology, biogeochemical modelling) in order to test heme b as an indicator of in situ iron-limited phytoplankton. This study was initiated in the North Atlantic Ocean and expanded to the under-sampled South Atlantic Ocean for comparison of the results considering the different phytoplankton populations. Here, we report particulate heme b distributions across the Atlantic Ocean (59.9°N to 34.6°S). Heme b concentrations in surface waters ranged from 0.10 to 33.7 pmol L-1 (median=1.47 pmol L-1, n=974) and were highest in regions with a high biomass. The ratio of heme b to particulate organic carbon (POC) exhibited a mean value of 0.44 μmol heme b mol-1 POC. We identified the ratio of 0.10 µmol heme b mol-1 POC as the cut-off between heme b replete and heme b deficient phytoplankton. By this definition, the ratio heme b relative to POC was consistently below 0.10 μmol mol-1 in areas characterized by low Fe supply; these were the Subtropical South Atlantic gyre and the seasonally iron limited Irminger Basin. Thus, the ratio heme b relative to POC gave a reliable indication of iron limited phytoplankton communities in situ. Furthermore, the comparison of observed and modelled heme b suggested that heme b could account for between 0.17-9.1% of biogenic iron. This range was comparable to previous culturing observations for species with low heme b content and species growing in low Fe (≤0.50 nmol L-1) or nitrate culturing media. Our large scale observations of heme b relative to organic matter suggest the impact of changes in iron supply on phytoplankton iron status.

How to cite: Louropoulou, E., Gledhill, M., Achterberg, E. P., Browning, T. J., Honey, D. J., Schmitz, R. A., and Tagliabue, A.: Heme b distributions through the Atlantic Ocean: in situ identification of iron limited phytoplankton, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-15577, https://doi.org/10.5194/egusphere-egu2020-15577, 2020.

The Marine Environmental Observation, Prediction and Response Network (MEOPAR) is an interdisciplinary Canadian Network of Centres of Excellence, connecting leading marine researchers across the country with trainees, partners and communities. MEOPAR funds research, trains Highly-Qualified Personnel, develops strategic partnerships, and works to support knowledge mobilization in marine challenges and opportunities for the benefit of the Canadian economy and society. As a Network, MEOPAR’s strength lies in our inter-sectoral connections—to researchers, partners, organizations, and Indigenous communities, all of whom have an interest in learning more about risks and opportunities in the marine environment. The Network funds research focusing on the North Atlantic, St. Lawrence, Arctic Ocean, and Salish Sea.

MEOPAR has trained over 700 Highly-Qualified Personnel (“MEOPeers”) since 2012. One in three MEOPeers are international students or researchers who have chosen to study or progress in their research careers in Canada. MEOPAR’s training program builds capacity in interdisciplinary research and 21st-century skills related to marine environmental risk and the required response and policy strategies. Training content is based on MEOPAR's four outcome areas (Ocean Observation; Forecasting and Prediction; Coastal Resilience; and Marine Operations), along with core content areas relevant to Canada’s next generation of marine professionals (Knowledge Translation and Science Communication; Interdisciplinary Research; and Career Development). To help build capacity in marine research, MEOPAR offers a suite of training initiatives to post-secondary students and early-career researchers, including a Postdoctoral Fellowship Award, Early Career Faculty grants, travel awards, workshops, International Research Internship and Visiting Scholar funding, and an Annual Training Meeting. These initiatives provide MEOPeers with value-added training opportunities they would not be able to access through their academic programs or research labs. This poster will introduce MEOPAR’s interdisciplinary and intercultural approaches to training the next generation of marine leaders in Canada. Case studies will feature MEOPeers working in the North Atlantic region who are pursuing value-added training opportunities supported by the Network. 

How to cite: Avery, L., Wallace, D., and Menafra, R.: The Marine Environmental Observation, Prediction and Response Network (MEOPAR): An Interdisciplinary, Networked Approach to Building Canada’s Marine Research Capacity , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22065, https://doi.org/10.5194/egusphere-egu2020-22065, 2020.

EGU2020-22573 | Displays | ITS1.11/OS1.14

Learning German: The significance of language in a multicultural graduate school

Mirjam Held, Ricardo Arruda, Allison Chua, and Ana Corbalan

The HOSST and TOSST transatlantic graduate schools were conceived and designed as multidisciplinary and multicultural training opportunities. While HOSST is headquartered at the GEOMAR Helmholtz Centre for Ocean Research in Kiel, Germany, TOSST is run out of Dalhousie University in Halifax, Canada. English being the language of science, the main language of communication in both programs is English. For most HOSST- and TOSST students, however, English is not their native tongue, but a second or even third language.

Language is a fundamental aspect of any culture; in fact, they are intertwined and mutually influence each other. A culture can only be fully understood through its corresponding language, while interacting with a different language always also illuminates the respective culture. An integral part of the HOSST- and TOSST graduate schools is the requirement that each student spends a 4-month research exchange at the sister institution. For most TOSST students, this meant immersing themselves not only into the German culture but also the German language.

To ease the transition to working and living in Germany, TOSST offered their students a German course, a proposition that was requested by the students and unanimously supported by the TOSST leadership team. Thanks to longstanding relationships with the German community in Halifax, the TOSST German course was offered through the German Heritage Language School. It so happened that the teacher was also a TOSST student. Many students accepted the offer to immerse themselves into a new language and culture ahead of their research exchange. Obviously they did not reach fluency after one or two terms, but studying German prepared them to engage with residents in everyday situations and to better understand the local culture.

Beyond these practical applications, the students appreciated an opportunity for lifelong learning outside of their field of research. Both the students and the teacher found interacting with the German language as part of their work days to foster their creativity by providing a different stimulus than their usual research efforts. The German course further provided an opportunity to build and deepen friendships among TOSST students across cultures and disciplines. The learning not only provided theoretical knowledge of the German culture, but opened up access to the sizeable German community in Halifax. A handful of students even continued with the course after their research exchange was completed as they appreciated studying the German language and culture as a skill that will serve them well beyond the TOSST graduate school.

How to cite: Held, M., Arruda, R., Chua, A., and Corbalan, A.: Learning German: The significance of language in a multicultural graduate school, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22573, https://doi.org/10.5194/egusphere-egu2020-22573, 2020.

ITS1.12/BG1.20 – Solutions for sustainable agri-food systems under climate change and globalisation

EGU2020-19693 | Displays | ITS1.12/BG1.20

The Food-Environment-Health Nexus of nutrition security in India

Maria Cristina Rulli, Livia Ricciardi, Davide Danilo Chiarelli, and Paolo D'Odorico

Feeding humanity while preserving environmental sustainability is one of the major challenges of the next few decades. Many of the global changes for planetary sustainability are due to the food system that is increasing production at the expense of the environment. However, nutrition related diseases caused by low quality diets are on the rise. The 2018 FAO report on  State of Food Security and Nutrition in the World shows that the number of malnourished people keeps increasing.  Undernourished people account for 821 million, including 151 million children under five affected by stunting, while the lives of over 50 million children in the world continue to be threatened by wasting. On the other hand, over 38 million children under five years of age are overweight, 672 million adults are obese, while diabetes, high blood pressure and anaemia are increasing.

Iron Deficiency Anaemia (IDA) is a major problem in India, especially among women. Around 53.1% of Indian women are affected by IDA, which is indeed becoming a major public health issue.

Although India was the first country to launch the National Nutritional Anemia Prevention Program in 1970, IDA remains widespread. There are many reasons for the emergence of a wide range of IDA in India, namely, insufficient iron intake, poor iron absorption, increased iron demand during repeated pregnancy and lactation, insufficient iron reserve at birth, umbilical cord clamping time, and food supplementation.

Punjab is the Indian state facing the most severe condition regarding the prevalence of anaemia, despite this state being one of the main food producers of India. Taking Punjab as a case study we analysed to what extent it is possible to feed the Punjab population with an healthy (adequate in term of micronutrient) and sustainable diet. To this end, using data from National Family Health Survey-4 (NFHS-4) and projected population surveys, an estimation of iron requirement is calculated. Natural resources (i.e. land, water) used for current diet and the additional resources needed to sustainably feed the local population with a reference healthy planetary diet are evaluated.

How to cite: Rulli, M. C., Ricciardi, L., Chiarelli, D. D., and D'Odorico, P.: The Food-Environment-Health Nexus of nutrition security in India, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19693, https://doi.org/10.5194/egusphere-egu2020-19693, 2020.

Global rice production and trade have strongly increased in recent years. Trade of rice corresponds to a high share of virtual resources shipped from a country to another one. While most of the studies have focused on single impacts embodied in international trade of agricultural products, this study reveals a complete overview of the three most relevant resources/impacts embodied in international rice trade such as water, land and CH4 emissions. Our analysis includes more than 160 countries for the period 2000-2016 by using country-specific impact factors. This trilateral analysis allows the assessment of tradeoffs between different impact categories and relative discussion about international trade policies. Indeed, while the outcome of the impacts embodied in trade is mostly due to the volume of rice traded, the three country-specific impact factors such as water demand, yield and emission factor also determinate the results thus revealing tradeoffs among the three impacts generated. Existing trade flows are mainly leaded by economic aspects rather than focusing on environmental performances. We conclude that international policies should lead developing countries, which are the largest exporters of rice and have a lower efficiency production, to invest in the improvement of their environmental performances thus maintaining their international market competitiveness.  

How to cite: Caro, D. and Sporchia, F.: Drivers of multi environmental impacts embodied in international rice trade, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19, https://doi.org/10.5194/egusphere-egu2020-19, 2020.

In sub-Saharan Africa (SSA) most people live on plant-dominated diets, with significantly lower levels of per-capita meat consumption than in any other region. Yet, economic development has nearly everywhere spurred a shift to dietary regimes with a greater consumption of meat, albeit with regional heterogeneity for meat-type and magnitude. A growing regional economy, changing cultural attitudes, and a steeply increasing population could thus push the regional demand upward in the coming decades, with significant depletion of regional and global natural resources and environmental repercussions. We study the historical association of the four main meat types with demand drivers in recently developed countries via seemingly unrelated regression (SUR) equation systems. Using the calibrated coefficients, trajectories of meat consumption in SSA to 2050 are projected relying on the SSP scenarios over GDP and population growth. Then, using a Leontiefian environmentally extended input-output (EEIO) framework exploiting the EXIOBASE3 database, we estimate the related energy, land, and water requirements, and the implied greenhouse gas (CO2, CH4, N2O) emissions. We calculate that if production to meet those consumption levels takes place in the continent – compared to the current situation – global greenhouse gas (GHG) emissions would grow by 230 Mt CO2e (4.4% of today’s global agriculture-related emissions), the land required for cropping and grazing would require additional 4.2 · 106 km2 (more than half of the total arable land in SSA), total blue water consumption would rise by 10,300 Mm3 (0.89% of the global total), and additional 1.2 EJ of energy (6% of today’s total primary energy demand in the region) would be required. Alternative scenarios where SSA is a net importer of final meat products are reported for comparison. The local policy and attitudes towards farming practices and dietary choices will have significant impact on both the regional environment and global GHG emissions.

How to cite: Falchetta, G., Golinucci, N., and Noussan, M.: Representative meat consumption pathways for sub-Saharan Africa and their local and global energy and environmental implications, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6934, https://doi.org/10.5194/egusphere-egu2020-6934, 2020.

Banana is a globally important fruit, and the Philippines is one of the world’s largest producers of banana both for domestic consumption and for export. While the popular fruit provides an important source of nutrition and economic revenue, banana production has many negative impacts on the environment. This is due to the input-intensive nature of banana production, as well as the habitat loss and expansion associated with growing trade demands for Philippine bananas, primarily from China, Japan and South Korea. The increased homogeneity of the landscape for banana cultivation also has impacts on threatened Philippine species.

 

An additional factor of climate risk is added to the multiple interactions between banana production and the environment: the Philippines is vulnerable to climate change and climate hazards. Approximately 20 tropical cyclones enter the Philippine Area of Responsibility every year and are a significant cause of losses and damages to agriculture, particularly banana production which is sensitive to strong winds. Thus, there is a complex set of interactions between banana production, its negative impacts on the environment, the increasing exposure of plantations to climate hazards, and the role of banana in the local diet and economy.

 

Data on agriculture, trade and tropical cyclones are used to show that a number of threatened Philippine species occur within agricultural pressure zones from banana production, some of which overlap with protected areas. An analysis of agricultural and economic data shows that damages from tropical cyclones are increasing, but tropical cyclones themselves are not increasing in intensity nor frequency. This means that agricultural expansion has impacts both on biodiversity and on the sustainability of banana production itself. Several recommendations to adapt growing systems to be both resilient and more supportive of biodiversity are offered.

How to cite: Ortiz, A. M.: The multiple interactions of banana production, biodiversity, trade and climate in the Philippines, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1526, https://doi.org/10.5194/egusphere-egu2020-1526, 2020.

EGU2020-21492 | Displays | ITS1.12/BG1.20

Scaling-up sustainable intensification practices for rice production in East Africa

Robert Burtscher, Taher Kahil, Mikhail Smilovic, Diana Luna, Jenan Irshaid, Thomas Falk, Caroline Hambloch, Sylvia Tramberend, Elizabeth Tellez Leon, Paul Yillia, Junko Mochizuki, Paul Kariuki, Michael Hauser, and Yoshihide Wada

Food security has long been a challenge for East Africa region and is becoming a pressing issue for the coming decades because food demand is expected to increase considerably following rapid population and income growth. Agricultural production in the region is thus required to intensify, in a sustainable way, to keep up with food demand. However, many challenges face the sustainable intensification of the agricultural production including low productivity, inadequate management, small scale operations, and large climate variability. Several pilot initiatives, that involves a bundle of land and water management practices, have been introduced in the region to tackle such challenges. However, their large-scale implementation remains limited. In the framework of a research project which is jointly implemented by the International Institute for Applied System Analysis (IIASA), the Lake Victoria Basin Commission (LVBC) and the International Crops Research Institute for Semi-Arid Tropics (ICRISAT), we analyse up scaling opportunities for water and land management practices for the sustainable and resilient intensification of rice and fodder production systems in the extended Lake Victoria Basin in East Africa. The expected outcome of this project is to provide an improved understanding of up scaling of such practices through model simulations and integrated analysis of political economy aspects, governance and social and gender dimensions.

This paper presents an integrated upscaling modeling framework that combines biophysical suitability analysis and economic optimization. Several production system options (i.e., management practices) for rice intensification are examined at high-spatial resolution (0.5°x0.5°) in the extended Lake Victoria basin. The suitability analysis identifies suitable area for the production system options based on a combination of various biophysical factors such as climate, hydrology, vegetation and soil properties using the Global Agroecological Zones (GAEZ) model and the Community Water Model (CWaTM). The economic optimization identifies the optimal combination of those production systems that maximizes their overall contribution to agricultural economic benefits having satisfied various technical and resource constraints including commodity balance, land availability and suitability, water availability, labor availability and capital constraints. A set of socioeconomic (e.g., impact of population and income growth on food demand and agricultural productivity) and climate change (e.g., impact on water resources availability) scenarios based on combinations of the Shared Socioeconomic Pathways (SSPs), Representative Concentration Pathways (RCPs), and co-developed bottom-up policy scenarios, through stakeholders’ engagement with the Basin Commission (LVBC), have been utilized to simulate the modeling framework. Results of this study show the existence of significant opportunities for the sustainable intensification of rice production in East Africa. Moreover, the study identifies the key biophysical and economic factors that could enable the upscaling of sustainable land and water management practices for rice production in the region. Overall, this study demonstrates the capacity of the proposed upscaling modeling framework as a system approach to address the linkages between the intensification of agricultural production and the sustainable use of natural resources.

How to cite: Burtscher, R., Kahil, T., Smilovic, M., Luna, D., Irshaid, J., Falk, T., Hambloch, C., Tramberend, S., Tellez Leon, E., Yillia, P., Mochizuki, J., Kariuki, P., Hauser, M., and Wada, Y.: Scaling-up sustainable intensification practices for rice production in East Africa, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21492, https://doi.org/10.5194/egusphere-egu2020-21492, 2020.

EGU2020-9627 | Displays | ITS1.12/BG1.20

Agricultural water consumption and crop prices

Benedetta Falsetti, Elena Vallino, Luca Ridolfi, and Francesco Laio

Most human activities depend on water. Agriculture alone consumes 70% of all freshwater withdrawals worldwide.  In cases when such withdrawal overcome sustainability levels, water scarcity represents a growing threat to food security. In this framework, there has been an enduring debate on the opportunity of assigning an economic value to water. Some studies argue that water resources would be more efficiently allocated if they had a price that reflects their scarcity and that a pricing policy would also provide incentives for more sustainable consumption. Building on these considerations, in this work we investigate whether the water consumption in agricultural production is reflected in crop prices. 

In this research, we focus specifically on the production of agricultural primary goods to understand whether water consumption is taken into consideration in the prices associated with these products on the global market. We consider the water component also in terms of water availability per capita at the country level (Falkenmark Water Stress Indicator). Aware of the fact that water and land are usually regarded as a single entity, we analyze if the water, isolated from this relation, still has an impact.

We select twelve representative crops analyzing their farm gate prices from 1991 to 2016, collecting data regarding 162 countries in total. We identify two different behaviors: staple crops (e.g. wheat, maize, soybeans, and potatoes) tend to incorporate in their prices the amount of water employed during the cultivation process. Differently, cash crops (e.g. coffee, cocoa beans, tea, vanilla), which are not crucial in human diets and mainly produced for exportation purposes, show a weaker relationship between water footprint and prices on the global market. These variations may be ascribable to specific market dynamics related to the two product groups. While there could be different elements influencing the behavior of these two macro-categories of crops, it is important to understand how water is related to crop prices to purse more efficient practices in water allocation and governance management, improving environmental sustainability in this field.

How to cite: Falsetti, B., Vallino, E., Ridolfi, L., and Laio, F.: Agricultural water consumption and crop prices, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9627, https://doi.org/10.5194/egusphere-egu2020-9627, 2020.

The water footprint concept has been recognized as being highly valuable for raising awareness of the large quantity of water resources required to produce the food we consume. We present, for three major European countries (the United Kingdom, France and Germany), a geographically detailed nationwide food-consumption-related water footprint, taking into account socio-economic factors of food consumption, for both existing and recommended diets (healthy diet with meat, healthy pescetarian diet and healthy vegetarian diet). Using socio-economic data, national food surveys and international food consumption and water footprint databases, we were able to refine national water footprint data to the smallest possible administrative boundaries within a country (reference period 2007–2011). We found geographical differences in water footprint values for existing diets as well as for the reduction in water footprints associated with a change to the recommended healthy diets. For all 43,786 analysed geographical entities, the water footprint decreases for a healthy diet containing meat (range 11–35%). Larger reductions are observed for the healthy pescetarian (range 33–55%) and healthy vegetarian (range 35–55%) diets. In other words, shifting to a healthy diet is not only good for human health, but also substantially reduces consumption of water resources, consistently for all geographical entities throughout the three countries. Our full results are available as a supplementary dataset. These data can be used at different governance levels in order to inform policies targeted to specific geographical entities.

This presentation is based on a recent paper published in Nature Sustainability

How to cite: Vanham, D.: The water footprint of different diets within European sub-national geographical entities, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9383, https://doi.org/10.5194/egusphere-egu2020-9383, 2020.

EGU2020-19724 | Displays | ITS1.12/BG1.20

Hydro-climatic and anthropic determinants of spatio-temporal variability of crop water footprint

Stefania Tamea, Marta Tuninetti, and Matteo Rolle

Multidisciplinary analyses of the water-food nexus are often based on the water footprint indicator. The water footprint measures the volume of water necessary to produce a good, and its unit counterpart (water footprint per unit weight of good) can be interpreted as an indicator of efficiency in the use of water resources. Crop water footprint refers to the unit water footprint of crops and it is defined as the volume of water evapotranspired during crop growth divided by the agricultural yield.

This contribution focuses on the spatial variability (at global scale) and temporal evolution (in the period 1961-2004) of the crop water footprint of four crops: wheat, rice, maize and soybean. In particular, we investigate the role of hydro-climatic and anthropic factors in determining the spatial and temporal variability. First, a sensitivity analysis is used to quantify the influence of precipitation, reference evapotranspiration, and agricultural yield  on crop water footprint, separating between green water (precipitation) and blue water (irrigation). Second, an analysis of agricultural yield is presented that separates the effects of hydro-climatic and anthropic determinants on yield, with a special focus on temporal trends.

Results highlight the important role played by hydro-climatic variables in the separation of green and blue water, despite the limited sensitivity of total water footprint to such variables. In the temporal analysis, hydro-climatic variables are found to contribute to the inter-annual fluctuations of yield (and thus of crop water footprint) but the temporal trends are dominated by anthropic determinants. In conclusion, both hydro-climatic and anthropic variables have a role in spatio-temporal variability of crop water footprint, although their influence is different if considering different aspects of such variability.

How to cite: Tamea, S., Tuninetti, M., and Rolle, M.: Hydro-climatic and anthropic determinants of spatio-temporal variability of crop water footprint, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19724, https://doi.org/10.5194/egusphere-egu2020-19724, 2020.

EGU2020-10402 | Displays | ITS1.12/BG1.20

Water resources conservation and nitrogen pollution reduction under global food trade and agricultural intensification

Wenfeng Liu, Hong Yang, Matti Kummu, Junguo Liu, and Philippe Ciais

Global food trade entails virtual flows of agricultural resources and pollution across countries. Here we performed a global-scale assessment of impacts of international food trade on blue water use, total water use, and nitrogen (N) inputs and on N losses in maize, rice, and wheat production. We simulated baseline conditions for the year 2000 and explored the impacts of an agricultural intensification scenario, in which low-input countries increase N and irrigation inputs to a greater extent than high-input countries. We combined a crop model with the Global Trade Analysis Project model. Results show that food exports generally occurred from regions with lower water and N use intensities, defined here as water and N uses in relation to crop yields, to regions with higher resources use intensities. Globally, food trade thus conserved a large amount of water resources and N applications, and also substantially reduced N losses. The trade-related conservation in blue water use reached 85 km3 y−1, accounting for more than half of total blue water use for producing the three crops. Food exported from the USA contributed the largest proportion of global water and N conservation as well as N loss reduction, but also led to substantial export-associated N losses in the country itself. Under the intensification scenario, the converging water and N use intensities across countries result in a more balanced world; crop trade will generally decrease, and global water resources conservation and N pollution reduction associated with the trade will reduce accordingly. The study provides useful information to understand the implications of agricultural intensification for international crop trade, crop water use and N pollution patterns in the world.

How to cite: Liu, W., Yang, H., Kummu, M., Liu, J., and Ciais, P.: Water resources conservation and nitrogen pollution reduction under global food trade and agricultural intensification, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10402, https://doi.org/10.5194/egusphere-egu2020-10402, 2020.

EGU2020-10200 | Displays | ITS1.12/BG1.20

Options for reducing costs of diesel pump irrigation systems in the Eastern Indo-Gangetic Plains

Timothy Foster, Roshan Adhikari, Subash Adhikari, Anton Urfels, and Timothy Krupnik

In many parts of South Asia, electricity for groundwater pumping has been directly or indirectly subsidised by governments to support intensification of agriculture. In contrast, farmers in large portions of the Eastern Indo-Gangetic Plains (EIGP) remain largely dependent on unsubsidised diesel or petrol power for irrigation pumping. Combined with a lack of comprehensive aquifer mapping, high energy costs of pumping limit the ability of farmers to utilise available groundwater resources. This increases exposure to farm production risks, in particular drought and precipitation variability.

To date, research to address these challenges has largely focused on efforts to enhance rural electrification or introduce renewable energy-based pumping systems that remain out of reach of many poor smallholders. However, there has been comparatively little focus on understanding opportunities to improve the cost-effectiveness and performance of the thousands of existing diesel-pump irrigation systems already in use in the EIGP. Here, we present findings from a recent survey of over 432 farmer households in the mid-western Terai region of Nepal – an important area of diesel-pump irrigation in the EIGP. Our survey provides information about key socio-economic, technological and behavioral aspects of diesel pump irrigation systems currently in operation, along with quantitative evidence about their impacts on agricultural productivity and profitability.

Survey results indicate that groundwater irrigation costs vary significantly between individual farmers. Farmers faced with higher costs of groundwater access irrigate their crops less frequently, which in turn results in lower crop yields and reduced overall farm profitability. Our data indicate that pumpset fuel efficiency may be a key driver of variability in irrigation costs, with large horsepower (>5 HP) Indian-made pumpsets appearing to have significantly higher fuel consumption rates (1.10 litre/hour and $18,000) and investments costs than alternative smaller horsepower (<5 HP) Chinese-made pumpsets (0.76 litre/hr and $30,000). Despite this, the majority of farmers continue to favour Indian pumpsets due to their higher reliability and well-established supply chains. Variability in access costs is also related to differences in capacity of farmers to invest in their own pumping systems. Pumpset rental rates in the region increase irrigation costs by a factor of 3-4 relative to the cost of fuel alone. Furthermore, rental rates typically are structured on a per-hourly basis, further exacerbating access costs for farmers with low yielding wells or whose irrigation management practices are less efficient.

Our findings highlight that opportunities exist to reduce costs of groundwater use in existing diesel irrigation systems through improved access to more energy efficient pumping systems. This would have positive near-term impacts on agricultural productivity and rural livelihoods, in particular helping farmers to more effectively buffer crops against monsoonal variability. Such near-term improvements in diesel pump irrigation systems would also play an important role in supporting agriculture in the EIGP to transition to more sustainable and clean sources of energy for irrigation pumping. However, efforts to enhance irrigation access must also occur alongside improvements to aquifer monitoring and governance of extraction, in order to minimise risks of future depletion such as observed in other parts of the IGP.

How to cite: Foster, T., Adhikari, R., Adhikari, S., Urfels, A., and Krupnik, T.: Options for reducing costs of diesel pump irrigation systems in the Eastern Indo-Gangetic Plains, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10200, https://doi.org/10.5194/egusphere-egu2020-10200, 2020.

Agricultural infrastructure plays important roles in boosting food production and trade system in developing countries, while as being a ‘grey solutions’, generates increasingly risks on the environmental sustainability. There is little information on impacts of agricultural infrastructure developments on water consumption and flows, (i.e. water footprint and virtual water flows) related to crop production, consumption and trade especially in developing countries with high water risk. Here we, taking mainland China over 2000-2017 as the study case, identified and evaluated the strengths and spatial heterogeneities in main socio-economic driving factors of provincial water footprints and inter-provincial virtual water flows related to three staple crops (rice, wheat and maize). For the first time, we consider irrigation (II), electricity (EI) and road infrastructures (RI) in the driving factor analysis through the extended STIRPAT (stochastic impacts by regression on population, affluence and technology) model. Results show that the II, EI and RI in China were expanded by 33.8 times, 4.5 times and 2.4 times, respectively by year 2017 compared to 2000. Although the II was the most critical driver to effectively reduce the per unit water footprint, especially the blue water footprint in crop production (i.e., increasing water efficiency), the developments of II led to the bigger total water consumption. Such phenomenon was observed in Jing-Jin region, North Coast and Northwest China with water resource shortage. The EI and RI had increasing effects on provincial virtual water export, and the corresponding driving strengths varied across spaces. Obviously, the visible effects from the agricultural infrastructures on regional water consumption, water productivity and virtual water patterns cannot be neglected. 

How to cite: Huang, H., Zhuo, L., and Wu, P.: Agricultural infrastructure: the forgotten key driving force on crop-related water footprints and virtual water flows in developing countries: a case for China, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3366, https://doi.org/10.5194/egusphere-egu2020-3366, 2020.

Successful implementation of the Paris climate agreement and the 2015 UN sustainability goals requires large-scale transformations in all relevant areas, with land-use and land-management among the most critical ones. On a global scale, a variety of transformation pathways has been discussed. However, these pathways often assume a uniform global transformation from which each country’s transformation pathway follows in a top-down manner. This approach faces implementation difficulties due to inconsistencies between resulting country pathways and the respective country’s political reality. Hence, a bottom-up approach may create less ambitious, but more realistic transformation pathways, both on a regional and global scale.
As part of an international effort to create national and global transformation pathways in line with the Paris climate agreement and the 2015 UN sustainability goals, this project aims to model impacts from current and projected German environmental policies and societal developments and to embed them into a broader international context. We analyze current data, trends and developmental goals for key aspects of German society and policies affecting environmental factors, utilizing the FABLE calculator.
By implementing these national results as well as data from analogous projects focusing on other countries into a global framework, we can compare the global impacts of projected national transformation pathways as well as needs for adjustment in regards to climate and sustainability goals. This approach will allow for partial corrections in each national model, more in line with each country’s respective economic and political circumstances.

How to cite: Schneider, U. A. and Steinhauser, J.: Analyzing German transformation pathways‘ alignment with national and global climate and sustainability goals in the FABLE framework, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19504, https://doi.org/10.5194/egusphere-egu2020-19504, 2020.

The Hengchun Peninsula is located in Pingtung County, the southernmost part of Taiwan. Having a unique geographical location and climate factors, it results in some special industry patterns and cultural activities, such as onion, sisal agave and Gang-Kou tea. With climate conditions limiting the cultivated activities and the choice of crops, rice, yam and peanuts were the main crops grown since the Japanese era until the 2000s. However, in the last 20 years, pitaya has been planted rapidly in the Hengchun Peninsula. Since 2000, the planted area of pitaya grew to 152.9 ha. As the production and planted area accounts for over 35% of Pingtung County, pitaya gradually becomes an important crop. So the main purpose of this article is to find out why pitaya becomes an important crop in this area. This consists of the factors behind farmers changing their cropping patterns to growing pitaya, the factors resulting in the spread of pitaya in the Hengchun Peninsula, and the marketing channels used by farmers to sell their crops. In addition to reviewing articles, a field study was conducted with a sample of 30 farmers, keymen and middlemen. Statistical data was sorted and compiled, and semi-structured interviews were conducted to help to clarify what factors drive the farmers involved in pitaya cultivation.

It was found that pitaya cultivation in the Hengchun Peninsula originated from Bao-li village before spreading to other areas. The area around Bao-li village was also the most concentrated area of pitaya orchards, while the distribution in other areas was relatively scattered. Statistical data also showed a consistent phenomenon in the Hengchun Peninsula where specific cash crops rapidly develop and then gradually disappear after a short period of time. This occurs in sisal agave, sorghum, watermelons and other crops, which are drought and wind resistant crops. This phenomenon reflects that the selection of crops in this area is less, because of the fall and winter’s prevailing wind—the downslope winds (also called luo-shan wind) —and the land is not fertile. Thus, once a crop with an economic value higher than previous crops appears, farmers will flock to plant that kind of crop. Farmers will also change their crops due to policy changes or encouragement of local farmers’ associations. The results show that farmers thought that pitaya has a lot of advantages in contrast to other crops, such as high profits, ability to tolerate the harsh environment and has a long production period. So many farmers who grew onions, pangola grass, rice and other crops have also used some of their land to grow pitaya. The results about marketing revealed that the channels for distribution comprise of 50% of the farmers directly selling to customers, while the rest sell to local associations or commission men. In addition, it can also be found that farmers with larger planting areas generally have relatively stable and fixed sales channels when compared with smallholders, and farmers with stable sales channels tend to expand their pitaya cultivation area.

How to cite: Tsai, H.-C. and Hsu, S.-C.: The Spatial Diffusion and Management of Pitaya Cultivation in the Hengchun Peninsula, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3105, https://doi.org/10.5194/egusphere-egu2020-3105, 2020.

Maintaining stable crop production is the main benefit of greenhouses, which, however, would consume additional resources to control the indoor environment, as compared to open field cultivation. In consideration of Water-Food-Energy Nexus (WFE Nexus) management, it’s important to build an integrated methodology to estimate and optimize the crop production and resources consumption of greenhouses. Since the crop production of greenhouses is predictable if the indoor environment is well controlled, the main thing we should consider is how to reduce the water and energy consumption as much as possible during the environmental control process for greenhouses. For this purpose, we first build a machine learning-based model to predict indoor environment, including air temperature, relative humidity (RH), and soil water content, for a greenhouse that grows crops. Then according to the suitability criteria of the crop, the predicted values are utilized for environmental control if the values violate the criteria. Under such circumstance, an estimation model is established to determine which type and level of control mechanisms upon water and energy should be activated for meeting the suitability criteria to maintain stable crop production. The study area is a cherry tomato greenhouse located at the farm in Changhua County, Taiwan, where a total of 44,310 datasets were recorded by Internet of Things (IoT) from 2018 to 2019 at a 10-minute temporal resolution. This study also evaluates the efficiency of greenhouses under different scenarios of climatic conditions. The results are expected to contribute to the automatic greenhouse environmental control for stimulating the synergies of the WEF Nexus management toward sustainable development.

Keywords: Water-Food-Energy Nexus (WFE Nexus); Greenhouse; Machine learning; Internet of Things (IoT)

How to cite: Hsu, C.-H., Huang, A., and Chang, F.-J.: Predict indoor environment of greenhouses for automatic greenhouse environmental control using machine learning techniques, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7373, https://doi.org/10.5194/egusphere-egu2020-7373, 2020.

The winner of the International Statistic of the Decade is 8.4 million – the number of football pitches deforested from 2000 to 2019 in the Amazon rainforest. The Royal Statistical Society selected this statistic to give a powerful visual to one of the decade’s worst examples of environmental degradation. Global food supply chains are the major driver behind this deforestation. As globalization has dispersed the production of goods around the world, global supply chains increasingly displace the environmental and social impacts of consumption in rich and emerging economies to distant locations. Grown predominantly in (sub)tropical ecosystems and consumed in industrialized economies, cocoa/chocolate represents the inherent transnational challenges of many of today’s highly prized foods. Chocolate’s distinct geographies of production and consumption result in forest loss and persistent poverty in places far from the immediate purview of consumers. Despite growing public awareness and media attention, most consumers of conventional cocoa/chocolate products are unable to know the precise origins of their chocolate due to its complex supply chain involving multiple intermediaries. Outside of niche chocolate products that carry significantly higher price tags, the average chocolate consumer buying a Mars bar or Reeses peanut butter cup remains in the dark about the social and environmental impacts of their purchases. In 2017, the global cocoa/chocolate industry responded by committing themselves to “zero deforestation cocoa,” whereby they aim for full supply chain traceability to ultimately end deforestation and restore forest areas in cocoa origins.

The problem that this research aims to address is that despite their continued proliferation, corporate zero deforestation supply chain initiatives have thus far had only modest success in reaching their stated aims (Lambin et al. 2018). As company pledges grow in number and magnitude, deforestation continues in many commodity production areas, especially in tropical forest areas (Curtis et al. 2018). Through a systematic review of company pledges. this research brings more understanding to what precisely the global cocoa industry is committing to, and how these pledged changes are meant to be rolled out in practice. This knowledge will improve accountability by bringing clarity to questions surrounding who is meant to do what and how along the bumpy road to zero deforestation cocoa. Further, this research will shed light on the lesser known actors in the cocoa supply chain: the intermediary cocoa traders often operating informally in cocoa origins though a case study in Côte d’Ivoire- the world’s number one cocoa exporter. As technological advancements in commodity traceability and forest monitoring reduce the perceived distance between cocoa producers and their downstream buyers, supply chain actors are forging new partnerships to reduce the climate footprint of chocolate. This research accompanies one of these innovative partnerships between cocoa farming and chocolate eating communities.

References

Curtis et al. (2018). Classifying drivers of global forest loss. Science, 361(6407), 1108-1111.

Lambin, et al. (2018). The role of supply‐chain initiatives in reducing deforestation. Nature Climate Change, 1. https://doi.org/10.1038/s41558‐017‐0061‐1, 109–116.

 

How to cite: Carodenuto, S.: Addressing Deforestation in Global Supply Chains: The Industry Approach , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12305, https://doi.org/10.5194/egusphere-egu2020-12305, 2020.

Two hundred million persons at an annual population growth rate of 2.5% in addition to uncertainty in climate and societal changes challenges development goals particularly food security in Nigeria. Food security challenges primarily originate from conflicts in agricultural and forestry land systems causing changes in the systems. Agricultural and forestry land systems constitute 77.7% and 7.7% of land area in Nigeria. However, pressured by an increasing population and a changing climate, society and even seemingly divergent policy objectives, these systems have failed to ensure food security. The challenge for Nigeria is to simultaneously maintain a 5% annual increment in food production and conserve 10% of its land area as forest. With agriculture already occupying 77.7% of the total land area, what will a 5% annual increment in food production and a 10% conservation of land area mean for both agriculture and forestry systems? Would these targets require an expansion or intensification or an integration of both systems? This paper provides insights into opportunities and trade-off for optimal land use systems in Nigeria by answering questions such as how can its land use be optimized for biodiversity conservation and agricultural production targets? Amidst the aforementioned targets what plausible governance, management technologies and policy adjustments can aid food security in Nigeria and at what cost?

How to cite: Ivo, K. A.: Impacts of Land Use Change on Food Security in Nigeria: An integration of stakeholder participation in bioeconomic modelling, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1206, https://doi.org/10.5194/egusphere-egu2020-1206, 2020.

EGU2020-2989 | Displays | ITS1.12/BG1.20

Towards an artificial carbohydrates supply on Earth

Florian Dinger and Ulrich Platt

How to feed a growing global population in a secure and sustainable way? The conventional, biogenic agriculture has yet failed to provide a reliable concept which circumvents its severe environmental externalities — such as the massive use of land area, water for irrigation, fertiliser, pesticides, herbicides, and fossil fuel. In contrast, the artificial synthesis of carbohydrates from atmospheric carbon dioxide, water, and renewable energy would allow not only for a highly reliable production without those externalities, but would also allow to increase the agricultural capacities of our planet by several orders of magnitude. All required technology is either commercially available or at least developed on a lab-scale. No directed research has, however, yet been conducted towards an industry-scale carbohydrate synthesis because the biogenic carbohydrate production was economically more competitive. Taking the environmental and socioeconomic externalities of the conventional sugar production into account, this economical narrative has to be questioned. We estimate the production costs of artificial sugar at ~1 €/kg. While the today’s spot market price for conventional sugar is about ~0.3 €/kg, we estimate its total costs (including external costs) at >0.9 €/kg in humid regions and >2 €/kg in semi-arid regions. Accordingly, artificial sugar appears already today to be the less expensive way of production. The artificial sugar production allows in principle also for a subsequent synthesis of other carbohydrates such as starch as well as of fats. These synthetic products could be used as a feedstock to microorganisms, fungi, insects, or livestock in order to enhance also the sustainability of the biogenic production of, e.g., proteins.

How to cite: Dinger, F. and Platt, U.: Towards an artificial carbohydrates supply on Earth, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2989, https://doi.org/10.5194/egusphere-egu2020-2989, 2020.

EGU2020-18677 | Displays | ITS1.12/BG1.20

Climate SMART Agriculture: How well does the agricultural sector in Luxembourg perform in terms of climate change?

Evelyne Stoll, Christian Schader, Torsten Bohn, Rachel Reckinger, Laura Leimbrock, Gilles Altmann, and Stéphanie Zimmer

In Luxembourg, the agricultural sector was responsible for 711.7 Gg CO2-equivalents in 2016, which corresponds to 6.95 % of the total country greenhouse gas (GHG) emissions. Over 50 % of the farms are specialist grazing livestock farms. The beef and cattle milk production account globally together for over 60 % of the sector’s global emissions. Thus, the climate impact of the whole agricultural sector in Luxembourg can be significantly lowered by reducing the GHG emissions of the specialist grazing livestock sector. However, beyond farm type, the GHG emissions of a farm are also influenced by other factors, such as management systems and farming practices. To enable a transition towards a more climate-positive agriculture, insights into the sustainability performance in terms of climate change are needed.

The aim of this study is to determine the current sustainability performance of the Luxembourgish specialist grazing livestock sector in terms of climate change. The climate impact of the different specialist grazing livestock farm types (OTE (orientation technico-économique) 45 - Specialist dairying; OTE 46 - Specialist cattle - rearing and fattening and OTE 47 - Cattle - dairying, rearing and fattening combined) and of different management systems (conventional or organic) was assessed at farm-level. Furthermore, the relationship between the sustainability performance in terms of climate change and other areas of sustainability is being studied. Farming practices of 60 farms typical for Luxembourg in regard to their share of arable land and permanent grassland (OTE 45: 3 farms; OTE 46: 15; OTE 45: 11; Conventional: 44; Organic: 16) and their respective sustainability implications were assessed in 2019 according to the FAO SAFA Guidelines (Guidelines for the Sustainability Assessment of Food and Agriculture Systems, 2014) using the Sustainability Monitoring and Assessment RouTine (SMART)-Farm Tool (v5.0). Organic farms were highly overrepresented, with 26.7 % in the sample compared to 5 % of all Luxembourgish farms. The data was collected during a farm visit and a 3 h interview with the farm manager. The impact of management system and farm type on the SAFA-goal achievement for the sub-theme Greenhouse Gases (GHG) were studied.

The results show that the sustainability performances of the participating farms were moderate to good. Goal achievement for the sub-theme GHG was moderate and did not differ significantly between the three farm types (OTE 45: 53.3 % ±3.9 SD goal achievement; OTE 46: 55.6 % ±7.3 SD; OTE 47: 54.6 % ±6.9 SD). Organic farms showed a significantly higher mean goal achievement for GHG than conventional farms (p-value < 0.001) (organic: 58.3 % ±6.0 SD; conventional: 52.6 % ±4.4 SD). For indicators positively impacting GHG, the organic and the OTE 46 farms had generally higher ratings. Correlations between GHG and the other sub-themes were mainly in the Environmental Integrity dimension, showing that implementing climate-positive farming practices can also improve other ecological aspects. The indicator analysis identified the following linchpins: increase in protein autarky, closing of farming cycles and holistic approach with strategic decision making leading to harmonized actions towards a sustainable and climate positive farming system.

How to cite: Stoll, E., Schader, C., Bohn, T., Reckinger, R., Leimbrock, L., Altmann, G., and Zimmer, S.: Climate SMART Agriculture: How well does the agricultural sector in Luxembourg perform in terms of climate change?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18677, https://doi.org/10.5194/egusphere-egu2020-18677, 2020.

Climate change is projected to affect the atmospheric variables that control crop production in the Eastern United States (US). Given that changes in these variables over the next decades are currently unavoidable, crop production will need to adapt to the expected changes in order to prevent or reduce yield losses. The main objectives of this study were: 1) to evaluate the effects of climate change on yields in rainfed corn (Zea mays L.)-soybean (Glycine max (L.) Merr.) rotation systems in the Eastern US and 2) to test two soil conservation practices—no tillage and winter cover cropping with rye (Secale cereale L.)—for their effectiveness as climate change adaptations in these systems. We used the Agricultural Policy/Environmental eXtender (APEX) model to simulate corn-soybean rotation systems in the future (2041‒2070) at nine land grant university research farms located throughout the Eastern US corn-soybean production belt from New York to Georgia. The simulated effects of climate change on yields varied depending on the climate model used, ranging from decreases to increases. Mean corn yields experienced decreases of 15‒51% and increases of 14‒85% while mean soybean yields experienced decreases of 7.6‒13% and increases of 22‒170%. Yield decreases were most common under the climate model predicting the highest increase in temperature and a reduction in precipitation, whereas yield increases were most common in the climate models predicting either a relatively small increase in temperature or a relatively large increase in precipitation. In many cases, the effects of climate change on yields worsened with time within the 30-year future period. The effects of climate change differed between the northern, central, and southern regions of the Eastern US, generally improving with latitude. Climate change generally affected corn yields more negatively or less positively than it did soybean yields. No tillage and rye cover cropping did not serve as effective climate change adaptations in regards to corn or soybean yields. In fact, planting rye after corn and soybeans reduced mean corn yields by 3.1‒28% relative to the control (no cover crop). We speculate that this yield decrease occurred because the rye cover crop reduced the amount of soil water available to the following corn crop.

How to cite: Hill, R., Salazar, N., and Shirmohammadi, A.: Effectiveness of Soil Conservation Practices as Climate Change Adaptations in Eastern US Corn-Soybean Production, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19939, https://doi.org/10.5194/egusphere-egu2020-19939, 2020.

ITS1.15/BG3.56 – Amazon forest – a natural laboratory of global significance

EGU2020-18290 | Displays | ITS1.15/BG3.56

AmazonFACE – Assessing the response of Amazon rainforest functioning to elevated atmospheric carbon dioxide concentrations

Anja Rammig, Katrin Fleischer, Sabrina Garcia, Nathielly Martins, Juliane Menezes, Lucia Fuchslueger, Karst Schaap, Iokanam Pereira, Bruno Takeshi, Carlos Quesada, Bart Kruijt, Richard Norby, Alessandro Araujo, Tomas Domingues, Thorsten Grams, Iain Hartley, Martin De Kauwe, Florian Hofhansl, and David Lapola

The rapid rise in atmospheric CO2 concentration over the past century is unprecedented. It has unambiguously influenced Earth’s climate system and terrestrial ecosystems. Elevated atmospheric CO2 concentrations (eCO2) have induced an increase in biomass and thus, a carbon sink in forests worldwide. It is assumed that eCO2 stimulates photosynthesis and plant productivity and enhances water-use efficiency – the so-called CO2-fertilization effect, which may provide an important buffering effect for plants during adverse climate conditions. For these reasons, current global climate simulations consistently predict that tropical forests will continue to sequester more carbon in aboveground biomass, partially compensating human emissions and decelerating climate change by acting as a carbon sink. In contrast to model simulations, several lines of evidence point towards a decreasing carbon sink strength of the Amazon rainforest. Reliable predictions of eCO2 effects in the Amazon rainforest are hindered by a lack of process-based information gained from ecosystem scale eCO2 experiments. Here we report on baseline measurements from the Amazon Free Air CO2 Enrichment (AmazonFACE) experiment and preliminary results from open-top chamber (OTC) experiments with eCO2. After three months of eCO2, we find that understory saplings increased carbon assimilation by 17% (under light saturated conditions) and water use efficiency by 39% in the OTC experiment. We present our main hypotheses for the FACE experiment, and discuss our expectations on the potential driving processes for limiting or stimulating the Amazon rainforest carbon sink under eCO2. We focus on possible effects of eCO2 on carbon uptake and allocation, nutrient cycling, water-use and plant-herbivore interactions, which need to be implemented in dynamic vegetation models to estimate future changes of the Amazon carbon sink.

How to cite: Rammig, A., Fleischer, K., Garcia, S., Martins, N., Menezes, J., Fuchslueger, L., Schaap, K., Pereira, I., Takeshi, B., Quesada, C., Kruijt, B., Norby, R., Araujo, A., Domingues, T., Grams, T., Hartley, I., De Kauwe, M., Hofhansl, F., and Lapola, D.: AmazonFACE – Assessing the response of Amazon rainforest functioning to elevated atmospheric carbon dioxide concentrations, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18290, https://doi.org/10.5194/egusphere-egu2020-18290, 2020.

EGU2020-11182 | Displays | ITS1.15/BG3.56

Amazon Carbon Balance affected by human activities and Climate change

Luciana Vanni Gatti, Luana Basso, Lucas Domingues, Henrique Cassol, Luciano Marani, John Miller, Manuel Gloor, Luiz Aragao, Egidio Arai, Graciela Tejada, Liana Anderson, Celso Von Randow, Wouter Peters, Alber Ipia Sanchez, Caio Correia, Stephane Crispim, and Raiane Neves

Amazon is the major tropical land region, with critical processes, such as the carbon cycle, not yet fully understood. Only very few long-term greenhouse gas measurements regionally represented is available in the tropics. The Amazon accounts for 50% of Earth’s tropical rainforests hosting the largest carbon pool in vegetation and soils (~200 PgC). The net carbon exchange between tropical land and the atmosphere is critically important because the stability of carbon in forests and soils can be disrupted in short time-scales. The main processes releasing C to the atmosphere are deforestation, degradation, fires and changes in growing conditions due to increased temperatures and droughts. Such changes may thus cause feedbacks on global climate.

In the last 40 years, Amazon mean temperature increased by 1.1ºC. The length and intensity of the dry season is also increasing, causing a strong stress each year higher to the forest.

We observed a reduction of 17% in precipitation during dry season and the transition dry to wet season during this same period. This reduction in precipitation and the increase in temperature during the dry season exacerbate vegetation water stress, with consequences for carbon balance.

To understand the consequences of human-driven and climate changes on the C budget of Amazonia, we put in place the first program with regional representativeness, from 2010 onwards, aiming to quantify greenhouse gases based on extensive collection of vertical profiles of CO2 and CO. Regular vertical profiles from the ground up to 4.5 km height were performed at four sites along the main air-stream over the Amazon. Along this period from 2010 to 2018, we performed 669 vertical profiles, over four strategic regions that represent fluxes over the entire Amazon region.

The observed variability of carbon fluxes during these 9 years is correlated with climate variability (Temperature, precipitation, GRACE, EVI) and human-driven changes (Biomass Burning). The correlations were performed inside each influenced area for each studied site and show how high temperature and water stress during dry season are affecting the Amazon Carbon Balance. At Southeast of Amazon these extreme conditions are dominating the annual balance. Fire emission is the main source of carbon to the atmosphere, which is not compensate by the C removal from old-growth Amazon forest. The west Amazon almost compensate the east carbon source. During wet/normal years Amazon Carbon Balance is around neutral, but during dry years the uptake capacity is very compromised.

How to cite: Gatti, L. V., Basso, L., Domingues, L., Cassol, H., Marani, L., Miller, J., Gloor, M., Aragao, L., Arai, E., Tejada, G., Anderson, L., Von Randow, C., Peters, W., Ipia Sanchez, A., Correia, C., Crispim, S., and Neves, R.: Amazon Carbon Balance affected by human activities and Climate change, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11182, https://doi.org/10.5194/egusphere-egu2020-11182, 2020.

EGU2020-17538 | Displays | ITS1.15/BG3.56

Analysis of canopy structural and functional properties of tropical forests in a fertilisation experiment by Sentinel-2 images

Maral Maleki, Lore Verryckt, Jose Miguel Barrios, Josep Peñuelas, Ivan Janssens, and Manuela Balzarolo

Tropical forests such as Amazon is repository of ecological services. Understanding how tropical forest responds to the climate helps to improve ecosystem modeling and declining the uncertainty in calculation of carbon balance. Nowadays, the availability of very high resolution satellite imagery such as Sentinel-2 are powerful tools for analyzing the canopy structural and functional shifts over time, especially for tropical forest.

In this study, we examined the effect of the nutrient availability (nitrogen (N) and phosphorus (P)) on canopy and structural properties in tropical forest of French Guiana. In situ observations of canopy structure and functioning (i.e. photosynthesis, leaf N, chlorophyll content) were collected at two experimental sites (Paracou and Nouragues). Three topographical positions in each site were considered (top of the hills, middle and bottom end of the slope) and four plots were manipulated with different level of fertilization (Control, N, P, NP) in September 2016. Statistical analysis were conducted to analyze how the fertilization affect the forest canopy seasonality and if differences between sites and across positions existed. Furthermore, we tested whether Sentinel-2 data could help or not to describe the canopy changes observed in the field. Therefore, all Sentinel-2 images available before the start of the experiment, which date represent the natural situation, and two years after the intensive and repeated fertilization were collected. Greenness, chlorophyll and N, P related indicators were calculated from Sentinel-2 images.

Key words: Sentinel-2, Tropical forest, soil fertilization, topographical position.

How to cite: Maleki, M., Verryckt, L., Barrios, J. M., Peñuelas, J., Janssens, I., and Balzarolo, M.: Analysis of canopy structural and functional properties of tropical forests in a fertilisation experiment by Sentinel-2 images, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17538, https://doi.org/10.5194/egusphere-egu2020-17538, 2020.

EGU2020-558 | Displays | ITS1.15/BG3.56

Amazon CH4 budget and its controls based on atmospheric data from vertical profiles measurements

Luana Basso, Luciana Gatti, Luciano Marani, Henrique Cassol, Graciela Tejada, Lucas Domingues, Caio Correia, Stephane Crispim, Raiane Neves, Alber Ipia, Egidio Arai, Luiz Aragão, John Miller, and Manuel Gloor

Wetland emissions are considered the main natural global Methane (CH4) source, but it is budget remains highly uncertain. Tropical regions like the Amazon, host some of the largest wetlands/seasonally flooded areas on the globe. However, tropical regions are still poorly observed with large-scale integrating observations. Here we present the first atmospheric sampling of the lower troposphere over the Amazon using regular vertical profile greenhouse gas and carbon monoxide (CO) observations at four sites. Since 2010 we collected bimonthly CH4, to provide solid seasonal and annual CH4 budgets with large spatial resolution. Vertical profiles are sampled using light aircraft, high-precision greenhouse gas and CO analysis of flask air, fortnightly between 2010 to 2018. The results show a regional variation in CH4 emissions. There are comparably high emissions from the northeast part of the Amazon exhibiting strong variability, with particularly high CH4 fluxes in the beginning of the wet season (January to March). A second period of high emissions occurs during the dry season. The cause of the high emissions is unclear. In the other three sites located further downwind along the main air-stream are observed lower emissions, that represents approximately 25-30% of what is observed in the northeast region and with a clear annual seasonality. In addition, these data show an interannual variability in emissions magnitude, so we discuss how these data can be correlate to climate variables (like temperature and precipitation) and with human-driven changes (like biomass burning) that could be influencing this variability. Over the full period the Amazon (total area of around 7.2 million km2) was a source of CH4, of approximately 46 ± 6 Tg/year, which represent 8% of the global CH4 flux to the atmosphere. Using a CO/CH4 emission ratio calculated in this study we find a biomass burning contribution varying between 10 and 23% of the total flux at each site.

 

Acknowledgment: FAPESP (2019/23654-2, 2018/14006-4, 2016/02018-2, 2008/58120-3, 2011/51841-0), NASA, ERC (GEOCARBON, Horizon 2020/ASICA), NERC (NE/F005806/1), CNPq (480713/2013-8).

How to cite: Basso, L., Gatti, L., Marani, L., Cassol, H., Tejada, G., Domingues, L., Correia, C., Crispim, S., Neves, R., Ipia, A., Arai, E., Aragão, L., Miller, J., and Gloor, M.: Amazon CH4 budget and its controls based on atmospheric data from vertical profiles measurements, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-558, https://doi.org/10.5194/egusphere-egu2020-558, 2020.

EGU2020-16019 | Displays | ITS1.15/BG3.56

Temporal variations of CH4/CO2/CO fluxes in the central Amazon rainforest

Shujiro Komiya, Jost Lavric, David Walter, Santiago Botia, Alessandro Araujo, Marta Sá, Matthias Sörgel, Stefan Wolff, Hella Asperen, Fumiyoshi Kondo, and Susan Trumbore

Amazon rainforests and soils contain large amounts of carbon, which is under pressure from ongoing climate and land use change in the Amazon basin. It is estimated that methane (CH4), an important greenhouse gas, is largely released from the flooded wetlands of the Amazon, but the trends and balances of CH4 in the Amazon rainforest are not yet well understood. In addition, the change in atmospheric CH4 concentration is strongly associated with a change in carbon monoxide (CO) concentration, often caused by the human-induced combustion of biomass that usually peaks during dry season. Understanding the long-term fluctuations in the fluxes of greenhouse gases in the Amazon rainforest is essential for improving our understanding of the carbon balance of the Amazon rainforest.

Since March 2012, we have continuously measured atmospheric CO2/CH4/CO concentrations at five levels (79, 53, 38, 24, and 4 m a.g.l.) using two wavelength-scanned cavity ring-down spectroscopy analyzers (G1301 and G1302, Picarro Inc., USA), which are automatically calibrated on site every day. In addition, we measured the CO2 flux by the eddy covariance method at the same tower. We estimated the CO2/CH4/CO fluxes by combining the vertical profile of the CO2/CH4/CO concentrations with the flux gradient method. Our results generally show no major difference in CO2 flux between the wet and dry seasons except for year 2017, when an elevated CO2 uptake was documented during the dry season despite the lowest precipitation between 2014 and 2018. The CH4 flux showed the largest CH4 emission during the dry season in year 2016. Further results will be analyzed and discussed in the presentation.

How to cite: Komiya, S., Lavric, J., Walter, D., Botia, S., Araujo, A., Sá, M., Sörgel, M., Wolff, S., Asperen, H., Kondo, F., and Trumbore, S.: Temporal variations of CH4/CO2/CO fluxes in the central Amazon rainforest, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16019, https://doi.org/10.5194/egusphere-egu2020-16019, 2020.

EGU2020-561 | Displays | ITS1.15/BG3.56

Is it feasible to relate CO2 atmospheric measurements with land use and cover change data? -A primary assessment of land use and cover change datasets in the Amazon

Graciela Tejada, Luciana Gatti, Luana Basso, Luciano Marani, Henrique Cassol, Egidio Arai, Luiz Aragão, Stephane Crispim, Raiane Neves, Lucas Domingues, Caio Correia, Alber Ipia, Manuel Gloor, John Miller, and Celso von Randow

Atmospheric CO2 concentrations have had a significant increase in recent years reaching levels never seen before. In the Amazon region, the main CO2 emissions come from land use and cover change (LUCC), especially for the deforestation of natural forests. It is very important to understand the impacts of climate change and deforestation on the Amazon forests to understand their role in the current carbon balance at different scales. The lower-troposphere greenhouse gas (GHG) monitoring program “CARBAM project”, has been collecting bimonthly GHGs vertical profiles in four sites of the Amazon since 2010, filling a very important gap in regional GHGs measurements. Here we compare different LUCC datasets for the Amazon region to see if there is a relation between annual LUCC and bimonthly CO2 aircraft measurements in the Amazon. We compared the annual (2010-2018) LUCC area from IBGE, PRODES and mapbiomas pan-amazon datasets for each mean influence area of the CARBAM sites and relate this LUCC areas with the annual CO2 fluxes. We found differences in the classification methods of the LUCC data, showing differences in the total deforested area. The LUCC data have different tendencies in each CARBAM influence area having more deforestation in the east side of the Amazon CARBAM sites. There is no clear trend between LUCC and carbon fluxes in the last 8 years. Inter-annual CO2 fluxes variability could be related with the several droughts that influence the photosynthesis/respiration. Here we highlight the scale issues regarding LUCC datasets, atmospheric CO2 measurements and CO2 modeling to better understand the current Amazon carbon balance.  

Acknowledgment: FAPESP (2018/18493-7; 2018/14006-4; 2016/2016/02018-2), NASA, ERC (GEOCARBON, Horizon 2020/ASICA), NERC (NE/F005806/1), CNPq (480713/2013-8).

 

How to cite: Tejada, G., Gatti, L., Basso, L., Marani, L., Cassol, H., Arai, E., Aragão, L., Crispim, S., Neves, R., Domingues, L., Correia, C., Ipia, A., Gloor, M., Miller, J., and von Randow, C.: Is it feasible to relate CO2 atmospheric measurements with land use and cover change data? -A primary assessment of land use and cover change datasets in the Amazon, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-561, https://doi.org/10.5194/egusphere-egu2020-561, 2020.

 Abstract: It is challenged to get an accurate estimate of surface energy budget for the investigation of land atmosphere and global ecosystems. In this study, we established a novel tool based the maximum entropy production (MEP) method for the simulation of global energy flux as well as evapotranspiration (ET) processes. This tool (named as RMEP) was built in R for its great convenient for open-source and the feature of easy-use. As only three variables (net radiation, surface temperature, and specific humidity) are need for MEP model, it shows great advantages in simulation for both global or site scales. Firstly, we compare the performances of RMEP in two flux sites, BR-Sa1and BR-Sa3 of Amazon basin, with the simulation of heat fluxes. Although the substantial bias of G flux exist, both the latent and sense heat flux show high R2 in hourly temporal scale. Then, the RMEP was test in large scale by employing the global scale dataset. Since the Global Land Data Assimilation System (GLDAS) product integrates satellite data and ground-based observations at global scale, the variables of radiation, surface temperature, as well as specific humidity of GLDAS were used as inputs for RMEP and the outputs of RMEP were validated with the variables of fluxes and evapotranspiration in GLDAS. The MEP model shows a high performances in simulating surface energy budget in global scale and Amazon basin area of 3-hourly temporal scale. The performances of MEP model using GLDAS data are superior to that of EC data, with higher R2, lower RMSE and higher, positive NSE. In addition, the MEP accurately estimated ET over regional or global scale. Especially for Amazon area, MEP simulated results of heat fluxes and ET are used in comparisons at their original (3-hourly and daily) and aggregated monthly temporal scales. Generally, the original 3-hourly simulations had a higher accuracy and smaller bias than daily simulations, take the aggregated monthly ET for example, the monthly 3-hourly ET (R2=0.91, NSE=0.85) outperformed than that of daily scale (R2=0.29, NSE=-0.98). Results indicated the excellent performances of the MEP model in estimating ET with 3-hourly temporal scale in Amazon area. In summary, the RMEP shows great performances in both site and global scale. It also can deal with the input file with both site measured table and global netcdf types. The resulted figures, global ET values (in netcdf file), source code, and R package can be shared by the request to the first author.

 

Appendix. List of figures and tables.

 

Table 1. Information for two flux sites

Figure 1. 

How to cite: Yang, Y., Sun, H., and Wang, J.: An R tool for Capturing Dynamics of Actual Evapotranspiration with MEP model and its application in Amazon, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1034, https://doi.org/10.5194/egusphere-egu2020-1034, 2020.

EGU2020-1618 | Displays | ITS1.15/BG3.56

Isoprene emission in central Amazonia - from measurements to model estimates

Eliane Gomes-Alves, Tyeen Taylor, Pedro Assis, Giordane Martins, Rodrigo Souza, Sergio Duvoisin-Junior, Alex Guenther, Dasa Gu, Ana Maria Yáñez-Serrano, Jürgen Kesselmeier, Anywhere Tsokankunku, Matthias Sörgel, Bruce Nelson, Davieliton Pinho, Aline Lopes, Nathan Gonçalves, Trissevgeni Stavrakou, Maite Bauwens, Antonio Manzi, and Susan Trumbore

Isoprene regulates large-scale biogeochemical cycles by influencing atmospheric chemical and physical processes, and its dominant sources to the global atmosphere are the tropical forests. Although global and regional model estimates of isoprene emission have been optimized in the last decades, modeled emissions from tropical vegetation still carry high uncertainty due to a poor understanding of the biological and environmental controls on emissions. It is already known that isoprene emission quantities may vary significantly with plant traits, such as leaf phenology, and with the environment; however, current models still lack of good representation for tropical plant species due to the very few observations available. In order to create a predictive framework for the isoprene emission capacity of tropical forests, it is necessary an improved mechanistic understanding on how the magnitude of emissions varies with plant traits and the environment in such ecosystems. In this light, we aimed to quantify the isoprene emission capacity of different tree species across leaf ages, and combine these leaf measurements with long-term canopy measurements of isoprene and its biological and environmental drivers; then, use these results to better parameterize isoprene emissions estimated by MEGAN. We measured at the Amazon Tall Tower Observatory (ATTO) site, central Amazonia: (1) isoprene emission capacity at different leaf ages of 21 trees species; (2) isoprene canopy mixing ratios during six campaigns from 2013 to 2015; (3) isoprene tower flux during the dry season of 2015 (El-Niño year); (3) environmental factors – air temperature and photosynthetic active radiation (PAR) - from 2013 to 2018; and (4) biological factors – leaf demography and phenology (tower based measurements) from 2013 to 2018. We then parameterized the leaf age algorithm of MEGAN with the measurements of isoprene emission capacity at different leaf ages and the tower-based measurements of leaf demography and phenology. Modeling estimates were later compared with measurements (canopy level) and five years of satellite-derived isoprene emission (OMI) from the ATTO domain (2013-2017). Leaf level of isoprene emission capacity showed lower values for old leaves (> 6 months) and young leaves (< 2 months), compared to mature leaves (2-6 months); and our model results suggested that this affects seasonal ecosystem isoprene emission capacity, since the demography of the different leaf age classes varied a long of the year. We will present more results on how changes in leaf demography and phenology and in temperature and PAR affect seasonal ecosystem isoprene emission, and how modeling can be improved with the optimization of the leaf age algorithm. In addition, we will present a comparison of ecosystem isoprene emission of normal years (2013, 2014, 2017 years) and anomalous years (2015 - El-Niño; and 2016 - post El-Niño), and discuss how a strong El-Niño year can influence plant functional strategies that can be carried over to the consecutive year and potentially affect isoprene emission.

How to cite: Gomes-Alves, E., Taylor, T., Assis, P., Martins, G., Souza, R., Duvoisin-Junior, S., Guenther, A., Gu, D., Yáñez-Serrano, A. M., Kesselmeier, J., Tsokankunku, A., Sörgel, M., Nelson, B., Pinho, D., Lopes, A., Gonçalves, N., Stavrakou, T., Bauwens, M., Manzi, A., and Trumbore, S.: Isoprene emission in central Amazonia - from measurements to model estimates, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1618, https://doi.org/10.5194/egusphere-egu2020-1618, 2020.

EGU2020-9967 | Displays | ITS1.15/BG3.56

Atmospheric impact of sesquiterpenes in the Amazon rainforest

Nora Zannoni, Stefan Wolff, Anywhere Tsokankunku, Matthias Soergel, Marta Sa, Alessandro Araujo, and Jonathan Williams

Sesquiterpenes (C15H24) are highly reactive biogenic volatile organic compounds playing an important role in atmospheric chemistry. Once emitted from the Earth’s surface, primarily by vegetation, they are rapidly oxidized to semivolatile oxygenated organic species that can lead to secondary organic aerosols (SOA) that influence climate. In the pristine Amazon rainforest environment oxidation of sesquiterpenes is initiated by OH and ozone.

We measured sesquiterpenes in March 2018 (wet season) and November 2018 (dry season) from central Amazonia, at the remote field site ATTO (Amazonian Tall Tower Observatory), Brazil. Samples were collected on adsorbent filled tubes equipped with ozone scrubbers at different heights above the forest canopy ; every three hours for two weeks at 80m and 150m (wet season) and every hour for three days at 80m, 150m and 320m (dry season). Samples were then analysed in the laboratory with a TD-GC-TOF-MS (Thermodesorption-Gas Chromatographer-Time Of Flight-Mass Spectrometer, Markes International). Simultaneous measurements of ozone and meteorological parameters were made at the nearby INSTANT tower. Identification of the chromatographic peaks was achieved by injection of standard molecules and by matching literature mass spectra. Quantification of the chemical compounds was achieved by injection of a standard mixture containing terpenes.The most abundant sesquiterpene measured at ATTO is (-)-α-copaene. Its diel profile varies with photosynthetically active radiation (PAR) and temperature, suggesting the canopy to be the main emission source. Interestingly, other identified sesquiterpenes show a consistent mirrored cycle, with their concentration being higher by night than by day. These varied mostly with RH suggesting the soil to be the main source of the emissions. Air samples taken at the ground are qualitatively and quantitatively different to those collected at different altitudes from the tower. Sesquiterpenes show a common maximum at sunrise (5 :00-7 :00 local time, UTC-4h) coincident with a strong decrease in ozone concentration (>50% decrease on average during the dry season). The strongest effect is registered during the dry season, when sesquiterpenes and ozone concentrations are highest and ozone loss is largest. The atmospheric impact of the measured sesquiterpenes will be discussed including ozone reactivity contributions and OH generation.

How to cite: Zannoni, N., Wolff, S., Tsokankunku, A., Soergel, M., Sa, M., Araujo, A., and Williams, J.: Atmospheric impact of sesquiterpenes in the Amazon rainforest, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9967, https://doi.org/10.5194/egusphere-egu2020-9967, 2020.

EGU2020-8977 | Displays | ITS1.15/BG3.56

Chemical characterization of submicrometer organic aerosol particles from the Amazon rainforest with high-resolution mass spectrometry

Denis Leppla, Leslie Kremper, Nora Zannoni, Maria Praß, Florian Ditas, Bruna Holanda, Christopher Pöhlker, Jonathan Williams, Marta Sá, Stefan Wolff, Maria Christina Solci, and Thorsten Hoffmann

The Amazon Rainforest is one of the most important pristine ecosystems for atmospheric chemistry and biodiversity. This region allows the study of organic aerosol particles as well as their nucleation into clouds. However, the rainforest is subject to constant change due to human influences. Thus, it is essential to acquire climate data of trace gases and aerosols over the next decades for a better understanding of the atmospheric oxidant cycle. Therefore, the research site Amazon Tall Tower Observatory (ATTO) was established in the central Amazon Basin to perform long-term measurements under almost natural conditions.

Biogenic emissions of volatile organic compounds (VOCs) mainly consist of isoprene and terpenes. They are responsible for the production of a large fraction of atmospheric particulate matter. Isoprene represents the largest source of non-methane VOCs in the atmosphere and is primarily emitted from vegetation. Its global emissions were estimated in the magnitude of about 500 ‒ 600 Tg per year. Originally, the isoprene photooxidation was not expected to contribute to the secondary organic aerosol (SOA) budget, due to the high volatility of resulting oxidation products. However, several studies have proven evidence for the importance of isoprene SOA formation. Based on the two double bonds, isoprene is highly reactive towards atmospheric oxidants like OH and NO radicals. The subsequent reactive uptake on acidic particles is strongly dependent on the NO concentration. Therefore, anthropogenic sources have a substantial impact on the isoprene photooxidation.

The chemical composition of atmospheric aerosols in the rainforest highly depends on the current season, since the Amazon basin exhibits huge variations of gaseous and particulate matter with clean air conditions during the wet season and polluted conditions during the dry season, due to biomass burning events. For a comprehensive statement, it is necessary to perform field measurements under both conditions to study the isoprene and terpene SOA contribution. For that reason, filter samples were collected at ATTO at different heights to analyze the aerosol composition emitted both from local and regional sources.

High-resolution mass spectrometry combined with data mining techniques will help to link characteristic SOA compounds to certain climate conditions in order to get insights into the Amazon aerosol life cycle.

How to cite: Leppla, D., Kremper, L., Zannoni, N., Praß, M., Ditas, F., Holanda, B., Pöhlker, C., Williams, J., Sá, M., Wolff, S., Solci, M. C., and Hoffmann, T.: Chemical characterization of submicrometer organic aerosol particles from the Amazon rainforest with high-resolution mass spectrometry, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8977, https://doi.org/10.5194/egusphere-egu2020-8977, 2020.

EGU2020-12009 | Displays | ITS1.15/BG3.56

The long-range transport of African mineral dust to the Amazon basin

Xurong Wang, Nan Ma, Maria Prass, Christopher Pöhlker, and Qiaoqiao Wang

Being the largest mineral dust source, Africa contributes over half of the global mineral dust emission. The trans-Atlantic transport of the large amount of mineral dust is shown to enter the Amazon basin frequently, not only perturbing the near pristine condition in the Amazon during the wet season, but also fertilizing the Amazon rainforest due to dust deposition and associated nutrients input. In this study, we use a global chemical transport model (GEOS-Chem) to simulate the emission, the long-range trans-Atlantic transport, and the deposition flux of African mineral dust to the Amazon basin during the period of 2013-2017, with observational constraints from AERONET data, MODIS data, as well as the observation from the Amazon Tall Tower Observatory (ATTO). With optimized size distribution of African dust, we improve the simulation of dust over both source (north Africa) and remote region (Amazon basin). The trans-Atlantic transport of African dust reaching the Amazon Basin generally occurs in winter and spring (Northern Hemisphere) associated with the northeasterly trade wind advection. In winter, the transport of dust layer occurs below 2 km height while in other seasons it occurs between 1 Km and 3 Km. With average annual emission of 0.78 (±0.14) Pg a-1, African dust entering the amazon basin could reach 3.93 (± 0.76) ug m-3 at ATTO, account for 19% (± 2.5%) of total particle concentrations. However, the contribution could be up to 91% during strong dust events. Assuming mass fraction of 4.4% and 0.082% of iron and phosphorus in the mineral dust, we estimate an annual mass flux of 35.3 (± 4.49) mg m-2 a-1 and 0.66 (± 0.084) mg m-2 a-1 of iron and phosphorus deposit in the Amazon rainforest, respectively.

How to cite: Wang, X., Ma, N., Prass, M., Pöhlker, C., and Wang, Q.: The long-range transport of African mineral dust to the Amazon basin, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12009, https://doi.org/10.5194/egusphere-egu2020-12009, 2020.

EGU2020-12746 | Displays | ITS1.15/BG3.56

Amazon forest responses to drought: scaling from individuals to ecosystems.

Scott R. Saleska, Natalia Restrepo-Coupe, Fernanda V. Barros, Paulo R. L. Bittencourt, Neill Prohaska, Deliane V. Penha, Loren P. Albert, Mauro Brum, Luciano Pereira, Leila S. M. Leal, Alessandro C. Araujo, Scott C. Stark, Luciana Alves, Edgard Tribuzy, Plinio B. Camargo, Raimundo Cosme de Oliveira, Valeriy Ivanov, Jose Mauro, Luiz Aragao, and Rafael S. Oliveira

Scaling from individuals or species to ecosystems is a fundamental challenge of modern ecology and understanding tropical forest response to drought is a key challenge of predicting responses to global climate change.  We here synthesize our developing understanding of these twin challenges by examining individual and ecosystem responses to the 2015 El Niño drought at two sites in the central Amazon of Brazil, near Manaus and Santarem, which span a precipitation gradient from moderate (Manaus) to long (Santarem) dry seasons.  We will focus on how ecosystem water and carbon cycling, measured by eddy flux towers, emerges from individual trait-based responses, including photosynthetic responses of individual leaves, and water cycle responses in terms of stomatal conductance and hydraulic xylem embolism resistance.  We found the Santarem forest (with long dry seasons) responded strongly to drought: sensible heat values significantly increased and evapotranspiration decreased.  Consistent with this, we also observed reductions in photosynthetic activity and ecosystem respiration, showing levels of stress not seen in the nearly two decades since measurements started at this site.  Forests at the Manaus site showed significant, however, less consistent reductions in water and carbon exchange and a more pronounced water deficit.  We report an apparent community level forest composition selecting for assemblies of traits and taxa manifest of higher drought tolerance at Santarem, compared to the Manaus forest (short dry seasons) and other forest sites across Amazonia.  These results suggest that we may be able to use community trait compositions (as selected by past climate conditions) and environmental threshold values (e.g. cumulative rainfall, atmospheric moisture and radiation) as to help forecast ecosystem responses to future climate change.

How to cite: Saleska, S. R., Restrepo-Coupe, N., Barros, F. V., Bittencourt, P. R. L., Prohaska, N., Penha, D. V., Albert, L. P., Brum, M., Pereira, L., Leal, L. S. M., Araujo, A. C., Stark, S. C., Alves, L., Tribuzy, E., Camargo, P. B., Cosme de Oliveira, R., Ivanov, V., Mauro, J., Aragao, L., and Oliveira, R. S.: Amazon forest responses to drought: scaling from individuals to ecosystems., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12746, https://doi.org/10.5194/egusphere-egu2020-12746, 2020.

EGU2020-12511 | Displays | ITS1.15/BG3.56

Drought responses of Amazon forests under climate change: Separating the roles of soil moisture and canopy responses

Hao-wei Wey, Kim Naudts, Julia Pongratz, Julia Nabel, and Lena Boysen

The Amazon forests are one of the largest ecosystem carbon pools on Earth. While more frequent and prolonged droughts have been predicted under future climate change there, the vulnerability of Amazon forests to drought has yet remained largely uncertain, as previous studies have shown that few land surface models succeeded in capturing the vegetation responses to drought. In this study, we present an improved version of the land surface model JSBACH, which incorporates new formulations of leaf phenology and litter production based on intensive field measurement from the artificial drought experiments in the Amazon. Coupling the new JSBACH with the atmospheric model ECHAM, we investigate the drought responses of the Amazon forests and the resulting feedbacks under RCP8.5 scenario. The climatic effects resulted from (1) direct effects including declining soil moisture and stomatal responses, and (2) soil moisture-induced canopy responses are separated to give more insights, as the latter was poorly simulated. Preliminary results show that for net primary production and soil respiration, the direct effects and canopy responses have similar spatial patterns with the magnitude of the latter being 1/5 to 1/3 of the former. In addition, declining soil moisture enhances rainfall in Northern Amazon and suppresses rainfall in the south, while canopy responses have negligible effects on rainfall. Based on our findings, we suggest cautious interpretation of results from previous studies. To address this uncertainty, better strategy in modeling leaf phenology such as implemented in this study should be adopted.

How to cite: Wey, H., Naudts, K., Pongratz, J., Nabel, J., and Boysen, L.: Drought responses of Amazon forests under climate change: Separating the roles of soil moisture and canopy responses, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12511, https://doi.org/10.5194/egusphere-egu2020-12511, 2020.

EGU2020-19455 | Displays | ITS1.15/BG3.56

Quantifying deposition pathways of Ozone at a rainforest site (ATTO) in the central Amazon basin

Matthias Sörgel, Anywhere Tsokankunku, Stefan Wolff, Alessandro Araùjo, Pedro Assis, Hartwig Harder, Giordane Martins, Marta Sá, Rodrigo Souza, Jonathan Williams, and Nora Zannoni

Direct eddy covariance flux measurements of O3 in tropical forests are sparse and deposition velocities of O3 for tropical forest have large uncertainties in models. Therefore, we measured O3 fluxes at different heights ( 4 m, 12 m, 46 m and 81 m), which is 2 levels within canopy (below crown layer) and two levels above. At the same levels heat and CO2 fluxes were measured by eddy covariance to differentiate upper canopy fluxes from understory and soil fluxes and to infer stomatal conductance based on the inverted Penman-Monteith equation. Further measurements include the profiles of O3, NOx, CO2 and H2O which are used to calculate storage fluxes and reactions of O3 with NOx within the air volume. Additionally, leaf surface temperature and leaf wetness were measured in the upper canopy (26 m) to infer their influence on the non-stomatal deposition. The measurements took place at the ATTO (Amazon Tall Tower Observatory) site that is located about 150 km northeast of the city of Manaus in the Amazon rainforest. (02°08’38.8’’S, 58°59’59.5’’W). The climate in this region is characterized by a rainy (350 mm around March) and a dry season (ca. 80 mm in September). During the wet months, the air quality is close to pristine, while strong pollution from biomass burning is evident in the dry season. Therefore, we will present results from two intensive campaigns (3- 4 flux levels) for the rainy season (March to May) and the dry season (September to December) 2018.

 

The focus of the analysis is the partitioning between a) the crown layer and understory and b) stomatal and non-stomatal deposition with a further analysis of the non-stomatal pathways. Non-stomatal deposition is analyzed by quantifying gas-phase reactions of O3 with NOx and an estimate of O3 reactivity by VOCs. Furthermore, the remaining (surface) deposition is analyzed according to its relations with leaf surface temperature and leaf wetness.

How to cite: Sörgel, M., Tsokankunku, A., Wolff, S., Araùjo, A., Assis, P., Harder, H., Martins, G., Sá, M., Souza, R., Williams, J., and Zannoni, N.: Quantifying deposition pathways of Ozone at a rainforest site (ATTO) in the central Amazon basin, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19455, https://doi.org/10.5194/egusphere-egu2020-19455, 2020.

EGU2020-7341 | Displays | ITS1.15/BG3.56

Orographic gravity wave and low-level jet interaction above a tall and dense Amazonian forest

Luca Mortarini, Polari Batista Corrêa, Daniela Cava, Cléo Quaresma Dias-Júnior, Antônio Ocimar Manzi Manzi, Otavio Acevedo, Alessandro Araújo, Matthias Sörgel, and Luiz Augusto Toledo Machado

The Wavelet and the Multiresolution analysis are applied to ten nocturnal hours of observations of 3-D wind velocity taken within and above a forest canopy in Central Amazonia. Data from the ATTO Project, consisting in 7 levels of turbulence observations along both 81 and 325-meter towers, are used. The presented night is dynamically rich presenting three distinct periods. In the first one the boundary layer is characterized by canopy waves and coherent structures generated at the canopy top. In the second period an intense orographic gravity wave generated at around 150 m strongly influences the boundary layer structure, both above and below the canopy. In the third period, a very stable stratification at the canopy top enables the development of a low-level jet that interferes and disrupts the vertical orographic wave. During the night the wavelet cospectra identified turbulent and non-turbulent structures with different length and time-scales that are generated at different levels above the canopy and propagated inside it. The contributions of the different temporal scales of the flow above and within the canopy were identified using Wavelet and Multiresolution two-point cospectra. The analysis showed how turbulent and wave-like structures propagates in different ways and, further, the ability of low-frequency processes to penetrate within the canopy and to influence the transport of energy and scalar in the roughness sublayer and within canopy.

Keywords: Coherent structures, Canopy Waves, Gravity Waves, Stable Boundary Layer, Low-Level Jet, wave-turbulence interaction.

 

How to cite: Mortarini, L., Corrêa, P. B., Cava, D., Dias-Júnior, C. Q., Manzi, A. O. M., Acevedo, O., Araújo, A., Sörgel, M., and Machado, L. A. T.: Orographic gravity wave and low-level jet interaction above a tall and dense Amazonian forest, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7341, https://doi.org/10.5194/egusphere-egu2020-7341, 2020.

ITS2.2/GM12.5 – Co-production and evolution in human-landscape interaction: from geoarchaeological records to geomorphological dynamics and human influence

EGU2020-6485 | Displays | ITS2.2/GM12.5 | Highlight

Geoarchaeological evidence of multiple climatic and anthropic triggers driving the breakdown of the Terramare civilization (Bronze Age, Northern Italy)

Andrea Zerboni, Anna Maria Mercuri, Assunta Florenzano, Eleonora Clò, Giovanni Zanchetta, Eleonora Regattieri, Ilaria Isola, Filippo Brandolini, and Mauro Cremaschi

The Terramare civilization included hundreds of banked and moated villages, located in the alluvial plain of the Po River of northern Italy, and developed between the Middle and the Recent Bronze Ages (XVI-XII cent. BC). This civilization lasted for over 500 years, collapsing at around 1150 years BC, in a period marked by a great societal disruptionin the Mediterranean area. The timing and modalities of the collapse of the Terramare Bronze Age culture are widely debated, and a combined geoarchaeological and palaeoclimatic investigation – the SUCCESSO-TERRA Project –is shading new light on this enigma. The Terramare economy was based upon cereal farming, herding, and metallurgy; settlements were also sustained by a well-developed system for the management of water and abundant wood resources. They also established a wide network of commercial exchange between continental Europe and the Mediterranean region.The SUCCESSO-TERRA Project investigated two main Bronze Age sites in Northern Italy:(i) the Terramara Santa Rosa di Poviglio, and (ii) the San Michele di Valestra site, which is a coeval settlement outside the Terramare territory, but in the adjoining Apennine range. Human occupation at San Michele di Valestra persisted after the Terramare crisis and the site was settled with continuity throughout the whole Bronze Ages, up to the Iron Age. The combined geoarchaeological, palaeoclimatic, and archaeobotanical investigation on different archaeological sites and on independent archives for climatic proxies (offsite cores and speleothems) highlights the existence of both climatic and anthropic critical factors triggering a dramatic shift of the landuse of the Terramare civilization. The overexploitation of natural resources became excessive in the late period of the Terramare trajectory, when also a climatic change occurred. A fresh speleothem record for the same region suggests the occurrence of a short-lived period of climatic instability followed by a marked peak of aridity. The unfavourable concomitance between human overgrazing and climatic-triggered environmental pressure, amplified the on-going societal crisis, likely leading to the breakdown of the Terramare civilization in the turn of a generation.

How to cite: Zerboni, A., Mercuri, A. M., Florenzano, A., Clò, E., Zanchetta, G., Regattieri, E., Isola, I., Brandolini, F., and Cremaschi, M.: Geoarchaeological evidence of multiple climatic and anthropic triggers driving the breakdown of the Terramare civilization (Bronze Age, Northern Italy), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6485, https://doi.org/10.5194/egusphere-egu2020-6485, 2020.

In fluvial environments, alluvial geomorphological features had a huge influence on settlement strategies during the Holocene. However, a few projects investigate this topic through quantitative and question-driven analyses of the human-landscape correlation. The Po Valley (N Italy) – located between the Mediterranean regions and continental Europe – is as a key area for the investigation of environmental and cultural influences on settlement strategies since prehistoric times. For instance, the transition from Roman to Medieval times represented a crucial moment for the reorganisation of human settlement strategies in the Po Valley; the process was mainly driven by climate changes and socio-political factors. Spatial Point Pattern Analysis (SPPA) was here employed to provide a solid statistical assessment of these dynamics in the two historical phases. A point pattern (PP) corresponds to the location of spatial events generated by a stochastic process within a bounded region. The density of the PP is proportional to the intensity of the underlying process. The intensity, in turn, can be constant within the region or spatially variable, thus influencing the uniformity of distribution of spatial events. SPPA provides powerful techniques for the statistical analysis of PP data that consist of a complete set of locations of archaeological sites/findings within an observation window. The use of spatial covariates enables the investigation of environmental and non-environmental factors influencing the spatial homogeneity of the point process. Archaeologists have increasingly analyzed such datasets to quantify the characteristics of observed spatial patterns with the aims of deriving hypotheses on the underlying processes or testing hypotheses derived from archaeological theory. The aim of this paper is to assess whether a shift in water management strategies between the Roman and Medieval periods influenced the spatial distribution of settlements, and to evaluate the relative importance of agricultural suitability over flood risks in each historical phase. In particular, the variability settlement patterns between Roman and Medieval phases has been assessed against two related proxies for alluvial geomorphology and agricultural suitability: flood hazard and soil texture. The SPPA performed shows that Roman and Medieval settlement patterns mirror two different human responses to the geomorphological dynamics of the area. Roman land- and water-management were able to minimize the flood hazard, to drain the floodplain and organize a complex land use on different soil types. In the Medieval period, the alluvial geomorphology of the area, characterised by wide swampy meadows and frequent flood events, affected the spatial organisation of settlement, which privileged topographically prominent positions. Social and cultural dynamics played a crucial role in responding to alluvial geomorphological environmental challenges in different times.

How to cite: Brandolini, F. and Carrer, F.: Investigate human responses to Late-Holocene changes of fluvial landforms through Spatial Point Pattern Analysis (Po Plain, N Italy), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-161, https://doi.org/10.5194/egusphere-egu2020-161, 2020.

Advances in Digital Humanities are providing increasingly rich research material for understanding (1) the environmental and locational attributes of ancient settlements and (2) the regional structure of systems of settlements. Non-material records, in particular, provide information about the social and cultural drivers of human-landscape interaction in settlements that, when combined with material records, aid in refining existing models of settlement-landscape evolution and sustainability. We present a case study from Late Bronze Age Southeast Aegean that utilizes literary records, biogeophysical data and geoinformatics methods to offer insights into the abovementioned topics in that region. Specifically, we utilize a georeferenced version of the record of cities and their sociocultural and environmental descriptions, provided in the Catalog of Ships in Homer’s Iliad. We combine this information with datasets from the spatial (physiography, climatology) and temporal (continuities/discontinuities, population) context of those settlements. Ultimately, we are interested in deriving identifiable patterns in our dataset – more specifically, whether there exist patterns of settlement-environment interaction that are inherently more sustainable than others, as well as getting a glimpse into the hierarchy of values underlying this interaction.

How to cite: Votsis, A. and Babushkina, D.: Understanding settlement-landscape interaction with literary records and geoinformatics: The case of Homer’s Late Bronze Age Southeast Aegean, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13700, https://doi.org/10.5194/egusphere-egu2020-13700, 2020.

EGU2020-1440 | Displays | ITS2.2/GM12.5

Human-landscape Interactions along the Danube from the Neolithic to the Present in Budapest, Hungary

István Viczián, Gábor Szilas, Farkas Márton Tóth, György Sípos, Dávid Gergely Páll, and József Szeberényi

Geoarchaeological and geomorphological studies were carried out on the alluvial plain of the Danube in an urban environment in the Northwest part of Budapest. The human-landscape interactions were investigated from the Neolithic to the present times.

The environmental reconstruction was produced through inter- and multidisciplinary geomorphological, archaeological, environmental historical researches, using OSL and radiocarbon dating, malacology, stratigraphy, and sedimentological analyses of samples from archaeological excavations, GIS data processing of contemporary and historical maps, archival documents and the spatial pattern of prehistoric archaeological sites.

The Danube is Europe's second longest river with a large catchment area. Its drainage basins’ climatic and environmental changes have significant effects on our case study area’s environment and its societies. The geomorphological and hydrographical evolutions’ long-term and short-term processes as well as the landscape’s episodic events were studied by investigating the geomorphological responses to climatic, fluvial and human impacts on the environment.

The landscape evolution from a nature-dominated fluvial environment to a densely built up anthropogenic landscape of a metropolis was revealed. An active river channel used to cross the research area in the Early Holocene. Today only some moderate-sized swampy, waterlogged areas refer to the existence of this former river channel and the subsequent lake and marshy environment. Through time this relict form of the Danube’s paleochannel was occupied by streams, draining surface water, ground water and abundant karstic springs. The location of the two prehistoric settlement concentrations along the Danube can be linked with the former existence of the significant tributary streams’ confluence. Geomorphological-topographical investigations of the area’s archaeological sites revealed that one of the streams has reversed its flow direction through time. From the Roman Period onward, but especially during the Modern Times, the watercourses have been canalised and their channels have been relocated. Today hardly anything is reminiscent of the former alluvial environment in this part of the capital city.

How to cite: Viczián, I., Szilas, G., Tóth, F. M., Sípos, G., Páll, D. G., and Szeberényi, J.: Human-landscape Interactions along the Danube from the Neolithic to the Present in Budapest, Hungary, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1440, https://doi.org/10.5194/egusphere-egu2020-1440, 2020.

The question of human-waterscape interactions worldwide has been and still is a central topic in historical and archaeological research. The Southern Mesopotamia Plain, where the ancient State of Lagash developed, represents an ideal case study. Indeed, at Tell Zurghul archaeological site, extensive field-works have been recently carried on by the Italian Archaeological Mission and an interdisciplinary approach, combining field surveys and geomorphological mapping through remote sensing techniques, has been applied for analyzing the function and role of the waterscape on the early civilization. Indeed, the geomorphological analysis through remote sensing techniques and archaeological surveys are essential for the reconstruction of a complex environmental system, where landforms due to different morphogenetic processes occur, related to the presence of a wide fluvial-deltaic paleo-system and the human activities.

The Southern Mesopotamian Plain coincides with the Tigris and Euphrates deltaic plain, developed starting since the Mid-Holocene: the maximum marine ingression reached Nasiriyah and Al-Almara about 6000 yrs BP; after that, the paleo-delta progradation shifted the shoreline up to the modern position. The development of a typical bird-foot delta guaranteed an amount of water indispensable for agriculture, settlements, and transport. Indeed, the high mobility of the channels and avulsions processes (i.e. levees breaks and related crevasse splays formation) are the main features typically connected to a multi-channel system, guarantying the water supply through seasonal floods. In the area, the management of water during the mid-Holocene, digging an extensive network of canals and building dams, improved the socio-economic conditions. However, the occurrence of the so-called Megadrought Event, dated 4.2 ka BP, drastically modified the hydroclimatic conditions of the area, favoring arid conditions and improving the frequency of unpredictable extreme hydrological events.

The main aim of the work is to contribute to the reconstruction of the waterscape surrounding the archaeological sites of Tell Zurghul and Lagash and know more about waterscape-human interactions during the Holocene. A multi-sensor approach has been adopted to identify the main geomorphological features and describe the associated morphogenetic processes. The availability of the multispectral Landsat-8 satellite imagery and 30-meter spatial resolution DEMs (i.e. the optical DSM from ALOS and the infrared DTM from ASTER) allowed a supervised classification through specific spectral signature and a microtopographic analysis. The spectral signatures of active and inactive crevasse splays have been extracted, discerning among crevasse channels, proximal and distal deposits characterized by coarsest and finest sediment respectively. Moreover, the microtopographic analysis led to recognize channels above inter-floodplains, upward convexity of active crevasse splays and roughly flat topography of inactive ones. The excavations in Area B of the archaeological site shows evidence of the presence of water and the proximity of the sea. Brackish-marine marshes environment has been confirmed by fish vertebras (belong to “Bull Shark”, i.e. Carcharhinus leucas) and fishing net recovered into a mudbrick structure. Moreover, the patron deity of the city in the 3rd millennium BC, was the goddess of the sea and sea species (fish and birds), confirming the strong connection between water and the ancient settlement.

How to cite: Iacobucci, G., Nadali, D., and Troiani, F.: Human-waterscape interactions during the early-mid Holocene: insights from a multi-disciplinary approach in Southern Mesopotamia (Iraq), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7066, https://doi.org/10.5194/egusphere-egu2020-7066, 2020.

Approximately 13,000 years BP, the Laacher See volcano, located in present-day western Germany (East Eifel volcanic field, Rhenish Shield) erupted cataclysmically. Airfall tephra covered Europe from the Alps to the Baltic. As part of an on-going project investigating the potential ecological and human impacts of this eruption, legacy data harvested from a variety of disciplinary sources (palynology, pedology, archaeology, geological grey literature) is now combined with recent geoarchaeological work, to provide new insights into the distribution of the Laacher See fallout and its impact on contemporaneous hunter-gatherer populations. This detailed reconstruction of human impact 13,000 years ago also forms the basis for reflection on modern strategies for coping with the emerging risks posed by extreme and compound events in the present and near future.

How to cite: Riede, F.: Apocalypse then? The Laacher See eruption (13ka BP) and its human impact along a proximal-to-distal transect , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3763, https://doi.org/10.5194/egusphere-egu2020-3763, 2020.

EGU2020-1868 | Displays | ITS2.2/GM12.5

Geoarchaeological study of big Essentuksky 1 kurgan in Ciscaucasia, Russia
not presented

Olga Khokhlova and Alena Sverchkova

The chrono-sequence of paleosols, buried under different constructions in the big kurgan Essentuksky 1 in Ciscaucasia (Stavropol region), built by people of the Maikop culture in the second quarter of the 4th millennium BC, was studied. The height of the kurgan was 5.5-6 m and diameter – more than 60 m. It had four earthen constructions and three – made of stones. We studied the composition of the material of kurgan’s constructions, paleosols buried under four earthen kurgan's constructions and the surface soil on the area adjoining to the kurgan. The macro- and micromorphological observations and set of analytical and instrumental methods were used to study the properties of soils in the chrono-sequence and composition of material from the earthen constructions. According to archaeological data, the kurgan was built for time-span from 25, but not more than 50 years. During this interval, the morphological and physicochemical properties of soils changed, namely, there was a decrease in the thickness of the humus profile and the content of organic carbon, an increase in the content of gypsum, carbon of carbonates, a shift of the area of their accumulation up the profile, and transformation of the forms of carbonate features. The percentage of the exchangeable sodium and magnesium in the composition of exchangeable bases increased and magnetic susceptibility decreased. The most “arid” properties are found in the paleosol buried last in the studied chronological sequence: the humus horizon is the lightest, the profile is most enriched in carbonates, there is the highest content of exchangeable sodium and magnesium in the composition of exchange bases, the lowest magnetic susceptibility and the maximum amount of gypsum in the second meter of the profile. During the indicated time-span of the construction of the kurgan, Haplic Chernozems Loamic changed in Calcic Chernozems Loamic. For the studied time-span, a palynological analysis revealed a decrease in forest area and an increase in the portion of grassy vegetation. In the composition of grasses, there was an increase in the proportion of steppe and xerophytic species. The climate of the studied interval (the beginning of the development of the Maikop culture in the Ciscaucasia) is characterized as drier and hotter in comparison with nowadays. The material for the earthen layers of the kurgan's constructions was taken from the gleyic horizons of the Gleysols (the lowest layer in the first and second constructions) and from the Ah and AhB horizons of the Chernozems (the overwhelming majority of the layers). This study was supported by the Russian Science Foundation, project no. 16-17-10280.

How to cite: Khokhlova, O. and Sverchkova, A.: Geoarchaeological study of big Essentuksky 1 kurgan in Ciscaucasia, Russia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1868, https://doi.org/10.5194/egusphere-egu2020-1868, 2020.

EGU2020-21482 | Displays | ITS2.2/GM12.5

The Mesolithic site Ullafelsen in the Fotsch Valley (Tyrol, Austria) – a biomarker perspective

Michael Zech, Marcel Lerch, Marcel Bliedtner, Clemens Geitner, Dieter Schäfer, Jean Nicolas Haas, Roland Zech, and Bruno Glaser

The archaeology of high mountain regions got high attention since the discovery of the copper age mummy called "Ötzi" in the Ötztaler Alps in 1991. Results of former archaeological research projects show that mesolithic hunter-gatherers lived in Alpine regions since the beginning of the Holocene, 11,700 years ago (Cornelissen & Reitmaier 2016). Amongst others, the Mesolithic site Ullafelsen (1860 m a.s.l.) and surroundings represent a very important archaeological reference site in the Fotsch Valley (Stubaier Alps, Tyrol) (Schäfer 2011). Many archaeological artifacts and fire places were found at different places in the Fotschertal, which provides evidence for the presence and the way of living of our ancestor. The "Mesolithic project Ullafelsen" includes different scientific disciplines ranging from high mountain archaeology over geology, geomorphology, soil science, sedimentology, petrography to palaeobotany (Schäfer 2011). Within an ongoing DFG project we aim at addressing questions related to past vegetation and climate, human history as well as their influence on pedogenesis from a biomarker and stable isotope perspective (cf. Zech et al. 2011). Our results for instance suggest that (i) the dominant recent and past vegetation can be chemotaxonomically differentiated based on leaf wax-derived n-alkane biomarkers, (ii) there is no evidence for buried Late Glacial topsoils being preserved on the Ullafelsen as argued by Geitner et al. (2014), rather humic-rich subsoils were formed as Bh-horizons by podsolisation and (iii) marked vegetations changes likely associated with alpine pasture activities since the Bronce Age are documented in Holocene peat bogs in the Fotsch Valley. Nevertheless, there remain some challenges by joining all analytical data in order to get a consistent overall picture of human-environmental history of this high mountain region.

Cornelissen & Reitmaier (2016): Filling the gap: Recent Mesolithic discoveries in the central and south-eastern Swiss Alps. In: Quaternary International, 423.

Geitner, C., Schäfer, D., Bertola, S., Bussemer, S., Heinrich, K. und J. Waroszewski (2014): Landscape archaeological results and discussion of Mesolithic research in the Fotsch valley (Tyrol). In: Kerschner, H., Krainer, K. and C. Spötl: From the foreland to the Central Alps – Field trips to selected sites of Quaternary research in the Tyrolean and Bavarian Alps (DEUQUA EXCURSIONS), Berlin, 106-115.

Schäfer (2011): Das Mesolithikum-Projekt Ullafelsen (Teil 1). Mensch und Umwelt im Holozän Tirols (Band 1). 560 p., Innsbruck: Philipp von Zabern.

Zech, M., Zech, R., Buggle, B., Zöller, L. (2011): Novel methodological approaches in loess research - interrogating biomarkers and compound-specific stable isotopes. In: E&G Quaternary Science Journal, 60.

How to cite: Zech, M., Lerch, M., Bliedtner, M., Geitner, C., Schäfer, D., Haas, J. N., Zech, R., and Glaser, B.: The Mesolithic site Ullafelsen in the Fotsch Valley (Tyrol, Austria) – a biomarker perspective, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21482, https://doi.org/10.5194/egusphere-egu2020-21482, 2020.

EGU2020-2949 | Displays | ITS2.2/GM12.5

Fingerprints from past charcoal burning - lessons learned and future perspective studying Relict Charcoal Hearths (RCH)

Thomas Raab, Alexandra Raab, Florian Hirsch, Alexander Bonhage, and Anna Schneider

Digital Elevation Models (DEMs) recorded by LiDAR are now available for large areas, providing an opportunity to map small landforms for the first time in high resolution and over larger areas.  The majority of these small earth surface structures is of anthropogenic origin, and their formation is often ancient. The newly visible microrelief can therefore reflect the imprints of centuries or millennia of past land uses. Among the anthropogenic structures identified in the new high-resolution DEMs, Relict Charcoal Hearths (RCHs) are particularly widespread and abundant. RCHs are remains of past charcoal burning and mainly found in pre-industrial mining areas of Europe and North America. They normally have a relative height of fewer than 50 centimetres on flat terrain and a horizontal dimension ranging from about 5-30 metres. Despite the small spatial dimensions, RCHs can reach significant land coverage due to their enormous numbers. Recent LiDAR data show that a remarkable area of our landscape has this human fingerprint from the past. We therefore need to ask about its effect on soil landscapes and ecosystems in general. The growing relevance of RCHs is also noticeable in the rising number of RCH case studies that have been conducted. This study reviews the state of knowledge about RCHs mainly by addressing three coupled legacies of historic charcoal burning: the geomorphological, the pedological, and the ecological legacy. We are going to present recent findings on these three legacies.

How to cite: Raab, T., Raab, A., Hirsch, F., Bonhage, A., and Schneider, A.: Fingerprints from past charcoal burning - lessons learned and future perspective studying Relict Charcoal Hearths (RCH), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2949, https://doi.org/10.5194/egusphere-egu2020-2949, 2020.

EGU2020-22674 | Displays | ITS2.2/GM12.5

Changes in topography of Cracow centre during the last millennium, Poland

Adam Łajczak and Roksana Zarychta

In the investigations on changes of topography of historical town centres the attention is focused on estimation of the thickness of cultural layers and on determination of changes of land topography in selected small areas or along profiles. Less often the attention is focused on determination of spatial differentiation of these changes within larger parts of centres of historical towns. The aim of presentation is to reconstruct differences between paleotopography and modern topography of historical centre of Cracow, Poland, during the last millennium. The paleotopography studied represents situation before the 10th century without any significant human impact. The paleotopography was reconstructed using the published contour-line maps basing on archeological and geoengineering investigations and showing the roof of in situ fossil soil. The preliminary contour-line map represented a Digital Elevation Model (DEM) base map. DEM from aerial laser scanning (ALS DEM) shows the contemporary topography of Cracow centre. The application of selected morphometric indices makes it possible to describe quantitatively changes in spatial aspect in altitude, local relative height, slope, and aspect classes. The analysis of changes of values of the studied elements of topography shows that in the scale of the whole study area, the changes are directed towards the flattening of the area. In more local scale, the areas of flattening trends are adjacent to the areas of undulating trends.

Only few papers discuss the changes in town topography as the consequence of long lasting increase of anthropogenic deposits resulting in land flattening or undulation increase. These papers, however, do not consider the quantitative evaluation of many-sided character of this process. Similar remarks concern the papers on modern development of towns. Revealed in the newest literature positive vertical changes in the topography of Cracow centre which occurred during the last millennium show large spatial differentiation and range to over 10 m. In the older literature the value 5 m was so far suggested in the area of Old Town in Cracow. Other parameters of changes in Cracow topography studied by the Authors have never been considered in literature.

How to cite: Łajczak, A. and Zarychta, R.: Changes in topography of Cracow centre during the last millennium, Poland, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22674, https://doi.org/10.5194/egusphere-egu2020-22674, 2020.

EGU2020-2202 | Displays | ITS2.2/GM12.5

Gravity aspects from recent Earth gravity model EIGEN 6C4 for geoscience and archaeology in Sahara, Egypt

Jaroslav Klokocnik, Vaclav Cilek, Jan Kostelecky, and Ales Bezdek

A new method to detect paleolakes via their gravity signal is presented (here with implications for geoscience and archaeology). The gravity aspects or descriptors (gravity anomalies/disturbances, second radial derivatives, strike angles and virtual deformations) were computed from the global static combined gravity field model EIGEN 6C4 for an application in archaeology and geoscience in Egypt and surrounding countries. The model consists of the best now available satellite and terrestrial data, including gradiometry from the GOCE mission. EIGEN 6C4 has the ground resolution ~10 km. From archaeological literarure we took the positions of archaeological sites of the Holocene occupations between 8500 and 5300 BC (8.5-5.3 ky BC) in the Eastern Sahara, Western Desert, Egypt. We correlated the features found from the gravity data with the locations; the correlation is good, assuming that the sites were mostly at paleolake boarders or at rivers. We suggest position, extent and shape of a paleolake. Then, we have estimated a possible location, extent and shape of the putative paleolake(s). We also reconsider the origin of Libyan Desert glass (LDG) in the Great Sand Sea (GSS) and support a hypothesis about an older impact structure created in GSS, repeatedly filled by water, which might be a part of some of the possible paleolake(s).

How to cite: Klokocnik, J., Cilek, V., Kostelecky, J., and Bezdek, A.: Gravity aspects from recent Earth gravity model EIGEN 6C4 for geoscience and archaeology in Sahara, Egypt, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2202, https://doi.org/10.5194/egusphere-egu2020-2202, 2020.

EGU2020-306 | Displays | ITS2.2/GM12.5

The terraces of Petra, Jordan: archives of a lost agricultural hinterland

Rupert Bäumler, Bernhard Lucke, Jago Birk, Patrick Keilholz, Christopher O. Hunt, Sofia Laparidou, Nizar Abu-Jaber, Paula Kouki, and Sabine Fiedler

Petra is hidden in rugged arid mountains prone to flash floods, while the dry climate and barren landscape seem hostile to cultivation. Nevertheless, there are countless remains of terraces of so far unknown purpose. We investigated three well-preserved terraces at Jabal Haroun to the south-west of Petra which seemed representative for the diverse geology and types of terraces. A hydrological model shows that the terraces were effective at both control of runoff and collection of water and sediments: they minimized flash floods and allowed for an agricultural use. However, rare extreme rainfall events could only be controlled to a limited degree, and drought years without floods caused crop failures. Pollen and phytoliths in the sediments attest to the past presence of well-watered fields including reservoirs storing collected runoff, which suggest a sophisticated irrigation system. In addition, faeces biomarkers and plant-available phosphorus indicate planned manuring. Ancient land use as documented by the terraces created a green oasis in the desert. They seem to represent Petra's agricultural hinterland, which was lost during the Islamic period due growing aridity and an increased frequency of devastating extreme precipitation events. The heirs of the Nabateans reverted to their original Bedouin subsistence strategies but continue to opportunistically cultivate terrace remains.

How to cite: Bäumler, R., Lucke, B., Birk, J., Keilholz, P., Hunt, C. O., Laparidou, S., Abu-Jaber, N., Kouki, P., and Fiedler, S.: The terraces of Petra, Jordan: archives of a lost agricultural hinterland, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-306, https://doi.org/10.5194/egusphere-egu2020-306, 2020.

Since one century, aerial photography has a successful track record of detecting and mapping archaeological traces of human activity in the landscape. The tools and procedures evolved gradually, following technological and methodological advancements of earth remote sensing. It started with the use of crop marks and other proxies such as soil, shadow or snow to distinguish observable differences caused by subsurface archaeological remains, locating buried archaeological features.  Beside theses data gathered by archaeologists, the declassification at the end of the last century of millions of photographs (such as the CORONA, ARGON or LANYARD US satellite programs as well as other non-US military programs) has resulted in a vast archive.

Historical images represent a fundamental tool in archaeological research, particularly for Western Asia.  They document nowadays inaccessible landscapes that has been recovered by modern human infrastructure (i.e.  building, roads) or heavily modified (notably by the increasing use of mechanized agricultural methods), erasing fragile traces from thousands of years ago.  Only through the detailed analysis of archives from the 20th century, is it possible to recover archaeological evidences and paleo-environmental features.  

The traditional workflow uses historical images as a first step prior to archaeological fieldwork, asserting and dating detected features. One main problem arises when ground truthing of these detected features is not possible anymore. How trustful are the detections and how to date them? My poster/talk will present sources as well as state-of-the-art analysis of historical aerial images based on the Scaling Territories Project (SCATTER).  The combined use of historical maps, aerial images and ground acquired archaeological data from nearby field-walking prospections enables to reconstruct the paleo-landscapes and the location of (presumed and know lost) settlements in Central Anatolia.  

How to cite: Strupler, N.: The last traces. Historical images and the reconstruction of lost archaeological landscapes, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7421, https://doi.org/10.5194/egusphere-egu2020-7421, 2020.

Earthen heritage forms ~10% of UNESCO’s World Heritage List, with sites generally concentrated in dryland environments. Many sites are exposed to environmental processes such as wind, sediment movement and rain, which can result in extensive deterioration of the earthen heritage. To improve the effectiveness of conservation strategies that aim to minimise deterioration, there is an urgent need to understand how multiple environmental processes interact and impact earthen heritage, particularly over longer (centennial) timescales. We therefore apply the ViSTA-HD model (Vegetation and Sediment TrAnsport model for Heritage Deterioration) to Suoyang Ancient City, an archaeological site in north-west China made of rammed earth. ViSTA-HD is a cellular automata model developed by the authors to model the risk of environmentally-driven deterioration at earthen heritage sites. It is comprised of two modules: (i) an environmental module that spatially resolves environmental processes across an earthen site, and (ii) a deterioration module that spatially resolves the risk of deterioration across a wall face. The risk of deterioration is simulated for three common deterioration features at Suoyang - polishing, pitting and slurry. We use ViSTA-HD to investigate variations in deterioration risk under future potential climate scenarios across the 21st century. We also use the model to robustly test the impact of potential nature-based conservation strategies.

How to cite: Richards, J., Mayaud, J., Bailey, R., and Viles, H.: What is the future for our earthen heritage? Modelling the risk of environmentally-driven deterioration at sites located in dryland areas, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-62, https://doi.org/10.5194/egusphere-egu2020-62, 2020.

EGU2020-22132 | Displays | ITS2.2/GM12.5

Climate and nature management in the Middle Ages in the Upper Volga basin

Vyacheslav Nizovtsev and Natalia Erman

A paired analysis of historical documents was performed for the Upper Volga Basin (primary chronical sources published in the Complete Collection of Russian annals were analyzed), and papers on the dynamics of fluctuations in lake levels, river water levels, dendrological and palynological data were published. The peak of the medieval optimum was at the turn of the first and second millennia, and its maximum in the region was noted at the end of the X century. During this period there were no severe winters. A small amount of summer rainfalls led to a reduction in shallow water bodies, water-logging and a decrease in river floods. This is evidenced by the settlements on the floodplains of a number of Upper Volga rivers. At this time, the Upper Volga route and the "route from the Varangians to the Greeks" began to function. The exploration by the Slavs of the Upper Volga basin and the development of the settlement structure took place in favorable conditions for agriculture and settlement. Climatic conditions not only provided good harvests, but also contributed to the economic growth and development of relations between Slavic tribes during the formation of the ancient Russian state. The transition period of the XIII - XIV centuries was called the “period of contrasts,” because it was a harbinger of the Little Ice Age. It was characterized by the following features: an increase in the intra-seasonal climate variability, an increase in humidity, drastic fluctuation in humidity and relative warmth from year to year, a widespread decrease in summer temperatures by 1-2 ° C. The XIII century accounts for one of the longest periods in which various extreme natural phenomena concentrated. It refers to the years 1211-1233, 15 of which were years of famine. Climatologists call XIV-XIX centuries the Little Ice Age (LIA). The average annual temperature dropped by - 1.4 ° С, and the average summer temperature dropped by 2-3° С. Periods of increased humidity alternated with dry periods more frequently, cyclonic activity increased dramatically, and the duration of the growing season decreased by almost three weeks. In the XV century already more than 150 extreme adverse natural phenomena were recorded. In the era of the Little Ice Age, dramatic climate fluctuations were recorded by various sources more and more often. In Central Russia chroniclers recorded drastic climate cooling in the last third of the XVI century. Simultaneously with the beginning of the Little Ice Age, the process of developing watershed areas took place during the internal colonization of the land. The determining factors were demographic, socio-economic and historical, but the role of the natural factor cannot be ignored. The climax of the increase in the number of extreme natural phenomena falls on the XV-XVII centuries. Only at the end of the XVII century climate conditions in Russia somewhat leveled off.

This work was financially supported by the RFBR (Russian Foundation of Basic Research) grant: Project № 19-05-00233.

How to cite: Nizovtsev, V. and Erman, N.: Climate and nature management in the Middle Ages in the Upper Volga basin, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22132, https://doi.org/10.5194/egusphere-egu2020-22132, 2020.

EGU2020-19139 | Displays | ITS2.2/GM12.5

Exploration of submerged Mesolithic landscapes around the Brown Bank, southern North Sea

Merle Muru, Rachel Harding, Simon Fitch, Tine Missiaen, and Vince Gaffney

During the late glacial and early Holocene, vast areas of dry land stretched from the British Isles to continental Europe over what is now the southern part of the North Sea. Whilst it is known that this landscape was inhabited, little is known about the cultures that lived there and the surrounding environment. This study focuses on the Brown Bank area, between the UK and Dutch coasts, with its significant 25 km long and 10-15 m high ridge on the seabed which has provided many Mesolithic ex-situ finds. However, all of these finds have been recovered serendipitously due to commercial fishing and dredging, and thus the landscape and sedimentary context of these archaeological finds is unclear.
The goal of this study is to map the terrestrial features in the Brown Bank area and reconstruct the palaeolandscape and its inundation to determine the potential locations from which this archaeological material derives, and potentially locate Mesolithic settlement sites. The project uses high-resolution parametric echosounder surveys in a dense survey network to record the area and facilitate later targeted dredging and vibro-core sampling.
The seismic surveys revealed a pre-marine inundation landscape with fluvial channels eroded into post glacial sediments. A peat layer was located on the top of the banks of the channels where it continues laterally hundreds of metres. Radiocarbon dating of the top part of the peat layer, just below the transgressive deposits gave ages around 10.2-9.9 cal ka BP. Palaeogeographic reconstructions based on the mapped terrestrial features and the available relative sea level change data suggest that the final inundation of the area happened c. 1000 years later. Where dredging was carried out in areas of interest, primarily where the early Holocene surface outcropped onto the seabed, a large number of blocks of peat with pieces of wood and other macrofossils were recovered, suggesting a good potential for preservation of possible archaeological material and possible locations of origin for the serendipitous finds made by fishermen.
We conclude that this study provides new insights into the palaeogeography and the timing of the inundation of the Brown Bank area and gives the landscape context to the potential Mesolithic habitation of this part of the southern North Sea.

How to cite: Muru, M., Harding, R., Fitch, S., Missiaen, T., and Gaffney, V.: Exploration of submerged Mesolithic landscapes around the Brown Bank, southern North Sea, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19139, https://doi.org/10.5194/egusphere-egu2020-19139, 2020.

In many Central European river catchments changes in long-term sediment dynamics are caused by external driving forces (e.g. human impact, climate change). In addition, the sensitivity of fluvial systems to environmental change is controlled by the catchment’s geomorphic connectivity of individual sediment sinks. In this study, we reconstruct the temporal evolution of different types of sediment reservoirs along the sediment cascade in a mesoscale upland catchment to assess its sensitivity to external changes. The chronological evolution of hillslope and floodplain sediments is based on 79 OSL and 83 C14 ages. Our results show that deposition of hillslope sediments coincides with the first evidence for human-induced soil erosion triggered by the earliest European farmers, but were decoupled from the river network for more than two millennia when the aggradation of overbank fines started and steadily increased. Therefore, the connectivity between the colluvial and alluvial sediment sinks of the catchment is mainly controlled by the landscape geometry and frequency and magnitude of erosion, transport and deposition processes.

How to cite: Fuchs, M., Steup, R., Korthiringer, K., and Seregely, T.: Discontinuities in sediment connectivity controlled by human-environment interaction along the sediment cascade of a mesoscale catchment in Central Germany, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5185, https://doi.org/10.5194/egusphere-egu2020-5185, 2020.

EGU2020-16886 | Displays | ITS2.2/GM12.5

Understanding risk and resilience in alpine communities: A conceptual model for coupling human and landscape systems

Margreth Keiler, Jorge Alberto Ramirez, Md Sarwar Hossain, Tina Haisch, Olivia Martius, Chinwe Ifejika Speranza, and Heike Mayer

Disasters induced by natural hazards or extreme events consist of interacting human and natural components. While progress has been made to mitigate and adapt to natural hazards, much of the existing research lacks interdisciplinary approaches that equally consider both natural and social processes. More importantly, this lack of integration between approaches remains a major challenge in developing disaster risk management plans for communities. In this study, we made a first attempt to develop a conceptual model of a coupled human-landscape system in Swiss Alpine communities. The conceptual model contains a system dynamics (e.g. interaction, feedbacks) component to reproduce community level, socio-economic developments and shocks that include economic crises leading to unemployment, depopulation and diminished community revenue. Additionally, the conceptual model contains climate, hydrology, and geomorphic components that are sources of natural hazards such as floods and debris flows. Feedbacks between the socio-economic and biophysical systems permit adaptation to flood and debris flow risks by implementing spatially explicit mitigation options including flood defences and land cover changes. Here we justify the components, scales, and feedbacks present in the conceptual model and provide guidance on how to operationalize the conceptual model to assess risk and community resilience of Swiss Alpine communities.

How to cite: Keiler, M., Ramirez, J. A., Hossain, M. S., Haisch, T., Martius, O., Ifejika Speranza, C., and Mayer, H.: Understanding risk and resilience in alpine communities: A conceptual model for coupling human and landscape systems, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16886, https://doi.org/10.5194/egusphere-egu2020-16886, 2020.

EGU2020-10654 | Displays | ITS2.2/GM12.5

A qualitative approach to evaluating the impact of human interventions on the middle Charente River (West France)

Amélie Duquesne, Christine Plumejeaud-Perreau, and Jean-Michel Carozza

Although many studies have analyzed the impact of human interventions on European rivers over decades or centuries, researchers have rarely evaluated the geomorphological effects of these anthropogenic pressures on fluvial systems. However, quantifying anthropogenic impacts is fundamental to understanding how rivers are affected by human interventions and to improving the river management and restoration. The aim of this study is to propose a new and original qualitative method to estimate the importance of human impacts on rivers over the last three centuries using the middle Charente River as a test case. The study area is an anastomosing, low-energy and little mobile river of the lowlands of Western France. It extends from the city of Angoulême (Charente) to the city of Saintes (Charente-Maritime), with a length of approximately 100 km. The study segment has been subjected to high anthropogenic pressure since the High Middle Ages, and it was enhanced during the 19th century to facilitate navigation and terrestrial transportation, to ensure the exploitation of the water's driving force (water mills and paper mills), to maintain the local people (fishing dams and agro-pastoral uses) and to allow for flood protection. To understand and estimate the anthropogenic heritage of the Charente River, this study employed a two-stage method: 1) an inventory of the human interventions on the fluvial system through the consultation of geo-historical data (textual archives, historical maps and iconography) dating from the end of the 17th century to the 2010s and 2) an evaluation of the human impact of each human intervention, sub-category and category of intervention based on the calculation of the Cumulative Human Impact Index. The Cumulative Human Impact Index is composed of several qualitative attributes graded by an evaluator. The results allow one 1) to generate a database and typology of the human interventions affecting the middle Charente River over the long term; 2) to map the cumulative impacts of human interventions on the study area; and 3) to analyze the unitary and overall impact of each human intervention, sub-category and category of intervention on the river landscape's heritage. Finally, this study concludes with 1) a discussion of the advantages of using a qualitative methodology for the estimation of anthropogenic impacts and 2) a reflection on the use of the maps of cumulative human impacts for Charente River management and restoration.

How to cite: Duquesne, A., Plumejeaud-Perreau, C., and Carozza, J.-M.: A qualitative approach to evaluating the impact of human interventions on the middle Charente River (West France), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10654, https://doi.org/10.5194/egusphere-egu2020-10654, 2020.

EGU2020-835 | Displays | ITS2.2/GM12.5

The first prayer to the Sun

Janusz Krukowski

The first prayer to the Sun (abstract)

 

At the end of Pleistocene, from the 15th to the 12th millennia BP people of the Magdalenian culture one of the last cultures of Paleolith were living in Pyrenean at the basin of Ariège River. Magdalenian people had left great works of art on the walls of the caves in the region. Also many tools and sculptures had been found inside these caves. According to the French archeologists who were investigating the caves  (i.a. Pailhaugue 1998, Clottes 1999), Magdalenians were hunting in the tundra for the bison, reindeer, horse, deer and antelope during the Summer. During the cold Winter they were moving to the Pyrenees, and that time they had been visiting the Pyrenean caves. On the basis of the paintings and sculptures found in Ariège, French archeologists draw conclusions concerning the structure of the social groups and shamanism.

After electrification of the Grotte de la Vache (one of the caves in Ariège), a very modest image became visible. French archeologists agreed that it represents the image of sun. However, nobody has been analyzing it in a more detailed way.

According to the proposed paper, this modest image of the sun on the wall of the Grotte de la Vache is the most important among all other images and paintings. This is because it shows the transition from shamanism to the first religion, the Sun worship. Basing on the chronology of the known volcanic eruptions and the data gathered in the framework of the Greenland Ice Core Project (2009) we are able to place this transition in time as 12 945 (+/- 15) years BP.

Keywords: shamanism, first religion, Sun worship, Magdalenian culture, Ariége, Niaux, Vache

How to cite: Krukowski, J.: The first prayer to the Sun, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-835, https://doi.org/10.5194/egusphere-egu2020-835, 2020.

EGU2020-830 | Displays | ITS2.2/GM12.5

Fire history and the relationship with late Holocene mining activities in the NW Romanian Carpathians reconstructed from two peat core sequences

Ancuta Petras, Gabriela Florescu, Simon M. Hutchinson, Cécile Brun, Marie-Claude Bal, Vanessa Py Saragaglia, and Marcel Mindrescu

Little is known about how areas of high ecological value and biodiversity hotpots will be impacted in the long-term by increasing anthropogenic pressure, added to future climate warming. One such example is the Romanian Carpathians, among the richest biogeographical regions in Europe in terms of biodiversity indicators and home to the largest unmanaged old-growth forests in Europe. This area is currently threatened by forest clearance and other anthropogenic land-use change, poor management practices and increased risk to wildfire. Peat bogs are among the most important palaeo-archives for the reconstruction of past environmental changes and disturbance regimes, with the potential to provide the longer-term perspective at a local to regional scale necessary for a sustainable management and restoration of these areas. Here we reconstruct late Holocene fire history and the relationship with anthropogenic disturbance, particularly mining, in a former mining area located in Lapus Mts, NW Romanian Carpathians, based on two peat sequences.

To reconstruct past fire activity, we used sedimentary macroscopic charcoal and also employed macro-charcoal morphologies to determine the type of material burnt (wood, grass, forbs). Past local soil/bedrock erosion and regional atmospheric pollution from historical mining were reconstructed on the basis of abiotic sediment properties such as elemental geochemistry, magnetic mineral characteristics, organic matter content and particle size. Our results show clear variations in macro-charcoal concentration, which coincide with changes in the geochemical, magnetic and grain-size indicators. Specifically, increases in macro-charcoal concentration, particularly the wood charcoal morphotype, were shortly followed in both cores by marked increases in heavy metal concentration and by enhanced soil and bedrock erosion, as inferred from geochemical, magnetic and grain-size proxies. This suggests increased local disturbance during intervals with mining activities and indicates the likelihood that humans used fire to clear the forests and open the access to the mining sites. Such actions likely resulted in topsoil removal and bedrock left exposed to environmental and climatic factors. Over the last centuries, the recovery of the local environment is evident in the proxies, with low fire activity and low soil/bedrock erosion, which coincides with the cessation of local mining activities. 

By showing both impact and recovery of the landscape, our study offers insight into the past evolution of this area and can be used to predict future possible responses of the local environment to anthropogenic stressors.   

How to cite: Petras, A., Florescu, G., Hutchinson, S. M., Brun, C., Bal, M.-C., Saragaglia, V. P., and Mindrescu, M.: Fire history and the relationship with late Holocene mining activities in the NW Romanian Carpathians reconstructed from two peat core sequences, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-830, https://doi.org/10.5194/egusphere-egu2020-830, 2020.

The wide river valleys and their lower terraces in NW Transylvania were the main avenue along which people and cultures crossed the Carpathian Mountains (East Central Europe) in the early Holocene and later established communities up to the present. This colonization process was marked by constant shifts between the locations of the main settlements, in response to changes in climate and associated geomorphological processes. In this paper, we have combined paleoclimatic, paleovegetation and geomorphological data from the Someșul Mic catchment to provide a narrative of interactions between human settlers and their natural and built environment between ca. 8000 cal BP and 1850 AD.

The climate of the region had a high degree of continentality (warm summers and cold winters) in the early Holocene that started to decrease after ca. 7000 cal BP, to reach a minimum in the mid-Holocene. After ca. 4000 cal BP, summer temperatures slightly increased while winter ones decreased, leading to renewed continentality. Contrary, the precipitation regime was dominated by low values in the first half of the Holocene, followed by an abrupt increase after 5500 cal BP, when Mediterranean climate expanded northwards. Pollen records indicate large-scale increases in temperate forests from the early Holocene onwards; with a general decrease in openness after 8500 cal BP. Following the spread of Neolithic societies, arable land expanded after ca. 7500 cal BP, while forested areas started to decrease subsequently. The absolute ages of alluvial sediments along the the median reach of Someșul Mic river suggest the river flows at the floodplain level since the Last Glacial Maximum. In the Late Glacial the channel has transformed from a coarse gravel braided channel type in an incised, meandering or anabranching one, except in the area of the former alluvial fan of the river, developed at the entrance in the hilly area. In this case, the Bolling – Allerod Interstadial is marked by a slight diminish of flow regime, with the maintenance of the braided pattern. Generalized channel change in a narrow, incised meandering one occurred with few hundred years delay after the edge of the Holocene, and most probably was predated by a transitory channel type (wandering or subadapted braided pattern). 

Mesolithic, Neolithic, Bronze, Iron, Roman and Mediaeval findings are preferentially (82 %) positioned on alluvial fans, glacises or positive floodplain forms imposed by tectonic uplifts. Only 18 % of them are located in areas affected by local subsidence or with evidences of fluvial activity (active channel, meander belt, palaeochannels).

The human communities have fully used the local opportunities in placing their constructions: alluvial fans, glacis, positive morphologies imposed by local tectonics, stable channel reaches at millennial or even Holocene scale. The centennial and millennial climatic variations (precipitation) most probably influenced the spatial dynamics of human settlements and constructions, with advancements during warm and dry periods in more vulnerable areas to floods, torrential activity or ground level variations, and retreats during cold and humid ones. The role of abrupt climate oscillation changes is not well understood.

How to cite: Persoiu, I. and Persoiu, A.: Geomorphological and climatic controls on the settling of river valleys in NW Transylvania (Romania) in the Holocene, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19383, https://doi.org/10.5194/egusphere-egu2020-19383, 2020.

The discovery of metals and how to extract and use them was a turning point in human history, because it changed the economy and socio-cultural structure of ancient civilisations and started to severely affect the impact of human activities on the environment. In fact, a lot of societies developed near extraction sites and founded their economy on the use and trade of metals.
In Tuscany (Italy) there has been a long history of mining and metal extraction. From archaeological studies it has been reconstructed that the earliest records of these activities date back to the Etruscan period (VII century B.C.). Exploitation continued intermittently until a few decades ago. This extended period of mining exploitation left a wealth of both iron and copper metallurgical slags that can usually be found as abandoned and unsupervised heaps.
These slags, apparently just a waste from the metallurgical process, actually carry information about the evolution of the metallurgical process through which they were generated. Information about the charge, flux and fuel can be inferred from chemical and mineralogical composition of the slags.
Slags from three different smelting districts, ranging from ancient Etruscan-Roman period to modern age (1900 A.D.)  were studied macroscopically, identifying distinctive features related to the smelting process in different time periods. Then, thin sections obtained from representative samples were examined, using optical microscopy and electron microscopy. Chemical analyses were performed for major and trace elements by X-ray fluorescence spectroscopy and by inductively coupled plasma mass spectrometry, respectively.
Leaching experiments on some carefully selected samples were also completed, to investigate the release of potentially toxic elements during the interaction of the slags with the surrounding environment.
This kind of investigation allows to reconstruct part of the history of metal utilisation as well as to predict the impact that these remains will have on the environment.

How to cite: Rocchi, I., Rocchi, S., and Masotta, M.: Ancient to modern metallurgical slags: evolving smelting techniques and their interaction with the environment, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8975, https://doi.org/10.5194/egusphere-egu2020-8975, 2020.

EGU2020-1045 | Displays | ITS2.2/GM12.5

Lake Lerna: investigating Hercules' ancient myth

Danae Thivaiou, Efterpi Koskeridou, Christos Psarras, Konstantina Michalopoulou, Niki Evelpidou, Giannis Saitis, and George Lyras

Greece and the Aegean area are among the first areas in Europe to have been occupied by humans. The record of human interventions in natural environments is thus particularly rich. Some of the interventions of the people inhabiting various localities of the country have been recorded in local mythology. Through the interdisciplinary field of geomythology it is possible to attempt to uncover the relationships between the geological history of early civilizations and ancient myths.

In the present work, we focused on the history of Lake Lerni in the Eastern Peloponnese, an area that is better known through the myth of Hercules and the Lernaean Hydra. The area of the lake – now dried and cultivated – was part of a karstic system and constituted a marshland that was a source of diseases and needed to be dried.

A new core is studied from the area of modern-day Lerni using palaeontological methods in order to reconstruct environmental changes that occurred during the last 6.000 years approximately. The area is known to have gone from marsh-lacustrine environments to dryer environments after human intervention or the intervention of Hercules according to mythology. Levels of peat considered to represent humid intervals were dated using the radiocarbon method so as to have an age model of the core. Samples of sediment were taken every 10 cm; the grain size was analysed for each sample as well as the fossil content for the environmental reconstruction.

The presence of numerous freshwater gastropods reflects the intervals of lacustrine environment accompanied with extremely fine dark sediment. Sedimentology is stable throughout the core with few levels of coarse sand/fine gravel, only changes in colour hint to multiple levels richer in organic material.

How to cite: Thivaiou, D., Koskeridou, E., Psarras, C., Michalopoulou, K., Evelpidou, N., Saitis, G., and Lyras, G.: Lake Lerna: investigating Hercules' ancient myth, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1045, https://doi.org/10.5194/egusphere-egu2020-1045, 2020.

EGU2020-19359 | Displays | ITS2.2/GM12.5

Records of climate changes and anthropogenic actions over dune fields in historical times

Mihaela Tudor, Ana Ramos-Pereira, and Joana Gaspar de Freitas

EGU2020-19782 | Displays | ITS2.2/GM12.5

Modeling drift-induced maritime connectivity between Cyprus and its surrounding coastal areas during early Holocene

Andreas Nikolaidis, Evangelos Akylas, Constantine Michailides, Theodora Moutsiou, Georgios Leventis, Alexandros Constantinides, Carole McCartney, Stella Demesticha, Vasiliki Kassianidou, Zomenia Zomeni, Daniella Bar-Yosef Mayer, Yizhaq Makovsky, and Phaedon Kyriakidis

Maritime connectivity between Cyprus and other Eastern Mediterranean coastal regions on the mainland constitutes a critical factor towards understanding the origins of the early visitors to Cyprus during the onset of the Holocene (circa 12,000 years before present) in connection with the spread of the Neolithic in the region (Dawson, 2014). 
In this work, ocean circulation modeling and particle tracking are employed for characterizing drift-induced sea-borne connectivity for that period, using data and assumptions to approximate prevailing paleo-geographical conditions (re-constructed coastline from global sea level curves), and rudimentary vessel (rafts, dugouts) characteristics, as well as present-day weather conditions. The Regional Ocean Modeling System (ROMS, Shchepetkin and mcWilliams, 2005), forced by Copernicus Marine portal hydrological data, with wave and wind forcing derived from a combination of global reanalysis data and regional-scale numerical weather predictions (ERA5 and E-WAVE project products), are employed to provide the physical domain and atmospheric conditions. Particle-tracking is carried out using the OpenDrift model (Dagestad et al., 2018) to simulate drift-induced (involuntary) sea-borne movement. The sensitivity of the results on the hydrodynamic response (e.g. drag) of rudimentary vessels, such as rafts of postulated shape, size, and weight, that are believed to have been used for maritime travel during the period of interest, is also investigated. The simulation results are used to estimate the degree of maritime connectivity, due to drift-induced sea-borne movement, between segments of Cyprus coastline as well as its neighboring mainlands, and identify areas of both coastlines where landing/departure might be most favorable.
This work aims to provide novel insights into the possible prehistoric maritime pathways between Cyprus and other Eastern Mediterranean coastal regions, and is carried out within the context of project SaRoCy (https://sarocy.cut.ac.cy), a two-year research project implemented under the “Excellence Hubs” Programme (contract number EXCELLENCE/0198/0143) of the RESTART 2016-2020 Programmes for Research, Technological Development and Innovation administered by the Research and Innovation Foundation of Cyprus.

References

Dagestad K.-F., Röhrs J., Breivik Ø., Aadlandsvik B. 2018. “OpenDrift: A generic framework for trajectory modeling'', Geoscientific Model Development 11, 1405-1420. https://doi.org/10.5194/gmd-11-1405-2018.

Dawson, H. 2014. Mediterranean Voyages: The Archaeology of Island Colonisation and Abandonment. Publications of the Institute of Archaeology, University College London. Walnut Creek, California: Left Coast Press Inc.

Shchepetkin, A. F., & McWilliams, J. C. 2005. “The regional oceanic modeling system (ROMS): A split-explicit, free-surface, topography-following-coordinate oceanic model”. Ocean Modelling 9, no. 4, 347-404. https://doi:10.1016/j.ocemod.2004.08.002.

How to cite: Nikolaidis, A., Akylas, E., Michailides, C., Moutsiou, T., Leventis, G., Constantinides, A., McCartney, C., Demesticha, S., Kassianidou, V., Zomeni, Z., Bar-Yosef Mayer, D., Makovsky, Y., and Kyriakidis, P.: Modeling drift-induced maritime connectivity between Cyprus and its surrounding coastal areas during early Holocene, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19782, https://doi.org/10.5194/egusphere-egu2020-19782, 2020.

EGU2020-545 | Displays | ITS2.2/GM12.5

Geoarchaeological and paleoenvironmental reconstruction of the Late Quaternary climate- environmental-human nexus in the Kurdistan region of Iraq

Luca Forti, Eleonora Regattieri, Anna Maria Mercuri, Ilaria Mazzini, Andrea Pezzotta, Assunta Florenzano, Cecilia Conati Barbaro, Luca Peyronel, Daniele Morandi Bonacossi, and Andrea Zerboni

During the late Quaternary, Iraqi Kurdistan was the scenario of several fundamental human-related
events including the dispersion of Homo in Asia and Europe, the origin of agriculture, the beginning
of urbanization, and the formation of the first state entities. We present the initial results of a
geoarchaeological investigation in this area, which aims to reconstruct a detailed framework of the
relationship between climatic changes, landscape responses, human adaptation, and settlement
distribution during the Late Quaternary. Paleoenvironmental and paleoclimatic data were collected
from two key areas: the territory of the Navkur and Faideh plains, in northern Kurdistan, and a portion
of the Erbil plain, in southern Kurdistan. In the two regions, the Land of Niniveh and MAIPE
archaeological missions are operating. Remote sensing, GIS analyses, and geomorphological survey
are the tools used for the geomorphological reconstruction of ancient hydrology (fluvial pattern) and
the evolution of distinct landforms. Geochemical and geochronological analyses on speleothems from
the Zagros piedmont caves of same region provide information on Holocene climatic variability in
the area. Whereas environmental settings and human land use are investigated on the basis of
sedimentological, palynological, micropaleontological, and geochemical analyses of a fluvio-
lacustrine sequences preliminary dated between 40 and 9 ka BP. The lacustrine sequence is composed
by clayey and silt-sandy sediments alternating calcareous and organic matter-rich layers.
Environmental and geomorphological data have been compared with archaeological information
(mostly the chronological distribution of the archaeological sites) to interpret exploitation of natural
resources, the settlement dynamics and shift in land use. 

How to cite: Forti, L., Regattieri, E., Mercuri, A. M., Mazzini, I., Pezzotta, A., Florenzano, A., Conati Barbaro, C., Peyronel, L., Morandi Bonacossi, D., and Zerboni, A.: Geoarchaeological and paleoenvironmental reconstruction of the Late Quaternary climate- environmental-human nexus in the Kurdistan region of Iraq , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-545, https://doi.org/10.5194/egusphere-egu2020-545, 2020.

The arid regions of the world occupy 46% of the total surface area, providing a habitat for 3 billion people. More than 630 million people are directly affected by desertification. Extreme events like droughts and flash floods increase the pressure on plants, animals and above all, humans and their settlements. In the context of a climate change with such far-reaching consequences, historical oases settlements stand out as best practice examples, because their water supply systems must have been adapted to the changing climate during the Holocene to guarantee the viability of the oases and their inhabitants. I will focus on the ancient oasis Qurayyah, located in the northwest of the Arabian Peninsula, a unique example in this context. Recent research has proven that, lacking a groundwater spring, the formation of a permanent settlement in Qurayyah was made possible mainly by surface-water harvesting, with local fracture springs potentially only providing drinking water. First numerical dating results for the water harvesting system from optically stimulated luminescence (OSL) dating of quartz confirm that the system was erected in a period characterized by changing climatic conditions from the Holocene climate optimum to the recent arid phase. This study aims to determine parameters and chronology of this sustainable irrigation system and intends to learn and understand how ancient settlers accomplished the construction of such a highly developed water supply system. To reach this research aim the irrigation system was reconstructed using field mapping and remote sensing techniques. It was shown that the reconstructed irrigation system worked as a flood irrigation system. Dams and channels were built to maximize the flooded area and at the same time to prevent catastrophic flooding under high discharge conditions. Contemporaneous historical irrigation systems in comparable size and complexity are known from Mesopotamia or Egypt. In addition to the system’s reconstruction, a new reverse engineering approach based on palaeobotany was developed for Qurayyah to reconstruct the climate conditions during the time of its operation. Compared to today’s precipitation of 32 mm per year in the research area, our results imply that the irrigation system was constructed in a time of significant climate change, because significantly higher amounts of precipitation would have been necessary to enable the cultivation of olive trees (reference plant for the reverse engineering approach), with a sufficient amount of water.

How to cite: Prochazka, S., Luciani, M., and Lüthgens, C.: Determining parameters and chronology of a sustainable water harvest system in desert oases; case study Qurayyah, northwest Arabian Peninsula, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10575, https://doi.org/10.5194/egusphere-egu2020-10575, 2020.

EGU2020-18646 | Displays | ITS2.2/GM12.5

Landscape reconstruction and the relationship between human and environment in Yaowuyao area, Northeastern Tibetan Plateau since 15000 yr BP

Naimeng Zhang, Qinghai Xu, Dongju Zhang, Ulrike Herzschuh, Zhongwei Shen, Wei Peng, Sisi Liu, and Fahu Chen

Understanding the paleoenvironment (such as climate and landscape) in the area where the early ancient human appears on the Tibetan Plateau is an interesting topic. Based on the results of pollen data on the Yaowuyao loess section of the Qinghai Lake Basin, we used landscape reconstruction algorithms to reconstruct the changes in vegetation cover for 15,000 years. It is shown that the vegetation in the Yaowuyao area changed from temperate steppe (15-7.5 ka) to forest-steppe (7.5-4 ka). Compared with previous studies on the sediment in Qinghai Lake, our study can better reflect the local environment of the Qinghai Lake basin. Furthermore, based on the paleoclimate change data and archeological data from the surrounding areas, it is noticed that while precipitation increases and trees increase, human activities decrease. This may be caused by the substance and strategies of the ancient human beings that have adapted to the steppe. In addition, our results also show that the intensity of ancient human activity has a negative correlation with plant biodiversity, which may be related to human disturbance to the environment. Our paleoecological and environmental study not only shows the paleoenvironment of the early human activities on the Qinghai-Tibet Plateau but also revealed possible early human activity signals.

How to cite: Zhang, N., Xu, Q., Zhang, D., Herzschuh, U., Shen, Z., Peng, W., Liu, S., and Chen, F.: Landscape reconstruction and the relationship between human and environment in Yaowuyao area, Northeastern Tibetan Plateau since 15000 yr BP, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18646, https://doi.org/10.5194/egusphere-egu2020-18646, 2020.

Micro-Raman spectroscopy and petrographic analysis was carried out on ancient potsherds and sediments excavated from the Huagangshan site and river sediments collected from the northern part of eastern Taiwan. The ceramic fragments analyzed, dating back to 1600-2100 B.P., are recognized to be Early Metal Age of Taiwan. The aims of this study are mainly to identify the mineralogical compositions of ceramics, to explore technical processes such as firing temperature and redox state, and to decipher the nature of clays and its raw materials source.

The results of micro-Raman analysis for ancient potsherds show the presence of 12 minerals. Quartz, anatase, amorphous carbon, hematite, and pyroxenes are the main components of tempers. In addition, amorphous carbon and hematite are the main constitutes for black- and red- hues pottery, respectively. From the point of view of manufacturing techniques, a large amount of amorphous amorphous carbon indicates that the gray-black pottery is fired under a reducing condition. On the contrary, hematite reveals an oxidizing atmosphere for red-hues pottery. The presence of quartz and anatase implies that the firing temperature is estimated to be 750-950°C. A total of 66 samples, containing 23 ceramic fragments (local and imported products) and 6 sediment from cultural strata of archaeological site and 33 river sediments around the site, is implemented by petrographic analysis of thin sections. Petrographic analytic results of 23 potshards show that the proportion of clay is consistent (60.5~69.1%). The inclusions principally include quartz (polycrystalline and monocrystalline quartz), feldspar, muscovite, and volcanic, sedimentary and metamorphic lithic fragments, and quartz is the main component. In addition, the triangle map with ingredients (volcanic lithics+quartz-sedimentary lithics-metamorphic lithics) shows that the raw materials source of local and main stream pottery recognized by archaeologist is not local, but comes from a distance area (the Coastal Range). On the other hand, imported pottery indicates the raw materials source is indeed from the central and southern Central Range (some distance south of the site). The result further illustrates the vigorous exchange and/or trade activities between the populations of eastern Taiwan during the Early Metal Age (1600-2100 B.P.).

How to cite: Liou, Y. S.: An Archaeometric Characterization of Ancient Pottery from Huagangshan Site, Eastern Taiwan, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6569, https://doi.org/10.5194/egusphere-egu2020-6569, 2020.

This study reports a continuous microclimate monitoring carried out in Gorilla Cave、Beifeng Cave、Jingua Cave and Tienyu Cave(Kaohsiung, Taiwan) between June 2018 and August 2019. These limestone caves are located in the Mt. Shoushan, which is mainly composed of limestone and mudstone. This study tried to assess the recreational impacts to the microclimate of the caves by monitoring the CO2, temperature, humidity and barometric pressure, and provide effective management strategies. A monitoring station was set up at the middle of each cave. We also set up an auto-operated time-lapse camera at the entrance of the caves to record the numbers of tourists and their entering time and the durations in caves. As carbon dioxide in the limestone caves may have negative impact to both speleothems and visitors, our presentation focuses on the variations of CO2 concentration in the caves.

Daily and seasonal fluctuations of CO2 concentration were observed. Monitoring data show that the concentration of carbon dioxide in the caves also changes significantly with the wet and dry seasons. The monthly average of the carbon dioxide concentration in the cave has a good correlation with rainfall and temperature, which means that the higher the temperature and humidity, the higher the carbon dioxide concentration in the cave. Besides, the difference between the day-night temperature change outside the cave and the temperature inside the caves also seems to affect whether the carbon dioxide inside the cave is easily dissipated or not. Especially when the temperature outside the cave at night is lower than the temperature inside the cave, the carbon dioxide concentration inside the cave often drops to the environmental background value (around 420 ppm). Therefore, the difference in air density caused by high and low temperature may be an important mechanism driving the gas exchange inside and outside the cave.

Based on the monitoring results, we suggest that (1) The cave is open during the dry seasons from November to April. Although monitoring data indicate that the caves have gradually dried up in October, cave exploration activities have also become active. However, the period from wet to dry in the cave is theoretically the stage of cave rock development. Considering the continuous dripping in the cave at this time, in order to avoid disturbing the development of speleothems, it is recommended to close the caves until most of the caves are dry in November. (2) The caves are open daily from 8 am to 12 am, from 1 pm to 5 pm, with a break of an hour at noon. (3) There are one batch per hour and 8 batches per day to allow visitors enter the caves, and the stay time is limited to 1 hour. (4) The monitoring results also help us reasonably estimate the number of visitors in each batch, that is, Gorilla Cave is about 15 people, Tienyu Cave is 20 to 30 people, Beifeng Cave is about 20 people and Jingua Cave is 10 to 15 people.

How to cite: Chen, C., Ho, L.-D., and Li, T.: Recreational impacts on the microclimate of the limestone caves and management in Shoushan National Nature Park of Taiwan, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5013, https://doi.org/10.5194/egusphere-egu2020-5013, 2020.

Under the intense disturbances of human activities, the global resources and environment are facing unprecedented stresses. Now, because the earth has entered a new era of “anthropocence”, coupling natural and social systems, analyzing the structure and function of the human-land system has become the key to ensuring the sustainability of the earth system. Human-land coupled systems, whose structures are the relationships between internal components and functions are their properties to meet a certain demand, are composed of a natural ecological subsystem and a human social subsystem with their interactions. A human-land coupled system has structural and functional characteristics that are different from social or natural systems’ respectively. While structure determines function, functional feedback structure. “Fit” is a sustainable system structure configuration. Here, we summarized the four main types of “fit” within coupled human-land system. (1) Fit of totality: to the allocation of the total amount of key indicators does not exceed the threshold; (2) Fit of structure: the interaction relationships configuration to sustain good performance of the system; (3) Fit of dynamic: adjusting and optimizing the configuration when new changes or disturbances occurred; (4) Fit of scale: the rational configuration of the structure-function effect relationship between different scales. Coupled human-land systems researches are aiming at the aspects of quantity, order, time, and space to propose ways to regulate and control the structure of the system to achieve sustainable functions, so as to keep fit. In the future, priority can be given to the following three aspects: (1) Developing theories and methods of coupled human-land systems’ structure; (2) Analyzing the changes in the structure of the coupled system and their functional effects; (3) Further identifying and clarifying the approaches to keep fit.

How to cite: Wang, S.: Structure and function of coupled human—natural systems: from fitting to sustainability, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5175, https://doi.org/10.5194/egusphere-egu2020-5175, 2020.

EGU2020-13567 | Displays | ITS2.2/GM12.5

Erosional processes in the natural-anthropic geosystem of Vulcano Island (Italy)

Paolo Madonia and Cipriano Di Maggio

Vulcano, the southernmost island of the Aeolian Archipelago, has been characterized by an intense fumarolic activity since its last eruption from La Fossa cone (1888-1890). This island has a strong touristic vocation and frequentation, and here volcano-hydrothermal activity represents, at the same time, a landmark, one of the main causes of hydrogeological instability and a severe risk for human health. The space-time dynamic of this complex system is controlled by the mutual interactions among micro-meteorological, volcanic, tectonic, morphogenetic and anthropic processes.

La Fossa cone is affected by intense water erosion phenomena, also controlled by fumarolic activity as an obstacle for the growth of vegetation and a weathering factor. Man-made structures, with particular reference to deep modifications in the natural stream network induced by buildings and roads, exert a strong influence on these erosion processes, also fostered by episodic wildfires.

Another relevant theme is the acceleration of the coastal erosion processes in the Baia di levante area, driven by the circulation of chemically-aggressive hydrothermal fluids, which transforms the pristine volcanic minerals into phases like gypsum, anhydrite and clay minerals, significantly reducing the mechanical resistance of the rocks to the action of wave erosion. A general retreatment of the coastline (several meters in some locations) has been observed in the last twenty years, caused by the combined effect of volcanic activity, anthropic modifications and changes in sea level.

How to cite: Madonia, P. and Di Maggio, C.: Erosional processes in the natural-anthropic geosystem of Vulcano Island (Italy), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13567, https://doi.org/10.5194/egusphere-egu2020-13567, 2020.

EGU2020-1426 | Displays | ITS2.2/GM12.5

Risk of gully erosion: methods and examples of estimates

Aleksey Sidorchuk and Andrei Entin

Risk of damage of buildings and infrastructure by gully erosion can be estimated on the net of flowlines or by evaluation of depths of gullies with erosion model, or by calculation of some simplified measures of erosion rate, which are correlated with such calculated gullies depths and/or with the measurements of gully erosion. The most exact approach is based on calculation of the transformation of longitudinal profiles of linear erosion features along all flowlines on DEM with GULTEM model. The model includes calculation of gully erosion and thermoerosion, gully bank widening and collapsing. This requires detailed meteorological, hydrological, morphological and lithological information and includes model calibration on the measurement data. The simplified methods are based on the calculation of critical runoff depth at which linear erosion of the soil begins for each point on the catchment. The total sediment yield at each point by all flows above critical or difference between the maximum runoff depth and its critical value is calculated within such approach. This requires much less hydrological, morphological and lithological information, but takes into account only initial conditions on the catchment. Calculations of the risk of gully erosion were performed on the net of flowlines for the gas fields on the Yamal Peninsula with existing and designed structures and buildings. Comparison of the results of evaluating the gully erosion potential by the simplified methods with the data of calculations of gully erosion using the detailed dynamic model and field measurements showed their satisfactory agreement. This confirms the possibility of using express-methods for a quick assessment of the scope of using territories for development with the following detailed calculations with the use of GULTEM on certain areas of construction for evaluation of the risks of landscape and infrastructure disturbance.

Funding: This research was funded by RFBR grant 18-05-60147 "Extreme hydrometeorological phenomena in the Kara Sea and the Arctic coast".

 

How to cite: Sidorchuk, A. and Entin, A.: Risk of gully erosion: methods and examples of estimates, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1426, https://doi.org/10.5194/egusphere-egu2020-1426, 2020.

EGU2020-22485 | Displays | ITS2.2/GM12.5

Quantification of Regional Risk from Failure of Earth Dam

Jeong Ah Um, Sungsu Lee, and Hee Jung Ham

In order to predict the loss and the damage from the hazards such as debris flow resulted from dam failures, three important factors must be taken into account; the strength of hazard, the inventory and the vulnerability of the inventory to the hazard. In the case of the debris flow, the flow speed, the inundation boundary and depth, and the flow force can be the hazard. The inventory corresponds to the list of assets and demographic distribution while the vulnerability is the probability of the damage of each inventory by the specified hazard. In this study, the hazard is assessed from 3D numerical simulation of the debris flow incurred by the dam failure. Since the detail description and modeling of the inventory is nearly impossible, the present study utilized GIS-based regional assessment of the vulnerability combined with the inventory, in which the distribution of the inventory represents the exposure and the performance of the inventory such as age of building represents the sensitivity. As an example, building vulnerability index is measured by combining weighted five proxy variables; density of hazard exposed area of building, building importance level, type of building structural material, status of building structural design, and deterioration level of building. The selected proxy variables are evaluated with predefined scoring criteria and nondimensionalized based on a standardization method. The resulting vulnerability is normalized for the relative assessment with the region of interests. The computed strength of the hazard is then convoluted with the normalized vulnerability and the results show the risk of the region. This research was supported by a grant (2018-MOIS31-009) from Fundamental Technology Development Program for Extreme Disaster Response funded by Korean Ministry of Interior and Safety(MOIS).

How to cite: Um, J. A., Lee, S., and Ham, H. J.: Quantification of Regional Risk from Failure of Earth Dam, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22485, https://doi.org/10.5194/egusphere-egu2020-22485, 2020.

EGU2020-22490 | Displays | ITS2.2/GM12.5

Numerical Simulation of Debris Flow incurred by Earth Dam Collapse

Sungsu Lee, Joo Yong Lee, and Selugi Lee

More than 70% of domestic reservoirs in Korea are earth dams that are more than 50 years old, and until recently, large and small reservoirs have repeatedly collapsed and resulted in damages. However, most of the domestic and foreign techniques of reservoir collapse simulation, which are used as the techniques for damage prediction, are not only based on two-dimensional flow analysis, but are also performed by ignoring the dam collapse process. The dimensional flow, of course, has limitations that do not reflect the effect of the soil mass at the beginning of the collapse. To compensate for the limitations, we used computational fluid dynamics to simulate the collapses of reservoir collapses with three-dimensional Navier-Stokes equations and assumed the multiphase flow technique of soils as three phases of soil, suspension, and air. . In addition, the Herschel-Bulkely fluid was modified to take into account the water content and concentration of the soil, and the coulomb-viscoplastic fluid was introduced to simulate the nonlinear viscosity of the initial soil breakdown by considering the interaction inside the soil. Using 3D simulation techniques, 3D simulation was performed on the assumption of total collapse and partial collapse of the mountain reservoir collapse in 2013. Prediction and comparison of inundation ranges were made and comparison with the inundation area created through previous studies. This research was supported by a grant (2018-MOIS31-009) from Fundamental Technology Development Program for Extreme Disaster Response funded by Korean Ministry of Interior and Safety(MOIS).

How to cite: Lee, S., Lee, J. Y., and Lee, S.: Numerical Simulation of Debris Flow incurred by Earth Dam Collapse, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22490, https://doi.org/10.5194/egusphere-egu2020-22490, 2020.

ITS2.3/CL1.19 – Climate and Environment Changes and Impact on Civilization development along the Ancient Silk Road

EGU2020-7335 | Displays | ITS2.3/CL1.19 | Highlight

Climate change and Silk Road civilization in the arid central Asia

Fahu Chen, Jianhui Chen, Guanghui Dong, Wei Huang, Juzhi Hou, and Tao Wang

The arid central Asia composed of northwestern China and central Asia, is one of the most arid regions in the mid-latitudes and also the core area of the Silk Road civilization. Climate have dramatically changed during Holocene in the region. Prior to 6 ka, moisture conditions increased gradually, and then rapidly, with the most humid period occurring during the late Holocene. Over the last millennium, a dry climate during the Medieval Warm Period and a wet climate during the Little Ice Age is present on the centennial timescale. Instrumental observations showed that precipitation, moisture, and stream runoff all have gradually increased on the decadal scale under global warming. Comparing these results to those in the mid-latitude monsoonal Asia and Mediterranean, the moisture evolution since the Holocene over westerlies Asia featured unique characteristics on various timescales. We proposed the theoretical framework of a ‘westerlies-dominated climatic regime’ (WDCR) for hydroclimatic changes. Further studies of physical mechanisms showed that external factors e.g. orbital-induced insolation changes generated WDCR on the sub-orbital timescale, while a circum-global teleconnection/Silk Road pattern was the most important factor responsible for WDCR on the centennial and decadal timescales. Climate change has impacted on the civilization evolution along the Silk road in arid central Asia. The oasis route in this region played a significant role in the development of trans-Eurasia exchange since the late third Millennium BCE. Such route laid the foundation for the formation of ancient Silk Road during the second century BCE that accounted for the most important center for civilization evolution in the planet till the sixteenth century CE. Multi-discipline studies suggest that special warm-humid climate might have facilitated the rise and development of ancient empires, e.g. Tubo Empire (618-842 CE) in and around the high Tibetan Plateau. But climate deterioration, especially severe droughts lasting decades-centuries, triggered the expansion of deserts and shrinkage of oases along the Silk Road. Such land degradation led to the delayed onset of transcontinental exchange, the decline of ancient civilizations such as ancient Loulan Kingdom (176 BCE-630 CE), and the abandonment of Dunhuang area between 1539-1723 CE by Chinese central government that was ascribed as a landmark event for the end of the traditional Silk Road. Further analysis proposed that the evolution of ancient civilizations was likely influenced by precipitation variation in surrounding mountains instead of basins in arid areas of the Silk Road.

How to cite: Chen, F., Chen, J., Dong, G., Huang, W., Hou, J., and Wang, T.: Climate change and Silk Road civilization in the arid central Asia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7335, https://doi.org/10.5194/egusphere-egu2020-7335, 2020.

EGU2020-7827 | Displays | ITS2.3/CL1.19

Holocene Water Isotope Records Not Reflecting Aridity Changes in Arid Central Asia

Zhonghui Liu, Jiawei Jiang, Zheng Wang, Sergey Krivonogov, Qingfeng Jiang, Juzhi Hou, Cheng Zhao, Aifeng Zhou, Weiguo Liu, and Fahu Chen

Holocene moisture evolution in the arid Central Asia region, dominated by the westerly circulation system, has been shown to be in drastic contrast with that in Asian monsoonal regions. Yet, water isotope records, including stalagmite oxygen isotopes and terrestrial long-chain n-alkane/acid hydrogen isotopes, show many common features in the two regions. Here we present several new isotopic records from the arid Central Asia region to examine the isotopic differences from various archives/media, together with existing water isotopic records from both regions. Isotopic records more reflecting terrestrial signal in arid regions appear to follow the pattern in monsoonal regions, while those likely affected by isotopic enrichment due to lake water evaporation display various patterns, and not necessarily resemble moisture changes inferred from the same lakes. It thus appears that the terrestrial water isotopes in both regions may record the isotopic signature in precipitation, but not necessarily linked to aridity changes. Meanwhile, those isotopic records affected by lake evaporation, after subtracting the original precipitation isotopic signal, show good correspondence to moisture changes.

How to cite: Liu, Z., Jiang, J., Wang, Z., Krivonogov, S., Jiang, Q., Hou, J., Zhao, C., Zhou, A., Liu, W., and Chen, F.: Holocene Water Isotope Records Not Reflecting Aridity Changes in Arid Central Asia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7827, https://doi.org/10.5194/egusphere-egu2020-7827, 2020.

EGU2020-7906 | Displays | ITS2.3/CL1.19

Environmental survey and trial excavation at prehistoric settlement site in Neyshabur Plain, Northeastern Iran

Juzhong Zhang, Qilong Cui, Wuhong Luo, Yuzhang Yang, and Omran Garazhian

 Razavi Khorasan Province in the northeast of Iran, located at the Crossroads of Eurasia, was an important point of the middle part of the Silk Road. Neyshabur Plain is situated an important transporting hub of the major thoroughfare of Eurasia. A large number of sites are distributed in the river valleys and the alluvial fans in front of the mountains. Archaeological survey was carried out in Neyshabur Plain, and more than 10 sites were discovered, which are in form of mounds of earth, named as Tape. Seen from the cultural relics on the surface, these sites were occupied by successive cultural sequences, mainly ranging from Neolithic, Chalcolithic, Bronze to Iron Age. This appearance indicates that the climate and environment in the past was better than now. Today, the region is characterized by dry climate, and poor land resources. The land is dominated by Gobi Desert, and the wide vegetation is dominated by Camel thorn (Alhagi sparsifolia). Only in which Karez irrigation system exists, can wheat (Triticum aestivum), barley (Hordeum vulgare) and saffron (Crocus sativus) be cultivated, while a few orchard is present in some river valley areas.

    Tape Borj, which is the largest prehistoric settlement site in the east part of Neyshabur plain, Razavi Khorasan Province, NE Iran, covers an area of 13.5 ha. A total area of 110 m2 was excavated in the north and northwest part of the site, and some geological survey were also conducted around the site in 2019. A total of 14 ash pits, 4 houses, 6 ovens, and one well were unearthed during the excavation. According to the AMS dates and material culture, the cultural deposits can be divided into two phases, including Chalcolithic Age during 6500 BP and 6000 BP and early Bronze Age during 5500 BP and 5000 BP. Some wheat, barley, oats (Avena sativa), and seeds of Celtis sinensis, as well as a large number of animal bones, which are dominated by sheep and goats were discovered. The results can basically reflect the economic structure and subsistence strategy of prehistoric ancestors. Geological survey indicates that two paleo river course ever went through the east and west sides of the site during the prehistoric period. In addition, some samples were systematically collected for pollen and phytolith analysis, in order to understand the paleoenvorinment and the utilization of plant resources by the ancient people at the site from the Chalcolithic to the Bronze Age. Our work can provide some precious material data for studying the evolution of the paleoenvrionment and development of agriculture and animal husbandry in this region.

How to cite: Zhang, J., Cui, Q., Luo, W., Yang, Y., and Garazhian, O.: Environmental survey and trial excavation at prehistoric settlement site in Neyshabur Plain, Northeastern Iran, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7906, https://doi.org/10.5194/egusphere-egu2020-7906, 2020.

EGU2020-21976 | Displays | ITS2.3/CL1.19

Pollen-based quantitative land-cover reconstruction for northern Asia covering the last 40 ka

Xianyong Cao, Fang Tian, Furong Li, Marie-José Gaillard, Natalia Rudaya, Qinghai Xu, and Ulrike Herzschuh

We collected the available relative pollen productivity estimates (PPEs) for 27 major pollen taxa from Eurasia and applied them to estimate plant abundances during the last 40 cal. ka BP (calibrated thousand years before present) using pollen counts from 203 fossil pollen records in northern Asia (north of 40°N). These pollen records were organised into 42 site-groups, and regional mean plant abundances calculated using the REVEALS (Regional Estimates of Vegetation Abundance from Large Sites) model. Time-series clustering, constrained hierarchical clustering, and detrended canonical correspondence analysis were performed to investigate the regional pattern, time, and strength of vegetation changes, respectively. Reconstructed regional plant-functional type (PFT) components for each site-group are generally consistent with modern vegetation, in that vegetation changes within the regions are characterized by minor changes in the abundance of PFTs rather than by increase in new PFTs, particularly during the Holocene. We argue that pollen-based REVEALS estimates of plant abundances should be a more reliable reflection of the vegetation as pollen may overestimate the turnover, particularly when a high pollen producer invades areas dominated by low pollen producers. Comparisons with vegetation-independent climate records show that climate change is the primary factor driving land-cover changes at broad spatial and temporal scales. Vegetation changes in certain regions or periods, however, could not be explained by direct climate change, for example inland Siberia, where a sharp increase in evergreen conifer tree abundance occurred at ca. 7–8 cal. ka BP despite an unchanging climate, potentially reflecting their response to complex climate–permafrost–fire–vegetation interactions and thus a possible long-term-scale lagged climate response.

How to cite: Cao, X., Tian, F., Li, F., Gaillard, M.-J., Rudaya, N., Xu, Q., and Herzschuh, U.: Pollen-based quantitative land-cover reconstruction for northern Asia covering the last 40 ka, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21976, https://doi.org/10.5194/egusphere-egu2020-21976, 2020.

EGU2020-3875 | Displays | ITS2.3/CL1.19

The millennial-scale climatic variability in central Asia during last glacial

Jia Jia, Zhiyuan Wang, Leibin Wang, and Jianhui Chen

In the North Atlantic and the surrounding region, more than 20 rapid millennial-scale climatic fluctuations occurred during the last glacial-interglacial cycle (Dansgaard et al. 1993). These oscillations, known as Dansgaard-Oeschger (D-O) and H-events. Simulate studies suggest that the millennial-scale climatic signals can spread to a wide area by atmospheric and oceanic circulations. However, it lacks such record in central Asia which is climatically characterized by arid and sensitive to climate change.

Here, we present the record of millennial-scale fluctuations from loess deposits in Tajikistan in Central Asia. The frequency-dependent magnetic susceptibility (Xfd, a moisture proxy) record in the Darai Kalon (DK) section (38º23′4″N, 69º50′1″N, 1561 m) can be readily matched with the NGRIP oxygen isotope curve, especially during the interval from 60-30 ka in which typical D-O cycles and H-events are well developed. Most of the long-lasting D-O cycles in Greenland, e.g., D-O 8, 12, and 14, are also evident in the Tajikistan loess. Similarly, the short-duration D-O cycles in Greenland, e.g., D-O 6, 7, 9, 10 cycles, have their damped counterparts in the Tajikistan loess. However, some significant differences in detail can be observed between the two records. The most distinct difference occurs in the case of last D-O cycle, which includes the well-documented Oldest Dryas (OD or H1), Bølling-Allerød (BA), and Younger Dryas (YD or H0) events, which are not clearly present in the Xfd curve.

The magnetic results support that the climate is humid in interstadials and dry in stadials in central Asia. And, the variation of humidity is much more remarkable in central Asia than in Chinese Loess Plateau which is climatically dominated by Asian Monsoon. It exhibits the humidity in central Asia is sensitive to millennial-scale climate oscillations during the last glacial. The comparison results further indicate propagations of millennial-scale climatic signals were different between these two regions. We assumed the former one is the Westerlier which can directly and effectively force the millennial-scale climatic variability in central Asia, and the latter one is thermohaline circulation and Asian Monsoon, the complex propagation weakened the millennial-scale climatic variability Northern China.

How to cite: Jia, J., Wang, Z., Wang, L., and Chen, J.: The millennial-scale climatic variability in central Asia during last glacial, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3875, https://doi.org/10.5194/egusphere-egu2020-3875, 2020.

The climate in the Altai Mountains is highly sensitive to large-scale forcing factors because of its special geographic location. Based on n-alkane data of 150 samples and with a chronologic support of 15 accelerator mass spectrometry (AMS) dates from a 600-cm core at GHZ Peat, the Holocene climatic changes in the Altai Mountains were reconstructed. The reconstruction revealed a warming and drying early Holocene (~10,750-~8500 cal. yr BP), a cooling and persistent dry middle Holocene (~8500-~4500 cal. yr BP), and a cooling and wetting late Holocene (~4500-~700 cal. yr BP). The Holocene temperature changes were primarily controlled by the summer solar radiation with a certain time lag in the early Holocene and also modulated by solar activity, and the time lag in the early Holocene was probably resulted from ice and permafrost melting. The Holocene moisture in the southern Altai Mountains was likely modulated by the North Atlantic Oscillations (NAO) or by the Atlantic Multi-centennial Oscillations (i.e., AMO-like) or by temperature, and or by any combination of the three (NAO, AMO-like, and temperature).

How to cite: Ran, M.: An n-alkane-based Holocene climate reconstruction in the Altai Mountains, northern Xinjiang, China, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3185, https://doi.org/10.5194/egusphere-egu2020-3185, 2020.

EGU2020-12886 * | Displays | ITS2.3/CL1.19 | Highlight

A review on the spread of prehistoric agriculture from southern China to mainland Southeast Asia

Yu Gao, Guanghui Dong, Xiaoyan Yang, and Fahu Chen

The origins and spread of agriculture was one of the milestones in human history. When and how prehistoric agriculture spread to mainland Southeast Asia is highly concerned, which contributed to the formation of modern Austroasiatic in this region. Previous studies mainly focused on the time and route of rice agriculture’s introduction into Southeast Asia while millet agriculture was not paid properly attention. Here we analyze 312 14C dating data yielded from charred seeds of rice (Oryza sativa), foxtail millet (Setaria italica) and broomcorn millet (Panicum miliaceum) from 128 archaeological sites in China and mainland Southeast Asia. The result shows that millet farming was introduced to mainland Southeast Asia in the late third millennium BC and rice farming was in the late second millennium BC. The agriculture of mainland Southeast Asia might originate from three areas, Southwest China, Guangxi-West Guangdong and coastal Fujian. The spread route of ancient agriculture in Southwest China is close to the “Southwest Silk Road” recorded in literature, which infers there was possibly a channel of cultural exchanges on the eastern margin of Tibetan Plateau already in the late Neolithic period, laying the foundation of the Southwest Silk Road later.

How to cite: Gao, Y., Dong, G., Yang, X., and Chen, F.: A review on the spread of prehistoric agriculture from southern China to mainland Southeast Asia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12886, https://doi.org/10.5194/egusphere-egu2020-12886, 2020.

Ancient silk road had two main branches, one is north line across Xinjiang and the other is south line proposed as Highland Silk Road, jointing Tibetan Empire, Tang Dynasty and states in South Asia. Due to the harsh natural environment on the Tibetan Plateau (TP), a little archaeological work had carried out, and a few archaeological sites were excavated on the TP. How the highland silk road was developed is unclear.

In 2018, researchers from the Chinese Academy of Sciences (CAS) launched the second scientific expedition to the Qinghai-Tibet Plateau (STEP) that will last 5 to 10 years, following an expedition in the 1970s. Sponsored by the STEP, we had two systematic surveys along the Yarlung Tsangpo River regions, esp. the middle and lower regions to understand the prehistoric human activities on the central Tibetan Plateau where the mean altitude is above 4000 meters. We investigated the terraces along the River and its tributoraries, and terraces circled the lake banks. 99 archaeological sites were surveyed, including 58 new findings. The anthropic deposits were found at 31 sites and a profile was cleared at each site to collect dating materials. Charcoals and charred seeds were floated from the anthropic deposits and dated 60 samples by the AMS 14C.

In combination with previous published dates, we set up a brief history of human activities on the central TP that is, Neolithic people had occupied the Yarlung Tsangpo Valley in the third millennium BC, and moved along the River and its tributaries. The route of dispersal is similar with the historic highland silk road, indicating that this road had developed in prehistory.

How to cite: Yang, X.: Precursor of the Highland silk road on the Tibetan Plateau, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7977, https://doi.org/10.5194/egusphere-egu2020-7977, 2020.

EGU2020-6328 | Displays | ITS2.3/CL1.19

Variation of bacterial communities in Muztagh ice core from 1869 to 2000

Yongqin Liu, Tandong Yao, and Baiqing Xu

Many studies focusing on the physical and chemical indicators of the ice core reflected the climate changes. However, only few biological indicators indicated the past climate changes which are mainly focused in biomass rather than diversity. How the biodiversity response to the climate change during the past hundred years is still unknow. Glaciers in Mt. Muztagh Ata region are influenced by the year-round westerly circulation. We firstly disclosed annual variations of bacterial community compositions in ice core over the past 130 years from Muztagh Glacier, the western Tibetan Plateau. Temporal variation in bacterial abundance was strongly controlled by DOC, TN, δ18O, Ca2+, SO42, NH4+ and NO3. Proteobacteria, Actinobacteria and Firmicutes were the three most abundant bacterial phyla, accounting for 49.3%, 21.3% and 11.0% of the total community, respectively. The abundances of Firmicutes and Bacteroidetes pronouncedly increased over time throughout the entire ice core. UPGMA cluster analysis of the bacterial community composition separated the all ice core samples into two main clusters along the temporal variation. The first cluster consisted of samples from 1951 to 2000 and the second cluster contained main samples during the period of 1869-1950. The stage 1 and stage 2 bacterial community dissimilarities increased linearly with time on the basis of the Bray-Curtis distance, indicating a similar temporal–decay relationship between the stage 1 and stage 2 bacterial communities. Of all the environmental variables examined, only DOC and NH4+ exhibited very strong negative correlations with bacterial Chao1-richness. 18O was another important variable in shaping the ice core bacterial community composition and contributed 1.6% of the total variation. Moreover, DistLM analysis indicated that the environmental variables explained more variation in the stage 1 community (20.1%) than that of the stage 2 community (19.9%).

How to cite: Liu, Y., Yao, T., and Xu, B.: Variation of bacterial communities in Muztagh ice core from 1869 to 2000, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6328, https://doi.org/10.5194/egusphere-egu2020-6328, 2020.

EGU2020-1818 | Displays | ITS2.3/CL1.19

How climate change affected the evolution of ancient civilizations in eastern Ancient Silk Road?

Guanghui Dong, Ruo Li, Shanjia Zhang, and Fengwen Liu

The study of the coupling relationship between climate change and civilization evolution along the Ancient Silk, can provide valuable insights for understanding the history, pattern and mechanism of man-land relation evolution from a long-run perspective. Here we provide two case studies from the Hexi Corridor and Qaidam basin in northwest China, where locates at eastern Ancient Silk Road, and became a center for trans-continental exchange since the second Millennium BC, hydrological change in these areas is very drastic. The results reveal three significant desertification events occurred in these two areas during late Holocene, which was likely related to precipitation variation in surrounding mountains instead of basins, and triggered the shrinkage of ancient oases and then the decline of ancient civilizations. We also try to explain the linkage between climate change and the evolution of ancient civilizations in the two areas.

How to cite: Dong, G., Li, R., Zhang, S., and Liu, F.: How climate change affected the evolution of ancient civilizations in eastern Ancient Silk Road?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1818, https://doi.org/10.5194/egusphere-egu2020-1818, 2020.

Knowledge of the alpine glacier mass fluctuations is a fundamental prerequisite for understanding glacier dynamics, projecting future glacier change, and assessing the availability of freshwater resources. The glaciers on the Tibetan Plateau (TP) are sources of water for most of the major Asian rivers and their fate remains unclear due to accurate estimates of glacier mass fluctuations are lacking over long time scales. Here, we used d18O record at a proglacial open lake as proxy to estimate the Holocene glacier mass fluctuations in the Western Kunlun Mountain (WKM) quantitatively and continuously. Relative to past decades, maximum WKM glacier mass loss (-28.62±25.76 Gt) occurred at 9.5-8.5 ka BP, and maximum glacier mass gain (24.53±25.02 Gt) occurred at 1.3~0.5 ka BP, the difference in WKM glacier mass between the two periods account for ~20% of the total glaciers. Long-term changes in glacier mass suggests the TP glaciers likely face severe threats at the current rates of global warming.

How to cite: Hou, J.: Quantitative Estimates of Holocene Glacier Mass Fluctuations on the Western Tibetan Plateau, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6762, https://doi.org/10.5194/egusphere-egu2020-6762, 2020.

We have reconstructed the history of mid-late Holocene paleohydrological changes in the Chinese Loess Plateau using n-alkane data from a sediment core in Tianchi Lake. We used Paq (the proportion of aquatic macrophytes to the total plant community) to reflect changes in lake water level, with a higher abundance of submerged macrophytes indicating a lower water level and vice versa. The Paq -based hydrological reconstruction agrees with various other lines of evidence, including ACL (average chain length), CPI (carbon preference index), C/N ratio and the n-alkane molecular distribution of the sediments in Tianchi Lake. The results reveal that the lake water level was relatively high during 5.7 to 3.2 ka BP, and decreased gradually thereafter. Our paleohydrological reconstruction is consistent with existing paleoclimate reconstructions from the Loess Plateau, which suggest a humid mid-Holocene, but is asynchronous with paleoclimatic records from central China which indicate an arid mid-Holocene. Overall, our results confirm that the intensity of the rainfall delivered by the EASM (East Asian summer monsoon) is an important factor in affecting paleohydrological changes in the region and can be considered as further evidence for the development of a spatially asynchronous “northern China drought and southern China flood” precipitation pattern during the Holocene.

How to cite: Zhou, A.: Mid- to- late Holocene hydroclimatic changes on the Chinese Loess Plateau: evidence from n-alkanes from the sediments of Tianchi Lake, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3862, https://doi.org/10.5194/egusphere-egu2020-3862, 2020.

Sheep and goats have been introduced into northwest China as important livestock for some four thousand years. The frequency of sheep/goats’ bones in prehistoric archeological sites in Xinjiang can be a proof of their importance in people’s life. This study focuses on food reconstruction of prehistoric sheep/goats across Xinjiang to illustrate whether there is a difference on sheep/goats husbandry. Bone samples from 11 sites were isotopically analyzed together with 4 sets of published data, 220 pairs of sheep/goats bone stable carbon and nitrogen isotopes in total from 15 sites across Xinjiang with time span of ca, 4000 cal BP to ca. 2000 cal BP were produced. 9 sites each with sample number no less than 10 were further studied. It revealed that generally sheep/goats from 4 oasis sedimentary farming societies have both higher 13C values and higher 15N values, although highly fluctuated. It is highly likely that C4 plants such as foxtail millet or common millet must have not been a stranger around their environment. As for their remarkably high 15N values, drought stress in arid environment may have been one reason, fertilized soil after long time relatively intensive human activity may have also contributed to this. In the meanwhile, sheep/goats from 5 pastoralism or transhumance societies have homogenous and more negative 13C values, most of which are lower than -18‰, meaning that there was barely no C4 plants in their diet. In contrast, 15N values of them are lower than that of farming societies as a whole but more scattered, seasonally different pastures with diversified 15N background could be the reason.

How to cite: Dong, W.: Prehistoric sheep/goats husbandry in Xinjiang, China—Evidence from bone stable carbon and nitrogen isotopes, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17666, https://doi.org/10.5194/egusphere-egu2020-17666, 2020.

EGU2020-12828 | Displays | ITS2.3/CL1.19

Centennial to millennial-scale monsoon changes since the last deglaciation linked to solar activities and North Atlantic cooling

Xingxing Liu, Youbin Sun, Jef Vandenberghe, Peng Cheng, Xu Zhang, Evan Gowan, Gerrit Lohmann, and Zhisheng An

Rapid monsoon changes since the last deglaciation remain poorly constrained due to the scarcity of geological archives. Here we present a high-resolution scanning X-ray fluorescence (XRF) analysis of a 13.5-m terrace succession on the western Chinese Loess Plateau (CLP) to infer rapid monsoon changes since the last deglaciation. Our results indicate that Rb/Sr and Zr/Rb are sensitive indicators of chemical weathering and wind sorting, respectively, which are further linked to the strength of the East Asia summer monsoon (EASM) and the East Asia winter monsoon (EAWM). During the last deglaciation, two cold intervals of the Heinrich event 1 and Younger Dryas were characterized by intensified winter monsoon and weakened summer monsoon. The EAWM gradually weakened since the beginning of the Holocene, while the EASM remained steady till 9.9 ka and then grew stronger. Both the EASM and EAWM intensity were relatively weak during the middle Holocene, indicate a mid-Holocene climatic optimum. Rb/Sr and Zr/Rb exhibit an anti-phase relationship between the summer and winter monsoon changes on centennial timescale during 16~1 ka BP. Comparison of these monsoon changes with solar activity and North Atlantic cooling events reveals that both factors can lead to abrupt changes on the centennial timescale in the early Holocene. During the late Holocene, North Atlantic cooling became the major forcing of centennial monsoon events.

How to cite: Liu, X., Sun, Y., Vandenberghe, J., Cheng, P., Zhang, X., Gowan, E., Lohmann, G., and An, Z.: Centennial to millennial-scale monsoon changes since the last deglaciation linked to solar activities and North Atlantic cooling, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12828, https://doi.org/10.5194/egusphere-egu2020-12828, 2020.

Domestication is a complex evolutionary process in which wild organisms are moved to anthropogenic environments with a series of phenotypic changes in response to artificial selection and new habitats. In recent years, phenotypic variations have been detected between wild and domestic species, as well as different breeds of domestic species, through dental and skeletal elements. However, the mechanisms of phenotypic adaptations in the postcranial skeletons to new environments following domestication are still poorly understood. In this study, the morphological variations on the metacarpals of a primitive sheep (Ovis aries) breed – Soay sheep, are investigated. Controlled modern samples with known sex, age, and diets from those living feral on St Kilda (Scotland) as well as those re-located and raised on East Anglian farms were analysed using 3D geometric morphometrics. Specific morphotypes were found associated with the animals’ age, sex, and anthropogenic stressors in the new ecological niches under human control. Importantly, apart from the traditionally observed contributing factors to the morphological changes mentioned above, the animals’ locomotor adaptations to the different physical terrains – flat and enclosed East Anglian farms in contrast to the mountainous St Kilda – were observed, indicating that the animals’ movement into the new landscapes following humans’ management might be detected using the specific morphotypes. This study bears testament to the process of initial caprine domestication, and provides insights into the bovids biological mechanisms during the co-evolutionary process between the humans, animals, and physical environments. The specific interlinks between the phenotypic features and the animals’ adaptations following domestication and translocation could serve as a basis for the further studies on the process and effects of the beginnings and spread of farm animals across prehistoric Eurasia.

How to cite: Wang, Y., Bendrey, R., Schoenebeck, J., and Marchant, T.: Postcranial Phenotypic Adaptations to New Habitats Following Domestication --- An Investigation on Ovis Metacarpals by 3D Geometric Morphometrics, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22270, https://doi.org/10.5194/egusphere-egu2020-22270, 2020.

The climate of eastern arid central Asia (ACA) is extremely dry and early human settlement and civilization in the region were dependent upon a potentially unstable water supply. Thus, knowledge of the history of hydrological fluctuations is essential for understanding the relationship between humans and the environment in the region. Here we present a record of variation in lake hydrodynamic intensity based on the grain size of suspended lacustrine silt isolated from the sediments of Bosten Lake, which feeds a river flowing to the northeastern Tarim Basin. The results show that lake hydrodynamic intensity was very weak, and/or that the lake dried-out completely, during the early Holocene (12.0–8.2 ka). Then it increased with two distinct centennial-millennial-scale intervals of weak intensity occurring during 4.7–3.5 ka and 1.2–0.5 ka. Notably, increases in lake hydrodynamic intensity occurred some 2.2 kyr prior to an increase in local precipitation and effective moisture. We speculate that this was a consequence of relatively high early summer temperatures during 8.2–6.0 ka that resulted in an increased water supply from melting snow and ice in mountainous areas of the catchment. Thus, we conclude that changes in the hydrodynamic intensity of Bosten Lake during the Holocene were affected by changes in both temperature and precipitation. The variations in the hydrodynamic intensity of Bosten Lake since the middle Holocene also influenced water availability for the human population that occupied the downstream area of the northeastern Tarim Basin. A persistent increase in hydrodynamic intensity during 2123–1450 B.C. may have been responsible for human occupation of the region that contains the noted archaeological sites of Xiaohe and Gumugou Cemetery. In addition, a drastic decrease in hydrodynamic intensity at around 400 A.D. likely caused the emigration of the inhabitants of Loulan.

How to cite: Xie, H.: Changes in the hydrodynamic intensity of Bosten Lake and its impact on early human settlement in the northeastern Tarim Basin, eastern Arid Central Asia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13015, https://doi.org/10.5194/egusphere-egu2020-13015, 2020.

EGU2020-4601 | Displays | ITS2.3/CL1.19

Holocene moisture variations in western arid central Asia inferred from loess records from NE Iran

Qiang Wang, Haitao Wei, Farhad Khormali, Leibin Wang, Haichao Xie, Xin Wang, Wei Huang, Jianhui Chen, and Fahu Chen

Holocene variations in precipitation in central and eastern arid central Asia (ACA) have been widely investigated, but the pattern in western ACA remains unclear. We present records of the stable carbon isotope composition of bulk organic matter (δ13Corg), magnetic parameters, and sediment color, from five loess-paleosol sequences in NE Iran, in western ACA, with the aim of reconstructing Holocene precipitation. The Yellibadragh (YE) section (the thickest among the five sequences) was selected for OSL dating of the coarse-grained quartz (63-90 μm) fraction, and its δ13Corg record was used to quantitatively reconstruct mean annual precipitation (MAP). The record indicates a dry early Holocene (~11.8-7.4 ka), with nearly constant MAP (~93 mm), followed by a wetting trend from the mid-Holocene (~7.4 ka) onwards, with the wettest period in the late Holocene (~4.0-0.0 ka, ~390 mm). The stratigraphic observations and environmental proxies support the reconstruction. The other loess profiles show stratigraphic features and trends of environmental proxies which are similar to those of the YE profile. A dry early Holocene and wetting trend since the mid-Holocene, with the wettest climate in the late Holocene in NE Iran, are both consistent with records from sand dunes and lake sediments from adjacent areas, and with loess records from central and eastern ACA. Comparison with loess records from monsoonal Asia supports the interpretation of a “westerlies-dominated climatic regime” (WDCR) which was proposed mainly on the basis of lake sediment records from the region. Changes in solar insolation may have been responsible for the persistent wetting trend during the Holocene in western ACA.

How to cite: Wang, Q., Wei, H., Khormali, F., Wang, L., Xie, H., Wang, X., Huang, W., Chen, J., and Chen, F.: Holocene moisture variations in western arid central Asia inferred from loess records from NE Iran, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4601, https://doi.org/10.5194/egusphere-egu2020-4601, 2020.

Understanding the Holocene moisture variations in the Arid Central Asia (ACA) is of a large-scale climatic significance simply because the vast ACA is influenced by several different climate systems. However, the temporal and spatial patterns and the modulating mechanisms of the Holocene aridity (or moisture) variations in the ACA remain in the center of controversies for the past two decades. Firstly, we in this research depicted the spatial and temporal patterns of the Holocene aridity variations in the Tianshan Mountains based on thirteen already-published aridity sequences and two recently obtained aridity sequences. Our depiction shows that the regionally-averaged standardized aridity-index (RA-SAI) curve for the Eastern Tianshan Mountains exhibits a wetting trend. In contrast, the RA-SAI curve for the Western Tianshan Mountains exhibits a drying trend. Secondly, we further examined these two RA-SAI sequences (one for the Eastern Tianshan and another for the Western Tianshan) within a much larger geographic context for exploring the mechanisms modulating the Holocene patterns. Our examination shows that the summer precipitation-dominated northern middle-latitude Eurasia (i.e., MLEA-N) has experienced a wetting trend and the winter precipitation-dominated southern middle-latitude Eurasia (i.e., MLEA-S) has experienced a drying trend. The wetting trend in MLEA-N is proposed to have resulted from increasingly more positively-phased AMO activities that have increasingly enhanced cyclonic pressure anomalies over the Atlantic regions, directly or indirectly bringing more and more summer precipitation to MLEA-N stretching from West Europe to the Eastern Tianshan. And, the drying trend in MLEA-S is proposed to have resulted from increasingly more negatively-phased NAO activities. That is, the negatively-phased NAO activities weakened the strength of Western Disturbances, therefore resulting in decreased winter precipitations in MLEA-S stretching from the Eastern Mediterranean to the Western Tianshan.

 

How to cite: Yang, Y.: Holocene moisture variations in the Tianshan Mountains and their geographic coherency in the mid-latitude Eurasia: A synthesis of proxy records, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3196, https://doi.org/10.5194/egusphere-egu2020-3196, 2020.

Previous studies demonstrated that the farmers spread into the Tibetan Plateau (TP) and permenantly settled there around 3600 yr cal BP, taking the ways on the northeastern edges of the TP and bearing the western crops of barley, and sheep. But, other studies argued the earlier permenant settlements or different ways to spread into the central TP. Meanwhile, the Yarlung Tsangpo River regions in southern TP, are considered to be one of the important routes for culture dispersal and human migration, jointing Tibetan Empire, Tang Dynasty and states in South Asia in history period, were proposed as highland silk road. However, the role of this route in prehistorical culture exchange and human colonization on the TP remains unclear, due to the scarce of archaeological work in these regions.

Systematic surveys along the Yarlung Tsangpo River regions had carried out in last two years. Charcoals and charred seeds were floated from the cultural layers in 31 sites and 60 new carbon-14 dates had been got. Charred seeds include wheat, barley and pea from the west, and broomcorn millet and foxtail millet from the east. In combination with previous published dates, we set up routes of crop dispersal and brief history of human activities on the central TP. Neolithic people had occupied the Yarlung Tsangpo Valley from the different direction of the TP in the third millennium BC with different western crops or eastern crops, and moved along the River and its tributaries. The route for dispersal is similar with the historic highland silk road, indicating this road had played a important role since prehistory.

How to cite: Yang, J. and Yang, X.: Crop dispersal along the prehistoric highland silk road on the Tibetan Plateau, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12724, https://doi.org/10.5194/egusphere-egu2020-12724, 2020.

EGU2020-5067 | Displays | ITS2.3/CL1.19

Mid-late Holocene hydroclimate variation in the source region of the Yangtze River revealed by lake sediment records

Hou Xiaohuan, Liu Lina, Sun Zhe, Cao Xianyong, and Hou Juzhi

The headwater region of the Yangtze River serves as major constituent of Chinese Water Tower and is critical in providing fresh water for hundreds of millions of people living downstream. Hydrological variation is mainly influenced by environmental changes. Therefore, a good understanding of climate changes in the source region of the Yangtze River (SRYR) is of great significance. Here, we provide a lacustrine sediment core from Saiyong Co in SRYR, northeastern Tibetan Plateau, China, to reconstruct hydrological variation and the main influencing factors based on the analysis of grain size, scanning XRF, loss on ignition (LOI), which cover the past 6 ka. It is remarkable that total organic matter (LOI-550℃) exhibits opposite patterns regarding to the PC1 of XRF, which represents the allochthonous input, indicating the majority of organic matter was mainly yielded within the lake. Clustering of palaeohydrological proxies, such as the reduced PC1 and increase in median grain size, seems coincide with the weakened strength of the Indian summer monsoon, which suggest a generally dry trend in the SRYR during the mid-late Holocene. However, short pulses of outrageous period occurred at 3.8-3.2 ka BP and 1.5-1.0 ka BP. The abrupt increase in PC1 and very coarse silt indicate the lake catchment became more humid with higher surface runoff, which is consistent with weaker lake productivity. The inferred hydrological change in SRYR since 6 ka BP not only have significant environmental influence, but also agree with other sequences from Tibetan Plateau and the adjacent regions This study provides long-term records of paleoenvironmental evolution which is particularly significant to understand recent and to predict future hydrological change in SRYR.

How to cite: Xiaohuan, H., Lina, L., Zhe, S., Xianyong, C., and Juzhi, H.: Mid-late Holocene hydroclimate variation in the source region of the Yangtze River revealed by lake sediment records, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5067, https://doi.org/10.5194/egusphere-egu2020-5067, 2020.

Precise age controls are fundamental prerequisites for reconstructing past climate and environment changes. Lakes on the Tibetan Plateau are one of the important archives for studying past climate and environment changes. However, radiocarbon ages for lake sediment core are subject to old radiocarbon reservoir effects, which caused severe problems in constructing age controls for lake sediment cores, especially on the Tibetan Plateau (TP). Here we present a varve chronology over the past 2000 years at Jiang Co on the central TP. The clastic-biogenic varves comprise of a coarse-grained layer and a fine-grained layer observed by petrographic microscope and Electron Probe Micro Analyzer. Varve chronology is supported by measurements of 210Pb and 137Cs, which is further used to determine the radiocarbon reservoir ages in the past ~2000 years. The percentage of coarse-grain layer thickness within single varves was considered as proxy for precipitation as the coarse grains were mainly transported by runoff, which is highly correlated with local meteorological observation. During the past 2000 years, the precipitation records show centennial-scale fluctuations that are consistent with regional records. The varve chronology at Jiang Co provides a valuable opportunity to examine variation in reservoir ages on the TP and a robust chronology for reconstructing paleoclimate.

How to cite: Ji, K., Zhu, E., Chu, G., and Hou, J.: Late Holocene Varve Chronology and High-Resolution Records of Precipitation in the Central Tibetan Plateau, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4965, https://doi.org/10.5194/egusphere-egu2020-4965, 2020.

EGU2020-3874 | Displays | ITS2.3/CL1.19

The forced response of Asian Summer Monsoon precipitation during the past 1500 years

Zhiyuan Wang, Jianglin Wang, Jia Jia, and Jian Liu

Asian summer monsoon (ASM) is one of the critical elements of the global climate system, and strongly affects food production and security of most people over Asia. However, the characteristics and the forcing drivers of the ASM system at decadal to centennial time scales remain unclear. To address these issues, we report four 1500-yr long climate model simulations based on the Community Earth System Model (CESM), including full-forced run (ALLR), control run (CTRL), natural run (NAT), and anthropogenic run (ANTH). After evaluating the performances of the CESM in simulating ASM precipitation, a 10-100 bandpass filter is applied to obtain the decadal-centennial signals in ASM precipitation. The main conclusions are (1) the variation of ASM intensity shows significant decadal to centennial periodicities in the ALLR, such as ~15, ~25, ~40, and ~70 years. (2) the major spatial-temporal ASM precipitation distributions in the ALLR show an external forced mode and climate internal variability mode, respectively. (3) The leading forced mode of ASM precipitation is mainly affected by natural forcing over the past 1500 years and characterizes a meridional spatial 'tripole' mode. In the NAT (solar irradiation and volcanic eruptions), the substantial warming (cooling) over the western tropical Pacific enhances (or reduces) the SST gradient change in the tropical Pacific, and modifying the ASM rainfall distribution. Our findings contribute to better understanding of the ASM in the past, and provide implications for future projections of the ASM under global warming.

How to cite: Wang, Z., Wang, J., Jia, J., and Liu, J.: The forced response of Asian Summer Monsoon precipitation during the past 1500 years, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3874, https://doi.org/10.5194/egusphere-egu2020-3874, 2020.

ITS2.4/HS12.1 – From the Source to the Sea – River-Sea Systems under Global Change

EGU2020-13344 | Displays | ITS2.4/HS12.1

Another drought or more pesky humans? Anthropogenic impacts leave drought-like sedimentological signatures in offshore sediments

Akos Kalman, Timor Katz, Alysse Mathalon, Paul Hill, and Beverly Goodman-Tchernov

EGU2020-9015 | Displays | ITS2.4/HS12.1

Influence of organic matter quality on organic matter degradability in river sediments

Florian Zander, Julia Gebert, Rob N. J. Comans, Alexander Groengroeft, Timo J. Heimovaara, and Annette Eschenbach

The project BIOMUD, part of the scientific network MUDNET (www.tudelft.nl/mudnet), investigates the decomposition of sediment organic matter (SOM) in the Port of Hamburg. The microbial turnover of sediment organic matter under reducing conditions leads to the formation of methane, carbon dioxide and others gases causing a change in the sediment rheological parameters. BIOMUD is aiming to explain the effect of organic matter lability on the rheological properties impacting the navigable depth of the harbour.

Samples of freshly deposited material were taken in 2018 and 2019 at nine locations in a transect of 30 km through the Port of Hamburg. Analyses included abiotic parameters (among others grain size distribution, standard pore water properties, standard solid properties, stable isotopes, mineral composition) and biotic parameters (among others anaerobic and aerobic organic matter degradation, DNA, protein and lipid content, microbial population). At four locations, physical density fractions and chemical organic matter fractions were analysed.

The quality of organic matter was described by normalising carbon released from microbial degradation under both aerobic and anaerobic conditions to the share of total organic carbon (mg C/g TOC). Organic matter pools with different degradation rates were used to quantify the lability of organic matter. The share of faster degradable (more labile) pools correlated strongly with the size of the hydrophilic DOC fraction, confirming results of Straathof et al. (2014) who investigated dissolved organic carbon pools in compost. The hydrophilic DOC fraction was closely correlated to the polysaccharide concentration, explaining the input of easily degradable organic matter. Moreover, the amount of organic carbon present in the sediment’s light density fraction < 1.4 g/cm3 strongly correlated with the hydrophilic DOC fraction and, less strongly, with organic matter lability. High organic matter quality, i.e. the labile, easily degradable fraction, was further related to the chlorophyll concentration in the water column but also the ammonium concentration in the sediment’s pore water.

It was hypothesised that the observed toposequence of decreasing organic matter quality from upstream to downstream could be explained by a chronosequence of increasing degradation and therefore ageing of organic matter as the sediment passes through the harbour area. Further, it was hypothesized that the harbour received organic matter of higher degradability, originating from phytoplankton biomass, from the upstream part of the Elbe river, whereas the input from the tidal downstream area provided organic matter of lower quality (degradability).

This study was funded by Hamburg Port Authority.

How to cite: Zander, F., Gebert, J., Comans, R. N. J., Groengroeft, A., Heimovaara, T. J., and Eschenbach, A.: Influence of organic matter quality on organic matter degradability in river sediments, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9015, https://doi.org/10.5194/egusphere-egu2020-9015, 2020.

EGU2020-18362 | Displays | ITS2.4/HS12.1

Response of Elbe estuary ecosystem to changed riverine nitrogen loads

Johannes Pein, Ute Daewel, Emil Stanev, and Corinna Schrum

The present day Elbe estuary ecosystem dynamics are largely determined by high loads of river borne inorganic and organic nitrogen. Similar to most European tidal rivers, the Elbe estuary is highly eutrophied. The eutrophication leads to high primary production in the shallow limnic reach, followed by heterotrophic decay, sedimentation and summertime oxygen depletion in the deepened channel and harbor area. For several decades, the estuary has been subject to adverse trends regarding the forcing of the heterotrophic turnover: While the ambient temperature increases, the nitrogen loads are decreasing (Radach and Pätsch, 2008). The projected long-term and climatic changes imply these trends to continue (Radach and Pätsch, 2008; Huang et al., 2010). In this study we use an unstructured 3D coupled bio-physical model of the Elbe estuary to study the effect of long-term changes of riverine nitrogen loads onto the estuarine ecosystem. As a first step we change the riverine nitrogen forcing i) reducing equally the dissolved inorganic and organic nitrogen loads by 50 % each, ii) reducing the inorganic load and organic loads by 80 % and 40 %, respectively, iii) reducing both inorganic and organic loads towards pre-industrial levels (Serna et al., 2010). Our results indicate a decrease of primary production and heterotrophic turnover under all scenarios. The decrease of primary production is mainly due to reduced diatom growth. Consequently summertime nitrification and oxygen depletion also decrease. This effect is more pronounced in case of equal reduction of inorganic and organic loads than of strong reduction of inorganic nitrogen loads only. Other than diatoms, cyano-bacteria are less affected by applied changes and associated biomass even increases in comparison with the reference case under scenario ii). In the second part of the study we will increase the temperature forcing to determine to which degree the projected increase of ambient temperatures will affect the projected reduced nitrogen turnover.

How to cite: Pein, J., Daewel, U., Stanev, E., and Schrum, C.: Response of Elbe estuary ecosystem to changed riverine nitrogen loads, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18362, https://doi.org/10.5194/egusphere-egu2020-18362, 2020.

EGU2020-8950 | Displays | ITS2.4/HS12.1

A catchment to coast framework for the evolution of a coastal mangove wetland

Jose Rodriguez, Eliana Jorquera, Patricia Saco, and Angelo Breda

Coastal wetlands are at the interface between land and sea, receiving water, sediment and nutrients from upstream catchments and also being subject to tides, wave and changing sea levels. Analysis of their future evolution requires the analysis of the entire catchment to coast system, including the effects of climate variability and change and land use changes. We have developed a modelling framework that is able to include both catchment and coastal processes into the evolution of coastal wetlands by coupling an ecogeomorphological wetland evolution model with a hydrosedimentological catchment model to include both tidal and catchment runoff inputs. We drive the model with storm events and sea-level variations and analyse scenarios of future climate and land use for a catchment in Vanua Levu, Fiji that includes a mangrove wetland at the catchment outlet. We inform our model with field, remote sensing and historical data on land use, tides, sediment and nutrient transport and cyclone activity.

How to cite: Rodriguez, J., Jorquera, E., Saco, P., and Breda, A.: A catchment to coast framework for the evolution of a coastal mangove wetland, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8950, https://doi.org/10.5194/egusphere-egu2020-8950, 2020.

EGU2020-6846 | Displays | ITS2.4/HS12.1

A Virtual Geostationary Ocean Colour Sensor to characterise the river-sea interaction over the North Adriatic Sea.

Marco Bracaglia, Rosalia Santoleri, Gianluca Volpe, Simone Colella, Federica Braga, Debora Bellafiore, and Vittorio Ernesto Brando

Inherent optical properties (IOPs) and concentrations of the sea water components are key quantities in supporting the monitoring of the water quality and the study of the ecosystem functioning. In coastal waters, those quantities have a large spatial and temporal variability, due to river discharges and meteo-marine conditions, such as wind, wave and current, and their interaction with shallow water bathymetry. This short term variability can be adequately captured only using Geostationary Ocean Colour (OC) satellites, absent over the European seas.

In this study, to compensate the lack of an OC geostationary sensor over the North Adriatic Sea (NAS), the Virtual Geostationary Ocean Colour Sensor (VGOCS) dataset has been used. VGOCS contains data from several OC polar satellites, making available multiple images a day of the NAS, approaching the temporal resolution of a geostationary sensor.

Generally, data from different satellite sensors are characterized by different uncertainty sources and consequently, looking at two satellite images, it is not easy to ascertain how much of the observed differences are due to real processes. In the VGOCS dataset, the inter-sensor differences are reduced, as the satellite data were adjusted with a multi-linear regression algorithm based on in situ reflectance acquired in the gulf of Venice. Consequently, the use of the adjusted spectra as input in the retrieval of the IOPs and the concentrations allows performing a reliable analysis of the short-time bio-optical variability of the basin.

In this work, we demonstrate the suitability of VGOCS to better characterise the river-sea interaction and to understand the influence of the river forcing on the short time variability of IOPs and concentrations in the coastal areas. This variability will be analysed for different case studies characterised by a different regime of river discharges, using meteorological, hydrological, and oceanographic fields as ancillary variables. This new approach and the availability of this new set of data represent an opportunity for interdisciplinary studies, in support to and interacting also with modelling implementations in river-sea areas.

How to cite: Bracaglia, M., Santoleri, R., Volpe, G., Colella, S., Braga, F., Bellafiore, D., and Brando, V. E.: A Virtual Geostationary Ocean Colour Sensor to characterise the river-sea interaction over the North Adriatic Sea., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6846, https://doi.org/10.5194/egusphere-egu2020-6846, 2020.

EGU2020-8587 | Displays | ITS2.4/HS12.1

Pulsed terrestrial organic carbon persists in an estuarine environment after major storm events

Eero Asmala, Christopher Osburn, Ryan Paerl, and Hans Paerl

The transport of dissolved organic carbon from land to ocean is a large and dynamic component of the global carbon cycle. Export of dissolved organic carbon from watersheds is largely controlled by hydrology, and is exacerbated by increasing major rainfall and storm events, causing pulses of terrestrial dissolved organic carbon (DOC) to be shunted through rivers downstream to estuaries. Despite this increasing trend, the fate of the pulsed terrestrial DOC in estuaries remains uncertain. Here we present DOC data from 1999 to 2017 in Neuse River Estuary (NC, USA) and analyze the effect of six tropical cyclones (TC) during that period on the quantity and fate of DOC in the estuary. We find that that TCs promote a considerable increase in DOC concentration near the river mouth at the entrance to the estuary, on average an increase of 200 µmol l-1 due to storms was observed. TC-induced increases in DOC are apparent throughout the estuary, and the duration of these elevated DOC concentrations ranges from one month at the river mouth to over six months in lower estuary. Our results suggest that despite the fast mineralization rates, the terrestrial DOC is processed only to a minor extent relative to the pulsed amount entering the estuary. We conclude that the vast quantity of organic carbon delivered to estuaries by TCs transform estuaries from active biogeochemical processing “reactors” of organic carbon to appear more like passive shunts due to the sheer amount of pulsed material rapidly flushed through the estuary.

How to cite: Asmala, E., Osburn, C., Paerl, R., and Paerl, H.: Pulsed terrestrial organic carbon persists in an estuarine environment after major storm events , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8587, https://doi.org/10.5194/egusphere-egu2020-8587, 2020.

EGU2020-20824 | Displays | ITS2.4/HS12.1

Dublin Bay Water Quality Modelling from Catchment to Coast

Aisling Corkery, Guanghai Gao, John O'Sullivan, Liam Reynolds, Laura Sala-Comorera, Niamh Martin, Jayne Stephens, Tristan Nolan, Wim Meijer, Bartholemew Masterson, Conor Muldoon, and Gregory O'Hare

This paper presents the development and preliminary results of a deterministic modelling system for bathing water quality assessment in Dublin Bay, Ireland.  The system integrates functional capacity for simulating the transport and fate of diffuse agricultural pollutants (utilising both the NAM rainfall-runoff model in conjunction with MIKE 11), discharges from the Dublin urban drainage network (through MIKE Urban and InfoWorks software), and the ultimate fate of pollutants in Dublin Bay (coastal domain modelling utilises the 3-dimensional MIKE 3 code).  The work presented forms part of the EU INTERREG funded Acclimatize project (www.acclimatize.eu) that is investigating the longer-term water quality pressures in Dublin Bay that may arise in the context of a changing climate (particularly that from predicted changes in precipitation totals and patterns).  Model calibration and validation has been underpinned by extensive data collection from within the catchments discharging to Dublin Bay and from the bay area itself.  Catchment data includes the observing of hydrometeorological variables for establishing relationships to measured flows and water quality at catchment and sub-catchment scales.  Coastal data relates to water quality, coastal hydrodynamics (current speed and direction collected from ADCP deployments at multiple monitoring points in the bay), temperature and salinity.  A nested modelling approach where the modelled domain is nested in a larger Irish Sea model has been adopted.  Tidal constituents along the seaward boundaries of this nested model have been calibrated to correlate well with tidal measurements from a set of established tide gauges within the modelled domain.  Bottom friction was calibrated to produce good correlations of measured and simulated current speed and direction.  Preliminary results indicate that the transport of faecal indicator bacteria within the study area is adequately represented for spring and neap tide conditions.

How to cite: Corkery, A., Gao, G., O'Sullivan, J., Reynolds, L., Sala-Comorera, L., Martin, N., Stephens, J., Nolan, T., Meijer, W., Masterson, B., Muldoon, C., and O'Hare, G.: Dublin Bay Water Quality Modelling from Catchment to Coast, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20824, https://doi.org/10.5194/egusphere-egu2020-20824, 2020.

EGU2020-19093 | Displays | ITS2.4/HS12.1 | Highlight

DANUBIUS-RI: Future Vision and Research Needs for River-Sea Systems

Sina Bold, Jana Friedrich, Peter Heininger, Chris Bradley, Andrew Tyler, Adrian Stanica, and Danubius-pp Consortium

More than three quarters of the Earth's land surface is connected to the ocean by rivers. This natural connection between land and ocean by rivers, estuaries and deltas, as well as coastal seas, is essential for humankind in providing key ecosystem services (incl. food and water). However, the quantity and quality of water and sediment transported along the river-sea continuum is changing fundamentally with implications for the structure and functioning of associated ecosystems that are in turn affecting the continued provision of ecosystems services.

DANUBIUS-RI, the International Centre for Advanced Studies on River-Sea Systems, is a distributed research infrastructure (RI) integrating studies of rivers and their catchments, transitional waters, such as estuaries, deltas and lagoons, and their adjacent coastal seas (i.e. River-Sea Systems). DANUBIUS-RI’s vision is to achieve healthy River-Sea Systems and advance their sustainable management in order to live within the planet’s ecological limits by 2050. DANUBIUS-RI’s mission is to facilitate excellent research from the river source to the sea by (1) providing access to state-of-the art facilities, methods and tools, as well as samples and data; (2) bringing together relevant expertise to advance process and system understanding and to enhance stakeholder engagement; and (3) enabling the development of integrated management and policy-making in River-Sea Systems. DANUBIUS-RI’s mission-oriented, integrated, interdisciplinary and participatory approach seeks to change the process and system understanding of River-Sea Systems and their respective management.

DANUBIUS-RI’s Science & Innovation Agenda is guiding the RI’s evolution as it progresses from preparation through implementation to operation. It describes DANUBIUS-RI’s vision, mission and approach, and provides a scientific framework for the RI’s design and highlights the research priorities for the first five years. The framework includes interrelated key challenges in River-Sea Systems, such as global change including climate change and extreme events, changes in hydromorphology, the quantity and quality of water and sediment across the river-sea continuum as well as the structure and functioning of associated ecosystems. DANUBIUS-RI’s research priorities are in line with forthcoming missions of Horizon Europe, which have been applied to River-Sea Systems (1): “Achieving healthy inland, transitional and coastal waters” including the research priorities (a) Water Quantity, (b) Sediment Balance, (c) Nutrients and Pollutants, (d) Biodiversity, (e) Ecosystem Services; and (2): “Adapting to Climate Change: Enhancing Resilience of River-Sea Systems” including the research priorities (f) Climate Change, (g) Extreme Events.

In 2016, the European Strategy Forum for Research Infrastructures (ESFRI) included DANUBIUS-RI in its roadmap highlighting the need for a research infrastructure at the freshwater-marine interface. The Horizon 2020 project DANUBIUS-PP (Preparatory Phase) has built the scientific, legal and financial foundation to enable DANUBIUS-RI to proceed to implementation (www.danubius-pp.eu.

How to cite: Bold, S., Friedrich, J., Heininger, P., Bradley, C., Tyler, A., Stanica, A., and Consortium, D.: DANUBIUS-RI: Future Vision and Research Needs for River-Sea Systems, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19093, https://doi.org/10.5194/egusphere-egu2020-19093, 2020.

EGU2020-18320 | Displays | ITS2.4/HS12.1

Modus Operandi of the International Centre for Advanced Studies on River-Sea Systems (DANUBIUS-RI)

Jana Friedrich, Sina Bold, Peter Heininger, Chris Bradley, Andrew Tyler, Adrian Stanica, and Danubius-PP Consortium

DANUBIUS-RI, the International Centre for Advanced Studies on River- Sea Systems, is a distributed environmental research infrastructure on the Roadmap of the European Strategy Forum on Research Infrastructures (ESFRI). DANUBIUS-RI offers a new paradigm in aquatic science: the River- Sea continuum approach. It aims to provide an integrated research infrastructure with interdisciplinary expertise encompassing: remote and in-situ observation systems (including ships), experimental facilities, laboratories, modelling tools and resources for knowledge exchange along freshwater-seawater continua throughout Europe, from river source to sea. The Science and Innovation Agenda of DANUBIUS (SIA), presented in a tandem presentation, provides the scientific rationale that underpins the technical and organisational design of the research infrastructure, hence the components and their interaction. The research needs and priorities identified in the SIA shape the design of the infrastructure to ensure DANUBIUS-RI provides the interdisciplinary expertise, tools and capacities required.

This presentation describes the DANUBIUS-RI components, their functions and interactions, the governance structure and services of the RI to demonstrate how DANUBIUS-RI will transform its mission into science and services for the benefit of healthy River-Sea Systems.

The DANUBIUS-RI Components comprise the Hub, Data Centre, Nodes, Supersites, e-Learning Office and Technology Transfer Office, distributed across Europe. DANUBIUS-ERIC, as legal entity, provides the effective governance framework: it coordinates, manages, harmonizes and communicates the activities carried out by the DANUBIUS-RI Components.

The DANUBIUS Commons will be a key element of DANUBIUS-RI: a set of harmonised regulations, methods, procedures and standards for scientific and non-scientific activities, to guarantee the integrity, relevance, consistency and elevated quality of DANUBIUSRI’s products and services. The DANUBIUS Commons will provide the framework to ensure that the outputs of DANUBIUS-RI are compatible, comparable, and exchangeable throughout the research infrastructure, and within the user community.

The DANUBIUS-RI Services span a range of disciplines, which is essential to address the major research questions and challenges in River-Sea Systems. Seven categories of services have been developed: (1) digital and non-digital data; 2) tools, methods and expert support; (3) study and measurements; (4) diagnostic and impact; (5) solution development; tests, audit, validation and certification; and (7) training.

DANUBIUS-RI will cooperate closely with other research infrastructures, including ICOS-ERIC, EMSOERIC, EURO-ARGO ERIC, LifeWatch ERIC and eLTER; with research infrastructure networks such as HYDRALAB and JERICO; with River Basin and Regional Seas Commissions; with data programmes and initiatives such as the European Copernicus programme, EUMETSAT and SeaDataNet; and with research programmes and initiatives such as JPI Water and JPI Oceans.

DANUBIUS-RI has completed its preparatory phase (DANUBIUS-PP) at the end of 2019, and now started its implementation. The first components successfully applied for EU infrastructural funding (EFRE). DANUBIUS-RI is expected to be operational by 2023.

How to cite: Friedrich, J., Bold, S., Heininger, P., Bradley, C., Tyler, A., Stanica, A., and Consortium, D.-P.: Modus Operandi of the International Centre for Advanced Studies on River-Sea Systems (DANUBIUS-RI), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18320, https://doi.org/10.5194/egusphere-egu2020-18320, 2020.

EGU2020-22281 | Displays | ITS2.4/HS12.1

Enhancing River-Sea System Understanding by providing insights into headwaters– the Upper Danube Austria Supersite of DANUBIUS-RI

Eva Feldbacher, Stefan Schmutz, Gabriele Weigelhofer, and Thomas Hein

Austria has a share in three international river basins (Danube, Elbe, Rhine), but by far the most of its territory (> 96%) drains into the Danube. This Austrian territory accounts for 10% of the total area of the Danube River Basin and belongs entirely to the Upper Danube Basins, which extends from the source of the Danube in Germany to Bratislava at Austria’s eastern border to Slovakia. Austria contributes approx. 25% (ca. 50 km³/a ) to the total yearly discharge of the Danube into the Black Sea (ca. 200 km³/a).

Human activities have severely altered the Upper Danube catchment, impacting both the main stem and the main pre-alpine tributaries. Due to the Upper Danube’s considerable natural gradient and mountainous character, this part of the Danube is extensively used for hydropower production. Ten large (> 10 MW) hydropower plants are situated along the Austrian Danube (out of a total of 41), and only two Danube stretches can still be characterized as free-flowing (Wachau, Nationalpark Donau-Auen).  Besides energy generation, other human activities such as agriculture, shipping, industrialisation, urbanisation and tourism, have been and still are changing the process and system dynamics of the Upper Danube.  Climate change is additionally affecting this already heavily impacted River System.

The Upper Danube Austria and its pre-alpine network of tributaries is therefore an ideal case study region to investigate the multiple effects of human activities on riverine systems and was chosen as a “supersite” within Danubius-RI, the “International Centre for Advanced Studies on River-Sea Systems”. Danubius-RI is being developed as distributed Research Infrastructures with the goal to support interdisciplinary and integrated research on river-sea systems. DANUBIUS-RI aims to enable and support research addressing the conflicts between society’s demands, environmental change and environmental protection for river -sea systems worldwide and brings together research on freshwaters and the interface to marine waters, drawing on existing research excellence across Europe.

The supersite “Upper Danube Austria and its pre-alpine network of tributaries” covers the freshwater spectrum within the river-sea continuum, ranging from alpine and pre-alpine headwater streams along major Danube tributaries to the Danube River, including adjacent floodplains in the Upper Danube catchment. The research focus lies on the interactive effects of climate change, land use pressures, and hydromorphological alterations on the biodiversity, ecological functions, and the ecosystem service provision of streams and rivers in the Upper Danube basin and their role within the catchment.

The Supersite “Upper Danube Austria and its pre-alpine network of tributaries” joins forces of eight Austrian research institutions and is led by WasserCluster Lunz and the Institute for Hydrobiology and Aquatic Ecosystem Management (IHG) at the University of Natural Resources and Life Sciences, Vienna (BOKU). Research on sustainable management and restoration of riverine landscapes (WFD, FD, HD, Biodiversity  Strategy) in the Upper Danube Catchment is an important contribution to a healthy River-Sea System of the Danube River Basin as a whole.

How to cite: Feldbacher, E., Schmutz, S., Weigelhofer, G., and Hein, T.: Enhancing River-Sea System Understanding by providing insights into headwaters– the Upper Danube Austria Supersite of DANUBIUS-RI, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22281, https://doi.org/10.5194/egusphere-egu2020-22281, 2020.

EGU2020-22494 | Displays | ITS2.4/HS12.1

Interactions of extreme river flows and sea levels for coastal flooding

Peter Robins, Lisa Harrison, Mariam Elnahrawi, Matt Lewis, Tom Coulthard, and Gemma Coxon

Coastal flooding worldwide causes the vast majority of natural disasters; for the UK costing £2.2 billion/year. Fluvial and surge-tide extremes can occur synchronously resulting in combination flooding hazards in estuaries, intensifying the flood risk beyond fluvial-only or surge-only events. Worse, this flood risk has the potential to increase further in the future as the frequency and/or intensity of these drivers change, combined with projected sea-level rise. Yet, the sensitivity of contrasting estuaries to combination and compound flooding hazards at sub-daily scales – now and in the future – is unclear. Here, we investigate the dependence between fluvial and surge interactions at sub-daily scales for contrasting catchment and estuary types (Humber vs. Dyfi, UK), using 50+ years of data: 15-min fluvial flows and hourly sea levels. Additionally, we simulate intra-estuary (<50 m resolution) sensitivities to combination flooding hazards based on: (1) realistic extreme events (worst-on-record); (2) realistic events with shifted timings of the drivers to maximise flooding; and (3) modified drivers representing projected climate change.

For well-documented flooding events, we show significant correlation between skew surge and peak fluvial flow, for the Dyfi (small catchment and estuary with a fast fluvial response on the west coast of Britain), with a higher dependence during autumn/winter months. In contrast, we show no dependence for the Humber (large catchment and estuary with a slow fluvial response on the east coast of Britain). Cross-correlation results, however, did show correlation with a time lag (~10 hours). For the Dyfi, flood extent was sensitive to the relative timing of the fluvial and surge-tide drivers. In contrast, the relative timing of these drivers did not affect flooding in the Humber. However, extreme fluvial flows in the Humber actually reduced water levels in the outer estuary, compared with a surge-only event. Projected future changes in these drivers by 2100 are likely to increase combination flooding hazards: sea-level rise scenarios predicted substantial and widespread flooding in both estuaries. However, similar increases in storm surge resulted in a greater seawater influx, altering the character of the flooding. Projected changes in fluvial volumes were the weakest driver of estuarine flooding. On the west coast of Britain containing many small/steep catchments, combination flooding hazards from fluvial and surges extremes occurring together is likely. Moreover, high-resolution data and hydrodynamic modelling are necessary to resolve the impact and inform flood mitigation methodology.

How to cite: Robins, P., Harrison, L., Elnahrawi, M., Lewis, M., Coulthard, T., and Coxon, G.: Interactions of extreme river flows and sea levels for coastal flooding, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22494, https://doi.org/10.5194/egusphere-egu2020-22494, 2020.

EGU2020-14936 | Displays | ITS2.4/HS12.1

Extreme event occurrences and impacts in coastal waters of western Europe

Coline Poppeschi, Maximilian Unterberger, Guillaume Charria, Peggy Rimmelin-Maury, Eric Goberville, Nicolas Barrier, Emilie Grossteffan, Michel Repecaud, Loïc Quemener, Sébastien Theetten, Sébastien Petton, Jean-François Le Roux, and Paul Tréguer

Extreme event occurrences and impacts in coastal waters of western Europe

 

Coline Poppeschi1, Maximilian Unterberger1, Guillaume Charria1, Peggy Rimmelin-Maury2, Eric Goberville3, Nicolas Barrier5, Emilie Grossteffan2, Michel Repecaud6, Loïc Quemener6, Sébastien Theetten1, Sébastien Petton7, Jean-François Le Roux1, Paul Tréguer4

 

1 Ifremer, Univ. Brest, CNRS, IRD, Laboratoire d'Océanographie Physique et Spatiale (LOPS), IUEM, 29280 Brest, France.

2 OSU-Institut Universitaire Européen de la Mer (IUEM), UMS3113, F-29280, Plouzané, France.

3 Muséum National d’Histoire Naturelle, UMR 7208 BOREA, Sorbonne Université, CNRS, UCN, UA, IRD, Paris, France.

4 IUEM, UMR-CNRS 6539 Laboratoire de l’Environnement Marin (LEMAR), OSU IUEM, F-29280, Plouzané, France.

5 MARBEC, Université de Montpellier, Centre National de la Recherche Scientifique (CNRS), Ifremer, Institut de Recherche pour le Développement (IRD), F-34203 Sète, France.

6 Ifremer, Centre de Brest, REM/RDT/DCM, F-29280, Plouzané, France.

7 Ifremer, Centre de Brest, RBE/PFOM/LPI, F-29840, Argenton en Landunvez, France.

 

Abstract

            The occurrence and the impact of the atmospheric extreme events in coastal waters of western Europe is evolving. Responses of the coastal environment to those events and evolutions need to be explored and explained. In this framework, the hydrodynamical and biogeochemical processes driven by extreme events in the bay of Brest are studied to better estimate their impacts on the local ecosystem. We are analyzing long-term in situ observations (since 2000), sampled at high and low frequencies, from the COAST-HF and SOMLIT network sites, located at the entrance to the bay of Brest. This study is divided into two main parts: the detection and characterization of extreme events, followed by the analysis of a realistic numerical simulation of these events to understand the underlying ocean processes. We focus on freshwater events during the winter months (December, January, February and March), considering the season with most of extreme event occurrence. The relationship between local extreme events and variability at larger scales, considering climate indices such as the North Atlantic Oscillation (NAO), is detailed. A comparison between the low frequency data from the SOMLIT network and the high frequency data from the COAST-HF network is carried out, highlighting the potential of high frequency measurements for the detection of extreme events. A comparison between in situ data and two numerical simulations of different resolutions is also performed over salinity time series. The interannual variability of extreme event occurrences and features in a context of climate change is also discussed. The link between these extreme low salinity events and the winter nitrate levels in the bay of Brest is shown. Then, we investigate the relationship between extreme events and biology in the coastal environment.

 

Keywords

In-situ observations, High and low frequency measurements, Extreme events, Numerical simulations, Bay of Brest, Weather regimes.

How to cite: Poppeschi, C., Unterberger, M., Charria, G., Rimmelin-Maury, P., Goberville, E., Barrier, N., Grossteffan, E., Repecaud, M., Quemener, L., Theetten, S., Petton, S., Le Roux, J.-F., and Tréguer, P.: Extreme event occurrences and impacts in coastal waters of western Europe, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-14936, https://doi.org/10.5194/egusphere-egu2020-14936, 2020.

EGU2020-6670 | Displays | ITS2.4/HS12.1

Assessing the impact of climate change on water quality and quantity in the Elbe catchment using an open-data driven approach

Alexander Wachholz, Seifeddine Jomaa, Olaf Büttner, Robert Reinecke, Michael Rode, and Dietrich Borchardt

Due to global climate change, the past decade has been the warmest for Germany since the beginning of climate records. Not only air temperature but also precipitation patterns are changing and therefore influencing the hydrologic cycle. This will certainly influence the chemical status of ground- and surface water bodies as mobilization, dilution and chemical reactions of contaminants are altered. However, it is uncertain if those alterations will impact water quality for better or worse and how they occur spatially. Since water management in Europe is handled at the regional scale, we suggest that an investigation is needed at the same scale to capture and quantify the different responses of the chemical status of water bodies to climate change and extreme weather conditions. In this study, we use open-access data to (1) quantify changes in temperature, precipitation, streamflow and groundwater levels for the past 40 - 60 years and (2) assess their impacts on nutrient concentrations in surface- and groundwater bodies. To disentangle management from climate effects we pay special attention to extreme weather conditions in the past decade. Referring to the Water Framework Directive, we chose the river basin district Elbe as our area of interest. Preliminary results indicate that especially the nitrate concentrations in surface water bodies of the Elbe catchment were positively affected in the last two years, while no significant impact on nitrate levels in shallow groundwater bodies was witnessed. However, many wells showed the first significant increase in water table depth in both years since 1985, raising the question of how fast groundwater-surface water interactions will change in the next years.

How to cite: Wachholz, A., Jomaa, S., Büttner, O., Reinecke, R., Rode, M., and Borchardt, D.: Assessing the impact of climate change on water quality and quantity in the Elbe catchment using an open-data driven approach, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6670, https://doi.org/10.5194/egusphere-egu2020-6670, 2020.

EGU2020-5655 | Displays | ITS2.4/HS12.1

Summer drought conditions promote the dominant role of phytoplankton in riverine nutrient dynamics

Norbert Kamjunke, Michael Rode, Martina Baborowski, Vanessa Kunz, Oliver Lechtenfeld, Peter Herzsprung, and Markus Weitere

Large rivers play a relevant role in the nutrient turnover from land to ocean. Here, highly dynamic planktonic processes are more important compared to streams making it necessary to link the dynamics of nutrient turnover to control mechanisms of phytoplankton. We investigated the basic conditions leading to high phytoplankton biomass and corresponding nutrient dynamics in the eutrophic River Elbe (Germany). In a first step, we performed six Lagrangian samplings in the lower river part at different hydrological conditions. While nutrient concentration remained high at low algal densities in autumn and at moderate discharge in summer, high algal concentrations occurred at low discharge in summer. Under these conditions, concentrations of silica and nitrate decreased and rates of nitrate assimilation were high. Soluble reactive phosphorus was depleted and particulate phosphorus increased inversely. Rising molar C:P ratios of seston indicated a phosphorus limitation of phytoplankton. Global radiation combined with discharge had a strong predictive power to explain maximum chlorophyll concentration. In a second step, we estimated nutrient turnover exemplarily for N during the campaign with the lowest discharge. Mass balance calculations revealed a total nitrate uptake of 455 mg N m-2d-1 which was clearly dominated by assimilatory phytoplankton uptake whereas denitrification and other benthic processes were only of minor importance. Phytoplankton density, which showed a sigmoidal longitudinal development, dominantly explained gross primary production, related assimilatory nutrient uptake and respiration. Chlorophyll a concentration and bacterial abundance affected the composition of dissolved organic matter and were positively related to a number of CHO and CHNO components with high H/C and low O/C ratios but negatively to several CHOS surfactants. In conclusion, nutrient uptake in the large river strongly depends on the growth conditions for phytoplankton, which are favored during summer drought conditions.

How to cite: Kamjunke, N., Rode, M., Baborowski, M., Kunz, V., Lechtenfeld, O., Herzsprung, P., and Weitere, M.: Summer drought conditions promote the dominant role of phytoplankton in riverine nutrient dynamics, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5655, https://doi.org/10.5194/egusphere-egu2020-5655, 2020.

EGU2020-1447 | Displays | ITS2.4/HS12.1

Interannual variabilities of nutrients and phytoplankton off the Changjiang Estuary in response to changing river inputs

Jianzhong Ge, Shenyang Shi, Changsheng Chen, and Richard Bellerby

Coastal ecosystems are strongly influenced by terrestrial and oceanic inputs of water, sediment and nutrients. Terrestrial nutrients in freshwater discharge are particularly important for mega-river estuaries. A remarkable increase in nutrient loads transported from the Changjiang River through the estuary to the shelf has been observed from 1999 to 2016. The Finite-Volume Community Ocean Model and the European Regional Seas Ecosystem Model were coupled to assess the interannual variability of nutrients and phytoplankton under these flux dynamics. The system exhibited a rapid ecosystem response to the changing river nutrient contribution. Singular vector decomposition (SVD) analysis demonstratedthat abundant nitrate from the river was diluted by low-nitrate water transported from the oceanic domain. In contrast, phosphate exhibited local variation, suggesting the estuarine ecosystem was phosphate-limited. The SVD results showed that there were no significant correlations between the suspended sediment and nutrients, but a significant correlation between sediment and phytoplankton. The nutrient structure of the river discharge resulted in the dominance of non-diatom species in the phytoplankton bloom from spring to autumn. The ratio of diatom and dinoflagellate populations showed a rapid feedback response to the strong oscillations in river nutrient input. High diatom primary production occurred near the sediment front, whereas dinoflagellate bloom extended significantly offshore. Both diatoms and dinoflagellates had major peaks representing spring blooms from empirical orthogonal function Mode 1 and 2, and secondary peaks from Mode 2 in the autumn, which coincided with the autumn bloom.

How to cite: Ge, J., Shi, S., Chen, C., and Bellerby, R.: Interannual variabilities of nutrients and phytoplankton off the Changjiang Estuary in response to changing river inputs, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1447, https://doi.org/10.5194/egusphere-egu2020-1447, 2020.

    Human activity has led to rapid changes in the erosion and deposition conditions and boundaries of the different units within the Changjiang–ECS S2S conveying system, thereby resulting in major changes in the source-sink pattern of the entire S2S conveying system. After 2003, the insufficient sediment supply disequilibrated the mass balance relationship between the estuary-coast-shelf deposition systems, thereby resulting in alteration in siltation and erosion state and sea bed sediment types, and the adjustment of the geomorphology evolvement. In addition, currently, the upper reach of the Changjiang became disconnected from the Changjiang–ECS S2S conveying system to become an independent S2S conveying system. Thus, the length of the Changjiang–ECS S2S conveying system is shortened, and the source area within this S2S conveying system has significantly increased.

How to cite: Gao, J.: Rapid changes of the Changjiang (Yangtze) River and East China Sea source-to-sink conveying system in response to human induced catchment changes, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1915, https://doi.org/10.5194/egusphere-egu2020-1915, 2020.

EGU2020-14404 | Displays | ITS2.4/HS12.1

Venice lagoon salt marsh vulnerability and halophytic vegetation vertical migration in response to sea level rise

Zhicheng Yang, Sonia Silvestri, Marco Marani, and Andrea D’Alpaos

Salt marshes are biogeomorphic systems that provide important ecosystem services such as carbon sequestration and prevention of coastal erosion. These ecosystems are, however, threatened by increasing sea levels and human pressure. Improving current knowledge of salt-marsh response to changes in the environmental forcing is a key step to understand and predict salt-marsh evolution, especially under accelerated sea level rise scenarios and increasing human pressure. Towards this goal, we have analyzed field observations of marsh topographic changes and halophytic vegetation distribution with elevation collected over 20 years (between 2000 and 2019) in a representative marsh in the Venice lagoon (Italy).

Our results suggest that: 1) on average, marsh elevation with respect to local mean sea level decreased , (i.e. the surface accretion rate was lower than the rate of sea level rise); 2) elevational frequency distributions are characteristic for different halophytic vegetation species, highlighting different ecological realized niches that change in time; 3) although the preferential elevations at which different species have changed in time, the sequence of vegetation species with increasing soil elevation was preserved and simply shifted upward; 4) we observed different vegetation migration rates for the different species, suggesting that the migration process is species-specific. In particular, vegetation species colonizing marsh edges (Juncus and Inula) migrated faster facing to changes in sea levels than Limonium and Spartina , while Sarcocornia was characterized by delayed migration in response to sea level changes. These results bear significant implications for long-term biogeomorphic evolution of tidal environments.

How to cite: Yang, Z., Silvestri, S., Marani, M., and D’Alpaos, A.: Venice lagoon salt marsh vulnerability and halophytic vegetation vertical migration in response to sea level rise, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-14404, https://doi.org/10.5194/egusphere-egu2020-14404, 2020.

Damming rivers has been identified as one of the most intense artificial perturbations on carbon transportation along the river continuum. To quantify the damming effect on the riverine carbon flux in the upper Mekong River, seasonal carbon fluxes were monitored in a subtropical valley-type reservoir (the Gongguoqiao Reservoir) in 2016. Annually, around 20% of the incoming carbon was sequestered within the reservoir with most of the carbon retention occurring in the rainy season. Since higher rainfalls and water discharge brought large amounts of terrestrial carbon into the reservoir in summer, the concentrations of dissolved organic carbon (DIC), particulate inorganic carbon (PIC) and particulate organic carbon (POC) in the topwater show significant decreasing trends from the river inlet to the outlet (p<0.01). During the cooler dry season (winter), however, the damming effect was much weaker. Precipitation of PIC owing to the alkaline environment and decelerated flow velocity contributed over half of the carbon retention in the reservoir. Correlation between suspended sediment concentration and carbon concentrations reveals that heavy sedimentation also resulted in the sequestration of particulate carbon. Yet the damming impact on the flux of dissolved organic carbon (DOC) was relatively weak due to the short water retention time and refractory nature of allochthonous carbon. The anti-season operation of the dam allowed little time for the decomposition of the incoming DOC in the rainy season. The differentiation processing of the carbon flow significantly increased the dissolved carbon proportion in the outflow. The dams could be acting as filters and the effect might be exacerbated in the cascading system. Accumulation of dissolved organic carbon possibly can accelerate eutrophication processes in the downstream reservoirs and thus altered the aquatic carbon dynamics in the downstream river channels. 

How to cite: Lin, L.: Damming effect on carbon processing in a subtropical valley-type reservoir in the upper Mekong Basin, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-26, https://doi.org/10.5194/egusphere-egu2020-26, 2020.

EGU2020-8373 | Displays | ITS2.4/HS12.1

Simulating the spatio-temporal variability in terrestrial - aquatic DOC transfers across Europe

Celine Gommet, Ronny Lauerwald, Philippe Ciais, and Pierre Regnier

Inland waters receive important amounts of dissolved organic carbon (DOC) from surrounding soils, which drives an important net-heterotrophy and subsequent CO2 emission from these systems.  At the same time, this DOC transfer decreases the soil carbon sequestration capacity, which may limit the efficiency of the land carbon sink. The variation of DOC stocks and fluxes in time and space is modeled using the ORCHILEAK model that couples terrestrial ecosystem processes, carbon emissions from soils to headwater streams by runoff and drainage, as well as carbon decomposition and transport in rivers until export to the coastal ocean. The runs were performed at the resolution of 0.5°, taking advantage of the relatively dense observations of soil and river DOC available for European catchments.  The model was first evaluated for the hydrology by comparing the discharge at different stations along several large European rivers. The DOC measurements were used to calibrate the different parameters of the ORCHILEAK model and to evaluate the model results. ORCHILEAK was then used to generate the first European map of DOC stocks and leaching for the four seasons. We estimate a soil DOC stock at 71 TgC and a DOC leaching flux of 7,8 TgC/yr, largely dominated by runoff exports during the winter season. Our model results also allow to identify the underlying processes controlling the fraction of terrestrial NPP exported to the European inland water network. The next step will be to use the model to hindcast historical DOC fluxes and predict their evolution over the 21st century using climate change and land use projections from the SSP-RCP scenarios developed for the IPCC assessment report.

How to cite: Gommet, C., Lauerwald, R., Ciais, P., and Regnier, P.: Simulating the spatio-temporal variability in terrestrial - aquatic DOC transfers across Europe, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8373, https://doi.org/10.5194/egusphere-egu2020-8373, 2020.

EGU2020-8875 | Displays | ITS2.4/HS12.1

Carbon and nutrient cycling between estuarine and adjacent coastal waters

Louise Rewrie, Yoana Voynova, Holger Brix, and Burkard Baschek

Seasonal and annual nitrate and phosphate loads were determined from FerryBox measurements to investigate the high seasonal and inter-annual variability of carbon and nutrient exchange between the Elbe estuary and North Sea. At the inner continental shelf, high biological activity is driven by riverine nutrient inputs, which can contribute to the net carbon dioxide (CO2) uptake. It is possible that in tidal systems this newly formed phytoplankton is transported back into the estuary over the flood tide, and this organic matter can be remineralized in the intertidal region. At present, the influence of this tidally driven mechanism on the nutrient exports and primary production in the coastal zone is not fully characterized, hence carbon sources and sinks at the estuary-coastal boundary may not be well accounted for.

The coupling between nutrient inputs from the Elbe estuary to adjacent coastal waters and the subsequent biological activity are now being investigated with a high-frequency dataset provided by a FerryBox situated at the mouth of the estuary. The FerryBox continuously measures physical and biogeochemical parameters every 10 to 60 minutes. Prelimary seasonal and nutrient (nitrate and phosphate) loads from the Elbe estuary to the coastal waters were calculated with FerryBox data between 2014 and 2017. The nutrient loads exhibited high seasonal and inter-annual variability. For example, in summer 2014 nitrate loads reached 100 x 107 mol yr-1 whereas, in summer 2017 nitrate loads were 50 x 107 mol yr-1, which cannot be explained by river discharge alone. Such changes in nutrient loads are likely to influence primary production rates in the adjacent coastal waters and impact CO2 uptake and therefore carbon cycling.

Time-series analysis is employed to determine patterns in oxygen changes in relation to photosynthesis and respiration, along with nutrient fluctuations, between 2014 and 2017. Salinity is used to differentiate between the coastal and estuarine end members, with low and high salinity representing flood tide (estuarine waters) and ebb tide (coastal waters), respectively. Changes in dissolved oxygen concentrations are used to estimate primary production (P) and community respiration (R) rates in the water column. The P/R ratio provides the ability to classify the community into autotrophic and heterotrophic systems. Results of this analysis will show the role of varying nutrient loads in supporting primary production in the coastal waters, along with estimating net ecosystem metabolism, and therefore give us a better understanding of nutrient and carbon cycling. 

How to cite: Rewrie, L., Voynova, Y., Brix, H., and Baschek, B.: Carbon and nutrient cycling between estuarine and adjacent coastal waters , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8875, https://doi.org/10.5194/egusphere-egu2020-8875, 2020.

Metabolism, transportation, and redistribution difference of atrazine and acetochlor from estuary to bay

Yu Zhang a, Wei Ouyanga, Zihan Wanga, Zewei Guoa, Zeshan Wua, Mats Tysklindb, Chunye Lina,

Baodong Wangc, Ming Xinc

a State Key Laboratory of Water Environment Simulation, School of Environment, Beijing Normal University, Beijing 100875, China

b Environmental Chemistry, Department of Chemistry, Umeå University, SE-901 87 Umeå, Sweden

c The First Institute of Oceanography, State Oceanic Administration, 6 Xianxialing Road, Qingdao, 266061, China

Abstract

Agricultural activities are the cause of pollution in several watersheds, mainly due to the discharge of herbicides. Herbicides suffer continual degradation and they present special patterns during the transport from watershed to bay. The spatial distribution of atrazine, its dealkylated chlorotriazine metabolites, and acetochlor in water, suspended particulate sediment (SPS), and surface sediment were investigated from estuary to bay. The concentrations of atrazine and deethyl-atrazine(DEA) and deisopropy-latrazine (DIA) were generally higher in the coastal zone than estuary and bay. The water distance of metabolites demonstrated that atrazine degradation was active from estuary to bay and DIA had the shortest half-distance of 1.6 km. In contrast, acetochlor concentration decreased with an increase of seawater depth and had the longer half-distance of 8.5 km than atrazine and its metabolites. Didealkyl-atrazine (DDA) had the highest concentration in SPS (7.6 ng/L) and sediment (7.0 ng/g) among all these herbicides, which indicated that it had the biggest sorption capacity. Both the spatial distribution and the vertical contents in water, SPS, and sediment demonstrated that these herbicides presented different response during the transport from the estuary to bay. Despite the significant difference in contents of atrazine, DEA, DIA, and acetochlor in the water and sediment, their spatially averaged value in SPS was very close, indicating that SPS had saturated sorption capability. The water-particle phase partition coefficient (Kp) analysis indicated that the partition process was more active in the estuary than in the bay for atrazine and its metabolites, and the metabolites had stronger capacity than the atrazine. The Kp of acetochlor was the highest among the herbicides, which illustrated that acetochlor was strongly phase partitioned in the coastal and bay zones, thereby causing similar distribution of acetochlor in the three matrices. The correlation between Kp and the corresponding octanol-water partitioning coefficient indicated that the hydrophobicity of atrazine and its metabolites were important factors for the partition between seawater and SPS. The current tides and bathymetry were the critical factors in determining the spatial distribution of herbicides in the water and sediment, resulting in low load in the estuary zone.

Key words: Typical herbicides; Phase partition; Diffuse pollution; Suspended particulate sediment; Semiclosed bay

 

How to cite: Zhang, Y.: Metabolism, transportation, and redistribution difference of atrazine and acetochlor from estuary to bay, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2128, https://doi.org/10.5194/egusphere-egu2020-2128, 2020.

In application of the EU Water Framework Directive, many actions have been undertaken in order to reduce pollution levels in river systems. However, for certain catchments, the resilience process is not occurring as expected. In the Bienne River basin, metals discharge has plummeted since the 1990s, following the implementation of a better industrial waste management, as well as an important industrial restructuring. Nevertheless, this river has been regularly affected by massive fish mortality over the 2012-2019 period. This phenomenon, never identified before, is becoming recurrent. Organic tissues sampled in dead fish contained high concentrations of metals in association with other toxics. In this context, this study introduces a transdisciplinary approach in order to: (i) analyse spatial and temporal evolutions of pollutions in the Bienne River, (ii) evaluate potential ecotoxicological impacts associated, (iii) identify interactions with local hydro-climatic changes. Metallic and organic pollutants were analysed over different stations and at multi-temporal scales, associating sedimentary archives, suspended matters and passive water samplers. These analyses highlight the impact on the river quality of both current and legacy pollutions, particularly during prolonged low-water periods and high discharge events. Ecotoxicological analyses emphasize a severe risk level in the case of polluted sediments remobilization, especially because of heavy metals and PAH contamination. Geochemical evidence of such remobilization events has been recorded over the last decade in a sedimentary core sampled in the downstream part of the Bienne River. Hydrological data recorded in the Bienne River gauging stations since 1971 attests of an important year-to-year variability, although changes in the river discharge distribution are ongoing. Data has shown a higher frequency of both the lowest and the highest outflows over the 2012-2019 period compared to the rest of the hydrological recording. Hydro-climatic variables coming from in-situ measurements and satellite data (GPM-IMERG6) has also shown significant modifications in the rainfall regime over this period, especially in the augmentation of dry spells and heavy rainfall episodes. Those modifications agree well with the discharge change observations. This study brings out knock-on impacts of combined geochemical, ecotoxicological and hydro-sedimentary issues on the fate of aquatic ecosystems, especially under the influence of local hydro-climatic changes and their implications on hydrological regimes. Those results aim at reducing uncertainties concerning the evolution of the river quality by highlighting such a tipping point for environmental conditions. In addition, such a study helps us to grasp the complexity of local stakes regarding the multiple interests of a wide range of stakeholders and policy makers involved on the field.

How to cite: Dhivert, E., Gibon, F., Hochart, K., and Devillers, B.: Evolution of river pollutions under the influence of local hydro-climatic changes - the example of the Bienne River (Jura Mountain, France), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5986, https://doi.org/10.5194/egusphere-egu2020-5986, 2020.

River systems in Germany are under an increasing pressure due to human activities and the changing global climate in the recent decade. Human activities, such as agriculture and industrial manufacturing, for instance have supplied contaminates to many rivers, which has greatly affected the river ecosystem. Extreme events, as a result of the changing global climate, such as the more frequent extraordinary floods and droughts, are playing an increasingly significant role in the chemical compositions of the different river systems. To protect these unique river ecosystems, it is important to identify the contribution of these various sources of pressure and quantitatively assess their relative impacts on the different river systems.

Here, we will explore the potential of using the Sr, Nd, and Pb isotopes as a fingerprinting tool to quantify the relative contributions from both natural and anthropogenic sources supplying the materials to the river system. Sediment samples were collected from the river Weser, the longest river that lies entirely within Germany. The river Weser is formed by the junction of two rivers, Werra and Fulda, and flows towards its estuary in the North Sea. With a mean discharge of 327 m3/s, it is one of the main rivers discharging into the North Sea. With its two headwaters and tributaries also sampled, sampling locations cover a geographical area of agricultural land and industrial sites, and expand to coastal areas of the North Sea. It is therefore ideal to evaluate the impact of various sources of human activities and the changing climate on the river system, and to provide insight into the contribution of river system to the ocean.

Sediment samples were analysed for their elemental compositions to evaluate the load of each chemical composition in the river Weser. Isotopic ratios of Sr, Nd, and Pb were measured on MC-ICP-MS (Multi-collector-Inductively Coupled Plasma-Mass Spectrometry) with the newly-developed automated prepFAST sample purification method (Retzmann et al., 2017). The Sr, Nd and Pb isotope results reported here are the first such dataset obtained from the river Weser sediment. Combined with the statistical analysis, such as the principal component analysis, the dataset allows the evaluation of the contribution of various sources to the load of the river Weser, and enables the quantification of the flux of the river to the North Sea, and an estimate of the contribution of the river system to contaminants transported into the coastal zone. These estimates will also be of interest to stakeholders and governments for targeted management interventions of the socio-economically important Weser river system.

 

References

Retzmann, A., Zimmermann, T., Pröfrock, D., Prohaska, T., Irrgeher, J., 2017. A fully automated simultaneous single-stage separation of Sr, Pb, and Nd using DGA Resin for the isotopic analysis of marine sediments. Analytical and Bioanalytical Chemistry 409, 5463-5480.

How to cite: Deng, F., Hellmann, S., Zimmerman, T., and Pröfrock, D.: Sr-Nd-Pb isotope fingerprint analysis of sediment from the river Weser (Germany) and its implication to trace human and climate-induced impacts , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13793, https://doi.org/10.5194/egusphere-egu2020-13793, 2020.

EGU2020-21706 | Displays | ITS2.4/HS12.1

Reservoir-river-sea system sediment geochemistry in Fiumi Uniti catchment from Apennines to Adriatic Sea

Simone Toller, Salvatore Dominech, Enrico Dinelli, Shouye Yang, Lucilla Capotondi, Francesco Riminucci, and Ivo Vasumini

Sediment samples were collected in 2019 from Fiumi Uniti catchment in Italy in an area between the Romagna Apennines and the Adriatic Sea. The sampling phase included the collection of sediments from the Ridracoli reservoir, a large artificial basin located at 480 m a.s.l. made by construction of a dam on the Bidente river and used as the main drinking water supply of the region and for hydropower production, as well as river sediments within the whole catchment that includes the dam (Bidente, Ronco and Fiumi Uniti rivers and tributaries) and marine sediments from the Adriatic sea. In addition, we collected in the reservoir area rock and soil samples to define the element behaviour during weathering and transport.

Here we report data on chemical concentrations from different matrices within the area of Ridracoli reservoir as well as chemical characterization of sediments downstream the dam along the rivers. The chemical analyses were carried out at the State Key Laboratory of Marine Geology in Shanghai, where samples underwent a two-step digestion to assess the mobile and residual fraction using a first leaching step with 1N HCl and a second one with pure HNO3 and HF, respectively.

The chemical differences between rock, soils and sediments inside the reservoir showed a system of element mobility that can be compared to the geochemistry of surrounding sediments to assess pathways of geochemical cycles of elements. The ratio between concentrations of different matrices shows an enrichment in soils compared to rock for some elements (>1.3; Li, V, Cr, Mn, Sr, Cd, U) and slightly depletion in lake sediments compared to rocks (0.8-0.9). The REE ratio between lake sediments and other matrices (i.e., rocks, soils, and stream sediments) equals to 0.7-0.8, while for other trace elements (Li, V, Mn, Fe, Ni) is 1.1-1.2 showing an opposite behaviour.

More mobile elements assessed using the ratio between the first step of leaching and the total composition, are Mn (0.7 of extractability) and Sr (0.8) followed by Co, Cu, Se Cd and Pb (around 0.3-0.4). The more stable elements (higher in the residual) are Ti, Rb, Zr, Cs (max 0.015). Cu and Pb seems to be more mobile in sediments than rock and soil, whereas the mobility of other analytes doesn’t seem to be affected by the different matrices. REE are quite mobile showing good extractability for Eu, Gd, Tb, Dy. Spider diagrams of REE were normalized to PAAS (Post Archean Australian Shale) and show similar shapes with Gd peaks. A difference can be seen between rocks (values around 0.8 and 1.2) and sediments, with the latter showing higher values (1.2 and 1.4).

The importance of this study relies on the implications that human activities have on river systems thanks to sediment quality and on the functioning of the river-sea system in Romagna and specifically in Ridracoli reservoir catchment.

How to cite: Toller, S., Dominech, S., Dinelli, E., Yang, S., Capotondi, L., Riminucci, F., and Vasumini, I.: Reservoir-river-sea system sediment geochemistry in Fiumi Uniti catchment from Apennines to Adriatic Sea, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21706, https://doi.org/10.5194/egusphere-egu2020-21706, 2020.

EGU2020-22064 | Displays | ITS2.4/HS12.1

Prediction of organic matter degradability in river sediments

Julia Gebert and Florian Zander

Under anaerobic conditions, degradation of organic matter in river sediments leads to gas formation, with organic carbon being released mainly as CH4 and CO2. Gas bubbles reduce sediment density, viscosity and shear strength, impede sonic depth finding and are suspected to affect the sediments’ rheological properties. Moreover, methane (CH4) is a potent greenhouse gas with a global warming potential (GWP100) of 28-36. Therefore, the climate impact may vary greatly depending on the way sediments are managed (for example, type and frequency of dredging and relocation in the water body or treatment on land). The objective of this paper is therefore to quantify the time-dependent stability, or inversely, the lability of sediment organic matter (SOM) as a basis for prediction of effects on sediment mechanical properties and on the release of greenhouse gases.

Within two years, over 200 samples of predominantly fine-grained sediment were collected from nine locations within a 30 km transect through the Port of Hamburg. All samples were, amongst other analyses, subjected to long-term (> 250 days) aerobic and anaerobic incubation for measurement of SOM degradation, yielding a comprehensive data set on the time-dependent change in degradation rates and the corresponding size of differently degradable SOM pools. SOM degradability exhibited a pronounced spatial variability with an approximately tenfold higher anaerobic and a roughly fivefold higher aerobic degradability of upstream SOM compared to downstream SOM. Lower δ13C values, higher DNA concentrations and a higher share of organic carbon in the light density fraction as well as elevated chlorophyll concentrations in the water phase support the hypothesis of increased biological sources of SOM at upstream locations and increased SOM degradability in shallow compared to deep layers (Zander et al., 2020).

First statistical and time series analyses indicate that

  • Long-term SOM lability appears to be predictable from short-term measurements.
  • The relationship between short-term and long-term SOM degradation is site-specific and also differs for layers of different age (depth). This supports the above-mentioned variability between sites regarding the size of differently degradable carbon pools, as well as for the depth profile at any one site.
  • The relevance of the available electron acceptors (redox conditions) for SOM degradation, i.e. the ratio between carbon release under aerobic and anaerobic conditions, differs less by site but more so by layers of different age (depth). This is plausible as especially the top layers are exposed to more variability in redox conditions than the deeper layers that are always under reducing conditions.

Zander, F., Heimovaara, T., Gebert, J. (2020): Spatial variability of organic matter degradability in tidal Elbe sediments. Journal of Soils and Sediments, accepted for publication.

How to cite: Gebert, J. and Zander, F.: Prediction of organic matter degradability in river sediments, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22064, https://doi.org/10.5194/egusphere-egu2020-22064, 2020.

The Central South Sea Mud (CSSM), developed in the Seomjin River estuary, is known to be supplied with sediments from Heuksan Mud Belt (HMB) and Seomjin River. However, in order to form a mud belt, more sediments must be supplied than supplied in the above areas. In this study, clay minerals, major elements analyzes were performed on cores 16PCT-GC01 and 16PCT-GC03 in order to investigate the transition in the provenance and transport pathway of sediments in CSSM. The Huanghe sediments are characterized by higher smectite and the Changjiang sediments are characterized by higher illite. Korean river sediments contain more kaolinite and chlorite than those of chinese rivers. Korean river sediments have higher Al, Fe, K concentraion than Chinese river sediments and Chinese rivers have higher Ca, Mg, Na than those of Korean rivers. Therefore, clay minerals and major elements can be a useful indicator for provenance. Based on our results, CSSM can be divided into three sediment units. Unit 3, which corresponds to the lowstand stage, is interpreted that sediments from Huanghe were supplied to the study area by coastal or tidal currents. Unit 2, which corresponds to the transgressive stage, is interpreted to have a weaker Huanghe effect and a stronger Changjiang and Korean rivers effect. Unit 1, which corresponds to the highstand stage when the sea level is the same as present and current circulation system is formed, is interpreted that sediments from Changjiang and Korean rivers are supplied to the research area through the current.

How to cite: cho, H. G.: Provenance and Transport Process of Fine Sediments in Central South Sea Mud, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1973, https://doi.org/10.5194/egusphere-egu2020-1973, 2020.

The morphological characteristics of quartz inclusions in sediments from five locations in the upper, middle and lower reaches of the Changjiang River are analyzed. The source indication of sediments is discussed through the differences in shape, size, quantity, gas percentage and genetic type. From upstream to downstream, the characteristics of quartz inclusions in sediments are different. The inclusion types appearing in the samples from upstream to estuary are gradually enriched. The sediment influx from the tributaries of the Changjiang River makes new types of quartz inclusions appearing in the downstream and estuary. In terms of quantity and size, most quartz inclusions are concentrated in the range of 2-4 μm in size and 10-150/mm3 in number. The number and size range of different positions are also different. In SGJS-01 collected from Shigu, is 2-18 μm, the number is 2-166 per volume. In YBCJ-01, YZD-63 and YZD-10 samples collected from Yibin, Yichang and Wuhan, the size is 2-15μm, 2-10μm, 2-12μm and the number is 1-270, 2-220 and 1-308 per volume. The primary inclusions of SGJS-01 in Shigu is 14%, higher than that of primary inclusions in the middle and lower reaches, and that of YBCJ-01 in Yibin decreases to 6%, and for YZD-63, YZD-10 and HK-01 they were 8%, 6% and 5% respectively. The change of the primary inclusion proportion reflects the difference of source rock types of sediments. The difference of source rocks of sediments can be reflected in the type, size, quantity and proportion of primary inclusions. The characteristics of quartz inclusions could be a new way to explore the source of sediments.

How to cite: Ge, C. and Ji, Z.: Quartz fluid inclusions characteristics of fluvial deposit in Changjiang River and their implications, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3816, https://doi.org/10.5194/egusphere-egu2020-3816, 2020.

ITS2.7/HS12.2 – Plastic in freshwater environments

Research into the scope of litter pollution, particularly of plastic debris, in freshwater systems has shown similar levels to the marine and coastal environment. Global model estimates of riverine emission rates of plastic litter are however largely based on microplastic studies as long-term and holistic observations of riverine macroplastics are still scarce. Our study therefore aimed to contribute a detailed assessment of macrolitter in the transitional waters of three major North Sea tributaries: Ems, Weser, and Elbe. It was hypothesised that the larger and more intensely used, the more polluted the river would be. Litter surveys were carried out in four river compartments: along the embankment, on the river surface, in the water column, and on the river bed. Plastic generally comprised 88-100 % of all recorded debris items. Our data revealed spatio-temporal variability and distinct pollution levels for each compartment. Beaches had the highest debris diversity and were significantly more littered than vegetated sites and harbours. Stony embankments were least polluted. Benthic litter levels appeared substantial despite rapid burial of objects being likely due to high suspended sediment loads. Extrapolated to daily mean emission rates, more plastic litter is discharged into each estuary via the river surface than through the water column. Combining both, the Ems emits over 700 macroplastic items daily, the Weser more than 2,700, and the Elbe ~196,000 objects. Using the mean (median) plastic item mass recorded from water column samples, i.e. 6.3 g (1.7 g), this equates to ~4.5 (1.2) kg d-1 and ~1.6 (0.4) t y-1 of plastic waste discharged by the Ems, ~17.2 (4.6) kg d-1 and ~6.3 (1.7) t y-1 for the Weser, and ~1.2 (0.3) t d-1 respectively ~451 (122) t y-1 carried into the North Sea via the Elbe. These rates deviate considerably from previous model estimates of plastic loads discharged by said rivers. Future studies should therefore ground-truth model estimates with more river-specific and long-term field observations, which will ultimately help assess the effectiveness of waste management and reduction strategies inland and on water.

How to cite: Schöneich-Argent, R., Dau, K., and Freund, H.: Assessing litter loads and estimating macroplastic emission rates of three major North Sea tributaries – Ems, Weser, and Elbe – through holistic, field-based observations, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5891, https://doi.org/10.5194/egusphere-egu2020-5891, 2020.

EGU2020-19268 | Displays | ITS2.7/HS12.2 | Highlight

Plastic waste input from Guadalquivir River to the ocean

Rocio Quintana Sepúlveda, Daniel González Fernández, Andrés Cózar Cabañas, Cesar Vilas Fernández, Enrique González Ortegón, Francisco Baldo Martínez, and Carmen Morales Caselles

Around 8 million tons of plastic waste are leaked from land into the ocean annually. One of the main pathways of plastic input into the ocean is rivers, but there is no comprehensive information about the amount and nature of litter transported. This study presents results of a monthly monitoring over a two years period in the estuary of Guadalquivir River, southern Spain. The samples, which consisted of passive hauls, were taken from a traditional glass eel fishing boat anchored with three nets working in parallel. The nets, with a mesh of 1 mm and an opening of 2.5 (width) × 3 (depth) metres, filtered around 60,000 m3 per sample. Our methodological approach allowed characterization of virtually all plastic sizes in river waters, comprising micro-, meso- and macroplastics. Plastic items were dominated by pieces of film (70% in number). Microplastics in the size interval from 2.5 to 4.0 mm represented half of the total identified items. Small fragments in Guadalquivir River comprised most of the plastic mass input to the sea. Our results support the relevance of fragmentation processes inland, and the role of rivers and estuaries as sources of microplastics to the ocean.

How to cite: Quintana Sepúlveda, R., González Fernández, D., Cózar Cabañas, A., Vilas Fernández, C., González Ortegón, E., Baldo Martínez, F., and Morales Caselles, C.: Plastic waste input from Guadalquivir River to the ocean , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19268, https://doi.org/10.5194/egusphere-egu2020-19268, 2020.

EGU2020-11731 | Displays | ITS2.7/HS12.2

Plastic Wastes Survey in River Mouths Discharging to Manila Bay

Maria Antonia Tanchuling and Ezra Osorio

This study reports on the amount of plastic wastes in five river mouths discharging to Manila Bay, a natural harbor which drains approximately 17,000 km3 of watershed area. Of the 17 rivers discharging to the Bay, five rivers which run through the densely populated and highly urbanized Metropolitan Manila are included in the study namely, Pasig, Cañas, Tullahan, Meycauyan and Parañaque. A Waste Analysis and Characterization Study (WACS) was conducted to investigate the composition of the wastes that were on the river banks. Samples were taken from the wastes that were found lying on the banks. The wastes collected in each study site varied from each other, although plastic wastes and yard wastes were gathered from all areas. Based on their % wet weight, plastics alone comprised 28% of wastes in Cañas, 46% of wastes in Meycauayan, 42% of wastes in Parañaque, 37% of wastes in Pasig and 27% of wastes in Tullahan. The disposed plastics collected were also characterized and categorized into different types: hard plastic (PP, HDPE), film plastic (PP, PE), foam (PS, PUR) and other type (PVC, PET). In Cañas River, film plastics (79%) were the most ubiquitous type of plastic waste which primarily consist of different sachets of household products and single-use plastic bags. Few hard plastics and other types of plastic such as PVC and PET were collected. Meycauayan River and Parañaque River had almost the same plastic type distribution wherein the most dominant plastic type were hard plastics. These hard plastics collected were mostly composed of bottles of detergents and toiletries. Meycauayan River has relatively fewer establishments near its river mouth, indicating that the sources of the accumulated plastic wastes came from the mid and upstream of the river where the urbanized and industrialized areas were located. Furthermore, even though hard plastics represented 38% of wastes in Paranaque, numerous plastic straw ropes were collected as fishermen use these straws to tie up their boats to the docking area. Significant amount of foams  and PET bottles were also amassed in these rivers. Plastic wastes from the Pasig River were mostly comprised of both film plastics (39%) and hard plastics (30%). The plastic wastes taken were all household products directly dumped by the those residing by the Pasig River mouth. Notable quantity of foams and other types of plastic were fetched from the sampling area. Tullahan River has abundant amount of film plastics (35%) and foams (33%) in its river mouth. Some of these plastic wastes are stuck to the rafts tied up along the bank of the river. Sachets of household products were dominantly present. Few hard plastics and other type of plastic were extracted from the site. Substantial amount of plastic wastes in each of the river mouths signifies poor waste management infrastructure, lack of materials recovery facilities, and lack of discipline of people as these plastics are found to be directly dumped into the water bodies.  

How to cite: Tanchuling, M. A. and Osorio, E.: Plastic Wastes Survey in River Mouths Discharging to Manila Bay, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11731, https://doi.org/10.5194/egusphere-egu2020-11731, 2020.

EGU2020-10339 | Displays | ITS2.7/HS12.2 | Highlight

Methods for measuring and modelling plastic transport and accumulation in large rivers

Marcel Liedermann, Sebastian Pessenlehner, Michael Tritthart, Philipp Gmeiner, and Helmut Habersack

Although freshwater systems are known to be the transport paths of plastic debris to the ocean, studies in rivers are rare. In recent years, measurements are advancing, but they hardly address the spatial distribution of plastic debris in the whole water column. Waste collecting activities in the Nationalpark Donau-Auen – a part of the Austrian Danube River to the East of Vienna – indicate that increasing quantities of plastic waste can also be found near the banks and within the inundation areas of our rivers. The EU financed project "PlasticFreeDanube" tries to find the sources, environmental impacts, transported amounts and paths, compositions and possible plastic accumulation zones.

A robust, net-based device was developed which can be applied at high flow velocities and discharges even at large rivers. The device consists of a strong and stable equipment carrier allowing a steady positioning. Three frames can be equipped with 1-2 nets each, having different mesh sizes exposed over the whole water column. The methodology was tested in the Austrian Danube River, showing a high heterogeneity of microplastic concentrations over the cross-section but also vertically over the depth. It was found that even higher amounts of plastic can be transported in a subsurface layer or even bottom-near.

Three-dimensional numerical modelling has proven to be a great support in describing and analyzing plastic particle transport in flowing waters. Flow fields near river engineering structures such as groynes and guiding walls were characterized by the models as they are known to be plastic accumulation zones. The models can be used for predicting potential accumulation zones in Danubian inundation areas and can provide recommendations for creating “artificial” accumulation zones where plastic can be more easily extracted from the river.

How to cite: Liedermann, M., Pessenlehner, S., Tritthart, M., Gmeiner, P., and Habersack, H.: Methods for measuring and modelling plastic transport and accumulation in large rivers, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10339, https://doi.org/10.5194/egusphere-egu2020-10339, 2020.

EGU2020-22613 | Displays | ITS2.7/HS12.2

Monitoring floating riverine pollution by advanced technology

Irene Ruiz, Oihane Barurko, Irati Epelde, Pedro Liria, Anna Rubio, Julien Mader, and Matthias Delpey

Rivers act as pathways to the ocean of significant but unquantified amounts of plastic pollution. Measuring with precision the quantities of riverine plastic inputs is crucial to support and ensure the effectiveness of prevention and mitigation waste management actions. However, there is a lack of technological tools capable of monitoring and, consequently, assessing accurately plastic abundances and its temporal variability through river water surfaces. Within the LIFE LEMA project, two videometry systems were installed at the river mouths of two European rivers  (Oria in Spain and Adour in France)  and a detection algorithm was developed  to monitor litter inputs in near real time . The objective of these developments was to detect riverine pollution at water surface, with the goal of quantifying the number and providing data on the travel speed and size of the floating items. Between 2018 and 2020, the system was tested under different environmental conditions. These tests have led to develop a second version of the algorithm that improves the results reducing false positives. After these improvements, a new validation has been carried out consisting in detailed analysis of more than 300 short videos of 5 minutes duration recorded in Orio’s station under different river flows, weather conditions and plastic loads. The validation results highlighted the operational reliability of the system. In a scale of 1 to 5 scoring (being 1 very bad and 5 very good) over 70% of the recordings scored 4 to 5. This also demonstrated the great potential of the videometry system in harmonizing visual observations of floating riverine litter. The data provided by the systems is currently being used in the LEMA TOOL, a tool designed to guide local authorities on managing, monitoring and forecasting marine litter presence and abundances in coastal waters of the SE Bay of Biscay. Furthermore, the data provided is key to evaluate the sources of the pollution and the efficiency of waste management measures within the river basins, towards a successful reduction of plastic inputs into the ocean.

How to cite: Ruiz, I., Barurko, O., Epelde, I., Liria, P., Rubio, A., Mader, J., and Delpey, M.: Monitoring floating riverine pollution by advanced technology, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22613, https://doi.org/10.5194/egusphere-egu2020-22613, 2020.

EGU2020-20888 | Displays | ITS2.7/HS12.2 | Highlight

Seasonal and longitudinal patterns of plastic pollution in a subtropical urban river

Charlotte Haberstroh and Mauricio Arias

Plastic contamination in rivers quickly changes over time and space, driven by factors such as land use, urbanization and population density, climatic conditions and river hydrology. Understanding the patterns and mechanisms behind these fluctuations is of major importance to estimate and evaluate plastic loads and to forward management strategies and policies. During a 18-month sampling campaign (May 2018 to October 2019) in the Hillsborough River Tampa (USA), we studied how seasonality and urban pollution affected plastic loads transported through the river. We sampled monthly at three sampling sites, strategically located to assess the release of plastic through urban runoff from Tampa, covering two wet seasons and one dry season. At each site, we conducted stationary sampling with a 500-µm mesh neuston net at five different positions through the width and depth of the river. Using an Acoustic Doppler Current Profiler, we also collected comprehensive data on flow characteristics and accurately estimated river discharge during sampling events. All samples were processed in the laboratory with state-of-the-art methods to separate plastic particles from water samples. Plastic particles were classified by size categories and a subset was identified using Raman spectroscopy. Results of this study shows a strong correlation between plastic loads and rainfall seasonality. For instance, mean concentrations close to the mouth of the river varied from less than 1 count/m3 during the dry season (March-May) to up to 9 counts/m3 during wet months (September). Furthermore, there was a substantial increase in loads as the river passed through the city, mostly peaking at the farthest downstream site close to the river mouth; while median concentrations at the site upstream from the city were 0.21 counts/m3 (range of 0-1.68), median concentrations at the station close to the river mouth (in Downtown Tampa) were 1.16 counts/m3 (range of 0.14-21.61 counts/m3). During some months, however, loads were higher at the second site, located in the middle of a residential and commercial district. Differences in plastic loads along the river were explained by river flow accumulation and land use/land cover intensity, though small differences in concentrations between the middle site and the furthest downstream can be explained by differences in stormwater management practices between these two contrasting socioeconomic areas. This study generated a unique and comprehensive dataset on plastic loads and river hydrology on a watershed scale to evaluate drivers of plastic pollution and rivers as their pathway, providing a base for the development of management plans in urban rivers and solution strategies for plastic pollution in similar subtropical watersheds.

How to cite: Haberstroh, C. and Arias, M.: Seasonal and longitudinal patterns of plastic pollution in a subtropical urban river, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20888, https://doi.org/10.5194/egusphere-egu2020-20888, 2020.

EGU2020-707 * | Displays | ITS2.7/HS12.2 | Highlight

Abundance of plastic debris across European and Asian rivers

Caroline van Calcar and Tim van Emmerik

Plastic pollution in the marine environment is an urgent global environmental challenge. Land-based plastics, emitted into the ocean through rivers, are believed to be the main source of marine plastic litter. According to the latest model-based estimates, most riverine plastics are emitted in Asia. However, the exact amount of global riverine plastic emission remains uncertain due to a severe lack of observation. Field-based studies are rare in numbers, focused on rivers in Europe and North America and used strongly varying data collection methods. We present a harmonized assessment of floating macroplastic transport from observations at 24 locations in rivers in seven countries in Europe and Asia. Visual counting and debris sampling were used to assess (1) magnitude of plastic transport, (2) the spatial distribution across the river width, and (3) the plastic polymer composition. Several waterways in Indonesia and Vietnam contain up to four orders of magnitude more plastic than waterways in Italy, France, and The Netherlands in terms of plastic items per hour. We present a first transcontinental overview of plastic transport, providing observational evidence that, for the sampled rivers, Asian rivers transport considerably more plastics towards the ocean. New insights are presented in the magnitude, composition, and spatiotemporal variation of riverine plastic debris. We emphasize the urgent need for more long-term monitoring efforts. Accurate data on riverine plastic debris are extremely important to improve global and local modeling approaches and to optimize prevention and collection strategies.

How to cite: van Calcar, C. and van Emmerik, T.: Abundance of plastic debris across European and Asian rivers, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-707, https://doi.org/10.5194/egusphere-egu2020-707, 2020.

EGU2020-21579 | Displays | ITS2.7/HS12.2

Microplastics in a UK Landfill: Developing Methods and Assessing Concentrations in Leachate, Hydrogeology, and Release to the Environment

Max Waddell, Nathalie Grassineau, James Brakeley, and Kevin Clemitshaw

Inadequate management of plastic waste has resulted in its ubiquity within the environment, and presents a risk to living organisms. Harm caused by large plastics is well documented, but progressive understanding of microplastics (< 5mm) reveals an ever more unsettling issue. Microplastics contamination is considered an emerging global multidisciplinary issue that would be aided by further research on sources, distribution, abundance, and transport mechanisms. Landfills are a suspected source of such, but research at these sites is insufficient. Although the risks surrounding microplastics are still inconclusive, there is concern over their accumulation in organisms, leaching constituents, and hydrophobic nature. Studying microplastics in the environment, let alone landfill, is challenging as standard and accepted methodologies are presently non-existent.

Here, microplastics (1mm to 25µm) were evaluated at one particular and long-running UK landfill after first developing a simple, replicable, efficient, and cost effective sampling and analysis approach. Concentrations and types of microplastics were quantified in raw leachate, treated leachate, waste water, groundwater, and surface water, to characterise abundance, distribution, and released loads to the environment. Samples were filtered in-situ, with subsequent purification at the laboratory by Fenton’s reagent. Analysis relied heavily on microscopic sorting and counting, but use of Scanning Electron Microscopy – Energy Dispersive X-Ray Spectroscopy enabled instrumental interrogation of particles suspected to be plastic. Many factors investigated here appear novel to the literature, and comprehensively explore: temporal variation of microplastics in raw leachate across different landfill phases and waste ages; their abundance in local groundwater, and surface water discharge; microplastics distribution within a leachate treatment plant; and their subsequent release to the environment from a waste water treatment facility. The results build upon the small collection of existing work, but also offer new insights into microplastics’ occurrence in, around, and released from a landfill site.

In total, 62 samples were taken, and particles considered microplastics (MP) were most abundant in groundwater, followed by raw leachate > waste water > treated leachate > surface water. Average concentration in groundwater was 105.1±104.3 MP L-1, raw leachate 3.3±1.7 MP L-1, and waste water was 1.8±0.73 MP L-1. Consistent with other research, fibres were most dominant, but blank samples highlight the great potential for secondary contamination. Imaging of suspect particles revealed the extreme nature and conditions of landfill sites in their generation of microplastics. Analogous to waste water treatment, leachate treatment is shown to be reducing microplastics in the discharge by 58.1%, and it is expected that microplastics are retained in the treatment plant sludge. Daily loads from leachate treatment were 142,558±67,744 MP day-1, but from waste water this was approximately 45.2±18.3 million MP day-1. Ultimately, the landfill is not a final sink of microplastics but a source, for those >25 µm, to the environment: yet, it is unlikely to be a significant one. Results highlighted the need for reduction strategies at waste water treatment plants and in the site’s groundwater boreholes, as well as further investigation to determine the source of abundant fibres in the surface water.

How to cite: Waddell, M., Grassineau, N., Brakeley, J., and Clemitshaw, K.: Microplastics in a UK Landfill: Developing Methods and Assessing Concentrations in Leachate, Hydrogeology, and Release to the Environment, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21579, https://doi.org/10.5194/egusphere-egu2020-21579, 2020.

EGU2020-8460 | Displays | ITS2.7/HS12.2

Microplastic input in to alluvial meadows of the Rhine river in Cologne, Germany

Katharina Luise Müller, Hannes Laermanns, Markus Rolf, Florian Steininger, Martin Löder, Julia Möller, and Christina Bogner

River systems are major pathways for the transport of microplastic (MP). The Rhine is among the biggest river systems in regard to catchment size and discharge in northwestern Europe. Studies have documented the presence of MP in the Rhine and its tributaries along its course through Germany. The region of Cologne is densely populated, with a variety of land use forms occurring. Thus, an understanding of the presence and entry pathways of MP into alluvial meadows of the Rhine is important for risk assessments. 

This study aims to quantitively analyse transport pathways and sedimentation of MP into the alluvial meadows of the Rhine. We expect that the main entrance pathway of MP into these alluvial meadow soils is via fluvial transport. Two study sites were chosen in Cologne, one in the southern part of the central city (Poller Wiesen) and one in northern rural areas of the city (Merkenich-Langel). These sites were chosen as there are no agricultural fields in the direct vicinity, which could account for major MP input through surface runoff. The sites were flooded intermittently in the past with records of the water level during flooding and extent of flooded areas. For each site, sampling transects were chosen increasing in elevation and distance relative to the river water level. Samples were investigated for their MP concentrations via FTIR-spectroscopy. A digital elevation model supports the understanding of the water flow during flood events. Differences in MP concentrations with increasing elevation and distance to the river are thought to be caused by differences in intensity and frequency of flooding.

 

How to cite: Müller, K. L., Laermanns, H., Rolf, M., Steininger, F., Löder, M., Möller, J., and Bogner, C.: Microplastic input in to alluvial meadows of the Rhine river in Cologne, Germany, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8460, https://doi.org/10.5194/egusphere-egu2020-8460, 2020.

EGU2020-5308 | Displays | ITS2.7/HS12.2

Degradation of nanoplastics in aquatic environments: reactivity and impact on dissolved organic carbon

Angelica Bianco, Fabrizio Sordello, Mikael Ehn, Davide Vione, and Monica Passananti

The large production of plastic material (PlasticsEurope, 2019), together with the mishandling of plastic waste, has resulted in ubiquitous plastic pollution, which now reaches even the most remote areas of the Earth (Allen et al., 2019; Bergmann et al., 2019). Plastics undergo a slow process of erosion in the environment that decreases their size: microplastics (MPs) and nanoplastics (NPs) have diameters between 1 µm and 5 mm and lower than 1 µm, respectively (Frias and Nash, 2019).

The occurrence, transformation and fate of MPs and NPs in the environment are still unclear. Therefore, the objective of this work is to better understand the reactivity of NPs using an aqueous suspension of polystyrene NPs (PS-NPs) as a proxy, in the presence of sunlight and chemicals oxidants. The results obtained are relevant to both the atmospheric aqueous phase, such as cloud and fog droplets, and surface waters. We investigated the reactivity of PS-NPs with light and with two important oxidants in the environment: ozone (O3) and hydroxyl radicals (OH). The adsorption of ozone (O3) on PS-NPs is investigated, showing a significant O3 uptake. Moreover, for the first time, a reactivity constant with OH is determined. We found a linear correlation between the kinetic constants measured for three different sizes of PS-NPs and the surface exposed by the particles. Degradation products (short chain carboxylic acids and aromatic compounds), obtained by direct and OH-mediated photolysis of PS-NPs suspensions, are identified by high-resolution mass spectrometry. Irradiation of a PS-NPs suspension under natural sunlight for 1 year has shown the formation of formic acid and organic compounds similar to those found in riverine and cloud dissolved organic matter.

This work is crucial to assess the impact of NPs abiotic degradation in atmospheric and surface waters; indeed, the reactivity constant and the degradation products can be implemented in environmental models to estimate the contribution of NPs degradation to the natural dissolved organic matter in the aqueous phase. A preliminary simulation using APEX (Aqueous Photochemistry of Environmentally occurring Xenobiotics) (Bodrato and Vione, 2014) model shows that in NPs-polluted environments (109 particles mL-1) there is potential for NPs to significantly scavenge OH, if the content of natural organic matter is not too high, as observed for surface and cloud water.

Allen, S., et al., 2019.  Nat. Geosci. 12, 339–344. https://doi.org/10.1038/s41561-019-0335-5
Bergmann, et al., 2019.  Sci. Adv. 5, eaax1157. https://doi.org/10.1126/sciadv.aax1157
Bodrato, M., Vione, D., 2014. Environ. Sci.: Processes Impacts 16, 732–740. https://doi.org/10.1039/C3EM00541K
Frias, J., Nash, R., 2019. Mar. Pollut. Bull. 138, 145–147. https://doi.org/10.1016/j.marpolbul.2018.11.022

How to cite: Bianco, A., Sordello, F., Ehn, M., Vione, D., and Passananti, M.: Degradation of nanoplastics in aquatic environments: reactivity and impact on dissolved organic carbon, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5308, https://doi.org/10.5194/egusphere-egu2020-5308, 2020.

EGU2020-12924 | Displays | ITS2.7/HS12.2

Microplastic contamination in remote alpine lakes

David Gateuille, Julia Dusaucy, Frédéric Gillet, Johnny Gaspéri, Rachid Dris, Grégory Tourreau, and Emmanuel Naffrechoux

Since their first detection in the 1970s, microplastics have been a growing concern in public opinion. Although a large number of studies are interested in this contamination, the fate of microplastics in freshwater remains poorly understood. In particular, the identification of sources, the degradation processes of these compounds and their impacts on aquatic ecosystems constitute fields of research to be investigated. PLASTILAC is the first project focusing on the presence and fate of microplastics in 4 remote alpine lakes (Muzelle Lake, Vert Lake, Pormenaz Lake and Anterne Lake) that have been investigated during summer 2019. The aims of this study were to better understand the microplastic dynamics in small remote lake catchment and to quantify the impacts of various anthropic activities on the microplastic contamination.

The lakes were chosen to allow the comparison of the different transfer processes occurring at the catchment scale. Thus, the lakes of Muzelle and Anterne have similar sizes (about 10 000m²) and altitudes (about 2100 m a.s.l). These two lakes are isolated and have no direct access apart from several hour hikes. They are however separated by a distance of about 120 km. A comparison of their contamination levels therefore makes it possible to assess the background contamination at the scale of the Northern Alps. On the contrary, the Anterne, Pormenaz and Vert Lakes are very close but cover a wide gradient of altitude (from 1260 to 2100 m a.s.l.) and of exposure to anthropogenic activities. Their comparison allows us to study the influence of distance from potential sources on the microplastic contamination.

To investigate the dynamics of microplastics at the lake basin scale, a multi-compartment approach was implemented. The water column was sampled using a specially designed boat that allowed the filtration of the large volumes (approximately 200 cubic meters) of water required in lightly contaminated environments. The boat was equipped with a 50 µm mesh. A similar system was used to sample the lake outlets and determine the outflows of microplastics. In order to quantify the incoming flows, an atmospheric fallout collector was also installed. Finally, lake sediments were collected to quantify the fraction of microplastics eliminated from the water column through sedimentation. All of these data made it possible to establish a mass balance of microplastics at the scale of the watershed of lakes and to determine the characteristic times of contamination.

Although analyzes are still in progress, the first results show that even the most distant lakes from anthropogenic sources have significant microplastic contamination of the order of 1 particle per cubic meter. Due to the distance to the sources, the microplastic pollution was constituted fibers while fragments and micro-beads could not be observed. 

How to cite: Gateuille, D., Dusaucy, J., Gillet, F., Gaspéri, J., Dris, R., Tourreau, G., and Naffrechoux, E.: Microplastic contamination in remote alpine lakes, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12924, https://doi.org/10.5194/egusphere-egu2020-12924, 2020.

EGU2020-19776 | Displays | ITS2.7/HS12.2

Temporal distribution and seasonal fluxes of microplastics in the sediments of UK rural and urban lakes

Chiara Bancone, Professor Neil Rose, and Dr Robert Francis

Microplastics (<5 mm) are persistent environmental pollutants characterised by heterogeneous physico-chemical properties and a broad range of shapes, sizes, colours and composition. Microplastics may be directly released into the environment at this size (i.e. pellets and cosmetic microbeads) when they are known as primary microplastics. However, the majority of microplastics are secondary, i.e. they originate from the degradation of larger plastic items. An important source of secondary microplastics is represented by fibres released during washing of synthetic garments. Although microplastic contamination is thought to be ubiquitous in aquatic ecosystems, very little is known about the scale, the extent of inputs as well as rates of change in rivers and lakes. In particular lake sediments, may represent an important sink for microplastics as well as providing a means to assess historical trends.  

To assess microplastic abundance, distribution, historical records and composition in the sediments of UK urban and rural lakes, sediment cores have been collected at representative locations in two ponds on Hampstead Heath, in the Borough of Camden, London, and in three lakes in the Norfolk Broads National Park, in eastern England. Microplastics extracted from sediment cores have been identified, and variation in polymer-type analysed through sediment chronostratigraphy. Sediment chronologies can help quantify the historical flux of microplastics from terrestrial environments to freshwaters, reflecting changes in microplastic production over time.

To highlight seasonal fluxes and variations in microplastic distribution and abundance in the lakes examined, new-design sediment traps were built at UCL Geography Laboratories and anchored to the bottom of the study sites to collect material sinking from the water column. The traps are being monitored, emptied, cleaned and redeployed every three months over about a 2-year period.

This study presents the results about temporal distribution and seasonal fluxes of microplastics in sediments from Hampstead Heath ponds in London (urban sites) and from the Norfolk Broads National Park (rural sites). The identification of plastic polymers, together with the assessment of microplastic temporal distribution and seasonal patterns of accumulation in lakes will help identify factors influencing microplastic distribution and pollution sources for lakes. The results from this project will deliver a better understanding of the number and scale of sources of microplastics in urban and rural lakes, improving future risk assessments and prevention strategies.

How to cite: Bancone, C., Rose, P. N., and Francis, D. R.: Temporal distribution and seasonal fluxes of microplastics in the sediments of UK rural and urban lakes, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19776, https://doi.org/10.5194/egusphere-egu2020-19776, 2020.

EGU2020-22468 | Displays | ITS2.7/HS12.2

Analysis, prevalence and impact of microplastics in freshwater and estuarine environments: an evidence review

John Iwan Jones, John Francis Murphy, Amanda Arnold, James Laurence Pretty, Kate Spencer, Adriaan Albert Markus, and Andre Dick Vethaak

We used the systematic review procedure to assess the evidence available on the analysis, prevalence and impact of microplastics in freshwater and estuarine environments. As the study of microplastics in freshwaters is relatively new, measurement methods are yet to be standardized, and a wide variety of methods of variable robustness have been used. Critically, the sampling methodology used in the literature had a systematic influence on the concentration of microplastic particles returned. The volume of water sampled varied over many orders of magnitude, and there was a direct relationship between the size of the smallest particles studied and the volume of water sampled in both freshwater and estuaries: large volumes of water can only be sampled using nets of relatively coarse mesh, which in turn do not capture smaller particles. Consequently, the mean abundance of microplastic particles reported was inversely correlated with both the volume of water sampled and the size of particles studied.

The size of microplastic particles had a substantial and overriding effect on threshold concentrations above which microplastics affect freshwater and estuarine biota. For the ecotoxicological endpoints of feeding, behaviour, growth and survival there was a clear relationship between the size of the particles used in the test and the threshold concentration at which an effect was seen. Although the taxonomic coverage of test organisms was limited, there were sufficient data to test the influence of taxonomic group used on size-specific thresholds for Crustacea, fish and algae. There was no significant effect of either the endpoint measured or the taxonomic group used, suggesting that there might not be any difference in sensitivity among different taxa.

In order to establish a threshold concentration where microplastics present a hazard to a limited number of taxa, quantile regression was used to determine the size-specific concentration of microplastics that was lower than 90% of the thresholds identified for survival and, as a more conservative limit, across all endpoints tested including sublethal effects. By comparing these thresholds with the data on concentrations of microplastics reported by field studies, it was apparent that the calculated size specific threshold concentration for lethal effects was considerably higher than 99% of reported environmental concentrations. Lethal effects of microplastics on freshwater and estuarine biota are likely to be limited to exceptional circumstances. Over certain size ranges the calculated size specific threshold concentration for sublethal effects was exceeded by the highest 10% of concentrations reported from environmental samples, suggesting that there is a risk of sublethal effects in a small proportion of sites.

 

How to cite: Jones, J. I., Murphy, J. F., Arnold, A., Pretty, J. L., Spencer, K., Markus, A. A., and Vethaak, A. D.: Analysis, prevalence and impact of microplastics in freshwater and estuarine environments: an evidence review, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22468, https://doi.org/10.5194/egusphere-egu2020-22468, 2020.

EGU2020-3968 | Displays | ITS2.7/HS12.2 | Highlight

River corridors as global hotspots of microplastic pollution

Stefan Krause, Jennifer Drummond, Holly Nel, Jesus Gomez-Velez, Iseult Lynch, and Greg Sambrook Smith

The total production of plastics is estimated to be~ 10 billion metric tons, half of which is thought to have ended up as waste in the environment. However, the total mass of plastic found in the world’s ocean garbage patches has been calculated as less than 1 million metric tons, a paradox that leaves the whereabouts of the majority (>99.9%) of plastic waste produced so far unexplained.

 

Recent research suggests that the accumulation of plastic (in particular microplastic < 5mm in size) in river corridors may be even greater than that  in the world’s oceans. Our model-based quantifications reveal that rivers do not solely function as pure conduits for plastics travelling to the oceans, but also represent long-term sinks, with in particular microplastics being buried in streambeds and floodplain sediments. This includes the development of pronounced hotspots of long-term plastic accumulation, evidencing that these emerging pollutants have already developed a pollution legacy that will affect generations to come.

 

The principles that govern the spatially and temporally dynamic inputs of plastics into river corridors as well as the fate and transport mechanisms that explain how plastics are transported and where they accumulate are still poorly understood. Experimental evidence of microplastic pollution in river corridors is hampered by the absence of unified sampling, extraction and analysis approaches, inhibiting a comprehensive investigation of global source distributions and fate pathways. We have therefore initiated the 100 Plastic Rivers programme to provide a global baseline of microplastic pollution in rivers, their drivers and controls in order to develop mechanistic understanding of their fate and transport dynamics and create predictive capacity by informing the parameterisation of global plastic transport models. Preliminary results evidence the suitability of the 100 Plastic Rivers approach and help validate our predictions of global plastic storage in river corridors.

How to cite: Krause, S., Drummond, J., Nel, H., Gomez-Velez, J., Lynch, I., and Sambrook Smith, G.: River corridors as global hotspots of microplastic pollution, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3968, https://doi.org/10.5194/egusphere-egu2020-3968, 2020.

EGU2020-22000 | Displays | ITS2.7/HS12.2

Over 1000 rivers accountable for 80% of global riverine plastic emissions into the ocean

Lourens Meijer, Tim van Emmerik, Ruud van der Ent, Laurent Lebreton, and Christian Schmidt

Plastic waste increasingly accumulates in the marine environment, but data on the distribution and quantification of riverine sources, required for development of effective mitigation, are limited. Our new model approach includes geographical distributed data on plastic waste, landuse, wind, precipitation and rivers and calculates the probability for plastic waste to reach a river and subsequently the ocean. This probabilistic approach highlights regions which are likely to emit plastic into the ocean. We calibrated our model using recent field observations and show that emissions are distributed over up to two orders of magnitude more rivers than previously thought. We estimate that over 1,000 rivers are accountable for 80% of global annual emissions which range between 0.8 – 2.7 million metric tons per year, with small urban rivers amongst the most polluting. This high-resolution data allows for focused development of mitigation strategies and technologies to reduce riverine plastic emissions.

How to cite: Meijer, L., van Emmerik, T., van der Ent, R., Lebreton, L., and Schmidt, C.: Over 1000 rivers accountable for 80% of global riverine plastic emissions into the ocean, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22000, https://doi.org/10.5194/egusphere-egu2020-22000, 2020.

EGU2020-2390 | Displays | ITS2.7/HS12.2

Understanding the physical and biological controls on microplastic transport in lakes.

Hassan Elagami, Sven Frei, Jan-Pascal Boos, and Benjamin Gilfedder

Microplastics (MPs) have been found ubiquitously in oceanic and terrestrial environments.  As the production and consumption of plastic polymers increases the amount of plastic evading accepted disposal pathways and entering natural systems is also expected to increase. To date the focus of plastic and MP research in particular has been on the ocean, there has recently been a rapid increase in interest in MP levels and distribution in terrestrial systems. However, the focus of existing studies has mostly been on the quantification and distribution of MP contamination in the sediment or on the water column of rivers and lakes. The aim of this project is to investigate the fundamental physical and biological influences on the transport of microplastics (MPs) in lake systems. In particular, we will focus on an understanding of the migration and distribution of MPs, and a systematic investigation on transport and sedimentation of MP in the lake water column. Lab and field experiments are planned to investigate the behavior of different MPs polymers, shapes and sizes under different conditions and determine how this influence the MP transport.

The settling velocity of MPs in stationary water was measured in the laboratory using particle image velocimetry (PIV) which was then compared to manual timing of the sinking velocity. The trajectories of the settling MPs have also been tracked during weak turbulences. In addition, the results were compared with theoretical calculations.

To investigate microbial colonization and biofilm formation on the surface of MPs, samples were exposed on a natural lake environment for varying time periods. The colonization of MP surfaces by microorganisms and their excretion of extracellular polymeric substances (EPS) were examined by laser microscopic techniques and subsequently the effect of the microbiological colonization of settling velocity was determined. In this work we show that the transport of MP is complex, as it is influenced by plastic type, shape, and biological colonization as well as the hydrodynamic conditions in the lake water column.

How to cite: Elagami, H., Frei, S., Boos, J.-P., and Gilfedder, B.: Understanding the physical and biological controls on microplastic transport in lakes., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2390, https://doi.org/10.5194/egusphere-egu2020-2390, 2020.

EGU2020-3331 | Displays | ITS2.7/HS12.2

An experimental investigation of microplastic transport in fluvial systems

Jan-Pascal Boos, Benjamin-Silas Gilfedder, Hassan Elagami, and Sven Frei

Although a major part of marine microplastic (MP) pollution originates from rivers and streams, the mechanistic behavior of MP in fluvial systems is only poorly understood. MP enter fluvial systems from e.g. waste water treatment plant (WWTP) effluents, sewer overflows during heavy rain events, agricultural runoff, aerial input/atmospheric fallout, road runoff or via fragmentation of plastic litter. As part of this project we want to investigate the hydrodynamic transport mechanisms that control the behavior and re-distribution of MP in open channel flow and the streambed sediments. Hydrodynamic conditions in open channel flow are represented in an experimental flume environment.  Different porous media materials (e.g. aqua beads, glass beads and sand) are used in the flume experiments to shape typical bed form structures such as riffle-pool sequences, ripples and dunes. The aim of this experimental setup is to create hydrodynamic flow conditions such as hydraulic jumps, low and high flow velocity environments for which the transport and sedimentation behavior of MP can be investigated under realistic conditions. Hydrodynamic flow conditions in the flume are characterized using a Laser-Doppler-Anemometry (LDA) and Particle Image Velocimetry (PIV). Detection and tracking of fluorescent MP-particles in open channel flow and in porous media will be achieved with a fluorescence-camera-system.

How to cite: Boos, J.-P., Gilfedder, B.-S., Elagami, H., and Frei, S.: An experimental investigation of microplastic transport in fluvial systems , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3331, https://doi.org/10.5194/egusphere-egu2020-3331, 2020.

EGU2020-6786 | Displays | ITS2.7/HS12.2

Understanding the plastic cocktail using distributions

Merel Kooi and Albert A Koelmans

Plastic pollution proves a complex challenge, given the large variety in the properties of the items and particles. Usually, models and experiments focus on a small, sometimes arbitrary, subset of the total plastic continuum. This inherently implies a limitation, and will never be fully satisfactory if we are to understand the true behavior of plastic of all sizes, shapes and densities in the environment. Here, we present a novel approach, in which plastics are fully characterized by continuous distribution functions. For microplastics, we report and discuss distributions obtained for the marine and freshwater environment, from water and sediment samples. For macroplastics, we report spatial and temporal trends based on distributions that were derived from monitoring data from the OSPAR beach litter program. We discuss how these micro- and macroplastic distributions can feed directly into transport and fate models. Additionally, they can be used to design effect and fate experiments, where mixtures of (environmental) plastic should be used to better represent the real, complex mixture that plastic really is. By using this approach, the often acclaimed problem of complexity as a limiting factor is circumvented, which brings a true understanding of plastic fate and effects within reach.  

How to cite: Kooi, M. and Koelmans, A. A.: Understanding the plastic cocktail using distributions, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6786, https://doi.org/10.5194/egusphere-egu2020-6786, 2020.

EGU2020-7698 | Displays | ITS2.7/HS12.2 | Highlight

Freshwater pathways and litter

María Cabrera Fernández

In recent years, there has been an increasing number of studies about freshwater micro-litter  and how it ends up in the ocean. Nevertheless, macro-litter studies are not common in freshwater landscapes and yet less frequent among rivers. Almost always, research is focused on estuaries rather than rivers.

The Asociación Paisaje Limpio has been developed, for some years, several studies as an affordable methodology to measure macro-litter in rivers throughout its.

This way, our methodology is a combination between research and action. We don’t just tackle the macro-litter data field, but also identify specific litter problems along the river. We act through campaigns, agreement for companies and public administrations, etc.

A need have been observed to combined different types of methodology to monitoring different types of rivers in order to be able to draw a conclusion:

  • Visual counting: counting floating macro-litter on surface using RIMMEL app.
  • By the riverbank,through a Citizen Science tool create by Asociación Paisaje Limpio and Asociación Vertidos Cero, called eLitter. Elitter is harmonized with other marine-litter methodologies (Marine litter watch, MARNOBA in Spain) and its litter classification is based on OSPAR protocol.
  • If the riverbed is accessible eLitter is also used, but when is not accessible a dredge "Van Veen" have been used instead. This method has been applied in other marine-litter projects on seabed.
  • Floating booms: it lets us know plastics rate in captured floating litter, and the water flow extrapolation.
  • Nets from a kayak: to study the plastic concentration  in the water column and the water flow extrapolation.
  • Water quality general analysis:this analysis is useful to support the hypothesis about litter’s source in a river, mainly where the source is the sewage as happens with wet wipes, ear sticks...

-Case study: river Lagares, a spanish river in Pontevedra, Galicia. The river Lagares flows into the Atlantic, in a Special Protection Area (SPA), a designation under the European Union Directive on the Conservation of Wild Birds.

The Asociación Paisaje Limpio is working on this river since 2018. We have applied the different methodologies explained before, in the river Lagares.

How to cite: Cabrera Fernández, M.: Freshwater pathways and litter , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7698, https://doi.org/10.5194/egusphere-egu2020-7698, 2020.

EGU2020-8051 | Displays | ITS2.7/HS12.2

Abundance and distribution of microplastics in water and sediments of the river Elbe, Germany

Friederike Stock, Annkatrin Weber, Christian Scherer, Christian Kochleus, Georg Dierkes, Martin Wagner, Nicole Brennholt, and Georg Reifferscheid

Plastic pollution in the aquatic environment has gained worldwide attention in the last years. Microplastics have been investigated for over 45 years especially in the marine environment, but only in the past years research has also started to focus on freshwater environments. In the frame of the project about macro- and microplastics in German rivers, samples from 11 sites from the German part of the river Elbe were taken in order to study the plastic pollution in water and sediment, detect sinks of microplastics and better understand transport mechanisms.

The sediment samples were taken with a Van-Veen-grabber, the water samples from the Elbe with an Apstein plankton net (mesh size 150 µm) from the same location. The sediment samples were presorted with wet sieving, organic digestion and density separation and filtered on aluminium oxide filters. For the water samples, the organic matter was digested using a reagent composed of equal volumes of 10 M KOH and 30 % H2O2, then, the microplastic particles were isolated from remaining matrix by density floatation using 1.6 g/mL potassium formate solution and pressure filtration. Analysis was done by visual inspection, selected particles measured with Fourier-transform infrared spectroscopy and masses calculated with a pyrolysis GC-MS.

The results of the sediments of the Elbe reveal that tentative microplastic concentrations differed intensively between the different river compartments. Microplastics in the sediments were in average 600,000-fold higher than in the water samples (when referring to the same volume). The amount of particles also varies significantly between the sampling sites. In sediment samples, microplastic concentrations decreased downstream, in water samples, concentrations varied stronger. The form of the particles is also site specific. In two samples, more than 80% spheres were counted whereas the 6 locations downstream reveal an increase in fragments. Polymer distribution differed between the water and sediment phase with mostly PE and PP in the water samples and a more diverse distribution in the sediments.

How to cite: Stock, F., Weber, A., Scherer, C., Kochleus, C., Dierkes, G., Wagner, M., Brennholt, N., and Reifferscheid, G.: Abundance and distribution of microplastics in water and sediments of the river Elbe, Germany, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8051, https://doi.org/10.5194/egusphere-egu2020-8051, 2020.

EGU2020-8116 | Displays | ITS2.7/HS12.2 | Highlight

Controls on microplastic flux mechanisms in a large river

Freija Mendrik, Daniel Parsons, Christopher Hackney, Cath Waller, Vivien Cumming, Robert Dorrell, and Grigorios Vasilopoulos

The majority of marine plastic pollution originates from land-based sources with the dominant transport agent being riverine. Despite many of the potential ecotoxicological consequences of plastics being well known, research has only just recently begun to explore the source to sink dynamics of plastics in the environment. Despite the widespread recognition that rivers dominate the global flux of plastics to the ocean, there is a key knowledge gap regarding the nature of the flux, the behaviour of microplastics (<5mm) in transport and its pathways from rivers into the ocean. Additionally, little is presently known about the role of biota in the transport of microplastics through processes such as biofilm formation and how this influences microplastic fate. This prevents progress in understanding microplastic fate and hotspot formation, as well as curtailing the evolution of effective mitigation and policy measures.

 

As part of the National Geographic Rivers of Plastic project, a combined-laboratory and field investigation was conducted. Fieldwork was undertaken in the Mekong River, one of the top global contributors to marine plastic pollution with an estimated 37,000 tonnes of plastic being discharged from the Mekong Delta each year. This flux is set to grow significantly in accordance with the projected population increase in the basin. The results presented herein outline a suite of laboratory experiments that explore the role of biofilms on the generation of microplastic flocs and the impact on buoyancy and settling velocities. Aligned fieldwork details the particulate flux and transport of microplastic, throughout the vertical velocity profile, across the river-delta-coast system, including the Tonle Sap Lake. The results also highlight potential areas of highest ecological risk related to the dispersal and distribution of microplastics. Finally, pilot data on the levels of microplastics within fish from the Mekong system are also quantified to explore the potential impact of biological uptake on the fate and sinks of plastics within the system.

How to cite: Mendrik, F., Parsons, D., Hackney, C., Waller, C., Cumming, V., Dorrell, R., and Vasilopoulos, G.: Controls on microplastic flux mechanisms in a large river , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8116, https://doi.org/10.5194/egusphere-egu2020-8116, 2020.

EGU2020-8321 | Displays | ITS2.7/HS12.2

Monitoring submerged riverine macroplastics using echo sounding

Sophie Broere, Tim van Emmerik, Daniel González-Fernández, Willem Luxemburg, Andrés Cózar, Nick van de Giesen, and Matthieu de Schipper

Riverine plastics cause severe global problems, regarding the risk for human health and environmental damage. The major part of the plastic waste that ends up in the oceans is transported via rivers. However, estimations of global quantities of plastics entering the oceans are associated with great uncertainties due to methodological difficulties to accurately quantify land-based plastic fluxes into the ocean. Yet, there are no standard methods to determine quantities of plastics in rivers. For the sake of reducing the amount of plastic waste in the natural environment, information on plastic fluxes from rivers to seas is needed. Focussing on monitoring of the plastic litter that is transported by rivers is useful because measures can easier be implemented in rivers than in seas. Moreover, consistent measuring techniques are crucial to optimise prevention-and mitigation strategies, especially in countries with high expected river plastic emissions.

Additionally, based on plastic characteristics and turbulent river flow conditions, a considerable portion of the riverine litter can also be transported underneath the surface in the water column. Current monitoring methods regarding macro plastics are labour intensive and do not provide continuous measurements for submerged riverine plastics. Besides, most research done focussed on floating macro litter, instead of submerged plastics. The aim of this research was to find a standard method, applicable in different river systems, for detecting submerged macro plastics.

With the use of the Deeper Chirp+ fishfinder, several tests were conducted both in the Guadalete river basin in southern Spain and in the lab at the TU Delft. Spanish, and in general European rivers are estimated to transport two to three orders of magnitude below rivers in Asia (Malesia and Vietnam), and should not be neglected. The Guadalete river basin formed a suitable location to test this new method. First, monitoring in the Guadalquivir river was executed, with the use of a net to validate the readings of the sonar. Furthermore, the detecting abilities of the echosounder, in the Guadalete river basin, were tested with the use of plastic targets. The targets were released in the river and passed the sensor at a certain time. Moreover, tests in the lab at the TU Delft were conducted to investigate relations between sonar signal and flow velocity, object depth, and object size.

The tests show that submerged macro plastics can be detected with the use of echo sounding. Moreover, a relation between the sonar signal and litter size is found. Finally, signal intensities can be related to object properties. In conclusion, the use of echo sounding has a high potential for obtaining more accurate plastic flux estimations.

How to cite: Broere, S., van Emmerik, T., González-Fernández, D., Luxemburg, W., Cózar, A., van de Giesen, N., and de Schipper, M.: Monitoring submerged riverine macroplastics using echo sounding , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8321, https://doi.org/10.5194/egusphere-egu2020-8321, 2020.

EGU2020-10816 | Displays | ITS2.7/HS12.2

The role of biostabilisation in controlling microplastic flux in rivers

Pieter Fourie, Annie Ockelford, and James Ebdon

Microplastic burden in aquatic environments is now recognised as a potential threat to human and environmental health.  Although microplastic transfers to the ocean from the terrestrial river network contributes up to 90% of the plastics in the oceans the factors controlling that transfer remain largely unconstrained. In rivers microplastics are stored within sediment beds and whilst they are there both the microplastic particles and the sediment grains can become colonised by biofilms.  Biofilm growth on river sediments has been shown to increase a particles resistance to entrainment but the effects of such biostabilisation on microplastic flux has not yet been considered.  This is despite the fact that biofilm growth can change the buoyancy, surface characteristics and aggregation properties of the plastic particles  such as to cause them to be deposited rather than transported and hence increase their residence time.

In order to quantify biostabilisation processes on microplastic flux a two stage experimental programme was run.  During the first stage, bricks were submerged in a gravel-bed stream and biofilms allowed to colonise the bricks for 4 weeks.  The biofilm covered bricks were then extracted and placed within a re-circulating ‘incubator’ flume which had been divided into 9 smaller channels.  Within each of the 9 channels either a uniform sand, uniform gravel or a bimodal gravel mix were placed in Perspex boxes in the flume channels.  Each sediment type was seeded with either high density PVC microplastic nurdles (D50 of 3mm, density of 1.33g/cm3) or polyester fibres (5 mm long, 0.5-1 mm wide, density of 1.38 g cm3), both at a concentration of 1%.  Blanks were also run where the sediment mixtures did not contain any micropalstics.  The flume was left to run with representative day/night cycles of lighting in order to let the biofilms colonise the test sediments for either 0 (control), 2, 4 or 6 weeks.  At the end of the chosen colonisation periods the persepx boxes containing the sediment were removed from the incubator flume and placed within a glass-sided, flow-recirculating flume (8.2m x 0.6m x 0.5m); this constituted the second stage of the experiment. During this stage the samples were exposed to a series of flow steps of increasing discharge designed to establish the entrainment threshold of the D50 sediment grains. Entrainment thresholds were calculated for each of the growth stages such as to establish the effect of biostabilisation on sediment and microplastic flux.  Bedload and microplastic transport rates were also measured at every flow step to establish biostabilisation effects on overall fluxes. Finally, photographs of the sediment surface were taken at each flow step in order to estimate the percentage loss of biofilm from the surface. 

Discussion concentrates on linking the changes in the degree of biofilm colonisation with the entrainment threshold of the sediment and the links between biofilm colonisation and the character of the bedload and microplastic flux.   The outcome of this research is pertinent to developing understanding surrounding the role biostabilisation has to play in the residence times of microplastics within fluvial systems.

How to cite: Fourie, P., Ockelford, A., and Ebdon, J.: The role of biostabilisation in controlling microplastic flux in rivers, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10816, https://doi.org/10.5194/egusphere-egu2020-10816, 2020.

The rising concern over plastic pollution has spiked the number of studies being undertaken globally in a large variety of environments. Microplastic studies have only recently started and there is still so much unknown. One important question to answer is how do different microplastics behave during degradation and how fast does it happen.

In this study, a range of plastic waste was tested in both tap water (fresh water conditions) and salt water (marine conditions) to observe if the water chemistry and timescale plays a significant role in degradation. The samples were exposed to natural weathering and UV light for up to 3 months and then checked for variation including their change of weight. The aim of the study was to determine if different types of plastic waste degrade differently combined with the impact of varying lengths of exposure and water medium. Following this, to reconstitute the natural aquatic environment, the samples were placed in water on a shaking table for 24 hours, and observations were made to assess their propensity for degradation.

Although the time scale was short, different degrees of degradation occurred between each type of plastic studied, with some samples losing significant mass, some none and some gaining mass. As expected, the low density plastics showed very quickly visible signs of decay, and some fragmentations, and therefore this indicates that they are quickly becoming available for small organisms at the bottom of the food chain.  In opposition, hard plastics are more resistant with little degradation or none. However this study highlights specific issues with the media in which the plastics are found, particularly in the marine environment, where some harder materials become “encrusted” with sea salt, increasing their density. This means that by slowly sinking within the marine water column, they become available to all marine fauna, not just at the surface.

Although all microplastic particles require attention, the most common and abundant type found in fresh waters are synthetic fibres, with their source likely to be from washing machine effluent and sewage treatment.  Following the findings above, the focus of the study turned to non-natural fibres by exploring the comparisons between water pollution from general household laundry and industrial manufacture of synthetic textiles. Methods involving collecting effluent from washing machines and industrial manufacturing machines have been tested and the resulting samples digested with hydrogen peroxide. This study shows evidence of great losses of synthetic fibres from garments, at industrial scale as well as household level. This highlights the pressing issues that urban areas need to face with current waste water management to increase recycling and the capture of microplastics.

 

 

 

How to cite: Rossouw, S., Grassineau, N., and Brakeley, J.: Behaviour of different micro-plastics during degradation in fresh and sea waters, with focus on synthetic microfibers, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12942, https://doi.org/10.5194/egusphere-egu2020-12942, 2020.

EGU2020-14509 | Displays | ITS2.7/HS12.2

Heteroaggregation of micro-polystyrene in the presence of amorphous iron hydroxide (ferrihydrite)

Johanna Schmidtmann, Georg Papastavrou, Nicolas Helfricht, and Stefan Peiffer

Plastic pollution in the marine and terrestrial environments is ubiquitous and a widespread problem. While the occurrence of plastics and microplastics, as well as their effects on marine and freshwater organisms, have already been investigated in numerous studies, so far only little attention has been paid to the fate, transport, and transformation processes of microplastics in the environment. In this work, the aggregation behavior of polystyrene (PS) microplastics in the presence of ferrihydrite, a natural inorganic colloid, was studied using zeta potential and hydrodynamic diameter measurements, as well as scanning electron microscope (SEM) techniques, considering the influence of pH and ionic strength. An increase of pH led to a more negative surface charge of PS. Furthermore, increasing concentrations of NaCl and CaCl2 showed that mono- and divalent cations influence the zeta potential in a different way. Divalent ions compress the electric double layer more efficiently compared to monovalent ions, which resulted in a decrease of repulsive forces. Studies on the heteroaggregation between PS and ferrihydrite showed that the highest aggregation took place at neutral pH values. Aggregate sizes in samples with neutral pH increased significantly compared to more acidic and alkaline pH values. Furthermore, the results indicated that at neutral pH values, ferrihydrite completely covers the PS surface. SEM images and hydrodynamic diameter measurements revealed that the heteroaggregation between PS and ferrihydrite increased with ionic strength. Our results demonstrate that the fate of microplastic particles in aquatic systems can be strongly influenced by natural colloidal water constituents, such as iron hydroxides.

How to cite: Schmidtmann, J., Papastavrou, G., Helfricht, N., and Peiffer, S.: Heteroaggregation of micro-polystyrene in the presence of amorphous iron hydroxide (ferrihydrite), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-14509, https://doi.org/10.5194/egusphere-egu2020-14509, 2020.

EGU2020-14666 | Displays | ITS2.7/HS12.2

Properties and fate of microplastics entering drinking water treatment plants

Katerina Novotna, Lenka Cermakova, Lenka Pivokonska, and Martin Pivokonsky

Microplastics (MPs) are being detected in aquatic environments worldwide, including seawaters and freshwaters. Moreover, some scarce studies have also reported the presence of MPs in potable water, both in water from public water supply and in bottled water. Despite any potential adverse effects on human health are not known yet, the occurrence of MPs in drinking water raises considerable attention. Drinking water treatment plants (DWTPs) pose a barrier for MPs to pass from raw water to treated water intended for human consumption; thus, the fate of MPs entering DWTPs is of a great interest. In order to encapsulate current knowledge in this regard, and so as to identify research needs in this filed, more than 100 studies were reviewed to provide concise conclusions. Focus was laid on: (i) summarizing available information on MP abundance and character in water resources and in drinking water; (ii) combining research results on MP contents at the inflow and outflow of DWTPs and on MP removal by distinct treatment technologies; (iii) comparing MPs to other common pollutants, the removal of which is commonly addressed at DWTPs; and (iv) providing an insight into the fate of MPs at waste water treatment plants (WWTPs), that act as a barrier for transition of MPs from waste to the nature, thus, have an “opposite” position than DWTPs. Additionally, the topic of (v) fate of MPs in DWTP and WWTP sludge was also put forward. This review brings together valuable information regarding the MP occurrence, character, and fate in freshwater aquatic environments in relation to the MP appearance at water treatment facilities, i.e. DWTPs and WWTPs, that may act as both sink and source of this emerging pollutant. Thus, the “cycle” of MPs between natural water bodies and “water in use by humans” is proposed.

How to cite: Novotna, K., Cermakova, L., Pivokonska, L., and Pivokonsky, M.: Properties and fate of microplastics entering drinking water treatment plants, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-14666, https://doi.org/10.5194/egusphere-egu2020-14666, 2020.

EGU2020-15198 | Displays | ITS2.7/HS12.2

Plants, plastic and rivers: Do water hyacinths play a role in riverine macroplastic transport?

Evelien Castrop, Tim van Emmerik, Sanne van den Berg, Sarian Kosten, Emilie Strady, and Thuy-Chung Kieu-Le

Excess of plastic debris in the environment is a worldwide problem. The origin of the plastic sources is partly land-based, the function of rivers as transportation pathways for plastics is an emerging research field. However, the transportation dynamics of macroplastic in river systems are still poorly understood(Blettler et al., 2018; Schmidt et al., 2017). By studying the interaction of riverine plastic transport and water plants, the transport dynamics can be better understood, which might help with the mitigation of the environmental plastic debris problem. 

A field study based in the Saigon river, Vietnam, found a correlation between macroplastic(>5 cm) abundance and organic material, where no other correlations were found(van Emmerik et al., 2019). We hypothesize that water hyacinths have an important role in the spatiotemporal dynamics of riverine macroplastic transport. The organic material in this river was predominantly identified as water hyacinths, an invasive plant common in Southeast Asia. In this study, we developed a method using image analysis, to detect macro plastics and floating vegetation(lab-grown water hyacinths). Image analysis in combination with drone technology creates opportunities to collect field data, with already promising results(Geraeds et al., 2019). We analyzed the images, to obtain an approximation of the amount of plastic and vegetation, visible from the surface. We subsequently use this data to evaluate the relationship between plastic abundance and vegetation in rivers. The method developed in this study can be used to collect data in the field. Targeted observations of plastic entrapment in water hyacinths may shed additional light on the potential of using water hyacinths as a proxy for riverine macroplastic transport dynamics. 

References

M. C. Blettler, E. Abrial, F. R. Khan, N. Sivri, and L. A. Espinola. Freshwater plastic pollution:Recognizing research biases and identifying knowledge gaps. Water research, 143:416-424, 2018.

M. Geraeds, T. van Emmerik, R. de Vries, and M. S. bin Ab Razak. Riverine plastic litter monitoring using unmanned aerial vehicles (uavs). Remote Sensing, 11(17):2045, 2019.

C. Schmidt, T. Krauth, and S.Wagner. Export of plastic debris by rivers into the sea. Environmental science & technology, 51(21):12246-12253, 2017.

T. van Emmerik, E. Strady, T.-C. Kieu-Le, L. Nguyen, and N. Gratoit. Seasonality of riverine macroplastic transport. Nature Scientific Reports, 2019.

How to cite: Castrop, E., van Emmerik, T., van den Berg, S., Kosten, S., Strady, E., and Kieu-Le, T.-C.: Plants, plastic and rivers: Do water hyacinths play a role in riverine macroplastic transport?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-15198, https://doi.org/10.5194/egusphere-egu2020-15198, 2020.

EGU2020-17389 | Displays | ITS2.7/HS12.2 | Highlight

Fluid mechanics of plastic debris clogging the hydraulic structures in Indonesia

Vesna Bertoncelj, Wim Uijttewaal, Mohammad Farid, and Jeremy Bricker

The frequent urban floods in Jakarta and Bandung, Indonesia affect the lives and livelihoods of millions of people. Floods cause damage and casualties, while climate change, unchecked development and land subsidence are worsening the problem. One factor contributing to these floods is floating debris clogging the city's drainage structures. A major proportion of floating debris consists of macro plastics which are extremely persistent in the environment. Trash racks that are clogged due to continuous accumulation of plastics in front of them can block the water flow in the river, leading to an increase in upstream water level and causing floods. 

The understanding of transport and accumulation of the macro plastics in the river systems is limited as the field surveys are difficult to perform and the variety of properties of plastic debris is enormous. However, understanding of the origin, fate and pathway of plastic waste is required in order to come up with an optimal solution for plastic collection and prevention of harmful accumulation in front of the hydraulic structures. With this urge in mind field observations will be conducted on the selected river sections in Bandung and Jakarta during the monsoon season in 2020. Field observations will include the measurements of bathymetry, velocity profiles, concentrations and the characterization of floating debris, as well as identifying the accumulation hot spots of floating debris. Furthermore, experimental and numerical modelling will be performed based on the data collected during the field campaign in order to couple different debris classes to a range of riverine situations and understand the differences in their driving mechanisms.

Using a combination of field measurements, experimental modelling and empirical relations we aim to investigate the driving mechanisms of riverine plastic transport and changes in hydraulic properties due to local disturbances of the current. We will therefore link the type of hydraulic structures and the extend of obstructions due to accumulation of plastic debris to the changes in the upstream water level. This will lead to a better understanding of plastic transport in the river systems in Bandung and Jakarta, to formulate design criteria for structures in trash-laden streams and devise ways to pass trash during floods.

How to cite: Bertoncelj, V., Uijttewaal, W., Farid, M., and Bricker, J.: Fluid mechanics of plastic debris clogging the hydraulic structures in Indonesia, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17389, https://doi.org/10.5194/egusphere-egu2020-17389, 2020.

EGU2020-18444 | Displays | ITS2.7/HS12.2

Sediment trapping as a method for monitoring microplastic flux rates and deposition at aquatic environments

Saija Saarni, Samuel Hartikainen, Emilia Uurasjärvi, Senja Meronen, Jari Hänninen, Maarit Kalliokoski, and Arto Koistinen

Microplastics are reported from wide range of aquatic environments with concentrations up to thousands of particles per kilogram of sediment. Due to a lack of temporal control, evaluation of the influx rate of microplastic pollution is not enabled. However, understanding the annual flux rate of microplastics to the aquatic environments is a crucial aspect for environmental monitoring and for risk assessment. A sediment trap method is widely applied in aquatic sedimentary studies in order to measure sedimentation rates and understand sedimentation processes. We have tested near-bottom sediment trap method in lacustrine and estuary environments, at central and coastal Finland, for measuring and quantifying the microplastic influx rate during one year. Near-bottom sediment traps with two collector tubes and known surface area, fixed one meter from the bottom, collect all particles that are about to accumulate on the basin floor of the water body. Controlled temporal interval of trap maintenance enables calculation and determination of local microplastic influx rate i.e. number of accumulating particles per time per surface area. The test results are very promising.  Near-bottom sediment traps can be used for long term monitoring in order to gain a deeper understanding of the microplastic transport and sedimentation processes, confirm and compare the feasibility and efficiency of different environmental conservation methods, setting threshold values for microplastic influx, and supervising that the defined target conditions are met.

How to cite: Saarni, S., Hartikainen, S., Uurasjärvi, E., Meronen, S., Hänninen, J., Kalliokoski, M., and Koistinen, A.: Sediment trapping as a method for monitoring microplastic flux rates and deposition at aquatic environments , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18444, https://doi.org/10.5194/egusphere-egu2020-18444, 2020.

EGU2020-20263 | Displays | ITS2.7/HS12.2

Waste water treatment as a source of microplastic pollution

Simon Dixon, Megan Trusler, and Charlotte Kiernan

Plastic pollution has now been found across the Earth’s active zone, with recent studies finding plastics in remote parts of the Pacific Ocean, in deep ocean trenches, and in the high Arctic. Of particular concern are microplastics (<5mm diameter), these can be ingested by organisms where they have been shown to cause both chronic and acute health problems. In order to address plastic pollution there is a need to understand how plastic in the oceans is linked to terrestrial sources. Recent conceptual models have illustrated that plastic pollution is a complex interlinked problem with myriad sources and pathways introducing and redistributing plastic around the environment. Terrestrial and freshwater sources are likely to be significant contributors to overall plastic pollution; however, to date they remain poorly understood or quantified. There is a need to both identify and quantify sources of microplastic pollution in terrestrial and freshwater environments, as well as vectors which lead to the redistribution and storage of microplastics in hotspots of accumulation.

In this study we present pilot data attempting to characterise the influence of Waste Water Treatment (WWT) processes on environmental plastic pollution. Using the concept of the “Plastic Cycle” we identify various pathways for plastics present in domestic waste water to enter the environment after treatment. Using two study areas in the UK, we quantify the microplastic loading to the environment from WWT effluent, which is discharged to freshwaters, and from WWT sludge, which is spread on agricultural land as fertiliser. Our results show that both effluent and sludge are important sources of microplastics to the environment. However, these can be of the same order of magnitude as other sources indicating that addressing environmental microplastic pollution is likely to need an integrated approach. Our results also show these sources have lower loadings at some of our sites than reported in other studies, this indicates both treatment processes in WWT and management practices in sludge spreading are likely to be important in determining environmental loading of microplastics at specific sites. The influence of waste water treatment as a source of microplastic pollution needs to be further constrained, but our pilot data indicates a complex picture which needs to be better understood in order to inform environmental governance.

How to cite: Dixon, S., Trusler, M., and Kiernan, C.: Waste water treatment as a source of microplastic pollution, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20263, https://doi.org/10.5194/egusphere-egu2020-20263, 2020.

EGU2020-20643 | Displays | ITS2.7/HS12.2 | Highlight

Wastewater as a potential source of microplastics in aquatic environments

Tanveer M. Adyel

Rapid increasing production and utilization of microplastics (MPs) raise concerns about environmental risks globally. Literature indicates that wastewater and wastewater treatment plants (WWTPs) play critical sources in releasing MPs to the environment. Among different MPs, microbeads added into the facial cleanser, and toothpaste can be directly discharged into wastewater through human activities. Synthetic clothing, i.e., polyester (PES) and nylon, might shed thousands of fibers into wastewater during the washing process. WWTPs are not designed to capture MPs, and therefore, a huge amount of MPs load can be discharged without or poor treatment, and can accumulate in aquatic environments. This work shows a comprehensive overview of available information on the presence of MPs in different freshwater environments, particularly rivers, along with MPs types, sizes, shapes, and properties. Moreover, the study also indicates significant technical advancement in MPs detection, characterization, and quantification from the complex sample matrix.

How to cite: Adyel, T. M.: Wastewater as a potential source of microplastics in aquatic environments , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20643, https://doi.org/10.5194/egusphere-egu2020-20643, 2020.

EGU2020-11840 | Displays | ITS2.7/HS12.2 | Highlight

Riverine Macroplastics and How to Find Them

Tim van Emmerik and Anna Schwarz

Macroplastic (>0.5 cm) pollution in aquatic environments is an emerging environmental risk, as it negatively impacts ecosystems, endangers aquatic species, and causes economic damage. Rivers are known to play a crucial role in transporting land-based plastic waste into the world’s oceans. However, rivers and their ecosystems are also directly affected by plastic pollution. To better quantify global plastic pollution pathways and to effectively reduce sources and risks, a thorough understanding of riverine macroplastic sources, transport, fate and effects is crucial. In our presentation, we discuss the current scientific state on macroplastic in rivers and evaluate existing knowledge gaps. We discuss the origin and fate of riverine plastics, including processes and factors influencing macroplastic transport and its spatiotemporal variation. Moreover, we present an overview of monitoring and modeling efforts to characterize riverine plastic transport and give examples of typical values from around the world (van Emmerik & Schwarz, 2020). With our presentation, we aim to present a comprehensive overview of riverine macroplastic research to date and suggest multiple ways forward for future research.

 

References

van Emmerik, T, Schwarz, A. Plastic debris in rivers. WIREs Water. 2020; 7:e1398. https://doi.org/10.1002/wat2.1398

How to cite: van Emmerik, T. and Schwarz, A.: Riverine Macroplastics and How to Find Them, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11840, https://doi.org/10.5194/egusphere-egu2020-11840, 2020.

EGU2020-698 | Displays | ITS2.7/HS12.2

Rapid assessment of floating macroplastic transport in the Rhine

Paul Vriend, Tim van Emmerik, Caroline van Calcar, Merel Kooi, Harm Landman, and Remco Pikaar

Most marine litter pollution is assumed to originate from land-based sources, entering the marine environment through rivers. To better understand and quantify the risk that plastic pollution poses on aquatic ecosystems, and to develop effective prevention and mitigation methods, a better understanding of riverine plastic transport is needed. To achieve this, quantification of riverine plastic transport is crucial. Here, we demonstrate how established methods can be combined to provide a rapid and cost-effective characterization and quantification of floating macroplastic transport in the River Rhine We combine visual observations with passive sampling to arrive at a first-order estimate of macroplastic transport, both in number (10 - 75 items per hour) and mass per unit of time (1.3 – 9.7 kg per day). Additionally, our assessment gives insight in the most abundant macroplastic polymer types the downstream reach of the River Rhine. Furthermore, we explore the spatial and temporal variation of plastic transport within the river, and discuss the benefits and drawbacks of current sampling methods. Finally, we present an outlook for future monitoring of major rivers, including several suggestions on how to expand the rapid assessment presented in this paper.

How to cite: Vriend, P., van Emmerik, T., van Calcar, C., Kooi, M., Landman, H., and Pikaar, R.: Rapid assessment of floating macroplastic transport in the Rhine, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-698, https://doi.org/10.5194/egusphere-egu2020-698, 2020.

EGU2020-22384 | Displays | ITS2.7/HS12.2

Forecasting plastic mobilization during extreme hydrological events

Jasper Roebroek, Shaun Harrigan, and Tim van Emmerik

Plastic pollution of aquatic ecosystems is an emerging environmental risk. Land-based plastics are considered the main source of plastic litter in the world’s oceans. Quantifying the emission from rivers into the oceans is crucial to optimize prevention, mitigation and cleanup strategies. Although several studies have focused on estimating annual plastic emission based on average hydrology, the role of extreme events remains underexplored. Recent work has demonstrated that floods can mobilize additional plastics. For example, the 2015/2016 UK floods resulted in a 70% decrease of microplastic sediments in several catchments. In this project, the use of the Global Flood Awareness System (GloFAS) flood forecasting system to assess additional mobilization of plastic pollution will be explored.

How to cite: Roebroek, J., Harrigan, S., and van Emmerik, T.: Forecasting plastic mobilization during extreme hydrological events, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22384, https://doi.org/10.5194/egusphere-egu2020-22384, 2020.

EGU2020-22406 | Displays | ITS2.7/HS12.2

Crowd-based observations of riverine macroplastic pollution

Barbara Strobl, Tim van Emmerik, Jan Seibert, Simon Etter, Tijmen den Oudendammer, Martine Rutten, and Ilja van Meerveld

Plastic debris in aquatic environments is an emerging environmental hazard. Macroplastic pollution (>5 cm) negatively impacts aquatic life and threatens human livelihood, on land, in oceans and within river systems. Reliable information of the origin, fate and pathways of plastic through river systems are required to optimize prevention, mitigation and reduction strategies. Yet, accurate and long-term data on plastic transport are still lacking. Current macroplastic monitoring strategies involve labor intensive sampling methods, require investment in infrastructure. As a result, these measurements have a low temporal resolution and are available for only a few locations. Crowd-based observations of riverine macroplastic pollution may offer a way for more frequent cost-effective data collection over an extensive geographical range. In this presentation we demonstrate the potential of crowd-based observations of  floating plastic and plastic on riverbanks. We extended the existing CrowdWater smartphone app for hydrological observations with a module for plastic observations in rivers. We analyzed data from two cases: (1) floating plastic in the River Klang, Malaysia, and (2) plastic the banks of the River Rhine in The Netherlands. Crowd-based observations of floating plastic yield similar estimates of plastic transport, distribution of plastic across the river width, and polymer composition as reference observations. The riverbank observations provided the first data of plastic pollution on the most downstream stretches of the Rhine, revealing peaks close to urban areas and an increasing plastic density towards the river mouth. With this presentation we aim to highlight the important role that crowd-based observations of macroplastic pollution in river systems can play in future monitoring strategies to provide complementing data of plastic transport composition at a higher spatial and temporal resolution than is possible with standard methods.

How to cite: Strobl, B., van Emmerik, T., Seibert, J., Etter, S., den Oudendammer, T., Rutten, M., and van Meerveld, I.: Crowd-based observations of riverine macroplastic pollution, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22406, https://doi.org/10.5194/egusphere-egu2020-22406, 2020.

EGU2020-9176 | Displays | ITS2.7/HS12.2 | Highlight

Design of Microplastics Citizen Science Kit

Rachael Hughson-Gill

Microplastics are an ever-increasing problem. Every river that was tested in a recent study found the presence of microplastics, with 80% of all plastic in the ocean coming from upstream. Despite this, there is little understanding into the abundance of plastic, its characteristics and the full impact that is it having on marine, freshwater ecosystems and wider ecological systems.

 

Current fresh water monitoring does not consider the fluid dynamics of rivers, is difficult to use and is inaccessible to the wider public. My project will focus on creating a product that allows for the large-scale data collection of microplastic through citizen science. Allowing groups of people to analyse their local natural environment for the presence and abundance of microplastics within the water. This method of data collection could provide information on a scale that is not possible with traditional methods and would allow for the comparison between freshwater systems. This comparison is fundamental to begin to fill the knowledge gaps around the understanding of microplastics.

 

Inaccessibility of monitoring to the public is not just through tools but also through the current communication of data with research rarely breaking into the public domain. Citizen science offers not just an improvement in understanding but also offers an opportunity for engagement with the public body. Increasing awareness of the impact of habits round plastic through the sharing of monitoring data can generate the much-needed change on both an individual and policy level to address the problem from the source. This method of change through public opinion can be seen to have an effect on freshwater systems through microbeads ban, plastic bags, plastic straws and industrial pollution regulation.

 

Through the creation of this product a multidisciplinary approach that blends engineering and design practices is implemented. The wholistic approach to creation is something that is fundamental in the success of tools and therefore the success of the research that is implemented through them. A tool such as this whose function is within the public engagement of its use - increased awareness, as well as the outcome of its use - microplastics data, is required to have an engaging user experience as well as data integrity implemented through engineering design.

 

This project offers an opportunity to show the importance of the design process within research tools to aid the research process and the positive impact that can come from it.

How to cite: Hughson-Gill, R.: Design of Microplastics Citizen Science Kit, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9176, https://doi.org/10.5194/egusphere-egu2020-9176, 2020.

EGU2020-10049 | Displays | ITS2.7/HS12.2

Coupled CFD-DEM modelling to assess settlement velocity and drag coefficient of microplastics

Robin Jérémy, Latessa Pablo Gaston, and Manousos Valyrakis

Several studies have documented high concentration of microplastics on fresh water sources, oceans and even on treated tap and bottled water. Understanding the physics behind these particles in the water environment has become one of the key research needs identified in the World Health Organization Report (2019). In order to develop novel and efficient methodologies for sampling, treating and removing microplastics from water bodies, a thorough understanding of the sources and transportation and storage mechanisms of these particles is required.

In this article, the settlement velocity affecting the transport [1, 2] of low-density particles (1<r<1.4 g.cm-3) and drag coefficients is assessed through numerical modelling. The effects of fluid and particle relative densities and media temperatures are analysed, as well as the impact of the particle size and shapes [3].

Computational Fluid Dynamics (CFD) techniques are applied to solve the fluid dynamics while the Discrete Element Method (DEM) approach is used to model the particle trajectories [4]. These two modules are coupled under the CFDEM module, which transmits the forces from the fluid into the particle and from the particle into the surrounding water through the Fictitious Boundary Method approach.

Several tests are run under the same particle conditions in order to estimate the influence of turbulent flows on these experiments. The influence from different particle densities and diameters on settling velocities and drag coefficients is assessed. The numerical results are validated against a wide range of experimental data [2, 3] and compared against empirical predictions.

There is an urge for gaining a better understanding of the sources and transport of microplastics through fresh water bodies. In this sense, sampling and quantification of microplastics in a drinking water source is key to evaluate the environment status and to design the most appropriate techniques to reduce or remove the microplastics from the aquatic environments. The implementation of coupled CFD-DEM models provides a very powerful tool for the understanding and prediction of the transport processes and the accumulation of microplastics along the fluvial vectors.

 

References

[1] Valyrakis M., Diplas P. and Dancey C.L. 2013. Entrainment of coarse particles in turbulent flows: An energy approach. J. Geophys. Res. Earth Surf., Vol. 118, No. 1., pp 42- 53, doi:340210.1029/2012JF002354.

[2] Valyrakis, M., Farhadi, H. 2017. Investigating coarse sediment particles transport using PTV and “smart-pebbles” instrumented with inertial sensors, EGU General Assembly 2017, Vienna, Austria, 23-28 April 2017, id. 9980.

[3] Valyrakis, M., J. Kh. Al-Hinai, D. Liu (2018), Transport of floating plastics along a channel with a vegetated riverbank, 12th International Symposium on Ecohydraulics, Tokyo, Japan, August 19-24, 2018, a11_2705647.

[4] Valyrakis M., P. Diplas, C.L. Dancey, and A.O. Celik. 2008. Investigation of evolution of gravel river bed microforms using a simplified Discrete Particle Model, International Conference on Fluvial Hydraulics River Flow 2008, Ismir, Turkey, 03-05 September 2008, 10p.

How to cite: Jérémy, R., Pablo Gaston, L., and Valyrakis, M.: Coupled CFD-DEM modelling to assess settlement velocity and drag coefficient of microplastics , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10049, https://doi.org/10.5194/egusphere-egu2020-10049, 2020.

EGU2020-22467 | Displays | ITS2.7/HS12.2

Characterization of Plastic Pollution in Rivers: Case of Sapang Baho River, Rizal, Philippines

Ma. Brida Lea D. Diola, Maria Antonia N. Tanchuling, Dawn Rhodette G. Bonifacio, and Marian Jave N. Delos Santos

Philippines is considered as one of the top contributors of plastic wastes in the oceans globally. Lack of strict implementation of solid waste management regulations has led to mismanaged wastes, especially plastics, that eventually end up in water bodies. This study focuses on characterizing plastic waste pollution in Sapang Baho River in the province of Rizal. The river is located in an urban area and is a significant tributary of Laguna Lake, the largest lake in the country. Through this study, macrowastes and microplastics in Sapang Baho River, Rizal were characterized and analyzed to provide baseline information and to raise awareness to address plastic pollution, in macro- and micro-scale. This study also determined possible sources of microplastics by relating the particles to the plastic wastes present as well as activities in the sites. Waste analysis and characterization studies (WACS) were conducted for four sampling stations along the river. Microplastic samples were also collected from surface water and were characterized based on form such as filament, fragment, film, foam, and pellet through microscope examination. Representative samples were subjected to Raman spectroscopy testing to identify the polymer types. Results show that macrowaste samples were mostly plastic wastes (27.33%) in terms of mass. Plastic wastes were composed of film plastic (47%). Most of the microplastic particles were in the form of filaments (92.24%) which were fragmented from textile wastes and cloth washing. In terms of color, transparent particles were dominant and particles in the lower size range (0.3 mm - 0.8 mm) were predominant. Samples subjected to Raman spectroscopy were mainly polyethylene (PE), a material used in containers and packaging. Lastly, it was calculated that the surface water of Sapang Baho River contributes approximately 24 - 362 microplastic particles to Laguna Lake.

How to cite: Diola, Ma. B. L. D., Tanchuling, M. A. N., Bonifacio, D. R. G., and Delos Santos, M. J. N.: Characterization of Plastic Pollution in Rivers: Case of Sapang Baho River, Rizal, Philippines, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22467, https://doi.org/10.5194/egusphere-egu2020-22467, 2020.

EGU2020-11223 | Displays | ITS2.7/HS12.2

Riverine transport of microplastics from the Dutch border to the North sea

Frans Buschman, Annelotte van der Linden, and Arjen Markus

Microplastics may affect marine and freshwater ecosystems and human health negatively. Important point sources of microplastics in rivers are locations where microplastics are released into the river, such as waste water treatment plants. Diffuse sources include the fragmentation of macroplastic items and tire and road wear particles that are flushed into the river (Unice et al., 2019). Once in the river, the different types and sizes of microplastics are transported with the flow. How this transport depends on environmental conditions is largely unknown. Due to the effort needed to monitor the microplastic concentration and composition, usually observations are carried out at one location in the water column only and are only repeated a few times. With a model, the spatial and temporal variation of the microplastics concentration can be predicted.

We modeled the transport and fate of microplastics (here defined as particles within 0.05 and 5 mm) in Dutch rivers and streams. We used a depth and width averaged flow model for the Netherlands. At the main upstream boundaries of the model (Lobith in the Rhine and Eijsden in the Meuse) microplastics were released. The concentration of different types of microplastics was based on observations by Urgert (2015). The model included the processes advection, deposition and hetero-aggregation of microplastics with sediment to determine the transport and fate. Overall, the model results suggest that the deposition is small: about 66-90 percent of the released microplastics are transported out of the model towards the sea, meaning that 10-34 percent are either deposited to the river bed or are stored in the water column. Resuspension of deposited microplastics was not included in the model. A sensitivity study for which resuspension was included suggests that it is not an important process in the current 1D simulation, since the flow velocities at accumulation areas rarely exceed the critical flow velocity for resuspension.  The simulated annual transport of microplastics is higher than estimates based on observations (van der Wal et al., 2015; Mani et al., 2015), although sources within the Netherlands are not yet included in the model. This needs to be re-evaluated in the future, after sources of microplastics from within The Netherlands have been introduced in the model.

  • Mani T., A. Hauk, U. Walter and P. Burkhardt-Holm (2015) Microplastics profile along the Rhine River. Nature Scientific Reports.
  • Unice, K.M., M.P. Weeber, M.M. Abramson, R.C.D. Reid, J.A.G. van Gils, A.A. Markus, A.D. Vethaak and J.M. Panko (2019) Characterizing export of land-based microplastics to the estuary – Part I: Application of integrated geospatial microplastic transport models to assess tire and road wear particles in the Seine watershed. Science of the Total Environment. https://doi.org/10.1016/j.scitotenv.2018.07.368
  • Urgert, W. (2015) Microplastics in the rivers Meuse and Rhine-Developing guidance for a possible future monitoring program (MSc Thesis)
  • Van der Wal, M., M. van der Meulen, G. Tweehuijsen, M. Peterlin, A. Palatinus, K. Virsek, L. Coscia and A. Krzan (2015) Identification and Assessment of Riverine Input of (Marine) Litter. Final Report for the European Commission DG Environment under Framework Contract No ENV.D.2/FRA/2012/0025.

How to cite: Buschman, F., van der Linden, A., and Markus, A.: Riverine transport of microplastics from the Dutch border to the North sea, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11223, https://doi.org/10.5194/egusphere-egu2020-11223, 2020.

ITS2.8/OS4.10 – Plastic in the marine environment: observing and explaining where it comes from and where it goes

EGU2020-10456 | Displays | ITS2.8/OS4.10 | Highlight

Macroplastics Pollution in the Southern North Sea – Sources, Pathways and Abatement Strategies

Jörg-Olaf Wolff, Florian Hahner, Jens Meyerjürgens, Marcel Ricker, Rosanna Isabel Schöneich-Argent, Thomas Badewien, Karsten Alexander Lettmann, Peter Schaal, Holger Freund, Ingo Mose, Emil Stanev, and Oliver Zielinski

Since 2016, an interdisciplinary consortium at the Carl von Ossietzky University in Oldenburg has been funded by the Lower Saxony Ministry for Science and Culture in order to provide solid, scientific knowledge of the sources, pathways and accumulation zones of plastic litter. This team consists of physical oceanographers, geoecologists, biologists and environmental planners.

Using simple wooden drifters, GPS-drifters and high resolution, numerical modelling, the consortium studied the dispersal of floating macroplastics (i.e. visible plastic fragments and objects) and accumulation areas within the German Bight and the Wadden Sea. Furthermore, coastal sensors and observation systems were employed to gather data of hydrodynamic parameters. In addition, the general public has actively participated in the collection of litter data via a web-based registration system for reporting the findings of wooden drifters.

In this presentation we will highlight some of the most important results of the project amongst them the surprising observation of a complete reversal of the circulation in the southern North Sea in March 2018, supported by drifter reports from citizen scientists from Britain. We will also shortly shed light on the heavy workload involved with presentations to the public (Radio, TV, print media, presentations to various stakeholder groups) which future projects should anticipate already at the planning stage.

How to cite: Wolff, J.-O., Hahner, F., Meyerjürgens, J., Ricker, M., Schöneich-Argent, R. I., Badewien, T., Lettmann, K. A., Schaal, P., Freund, H., Mose, I., Stanev, E., and Zielinski, O.: Macroplastics Pollution in the Southern North Sea – Sources, Pathways and Abatement Strategies, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10456, https://doi.org/10.5194/egusphere-egu2020-10456, 2020.

EGU2020-17048 | Displays | ITS2.8/OS4.10

Modelling the accumulation and transport of microplastics by Arctic sea ice

Miguel Angel Morales Maqueda and Alethea Sara Mountford

The presence of microplastics in the Arctic sea ice cover and water column, as well as on land, has raised the already high concerns about the dispersion of litter in the global environment. We present a 50-year simulation carried out with the NEMO ocean general circulation model of the dispersion of buoyant and neutrally buoyant microplastics in the global ocean that includes a simple formulation of microplastic accumulation in, and advection by, sea ice. Microplastics enter the Arctic predominantly through the Barents Sea, with a smaller input through the Bering Strait, although the simulation also takes into account small plastic sources along the Arctic coastline. Microplastics become trapped in newly formed sea ice chiefly on the Eurasian shelves and the Chukchi Sea, but a still significant amount is transferred from the mixed layer to the ice base through congelation in the central Arctic, where microplastics congregate nearer to the surface than elsewhere in the global ocean due to the strong stratification and the relatively small levels of vertical turbulence underneath multiyear sea ice. In the model, the maximum average residence time of sea ice in the Arctic is about six years, and this is also, therefore, the typical timescale for maximum microplastic accumulation in the ice cover. Plastics trapped in sea ice undergo a seasonal cycle of accumulation and release in consonance with the freeze and melt sea ice cycle but ultimately are release back into the ocean in the Greenland and Labrador seas, from where they will be subsequently transported into the North Atlantic.

How to cite: Morales Maqueda, M. A. and Mountford, A. S.: Modelling the accumulation and transport of microplastics by Arctic sea ice, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17048, https://doi.org/10.5194/egusphere-egu2020-17048, 2020.

EGU2020-1892 | Displays | ITS2.8/OS4.10

Modelling the global biological microplastic particle sink

Karin Kvale, AE Friederike Prowe, Chia-Te Chien, Angela Landolfi, and Andreas Oschlies

Forty percent of the plastic produced annually ends up in the ocean. What happens to the plastic after that is poorly understood, though a growing body of data suggests it is rapidly spreading throughout the ocean. The mechanisms of this spread are not straightforward for small, weakly or neutrally buoyant plastic size fractions (the microplastics), in part because they aggregate in marine snow and are consumed by zooplankton. This biological transport pathway is suspected to be a primary surface microplastic removal mechanism, but exactly how it might work in the real ocean is unknown. We search the parameter space of a new microplastic model embedded in an earth system model to show biological uptake significantly shapes global microplastic inventory and distributions, despite its being an apparently inefficient removal pathway.

How to cite: Kvale, K., Prowe, A. F., Chien, C.-T., Landolfi, A., and Oschlies, A.: Modelling the global biological microplastic particle sink, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1892, https://doi.org/10.5194/egusphere-egu2020-1892, 2020.

EGU2020-15253 | Displays | ITS2.8/OS4.10

A stable isotope assay for determining microbial degradation rates of plastics in the marine environment

Maaike Goudriaan, Victor Hernando Morales, Ronald van Bommel, Marcel van der Meer, Rachel Rachel Ndhlovu, Johan van Heerwaarden, Kai-Uwe Hinrichs, and Helge Niemann

The popularity of plastic as a cheap and easy to use, moldable material has been growing exponentially, leading to a likewise increase in plastic waste. As a result, plastic pollution has been surging in the marine realm, and the effects and fates of these modern, man-made compounds in our oceans are unresolved. Pathways of plastic degradation (physicochemical and biological) in the marine environment are not well constrained; yet, microbial plastic degradation is a potential plastic sink in the ocean. However, there is a lack of methods to determine this process, particular if the overall turnover is in the sub-percent range.  We developed a novel method based on incubations with isotopically labelled polymers for investigating microbial plastic degradation in marine environments. We tested our method with a Rhodococcus Ruber strain (C-208), a known plastic degrader, as a model organism. In our experiments we used granular polyethylene (PE) that was almost completely labelled with the stable isotope 13C (99%) as a sole carbon source. We monitored CO2 concentration and stable carbon isotope ratios over time in the headspace during 35-day incubations at atmospheric oxygen concentrations and found an excess production of 13C-CO2. This result provides direct evidence for the microbially mediated mineralization of carbon that was ultimately derived from the polymer. After terminating the incubation, we measured the dissolved inorganic carbon (DIC), and pH, allowing us to determine the total excess production of 13C-CO2 and DIC, and thus the rate of plastic degradation. Of the 2000 μg PE added, ~0.1% was degraded over a time course of 35 days at a rate of ~1.5 μg month-1, providing a first characterization of the mineralization kinetics of PE by R. Ruber. The results show that isotopically labelled polymers can be used to determine plastic degradation rates. The method shows promise for being more accurate than the classic gravimetrical methods.

How to cite: Goudriaan, M., Hernando Morales, V., van Bommel, R., van der Meer, M., Rachel Ndhlovu, R., van Heerwaarden, J., Hinrichs, K.-U., and Niemann, H.: A stable isotope assay for determining microbial degradation rates of plastics in the marine environment, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-15253, https://doi.org/10.5194/egusphere-egu2020-15253, 2020.

EGU2020-13617 | Displays | ITS2.8/OS4.10

Flocculation of microplastic and cohesive sediment in natural seawater

Thorbjørn Joest Andersen, Stiffani Rominikan, Ida Stuhr Laursen, Kristoffer Hofer Skinnebach, Nynne Zaza Grube, Soeren Roger Jedal, Simon Nyboe Laursen, and Mikkel Fruergaard

The flocculation of combinations of microplastic particles (MP) and natural cohesive sediment has been investigated in a laboratory setup using unfiltered seawater. The experiments were conducted in order to test the hypothesis that MP may flocculate in estuarine and marine environments with natural organic and inorganic particles. MP particles in the size-range 63 – 125 µm were incubated with suspensions of local untreated seawater and untreated fine-grained sediment (< 20µm) collected from a tidal mudflat. Settling experiments were carried out with both a floc-camera video equipment (PCam) and conventional settling tubes.

Flocculation and sedimentation of MP-particles of PVC have been investigated as well as particles from high density polypropylene which is used in certain fishing gear. The studies have generally confirmed our hypothesis that microplastics are incorporated into aggregates along with other natural particles, thus settling faster than they would as single particles. The exact aggregation mechanisms still remains to be revealed but the general cohesiveness of fine-grained natural particles, organic particles as well as particulate and dissolved organic polymers are believed to be responsible for the flocculation. A strong effect of salt ions was also observed, confirming the classical concept of increased flocculation of fine-grained particles as they are transported from fresh-water to estuarine and marine waters.

The implication of the aggregation is that primary MP from land-based sources are likely to flocculate with other suspended particles, especially as they enter saline waters. The particles are therefore expected to deposit close to the sources, typically rivers. This applies to both micro-plastic particles that are denser than seawater but also to low-density plastic types which should otherwise float. However, secondary MP may be formed by disintegration of plastic anywhere and these MP particles could therefore settle wherever there is plastic present at the sea surface, for example under the ocean gyres where plastic is known to accumulate. Here, too, interaction with other particles in the water column is expected, but the concentration of natural particles is much lower than in coastal waters and it may be that the transport of natural organic and inorganic particles will start to be modified if the concentration of plastic in the marine environment continues to rise.

How to cite: Andersen, T. J., Rominikan, S., Laursen, I. S., Skinnebach, K. H., Grube, N. Z., Jedal, S. R., Laursen, S. N., and Fruergaard, M.: Flocculation of microplastic and cohesive sediment in natural seawater, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13617, https://doi.org/10.5194/egusphere-egu2020-13617, 2020.

EGU2020-3715 | Displays | ITS2.8/OS4.10

All that glitters is not plastic: the case of open-ocean fibres

Giuseppe Suaria, Aikaterini Achtypi, Vonica Perold, Stefano Aliani, Andrea Pierucci, Jasmine Lee, and Peter Ryan

Textile fibres are ubiquitous contaminants of emerging concern. Traditionally ascribed to the ’microplastics’ family, their widespread occurrence in the natural environment is commonly reported in plastic pollution studies, with the misleading belief that they largely derive from wear and tear of synthetic fabrics. Their synthetic nature has been largely used to motivate their persistence in the environment, thus explaining their presence in virtually all compartments of the planet, including sea-ice, deep-seas, soils, atmospheric fall-out, foods and drinks. As of today however, an extensive characterization of their polymeric composition has never been performed, even though the evidence that most of these fibres are not synthetic, is slowly emerging. By compiling a dataset of more than 916 seawater samples collected in six different ocean basins, we confirm that microfibres are ubiquitous in the world seas, but mainly composed of natural polymers. The chemical characterization of almost 2000 fibres through µFTIR techniques revealed that in striking contrast to global production patterns, only 8.2% of marine fibres are actually synthetic, with the rest being predominantly of animal (12.3%) or vegetal origin (79.5%). These results demonstrate the widespread occurrence of cellulosic fibres in the marine environment, emphasizing the need for full chemical identification of these particles, before classifying them as microplastics. On the basis of our findings it appears critical to assess origins, impacts and degradation times of cellulosic fibers in the marine environment, as well as to assess the wider implications of a global overestimation of microplastic loads in natural ecosystems.

How to cite: Suaria, G., Achtypi, A., Perold, V., Aliani, S., Pierucci, A., Lee, J., and Ryan, P.: All that glitters is not plastic: the case of open-ocean fibres , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3715, https://doi.org/10.5194/egusphere-egu2020-3715, 2020.

EGU2020-2387 * | Displays | ITS2.8/OS4.10 | Highlight

First evidence of plastic fallout from the Great Pacific Garbage Patch

Matthias Egger, Fatimah Sulu-Gambari, and Laurent Lebreton

Increasing amounts of plastic debris in the ocean is a global environmental concern. Each year, several million tons of plastic waste enter the ocean from coastal environments. Transported by currents, wind and waves, positively buoyant plastic objects eventually accumulate at the sea surface of subtropical oceanic gyres, forming the so-called ocean garbage patches. To date, the fate of floating plastic debris ‘trapped’ in the oceanic gyres remains largely unknown. To more accurately assess the persistence of floating plastics accumulating in offshore areas, a better understanding of the plastic inputs and outputs into and from ocean garbage patches is crucial. An important component of this mass balance currently missing is the vertical plastic flux from the sea surface of subtropical waters towards the seabed. Numerical models have major difficulties in constraining the sinking flux of plastic to the ocean interior in these areas since validation against observational data is not possible yet.

Here, we provide the first water column profiles (0-2000m water depth) of plastic particles (>500µm) in the North Pacific subtropical gyre (Great Pacific Garbage Patch; GPGP). We show that plastic particles in the water column are mostly in the size range of particles that are apparently missing from the ocean surface and that their polymer composition is similar to that of floating debris circulating in the surface waters. Furthermore, water column plastic concentrations increase with higher concentrations at the sea surface and show a power law decline with water depth. These findings strongly suggest that plastics present in the deep sea below the GPGP are small fragments of initially buoyant plastic debris that accumulated at the sea surface. Although the amount of plastic in the GPGP water column is significant compared to the surface accumulation, our results further indicate that the ocean water column is unlikely to harbor a major fraction of the tens of millions of metric tons of missing ocean plastic.

How to cite: Egger, M., Sulu-Gambari, F., and Lebreton, L.: First evidence of plastic fallout from the Great Pacific Garbage Patch, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2387, https://doi.org/10.5194/egusphere-egu2020-2387, 2020.

EGU2020-442 | Displays | ITS2.8/OS4.10

Smart algorithms for monitoring plastic litter

Shungu Garaba, Nina Gnann, and Oliver Zielinski

Plastic Litter (PL) has become more ubiquitous in the last decades posing socio-economic as well as health problems for the blue and green economy. However, to date PL monitoring strategies have been based on field sampling by citizens and scientists during recreational, sporting, scientific and clean-up campaigns. To this end, remote sensing technologies combined with artificial intelligence (AI) have gained rising interest as a potential source of complementary scientific evidence-based information with the capabilities to (i) detect, (ii) track, (iii) characterise and (iv) quantify PL. Within the smart algorithms, convoluted and recurrent neural networks ingest vast multi to hyperspectral images from smartphones, unmanned aerial systems, fixed observatories, high-altitude pseudo-satellites and space stations. Detection would involve the application of object recognition algorithms to true colour Red-Green-Blue (RGB) composite images. Typical essential descriptors that are derived from RGB images include apparent colour, shape, type and dimensions of PL. In addition to object recognition algorithms supported by visual inspection, AI is also used to classify and estimate counts of PL in captured imagery. Quantification assisted by smart systems have the advantage of uncertainties associated with predictions, a cruial aspect in determing budgets of PL in the natural environment. Hyperspectral data is then utilized to further characterise the polymer composition of PL based on spectral reference libraries of known polymers. Fixed observatories and repeated image capture at regions-of-interest have prospective applications in tracking of PL. Here we present plausible applications of remote detection, tracking and quantification of PL assisted by smart AI algorithms. Smart remote sensing of PL will be integrated in future operational smart observing system with near real-time capabilities to generate user (citizens, stakeholders, policymakers) defined end-products relevant to plastic litter. These tailor-made descriptors will thus contribute towards scientific evidence-based knowledge important in assisting legislature in policy making, awareness campaigns as well as evaluating the efficacy of mitigation strategies for plastic litter. Essential descriptors proposed need to include geolocations, quantities, size distributions, shape/form, apparent colour and polymer composition of PL.

How to cite: Garaba, S., Gnann, N., and Zielinski, O.: Smart algorithms for monitoring plastic litter, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-442, https://doi.org/10.5194/egusphere-egu2020-442, 2020.

EGU2020-975 | Displays | ITS2.8/OS4.10

Plastic waste detection assisted by artifical intelligence

Nina Gnann, Shungu Garaba, and Oliver Zielinski

Plastic pollution has a big impact on living organisms. At the same time, plastics are everywhere in our daily life. For example, plastic is used in packaging, construction of buildings, cars, electronics, agriculture and many other fields. In fact, plastic production has been increasing rapidly since the 1950s. However, plastic waste management strategies have not adapted accordingly to these rising amounts, which end up in the blue and green planet. Unfortunately, for developing nations it is even more complicated and strategies are still developing. Here we investigate the possibilities of plastic waste detection in Cambodia focusing on cities, rivers and coastal areas. Very fine geo-spatial resolution Red-Green-Blue (RGB) drone imagery was captured over regions of interest in Phnom Penh, Sihanoukville and Siem Reap. To this date, techniques of detecting plastic litter are based on RGB imagery analyses, generating descriptors such as colour, shape, size and form. However, we believe by adding infrared wavebands additional descriptors, such as polymer composition or type can be retrieved for improved classification of plastic litter. Furthermore, remote sensing technologies will be merged with object-based deep learning methodologies to enhance identification of plastic waste items, thus creating a robust learning system. Due to the size and complexity of this problem, automated detection, tracking, characterization and quantification of plastic pollution is a key aspect to improve waste management strategies. We therefore explore multispectral band combinations relevant to the detection of plastic waste and operational approaches in imagery processing. This work will contribute towards algorithm development for analysis of video datasets enhancing future near real-time detection of plastic litter. Eventually, this scientific evidence-based tool can be utilized by stakeholders, policymakers and citizens.

How to cite: Gnann, N., Garaba, S., and Zielinski, O.: Plastic waste detection assisted by artifical intelligence, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-975, https://doi.org/10.5194/egusphere-egu2020-975, 2020.

EGU2020-19145 | Displays | ITS2.8/OS4.10

Detecting and Identifying Floating Plastic Debris in Coastal Waters using Sentinel-2 Earth Observation Data

Lauren Biermann, Daniel Clewley, Victor Martinez-Vicente, and Konstantinos Topouzelis

Satellite remote sensing is an invaluable tool for observing our earth systems. However, few studies have succeeded in applying this for detection of floating litter in the marine environment. We demonstrate that plastic debris aggregated on the ocean surface is detectable in optical data acquired by the European Space Agency (ESA) Sentinel-2 satellites. Furthermore, using an automated classification approach, we show that floating macroplastics are distinguishable from seawater, seaweed, sea foam, pumice, and driftwood.

Sentinel-2 was used to detect floating aggregations likely to include macroplastics across four study sites, namely: coastal waters of Accra (Ghana), Da Nang (Vietnam), the east coast of Scotland (UK), and the San Juan Islands (BC, Canada). Aggregations were detectable on sub-pixel scales using a Floating Debris Index (FDI), and were composed of a mix of materials including sea foam and seaweed. A probabilistic machine learning approach was then applied to assess if detected plastics could be discriminated from the natural sources of marine debris. Our automated Naïve Bayes classifier was trained using a library of pumice, seaweed, timber, sea foam and seawater detections, as well as validated macroplastics from Durban Harbour (South Africa). Across the four study sites, suspected marine plastics were classified as such with an accuracy approaching 90%. The ‘misclassified’ plastics were mostly identified as seawater, suggesting an insufficient amount of pixel was filled with materials.

Results from this study show that plastic debris aggregated on the ocean surface can be detected in optical data collected by Sentinel-2, and identified. With the aim of generating global ‘hotspot’ maps of floating plastics in coastal waters, automating this two-stage process across the Sentinel-2 archive is being progressed; however, the method would also be applicable to drones and other remote sensing platforms with similar band characteristics. To extend remote detection methods to river systems and optically complex and/or tidal coastal waters, in situ data collection across optical water types is the next key step.

How to cite: Biermann, L., Clewley, D., Martinez-Vicente, V., and Topouzelis, K.: Detecting and Identifying Floating Plastic Debris in Coastal Waters using Sentinel-2 Earth Observation Data, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19145, https://doi.org/10.5194/egusphere-egu2020-19145, 2020.

EGU2020-7312 | Displays | ITS2.8/OS4.10

Beach observations of plastic and marine litter along the Northwest Passage

Peter Gijsbers and Hester Jiskoot

Marine litter and microplastics are everywhere. Even the Arctic Ocean, Svalbard and Jan Mayen Island are contaminated as various publications confirm. Little, however, is reported about marine waters and shores of the Canadian Arctic Archipelago. This poster presents the results of a privately funded citizen science observation to scan remote beaches along the Northwest Passage for marine litter pollution.

The observations were conducted while enjoying the 2019 Northwest Passage sailing expedition of the Tecla, a 1915 gaff-ketch herring drifter. The expedition started in Ilulissat, Greenland, on 1 August and ended in Nome, Alaska, on 18 September. After crossing Baffin Bay, the ship continued along Pond Inlet, Navy Board Inlet, Lancaster Sound, Barrow Strait, Peel Sound, Franklin Strait, Rea Strait, Simpson Strait, Queen Maud Gulf, Coronation Gulf, Amundsen Gulf, Beaufort Sea, Chukchi Sea and Bering Strait. The vessel anchored in the settlement harbours of Pond Inlet, Taloyoak, Gjoa Haven, Cambridge Bay and Herschel Island. In addition, Tecla’s crew made landings at remote beaches on Disko Island (Fortune Bay, Disko Fjord), Beechey Island (Union Bay), Somerset Island (Four Rivers Bay), Boothia Peninsula (Weld Harbour), King William Island (M’Clintock Bay), Jenny Lind Island, and at Kugluktuk and Tuktoyaktuk Peninsula.

Following the categorization of the OSPAR Guideline for Monitoring Marine Litter on Beaches, litter observations were conducted without penetrating the beach surfaces. Beach stretches scanned varied in length from 100-400 m. No observations were conducted at inhabited settlements or at the abandoned settlements visited on Disko Island (Nipisat) and Beechey Island (Northumberland House).

Observations on the most remote beaches found 2-5 strongly bleached or decayed items in places such as Union Bay, Four Rivers Bay, Weld Harbour, Jenny Lind Island (Queen Maud Gulf side). Landings within 15 km of local settlements (Fortune Bay, Disko Fjord, Kugluktuk, Tuktoyaktuk) or near military activity (Jenny Lind Island, bay side) showed traces of local camping, hunting or fishing activities, resulting in item counts between 7 and 29. At the lee shore spit of M’Clintock Bay, significant pollution (> 100 items: including outboard engine parts, broken ceramic, glass, clothing, decayed batteries, a crampon and a vinyl record) was found, in contrast to a near-pristine beach on the Simpson Strait side. The litter type and concentration, as well as the remains of a building and shipwrecked fishing vessel indicate that this is an abandoned settlement, possibly related to the construction of the nearby Distant Early Warning Line radar site CAM-2 of Gladman Point. DEW Line sites have long been associated with environmental disturbances.

Given the 197 beach items recorded, it can be concluded that the beaches of the Canadian Arctic Archipelago, which are blocked by sea ice during most of the year, are not pristine. Truly remote places have received marine pollution for decades to centuries. Where (abandoned) settlements are at close range pollution from local activities can be discovered, while ocean currents, wind patterns, ice rafting, distance to river mouths, and flotsam, jetsam and derelict also determine the type and amount of marine litter along the Northwest Passage.

How to cite: Gijsbers, P. and Jiskoot, H.: Beach observations of plastic and marine litter along the Northwest Passage, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7312, https://doi.org/10.5194/egusphere-egu2020-7312, 2020.

Plastic pollution has become one of today’s biggest environmental problems. Yearly worldwide production of plastic was 360 million tonnes in 2018, of which approximately 10 million reached the oceans. But there is very little data from remote regions of the world.

Several studies have pointed to the tourism and fishing industries as the main sources of plastic marine litter. Hurtigruten as an operator of expedition cruise vessels, believes that it is our responsibility to invest in the understanding and conservation of the areas we visit, this is reflected on our sustainability efforts: Single Use Plastics were banned from all our ships and Hotels in 2018, we have built the first electric/fuel hybrid ships and are transforming other ships in the fleet to the same technology or to run on Liquid biogas.

Scientific data collection in the polar regions is challenging due to remoteness, the harsh environment and high operational costs. For the last couple of years, we have supported the scientific community by transporting researchers and their equipment to and from their study areas in polar regions, we have established collaborations with numerous scientific institutions, such as University Centre in Svalbard, Norwegian Polar Institute, Institute for Marine Research, and Norwegian Institute for Water Research (NIVA) and we have been actively participating in clean-up projects, and are contributing to the SALT and MALINOR projects.

Plastic pollution is having a significant impact on wildlife, and recent studies show that the concentration of microplastics is also greater than estimated. The understanding of the status and impacts of marine litter has many gaps, further studies are needed to improve our knowledge of its distribution and interaction with the marine biota. In partnership with NIVA we have installed a FerryBox on MS Roald Amundsen. Amongst other sensors it has a microplastic collector and preliminary data from the first collection between Tromsø and Longyearbyen agree with published results from the same area. MS Roald Amundsen will sail to both polar areas, where data on microplastic litter is required, making it the perfect ship of opportunity and platform for data collection. Lastly, the large advantage of using cruise ships as sampling and research platforms is the long-term presence in the polar regions, allowing for continued measurements over longer time periods.

How to cite: Meraldi, V., Morgan, T., and Van Bavel, B.: Norwegian Institute for Water Research (NIVA) and Hurtigruten partnership to bring light to the gaps in plastic marine litter knowledge. , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22246, https://doi.org/10.5194/egusphere-egu2020-22246, 2020.

EGU2020-16315 | Displays | ITS2.8/OS4.10

What’s that Floating in my Soup? Characterisation and Handling of Floating Debris in the Great Pacific Garbage Patch

Fatimah Sulu-Gambari, Matthias Egger, and Laurent Lebreton

There is extensive documentation of plastic debris in the marine environment [1]. Citizen science programs and tracking apps have been used more recently in the collection of data on plastics in marine settings [1]. These programs, however, are focussed on debris collected from beach cleanups and coastal environments. Large debris currently afloat in ocean garbage patches, which contribute significantly to marine plastic pollution, are less well-characterised. Buoyant plastics accumulate offshore in the five ocean gyres, the largest of which is the Great Pacific Garbage Patch (GPGP) in the North Pacific Ocean. There, they are seen floating in a loosely concentrated ‘soup’. Over time they degrade in saltwater, under UV radiation, with the help of wind and wave action. They also serve as substrates for trace metal and organic pollutant adsorption, as well as the growth of microbial consortia and larger potentially invasive organisms. There is currently limited data collection on sources of large floating plastics in ocean gyres. Majority of data collected on plastics in the garbage patches is based on trawled sampling techniques that exclude objects larger than 0.5m [2]. Large debris are important for elucidation of the overall mass of plastic in the patches. We know that 8% of the GPGP is comprised of microplastics and thus larger objects constitute the greater fraction of the total plastic mass [2], which we know little about. It is important to understand what types of debris accumulate in the patches, their land-/marine-based origins and the locations from which they enter the ocean. Where the debris is produced and what practices (commercial, cultural, industrial) contribute to their accumulation in the garbage patches is also pivotal data that needs to be collected. This information, coupled to data on how long the plastics persist and how well they persevere in the marine environment, is necessary for creating effective and efficient mitigation strategies.

 

References

[1] Jambeck, J. R. & Johnsen, K. Citizen-Based Litter and Marine Debris Data Collection and Mapping. Computing in Science & Engineering, 17, 20-26 (2015).

[2] Lebreton, L. et al. 2018. Evidence that the Great Pacific Garbage Patch is rapidly accumulating plastic. Scientific Reports, 8, 4666 (2018).

How to cite: Sulu-Gambari, F., Egger, M., and Lebreton, L.: What’s that Floating in my Soup? Characterisation and Handling of Floating Debris in the Great Pacific Garbage Patch, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16315, https://doi.org/10.5194/egusphere-egu2020-16315, 2020.

EGU2020-20962 * | Displays | ITS2.8/OS4.10 | Highlight

Searching for the missing plastic: a global surface mass budget for floating ocean plastics.

Laurent Lebreton and Matthias Egger

Predicted global figures for plastic debris accumulation in the ocean surface layer range on the order of hundreds of thousands of metric tons, representing only a few percent of estimated annual emissions into the marine environment. A commonly accepted explanation for this difference is that positively buoyant macroplastic objects do not persist on the ocean surface. Subject to degradation into microplastics, the major part of the mass is predicted to have settled below the surface. However, we argue that such emission-degradation model cannot explain the occurrence of decades-old objects collected by oceanic expeditions. We show that debris circulation dynamics in coastal environments may be a better explanation for this difference. The results presented here suggest that there is a significant time interval, on the order of several years to decades, between terrestrial emissions and representative accumulation in offshore waters. Importantly, our results also indicate that the current generation of secondary microplastics in the global ocean is mostly a result of the degradation of objects produced in the 1990s and earlier. 

How to cite: Lebreton, L. and Egger, M.: Searching for the missing plastic: a global surface mass budget for floating ocean plastics., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20962, https://doi.org/10.5194/egusphere-egu2020-20962, 2020.

EGU2020-7442 | Displays | ITS2.8/OS4.10

Macro-plastic weathering in a coastal environment: field experiment in Chesapeake Bay, Maryland

Marzia Rizzo, Benjamin Lane, Sairah Malkin, Carmela Vaccaro, Umberto Simeoni, William Nardin, and Corinne Corbau

It is now widely recognized that marine plastics, which are strongly resistant to chemical and biological degradation, have become a widespread and massive pollutant in the world’s oceans. Despite this resistance, in the environment, larger plastic items fragment and degrade into secondary microplastics which are ingestible by some marine organisms and are therefore a potential threat to aquatic foodwebs. The present study aims to better understand factors that contribute to the weathering of plastics in a coastal marine environment, where most microplastics appear to be generated. 

Here we performed a field experiment to test the influence of different coastal conditions on macro-plastic weathering. Strips of commercial grade high-density polyethylene (HDPE) and polystyrene (PS) were mounted in replicate on racks (similar in appearance to keys on a glockenspiel, though all of the same length) and deployed at different treatment depths (subtidal versus intertidal) and different treatment hydrodynamic intensity zones (erosional versus depositional) in a sub-estuary of Chesapeake Bay (Maryland, USA). Strips were collected after environmental exposure of 4, 8 and 43 weeks and were analyzed for mass loss, surface chlorophyll accumulation, and surface appearance via SEM imaging.

We observed the PS strips degraded more quickly than the HDPE strips. The results show minor mass variation, in some samples even a slight mass increase, contrary to expectation. This was probably due to the deposition of clay and the presence of microorganisms into the microstructure of the strips, as observed by SEM. Moreover, the SEM images show different kind of fragmentation, with holes or with desquamations. The fragmentation was most marked for the PS strips located at intertidal depths caused by a more intense hydrodynamic energy. Finally, an increase over time was observed in the concentration of chlorophyll in both subtidal depositional PS strips and in subtidal erosional HDPE strips, associated with a lower hydrodynamic energy compared to the intertidal zones. This appears to confer a greater protection of the plastic which therefore undergoes less weathering.

How to cite: Rizzo, M., Lane, B., Malkin, S., Vaccaro, C., Simeoni, U., Nardin, W., and Corbau, C.: Macro-plastic weathering in a coastal environment: field experiment in Chesapeake Bay, Maryland, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7442, https://doi.org/10.5194/egusphere-egu2020-7442, 2020.

EGU2020-9473 | Displays | ITS2.8/OS4.10

Marine macrophytes retain microplastics

Irina Chubarenko, Elena Esiukova, Olga Lobchuk, Alexandra Volodina, Anastasiya Kupriyanova, and Tatiana Bukanova

Plastic contamination of marine beaches, sediments, water is widely reported. It is known that lot of plastic debris appears on marine shores after storms together with natural marine litter, like ragged vegetation, pieces of wood, etc. The goal of our field campaign in the southeastern part of the Baltic Sea was to check whether growing macrophytes also concentrate and retain plastics, particularly that of microplastic (MP, 0.2-5 mm here) size range. Three summer expeditions were conducted (July 30, August 5 and 7, 2019) in sea coastal zone (depth down to 10 m), where communities of attached macroalgae (Furcellaria lumbricalis, Coccotylus truncatus, Polysiphonia fucoides, Cladophora rupestris) are developed on underwater boulders off the Cape Taran. Samples were collected at 8 stations, covering areas with filamentous algae (at depths of 3.2 and 4 m) and with perennial algae furcellaria (depths of 5.6 and 8.2 m). Along with sampling of growing algae (from area 25x25 cm2 in triplicate), a hand pump was used to sample 20-100 liters of sea water from both algae thicket and algae-free water in surrounding area.

The samples were processed and examined in laboratory. Microplastic particles were found in all the collected samples. Preliminary analysis shows 1.3-5.3 times higher microplastic contamination in water samples taken from algae thicket than in samples taken in free water nearby. The majority of microparticles are fibers, mainly colorless and blue, but also red, black, golden, and yellow.

Investigations are supported by the Russian Science Foundation, grant No. 19-17-00041.

How to cite: Chubarenko, I., Esiukova, E., Lobchuk, O., Volodina, A., Kupriyanova, A., and Bukanova, T.: Marine macrophytes retain microplastics, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9473, https://doi.org/10.5194/egusphere-egu2020-9473, 2020.

EGU2020-2303 | Displays | ITS2.8/OS4.10

Microplastic transport, deposition and burial in seafloor sediments by turbidity currents

Florian Pohl, Joris Eggenhuisen, Ian Kane, and Michael Clare

Plastic pollution of the world’s oceans represents a threat to marine eco-systems and human health and has come under increasing scrutiny from the general public. Today the global input of plastic waste into the oceans is in the order of 10 million tons per year and predicted to rise by an order of magnitude by 2025; much of this plastic ends up on the seafloor. Plastics, and microplastics, are known to be concentrated in submarine canyons due to their proximity to terrestrial plastic sources, i.e. rivers. Plastics are transported in canyons by turbidity currents, mixtures of sediment and water which flow down-canyon due to their density; these flows can also ‘flush’ canyons, eroding and entraining the sediment lining the canyon walls and bottom. A single turbidity current can last for weeks and transport more sediment than the annual flux of all terrestrial rivers combined. Although it is known that these flows play a critical role in delivering terrestrial sediment and organic carbon to the seafloor, their ability to transport and bury plastics is poorly-understood. Using flume experiments we investigate turbidity currents as agents for the transport and burial of microplastic fragments and fibers. Microplastic fragments are focused at the flow base, whereas fibers are more homogeneously distributed throughout the flow. Surprisingly though, the resultant deposits show the opposite trend with fibers having a higher concentration that fragments. We explain this observation with a depositional mechanism whereby fibers are dragged out of suspension by settling sand grains, are trapped in the aggrading sediment bed and are buried in the deposits. Conversely, fragments may remain suspended in the flow and are less likely to be trapped on the bed. Our results suggest that turbidity currents can transport microplastics over long distances across the ocean floor, and that turbidity currents potentially distribute and bury large quantities of microplastics in seafloor sediments.

How to cite: Pohl, F., Eggenhuisen, J., Kane, I., and Clare, M.: Microplastic transport, deposition and burial in seafloor sediments by turbidity currents, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2303, https://doi.org/10.5194/egusphere-egu2020-2303, 2020.

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The influence of biofilms and mineral loading on marine plastic fate

Nicole Rita Posth, Joan Antoni Carreres Calabuig, Sascha Mueller, Kelsey Rogers, and Nynke Keulen

Plastic pollution is a global concern and potential marker of the Anthropocene, yet controls on the environmental fate of this contaminant remain underexplored. Synthetic polymers emitted to aquatic systems undergo chemical, physical and biological forces that affect their weathering, aggregation, degradation, leaching, transport and burial. In the aquatic environment, plastic surfaces attract both biological and mineralogical loading. The presence of biofilm on marine plastics suggests a significant microbial role in the fate of plastic in this new ecological niche, called the Plastisphere. Microorganisms may influence degradation, transport and burial of plastic in the sediment, but also plastic´s incorporation into biogeochemical cycles. Likewise, mineral crystallization on plastic surfaces (i.e., phosphate, iron – rich) induced by microbial processes or formed abiotically may play an important role in plastic aggregation, transport, degradation and burial of meso- to nanoscale size plastics. 

Here, we present our current field and laboratory investigations of biological and mineralogical loading of plastics in various geochemical settings. We combine bioimaging (He-ion microscopy (HIM), Scanning Electron Microscopy-Energy Dispersive X-Ray Spectroscopy (SEM-EDS), microbial community and eco-physiology studies, as well as elemental analysis to test mechanisms of loading on plastics, aggregation, transport, and potential impact on element cycling. Results of an on-going in situ study of polystyrene (PS), polyethylene (PE), marine paint, and wood exposed in Svanemøllen Harbor, Copenhagen and laboratory experiments are described. We explore whether surface characteristics and biogeochemical setting are important drivers for the development of mineral-rich biofilm and the role of these mineral-microbe associations in the fate of plastics.

How to cite: Posth, N. R., Carreres Calabuig, J. A., Mueller, S., Rogers, K., and Keulen, N.: The influence of biofilms and mineral loading on marine plastic fate , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21376, https://doi.org/10.5194/egusphere-egu2020-21376, 2020.

EGU2020-21417 | Displays | ITS2.8/OS4.10

Investigating the impact of wind, waves and currents on the distribution of surface drifting particles with drifter data and a high resolution numerical model in the nearshore region

Florian Hahner, Jens Meyerjürgens, Tim Wüllner, Karsten Alexander Lettmann, Thomas Badewien, Oliver Zielinski, and Jörg-Olaf Wolff

A coupled wave and ocean model within the COAWST Modelling System is used in a one-way nesting scenario to investigate the importance of wind, surface currents and Stokes drift for the distribution of surface drifting objects in the nearshore region of the East Frisian barrier island Spiekeroog in the North Sea. Stokes drift and surface currents are computed on a high resolution grid. Combination with meteorological data, Lagrangian floats and in situ data of surface drifters and wave radar measurements allows for a realistic estimation of wind drag coefficients and Stokes Drift. Therefore GPS-Box Drifters have been developed which resemble surface floating macroplastics. Complex topographic features with shallow areas and deep channels within this coastal region lead to strongly heterogeneous wave and current fields. Due to the high resolution of our numerical model these features can be described with the needed accuracy. At the same time computational costs are minimized by using a two-step nesting approach. We show that Stokes Drift becomes a major role in shallow coastal regions, even exceeding the influence of the wind drag, hence playing a key role for realistic descriptions of beaching and the recognition of litter accumulation.

 

How to cite: Hahner, F., Meyerjürgens, J., Wüllner, T., Lettmann, K. A., Badewien, T., Zielinski, O., and Wolff, J.-O.: Investigating the impact of wind, waves and currents on the distribution of surface drifting particles with drifter data and a high resolution numerical model in the nearshore region, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21417, https://doi.org/10.5194/egusphere-egu2020-21417, 2020.

EGU2020-9752 | Displays | ITS2.8/OS4.10

The Stokes drift in ocean surface drift prediction

Michel Tamkpanka Tamtare, Dany Dumont, and Cédric Chavanne

Ocean surface drift forecasts are essential for numerous applications. It is a central asset in search and rescue and oil spill response operations, but it is also used for predicting the transport of pelagic eggs, larvae and detritus or other organisms and solutes, for evaluating ecological isolation of marine species, for tracking plastic debris, and for environmental planning and management. The accuracy of surface drift forecasts depends to a large extent on the quality of ocean current, wind and waves forecasts, but also on the drift model used. The standard Eulerian leeway drift model used in most operational systems considers near-surface currents provided by the top grid cell of the ocean circulation model and a correction term proportional to the near-surface wind. Such formulation assumes that the 'wind correction term' accounts for many processes including windage, unresolved ocean current vertical shear, and wave-induced drift. However, the latter two processes are not necessarily linearly related to the local wind velocity. We propose three other drift models that attempt to account for the unresolved near-surface current shear by extrapolating the near-surface currents to the surface assuming Ekman dynamics. Among them two models consider explicitly the Stokes drift, one without and the other with a wind correction term. We assess the performance of the drift models using observations from drifting buoys deployed in the Estuary and Gulf of St. Lawrence, Canada. Drift model inputs are obtained from regional atmospheric, ocean circulation, and spectral wave models. The performance of these drift models is evaluated based on a number of error metrics (e.g. speed, direction, separation distance between the observed and simulated positions) and skill scores determined at different lead times ranging from 3h to 72h. Results show that extrapolating the top-layer ocean model currents to the surface assuming Ekman dynamics for the ageostrophic currents, and adding the Stokes drift predicted by a spectral wave model, leads to the best drift forecast skills without the need to include a wind correction term.

How to cite: Tamtare, M. T., Dumont, D., and Chavanne, C.: The Stokes drift in ocean surface drift prediction, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9752, https://doi.org/10.5194/egusphere-egu2020-9752, 2020.

EGU2020-21895 | Displays | ITS2.8/OS4.10

MOHID-Lagrangian: A lagrangian transport model from local to globals scales. Applications to the marine litter problem.

Hilda de Pablo, Daniel Garaboa-Paz, Ricardo Canelas, Francisco Campuzano, and Ramiro Neves

The CleanAtlantic project (http://www.cleanatlantic.eu/) aims to protect biodiversity and ecosystem services in the Atlantic Area by improving knowledge and capabilities to monitor, prevent and remove (macro) marine litter. The project will also contribute to raise awareness and change attitudes among stakeholders. Marine litter originates from diverse sources (land and sea-based origins) and has no frontiers as the coastal and ocean circulation turns it into a transnational issue that demands collaborative work and coordination. The need for transnational consistent approaches is at the heart of the Marine Strategy Framework Directive (MSFD) implementation, which requires consistency in terms of marine litter assessment, monitoring and development of programme of measures. This modeling objective, within the CleanAtlantic project, is fully aligned with the collective action nº55 of the OSPAR Regional Plan, which aims to develop sub-regional or regional maps of hotspots of floating litter. These maps will be based on mapping of circulation of floating masses of marine litter, identification of hotspots of accumulation on coastal areas and the role of prevailing currents and winds. The biggest challenge to marine litter modeling is the heterogeneity of the actual litter particles spanning a wide range of different physical properties such as size, density or shape, among others. This, together with a strong interaction with the medium, through processes such as degradation, sinking, beaching, etc and an inherent sensitiveness to initial conditions due to chaotic advection by ocean currents, the effect of wind and waves and the necessary time and space scales to resolve ocean transport, shows how intricate marine litter modeling can be. The number of free parameters, absence of well-known initial conditions and precise equations set to describe all the processes involved require the use large ensembles of simulations to explore a range of possible scenarios, in order to derive useful information about the motion of marine litter.  As part of the project, the MARETEC modeling group at the Instituto Superior Técnico – Universidade de Lisboa in collaboration with the University of Santiago de Compostela, developed a Lagrangian transport model, MOHID Lagrangian. This tool can be applied to forecast the formation of retention areas (hotspots) with the highest probability for litter accumulation in any particular region. The abilities of this open-source lagrangian tool include its easy implementation, robustness, computing efficiency being able to simulate millions of particles in short times, the capacity to use any Eulerian circulation fields from other models, as well as the ability to simulate different types of lagrangian particles. The capabilities of the models to predict the origin of marine litter accumulated on the seafloor and coastal areas were assessed and the connection of major rivers with sinks of marine litter during heavy raining conditions was studied. When appropriate, models were calibrated by matching real and predicted marine litter accumulations locations on the shoreline. The area of influence of land and sea-based marine litter sources was assessed and different scenarios of mitigation measures will be evaluated.

How to cite: de Pablo, H., Garaboa-Paz, D., Canelas, R., Campuzano, F., and Neves, R.: MOHID-Lagrangian: A lagrangian transport model from local to globals scales. Applications to the marine litter problem., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21895, https://doi.org/10.5194/egusphere-egu2020-21895, 2020.

EGU2020-4795 | Displays | ITS2.8/OS4.10

3D hotspots of marine litter in the Mediterranean: a modeling study

Javier Soto-Navarro, Gabriel Jordá, Salud Deudero, Montserrat Compa, Carme Alomar, and Ángel Amores

The 3D dispersion of marine litter (ML) over the Mediterranean basin has been simulated using the current fields from a very high resolution regional circulation model (RCM) as a base to run a 3D lagrangian model. Three simulations have been carried out to mimic the evolution of ML with density lower, in the range of, or higher than seawater. In all cases a realistic distribution of ML sources has been used. Our results show that the accumulation/dispersion areas of the floating and buoyancy neutral particles are practically the same, although in the latter the particles are distributed in the water column with 90% of the particles inside the photic layer. Regarding to the denser particles, they rapidly sink and reach the seafloor close to their origin. The analysis of the temporal variability of the ML concentration shows that the regions of higher variability mostly coincide with the accumulation regions. Seasonal variability occurs at a sub-basin scale as a result of the particles redistribution induced by the seasonal variability of the current field. The comparison with previous studies suggests that the accuracy of numerical studies is strongly dependent on the quality of the information about ML sources, and to the modelling strategy adopted. Finally, our results can be used to guide the design of effective observational sampling strategies to estimate the actual ML concentrations in the Mediterranean.

How to cite: Soto-Navarro, J., Jordá, G., Deudero, S., Compa, M., Alomar, C., and Amores, Á.: 3D hotspots of marine litter in the Mediterranean: a modeling study, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4795, https://doi.org/10.5194/egusphere-egu2020-4795, 2020.

EGU2020-7975 | Displays | ITS2.8/OS4.10

Differential microbial colonization on microplastic in the Mediterranean Sea coastal zone

Annika Vaksmaa, Katrin Knittel, Alejandro Abdala Asbun, Maaike Goudriaan, Andreas Ellrott, Harry Witte, and Helge Niemann

Ocean plastic debris poses a large threat to the marine environment. Millions of tons of plastic end up in the ocean each year and the Mediterranean Sea is one of the most plastic polluted sea. Ocean plastic particles are typically covered with microbial biofilms, but it remains unclear if different polymer types are colonized by different communities. Knowledge in this aspect strengthens our understanding if microbes purely use plastic debris as attachment surface or if they may even contribute to the degradation of plastic. To gain a better understanding of the composition and structure of biofilms on micro plastic particles (MP) in the Mediterranean Sea, we analyzed microbial community covering floating MP in a bay/marina (Marina di Campo) on the island of Elba. MPs were collected with a plankton net (mesh size 50µm), fixed for fluorescence microscopy and stored for subsequent DNA extraction, and identification of the polymer with Raman spectroscopy. The particles were mainly comprised of polyethylene (PE), polypropylene (PP) and polystyrene (PS) and were often brittle and with cracks (PE, PP) and showed visual signs of biofouling (PE, PP, PS). Fluorescence in situ hybridization and imaging by high resolution confocal laser scanning microscopy of single MPs revealed high densities of colonization by microbes. 16S rRNA gene amplicon sequencing (Illumina Miseq) revealed higher abundance of archaeal sequences on PS (up to 29% of the reads) in comparison to PE or PP (up to 3% of the reads).  The bacterial community in the biofilms on each of the three plastic types consisted mainly of the orders Flavobacteriales, Rickettsiales, Alteromonadales, Cytophagales, Rhodobacterales and Oceanospirillales. Furthermore, we found significant difference in the community composition of biofilms on PE compared to PP and PS but not between PP and PS. The indicator species on PE were Calditrichales, detected at 10 times higher sequence abundance on PE than on PP and PS, as well as several uncultured orders. This study sheds light on preferential microbial attachment and biofilm formation on microplastic particles, yet it remains to be revealed, whether and which of these may contribute to plastic degradation.

How to cite: Vaksmaa, A., Knittel, K., Abdala Asbun, A., Goudriaan, M., Ellrott, A., Witte, H., and Niemann, H.: Differential microbial colonization on microplastic in the Mediterranean Sea coastal zone, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7975, https://doi.org/10.5194/egusphere-egu2020-7975, 2020.

EGU2020-19500 | Displays | ITS2.8/OS4.10

Marine litter in local environments from mussel aquiculture activities: modelling and validation

Daniel Garaboa-Paz, Sara Cloux-González, Pedro Montero-Vilar, and Vicente Pérez-Muñuzuri

The initial conditions of marine litter transport models continue to be one of the big handicaps to produce accurate results to obtain useful information for stakeholders. The amount and the type of marine debris emitted by the different sources introduces a huge uncertainty.

In marine local environments under industrial activity, the sources are confined in space and time and some industrial activities introduce particular debris objects. This allows us to reduce the uncertainties mentioned above in the marine litter modelling problem. 

One of these activities is the mussel aquiculture. In Galicia (NW Spain), the mussel farms (Fig.(1)) are based in floating rafts inside the rias(estuaries), with vertical ropes submerged where the mussels are attached to grow up. To avoid the mussel detachment, plastic sticks called mussel pegs or stoppers with a length of 22 cm and a width of 2 cm on average are used (Fig. (2)). These mussel pegs can be lost when the mussel extracting activity takes place. There are estimations of lost around 3 million units per year due to this activity.

The CleanAtlantic project (http://www.cleanatlantic.eu/) aims to protect biodiversity and ecosystem services in the Atlantic Area by improving knowledge and capabilities to monitor, prevent and remove (macro) marine litter. In the scope of this project, we will focus on the modelling of floating mussel pegs lost by mussel farm activity in Ría de Arousa, in the region of Galicia (northwest of Spain).

To that end, we use the met-ocean operational model data from Meteogalicia to perform Lagrangian simulations with MOHID-Lagrangian transport model to obtain concentrations of mussel pegs and the probability maps on surrounding areas inside the Ría de Arousa for the years 2018-2019. Also, we analyze the impact of the different met-ocean conditions in the beaching and coastal accumulation.

Finally, we validate the results with real data obtained from clean beaches surveys from beaches inside the ría during 2018 and 2019.

How to cite: Garaboa-Paz, D., Cloux-González, S., Montero-Vilar, P., and Pérez-Muñuzuri, V.: Marine litter in local environments from mussel aquiculture activities: modelling and validation, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19500, https://doi.org/10.5194/egusphere-egu2020-19500, 2020.

EGU2020-18476 * | Displays | ITS2.8/OS4.10 | Highlight

Marine plastic waste input between 1990-2015 and potential beaching scenarios

Charlotte Laufkoetter, Kevin Lang, Fabio Benedetti, Victor Onink, and Meike Vogt

Marine plastic pollution has been recognized as a serious issue of global concern with substantial risks for marine ecosystems, fisheries, and food supply to people. Yet, the amount of plastic entering the ocean from land and rivers is barely understood. Currently, estimates exist for the coastal plastic input in the year 2010 on country-level resolution and for riverine plastic input for the year 2017. Key limitations are the restricted data availability on plastic waste production, waste collection and waste management. In addition, the transport of mismanaged plastic via wind and rivers is currently not well understood.

We present a model to estimate the global plastic input to the ocean for the years 1990-2015 on a 0.1x0.1° raster. To this end, we first train a machine learning model (random forests) and a linear mixed model to predict plastic waste production on country level, using data of municipal waste collection and several socio-economic predictor variables. We then estimate the amount of plastic waste that enters the environment, using high resolution population data and waste management data of each country. This is combined with distance-based probabilities of land and river transport to obtain the annual amount of plastic entering the ocean on a 0.1x0.1° spatial resolution. Our results indicate that global plastic waste production increased roughly linearly between 1990 to 2015. However, estimating the amount of mismanaged waste and the subsequent transport towards the ocean is afflicted with high uncertainties.

We then use the estimated plastic input into the ocean to force several Lagrangian model runs. These Lagrangian simulations include different parameterizations of plastic beaching, in particular they vary in terms of the beaching probabilities and the assumed residence time of plastic on beaches. We present the global distribution of beached plastic and the size of the reservoir of beached plastic in these model scenarios.

How to cite: Laufkoetter, C., Lang, K., Benedetti, F., Onink, V., and Vogt, M.: Marine plastic waste input between 1990-2015 and potential beaching scenarios, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18476, https://doi.org/10.5194/egusphere-egu2020-18476, 2020.

ITS2.9/SSS8.1 – Plastics in terrestrial ecosystems: detection, quantification and description of their effects on soils and plants

EGU2020-20480 | Displays | ITS2.9/SSS8.1

Investigation into the Vertical Migration of Microplastic in Agricultural Soil

Linda Heerey, John O'Sullivan, Michael Bruen, Ian O'Connor, Anne Marie Mahon, Heather Lally, Sinéad Murphy, Róisín Nash, and James O'Connor

The prevalence of microplastic (MP), typically characterised as polymeric materials of particle (1 µm - 5 mm) are an increasing concern in our marine and freshwater systems. International research efforts have mainly focused on the abundance, characteristics and implications of plastic pollution in marine settings, with the transport and fate of plastics in terrestrial and freshwater systems being less well understood. The pathway from land to sea is significant in the Irish context given the widespread use of MP rich biosolids for soil conditioning in agricultural lands.  Biosolids represent the treated sewage sludge produced in the wastewater treatment process, ~80% of which nationally is used in land treatment. Given the combined nature (storm and foul water conveyed and treated together) of the drainage network in many parts of Ireland, coupled with evidence that 90% of MPs in influent waters are retained in these sewage sludges, the application of sludges to agricultural lands represents a considerable MP input on these land systems. MPs can potentially be moved or transported from these terrestrial systems through atmospheric escape, and in hydrological pathways through the soil matrix and/ or in direct overland runoff.

Here we report on an experimental investigation exploring the transport potential of biosolid MPs through infiltration and percolation processes in agricultural fields.  A drainage experiment was initially undertaken in loosely packed vertical sand columns. Polymers of different type (PVC, PET and LDPE), size (<150 µm, 150-300 µm) and in both virgin and weathered states were seeded on the surface of saturated sand columns and subjected to simulated rainfall of varying intensity for different durations (up to 20 hours).  Each test was conducted in triplicate with columns draining under gravity and water samples were collected from their base. The results indicate limited MP mobility given all seeded MPs were recovered in the surface layers (top 5 cm).  To confirm these findings, a further investigation involving the extraction of 2 m deep cores from a down-slope transect of an agricultural field was undertaken. This field had been treated with thermally dried wastewater treatment plant sludge annually for ~20 years. The dispersion and depth of MPs were observed through laboratory testing and through Itrax core scanning.  Results indicated that the majority of MPs (mostly fibers) were retained in the upper c. 30 cm (plough zone) of each core with penetration of biosolid MPs to depths below this being considerably more limited.  Concentrations of MPs found within the plough zone were lower than expected (0.14 to 0.03 MP per gram of soil), suggesting that vertical migration through the soil matrix of biosolid MPs is not a significant hydrological transport pathway.

How to cite: Heerey, L., O'Sullivan, J., Bruen, M., O'Connor, I., Mahon, A. M., Lally, H., Murphy, S., Nash, R., and O'Connor, J.: Investigation into the Vertical Migration of Microplastic in Agricultural Soil, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20480, https://doi.org/10.5194/egusphere-egu2020-20480, 2020.

EGU2020-10362 | Displays | ITS2.9/SSS8.1

Microplastic enhances water repellency of soils

Andreas Cramer, Ursula Bundschuh, Pascal Bernard, Mohsen Zarebanadkouki, and Andrea Carminati

Soils are the largest sink of microplastic particles (MPP) in terrestrial ecosystems. However, there is little knowledge on the implication of MPP contaminating soils. In particular, we don’t know how MPP move and, on the other hand, how they affect soil hydraulic properties and soil moisture dynamics.

Among the expected effects of MPP on soil hydraulic properties is the likelihood that MPP enhances soil water repellency. This emerges from (1) the MPP surface chemical properties as well as (2) their surface physical properties like size and shape. Here, we tested mixtures of MPP and a model porous media. The Sessile Drop Method was applied and apparent contact angles were measured. We are able to show enlarged contact angles with rising concentrations of MPP. Already in relatively low concentrations of MPP the contact angels exhibit a steep increase and are rapidly reaching areas of super-hydrophobicity. Furthermore, we provide the physical explanation of the apparent contact angles resulting from the three-phase contact line between solid composite surfaces, water and air. The considered modes of a droplet lying on a surface are Wenzel, Cassie-Baxter and Young. The goal here was to differentiate between the involved surfaces building up the apparent contact angle and to pin down the impact of MPP in these systems.

Thinking about the implications of these results, an increased water repellency alters soil hydraulic properties towards less water content resulting in a shift in the water retention curve. Less water in soils especially at sites of high MPP concentrations leads to a limitation of degradation of MPP by hydrolysis. Additionally, microorganisms themselves and their enzymes cannot migrate in the liquid phase towards the MPP even elongating the process of natural purification.

How to cite: Cramer, A., Bundschuh, U., Bernard, P., Zarebanadkouki, M., and Carminati, A.: Microplastic enhances water repellency of soils, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10362, https://doi.org/10.5194/egusphere-egu2020-10362, 2020.

With the increasing use of nanoplastic products in our daily life, these particles will invariably enter into the subsurface environment. It is, therefore, vital to understand the transport and retention of nanoplastic particles in groundwater systems. Surface charge heterogeneity is one of the basic chemical-physical characteristics of aquifer materials, but little research has been conducted on this topic. This study aimed to understand how the interaction between the porous media, solution chemistry, and NP surface charge influences the transport and retention of PS-NPs in the subsurface. 25 mg/L polystyrene nanoplastic particles (PS-NPs) were injected into columns packed with iron oxyhydroxide-coated sand. In addition, factors such as the content of iron oxyhydroxide-coated sand (λ), pH, ionic strength (IS), and cation valence were systematically studied. DLVO theory was used to evaluate the interactions between PS-NP and the porous media. By comparing the breakthrough curves (BTCs) of PS-NPs, it was clear that all these variables exerted a significant influence on the mobility of PS-NPs in the columns. These effects could be explained by the following: Firstly, by applying the DLVO theory, it was possible to model the electrostatic interaction between quartz sand and PS-NPs. For instance, at different IS (NaCl), the maximum energy barrier (Φmax) decreased with an increase in IS, which meant PS-NPs could more easily overcome the energy barrier to deposited on the sand surface at higher IS. Secondly, the positively charged iron oxyhydroxide coating provided additional favorable deposition sites for negatively charged PS-NPs. However, when the pH of the solution exceeded the iron oxyhydroxide pHpzc (~pH 9), the iron coating became negative and increased the mobility of PS-NPs. Finally, bridging agents, such as Ca2+ and Ba2+, resulted in the significant deposition of PS-NPs on the sand due to the bridging effect connecting the porous media and PS-NPs through the O-containing functional groups on both plastic and mineral surfaces. This study provides a better understanding of how the charge heterogeneity on aquifer materials and groundwater hydrochemistry affect the transport of PS-NPs in aquifers.

How to cite: Lu, T., Gilfedder, B. S., and Frei, S.: Transport and retention of nanoplastic particles in saturated columns packed with iron oxyhydroxide-coated sand, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2548, https://doi.org/10.5194/egusphere-egu2020-2548, 2020.

Microplastics represent an emerging threat to terrestrial ecosystems, however, our understanding of the fate and behaviour of microplastics in the plant-soil system remains poor. In this replicated, field-scale study we added microplastics (low density polyethylene) to soil at different dose rates representing contamination levels ranging from 0 to 10 t ha-1. These levels were chosen to cover both agricultural and urban contamination levels. Over a 12 month period, we studied a range of chemical, physical and biological soil quality indicators and wheat productivity to evaluate the impact of microplastics on the delivery of soil-related ecosystem services. Overall, we found little evidence to suggest that microplastics affect plant growth even at high dose rates. In contrast, microplastics had a significant impact on soil quality. The use of PLFA profiling and 16S metabarcoding of the bacterial and archaeal community, revealed changes in key microbial taxa at high microplastic doses. In addition, physiological profiling of the microbial community using lipidomics, untargeted metabolomics and targeted nitrogen metabolomics (using GC-MS platform) revealed significant shifts in microbial physiology. No appreciable effect of microplastics was seen on soil N and P dynamics, earthworm abundance or greenhouse gas emissions (CO2, N2O and CH4). Overall, our results suggest that microplastics do induce changes in soil quality, but that this has little overall effect on the delivery of key soil-related ecosystem services. These results contrast strongly with experiments performed in laboratory mesocosms where microplastics negatively affected plant growth and soil quality, and highlight the need to study the impact of microplastics at the field scale over longer timescales.

How to cite: Jones, D. and Chadwick, D.: Microplastic-Induced Changes in Soil Quality and Functioning: Field Scale Trials, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11584, https://doi.org/10.5194/egusphere-egu2020-11584, 2020.

EGU2020-18474 | Displays | ITS2.9/SSS8.1

What do we know about how the terrestrial multicellular soil fauna reacts to microplastic?

Frederick Büks, Loes van Schaik, and Martin Kaupenjohann

The ubiquitous accumulation of microplastic particles across all global ecosystems comes along with the uptake into soil food webs. In this work, we evaluated studies on passive translocation, active ingestion, bioaccumulation and adverse effects within the phylogenetic tree of multicellular soil faunal life. The representativity of these studies for natural soil ecosystems was assessed using data on the type of plastic, shape, composition, concentration and time of exposure.

Available studies cover a wide range of soil organisms, with emphasis on earthworms, nematodes, springtails, beetles and lugworms, each focused on well known model organisms. Most of the studies applied microplastic concentrations similar to amounts in slightly to very heavily polluted soils. In many cases, however, polystyrene microspheres have been used, a combination of plastic type and shape, that is easily available, but do not represent the main plastic input into soil ecosystems. In turn, microplastic fibres are strongly underrepresented compared to their high abundance within contaminated soils. Further properties of plastic such as aging, coating and additives were insufficiently documented. Despite of these limitations, there is a recurring pattern of active intake followed by a population shift within the gut microbiome and adverse effects on motility, growth, metabolism, reproduction and mortality in various combinations, especially at high concentrations and small particle sizes.

For future experiments, we recommend a modus operandi that takes into account the type, shape, grade of aging and specific concentrations of microplastic fractions in natural and contaminated soils as well as long-term incubation within soil mesocosms.

How to cite: Büks, F., van Schaik, L., and Kaupenjohann, M.: What do we know about how the terrestrial multicellular soil fauna reacts to microplastic?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18474, https://doi.org/10.5194/egusphere-egu2020-18474, 2020.

EGU2020-13733 | Displays | ITS2.9/SSS8.1

Microplastics in agroecosystem – effects of plastic mulch film residues on soil-plant system

Yueling Qi, Xiaomei Yang, Esperanza Huerta Lwanga, Paolina Garbeva, and Violette Geissen

In the last decades, the use of plastic mulch film in (semi-) arid agricultural regions has strongly increased. Plastic residues from mulching remain and accumulate in soil that can lead to serious environment problems. Biodegradable plastic mulch films were produced as environmentally friendly alternative for solving plastic pollution in agricultural land. However, the effects of polyethylene and biodegradable mulch film residues on soil-plant system are largely unknown.

In this PhD project, we performed a series of experiments to assess the effects of low density polyethylene (LDPE) and biodegradable plastic (Bio, made of polyethylene terephthalate, polybutylene terephthalate, pullulan) with macro- (5 mm2, Ma) and micro- (50 µm-1 mm, Mi) sizes on wheat growth, rhizosphere microbiome, soil physicochemical and hydrological properties and soil suppressiveness. The results showed that plastic residues presented negative effects on both above- and below-ground  parts for both vegetative and reproductive development of wheat. We also identified significant effects of Bio and LDPE plastic residues on the rhizosphere bacterial communities and on the blend of volatiles emitted in the rhizosphere. Tested with a gradient in concentration of plastic residues (0, 0.5%, 1% and 2% w/w), soil physicochemical and hydrological properties nonmonotonically responded to residual amount of plastic debris in the soil. Lastly, although we did not observe effects of plastic residues on disease infection in our experiment, we anticipated that soil suppressiveness and other soil functions would be affected with the presence of plastics in soil.

Overall, our study provides evidence for impacts of plastic residues on the soil-plant system, suggesting urgent need for more research examining their environmental impacts on agroecosystems.

How to cite: Qi, Y., Yang, X., Huerta Lwanga, E., Garbeva, P., and Geissen, V.: Microplastics in agroecosystem – effects of plastic mulch film residues on soil-plant system, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13733, https://doi.org/10.5194/egusphere-egu2020-13733, 2020.

Plastic mulching is a common farming practice in arid and semi-arid regions. Inappropriate disposal of plastic films can lead to the contamination of macroplastics (MaPs) and microplastics (MiPs) in the soil. To study the effects of plastic mulching on the contamination of soil with MaPs and MiPs and the role of farm management on this contamination, research was done on two farming systems in Northwest China, where plastic mulching is intensively used. Farming in Wutong Village (S1) is characterized by small plots and low-intensity machinery tillage while farming in Shihezi (S2) is characterized by large plots and high-intensity machinery tillage. Soils were sampled to a depth of 30 cm and analysed. The results showed that MaPs ranged from 30.3 kg·ha-1 to 82.3 kg·ha-1 in S1 and from 43.5 kg·ha-1 to 148 kg·ha-1 in S2. The main macroplastics  size categories were 2-10 cm2 and 10-50 cm2 in S1 and  < 2 cm2 and 2-10 cm2 in S2. In S1, we found that 6-8 years of continuous mulching practice resulted in the accumulation of more MaPs as compared to the use of intermittent mulching over the span of 30 years. For S2,  6 to 15 years of plastic mulching use led to MaPs accumulation in fields but from 15 to18 years, the MaPs number and content in soils dropped due to further fragmentation of the plastic and its dispersal into the environment. MiPs were mainly detected in fields with > 30 years of mulching use in S1 and discovered in all fields in S2, this indicated that  long-term cultivation and high-intensity machinery tillage could lead to more severe microplastic pollution. These results emphasized the impacts of  farm management on the accumulation and spread of MaPs and MiPs in the soil and regulations are needed to prevent further contamination of the soil.

How to cite: Meng, F.: Effect of plastic mulching on the accumulation and distribution of macro and micro plastic particles in the soil - A case study of two farming systems in North West China , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-5580, https://doi.org/10.5194/egusphere-egu2020-5580, 2020.

EGU2020-16710 | Displays | ITS2.9/SSS8.1

Fate of microplastic particles in agricultural soil systems: Transport and accumulation processes in contrasting environments

Rachel Hurley, Jill Crossman, Theresa Schell, Andreu Rico, Martyn Futter, Marco Vighi, and Luca Nizzetto

There is a paucity of data regarding the sources and fate of microplastics in agricultural settings. This is despite indication that these environments may receive significant contributions of microplastics from a range of inputs. Several studies have documented the enrichment of sewage sludge by microplastic particles as a result of wastewater treatment processes. In many countries, sludge is applied to agricultural soils as a soil conditioner. Based on the extent of application and microplastic loads in sludge material, it is expected that sludge application to land represents a considerable release pathway for microplastic particles to the environment. The fate of these particles across spatial and temporal scales is, however, unknown. This includes the potential for the propagation of contamination to connected aquatic systems and beyond.

The Water JPI-funded IMPASSE project addresses significant gaps in our understanding of microplastic contamination in agricultural systems. As part of this project, two case study locations in contrasting environments were selected for study: the semi-arid Henares catchment in central Spain and the humid continental Beaver and Orillia catchments in the Lake Simcoe watershed in Ontario, Canada. Agricultural fields subjected to different sludge application treatments (timing and origin of material) were assessed for microplastic contamination through repeat soil core sampling. This was coupled with runoff experiments using modified Pinson collectors to track the mobilisation of sewage sludge-derived particles from soils. Laboratory analysis was performed according to Hurley et al. (2018). Thorough characterisation of all microplastics particles down to a lower size limit of 50 µm was achieved, including particle size, morphology, polymer type, and estimated mass. Microplastic loads in soils increased following sludge application. The dynamics of contamination from soil core analyses show complex spatio-temporal patterns of accumulation and vertical and lateral transport of particles. Through the use of experimental runoff plots, the mobilisation of microplastic particles from agricultural soils has been documented for the first time. Preferential accumulation and transport of different particle morphologies – e.g. fibres vs fragments – was also observed. These findings form the basis of innovative modelling work in the case study catchments to predict dynamics of agricultural microplastic contamination and subsequent transfer to aquatic environments.

How to cite: Hurley, R., Crossman, J., Schell, T., Rico, A., Futter, M., Vighi, M., and Nizzetto, L.: Fate of microplastic particles in agricultural soil systems: Transport and accumulation processes in contrasting environments, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16710, https://doi.org/10.5194/egusphere-egu2020-16710, 2020.

The topic of microplastic (MP) contamination in agricultural soils has recently gained attention in science and society. Experimental studies indicate that microplastic (i.e., plastic particles < 5mm in size) can have negative effects on soil physical properties and ecology, but an actual impairment of soil functions at current concentration levels in agricultural soils has yet to be shown. Nevertheless, the continuous production of single-use plastic and low degradation rates implicate an accumulative effect of MP in the environment that calls for more research on the amounts and impacts of this contaminant.  The most discussed agricultural sources for microplastic contamination of cropland are biosolids (e.g., sewage sludge and compost) applied as soil amendment to fields, as well as tarps used in plasticulture. However, knowledge about how much microplastic is accumulating in agricultural soils is scarce. Only a few analytic quantification studies have been published so far. Existing estimates from production and consumption statistics have been performed at national level, but as of yet, spatially explicit regional quantification of microplastic immissions into agricultural soils are missing in the scientific literature.


Using data on microplastic concentrations in biosolids from the literature in combination with national and regional statistics on sewage sludge, compost and organic waste production, as well as specialty crop areas, we estimated annual microplastic immissions into agricultural soils in Germany at NUTS3 (county) resolution. This top-down modeling approach allowed us to identify hot spots where potential microplastic concentration is high. 

Although these estimates are based on limited data availability, they yield information on the spatial distribution of potential microplastic contamination in agricultural soils in Germany. Our results provide first indications about locations where detailed soil analysis could be useful to investigate in situ processes and impacts. The methodology can be applied to other regions and continuously adapted when more knowledge on relevant sources, transport, accumulation, and degradation rates of microplastic in soils is gained in the future. 

How to cite: Brandes, E., Henseler, M., and Kreins, P.: Estimating regional distributions of agricultural microplastic immissions into soils - a top-down modeling approach for Germany, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20054, https://doi.org/10.5194/egusphere-egu2020-20054, 2020.

EGU2020-1954 | Displays | ITS2.9/SSS8.1

Soil erosion as pathway of microplastic transport from agricultural soils to inland waters

Raphael Pinheiro Machado Rehm and Peter Fiener

Agricultural soils play a key role as sink of microplastic (MP) coming from different sources, especially via the application of sewage sludge, compost, the decay of plastic mulch, and tire ware particles along streets. However, the effectiveness of this sink might be substantially reduced in areas subjected to water erosion. The aim of this study is to determine the transport potential of MP during water erosion events on agricultural land. More specifically, we are interested if MP is preferentially transported or if it is attached or associated to soil minerals and aggregates leading to a more conservative transport behavior. The transport behavior is studied based on a series of plot rainfall simulations on a silty loam (16% sand, 59% silt, 25% clay; 1.3% OC) and a loamy sand soil (72% sand, 18% silt, 10% clay; 0.9% OC) located at experimental farms in Southern Germany. To simulate heavy rain on dry and wet soil a sequence of two simulations with a gap of 30 min was performed for 30 min each (rainfall intensity 60 mm/h) on each of the four plots (2 m x 5 m). The simulations are repeated in spring and autumn for two years. Before the beginning of the experiment all plots were prepared, adding fine (53-100 μm) and coarse (250-300 μm) microplastic (high density polyethylene) in a topsoil (< 10 cm) concentration of 10 g/m-2 and 50 g m-2. The different soils show similar mean runoff rates for the dry run (2 l min-1), whereas the wet run produced slightly higher rates on the silty loam (5.5 l min-1) compared to the loamy sand soil (4 l min-1). In contrast, MP erosion and transport under the loamy sand was more selective, leading to MP enrichment for the first set of experiments of a factor of 3 to 20, compared to MP under silty loam with an enrichment factor of 0,4 to 0,8. The results from the first set of rainfall simulations clearly underlines the selective nature of MP erosion and transport leading to a disproportionate loss of MP from eroding sites into inland waters. The degree of MP enrichment in surface runoff is heavily depending on soil texture and especially moisture status at the beginning of an erosive rainfall event. Further investigations regarding more long-term MP enrichment effects depending on MP association to soil minerals and aggregates are under preparation.

How to cite: Pinheiro Machado Rehm, R. and Fiener, P.: Soil erosion as pathway of microplastic transport from agricultural soils to inland waters, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1954, https://doi.org/10.5194/egusphere-egu2020-1954, 2020.

EGU2020-9637 | Displays | ITS2.9/SSS8.1

Effects of microplastic particles on vertical water flow in soil columns

Hannes Laermanns, Katharina Luise Müller, Martin Löder, Ramona Ehl, Julia Möller, and Christina Bogner

Since the introduction of synthetic polymers into the global material cycle, increasing amounts of microplastics have been deposited in soils. In contrast to their impact on marine environments, only little is known about the influence of these long-term contaminants on terrestrial ecosystems in general and on physical and chemical soil properties in particular. First studies highlight that microplastic particles might attach to and clog especially smaller than 30 µm pores which are crucial for the hydraulic conductivity and therefore the water flow of soils (Zhang et al., 2019, doi:10.1016/j.scitotenv.2019.03.149).

In our study, we analyse the effects of microplastic particles on vertical water flow in soil columns. In infiltration-drainage experiments, we contrast water flow in soil columns with and without microplastic particles. A bromide tracer is used to compare the arrival times of the wetting fronts and the tracer fronts, and water flow is characterized using the viscous flow approach (e.g. Bogner & Germann, 2019, doi:10.2136/vzj2018.09.0168). We show first results on how microplastic particles may affect the vertical water flow in soils and the breakthrough of the tracer.

How to cite: Laermanns, H., Müller, K. L., Löder, M., Ehl, R., Möller, J., and Bogner, C.: Effects of microplastic particles on vertical water flow in soil columns, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9637, https://doi.org/10.5194/egusphere-egu2020-9637, 2020.

EGU2020-19717 | Displays | ITS2.9/SSS8.1

Transport of Nanoplastic under groundwater aquifer flow and transport conditions

Sascha Müller, Tonci Balic-Zunic, and Nicole R. Posth

In terrestrial environments soils are hypothesized sinks for plastic particles. Nonetheless, due to the existence of preferential flow paths as well as a variety of geochemical and microbiological processes, this sink may only be temporary. A vertical translocation from soils to groundwater aquifers eventually occurs along different pathways. In these conditions Nanoplastic transport characteristics are similar to colloidal transport behavior. Therby the magnitude of plastic transport is eventually governed by complex interplay between the particle with its surrounding media (particle-particle, particle-solvent, particle- porous media) masked by different hydro-geochemical and microbiological conditions. The physical entrapment of particles (straining) may be significant when the particle diameter exceeds 5% of the median grain size diameter. Below that size additional electrostatic, van der Waals or steric interaction become increasingly important.

We present a preliminary dataset on the interaction between Nano-sized Polystyrene (PS) with different surface coatings and a variety of common minerals occurring in groundwater aquifers under the presence of Natural Organic Matter (NOM). The reference aquifer material is based on the Danish subsurface structure of Quaternary and Miocene aquifer material, e.g. quartz, calcite and pyrite among others. In our study, batch scale interactions are up-scaled in column flow and transport experiments, simulating different groundwater aquifer flow conditions in the presence of selected minerals and NOM.

This aims to clarify transport behavior of plastic pollutant in the subsurface environment. Furthermore, it serves as guide in qualitatively assessing and quantifying the vulnerability of groundwater aquifers to Nanoplastic pollution.

How to cite: Müller, S., Balic-Zunic, T., and Posth, N. R.: Transport of Nanoplastic under groundwater aquifer flow and transport conditions, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19717, https://doi.org/10.5194/egusphere-egu2020-19717, 2020.

EGU2020-21826 | Displays | ITS2.9/SSS8.1

Plastic mulch debris in agriculture: accumulation and interactions with pesticides and soil microbiota

Nicolas Beriot, Raul Zornoza, Paul Zomer, Onurcan Ozbolat, Eva Lloret, Isabel Miralles, Raúl Raúl Ortega, Esperanza Huerta Lwanga, and Violette Geissen

Plastic mulch is widely used in agriculture to decrease the water evaporation, increase the soil temperature, or prevent weeds. Most plastic mulches are made of highly resistant Low Density Polyethylene (LDPE). The incomplete removal of polyethylene mulch after usage causes plastic pollution. Pro-oxidant Additive Containing (PAC) and “biodegradable” (Bio) plastics were developed to avoid the need of plastic removal while preventing the plastic debris accumulation. In conventional agriculture, the use of pesticides releases substances which can be sorbed to soil particles and plastic debris. Pesticides and their residues may affect the soil microbial community. Some microbial groups are capable of using applied pesticide as a source of energy and nutrients to multiply, whereas the pesticide may be toxic to other organisms. Little is known about the long term effects of plastic debris accumulations in relation with pesticides residues. We studied 36 parcels in commercial farms, either organic or conventional, where plastic mulch has been used for 5 to 20 years in Cartagena’s country side (SE Spain). We compared the macro and micro plastic debris contents, pesticides residue levels, soil physiochemical properties in the soil surface among all parcels. Eighteen insecticides, 17 fungicides, and 6 herbicides were analysed with LC-MS/MS and GC-MS/MS systems. The ribosomal 16S and ITS DNA variable regions were sequenced to study shifts in bacterial and fungal communities, respectively. We found accumulation of plastic debris in all soil samples, plastic contents being higher in soils from organic farms. The average plastic concentration  in both managements was 0.20±0.26 g/kg of plastic debris. Soils under conventional management contained on average more than 6 different pesticide residues and an overall pesticides  concentration of 0.20±0.18 mg/kg. The interactions between plastic debris concentration and pesticide concentration will be presented, together with the interaction of plastic and pesticides in soil with changes in soil microbial communities, identifying the most sensitive groups which can act as bioindicators for plastic and pesticide pollution in soil.

How to cite: Beriot, N., Zornoza, R., Zomer, P., Ozbolat, O., Lloret, E., Miralles, I., Raúl Ortega, R., Huerta Lwanga, E., and Geissen, V.: Plastic mulch debris in agriculture: accumulation and interactions with pesticides and soil microbiota, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21826, https://doi.org/10.5194/egusphere-egu2020-21826, 2020.

In recent years we all had to realize that plastics has not only been accumulating in the oceans, but as microplastics also has entered surface waters, soils and partly organisms in large numbers. Thus, as with other pollutants in the environment in the past, we need detection and monitoring methods for quantifying their distribution, fate and pathways. By that we can better understand where they are emitted, where they are present and what are the key mechanisms they undergo. However, this means a new challenge and need for novel approaches because they are different to other pollutants.  In one study we have monitored presence of microplastic particles and some of their properties in a surface water course and groundwater wells close the river banks, detecting them by a novel and fast imaging technique after processing of surface water samples. Furthermore, soil and sand samples from different places were separated by density and then manually analyzed, and the results indicated an extensive presence of microplastic particles. Finally, we have developed a tomography approach to detect microplastic particles also in undisturbed sandy soil or sediment samples. This has the advantage that cores can be taken and analyzed that show the real distribution of microplastic particles, and obtain also some information on their size and shape. Overall, this also can contribute to understand their deposition and displacement in the past. We will demonstrate how a combination of X-ray and neutron tomography could be used to identify microplastic particles non-invasively, for test samples as well as first environmental samples.

How to cite: Oswald, S., Schmidt, L. K., Bauer, E., and Tötzke, C.: Field studies for detecting microplastic in environmental compartments and a novel tomography approach for analysis of undisturbed soil or sediment cores, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22616, https://doi.org/10.5194/egusphere-egu2020-22616, 2020.

There is growing concern regarding the pollution of our environment with plastic materials, whereas especially the dimension of microplastic pollution and its ecological effect is widely discussed. Most studies focus on aquatic environments, while studies in terrestrial systems (mainly soils) are rare. This partly results from the challenges arising when microplastic particles need to be separated from organic and mineral particles. Key analytic techniques for microplastic detection in aquatic and terrestrial systems include Fourier transformation-infrared (FT-IR) and micro-Raman spectroscopy, as well as thermal extraction desorption-gas chromatography-mass spectrometry (TED-GC-MS) and pyrolysis-gas chromatography-mass spectrometry (pyr-GC-MS). While the mass spectrometric methods lack to determine particle sizes, the FT-IR and micro-Raman spectroscopy are very costly and time consuming. Moreover, the latter detection methods are very sensitive to organic matter particles, which are difficult to remove fully during soil sample preparation. Hence, a faster and more robust method to determine microplastic in soils is essential for a wider analysis of this environmental problem. In this study, we combine a density separation scheme with a 3D Laser Scanning Confocal Microscope (Keyence VK-X1000, Japan) analysis to determine the number and size of microplastic particles in soil samples. For the analysis a silty loam (16% sand, 59% silt, 25% clay, 1.3% organic carbon) and a loamy sand (72% sand, 18% silt, 10% clay, 0.9% organic carbon) were spiked with different concentrations of high density Polyethylene (HDPE), low density Polyethylene (LDPE) and Polystyrene (PS) microplastic (HDPE 50 - 100 and 250 - 300 µm, LDPE <50 and 200 - 800 µm, PS <100 µm). 3D Laser Scanning Confocal Microscopy show very promising results while using differences in optical characteristic and especially surface roughness, to distinguish between plastic and mineral as well as organic particles left after density separation. Overall, the 3D Laser Scanning Confocal Microscopy is a promising tool for relatively fast detection and quantification of microplastic in soils, which could perfectly complement the also relative fast mass-spectrometric methods to determine plastic types. However, to result in an operational and automated analyzation process further research based on the 3D Laser Scanning Confocal Microscopy analysis is needed.

How to cite: Zeyer, T. and Fiener, P.: Detection and quantification of microplastic in soils using a 3D Laser Scanning Confocal Microscope, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3612, https://doi.org/10.5194/egusphere-egu2020-3612, 2020.

EGU2020-4614 | Displays | ITS2.9/SSS8.1

Interactions between agricultural mulching plastic debris and pesticides

Nicolas Beriot, Paul Zomer, Raul Zornoza, and Violette Geissen Geissen

In semi-arid regions, the use of plastic mulch and pesticides in conventional agriculture is nearly ubiquitous. The use of plastics and pesticides lead both to the release of residues in the soils. The degradation of plastic and pesticide residues in the soil have been previously studied, but not together despite the fact that pesticides may be sorbed to plastics and that the sorption may change the degradation rate. In fact, the sorption of pesticides on Low Density Polyethylene (LDPE) has been previously  studied, but no data is available for other plastics such as Pro-oxidant Additive Containing (PAC) plastics or “biodegradable” (Bio) plastics. The aim of this research was to measure the sorption pattern of active substances from 38 pesticides on LDPE, PAC and Bio plastic mulches and to compare the decay of the active substances in the presence and absence of plastic debris. For this purpose, 38 active substances from 17 insecticides, 15 fungicides and 6 herbicides commonly applied with plastic mulching in South-east Spain were incubated at 35°C for 15 days with a 3×3 cm² square of plastic mulch (LDPE, PAC and Bio). The QuEChERS (Quick Easy Cheap Effective Rugged Safe) approach was adapted to extract the pesticides. The sorption behaviour depended on both, the pesticide and the plastic mulch type. On average, the sorption percentage was ~23% on LDPE and PAC, and ~50% on Bio. The decay of active substances in the presence of plastic was, on average, 30% lower than the decay of active substances in solution alone. Therefore, efficacy, transport, degradability and/or eco-toxicity of active substances from pesticides may be affected by sorption on plastics. Additionally the sorption of pesticides on plastic debris may affect the plastic degradability due to the toxicity of pesticides to some soil organisms.

 

How to cite: Beriot, N., Zomer, P., Zornoza, R., and Geissen, V. G.: Interactions between agricultural mulching plastic debris and pesticides , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4614, https://doi.org/10.5194/egusphere-egu2020-4614, 2020.

Today it seems that we are living in the “plastic age”. But plastics as an anthropogenic material element and environmental pollutant has only been in widespread use for about seven decades. The occurrence of both macro- and microplastics in different marine and terrestrial environments provides the possibility to consider plastics as stratigraphic markers. The young age of plastic polymers, the global increase in plastic production since the 1950s and their resistance against environmental degradation, could turn plastics to a useful stratal component. This applies for stratigraphic consideration and also for geoarchaeological issues.

First results from the “Microplastics in floodplain soils” (MiFS) project, investigating the spatial dynamics of microplastic in floodplain soils, allow know a first assessment about the stratigraphic relevance of plastics in alluvial sediments. Alluvial sediments in floodplain areas are known as dynamic chemical and physical sinks as well as spatial transport corridors for sediments and pollutants. Therefore, floodplain soils could also act as an accumulation area for macro- and microplastics.

Four transects in the floodplain cross section distributed in the catchment area of the Lahn river, located in the central German low mountain range, were sampled to a depth of two meters. Samples were dried, sieved and the fractions ˃ 2 mm were analyzed visually using a stereomicroscope and identification criteria. In order to prevent an overestimation, the supposed plastic objects were analyzed using ATR-FTIR spectroscope. The larger microplastic fraction analyzed here seems to be particularly suitable for stratigraphic considerations, since this fraction is less suitable for in-situ displacements by natural processes. The macro- and microplastic data was compared with sediment ages and sedimentation rates from a literature enquiry.

The results of macroplastics (˃ 5 mm) and larger microplastic (˃ 2 mm) contents show that plastic is detectable down to a depth of 70 cm. Common polymer types like PE-LD, PE-HD, PP, PS, PMMA, PVC, PET and others could be identified. At the surface and topsoils, macroplastic accumulations are found on a) river banks (superficial in vegetation or young sandy river bank depositions) and on b) fields under agricultural use. In subsoil samples 75,75 % of identified plastic particles are found in near channel samples located at the river embankment.

Comparing the distribution of macro- and larger microplastics in floodplain soils with sediment ages, sedimentation rates and floodplain morphology, it can be concluded that a deposition of the plastic particles in the natural sedimentation process could only be expected for near channel embankments. In other areas of the floodplain, an in-situ vertical displacement of the plastic particles by tillage or natural processes appears most probable, as the sediments must be significantly older. The application of plastics and especially microplastics as a stratal component in alluvial sediments must therefore be further discussed and investigated.

How to cite: Weber, C. J.: Stratigraphic relevance of macro- and microplastics in alluvial sediments – a first assessment , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4736, https://doi.org/10.5194/egusphere-egu2020-4736, 2020.

EGU2020-4829 | Displays | ITS2.9/SSS8.1

Microplastic of polystyrene in soil and water: fluxes study from industrial site

Tamara Kukharchyk and Vladimir Chernyuk

In the paper the experience of investigation of polystyrene content in soil and its distribution from industrial enterprise, where expanded polystyrene foam insulation is produced more than 40 years, is presented. Polystyrene belongs to the one of the most widely produced and used polymer. Once being in the environment, this type of plastic breaks easily and crumbles, and is dispersed by wind and water. Moreover, the danger of environmental pollution by polystyrene may be very serious because of hexabromocyclododecane that can be present in polystyrene as flame retardant additive.  Unfortunately, the level of study of environmental pollution with polystyrene and his behavior in soil and water is very poor.

Methodological approaches of sampling and polystyrene identification are shown. Since the enterprise is located on the elevated area close (500-700 m) to a small river with temporary stream, the direct flow of pollutants into the floodplain is possible. Therefore, soil and technogenic deposits at industrial site as well as soil and groundwater within floodplain were collected for study.

In order to identify plastic in solid samples, multiple stages were applied including visual detection, drying, sieving (using mesh widths from 1 to 5 mm), flotation (with heating for the fractions with the size of 1-2 mm and less than 1 mm), and natural organic matter removal. Method of water filtration was used.

Polystyrene was revealed in all solid (12) and liquid (4) samples. High amounts of polystyrene particles with a size less than 5 mm were recorded in technogenic deposits (up to 16700 units/kg) and in soils (up to 1700 units/kg). Particles of microplastic (less than 1 mm) were detected not only in surface layer of soil (0-5 cm) but at the depth of 10-15 cm. Discharges of small granules (less than 1 mm) of raw materials (expanded polystyrene) into environment and its distribution with runoff away from its sources were revealed.

Necessity of further investigation of plastic and microplastic pollution in terrestrial ecosystems in impact zones, including estimates of plastic volume discharges from industrial area with waste, surface runoff and via runoff collector, in order to prevent aquatic ecosystem pollution is discussed.

How to cite: Kukharchyk, T. and Chernyuk, V.: Microplastic of polystyrene in soil and water: fluxes study from industrial site , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4829, https://doi.org/10.5194/egusphere-egu2020-4829, 2020.

EGU2020-6631 | Displays | ITS2.9/SSS8.1

Plastic contamination of soil: is compost the source?

Melanie Braun, Aylin Krupp, Rene Heyse, Matthias Mail, and Wulf Amelung

Plastic contamination is a major environmental topic, however, only little knowledge exists about plastic contamination of agroecosystems. Especially the prevalence of plastic in soil and potential entry paths remain largely unknown. Consequently, this study aims at evaluating to what degree compost application is a source of plastic for soil. To do so, we analyzed plastic in 8 different municipal and commercial composts and in topsoil (0-30 cm) of a 12-year compost fertilizer trial with 0, 5, 10 and 20 t compost per hectare. After method testing and adjustment (yielding 76-100% recovery of spiked plastic particles), plastic was analyzed via density separation (ZnCl2) and light microscopy. We found 12±8 to 46±8 plastic items kg-1 compost; concentrations of plastic items > 5 mm were highly variable and ranged between 0.04±0.08 to 1.35±0.53 g kg-1 compost. In contrast to sewage sludge, which contains mostly fibers, in compost particles were dominant. In soil we found 0 to 66±8.5 plastic items kg-1 soil, with highest plastic concentrations in variants with highest compost application, i.e. soils with compost application had 2 to 2.5 higher plastic concentrations than control variants. However, we also could detect additional plastic sources as fields on the border of the trial (near a road) had 3 times higher plastic concentrations than inner fields, leading to a plastic contamination of up to 23 items kg-1. Consequently, we could confirm compost application as an entry path for plastic into soil, leading to a twofold increased plastic contamination of agricultural soil. The determined plastic input via compost might be a minimum estimate since small plastic items like nanoplastics were not included, which warrants further attention.  

How to cite: Braun, M., Krupp, A., Heyse, R., Mail, M., and Amelung, W.: Plastic contamination of soil: is compost the source?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6631, https://doi.org/10.5194/egusphere-egu2020-6631, 2020.

EGU2020-7430 | Displays | ITS2.9/SSS8.1

Microplastics and earthworms in soils: A case study on translocation, toxicity and fate

Nils Dietrich, Daniel Wilkinson, Florian Hirsch, Magdalena Sut-Lohmann, Antonia Geschke, and Thomas Raab

Microplastics are not only found in marine and lacustrine environments but also in soils. Microplastics enter natural soil environments from legal or illegal waste deposition. In arable soils, microplastics often stem from the decomposition of plastic sheeting. The accumulation of (micro-)plastic from garbage bags in which biological waste is often disposed, is also a significant problem for the recycling and composting of organic waste. Commercially available compostable bags are advertised as degradable. Thus, these compostable bags ought to accumulate less in soils than non-compostable bags. We present a pilot study to determine the preference of earthworms (Lumbricus terrestris and Eisenia hortensis) for taking up and translocating different types of microplastic in soils. Our initial findings from the soil column experiment suggest that the earthworms show a strong tendency for the uptake of microplastic.  We also observed direct and indirect transport of microplastic by earthworms from the surface to deeper parts of the soil columns.

How to cite: Dietrich, N., Wilkinson, D., Hirsch, F., Sut-Lohmann, M., Geschke, A., and Raab, T.: Microplastics and earthworms in soils: A case study on translocation, toxicity and fate , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7430, https://doi.org/10.5194/egusphere-egu2020-7430, 2020.

EGU2020-7847 | Displays | ITS2.9/SSS8.1

Wind erosion of microplastics from soils: implications for microplastic dispersal and distribution

Joanna Bullard, Annie Ockelford, Cheryl McKenna Neuman, and Patrick O'Brien

Microplastics have potentially deleterious effects on environments and ecosystems.  The main research focus for translocation of microplastics has been via water, however recent studies of soils in the Alps and Middle East indicate airborne transport following wind erosion may also be significant.  This paper reports wind tunnel studies to determine the extent to which two types of low density microplastic (microbeads and fibres) may be preferentially transported from different substrates – a well-sorted quartz sand and a poorly-sorted soil containing 13% organics.  The polyethylene microbeads had a size range of 212-250 microns and density of 1.2 g cm3.  The polyester fibres were 5000 microns long and 500-1000 microns in width with a density of 1.38 g cm3.  Concentrations of microplastics in the initial wind tunnel bed ranged from 40-1040 mg kg-1 and the wind tunnel was used to determine the wind speeds at which intermittent and continuous saltation occurred using 0.25 m s-1 increments.  Microplastics were entrained for all experiments regardless of the type of microplastic or substrate but the threshold for entrainment was higher for soils (>10.8 m s-1) than for the sand bed (>6.9 m s-1).  The lowest enrichment ratios (ER) for microplastics were associated with the entrainment of beads from the soil bed (ER = 0.5-7) whilst the highest ERs were found for fibres entrained from the soil bed (ER 100 - >1000).  Overall fibres were more likely to be entrained by wind than beads.  The data will subsequently be used to explore the microplastic concentrations and emissions at source required to account for reported microplastic deposition at sink locations.

How to cite: Bullard, J., Ockelford, A., McKenna Neuman, C., and O'Brien, P.: Wind erosion of microplastics from soils: implications for microplastic dispersal and distribution, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7847, https://doi.org/10.5194/egusphere-egu2020-7847, 2020.

EGU2020-9337 | Displays | ITS2.9/SSS8.1

The influence of microplastic on soil hydraulic properties

Patrizia Hangele, Katharina Luise Müller, Hannes Laermanns, and Christina Bogner

The need to study the occurrence and effects of microplastic (MP) in different ecosystems has become apparent by a variety of studies in the past years. Until recently, research regarding MP in the environment has mainly focused on marine systems. Within terrestrial systems, studies suggest soils to be the biggest sink for MP. Some studies now started to explore the presence of MP in soils. However, there is a substantial lack of the basic mechanistic understanding of the behaviour of MP particles within soils.

This study investigates how the presence of MP in soils affects their hydraulic properties. In order to understand these processes, experiments are set up under controlled laboratory conditions as to set unknown influencing variables to a minimum. Different substrates, from simple sands to undisturbed soils, are investigated in soil cylinders. MP particles of different sizes and forms of the most common plastic types are applied to the surface of the soil cylinders and undergo an irrigation for the MP particles to infiltrate. Soil-water retention curves and soil hydraulic conductivity are measured before and after the application of MP particles. It is hypothesised that the infiltrated MP particles clog a part of the pore space and should thus reduce soil hydraulic conductivity and change the soil-water retention curve of the sample. Knowledge about the influence of MP on soil hydraulic properties are crucial to understand transport and retention of MP in soils.

How to cite: Hangele, P., Müller, K. L., Laermanns, H., and Bogner, C.: The influence of microplastic on soil hydraulic properties, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9337, https://doi.org/10.5194/egusphere-egu2020-9337, 2020.

EGU2020-9862 | Displays | ITS2.9/SSS8.1

Visualizing transport of microplastic particles on soil surfaces with an advanced-imaging sCMOS camera

Marcel Klee, Hannes Laermanns, Katharina Luise Müller, Florian Steininger, and Christina Bogner

The impact of microplastics in different ecosystems has recently become subject of numerous studies. However, the research of the last years has focused mainly on marine ecosystems and neglected terrestrial environments so far. This has led to a substantial lack of knowledge of the transport mechanisms of microplastic in soils and sediments. While first studies in this field investigate the abundance of microplastic in soils, only little is known about surface transport of microplastic particles.

The new approach of time-series analysis acquired by advanced scientific complementary metal–oxide–semiconductor (sCMOS) high-resolution cameras (Hardy et al., 2017, doi:10.1016/ j.catena.2016.11.005) could enhance the understanding of surface transport mechanisms of microplastic. We used a flume-box filled with different materials to trace the movements of fluorescent microplastic particles of 100 µm diameter under artificial irrigation. Furthermore, soil material from the German Wadden Sea was used to trace the run-off transport of microplastic in natural sediments. Here, we present first results on microplastic particle distribution, transport and accumulation as well on macroscopic as on microscopic scales.

How to cite: Klee, M., Laermanns, H., Müller, K. L., Steininger, F., and Bogner, C.: Visualizing transport of microplastic particles on soil surfaces with an advanced-imaging sCMOS camera, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9862, https://doi.org/10.5194/egusphere-egu2020-9862, 2020.

EGU2020-17818 | Displays | ITS2.9/SSS8.1

Wind erosion of microplastics from soils: linking soil surface properties with microplastic flux

Annie Ockelford, Joanna Bulalrd, Cheryl McKenna-Neuman, and Patrick O'Brien

Recent studies of soils in the Alps and Middle East indicate airborne transport of microplastics following wind erosion may be significant.  Where microplastics have been entrained by wind they show substantial enrichment ratios compared to mineral particle erosion.  Further, microplastic shape affects enrichment ratios with those for fibres greater than for microbeads which may reflect the lower density and asymmetric shape of microplastics compared to soil particles. This suggests that terrestrial to atmospheric transfer of microplastics could be a significant environmental transport pathway. However, currently we have very little understanding of how the properties, in particular the surface characteristics, of the sediment which they are being eroded from affects their entrainment potential.

This paper reports wind tunnel studies run to explore the impacts of soil surface characteristics on microplastic flux by wind erosion.  Experiments were performed in a boundary layer simulation wind tunnel with an open-loop suction design.  The tunnel has a working section of 12.5m x 0.7m x 0.76m and is housed in an environmental chamber which, for this study, was held constant at 20 oC and 20% RH. In experiments two types of low density microplastic (microbeads and fibres) were mixed into a poorly-sorted soil containing 13% organics.  The polyethylene microbeads had a size range of 212-250 microns and density of 1.2 g cm3 and the polyester fibres were 5000 microns long and 500-1000 microns in width with a density of 1.38 g cm3.  Microplastics were mixed into the sediment in concentrations ranging from 40-1040 mg kg-1. For each experiment, test surfaces were prepared by filling a 1.0m x 0.35m x  0.025m metal tray with the given mixture of test material which was lowered into the wind tunnel such that it was flush with the tunnel floor and levelled. The wind tunnel was then switched on and run with increasing wind speeds using 0.25 m s-1 increments until continuous saltation occurred.  Soil surface roughness was scanned prior to and after each experiment using a high resolution laser scanner (0.5mm resolution over the entire test section).  Transported soil and microplastic particles were captured in bulk using a 2 cm wide by 40 cm tall Guelph-Trent wedge trap that was positioned 2 m downwind of the test bed. 

Discussion concentrates on linking the changes in soil surface topography to the magnitude of microplastic flux where data shows that there is a correlation between the development of the soil surfaces and overall microplastic flux.  Specifically, soil surface roughness is seen as a significant control on microplastic flux where it has a greater overall effect on microplastic fibre flux as compared to the microplastic beads.  The outcome of this research is pertinent to developing understanding surrounding the likely controls and hence propensity of microplastics to be entrained from soil by wind erosion.  

How to cite: Ockelford, A., Bulalrd, J., McKenna-Neuman, C., and O'Brien, P.: Wind erosion of microplastics from soils: linking soil surface properties with microplastic flux , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17818, https://doi.org/10.5194/egusphere-egu2020-17818, 2020.

EGU2020-18272 | Displays | ITS2.9/SSS8.1

Plastics in Agriculture: Sources, mass balance and transport to local aquatic environments

Nina Buenaventura, Sissel Brit Ranneklev, Rachel Hurley, Inger Lise Nerland Bråte, and Christian Vogelsang

The properties of plastic products have become important features in everyday lives, including in Norwegian agriculture. According to Grønn Punkt Norway’s statistics, agriculture is the third largest sector for plastic consumption, after domestic use and industry. Most of the plastic used by agriculture is used for production of round hay bales and as agricultural films to protect and improve crops, known as mulching. The films may be subjected to weathering through mechanical stress, oxidation and photodegradation, leading to fragmentation. These plastic particles can be dispersed into the soil and pass via drainage networks from agricultural soil into local aquatic environments. Additional agricultural plastic sources may come from fertilisers, pesticides, and sewage sludge application to land. This preliminary study investigated soil and runoff-water from agricultural fields in Morsa catchment. Concentrations of plastic (number of plastic particles) and types of plastic were determined in the soil and water samples. The selected sites had berries, grass, and cereal crops. Several fields were selected to represent sludge application: two fields selected had sludge applied recently in 2018, and two had received historical application, 7-8 years ago. In one area, plastic film was used to cover berry crops, for protection and cover. Non-biobased PBAT biodegradable plastic was used as mulching film in one of the vegetable areas. A further type of mulching, which blocks solar insulation to adjust soil temperature and restrict the wavelengths that encourage weed growth, was used in a different vegetable field. One vegetable field that  has not used plastic products (including sludge application) in the past and was considered as a reference field in this study.

 

Globally, there are only a few studies that have measured microplastics in agricultural soils, and none in Norway to date. The concentrations of plastics above 50 µm found in the samples from Morsa were low, except from were mulching occurred with the plastic film PBAT. Microplastic PBAT concentrations were considered to be high, and the soil contamination was comparable with other values reported for soil undergoing intense agricultural production in other parts of the world.  In runoff-water from a field where cereals and grass were grown, the concentrations of microplastics were considered high compared to other reported values from freshwater systems. This indicates that plastics can be mobilised from agricultural soils to the aquatic environment, and films from agricultural use may represent an important source. Polyethylene fragments were the dominant particle type found in the runoff-water, which may have originated from the soil as they represent the most dominant particle type in the corresponding field. A total of 14 different plastic polymer types were found in the soil samples, but, there was little agreement between the use of plastics (e.g. agricultural film) and what type was found in the soil. Samples from areas where neither sludge nor film was used also contained microplastics. The overall dominant particle morphologies were fragments, fibres and films. These data represent the first baseline assessment of microplastic contamination in agricultural soils undergoing a range of different plastic application types in Norway.

How to cite: Buenaventura, N., Ranneklev, S. B., Hurley, R., Nerland Bråte, I. L., and Vogelsang, C.: Plastics in Agriculture: Sources, mass balance and transport to local aquatic environments , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18272, https://doi.org/10.5194/egusphere-egu2020-18272, 2020.

Fast and reliable quantification of microplastics in environmental samples is currently a challenging task. To enable monitoring of microplastics, a fast and robust method in sample preparation and subsequent analysis is of extraordinary need and urgency. Therefore, the combination of pressurized liquid extraction and Pyr-GC/MS has been developed. The fully automated extraction includes a pre-extraction via methanol for matrix elimination and a subsequent main extraction for microplastics using tetrahydrofuran to enrich microplastics on silica gel which is hence analyzed by means of Pyr-GC/MS.

Several commonly occurring organic matrices known to result in GC interferences were tested to be eliminated by pressurized liquid extraction.  For the most frequently used synthetic polymers PE, PP, and PS extraction efficiencies of 113-131, 80-98, and 70-118 %, respectively, and limits of quantification down to 0.005 mg/g were achieved.

The developed method was validated and applied to environmental samples with complex matrices such as roadside soils, potting soils, and sewage sludge. In all these matrices PE, PP, and PS were detected with contents ranging from 0.8 to 3.3, 0.01 to 0.36, and 0.06 to 0.61 mg/g. However, calcined sea sand spiked with wood, leaves, and humic acids, respectively, were found to interfere with PE quantification (0.140, 0.210, and 0.050 mg/g). Reduction of these interferences will be further evaluated.

How to cite: Földi, C.: Quantification of Microplastics in environmental samples using pressurized liquid extraction and Pyr-GC/MS, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19200, https://doi.org/10.5194/egusphere-egu2020-19200, 2020.

EGU2020-22456 | Displays | ITS2.9/SSS8.1

Pathways of microplastics in soils - Detection of microplastic contents in compost using a thermal decomposition method

Yosri-Kamal Wiesner, Axel Müller, Claus Gerhard Bannick, Marius Bednarz, and Ulrike Braun

The ubiquitous presence of unintended plastics in the environment has been an issue in scientific studies and public debate in the last years. It is well known that oxidative degradation and subsequent fragmentation, caused by UV-radiation, aging and abrasion lead to the decomposition of larger plastic products into microplastics (MP). Possible effects of these MP on ecosystems are still unclear. Recent studies on MP findings are focused mainly on aquatic systems, while little is known about MP in terrestrial ecosystems. Fermentation residues, sewage sludge and compost represent an input path of plastics in soils through targeted application in agriculture. For this reason, analysis of the total content of plastic in organic fertilizers as a sink and source of MP in ecosystems is of high interest.

In 2017, approximately 14.2 million tons of biodegradable waste were collected, from which 3.9 million tons of compost was produced. Improper waste separation result in plastic fragments in the biowaste, some of which end up in the compost and might be degrade to MP. In Germany, compost is used as fertilizer in agriculture and landscape design, hence MP could enter the soil by this pathway. Spectroscopic methods such as Raman or FTIR are not suitable for determining the mass content of microplastic, as these output a particle number.

Therefore, we show the application of ThermoExtractionDesorption-GasChromatography-MassSpectrometry (TED-GC-MS) as a fast, integral analytical technique, which in contrast to the spectroscopic methods does not measure the number of particles but a mass content. The sample is pyrolyzed to 600°C in a nitrogen atmosphere and an excerpt of the pyrolysis gases is collected on a solid phase adsorber. Afterwards, the decomposition gases are desorbed and measured in a GC-MS system. Characteristic pyrolysis products of each polymer can be used to identify the polymer type and determine the mass contents in the present sample. This method is well established for the analysis of MP in water filtrate samples. Here, we will first demonstrate the use of TED-GC-MS for compost.

This current study will also give inside in various important aspects of sample preparation, which include a meaningful size fractionation, a necessary density separation regarding the removal of inorganic contents and at finally a homogenization.

How to cite: Wiesner, Y.-K., Müller, A., Bannick, C. G., Bednarz, M., and Braun, U.: Pathways of microplastics in soils - Detection of microplastic contents in compost using a thermal decomposition method, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22456, https://doi.org/10.5194/egusphere-egu2020-22456, 2020.

EGU2020-22555 | Displays | ITS2.9/SSS8.1

Density separation of soils as sample preparation for the determination of plastics

Marius Bednarz, Nathan Obermaier, and Claus Gerhard Bannick

Plastics are found ubiquitously in all environmental media. Evidence of microplastic occurrence was also provided for various biota. At the beginning of the scientific debate, the oceans as final plastics sinks were in the foreground, whereas current research work focuses on the sources of input, including
surface waters. The water content of these surface waters are influenced by urban and rural areas, including the adjoining soils.
Like oceans, soils are a final sink for many substances, including plastics. Sources of plastics are diverse and depend on use and management. With respect to analytics, soil material is much more complex than suspended solids in water. Therefore the type of soil, grain size, the organic content as well as containing metal ions are important parameters.
For the detection of plastics, there are different analytical methods. Spectroscopic methods determine the particle numbers, sizes, and shapes. Pyrolytic methods return the total contents of plastics within the sample. These include the Thermo-Extraction-Desorption-Gas-Chromatography-MassSpectrometry (TED-GC-MS).
In many environmental samples, there are substances that interfere with both the sample detection and sample preparation. Thus, mineral components must be removed in order to be able to grind better. For their removal, density separation is suitable. In this article, experiments with density separation will be presented.
There are different options to prepare solid samples with density separation, including major methodological differences in the selection of the separation solution and the phase separation.
Various plastic spiked solid samples (terrestrial and sub hydric soils) were biologized. Subsequently, recovery tests were carried out using a density separation method with different separation solutions.
Ultrasound was used to destroy soil agglomerates and release occluded plastics. The separated floated material was sucked off through a 6 μm stainless steel filter. The plastic content in the rinsed organic material was quantified with a TED-GC-MS analysis.
The presented method shows medium (PE: 47 – 82 %) to high (PS: 89 – 100 %) recovery rates depending on the separation solution used and the environmental sample examined.

How to cite: Bednarz, M., Obermaier, N., and Bannick, C. G.: Density separation of soils as sample preparation for the determination of plastics, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22555, https://doi.org/10.5194/egusphere-egu2020-22555, 2020.

EGU2020-22624 | Displays | ITS2.9/SSS8.1

Microbial life on waste: fungal communities on plastic debris from dumpsites in East Africa

Gerasimos Gkoutselis and Gerhard Rambold

The plastic waste input into terrestrial ecosystems is a serious and ongoing problem, particularly in developing countries due to deficient or non-existent recycling management. A so-called 'plastic ban' has been proclaimed in Kenya in 2017. Despite the ban, waste of all kinds of plastics, mainly polyethylene (PE) still exists at large amounts, particularly in the municipal environment of the country, where plastic solid waste (PSW) permeates the upper layers of the soil. Microorganisms are the key players in the decomposition of (polymeric) materials. Landfills (dumpsites) are designated hot spots of environmental pollution with plastics. Therefore, landfills and plastic-contaminated sites in the town of Siaya (Western Kenya) are considered suitable locations to discover with a high probability so-called soil-borne, 'plasticophilic' microorganisms. Since microfungal diversity in these regions is virtually unknown, a high-throughput method was applied to obtain a first overview on potential fungal plastic degraders and the composition of their respective communities. The focus of the screening was laid on the distinction between directly plastic-associated and generally soil-dwelling fungi. In other words, it was the aim to characterise via community barcoding associations of specifically plastic-colonizing species or OTUs in comparative analyses of both substrates, i.e. bulk soil and (macro)plastic. Ultimately, the aim of this study was to identify those 'key species' that contribute most to β̞-diversity, by far-reaching adaptations to this anthropogenic trophic niche. Eventually, this investigation marks an initiation point to a comprehensive screening in equatorial Africa for the isolation of fungi capable of plastic biodegradation.

How to cite: Gkoutselis, G. and Rambold, G.: Microbial life on waste: fungal communities on plastic debris from dumpsites in East Africa, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22624, https://doi.org/10.5194/egusphere-egu2020-22624, 2020.

ITS2.10/NP3.3 – Urban Geoscience Complexity: Transdisciplinarity for the Urban Transition

EGU2020-20466 | Displays | ITS2.10/NP3.3

The role of climate information for the urban transition towards sustainability

Gaby Langendijk, Diana Rechid, and Daniela Jacob

Urban areas are prone to climate change impacts. A transition towards sustainable urban systems is relying heavily on useful, evidence-based climate information on urban scales. 

However, many of the urban climate models and regional climate models are currently either not scale compliant for cities, or do not cover essential parameters and/or urban-rural interactions under climate change conditions. Furthermore, although e.g. the urban heat island may be better understood, other phenomena, such as moisture change, are little researched. Our research shows the potential of regional climate models, within the EURO-CORDEX framework, to provide climate information on urban scales for 11km and 3km grid size. The city of Berlin is taken as a case-study. The results show that the regional climate models simulate a difference between Berlin and its surroundings for temperature and humidity related variables. There is an increasing urban dry island in Berlin towards the end of the century, as well as an increasing urban heat island. The study shows the potential of regional climate models to provide climate change information on urban scales.

For climate information to underpin the urban transition this information will need to be put in a decision-making context. As an example, the research aims to understand connections to the health sector on how to integrate the information in order to manage e.g. the dispersion of pollen in cities, assisting in mitigating pollen allergies. The research showcases an interdisciplinary way forward to firstly produce climate information on urban scales and secondly how to connect it to city sectors in a suitable manner to underpin the transition to sustainable urban systems. 

 

How to cite: Langendijk, G., Rechid, D., and Jacob, D.: The role of climate information for the urban transition towards sustainability , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20466, https://doi.org/10.5194/egusphere-egu2020-20466, 2020.

EGU2020-20805 | Displays | ITS2.10/NP3.3 | Highlight

Analysis of heat wave features and urban heat island effect under climate change

Ye Tian, Klaus Fraedrich, and Feng Ma

Extreme events such as heat waves occurred in urban have a large influence on human life due to population density. For urban areas, the urban heat island effect could further exacerbate the heat stress of heat waves. Meanwhile, the global climate change over the last few decades has changed the pattern and spatial distribution of local-scale extreme events. Commonly used climate models could capture broad-scale spatial changes in climate phenomena, but representing extreme events on local scales requires data with finer resolution. Here we present a deep learning based downscaling method to capture the localized near surface temperature features from climate models in the Coupled Model Intercomparison Project 6 (CMIP6) framework. The downscaling is based on super-resolution image processing methods which could build relationships between coarse and fine resolution. This downscaling framework will then be applied to future emission scenarios over the period 2030 to 2100. The influence of future climate change on the occurrence of heat waves in urban and its interaction with urban heat island effect for ten most densely populated cities in China are studied. The heat waves are defined based on air temperature and the urban heat island is measured by the urban-rural difference in 2m-height air temperature. Improvements in data resolution enhanced the utility for assessing the surface air temperature record. Comparisons of urban heat waves from multiple climate models suggest that near-surface temperature trends and heat island effects are greatly affected by global warming. High resolution climate data offer the potential for further assessment of worldwide urban warming influences.

How to cite: Tian, Y., Fraedrich, K., and Ma, F.: Analysis of heat wave features and urban heat island effect under climate change, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20805, https://doi.org/10.5194/egusphere-egu2020-20805, 2020.

EGU2020-11820 | Displays | ITS2.10/NP3.3

Agent-based Modeling of Human Exposure to Urban Environmental Stressors – A Docking Study

Sascha Hokamp, Sven Rühe, and Jürgen Scheffran

The goal of environmental exposure modelling is to link fundamental human activities with stress via the environment. Stress is here defined as environmental conditions negatively affecting human health and well-being. Especially in urban areas, humans can be exposed to multiple stressors such as air pollution, noise (e.g. traffic), and heat. The importance of being able to predict the exposure level in urban areas is increasing due to ongoing urbanization and global climate change. For instance, in Germany annual Greenhouse Gas (GHG) emissions have been reduced by 28% from 1990 to 2014 but contributions by the transport sector have been quite stable (from 0.163 GtCO2Equivalents in 1990 to 0.160 GtCO2Equivalents in 2014 (Umweltbundesamt, 2016). Yang et al. (2018) provides a stylized agent-based model of human exposure to environmental stressors (heat, rain, NO2) for Hamburg, Germany. Within this ABM, the changing exposure to environmental stressors is analyzed for citizens as a function of time and location. The population is classified into different archetypes; they range from young, single students to families with children to old, rich and single persons. While their choice of transportation is a function of exposure, commuting time and costs, each agent has different preferences and different rates to adapt to changing environmental conditions. The agents are moving in multiple layers of housing (e.g. residential buildings) and infrastructure (e.g. streets, subway). Depending on the agent types, bike, car or public transport is chosen as the preferred mean of transport. However, Yang et al. (2018) consider stylized agent-based dynamics without any interaction among the agents. We provide a multi-agent docking study of human exposure to environmental stressors implemented in Netlogo and find distributional and relational equivalence (Axtell et al., 1996, Hokamp et al. 2018) to Yang et al. (2018). To put it differently, we analyze interacting individual heterogeneous agents in an actual urban environment. Results give information about the mean of transportation with the lowest exposure and how very low costs for public transport affect choices of transportation and so the road traffic. Further, the results may be used by policy makers and citizens (e.g. via mobile devices using an app) to improve environmental quality of life.


References

Axtell, R., Axelrod, R., Epstein, J.M., and Cohen, M.D. (1996) Aligning simulation models: a case study and results. Computational & Mathematical Organization Theory, 1 (2), 123–141.

Hokamp, S., Gulyas, L., Koehler, M. and Wijesinghe, S. (2018), Agent-based Modelling and Tax Evasion: Theory and Application, 3-35, Hoboken, NJ, John Wiley & Sons Ltd.

Umweltbundesamt (2014) Submission under the United Nations Framework Convention on Climate Change and the Kyoto Protocol 2016 – National Inventory Report for the German Greenhouse Gas Inventory 1990-2014.

Yang, L. E., Hoffmann, P., Scheffran, J. , Rühe, S. , Fischereit, J. and Gasser, I. (2018), An Agent-Based Modeling Framework for Simulating Human Exposure to Environmental Stresses in Urban Areas, Urban Science, 2, 36.

How to cite: Hokamp, S., Rühe, S., and Scheffran, J.: Agent-based Modeling of Human Exposure to Urban Environmental Stressors – A Docking Study, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11820, https://doi.org/10.5194/egusphere-egu2020-11820, 2020.

Human population is progressing into a predominantly urban configuration. Currently, 3.5 billion people – 55% of the total human population – live in urban areas, with an increase to 6.68 billion (68%) projected by 2050. In this progressively more populated world, a central issue of sustainability assessments is understanding the role of cities as entities that, despite their comparatively small physical footprint (less than 0.5% of the global area) demand resources at regional and global scales.

Many of the resources that sustain urban population directly depend on the freshwater system: from direct fluxes from/to the immediate environment of cities for water supply or waste elimination, to water-dependent activities like biomass (food, biofuels, fibers) and energy production. Urban and freshwater system interactions are subject to multiple sources of non-linearity. Factors like the patterns of size or spatial distribution and interconnection of groups of cities; or the nested and hierarchical character of freshwater systems, can vastly influence the amount of resources required to sustain and grow urban population; likewise, equivalent resource demands can be met through different management strategies that vary substantially in their cumulative pressure exerted on the freshwater system.

Here we explore the non-linear character of those interactions, to i. identify water management options to avoid, minimize or offset regional impacts of growing urban populations, and ii. explore long term implications of such non-linearities in sustained resource base of urban areas. We propose a framework integrating three elements: 1. properties of the size and spatial distribution of urban center sizes, 2. scaling regime of urban energy resource dependencies, and 3. scaling regime of associated physical and ecological impacts in freshwater systems.

An example of this approach is presented in a case study in the Magdalena River Basin – MRB (Colombia). The basin covers nearly one quarter of Colombia’s national territory and provides sustenance to 36 million people, with three quarters of basin inhabitants living in medium to large urban settlements of populations of 12 000 or more inhabitants and 50% concentrated in the 15 largest cities. The case study results indicate that freshwater-mediated resource dependencies of urban population are described by a linear or super-linear regime that indicates a lack of scale economies, however, freshwater systems’ capacity to assimilate those resource demands is characterized by a sublinear regime. As a result, current practices and technological approaches to couple freshwater and urban systems will not be able to withstand the resource demands of mid-term future population scenarios.  Our approach allows to quantify the projected gaps to achieve a sustained resource base for urban systems in MRB.

How to cite: Angarita, H., Mehta, V., and Domínguez, E.: Non-linear interactions of urban and freshwater systems: Exploring implications for sustainability and water planning and management, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13031, https://doi.org/10.5194/egusphere-egu2020-13031, 2020.

The operational Weather Surveillance Radar - 1988 Doppler (WSR-88D) network is an efficient tool for observing hydrometeorology processes and it forms the cornerstone of national weather forecast and warning systems. However, the observation performance of the WSR-88D network is severely hampered over the western U.S., due to 1) the radar network density is not as high as that over the eastern U.S.; 2) WSR-88D radar beams are often partially or fully blocked by the mountainous terrain in the western U.S. 

For example, the San Francisco Bay Area in Northern California, which supports one of the most prosperous economies in the U.S., is expected to be covered by two WSR-88D radars: KMUX and KDAX. The KMUX radar is located in the Santa Cruz Mountains at an elevation of over 1000 m above mean sea level (AMSL) compared with the densely populated valley regions which are near the sea level. Typically, the storms in Northern California have freezing levels approximately 1–2 km AMSL. As the distance from the radar increases, the KMUX radar beam can easily overshoot the mixed-phase hydrometeors in the bright band or snowflakes above the bright band, even if it is raining at the ground. The KDAX radar is located near the sea level in Davis, California. However, the KDAX radar beams are partially blocked by the Coast Ranges at low elevation angles. The coverage limitations of the KMUX and KDAX radars are further compounded by the complex precipitation microphysics as a result of land-ocean interaction in the coastal regions and orographic enhancement in the mountainous regions. As a result, it is still challenging to monitor and predict the changing atmospheric conditions using operational radars in the Bay Area, which will make the Bay Area particularly susceptible to catastrophic flooding that disrupts transportation, threatens public safety, and negatively impacts water quality. 

In this paper, we present an Advanced Quantitative Precipitation Information (AQPI) system built by NOAA and collaborating partners to improve monitoring and forecasting of precipitation and coastal flooding in the Bay Area. The high-frequency (i.e., C and X band) high-resolution gap-filling radars deployed as part of the AQPI program are detailed. A radar-based rainfall system is designed to improve real-time precipitation estimation over the Bay Area. The sensitivity of rainfall products on the occurrence of hydrologic extremes is investigated through a distributed hydrological model to improve the streamflow forecast. The performance of rainfall and associated hydrological impacts during the 2018-2019 and 2019-2020 winter storm seasons is quantified in the context of improving urban resiliency to natural disasters in such a complex environment. 

How to cite: Chandra, C. V., Chen, H., and Cifelli, R.: High-resolution polarimetric radar network for improving urban resilience to natural disasters in a complex environment, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18578, https://doi.org/10.5194/egusphere-egu2020-18578, 2020.

There exists an urgent need to assess the possible impacts of climate change on the Intensity-Duration-Frequency (IDF) relations in general and on the design storm in particular for improving the design of urban water infrastructure in the context of a changing climate. At present, the derivation of IDF relations in the context of climate change at a location of interest has been recognized as one of the most challenging tasks in current engineering practices. The main challenge is how to establish the linkages between the climate projections given by Global Climate Models (GCMs) at the global scale and the observed extreme rainfalls at a given local site. If these linkages could be established, then the projected climate change conditions given by GCMs could be used to predict the resulting changes of local extreme rainfalls and related runoff characteristics.  Consequently, innovative downscaling approaches are needed in the modeling extreme rainfall (ER) processes over a wide range of temporal and spatial scales for climate change impact and adaptation studies in urban areas. Therefore, the overall objective of the present paper is to provide an overview of some recent progress in the modeling of extreme rainfall processes in a changing climate from both theoretical and practical viewpoints. In particular, the main focus of this paper is on recently developed statistical downscaling (SD) methods for linking GCM climate predictors to the observed daily and sub-daily rainfall extremes at a single site as well as at many sites concurrently. In addition, new SD procedures are presented for describing the linkages between GCM outputs and rainfall characteristics at a given location where the rainfall data are limited or unavailable, a common and crucial challenge in engineering practice.

How to cite: Nguyen, V.-T.-V.: On Statistical Modeling of Extreme Rainfall Processes for Urban Water Infrastructure Design in the Context of Climate Change, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19163, https://doi.org/10.5194/egusphere-egu2020-19163, 2020.

EGU2020-20583 * | Displays | ITS2.10/NP3.3 | Highlight

Opportunistic sensing in hydrometeorology

Remko Uijlenhoet, Lotte de Vos, Aart Overeem, and Hidde Leijnse

Traditionally, hydrologists have relied on dedicated measurement equipment to do their business (e.g. rainfall-runoff modeling). Such instruments are typically owned and operated by government agencies and regional or local authorities. Installed and maintained according to (inter)national standards, they offer accurate and reliable information about the state of and fluxes in the hydrological systems we study as scientists or manage as operational agencies. Such standard instruments are often further developments of novel measurement techniques which have their origins in the research community and have been tested during dedicated field campaigns.

One drawback of the operational measurement networks available to the hydrological community today is that they often lack the required coverage and spatial and/or temporal resolution for high-resolution real-time monitoring or short-term forecasting of rapidly responding hydrological systems (e.g. urban areas). Another drawback is that dedicated networks are often costly to install and maintain, which makes it a challenge for nations in the developing world to operate them on a continuous basis, for instance.

Yet, our world is nowadays full of sensors, often related to the rapid development in wireless communication networks we are currently witnessing (notably 5G). Let us try to make use of such opportunistic sensors to do our (hydrologic) science and our (water management) operations. They may not be as accurate or reliable as the dedicated measurement equipment we are used to working with, let alone meet official international standards, but they typically come in large numbers and are accessible online. Hence, in combination with smart retrieval algorithms and statistical treatment, opportunistic sensors may provide a valuable complementary source of information regarding the state of our environment.

The presentation will focus on some recent examples of the potential of opportunistic sensing techniques in hydrology and water resources, from rainfall monitoring using microwave links from cellular communication networks (in Europe, South America, Africa and Asia), via crowdsourcing urban air temperatures using smartphone battery temperatures to high-resolution urban rainfall monitoring using personal weather stations.

How to cite: Uijlenhoet, R., de Vos, L., Overeem, A., and Leijnse, H.: Opportunistic sensing in hydrometeorology, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20583, https://doi.org/10.5194/egusphere-egu2020-20583, 2020.

Circular economy (CE) is gaining popularity at different levels with the promise of creating more sustainable processes. In this context, cities are implementing a number of initiatives that aim to turn them into sustainable circular systems. Whether these initiatives achieve their sustainability goals, however, is largely unknown. Nevertheless, as the application of CE strategies is actively encouraged by many policies across the globe, there is a need to quantify the environmental impacts and to identify the strategies that support urban sustainability. This paper analyses the extent to which research focuses on quantifying the environmental balance of CE initiatives promoted at the municipal level. To this end, the analysis scanned CE initiatives reported in cities around the globe and classified them into urban targets and CE strategies. In parallel, the paper conducted a review of the literature that uses industrial ecology tools to account for the environmental impacts of CE strategies. Results show a diverse geographical representation, as reported cities concentrated in Europe, whereas for environmental research, the main results came from China. In general, cities encourage strategies relating to urban infrastructure (47%), with and additional focus on social consumption aspects, such as repair and reuse actions. In comparison, research mainly addressed industrial and business practices (58%), but the approach to infrastructure was similar to that of cities, both with a special interest in waste management. Research has yet to assess social consumption and urban planning strategies, the latter essential for defining the impacts of other urban elements. Hence, there is a need to define the environmental impacts of the strategies that cities select in their quest for circularity. Research and practice can also benefit from working collaboratively so as to prioritize the CE strategies that best fit into the features of each urban area.

How to cite: Petit-Boix, A. and Leipold, S.: Circular economy in cities: Reviewing how environmental research aligns with local practices, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2464, https://doi.org/10.5194/egusphere-egu2020-2464, 2020.

EGU2020-150 | Displays | ITS2.10/NP3.3

Comparison of driving habits of drivers living in Hungary and Romania

Fanni Vörös, Mátyás Magyari, and Béla Kovács

People have a basic need for moving – since the very beginning. What has changed is the hows and the whys of the route. With the advancement of technology we can travel more faster and more comfortable. Of course, not only the vehicles themselves, but also the devices inside them are becoming more modern and faster. One of the - maybe the most important - tools is the built-in navigation. It should have fast response time and it must provide appropriate amount of information to the driver.

We assumed that driving habits are influenced by lot of things, such as age, sex or residence. Drivers living in Hungary and Romania were examined in our project. Hungary is in Central Europe, in the Carpathian Basin. With about 10 million residents, it is a medium-sized member state of the European Union. Romania is at the junction of Central, Eastern, and South-eastern Europe and it is the 12th largest country and also the 7th most populous member state of the EU with almost 20 million inhabitants. The area difference between the two countries is already one aspect, which is supposed to be associated with different driving habits. Differences in road quality, GDP or infrastructure can also have an effect on it.

To test the assumptions we created two Google Forms - one for the Hungarian drivers (in Hungarian) and one for those who live in Romania. The latter was available in both Romanian and Hungarian, because the largest minority group in Romania are the Hungarians – in terms of the questionnaire the border of the countries were relevant. Both questionnaires had the same structure (three parts) and questions: the first parts contain 17 general, mandatory questions like age, education level, questions about the driver’s car (brand, age). Navigation habits are closely linked to driving habits and we put more emphasis on it. Depending on whether someone is using built-in car navigation or not, we have asked different questions – 3 if the filler does not have one, and 30 if he/she has in-built car navigation GPS. Most of our questions were about these tools but we gathered some information about mobile application usage too.

There are similarities and also differences in the results. Hungarian drivers have few years older cars (in average) than the Romanian cars (which is equivalent to the EU average), but most of them drive “second hand” cars (in both countries). Consequently, most people could not choose whether they would like a built-in GPS or not. Few respondents said that they would not use the device under any circumstances. So it can be said that people basically do not consider GPS unnecessary or discarded. The number of people who own and use in-built car GPS is roughly the same in the two countries.

 

 

 

 

FV is supported by the ÚNKP-19-3 New National Excellence Program of the Ministry for Innovation and Technology.

How to cite: Vörös, F., Magyari, M., and Kovács, B.: Comparison of driving habits of drivers living in Hungary and Romania, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-150, https://doi.org/10.5194/egusphere-egu2020-150, 2020.

EGU2020-392 | Displays | ITS2.10/NP3.3

Assessing resident's satisfaction regarding housing environment - Case study Radauti municipality

Vasile Efros, Luminita-Mirela Lazarescu, and Vasilica-Danut Horodnic

         Housing, associated in the specialty literature with the habitat, is a dynamic process, circumscribed to human existence that is significantly influenced by the technological progress of the last decades. The access to information, the alert pace of life in the urban environment, the multiplication of population concerns, the need for privacy have created new preferences for housing and new expectations and needs of the residents in relation to the utilities, facilities and services available whitin the urban settlements. In consenquence, constant changes regarding housing-needs justifies the measures to assess the living conditions within a settlement.

       The present article proposes an empirical analysis on the perception of the population on the conditions under which the housing is carried out in the city of Radauti, a city with a population of 34,692 inhabitants, which after the fall of the communist regime undergoes a process of urban regeneration, like many other small medium-sized cities in the ex-socialists states of Eastern Europe. The research used the method of sociological inquiry by applying a questionnaire to a sample of 350 inhabitants with a permanent residence in the municipality of Radauti who were selected from the lists of citizens with voting rights from the 15 existing constituencies, following the representation of the three age categories. The research related to criteria associated with the characteristics of the housing environment and to the criteria regarding the accessibility of some utilities and services, for each category being selected variables that can be improved by involving the local administration (characteristics of buildings and housing, existence and access to utilities, the arrangement of the parking lots, of the communication paths, of the spaces for pedestrian movement, the urban image etc.). 

        The interpretation of results allowed the association of the satisfaction and dissatisfaction of the respondents with concrete aspects of the settlement, which made it possible to individualize the generating factors of some situations that were negatively appreciated by the population. This fact confirmed the hypothesis that there is an important gap between the needs of the population and the concrete situation of the facilities, utilities and services to which the population has access, emphasizing the unattractive aspects of the living environment and the anticipated responses of the users to the future conditions. Research has also indicated that the evaluation of the population’s satisfaction regarding the main aspects which define housing in Radauti is a useful feed-back for policies makers indicating the concrete situations in which it could intervene to increase the quality of housing within the settlement.

 

Key words: housing quality,  population needs, assessment, satisfaction, housing environment

How to cite: Efros, V., Lazarescu, L.-M., and Horodnic, V.-D.: Assessing resident's satisfaction regarding housing environment - Case study Radauti municipality, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-392, https://doi.org/10.5194/egusphere-egu2020-392, 2020.

In the past, Taiwan's spatial planning has focused on the development of urban areas and overlooked rural areas, which has led to difficulty in promoting rural-urban relationships. This study suggests that rural areas should not just be seen as single entities, but as a collection of distinct areas. Since it is becoming important to develop a new spatial planning in Taiwan, this study examines territorial space structure from a regional perspective, with a focus on the development of the rural areas of Yunlin & Chiayi. Consequently, this study aims to classify rural areas by the procedure of typology, in terms of their development dynamics, location, and economic structure, selecting appropriate indicators for each focus of inquiry. The study then uses cluster analysis, accessibility analysis and overlay analysis methods to classify information about these rural areas. This approach will show the differences in their spatial characteristics along with their histories of development through time, as well as the relationship between these rural areas and the overall region in which they are situated. It is hoped that this research will provide a more accurate description than currently exists of the rural areas studied in this paper, and that this information will be a useful resource to those who are developing new plans and policies, so that better integration can occur between urban and rural in Taiwan.

How to cite: Yang, H. and Chang, H.-S.: Classification of Rural Areas by Typology : A Case Study of Yunlin & Chiayi, Taiwan, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6662, https://doi.org/10.5194/egusphere-egu2020-6662, 2020.

As urban heat island effect intensifies, weather data produced by a mainly official weather station are not adaptable to represent and reflect the microclimate situation in a city. This study selected 17 weather stations in Tainan, Taiwan, to estimate the wind velocity at pedestrian-level and utilized 102 automatic stations from high-density street-level air temperature observation network (HiSAN) to measure air temperature at a height of 2 meters. Based on those observed weather data and urban environmental information provided by the government. This study established a method of generating high-resolution pedestrian-level weather information for urban areas. The method has taken urban morphological parameters, such as surface roughness, into consideration to be the factor of evaluating wind velocity. By interpolation and extrapolation, each grid obtained microclimate weather data on the pedestrian-level scale. In addition, both pieces of information were integrated into consideration of the thermal comfort index and presented by a useful tool, WebGIS. The application could provide a simple way to visualize an instantly environmental situation for urban planning and decision making.

How to cite: Chen, W.-J. and Juang, J.-Y.: Investigating Pedestrian-level Wind Fields and Thermal Environments Under Different Urban Morphology, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13352, https://doi.org/10.5194/egusphere-egu2020-13352, 2020.

EGU2020-19602 | Displays | ITS2.10/NP3.3

The effects of trees on outdoor thermal comfort in cities

Julien Cravero, Pierre-Antoine Versini, Adélaïde Feraille, Jean-François Caron, and Ioulia Tchiguirinskaia

Nature-based solutions appear to be an interesting option for enhancing the thermal comfort of the urban population during summer, while providing multiple services (e.g. biodiversity enhancement, the reduction in buildings energy consumption, stormwater management, acoustic insulation or air purification). However, the effects of green infrastructures on thermal comfort are not properly characterized, which prevents urban planning policies to be consistent.

The impacts of a single idealized tree on its microclimate are studied. The sensible heat flux emitted by the soil to the air is computed by solving the heat equation in a semi-infinite domain with a Robin boundary condition representing the energy balance of the soil. The sensible heat flux emitted by the vegetation is computed in two ways: with Newton’s law and with an energy-balance approach. This model is applicated to a tree-shaped structure supporting climbing plants and compared with the experimental data collected. The prototype has been built to assess the cooling performance of this type of vegetation, and particularly the part played by soil shading, evapotranspiration (i.e. the latent heat flux emitted to the air by the plants and the soil) and absorbed solar radiation. These results may permit to estimate the contribution of vegetation for mitigating urban heat island effects on a larger scale.

How to cite: Cravero, J., Versini, P.-A., Feraille, A., Caron, J.-F., and Tchiguirinskaia, I.: The effects of trees on outdoor thermal comfort in cities, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-19602, https://doi.org/10.5194/egusphere-egu2020-19602, 2020.

EGU2020-21405 | Displays | ITS2.10/NP3.3

Surface runoff deposits and soils contamination in urban areas in Belarus

Marharyta Kazyrenka and Tamara Kukharchyk

In the paper the results of study of surface runoff deposits and soils in two Belarusian cities are shown. It is known that urban soils are under significant anthropogenic impact. Investigations of industrial areas are limited due to the lack of direct access to them. In the same time soils on industrial sites can be a significant source of further contamination of adjacent urban area as a result of water and wind activity. Thus, surface runoff deposits can serve as an indicator of industrial soil pollution. Moreover, the redistribution of pollutants with surface runoff can also cause secondary urban soil contamination. The understanding of pollutants migration and accumulation in urban soils and their possible exposure routes into rivers is an important part of urban area investigations and planning.

The main objective of the study was an assessment the levels of pollutants in runoff deposits and revealing the role of surface runoff in the migration of pollutants from industrial sites.

Investigations of urban areas were carried out in 2008–2019 in Minsk and Lida, Grodno region (Belarus). Soil samples were taken form upper soil layer (mainly 0-5, 0-10 cm) in the territory of industrial enterprises and in their impact zones. Runoff deposits were sampled mainly in areas covered with asphalt or concrete near industrial enterprises and along roads. Particular attention was paid to areas with a slope of surface from enterprises. AAS  method for heavy metals  determination was applied; the content of total petroleum hydrocarbons was determined by fluorimetric method. 

Elevated content of heavy metals and petroleum hydrocarbons in surface runoff deposits has been revealed. The concentrations of pollutants in runoff deposits were many times higher than in soils. Significance of differences between pollutants content in soils and deposits samples is statistically confirmed. Exceeding the maximum permissible concentrations for petroleum hydrocarbons was observed in 100%, for metals – in 70–100% of analyzed surface runoff deposits samples.

The findings confirm an important role of surface runoff in migration and accumulation of pollutants and suggest the need for more in-depth studies of urban areas with the study of local erosive processes, the characteristics of formation  and role of surface runoff in the migration and redistribution of pollutants outside their direct sources. The adoption of measures to prevent pollutants migration from industrial areas is an important factor in improving the state of soils in urban areas.

How to cite: Kazyrenka, M. and Kukharchyk, T.: Surface runoff deposits and soils contamination in urban areas in Belarus, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21405, https://doi.org/10.5194/egusphere-egu2020-21405, 2020.

EGU2020-1100 | Displays | ITS2.10/NP3.3

Is the hydrological response of Nature-Based Solutions related to the spatial variability of rainfall?

Yangzi Qiu, Ioulia Tchiguirinskaia, and Daniel Scherzter

Nature-Based Solutions (NBS) practices provide many benefits for sustainable development of urban environments, one of which is their ability to mitigate the urban waterlogging. In many previous studies, the performances of NBS practices are analysed with the semi-distributed model and artificial rainfall without considering the spatial variability of rainfall. However, the NBS practices are decentralized in urban areas, their hydrological response is very depends on the small-scale heterogeneity of urban environments. Therefore, this research aims to investigate the impacts of small-scale rainfall variability on the hydrological responses of NBS practices.

In this study, the hydrological response of NBS practices was analysed at the urban catchment scale. A 5.2 km2 semi-urban catchment (Guyancourt, located in the South-West of Paris) are investigated under various future NBS implementation scenarios (porous pavement, green roof, rain garden and combined). Regarding the objective of this research, three typical rainfall events are selected. Three sets of distributed rainfall data at a high resolution of 250 m×250 m×3.41 min were obtained from the X-band radar of Ecole des Ponts ParisTech (ENPC). In addition, three sets of corresponded homogeneous rainfall data are applied and used for comparing with the distributed one. Furthermore, a fully distributed and grid based hydrological model (Multi-Hydro), developed at ENPC, which takes into consideration the spatial variability of the whole catchment at 10 m scale. The hydrological response of NBS scenarios was analysed with the percentage error on total volume and peak discharge, with regards to the baseline scenario (current configuration).

Results show that the spatial variability of rainfall has the impact on the hydrological response of NBS scenarios in varying degrees, and it is more evident for green roof scenario. In three rainfall events, the maximum percentage error on peak discharge of green roof scenario under distributed rainfall is 23 %, while that of the green roof scenario under homogeneous rainfall is 17.7%. Overall, the results suggest that the implementation of porous pavement and rain garden is more flexible than implementation of green roof in a semi-urban catchment.

How to cite: Qiu, Y., Tchiguirinskaia, I., and Scherzter, D.: Is the hydrological response of Nature-Based Solutions related to the spatial variability of rainfall?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1100, https://doi.org/10.5194/egusphere-egu2020-1100, 2020.

EGU2020-13115 | Displays | ITS2.10/NP3.3

Risk assessment for tsunami events in the city of Siracusa, Italy

Gianluca Pagnoni, Alberto Armigliato, Stefano Tinti, and Filippo Zaniboni

Siracusa is an important historical city of Greek origin, located on the southern part of the eastern coast of Sicily. The old town developed on the island of Ortigia, and expanded on the near mainland, but later it declined and during the Middle Ages it occupied only the island. The development of the built areas on the mainland restarted at the end of the nineteenth century, with the construction of a number of new quarters. Nowadays the island of Ortigia is connected to the rest of the town by two drive-over bridges. The history of Siracusa as well as of the eastern coast of Sicily is marked by destructive earthquake events that caused significant damage and many fatalities, and also by lethal tsunamis (occurred in the years 1169, 1693 and 1908). Indeed, this region is one of the coastal areas most prone to tsunami attacks in the Mediterranean Sea, being affected by local-source tsunamis and also by those generated by earthquakes in the Western Hellenic Arc.

For these reasons, in the last decade the need has developed to prepare adequate evacuation measures to respond to tsunami hazardous events. This work, using the method proposed by Pagnoni et al. (2020) and applied to the near town of Augusta, studies the tsunami risk for different inundation levels. The results are provided in terms of the Human Damage (HD), which is the number of people involved and the number of fatalities, and of the Economic Loss (EL), which returns the loss of economic value of buildings affected by tsunamis. Maps of HD and EL per each inundation scenario allow one to understand which areas of Siracusa are most involved and also to identify evacuation paths to potential safe collection areas and/or buildings for efficient emergency plans.

How to cite: Pagnoni, G., Armigliato, A., Tinti, S., and Zaniboni, F.: Risk assessment for tsunami events in the city of Siracusa, Italy, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13115, https://doi.org/10.5194/egusphere-egu2020-13115, 2020.

EGU2020-20197 | Displays | ITS2.10/NP3.3 | Highlight

New Technologies, Techniques and Tools to Dynamically Manage Urban Resilience: the Fresnel Platform for Greater Paris

Guillaume Drouen, Daniel Schertzer, and Ioulia Tchiguirinskaia

As cities are put under greater pressure from the threat of the global impact of climate change, in particular the risk of heavier rainfall and flooding, there is a growing need to establish a hierarchical form of resilience in which critical infrastructure can become sustainable. The main difficulty is that geophysics and urban dynamics are strongly nonlinear with an associated, extreme variability over a wide range of space-time scales. To better link the fundamental and experimental research on these topics, an advanced urban hydro-meteorological observatory with the associated SaaS developments, the Fresnel platform (https://hmco.enpc.fr/portfolio-archive/fresnel-platform/), has been purposely set-up to provide the concerned communities with the necessary observation data thanks to an unprecedented deployment of higher resolution sensors, that easily yield Big Data.

To give an example, the installation of the polarimetric X-band radar at the ENPC’s campus (East of Paris) introduced a paradigm change in the prospects of environmental monitoring in Ile-de France. The radar is operated since May 2015 and has several characteristics that makes it of central importance for the environmental monitoring of the region. In particular, it demonstrated the crucial importance to have high resolution 3D+1 data, whereas earlier remote sensing developments have been mostly focused on vertical measurements.

This presentation discusses the associated Fresnel SaaS (Sofware as a Service) platform as an example of nowadays IT tools to dynamically enhance urban resilience. It is rooted on an integrated suite of modular components based on an asynchronous event-driven JavaScript runtime environment. It features non-blocking interaction model and high scalability to ensure optimized availability. It includes a comprehensive and (real-time) accessible database to support multi-criteria choices and it has been built up through stakeholder consultation and participative co-creation. At the same time these components are designed in such a way that they are tunable for specific case studies with the help of an adjustable visual interface. Depending on that case study, these components can be integrated to satisfy the particular needs with the help of maps other visual tools and forecasting systems, eventually from third parties.

All these developments have greatly benefited from the support of the Chair “Hydrology for a Resilient City” (https://hmco.enpc.fr/portfolio-archive/chair-hydrology-for-resilient-cities/) endowed by the world leader industrial in water management and from previous EU framework programmes. To sustain the necessary public-private partnerships, Fresnel facilitates synergies between research and innovation, fosters the theoretical research, national and international collaborative networking, and the development of various aspects of data science for a resilient city.

How to cite: Drouen, G., Schertzer, D., and Tchiguirinskaia, I.: New Technologies, Techniques and Tools to Dynamically Manage Urban Resilience: the Fresnel Platform for Greater Paris, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20197, https://doi.org/10.5194/egusphere-egu2020-20197, 2020.

Reducing the risks associated with the effects of polluted air on public health is one of the main tasks of sustainable urban development. This problem can be solved in two different ways: by emission reduction and by minimization of human exposure to elevated concentrations of pollutants. In the context of the second approach, it is important to plan the urban area in order to minimize places with a large number of people and poor dispersion conditions.

For this purpose investigation and identification of street canyons in Minsk city was performed. With population ca 2 mln inhabitants Minsk is one of the most populated European cities. Due to many historical destructions of the city nowadays it has mainly planned structure of streets and buildings according to General plans of urban development designed in the second part of the XX century. According to the plans Minsk has relatively wide main transport lines surrounded by mid-level buildings and has good conditions for air circulation and air pollutions spatial dispersion. Nevertheless, there is some location in the city with conditions close to urban street canyons and is characterised with high pedestrian and traffic intensity. Besides in modern construction so density planning not so rare. That's in addition to limited air pollution concentration researches makes important measurements and assessments in such conditions in Minsk.

For sampling, urban canyons NOx concentration in the air were carried out in 2012-2019 in Minsk. Air was sampled on both sides of “street canyons” taking into account weather conditions. During sampling, traffic accounting was carried out. The concentration of NOx was determined by the fluorimetric method.

Obtained results have shown that the actual formation of “street canyons” occurs even with a low height of buildings along to the streets with heavy traffic. It has been shown that a statistically significant increase of NOx content by 20–50% on the windward side compared to the leeward with buildings height comparable to the width of streets. Besides statistical reliable correlation between emissions levels (assessed based on traffic data) and measured concentrations are observed.

Identified patterns of air concentration in combination with GIS allow identifying areas with potential increased risk of exposure. This knowledge will help to plan urban territory in a sustainable way.

How to cite: Krukowskaya, O. and Malchykhina, H.: Air pollution studies in “street canyons” in Minsk and urban planning for minimization of its exposure, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21547, https://doi.org/10.5194/egusphere-egu2020-21547, 2020.

EGU2020-21404 | Displays | ITS2.10/NP3.3

Assessment of seasonal variability of air pollution by transport in Belarus

Hanna Malchykhina and Olga Krukowskaya

Air pollution problem is the main challenge of the present. It is known that the transport is one of the main emission sources of such pollutants as NOx, CO, and TSP. Thus decreasing of emissions from the mobile sources could be one of the key elements of air emissions problem solution. The developing of measures to reduce the negative impact of the air pollution requires detailed information on emissions sources and the relationship between emissions and air quality. The article is devoted to assessment of annual variability of air pollution by transport and revealing the correlation between emissions of pollutants and their concentration.

Emissions assessment of main pollutants (NOx, CO, SO2, NMVOC, TSP) was carried out using emissions model COPERT, which is widely used to assess emissions from transport sector on different levels of aggregation – from city to country. The main input parameters of the model are vehicle fleet information (number of vehicles by fuel type, environmental standards, and the engine capacity), fuel consumption, meteorological conditions, mileage by vehicle types, average speeds for each category of vehicles. Data on pollutants concentration in the air were obtained from the National environmental monitoring system of Belarus.

It was shown that the annual emissions variability differs depending on type of pollutants. In particular the maximum carbon monoxide emissions were observed in cold months, and minimum - in warm months. The main source of CO emissions variation is emissions during the cold start. In the case of NMVOC emissions the situation is reverse.  Maximum emissions were obtained in August and minimum emissions in winter months. Comparison of the obtained emissions data with the concentration has shown high correlation for CO and NMVOC.

The findings could help to understand ways of air quality formation thereby to develop a solution on air quality management.

How to cite: Malchykhina, H. and Krukowskaya, O.: Assessment of seasonal variability of air pollution by transport in Belarus, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21404, https://doi.org/10.5194/egusphere-egu2020-21404, 2020.

EGU2020-21423 | Displays | ITS2.10/NP3.3

From 3R Approach to 4C Systems: on the Road to Sustainable, Desirable and Resilient City

Ioulia Tchiguirinskaia, Pierre-Antoine Versini, and Daniel Schertzer

A wider recognition of climate change enhances in the society the 3R approach – Reduce, Recycle and Reuse –, thus broadening the spectrum of Urban Geoscience topics. This strengthens also the consensus that business models of companies are often too focused on their financial value, to the detriment of social and environmental added value. It therefore seems timely to change this way of doing things so that their growth is built more as part of a sustainable development approach, by emphasising the paradigm shift of ‘shared value’.

'Shared value' means that by meeting the needs and challenges of society, businesses can create their economic value in a way that also benefits society, in direct link with COP21's commitments and in response to energy, environmental and IT transition laws, hence bringing political ambition and market reality together. To highlight such opportunities, this presentation will capitalise on several research initiatives launched in Greater Paris during recent years related to this topic (https://hmco.enpc.fr/portfolio-archive/):

(i) research to extend non-linear approaches in environment and geophysics;

(ii) results on defining environmental indicators for our cities - considering their multimodal, multiscale and multifunctional structure - to quantify their environmental impacts (e.g., thermal, visual comfort, air quality, heat island mitigation, stormwater management etc.);

(iii) numerous instrumentation and modelling experiments related to the impacts of climate change and to the means of their attenuation;

(iv) results on the monetisation of amenities provided by Blue-Green Solutions in urban areas and their large-scale socio-economic contextualisation;

(v) environmental assessment of many (infra)structures that take into account their design method, implementation, operation, maintenance and end-of-life.

All these research initiatives constitute the basis for the ‘shared value’ theoretical emergence in the 4C framework – Cognitive, Collaborative, Coevolutionary and Complex – systems, with a practical methodology towards the sustainable, desirable and resilient city and call for larger developments of Urban Geosciences.  

How to cite: Tchiguirinskaia, I., Versini, P.-A., and Schertzer, D.: From 3R Approach to 4C Systems: on the Road to Sustainable, Desirable and Resilient City, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21423, https://doi.org/10.5194/egusphere-egu2020-21423, 2020.

Studying urban geology is a key way to identify municipal issues involved with urban development and sustainability, land resources and hazard awareness in highly populated areas. In the last decade, one of the lines of work of the Catalan Geological Survey (Institut Cartogràfic i Geològic de Catalunya) has been the development of (i) 1:5.000 scale Urban Geological Map of Catalonia project. Besides, two pilot projects have recently been started: (ii) the system of layers of geological information and (iii) the fundamental geological guides of municipalities. This communication focuses on the presentation of these projects and their utility, with the aim of finding effective ways of transferring geological knowledge and information of a territory, from a geological survey perspective.

The 1:5.000 urban geological maps of Catalonia (i) have been a great ambitious project focused on providing detailed, consistent and accurate geological, geotechnical and anthropogenic activity information of the main urban areas of Catalonia. Nevertheless, it must be taken into account that the compilation and elaboration of a large volume of geological information and also the high level of detail require a lot of time for data completeness.

In order to optimize a greater distribution of information, a system of layers of geological information (ii) covering urban areas is being developed. This pilot project consists of providing specific layers of Bedrock materials, Quaternary deposits, anthropogenic grounds, structural measures, geochemical compositions, borehole data and so on. However, as information layers are treated individually, it may not be clear the coherence between data from different layers of information and its use is currently limited to Earth-science professionals working with geological data.

Hence, as a strategy to reach a wider range of users and also provide a homogeneous and varied geological information, the development of fundamental geological guides for municipalities is also being carried out (iii). These documents include the general geological characterization of the municipality, the description of the main geological factors (related to geotechnical properties, hydrogeology, environmental concerns and geological hazards and resources) and the list of the sources of geological information to be considered. Moreover, each guide contains a 1:50.000 geological map that has cartographic continuity with the neighbouring municipalities. The municipal guides allow a synthesis of the geological environment of the different Catalan municipalities and give fundamental recommendations for the characterization of the geological environment of the municipality.

In conclusion, the three projects facilitate the characterization of geological environment of urban areas, the evaluation of geological factors in ground studies and also, in general, the management of the environment. These products differ depending on the degree of detail, the coherence of the geological information, the necessary knowledge for their execution or their purpose of use. This set of projects defines a geological urban framework, which is adjusted depending on the government’s requirements, the society’s needs and the geological survey’s available resources.

How to cite: Subiela, G., Vilà, M., Pi, R., and Sánchez, E.: Three different approaches to provide urban geological information from a geological survey perspective: the Catalan case study, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13620, https://doi.org/10.5194/egusphere-egu2020-13620, 2020.

EGU2020-10556 | Displays | ITS2.10/NP3.3

Satellite-based monitoring urban environmental change and its implications in the coupled human-nature system

Yuyu Zhou, Xuecao Li, Ghassem Asrar, Zhengyuan Zhu, and Lin Meng

Changes in urban environments play important roles in sustainable urban development. Satellite observations in fine spatial and temporal resolutions, together with new computer technologies, provide the possibility to monitor these changes across large geographic areas and over a long time period. In this study, we developed new algorithms to characterize dynamics of urban extent, urban heat island, and phenology (i.e., onsets of green-up and senescence phases) and successfully implemented them on the advanced Google Earth Engine, a start-of-art platform for planetary-scale data analysis, mapping, and modelling. The evaluation indicates that the proposed algorithms are robust and perform well in deriving changes in urban environments. Finally, we explored the implications of urban environment changes in the coupled human-nature system by investigating the responses of building energy use and pollen season to these changes. The resulted products of annual dynamics of urban extents, urban heat island, and phenology indicators from this study offer new datasets for relevant urban studies such as modeling urban sprawl over large areas and investigating ecosystem responses and human activities to urbanization.

How to cite: Zhou, Y., Li, X., Asrar, G., Zhu, Z., and Meng, L.: Satellite-based monitoring urban environmental change and its implications in the coupled human-nature system, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10556, https://doi.org/10.5194/egusphere-egu2020-10556, 2020.

EGU2020-11186 | Displays | ITS2.10/NP3.3

Discrete cascade disaggregation of climate models for high resolution rainfall estimation in urban environment

Clément Brochet, Auguste Gires, Daniel Schertzer, and Ioulia Tchiguirinskaia

Extreme rainfalls have strong consequences in urban area. Their knowledge is required to properly handle storm water management systems and avoid urban flooding as well as optimize depollution capabilities. Hence improving understanding of future rainfall extreme in a changing climate is of paramount interest to adapt the cities and increase their resilience.      

In this paper future rainfall extremes are quantified through the universal multifractal (UM) framework. This is a parsimonious framework that has been widely used to characterize and simulate geophysical, extremely variable fields, such as rainfall, across wide range of scales. It has also been used for statistical downscaling of geophysical fields.

Here, we apply this formalism to analyse output data from Regional Climate Models CNRM-CM5 and SMHI-RCA4 over the European-Mediterranean domain EUR-11 of the CORDEX Project. We first use the multifractal analysis techniques to characterize the scaling behaviour of future rainfall .  The three UM parameters are then assessed. The notion of maximum observable singularity is then used to quantify extremes across the available scales  (12.5 km and 1 hour resolution at maximum)

Finally, initial work using discrete cascades, to generate realistic rainfall series at higher resolution with very light parametrization will be presented. Basically the underlying cascade process retrieved on the available scales is continued down to the scales required for urban hydrology applications. Both spatial and temporal downscaling are carried out, allowing to get new insights on how to model seasonal effects using multifractal formalism.

How to cite: Brochet, C., Gires, A., Schertzer, D., and Tchiguirinskaia, I.: Discrete cascade disaggregation of climate models for high resolution rainfall estimation in urban environment, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11186, https://doi.org/10.5194/egusphere-egu2020-11186, 2020.

ITS2.12/HS12.24 – Nature-Based Solutions in Urban Environments

An increased awareness of the way in which urbanisation, climate change, a reduction in the quality, quantity of and access to green space and natural infrastructure (such as blue spaces) all interact to threaten health and well-being of urban populations (Nesshover, et al, 2017; Kabisch & van de Bosch, 2017) has led to the emergence of a new conceptual framework, Nature-based Solutions. Through the management and use of nature, this concept aims to co-produce ecosystems services that not only allow cities to mitigate and adapt against the effects of climate change and increased urbanisation, but also reduce the public health risks associated with these challenges(WHO, 2016, 2017; Hartig at el. 2014; Kabisch et al. 2017), stimulate economies to improve inequality in cities (Nesshover, et al, 2017) and improve the quality of urban life (Mitchel & Popham, 2008; Mitchell et al. 2015). Using data from the Urban Nature Atlas, a database of a 1000 nature-based solutions from across a 100 European cities, this paper examines how the differing characteristics of these solutions (such as their ecological domains, ecosystems services, forms of governance, innovation, etc) are clustered and how the characteristics of these clusters relate to different social, economic and health factors that influence quality of life in our cities.

How to cite: Cooper, C.: How are the characteristics of Nature-based solutions clustered in European cities?, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7877, https://doi.org/10.5194/egusphere-egu2020-7877, 2020.

EGU2020-13295 | Displays | ITS2.12/HS12.24

Assessment of green roof incentive policies in European cities by a fractal analysis

Pierre-Antoine Versini, Auguste Gires, Ioulia Tchiguirinskaia, and Daniel Schertzer

Green roofs represent a market of several tens millions of m2 implemented every year in Europe. They appear to be particularly efficient to reduce the potential impact of new and existing urban developments by making the city “greener” and more resilient to climate change. Indeed, they provide several ecosystem services, particularly in stormwater management, urban heat island attenuation, and biodiversity conservation. For these reasons, municipalities are implementing specific policies to promote a large diffusion of green roofs on their territory. Nevertheless, to optimize their performances through urban scales, green roofs spatial distribution should be analysed.

In order to study the current green roof implementation and to assess the relevancy of the related policies, a multi-scale analysis based on fractal theory as been conducted. Such analysis, widely used in geophysics, is particularly suitable to characterize spatial fields exhibiting strong heterogeneity over wide range of scales. This fractal analysis was performed here to characterize the spatial distribution of green roofs in several European cities (London, Amsterdam, Geneva, Lyon, Paris, Berlin, Frankfort, Copenhagen, Oslo…). These cities have been chosen because: (i) GIS database containing the location and geometry of implemented green roofs is available, (ii) they have implemented various kind of green roofs policies.

The results show that every studied city depicts similar behaviour with the definition of three distinct scaling regimes. The second regime (between 16/32 and 512/1024 m) characterizes not only single roofs but their distribution in space which is what we are interested in. The fractal dimension charactering this regime is the most variable, ranging from 0.50 to 1.35 and illustrates some different degrees of progress in urban greening. It has to be noticed that the more ambitious incentive measures (where monetary subsidies are proposed) correspond to the cities characterized by the highest fractal dimension. Nevertheless, as these policies are relatively recent, they cannot completely explain the current green roof distribution (architectural history has also to be mentioned).

The obtained results demonstrate some significant inconsistencies between political ambition and their in situ realization. They illustrate the necessity to better take into account the spatial distribution of green roof implementations in order to optimize their performances. To provide ecosystem services at large scales, green roofs have to be widely and relevantly implemented. Fractal analysis can be seen as innovative multi-scale approach to adjust policies for this purpose.

This work has been made thanks to ANR EVNATURB project (https://hmco.enpc.fr/portfolio-archive/evnaturb/) and the Academic Chair “Hydrology for Resilient Cities”, a partnership between Ecole des Ponts ParisTech and the Veolia group.

How to cite: Versini, P.-A., Gires, A., Tchiguirinskaia, I., and Schertzer, D.: Assessment of green roof incentive policies in European cities by a fractal analysis , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-13295, https://doi.org/10.5194/egusphere-egu2020-13295, 2020.

EGU2020-10107 | Displays | ITS2.12/HS12.24

Proposing a typology of nature-based solutions for strengthening resilience of Central Vietnamese cities – First findings from the GreenCityLabHue project

Sebastian Scheuer, Jessica Jache, Kora Rösler, Tran Tuan Anh, Nguyen Ngoc Tung, Nguyen Vu Minh, Nguyen Quang Huy, Hoang Thi Binh Minh, Patrick Konopatzki, Fabian Stolpe, Luca Sumfleth, Michael Zschiesche, and Dagmar Haase

Idea and Objectives: This case study presents first findings of the GreenCityLabHue project. The project aims at implementing an urban learning lab in the city of Hue, Vietnam, for the participatory identification and implementation of innovative nature-based solutions for the protection and improvement of urban ecosystem services and climate change adaptation. We will present urgent environmental and societal challenges for the city of Hue, including the estimated impacts of climate change and resulting disaster risks. Subsequently, we will discuss elements of the green-blue infrastructure to tackle these risks in a sustainable and environmentally just manner in the context of a proposed typology of nature-based solutions. This typology specifically shifts the focus from a European perspective towards nature-based solutions that are locally relevant to strengthen the resilience of Hue and comparable cities in Central Vietnam and/or South-East Asia.

Background: Vietnam is a country that faces multiple challenges. It is a country that experiences rapid urban growth, with an estimated 50% of citizens living in urban areas by 2030 up from 35%, resulting in urban expansion that necessitates safeguarding urban ecosystem services, e.g., for the protection of human health and human well-being. Vietnam is also heavily affected by climate change. Particularly in Central Vietnam, cities face increasing risks of flooding, storms, and temperature extremes.

By providing multifunctional ecosystem services and diverse benefits, nature-based solutions—and in particular green-blue infrastructure elements—may help to address the aforementioned environmental and societal challenges in a sustainable and integrative manner, e.g., for maintaining air quality, stormwater mitigation, climate regulation, and improving environmental equity.

Hue is the capital of the Thua Thien-Hue province, located in Central Vietnam on the banks of the Perfume River. It has a population of approximately half a million people, represents a touristic and educational hotspot, and is rated a “top priority city” by the Vietnamese government. In Hue, first steps that consider strengthening the green-blue infrastructure were devised in form of the Hue GrEEEn City Action Plan. However, a more holistic urban planning approach that also addresses challenges related to climate change is still lacking.

How to cite: Scheuer, S., Jache, J., Rösler, K., Tuan Anh, T., Ngoc Tung, N., Vu Minh, N., Quang Huy, N., Thi Binh Minh, H., Konopatzki, P., Stolpe, F., Sumfleth, L., Zschiesche, M., and Haase, D.: Proposing a typology of nature-based solutions for strengthening resilience of Central Vietnamese cities – First findings from the GreenCityLabHue project, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10107, https://doi.org/10.5194/egusphere-egu2020-10107, 2020.

Urban green and blue spaces such as water bodies, parks and street trees reduce outdoor temperatures and energy consumption of buildings through evaporative cooling and shading and are thus promoted as nature based solutions to enhance climate resilience. However, in growing cities, supply of urban green space often conflicts with increasing housing demand, resulting in dense neighbourhoods with lack of green. Therefore, the transdisciplinary project “Future green city” seeks to identify possibilities for balancing population growth and increasing living space demand with the development of nature-based solutions for climate change adaptation. In a transdisciplinary approach with the City of Munich, living labs are used to investigate how nature-based solutions can be integrated into spatial planning processes.

For the case of an urban redevelopment site with row buildings and a vast amount of greenery, eight densification scenarios were elaborated with city planners to derive planning guidelines for the further development of the area. The scenarios consider the effects of densification with additional floors and new buildings, the use of new building materials and energy efficiency standards, the construction of underground car parks and consequently a loss of green space to varying degrees. We are particularly interested in the interplay of densification and availability of green and its impact on indoor and outdoor thermal comfort, energy efficiency of buildings and their life cycle based emission balance. Microclimate modelling is employed to quantify and evaluate the impacts of densification on outdoor thermal conditions during heat days and the benefits of urban green in reducing heat stress.

First modelling results show that additional floors have less impact on human thermal comfort than loss of green space caused by the provision of required parking space. Though underground car parking avoids surface soil sealing, it leads to the removal of existing urban green and excludes the planting of large trees. Informal instruments such as mobility concepts can reduce space consumption by car parking. Moreover, urban redevelopment also bears the potential to increase climate resilience of the stock by targeted greening strategies. The potential is greater, the earlier climate change adaptation is considered as a topic in planning processes. Modelling helps to explore strength and weaknesses of different alternatives in early design stages.

How to cite: Erlwein, S. and Pauleit, S.: Green or grey? Integration of nature-based solutions for climate change adaptation in densifying cities, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-11151, https://doi.org/10.5194/egusphere-egu2020-11151, 2020.

A research project called "Nature based solutions for water management in the peri-urban: linking ecological, social and economic dimensions (NATWIP)" started in 2019 and has the overall goal of: contributing to closing the water cycle gap by exploring the potential that nature-based solutions (NBS) offer to address water management challenges in landscape areas that have been neglected because they lie in the transition zones between the urban and the rural. Since NBS have most commonly been applied in urban areas, it is interesting to broaden the focus to assess the application of NBS on the outskirts of urban areas or the urban fringe as such areas are often affected by expansion processes of the city. Furthermore, these areas have historically played important roles in development and sustenance of urban centres, provision of water-related ecosystem services, particularly water supply, wastewater management and flood control.

Key NATWIP activities include the establishment of a methodological framework to analyse the social, economic and ecological sustainability dimensions of NBS and subsequently to apply the framework at case study sites in Norway, Sweden, Brazil, India, South Africa and Spain. These case study sites present very diverse water management problems as well as NBS. As more emphasis is placed on the use of NBS in the Nordic countries it is important to identify successful mechanisms for their implementation and monitoring. The case study site in Norway, Skien, represents a highly relevant urban challenge to balance water quality and the increases of water quantity as a result of climate change. This site focuses on the opening of a buried river using blue-green infrastructure as a catalyst for city development. In Sweden rain water harvesting in Gotland has been used in order to address water shortages caused by drought as well as water excess.

The other case studies sites present interesting examples where the framework is used to explore potential management practices that Nordic countries could learn from. In Spain, the Barcelona Metropolitan backbone is home to green-blue infrastructure and a variety of NBS that aim to improve environmental quality and water cycle management. The Brazilian case study focuses on the most advanced Payment for Environmental Service initiative in Latin America. Through this project, fees collected from water users pay farmers to conserve and restore riparian forests on their lands. In India rainwater harvesting is used to combat water scarcity and compromised water quality in new peri-urban areas. Two case studies in South Africa show how NBS can address the problems of water scarcity in combination with increasingly variable rainfall, frequent drought and floods as well as growing water demand.

Results from the first assessment of these case study sites will be presented to highlight similarities, differences, challenges, as well as potential synergies for learning from the different case study site contexts.

How to cite: Oen, A. and Hale, S.: Nature-based solutions for water resource management in the urban fringe, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-10553, https://doi.org/10.5194/egusphere-egu2020-10553, 2020.

EGU2020-818 | Displays | ITS2.12/HS12.24

Treatment and reuse of domestic greywater through green walls

Elisa Costamagna, Fulvio Boano, Alice Caruso, Silvia Fiore, Marco Chiappero, Ana Galvao, Joana Pisoeiro, Anacleto Rizzo, and Fabio Masi

The principles of circular economy and sustainability involve also water management. Since both scarcity and demand of water are increasing, wastewater reuse represents a necessary element to preserve the environment while guaranteeing human development. Greywater is the amount of wastewater that is more suitable for reuse purposes: it comes from sinks, showers, bath tubes and laundry. Greywater has low pollutant concentration and developed countries generate high volumes of it everyday.

Nature-based solutions are well suited for greywater treatment purposes thanks to their environmental and energetic advantages. In fact, these green systems have low energy consumption (that means also low CO2 emissions), improve the quality of the air (e.g. capturing CO2), reduce heat island and promote biodiversity. However, their efficiency in treating greywater needs to be deeply investigated in order to couple their efficacy with the lack of space in urban areas.

In this study we have realized a pilot system to treat greywater through green walls, in order to exploit the unused surfaces of buildings and improve urban areas, increasing their sustainability and resilience as recommended from the Sustainable Development Goal 11 (Make cities and human settlements inclusive, safe, resilient and sustainable) of the UN 2030 Agenda. Our innovative system produces treated greywater that can be reused for non-potable purposes (e.g. gardening and toilet flushing), driving a reduction of potable water consumption in our houses.

In order to guarantee aesthetic requirements, we selected three types of evergreen plants that are able to survive a great amount of water per day. We prepared different porous media mixes in order to evaluate the effects of additives on the common media used in usual green walls. We built six modular panels with three replicates per media mix, in order to assess the statistical variability of the results. Each panel has four independent columns of three pots. Each column contains a different porous media mix and is planted with the same sequence of three plant species. We daily fed each panel with around 100 L of synthetic greywater and monitored different parameters (e.g. BOD, COD, DO, Nitrogen, Phosphorus, E. coli).

In a first phase we evaluated differences in treatment performance among different mixes. Removal efficiency exhibits some variability depending on the considered parameter but in general our results show statistically significant differences between configurations. In a second phase we consider the treatment performances along each column. Preliminary results of this phase show a significant decrease in pollution after the second line of pots already. In summary, concentrations at the system outlet respect the most common reuse guidelines for many parameters without any other treatment.

How to cite: Costamagna, E., Boano, F., Caruso, A., Fiore, S., Chiappero, M., Galvao, A., Pisoeiro, J., Rizzo, A., and Masi, F.: Treatment and reuse of domestic greywater through green walls, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-818, https://doi.org/10.5194/egusphere-egu2020-818, 2020.

EGU2020-18833 | Displays | ITS2.12/HS12.24

Flood risk and water resources management with nature-based solutions on Florence city environment

Tommaso Pacetti, Matteo Pampaloni, Giulio Castelli, Enrica Caporali, Elena Bresci, Matteo Isola, and Marco Lompi

Increasing urbanization, evolving socio-economic scenarios and the impacts of climate change require innovative strategies to adapt urban and peri-urban environments, making them more resilient and sustainable. In this context, Nature Based Solutions (NBS), i.e. actions inspired or supported by nature, can be designed to adapt and provide integrated responses to the environmental, social and economic future challenges.

The FLORENCE (FLOod risk and water Resources management with Nature based solutions on City Environment) project evaluates the possibility of including NBS as an innovative tool for the management of the territory of the City of Florence (Firenze), Italy. The project develops a quantitative evaluation methodology that clarifies the benefits and co-benefits of NBS, highlighting the limitations and exploring the possible synergies with existing infrastructures.

Starting from the existing literature on the NBS siting, a set of parameters to be considered in order to map Ecosystem Services (ES) priority areas (main functions and co-benefits) is derived. This analysis is then coupled with the identification of the constraints (regulatory, urban planning, economic, environmental, social) which determine the boundary conditions for the inclusion of NBS in the Florence city urban environment. Once the most suitable implementation areas of NBS are identified, the hydraulic modeling of multiple NBS implementation scenarios using EPA SWMM is implemented. This allows the definition of the scenario that best respond to the city's green development needs and that maximize the production of ES.

How to cite: Pacetti, T., Pampaloni, M., Castelli, G., Caporali, E., Bresci, E., Isola, M., and Lompi, M.: Flood risk and water resources management with nature-based solutions on Florence city environment, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-18833, https://doi.org/10.5194/egusphere-egu2020-18833, 2020.

EGU2020-3921 | Displays | ITS2.12/HS12.24

Installation of blue-green solutions at large scale to mitigate pluvial floods

Elena Cristiano, Stefano Farris, Roberto Deidda, and Francesco Viola

 The growth of urbanization and the intensification of extreme rainfall events, that has characterized the last century, are leading to an increase of pluvial floods, which are becoming a significant problem in many cities. Among the different solutions proposed and developed to mitigate flood risk in urban areas, green roofs and rainwater harvesting systems have been deeply investigated to reduce the runoff contribution generated from rooftops. These tools have been largely studied at small scale, analysing the flood reduction that can be achieved from one single building or in a small neighbourhood, without considering the large-scale effects. In this work, the potential impact of the installation of green-blue solutions on all the rooftops of a city is evaluated, assuming to place green roofs on flat roofs and rainwater harvesting systems on sloped ones. We investigated nine cities from 5 different countries (Canada, Haiti, United Kingdom, Italy and New Zealand), representing different climatological and geomorphological characteristics. The behaviour of the blue-green solution was estimated with the help of a conceptual lumped ecohydrological model and the mass conservation, using rainfall and temperature time series as climatological input to derive the discharge reduction for different scenarios. Due to the high percentage of sloped roofs in most of the investigated locations, the cost-efficiency analysis highlights that the large-scale installation of rainwater harvesting tanks enables to achieve higher mitigation capacity than green roofs at lower cost. Green roofs, however, present many additional benefits (such as biodiversity contribution, thermal insulation for buildings, pollution reduction and increase of aesthetic added value) that need to be evaluated by urban planners and policy makers. The best achievable performance is given by the coupled system of rainwater harvesting tanks and intensive green roofs: for extreme rainfall events this solution guarantees a discharge reduction up to 20% in most of the cities.

How to cite: Cristiano, E., Farris, S., Deidda, R., and Viola, F.: Installation of blue-green solutions at large scale to mitigate pluvial floods, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3921, https://doi.org/10.5194/egusphere-egu2020-3921, 2020.

This study aims to present a GIS-based method for estimating the transversal connectivity among natural landscape patches along urban rivers within the metropolitan area. The method presented here relies on the transversally connected natural landscape mosaics (TCNLM) model, which is based on a reclassification procedure for landscape patches based on their relative connectivity to the water sources. The identified existing and potential TCNLMs can be considered as focal areas for providing ecosystem services in the metropolitan zone. The raw material of the analytical process is Urban Atlas (UA) land cover data. All phases of the process are modelled in Graphical Modeler in QGIS software. The metropolitan areas of London and Paris are selected as specimens of urban agglomerations along major waterbodies such as Thames and Seine River. The selected cases have considerable similarities and differences among them. Jointly with the results, they provide a comparative ground for a quantitative and qualitative evaluation. The results show that the method is easily reproducible in other European metropolitan areas being developed along watercourses. The presented model brings a rapid method for highlighting the transversal connectivity capacities of the natural landscapes along rivers within the metropolitan area in support of Nature Based Solutions for urban challenges.

How to cite: Hysa, A.: A GIS Based Model Proposal for Assessing the Transversal Connectivity of Natural Landscapes Along the Urban Rivers in support of NBS, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-16428, https://doi.org/10.5194/egusphere-egu2020-16428, 2020.

In the light of inconclusive evidence on the effectiveness of noise protection measures, new strategies are needed to tackle health risks of increasing air traffic. Noise-related health issues are a result of the complex interplay between noise exposure, coping strategies and sound perception, which might be in turn influenced by environmental quality and neighbourhood satisfaction. Thus, the conventional approach of primarily reducing noise levels does not automatically lead to improved well-being and quality of life for affected people. Nature-based solutions, including trees, parks and other tranquil areas, are increasingly being recognised as health-promoting and sustainable forms of noise mitigation in growing cities, as highlighted by the EU Environmental Noise Directive.

Apart from its ability of physically reducing sound pressure levels, the potentials of vegetation as a psychological buffer through reduction of stress and mental fatigue need to be further investigated. A multisensory approach in communities around London Heathrow Airport explored how acoustic and visual factors affect cognitive and behavioural responses to aircraft noise. Since the interplay of different senses appears to be an important moderator of sound perception, self-rated measures of psychological stressors and resources were combined with objective evaluations of visual and acoustic environmental quality.

High-quality neighbourhoods were associated with (i) lower general noise annoyance, (ii) fewer noise-disturbed outdoor activities, (iii) higher satisfaction with the residential area, and (iv) better opportunities for recreational coping. Particularly high-quality green spaces appeared to reduce stress and refresh concentration capacity by enabling noise-exposed residents to shift from effortful (e.g. focusing on aircraft noise) to effortless (e.g. experiencing tranquillity) attention, thus potentially enhancing well-being. Nature sounds, such as sounds of birds, wind and water, had limited capacity for reducing perceived outdoor sound levels. Yet, their main potentials in improving a soundscape lay in their intrinsic ability to promote relaxation and tranquillity, which might in turn reduce perceived noise exposure in the longer term.

Shifting the research interest towards the question of how to achieve desirable soundscapes and neighbourhoods rather than just finding ways to technically eliminate noise, this soundscape study provides an insightful starting point for creating healthier environments in the vicinity of airports. Demonstrating the potential of tranquil urban green spaces as compensation strategies in neighbourhoods affected by aircraft noise might support residents to adopt active and health-enhancing coping strategies, and therefore generate wider spill-over effects on satisfaction, restoration, well-being, and quality of life among communities living under the flight paths. This will help build strategic alliances between health promotion, noise mitigation, and sustainable urban planning.

 

How to cite: Föllmer, J., Moore, G., and Kistemann, T.: Urban parks as nature-based solutions for improved well-being under the flight paths: A soundscape analysis in the vicinity of Heathrow Airport, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-17661, https://doi.org/10.5194/egusphere-egu2020-17661, 2020.

Numerous studies have found that green spaces can promote human health. However, most of the studies only investigate the relationship between green space and health in one single city. Therefore, whether the relationship between green space and health differs among cities with distinct differences in social-cultural and climatic context or there are universal patterns regarding such relationship is still remain unanswered. To investigate this question, this study aims to compare the associations between green space quantity and self-reported health for university students in Singapore and Turin, two high density cities with different social-cultural and climatic context. Students from National University of Singapore (NUS) and Politecnico di Torino (POLITO) were involved in an online survey to measure their self-reported health, use of green spaces and confounding factors. Through collecting the geographic location of student’s residence from online survey, the quantity of green spaces within 400 m-radius buffer surrounding the residence was calculated for each respondent. Through statistical analysis, the associations between green space quantity and self-reported health were revealed in both cities. The results from this work enhanced the knowledge regarding the dependence of green space-health relationship on social-cultural context.

How to cite: Zhang, L. and Tan, P. Y.: The associations between urban green spaces and self-reported health for university students in Singapore and Turin, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21301, https://doi.org/10.5194/egusphere-egu2020-21301, 2020.

The preservation of open spaces is treated as an important policy in recent years as urbanization level is increasing higher in the world (Geoghegan, 2002). There are multiple positive effects associated with open spaces, including recreation, aesthetic and environment values (Geoghegan, 2002). The positive effects of open space as a nature-based solution on urban social, economic and environmental factors have been explored by a number of previous papers, such as housing price (Lutzenhiser & Netusil, 2001; Bolitzer & Netusil, 2000), spatial pattern (Lewis et al., 2009; Irwin & Bockstael, 2004), human health (Groenewegen et al., 2006; Irvine et al., 2013) and social safety (Groenewegen et al., 2006; Fischer et al., 2004). However, relatively less papers have predicted the open spaces’ influences on socio-economic development. This paper will firstly verify the open space influences on economic factor (housing sale prices) and social factor (sense of safety, residential agglomeration) using a linear regression model. We consider the housing attributes, urban form attributes (eg. population density, block size, road density), driving and walking accessibility to different types of public open spaces, and accessibility to other amenities (eg. hospitals and schools) as influential features. Then, we test several machine learning algorithms in predicting the housing price and sense of safety change based on future open space planning scenarios, and choose the most suitable machine learning algorithm. City of Chicago, Illinois, US is chosen to be study area since data availability, sufficient open space types and long-term open space preservation strategies. This study can quantify the values of the open spaces in influencing socio-economic developments and provide a way to test the open space scenarios. It has potential to work as a tool for local planners to make better nature-based solutions in open space designs and plans.

How to cite: Chen, S., Cai, Z., and Deal, B.: Test the Effectiveness of the Open Spaces Scenario in Promoting Socio-economic Development, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7120, https://doi.org/10.5194/egusphere-egu2020-7120, 2020.

EGU2020-3435 | Displays | ITS2.12/HS12.24

Developing statistically driven eco-engineering designs from LiDAR and structure from motion surveys for marine artificial structures.

Peter Lawrence, Ally Evans, Paul Brooks, Tim D'Urban Jackson, Stuart Jenkins, Pippa Moore, Ciaran McNally, Atteyeh Natanzi, Andy Davies, and Tasman Crowe

Coastal ecosystems are threatened by habitat loss and anthropogenic “smoothing” as hard engineering approaches to sea defence, such as sea-walls, rock armouring, and offshore reefs, become common place. These artificial structures use homogenous materials (e.g. concrete or quarried rock) and as a result, lack the surface heterogeneity of natural rocky shoreline known to play a key role in niche creation and higher species diversity. Despite significant investment and research into soft engineering and ecologically sensitive approaches to coastal development, there are still knowledge gaps, particularly in relation to how patterns that are observed in nature can be utilised to improve artificial shores.

Given the technical improvements and significant reductions in cost within the portable remote sensing field (structure from motion and laser scanning), we are now able to plug gaps in our understanding of how habitat heterogeneity can influence overall site diversity. These improvements represent an excellent opportunity to improve our understanding of the spatial scales and complexity of habitats that species occur within and ultimately improve the ecological design of engineered structures in areas experiencing “smoothing” and habitat loss.

In this talk, I will highlight how advances in remote sensing techniques can be applied to context-specific ecological problems, such as low diversity and loss of rare species within marine infrastructure. I will describe our approach to combining large-scale ecological, 3D geophysical and engineering research to design statistically-derived ecologically-inspired solutions to smooth artificial surfaces. We created experimental concrete enhancement units and deployed them at a number of coastal locations. I will present preliminary ecological results, provide a workflow of unit development and statistical approaches, and finally discuss how these advances may improve future ecological intervention and design options.

How to cite: Lawrence, P., Evans, A., Brooks, P., D'Urban Jackson, T., Jenkins, S., Moore, P., McNally, C., Natanzi, A., Davies, A., and Crowe, T.: Developing statistically driven eco-engineering designs from LiDAR and structure from motion surveys for marine artificial structures., EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3435, https://doi.org/10.5194/egusphere-egu2020-3435, 2020.

EGU2020-7942 | Displays | ITS2.12/HS12.24

Limits on nature-based solutions for coastal adaptation based on climate change indicators

Rosanne Martyr-Koller, Tabea Lissner, and Carl-Friedrich Schleussner

Climate impacts increase with higher warming and evidence is mounting that impacts increase strongly above 1.5°C. Therefore, adaptation needs also rise substantially at higher warming levels. Further, limits to adaptation will be reached above 1.5°C and loss and damage will be inferred. Coastal Nature-based Solutions (NbS) have arisen as popular adaptation options, particularly for coastal developing economies and Small Island Developing States (SIDS), because of their lower overall costs compared to traditional grey infrastructure approaches such as seawalls and levees; their economic co-benefits through positive effects on sectors such as tourism and fisheries; and a broader desire to shift toward so-called blue economies. Two NbS of particular interest for coastal protection are: 1) coral reefs, which reduce coastal erosion and flooding through wave attenuation; and 2) mangroves, which provide protection from storms, tsunamis and coastal erosion. Although there is international enthusiasm to implement these solutions, there is limited understanding of the future viability of these ecosystems, particularly in their capacities as coastal adaptation service providers, in a warmer world.

In this presentation, we highlight how long and with how much coverage coral and mangrove ecosystems can provide coastal protection services for future climate scenarios, using air temperature and sea level rise as climate change indicators. A mathematical model for each ecosystem is developed, based on the physical parameters necessary for the sustainability of these ecosystems. We investigate the protective capabilities of each ecosystem under warming and sea level rise scenarios compatible with: below 1.5°C warming; below 2°C warming; warming based on current global commitments to carbon emissions reductions (3-3.5°C); and with no carbon mitigation (6°C). Results show what temperature and sea level rise values beyond which these ecosystems can no longer provide coastal protective services. These results have also been framed in a temporal window to show when these services may not be feasible, beyond which more costly adaptation measures and/or loss and damage may be incurred.

How to cite: Martyr-Koller, R., Lissner, T., and Schleussner, C.-F.: Limits on nature-based solutions for coastal adaptation based on climate change indicators, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-7942, https://doi.org/10.5194/egusphere-egu2020-7942, 2020.

The increase of anthropogenic pressure and permanent pollution of the natural and urbanized environment requires the availability of effective methods for monitoring the ecological quality of territories. The priority should be considered simple, cheap and knowledge-intensive methods that can be owned by researchers without special environmental education. Such methods are the methods of phenogenetic indication and assessment of the morphological variability of widespread plants. Contaminants and pollutants can be divided into 4 categories: toxins, teratogens, carcinogens and mutagens. Toxins inhibit the development of organisms, but do not affect their genetic program. Teratogens disrupt the implementation of the genetic program. Mutagens and carcinogens destroy the genetic program itself, and these disorders can be passed on to the next generation. A convenient object of express monitoring is the birch Betula pubescens (alba) L, which is widespread in Eurasia. Toxic emissions destroy its growth and normal ontogenesis. The variability of the linear parameters of the leaves increases under environment stress. Teratogens increase the proportion of trees with dichotomy and trichotomy. The indicator of fluctuating asymmetry of leaves can serve as a criterion for mutagenic pollution of the environment. This paper presents estimates of morphological variability in different places of the Leningrad region. The coefficient of fluctuating asymmetry KA = (l1 - l2)2 / (l1 + l2) is introduced, where l1 and l2 are linear indicators of asymmetry. A high correlation was established between the level of diversity and the distance from the motorways and pollution by lead compounds, which is a teratogen. Fluctuating asymmetry is increased in places of radioactive contamination, depends on the distance to the trace of the Chernobyl disaster, the nuclear power plant. It is also increased in places of natural increased background radiation associated with the outputs of radioactive radon and the presence of granites. A map of the distribution of vegetation with varying degrees of morphological diversity and fluctuating asymmetry is presented. It is proposed to use the developed methods and algorithms for the assessment of toxic, teratogenic and mutagenic pollution of the environment and for the ecological monitoring of urbanized and non-urban areas.

How to cite: Sapunov, V.: The use of birch Betula pubescens folia morphology as indicator of atmosphere pollution and anthropogenic pressure, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-326, https://doi.org/10.5194/egusphere-egu2020-326, 2020.

EGU2020-828 | Displays | ITS2.12/HS12.24

Phytoremediation: Nature based solution for contaminated urban soils

Zorana Hrkic Ilic, Marijana Kapovic Solomun, and Nada Sumatic

Abstract: Rapid growth of urban population and consequential increasing traffic, construction of buildings, roads, industrial areas, affects urban soils as well as urban environment in general. Urban soils differ from the natural soils by their disturbed structure resulting from waste disposal, construction sites, pollution from atmospheric deposition, traffic and industrial activities. Mismanagement of urban environment can cause severe contamination of green areas in cities, with serious health risk for urban population. To prevail those issues and improve the sustainability of urban green areas, innovative and nature based solutions (NBS) should gain more attention, particularly those easily applied such as tree-based phytoremediation. Unlike traditional remediation techniques that are expensive, very demanding and can cause secondary pollution, tree-based phytoremediation is NBS with wide spectrum of application. It is low-cost technique, based on urban green infrastructure (parks, alleys, community gardens) and has numerous benefits reflected throught sustainable management of urban soils and improvement of general environmental, health, social and economic conditions for urban population. Primarly, urban green infrastructure consist of different tree species capable to mitigate soil contamination, especially contamination with toxic heavy metals (HMs). Regeneration of urban ecosystems based on the role of tree species is connected to ability of trees to retain, uptake and decompose pollutants (including HMs) from contaminated urban soils, enabling their re-use process and turning them into green and environmental friendly areas. Taking into account advantages of phytoremediation technique, the aim of this paper is to present concentration of some HMs (cadmium, lead and zinc) in urban soils of cities accross Bosnia and Herzegovina and look into phytoremediation potential of common urban tree species: horse chestnut (Aesculus hippocastanum L.) and planetree (Platanus × acerifolia (Aiton) Willd.). Results showed high phytoremediation potential of above mentioned tree species, which opens space for further research and introduction of this NBS for remediation of many severely polluted urban soils, drawing attention to better-understood urban sustainability and importance of application of phytoremediation as NBS on local level.

Key words: nature-based solutions, phytoremediation, urban soil, trees, heavy metals

How to cite: Hrkic Ilic, Z., Kapovic Solomun, M., and Sumatic, N.: Phytoremediation: Nature based solution for contaminated urban soils, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-828, https://doi.org/10.5194/egusphere-egu2020-828, 2020.

EGU2020-1239 | Displays | ITS2.12/HS12.24

An integrated approach for Territorial Spatial Planning Towards to Sustainable Urban Ecosystem Management: A Case Study of Yantai City

Jing Wang and Ying Fang and the Jing Wang

EGU2020-1283 | Displays | ITS2.12/HS12.24

Modeling and evaluation of the effect of afforestation on the runoff generation within the Glinščica catchment (Slovenia)

Gregor Johnen, Klaudija Sapač, Simon Rusjan, Vesna Zupanc, Andrej Vidmar, and Nejc Bezak

Modeling and evaluation of the effect of afforestation on the runoff generation within the Glinščica catchment (Slovenia)

Gregor Johnen1, Klaudija Sapač2, Simon Rusjan2, Vesna Zupanc3, Andrej Vidmar2, Nejc Bezak2

1 Radboud University Nijmegen, Faculty of Science

2 University of Ljubljana, Faculty of Civil and Geodetic Engineering

3 University of Ljubljana, Biotechnical Faculty

 

Abstract:

Increases in the frequency of flood events are one of the major risk factors induced by climate change that lead to a higher vulnerability of affected communities. Natural water retention measures such as afforestation on hillslopes and floodplains are increasingly discussed as cost-effective alternatives to hard engineering structures for providing flood regulation, particularly when the evaluation also considers beneficial ecosystem services other than flood regulation. The present study provides combined modelling approach and a cost-benefit analysis (CBA) of the impacts of afforestation on peak river flows and on selected ecosystem services within the Glinščica river catchment in Slovenia. In order to investigate the effects, the hydrological model HEC-HMS, the hydraulic model HEC-RAS and the flood damage model KRPAN, that was developed specifically for Slovenia, are used. It was found that increasing the amount of tree cover results in a flood peak reduction ranging from 9-13 %. Flood extensions were significantly lower for most scenarios leading to reduced economic losses. However, a 100-years CBA only showed positive net present values (NPV) for one of the considered scenarios and the benefits were dominated by the flood regulation benefits, which were higher than for example biodiversity or recreational benefits. Based on our findings we conclude that afforestation as a sole natural water retention measure (NWRM) provides a positive NPV only in some cases (i.e. scenarios) and if additional ecosystem co-benefits are considered.

How to cite: Johnen, G., Sapač, K., Rusjan, S., Zupanc, V., Vidmar, A., and Bezak, N.: Modeling and evaluation of the effect of afforestation on the runoff generation within the Glinščica catchment (Slovenia), EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1283, https://doi.org/10.5194/egusphere-egu2020-1283, 2020.

EGU2020-1291 | Displays | ITS2.12/HS12.24

The impact of two decades of land-use changes in potential ecosystem services supply in a Portuguese municipality - Coimbra

Inês Amorim Leitão, Carla Sofia Santos Ferreira, and António José Dinis Ferreira

Land-use changes affect the properties of ecosystems, and are typically associated with decreasing ability to supply services, which in turn causes a decrease in the social well-being. Urbanization is identified as one of the main causes of ecosystem degradation, once it is considered an artificial space that replaces natural areas.This study investigates the impact of land-use changes during 20 years (1995-2015) on the potential supply of ecosystem services in Coimbra municipality, central Portugal. The assessment was based on the evaluation performed by 31 experts familiar with the study area, through questionnaires. The experts ranked the potential supply of 31 ecosystem services, grouped in regulation, provisioning and cultural services, for the several land-uses existent. Experts performed a qualitative evaluation, considering ‘strong adverse potential’, ‘weak adverse potential’, ‘not relevant’, ‘low positive potential’ and ‘strong positive potential’. The qualitative evaluation was converted into a quantitative classification (-2, -1, 0, 1, 2). Quantitative values were then used to develop an ecosystem services quantification matrix and to map the information in the study area, using Geographic Information Systems (GIS). An urban expansion from 14% to 18% was recorded over the last 20 years. Agricultural land decreased 8% due to conversion into forest (4% increase) and urban areas (4% increase). This has led to a decrease in the supply of provision (e.g. food) and regulation services (e.g. flood regulation). In fact, over the last years, recurrent floods have been increasingly noticed in Coimbra city. On the other hand, the growth of forest areas has led to an increase in general ESs supply. The adverse impacts of urbanization were partially compensated by enlarging the benefits provided by forest areas, which is the land-use with greatest ESs potential supply. In order to support urban planning and develop sustainable cities, it is essential to quantify the potential supply of ecosystem services considering local scale and characteristics.

How to cite: Amorim Leitão, I., Santos Ferreira, C. S., and Dinis Ferreira, A. J.: The impact of two decades of land-use changes in potential ecosystem services supply in a Portuguese municipality - Coimbra, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-1291, https://doi.org/10.5194/egusphere-egu2020-1291, 2020.

Shanghai is one of the demonstration sites of Sponge City which is a typical coastal saline-alkali area. To improve the urban resilience and mitigate storm water, green infrastructure as raingarden, bioswale and green roof, etc. are used to regulate runoff. However, the design of raingarden have the disadvantage of solutions for high groundwater levels and soil salinization in Shanghai. In order to improve the regional adaptability and optimize the design of the raingarden, the indoor rainfall simulation experiments and orthogonal experiments were used to analyze the effect of salt isolation and rain infiltration impacted by different structures (salt-insulated layer material, salt-insulated layer position, filler layer thickness). The results show that the order of influence on salt isolation is: salt-insulated material>filler layer thickness>salt-insulated layer position. The order of impact on rain infiltration is: salt-insulated material>salt-insulated layer location>filler layer thickness. Three types of rain garden structures are proposed. The first is strong salt-insulated rain garden suitable for severe saline-alkali areas. The second is suitable for the comprehensive rain garden in the moderate saline-alkali area. The third is suitable for the permeable rain garden in the light saline-alkali area.

How to cite: Yu, B., Che, S., and Wang, L.: Adaptive Structure Design of Raingarden in Shanghai Coastal Saline Alkali Area for Improving Urban Resilience, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2115, https://doi.org/10.5194/egusphere-egu2020-2115, 2020.

Agriculture land has been treated as the urban reserved land which has potential value for transformation. Especially for the land development strategy by “Developmental Government”, agriculture land’s value is twisted and encouraging trading activity, that result in lower production and short in food supply. The threats from extreme weather and environmental change has increased the potential hazards of landuse and challenges toward town planning. This study uses environmental diagnosis and field survey with in-depth interviews, along with the result from FLO-2D flood model and GIS overlay of hazard risk maps, to proceed with a case of “property-led development” in (Taiwan, Xinzhu) Zhubei city. The findings indicate that run-off volume of some area has changed and the flooding depth / area has increased. By interpreting the empirical results, it has exposed the environmental hazard issues and land commodification by the failure of urban planning policy in Zhubei city.

How to cite: Hung, C.-T., Lin, W.-Y., and Lin, S.-H.: Township Spatial Commodification and Environmental Spatial Disaster under the Threat of Climate Change: Flooding and Development of (Taiwan) Zhubei Urbanization, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-2423, https://doi.org/10.5194/egusphere-egu2020-2423, 2020.

Understanding the relationships among multiple ecosystem services and their drivers is crucial for the sustainability of ecosystem services provision. Different ecosystem services were quantified using different models, and the relationships among ecosystem services and their drivers were analyzed using different statistical methods in the Beijing-Tianjin-Hebei urban agglomeration. Our results showed that the spatially concordant supply of regulating services and cultural services decreased from northwest to southeast, whereas the delivery of provisioning services decreased from southeast to northwest in the region. The provisioning service was  antagonistic with both the regulating services and the cultural service, and the relationships among the regulating services and the cultural service were mostly synergistic. Different combinations of ecosystems provided seven types of ecosystem services bundles with different compositions and quantities of ecosystem services. Different drivers had different impacts on different ecosystem services. On the basis of  our findings, we suggested that the features of ecosystem service relationships and their drivers should be considered to ensure the efficiency of the  management of natural capital.

How to cite: Shen, J.: Exploring the relationships among ecosystem services and their drivers in the Beijing-Tianjin-Hebei urban agglomeration, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3551, https://doi.org/10.5194/egusphere-egu2020-3551, 2020.

Contradictions between population, economic development, land and ecological environment occur frequently in the Beijing-Tianjin-Hebei urban agglomeration, forming a complex problem of "population - land - social economy - ecological environment" at a regional level. This study considers seven indicators, including LUCC and three typical ecosystem services, to recognize the critical regions. Through continuous experiments and adjustments of parameters, we finally determine the building methods of overlaying in a equal power, and quantificationally evaluate the land use dynamic degrees, land use extents, diversity of land use types, ecological land use ratio, carbon sequestration service, soil conservation and water production services, integrated identify critical areas of the Beijing-Tianjin-Hebei urban agglomeration. We aim at realizing the coordinated sustainable development of Beijing-Tianjin-Hebei region as soon as possible, and providing the basis for land planning. The results show that the critical regions of the Beijing-Tianjin-Hebei urban agglomeration are mainly distributed in the Yanshan and Taihang mountain regions and the surrounding towns. On the scale of county level, the first-level critical regions are mainly located in Beijing, Qinhuangdao and Chengde, and the second-level critical regions are mainly located in Chengde, Beijing, Qinhuangdao and Baoding.

How to cite: Liu, Y.: Critical Region Identification of Land Use/Land Cover based on typical ecosystem services - a case study of Beijing-Tianjin-Hebei Urban Agglomeration, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-3823, https://doi.org/10.5194/egusphere-egu2020-3823, 2020.

As is known to everyone, the preservation of agricultural landscape plays a crucial role in productivity, sustainability and other ecosystem services of agricultural systems. In Taiwan, there was a disgraceful history between the sprawl of factories and farmland preservation. With the expansion of Cities’ boundaries, it formed a skyrocketing wave of urban sprawl at the fringe of urbanized area in the 1960s. It created a prevailing phenomenon in rural area in Taiwan called “ Non-Agricultural Use on Farmland “, which means landuse that violates against the current law, such as manufactories and houses. These human activities severely deteriorate the landscape and the quality of agricultural products in Taiwan. However, with the awareness of the importance of ecosystem services, people in Taiwan are no longer satisfied with nowadays policy-making process. They are asking to take ecosystem-value into consideration in policy formulation and spatial planning processes. Yet, current spatial planning policies rarely include the value of ecosystem services in the assessment process, which result in biases in policy evaluation and detract from the output of ecosystem services and human well-being.

Therefore, in order to incorporate the ecosystem service assessment into the process of spatial planning policy, this study will first evaluate the ecosystem services through the InVEST model and identify the spatial pattern of ecosystem services through spatial autocorrelation. In our research, we select four modules that is consider to be most relevant to the preservation of farmland landscape through literature review, which includes:  “Carbon Storage and Sequestration”, ”Habitat Quality”, ”Annual Water Yield”, ”Sediment Delivery Ratio”. Then, by modifying the spatial pattern of the ecosystem services into criteria settings, this thesis simulates the change of the overall ecosystem services and the hotspots in different scenarios of farmland control policies. In order to further assess the spatial relevance of farmland-factory management policies to ecosystem services, this study use spatial autocorrelation to assess the location of ecosystem services and to identify a reasonable and effective farmland management strategy.

Primitive analysis points out that the demolition of the farmland-factory will have positive effects on multiple ecosystem services. We verify several scenarios including the scenarios that consider the spatial pattern, take hot spots of selected ecosystem services modules into consideration, the other that consider “ growth management ” and still the one that consider ongoing governmental policies. However, the output of ecosystem services and spatial pattern are different due to the spatial structure of the research environment and the physical status. Some of the ecosystem services show obvious result that they are affected by the spatial structure or by physical environment, and there are still some results showing no significant difference. This paper try to demonstrate and provide information in the process of farmland-factory management policy. The findings of this article can be applied to policies that concerned of landscaping preservation planning and management, providing a GIS-based and Scenario-based method of ecosystem services assessment, which we hope to construct a harmonious policy framework for landscape preservation and industry expansion

How to cite: Chen, J. T. and Chang, H.-S.: Impact of local industry expansion on farmland ecosystem services: A case study of farmland-factories in Changhua County, Taiwan , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6588, https://doi.org/10.5194/egusphere-egu2020-6588, 2020.

EGU2020-12739 | Displays | ITS2.12/HS12.24

Methodological approaches to assess the impact of landscaping on the microclimate of urban environment of southern mountain resorts

Elena Chalaya, Natalia Efimenko, Nina Povolotskaya, Irina Senik, and Victor Slepykh

The changing urban system of resorts is characterized by a tendency towards a decrease in the volume of arborous phyto-resources of urban gardening involved in the environmental protection function of the environment, the appearance of pathogenic effects, the nature of which has not been sufficiently studied.

There have been considered some results of route landscape-climate monitoring in the southern region of the Caucasian Mineral Waters (the Russian Federation) by the methods adopted in balneology [1]. The subject of the study was the modules of the resort and recreational potential (RRP) in the experimental urbanized (open) and natural park areas (in the shade) at heights of 600, 800 and 1000 m above the sea level.

The obtained results indicate significant territorial differences in the values ​​of integral RRP in urbanized and natural areas. Differences between the extreme values ​​ranged from 0 to 2,55 points (out of 3 possible), that is from extremely unfavorable to comfortable conditions. Material analysis showed that in the “weight” ratio, the “pathogenicity” of microclimate of the urban systems had been formed due to differences in landscaping conditions at the experimental sites: by solar illumination (up to 100 lx), by total solar radiation (up to 600 W/m2), by the temperature of geological substate (up to 23-25​​°C), by relative air humidity on the Earth's surface (20%), by natural aeroanions (up to 420 ion/cm3), by the percentage of the minimum permissible level of anions (> 400 ion / cm3, up to 60%), by breathing ground-level aerosol pollution with a particle diameter of less than 1000 nm, penetrating to the alveoli (by 10-50%) when breathing, by terms of hypoxia (up to 10-20 g/m3 - 5-10%).

Conclusion: the obtained results indicate the dominant role of greening in the correction of microclimate modules and resort-recreational potential in urban mountain resorts. When developing urban planning standards for mountain resorts, it is necessary to provide a special type of urban landscaping aimed at reducing the area of stone coverings of buildings due to their vertical landscaping, increase in the “green shade” over urban pedestrians through the installation of "tent gardening" as well as bringing urban tree planting to 40-60% of the resort area.

References: 1.Resort study of Caucasian Mineralnye Vody region / Under the general edition of the prof. V.V. Uyba. Scientific publication. - Pyatigorsk. - 2011.– 368 p.

 

 

 

How to cite: Chalaya, E., Efimenko, N., Povolotskaya, N., Senik, I., and Slepykh, V.: Methodological approaches to assess the impact of landscaping on the microclimate of urban environment of southern mountain resorts, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-12739, https://doi.org/10.5194/egusphere-egu2020-12739, 2020.

Surface water flooding is the most likely cause of flooding in London, still affecting at least 3% of the area and up to 680,000 properties. Urbanization and climate change are expected to increase the impacts of urban flooding in the near future. To mitigate such problem and provide resilient ecosystem services for Europe’s largest capital, Urban Green Infrastructure adaptations have been extensively used in the last two decades in conjunction with traditional grey infrastructure. Sustainability and efficiency of green infrastructure depend on the ability of plants to emulate the natural ecosystem water and carbon cycles in the city. Considering the expected rise in temperature, changes in rainfall patterns and intensification of the urban heat island effect, existing and planned green infrastructure solutions might be vulnerable to plant water stress. Since there will be much less space available to accommodate future changes in cities, it is extremely important to think about the system’s potential performance further ahead the construction. In this study we perform a detailed evaluation of representative London parks and rain gardens to mitigate flood risk under a changing climate. Specifically, we focus on the hydrological performance of urban raingardens (consisting exclusively of low stature plants) and urban parks (as a composite of low stature vegetation and urban forests) in London. The coupled water and carbon dynamics were evaluated using the ecohydrological model Tethys-Chloris (TeC) forced with the last generation climate change projections UKCP18. Based on our simulation we disentangle the composite effects of climate change, to plant physiological responses to elevated CO2 and changes in precipitation patterns and temperature.

Our results indicate that:

(a) Changes in weather severely affect plant efficiency during the 2nd half of the 21st century;

(b) Effectiveness of green infrastructure is strongly dependent on possible climate change outcomes;

(c) Within a certain range of plausible climate changes, for the 1st half of the 21st century positive effects of changes in climate can mostly counteract negative plant physiological responses to elevated CO2, but those negative effects gradually become dominant;

(d) Efficient and sustainable design of urban green infrastructure to mitigate flooding must consider an optimal adaptive choice of plants to offset the projected negative impacts of elevated CO2 and uncertain climate.

How to cite: Zhang, Z., Paschalis, A., and Mijic, A.: Modelling London’s Urban Green physiological responses and impacts on flood retention sustainability under climate change, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-8536, https://doi.org/10.5194/egusphere-egu2020-8536, 2020.

EGU2020-22563 | Displays | ITS2.12/HS12.24

Reactive transport modeling of an innovative nature-based solution for domestic sewage treatment

Johannes Boog, Thomas Kalbacher, Jaime Nivala, Manfred van Afferden, and Roland A. Müller

The discharge of inadequately treated sewage is still a worldwide problem that contributes to the deterioration of receiving water bodies. Especially in urban environments of less developed countries this threatens drinking water availability and, therefore, puts human health at risk and impedes sustainable urban development. Aerated treatment wetlands are innovative nature-based solutions that have been successfully applied in treating domestic, municipal and industrial effluents. The advantage of these technologies is their simplicity which translates into low operation and maintenance requirements and robust treatment. Aerated wetlands can be easily integrated into  decentralized water infrastructure to serve the demand of changing and fast-growing urban environments.

Aerated wetlands mimic natural processes to treat wastewater. Air is injected into these systems to provide an aerobic environment for increased aerobic biodegradation of pollutants. However, quantitative knowledge on how aeration governs oxygen transfer, organic matter and nitrogen removal within aerated wetlands is still insufficient.

In this study, we developed a reactive transport model for horizontal sub-surface flow aerated wetlands using the open-source multi-physics simulator OpenGeoSys. The model was calibrated and validated by pilot-scale experiments with real domestic sewage including steady-state operation and induced aeration failures. In both cases, the model achieved an acceptable degree of simulation accuracy. Furthermore, the experiments including short—term aeration failure showed that horizontal flow aerated wetlands can fully recover from such operational disruptions.

We then analyzed several simulation scenarios and found out that increasing aeration alters and shifts water quality gradients for organic carbon and nitrogen downstream. This can, for instance, be exploited to provide specific effluent qualities for different demands in an urban environment such as irrigation or groundwater recharge. We identified that the aeration rate required to provide an efficient and robust treatment efficacy for organic carbon and nitrogen of domestic wastewater is 150–200 L m2 h1. The developed model can be used by researchers and engineers to support the design of horizontal flow aerated wetlands in the context of applications in urban environments. Furthermore, our research highlights the suitability of horizontal flow aerated wetlands as a resilient treatment technology with potential application for water pollution control in urban environments.

How to cite: Boog, J., Kalbacher, T., Nivala, J., van Afferden, M., and Müller, R. A.: Reactive transport modeling of an innovative nature-based solution for domestic sewage treatment, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-22563, https://doi.org/10.5194/egusphere-egu2020-22563, 2020.

Recently, particularly invasive urbanization dynamics, resulted into a substantial increase in the urban impervious surface that forced the administrations to deal more frequently with the inability of the traditional drainage systems to manage stormwater in a sustainable and effective manner. Worldwide, integrated approaches, such as Sustainable Drainage Systems (SuDS), whose basic principle is the management of rainwater at source through the implementation of prevention, mitigation and treatment strategies, are increasingly being developed.

The project aims to assess the benefits, in terms of reduction of floods, deriving from the widespread implementation of SuDS in an industrial area of about 300 ha in northern Italy and to analyse their behaviour under local climatic conditions. For this purpose, in absence of rain gauges in the case study area, analyses were carried out to obtain reliable and continuous rainfall data from all weather stations closest to the basin. Therefore, 10 years of rainfall data (2009-2018), recorded at 15 minutes timesteps from 10 station, have been acquired by the Regional Agency for Environmental Protection of the Lombardia Region and Inverse Distance Weighting has been used as a methodology of interpolation to obtain precipitation for the area of interest.

Critical precipitation scenarios, both annual and event scale, have been identified to evaluate the performance of SuDS during significant rainfall periods or events. For this reason, it was considered appropriate to extract from the complete dataset the year characterized by the maximum precipitation amount (1515.57 mm), the rain events with the maximum intensity in an hour (5.23 mm/h), with the maximum overall intensity (7.36 mm/h) and with the highest return period (5 years with a 6.87 mm/h intensity).

SWMM5 modelling allowed to compare the performance of the sewer system of the basin (overall 1148 nodes, 1141 pipelines for a total of 36 km of network) in a “traditional” scenario, without integrated strategies, and after the implementation of  green infrastructures (about 10% surface area and located in the basin in accordance with the current structure of the urban agglomeration).

The results, assessed in terms of reduction of different parameters such as runoff coefficient (on average 12% for the year and 39% for the event analysis), maximum flow in the pipelines (on average 3% and 31% respectively), maximum total inflow in the outfalls (on average 7% and 40% respectively) and node flooded (on average 23% and 57% respectively) following the implementation of SuDS, suggest in the first instance that these systems can give their contribution in the mitigation of the effects of flooding in urban areas. Indeed, analyses aimed at investigating punctually over time flow and volume in the outfalls conducted so far, brought about no extremely positive results and the performance of SuDS seems to be particularly challenged by severity of rainfall events.  As future aspects, this research strives to assess the performance of sustainable drainage systems under common rainfall scenarios and to establish, through an analysis of the climate change effects and the creation of rainfall data projections, the performance of these systems also over time.

How to cite: D'Ambrosio, R., Schmalz, B., and Longobardi, A.: Assessing the performance of Sustainable Drainage Systems (SuDS) in urban context using SWMM5 modelling scenarios: the example of a typical industrial area in Lombardia Region, northern Italy, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-21377, https://doi.org/10.5194/egusphere-egu2020-21377, 2020.

It is expected that 80% of the world population will be living in urban areas by 2050, therefore more pressure on natural resources will be exacerbated if we continue with harmful human environmental practices, since pre-industrial era, intensifying the mayor environmental, social and economic challenges in cities. Scientific evidence shows the potential of Nature Based Solution to tackle environmental, societal and economic challenge related to urbanization, climate change, loss of biodiversity and ecosystem services in cities.

The research article analyses EU regulation and framework related to cities, environmental, economic, and aim to discuss the status quo of Nature-Based Solutions (NBS) integration in urban planning Cities in H2020 Project, for better implementation policies on NBS at the city level, identifying gaps and potentials through a comprehensive mapping of the terrain on NBS policies in EU Cities, allowing for upscale and replication of those solutions in a form of a validated roadmap for sustainable cities across Europe and world-wide.

The main findings to shape the sustainability world of tomorrow of the research activities are as follow: to promote the inclusion of NBS in urban planning and decision making processes it was generally perceived that cities with more investment in research and innovation funding are more suitable for enabling cities to design and implement transition pathways to becoming inclusive, resilient, sustainable, low-carbon and resource efficient, to tackle most of the challenges Europe is facing today, such as climate change, health and well-being, loss of biodiversity of unsustainable urbanization.

 Therefore, cities will contribute to improve the environmental, social and economic dimension, providing the way towards a more resource efficient, competitive and green economy with the implemention of the NBS, that might be tackled in an integrated, coherent and holistic approach to enhance sustainability, resilience and quality of life for dwellers.

How to cite: Garcia Mateo, M. C.: Mainstream NBS in sustainable urban planning, strengthen the European Green Deal and EU recommendations, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-20683, https://doi.org/10.5194/egusphere-egu2020-20683, 2020.

Urban areas increasingly face challenges associated with dynamic interactions between human and nature systems, such as global (land-, water-use and climate) changes and their related environmental consequences. These challenges can be addressed by sustainable management of coupled human-nature systems that are being stablished and progressed in urban areas. In this context, nature-based solutions (NbSs), as cost-effective actions, are used to protect, sustain, and restore natural or engineered ecosystems for potentially increasing their services delivery to humans. Being inspired and supported by nature systems, NbSs provide human well-being and biodiversity benefits and address coupled environmental-social-economic challenges. This study develops an integrated understanding of human-nature interactions, by investigating wetland functions and their values in Stockholm region, a European densely populated urban area. Wetlands integrate natural and anthropogenic processes and help cities adapt to changes by enhancing their resilience to environmental and social challenges. In this study, a participatory approach has been applied for combining local and scientific knowledge to address the following questions: (i) What are the underlying system dynamics and interactions between urbanization and wetland regulating ecosystem services as coupled human-nature systems? and (ii) How do these dynamics affect synergies and trade-offs in achieving Sustainable Development Goals (SDGs)? Therefore, relevant actors have been involved in thematic sector workshops and followed a systems thinking technique to co-create a causal loop diagram (CLD) as a conceptual system representation. The CLD highlights key components and drivers of the system, providing actor-specific perspectives of interactions and feedback structures within the system. Dynamic hypotheses on the effectiveness and roles of wetlands as NbSs in the study region have also been examined in a fuzzy cognitive map, developed as a semi-quantitative system representation. The results provide insights on wetland contributions to attaining SDGs in urban areas, as well as potential transition pathways toward sustainable development by identifying opportunities and barriers for the study region.

How to cite: Seifollahi-Aghmiuni, S., Kalantari, Z., and Santos Ferreira, C. S.: Nature-based Solutions to Mitigate Environmental Challenges: A Systems Thinking Approach for Integrated Understanding of Human-Nature Interactions, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4087, https://doi.org/10.5194/egusphere-egu2020-4087, 2020.

A comprehensive understanding and modeling of socio-ecological systems can better assess the interactions between ecosystem amenities and human urban development. Based on the theory of supply-demand of ecosystem service, this paper constructs a comprehensive socio-ecological system modeling approach to identify ecosystem amenities’ roles in shaping human urban development and how the developments in turn affect ecosystem services. In our model, ecosystem services are regarded as both attractors and costs to human activities that cause urban land use changes. It adds to the existing ecosystem impact assessment approaches by integrating ecosystem services as both supply and demand in a socio-ecological process model with dynamic interaction and feedback between social and ecological systems. The approach couples socioeconomic, urban land use, and ecosystem interactions in a fine scaled (30×30 m) modeling framework with multiple time steps and feedback. Calibration through machine-learning techniques is applied to depict the joint driving forces from ecosystem amenities, socioeconomic attractors, and biophysical factors in influencing urban land use developments. Ecosystem Preservation District policy is tested as a policy scenario that aims to protect high-value ecosystem service areas while ensuring maximum ecosystem amenity provisions to urban inhabitants. Stockholm County, Sweden constitutes the study area with forecasts to 2040.

The analytical results will include: 1) calibrated functional forms and variable coefficients of ecosystem amenities that drive urban developments in comparison to other socioeconomic and biophysical variables; 2) assessment of ecosystem service value losses induced by human development; and 3) simulation of ecosystem service value preserved through Ecosystem Preservation District policy scenario. The analytical evidence provides further proof-of-concept of superior capability of using comprehensive socio-ecological models of understanding interactions between human and ecological systems. The policy scenario analysis offers supporting evidence for mitigating environmental impacts from urban growth through growth management policies. Finally, optimization of supply-demand of ecosystem services is critical in constituting the toolkit for nature-based solutions in urban planning and management.   

 

How to cite: Pan, H. and Page, J.: Ecosystem Amenities as Drivers for Urban Development and its Resulting Impacts: A Social-Ecological Modeling Approach for Stockholm, Sweden, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4216, https://doi.org/10.5194/egusphere-egu2020-4216, 2020.

EGU2020-4755 | Displays | ITS2.12/HS12.24

Carbon Emissions and Sequestrations in Urban Landscapes and their Various and Changing Land and Water Covers

Jessica Page, Elisie Jonsson, Zahra Kalantari, and Georgia Destouni

In order to meet the dual challenges of providing for a growing global population and mitigating climate change effects, it is necessary to consider how urban areas can grow while achieving carbon neutrality, which is a complex and difficult task. It requires increased understanding of carbon dynamics in the coupled urban social-ecological systems, including process-level understanding and distinction of natural and human-perturbed carbon exchanges and their interactions. A better understanding of these complex systems and processes could, for example, facilitate enhanced use of nature-based solutions (NBS) to help mitigate and offset the greenhouse gas (GHG) emissions of urban regions. This paper addresses part of this challenge, aiming to further understanding of the complex interactions between urban growth and GHG emissions implied by associated land use changes, including the influence of water bodies within the urban region on the carbon source-sink dynamics.

 

The study involves a comprehensive analysis of the land-use related GHG emissions and removals (through carbon sequestration) in the urban region of Stockholm County in Sweden, which is currently experiencing large urban growth and rapid population growth. Stockholm County includes large urban areas, forested areas (both old and young preserved natural forests and managed forestry), farmlands, some wetlands, and a number of smaller towns and semi-urban areas. Geographically, much of the county is located on the Stockholm Archipelago – a series of islands in the Baltic Sea – and the remainder is dominated by many lakes, including Lake Mälaren, which is Sweden’s third largest lake and the main water supply for the capital city Stockholm. The water coverage prevailing in the county allows for investigation of its effects in combination and relation to the variable and changing urban and other land cover distribution on the regional GHG emissions and sequestrations. These effects may be considerable and are addressed in this study.

 

Results include an inventory of existing and planned land uses in Stockholm County, and the GHG emissions or sequestration potentials associated with each of these. The land uses include urban and semi-urban areas, different types of natural and cultivated vegetation, agriculture, forestry, water bodies and wetlands. The study provides a map of Stockholm County’s GHG emission and sequestration potential, which is further analysed to advance our understanding of how future development in the county can be shaped to effectively minimize urban GHG emissions and maximize carbon sequestrations. The inclusion of water bodies in this GHG inventory proved to be particularly interesting; while lakes and other water bodies are often considered as ‘blue’ nature-based solutions (NBS) for maintaining and providing a number of ecosystem services in urban regions, our results indicate the lakes in Stockholm County as considerable sources of GHG emissions. The contribution of inland waters to the regional GHG emissions emphasizes the need and importance of improving rather than deteriorating the regional carbon sequestration potential in the urbanization process. This can be achieved by using and enhancing other types of NBS, such as rehabilitation of green areas like forests, in order to achieve carbon neutrality in this urban region.

How to cite: Page, J., Jonsson, E., Kalantari, Z., and Destouni, G.: Carbon Emissions and Sequestrations in Urban Landscapes and their Various and Changing Land and Water Covers , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-4755, https://doi.org/10.5194/egusphere-egu2020-4755, 2020.

EGU2020-6515 | Displays | ITS2.12/HS12.24

Using Eye-tracking and Deep Learning Approach to Promote Naturalness in Urban Landscape

Yeshan Qiu, Yugang Chen, and Shengquan Che

Promoting greenness and naturalness has been the integral goal in nature-based solutions for urban environments. Design and building appreciated landscape for subjective public perception is a key factor in the success of promoting urban greenness and naturalness. The current measures of naturalness are siloed from public appreciation and acceptance of urban landscape designs. Our goal is to use state-of-art methods combining traditional design perception evaluation to embed naturalness with public landscape aesthetic perceptions evaluation system. A deep learning and eye-tracking based approach to understand public aesthetic perceptions of landscape street-view images is developed and applied to a case study of Shanghai. We use machine deep learning techniques to identify and assess landscape composition with landscape images and in-situ captured data to study the influence of naturalness of public perceptions of landscape based on a Bayesian network aesthetic evaluation model. The methodology extend the present landscape aesthetic evaluation framework and has the potential to be implemented to much wider applications. Our results indicate a co-conception of naturalness and public appreciation as a proof-of-concept of nature-based solutions.

Key words:Eye-tracking;Deep Learning;Naturalness;Public aesthetic perceptions;Bayesian network aesthetic evaluation

How to cite: Qiu, Y., Chen, Y., and Che, S.: Using Eye-tracking and Deep Learning Approach to Promote Naturalness in Urban Landscape , EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6515, https://doi.org/10.5194/egusphere-egu2020-6515, 2020.

Subjective perception of ecosystem services is an emerging topic to better understand nature-based solutions for human and natural sustainability. Survey-based methods for subjective perception has the difficulty to move their conclusions beyond site-specific applications. Potential data sources for subjective perception exist in many sources such as geo-tagged social media and street-view photos. In this paper, we develop a combined deep-learning, survey, and multi-source data big data approach to study and promote subjective ecosystem service perceptions beyond site-specific applications. Specifically, we use machine learning models trained to predict human perception from a large dataset of images to rate urban landscape photos from social media and street-view maps. The predictors include CNN-engineered photo features, geographic information, survey-based ratings as well as public ratings from social media and street-view maps. The method of this study can be applied to understand subjective perception of ecosystem services for a wide range of urban landscape site. The results contribute to a better understanding of connections between subjective perception and objective evaluation of ecosystem services value for urban landscape so that nature-based solutions can be better implemented for human well-being and sustainability.

Key Words: Deep learning; Multi-source big data; Subjective perception; Ecosystem services; Social media

How to cite: Chen, Y., Qiu, Y., and Che, S.: Combing deep learning and multi-source data to promote subjective perception of ecosystem services in urban landscape, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-6516, https://doi.org/10.5194/egusphere-egu2020-6516, 2020.

EGU2020-9115 | Displays | ITS2.12/HS12.24

Heavy metals removal by flax fibers to a further use in urban runoff management systems

Meriem Kajeiou, Abdellah Alem, Anne Pantet, Soumaya Mezghich, and Nasre-Dine Ahfir

Abstract

Water pollution has long been considered a major problem causing environmental and public health issues. A range of contaminants are encountered in wastewater, industrial effluents and also road runoff, they include total suspended solids, nutrients, hydrocarbons and heavy metals. These latter have been found very toxic and hazardous, either for human health, or fauna and flora. In recent decades, studies have demonstrated a good removal efficiency of heavy metals by adsorption technique, and especially biosorption. Numerous biosorbents have been investigated, mainly lignocellulosic materials which have shown high adsorption capacity. Within this context, this study aims to investigate flax fibers capacity of zinc, copper and lead ions removal from aqueous solutions, in order to examine the best conditions to test a full-scale device designed to treat stormwater runoff. The choice of flax is related to its high availability, low cost and local economy reasons. The device consists of sand and layers of flax fibers geotextiles. It will be placed on a parking at the entrance of a retention basin in Le Havre. For this purpose, batch experiments were carried out with ternary and mono-metal solutions of zinc, copper and lead ions at room temperature with molar concentrations of 0.04 mmol.l-1, at pH around 6.4. Biosorption kinetics and biosorption equilibrium were performed and analyzed. The results showed a favorable adsorption for the three metals in the order Pb > Cu > Zn for both types of solutions, with adsorption rates of 94%, 75% and 62% respectively in the ternary metal solution and 94%, 81% and 82% in the mono-metal solutions. The effect of competition was important for zinc, barely visible for copper, and non-existent for lead.

Keywords: Biosorption, heavy metals, pollutants, stormwater management systems.

 

How to cite: Kajeiou, M., Alem, A., Pantet, A., Mezghich, S., and Ahfir, N.-D.: Heavy metals removal by flax fibers to a further use in urban runoff management systems, EGU General Assembly 2020, Online, 4–8 May 2020, EGU2020-9115, https://doi.org/10.5194/egusphere-egu2020-9115, 2020.

EGU2020-10661 | Displays | ITS2.12/HS12.24

Effect of trees on street canyon ventilation

Sofia Fellini, Alessandro De Giovanni, Massimo Marro, Luca Ridolfi, and Pietro Salizzoni

Due to the overall growth of the world population and to the progressive shift from rural to urban centres, 70% of the world population is expected to live in urban areas in 2050. This trend is alarming when related to the constant decline of urban air quality at the global level. To cope with this rapid urbanization, solutions for sustainable cities are extensively sought. In this framework, the mitigation of air pollution in street canyons plays a crucial role. The street canyon (a street flanked by high buildings on both sides) is the fundamental unit of the urban tissue, as well as a vital public and residential space. Street canyons are particularly vulnerable to air pollution due to traffic emissions, low ventilation conditions, and the number of citizens exposed. Tree planting in street canyons is often used as a pollution mitigation strategy,