NH – Natural Hazards

EGU22-1892 | Presentations | MAL1 | Alfred Wegener Medal Lecture

Understanding changing river flood hazards 

Günter Blöschl

There is serious concern that the hazard, or probability, of river floods is increasing over time. Anticipating any change in flood hazard is extremely important for adapting flood management strategies and thereby reducing potential damage and loss of life. However, floods are the result of complex interactions of runoff generation processes within the catchment area not easy to quantify. This presentation will review recent advances in understanding how and why river floods, and their probabilities, are changing over time.

Land use change, such as deforestation, urbanisation and soil compaction resulting from more intense agriculture, modify river floods by altering the infiltration capacity and soil moisture. Locally, these processes are well understood but less so at the catchment scale. The effect of land use on floods is particularly pronounced for flash floods in small catchments because of the role of soil permeability in infiltration at this scale. For regional floods, and for the most extreme events, land use is usually not the most important control, because areas of soil saturation are more relevant in runoff generation, which are less driven by soil permeability.

Instead, hydraulic engineering works, such as river training, reservoirs and levees, are more relevant. The effect of individual hydraulic structures can be captured well by hydraulic  modelling based on mass and momentum balance, and their role depends on the event magnitude. There is a tendency for all of these engineering works to exert the greatest effect on floods for events of intermediate magnitude, e.g. associated with return periods of the order of ten to one hundred years. Regional effects of engineering works are an active research topic.

Climate change can affect river floods at all catchment scales, from a few hectares to hundreds of thousands of square kilometres. Observed changes in river floods, e.g. in Europe, suggest that climate change is indeed modifying the river flood hazard, but the changes are not necessarily directly linked to precipitation, nor are they directly linked to rising air temperatures. The key to understanding climate change effects on floods is therefore the seasonal interaction between soil moisture (influenced by precipitation and evaporation), snow processes, extreme precipitation and runoff generation. In Europe, there have been a number of flood-rich periods in the past 500 yrs and we are currently in one of them. A trend of storm tracks to move further north in Europe has increased both average and extreme precipitation and thus river flood hazard in the Northwest of Europe, but floods are decreasing where snowmelt is relevant due to shallower snowpacks. There is a tendency for climate change to have the greatest effect on floods of large event magnitudes.

It is concluded that substantial progress has been made in recent years in understanding the role of land use, river works and climate in changing river flood hazards, both through data based and modelling approaches. Considering all three controls of change is essential in reliable flood risk assessment and management in order to maximise protection levels at an affordable cost.

Publications: https://hydro.tuwien.ac.at/forschung/publikationen/download-journal-publications/

How to cite: Blöschl, G.: Understanding changing river flood hazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1892, https://doi.org/10.5194/egusphere-egu22-1892, 2022.

EGU22-7784 | Presentations | NH10.2 | Arne Richter Award for Outstanding ECS Lecture

The emergence of compound event analysis as a new research frontier 

Jakob Zscheischler

Over recent years, research on compound weather and climate event has emerged as a new research frontier at the interface of climate science, climate impact research, engineering and statistics. Compound weather and climate events refer to the combination of multiple drivers and/or hazards that contribute to environmental or societal risk. Compound event analysis combines traditional research on climate extremes with impact-focused bottom-up assessments, thereby providing new insights on present-day and future climate risk. In this talk, I will illustrate my own trajectory into compound event analysis and highlight current and future challenges in this novel and exciting field of research. 

How to cite: Zscheischler, J.: The emergence of compound event analysis as a new research frontier, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7784, https://doi.org/10.5194/egusphere-egu22-7784, 2022.

EGU22-13258 | Presentations | MAL25 | Plinius Medal Lecture

Numerical prediction of the atmospheric dust process: the way to reduce risks from its adverse effect 

Slobodan Nickovic

Mineral dust, one of the most abundant aerosols in the atmosphere, can be transported by winds thousands of kilometers away from its source and deposited on land and sea. In response to growing societal interest in reducing risks from various hazardous dust effects, the World Meteorological Organization has established a long-lasting Sand and Dust Storm Warning Advisory and Assessment System, while the UN formed in 2018 the Coalition to Combat Sand and Dust Storms. Over the last twenty years, thanks to dust-related research, numerical models have been developed which today successfully predict the atmospheric dust process. Such models include dust concentration as a prognostic parameter and can now successfully assess the occurrence of most dust storms. There are numerous impacts of dust on weather, climate, marine and terrestrial ecosystems, many of them with detrimental effects, such as: adverse influence on human health; disruption of ground and aviation transport; reduced agricultural growth; disfunctioning of solar energy panels; and acceleration of snow and ice melting in high-latitudes. This study will present examples illustrating recent efforts to develop user-oriented applications based on the use of dust forecasting products to mitigate the negative impacts of this aerosol.

How to cite: Nickovic, S.: Numerical prediction of the atmospheric dust process: the way to reduce risks from its adverse effect, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13258, https://doi.org/10.5194/egusphere-egu22-13258, 2022.

EGU22-4490 | Presentations | MAL28 | Sergey Soloviev Medal Lecture

Challenges in physical modeling of landslides, glaciers, and generated seismic and tsunami waves for hazard assessment 

Anne Mangeney and the multidisciplinary group of her collaborators

One of the great challenges facing our society is to cope with the increase in natural risks induced by climate change and human activity. The frequency of heavy rains and changes in vegetation cover have intensified over most areas, leading to enhanced risks of landslides and the tsunamis they can generate. Rising sea levels, partly induced by polar ice mass loss due to ice sheet melting and iceberg calving, make the increasing coastal population and infrastructures even more vulnerable to tsunamis. This creates an urgent need for precise quantification of landslides, tsunamis, and sea level rise impact to build reliable hazard maps for early warning systems and evacuation plans.

Accurate prediction of landslides and ice sheet mass loss is usually unreachable despite a tremendous amount of high quality data from imagery, GPS and dense arrays of seismic and oceanic sensors that record the seismic and water waves generated by landslides and iceberg calving at distances of more than 1000 km from the source, depending on the event volume (m3 to km3). These waves carry key information on the source such as mobilized mass, friction of the sliding material, and interaction with water. Therefore, beyond mere detection and localization of landslides and iceberg calving, full exploitation of these wave data should provide unprecedented clues to the complex characteristics and dynamics of these sources. Despite increasing research in environmental seismology this last decade, this is still a highly challenging issue because of the complexity of natural processes and their intricate imprint on wave characteristics. Until recently, only very simplified models have been used to simulate the generated seismic signal, making it difficult to separate the effects of model uncertainties or other parameters such as topography, flow dynamics, and wave propagation on the recorded signal. In parallel to environmental seismology, key advances are being made in the mechanics of granular materials, mathematics, and computing capacity.

By bridging geophysics, mathematics, and mechanics, we have developed sophisticated source models describing granular flows over complex topography.  By coupling them with seismic wave propagation models, we have shown that the low frequency seismic signal can be simulated and inverted to constrain the flow dynamics, rheological properties, and physical processes involved. In a similar way, we have quantified ice mass loss due to calving in Greenland over the last twenty years by coupling the inversion of seismic waves with advanced modeling of iceberg calving. To illustrate this multidisciplinary approach, I will present recent laboratory experiments and numerical modeling of granular flows, iceberg calving, and emitted seismic waves. In particular, I will demonstrate the key role of topography, rheology, erosion, and solid/fluid interaction in these phenomena and generated waves, as well as the challenges in their accurate description in numerical models applicable at the field scale at tractable computational costs.  Addressing these issues in the future will break new ground in the detection and modeling of landslides, tsunamis, and glaciers, leading to improved assessment of related hazards and the quantification of their link with climatic, seismic, and volcanic activity.

How to cite: Mangeney, A. and the multidisciplinary group of her collaborators: Challenges in physical modeling of landslides, glaciers, and generated seismic and tsunami waves for hazard assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4490, https://doi.org/10.5194/egusphere-egu22-4490, 2022.

Most of the largest volcanic activity in the world occurs in remote places as deep oceans or poorly monitored oceanic islands. Thus, our capacity of monitoring volcanoes is limited to remote sensing and global geophysical observations. However, the rapid estimation of volcanic eruption parameters is needed for scientific understanding of the eruptive process and rapid hazard estimation. We first a method to rapidly identify large volcanic explosions, based on analysis of seismic data. The method automatically detects and locate long period (0.01-0.03Hz) signals associated with physical processes close to the Earth surface, by analyzing surface waves recorded at global seismic stations. With this methodology, we promptly detect the January 15, 2022 Hunga Tonga eruption, among many other signals associated with known and unknown processes. We further use the waves generate by the Hunga Tonga volcanic explosion and estimate important first-order parameters of the eruption (Force spectrum, impulse). We then relate the estimated parameters with the volcanic explosivity index (VEI). Our estimate of VEI~6, indicate how the Hunga Tonga eruption is among the largest volcanic activity ever recorded with modern geophysical instrumentation, and can provide new insights about the physics of large volcanoes.

How to cite: Poli, P. and Shapiro, N.: Seismological characterization of dynamics parameter of the Hunga Tonga explosion from teleseismic waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13572, https://doi.org/10.5194/egusphere-egu22-13572, 2022.

EGU22-13576 | Presentations | ITS3.6/SM1.2

The 2022 Tonga tsunami in the marginal seas of the northwestern Pacific Ocean 

Elizaveta Tsukanova, Alisa Medvedeva, Igor Medvedev, and Tatiana Ivelskaya

The Hunga Tonga volcanic eruption on 15 January 2022 created a tsunami affecting the entire Pacific Ocean. The observed tsunami was found to have a dual mechanism and was caused both by the wave incoming from the source area and by an atmospheric wave propagating with the speed of sound. The tsunami was clearly recorded in the marginal seas of the northwestern Pacific, including the Sea of Japan, the Sea of Okhotsk and the Bering Sea, in particular on the coasts of Kamchatka, the Kuril Islands and the Aleutian Islands. We examined high-resolution records (1-min sampling) of about 50 tide gauges and 15 air pressure stations in these seas for the period of 14-17 January 2022. On the Russian coast, the highest wave with a trough-to-crest wave height of 1.4 m was recorded at Vodopadnaya, on the southeastern Kamchatka Peninsula; on the coasts of the Aleutian Islands the tsunami waves were even higher, up to 2 m. Based on numerical modelling we estimated the arrival time of the gravitational tsunami waves from the source. We revealed that the character of sea level oscillations for most of the stations evidently changed before these waves arrived. A comparative analysis of sea level and atmospheric data indicated that these changes were probably caused by the atmospheric waves generated by the volcanic eruption.

How to cite: Tsukanova, E., Medvedeva, A., Medvedev, I., and Ivelskaya, T.: The 2022 Tonga tsunami in the marginal seas of the northwestern Pacific Ocean, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13576, https://doi.org/10.5194/egusphere-egu22-13576, 2022.

EGU22-13578 | Presentations | ITS3.6/SM1.2

Global ionospheric signature of the tsunami triggered by the 2022 Hunga Tonga volcanic eruption 

Edhah Munaibari, Lucie Rolland, Anthony Sladen, and Bertrand Delouis

The Hunga Tonga volcanic eruption on Jan. 15, 2022 released a highly energetic atmospheric pressure wave that was observed all around the globe in different types of measurements (e.g., barometers and infrasound sensors, satellites images, ionospheric measurements, etc.). In addition, the eruption triggered a meteo-tsunami followed by a series of tsunami waves. Tide gauges across the Pacific Ocean, the Atlantic and the Indian oceans recorded significant sea-level changes related to the primary eruption.

We focus our presentation on the imprint of tsunami waves on the ionosphere. We make use of an extensive collection of Global Navigation Satellites Systems (GNSS) data recorded by multi-constellation GNSS receivers across the Pacific Ocean and beyond. The observation of tsunami-induced ionospheric signatures is made possible by the efficient coupling of tsunami waves with the surrounding atmosphere and the generation of internal gravity waves (IGWs). With the help of GNSS systems (Beidou, GPS, Galileo, GLONASS, QZSS), ionospheric disturbances can be monitored and observed by utilizing the Total Electron Content (TEC) derived from the delay that the ionosphere imposes in the electromagnetic signals transmitted by the GNSS satellites. We identify and characterize the ionospheric TEC signatures following the passage of the Tonga tsunami. We investigate the influence of known key ambient parameters such as the local geomagnetic field, the tsunami propagation direction, and the distance to the tsunami source on the amplitude of the observed signatures. Moreover, we correlate the detected tsunami-induced TEC signatures with sea level measurements to assess their tsunami origins. And we contrast the identified TEC signatures in the Pacific Ocean with their analogs induced by the tsunami triggered by the Mar. 4, 2021 8.1 Mw Kermadec Islands earthquake. Both events took place relatively in the same geographical region, with the former being less complex (no meteo-tsunami, shorter duration, and about one order of magnitude smaller in amplitude). Finally, we provide estimations of the tsunami amplitude at the ocean level in the areas crossed by GNSS radio signals, some of them not covered by open ocean sea-level sensors (DART buoys).

How to cite: Munaibari, E., Rolland, L., Sladen, A., and Delouis, B.: Global ionospheric signature of the tsunami triggered by the 2022 Hunga Tonga volcanic eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13578, https://doi.org/10.5194/egusphere-egu22-13578, 2022.

EGU22-13579 | Presentations | ITS3.6/SM1.2

Modeling low-frequency Rayleigh waves excited by the Jan. 15, 2022 eruption of Hunga Tonga-Hunga Ha’apai volcano 

Shenjian Zhang, Rongjiang Wang, and Torsten Dahm

Low-frequency seismic energy whose spectrum is centered at certain narrow bands has been detected after violent volcano eruptions. Normal-mode analysis related this signal to the resonances between the atmosphere and the solid earth.
After the powerful eruption of Hunga Tonga-Hunga Ha’apai volcano on Jan. 15, 2022, this low-frequency signal is found on long period and very long period seismometers worldwide. The amplitude spectrum of the signal for this eruption consists of three clear peaks locating at 3.72, 4.61 and 6.07 mHz, instead of two distinct bands for previous cases. The spectrogram analysis shows that this low-frequency energy lasts for several hour and is independent of air wave arrival, while the cross-correlation result confirms that the signal travels as Rayleigh waves with a speed of 3.68 km/s. In this study, we summarize our findings on the observation, and show our synthetic waveforms to provide a possible explanation for the source of this signal. We suggest that the atmospheric oscillations near the volcano excited by the eruption act as an enduring external force on the surface of the solid earth, and produce Rayleigh waves propagating all over the world.

How to cite: Zhang, S., Wang, R., and Dahm, T.: Modeling low-frequency Rayleigh waves excited by the Jan. 15, 2022 eruption of Hunga Tonga-Hunga Ha’apai volcano, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13579, https://doi.org/10.5194/egusphere-egu22-13579, 2022.

The population and built infrastructure of the Kingdom of Tonga are highly exposed to ocean- and climate-related coastal hazards. The archipelago was impacted on January 15, 2022, by a destructive tsunami caused by the Hunga Tonga-Hunga Ha'apai submarine volcanic eruption. Weeks later, several islands were still cut off from the world, this situation was made worse by covid-19-related international lockdowns and no precise idea of the magnitude and pattern of destruction. Like in most Pacific islands, the Kingdom of Tonga lacks an accurate population and infrastructure database. The occurrence of events such as this in remote island communities highlights the need for (1) precisely knowing the distribution of residential and public buildings, (2) evaluating what proportion of those would be vulnerable to a tsunami depending on various run-up scenarios, (3) providing tools to the local authorities for elaborating efficient evacuation plans and securing essential services outside the hazard zones. Using a GIS-based dasymetric mapping method previously tested in New Caledonia for assessing, calibrating, and mapping population distribution at high resolution, we produce maps that combine population clusters, critical elevation contours, and the precise location of essential services (hospitals, airports, shopping centers, etc.), backed up by before–after imagery accessible online. Results show that 62% of the population on the main island of Tonga lives in well-defined clusters between sea level and the 15 m elevation contour, which is also the value of the maximum tsunami run-up reported on this occasion. The patterns of vulnerability thus obtained for each island in the archipelago, are further compared to the destruction patterns recorded after the earthquake-related 2009 tsunami in Tonga, thereby also allowing us to rank exposure and potential for cumulative damage as a function of tsunami cause and source-area. By relying on low-cost tools and incomplete datasets for rapid implementation in the context of natural disasters, this approach can assist in (1) guiding emergency rescue targets, and (2) elaborating future land-use planning priorities for disaster risk-reduction purposes. By involving an interactive mapping tool to be shared with the resident population, the approach aims to enhance disaster-preparedness and resilience. It works for all types of natural hazards and is easily transferable to other insular settings.

How to cite: Thomas, B. E. O., Roger, J., and Gunnell, Y.: A rapid, low-cost, high-resolution, map-based assessment of the January 15, 2022 tsunami impact on population and buildings in the Kingdom of Tonga, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13580, https://doi.org/10.5194/egusphere-egu22-13580, 2022.

The phreatic eruption of Hunga-Tonga on January 15, 2022 was so energetic that it excited globe circling air-waves. These wave packets with a dominant period of 30 minutes have been observed in single barograms even after completing at least  four orbits or 6 days after the eruption. Constructive and destructive interference between waves that have left the source region in opposite direction lead to the emergence of standing pressure waves: normal modes of the atmosphere.

 

We report on individual modes of spherical harmonic degree between 30 and 80 covering the frequency bend from 0.2 mHz to 0.8 mHz. These modes belong to the Lamb wave equivalent modes with a phase velocity of 313 m/s.  They are trapped to the Earth’s surface, decay exponentially with altitude and their particle motion is longitudinal and horizontal. The restoring force is dominated by incompressibility. 

 

In the frequency band where we observe these modes the mode branches do not cross with mode branches of the solid Earth. Hence we do not expect any significant coupling with seismic normal modes of the solid Earth. Such a crossing occurs at 3.7mHz and aboce.

 

How to cite: Widmer-Schnidrig, R.: Observation of acoustic normal modes of the atmosphere after the 2022 Hunga-Tonga eruption., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13581, https://doi.org/10.5194/egusphere-egu22-13581, 2022.

The explosive eruption of the Hunga Tonga-Hunga Ha’apai volcano on 15th of January 2022 impacted the Earth, its oceans and atmosphere on a global scale. Witnesses report an audible “bang” as a result of the event in distances of up to several thousand kilometers. With infrasound sensors this sound wave can be detected where the frequency content or the amplitude of the signal renders the event inaudible to the human ear. Infrasound sensors are distributed globally, a selection of these stations upload their data in real time to publicly available servers. In combination with Open Source libraries such as obspy or scipy it is possible to use these data sources to observe the atmospheric disturbances caused by the eruption on a global scale in near real time. With a minimum of data processing not only the first arrival peak of the atmospheric lamb wave can be identified at most stations but also further passes of the wave as it propagates around the planet several times. Having large amounts of publicly available data is crucial in that process. New data chunks can be analyzed and displayed immediately while the signal is still ongoing because data access requests are not required. Additionally, having immediate access to a large dataset allows for big data analysis and reduces the necessity to consider outliers at individual stations and increases the chance to identify the signal after multiple days when overall signal to noise ratios have decreased.

How to cite: Eckel, F., Garcés, M., and Colet, M.: The 15 January 2022 Hunga Tonga event: Using Open Source to observe a volcanic eruption on a global scale in near real time, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13582, https://doi.org/10.5194/egusphere-egu22-13582, 2022.

EGU22-13583 | Presentations | ITS3.6/SM1.2 | Highlight

Satellite observations and modeling of the 2022 Hunga Tonga-Hunga Ha'apai eruption 

Simon Carn, Benjamin Andrews, Valentina Aquila, Christina Cauley, Peter Colarco, Josef Dufek, Tobias Fischer, Lexi Kenis, Nickolay Krotkov, Can Li, Larry Mastin, Paul Newman, and Paul Wallace

The 15 January 2022 eruption of the submarine Hunga Tonga-Hunga Ha'apai (HTHH) volcano (Tonga) ranks among the largest volcanic explosions of the satellite remote sensing era, and perhaps the last century. It shares many characteristics with the 1883 Krakatau eruption (Indonesia), including atmospheric pressure waves and tsunamis, and the phreatomagmatic interaction of magma and seawater likely played a major role in the dynamics of both events. A portion of the HTHH eruption column rose to lower mesospheric altitudes (~55 km) and the umbrella cloud extent (~500 km diameter at ~30-35 km altitude) rivalled that of the 1991 Pinatubo eruption, indicative of very high mass eruption rates. However, sulfur dioxide (SO2) emissions measured in the HTHH volcanic cloud (~0.4 Tg) were significantly lower than the post-Pinatubo SO2 loading (~10–15 Tg SO2), and on this basis we would expect minimal climate impacts from the HTHH event. Yet, in the aftermath of the eruption satellite observations show a persistent stratospheric aerosol layer with the characteristics of sulfate aerosol, along with a large stratospheric water vapor anomaly. At the time of writing, the origin, composition and eventual impacts of this stratospheric gas and aerosol veil are unclear. We present the preliminary results of a multi-disciplinary approach to understanding the HTHH eruption, including 1D- and 3D-modeling of the eruption column coupled to a 3D atmospheric general circulation model (NASA’s GEOS-5 model), volatile mass balance considerations involving potential magmatic, seawater and atmospheric volatile and aerosol sources, and an extensive suite of satellite observations. Analysis of the HTHH eruption will provide new insight into the dynamics and atmospheric impacts of large, shallow submarine eruptions. Such eruptions have likely occurred throughout Earth’s history but have never been observed with modern instrumentation.

How to cite: Carn, S., Andrews, B., Aquila, V., Cauley, C., Colarco, P., Dufek, J., Fischer, T., Kenis, L., Krotkov, N., Li, C., Mastin, L., Newman, P., and Wallace, P.: Satellite observations and modeling of the 2022 Hunga Tonga-Hunga Ha'apai eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13583, https://doi.org/10.5194/egusphere-egu22-13583, 2022.

EGU22-13584 | Presentations | ITS3.6/SM1.2 | Highlight

The 15 January 2022 Hunga eruption, Tonga – first petrographic and geochemical results 

Shane Cronin, Marco Brenna, Taaniela Kula, Ingrid Ukstins, David Adams, Jie Wu, Joa Paredes Marino, Geoff Kilgour, Graham Leonard, James White, Simon Barker, and Darren Gravley

The phreatoplinan eruption of the shallow submarine Hunga Volcano Tonga formed global air-pressure waves, regional tsunami and an up to 55 km-high eruption column. Despite its large explosive magnitude, the magma erupted were similar to past compositions, and comprised crystal poor (<8 wt% total; plag>cpx>opx) andesite with ~57-63 wt% silica glass. Low magnitude Surtseyan eruptions in 2009-2015 formed from small pockets of andesite that ascended slowly, resulting in high microphenocryst and microlite contents. Large eruptions, including events in ~AD200 and AD1100 and the 2022 event drew magma rapidly from a ~5-7 km deep mid-crustal reservoir. Rapid decompression and quenching (augmented by magma-water interaction) records the heterogeneity of the reservoir, with mingled glass textures and cryptic mixing of subtly different melts. The 2022 feldspar phenocrysts show more mafic melt inclusion compositions than host glass, clear uniform cores and thin rims evidencing ~1 month-long changes caused by decompression, rise and internal mingling of subtlety different melts. CPX phenocrysts show uniform cores a variety of more mafic and similar melt inclusions to the bulk glass, and thin overgrowth rims reflecting only decompression and mingling. Lithic fragments (<8wt%) include common hydrothermal minerals (sulphides, quartz etc). Without evidence of a mafic trigger, or crystalisation induced overpressures, this extremely violent eruption was triggered by top-down processes that led to rapid exhumation/decompression of magma and very efficient explosive magma-water interaction. This could include any, or all of: flank collapse; hydrothermal seal fracturing and ingress of water into the upper magma system and caldera collapse. Subsequent earthquakes suggest that the crustal magma system was rapidly recharged in the days following the eruption.

How to cite: Cronin, S., Brenna, M., Kula, T., Ukstins, I., Adams, D., Wu, J., Paredes Marino, J., Kilgour, G., Leonard, G., White, J., Barker, S., and Gravley, D.: The 15 January 2022 Hunga eruption, Tonga – first petrographic and geochemical results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13584, https://doi.org/10.5194/egusphere-egu22-13584, 2022.

EGU22-13585 | Presentations | ITS3.6/SM1.2

Hunga-Tonga-Hunga-Ha’apai Jan 15, 2022 eruption: Assembly of heterogeneous magma sources recorded in melt inclusions from plagioclase, clinopyroxene and orthopyroxene. 

Ingrid Ukstins, Shane Cronin, David Adams, Jie Wu, Joali Paredes Marino, Marco Brenna, Ian Smith, and Isabelle Brooks-Clarke

The 15 Jan 2022 eruption of Hunga-Tonga-Hunga-Ha’apai was the largest explosive volcanic event in the last 30 years. These islands represent the subaerially exposed summit of the Hunga Volcano, merged into a single land mass during the most recent eruption in 2014-2015. The 2022 eruption likely represents a 1-in-1000-year event for the Hunga Volcano, with the previous large-magnitude eruption occurring in ~1100 CE during a series of caldera-forming events. The 2022 erupted magma is plagioclase-, orthopyroxene- and clinopyroxene-bearing basaltic andesite to andesite dominated by blocky, poorly vesicular glassy ash with lesser amounts of vesicular pumiceous ash and fine lapilli. Melt Inclusions (MIs) hosted in plagioclase, clinopyroxene and orthopyroxene are abundant and glassy, some displaying shrinkage bubbles, with no evidence of secondary crystallization along the walls or within the MI glass. The groundmass glass and MI in the three main phenocryst phases were analysed for major, trace and volatile element concentrations to enable identification of magmatic sources and to better constrain processes happening at depth. Preliminary data indicate that plagioclase phenocrysts range from An93 to An78, and MI range from 54.1 to 58.7 wt % SiO2, with MgO from 2.5 to 5.3 wt %. Clinopyroxene phenocrysts range from En42 to En50, and MI range from 51.6 to 65.1 wt % SiO2, with MgO from 1.1 to 5.7 wt %. Orthopyroxene phenocrysts range from En68 to En77, and MI range from 55.7 to 59.6 wt % SiO2, with MgO from 2.5 to 5.3 wt %. Clinopyroxene MI span the full range of SiO2 compositions observed from the Hunga Volcano, from the host 2022 event (SiO2: ~57.5 wt %), the 1100 CE event (SiO2: ~60 wt %), the 2014-2015 event (SiO2: ~60.5 wt %), and the most evolved 2009 event (SiO2: ~63 wt %) and extend an additional ~4 wt % SiO2 to more mafic compositions. Orthopyroxene MI most closely resemble the 1100 CE event and the average groundmass glass compositions of the 2022 event. Plagioclase MI overlap the least silicic compositions observed in the 2022 groundmass glass (58.6 wt% SiO2) and extend down to 54 wt % SiO2, overlapping the main field of clinopyroxene MI. Both plagioclase and clinopyroxene MI tend to show higher MgO as compared to the 2022 groundmass glass at the same SiO2 concentration, whereas orthopyroxene shows lower MgO than the groundmass glass. SO3 in MI ranges up to 1600 ppm, significantly higher than the 2022 groundmass glass which averages 200 ppm, with both plagioclase and clinopyroxene MI preserving the highest observed concentrations. In contrast, Cl concentrations in MI extend to 2000 ppm, with the highest values in orthopyroxene and clinopyroxene, and plagioclase MI are lower and generally overlie the main groundmass glass concentrations (~1300 ppm). F was below detection limits. We postulate that clinopyroxene crystals reflect a more primitive basaltic andesite magma, whereas orthopyroxene crystals were likely derived from the magmatic remnants of the 2009 and 2014/2015 events in the upper magma system, and plagioclase crystals were sourced from the full range of magma sources.

How to cite: Ukstins, I., Cronin, S., Adams, D., Wu, J., Paredes Marino, J., Brenna, M., Smith, I., and Brooks-Clarke, I.: Hunga-Tonga-Hunga-Ha’apai Jan 15, 2022 eruption: Assembly of heterogeneous magma sources recorded in melt inclusions from plagioclase, clinopyroxene and orthopyroxene., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13585, https://doi.org/10.5194/egusphere-egu22-13585, 2022.

EGU22-13586 | Presentations | ITS3.6/SM1.2 | Highlight

Post-2015 caldera morphology of the Hunga Tonga-Hunga Ha’apai caldera, Tonga, through drone photogrammetry and summit area bathymetry 

Sönke Stern, Shane Cronin, Marta Ribo, Simon Barker, Marco Brenna, Ian E. M. Smith, Murray Ford, Taaniela Kula, and Rennie Vaiomounga

In December 2014, eruptions began from a submarine vent between the islands of Hunga Tonga and Hunga Ha’apai, 65 km north of Tongatapu, Tonga. The “Hungas” represent small NW and NE remnants of the flanks of a larger edifice, with a ~5 km-diameter collapse caldera south of them. The 2014/15 Surtseyan explosive eruptions lasted for 5 weeks, building a 140 m-high tuff ring.

Deposits on Hunga Ha’apai and tephra fall on Tongatapu record two very large magnitude eruptions producing local pyroclastic density currents and tephra falls of >10 cm-thick >65 km away. These likely derive from the central edifice/caldera. The 2022 eruption produced slightly less tephra fall, but an extremely large explosive event, with regional tsunami indicating substantive topographic change.

Here we report the bathymetric details of the caldera as of November 2015. A multibeam sounder (WASSP) was used to mapping the shallow (<250 m) seafloor concentrating on the edges of the Hunga caldera. These results were combined with an aerial survey of the 2015 tuff cone, using a combination of drone photogrammetry and real-time kinematic GPS surveys. The bathymetry reveals that previous historical eruptions, including 1988 and 2009, and likely many other recent unknown produced a series of well-preserved cones around the rim of the caldera. Aside from the raised ground in the northern caldera produced by the 2009 and 2014/15 eruptions, the southern portion is also elevated to within a few m below sea level, with reefs present. During the 2015 visit, uplifted fresh coral showed that inflation was ongoing and that the caldera was likely in the process of resurgence.

Much of Hunga Tonga and the 2014/2015 cone was destroyed in the 2022 eruptions, with Hunga Ha’apai intact, but dropping vertically by ~10-15 m. The violence of the 2022 eruption was likely augmented by either caldera collapse or flank collapse from the upper edifice, rapidly unroofing the andesitic magma system and enabling efficient water ingress.

This data provides an essential base layer for assessing changes on the ocean floor, especially to determine any caldera or upper-flank changes. Understanding these changes is crucial for future forecasting future volcanic hazards at Hunga and other nearby large submarine volcanoes.

How to cite: Stern, S., Cronin, S., Ribo, M., Barker, S., Brenna, M., Smith, I. E. M., Ford, M., Kula, T., and Vaiomounga, R.: Post-2015 caldera morphology of the Hunga Tonga-Hunga Ha’apai caldera, Tonga, through drone photogrammetry and summit area bathymetry, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13586, https://doi.org/10.5194/egusphere-egu22-13586, 2022.

EGU22-13587 | Presentations | ITS3.6/SM1.2

Understanding fragmentation mechanism(s) during the 15 January 2022 Hunga Volcano (Tonga) eruption through particle characteristics 

Joali Paredes-Mariño, James White, Tobias Dürig, Rachel Baxter, Taaniela Kula, Shane Cronin, Ingrid Ukstins, Jie Wu, David Adams, Marco Brenna, and Isabelle Brooks-Clarke

The January 2022 eruption of Hunga Volcano, Tonga is likely the most explosive mafic eruption yet documented. It exhibited dynamics of ash plume expansion and atmospheric pressure waves unlike anything seen before. This is remarkable considering that it erupted crystal-poor and microlite-poor andesitic magma (57-63 wt% silica glass). The climactic phase produced an eruptive column of at least 39 km in height, however, the ash volume appears anomalously small for the explosive magnitude. Ash from nine different sites across the Kingdom of Tonga were analyzed for textural and morphological properties and grain size distribution. The tephra comprises light pumice (16%), dark pumice (44%), glassy microlite-rich grains (25%), lithics (7%) and free-crystals (Pl, Cpx, Opx) (8%). Specific gravity of particles range from 0.4 to ~2.5. Secondary electron images show that pumices have a variable vesicularity, from dense glassy blocky particles; glassy particles with isolated vesicles and weakly deformed, thick vesicle walls; and a smaller percentage of microvesicular pumices, coated in finer particles. The general characteristics imply a rapid decompression, fragmentation and chilling. This implies some form of phreatomagmatism but with high-efficiency to generate such a large blast – e.g., via propagation of stress waves and thermal contraction rapidly increasing a magma surface area for interaction. The ash is fine-grained and poorly sorted overall. Less than 20 wt.% of ash particles are >1 mm at 80 km SE of the volcano on the main island of Tongatapu, while 70 km NE of the volcano (Nomuka Island) has finer ash, with only 2% of particles >1 mm. It appears that the dispersion axis for the event was directed toward the E or ESE, across the main population centre of Nuku’alofa on Tongatapu. Of the fine fraction 20 wt.% is < 30 micron, 8 wt.% <10 micron but unusually few particles of very fine range (<0.05 wt.% finer than 1 micron). Variations in the mode and sorting of ash fall at different locations and angles from the vent show that there was potentially complex dispersal of ash from different phases of the 11-hour long eruption, and or different plume heights and fragmentation processes involved. Plume observations suggest at least two different plume levels during main phases of the eruption and the fragmentation mechanisms likely varied from the blast-generating phase and the lesser-explosive phases leading up to and following this.

How to cite: Paredes-Mariño, J., White, J., Dürig, T., Baxter, R., Kula, T., Cronin, S., Ukstins, I., Wu, J., Adams, D., Brenna, M., and Brooks-Clarke, I.: Understanding fragmentation mechanism(s) during the 15 January 2022 Hunga Volcano (Tonga) eruption through particle characteristics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13587, https://doi.org/10.5194/egusphere-egu22-13587, 2022.

EGU22-13588 | Presentations | ITS3.6/SM1.2

The global reach of the 2022 Tonga volcanic eruption 

Jadranka Sepic, Igor Medvedev, Isaac Fine, Richard Thomson, and Alexander Rabinovich

The Tonga volcanic eruption of 15 January 2022 generated tsunami waves that impacted the entire Global Ocean as far away as 18,000 km from the source in the tropical Pacific Ocean. A defining characteristic of the tsunami was the dual forcing mechanism that sent oceanic waves radiating outward from the source at the longwave speed and atmospheric pressure Lamb waves radiating around the globe at the speed of sound (i.e. roughly 1.5 times faster than the longwave phase speed). Based on time series from several hundred high-resolution observational sites, we constructed global maps of the oceanic tsunami waves and the atmospheric Lamb waves. In some areas of the Pacific Ocean, we were able to distinguish between the two types of motions and estimate their relative contribution. A global numerical model of tsunami waves was constructed and results from the model compared with the observations. The modeled and observed tsunami wave heights were in good agreement. The global maps also enabled us to identify regional “hot spots” where the tsunami heights were highest. In addition to areas in the Pacific Ocean (Chile, New Zealand, Japan, the U.S. West Coast, and the Alaska/Aleutian Islands), “hot regions” included the Western Mediterranean and the Atlantic coasts of Europe and northern Africa.

How to cite: Sepic, J., Medvedev, I., Fine, I., Thomson, R., and Rabinovich, A.: The global reach of the 2022 Tonga volcanic eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13588, https://doi.org/10.5194/egusphere-egu22-13588, 2022.

EGU22-13589 | Presentations | ITS3.6/SM1.2 | Highlight

Numerical investigations on different possible generating mechanisms for the tsunami following the January 15 2022 Hunga Tonga-Hunga Ha’apai eruption 

Alberto Armigliato, Cesare Angeli, Glauco Gallotti, Stefano Tinti, Martina Zanetti, and Filippo Zaniboni

The Hunga Tonga-Hunga Ha’apai eruption of January 15 2022 was the culminating event of a sequence of seismic and volcanic events starting back in December 2021. The January 15 eruption manifested itself above the sea level with a number of phenomena, including the generation of a convective column ascending well into the stratosphere, pyroclastic flows travelling over the sea surface, an atmospheric pressure wave recorded by several instruments around the globe, and a tsunami, that represents the main focus of this study.

The tsunami that followed the eruption was observed both in the near-field and in the far-field, propagating across the entire Pacific Ocean and causing damage and loss of lives as far as Peru. In the near-field (Tonga archipelago) it is trickier to distinguish the damage induced by the impact of the eruption and the tsunami waves.

It is still not clear what the main generating mechanism for the ensuing tsunami was. In this contribution, several different hypotheses are investigated, adopting simplified models ranging from the submerged volcanic edifice collapse to the phreatomagmatic explosion and to the atmospheric pressure wave that was recorded across the entire globe. The propagation of the tsunami is simulated numerically with both non-dispersive and dispersive codes. Different spatial scales and resolutions are adopted to check the relative weight of the different generating mechanisms in the near- and in the far-field. Tentative conclusions are drawn by comparing the simulated results with the available experimental data in terms of tide-gauge records and near-field coastal impact.

How to cite: Armigliato, A., Angeli, C., Gallotti, G., Tinti, S., Zanetti, M., and Zaniboni, F.: Numerical investigations on different possible generating mechanisms for the tsunami following the January 15 2022 Hunga Tonga-Hunga Ha’apai eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13589, https://doi.org/10.5194/egusphere-egu22-13589, 2022.

EGU22-13590 | Presentations | ITS3.6/SM1.2 | Highlight

Caldera subsidence during the Hunga-Tonga explosive eruption? 

Thomas R. Walter and Simone Cesca and the GFZ-DLR-Geomar Task Force Team

The Hunga-Tonga eruption culminated on January 15, 2022, with a high-intensity Plinian eruption exceeding 20 km height, tsunamis affecting local islands and the circumpacific region, locally air-coupled seismic surface waves recorded at teleseismic distances, and explosive shock waves that repeatedly travelled around the world. Hunga-Tonga is a flat-topped volcano that rises about 1700 m above the seafloor, hosting a submarine 3-4 km diameter caldera floor that lies at less than 200 m water depth and is surrounded by an elevated, approx. 100-200 m high caldera wall. Only small parts of the volcano are rising at the caldera wall above the sea level, such as the islands Hunga Tonga Hunga Ha'apai in the north and small unnamed rocks in the south. Satellite imagery acquired by Pleiades and Sentinel 1A suggests that during the January 15, 2022 eruption, the central part of the Hunga Tonga Hunga Ha'apai as well as the small rocks in the south disappeared. By analysing satellite radar and imagery, we constrain island perimeters and morphologies before and after the eruption, to find evidence for island subsidence and erosion. In addition, seismic data recorded during the January 15, 2022 eruption was analysed in the time and frequency domains, revealing high amplitude activity over ~1 hr. The comparison of seismic, GNSS and local tsunami recordings gives insights into the time-succession of the eruption. For instance, moment tensor inversion suggests that the largest amplitude seismic signal was produced by a dominant tensile non-double component, characteristic of volcanic explosions. Furthermore, we also found evidence for reverse polarity mechanisms in agreement with subsidence of a caldera, possibly indicating incremental activity of a ring fault. We discuss the possible contribution of a caldera to the evolving eruption dynamics and the need to improve geophysical monitoring of this island arc in general and acquire high-resolution submarine data Hunga Tonga Hunga Ha'apai in specific.

How to cite: Walter, T. R. and Cesca, S. and the GFZ-DLR-Geomar Task Force Team: Caldera subsidence during the Hunga-Tonga explosive eruption?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13590, https://doi.org/10.5194/egusphere-egu22-13590, 2022.

EGU22-13591 | Presentations | ITS3.6/SM1.2

Volcanogenic tsunami on January 15, 2022: insights from deep-ocean measurements 

Mikhail Nosov, Kirill Sementsov, Sergey Kolesov, and Vasilisa Pryadun

The explosive eruption of the Hunga Tonga-Hunga Ha'apai volcano on January 15, 2022 triggered tsunami waves that were observed throughout the Pacific Ocean. In particular, the waves were recorded by several dozen deep-ocean DART stations located at source distances from hundreds to more than 10 thousand kilometers. Our study is aimed at analyzing tsunami waveforms recorded by DART stations in order to identify the formation mechanisms of this volcanogenic tsunami. Waveforms are processed using wavelet analysis. The arrival times of signals of different genesis are estimated making use robust physical assumptions, numerical modeling and satellite images. It has been found that in all records the tsunami signal is clearly observed long before the calculated moment of arrival of gravity surface waves caused by sources localized in the immediate vicinity of the volcano. On the records obtained by distant stations (~10000 km) dispersive gravity waves arrive with a delay of several hours after the signals following the passage of acoustic wave in the atmosphere. In addition to the analysis of waveforms, theoretical estimates of the amplitude of gravity waves in the ocean, caused by an acoustic wave in the atmosphere, will be presented. We also provide a theoretical estimate on how acoustic waves in the atmosphere manifest in pressure variations recorded by an ocean-bottom sensor.

This study was funded by a grant of the Russian Science Foundation № 22-27-00415, https://rscf.ru/en/project/22-27-00415/.

How to cite: Nosov, M., Sementsov, K., Kolesov, S., and Pryadun, V.: Volcanogenic tsunami on January 15, 2022: insights from deep-ocean measurements, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13591, https://doi.org/10.5194/egusphere-egu22-13591, 2022.

EGU22-13592 | Presentations | ITS3.6/SM1.2 | Highlight

The Near Real time analysis of Hunga Tonga-Hunga Ha’apai eruption in the ionosphere by GNSS 

Boris Maletckii and Elvira Astafyeva

The 15th January 2022 Hunga Tonga- Hunga Ha’apai (HTHH) volcano explosion is one of the most powerful eruptive events over the last 30 years. Based on early computations, its VEI was at least 5. The explosion caused atmospheric air shock waves that propagated around the globe, and also generated a tsunami. All these effects seemed to have produced quite a significant response in the ionosphere.

In this contribution, we analyze the ionospheric disturbances generated by the HTHH volcano eruption by using ground-based 8 GNSS receivers located in the near-field of the volcano (i.e., less than 2000 km). We test our previously developed methods to detect and locate the explosive event and its ionospheric signatures in a near-real-time (NRT) scenario. 

To detect co-volcanic ionospheric disturbances (co-VID), we use the TEC time derivative approach that was previously used for detection of ionospheric disturbances generated by large earthquakes. For this event, we modified the previously developed method to proceed not only 1-second but also 30 sec data. This approach detects the first perturbations ~12-15 minutes after the eruption onset. Further, it estimates the instantaneous velocities in a near field to be about ~500-800 m/s. Finally, from the obtained velocity vectors and the azimuths of co-VID propagation we calculate the position of the source in the ionosphere. 

Besides, we used the same TEC time derivative approach to produce NRT Travel Time Diagrams. The NRT TTD additionally verify the correlation with the source and velocities’ values.

How to cite: Maletckii, B. and Astafyeva, E.: The Near Real time analysis of Hunga Tonga-Hunga Ha’apai eruption in the ionosphere by GNSS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13592, https://doi.org/10.5194/egusphere-egu22-13592, 2022.

EGU22-13593 | Presentations | ITS3.6/SM1.2

Stratospheric observations of acoustic-gravity waves from the Hunga-Tonga eruption 

Aurélien Podglajen, Raphaël Garcia, Solene Gerier, Alain Hauchecorne, Albert Hertzog, Alexis Le Pichon, Francois Lott, and Christophe Millet

In the frame of the Strateole 2 balloon project, 17 long-duration stratospheric balloons were launched from Seychelles in fall 2021. At the time of the main eruption of Hunga-Tonga on January 15 2022, two balloons were still in flight over the tropical Pacific, respectively at altitudes of 20 and 18.5 km, and distances of 2,200 and 7,600 km from the volcano. The balloon measurements include wind, temperature and pressure at a sampling rate of 1 Hz. Those observations of this extreme event at that altitude are unique.

In this presentation, we will describe the observations of multiple wave trains by the balloons. The signature of the Lamb wave and infrasounds are particularly striking. The characteristics of the eruption and its scenario will be examined using a synergy of stratospheric in situ observations, ground observations and geostationary satellite images. Finally, we will discuss the complementarity of balloon observations with respect to the ground network due to their altitude and geographic location with respect to the source.

How to cite: Podglajen, A., Garcia, R., Gerier, S., Hauchecorne, A., Hertzog, A., Le Pichon, A., Lott, F., and Millet, C.: Stratospheric observations of acoustic-gravity waves from the Hunga-Tonga eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13593, https://doi.org/10.5194/egusphere-egu22-13593, 2022.

EGU22-13594 | Presentations | ITS3.6/SM1.2 | Highlight

Observation and simulation of the meteotsunami generated in the Mediterranean Sea by the Tonga eruption on 15 January 2022 

Audrey Gailler, Philippe Heinrich, Vincent Rey, Hélène Hébert, Aurélien Dupont, Constantino Listowski, Edouard Forestier, and Stavros Ntafis

Meteotsunamis are long ocean waves generated by atmospheric disturbances. The Tonga volcano eruption on 15 January 2022 generated a Lamb pressure wave propagating all over the globe and generating a tsunami observed at most tide gauges in the world. A first atmospheric wave arrived 20 hours after the eruption on the French Mediterranean coasts and propagated southward. This abrupt atmospheric pressure change was recorded by hundreds of barometers of weather stations around Europe. A second one originating from Africa was observed four hours later with an attenuated amplitude. The first wave can be roughly defined by a sinusoid signal with a period close to one hour and an amplitude of 150 Pa. The associated tsunami was observed by the French stations of the HTM-NET network (https://htmnet.mio.osupytheas.fr/) [1]. Amplitudes range from a few cm to 15 cm and periods range from 20 min to 1 hour.

 

Numerical simulation of the tsunami is performed by the operational code Taitoko developed at CEA [2]. The nested multigrid approach is used to simulate the water waves propagating in the bay of Toulon. The meteotsunami is generated by calculating analytically the atmospheric pressure gradient in the momentum equation. Comparisons of time series between numerical solutions and records are very satisfactory in regions defined by a high resolution topo-bathymetry. A second tsunami simulation is performed by introducing a second pressure wave propagating in the North direction and reaching the HTM-NET stations 4 hours after the first arrival. This second pressure wave results in additional and higher tsunami water waves in agreement with records.

 

 

[1] Rey, V., Dufresne, C., Fuda, J. L., Mallarino, D., Missamou, T., Paugam, C., Rougier, G., Taupier-Letage, I., On the use of long term observation of water level and temperature along the shore for a better understanding of the dynamics: Example of Toulon area, France Ocean Dyn., 2020, https://doi.org/10.1007/s10236-020-01363-7.

[2] Heinrich, P, Jamelot, A., Cauquis, A., Gailler A., 2021. Taitoko, an advanced code for tsunami propagation, developed at the French Tsunami Warning Centers. European Journal of Mechanics - B/Fluids 88(84) . DOI: 10.1016/j.euromechflu.2021.03.001.

How to cite: Gailler, A., Heinrich, P., Rey, V., Hébert, H., Dupont, A., Listowski, C., Forestier, E., and Ntafis, S.: Observation and simulation of the meteotsunami generated in the Mediterranean Sea by the Tonga eruption on 15 January 2022, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13594, https://doi.org/10.5194/egusphere-egu22-13594, 2022.

EGU22-13595 | Presentations | ITS3.6/SM1.2

Persistence Hunga Tonga plume in the stratosphere and its journey around the Earth. 

Bernard Legras, Sergey Khaykin, Aurélien Podglajen, and Pasquale Sellitto and the ASTuS

The Hunga Tonga eruption has generated an atmospheric plume rising above 40 km,  establishing an observational record. Due to the explosive nature of the eruption with a lot of water, the plume carried an unprecedented amount of water and a cloud of sulfated aerosols and possibly ultra-thin ashes was released. The aerosols have already persisted for four weeks with peak scatterring ratio initially above 200 that are still above 30 on many patches, as seen from CALIOP. These high values combined with low depolarization suggest a large amount of small sub-micronic spherical particles, confirmed by in situ balloon measurements. This is compatible with dominance of sulfated aerosols.

As the stratospheric flow has been mostly zonal with no breaking wave during the period and region of interest, and the horizontal shear dominates, the plume has been mostly dispersed in longitude keeping a similar latitudinal vertical pattern from the early days. A part has migrated to the tropical band reaching 10°N. Several concentrated patches have been preserved in particular a "mushroom" like pattern at 20S which has already circulated once around the Earth. . We will discuss the stability of this pattern in relation with vortical and thermal structures that are detected from several instruments and the meteorological analysis.

We will also discuss the likely impact on the stratospheric composition and the radiative effect on the yearly basis.  

How to cite: Legras, B., Khaykin, S., Podglajen, A., and Sellitto, P. and the ASTuS: Persistence Hunga Tonga plume in the stratosphere and its journey around the Earth., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13595, https://doi.org/10.5194/egusphere-egu22-13595, 2022.

EGU22-13598 | Presentations | ITS3.6/SM1.2

A global analysis of deep infrasound produced by the January 2022 eruption of Hunga volcano 

Julien Vergoz, Alexis Le Pichon, Constantino Listowski, Patrick Hupe, Christopher Pilger, Peter Gaebler, Lars Ceranna, Milton Garcés, Emanuele Marchetti, Philippe Labazuy, Pierrick Mialle, Quentin Brissaud, Peter Näsholm, Nikolai Shapiro, and Piero Poli

The eruption of Hunga volcano, Tonga is the most energetic event recorded by the infrasound component of the global International Monitoring System (IMS). Infrasound, acoustic-gravity and Lamb waves were recorded by all 53 operational stations after circling four times the globe. The atmospheric waves recorded globally exhibit amplitude and period comparable to the ones observed following the 1883 Krakatoa eruptions. In the context of the future verification of the Comprehensive Nuclear-Test-Ban Treaty, this event provides a prominent milestone for studying in detail infrasound propagation around the globe for almost one week as well as for calibrating the performance of the IMS network in a broad frequency band.

How to cite: Vergoz, J., Le Pichon, A., Listowski, C., Hupe, P., Pilger, C., Gaebler, P., Ceranna, L., Garcés, M., Marchetti, E., Labazuy, P., Mialle, P., Brissaud, Q., Näsholm, P., Shapiro, N., and Poli, P.: A global analysis of deep infrasound produced by the January 2022 eruption of Hunga volcano, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13598, https://doi.org/10.5194/egusphere-egu22-13598, 2022.

EGU22-13599 | Presentations | ITS3.6/SM1.2

Early evolution of the Hunga – Tonga Volcanic Plume from Lidar Observations at Reunion Island (Indian Ocean, 21°S, 55°E) 

Alexandre Baron, Guillaume Payen, Valentin Duflot, Patrick Chazette, Sergey Khaykin, Yann Hello, Nicolas Marquestaut, Marion Ranaivombola, Nelson Bègue, Thierry Portafaix, and Jean-Pierre Cammas

Explosive volcanism periodically induces disturbances of the upper troposphere and low stratosphere. These injections of massive amount of aerosols, ash and gases perturb locally the physico-chemical balance of the impacted atmospheric layers, in particular the ozone concentration via heterogeneous chemistry on particles. On a larger scale some exceptional eruption can have a significant influence on the Earth radiative budget as it was the case following eruptions of El Chichon in 1982 and Mount Pinatubo in 1991.

On January 15, 2022, the Hunga-Tonga volcano erupted in the Tonga archipelago (20.5°S, 175.4°W). The Plinian eruption was of a rare intensity, especially because of the depth of the underwater caldera. The first estimates indicate a power between 10 and 15 Mt TNT, probably the most powerful since the eruption of Krakatoa in 1883. This short (~ 8min) but intense explosion whose pressure wave was observed all around the globe injected about 400 kt of material into the atmosphere (to be compared to the 20 Mt injected during the Mount Pinatubo eruption). The Volcano Stratospheric Plume (VSP) quickly moved westwards and then overflew the island of La Réunion (21°S, 55°E), located at ~12000 km away from Tonga.

In order to monitor the evolution of the VSP, lidar observations were performed at the Observatoire de Physique de l’Atmosphère de La Réunion (OPAR). This observatory is equipped with three lidars capable of stratospheric aerosols measurements at two wavelengths (355 nm and 532 nm). First observations were performed every night from 19 to 27 January 2022 when the first passage of the VSP occurred. The plume structures appeared to be highly variable along time, with altitudes ranging from 19 km to 36 km above the mean sea level while plume thicknesses were ranging from ~1 km to more than 3 km. Remarkable aerosol optical depth were associated with these stratospheric aerosol layers, up to 0.8 at 532 nm on January 21.

The temporal evolution of the VSP structure and optical properties will be presented and discussed.

How to cite: Baron, A., Payen, G., Duflot, V., Chazette, P., Khaykin, S., Hello, Y., Marquestaut, N., Ranaivombola, M., Bègue, N., Portafaix, T., and Cammas, J.-P.: Early evolution of the Hunga – Tonga Volcanic Plume from Lidar Observations at Reunion Island (Indian Ocean, 21°S, 55°E), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13599, https://doi.org/10.5194/egusphere-egu22-13599, 2022.

EGU22-13601 | Presentations | ITS3.6/SM1.2

The Hunga Tonga-Hunga Haʻapai hydration of the stratosphere 

Luis Millán, Lucien Froidevaux, Gloria Manney, Alyn Lambert, Nathaniel Livesey, Hugh Pumphrey, William Read, Michelle Santee, Michael Schwartz, Hui Su, Frank Werner, and Longtao Wu

Hunga Tonga-Hunga Haʻapai, a submarine volcano in the South Pacific, reached an eruption climax on 15 January 2022. The blast sent a plume of ash well into the stratosphere, triggered tsunami alerts across the world, and caused ionospheric disturbances. A few hours after the violent eruption, the Microwave Limb Sounder (MLS) measured enhanced values of water vapor at altitudes as high as 50 km - near the stratopause.
On the following days, as the plume dispersed, several MLS chemical species, including H2O and SO2, displayed elevated values, far exceeding any previous values in the 18-year record. In this presentation we discuss the validity of these measurements, the stratospheric evolution of the SO2 and H2O plumes, and, lastly, the implications of the large-scale hydration of the stratosphere by the eruption.

How to cite: Millán, L., Froidevaux, L., Manney, G., Lambert, A., Livesey, N., Pumphrey, H., Read, W., Santee, M., Schwartz, M., Su, H., Werner, F., and Wu, L.: The Hunga Tonga-Hunga Haʻapai hydration of the stratosphere, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13601, https://doi.org/10.5194/egusphere-egu22-13601, 2022.

NH1 – Hydro-Meteorological Hazards

EGU22-237 | Presentations | NH1.1

Investigating the associated dynamics of 2019 Heat wave over India 

Rani Devi and Krushna Chandra Gouda

India witnessed the second longest recorded heat wave during May-June 2019 causing more human deaths with the maximum temperature recorded was about 51.8oC in a place called Churu in the state of Rajasthan. The present study investigated the spatio-temporal pattern of the maximum temperature and the associate heat waves in the country. The relationship of the heat wave spread and the variables like temperature, humidity, soil moisture as well as the land use and land cover is explored. The dynamics of large scale oceanic and atmospheric features resulting advection and local heating mechanism is found to be the reason of such high intense heat wave in 2019 summer season. The anomaly of all the related weather parameters are linked with the intense maximum temperature and resultant heat wave and the hot spots are identified. The impacts of ENSO (including 'El Niño Modoki') and MJO on the longest and highest heat wave phenomena are also quantified for the year 2019. The role of soil moisture and the evapotranspiration also observed in the analysis which clearly shows lack of these parameters also triggers the intense heat wave events. This study will help in better understanding of the local heat wave dynamics and these informations can be useful for the public health interventions against the intense heat wave situations.

 

How to cite: Devi, R. and Gouda, K. C.: Investigating the associated dynamics of 2019 Heat wave over India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-237, https://doi.org/10.5194/egusphere-egu22-237, 2022.

EGU22-1204 | Presentations | NH1.1 | Highlight

Less-deadly heatwaves due to soil drought 

Hendrik Wouters, Jessica Keune, Irina Y. Petrova, Chiel C. van Heerwaarden, Adriaan J. Teuling, Jeremy S. Pal, Jordi Vilà-Guerau de Arellano, and Diego G. Miralles

Global warming increases the number and severity of deadly heatwaves. Recent heatwaves often coincided with soil droughts that acted to intensify air temperature but lower air humidity. Since lowering air humidity may reduce human heat stress, the net impact of soil desiccation on the morbidity and mortality of heatwaves remains unclear. Combining weather balloon and satellite observations, atmospheric modelling, and meta-analyses of heatwave mortality, we find that soil droughts—despite their warming effect—lead to a mild reduction in heatwave lethality. More specifically, morning dry soils attenuate the afternoon heat stress anomaly by ~5%. This occurs due to reduced surface evaporation and increased entrainment of dry air from aloft. The benefit appears more pronounced during specific events, such as the Chicago 1995 and Northern U.S. 2006 and 2012 heatwaves. Likewise, our findings suggest that irrigated agriculture may intensify lethal heat stress, and question recently proposed heatwave mitigation measures involving surface moistening to increase evaporative cooling.

The manuscript of the findings is in press for Science Advances.

 

 

 

How to cite: Wouters, H., Keune, J., Petrova, I. Y., van Heerwaarden, C. C., Teuling, A. J., Pal, J. S., Vilà-Guerau de Arellano, J., and Miralles, D. G.: Less-deadly heatwaves due to soil drought, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1204, https://doi.org/10.5194/egusphere-egu22-1204, 2022.

EGU22-1538 | Presentations | NH1.1 | Highlight

Spring regional sea surface temperature precursors of European summer heat waves 

Goratz Beobide-Arsuaga, André Düsterhus, Wolfgang A. Müller, Elizabeth A. Barnes, and Johanna Baehr

Past case studies have proposed many different spring and early summer sea surface temperature anomalies (SSTA) over the North Atlantic as precursors of European summer heat waves. Negative SSTAs in the Subpolar Gyre and western tropical Atlantic, and positive SSTAs in North Sea and Mediterranean Sea are few of the examples suggested to precede different European summer heat waves. Any robust description of North Atlantic spring SSTA precursors is further complicated by the large spatial heterogeneity of European summer heat waves and the limited number of observed events. Here, we combine the MPI-Grand Ensemble dataset with its 100 historical simulations (1850-2006) with a Neural-Network-based Explainable Artificial Intelligence method. In this unique data set, we systematically investigate the relevance of the North Atlantic spring SSTAs in preceding different types of European summer heat waves. We find that spring European regional seas provide useful information to differentiate and anticipate different types of European summer heat waves. While positive SSTAs in western Iberian Peninsula precede western European summer heat waves, positive SSTAs in the North Sea or Mediterranean Sea precede eastern European summer heat waves. The regional spring SSTAs relate to distinct soil moisture anomaly patterns in June, which resemble the location of the heat waves. These results could potentially improve seasonal prediction of European summer heat waves.

How to cite: Beobide-Arsuaga, G., Düsterhus, A., Müller, W. A., Barnes, E. A., and Baehr, J.: Spring regional sea surface temperature precursors of European summer heat waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1538, https://doi.org/10.5194/egusphere-egu22-1538, 2022.

EGU22-2046 | Presentations | NH1.1 | Highlight

Exploring the association between bioclimatic indices and cardiovascular mortality: Preliminary results from Northern Greece 

Anastasia Paschalidou, Kyriaki Psistaki, Paraskevi Begou, Ilias Petrou, and Ioannis M Dokas

It is well-established that exposure to extreme ambient temperatures is linked to adverse health effects associated with cardiovascular and respiratory diseases. Epidemiological studies demonstrate that the relationship between air temperature and mortality is depicted as a “U”, “V” or “J” shaped curve where the lower extrema reflect the comfort zone and mortality rises beyond a temperature threshold that is region- and population-specific and depends on various socioeconomic factors. However, temperature is not the only parameter determining thermal stress, as relative humidity, wind speed and other meteorological parameters are also known to play an important role which is often ignored. This study investigated the relationship between mortality and thermal conditions in the region of Northern Greece, using several bioclimatic indices as indicators. The data used included mean daily values of air temperature, relative humidity and wind speed and daily mortality counts due to cardiovascular diseases for the time-period 2010-2018. The following 3 thermal indices were estimated: (a) Effective Temperature (ET), (b) Normal Effective Temperature (NET) and (c) Apparent Temperature (AT). These indices were selected as they depend on typically measured variables and they can describe thermal comfort in both warm and cold environments. The association between each thermal index and mortality was studied by fitting a Poisson regression model for over-dispersed data, combined with a distributed lag non-linear model. In order to detect delayed adverse effects of low temperatures, the lag period was extended to 21 days. A “U” shape curve was found to describe the relationship between each thermal index examined and mortality, indicating the existence of a cold and a hot threshold. Thresholds were identified at 16.6oC and 31.3oC for AT, at 16.1oC and 25.5oC for ET and at 13.7oC and 24.3oC for NET. Exposure to high temperatures was found to be more hazardous compared to low temperatures. The cardiovascular mortality risk increased by 8%, 14% and 10% for each additional degree above the AT, NET and ET hot threshold, respectively. On the other hand, a degree below the AT cold threshold resulted in 1% rise in the mortality risk and 2% rise for the case of ET and NET. Furthermore, the thresholds identified for the bioclimatic indices were used to identify temperature thresholds. In all cases the cold temperature threshold lied between 18.1oC and 20.7oC, confirming that cold-mortality is not necessarily linked to the lowest temperatures. The hot temperature threshold was almost the same in all cases; 27.6oC for AT and ΝET and 27.7 for ET. On the whole, this study confirms the complexity of climate-health associations and highlights the importance of bioclimatic indices as tools to evaluate thermal stress and to feed adverse health effect prevention strategies.

ACKNOWLEDGEMENT: We acknowledge support of this work by the project “Risk and Resilience Assessment Center –Prefecture of East Macedonia and Thrace -Greece.” (MIS 5047293) which is implemented under the Action “Reinforcement of the Research and Innovation Infrastructure”, funded by the Operational Programme "Competitiveness, Entrepreneurship and Innovation" (NSRF 2014-2020) and co-financed by Greece and the European Union (European Regional Development Fund). 

How to cite: Paschalidou, A., Psistaki, K., Begou, P., Petrou, I., and Dokas, I. M.: Exploring the association between bioclimatic indices and cardiovascular mortality: Preliminary results from Northern Greece, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2046, https://doi.org/10.5194/egusphere-egu22-2046, 2022.

EGU22-2397 | Presentations | NH1.1

Heatwave-related extreme rainfall events 

Christoph Sauter, Christopher White, Hayley Fowler, and Seth Westra

Research on heatwave-related impacts typically focusses on risks to health or critical infrastructure. However, since high temperatures are an important element of convection-driven extreme rainfall events that can trigger flash floods, heatwave-induced extreme rainfall events are also important when considering heatwave impacts. Heavy rainfall events following heatwaves might alleviate the direct impacts of the heat but introduce other risks related to flash floods.

Using sub-daily rainfall observations on a global scale, we show that short duration rainfall extremes are indeed more likely to occur if preceded by a heatwave than compared to non-heatwave events. In addition, these rainfall events are more intense as well. However, this link is dependent on the region, with some locations, especially arid regions, showing no relationship between the two phenomena at all. We also investigate if hotter heatwaves are more likely to be followed by rainfall extremes. This could have implications for future heatwaves which are projected to become more intense.

How to cite: Sauter, C., White, C., Fowler, H., and Westra, S.: Heatwave-related extreme rainfall events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2397, https://doi.org/10.5194/egusphere-egu22-2397, 2022.

EGU22-2473 | Presentations | NH1.1

Historical and projected heat waves in Croatia 

Lidija Srnec, Vjeran Magjarević, and Ivan Güttler

Introduction: Last IPCC AR6 reported with very high confidence that more frequent hot extremes will increase for the severity of heatwaves all-round the globe. It is known that heat and hot weather that can last for several days (so called heatwaves) can significantly influence human health as well as rise in heat-related deaths.

Design and methods: In this work, climate simulations obtained by regional climate model RegCM4 over Croatia are used. RegCM4 was forced by four different global climate models on 12.5 km horizontal resolution. Historical climate simulated by model is compared with observed daily data measured at Croatian meteorological stations in order to evaluate simulations. Future climate is considered by three different IPCC scenarios: the lowest RCP2.6, the middle RCP4.5 and the highest RCP8.5 emission scenario. We considered three future time slices: 2021-2050 (P1), 2031-2060 (P2) and 2041-2070 (P3).

Results: The range of climate change for maximum temperature during summer will be examined in the future time slices. We will also look into duration and number of heat waves in different parts of Croatia. Knowledge of the current situation as well as possible change in the future can help in the planning future adaptation and mitigation measures.

How to cite: Srnec, L., Magjarević, V., and Güttler, I.: Historical and projected heat waves in Croatia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2473, https://doi.org/10.5194/egusphere-egu22-2473, 2022.

EGU22-2671 | Presentations | NH1.1

Future changes in African heatwaves and their drivers at the convective scale 

Cathryn Birch, Lawrence Jackson, Declan Finney, John Marsham, Rachel Stratton, Simon Tucker, Sarah Chapman, Cath Senior, Richard Keane, Francoise Guichard, and Elizabeth Kendon

The future change in dry and humid heatwaves is assessed in 10 year pan-African convective scale (4.5km) and parameterised convection (25km) climate model simulations. Compared to reanalysis, the convective scale simulation is better able to represent humid heatwaves than the parameterised simulation. Model performance for dry heatwaves is much more similar. Both model configurations simulate large increases in the intensity, duration and frequency of heatwaves by 2100 under RCP8.5. Present day conditions that occur on 3 to 6 heatwave days per year will be normal by 2100, occurring on 150-180 days per year. The future change in dry heatwaves is similar in both climate model configurations, whereas the future change in humid heatwaves is 56% higher in intensity and 20% higher in frequency in the convective scale model. Dry heatwaves are associated with low rainfall, reduced cloud, increased surface shortwave heating and increased sensible heat flux. In contrast, humid heatwaves are predominately controlled by increased humidity, which is associated with increased rainfall, cloud, longwave heating and evaporation, with dry bulb temperature gaining more significance in the most humid regions. Approximately one third (32%) of present day humid heatwaves commence on wet days, suggesting the potential for compound flood-humid heat climate extremes. Moist processes are known to be better represented in convective scale models. Climate models with parameterised convection, such as those in CMIP, may underestimate the future change in humid heatwaves, which heightens the need for mitigation and adaptation strategies and indicates there may be less time available to implement them to avoid future catastrophic heat stress conditions than previously thought.

How to cite: Birch, C., Jackson, L., Finney, D., Marsham, J., Stratton, R., Tucker, S., Chapman, S., Senior, C., Keane, R., Guichard, F., and Kendon, E.: Future changes in African heatwaves and their drivers at the convective scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2671, https://doi.org/10.5194/egusphere-egu22-2671, 2022.

EGU22-2728 | Presentations | NH1.1

A global assessment of heatwaves since 1850 in different datasets 

Laura Hövel, Ralf Hand, and Stefan Brönnimann

Over the past century there was a significant increase in heatwaves in several regions around the globe. This increase is projected to continue with ongoing global warming and forms a serious risk for various ecosystems as well as human health. Changes in the occurrence and the characteristics of heatwaves since the middle of the 20th century are extensively studied in observational datasets and model simulations. However, there is a research gap concerning preindustrial (1850-1900) heatwaves and heatwaves in the early 20th century and their relation to forcings and large-scale variability modes.

In this study we analyse the occurrence of heatwaves and the spatial and temporal distribution of different heatwave characteristics since 1850 using different observational datasets (20CRv3 reanalysis, EUSTACE gridded temperature, HadEX3 and station data) and a 36-member ensemble of atmospheric model simulations. We compare preindustrial heatwaves to recent and projected heatwaves and analyse how global or local heatwave hotspots change over time.

We use a new approach, a 30-year running baseline climatology, which allows us to analyse heatwave characteristics across different centuries. Our analysis shows that the different observational datasets show a comparable distribution of heatwave characteristics. Furthermore, the atmospheric model based on observed volcanic forcings can also be used to analyse preindustrial and early 20th century heatwaves.  The agreement of the model simulations with the observational datasets allows to use the atmospheric model to analyse earlier preindustrial time periods that are not covered by observations. With our on-going analysis of preindustrial heatwaves, we consequently contribute to a better understanding of past climate extremes.

 

How to cite: Hövel, L., Hand, R., and Brönnimann, S.: A global assessment of heatwaves since 1850 in different datasets, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2728, https://doi.org/10.5194/egusphere-egu22-2728, 2022.

EGU22-3666 | Presentations | NH1.1 | Highlight

European heat waves of summer 2021 in the context of past major heat waves 

Ondřej Lhotka and Jan Kyselý

Climate change-induced rise in global temperatures is linked to changes in hot extremes. The recent summer of 2021 was marked by extremely high temperatures over the Mediterranean, which together with numerous wildfires considerably affected human society and natural environment. Using daily maximum temperatures from the ERA-5 reanalysis, we aim to assess the severity of heat waves in 2021 in the context of past major European heat waves (since 1950) through analysing their length, spatial extent, intensity, and overall magnitude. We show that the summer of 2021 was record-breaking in terms of total duration of heat waves and their magnitude was comparable to those in 2003 and 2010. The past two decades (2002–2021) almost completely redraw the spatial pattern of the occurrence of the historically most severe heat wave in European regions. Before 2002, heat waves of 1955, 1972, and 1994 were the most severe in many parts of Europe. Considering the whole 1950–2021 period, however, those heat waves remain as historically the most severe only over a small portion of their original area, and the map is dominated by the 2003, 2010, 2018, and 2021 events. This documents a rapid change in heat wave characteristics in Europe over the last two decades.

How to cite: Lhotka, O. and Kyselý, J.: European heat waves of summer 2021 in the context of past major heat waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3666, https://doi.org/10.5194/egusphere-egu22-3666, 2022.

EGU22-3750 | Presentations | NH1.1

Identifying drivers for heat waves using wavelets and machine learning approaches 

Sebastian Buschow, Jan Keller, and Sabrina Wahl

The driving mechanisms of extreme heat events are known to live on a range of spatio-temporal scales. The occurrence and severity of a heatwave can be influenced by (a) slow variations in the ocean and sub-surface, (b) planetary tele-connections, (c) variations in the jet-stream and synoptic weather systems, as well as (d) local-scale feedbacks.

While important progress has been made on each of these individual contributions, fewer studies have attempted to draw a unified picture including them all. We approach this task with tools from classic statistical modeling, as well as image processing machine learning. With the help of wavelet-transforms, predictor variables can be separated into individual scales. Together with local variables and global principal component time-series, these potential drivers are supplied to a statistical learner with the task of reconstructing the field of heatwave occurrences. Contributions from individual scales can then directly be identified, either via variable selection before or during learning, or by measures of feature importance applied to the trained models.

We demonstrate this approach for the case of summer heatwaves in the ERA5 reanalysis. If successful, our  framework can also be transferred to other extreme events such as droughts, cold spells or wind storms.

How to cite: Buschow, S., Keller, J., and Wahl, S.: Identifying drivers for heat waves using wavelets and machine learning approaches, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3750, https://doi.org/10.5194/egusphere-egu22-3750, 2022.

EGU22-4042 | Presentations | NH1.1

thermofeel: developing an open research software project for heat stress and thermal comfort. 

Chloe Brimicombe, Tiago Quintino, Claudia Di Napoli, Florian Pappenberger, Rosalind Cornforth, and Hannah Cloke

Extreme heat is a growing risk to both human and planetary health. It is an area of research with many mathematical models that attempt to capture mostly human responses to thermal conditions. However, like many science fields software is often not developed in a reproducible manner, which adheres to the shared principles of open science, software and research. Here, we present thermofeel which is a python thermal comfort library that was developed at the European Centre for Medium-Range Weather Forecasts (ECMWF) with the dual purpose of being able to be integrated into their operational forecasting systems and allowing users of ECMWF products to be able to use the same methods with their data. In addition, hosting thermofeel on GitHub allows for future growth through open research software process in line with the fast-moving extreme heat field and gives the potential for collaboration between the ECMWF with many other user groups. Further, the development here could lead to a global heat hazard early warning system and the first forecasting results will be presented demonstrating the skill of thermal indices. Finally, thermofeel is currently in pre-operational forecasting at ECMWF and is available for everybody through pip and GitHub. This work has been funded by the European Union’s Horizon 2020 Research and Innovation programme under Grant Agreement no 824115. 

How to cite: Brimicombe, C., Quintino, T., Di Napoli, C., Pappenberger, F., Cornforth, R., and Cloke, H.: thermofeel: developing an open research software project for heat stress and thermal comfort., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4042, https://doi.org/10.5194/egusphere-egu22-4042, 2022.

EGU22-4129 | Presentations | NH1.1 | Highlight

Is heat stress more indicative of summer mortality than temperature alone? 

Eunice Lo, Ana M. Vicedo-Cabrera, Dann Mitchell, Jonathan Buzan, and Jakob Zscheischler

Extreme high temperatures are associated with elevated human mortality risks. This is evidenced by a typically U- or J-shaped relationship between daily temperature and mortality found for most places in the world where data exist. However, high temperature is not the only contributor to heat stress. Humidity is also an important factor because it affects evaporation of sweat, which is crucial for cooling the human body in hot environments. Although various heat stress metrics, many of which are a combination of atmospheric temperature and humidity based on different physiological assumptions, have been developed to estimate heat stress, the relationship between these metrics and mortality remains unclear.

In this study, the relationships between seven heat stress metrics — wet bulb temperature, apparent temperature, discomfort index and swamp cooler temperatures at four different efficiencies [1] — and mortality are systematically assessed using well-established Distributed Lag Non-linear Models (DLNMs) [2]. The predictive powers of these metrics, as well as that of daily mean temperature, are compared for the summer season at global locations in 39 countries, where sufficient meteorological and health data are available [3]. The results of this study provide new information as to which of these metrics are most indicative of summer mortality in different locations, and whether the ‘best-fit’ heat stress metric for a location gives a substantially different mortality estimate compared to the commonly used daily mean temperature. These results have important implications for heat-health impact monitoring, developing national and international heat-health action plans, as well as for projecting future heat-related mortality under different climate change scenarios.

References:

[1] Buzan, J. R. et al.: Implementation and comparison of a suite of heat stress metrics within the Community Land Model version 4.5. Geosci. Model Dev., 8, 151–170, 2015.

[2] Gasparrini and Armstrong: Reducing and meta-analysing estimates from distributed lag non-linear models. BMC Medical Research Methodology, 13:1, 2013.

[3] Vicedo-Cabrera, A. M. et al.: The burden of heat-related mortality attributable to recent human-induced climate change. Nature Climate Change, 11, 492–500, 2021.

How to cite: Lo, E., Vicedo-Cabrera, A. M., Mitchell, D., Buzan, J., and Zscheischler, J.: Is heat stress more indicative of summer mortality than temperature alone?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4129, https://doi.org/10.5194/egusphere-egu22-4129, 2022.

EGU22-4219 | Presentations | NH1.1

Perceptions of heat-health impacts and the effects of knowledge andpreventive actions by outdoor workers in Hanoi, Vietnam 

Steffen Lohrey, Melissa Chua, Clemens Gros, Jerôme Faucet, and Jason K.W. Lee

Extreme heat is an increasing climate threat, most pronounced in urban areaswhere poor populations are at particular risk.Weanalyzed heat impacts and vulnerabilities of 1027 outdoorworkerswho participated in a KAP survey in Hanoi, Vietnam in 2018, and the influence of their mitigation actions, their knowledge of heat-risks, and access to early warnings.
We grouped respondents by their main income (vendors, builders, shippers, others, multiple jobs, and nonworking) and analyzed their reported heat-health impacts, taking into consideration socioeconomics, knowledge of heat impacts and preventive measures, actions taken, access to air-conditioning, drinking amounts and use of weather forecasts. We applied linear and logistic regression analyses using R.
Construction workers were younger and had less knowledge of heat-health impacts, but also reported fewer symptoms. Older females were more likely to report symptoms and visit a doctor. Access to air-conditioning in the bedroom depended on age and house ownership, but did not influence heat impacts as cooling was too expensive. Respondents who knew more heat exhaustion symptomswere more likely to report impacts (p< 0.01) or consult a doctor (p<0.05). Similarly, thosewho checkedweather updateswere more likely to report heat impacts (p< 0.01) and experienced about 0.6 more symptoms (p< 0.01). Even though occupation type did not explain heat illness, builders knewconsiderably less (40%; p<0.05) about heat than other groups butwere twice as likely to consult a doctor than street vendors (p < 0.01). Knowledge of preventive actions and taking these actions both correlated positively with reporting of heat-health symptoms, while drinking water did not reduce these symptoms (p < 0.01). Child carers and homeowners experienced income losses in heatwaves (p < 0.01). The differences support directed actions, such as dissemination of educational materials and weather forecasts for construction workers. The Red Cross assisted all groups with cooling tents, provision of drinks and health advice.

How to cite: Lohrey, S., Chua, M., Gros, C., Faucet, J., and Lee, J. K. W.: Perceptions of heat-health impacts and the effects of knowledge andpreventive actions by outdoor workers in Hanoi, Vietnam, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4219, https://doi.org/10.5194/egusphere-egu22-4219, 2022.

EGU22-4390 | Presentations | NH1.1

Extreme heatwaves in Europe 1950-2020: analysis of the links between meteorology, population, and impacts 

Théo Mandonnet, Aglaé Jézéquel, Fabio D'Andrea, Améline Vallet, and Céline Guivarch

There is high confidence that heatwaves will become more frequent and more intense under the influence of climate change. Different definitions of heatwaves exist based on the statistical distribution of temperature, in general using thresholds and duration and extension criteria.
If one observes the overlap between these definitions and the actual human and material damage produced by heatwaves, it appears that there is low consistency between the two. In other terms, a large amplitude heatwave in the physical climatological sense may not be equivalently as large in terms of impacts.
By crossing meteorological (E-OBS), demographic (WorldPop, GHS-POP), and impact (EM-DAT) databases at the European scale, we developed indices to classify heatwaves and select extreme ones in terms of impacts. We also proposed a method to evaluate the classification abilities of these indices. Including demographic data in the indices seems central to understand the links between meteorological conditions and observed impacts.

How to cite: Mandonnet, T., Jézéquel, A., D'Andrea, F., Vallet, A., and Guivarch, C.: Extreme heatwaves in Europe 1950-2020: analysis of the links between meteorology, population, and impacts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4390, https://doi.org/10.5194/egusphere-egu22-4390, 2022.

EGU22-4753 | Presentations | NH1.1 | Highlight

Adaptation to extreme heat in the agricultural sector – SSP-dependent scenarios for mechanization deployment 

Nicole van Maanen, Anton Orlov, and Carl-Friedrich Schleussner

Climate change and increasing heat stress reduces labour productivity and supply all across the globe. In a global warming scenario of 3°C, effective labour (i.e., the combination of productivity and supply) is expected to decrease by up to 50 percentage points relative to the period 1986-2005. Central Africa, Southeast Asia and Latin America will be most affected. In these regions, the agricultural sector is still of paramount importance for livelihoods and food security and outdoor work is more common. When heat stress further increases, the capability for physical activity will reduce across a wide range of working places, primarily outdoors. Especially in low- and middle-income countries the effects of climate change will lead to a reduction in economic activity and decrease the capacity for economic growth.

 

Automation and mechanization of outdoor work could greatly reduce the economic costs of heat stress and counts as the most effective adaptation strategy in the agricultural- and construction sectors to climate change, but scenarios of potential future deployment of mechanization are in their infancy. Here we propose a Mechanization Deployment Index (MDI), which builds on the concept of constrained adaptative capacity reflecting a level of mechanization under the presence of socio-economic constraints compared to the maximum mechanization potential in the absence of constraints to adaptive capacity. By identifying socioeconomic variables within the framework of the Shared Socioeconomic Pathways (SSPs) that correlate with the current level of mechanization deployment, we are able to project five scenarios for future mechanization implementation alongside the SSPs. For the first time, we will be able to show how different socio-economic trajectories strongly modulate future heat stress impacts in the agriculture sector. These scenarios can be included in integrated assessments of climate change and improve the economic risk assessment in the 21st century.

How to cite: van Maanen, N., Orlov, A., and Schleussner, C.-F.: Adaptation to extreme heat in the agricultural sector – SSP-dependent scenarios for mechanization deployment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4753, https://doi.org/10.5194/egusphere-egu22-4753, 2022.

Heatwaves are meteorological disasters that can damage human health and reduce agricultural production when extremely high temperatures are involved. A heatwave over the Korean Peninsula in 2018 broke the temperature and duration records kept since observations began. This event caused significant socio-economic damage. High pressure in the upper atmosphere over Eastern Europe and strong convection over the western North Pacific subtropical region are major fluctuations known to strengthen heatwaves over the Korean Peninsula. This study analyzed how these factors affected predictions of the 2018 heatwave over the Korean Peninsula using the sub-seasonal to seasonal (S2S) prediction model. Of the 11 models used in the S2S prediction project, 6 were selected: CMA, ECCC, ECMWF, KMA, NCEP, and UKMO. These models underestimated the daily surface temperature from July to August 2018 compared with observations, and the prediction errors gradually increased as lead-time increased. The model that simulated significant upper-level high pressure events in Eastern Europe and convection activities in the western North Pacific subtropical region predicted surface temperatures for the Korean Peninsula that were similar to the observed values. The increase in air pressure in the upper atmosphere over Eastern Europe is related to the recent expansion of areas affected by heatwaves in Europe. Even in the S2S models, the model that accurately predicted the characteristics of the heatwave showed excellent prediction performance for the Korean Peninsula. The increase in convection activities in the western North Pacific subtropical region increased when the amplitude of phases 4–6 of the Madden–Julian Oscillation (MJO) was large and they included many days. If the S2S model simulates the characteristics of the MJO accurately, the surface temperature prediction performance for the Korean Peninsula will increase. Therefore, it is very important for the S2S model to predict these two factors accurately, particularly when predicting heatwaves similar to that which occurred over the Korean Peninsula in 2018.

This work was funded by the Korea Meteorological Administration Research and Development Program under Grant KMI2020-01212.

How to cite: Wie, J. and Moon, B.-K.: Effect of Upper-Level High Pressure in Eastern Europe and Convection Activities in the Western North Pacific Subtropical Region on the Prediction of Heatwaves over the Korean Peninsula, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6693, https://doi.org/10.5194/egusphere-egu22-6693, 2022.

EGU22-6827 | Presentations | NH1.1

Feedback attribution to dry heatwaves over East Asia 

Ye-Won Seo, Kyung-Ja Ha, and Tae-Won Park

Summer heatwave events have exhibited increasing trends, with sudden increases occurring since the early 2000s over northeastern China and along the northern boundary of Mongolia. However, the mechanism behind heatwaves remains unexplored. To quantitatively examine the feedback attribution of concurrent events related to surface temperature anomalies, the coupled atmosphere–surface climate feedback-response analysis method based on the total energy balance within the atmosphere–surface column was applied. The results demonstrate that the contributions of the latent heat flux and surface dynamic processes served as positive feedback for surface warming by reducing the heat release from the surface to the atmosphere because of deficient soil moisture based on dry conditions. Cloud feedback also led to warm temperature anomalies through increasing solar insolation caused by decreasing cloud amounts associated with anomalous high-pressure systems. In contrast, the sensible heat flux played a role in reducing the warm temperature anomalies by the emission of heat from the surface. Atmospheric dynamic feedback led to cold anomalies. The influence of ozone, surface albedo, and water vapor processes is very weak. This study provides a better understanding of combined extreme climate events in the context of radiative and dynamic feedback processes.

How to cite: Seo, Y.-W., Ha, K.-J., and Park, T.-W.: Feedback attribution to dry heatwaves over East Asia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6827, https://doi.org/10.5194/egusphere-egu22-6827, 2022.

EGU22-7118 | Presentations | NH1.1

The upper bound of mid-latitude extreme temperatures 

Yi Zhang and William Boos

 Extreme temperatures have a wide societal impact yet remain a major uncertainty in climate projections. Past studies have identified several drivers of heatwaves, including atmospheric blocking and soil moisture-atmosphere feedback. However, it remains unknown what limits the magnitude of extreme temperatures, and a quantitative understanding of heatwaves is lacking. Here we provide a theory of mid-latitude extreme temperatures based on a convective-instability mechanism. We formulate the upper bound of the surface temperature as a function of the temperature at the 500-hPa pressure level (T500), which is supported by observations and reanalysis data. Based on this theory, we project that the annual hottest daily maximum temperature (TXx) should increase by 1.9 K for each 1 K of increase in T500 over mid-latitude land if there is no evident drying or moistening of surface air on the annual hottest days. The observed TXx trend over the past four decades between 40°N-65°N is consistent with our projection. With T500 within 40°N-65°N increasing slightly faster than the global warming, the warming rate of TXx of this region will be on average around twice of the global warming if specific humidity does not change on the hottest days. However, TXx will increase at a faster rate over regions with a decrease in specific humidity on the hottest days, and vice versa.

How to cite: Zhang, Y. and Boos, W.: The upper bound of mid-latitude extreme temperatures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7118, https://doi.org/10.5194/egusphere-egu22-7118, 2022.

EGU22-7778 | Presentations | NH1.1

The role of heatwave events on the occurrence and persistence of thermal stratification in the southern North Sea 

Wei Chen, Joanna Staneva, Sebastian Grayek, Johannes Schulz-Stellenfleth, and Jens Greinert

Extremes in temperatures not only directly affect the marine environment and ecosystems but also have indirect impacts on hydrodynamics and marine life. The role of heatwave events responsible for the occurrence and persistence of thermal stratification was analysed using a fully coupled hydrodynamic and wave model within the framework of the Geesthacht Coupled cOAstal model SysTem (GCOAST) for the North Sea. The model results were assessed against satellite reprocessed data and in situ observations from field campaigns and fixed MARNET stations. To quantify the degree of stratification, a potential energy anomaly over the water column was calculated. A linear correlation existed between the air temperatures and the potential energy anomaly in the North Sea excluding the Norwegian Trench and the area south of 54◦N latitude. Contrary to the northern part of the North Sea, where the water column is stratified in the warming season each year, the southern North Sea is seasonally stratified in years when a heatwave occurs. The influences of heatwaves on the occurrence of summer stratification in the southern North Sea are mainly in the form of two aspects, i.e., a rapid rise in sea surface temperature at the early stage of the heatwave period and a relatively higher water temperature during summer than the multiyear mean. Another factor that enhances the thermal stratification in summer is the memory of the water column to cold spells earlier in the year. Differences between the seasonally stratified northern North Sea and the heatwave-induced stratified southern North Sea were attributed to changes in water depth.

How to cite: Chen, W., Staneva, J., Grayek, S., Schulz-Stellenfleth, J., and Greinert, J.: The role of heatwave events on the occurrence and persistence of thermal stratification in the southern North Sea, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7778, https://doi.org/10.5194/egusphere-egu22-7778, 2022.

EGU22-10558 | Presentations | NH1.1

The Decadal Variability of Extreme European Heat 

Laura Suarez-Gutierrez, Wolfgang A. Müller, and Jochem Marotzke

We evaluate the contribution of the decadal to multidecadal variability in the North Atlantic climate system to impact-relevant extreme heat metrics over Europe, and how this contribution evolves in a warming world. To do this, we use the largest existing ensemble of a comprehensive, fully-coupled climate model: the 100-member Max Planck Institute Grand Ensemble (MPI-GE). MPI-GE has been shown to have one of the most adequate representations of the variability and forced response in observed temperatures in the historical record. Furthermore, the large ensemble size of MPI-GE provides the robust sampling of internal variability that is required to evaluate the contribution of variability on decadal to multidecadal timescales to low-probability, high-impact extreme events.

In our evaluation, we go beyond common metrics defining heatwave intensity or duration, and employ heat excess metrics that account for the cumulative intensity and persistence of heat per Summer beyond given thresholds. We use these cumulative heat metrics to assess excess dry heat as well as other impact-relevant aspects of heatwaves, such as hot and humid conditions and lack of night time cooling. Our preliminary results indicate that the contribution of the decadal variability in the North Atlantic, represented by the Atlantic Multidecadal Variability (AMV), contributes to differences in these metrics between positive versus negative AMV phases that are comparable to the forced changes due to anthropogenic global warming in parts of Europe. This potential for the exacerbation of such extreme conditions under positive AMV phases highlights the necessity for considering these decadal variations both in the attribution of past events as well as in our projections of future extreme heat.

How to cite: Suarez-Gutierrez, L., Müller, W. A., and Marotzke, J.: The Decadal Variability of Extreme European Heat, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10558, https://doi.org/10.5194/egusphere-egu22-10558, 2022.

EGU22-10642 | Presentations | NH1.1

Identification of European heatwave families 

Julia Hellmig, Felix Strnad, and Bedartha Goswami

Mainly caused by anthropogenic climate change occurring heatwaves have become more frequent and extreme throughout the 21th century. Summer heatwaves over Europe are mainly caused by positive phases of the North Atlantic Oscillation (NAO) and jet stream anomalies, subsequently causing atmospheric blocking over different parts of Europe. With this work we aim to define families of European heatwaves caused by different atmospheric regimes. In the long run this could help predicting European heatwaves and their length, intensity and spatial extend. To identify European heatwaves and their spatial extend we use the graph framework DeepGraphs. Within this framework every extreme heat day isconsidered a node and a heatwave is defined as the union of all nearest neighbour nodes (which are connected by edges). 

Two clustering steps are applied to cluster the heatwave into families depending on their length, season and spatial extend. 

Our results reveal a promising way to classify European heatwaves based on their atmospheric cause which could help forecasting heatwaves in the future.

How to cite: Hellmig, J., Strnad, F., and Goswami, B.: Identification of European heatwave families, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10642, https://doi.org/10.5194/egusphere-egu22-10642, 2022.

EGU22-11189 | Presentations | NH1.1 | Highlight

Probing the unfathomable: ensemble boosting for physical climate storylines of unseen heat extremes 

Erich Fischer, Urs Beyerle, Claudia Gessner, Flavio Lehner, Angeline Pendergrass, Sebastian Sippel, Joel Zeder, and Reto Knutti

The Pacific Northwest heat wave is one of a series of record-shattering heat extremes that, based on the previous observational record, may have been deemed impossible. Here we address the question of whether the potential for such an extreme heat wave could have been foreseen using simulated physical climate storylines.

We use a novel approach, called ensemble boosting, in which a fully-coupled free-running climate model (CESM2) is used to develop physical storylines of very rare heat extremes under present-day conditions. In ensemble boosting, the most extreme events in an initial-condition large ensemble for the near future are re-initialized with slightly perturbed atmospheric initial conditions to efficiently generate events that are even more extreme, with the goal of sampling events with magnitudes that have not been seen before.

We demonstrate that, with this approach, CESM2 can efficiently simulate events that reach or even exceed the magnitude and duration of the 2021 Pacific Northwest heatwave anomaly. The atmospheric circulation anomalies associated with the most extreme simulated heat waves in the boosted ensemble are remarkably similar to the observed event. We further evaluate the anomalies in the surface energy and water budgets that contribute to the most intense simulated events. We conclude that based on this approach, heat waves unseen in the observational record can be simulated in models, at least in some regions. After probing this approach for the Pacific Northwest heatwave, we apply it to other mid-latitude regions where extreme heat events of much higher magnitude than has been observed are plausible in the near future.

The ensemble boosting approach is computationally efficient, and it preserves physical consistency both in time, in space and across variables. This has the major advantages that the drivers can be directly evaluated against observed events and the generated storylines can be used in impact studies that require physical consistency, e.g. for the evaluation of humid heatwaves or compound events, for assessing wildfire risks or for ecosystem modelling.

How to cite: Fischer, E., Beyerle, U., Gessner, C., Lehner, F., Pendergrass, A., Sippel, S., Zeder, J., and Knutti, R.: Probing the unfathomable: ensemble boosting for physical climate storylines of unseen heat extremes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11189, https://doi.org/10.5194/egusphere-egu22-11189, 2022.

EGU22-13479 | Presentations | NH1.1 | Highlight

Heat vulnerability assessment and mapping for a bucolic town in the UK 

Jeetendra Sahani, Sisay E. Debele, and Prashant Kumar

With ongoing climate change, the number, frequency, and intensity of events of extremely hot days during summers called heatwaves are progressing. Vulnerability of the population is one aspect responsible for the risk induced by such heatwaves. In society, certain characteristics make one group of people more vulnerable to heatwaves than others, such as poverty, access to cooling facilities, age, gender etc. The current research identifies such vulnerability factors or indicators of population to help in devising heat management strategies. This research focuses on a small bucolic region (Guildford) in Surrey county of the United Kingdom as mostly risk or vulnerability factors are underestimated and ignored in such regions compared to city population. Twelve heat vulnerability factors or indicators (house type, sex, age, ethnicity, place density, access to central heating, residence type: communal, health condition, household composition, disability, accommodation tenure i.e. rented or owned, and education level) were selected after reviewing several literatures to include in the study based on their data availability. Census data on such vulnerability indicators at lower output scale were collected. Principal component analysis was performed, and four major principal components were identified from these 12 factors which explained most of the variance (82 %) in the data. The corresponding loading value of each of these factors were utilised to find heat vulnerability indices for each lower output area and these indices were mapped using QGIS. It was noted that not only people living in town centre which is generally considered hotter and so are highly vulnerable, but outskirt regions were also significantly vulnerable compared to other lesser vulnerable regions. Such a vulnerability map can help authorities for site focused heat mitigation strategies application, early warnings, and preparation during summers, particularly during excessively hot days i.e., heatwaves. Nature-based permanent solution can be encouraged in regions of such highly vulnerable identified regions. 

How to cite: Sahani, J., Debele, S. E., and Kumar, P.: Heat vulnerability assessment and mapping for a bucolic town in the UK, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13479, https://doi.org/10.5194/egusphere-egu22-13479, 2022.

Gode Bola1,4, Raphael M. Tshimanga1, Jeff Neal2,  Laurence Hawker2, Mark A. Trigg3, Lukanda Mwamba4 , Paul Bates2

1 Congo Basin Water Resources Research Center (CRREBaC) & Department of Natural Resources Management, University of Kinshasa, DR Congo

2School of Geographical Sciences, University of Bristol, United Kingdom

3School of Civil Engineering, University of Leeds, United Kingdom

4General Commission of Atomic Energy, Regional Center for Nuclear Study, Kinshasa, DR Congo

Flood disasters have always been reported in the Congo Basin with significant damages to human lives, food production systems and infrastructure. Losses incurred by these damages are huge and represent a major challenge for economic expansion in developing nations. In the Congo River Basin, where the availability of in-situ data is a significant challenge, new approaches are needed to investigate flood risks and enable effective management strategies. This study uses recently developed global flood prediction data in order to produce flood risk maps for the Congo River Basin, where flood information currently does not exist. Flood hazard maps that estimate fluvial flooding at a grid cell resolution of 3 arc-seconds (~ 90 m), gridded population density data of 1 arc-second (~ 30 m) spatial resolution, and a spatial layer of infrastructure dataset are used to address flood risk at the scale of the Congo Basin. The global flood data provide different return periods of exposure to flooding in the Congo Basin and identifies flood extents. The risk analysis results are presented in terms of the percentage of population and infrastructure at flood risk for six return periods (5, 10, 20, 50, 75 and 100 years). Of the 525 administrative territories, 374 are exposed to fluvial floods, and 38 (10 %) of them are categorised as risk hotspots. Analysis shows that the most exposed territories represent 1% of total exposure which is estimated at 2.65% of the basin’s population. This study demonstrates the first and potentially most important stage in developing flood responses by determining the flood hazards areas and the population/infrastructures that would be exposed. The flood risk maps produced in this study provide information necessary to support policy decisions of flood disasters prevention, including prioritisation of interventions to reduce flood risk in the CRB.

Keywords: Flood hazard, Risk assessment, Return period, Congo River Basin

 

How to cite: Gode, B. B.: Multi return periods flood hazards and risks assessment in the Congo River Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-248, https://doi.org/10.5194/egusphere-egu22-248, 2022.

EGU22-389 | Presentations | NH1.2

Hydraulic zoom: a hydrological/hydrodynamic downscaling framework from regional to local scale 

Gabriel Narváez and Rodrigo Paiva

Flooding is the most damaging natural hazard in terms of economic and population affected. Hydrological-hydraulic models are essential tools for evaluating the risks associated with flooding since they provide a physically based approach. In this work, we propose a novel approach that takes advantage of the coverage advantages of large-scale modeling and the accurate representation of local modeling, where high-resolution data are available. A dynamic downscaling framework, so-called hydraulic zoom, has been created by coupling the local relevant discharge estimation of the large-scale models with the detailed local representation of the reach-scale models. The large-scale hydrological model (MGB) is employed for estimating the inflow, rainfall excesses, infiltration, and evaporation from open water in order to use as input into an area in which the flow is solved through the full shallow waters formulation. The HEC-RAS 2D 6.1 is applied for solving the 2D dynamic equations. Besides, HEC-RAS enables forcing rainfall excess distributed inside the 2D area by the rain-on-grid approach while also allowing incorporate evaporation and infiltration. 

The hydraulic zoom is applied in the Itajai-Açu river basin of 15000 km2 in Southern Brazil in the Santa Catarina State. The 2D area is about 833.6 km2, considering  95 km of the main river until the outlet into the sea. The 2D area modeled is highly prone to floods, recording flood events with more than 53 deaths and more than 1 million affected people only between 1983 and 2011.

Estimations from MGB and from HEC-RAS 2D (fed with the MGB outputs) are compared against observed water surface level (WSE), WSE anomalies, and flood extent. The results reveal that streamflows estimated by a regional hydrological model can be incorporated into a local model improving in mean the estimations in about 41% (0.8 m) for WSE, 29% (0.35m) for WSE anomalies, and 10% of the Fit metric for flood extent. This hydraulic zoom framework reveals greate potential of producing high-resolution flood hazard maps allowing also representing pluvial floods, with regional distribution but local resolution. 

How to cite: Narváez, G. and Paiva, R.: Hydraulic zoom: a hydrological/hydrodynamic downscaling framework from regional to local scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-389, https://doi.org/10.5194/egusphere-egu22-389, 2022.

EGU22-687 | Presentations | NH1.2

QGIS-based Autonomous Process and Arc River Data Repository for Efficient Flood Inundation and Hazard Mapping 

Kyungdong Kim, Hojun You, Dongsu Kim, and Yeonghwa Gwon

Abstract

Flood inundation and hazard maps have played various crucial roles in terms of municipal hazard planning, timely flood control countermeasure operation, economic levee design, and developing flood forecasting or nowcasting systems. Given that the riparian areas prone to flood conventionally imposed special cares to justify applications of recently available flood inundation or hazard assessment numerical models on top of digital elevation models of dense spatial resolution such as LiDAR irrespective of their high costs. However, laborious and time & cost-consuming processes were required to proficiently produce inundation and hazard maps, which includes preparation of geometric and hydrologic data as input for the targeted numerical model, executing the model and post-processing, and inundation and subsequent hazard mapping. For example in Korea, field surveyed geometric dataset are provided in CAD format and should have to be manually converted into cross-sectional information compatible with HEC-RAS as a numerical model, where such dataset are not managed in centralized and standardized database. Then, flood inundation and hazard maps are generated one by one based on flood stage heights simulated from the HEC-RAS, where additional tools such as HEC-GeoRAS or manual drawing against DEM are usually applied. In order to efficiently and cost-effectively provide a series of flood inundation and hazard maps automatically with minimum practitioner involvement, this study demonstrates a set of open-source based tools that automated flood and hazard mapping processes as follows: a) parse CAD files containing geometric surveys like cross-sections and store them into server-based Arc River database approachable through website; b) retrieve geometric information using RiverML from Arc River and implicitly make them compatible with HEC-RAS input format; c) execute the HEC-RAS with some designated boundary conditions and various flood discharge; d) parse HEC-RAS output in binary format and draw flood inundation and hazard map on a given DEM through a developed add-on in QGIS using Python. We found that the proposed entire autonomous processes substantially enhanced efficiency and accuracy for flood mapping. The spatial accuracy of flood inundation and hazard map after applying above processes were validated throughout comparison with an inundation trace map acquired from typhoon Nari, 2007, in Hancheon basin located in Jeju Island, Korea, where a series of inundation and hazard maps were comprehensively investigated to track the burst of flood in the extreme flood events.

 

Acknowledgment

This work was supported by the US Geological Survey Cooperative Grant Agreement #G19AC00257 and by the Korea Agency for Infrastructure Technology Advancement (KAIA) grant funded by the Ministry of Land, Infrastructure and Transport (21AWMP- B121092-06).

How to cite: Kim, K., You, H., Kim, D., and Gwon, Y.: QGIS-based Autonomous Process and Arc River Data Repository for Efficient Flood Inundation and Hazard Mapping, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-687, https://doi.org/10.5194/egusphere-egu22-687, 2022.

EGU22-1137 | Presentations | NH1.2

Investigation of Air-Bubble Screen on Reducing Scour in River Facility 

Kuo-Wei Liao and Zhen-Zhi Wang

This study proposes an innovative idea to reduce scour in river structures via air-bubble screens, which does not provoke a significant impact on the ecological environment. Check dam is one of the most popular river facilities and is selected as the research target of this study. The scouring problem on the downstream side of check dam may damage its own safety and therefore, preventing the check dam from souring has been a challenge task for years. To lessen the safety impact from scouring, the existing methods often rely on using reinforced concrete structures that often, does not solve the problem but induces a series of scouring problem. Further, reinforced concrete structure may damage the river ecological environment during and after the construction. On the other hand, air-bubble screen may provide an alternative solution in solving the scouring problem without interrupting the environment. A scaled-check dam model using flume channel at Hydrotech Research Institute in NTU is conducted, and then the FLOW-3D is used to carry out numerical simulation to evaluate the effectiveness of the air-bubble screen in reducing the depth and range (or volume) of the scours. Results shown that air-bubble screen is able to effectively reduce the check dam scours. Based on results from experiments and simulations, the design principles for air-bubble screen are provided as a reference for future practice. 

How to cite: Liao, K.-W. and Wang, Z.-Z.: Investigation of Air-Bubble Screen on Reducing Scour in River Facility, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1137, https://doi.org/10.5194/egusphere-egu22-1137, 2022.

EGU22-1424 | Presentations | NH1.2

Operational hydraulic flood impact forecasting with RIM2D for improved disaster management 

Heiko Apel, Sergiy Vorogushyn, and Bruno Merz

The disastrous flood of July 2021 in Germany has shown that forecasts of river discharge or water levels at selected gauges do not provide sufficient information for timely and location specific warning of the population and targeted disaster management actions. The gauge forecasts as well as the available flood hazard maps were insufficient to assess the flood severity in downstream areas. In order to provide more actionable flood forecasts, the hydraulic model RIM2D was developed and setup for the Ahr river. It solves the inertial formulation of the shallow water equations on a regular grid, and is highly parallelized on Graphical Processor Units (GPUs). Moreover, the modelling concept is parsimonious and allows for fast model setup. We show that hydraulic simulations driven by the available hydrological gauge forecasts would have been feasible with short simulation duration. It would be possible to provide spatially explicit forecasts of inundation depths and flow velocities with sufficient lead time. Moreover, we also show that impact forecasts indicating human instability in water and building failure hazard can be additionally provided in operational mode. We argue that using these hydraulic and impact forecasts would have had a substantial impact on the flood alertness of the population and responsible authorities, enabling a better early warning and disaster management. This could eventually save lives during future extreme flash floods.

How to cite: Apel, H., Vorogushyn, S., and Merz, B.: Operational hydraulic flood impact forecasting with RIM2D for improved disaster management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1424, https://doi.org/10.5194/egusphere-egu22-1424, 2022.

With the acceleration of urbanization, urban pluvial flooding seriously threatens urban sustainable development and human life. It is widely accepted that various landscape elements contribute to the magnitude of urban pluvial flooding. Considerable efforts investigated the universal mechanism of urban pluvial flooding by regarding the whole study area as spatial homogeneous while ignoring its local specific mechanism. The spatially heterogeneous effects of landscape elements on urban pluvial flooding remain poorly understood. Additionally, it is still unclear how the interactive effects of landscape elements affect urban pluvial flooding. In most practical situations, urban pluvial flooding is affected by multiple factors, rather than by a single factor alone. These shortcomings make it impossible to formulate urban pluvial flooding mitigation measures based on the relative contribution of various landscape elements on urban pluvial flooding. To shed some light on this topic, an innovative method that integrated the all subsect regression model, cubist regression tree, and geographical detector model is presented to spatially explicit the heterogeneous forces driving urban pluvial flooding variation and identify the pluvial flooding dominant driving forces with different local conditions. By comparing with two other commonly used regression methods (global regression model, spatial lag model), the proposed method can fully quantify this spatial non-stationarity mechanism and spatially explicit the local driving forces. Urban pluvial flooding dominant driving factors and their contribution vary with the local site conditions. Even for the same dominant factor, its contribution to pluvial flooding varies considerably in different watersheds. Based on this, local authorities can develop site-specific urban pluvial flooding mitigation strategies according to the dominant factors in different areas. The results of this study extend our scientific understanding of the site-specific mechanism of urban pluvial flooding, providing useful information for formulating more targeted and effective urban pluvial flooding mitigation strategies with different local conditions, rather than a “one-size-fits-all” policy.

How to cite: Zhang, Q., Wu, Z., Guo, G., and Tarolli, P.: How to develop site-specific urban pluvial flooding mitigation strategies? A new approach to investigating the spatial heterogeneous driving forces of urban pluvial flooding, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1573, https://doi.org/10.5194/egusphere-egu22-1573, 2022.

EGU22-2344 | Presentations | NH1.2

Deep learning approaches to study floods through river cameras 

Remy Vandaele, Sarah L Dance, and Varun Ojha

The monitoring of river water-levels is essential to study floods and mitigate their risks. However, it is difficult to obtain accurate measurements of river water-levels: indeed, the river gauges commonly used to measure these levels can be overwhelmed during flood events, and their number is declining globally [1,2]. This means that the monitoring and study of floods relying on gauge station measurements can only be based on sparse and possibly inaccurate river water-level data distributed unevenly along the rivers, sometimes several kilometres away from the location of interest.

We investigate if deep learning can be used to monitor river water-levels in a more flexible and efficient way. More specifically, we apply two deep learning approaches on river cameras, which are CCTV cameras commonly used to monitor the surroundings of rivers and could be easily installed at new locations. The first approach [3,4] relies on transfer learning to train water segmentation networks able to find the water pixels within the camera images and use the number of water pixels within (regions of) the images to monitor the relative evolution of the river water-level. The second approach is based on the creation of a large dataset of 32,715 images annotated with distant gauge water-level data in order to accurately train networks able to produce river water-level indexes independent from the field of view of the cameras. 

We show that both approaches can be used as sources of river water-level data. The first approach is able to produce river water-level indexes highly correlated with ground truth river water-levels (Pearson correlation coefficient >0.94). While the second approach is less accurate (Pearson correlation coefficients between 0.8 and 0.94), it is able to produce calibrated indexes independent from the field of view of the camera. 

 

[1] Mishra, A. K., and Coulibaly, P. (2009), Developments in hydrometric network design: A review, Rev. Geophys., 47, RG2001, doi:10.1029/2007RG000243.

[2] Global Runoff Data Center (2016).  Global runoff data base, temporal distribution of available discharge data.  https://www.bafg.de/SharedDocs/Bilder/Bilder_GRDC/grdcStations_tornadoChart.jpg. Last visited:2021-04-26.

[3] Vandaele, R., Dance, S. L., & Ojha, V. (2020, September). Automated water segmentation and river level detection on camera images using transfer learning. In DAGM German Conference on Pattern Recognition (pp. 232-245). Springer, Cham.

[4] Vandaele, R., Dance, S. L., & Ojha, V. (2021). Deep learning for automated river-level monitoring through river camera images: an approach based on water segmentation and transfer learning. Hydrology and Earth System Sciences, 25(8), 4435-4453.

How to cite: Vandaele, R., Dance, S. L., and Ojha, V.: Deep learning approaches to study floods through river cameras, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2344, https://doi.org/10.5194/egusphere-egu22-2344, 2022.

EGU22-2418 | Presentations | NH1.2

Flood risk mapping using multi-criteria analysis (TOPSIS) model through geospatial techniques- A case study of the Navsari city, Gujarat, India 

Azazkhan Ibrahimkhan Pathan, Dr. Prasit Girish Agnihotri, Dr. Saif Said, Dr. Dhruvesh Patel, Dr. Cristina Prieto, Usman Mohsini, Nilesh Patidar, Dr.Pankaj Gandhi, Khushboo Jariwala, Bojan Đurin, Mohammad Yasin Azimi, Juma Rasuli, Kalyan Dummu, Saran Raaj, Arbaaz A. Shaikh, and Muqadar Salihi

Flood is one of the most devastating natural disasters that cause enormous socioeconomic and environmental destruction. The severity of flood losses has evoked emphasis on more comprehensive and vigorous flood modeling techniques for alleviating flood damages. Flood vulnerability in Navsari is intensifying due to urbanization, industrialization, and population growth. Although there has been a significant increase in research on flood assessment at a local scale in Navsari, there remains a lack of tools developed which utilize the risk map of the city. In response to this prerequisite, in this study we have employed a GIS-based Technique for Order of Preference by Similarity to Ideal Solution (TOPSIS) multi-criteria analysis model to develop a flood risk map for Navsari city in Gujarat, India, to determine the vulnerable areas that are more susceptible to flooding. To estimate the extent of flood hazard, vulnerability, and risk intensities in terms of area covered, the city was divided into ten zones (i.e. NC1 to NC10) and classified into five classes: very high, high, moderate, low, and very low. A total of seven hazard forming spatial layers (i.e. slope, elevation, soil, rainfall, flow accumulation, distance to a river, and drainage density) and seven vulnerability forming spatial layers (i.e. female population, population density, land use, household, distance to hospital, road network density, and literacy rate) were appraised for evaluating the risk of flooding. The generated flood risk map has been compared with the extent of flood calculated based on field data collected from thirty-six random places. The outcome of the model unveiled the capability of the TOPSIS model since it capitulate low RMSE value varied between 0.95 to 0.43 and high R square value ranged from 0.78 to 0.95. The zones indicated under ‘high’ and ‘very high’ categories (i.e. NC8, NC6, NC4, NC1, NC7, and NC10) demand abrupt flood control action to alleviate the severity of flood risk and subsequent damages. The approach implemented in the study can be applied to any flood-sensitive region around the globe to accurately evaluate the risk of flood. Lastly, flood risk mapping using TOPSIS based geospatial techniques divulge the novel and efficacious approach, especially for data-sparse regions.

How to cite: Pathan, A. I., Agnihotri, Dr. P. G., Said, Dr. S., Patel, Dr. D., Prieto, Dr. C., Mohsini, U., Patidar, N., Gandhi, Dr. P., Jariwala, K., Đurin, B., Azimi, M. Y., Rasuli, J., Dummu, K., Raaj, S., Shaikh, A. A., and Salihi, M.: Flood risk mapping using multi-criteria analysis (TOPSIS) model through geospatial techniques- A case study of the Navsari city, Gujarat, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2418, https://doi.org/10.5194/egusphere-egu22-2418, 2022.

EGU22-2622 | Presentations | NH1.2

A complete meteo-hydrological chain to support early warning systems from weather scenarios to flooded areas: the Apollo medicane use case 

Martina Lagasio, Giacomo Fagugli, Luca Ferraris, Elisabetta Fiori, Simone Gabellani, Rocco Masi, Vincenzo Mazzarella, Massimo Milelli, Andrea Parodi, Flavio Pignone, Silvia Puca, Luca Pulvirenti, Francesco Silvestro, Giuseppe Squicciarino, and Antonio Parodi

An intense Mediterranean hurricane (medicane Apollo) hit many countries during the last week of October 2021. Up to 7 people died because of the floods caused by the cyclone in Tunisia, Algeria, Malta and Italy. Apollo persisted over the same Mediterranean area from 24 October to 1 November 2021 producing flash-flood and flood episodes with very intense rainfall events, especially over eastern Sicily and Calabria on 25-26 October 2021. CIMA Foundation operated in real-time with a complete forecasting chain to predict both the Apollo medicane weather evolution and its hydrological and hydraulic impacts. The work provides support to the Italian Civil Protection Department early warning activities and in the framework of the H2020 LEXIS and E-SHAPE projects. The complete meteo-hydrological forecasting chain is composed by the cloud-resolving WRF model assimilating radar data and in situ weather stations (WRF-3DVAR), the fully distributed hydrological model Continuum, the automatic system for water detection (AUTOWADE), and the hydraulic model TELEMAC-2D. This work presents the forecasting performances of each model involved in the CIMA meteo-hydrological chain, with focus on both very short-range temporal scales (up to 6 hours ahead) and short-range forecasts (up to 48 hours ahead). The WRF-3DVAR model results showed very good predictive capability of the most intense rainfall events in terms of timing and location over Catania and Siracusa provinces in Sicily. Thus, enabling also very accurate discharge peaks and timing predictions for the creeks hydrological network peculiar of eastern Sicily. Starting from the WRF-3DVAR model predictions, the daily AUTOWADE tool run using Sentnel-1 (S1) data, was anticipated with respect to the scheduled timing to quickly produce a flood map (S1 acquisition performed on 25 October 2021 at 05UTC, flood map produced on the same day at 13UTC). Furthermore, an ad hoc tasking of the COSMO-SkyMed satellite constellation was performed, again based on the on the WRF-3DVAR predictions, to overcome the S1 data latency on eastern Sicily during the period 26-30 October 2021. Finally, the resulting automated operational mapping of floods and inland waters was integrated with the subsequent execution of the hydraulic model TELEMAC. Due to the probable frequency increase of such extreme events (in light of the ongoing climate change), the application of a complete meteo-hydrological chain presented in this work can pave the way for future applications in early warning activities in the Mediterranean areas.

How to cite: Lagasio, M., Fagugli, G., Ferraris, L., Fiori, E., Gabellani, S., Masi, R., Mazzarella, V., Milelli, M., Parodi, A., Pignone, F., Puca, S., Pulvirenti, L., Silvestro, F., Squicciarino, G., and Parodi, A.: A complete meteo-hydrological chain to support early warning systems from weather scenarios to flooded areas: the Apollo medicane use case, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2622, https://doi.org/10.5194/egusphere-egu22-2622, 2022.

EGU22-2696 | Presentations | NH1.2

Introducing ProMaIDes: A State-of-the Science Flood Risk Management Tool 

Daniel Bachmann, Roman Schotten, and Shahin Khosh Bin Ghomash

Floods are natural hazards with severe socio-economic and environmental impacts on affected areas and societies every year. A chain of different processes being involved in a flooding - characterized by precipitation, topography, land use etc. - complicates the understanding of the dynamics of a flood. However, the prediction of probabilities, flood hazards, flooding extents, dike failure, consequences and understanding the ongoing processes during a flood event are important issues in flood risk management. Computational modelling is a key method in supporting flood risk management and tackling the mentioned challenges.

While several computer-based models for assisting flood risk management exist, typically they concentrate on only one component of the flood risk analysis chain such as rainfall generation, hydrological/hydraulic modelling or damage analysis. They do not merge the other components on one platform which may result in encapsulated conclusions. In recent years the availability of higher detailed data, larger study domains, more computational power and more innovative models paved the way for more effective solutions.

In this work we present ProMaIDes (Protection Measures against Inundation Decision support), an open-source, free software package for risk-based evaluation of flood risk mitigation measures1. The software package consists of numerous relevant modules for a flood risk analysis in riverine and coastal regions: the HYD-module for a hydrodynamic analysis, the DAM-module for an analysis of consequences (including economical damage, consequences to people and the disruption of critical infrastructure services), the FPL-module for the reliability analysis of dikes and dunes as well as a combining RISK-module and the decision support MADM-module. To support a user-friendly model setup, visualization of input and data results, a connection with the free QGIS-system is established by QGIS-plugins and a PostgreSQL-database as data-management system. A detailed online documentation featuring theory, application and programming is available2. A community of users is currently set-up.

In order to give a better understanding and to demonstrate the capabilities of ProMaIDes, the tool itself, but also the modules combined with case studies are shortly presented.

 

1 https://promaides.h2.de

2 https://promaides.myjetbrains.com/youtrack/articles/PMID-A-7/General

How to cite: Bachmann, D., Schotten, R., and Khosh Bin Ghomash, S.: Introducing ProMaIDes: A State-of-the Science Flood Risk Management Tool, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2696, https://doi.org/10.5194/egusphere-egu22-2696, 2022.

Slope instability of river dikes during floods is often driven by the evolution of groundwater pressures. Despite the temporal nature of high river water levels, pressure heads during floods are often assumed to reflect steady-state seepage conditions, leading to conservative estimates of dike slope safety. Here, we investigate the influence of transient groundwater conditions that result from variable flood wave shapes on probabilistic safety estimates of slope stability. We have sampled a large number of flood waves, aiming to maximize the variability in the flood wave shapes, and used them in a modeling chain consisting of a hydrological model (MODFLOW) and a probabilistic dike slope safety assessment (FORM). We compared the resulting time-dependent probabilistic dike safety for inner (landward) slope and outer (riverward) slope stability with the current flood safety assessment in the Netherlands. This comparison showed that current methods based on steady-state and analytical solutions seem to underestimate dike safety. Other methods, based on a design discharge wave, are more consistent with the multi-flood wave dike reliability, but their error increases at extreme water levels. In line with the temporal component of variable flood water levels, the failure probability also has a strong temporal component. Our results indicate that the highest failure probability always occurs after the river water level peak, with a delay of up to 15 days for both inner slope and outer slope stability. In addition, the uncertainty in the shape of the flood wave can be as important as the uncertainty in the geomechanical material properties for explaining the variation in dike failure probabilities. Therefore, this research strongly suggests that transient-groundwater conditions as a function of variable flood wave shapes should be incorporated in dike safety assessment. As a first step, we recommend further research on the occurrence probability of the most influential waveform characteristics, being the total flood wave volume (for the inner slope) and the total water level decrease after the peak (for the outer slope).

How to cite: van Woerkom, T., van der Krogt, M., and Bierkens, M.: On the incorporation of transient groundwater conditions resulting from variable flood wave shapes in probabilistic slope stability assessments of dikes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3099, https://doi.org/10.5194/egusphere-egu22-3099, 2022.

EGU22-3374 | Presentations | NH1.2

Real-time Flood Forecasting Using Numerical Weather Prediction System Through NICAM-LETKF Data Assimilation in the Prek Thnot River, Cambodia 

Sophal Try, Takahiro Sayama, Ty Sok, Sophea Rum Phy, and Chantha Oeurng

Flood is widely recognized as the most common and frequent natural phenomenon which currently threatens huge damage worldwide. The Prek Thnot River (PTR) in Cambodia is one of the flood-prone areas where severe floods occur every year and cause damage to residents downstream. This study aims to evaluate the forecasting performance of flooding in the PTR using near real-time datasets from satellite observation (i.e., GSMaP and GPM) and forecasted rainfall from NICAM-LETKF numerical weather prediction (so called GSMaPxNEXRA) dataset. GSMaPxNEXRA data is produced by Global Cloud Resolving Model with Data Assimilation. This study used a fully distributed rainfall-runoff-inundation (RRI) model for river discharge and water level simulations. The RRI model was calibrated and validated with gauged observed rainfall during flood events in 2000, 2001, 2007, 2010, and 2020 with satisfactory and acceptable results. The most recent flood event in 2020 was considered to evaluate real-time flood forecasting. The near real-time simulation indicated the results discharge and water level with statistical indicators KGE = 0.80 and 0.07 and r2 = 0.83 and 0.87 for GPM and KGE = 0.48 and -0.12 and r2 = 0.54 and 0.67 for GSMaP. The GPM rainfall product outperforms GSMaP rainfall in the PTR. Flood forecast from the GSMaPxNEXRA showed an accuracy with KGE = 0.79 and r2 = 0.89 (1-day forecast) to KGE = 0.66 and r2 = 0.76 (5-day forecast). On the other hand, the performance of 1-day to 5-day forecast indicated with coefficient of extrapolation (CE) and coefficient of persistence (CP) between CE = -2.62 and CP = -2.65 for 1-day forecast to CE = 0.71 and CP = -0.06 for 5-day forecast. To conclude, real-time flood forecasting in the PTR was successfully assessed and evaluated in this study; however, the accuracy of flood prediction should be further improved in the future by considering data assimilation and machine learning.

How to cite: Try, S., Sayama, T., Sok, T., Phy, S. R., and Oeurng, C.: Real-time Flood Forecasting Using Numerical Weather Prediction System Through NICAM-LETKF Data Assimilation in the Prek Thnot River, Cambodia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3374, https://doi.org/10.5194/egusphere-egu22-3374, 2022.

EGU22-4201 | Presentations | NH1.2

Rainfall threshold curves and machine learning approaches for pluvial flood forecasting based on local news reports in Croatia 

Nino Krvavica, Bojana Horvat, Ivana Marinović, and Ante Šiljeg

This study presents a forecasting model for pluvial flooding in the city of Zadar, Croatia, where a huge mesoscale convective system recently caused massive pluvial flooding and widespread property damage. Flood forecasting approaches based on hydrologic-hydraulic models require a large set of accurate data to provide reliable simulations. They also require many simulations, which can be computationally expensive and time consuming. Therefore, we are investigating the possibility of using a data-driven approach based on local news reports of pluvial flooding combined with a local high-resolution rain gauge. To this end, we considered two different computational approaches. The first - a conventional one - is based on rainfall threshold curves that define the critical rainfall depth for different time periods above which flooding is likely to occur. The second approach is based on machine learning and a classification problem - predicting whether accumulated rainfall depths over different time periods will lead to pluvial flooding. For the second approach, we considered 10 different methods that belong to five categories of machine learning typically used for classification problems. They are logistic regression, support vector machine, discriminant analysis, decision trees, and nearest neighbours. After a careful analysis, we defined rainfall threshold curves for Zadar that can be used for an early warning system and flood forecasting. We show that some machine learning models can provide slightly more accurate predictions than the threshold curve, with quadratic discriminant analysis being the most successful method for this purpose. Overall, this study shows that flood forecasting based on news reports in the city of Zadar can be a reliable approach. The analysis conducted in this study has laid the foundation for the implementation of an early warning system and pluvial flood forecasting in the Croatian coastal area.

How to cite: Krvavica, N., Horvat, B., Marinović, I., and Šiljeg, A.: Rainfall threshold curves and machine learning approaches for pluvial flood forecasting based on local news reports in Croatia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4201, https://doi.org/10.5194/egusphere-egu22-4201, 2022.

EGU22-4210 | Presentations | NH1.2

An Integrated Approach of AHP-GIS Based Dam Site Suitability Mapping - A Noval Approach for Flood Alleviating Measures 

Saran Raaj, Azazkhan Pathan, Usman Mohseni, Nilesh Patidar, Khushboo jariwala, Nitin Kachhawa, Dr. P.G Agnihotri, Dr. Dhruvesh Patel, Dr. Cristina Prieto, Dr. Pankaj Gandhi, and Dr. Bojan Đurin

Surat is a district that has seen numerous floods and high rainfall over the last two decades. The solution to the problem, and the primary aim of this study, is to construct a storage facility, such as a dam, as part of flood prevention measures. The concept of multi-criteria decision making (MCDM) is now widely employed for everyday real-life challenges. Recent advancements and diverse approaches in geographic information systems (GIS) and remote sensing, along with the MCDM technique, will enable us to make an informed decision about where to build a dam site location model (DSLM). The Analytic Hierarchy Process (AHP) is the most frequently utilised MCDM technique for resolving water-related issues. To produce DSLM, ten thematic layers were considered: precipitation, stream order, geomorphology, geology, LULC, soil, distance to road, elevation, slope, and major fault fracture. Precipitation and stream order were the two most important elements affecting the DSLM. The weights of the thematic map layers were determined using the analytical hierarchy process (AHP) technique. These thematic maps and weights are used to perform overlay analysis, resulting in a suitability map with five classes ranging from high to low suitability. Three main sites have been selected as the best candidates for the construction of a new dam. By implementing this low-cost strategy, we may be able to reduce the amount of effort required in the traditional method of dam site selection while increasing decision-makers' accuracy. Approximately 14% of the Surat district is classified as a very high adaptability area, while 27.2 percent is classified as a high suitability area. This method can be applied all over the world to locate possible dam sites, which can be helpful for flood mitigation measures. In addition to that, the presented approach unveiled the scientific method for flood mitigation measures, which are in immediate demand all over the globe, especially in data-scarce regions.

How to cite: Raaj, S., Pathan, A., Mohseni, U., Patidar, N., jariwala, K., Kachhawa, N., Agnihotri, Dr. P. G., Patel, Dr. D., Prieto, Dr. C., Gandhi, Dr. P., and Đurin, Dr. B.: An Integrated Approach of AHP-GIS Based Dam Site Suitability Mapping - A Noval Approach for Flood Alleviating Measures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4210, https://doi.org/10.5194/egusphere-egu22-4210, 2022.

EGU22-4345 | Presentations | NH1.2

Towards Urban Flood Susceptibility Mapping Using Data-Driven Models 

Omar Seleem, Georgy Ayzel, Arthur Costa Tomaz de Souza, Axel Bronstert, and Maik Heistermann

Both frequency and severity of urban pluvial floods have been increasing due to rapid urbanization and climate change. Hydrological and two dimensional (2D) hydrodynamic models are still too computationally demanding to be used for real-time applications for large urban areas (i.e. flood management scale). As an alternative, data-driven models could be used for flood susceptibility mapping. This study evaluated and compared the performance of image-based models represented by a convolutional neural network (CNN) and point-based models represented by an artificial neural network (ANN), a random forest (RF) and a support vector machine (SVM) with regard to the spatial resolution of the input data. We also examined model transferability. Eleven variables representing topography, anthropogenic aspects and precipitation were selected to predict flood susceptibility mapping. The results showed that: (1) all models were skilful with a minimum area under the curve AUC = 0.87. (2) The RF models outperformed the other models for all spatial resolutions. (3) The CNN models were superior in terms of transferability. (4) Aspect and elevation were the most important factors for flood susceptibility mapping for image-based and point-based models respectively.

How to cite: Seleem, O., Ayzel, G., Costa Tomaz de Souza, A., Bronstert, A., and Heistermann, M.: Towards Urban Flood Susceptibility Mapping Using Data-Driven Models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4345, https://doi.org/10.5194/egusphere-egu22-4345, 2022.

EGU22-4771 | Presentations | NH1.2

Application of frequency ratio modelling technique for predictive flooded area susceptibility mapping using remote sensing and GIS 

Khushboo Jariwala, Prasit Agnihotri, Dhruvesh Patel, Azaz Pathan, Usman Mohseni, and Nilesh Patidar

Coastal areas are directly vulnerable to natural disasters like floods, which causes massive damages to natural resources and human resources. Dam induces floods can be devastating for surrounding low lying areas. Bharuch is a district with substantial industrial growth, and intended human activities were causing an imbalance in natural resources for planning and fulfilling other demands. Floods can be devastating concerning the Bharuch district's social, economic, and environmental perspectives. The proper analysis becomes very important to reduce the impact and find mitigation measuring techniques. I did flood susceptibility mapping using the frequency ratio model for the six sub-districts of the area. The susceptibility of a flood was analysed using the frequency ratio model by considering nine different independent variables (land use/land cover, elevation, slope, topographic wetness index, surface runoff, lithology, distance from the main river, soil texture, river network) through weighted-based bivariate probability values. In total, 151 historical floods were reported. I took locations for this study, from which I used 72 locations for susceptibility mapping. I combined the independent variables and historic flood locations to prepare a frequency ratio database for flood susceptibility mapping. The developed frequency ratio was varied from 0 to 13.2 and reclassified into five flood vulnerability zones, namely, very low (less than 0.99), low (0.99-2.04), moderate (2.04-5.58), high (5.58-13.2) and very high susceptibility (more than 13.2). The flood susceptibility analysis will be a valuable and efficient tool for local government administrators, researchers, and planners to devise flood mitigation plans.

Keywords: Flood Susceptibility · Flood · Frequency Ratio · Vulnerability · Bharuch

How to cite: Jariwala, K., Agnihotri, P., Patel, D., Pathan, A., Mohseni, U., and Patidar, N.: Application of frequency ratio modelling technique for predictive flooded area susceptibility mapping using remote sensing and GIS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4771, https://doi.org/10.5194/egusphere-egu22-4771, 2022.

Flood is one of the most devastating natural disasters. The damages of flood usually vary with the consideration of different factors (depth, duration, velocity, materials of infrastructures) of flooding. Therefore, flood damage estimation is a complex process. Most of previous studies considered only flood depth in developing flood damage functions for residential houses. However, the consideration of other flood parameters such as flood duration and flood velocity are also crucial to estimate flood damage more reliably. Therefore, this study aimed to consider various flood parameters such as flood depth, flood duration, and flood velocity in development of flood damage functions for residential houses.  In this study, the Teesta River Basin in Bangladesh was chosen as the study area. A detailed household questionnaire survey was conducted in flood-affected areas of Lalmonirhat and Rangpur districts (administrative unit of Bangladesh) to collect data of 2017 and 2019 flood events.  Most of the houses in the surveyed flood-affected areas are composed of mud base and side wall of corrugated iron sheets (called “MC type”). For each house, the questionnaire aimed to identify the flood information (flood depth, flood duration, the qualitative representation of flood velocity), household structure information (area, plinth height, ceiling height), structural damage mechanism and the required amount of material with labor work to repair the damage after each flood event. Using the survey data, we have developed depth-damage functions for MC type of house by considering different flood velocity and flood duration combinations. The newly developed depth-damage functions can generalize thresholds of flood depth, flood velocity and flood duration that are responsible for specific type of structural damages (mud removal from the base, mud removal from the base together with side wall instability, full structure instability) of MC type house. Finally, a grid-based approach through the integration of new depth-damage functions with hydrologic-hydraulic model (RRI) and Nays2DFlood Solver (iRIC software) simulation results has been developed to estimate the total flood damage for MC type houses in flood-affected areas of the Teesta River Basin. This comprehensive method can be easily used to derive the depth-damage functions and estimation of total damage for other types of houses if enough surveyed data can be obtained from the field.

Keywords: Flood damage estimation, Depth-damage function, MC type house, Hydrologic-hydraulic model

How to cite: Haque, S., Ikeuchi, K., Shrestha, B. B., and Minamide, M.: Generalizing flood damage mechanism processes of MC Type houses by developing comprehensive flood damage estimation method for Teesta River Basin, Bangladesh, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5110, https://doi.org/10.5194/egusphere-egu22-5110, 2022.

EGU22-6322 | Presentations | NH1.2

Development of a loosely coupled geomatic-hydrological modeling approach for flood inundation mapping in small watersheds 

Zainab El Batti, Etienne Foulon, Camila Gordon, and Alain Rousseau

In Québec, Canada, extraordinary spring conditions in 2017 and 2019 have provided major incentives for the provincial government to commission the updating of current flood inundation maps. Indeed, some of these maps, dating back as far as the 1980’s, do not adequately reflect actual flood risks. Classical hydrodynamic models, such as HEC-RAS (1D, mixed, or full 2D), are generally used to perform the mapping, but they do require significant expertise, hydrometric data, and high-resolution bathymetric surveys. Given the need for updating flood inundation maps and reducing the associated financial costs (data collection and human resources), there is an emerging demand for simplified conceptual methods. In recent years, several models have been developed to fulfill this need, including the geomatic Height Above the Nearest Drainage (HAND) method which solely relies on a the digital elevation model (DEM).

This project aims at expanding upon earlier work carried out with HAND which was designed to compute the required water height to flood any DEM pixel of a watershed. The information provided by HAND along with the application of the Manning equation allow for the construction of a synthetic rating curve for any homogeneous river reach. This methodological approach has been used to come up with first-instance flood inundation mapping of large rivers in conterminous United States with a matching rate reaching 90% when compared to the use of HEC-RAS. However, to our knowledge, this has not been assessed for small rivers, and our goal here is to validate this simplified conceptual approach using two small watersheds (less than 200 km²) in Quebec.

The results of this study show that the ensuing synthetic rating curves for small rivers are consistent with river hydraulics (Froude numbers meeting the subcritical flow requirement behind the use of Manning equation) and in-situ derived rating curves of six hydrometric stations. The results also demonstrate the relevance of this approach when comparing the use of HAND with HEC-RAS 2D for the hydrographic networks of the two watersheds given flows simulated by a semi-distributed hydrological model (i.e., HYDROTEL). For this demonstration, the forcing data include the precipitation and temperature time series of the Canadian precipitation analysis system. Preliminary results indicate good performances (hitting rate above 60%) for the pilot river watersheds which are located in a data-sparse region.

While the preliminary results illustrate the potential to produce first-instance flood inundation mapping solely based on a DEM and simulated streamflows, future work will contribute to the advancement of our understanding of flood risks in poorly-gauged watersheds. HAND-derived inundation mapping will be further analyzed and compared to HEC-RAS-2D applications (i.e., the diffusion-wave equations), although the presence of complex urban infrastructures such as culverts, pipes, or bridges may represent a major challenge for the proposed approach. We believe a modeling continuum based on hydrological modeling and HAND-derived flood inundation mapping will inform and strengthen land management planning and contribute to the elaboration of public safety protocols.

How to cite: El Batti, Z., Foulon, E., Gordon, C., and Rousseau, A.: Development of a loosely coupled geomatic-hydrological modeling approach for flood inundation mapping in small watersheds, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6322, https://doi.org/10.5194/egusphere-egu22-6322, 2022.

Floods, the most frequent and severe of natural disasters worldwide, inflict significant social, environmental and fiscal impacts, including: loss of human life, damage to natural habitats and damage to infrastructure. Flood risk mapping can be used to mitigate these impacts as it provides a holistic approach to identifying flood prone areas by simultaneously considering socioeconomic and environmental indicators. This research compares the performance of two multi-criteria decision making methods, and one Machine Learning (ML) method in the development of flood risk mapping. This approach was first developed and validated for the Don River watershed in the Greater Toronto Area and subsequently extended to several other watersheds across Southern Ontario. Remote sensing data such as Digital Elevation Models and landuse and lancover datasets were used to develop the environmental flood hazard extent, and combined together with socioeconomic indicators, flood risk maps were developed using subjective and objective weighting schemes in a GIS analysis. The subjective maps were produced using the Analytical Hierarchy Process (AHP), the objective maps were produced using the Shannon Entropy method and the ML maps were produced using Artificial Neural Networks. The accuracy of these maps was compared against the floodplain map of the Don River. For a range of flood risk severity, where 1 was very low risk and 5 was very high risk, the AHP maps were superior in identifying areas where flood risk severity was 4 or greater. Conversely, the Entropy maps were superior in identifying areas where flood hazard risk was 5, however the difference in accuracy for both scenarios was marginal between the two methods. The accuracy of the ML maps showed marginal superior performance under both scenarios in comparison to the multi-criteria maps. Additionally, the uncertainty in the combination of flood risk indicators was quantified through a sensitivity analysis focusing on the discretization of the number of classes in each indicator dataset. The outcome of this research provides an accurate and simplified alternative to using hydrological and hydraulic models, especially when insufficient data limits the use of hydrological and hydraulic models. Future research should focus on an optimisation approach to the discretization of classes in indicator datasets.

How to cite: Khalid, R. and Khan, U. T.: A comparison of multi-criteria and machine learning weighting for flood risk assessment in the Southern Ontario, Canada, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6574, https://doi.org/10.5194/egusphere-egu22-6574, 2022.

EGU22-6636 | Presentations | NH1.2

Flood flow modelling coupled with ML-based land cover detection from UAV and satellite river imagery 

Takuya Sato, Shuji Iwami, and Hitoshi Miyamoto

This research examined a new method for coupling flood flow modelling with the machine learning (ML)-based land cover detection from the Unmanned Aerial Vehicle (UAV) and satellite river imagery. We examined a 2 km river channel section with a gravel bed in the Kurobe River, Japan. The method used Random Forests (RF) for riverine land cover detection with the satellite images' RGBs and Near InfraRed (NIRs). In the process, the UAV images were used effectively to train the RF in several small portions of the river channel where the types of riverine land cover were precise. Using these UAV images with the corresponding feature values (i.e., RGBs and NIRs) of the satellite images made it possible to create the training data with high accuracy for land cover detection. The results indicated that combining the high- and low-resolution images in the RF could effectively detect waters, gravel/sand, trees, and grasses from the satellite images with a certain degree of accuracy. Its F-measure, consisting of precision and recall rates, had high enough with 0.8. Then, the ML-based land covers were coupled with a flood flow model. In the coupling, the results of the detected riverine land covers were converted into the roughness coefficients of the two-dimensional flood flow analysis. The flood flow simulation could reproduce the velocity field and water surface profile of flood flows with high accuracy. These results strongly suggest the effectiveness of coupling the current flood flow modelling with the ML-based land cover detection for grasping the most vulnerable portions in river flood management.

How to cite: Sato, T., Iwami, S., and Miyamoto, H.: Flood flow modelling coupled with ML-based land cover detection from UAV and satellite river imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6636, https://doi.org/10.5194/egusphere-egu22-6636, 2022.

EGU22-7247 | Presentations | NH1.2

Flood early warning can significantly mitigate monetary damage 

Heidi Kreibich, Paul Hudson, and Bruno Merz

Flood warning systems have a long track record of protecting human lives, but monetary damage continue to increase. Knowledge about the effectiveness of early flood warnings in reducing monetary damage is sparse, especially at the individual level. To gain more knowledge in this area, we analyse a dataset that is unique in terms of detailed information on warning reception and monetary damage at the property level. The dataset contains 4,468 damage cases from six flood events in Germany. We show quantitatively that early flood warnings are only effective in reducing monetary damage if people know what to do when they receive the warning (with at least one hour's notice). The average reduction in contents damage is 4 percentage points, which corresponds to a reduction of EUR 3,800 for the average warning recipient. This is substantial compared to the mean contents damage ratio of 21% and an absolute contents damage of 17,000 EUR. For the building damage ratio, the average reduction is 2 percentage points, which corresponds to a damage reduction of EUR 10,000. This is a remarkable reduction compared to the mean building damage ratio of 11% and a mean absolute building damage of 48,000 EUR. We also show that particularly long-term preparedness is related to people knowing what to do when they receive a warning. Risk communication, training and (financial) support for private preparedness are thus effective in mitigating flood damage in two ways: through precautionary measures and more effective emergency measures.

How to cite: Kreibich, H., Hudson, P., and Merz, B.: Flood early warning can significantly mitigate monetary damage, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7247, https://doi.org/10.5194/egusphere-egu22-7247, 2022.

EGU22-8450 | Presentations | NH1.2

Improving resilience through a surface water flooding decision support system 

Heather Forbes, John Bevington, Andy Evans, Andrew Gubbin, Kay Shelton, Richard Smith, and Elizabeth Wood

Flood Foresight is JBA’s strategic flood monitoring and forecasting system, providing flood inundation and depth estimates across the UK and Ireland at 30m resolution up to 10-days ahead of fluvial flood events. It consists of Flood Monitoring (based on observed discharges from river gauge telemetry) and Flood Forecasting (based on simulated discharge from a rainfall-runoff model) modules.

Recently, Flood Foresight has been expanded to provide asset alerting around heavy rainfall and surface water (pluvial) flooding, demonstrated in a proof-of-concept system on behalf of Network Rail during a Small Business Research Initiative project funded by Department for Transport and delivered by InnovateUK.

The surface water flood forecasting system is now running in real time using high resolution ensemble rainfall forecasts from Met Eireann (IREPS).  This system represents a major advance in the availability of information indicating the risk to rail infrastructure across Great Britain.  Taking advantage of ensemble rainfall forecasts, it is possible to give an indication of where rain might happen and the severity of that rain (in comparison to historical rainfall amounts), and also to provide an indication of the confidence in that forecast.  This concept is crucial to the handling of intense rainfall events, due to their inherent lack of predictability.  The presentation of mapped likelihood information for both rainfall and surface water flooding forecasts provides users with spatial context for the asset alerts.  It allows them to see the extent and uncertainty in the location of the intense rainfall event. 

The system has been developed to run autonomously using rainfall forecasts as they are provided by Met Eireann, via FTP.  Therefore the resulting asset alert information is always available, and always presents the most up-to-date information.  This gives asset managers the ability to access the information at a time that is convenient to them, but also the system can provide alerts when assets are identified as at risk as the information becomes available. 

The forecast data is available beyond 36 hours into the future, providing sufficient lead time for asset managers to coordinate responses and mobilise staff and equipment, if needed.  The temporal resolution of the forecast information is high at short lead times (i.e.  hourly for the first 6 hours), decreasing as lead time increases (after 24 hours the information is 6 hourly, further reducing to 12 hourly when longer lead time forecasts are available).  This decreasing temporal resolution with longer lead times allows for increased uncertainty in the timing of events further in the future to be obscured to the user, reducing confusion if the timing changes with subsequent forecasts. 

The proof-of-concept system focuses on the rail industry, however it is extensible to other sectors where population, assets or infrastructure are vulnerable to surface water flooding. Flood impact data and associated alerts can be customised based on a client’s asset portfolio and their incident management needs.

The presentation will explore heavy rainfall events evaluated during the proof-of-concept demonstrations, describing the information the Flood Foresight system could have provided ahead of, and during the event.

How to cite: Forbes, H., Bevington, J., Evans, A., Gubbin, A., Shelton, K., Smith, R., and Wood, E.: Improving resilience through a surface water flooding decision support system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8450, https://doi.org/10.5194/egusphere-egu22-8450, 2022.

EGU22-8823 | Presentations | NH1.2

Improved flood predictions by combining satellite observations, topographic information and rainfall spatial data using deep learning 

Rocco Palmitessa, Oliver Gyldenberg Hjermitslev, Heidi Egeberg Johansen, Karsten Arnbjerg-Nielsen, Peter Bauer‐Gottwein, Peter Steen Mikkelsen, and Roland Löwe

Flood warning systems are needed to plan mitigation measures and inform response strategies. The extent and dynamics of floods are typically predicted using physics-based hydrological models, which are computationally expensive and data assimilation is difficult. Deep-learning models can overcome these limitations, enabling fast predictions informed by multiple sources of data. Studies show this can be achieved while retaining or improving the level of detail and accuracy previously attainable. We, therefore, propose a deep-learning flood forecasting tool that combines multiple sources of readily available data to quickly generate flood extent maps, which can inform warnings.

We train a neural network with U-NET architecture consisting of encoder and decoder convolutional modules. In the encoder module, features are extracted from the input and the data is downsampled to reduce complexity. Subsequently, the data is upsampled back to the original dimension in the decoder module and each 10 by 10 m pixel of the output image represents a flood prediction. The input to the neural network includes radar rainfall observations, LIDAR topographic scans, soil type and land use maps, groundwater depth simulations and previous inundation maps. All inputs are individually normalized and pre-processed. The rainfall observations are temporally aggregated to various intervals, hydrological features are highlighted in the topographic scans, and soil types and uses are grouped into categories.

The model is trained and evaluated against a set of maps of surface water extent derived from Synthetic Aperture Radar (SAR) satellite observations. The predictions are scored against the target images by computing the critical success index (CSI), which measures the percentage of correct predictions among the total predicted of observed flooded areas. Permanent water bodies and areas where flooding is not captured by the satellite images (e.g. in forests) are masked out during both training and evaluation. The model is trained on a set of flooding events that occurred between 2018 and 2020 within the Jammerbugt Municipality in northern Denmark, which extends for about 850 km2. The model is validated on spatially independent data and tested on temporally independent events from the same study area.

The proposed model yielded up to ~60% CSI with the test dataset, which is comparable to existing flood screening approaches. The test data included both fluvial and pluvial flooding as well as observed surface water in coastal areas. Large flooded areas were correctly predicted, while false negatives were frequently obtained for smaller areas. The overall performance of the proposed method is expected to improve by further tuning the model hyperparameters and by treating separately flood processes with different dynamics (e.g. pluvial vs. fluvial vs. coastal). These tradeoffs are compensated by the minimal computational time required to generate predictions once the model has been trained. Also, it is expected that the model can easily be transferred to other locations since it relies on local topographic information. The additional advantage of using a deep-learning approach is the ability to easily integrate alternative and additional data sources, which enables, for example, longer-term flood warnings driven by rainfall forecasts instead of observations.

How to cite: Palmitessa, R., Hjermitslev, O. G., Johansen, H. E., Arnbjerg-Nielsen, K., Bauer‐Gottwein, P., Mikkelsen, P. S., and Löwe, R.: Improved flood predictions by combining satellite observations, topographic information and rainfall spatial data using deep learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8823, https://doi.org/10.5194/egusphere-egu22-8823, 2022.

EGU22-9037 | Presentations | NH1.2

Improvement of Disaster Management Approaches in Japan Using Paddy Field 

Debanjali Saha, Kazuo Oki, Koshi Yoshida, and Hideaki Kamiya

Japan has a history of major natural disasters, mostly due to its geographical characteristics and topographic features. Major typhoons and floods cause severe damages to lives, properties and important infrastructure, which may increase in future due to climate change. Therefore, sustainable and cost-effective disaster management strategies are of timely requirement, and paddy fields in the river flood plain areas of Japan can be effectively utilized in this regard. After the paddy harvest season, most paddy fields remain unused for a few months and during this time it can work as storage reservoir with minor interventions. During intense rainfall, water can be stored within the paddy field bunds if the drainage outlets are kept closed for some time. Thus, contribution of rainwater to the river can be lessened, resulting river discharge reduction to some extent and protecting important areas from flood damages. The potential of paddy fields in Japan as storage reservoir is not well represented in any research that involves hydrological modelling. This study is performed to assess the impact of using paddy fields for river discharge and inundation reduction, through hydrological model simulation. Two major river basins in Japan, Abukuma river in Fukushima prefecture and Chikuma river in Nagano prefecture are selected as study areas. Paddy field covers 15-20% of watershed areas of these rivers and most of these fields are very close to the main river stream, which indicates their fair potential to store rainwater and contribute to discharge reduction. A global hydrological and water resources model named ‘H08’ is used in this study to simulate river discharge for two scenarios, where one is the control scenario with no storage of water within the paddy field and another is storing rainwater within the exiting or extended paddy bunds. Simulations are performed for 2018 and 2019 to compare the normal flood year and extreme event (a super typhoon occurred in Japan in 2019). Observed and simulated discharge is compared for model calibration and results show better correlation in the upstream section of the rivers. More adjustment of model parameters is still necessary for better calibration. Simulation results show that for 2018, Abukuma river experienced 21-25% decrease in river discharge when water is stored within the conventional 25cm paddy bund. The reduction increased up to 35% when the paddy bunds are assumed to be extended up to 50cm in height. Similar results are observed for Chikuma river basin. For 2019, discharge shows 10-15% decrease for 25cm paddy bunds and around 20% reduction for proposed 50cm bund. With this discharge reduction potential, if paddy field bunds can be extended up to 50cm with a working public-private partnership, where farmers are aware of the advantages of utilizing unused paddy fields as such an effective means of flood management, then this strategy can be considered a sustainable and cost-effective way of disaster management, where the existing land-cover will act as a natural means of storage reservoir. Moreover, this sustainable strategy can be adopted in other countries having similar geographical features as Japan.

How to cite: Saha, D., Oki, K., Yoshida, K., and Kamiya, H.: Improvement of Disaster Management Approaches in Japan Using Paddy Field, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9037, https://doi.org/10.5194/egusphere-egu22-9037, 2022.

EGU22-10674 | Presentations | NH1.2

Towards development of a seamless probabilistic flood inundation map for extreme flood events across Australian catchments 

Katayoon Bahramian, Wendy Sharples, Christoph Rudiger, S L Kesav Unnithan, Basudev Biswal, Elisabetta Carrara, and Zaved Khan

Floods in Australia are among the most costly and deadly natural disasters causing significant material damage, injury, and death. Effective emergency management to reduce the devastating consequences of flooding depends on the accuracy and reliability of forecasts. Effective infrastructure planning for flood mitigation depends on the accuracy and reliability of future projections. Flood inundation mapping is a tool widely used for flood mitigation purposes by providing information on flood event characteristics such as occurrence, magnitude, timing, and spatial extent. However, information derived from flood inundation maps is subject to uncertainties in each step of a complex modelling chain, including uncertainties in hydro-meteorological and observational datasets, digital elevation models and representation of rivers, as well as over-simplification of hydrological and hydraulic processes. Therefore, relying on a purely deterministic representation of flood characteristics may lead to poor decision making. Probabilistic flood maps are capable of accounting for uncertainty by estimating the probability of a certain area being flooded, which is a recommended approach for risk-based decision making. In addition, providing probabilistic flood map information encompassing past, present, and future, will improve Australia’s resilience to flood events and target infrastructure spending. Generation of seamless probabilistic flood maps in an operational setting, particularly at a continental scale, needs to be supported with an integrated and consistent set of hydro-meteorological datasets across timescales and catchments.  

The aim of this study is to develop a seamless probabilistic flood inundation mapping framework for near-future to far future floods across flood-prone Australian catchments. We take advantage of products from the Australian Water Outlook (AWO: awo.bom.gov.au), a water service that provides nationally consistent water information since 1911 until the present as well as long-term projections out to 2100. In this framework, large rainfall events are detected based on ensemble forecasts or projections from AWO using a threshold analysis. After detection of a potential flood, an event-based hydrological model (URBS) is initialised to generate an ensemble of river reach hydrographs in a Monte Carlo framework where the parameterisation of the catchment wetness is informed by historical flood events for the catchment. This enables uncertainty from ensemble rainfall and catchment losses to be quantified and incorporated within the hydrograph generation step. Lastly, we combine remotely sensed data with topographic and river network information to map the flood extent, using the height above nearest drainage (HAND) method. This framework will be tested for two major flood events in February 2020 and March 2021 at Hawkesbury Nepean Valley catchment located in New South Wales, Australia, which, due to significantly different antecedent conditions, had dissimilar flood characteristics, thereby demonstrating the suitability of the framework.

How to cite: Bahramian, K., Sharples, W., Rudiger, C., Unnithan, S. L. K., Biswal, B., Carrara, E., and Khan, Z.: Towards development of a seamless probabilistic flood inundation map for extreme flood events across Australian catchments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10674, https://doi.org/10.5194/egusphere-egu22-10674, 2022.

EGU22-10803 | Presentations | NH1.2

Sensitivity analysis of network structure in missing streamflow data complementation using Bidirectional Short-Term Memory network 

Takeyoshi Nagasato, Kei Ishida, Daiju Sakaguchi, Motoki Amagasaki, and Masato Kiyama

Streamflow data based on the observation may be partially missing due to flood or malfunction of the measuring equipment. Here, it is important to complement the missing flow rate with high accuracy for water resource management and flood risk management. Various statistical approaches such as linear regression and multiple regression models have been proposed as methods for complementing missing flow rates. Among the statistical methods, deep learning has been rapidly evolved with the improvement of computational equipment. Then, deep learning methods have achieved remarkable success in various fields. It may indicate that there is a possibility that the missing flow rate can be complemented with high accuracy by using the deep learning method. Therefore, this study implemented deep learning for missing streamflow complementation. In addition, because the network structure of deep learning may have a great influence on estimation accuracy, this study conducted a sensitivity analysis of the network structure. Among the deep learning methods, Bidirectional LSTM (Bi-LSTM) was implemented in this study. Bi-LSTM is a kind of LSTM that can learn long-term dependence of time series data. Bi-LSTM learns data in both forward and backward directions, compared to Unidirectional LSTM which learns data forward directions. As for the input data, both hourly streamflow and precipitation data were used. For model learning and evaluation, missing streamflow data were artificially generated. The results show that Bi-LSTM can complement the flow rate with high accuracy. It also showed the importance of optimizing the network structure.

How to cite: Nagasato, T., Ishida, K., Sakaguchi, D., Amagasaki, M., and Kiyama, M.: Sensitivity analysis of network structure in missing streamflow data complementation using Bidirectional Short-Term Memory network, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10803, https://doi.org/10.5194/egusphere-egu22-10803, 2022.

EGU22-10827 | Presentations | NH1.2

A Numerically-integrated Approach for Residential Flood Loss Estimation at the Community Level 

Rubayet Bin Mostafiz, Ayat Al Assi, Carol Friedland, Robert Rohli, and Md Adilur Rahim

Evaluating average annual loss (AAL) is an essential component of assessing and minimizing future flood risk. A robust method for quantifying flood AAL is needed to provide valuable information for stakeholder decision-making. Several recent studies suggest that the numerical integration method can provide meaningful AAL estimates since this technique includes the full loss‐exceedance probability of flood. While past research focuses on applying the numerical integration method on a single, one-family residential house, calculations across space are necessary for assessing community vulnerability. This research develops a computational framework in MATLAB for integrating across the full loss-exceedance probability curve through space to evaluate flood AAL for multiple single-family homes, including loss to the structure, content, and time spent in refurbishing it (i.e., use), over a case-study census block in Jefferson Parish, Louisiana, USA. To further inform flood mitigation planning, the AAL is also calculated for one, two, three, and four feet of freeboard and separately for each owner-occupant type of residence (i.e., homeowner, landlord, and tenant). Although previous studies provided essential information related to the structure and content loss for one type for ownership-occupant type (homeowner), the wider scope of this study allows for consideration of the use loss and the remaining ownership-occupant types. Results show that individual building AAL varies within a community because of its building attributes. Besides, results highlight the difference of AALs by owner-occupant type, with homeowners generally bearing the highest total AAL and tenants incurring the lowest total AALs. A simple elevation of only one foot can decrease the AAL by as much as 90 percent. A sensitivity analysis underscores the importance of using the exact values of the base flood elevation (BFE) compared to rounding to the nearest integer and excluding damage lower than first flood height (FFH) in the depth-damage functions (DDFs). Expanding the application of the numerical integration method to a broad-scale study area may enhance validity and accuracy as compensating errors are likely to make bulk estimates more reasonable, which might augment its utility at the community level. In general, such techniques improve resilience to flood, the costliest natural hazard, by assisting in better understanding of risk with and without mitigation efforts. 

 

How to cite: Mostafiz, R. B., Assi, A. A., Friedland, C., Rohli, R., and Rahim, M. A.: A Numerically-integrated Approach for Residential Flood Loss Estimation at the Community Level, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10827, https://doi.org/10.5194/egusphere-egu22-10827, 2022.

EGU22-10891 | Presentations | NH1.2

Improvement of river flow estimation accuracy using ensemble learning stacking 

Daiju Sakaguchi, Kei Ishida, Takeyoshi Nagasato, Motoki Amagasaki, and Masato Kiyama

In recent years, disasters are more frequent and enormous due to global warming. In the field of hydrology, high-precision rainfall-runoff modeling is required. Recently, deep learning has been applied to rainfall-runoff modeling and shows high accuracy. It is also expected that the accuracy will be improved by using ensemble learning for deep learning. This study tried to improve the accuracy of river flow estimation by performing ensemble learning for deep learning. Stacking was used as the ensemble learning method. For deep learning, LSTM, CNN, and MLP was used and compared. XGBoost was used as the learning device used for ensemble learning. The target area was the Tedori River basin in Ishikawa Prefecture, Japan. In deep learning, the input data were daily average precipitation and temperature. In deep learning and ensemble learning, the target data was the daily average river flow. RMSE was used as the evaluation index. As a result, the accuracy was the highest after ensemble learning when using LSTM. It shows that the selection of the learning device is important for ensemble learning.

How to cite: Sakaguchi, D., Ishida, K., Nagasato, T., Amagasaki, M., and Kiyama, M.: Improvement of river flow estimation accuracy using ensemble learning stacking, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10891, https://doi.org/10.5194/egusphere-egu22-10891, 2022.

In recent years, climate change intensifies heavy rainfall, resulting in annual flood damage. Population is increasing worldwide, and urbanization is expected to continue expanding. Under these circumstances, once an inundation occurs, the damage is expected to be more extensive than ever before. Therefore, in this study, we are analyzing the effects of DEM resolution and land use data, which are the calculation conditions for inundation calculations in flood forecasting, on inundation characteristics such as inundation magnitude and duration during large-scale inundation.

 In this paper, the target watershed was the Tone River in Japan, where major floods have occurred in the past, and the analysis was conducted in the plain area. DEM data and land use data are important factors in determining inundation characteristics; The higher the resolution of the DEM data, the better it can represent the microtopography, which in turn affects the inundation flow. Also, land use data determines the roughness coefficient, which affects the velocity of floodwaters, and the infiltration capacity and initial loss into the ground. In this paper, The DEM data were analyzed with resolutions of 5m, 25m, 50, 100m, and 250m. The land use data for the years 1978, 1987, 1997, 2006 and 2016 were used to analyze the inundation characteristics due to increasing urbanization.

The results of inundation analysis with different resolutions of DEM data show that the resolution has no significant effect on the inundation rate. However, as for the inundation area, the larger the mesh size, the larger the inundation area, which is expected to be caused by the homogenization of DEM data. It was also found that as urbanization progresses, the inundation area spreads faster. In addition, the urbanization process affects the diminishing period of inundation rather than the expansion process, because it loses the function of infiltration capacity, and the inundation depth is less likely to decrease.

How to cite: Koyama, N. and Yamada, T.: Analysis of inundation characteristics under various computational conditions for large-scale flood forecasting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10930, https://doi.org/10.5194/egusphere-egu22-10930, 2022.

EGU22-10940 | Presentations | NH1.2

An Improved Micro Scale Average Annual Flood Loss Implementation Approach  

Md Adilur Rahim, Ehab S Gnan, Carol J Friedland, Rubayet Bin Mostafiz, and Robert V Rohli

Average annual loss (AAL) is used as the basis for the evaluation of risk mitigation measures.  However, the current AAL implementations in flood risk assessment have several shortcomings. For instance, results generated using Riemann trapezoids for the available return periods of a site are typically gross approximations, especially when damage changes rapidly with depth. Monte Carlo simulations offer improvements in precision but at the expense of being computationally intensive. The log-linear method that extrapolates losses to higher return periods and performs piece-wise Riemann sum with these limited return periods can fail to capture the non-linear flood behavior. This paper presents an improved implementation that quantifies AAL at the micro-scale level including the full range of loss‐exceedance probabilities. To demonstrate the methodology, the financial benefit of increasing the lowest floor elevation for a one-story single-family residence is assessed. Several depth-damage functions (DDFs) are selected and compared to examine the variability in AAL results related to the DDF choice. Results demonstrate the need for an AAL estimate that includes the full loss‐exceedance probabilities. Results also highlight the need to assess flood risk at the micro-scale level for a more localized and accurate assessment, whereupon the estimate can be expanded to broader-scale risk estimations with a higher degree of accuracy. The more realistic AAL estimates results could encourage homeowners and communities to take action and support government decision-makers by investing in flood mitigation and considering building code changes.

How to cite: Rahim, M. A., Gnan, E. S., Friedland, C. J., Mostafiz, R. B., and Rohli, R. V.: An Improved Micro Scale Average Annual Flood Loss Implementation Approach , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10940, https://doi.org/10.5194/egusphere-egu22-10940, 2022.

EGU22-12430 | Presentations | NH1.2

Modelling the natural flood management in medium scale lowland catchments in Thames Basin (UK) 

Heou Maleki Badjana, Anne Verhoef, Hannah Cloke, Stefan Julich, Patrick McGuire, Carla Camargos, and Joanna Clark

Natural flood management (NFM) is widely promoted and adopted as an effective way of managing flood risks. However, there remain many unknowns especially on its effectiveness at medium and large scales. This study has first analysed the consistency of a modelling framework that integrates the Soil and Water Assessment Tool (SWAT) model for simulating the land based NFM in two medium scale lowland catchments within the Thames River basin (UK). Afterwards, it has assessed the effectiveness of NFM in these catchments using broadscale hypothetical scenarios. The results show that it is possible to model land-based NFM in medium scale catchments but this is highly dependent on the one hand on catchment landscape characteristics and on the other hand on the availability and quality of necessary input datasets, model choice, configuration, parametrisation and calibration and uncertainty analysis techniques. Furthermore, the NFM effects vary across the catchments and landscapes characteristics. Afforestation seems to provide less effect on large flood events in terms of reducing the peak flows compared to small events. The implementation of crop rotation scenarios, depending on the crop choice and tillage practice may lead to the increase of the peak flows. Overall, this study showed that NFM modelling in medium catchments is not straightforward and prior to any task, an extensive analysis needs to be carried out to understand the datasets, the model, and processes configuration as well as different calibration and uncertainties analysis techniques. Moreover, the choice of woodland planting only as NFM measure will require an extensive work within the catchment to produce an effect which suggests that to better minimise the flood risk, the combination with other measures that can reduce the amount of flow reaching the river channel or delay the timing of the peak flow (eg. leaky barriers) would be necessary.

How to cite: Badjana, H. M., Verhoef, A., Cloke, H., Julich, S., McGuire, P., Camargos, C., and Clark, J.: Modelling the natural flood management in medium scale lowland catchments in Thames Basin (UK), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12430, https://doi.org/10.5194/egusphere-egu22-12430, 2022.

EGU22-359 | Presentations | NH1.4

Is climate change to blame for rising climatic disasters mortality in Nepal? 

Dipesh Chapagain, Luna Bharati, and Christian Borgemeister

Human mortality and economic losses due to climatic disasters have been rising globally. Several studies argue that this upward trend is due to rapid growth in the population and wealth exposed to disasters. Others argue that rising extreme weather events due to anthropogenic climate change are responsible for the increase. Hence, the causes of the increase in disaster impacts remain elusive. Disaster impacts are higher in low-income countries, but existing studies are mostly from developed countries or at the cross-country level. This study will assess the attribution of rising climatic disaster mortality to indicators of climatic hazards, exposure, and vulnerability at the subnational scale in a low-income country, using Nepal as a case study. 
This empirical study at the scale of 753 local administrative units of Nepal will follow a regression-based approach that will overcome the limitations of the commonly used loss normalization approach in studying the attribution of disaster-induced loss and damage.

In Nepal, landslides and floods account for more than two-thirds of the total climatic disaster mortality. Hence, we will use the past 30 years (1991-2020) landslides and floods mortality data from DesInventar and Nepal's Disaster Risk Reduction portal as the dependent variable. As explanatory variables to represent climatic hazards, we will estimate and use mean and extreme precipitation indices from observational data by the Department of Hydrology and Meteorology Nepal. We will use the local unit’s population as a proxy of disaster exposure. Socio-economic and environmental indicators such as annual per capita income, percentage of people with access to mobile phones and internet, land cover distribution, and slope will be used as indicators of vulnerability. Exposure and vulnerability indicators data will be accessed from Nepal’s Central Bureau of Statistics and other sources. This study is expected to identify indicators of climatic hazards, exposure, and vulnerability that could explain the spatial and temporal variability of climatic disaster mortality in Nepal. Similarly, it will provide new insights on the role of climate change on rising climatic disaster mortality from the low-income countries’ context.

How to cite: Chapagain, D., Bharati, L., and Borgemeister, C.: Is climate change to blame for rising climatic disasters mortality in Nepal?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-359, https://doi.org/10.5194/egusphere-egu22-359, 2022.

EGU22-1314 | Presentations | NH1.4

Amplification of annual and diurnal cycles of alpine lightning over the past four decades 

Thorsten Simon, Georg J. Mayr, Deborah Morgenstern, Nikolaus Umlauf, and Achim Zeileis

Motivation: The response of lightning to a changing climate is not fully understood. Historic trends of proxies known for fostering convective environments suggest an increase of lightning over large parts of Europe. Since lightning results from the interaction of processes on many scales, as many of these processes as possible must be considered for a comprehensive answer.

Objectives: Our aim is a probabilistic reconstruction of summer lightning over the European Eastern Alps down to its seasonally varying diurnal cycle. This necessitates consideration of many processes which becomes feasible by combining a statistical learning approach with several recent scientific achievements: Decade-long seamless lightning measurements by the Austrian Lightning Detection & Information System (ALDIS) and hourly reanalyses of atmospheric conditions including cloud micro-physics within the fifth generation ECMWF atmospheric reanalysis (ERA5).

Methods: These two data sets have been linked by the statistical learning approach called generalized additive model (GAM). GAMs are capable to identify nonlinear relationships between the target variable (lightning yes/no) and explanatory variables (ERA5). The most important explanatory variables have been selected objectively using a combination of stability selection and gradient boosting. This objective selection has reduced the pool of 85 potential ERA5 variables to the 9 most important ones. This reduced set still represents a large variety of processes including favorable environments for thunderstorms, charge separation and trigger mechanisms. The performance of the resulting GAM has been tested using cross-validation over the period of 2010-2019. 

Results: With the resulting GAM lightning for the Eastern Alps and their surroundings has been reconstructed over a period of four decades (1979-2019). The most intense changes occurred over the high Alps where lightning activity doubled in the past decade compared to the 1980s. There, the lightning season reaches a higher maximum and starts one month earlier. Diurnally, the peak is up to 50% stronger with more lightning strikes in the afternoon and evening hours. Signals along the southern and northern alpine rim are similar but weaker whereas the flatlands north of the Alps have no significant trend.

How to cite: Simon, T., Mayr, G. J., Morgenstern, D., Umlauf, N., and Zeileis, A.: Amplification of annual and diurnal cycles of alpine lightning over the past four decades, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1314, https://doi.org/10.5194/egusphere-egu22-1314, 2022.

EGU22-1758 | Presentations | NH1.4

The role of cyclones and PV cutoffs for the occurrence of unusually long wet spells in Europe 

Matthias Röthlisberger, Barbara Scherrer, Andries Jan de Vries, and Raphael Portmann

The synoptic dynamics leading to the longest wet spells in Europe are so far poorly investigated, despite these events’ potentially large societal impacts. In this study we examine the role of cyclones and PV cutoffs for unusually long wet spells in Europe, defined as the 20 longest uninterrupted periods with at least 5 mm daily accumulated precipitation at each ERA-Interim grid point in Europe (this set of spells is hereafter referred to as S20). The S20 occur predominantly in summer over the eastern continent, in winter over the North Atlantic, in winter or fall over the Atlantic, and in fall over the Mediterranean and European inland seas. Four case studies reveal archetypal synoptic storylines for long wet spells: (a) A seven-day wet spell near Moscow, Russia, is associated with a single slow-moving cutoff-cyclone couple; (b) a 15-day wet spell in Norway features a total of nine rapidly passing extratropical cyclones and illustrates serial cyclone clustering as a second storyline; (c) a 12-day wet spell in Tuscany, Italy, is associated with a single but very large cutoff-complex, which is replenished multiple times by a sequence of recurrent anticyclonic wave breaking events over the North Atlantic and western Europe; and (d) a 17-day wet spell in the Balkans features intermittent periods of diurnal convective precipitation in an environment of weak synoptic forcing and recurrent passages of upper-level troughs and PV cutoffs and thus also highlights the role of diurnal convection for long wet spells over land. A systematic analysis of cyclone and cutoff occurrences during the S20 reveals considerable spatial variability in their respective role for the S20. For instance, cyclones and cutoffs are present anywhere between 10% and 90%, and 20% and 70% of the S20 time steps, respectively, depending on the geographical region. However, overall both cyclones and cutoffs, appear in larger number and at a higher rate during the S20 compared to climatology. Furthermore, in the Mediterranean, the PV cutoffs and cyclones are significantly slower moving and/or longer-lived during the S20 compared to climatology. Our study thus documents for the first time the palette of synoptic storylines accompanying unusually long wet spells across Europe, which is a prerequisite for developing an understanding of how these events might change in a warming climate and for evaluating the ability of climate models to realistically simulate the synoptic processes relevant to these events.

How to cite: Röthlisberger, M., Scherrer, B., de Vries, A. J., and Portmann, R.: The role of cyclones and PV cutoffs for the occurrence of unusually long wet spells in Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1758, https://doi.org/10.5194/egusphere-egu22-1758, 2022.

EGU22-1843 | Presentations | NH1.4

The impact of compound drought and heatwave events on the unprecedented 2020 fire season in the Pantanal, Brazil 

Renata Libonati, João L Geirinhas, Patrícia S Silva, Ana Russo, Julia A Rodrigues, Liz B C Belem, Joana Nogueira, Fabio O Roque, Carlos C DaCamara, Ana M B Nunes, Jose A Marengo, and Ricardo M Trigo

The year of 2020 was characterised by an unprecedented fire season in Pantanal, the largest continuous tropical wetland, located in south-western Brazil. This event was the largest ever recorded over, at least, the last two decades, reaching an amount of 3.9 million ha and affecting 17 million vertebrates1,2. Recent evidence points out that this event resulted from a complex interplay between human, landscape, and meteorological factors3,4. Indeed, much of the Pantanal has been affected by severe dry conditions since 2019, with 2020’s drought being the most extreme and widespread ever recorded in the last 70 years5,6. The drought condition was maintained at record levels during most of the year of 2021, following the climate change scenarios expected for this region7. Prior to this comprehensive assessment, the 2020’s fire season has been analyzed at the univariate level of a single climate event, not considering the co-occurrence of extreme and persistent temperatures with soil dryness conditions. Here, we show that the influence of land–atmosphere feedbacks contributed decisively to the simultaneous occurrence of dry and hot spells, exacerbating fire risk. These hot spells, with maximum temperatures 6 ºC above-average were associated with the prevalence of the ideal synoptic conditions for strong atmospheric heating, large evaporation rates and precipitation deficits4. We stress that more than half of the burned area during the fire season occurred during compound drought-heatwave conditions. The synergistic effect between fuel availability and weather-hydrological conditions was particularly acute in the vulnerable northern forested areas. These findings are relevant for integrated fire management in the Pantanal as well as within a broader context, as the driving mechanisms apply across other ecosystems, implying further efforts for monitoring and predicting such extreme events.

 

References

[1] Garcia, L.C, et al.. Record-breaking wildfires in the world’s largest continuous tropical wetland: Integrative fire management is urgently needed for both biodiversity and humans. J. Environ. Manage. 2021, 293, 112870.

[2] Tomas, W. M., et al. Counting the dead: 17 million vertebrates directly killed by the 2020’s wildfires in the Pantanal wetland, Brazil. Sci. Rep. accepted.

[3] Libonati, R.; et al. Rescue Brazil’s burning Pantanal wetlands. Nature. 2020, 588, 217–219.

[4] Libonati, R., et al. Assessing the role of compound drought and heatwave events on unprecedented 2020 wildfires in the Pantanal. Environmental Research Letters. 2022, 17, 1.

[5] Thielen, D., et al. The Pantanal under Siege—On the Origin, Dynamics and Forecast of the Megadrought Severely Affecting the Largest Wetland in the World. Water. 2021, 13(21), 3034.

[6] Marengo, J.A., et al. Extreme Drought in the Brazilian Pantanal in 2019–2020: Characterization, Causes, and Impacts. Front. Water. 2021, 0, 13.

[7] Gomes, G.D.; et al.. Projections of subcontinental changes in seasonal precipitation over the two major river basins in South America under an extreme climate scenario. Clim. Dyn. 2021, 1-23.

 

This work was supported by Project Rede Pantanal from the Ministry of Science, Technology and Innovations of Brazil (FINEP grant 01.20.0201.00). R.L. was supported by CNPq [grant 305159/2018–6] and FAPERJ [grant E26/202.714/2019]

How to cite: Libonati, R., Geirinhas, J. L., Silva, P. S., Russo, A., Rodrigues, J. A., Belem, L. B. C., Nogueira, J., Roque, F. O., DaCamara, C. C., Nunes, A. M. B., Marengo, J. A., and Trigo, R. M.: The impact of compound drought and heatwave events on the unprecedented 2020 fire season in the Pantanal, Brazil, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1843, https://doi.org/10.5194/egusphere-egu22-1843, 2022.

EGU22-2312 | Presentations | NH1.4

Erosion of arable land during the July 2021 flood event in Erftstadt-Blessem, Germany: understanding groundwater sapping 

Joel Mohren, Matthias Ritter, Steven A. Binnie, and Tibor J. Dunai

Although fluvial erosion is predominantly governed by surface driven fluvial incision, more exotic erosional processes can significantly contribute to the fluvial shaping of landscapes. To this group belongs sapping caused by concentrated groundwater discharge, which can form a very distinct type of topography (characterised e.g. by the development of theatre-shaped channel heads). Fluvial erosion through sapping occurs where groundwater encounters a rapid change in elevation (i.e. across scarps, cliffs), and it is highly modulated by the physical properties of the solid. Groundwater sapping is, for example, promoted by inhomogeneities of permeability and/or lithological composition of the subsurface, which is often prevalent in sedimentary deposits and along contact boundaries between different lithological units. Consequently, topography shaped by groundwater sapping can be found in many places on Earth and even on Mars, and the formation of these landscapes can integrate over thousands to millions of years. However, in some regions, such as coastal areas, groundwater sapping has been reported to be associated with severe soil loss and high erosion rates on the order of tens of metres per day.

A similar magnitude of soil loss could be observed close to the village of Erftstadt-Blessem, Germany, as caused by severe flooding, peaking the 15th of July 2021. Here, intense rain events caused the formation of local drainage networks towards a gravel pit located to the north of the village. As a consequence, adjacent arable land was subject to intense backward incision, thereby eroding the underlying Quaternary sediments. The erosion formed drainage networks that appear to resemble characteristic groundwater sapping. This fluvial topography was largely preserved after the flooding, thus providing the opportunity to decipher the processes involved in the formation of these features. We use Structure-from-Motion Multi-View Stereo (SfM-MVS) photogrammetry to reconstruct the drainage geometry based on drone imagery (provided by the Kreisverbindungskommando Köln, M. Wiese; additional SfM-MVS photogrammetry data provided by ESRI Deutschland GmbH, T. Gersthofer) and photographs taken in the field using a handheld camera. The data is subsequently used to characterise the drainage networks and to compare the topography to other groundwater sapping landscapes on Earth and on Mars. Additionally, we intend to perform grain size analyses of the different sediment layers and to quantify fallout 239+240Pu in selected samples to asses the physical properties of the substratum and to trace the fate of the radionuclides during the flood event. Our aim is that our data will contribute to a better understanding of how groundwater sapping processes operate over time and to assess the importance of individual factors (e.g. substrate properties, vegetation cover and -type) on the severity of erosion. The outcome could thus not only be important for modelling terrestrial and extra-terrestrial processes but has also practical applications to the loss of arable land and the effects of outburst flooding.

How to cite: Mohren, J., Ritter, M., Binnie, S. A., and Dunai, T. J.: Erosion of arable land during the July 2021 flood event in Erftstadt-Blessem, Germany: understanding groundwater sapping, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2312, https://doi.org/10.5194/egusphere-egu22-2312, 2022.

EGU22-2532 | Presentations | NH1.4

Using Vertical Integrated Liquid Density from a Weather Radar Network to Nowcast Severe Events 

Laura Esbrí, Tomeu Rigo, M. Carmen Llasat, and Antonio Parodi

This contribution has the main goal of identifying, characterizing, tracking and nowcasting severe thunderstorms using the Density of the Vertical Integrated Liquid (DVIL). The DVIL can synthesize all the volumetric information of a column of the weather radar in a 2D plane. This is, it estimates the quantity of precipitable liquid water in the column but, besides, it reduces the dependency on the height of the column. This point becomes crucial to give an appropriate weight of potential danger to thunderstorms that occurred out of the typical convective season. . This is particularly useful to improve the decision-making and early warning in critical environments and infrastructures, like airports and air traffic management (ATM). The usage of DVIL has multiple advantages, for instance, reducing the computational time consumed on the analysis of large areas. Also, to obtain a good and simple description of the potentially dangerous thunderstorms, and to have an easily integrating into other systems for ATM decision making. The main disadvantage is a less precise characterization of the atmospheric objects than with the whole radar volumetric data. Nevertheless, the differences are scarce and do not produce any significant inconvenience in the procedure. The algorithm first identifies those areas exceeding a DVIL threshold, which is established for thunderstorms with a certain probability of producing severe weather. The characterization module turns out simpler than in other methodologies because of the data type (2D instead of 3D reflectivity fields), but it can be combined with other data types if needed. The tracking and nowcasting procedure obtain the past trajectory of the thunderstorm and then use it to weather forecast from 5 to the next 60 minutes, with 5 minutes steps. Different convective episodes that have affected the proximity of Italian and Spanish airports have been analysed to evaluate the following points: (1) the performance of the correct identification of potentially dangerous thunderstorms, (2) the capability of tracking the path and characterizing the life cycle of those storms, and (3) the ability of the nowcasting to correctly forecast the time and the most dangerous area.

This project has received funding from the SESAR Joint Undertaking under grant agreement No 892362, SINOPTICA-H2020 (Satellite-borne and IN-situ Observations to Predict the Initiation of Convection for Air traffic management) project.

How to cite: Esbrí, L., Rigo, T., Llasat, M. C., and Parodi, A.: Using Vertical Integrated Liquid Density from a Weather Radar Network to Nowcast Severe Events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2532, https://doi.org/10.5194/egusphere-egu22-2532, 2022.

EGU22-3090 | Presentations | NH1.4

Flood analysis using HEC-RAS: The case study of Majalaya, Indonesia under the CMIP6 projection 

Faizal Immaddudin Wira Rohmat, Ioanna Stamataki, Zulfaqar Sa'adi, and Djelia Fitriani

Flooding is a natural disaster with extremely wide-reaching impacts and is a recurring problem in Indonesia. Whilst possible impacts of climate change are expected to aggravate flood risk in already flood-vulnerable areas, many countries struggle to achieve the United Nations’ (UN) 2030 Sustainable Development Goals (SDGs) to achieve a better and more sustainable future for all. Using the case study of Majalaya, Indonesia, the authors investigated the impact of climate change and climate variability on urban flood risk through science-based spatio-temporal flood simulations. Based on the ensemble of 17 General Circulation Models (GCMs) CMIP6, the near-future (2021 to 2050) flood projection under Shared Socioeconomic Pathways (SSPs) 2.6 (low forcing), 4.5 (medium forcing) and 8.5 (high end forcing) common to historical (1981 to 2014) was simulated. The area’s future risk of flooding was then investigated and adaptation measures were suggested for reducing and mitigating worsening flood conditions. A numerical model was developed in HEC-RAS that represented the city of Majalaya and the results were combined with the ensemble of climate projections to enable the assessment of the effects of flooding due to the combined effect of climate change and urbanisation. The model was calibrated using historical stream gauge records and past extreme flood inundation boundaries. Using the model’s output metrics (e.g. flood depth, velocity) and local demographic data, the project aims then to use a vulnerability assessment framework to quantify the impact of climate change on flood risk. The modelling results will allow for spatio-temporal mapping of the flood-prone areas in Majalaya, which will help reduce risk and vulnerability for disadvantaged populations. The development of flood vulnerability maps and future flood risk projections will assist the government in developing land-use and flood prevention management policies. This research area, drawing from the combination of flood modelling and the use of climate projections, allows for an assessment of future flood risk scenarios of the city of Majalaya and paves new avenues towards future research.

How to cite: Rohmat, F. I. W., Stamataki, I., Sa'adi, Z., and Fitriani, D.: Flood analysis using HEC-RAS: The case study of Majalaya, Indonesia under the CMIP6 projection, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3090, https://doi.org/10.5194/egusphere-egu22-3090, 2022.

EGU22-4102 | Presentations | NH1.4

Modelling hail probability over Italy using a machine learning approach 

Riccardo Hénin, Veronica Torralba, Antonio Cantelli, Enrico Scoccimarro, Stefano Materia, and Silvio Gualdi

Hail is a meteorological phenomenon with adverse impacts affecting multiple socio-economic sectors such as agriculture, renewable energy and insurance (e.g. Púčik et al., 2019; Martius et al., 2018; Macdonald et al., 2016). The mitigation of the hail-related risk in particularly sensitive regions such as Italy has fostered hail research, aiming at a deeper understanding of the favorable environmental conditions for hail formation and the improvement of hail forecasting skills (Mohr and Kunz, 2013). Nevertheless, one of the major limitations for the study of long-term hail variability is the inherent difficulty in measuring all the hail occurrences and the consequent scarce temporal and spatial coverage of hail observations (Mohr et al., 2015). Therefore, in this study, the Probability Density Functions (PDFs) of several large-scale meteorological variables and convective indices from the ERA5 reanalysis are considered instead, with the aim of describing a conditioned hail probability, following the statistical method by Prein and Holland (2018). Then, the best set of variables to be used as predictors in the hail model are selected with a machine learning approach, based on a genetic algorithm. The model output is an estimation of the hail probability over Italy in the 1979-2020 period, on a 30x30 km grid. The model is validated over the Friuli-Venezia-Giulia region through an independent dataset based on hail pads. The estimated hail probability has been used to characterize the seasonality, long-term variability and trends of the hail frequency and to investigate the potential large-scale drivers of hailstorms over Italy. 

 

REFERENCES:

Púčik, T., Castellano, C., Groenemeijer, P., Kühne, T., Rädler, A. T., Antonescu, B., & Faust, E. (2019). Large hail incidence and its economic and societal impacts across Europe. Monthly Weather Review, 147(11), 3901-3916. doi: 10.1175/MWR-D-19-0204.1.

Martius, O., Hering, A., Kunz, M., Manzato, A., Mohr, S., Nisi, L., & Trefalt, S. (2018). Challenges and recent advances in hail research. Bulletin of the American Meteorological Society, 99(3), ES51-ES54. doi: 10.1175/BAMS-D-17-0207.1.

Macdonald, H., Infield, D., Nash, D. H., & Stack, M. M. (2016). Mapping hail meteorological observations for prediction of erosion in wind turbines. Wind Energy, 19(4), 777-784. doi: 10.1002/we.1854.

Mohr, S., Kunz, M., & Geyer, B. (2015). Hail potential in Europe based on a regional climate model hindcast. Geophysical Research Letters, 42(24), 10-904. doi:10.1002/2015GL067118.

Prein, A. F., & Holland, G. J. (2018). Global estimates of damaging hail hazard. Weather and Climate Extremes, 22, 10-23. doi: 10.1016/j.wace.2018.10.004.

 

How to cite: Hénin, R., Torralba, V., Cantelli, A., Scoccimarro, E., Materia, S., and Gualdi, S.: Modelling hail probability over Italy using a machine learning approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4102, https://doi.org/10.5194/egusphere-egu22-4102, 2022.

Extreme, large-scale precipitation events can lead to extreme river floodings which are one of the most dangerous weather events for society when occurring in highly populated areas. However, the largest impacts are caused by very rare events with return periods on the order of 100 years. To do a quantitative and robust analysis of daily 100-year precipitation events, observational time series are typically too short. Therefore, an approach is applied here in which operational ensemble prediction data from the ECMWF are used to generate a large pool of simulated, but realistic daily precipitation events (corresponding to 1200 years of data) from which several 100-year events can be analysed. For five different major Central European river catchments, composite analyses show that 100-year precipitation events in all catchments are typically associated with an upper-level trough moving into Central Europe 24h to 48h before the occurrence of the events. During the 24h before the events, details in the progression of the trough and the location of the associated surface cyclone determine in which catchment extreme precipitation occurs. A comparison to composite analyses of less extreme precipitation events shows that dynamical mechanisms such as an amplified mid-tropospheric trough/cut off are more important for an intensification of precipitation events in the Danube and Oder catchments while in the Elbe, Rhine and Weser/Ems catchments thermodynamical mechanisms such as a larger moisture flux are more important. The question how a warmer climate will affect the dynamical processes of such extreme precipitation events will be investigated in a follow-up study.

How to cite: Ruff, F. and Pfahl, S.: Dynamical analysis of large-scale 100-year precipitation events over Central European river catchments and their differences to less extreme events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4205, https://doi.org/10.5194/egusphere-egu22-4205, 2022.

EGU22-4353 | Presentations | NH1.4

How does the rise of atmospheric water demand affect flash drought development in Spain? 

Iván Noguera, Fernando Domínguez-Castro, and Sergio M. Vicente-Serrano

Flash droughts are distinguished by a rapid development and intensification, which increase the potential drought impacts on natural and socio-economic systems. In recent years, a great effort has been made to identify and quantify this type of events in different regions of the world using different metrics. We developed a methodology to analyze the flash droughts based on SPEI at short-time scale (1-month) and high-frequency data (weekly). Thus, we characterized the occurrence of flash drought in Spain over the period 1961-2018 and showed that flash drought is a frequent phenomenon (40% of all droughts were characterized by rapid development), which exhibit a great spatiotemporal variability. The northern regions, where a higher frequency of flash droughts was found, showed negative trends in the frequency of flash droughts, while the central and southern regions subject to fewer flash drought events showed generally positive trends. Usually, the flash drought is associated with severe precipitation deficits and/or anomalous increases in atmospheric evaporative demand (AED), but while the role of precipitation seems obvious and essential, the role played by AED in triggering or reinforcing flash drought episodes is much more complex and exhibits important spatial and temporal contrasts. In Spain, the effect of AED is mainly restricted to water-limited regions and the warm season, but its role is minimal in energy-limited regions and in cold periods in which precipitation deficits are the main cause of flash drought development. However, the contribution of the AED on the development of flash droughts has increased notably over the last six decades, thus becoming a decisive driver in explaining the occurrence of the latest flash droughts in some regions of Spain. These findings have strong implications for proper understanding of the recent spatiotemporal behavior of flash droughts in Spain and illustrate how this type of event can be related to global warming processes.

How to cite: Noguera, I., Domínguez-Castro, F., and Vicente-Serrano, S. M.: How does the rise of atmospheric water demand affect flash drought development in Spain?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4353, https://doi.org/10.5194/egusphere-egu22-4353, 2022.

EGU22-4588 | Presentations | NH1.4

A Causality-guided Approach for Predicting Future Changes in Extreme Rainfall over China Using Known Large-scale Modes 

Kelvin S. Ng, Gregor C. Leckebusch, and Kevin Hodges

Over the past few decades, while several advancements in improving the performance of global climate models (GCMs), such as predicting mean climate,  have been made, predicting extreme rainfall events related to Mei-yu fronts (MYFs) and tropical cyclones (TCs) remains an open challenge. This is partially due the coarse spatial resolution of the GCMs that restricts their ability to represent extreme events and the associated processes on relevant spatial scales. This poses a problem for stakeholders as a failure to take appropriate precautionary action before the occurrence of extreme events can have disastrous consequences. Although the spatial resolutions of typical GCMs are too coarse to simulate extreme precipitation accurately, they are more likely to be able to simulate large-scale climate modes (LSCMs) better. Given that the activities of MYFs and TCs are linked to LSCMs, we can make use of these causal connections between LSCMs and extreme rainfall associated with MYFs/TCs to construct useful prediction models. This can then be applied to the outputs of climate GCM simulations to increase our capability in predicting extreme rainfall in the future.

In this presentation, we demonstrate a novel technique based on causality-guided statistical models (CGSMs) to assess the projected future changes of extreme rainfall associated with MYFs and TCs over China using the CMIP6 historical and SSP585 scenario simulations for four selected models. First, we show that CGSMs, which are constructed using historical observations and reanalysis, have good performance in modelling historical observations. Then we compare extreme rainfall related to MYFs/TCs from the CMIP6 historical direct output of the selected models with the CGSMs predictions. Our results show that the climatological patterns of CMIP6 direct historical outputs are different to the observed climatological patterns. Yet, CGSMs driven by CMIP6 LSCMs can produce similar patterns as the observed climatology. For the projected change under the SSP585 scenario, projections based on CGSMs provide a more coherent picture than CMIP6 direct model outputs. This shows the potential of causality-guided approach in coarse resolution climate model outputs. The implication and potential use of this approach is also discussed.

How to cite: Ng, K. S., Leckebusch, G. C., and Hodges, K.: A Causality-guided Approach for Predicting Future Changes in Extreme Rainfall over China Using Known Large-scale Modes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4588, https://doi.org/10.5194/egusphere-egu22-4588, 2022.

EGU22-5114 | Presentations | NH1.4 | Highlight

Sediment pollution and morphodynamics of an extreme event: Examples from the July 2021 flood event from the Inde River catchment in North Rhine-Westphalia 

Frank Lehmkuhl, Verena Esser, Philipp Schulte, Alexandra Weber, Stefanie Wolf, and Holger Schüttrumpf

Extreme precipitation and discharge between July 13th and 16th 2021 caused serious flooding with bank erosion, including damages to infrastructure and buildings nearby the Eifel mountain region. Especially the small town of Stolberg and Eschweiler in the Inde River catchment were heavily affected. On-site investigation along the Inde River and its tributary, the Vichtbach creek, after the flood event show that mainly coarse sediments were remobilized and accumulated in the upper and middle reaches. The water masses mobilized not only sediments including gravel but also large objects like broken down trees and cars. In contrast, silty sediments were deposited in the lower reaches.

The Stolberg region is a former mining area with related industries resulting in contaminated soils and tailings close to the floodplains (Esser et al. 2020). Therefore, our investigations also focus on pollution by sediment-bound heavy metals and their distribution in the floodplains before and after this event. Flood sediment samples were taken immediately after the extreme flood event. Based on the results of flood-related pollution monitoring, conducted between 2016 and 2019 (Esser, 2020), the impact of the extreme event in July can be evaluated. During the July flood event, an exceptional amount of pollutants was remobilized. In addition to an increase in pollutants on the modern floodplain, wider areas of older and higher floodplains (Altauen) were also affected.

Esser, V. (2020): Untersuchungen zur fluvialen Morphodynamik und zur rezenten Schadstoffausbreitung in Flusssystemen - Beispiele aus der Grenzregion Belgien, Niederlande und Deutschland. PhD-Thesis, RWTH Aachen University.

Esser, V., Buchty-Lemke, M., Schulte, P., Podzun, L.S., Lehmkuhl, F. (2020): Signatures of recent pollution profiles in comparable Central European rivers - Examples from the International River Basin District Meuse. Catena 193: 104646. https://doi.org/10.1016/j.catena.2020.104646

How to cite: Lehmkuhl, F., Esser, V., Schulte, P., Weber, A., Wolf, S., and Schüttrumpf, H.: Sediment pollution and morphodynamics of an extreme event: Examples from the July 2021 flood event from the Inde River catchment in North Rhine-Westphalia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5114, https://doi.org/10.5194/egusphere-egu22-5114, 2022.

EGU22-5815 | Presentations | NH1.4

Parameter exploration for hydrological hazard interactions in a data-scarce catchment. 

Pablo López, Liz Holcombe, Katerina Michaelides, and Jeremy Phillips

Extreme rainfall events are increasing the frequency of hydrological hazards such as landslides, debris flow, and erosion processes. Understanding the coupling of these hazards is still a challenging task, current methodologies often take a single hazard approach without integrating the mechanisms that describe the influence of one hazard on another under the same rainfall event. Physically-based distributed models have overcome these limitations incorporating the coupling of hillslope-hydrological processes that influence the interactions of hydrological hazards at the catchment scale. Nonetheless, within these models, the physical characteristics of the catchment domain are subject to a large spatial variability increasing the uncertainty in the parameters that influence the interaction of these hazards, hindering their representation in data-scarce catchments. The aim of this study is to elaborate an experimental design to parameterize a physically-distributed model to identify the parameters that have an acceptable influence in representing and describing hydrological hazard interactions under a data-scarce environment.

The study area is set in the Soufriere catchment in Saint Lucia, which recorded multiple landslides and debris flows with impacts on catchment erosion triggered by Hurricane Tomas in October 2010. The OpenLISEM model was used to estimate the parameters that influenced the triggering of hydrological hazards that occurred during Hurricane Tomas. The parameter estimation was performed through a Global Sensitivity Analysis (GSA) All-At-a-Time (ATT) to assess simultaneously under 144 simulations the estimation of hydrological and geotechnical parameters. The parameters subject to Sensitivity Analysis were saturated moisture content, saturated hydraulic conductivity, soil cohesion, and internal friction angle. The results were verified through the Sorensen-Dice coefficient. The coefficient was calculated through a spatial overlapping method between landslide simulated areas and landslide inventory areas corresponding to the Hurricane Tomas triggered landslides obtained from the British Geological Survey (2014). The results indicated that the representation of landslides, debris flows, and erosion processes on the OpenLISEM model highly depend on the quality of the input data. The latter was confirmed by the Sorensen-Dice coefficient indicated low spatial overlap values between the simulations performed. Nevertheless, the response of the OpenLISEM model to an acceptable landslide representation similar to the landslides triggered by Hurricane Tomas was influenced in the first place by the soil cohesion and internal friction angle and in the second place by the saturated moisture content and saturated hydraulic conductivity. The identification of these parameters introduces an improvement to provide an acceptable representation of hydrological hazards interactions given the data available in a data-scarce environment.

How to cite: López, P., Holcombe, L., Michaelides, K., and Phillips, J.: Parameter exploration for hydrological hazard interactions in a data-scarce catchment., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5815, https://doi.org/10.5194/egusphere-egu22-5815, 2022.

The evaluation of the resilience of flood protection systems requires the assessment of the impact of climate change scenarios on future flood regimes. Due to the high computational effort and to the scarcity of hourly climate modelling chains, expected changes in future floods are often simulated by hydrological models on a daily basis, even for basins with short response times, where hourly simulations would be needed.

In this work, the expected occurrence and magnitude of future flood events is modelled through the coupling of bias-corrected local climate scenarios at hourly time scale and continuous rainfall-runoff modelling, in reference to the Panaro river (one of the OpenAir Laboratories in the OPERANDUM H2020 project), a tributary of the Po River in the Apennines.

The investigation exploits hourly precipitation and daily max/min temperature (used for interpolation at hourly scale) timeseries for a subset of climate modelling chains included in the EURO-CORDEX initiative through the dynamical downscaling of Global Climate Models under the RCP 8.5 concentration scenario. The comparison with observed spatial fields obtained from weather stations and from gridded E-OBS products allows to assess the biases affecting the climate raw data.

The Scaled Distribution Mapping (SDM) bias correction procedure (Switanek et al. 2017), that preserves raw climate model projected changes in the bias-corrected series, is then applied to adjust the raw model output towards observations.

A semi-distributed, continuously simulating rainfall-runoff model is parameterised on the basis of the observed meteorological and streamflow time-series, especially focusing on the reproduction of past flood events. The model is then run to reproduce the continuous hourly streamflow time-series in the Panaro river over past and future decades, providing in input i) observed meteorological forcing based on ground stations, ii) raw and bias-corrected climate scenarios over the control period, iii) bias-corrected climate scenarios for the future decades. Finally, the flood events are extracted from the continuous streamflow simulations and the changes in the flood signals expected over the future decades are analysed, in terms of both peaks and volumes.

 

References

Switanek, M. B., Troch, P. A., Castro, C. L., Leuprecht, A., Chang, H.-I., Mukherjee, R., and Demaria, E. M. C.: Scaled distribution mapping: a bias correction method that preserves raw climate model projected changes, Hydrol. Earth Syst. Sci., 21, 2649–2666, https://doi.org/10.5194/hess-21-2649-2017, 2017.

How to cite: Toth, E., Neri, M., Reder, A., and Rianna, G.: Future occurrence and magnitude of flood events in the Panaro River (Northern Italy): coupling bias-corrected hourly climate scenarios and semi-distributed rainfall-runoff modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6503, https://doi.org/10.5194/egusphere-egu22-6503, 2022.

EGU22-6925 | Presentations | NH1.4

Cytotoxicity as a proxy for particle-associated and dissolved organic contaminant loads in rivers during floods 

Clarissa Glaser, Michelle Engelhardt, Beate Escher, Andrea Gärtner, Martin Krauss, Maria König, Rita Schlichting, Christiane Zarfl, and Stephanie Spahr

Storm events lead to a mobilization of dissolved and particle-associated organic pollutants that pose a risk to river ecosystems. Target screening can hardly capture the broad range of compounds present in stormwater and receiving streams. Thus, an additional monitoring proxy that describes the overall chemical load in stormwater is needed. Each chemical in a mixture contributes, albeit with different potency, to cytotoxicity measured by reduction of cell viability after 24h in four human cell lines. Thus, the aim of this study was to investigate the applicability of cytotoxicity as a proxy for the organic contaminant load of rivers during storm events. Field investigations took place in the Ammer River (annual average discharge 0.87 m³ s-1) close to Tübingen, Germany, during intense precipitation events in June 2021. The sampling site was located at the outlet of the gauged catchment (134 km²), thus, integrating inflowing water from all upstream tributaries and sewer overflows. During storm events, high-resolution temporal monitoring of discharge, suspended particles, particle characteristics, as well as dissolved and particle-associated organic contaminants was conducted using both chemical analyses and cell-based in vitro bioassays. The cytotoxicity in the water phase (expressed as toxic units, TU), was similar among the cell lines. The TU flux followed the course of the hydrograph with highest values at the maximum or slightly after the discharge peak. This finding suggests that the chemical load is controlled by the transported volume of water despite the fact that different contaminant sources are likely to contribute to the water flux and pollutant load in the river at different time points of the hydrograph. For the particle-associated cytotoxicity, the TU flux also followed the course of the events suggesting that the particle-associated cytotoxicity in the river is, similar to the water cytotoxicity, controlled by the particle load in the river. This highlights that the cytotoxicity is a suitable proxy to detect mixtures of organic compounds and, thus, assess the chemical load in rivers during storm events.

How to cite: Glaser, C., Engelhardt, M., Escher, B., Gärtner, A., Krauss, M., König, M., Schlichting, R., Zarfl, C., and Spahr, S.: Cytotoxicity as a proxy for particle-associated and dissolved organic contaminant loads in rivers during floods, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6925, https://doi.org/10.5194/egusphere-egu22-6925, 2022.

EGU22-7030 | Presentations | NH1.4

Madden–Julian Oscillation related to the prolonged heavy rainfall in East Asia in 2020 

Byung-Kwon Moon, Jieun Wie, and Jinhee Kang

In East Asia, unusually long-term and heavy rainfall in 2020 resulted in concentrated socio-economic damage and flooding. In this study, the characteristics of the Madden–Julian Oscillation (MJO) related to the prediction of heavy rainfall in East Asia were analyzed using the sub-seasonal to seasonal (S2S) prediction model. In 2020, unusually high precipitation fell in East Asia, compared to an average year, for an extended time. Precipitation was concentrated from the end of June to the middle of August; therefore, the analysis was carried out with an initial model date of July 2, 2020, while the lead-time was selected 1–31 day (July 3 to August 1). The model underestimated cumulative precipitation compared to observations, with KMA and UKMO having the lowest errors and ECMWF and CMA having the largest errors. The 850-hPa position altitude and wind field anomaly was analyzed and averaged over the prediction period. The results revealed that models with large errors showed different locations for the western and northern boundaries of the high pressure in the western North Pacific region, relative to observations, or else underestimated the size of the high-pressure zone. Based on the MJO prediction phases for July in the S2S models, models with good precipitation prediction performance in East Asia mainly showed phases 1–3 that were similar to observations and their amplitudes were also large. In contrast, models with poor prediction performance exhibited fewer instances of phases 1–3 on strong days or their amplitudes were small. This suggests that if an S2S model predicts the characteristics of the MJO accurately, similar to observations, it could improve predictions of summer precipitation in East Asia.

This work was funded by the Korea Meteorological Administration Research and Development Program under Grant KMI2020-01212.

How to cite: Moon, B.-K., Wie, J., and Kang, J.: Madden–Julian Oscillation related to the prolonged heavy rainfall in East Asia in 2020, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7030, https://doi.org/10.5194/egusphere-egu22-7030, 2022.

Heavy precipitation is a major natural hazard that can have severe impacts.  In response to global warming, the character of heavy precipitation is expected to change. Projections of the future hydrologic cycle, especially of heavy precipitation, are uncertain. Especially at the regional scale, different data sources, such as different ensembles of global and regional climate models (GCMs and RCMs), provide sometimes conflicting conclusions. Therefore, it is even more important to investigate where differences between ensembles lie and to which processes they can be attributed.

A precipitation scaling (introduced by Paul O’Gorman) is used to disentangle thermodynamic and dynamic contributions in extreme precipitation. In this work, we compare the results of CMIP5 and CMIP6 and focus on climate change signals between the periods 1971-2000 and 2071-2100 over Europe. The thermodynamic component provides homogeneous signals across Europe with a rise in extreme precipitation of about 7 %/K. In contrast, the dynamic component shows no spatial homogeneous results where the dynamic contribution can even modify the thermodynamic signal. The spread between the models within one ensemble is much larger. However, based on initial analyses, the spread in the CMIP6 models appears to have become smaller compared to CMIP5. This means, understanding the dynamic changes is the key to understanding the differences between the ensembles.

As a next step, to analyze the discrepancy between CMIP5 and CMIP6 in terms of atmospheric circulation changes, we look into three atmospheric drivers: tropical and polar amplification of global warming and changes in stratospheric vortex strength.  

How to cite: Ritzhaupt, N. and Maraun, D.: Differences in the regional pattern of projected future changes in extreme precipitation over Europe are driven by the dynamic contribution, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7209, https://doi.org/10.5194/egusphere-egu22-7209, 2022.

EGU22-7214 | Presentations | NH1.4

Forecasting Large Hail Using Logistic Models and the ECMWF Ensemble Prediction System 

Francesco Battaglioli, Pieter Groenemeijer, and Ivan Tsonesvky

An additive logistic regression model for large hail was developed based on convective parameters from ERA5 reanalysis, severe weather reports from the European Severe Weather Database (ESWD), and lightning observations from the Met Office Arrival Time Difference network (ATDnet). This model was shown to accurately reproduce the spatial distribution and the seasonal cycle of observed hail events in Europe. A spatial map of the modelled mean distribution for hail > 2 cm will be presented.

To explore the value of this approach to medium-range forecasting, a similar statistical model was developed using four predictor parameters available from the ECMWF Ensemble Prediction System (EPS) reforecasts: Mixed Layer CAPE, Deep Layer Shear, Mixed Layer Mixing Ratio and the Wet Bulb Zero Height. Probabilistic large hail predictions were created for all available 11-member ensemble forecasts (2008 to 2019), for lead times from 12 to 228 hours.

First, we evaluated the model’s predictive skill depending on the forecast lead time using the Area Under the ROC Curve (AUC) as a validation score. For forecasts up to two to three days, the model highlights a very high predictive skill (AUC > 0.95). Furthermore, the model retains a high predictive skill even for extended forecasts (AUC = 0.85 at 180 hours lead time) showing that it can identify regions with hail potential well in advance. Second, we compared the forecast spatial probabilities at various lead times with observed hail occurrence focusing on a few recent hail outbreaks. Finally, our four-dimensional model was compared with logistic models based on composite parameters such as the Significant Hail Parameter (SHP) and the product of CAPE and Deep Layer Shear (CAPESHEAR). The four-dimensional model outperformed these composite-based ones at lead times up to four days. The high AUC scores show that this model could improve short-medium range hail forecasts. Preliminary application of this approach to other convective hazards such as convective wind gusts will be presented as well.

How to cite: Battaglioli, F., Groenemeijer, P., and Tsonesvky, I.: Forecasting Large Hail Using Logistic Models and the ECMWF Ensemble Prediction System, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7214, https://doi.org/10.5194/egusphere-egu22-7214, 2022.

EGU22-7449 | Presentations | NH1.4

Safeguarding heritage sites from hydrometeorological extremes: the Santa Croce district in Florence 

Paolo Tamagnone, Enrica Caporali, and Alessandro Sidoti

Humankind is currently living in an era governed by continuous climate warm-up and unstoppable urbanization, in which the ongoing climate change is leading to an exacerbation of hydrometeorological events. With an intensification of magnitude and frequency of extreme rainfall events, engineers and scientists are striving to develop methodologies and strategies to effectively defend people and assets from pluvial flooding. Pluvial floods produced by local, intense, and fast rainstorms cause the surcharge of urban drainage systems inducing the inundation of streets and buildings before the runoff reaches the receptor watercourse. Pluvial flood damage has been defined as an ‘invisible hazard’ but it increasingly weighs on the budget of direct flood losses, raising the costs incurred by flood damages. Besides the tangible losses, the costs may be even higher when the intangible share is considered, such as the potential loss of heritage held in ancient towns. For this reason, the inestimable cultural and artistic heritage preserved in historical buildings require a high-level of protection against hazards induced by natural calamities. The present study investigates extreme rainfall-related impacts and hazards threatening the cultural heritage situated in the most vulnerable areas of the Santa Croce district (Florence, Italy). The district hosts some of the most important buildings of the city: the National Central Library of Florence and the Opera di Santa Croce. The geographical location of this monumental complex makes the cultural heritage guarded inside of it dangerously exposed to multiple sources of flood hazard. Firstly, river flooding due to the proximity to the Arno River (this area has been already harshly damaged by the catastrophic flood in 1966). Secondly, flooding by sewage since that the internal drainage network is linked with one of the main sewer conduits of the city. Then, surface runoff flowing down from the headwater. Considering this framework, the pluvial flood hazard assessment is performed using a 1D/2D dual drainage model specifically implemented to simulate all hydraulic phenomena occurring both on the surface and through the sewer network. The analysis comprehends a series of scenarios designed to simulate the impact of hydrometeorological extremes on the study area and each possible concatenation of consequences or failures. The hydraulic model incorporates different layers of information: the high-resolution digital surface model of the area and buildings, the public sewer network, and the internal rainfall collection system of the district. Geometrical features and technical specifications of the sewer network have been retrieved from detailed field surveys and research in historical archives. Model’s outcomes allow identifying the critical nodes within the drainage network, delineating the most vulnerable areas, and prioritizing the rescue efforts in case of severe cloudbursts. Results may help site managers to improve the efficiency of their hazard management and emergency plans. Furthermore, the study intends to propose suitable technical solutions for safeguarding the cultural heritage where designing intrusive engineering works hardly fits within the historical urban context.

How to cite: Tamagnone, P., Caporali, E., and Sidoti, A.: Safeguarding heritage sites from hydrometeorological extremes: the Santa Croce district in Florence, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7449, https://doi.org/10.5194/egusphere-egu22-7449, 2022.

EGU22-8550 | Presentations | NH1.4

Toxic European Summer Flood – Dispersion of organic pollutants along the Vicht and Inde rivers, Germany 

Piero Bellanova, Jan Schwarzbauer, and Klaus Reicherter

The 2021 European floods (July 13th–16th, 2021) marked Germany’s deadliest (>180 fatalities) and most costly (>€ 30 billion) natural disaster of the 21st century. In North Rhine-Westphalia (Germany) the floods have caused drastic scenes of destruction along small mountainous river systems, such as the Vicht and Inde rivers. Alongside this destruction stands the release of organic pollutants and the remobilization of sediment-associated old burdens in the former mining area of Stolberg. In a preliminary study 10 samples along the floodplains and urban areas of Vicht and the successive Inde rivers have been collected directly after the flood to determine the pollution concentration, dispersion and potential sources. With this information an assessment of the short-term and long-term environmental risks can be evaluated.

First results show acute enrichment of organic pollutants, such as polycyclic aromatic hydrocarbons (PAHs – petrogenic pollutants), polychlorinated biphenlys (PCBs – old burdens/plasticizers) and linear alkylbenzenes (LABs – sewage). The sewage indicators show their highest release and accumulation in samples taken in the urban areas, and subsequently dilute along the natural floodplain segments. This repeats for at least for Stolberg and Eschweiler, which were flooded by the Vicht and Inde, respectively. Old burdens, such as represented by PCBs, related to historical and present heavy industry in the vicinity to the rivers. The flood caused the remobilization of respective old burdens from contaminated plains and urban sources. Petrogenic markers, especially those of PAHs, have been measured in concentrations of mg/kg, vastly exceeding all environmental guidelines and restrictions. These can also be linked to the flooding of industrial and urban sites (e.g., household oil heating tanks, vehicles).

The wide range of observed pollution and fast dispersion of sediment-associated pollutants can be linked to the highly dynamic nature of this flood. In addition, the multitude of historical (mining, heavy industry) and present sources (e.g., fuels, oil, factory effluents, wastewater), sediment-associated pollutants have been remobilized or acutely released with the flood. This unprecedented 2021 European floods may allow insights into the relationships and interactions between hydrodynamics, sedimentology and pollution during such events.

How to cite: Bellanova, P., Schwarzbauer, J., and Reicherter, K.: Toxic European Summer Flood – Dispersion of organic pollutants along the Vicht and Inde rivers, Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8550, https://doi.org/10.5194/egusphere-egu22-8550, 2022.

EGU22-8566 | Presentations | NH1.4

Storm-type specific scaling of sub-daily precipitation with temperature over the North Atlantic and Europe 

Jennifer Catto, Phil Sansom, and David Stephenson

Sub-daily precipitation extremes are expected to increase in intensity in a warming climate, at a rate higher than that expected from the Clausius Clapeyron scaling. Depending on the region, these precipitation extremes can be caused by different weather system types, such as extratropical or tropical cyclones, fronts, and thunderstorms. In this study we use a storm typology, based on the objective identification of cyclone, fronts and thunderstorms, to add insight to the scaling relationship between temperature and extreme precipitation.

We use 6-hourly information on the type of weather system present at each grid box over the North Atlantic and European region from ERA5 (1981-2000) during boreal winter (DJF). The mean hourly 2-m dew-point temperature over the 6 hours closest to the weather system type, and the maximum of the hourly precipitation over the same period are then used to estimate the scaling of the precipitation extremes with temperature for each storm type. Preliminary results using quantile regression we find significantly larger scaling for weather systems including thunderstorms (greater than CC scaling) than for those that do not. We also find that for the most common weather systems over Northern Europe (front only and cyclone and front together), the scaling of extreme precipitation with temperature is below CC scaling. The future impacts of the extreme precipitation events will depend on the future changes in the frequency of different weather system types as well as the temperature scaling.

How to cite: Catto, J., Sansom, P., and Stephenson, D.: Storm-type specific scaling of sub-daily precipitation with temperature over the North Atlantic and Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8566, https://doi.org/10.5194/egusphere-egu22-8566, 2022.

EGU22-9357 | Presentations | NH1.4

Characterization and nowcasting of severe weather events over Milano Malpensa 

Aikaterini Anesiadou, Sandy Chkeir, and Riccardo Biondi

Extreme weather events in Europe have increased in frequency and intensity in the last decades, especially in some areas like Alpes and Balkans, and is expected to increase even more in the upcoming years due to the climate change. Monitoring and forecasting the severe weather events locally developed and in a short time range is very challenging but also very important for aviation safety. Several studies have been made for studying the pre-convective environment, however there are still gaps in the knowledge of the dynamical processes of regional and short duration deep convective systems.

This study is implemented within the SESAR ALARM project and focuses on the analysis of the pre-convective and convective environment in support to the air traffic management and air traffic control. The work focuses in the detection, analysis and nowcasting of severe weather events in a selected hotspot: the area of Milano Malpensa airport in Italy. We have used the data from 28 weather stations, 8 GNSS stations, radar and lightning detectors, in the period 2010-2020 to train a nowcasting algorithm and to characterize the pre-convective environment.

Our first results for different locations in the area of interest, show on average that the root mean square error of the rainfall prediction lie in the range 0.1029-0.2838 mm and 0.2720-0.7815 m/s for the wind speed prediction. Our algorithm shows the best rain predictive performance in the next 10 minutes higher than 90%, and higher than 80% in the next 30 minutes. Moreover, the pre-convective environment analysis shows that all the cases with wind field divergence never show an increasing trend of GNSS Zenith Total Delay before the event.

How to cite: Anesiadou, A., Chkeir, S., and Biondi, R.: Characterization and nowcasting of severe weather events over Milano Malpensa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9357, https://doi.org/10.5194/egusphere-egu22-9357, 2022.

EGU22-9520 | Presentations | NH1.4

The seismic footprint of the devastating July 2021 Ahr Valley flood, Germany 

Michael Dietze, Rainer Bell, Thomas Hoffmann, and Lothar Schrott

Valley confined floods are a major hazard. In contrast to large river floods with day long warning time, they can evolve within minutes to hours, exhibit higher flow velocities and drive large amounts of debris into populated places. While many Alpine communities have developed mitigation, early warning and rapid response schemes for this natural hazard type, these measures are virtually unknown in Central European upland regions. Beyond flood protection, lacking measurement infrastructure also prevents retrospective collection of event anatomy data, which would be key to understand the evolution of an event and, hence to improve our response to future hazards.

The 14–15 July 2021 flood that hit the Ahr valley in the Eifel mountains, west Germany, was a drastic example of the potential of such valley confined floods. A wall of water flushed through the deeply incised valley, flooding more than 15 towns and affecting 42,000 people, resulting in the highest number of casualties in Germany since 1962. All gauges along the main channel were destroyed while the flood hydrograph was still on the rising limb and grid power loss interrupted collection and transmission of data from other potential sensors.

Here, we use data from a single seismic station near the town of Ahrweiler, originally deployed for earthquake seismology. Despite grid power cutoff around 23:19 CEST, the station recorded the arrival of the fast rising limb of the flood. We show how even an incomplete record of a single station not set up for flood early warning can be used to infer crucial and timely information about the flood: propagation velocity, water level and debris transport rate. We argue that installing a network of a few distributed low cost seismic sensors could have improved flood early warning and near real time provision of kinetic flood data. More importantly, such a network would be the key for improved response actions for future floods, deemed more likely in Central Europe under the currently changing climate conditions.

How to cite: Dietze, M., Bell, R., Hoffmann, T., and Schrott, L.: The seismic footprint of the devastating July 2021 Ahr Valley flood, Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9520, https://doi.org/10.5194/egusphere-egu22-9520, 2022.

EGU22-9831 | Presentations | NH1.4

A comprehensive study of the extreme heat and drought of the 2018 European summer 

Efi Rousi, Andreas Fink, and Laura Suarez-Gutierrez and the ClimXtreme project

The summer of 2018 was an extraordinary extreme season in Europe bringing simultaneous, widespread and coherent extremes of heat and drought in large parts of the continent with extensive impacts on agriculture, forests, water supply, and large financial losses. Joining different areas of expertise available within the German ClimXtreme project (https://www.climxtreme.net/index.php/en/), we present a comprehensive analysis of the 2018 extreme European summer in terms of heat and drought.

First, we define the events using different traditional, as well as, novel metrics. Then, we present a comprehensive dynamical analysis of the background atmospheric state, in order to better understand the events by bringing together different approaches. First results indicate that the summer of 2018 was characterized by persistent NAO+ conditions, which favored the occurrence and persistence of a Eurasian double jet stream structure. Both of those features contribute to the occurrence of heat extremes in western and central Europe. Additionally, positive blocking frequency anomalies were present over Scandinavia, which favored the intense heatwave in the region. An analysis of Rossby wave activity during the 2018 summer shows an eastward propagation of Rossby wave packets from the Pacific towards the Atlantic and the European continent already at the end of June and before the initiation of the heatwave over Scandinavia. When the peak over the Iberia occurs, there is no pronounced Rossby wave activity, which highlights the different mechanisms involved, i.e., subtropical ridges and Saharan air intrusions.

Low-frequency precursors, such as SSTs and soil moisture in spring, and their role in shaping those extreme events are also analyzed. A conspicuous tripolar SST anomaly pattern over the N. Atlantic, consisting of a cold blob south of Greenland and Iceland, was prominent starting in early spring. At the same time, a severe soil moisture depletion over Germany between April and July reflects the persistently warm and dry conditions in spring 2018 that caused anomalously dry soils in summer.

Last but not least, a tailored attribution study is presented, comparing the 2018 central European heatwave with similar events in the MPI Grande Ensemble and in CMIP6 models. To provide tailored information for this study, the event was defined as the maximum daily temperature in Germany averaged over different lengths of periods of consecutive days to account for the prolonged heat that characterized the summer of 2018. According to the MPI-GE almost every summer will be more extreme than 2018 under a 2˚C warmer world.

As heat and drought conditions are likely to become more frequent and intense under anthropogenic climate change, we argue that the scientific community can benefit from such comprehensive and transdisciplinary studies.

How to cite: Rousi, E., Fink, A., and Suarez-Gutierrez, L. and the ClimXtreme project: A comprehensive study of the extreme heat and drought of the 2018 European summer, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9831, https://doi.org/10.5194/egusphere-egu22-9831, 2022.

EGU22-9985 | Presentations | NH1.4

Flood sedimentological records off the south Portuguese coasts 

Pedro Costa and the RV Meteor M-152 scientific team

In the present climate change scenario, the perception regarding the frequency and magnitude of flood events is changing. Nevertheless, to establish return periods and flooding patterns it is important to expand the time-window of observation beyond the historical period. To achieve this purpose, it is crucial to use the sedimentological record of alluvial plains and river banks. However, anthropogenic activities have disrupted the sedimentary dynamics thus interfering with the geomorphological settings and their stratigraphy’s. An alternative setting is the shallow nearshore, below storm wave base, where potentially stratigraphy is better preserved.

After a campaign on board RV Meteor, a group of sediment cores were collected offshore the south Portuguese coast. These cores cover the Holocene Epoch and consist essentially on alternations of silty bioclastic layers with some sandy units rich in quartz and bioclasts. The vertical variation of several sedimentological proxies allowed the differentiation of disruptive events, mostly related with extreme marine inundations or possibly linked with abrupt fluvial discharges.

Here we present some preliminary results based on grain-size and compositional analysis (XRD) and attempt to establish a chronology of those events. The preliminary data interpretation seems to suggest an increase in the flood record over the last 1000 years. However, this observation needs further support from other locations in the area and also requires a better understanding of post-depositional processes that affect the record of thin muddy layers on the nearshore stratigraphy.

 

This work was supported by projects OnOff - PTDC/CTAGEO/28941/2017 – financed by FCT. and FCT/UIDB/50019/2020 - IDL, also funded by FCT.

How to cite: Costa, P. and the RV Meteor M-152 scientific team: Flood sedimentological records off the south Portuguese coasts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9985, https://doi.org/10.5194/egusphere-egu22-9985, 2022.

EGU22-10975 | Presentations | NH1.4

Observational and numerical study of a giant hailstorm in Attica, Greece, on October 4, 2019 

Georgios Papavasileiou, Vasiliki Kotroni, Konstantinos Lagouvardos, and Theodore M. Giannaros

On October 4, 2019, giant hailstones of 11 cm were reported in northern parts of Attica in southern Greece. During the same day, multiple large hail reports of hailstones larger than 3 cm as well as 5 tornadoes were reported in the European Severe Weather Database along the track of a long lived supercell thunderstorm that formed over northeastern Peloponnese and moved northeastwards to Attica and Euboea. In this study, we investigate the synoptic and mesoscale weather conditions that led to this rare event by using upper-air measurements from the Athens International Airport, satellite retrievals from METEOSAT, and reanalysis data from ERA5. 

Furthermore, the predictability of this rare event is studied through high-resolution simulations performed with BOLAM, MOLOCH and WRF-ARW models, which are used operationally by the METEO unit at the National Observatory of Athens. The models were able to reproduce the mesoscale environment associated with these severe weather events, showing a highly unstable environment in Saronic gulf with more than 3000 J kg-1 MLCAPE overlapped by more than 25 m s-1 0–6 km Bulk Shear. However, the models were not able to fairly reproduce the triggering, track and timing of the supercell formation highlighting the great uncertainties associated with the initiation of deep moist convection over areas with complex terrain. Here, we attempt to constrain these uncertainties by applying a diagnostic tool for predicting hail size using an ensemble of high resolution simulations and we discuss its operational usage. 

How to cite: Papavasileiou, G., Kotroni, V., Lagouvardos, K., and Giannaros, T. M.: Observational and numerical study of a giant hailstorm in Attica, Greece, on October 4, 2019, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10975, https://doi.org/10.5194/egusphere-egu22-10975, 2022.

EGU22-11093 | Presentations | NH1.4

Quantifying the hydrological responses of future climate changes on a large scale river basin in India 

Shaini Naha, Miguel Angel Rico Ramirez, and Rafael Rosolem

The serious hydrological consequences of climate change faced by developing countries like India show regional variability. Understanding these regional hydrologic impacts has a crucial role in the management of water resources. Mahanadi river basin (MRB) is a major large-scale river basin in India that is predicted to face severe floods under future climate change scenarios. Commonly, climate change impacts are simulated for a specific decade, specific scenario, or specific climate model in the future. We, however, employed an arguably more objective, approach that would identify the impacts of all possible combinations of specific change within the possible mean annual temperature and precipitation 2-dimensional scenario space (derived from thirteen CMIP6 models) on the hydrological responses. CMIP6 is the recent generation of climate models, released to overcome the drawbacks of the previous generation CMIP5 models such as under/overestimating the monsoon characteristics over the Indian subcontinent. Our methodological approach also involves using an ensemble of VIC models, representing the overall model uncertainty due to parameter value choices, in conjunction with these climate projections, instead of using a single calibrated model to predict the hydrological responses. The climate projections show an overall change in mean annual precipitation and mean annual average temperature that ranges from -5 to +105% and 0-7◦C respectively. This has resulted in significant changes in both mean annual flows and peak flows of up to 2849 and 29,776 m3s-1 respectively. Uncertainties associated with the model parameters, of up to 1211 m3s-1 are observed in the predicted peak flow magnitudes, which is considerably higher than in predicted annual flow magnitudes. Our findings indicate that precipitation mainly controls the future predicted flows in the basin. This study has provided a set of results on the likely future behavior of the MRB mean annual and peak flows under the CMIP6 climate projections. Future projections of hydrologic variables, along with the associated model parameter uncertainties can help with better hydrologic impact assessment and developing adaptation strategies for MRB in India.

Keywords: Climate change, CMIP6, VIC, Mahanadi river basin, flows

How to cite: Naha, S., Rico Ramirez, M. A., and Rosolem, R.: Quantifying the hydrological responses of future climate changes on a large scale river basin in India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11093, https://doi.org/10.5194/egusphere-egu22-11093, 2022.

EGU22-11221 | Presentations | NH1.4

Moisture origin of the extreme precipitation event in Western Europe in July 2021 

Imme Benedict, Florian Polak, Thomas Vermeulen, and Chris Weijenborg

From the 12th to the 15th of July 2021, Western Europe was confronted with an abnormal amount of precipitation leading to extreme floods and enormous damage in western Germany, Belgium, Luxembourg and the Netherlands. Locally, almost thrice as much as the monthly precipitation amount was observed, up to 175 mm in two days. The large-scale weather pattern in Western Europe was characterised by an intense and stationary upper-level cut-off low.

In this study the atmospheric conditions resulting in this extreme precipitation are investigated, with a focus on understanding the enhanced moisture supply leading to the extreme precipitation amounts. Previous to the event, the Baltic area experienced a significant heatwave, and it was hypothesized that due to high evaporation rates more humid air over this region would be transported towards western Europe to result in these enormous amounts of rain.

We analysed the moisture origin of the extreme precipitation with the Lagrangian trajectory diagnostic LAGRANTO applied to both re-analysis data (ERA5) and simulations with the non-hydrostatic weather research and forecasting model (WRF). Both models represent the case rather well. In addition, the impact on precipitation by adapting the sea surface temperature (SST) of both the Baltic and the Mediterranean Sea was studied using WRF. This analysis showed that SST changes in the Mediterranean had the largest impact on precipitation in western Europe. Furthermore, first results indicate that the Mediterranean Sea, which had a positive SST anomaly of 2˚C, was the main moisture source preceding the precipitation event, contrasting our initial hypothesis.

How to cite: Benedict, I., Polak, F., Vermeulen, T., and Weijenborg, C.: Moisture origin of the extreme precipitation event in Western Europe in July 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11221, https://doi.org/10.5194/egusphere-egu22-11221, 2022.

EGU22-11732 | Presentations | NH1.4

Factors leading to the formation of tornadoes: statistical links emerging from a large dataset 

Piero Lionello, Roberto Ingrosso, M.Marcello Miglietta, and Gianfausto Salvadori

The dynamics of tornadoes include large vorticity in the lower troposphere and an intense updraft, whose combination may result in their formation. In this study we investigate the possibility of using a statistical relation for their description. In fact, the nonlinearity, complexity and fine scale of these processes presently prevents their simulation in the atmospheric circulation models currently used for weather forecasts and climate projections. Here we use a large dataset of tornadoes observed in the USA and Europe and the data of ERA5 (ECMWF ReAnalysis 5) to establish a statistical link between the occurrence of tornadoes and factors whose values can be extracted from atmospheric circulation models. The values of CAPE (convective available potential energy), WS (wind shear in the lower troposphere), SRH (storm relative helicity) and LCL (lifting condensation level) of the high resolution (about 30km) ERA5 data have been considered. The analysis shows all these variables are significantly linked to the formation of tornadoes with WS and CAPE being the most relevant ones. The analysis is an extension of a former study (Ingrosso et al., 2020, 10.3390/atmos11030301) based on a dataset of tornadoes events much larger than previously, on higher resolution atmospheric data, and more prognostic variables. The results provide a new expression for the probability of occurrence of tornadoes that can be used for forecasting their likelihood with potential applications to their predictions and future changes of their frequency.

How to cite: Lionello, P., Ingrosso, R., Miglietta, M. M., and Salvadori, G.: Factors leading to the formation of tornadoes: statistical links emerging from a large dataset, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11732, https://doi.org/10.5194/egusphere-egu22-11732, 2022.

EGU22-11944 | Presentations | NH1.4

Weather circulation patterns associated with extreme precipitation events in Italy 

Wazita Scott, Marco Gaetani, and Giorgia Fosser

In the last years, many countries in Europe have been experiencing an increased frequency of extreme precipitation leading to natural disasters like floods and landslides. In Italy, the majority of the country’s natural disasters have been related to extreme precipitation. Floods and landslides have led to the country experiencing great loss in its social and economic structure. Early warning systems are important to stakeholders such as Disaster Risk Managers to make informed decisions in relation to a forecasted disaster.

Extreme precipitation is often associated with specific circulation patterns. Precursor information about atmospheric circulation patterns can therefore act as an indicator of an oncoming extreme precipitation event. The objective of this work is to identify the weather circulation patterns associated with extreme precipitation events over Italy.

E-OBS precipitation datasets were used to identify the most intense extreme precipitation events for each season for the period 1990-2020 across Italy. Mean sea level pressure and 500 hPa geopotential height from the ERA5 dataset were used to identify circulation anomalies associated with the extreme events. The analysis is performed by clustering extreme precipitation events into three homogeneous climatic zones in Italy defined following the Köppen-Geiger classification.

Results show that extreme precipitation events are always associated with an intense low pressure system located within the Euro-Mediterranean region. Depending on the location of precipitation extremes across different climatic zones, low pressure location changes, also modifying the atmospheric circulation and the associated moisture transport. Namely, for precipitation extremes occurring in the Italian peninsula, the low pressure is located in central-western Europe, while for extremes in Sardinia and Sicily, low pressure is in the Mediterranean. 

How to cite: Scott, W., Gaetani, M., and Fosser, G.: Weather circulation patterns associated with extreme precipitation events in Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11944, https://doi.org/10.5194/egusphere-egu22-11944, 2022.

EGU22-12077 | Presentations | NH1.4

Weather Extremes in the Euro Atlantic Region: Assessment and Impacts 

Margarida L. R. Liberato and Alexandre M. Ramos

Despite being major sources of hazards and having impacts on local and national populations, environment and economies, processes involved in extremes’ intensification and generation of disastrous impacts, such as extreme and widespread dry and wet events or flash flooding, are not fully understood yet. Therefore, the goal of WEx-Atlantic project is to perform research, to improve knowledge on weather extremes in the North Atlantic European sector and to communicate it to society. Considered extremes are strong winds and heavy hydrometeorological (HM – dry and wet) events associated with extratropical cyclones (EC), frontal systems and atmospheric rivers (AR).

WEx-Atlantic contributes to improve our understanding on the assessment of weather systems and the underlying physical mechanisms, variability and expected changes under global warming, as well as meteorological, environmental (e.g. forest) and socioeconomic (e.g. renewable wind energy and power grid) impacts on Portugal including the Macaronesia Islands.

WEx-Atlantic applies state-of-the-art techniques to detect and track weather systems, including AR, mid-latitude systems and weather types to reanalysis datasets as well as to GCMs. Here a review of WEx-Atlantic research and new contribution is presented.

 

This work was supported by project “Weather Extremes in the Euro Atlantic Region: Assessment and Impacts—WEx-Atlantic” (PTDC/CTA-MET/29233/2017; LISBOA-01-0145-FEDER-029233, NORTE-01-0145-FEDER-029233) funded by Fundação para a Ciência e a Tecnologia, Portugal (FCT). Alexandre. M. Ramos was supported by the FCT Scientific Employment Stimulus 2017 (CEECIND/00027/2017).

 

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Stojanovic M, et al. Consecutive Extratropical Cyclones Daniel, Elsa and Fabien, and Their Impact on the Hydrological Cycle of Mainland Portugal. Water. (2021); 13(11):1476. https://doi.org/10.3390/w13111476

Vázquez M, et al. Atmospheric Moisture Sources Associated with Extreme Precipitation During the Peak Precipitation Month. Weather and Climate Extremes, 30, 100289 (2020) https://doi.org/10.1016/j.wace.2020.100289

How to cite: Liberato, M. L. R. and Ramos, A. M.: Weather Extremes in the Euro Atlantic Region: Assessment and Impacts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12077, https://doi.org/10.5194/egusphere-egu22-12077, 2022.

EGU22-12481 | Presentations | NH1.4

Chennai’s urban river systems – environmental changes, anthropogenic pollution and flood-induced remobilization 

Luisa Bellanova, Piero Bellanova, Jan Schwarzbauer, Frank Lehmkuhl, Philipp Schulte, and Klaus Reicherter

With a projected increase in frequency and magnitude of extreme weather events, the fast-growing coastal population centers of the Asian Global South experience a higher susceptibility to flood-related pollution. This is fueled by rapid land-use changes, urbanization, a multitude of emission sources, as well as anthropogenic- and flood-induced remobilization and relocation of pollutants. To yield a more comprehensive understanding of riverine and coastal floods in conjunction with these rapid urban and land-use changes, their impact on the environment and the health risks posed to local communities, sedimentary archives need to be studied.

Meandering through densely populated urban areas, Chennai’s rivers (Cooum and Adyar) and coastal systems have been affected by monsoon-induced floods (e.g., 2015 South Indian floods) and the 2004 Indian Ocean tsunami. Simultaneously, Chennai experienced an explosive population growth over the past 30 years, with the coinciding changes in land-use, urbanization, anthropogenic alterations to aquatic systems (e.g., damming, dredging), and (unregulated) environmental pollution. Especially the missing regulations, as well as growing volumes of sewage and physical waste have an enormous toll on the aquatic systems, but also pose threats by remobilization during floods.

To investigate potential flood-induced strata and chemostratigraphic changes over time, a total of nine sediment profiles along the Adyar and Cooum rivers are subject to GC-MS analyses of organic pollutants in correlation to stratigraphic changes in the obtained sediment profiles.

First results indicate that organic pollutants, such as petrogenic compounds (hopanes, PAHs), urban wastewater compounds (LABs, DEHA, methyl-triclosane), technical compounds (Mesamoll®, DPE, NBFA) and pesticides (e.g., DDX) allow for the identification of past flooding events and their characterization in terms of release and distribution of pollution. These proxies are used to assess (chemo-)stratigraphical alterations preserved in these sedimentary archives. However, sedimentary archives in fast-growing, urbanized environments are influenced by physical anthropogenic alterations leading to superimpositions or a hiatus in the sedimentary archives, thus hampering with the (chemo-)stratigraphic reconstruction of past flooding events and environmental changes.

How to cite: Bellanova, L., Bellanova, P., Schwarzbauer, J., Lehmkuhl, F., Schulte, P., and Reicherter, K.: Chennai’s urban river systems – environmental changes, anthropogenic pollution and flood-induced remobilization, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12481, https://doi.org/10.5194/egusphere-egu22-12481, 2022.

Due to extreme precipitation and runoff, severe flooding occurred in Germany in the summer of 2021 (July 13th–16th). In the catchment area of the Rur river, especially along its tributaries Inde and Wurm, but also along the Rur itself, this flood caused severe destruction and impacts on modern and older floodplains and anthropogenic utilized areas. This led to the acute and unusual input of harmful organic pollutants, as well as the remobilization and relocation of old burdens.

Particularly floodplains are of central importance during such flood events as their natural functions include water, sediment, and nutrient retention, as well as the self-purification of water bodies. The focus of this investigation was therefore on the importance and relevance of natural floodplains during and after the 2021 summer flood. For this purpose, 16 different floodplains distributed throughout the Rur’s course were sampled immediately after the flood. The objectives were to determine pollutant concentrations, distribution, and accumulation, as well as the identification of potential pollution sources. In this context, the results of previous floodplain sampling and regular monitoring of the river’s sediments are also considered.

Preliminary results indicate elevated concentrations of several organic pollutant groups, including PAHs (polycyclic aromatic hydrocarbons), PCBs (polychlorinated biphenyls), and LABs (linear alkylbenzenes). These substances are indicators of petrogenic pollution, historical (old burdens) and current heavy industry in the catchment area, and, of wastewater and urban pollution, respectively.

By considering these indicators and identifying emission sources (e.g., wastewater treatment plants, destructed infrastructure and industry along the main river and its tributaries) and accumulation areas that are relevant for remobilization, statements can be obtained about the high dynamics of the flood event. Furthermore, the importance of natural floodplains for the accumulation and remobilization of organic pollutants, but also the self-purification of water bodies is thus investigated and emphasized. This is of great importance for the holistic assessment of the fate and behaviour of organic pollutants as well as for the estimation of short- and long-term environmental risks and hazards related to (extreme) flood events.

How to cite: Schwanen, C., Bellanova, P., and Schwarzbauer, J.: The 2021 Flood Disaster in Germany – Distribution, remobilization and accumulation of organic pollutants along the natural floodplains of the Rur river, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12558, https://doi.org/10.5194/egusphere-egu22-12558, 2022.

EGU22-12589 | Presentations | NH1.4

Analysis of GNSS sensed slant wet delay during the severe weather events in central Europe 

Addisu Hunegnaw, Hüseyin Duman, Gunnar Elgered, Jan Dousa, and Norman Teferle

Over the last few decades, anthropogenic greenhouse gas emissions have increased the frequency of climatological anomalies such as temperature, precipitation, and evapotranspiration. It is noticed that the frequency and severity of the intense precipitation signify a greater susceptibility to flash flooding. Flash flooding continues to be a major threat to European cities, with devastating mortality and considerable damage to urban infrastructure. As a result, accurate forecasting of future extreme precipitation events is critical for natural hazard mitigation. A network of ground-based GNSS receivers enables the measurement of integrated water vapour along slant pathways providing three-dimensional water vapour distributions. This study aims to demonstrate how GNSS sensing of the troposphere can be used to monitor the rapid and extreme weather events that occurred in central Europe in June 2013 and resulted in flash floods and property damage. We recovered one-way slant wet delay (SWD) by adding GNSS post-fit phase residuals, representing the troposphere's higher-order inhomogeneity. Nonetheless, noise in the GNSS phase observable caused by site-specific multipath can significantly affect the SWD from individual satellites. To overcome the problem, we employ a suitable averaging strategy for stacking post-fit phase residuals obtained from the PPP processing strategy to generate site-specific multipath corrections maps (MPS). The spatial stacking is carried out in congruent cells with an optimal resolution in elevation and azimuth at the local horizon but with decreasing azimuth resolution as the elevation angle increases. This permits an approximately equal number of observations allocated to each cell. The spatio-temporal fluctuations in the SWD as measured by GNSS closely mirrored the moisture field associated with severe weather events in central Europe, i.e., a brief rise prior to the main rain events, followed by a rapid decline once the storms passed. Furthermore, we validated the one-way SWD between ground-based water-vapour radiometry (WVR) and GNSS-derived SWD for different elevation angles.

 

How to cite: Hunegnaw, A., Duman, H., Elgered, G., Dousa, J., and Teferle, N.: Analysis of GNSS sensed slant wet delay during the severe weather events in central Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12589, https://doi.org/10.5194/egusphere-egu22-12589, 2022.

Climate change has a significant role in increasing extreme precipitation, including the intensity, frequency, and magnitude of events due to increases in atmospheric moisture and climate variability. This means that future increases in floods due to climate change must be considered in the construction of flood defenses, as well as the planning of new infrastructure and hydraulic structures. Previous approaches for stress testing the design of flood defenses have relied on the scenario neutral approach and the use of harmonic functions to represent changes in the seasonality and mean of precipitation. Such approaches may inadequately account for changes in extreme precipitation, especially in runoff dominated catchments. Here, we adapt the scenario neutral approach by integrating a discrete wavelet transform (DWT) to develop the flood response surface. Such an approach allows evaluation of flood sensitivity to high and low frequency components of precipitation. Using 39 catchments in Ireland, we examine the sensitivity of flooding (QT20) to changes in low and high frequency precipitation and air temperature. A sensitivity domain of 525 extreme precipitation scenarios is applied by combining 21 low frequency and 25 high frequency sets of precipitation and air temperature changes, with short duration frequency incorporated in each harmonic wavelet function. Clustering and discriminant analysis are used to create a typology of catchment sensitivity based on generated response surfaces, the mean of annual maximum precipitation, and the mean of annual maximum flows. Results allow characterization of catchment sensitivity in gauged and ungauged locations and the integration of a wider spectrum of precipitation changes when assessing sensitivity allowances for climate change.  

 

How to cite: Meresa, H. and Murphy, C.: Evaluating flood sensitivity to changes in high and low frequency precipitation using a discrete wavelet transform, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13038, https://doi.org/10.5194/egusphere-egu22-13038, 2022.

EGU22-97 | Presentations | NH1.5

Periodicities in fair weather potential gradient at ground level from different latitudes 

José Tacza, Keri Nicoll, and Edith Macotela

Analysis of the variation of the potential gradient (PG) at ground level is important to monitor the global electric circuit and the different solar and geophysical phenomena affecting it. However, this is challenging since several factors (e.g., meteorological) produce perturbations in the potential gradient. For this reason, timeseries and spectral analysis of PG at several stations are required. In this work, for the first time we performe the spectral analysis of the potential gradient recorded at several sites located at Vostok, Concordia, Halley and Casleo (South Hemisphere), and Sodankyla and Reading (North Hemisphere). In order to find the main periodicities and how the amplitude of those periods change as a function of time we use the Lomb-Scargle Periodogram and the Wavelet Transform, respectively. For all PG sites the periodicities of 0.5, 1, ~180 and 365-day were found. It was also found evidence of the ~27- and ~45-day periods. Further analysis using the cross-wavelet transform for PG versus cosmic rays, PG versus Madden-Julian Oscillation index, and PG versus meteorological parameters, shows that the 27- and 45-day periods are likely related to the solar rotation and Madden- Julian Oscillation, respectively. Moreover, for the 27-day period we found that the relationship is stronger during the occurrences of co-rotating interaction regions.

How to cite: Tacza, J., Nicoll, K., and Macotela, E.: Periodicities in fair weather potential gradient at ground level from different latitudes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-97, https://doi.org/10.5194/egusphere-egu22-97, 2022.

EGU22-331 | Presentations | NH1.5

Thunderstorm ground enhancements abruptly terminated by a Lightning flash 

Ashot Chilingarian and Suren Soghomonyan

Thunderstorm ground enhancements (TGEs) registered on Aragats research station (530 events during  2008-2021) are frequently interrupted by the nearby lightning flashes. We are monitoring charged and neutral particle fluxes, near-surface electric field, distance to lightning flash, and numerous meteorological parameters 24/7. Our datasets [1,2] contains 165 TGEs interrupted mostly by the negative cloud-to-ground discharges (-CGs: 50%, inverted intracloud (IC) flashes followed by –CGs: 21%, inverted ICs: 18%, normal ICs:11%). The mean distance to the lightning flash estimated by EFM-100 electric mill is 5.8 +/- 3.1 km (based on 130 TGEs). Mean distance, estimated by a smaller subsample (18 TGEs) of this dataset, which contains also an estimate made by the worldwide lightning located network (WWLLN) is 6.6 +/- 5.6 km, by EFM – 4.5 +/- 2.6 km. The times of lightning occurrences measured by Aragats facilities and by the WWLLN coincide within a few microseconds. TGEs were interrupted by lightning during positive and negative near-surface electric fields. The TGEs which started at the negative (positive) near-surface electric field and terminated during the positive (negative) electric field were also observed.

How to cite: Chilingarian, A. and Soghomonyan, S.: Thunderstorm ground enhancements abruptly terminated by a Lightning flash, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-331, https://doi.org/10.5194/egusphere-egu22-331, 2022.

One of the possible sources of Terrestrial Gamma-ray Flashes (TGF) is Relativistic Runaway Electron Avalanches (RREA) accelerated in large-scale thunderstorm electric fields. In order to produce short and bright gamma-ray flash, a huge number of RREAs must exist simultaneously. This can be obtained through positive feedback mechanisms in RREA dynamics. At quasi-uniform thunderstorm electric fields, relativistic feedback provides RREAs multiplication via positrons and reversed gamma-rays. A significant disadvantage of relativistic feedback is that it requires high electric field strength in order to produce a TGF.

In complex thunderstorm electric structures, an additional feedback mechanism appears, the reactor feedback. Reactor feedback emerges if a thunderstorm consists of several RREA-producing regions, cells. A RREA developed in a cell radiates bremsstrahlung gamma-rays. Gamma-rays have high penetrative power and propagate through semi-critical electric field regions, where runaway electrons can stop, reaching other cells. There gamma-rays interact with air molecules, producing RREAs. Therefore, cells amplify each other by the gamma-ray exchange. The amplification rate can be strong enough to make RREAs self-sustainable, that is infinite reactor feedback. Infinite reactor feedback requires lower electric field strength compared to infinite relativistic feedback. Moreover, such RREA multiplication can cause a TGF.

In this report, a theoretical technique is developed to describe relativistic runaway electron avalanches dynamics in complex electric structures. Cells' interaction via high-energy particles exchange can be described with the Feedback Matrix, which is a matrix consisting of feedback operators. A feedback matrix action on RREA starting point distribution in i-th feedback generation creates RREAs starting point distribution in the next (i+1)-th generation. Matrix elements depend on thunderstorm electric field parameters and include RREA development physics and gamma-ray propagation physics. Diagonal matrix elements describe the self-action of cells, which is the relativistic feedback. The proposed approach includes all the feedback mechanisms and reduces the problem of avalanche dynamics to finding eigenvalues and eigenfunctions of the feedback matrix, as the eigenvalues are feedback coefficients.

With the feedback matrix solutions for RREA dynamics in different electric field geometries are obtained. Thunderstorm conditions required for TGF development are found. It is shown that the more complex the electric structure is the lower the electric field strength is required to produce a TGF.

How to cite: Stadnichuk, E.: Terrestrial Gamma-ray Flashes produced by complex thunderstorm electric structures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-496, https://doi.org/10.5194/egusphere-egu22-496, 2022.

EGU22-558 | Presentations | NH1.5

Evaluating the Impact of Topography on Initiation of Nor’westers over Eastern India 

Rajesh Kumar Sahu, Kuvar Satya Singh, Hara Prasad Nayak, and Bhishma Tyagi

Pre-monsoon thunderstorms are a common source of natural destruction over eastern India, commonly known as Nor'westors. Meteorologists studied these Nor'westers for more than a century over India. Various studies highlighted that the Chota Nagpur plateau, situated in Jharkhand state, acts as a triggering source for initiating these thunderstorms. The present study attempts to evaluate the topographical variations of the Chota Nagpur plateau for initiating the Nor'westors. The current research simulated ten thunderstorm events over the Kolkata region, West Bengal, by changing the Chota Nagpur plateau's topography (increasing and decreasing along with natural topography). The study uses the Weather Research and Forecasting model (WRF ARW 3.9.1) with a triple nested domain. The innermost domain has a resolution of 3 km across eastern India. The simulated model variables are validated against vertical profiles and surface observations of point locations obtained from the India Meteorological Department's radiosonde and automatic weather station data sets. The model simulations significantly capture the observational (surface and vertical profile) characteristics. Thermodynamic indices obtained from simulations revealed that the plateau's changed (increased/decreased) topography alters the values considerably below/above thresholds for thunderstorms over the region.

Keywords: Thunderstorms; Topography; Numerical Simulation; Thermodynamic Indices

How to cite: Sahu, R. K., Singh, K. S., Nayak, H. P., and Tyagi, B.: Evaluating the Impact of Topography on Initiation of Nor’westers over Eastern India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-558, https://doi.org/10.5194/egusphere-egu22-558, 2022.

Relativistic electrons in strong large-scale thunderstorm electric fields can obtain more energy from acceleration by the electric field than they on average lose on interactions with air molecules. Such accelerating electrons are called runaway electrons. Runaway electrons can produce additional runaway electrons by Moller scattering on air molecules. In this way, runaway electrons multiply and form a relativistic runaway electron avalanche (RREA).

In strong electric fields, RREA can multiply by relativistic feedback. Infinite relativistic feedback makes avalanches self-sustaining and could hypothetically trigger a terrestrial gamma-ray burst (TGF). This report presents the results of modeling the simplest reactor - the model of the appearance of a TGF, consisting of two cells looking at each other, their comparison with theoretical calculations and previous models.  It was found that the considered model predicts lower requirements for the electric field for the appearance of TGF than the others.

How to cite: Zemlianskaya, D. and Stadnichuk, E.: Simulation of the simplest reactor model of the dynamics of runaway electron avalanches in thunderclouds, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-563, https://doi.org/10.5194/egusphere-egu22-563, 2022.

EGU22-824 | Presentations | NH1.5

Differentiating lightning in winter and summer with characteristics of wind field and mass field 

Deborah Morgenstern, Isabell Stucke, Thorsten Simon, Georg J. Mayr, and Achim Zeileis

Lightning in winter (December, January, February, DJF) is rare compared to lightning in summer (June, July, August, JJA) in central Europe. The conventional explanation attributes the scarcity of winter lightning to seasonally low values of variables that create favorable conditions in summer. Here we systematically examine whether different meteorological processes are at play in winter. We use cluster analysis and principal component analysis and find physically meaningful groups in ERA5 atmospheric reanalysis data and lightning data for northern Germany. Two sets of conditions emerged: Wind-field dominated and mass-field (temperature) dominated lightning conditions. Wind-field type lightning is characterized by increased wind speeds, high cloud shear, large dissipation of kinetic energy in the boundary layer, and moderate temperatures. Clouds are close to the ground and a relatively large fraction of the clouds is warmer than −10 degree Celsius. Mass-field type lightning is characterized by increased convective available potential energy (CAPE), the presence of convective inhibition (CIN), high temperatures, and accompanying large amounts of water vapor. Large amounts of cloud-physics variables related to charge separation such as ice particles and solid hydrometeors further differentiate both mass-field and wind-field lightning. Winter lightning is wind-field driven whereas in summer lightning is mostly mass-field driven with a small fraction of cases being wind-field driven. Consequently, typical weather situations for wind-field lightning in the study area in northern Germany are strong westerlies with embedded cyclones. For mass-field lightning, the area is typically on the anticyclonic side of a southwesterly jet.


Keywords: ERA5, cold-season thunderstorm, k-means clustering, winter lightning.

How to cite: Morgenstern, D., Stucke, I., Simon, T., Mayr, G. J., and Zeileis, A.: Differentiating lightning in winter and summer with characteristics of wind field and mass field, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-824, https://doi.org/10.5194/egusphere-egu22-824, 2022.

EGU22-958 | Presentations | NH1.5

Upward lightning at tall structures: Atmospheric drivers for trigger mechanisms and flash type 

Isabell Stucke, Deborah Morgenstern, Thorsten Simon, Georg J. Mayr, Gerhard Diendorfer, Wolfgang Schulz, Hannes Pichler, and Achim Zeileis

Despite its scarcity, upward lightning initiated from tall structures causes more damage than common downward lightning. One particular subtype with a continuous current only is not detectable by conventional lightning location systems (LLS) causing a significantly reduced detection efficiency. Upward lightning has become a major concern due to the recent push in the field of renewable wind energy generation . The growing number of tall wind turbines increased lightning related damages. Upward lightning may be initiated by the tall structure triggering the flash itself (self-triggered) or by a flash striking close by (other-triggered).

The major objective of this study is to find the driving atmospheric conditions influencing whether an upward flash is self-triggered or other-triggered and whether it is of the undetectable subtype. We explore upward flashes directly measured at the Gaisberg Tower in Salzburg (Austria) between 2000 and 2015. These upward flashes are combined with atmospheric reanalysis data stratified into five main meteorological groups: cloud physics, mass field, moisture field, surface exchange and wind field. We use classification methods based on tree-structured ensembles in form of conditional random forests. From these random forests we assess the meteorological influence and find the most important atmospheric drivers for one event or the other, respectively.

Whether upward lightning is self-triggered or other-triggered can be reliably explained by meteorology. The closer the -10  °C isotherm is to the tall structure, the higher is the probability of self-triggered flashes. On the other hand, lower proportions of solid hydrometeors, supercooled liquid water and lower amounts of large scale precipitation increase the probability of an initial continuous current only flash type. However, the occurrence of nearby lightning discharges is about ten times more important for the type of upward flash. No nearby discharges (or them being further than 4 km away) considerably increases the probability of the initial continuous current only flash type.

How to cite: Stucke, I., Morgenstern, D., Simon, T., Mayr, G. J., Diendorfer, G., Schulz, W., Pichler, H., and Zeileis, A.: Upward lightning at tall structures: Atmospheric drivers for trigger mechanisms and flash type, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-958, https://doi.org/10.5194/egusphere-egu22-958, 2022.

EGU22-1653 | Presentations | NH1.5

Measurements of PG during rain, hail, snow and lightning 

Konstantinos Kourtidis, Stergios Misios, Athanasios Karagioras, and Ioannis Kosmadakis

We present an analysis of the evolution of PG during the course of rain, hail and snow events at the Xanthi site, N. Greece. In particular, using data from eight rain events in 2021, four hail events in the period 2018-2021 and four snow events during the same period, we examine how the PG frequency distribution changes during the progression of these events and discuss potential implications for the charge of the hydrometeors and the clouds that produce them. We also present some first results from recently started measurements of PG and lightning at the high altitude (2340 m ASL) site of Helmos Observatory, Peloponnese, Greece.

How to cite: Kourtidis, K., Misios, S., Karagioras, A., and Kosmadakis, I.: Measurements of PG during rain, hail, snow and lightning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1653, https://doi.org/10.5194/egusphere-egu22-1653, 2022.

EGU22-2485 | Presentations | NH1.5

Results from targeted TLE and geomagnetically conjugate sprites observations from the International Space Station during the Rakia mission 

Yoav Yair, Colin Price, Yuval Reuveni, Roy Yaniv, Eliah Sao Sabbas, and Lior Rubanenko

The Rakia mission is a private space flight to the ISS, that was executed by the Axiom company in March 2022. The ILAN-ES (Imaging of Lightning And Nocturnal Emissions from Space) is heritage of the MEIDEX conducted on board the space shuttle Columbia in its final mission in January 2003 (Yair et al., 2004). We optimized the limited observation time (2 hours, 12x10 minutes) from the ISS such that only selected targets at prescribed times were imaged by the astronaut. We used an upgraded prediction procedure for potential TLE-producing thunderstorms, based on the verification scheme used during the THOR campaign (Chanrion et al., 2016), and by using the lightning location networks (WWLLN, ENTLN) data for selected active regions. In addition, we computed their magnetic conjugate points, so as to enlarge potential daily targets (geomagnetically conjugate sprites were never recorded from space; Marshal et al., 2005).

The camera used during ILAN-ES was a Nikon D6 set at 6400 ISO and recording 24 frames per second at 1920 x 1080 pixels. It was mounted with a 58mm/f1.2 lens, giving a 34.4o x 19.75o field of view corresponding to 1.07’/pixel. With these settings, the camera resolution was 130 m at nadir. The camera The astronauts operated the camera from the Copula window of the ISS while visually tracking lightning activity and directing the camera towards the bright flashes. When conjugate targets were allocated, the aim was to conduct nadir viewing.

To overcome the challenge of manual detection of lightning and transient luminous events in the video footage, we will harness several Machine Learning (ML) and Deep Learning (DL) techniques. A comprehensive ground-based campaign accompanied the ISS observations, most notably by the ground-based LEONA network in South America and by schools in Ghana, Rwanda and Zimbabwe.

This presentation will discuss mission operations and the results of the ISS and ground observations.

 

How to cite: Yair, Y., Price, C., Reuveni, Y., Yaniv, R., Sao Sabbas, E., and Rubanenko, L.: Results from targeted TLE and geomagnetically conjugate sprites observations from the International Space Station during the Rakia mission, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2485, https://doi.org/10.5194/egusphere-egu22-2485, 2022.

EGU22-2541 | Presentations | NH1.5

LEELA: The Met Offices next generation lightning location system 

Graeme Marlton, Mike Potts, Sue Twelves, Stephen Prust, Ed Stone, and Debbie O'Sullivan

Lightning location information has a broad range of uses from Nowcasting through to aviation safety. Hence, the Met Office, based in the United Kingdom, has operated Lightning location systems since 1935. Here the Met Office’s next generation VLF lightning location system: Lightning Electromagnetic Emission Location using Arrival time differencing (LEELA) is described. It is set to replace ATDnet, the Met Office’s current operational system in 2022. LEELA features newly designed hardware and processing architecture, with a new novel technique to extract the sferics from the raw VLF data, and new fixing algorithms that improve location accuracy and detection efficiency over that of ATDnet. The night time issues from modal interference that ATDnet suffered from have been mitigated against and the night time performance of LEELA is improved. It will be shown that LEELA can provide lightning information over Europe, Africa, middle east and central America. In addition to this, the new processing architecture means that a near constant stream of VLF data is recorded and archived allowing investigations into sudden Ionospheric disturbances by observing changes in received power from VLF transmitters.

How to cite: Marlton, G., Potts, M., Twelves, S., Prust, S., Stone, E., and O'Sullivan, D.: LEELA: The Met Offices next generation lightning location system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2541, https://doi.org/10.5194/egusphere-egu22-2541, 2022.

EGU22-3037 | Presentations | NH1.5

Imaging TGFs and GRBs from the earth rim mounting of the ASIM/MXGS imager-spectrometer on the ISS 

Paul Connell, Victor Reglero, Javier Navarro, and Christopher Eyles

On January 10th 2022 the ASIM mission to the ISS was moved to the SDN mount point on the Columbus module for observations towards the earth rim and the cosmos. This enabled the ASIM/MXGS imager spectrometer to observe TGFs in a small ISS nadir FOV covering 35-65 degrees off-axis, and GRBs in the cosmos which covers most of its FOV. We present here initial results of imaging locations for off-axis TGFs with a low spectral hardness ratio and a much larger event count due to the reduction in the "flux cosine effect", and how this might facilitate estimates of mean TGF altitude. We also present the first MXGS location images of second long GRBs and their associated lightcurves and spectra.

How to cite: Connell, P., Reglero, V., Navarro, J., and Eyles, C.: Imaging TGFs and GRBs from the earth rim mounting of the ASIM/MXGS imager-spectrometer on the ISS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3037, https://doi.org/10.5194/egusphere-egu22-3037, 2022.

EGU22-3382 | Presentations | NH1.5

Double TGFs and optical pulses observed by ASIM 

Nikolai Ostgaard, Andrey Mezentsev, Martino Marisaldi, David Sarria, Kjetil Ullaland, Shiming Yang, Georgi Genov, Torsten Neubert, Olivier Chanrion, Freddy Christiansen, Steve Cummer, Gaopeng Lu, Victor Reglero, and Alejandro Luque

Atmosphere Space Interaction Monitor (ASIM) has now observed more than 1000 Terrestrila Gamma-ray falshes (TGFs) since the launch in 2018. ASIM has two payloads, the Modular X- and Gamma-ray Sensor (MXGS) and the Modular Multi-Spectral Imaging Assembly (MMIA). MXGS consists of two detector layers, one pixelated detector in the low energy range (50 keV to 400 keV) and another in the high energy range (300 keV to >30 MeV), with temporal resolution of 1µs and 28 ns, respectively.  MMIA has three photometers (337 nm, 180-230 nm, 777 nm) and two cameras (337 nm and 777 nm). During nighttime we observe both the TGFs and the lightning that produced them. Multiple and double TGFs  separated by 1-2 ms have frequently been observed by ASIM. In this paper we present three events of double TGFs. All of them are associated with  optical pulses from a hot leader (777 nm), and the first and second pulses come from the same location, indicating that the double TGFs are produced by the same leader as it propagates upward. 

How to cite: Ostgaard, N., Mezentsev, A., Marisaldi, M., Sarria, D., Ullaland, K., Yang, S., Genov, G., Neubert, T., Chanrion, O., Christiansen, F., Cummer, S., Lu, G., Reglero, V., and Luque, A.: Double TGFs and optical pulses observed by ASIM, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3382, https://doi.org/10.5194/egusphere-egu22-3382, 2022.

EGU22-3752 | Presentations | NH1.5

Characteristics of pulse trains observed during the initial stage of high peak current winter flashes 

Ivana Kolmašová, Ondřej Santolík, Stéphane Pedeboy, Andrea Kolínská, Samuel Amrich, Radek Lán, and Luděk Uhlíř

Our study aims at initial stage of energetic negative cloud-to-ground (CG) winter lightning flashes. We analyze broadband magnetic-field measurements recorded in the West Mediterranean region in winter 2014/2015. By combining our data with information provided by the French national lightning locating system MÉTÉORAGE, we were able to select 200 waveform captures, which contained return stroke (RS) pulses emitted by negative CG discharges with peak currents exceeding 100 kA. The frequency band of our instrumentation (5 kHz-90 MHz) allowed us to investigate fine details of recorded waveforms. We found that the winter pre-stroke processes were very short, lasting on average only 1.7 ms from the first bipolar preliminary breakdown (PB) pulse to the following return stroke pulse.  The amplitudes of the strongest PB pulses reached on average only 25 % of the corresponding RS pulse. We investigate the evolution of peak amplitudes and inter-pulse intervals of PB pulses within individual PB trains. We found that in some trains the amplitudes of pulses were nearly monotonically increasing with time, they reached a maximum in a few hundreds of microseconds, and then decreased again being relatively regularly distributed in time. Within other PB trains, the pulses were chaotically spaced and their peak amplitudes did not show any trend. We assume that the short duration of the pre-stroke process indicate strong electric fields inside winter thunderclouds and hypothesize that the time evolution of PB pulse amplitudes and interpulse intervals reflect the spatial arrangement of the negative charge region.

How to cite: Kolmašová, I., Santolík, O., Pedeboy, S., Kolínská, A., Amrich, S., Lán, R., and Uhlíř, L.: Characteristics of pulse trains observed during the initial stage of high peak current winter flashes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3752, https://doi.org/10.5194/egusphere-egu22-3752, 2022.

EGU22-4025 | Presentations | NH1.5

Normal versus anomalous thunderstorms, a comparison of electrical cells properties observed with the SAETTA LMA over the Corsican island 

Ronan Houel, Eric Defer, Dominique Lambert, Serge Prieur, Stéphane Pédeboy, Nicolas Gaussiat, and Milka Radojevic

The north-western Mediterranean basin often experiences thunderstorms with heavy precipitation and intense lightning activity causing damages to this densely populated area. This study is conducted within the framework of the EXAEDRE (EXploiting new Atmospheric Electricity Data for Research and the Environment) project that aims to better monitor the thunderstorms in this area through a better understanding of the physical processes that drive the dynamics, the microphysics and the electrical activity of the convective systems. These thunderstorms can exhibit distinct vertical charge structures (normal and anomalous) that produce lightning flashes with different properties. The goal of this study is to compare these characteristics (CG production, flash polarity...) according to both charge structures as measured in Corsica.

The study evaluates the properties of both types of Corsican storms at the electrical cell scale. Hence, observations of the LMA (Lightning Mapping Array) SAETTA network, deployed in Corsica, are used to document in 3D the total lightning activity. Complementary 2D lightning observations recorded by the French LLS (Lightning Locating System) METEORAGE are also used. We also add Météo France weather radar data to document the cumulative rainfall associated to each electrical cell. A clustering algorithm is applied on the lightning data to identify and track the cells. Then we extract lightning and radar data for each cell to document the evolution of several lightning-related parameters during their lifetime. We also apply a recently published method to automatically infer the vertical structure of the electrical charge regions within each cell. These algorithms allow us to create a database of hundreds of electrical cells in Corsica for the period of study (June – October 2018).

We first introduce the different observations and methodologies applied here. Then we present the geographical and temporal distribution of the normal and anomalous cells over the study period. Finally we compare the electrical properties associated to these different vertical charge structure configuration. Overall, anomalous cells represented around 15% of the cells population in Corsica over the study period. Anomalous storms produced less lightning jumps per cell but produced more CGs relative to the total number of flashes per cell. We also show that anomalous cells tend to form shorter flashes. The relationship between number of CGs and cumulative rainfall in Corsica for both charge structure is linear and in accordance with previous results.

How to cite: Houel, R., Defer, E., Lambert, D., Prieur, S., Pédeboy, S., Gaussiat, N., and Radojevic, M.: Normal versus anomalous thunderstorms, a comparison of electrical cells properties observed with the SAETTA LMA over the Corsican island, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4025, https://doi.org/10.5194/egusphere-egu22-4025, 2022.

EGU22-4157 | Presentations | NH1.5

The electrodynamic model of the return stroke processes involving a bipolar leader scheme 

Petr Kaspar, Ivana Kolmasova, and Ondrej Santolik

We have developed a new electrodynamic return stroke (RS) model, which is based on solving the full set of Maxwell’s equation together with the electrostatic Poission’s equation for a realistic thundercloud charge structure. The evolution of the line conductivity of the RS channel is characterized by a nonlinear resistance model. The RS channel consists of a vertical channel connecting the ground with the thundercloud and a horizontal in-cloud channel. The RS processes are initiated by adding a zero potential element into the bottom end of the vertical channel. The channel-base current does not have a predefined form, but results from our model. We show the comparison of the modeled magnetic field waveforms with the observations at distances of tens of kilometers from their source lightning discharge. We also verify the simulated electric and magnetic field RS waveforms at shorter distances and compare them with their typical shapes found in the literature. The line charge density and the electric potential prior to and after the RS initiation are also investigated from the point of view of the bidirectional leader concept.

How to cite: Kaspar, P., Kolmasova, I., and Santolik, O.: The electrodynamic model of the return stroke processes involving a bipolar leader scheme, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4157, https://doi.org/10.5194/egusphere-egu22-4157, 2022.

EGU22-4164 | Presentations | NH1.5

Lightning activity accompanying tropical cyclones 

Kateřina Rosická, Ivana Kolmašová, and Ondřej Santolík

We used the World Wide Lightning Location Network and cyclones tracks from the International Best Track Archive for Climate Stewardship to study properties of lightning strokes occurring in tropical cyclones. We studied 429 cyclones occurring from 2012 to 2017 in both hemispheres with more than 11 million lightning strokes found within a distance of 600 km from the cyclone eye. For purposes of our study, we divided the cyclones into 6 basins: Indian Ocean, North Atlantic, Northeast Pacific and Northwest Pacific in the northern hemisphere and Indian Ocean and Southern Pacific in the southern hemisphere. We found differences in the numbers, energies and multiplicities of lightning strokes occurring in the cyclones in the northern and southern hemispheres. We calculated the median stroke energy for each cyclone. We used Saffir-Simpson scale for classifying the intensity of tropical cyclones and found a tendency of decreasing median stroke energies with an increasing cyclone intensity. We compared the evolution of lightning activity accompanying the cyclones with the evolution of their central pressure and wind speed to examine the possibility of using the lightning activity for prediction of cyclone intensity changes. In the northern hemisphere, there was on average about 28 thousands of strokes per cyclone with a median energy of 1.7 kJ, while in the southern hemisphere, there was on average 24 thousands of strokes per cyclone with a median energy of 2.7 kJ. The difference in multiplicity is not really noticeable with an average of 1.39 strokes per flash in the northern hemisphere and 1.34 strokes per flash in the southern hemisphere. In our dataset, we found 28 strokes with an energy over 1 MJ (superbolts), which occurred in a short period during the winter 2013-14, which was the winter exhibiting the largest SOI (Southern oscillation index).

 

How to cite: Rosická, K., Kolmašová, I., and Santolík, O.: Lightning activity accompanying tropical cyclones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4164, https://doi.org/10.5194/egusphere-egu22-4164, 2022.

EGU22-4240 | Presentations | NH1.5

Discerning TGF and leader current pulse in ASIM observation 

Andrey Mezentsev, Nikolai Østgaard, Martino Marisaldi, Torsten Neubert, Olivier Chanrion, and Victor Reglero

TGFs are short-duration bursts of high-energy photons shot from Earth’s atmosphere to space. They are produced during the initial upward propagation of +IC lightning leaders and are often associated with LF radio sferics. The Atmosphere-Space Interactions Monitor (ASIM) instrument provides X- and gamma-ray measurements synchronous with optical recordings in 180-240 nm, 337 nm and 777.4 nm wavelengths, allowing simultaneous detection of TGFs and the lightning processes associated with them.

ASIM observations show that TGFs are accompanied by a prominent optical pulse that marks the beginning of a lightning flash. TGFs tend to precede the pulse slightly, but the short duration of TGFs, together with the delay of the optical pulses from photon scattering in cloud particles, does not allow to resolve the correct sequence of events with confidence.

The same problem is present in measurements of radio waves, where the waves emitted by the TGF currents usually are mixed with those of the lightning currents because of the temporal proximity of the processes.

Here we report a remarkable TGF, with a high fluence of 360 counts in the energy range 0.4 - 20 MeV and a relatively long duration of 580 µs. The associated optical pulse is clearly following the TGF, which leads us to conclude that the current surge inside the leader channel is not generating the TGF, as has been proposed by models, but instead that the TGF process conditions the current surge that follows.

How to cite: Mezentsev, A., Østgaard, N., Marisaldi, M., Neubert, T., Chanrion, O., and Reglero, V.: Discerning TGF and leader current pulse in ASIM observation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4240, https://doi.org/10.5194/egusphere-egu22-4240, 2022.

EGU22-4386 | Presentations | NH1.5

Production of Terrestrial Gamma-ray Flashes During the Early Stages of Lightning Flashes 

Anders Lindanger, Chris A. Skeie, Martino Marisaldi, Ingrid Bjørge-Engeland, Nikolai Østgaard, Andrey Mezentsev, David Sarria, Nikolai Lehtinen, Victor Reglero, Olivier Chanrion, and Torsten Neubert

Terrestrial Gamma-ray Flashes (TGFs) are short emissions of high-energy photons associated with thunderstorms. Since their discovery, it has been clear that they are associated with lightning, and several case studies have shown that the TGFs are produced in the initial phase of the lightning flash. However, it has not been tested whether this is true in general. Here we present such study using the largest TGF sample available to date from the RHESSI, Fermi, AGILE, ASIM catalogs, combined with ground-based radio lightning detection data. Based on stacking analysis of the TGFs and associated lightning activity, together with the high temporal resolution of the optical data from the ASIM photometers, we show that, indeed, TGFs are produced at the beginning of lightning flashes. We also find that the detected sferic activity from the source locations in many cases is enhanced during ~150 - 750 ms following the TGFs, as also reported in Omar et al. (2014) and Smith et al. (2016). This enhanced activity is not present in a randomly-selected sample of flashes, suggesting it is a characteristic property of a significant fraction of flashes that start with a TGF.

The study is submitted to JGR Atmospheres.

Omar et al. (2014), Characterizing the TGF-lightning relationship using ENTLN, AGU Fall Meeting 2014, Abstract AE31A-3388.

Smith et al. (2016), doi:10.1002/2016JD025395.

How to cite: Lindanger, A., Skeie, C. A., Marisaldi, M., Bjørge-Engeland, I., Østgaard, N., Mezentsev, A., Sarria, D., Lehtinen, N., Reglero, V., Chanrion, O., and Neubert, T.: Production of Terrestrial Gamma-ray Flashes During the Early Stages of Lightning Flashes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4386, https://doi.org/10.5194/egusphere-egu22-4386, 2022.

EGU22-4393 | Presentations | NH1.5 | Highlight

Is Amazon deforestation decreasing the number of thunderstorms over Tropical America? 

Colin Price, Raam Bekenstein, and Evgeny Mareev

Lightning activity is predicted to increase with global warming, though estimates of lightning sensitivity to a change of temperature vary widely.  Since lightning is a small scale process, it must be represented by parameterizations in climate models. This paper uses large-scale meteorological parameters tied to thunderstorm generation to improve existing empirical models that simulate regional thunderstorm behavior. This study focuses on Tropical America, and uses the ERA5 higher resolution reanalysis data (ERA5) to develop our empirical model.  Thunderstorm data were taken from the World Wide Lightning Location Network (WWLLN) and processed using the clustering algorithm developed by Mezuman et al. (2014). The two meteorological parameters that correlated best with thunderstorm clusters in Tropical America were specific humidity (SH) and convective available potential energy (CAPE).  The resulting empirical model was run from 1979-2019 using ERA5 reanalysis data as input. This approach enables the observation of long-term trends in the behavior of thunderstorms in the regions, in the absence of a complete historical lightning record. To our surprise, Tropical American thunderstorms exhibited a negative trend over this period, with a ~8% decrease in thunderstorm clusters since the 1980s even with a rise of 1K in temperature over the same period. The regions of largest decreases in thunderstorm activity align well with estimates of deforestation.  We estimate that for every 1 Tg C lost due to deforestation, there is a 10% decrease in thunderstorm number.

How to cite: Price, C., Bekenstein, R., and Mareev, E.: Is Amazon deforestation decreasing the number of thunderstorms over Tropical America?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4393, https://doi.org/10.5194/egusphere-egu22-4393, 2022.

EGU22-5228 | Presentations | NH1.5

Digitizing archive atmospheric electric potential gradient data for scientific research 

Levente Magos, Tamás Bozóki, István Bozsó, József Bór, András Horváth, Lukács Kuslits, Máté Timkó, and Attila Buzás

Nowadays, there is a great need for the preservation of historical data in earth sciences as time series covering a long time period are of extreme importance in studying long-term variations of the Earth’s environment. This is the case in the field of atmospheric electricity research, too. In this work, we focus on one of the most frequently recorded parameters of the discipline, the atmospheric electric potential gradient (PG).

The PG is the reverse of the vertical atmospheric electric field, a quasi-DC quantity measured in Vm-1 units usually near the ground most often at 1–3 m heights [1]. The PG has been measured quasi-continuously at the Széchenyi István Geophysical Observatory near Nagycenk, Hungary (NCK, 47°38’ N, 16°43’ E) since 1962 [2]. Between 1962 and 2011, the PG was recorded on photo papers which were evaluated manually and the hourly averaged PG values were archived. Nevertheless, the original photopapers, too, were kept.

In this contribution, we present a recently developed image processing algorithm to digitize the analogue PG records on the old photo papers semi-automatically. By means of this algorithm, PG averages can be obtained with a temporal resolution as high as 30 s. In order to validate the digitized data, they have been compared to the archived hourly PG averages between 1999 and 2009. The long-term, seasonal, and diurnal variations of the PG at NCK between 1999 and 2009 based on the digitized and the archived data are also presented.

[1] Rycroft, M. J., Israelsson, S., and Price, C.: The global atmospheric electric circuit, solar activity and climate change, J. Atmos. Sol.-Terr. Phy., 62, 1563–1576, 2000.

[2] Bór, J., Sátori, G., Barta, V., Szabóné-André, K., Szendrői, J., Wesztergom, V., Bozóki, T., Buzás, A., and Koronczay, D.: Measurements of atmospheric electricity in the Széchenyi István Geophysical Observatory, Hungary, Hist. Geo Space. Sci., 11, 53–70, https://doi.org/10.5194/hgss-11-53-2020, 2020.

How to cite: Magos, L., Bozóki, T., Bozsó, I., Bór, J., Horváth, A., Kuslits, L., Timkó, M., and Buzás, A.: Digitizing archive atmospheric electric potential gradient data for scientific research, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5228, https://doi.org/10.5194/egusphere-egu22-5228, 2022.

EGU22-5965 | Presentations | NH1.5

A range of different negative leader propagation modes as imaged with LOFAR 

Olaf Scholten, Brian Hare, Joe Dwyer, Ningyu Liu, Chris Sterpka, Stijn Buitink, and Sander ter Veen

We have developed a time-resolved interferometric imaging in 3D (TRI-D) method for LOFAR data where the signals of 400 individual antennas are added coherently. This allows us to reach an even better resolution in 3D than with our original impulsive imager (based on a time-of-arrival-difference method and reaching a meter scale resolution) and still have a time resolution close to the impulse-response time of our system (25 ns).

After a short outline of the TRI-D technique we show that with this new imaging technique we can resolve the fine dynamics in the different negative leader propagations modes, varying from normal negative leaders with a stepping distance of the order of a few tens of meters to negative leaders at altitudes above 7 km that propagate with steps of a few hundred meter to Intensely Radiating Negative Leaders that propagate as a broad front with an area of up to km^2  over distances of a few kilometers.  

How to cite: Scholten, O., Hare, B., Dwyer, J., Liu, N., Sterpka, C., Buitink, S., and ter Veen, S.: A range of different negative leader propagation modes as imaged with LOFAR, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5965, https://doi.org/10.5194/egusphere-egu22-5965, 2022.

EGU22-5994 | Presentations | NH1.5

Height Determination of a Blue Discharge Observed by ASIM/MMIA on the International Space Station 

Xue Bai, Martin Fullekrug, Olivier Chanrion, Serge Soula, Adam Peverell, Dakalo Mashao, Michael Kosch, and Torsten Neubert

Recently, Transient Luminous Events (TLEs) in the mesosphere and lightning activity near thunderstorm tops have attracted great interest. The Atmosphere-Space Interactions Monitor (ASIM) and the Modular Multispectral Imaging Array (MMIA) are on board the International Space Station (ISS) to record the lightning activity and TLEs in the UV band (180-230 nm) as well as the blue (337 nm) and the red (777.4 nm) emissions (Chanrion et al. [2019], Neubert et al. [2019]). Blue luminous events recorded by ASIM during the nighttime were first reported by Soler et al. [2021].

During 23:00-23:05 UTC on 3rd, February 2019, 188 MMIA triggers were recorded and more than 2000 lightning strokes were reported by the lightning detection and location network. We focus on a blue discharge event that happened at 23:02:41 UTC, which was caused by a negative narrow bipolar event (NBE) with no red and UV photomultiplier tube (PMT) pulses associated with it. The novelty of this work is that the height determination is carried out by using the ground-based electric field measurements and the space-based optical measurements from ASIM. The low-frequency electric field receiver was set up in Carnarvon, 30.97° S, 21.98° E, South Africa. The blue discharge height (15.83-18.67 km), calculated using the electric field measurements, is derived from the skywaves arrival times with a spherical Earth model. The ionospheric height calculated by this model (93.89 km) is consistent with that determined by the averaged cloud to ground discharges waveforms (93.68 km). The rising edge of the blue optical emission is analyzed to do the altitude estimation (14.3-15.8 km). The cloud top height is calculated as a reference (15.75-16.65 km), which is inferred from radiometric measurements, typically at a wavelength around 10 μm. The height of NBEs is important to help to understand the chemistry effects at the tropopause level caused by such events.

In the future, this data set would be used to study other properties of many events such as blue events and red events.

 

References

Chanrion, O., Neubert, T., Lundgaard Rasmussen, I. et al. The Modular Multispectral Imaging Array (MMIA) of the ASIM Payload on the International Space Station. Space Sci Rev 215, 28 (2019). https://doi.org/10.1007/s11214-019-0593-y

Neubert, T., Østgaard, N., Reglero, V. et al. The ASIM Mission on the International Space Station. Space Sci Rev 215, 26 (2019). https://doi.org/10.1007/s11214-019-0592-z

Soler, S.Gordillo-Vázquez, F. J.Pérez-Invernón, F. J.Luque, A.Li, D.Neubert, T., et al. (2021). Global frequency and geographical distribution of nighttime streamer corona discharges (BLUEs) in thundercloudsGeophysical Research Letters48, e2021GL094657. https://doi.org/10.1029/2021GL094657

How to cite: Bai, X., Fullekrug, M., Chanrion, O., Soula, S., Peverell, A., Mashao, D., Kosch, M., and Neubert, T.: Height Determination of a Blue Discharge Observed by ASIM/MMIA on the International Space Station, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5994, https://doi.org/10.5194/egusphere-egu22-5994, 2022.

EGU22-6066 | Presentations | NH1.5

Uncharacteristically Slow Discharge Process Observed Preceding Lightning Initiation 

Christopher Sterpka, Joseph Dwyer, Ningyu Liu, Nicholas Demers, Brian Hare, and Olaf Scholten

In continuation of the study reported last year, we report additional results from imaging lightning initiation via interferometric beamforming of data collected by the Dutch LOw Frequency ARray (LOFAR).  Significant improvements have been incorporated into the analysis, including: more accurate antenna characterization, improvements to location accuracy, and the inclusion of a polarization model [Scholten, O., et al., PRD DD12993].  This project complements and enhances the previous work of the LOFAR lightning group of Groningen [Hare, B.M., et al., Nature 568, 360363 (2019)] and [Scholten, O., et al., ESSOAr 10503153] and elucidates regions in which there are a high number of sources within a short duration of time.  Interferometric beamforming techniques enhance both spatial and temporal resolution of lightning sources and as a result, locates and images the first non-impulsive sources in lightning flashes.  These sources are believed to be caused by a streamer-cascade-like initiation event which leads to the formation of the first leader.  Previously observed initiation events start from essentially background and within tens of microseconds ramp up a few orders of magnitude before the first impulsive sources connected with lightning leaders are observed.  The new techniques build upon those previously reported [Sterpka, C., et al., Geophysical Research Letters 48 (2021)] and [Sterpka, C., et al., EGU General Assembly EGU21-13711 (2021)], uncovering new detail in the lightning initiation region and characterization of additional flashes.  This new data includes a slow-propagating initiation discharge, starting 60 ms before the formation of the corresponding lightning leader.  The discharge is within 50 m of the initiation of the lightning leader and propagation speed of this discharge is about 700 ± 30  m/s, comparable to the ion drift speed.  This discharge continues for 30 ms before ceasing, and is likely a failed initiation attempt.

How to cite: Sterpka, C., Dwyer, J., Liu, N., Demers, N., Hare, B., and Scholten, O.: Uncharacteristically Slow Discharge Process Observed Preceding Lightning Initiation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6066, https://doi.org/10.5194/egusphere-egu22-6066, 2022.

EGU22-6211 | Presentations | NH1.5

Verification of the Streamer Parameter Model by comparing to Hydrodynamic Simulations 

Nikolai Lehtinen and Robert Marskar

Streamers are an important stage of lightning, taking place before the formation of a leader discharge. The goal of the novel Streamer Parameter Model (SPM) is to explain the mechanism that determines the parameters of a streamer, such as its radius and propagation velocity. We demonstrate that SPM predictions agree well with the published hydrodynamic simulation (HDS) results [1]. The discrepancies between SPM and HDS were of the same order of magnitude as the discrepancies between different HDS codes. The comparison was performed for two different streamer propagation mechanisms: photoionization and background ionization. The largest discrepancies were for the case of low background ionization, which was also challenging for HDS. Electron diffusion did not change the streamer parameters significantly. We propose that SPM, despite the crudeness of the model, provides a computationally simple way to reliably assess streamer properties.

How to cite: Lehtinen, N. and Marskar, R.: Verification of the Streamer Parameter Model by comparing to Hydrodynamic Simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6211, https://doi.org/10.5194/egusphere-egu22-6211, 2022.

EGU22-7225 | Presentations | NH1.5

Observations of Blue Corona Discharges in Thunderclouds 

Lasse Husbjerg, Torsten Neubert, Olivier Chanrion, Krystallia Dimitriadou, Martin Stendel, Eigil Kaas, Nikolai Østgaard, and Victor Reglero

Blue electric streamer discharges in the upper reaches of thunderclouds are observed as flashes in the second positive band of molecular nitrogen at 337.0 nm (blue) with faint emissions from atomic oxygen at 777.4 nm (red), a dominant line of lightning leaders. Using 2.5 years of measurements by the Atmosphere-Space Interactions Monitor (ASIM) on the International Space Station (ISS), we find that their rise time distribution suggests two distinct categories. One includes those with fast rise times less than 30 mus that are relatively unaffected by cloud scattering and emanate from within ~2 km of the cloud tops, and the other those with longer rise times that come from deeper within the clouds. Satellite measurements show that the clouds with blue discharges have an average cloud top temperature ~200 K compared to ~210 K for those of normal lightning, suggesting that blue discharges occur in clouds that reach near the tropopause. The average convective available potential energy (CAPE) determined from ERA5 reanalysis data is ~1550 J/kg for the shallow events and ~1290 J/kg for the deeper events, compared to ~1010 J/kg for regular lightning, suggesting that the discharges favour strong convective environments. This is further indicated by the geographical distribution of blue discharges which show that they occur mainly near mountain ridges or coastlines known for their strongly convective environments.

How to cite: Husbjerg, L., Neubert, T., Chanrion, O., Dimitriadou, K., Stendel, M., Kaas, E., Østgaard, N., and Reglero, V.: Observations of Blue Corona Discharges in Thunderclouds, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7225, https://doi.org/10.5194/egusphere-egu22-7225, 2022.

EGU22-7408 | Presentations | NH1.5

Investigating the fluence of bright TGF events detected by the Atmosphere-Space Interactions Monitor 

David Sarria, Nikolai Østgaard, Martino Marisaldi, Anders Lindanger, Andrey Mezentsev, Nikolai Lehtinen, Torsten Neubert, Freddy Christiansen, and Victor Reglero

Terrestrial Gamma-ray Flashes (TGFs) are short flashes of high-energy photons produced by thunderstorms. They are intense phenomena that may have high photon fluxes with energies up to 40 MeV when observed from detectors in orbit. All instruments in space have suffered instrumental saturation during bright events, including CGRO-BATSE, RHESSI, Fermi-GBM, AGILE-MCAL and ASIM-MXGS. The effects include dead-time and pulse pile-up, which lead to an underestimation of the TGF fluences and, in some cases, incorrect photon energies. 
    A key asset of ASIM is that it has two detectors on the same platform: the High Energy Detector (HED, 300 keV to ~40 MeV) and the Low Energy Detector (LED, 50 keV to 400 keV). LED is only weakly affected, which makes it possible to estimate corrections to the HED measurements for even the brightest TGFs. With the method we propose, we estimate the loss of photons by combining the LED and HED measurements with GEANT4 Monte-Carlo simulations of the detector responses. 
    We applied the method to three TGF events. The first, TGF-200728, has about 0.15 counts per microsecond  per unit, and is not expected to experience saturation and is used as a sanity check for the method. The other events, TGF-181102 (1.5 counts per microsecond per unit) and TGF-181025 (2.8 counts per microsecond per unit), indicate that the HED misses at least 50% of the photon counts for the brightest TGF events.

How to cite: Sarria, D., Østgaard, N., Marisaldi, M., Lindanger, A., Mezentsev, A., Lehtinen, N., Neubert, T., Christiansen, F., and Reglero, V.: Investigating the fluence of bright TGF events detected by the Atmosphere-Space Interactions Monitor, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7408, https://doi.org/10.5194/egusphere-egu22-7408, 2022.

EGU22-7542 | Presentations | NH1.5

Parametrization and Characterization of Multiple ELVES at the Pierre Auger Observatory 

Roberto Mussa and the Pierre Auger Collaboration

ELVES are being studied since 2013 with the twenty-four FD Telescopes of the Pierre Auger Observatory, the world’s largest facility for the study of ultra-high energy cosmic rays, in the province of Mendoza (Argentina) exploiting a dedicated trigger and extended readout. Since December 2020, this trigger has been extended to the three High Elevation Auger Telescopes (HEAT), which observe the night sky at elevation angles between 30 and 60 degrees, allowing to study ELVES from closer lightning. The high time resolution of the Auger telescopes allows to do detailed studies on multi-ELVES. The origin of multi-ELVES is not yet fully understood, and can be studied by analysing the time difference(s) and the amplitude ratio(s)  between flashes as a function of the radial distance of lightning emission from the causative lightning. At least two, if not three, distinct models are needed to explain the geometry of multi-ELVES events. This contribution will review the frequency of each class of multi-ELVES and correlate them to data from ENTLN, WWLLN, and GOES databases.

How to cite: Mussa, R. and the Pierre Auger Collaboration: Parametrization and Characterization of Multiple ELVES at the Pierre Auger Observatory, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7542, https://doi.org/10.5194/egusphere-egu22-7542, 2022.

EGU22-7791 | Presentations | NH1.5

The 3D Polarization of Recoil Leaders 

Brian Hare, Olaf Scholten, Joseph Dwyer, Ningyu Liu, Chris Strepka, Stijn Buitink, and Sander ter Veen

We have recently developed a new 3D beamforming algorithm, using data from the LOw Frequency ARray (LOFAR) radio telescope (in the 30-80 MHz band), that is capable of resolving even the most complex lightning phenomena with meter and nanosecond scale accuracy. Because it operates in full 3D, this algorithm inherently extracts and accounts for the 3D polarization of the VHF sources. Here we demonstrate the full power of this technique by extracting the full 3D polarization of multiple sections of recoil leaders. We confirm previous work that showed that recoil leaders have significant polarization perpendicular to the lightning channel, likely due to charge flow between the lightning channel core and corona sheath. However, we also show that recoil leaders can also have significant polarization parallel to the channel as well. In addition, we show that the ratio of parallel-to-perpendicular polarization is strongly correlated with faster and more intensely emitting recoil leaders. We will argue that this could be due to faster recoils causing the electric field parallel to the channel to change more rapidly, and if the electric field changes rapidly enough than the recoil leader can create streamers parallel to the lightning channel which are much more strongly emitting than streamers perpendicular to the lightning channel.

 

How to cite: Hare, B., Scholten, O., Dwyer, J., Liu, N., Strepka, C., Buitink, S., and ter Veen, S.: The 3D Polarization of Recoil Leaders, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7791, https://doi.org/10.5194/egusphere-egu22-7791, 2022.

EGU22-7794 | Presentations | NH1.5

SOFT-IO-LI: a new tool merging space and ground based lightning observations and aircraft NOx measurements. 

Catherine Mackay, Bastien Sauvage, Pawel Wolff, Eric Defer, Christoph Mahnke, Andreas Petzold, Ulrich Bundke, and Marcel Kennert

SOFT-IO-LI is a new tool merging space and ground based lightning observations and aircraft NOx measurements to provide a database of new parameters characterizing lightning-NOx air masses observed at the global scale, to the scientific community.

The tool takes lightning-NOx air masses measured by IAGOS (In-service Aircraft for a Global Observing System) a European Research Infrastructure for global observations of atmospheric composition using commercial aircraft. FLEXPART the Lagrangian transport and dispersion model is used, together with ERA5 reanalysis weather data from ECMWF, to perform a backward trajectory of these air masses, resulting in hourly mass residence times for lightning-NOx particles for the days prior to the flight measurements.

We will present, for IAGOS transatlantic flights, the comparison of these mass residence times with ground based NLDN (National Lightning Detection Network) and space based GLM (Global Lightning Mapper) lightning observations, as well as with ABI (Advanced Baseline Imager) cloud data. We will show that SOFT-IO-LI is capable of relating lightning events and chemical species observed in situ, in order to determine characteristics of the different lightning-related air masses.

How to cite: Mackay, C., Sauvage, B., Wolff, P., Defer, E., Mahnke, C., Petzold, A., Bundke, U., and Kennert, M.: SOFT-IO-LI: a new tool merging space and ground based lightning observations and aircraft NOx measurements., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7794, https://doi.org/10.5194/egusphere-egu22-7794, 2022.

EGU22-7799 | Presentations | NH1.5

The formation of space leaders in streamer coronae of negative leaders 

Christoph Köhn, Leonid Babich, Igor Kutsyk, Evgeniǐ Bochkov, and Torsten Neubert

Negative lightning leaders, which are associated with the production of terrestrial gamma-ray flashes, prolonged X- and gamma-ray glows and neutron beams, move in a step-wise manner when the original leader channel connects to the hot, highly conductive space leader forming ahead of the leader tip. However, details about the formation and heating of the space leader, and thus of the leader stepping process, are still unknown. Here, we present a novel mechanism on the origin of space leaders: After streamer coronae have formed ahead of the leader tip, plasma chemistry and heating turn a selection of the corona streamers into a highly-conductive region. Further heating subsequently allows for the inception of secondary streamer coronae at the vertices of the conductive region, which continue to heat the already heated plasma filament, finally translating into the hot and conductive space leader. We simulate the evolution of the electric field and the associated plasma chemistry in single streamer channels and present the temporal evolution of the electron density and the electric field as well as of the temperature increase and the conductivity. We find that one streamer alone cannot be heated sufficiently towards a hot space leader, but that the inception and evolution of branching streamer coronae from this initial streamer are necessary for further heating.

How to cite: Köhn, C., Babich, L., Kutsyk, I., Bochkov, E., and Neubert, T.: The formation of space leaders in streamer coronae of negative leaders, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7799, https://doi.org/10.5194/egusphere-egu22-7799, 2022.

EGU22-7949 | Presentations | NH1.5

Ionospheric elves powered by negative Narrow Bipolar Events in overshooting thunderclouds 

Feifan Liu, Torsten Neubert, Oliver Chanrion, Baoyou Zhu, Gaopeng Lu, Fanchao Lyu, Krystallia Dimitriadou, Jiuhou Lei, Nikolai Østgaard, and Victor Reglero

Elves are rapidly expanding rings of optical emissions in the lower ionosphere. Narrow bipolar events (NBEs) are signatures in radio signals from intra-cloud discharges. They are thought to be fast streamer breakdown that may trigger the onset of lightning and blue jets. However, there is a lack of experimental evidence on whether the streamer discharges of NBEs carry sufficient currents to generate elves in the lower ionosphere. Here, we report the first simultaneous observation of NBEs and elves that confirm this hypothesis. The NBEs are observed simultaneously from the ground by an array of wave receivers located in China and from space by spectral measurements by the Atmosphere-Space Interactions Monitor (ASIM) on the International Space Station (ISS). We observe thirteen negative and six positive NBEs produced in four thunderclouds penetrating into the stratosphere. Five NBEs are accompanied by elve emissions observed in the near-ultraviolet of the Lyman–Birge–Hopfield (LBH) band.  They were at ~18 km altitude, and their peak currents, estimated by a ground-based lightning detection network, were larger than 135 kA. The observations show that the impulse currents of the streamers are of sufficient magnitude to power elves, thereby adding to the new pathways that thunderstorms affect the lower ionosphere. 

How to cite: Liu, F., Neubert, T., Chanrion, O., Zhu, B., Lu, G., Lyu, F., Dimitriadou, K., Lei, J., Østgaard, N., and Reglero, V.: Ionospheric elves powered by negative Narrow Bipolar Events in overshooting thunderclouds, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7949, https://doi.org/10.5194/egusphere-egu22-7949, 2022.

EGU22-8201 | Presentations | NH1.5

Brother TGF 

Javier Navarro-González, Paul Connell, Chris Eyles, Víctor Reglero, jesús A. López, Joan Montanyà, Martino Marisaldi, Andrew Mezentzev, Pavlo Kochkin, Anders Lindanger, David Sarria, Nikolai Østgaard, Olivier Chanrion, Freddy Christiansen, and Torsten Neubert

ASIM TGF catalog presents more than one thousand TGF from June 2018 till the end of 2021. Using this dataset, the detection rate of TGF by ASIM was about one TGF per day. The TGF detection is a stochastic process (each TGF is not related with the next) assuming this, the time-difference distribution between one detection and the next should fit an exponential distribution. This time between TGF events distribution fits the exponential with a significant deviation. We see an excess in the number of TGF separated by less than 5 min. From the expected value of less than 1% of the events, we have an 8% of the events in this range. We call that TGF population with a time separation of fewer than 5 minutes “Brother TGF”. Large storm areas could explain this deviation, because of the storm size or also the propagation effects of the TGF inside the storm as an effective mechanism to increase the TGF production in this region. This work we present is a detailed study of the most relevant “Brothers” in the ASIM TGF imaging list. With this, we can locate where these Brothers TGF are located, and add some clues about this Brother TGF production mechanism.

How to cite: Navarro-González, J., Connell, P., Eyles, C., Reglero, V., López, J. A., Montanyà, J., Marisaldi, M., Mezentzev, A., Kochkin, P., Lindanger, A., Sarria, D., Østgaard, N., Chanrion, O., Christiansen, F., and Neubert, T.: Brother TGF, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8201, https://doi.org/10.5194/egusphere-egu22-8201, 2022.

EGU22-8665 | Presentations | NH1.5 | Highlight

Releasing corona ions into natural fog 

Giles Harrison, Graeme Marlton, Maarten Ambaum, and Keri Nicoll

Charge influences the properties of liquid droplets, such as their evaporation rates, hydrodynamic stability and sticking probabilities in droplet-droplet collisions. Introducing additional charge into an assembly of droplets therefore provides a possible method of influencing the droplet properties, and, in the case of a fog or cloud, a route to weather modification. The effect of charging on natural droplets has been investigated by releasing additional unipolar and bipolar ions into a natural surface fog, from both within the fog at the surface and above the fog, using an Uncrewed Aerial Vehicle (UAV). Droplet properties were monitored before and after the ion release using optical methods, together with the atmospheric electric field using a field mill. The atmospheric electric field measurements robustly demonstrate the present of the additional ions. Further, changes in the fog properties apparent when the additional ions are introduced are discussed.

How to cite: Harrison, G., Marlton, G., Ambaum, M., and Nicoll, K.: Releasing corona ions into natural fog, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8665, https://doi.org/10.5194/egusphere-egu22-8665, 2022.

EGU22-8701 | Presentations | NH1.5 | Highlight

Decomposition of long-lived greenhouse gases by atmospheric streamers 

Hani Francisco, Ute Ebert, Martin Fullekrug, and John Plane

Sulfur hexafluoride (SF6) and carbon tetrafluoride (CF4) are inert gases in the atmosphere that can absorb infrared radiation and affect the climate. They have lifetimes up to 1278 years for SF6 and 50000 years for CF4. The International Panel on Climate Change lists the two as part of the most influential long-lived, well-mixed greenhouse gases, with SF6 having the highest identified global warming potential. Both gases have anthropogenic major sources. SF6 is used as an insulating gas in the electrical power industry, and CF4 is a by-product of aluminum manufacturing. In this study, we question whether atmospheric electricity significantly influences the atmospheric concentrations of these molecules. We aim to investigate SF6 and CF4 decomposition within streamers at different altitudes in the atmosphere, and then estimate the global occurrence rate of such streamers and their impact. To accomplish this, we simulate positive streamers in synthetic air that contains a small concentration of the two gases. From our simulations, we identify relations between streamer properties and the amounts of SF6 and CF4 destroyed, which can be used to estimate the rates of chemical processes in observed streamer events.

How to cite: Francisco, H., Ebert, U., Fullekrug, M., and Plane, J.: Decomposition of long-lived greenhouse gases by atmospheric streamers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8701, https://doi.org/10.5194/egusphere-egu22-8701, 2022.

EGU22-9076 | Presentations | NH1.5

Electromagnetic radiation following the first return strokes of negative and positive cloud-to-ground lightning flashes 

Andrea Kolínská, Ivana Kolmašová, Ondřej Santolík, Eric Defer, Stéphane Pedeboy, and Radek Lán

All evolution stages of cloud-to-ground (CG) lightning flashes, both positive (+CG) and negative (-CG), generate electromagnetic radiation, which can be used for their investigation. We focus on the electromagnetic activity immediately following the first return stroke (RS). We combine measurements of the broadband receiver BLESKA and the lightning mapping array (LMA) network SAETTA, capable of detecting sources of narrowband very high frequency (VHF) radiation. The French lightning location system Météorage provided us with the information about 2D location, polarity and peak currents for studied CG and intracloud (IC) discharges. From our data collected in the northwestern Mediterranean region from September to December 2015, we have selected and investigated the electromagnetic activity following 16 +CG and 38 -CG flashes.

Using the data from individual SAETTA stations we found that 36 -CG flashes exhibited a fast decrease in the counts and in the power of VHF radiation sources immediately after the RS pulse. The maximum count of 2000 VHF radiation sources was detected by the closest SAETTA station at an average time delay of 66 μs after the RS pulse peak. At a delay of 1.85 ms after the RS pulse peak or sooner, the VHF radiation rate decreased below 1500 VHF radiation sources, with the median value of this time equal to 195 μs, and kept decreasing.

In the case of all inspected +CG flashes, we observed an unexpectedly fast increase in the counts of the VHF radiation sources and their power after the RS pulse. Up to 161.95 ms after the RS pulse, the VHF radiation rate decreased below 1500 VHF radiation sources, with the median value of this time equal to 34.53 ms, much longer than in case of –CGs. At the same time, we observed a visible sequence of bipolar pulses lasting up to 50 ms in the magnetic-field waveforms recorded by BLESKA, with the amplitude of the biggest pulse varying from 2 to 10 nT.

This observed longer presence of VHF radiation after +CG flashes may be caused by a potential difference between the end of neutralized RS channel and the positive charge layer in the thundercloud in case of +CGs, which might result in a new electrical breakdown. Then a stepwise propagation of a new negative leader inside the thundercloud is possible, emitting electromagnetic radiation in a wide range of frequencies. This radiation can be detected by narrowband LMA stations in the form of VHF radiation sources, same as by a broadband receiver in the form of pulses.

How to cite: Kolínská, A., Kolmašová, I., Santolík, O., Defer, E., Pedeboy, S., and Lán, R.: Electromagnetic radiation following the first return strokes of negative and positive cloud-to-ground lightning flashes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9076, https://doi.org/10.5194/egusphere-egu22-9076, 2022.

EGU22-9085 | Presentations | NH1.5

Observations by ASIM of Terrestrial Gamma-ray Flashes accompanied by Elves 

Ingrid Bjørge-Engeland, Nikolai Østgaard, Andrey Mezentsev, Chris A. Skeie, David Sarria, Jeff Lapierre, Anders Lindanger, Torsten Neubert, Martino Marisaldi, Nikolai Lehtinen, Olivier Chanrion, Kjetil Ullaland, Shiming Yang, Georgi Genov, Freddy Christiansen, and Victor Reglero

Terrestrial gamma-ray flashes (TGFs) are short and highly energetic bursts of photons, produced in association with lightning in thunderstorms. Elves are rapidly expanding rings of optical emissions, with radii of several hundred kilometers, produced when electromagnetic pulses from lightning hit the base of the ionosphere. The Atmosphere-Space Interactions Monitor (ASIM) detects both TGFs and Elves, sometimes simultaneously. Here, we present a study of observations where TGFs are accompanied by Elves. The optical signatures from Elves are identified from measurements by the ASIM UV photometer. Using ground-based lightning location networks, we find associated sferic detections to these events, placing them mainly over oceans and in coastal regions. Using sferic detections by GLD360, we compare the peak currents of the lightning associated with the TGF-Elve pairs to peak currents associated with other TGFs detected by ASIM, as well as with lightning in general. We show that the TGFs accompanied by Elves are among the shorter TGFs detected by ASIM, and they are associated with very high peak currents of typically several hundred kA.

How to cite: Bjørge-Engeland, I., Østgaard, N., Mezentsev, A., Skeie, C. A., Sarria, D., Lapierre, J., Lindanger, A., Neubert, T., Marisaldi, M., Lehtinen, N., Chanrion, O., Ullaland, K., Yang, S., Genov, G., Christiansen, F., and Reglero, V.: Observations by ASIM of Terrestrial Gamma-ray Flashes accompanied by Elves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9085, https://doi.org/10.5194/egusphere-egu22-9085, 2022.

EGU22-9138 | Presentations | NH1.5

Multiple-pulse blue luminous events detected by ASIM 

Dongshuai Li, Alejandro Luque, Nikolai G. Lehtinen, Francisco J. Gordillo-Vázquez, Torsten Neubert, Gaopeng Lu, Olivier Chanrion, Hongbo Zhang, Nikolai Østgaard, and Víctor Reglero

Narrow Bipolar Events (NBEs) are powerful radio emissions from thunderstorms, which sometimes occur isolated from lightning and at other times appear to initiate lightning. They are recently associated with Blue LUminous Events (BLUEs) on cloud tops and attributed to extensive streamer electrical discharges named fast breakdown, but their physics is not fully understood. Here, we analyse simultaneous observations of NBEs detected by radio receivers on the ground with their optical emissions observed by the Atmosphere-Space Interactions Monitor (ASIM) on the International Space Station (ISS). In this study, we focus on the multiple-pulse BLUEs that include one primary BLUE pulse and one or several subsequent BLUE pulses with a few millisecond intervals, as detected by a photometer at 337 nm. The observations indicate that the initial streamer discharge of an NBE is followed within a few milliseconds of horizontally oriented secondary streamer discharges at similar or higher altitudes but without triggering a leader process.

How to cite: Li, D., Luque, A., Lehtinen, N. G., Gordillo-Vázquez, F. J., Neubert, T., Lu, G., Chanrion, O., Zhang, H., Østgaard, N., and Reglero, V.: Multiple-pulse blue luminous events detected by ASIM, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9138, https://doi.org/10.5194/egusphere-egu22-9138, 2022.

EGU22-10295 | Presentations | NH1.5

Characterisation and modelling of lightning strikes in time and space 

Uldis Zandovskis, Bruce D. Malamud, and Davide Pigoli

Lightning is inherently a spatio-temporal process with individual lightning strikes represented by their time of occurrence and spatial coordinates. In this paper, we characterise and model lightning strikes in time and space from single thunderstorms, considering each set of lightning strikes to be a set of point events. This allows for real-world datasets to characterise lightning strikes and their physical properties. We select two case studies of severe thunderstorm systems over the UK, based on their synoptic analysis information as available in the published literature. This information allows us to separate the lightning strike dataset into subsets representing individual thunderstorms producing these strikes. We first identify three supercell thunderstorms with 7955, 11988 and 5655 lightning strikes from the larger storm system that crossed the English Midlands on 28 June 2012. A second set of three structurally different severe thunderstorms with 4218, 455 and 1926 lightning strikes was selected from a severe storm system across northern England on 1 to 2 July 2015. The six lightning strike datasets are representative of individual thunderstorms and each examined with regards to three physical properties: storm movement speed, lightning inter-event time distribution and lightning spatial spread distribution about the storm track. We use a least-squares plane fit in the spatio-temporal domain to estimate a range of representative movement speed values, finding 46-52 km/h for the first storm system and 67-105 km/h for the second. For inter-event time distribution, we find that values range from 0.01 to 100 s with all thunderstorms showing two peaks in density values around 0.1 s and between 1 and 10 s. To identify temporal structure in the inter-event time series, we perform autocorrelation analysis in natural time, which returns statistically significant autocorrelation values for all thunderstorms with some storms exhibiting short-range and others long-range autocorrelation. For estimating the storm track about which the orthogonal distances are calculated between the storm track and the lightning strikes, we consider orthogonal distance regression in the two-dimensional space domain. The analysis is done similarly to inter-event times for these orthogonal distances. We find a typical range of spatial spread values to be up to 50 km in magnitude, with one thunderstorm having exceptionally high values of up to 150 km. Autocorrelation analysis of these orthogonal distance values in natural time also return significant results that vary between individual thunderstorms. Finally, we present a synthetic lightning strike model where we can freely select the number of individual storms, their starting points, direction and movement speeds. For each storm, the point events after the starting point are produced about the storm track with inter-event times and orthogonal distance values taken from synthetic time series based on the analysis done during the characterisation. The characterisation in this paper of lightning strikes in time and space is representative of real-world severe thunderstorms and can inform statistical models to simulate lightning strike events.

How to cite: Zandovskis, U., Malamud, B. D., and Pigoli, D.: Characterisation and modelling of lightning strikes in time and space, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10295, https://doi.org/10.5194/egusphere-egu22-10295, 2022.

EGU22-10606 | Presentations | NH1.5

Some results on streamer stagnation 

Olivier Chanrion, Mojtaba Niknezhad, Joachim Holbøll, and Torsten Neubert

Streamer discharges are often seen as the building blocks of sparks by playing a major role in their initiation and propagation. The stagnation of streamers is of great interest from the scientific point of view and for industrial applications since it helps defining a maximal length over which a streamer can propagate. Therefore, understanding the stagnation helps the design of high voltage equipment like circuit breakers and gas insulated systems.

In this presentation, we study the stagnation of positive streamers by means of numerical modelling. For negative streamers, the modelling of the stagnation mechanism is relatively straight forward, since the streamer head enlarges, and the tip electric field vanishes smoothly. For positive streamers, the modelling is more challenging since a classical drift-diffusion model with the local field approximation usually leads to an unstable increase of the streamer tip electric field.

In our recent results published in [1] and [2], we show that the instability originates mostly from the local field approximation for the calculation of the ionization source term, and we show that the non-local treatment of the ionization leads to a successful simulation of stagnation. We use 2 different models for the treatment of ionization; the first is a classical model in which the ionization source term in the streamer tip is slightly smoothed [1] and the second, which is based on an extended model [3,4].

The successful simulation allows to observe the physical mechanisms behind the stagnation of streamer discharges by showing the role of positive ions and makes it possible to determine the maximal length a streamer can reach.

[1] Niknezhad M, Chanrion O, Köhn C, Holbøll J & Neubert T 2021, 'A three-dimensional model of streamer discharges in unsteady airflow: Paper', Plasma Sources Science and Technology, vol. 30, no. 4, 045012. 

[2] Niknezhad M, Chanrion O, Holbøll J & Neubert T 2021, 'Underlying mechanism of the stagnation of positive streamers', Plasma Sources Science and Technology, vol. 30, no. 11, 115014.

[3] Aleksandrov N L and Kochetov I V 1996, ’Electron rate coefficients in gases under non-uniform field and electron density conditions’, Journal of Physics D: Applied Physics, vol. 29, no. 6, 1476—1483.

[4] Li C, Ebert U, Hundsdorfer W 2010, , Spatially hybrid computations for streamer discharges with generic features of pulled fronts: I. Planar fronts', Journal of Computational Physics, vol. 229, 200-220.

How to cite: Chanrion, O., Niknezhad, M., Holbøll, J., and Neubert, T.: Some results on streamer stagnation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10606, https://doi.org/10.5194/egusphere-egu22-10606, 2022.

EGU22-11214 | Presentations | NH1.5

X-rays associated with the stepping of upward negative leaders at the Säntis Tower: Preliminary results 

Antonio Sunjerga, Pasan Hettiarachchi, Mark Stanley, David Smith, Jeffrey Chaffin, Ortberg John, Vernon Cooray, Marcos Rubinstein, and Farhad Rachidi

X-rays have been observed in downward cloud-to-ground lightning and rocket-triggered lightning for the case of negative leaders both during the leader stepping and the dart leader phase [1-3]. X-rays have also been observed during the stepping of dart leaders in upward negative lightning flashes [4,5].      

In this study, we present results from three positive upward flashes. The observations consist of the simultaneous records of X-rays, electric current and electric field at 23 m. Observations from a 2D interferometer system are available for two of the flashes while the third flash was captured by a high-speed camera operating at 24 000 frames per second.

We report X-rays recorded during the initial phase of upward negative leader propagation. To the best of our knowledge, this is the first time that such observations are reported in the literature. The observed X-rays are associated with the stepping of upward negative leaders that can be observed both in the electric field and current waveforms. X-rays associated with the very first step of the upward negative leader were observed in one of the three flashes.

These observations are important to understand the initiation of upward lightning and the mechanisms involved in the initial breakdown.          

[1] Moore, C. B., Eack, K. B., Aulich, G. D., & Rison, W. (2001). Energetic radiation associated with lightning stepped-leaders. Geophysical Research Letters, 28(11), 2141–2144. https://doi.org/10.1029/2001gl013140

[2] Dwyer, J. R. (2003). Energetic Radiation Produced During Rocket-Triggered Lightning. Science, 299(5607), 694–697. https://doi.org/10.1126/science.1078940

[3] Bowers, G. S., Smith, D. M., Martinez‐McKinney, G. F., Kamogawa, M., Cummer, S. A., Dwyer, J. R., Wang, D., Stock, M., & Kawasaki, Z. (2017). Gamma Ray Signatures of Neutrons From a Terrestrial Gamma Ray Flash. Geophysical Research Letters, 44(19). https://doi.org/10.1002/2017gl075071

[4] Hettiarachchi, P., Cooray, V., Diendorfer, G., Pichler, H., Dwyer, J., & Rahman, M. (2018). X-ray Observations at Gaisberg Tower. Atmosphere, 9(1), 20. https://doi.org/10.3390/atmos9010020

[5] Sunjerga, A., Hettiarachchi, P., Smith, D., Rubinstein, M., Cooray, V., Azadifar, M., Mostajabi, A., & Rachidi, F. (2021). X-rays observations at the Santis Tower: Preliminary results. Copernicus GmbH. https://doi.org/10.5194/egusphere-egu21-9586

How to cite: Sunjerga, A., Hettiarachchi, P., Stanley, M., Smith, D., Chaffin, J., John, O., Cooray, V., Rubinstein, M., and Rachidi, F.: X-rays associated with the stepping of upward negative leaders at the Säntis Tower: Preliminary results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11214, https://doi.org/10.5194/egusphere-egu22-11214, 2022.

EGU22-12119 | Presentations | NH1.5

The hidden power of lightning: studying the most explosive events in thunderstorms with the world’s largest cosmic-ray observatory 

Roberta Colalillo and Joseph Dwyer and the Pierre Auger Collaboration

The Pierre Auger Observatory, designed to study ultra-high energy cosmic rays, has accidentally observed, with its 3000 km2 surface array of water-Cherenkov detectors, several events that are very likely downward TGFs. Their morphology, as well as the signals observed in the detectors, are totally different from what observed when an extensive air shower strikes the array. The TGF-like events are characterized by large footprints (~200 km2) and long signals (~ 10 µs), if compared to cosmic-ray showers. They happen in coincidence with lightning as demonstrated by the correlation with WWLLN data and with strong variations observed in the electric fields measured by the E-mills available at the Observatory. Other events within 1 ms of these peculiar events were observed in the same zone of the array. This time interval is about the time taken by the steeped leader to reach its full length. Finally, from a first reconstruction, the source altitude of this events is estimated to be very close to ground, at about 1-2 km. From lidar measurements, we know that there were low clouds at altitudes compatible with the estimated source location at the time of many events. The source altitudes can be used as input parameter for the REAM simulation to start a campaign to compare our experimental results with TGF models. The rate of TGF-like events per year is very low, less than 2 events per year. To increase the statistics, a modification to the read-out logic to give priority to events which contain long signals was implemented ans is under test.

How to cite: Colalillo, R. and Dwyer, J. and the Pierre Auger Collaboration: The hidden power of lightning: studying the most explosive events in thunderstorms with the world’s largest cosmic-ray observatory, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12119, https://doi.org/10.5194/egusphere-egu22-12119, 2022.

EGU22-12378 | Presentations | NH1.5

Gamma-Flash: an Experiment to Detect Radiation and Particles in Thunderstorms 

Alessandro Ursi and the Gamma-Flash Team

Gamma-Flash is an Italian program devoted to the investigation of radiation and particles produced during lightning and thunderstorms. The project is funded by the Italian Space Agency (ASI) and led by the National Institute for Astrophysics (INAF), with the collaboration of numerous institutions and universities. The aim of the project is the study and development of an innovative gamma-ray and neutron detector, and correlative instruments, to be placed onground, at the Climatic Observatory "O. Vittori" on Mt. Cimone (2165 m a.s.l., Northern-Central Italy). In a second phase, the program foresees the development of another payload, to be placed on aircraft for observations of thunderstorms in the air. Gamma-Flash is designed to detect both short-duration transients, such as terrestrial gamma-ray flashes (TGFs), as well as longer-lasting gamma-ray emissions, such as gamma-ray glows, and associated high-energy particle emissions. Main targets of the program are the study of high-energy emissions in thunderstorms, which can have substantial impact in many fields, such as local/global climate change, environmental studies, and atmospheric plasma physics. In addition, the experiment is aimed at the estimate of the susceptibility of electronic systems and devices to TGF-induced ionizing radiation and particles. The investigation of thunderstorm-related high-energy emissions will be supported by a continuous monitoring of the correlated atmospheric scenario, by means of meteorological data analysis on a local scale. The Gamma-Flash group shares cutting-edge expertise in the field of atmospheric physics, high-energy particle and radiation instruments, radiation damage, data analysis, and simulations, taking advantage of more than ten years experience of the ASI AGILE satellite in the field of TGF studies. Gamma-Flash is currently in its design and development phase. The ground-based detector is on its way to the final implementation it will be operative starting from spring 2022. We present an overall description of the Gamma-Flash program, of its detectors, payload, and system design, and of its main scientific objectives.

How to cite: Ursi, A. and the Gamma-Flash Team: Gamma-Flash: an Experiment to Detect Radiation and Particles in Thunderstorms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12378, https://doi.org/10.5194/egusphere-egu22-12378, 2022.

EGU22-2641 | Presentations | NH1.6

Investigating the relationships among vegetation characters, saturated hydraulic conductivity and surface morphology at catchment scale by integrating new field data and morphometric analysis 

Lorenzo Marzini, Enrico D'Addario, Michele Pio Papasidero, Michele Amaddii, Leonardo Disperati, and Francesco Chianucci

Shallow landslides susceptibility assessment by physically based methods relies on the parametrization of both hydraulic and geotechnical properties of soils, which in turn depend on the conditions of root structures and vegetation cover. Vegetation roots contribute to the shear strength of soils, but their quantitative contribution is currently uncertain. Saturated hydraulic conductivity (Ks) is also relevant for slope stability as it influences infiltration rates and runoff. While the literature clearly shows the dependence of Ks on soil texture, there is a general understatement of the role of root structures on this parameter. Moreover, the distribution patterns of vegetation follow relations with surface morphologies which are not fully understood and therefore, are worthy of further investigations. For these reasons, this work focuses on the quantitative assessment of the influence of vegetation on shear strength for shallow landsliding and the investigation of the relationships between vegetation characters, saturated hydraulic conductivity and topographic parameters. Study areas affected by shallow landslides are chosen in the Garfagnana and Alpi Apuane regions (Northern Apennines, Italy), as well as in the Mt. Amiata volcano area (Southern Tuscany, Italy), where field measurements of below-ground vegetation (Root Area Ratio - RAR), above-ground vegetation (Leaf Area Index - LAI and vegetation load) and Ks are acquired inside, in the neighbour and far from shallow landslide sites. To this aim, a multi-temporal landslide inventory is already available for the study area. Below-ground data are collected in trench profiles, while above-ground data are acquired by using a digital relascope as well as implementing vegetation cover photography methods. Measurements of Ks are carried out by means of both constant and falling head approaches. The morphometric analysis is performed by using some morphometric variables (eg. slope and hillslope curvatures) derived from a digital elevation model with cell size of 10 m. Morphometric clustering of these variables allows us to extract a set of land units where the distribution of vegetation characters and Ks are assessed. First results show that: a) root reinforcement to soil in terms of root-related cohesion plays a relevant role within the soil depths involved in shallow landslides; b) the weight of above-ground vegetation plays a “mild” negative role on slope stability; c) Ks is correlated with both RAR and soil depth, suggesting possible criteria for the straightforward parametrization of input parameters.

How to cite: Marzini, L., D'Addario, E., Papasidero, M. P., Amaddii, M., Disperati, L., and Chianucci, F.: Investigating the relationships among vegetation characters, saturated hydraulic conductivity and surface morphology at catchment scale by integrating new field data and morphometric analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2641, https://doi.org/10.5194/egusphere-egu22-2641, 2022.

EGU22-2953 | Presentations | NH1.6 | Highlight

Changes in pasture productivity may affect potential soil erosion under climate change. The case study of Mera watershed. 

Daniele Bocchiola, Francesca Casale, and Leonardo Stucchi

The Mera River watershed in the Rhaetian Alps, between Italy and Switzerland, is subject to distributed erosion, and soil degradation, affecting slope stability, and sediment transport in the river. In the future under climate change, erosion is projected to increase especially in winter, as due to larger rainfall share, and smaller snow accumulation. It is therefore necessary to develop best practices for the maintenance of slopes, such as terracing, to reduce erosion and soil loss in the area. We present the results of the recent GE.RI.KO Mera Interreg, and IPCC MOUPA projects.

We first calibrate a hydrological model Poli-Hydro in the study area during 2010-2019, against discharge data, and snow cover area from satellite. Then a Dynamic-RUSLE (D-RUSLE) model is used to simulate spatially distributed soil erosion. The model considers snow melt/accumulation, and the year round dynamics of vegetation. Potential soil erosion is validated against sediment transport data taken in a sample station in the Mera River.

The dynamics of snow cover is simulated using Poli-Hydro, while the C-factor of land cover is corrected using NDVI (Normalized Difference Vegetation Index) from satellite images, accounting for variable vegetation stages, and larger leaf cover (LAI) in summer. The C-factor is further corrected for pasture areas, using productivity data as calculated using the Poli-Pasture model, mimicking pasture growth and biomass productivity. We considered two index species for high/low altitudes, and inter-specific competition.

We then project future scenarios of climate change, and impacts thereby. Six GCMs and four SSPs of the IPCC AR6 are used, to develop 24 climate change scenarios for precipitation and temperature. We also consider changes in CO2 concentration, and temperature increase, upon land cover, through variation of timberline and growing season. Based upon our results, conservative practices may be devised, to help improvement of pasture productivity, and reduce soil erosion.

How to cite: Bocchiola, D., Casale, F., and Stucchi, L.: Changes in pasture productivity may affect potential soil erosion under climate change. The case study of Mera watershed., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2953, https://doi.org/10.5194/egusphere-egu22-2953, 2022.

EGU22-4236 | Presentations | NH1.6 | Highlight

Biopolymer soil stabilization as protection from slope erosion and shallow sliding 

Josif Josifovski and Aleksandra Nikolovska Atanasovska

Climate change has a significant impact on slope stability through atmospheric perturbations, water infiltration and soil erosion, which is often accompanied by local or shallow sliding of the slopes. Usually, the erosion is not seen as a stability-treating occurrence, but with time it can develop to a reduction of the shear soil strength and raise in the pore water pressure that can disturb the slope stability.

In order to overcome these problems, it is necessary to introduce techniques for surface stabilization of soil slopes that increase erosion resistance and reduce surface water infiltration. Moreover, they have to be environmentally friendly, thus recommendations refer to the application of natural polymer compounds that do not pollute the environment, and at the same time represent an effective and economical measure for slope stabilization. Very often, as an additional measure in the application of these biopolymer solutions on the surfaces of the slopes, at the same time, the application of seeds from low and medium vegetation is performed. In the first months, the biopolymers form a bond between the solid soil particles, which increases the erosion resistance and reduces the ability to infiltrate and absorb surface water. In parallel, the biopolymer helps and accelerates the growth of vegetation to ensure long-term erosion and slope stability.

The aim of the presented study was to investigate the effects of the xanthan gum as a compound and to develop an original biopolymer solution which will be later tested. The testing methodology was organized in two phases: laboratory tests on natural and biopolymer treated soil in the first phase, and experimental testing of biopolymer treated slope in the second phase.

In the first phase, the classification and strength parameters of treated and untreated soil were determined through standard laboratory tests. The tests were performed on specimens with various percentages of the xanthan gum additive, moreover, specimens were tested on days 1, 7, and 14 to examine the curing effects. From the results, it was observed that Xanthan gum has significantly increased the strength of the soil, up to 50% after the 14 days of curing time.

In the second phase, the erosion of treated and untreated soil was experimentally tested on the 1:1.5 slope during a rainfall of 10 liters per hour which was simulated for 180 minutes. The obtained results were better than expected showing a significant erosion resistance on the treated slope. During the 180 minutes of rainfall on the treated slope, there was no eroded soil registered. The Xanthan gum binder with a content of 1.0% filling the pores was able to limit the water infiltration into the soil, which improves interparticle cohesion and shows increased erosion resistance. In contrast, the amount of eroded soil on the untreated slope with an area of 1.0m2 was about 1900gr or soil erosion of 9.5%.

Finally, from the study can be concluded that the proposed biopolymer is a natural-based solution for erosion control which has major potential because they represent efficient, economic and environmentally sustainable engineering solutions.

How to cite: Josifovski, J. and Nikolovska Atanasovska, A.: Biopolymer soil stabilization as protection from slope erosion and shallow sliding, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4236, https://doi.org/10.5194/egusphere-egu22-4236, 2022.

EGU22-4499 | Presentations | NH1.6 | Highlight

Systematic comparison of definitions and aims between Soil and Water Bioengineering (SWB) and Nature-Based Solutions (NBS) 

Federico Preti, Vittoria Capobianco, and Paola Sangalli

Soil and Water Bioengineering (SWB) is a discipline established in the second half of XX century, finding its roots in ancient practices, which implies the use of vegetation and natural materials for natural hazards mitigation and ecosystem restoration. Nature-based solutions (NBS) is a recent collective term for solutions supported and/or inspired by nature to address climate-related challenges.

Although NBS cover a wide range of approaches based or inspired by natural processes and have many objectives in common with SWB, almost no attempts have been done so far to find overlaps and differences, which is needed especially when definitions are linked to legislations and funding mechanisms.

We present the results of a systematic comparison of NBS definitions, and other terminologies that fall under the NBS concept, with the definition of SWB. First, we identified applications that are related to the NBS umbrella concept, with their relative definitions, with a special focus on flood risk mitigation, ecosystem restoration, landslide and erosion mitigation. The applications analysed include: Watershed Management or hydraulic-forestry arrangements (WM), Nature-based Solutions (NBS), Green/blue Infrastructure (GI), Urban Forestry (UF), Ecological Engineering (EE), as well as Ecosystem-based Disaster Risk Reduction (Eco-DRR).

Secondly, a comparison matrix was proposed and developed. The matrix was developed by comparing the main aspects of SWB practice with the aims of the other NBS-related applications.

The structure of the matrix was the following:

  • each row represents each of the 3 main aspects of SWB practices: namely "main aims", "fields of application" and "other objectives";
  • the matrix columns designate all the other NBS-related terminologies, named above.

The three main aspects of the SWB discipline cover the following:

  • main aims: the four main objectives of SWB; namely: technical, ecological, landscape and socio-economic objectives.
  • fields of application: main domains of applications and fields of interventions;
  • other objectives: the multi-purpose functions exerted by SWB.

Excerpts from relevant peer-review and grey literature on NBS were included in the matrix to cross-check the 3 main aspects of the SWB practice. We observed that SWB approaches have at least 2 "aims" in common with all the terms, particularly that all 3 main aspects are covered by the NBS definitions. In terms of "fields of application", the highest number of similarities are found between SWB and EE, and, to a smaller extent, WM, GBI and Eco-DRR.

In this work we conclude that SWB discipline can be recognized as a concept falling under the NBS unifying concept to prioritise nature to integrate climate change adaptation, mitigation and disaster reduction efforts. SWB overlaps and, in some cases, compliments many NBS-related terminologies. Thus, SWB can and should be recognized as having always been an NBS.

How to cite: Preti, F., Capobianco, V., and Sangalli, P.: Systematic comparison of definitions and aims between Soil and Water Bioengineering (SWB) and Nature-Based Solutions (NBS), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4499, https://doi.org/10.5194/egusphere-egu22-4499, 2022.

EGU22-4768 | Presentations | NH1.6 | Highlight

The implementation and effectiveness of vegetative barriers to regulate fluxes of runoff and sediment in open agricultural landscapes (Flanders, Belgium) 

Alexia Stokes, Maarten De Boever, Jonas Bodyn, Saskia Buysens, Liesbet Rosseel, Sarah Deprez, Charles Bielders, Aurore Degré, and Amaury Frankl

Abstract:

Vegetative barriers are narrow strips of plants or plant residues that are increasingly being used as measures to reduce the connectivity of catchments in terms of water and sediment fluxes (Frankl et al., 2021a). They can mostly be found at plot edges where they do not hinder farming activities too much. Their principal function is to reduce sediment export from cropland and thus mitigate negative off-site effects of erosion (e.g. muddy floods, pollution of rivers). Being implemented in concentrated flow zones where ephemeral gullying is recurrent, they also prevent their development (Frankl et al., 2018). Although vegetative barriers are increasingly being implemented in open agricultural areas, little information is available on the effectiveness of vegetation barriers at buffering the flows of water and sediment. Here, we focus on vegetative barriers that are widely implemented in Flanders (Belgium) and which are made of straw bales, wood chips or bales of coconut fibre. Based on three simulated runoff experiments performed in the field, we calculated the hydraulic roughness and sediment deposition ratio. Our experiments show that the barriers made of coconut-fibre bales performed markedly better than those of straw bales or wood chips (Frankl et al., 2021b). However, as vegetative barriers have to be renewed every few years because of the decomposition of organic material, barriers made of locally available materials are more sustainable as a nature-based solution to erosion. We conclude that the vegetative barriers are an effective way of mitigating the negative effects of soil erosion. While barriers made of coconut-fibre bales are superior in their regulation of flows of runoff and sediment, barriers made of locally sourced materials are more sustainable.

 

Keywords: agriculture, erosion control, hydrological connectivity, runoff, sediment

 

References:

Frankl, et al. (2021a) Gully prevention and control: Techniques, failures and effectiveness. Earth Surf. Process. Landforms: 46: 220– 238. https://doi.org/10.1002/esp.5033.

Frankl, A., et al. (2021b). Report on the effectiveness of vegetative barriers to regulate simulated fluxes of runoff and sediment in open agricultural landscapes (Flanders, Belgium). Land Degrad. Dev. 32: 4445– 4449. https://doi.org/10.1002/ldr.4048

Frankl, A. et al. (2018). The success of recent land management efforts to reduce soil erosion in northern France. Geomorphology 303: 84–93. doi:10.1016/j.geomorph.2017.11.018

 

How to cite: Stokes, A., De Boever, M., Bodyn, J., Buysens, S., Rosseel, L., Deprez, S., Bielders, C., Degré, A., and Frankl, A.: The implementation and effectiveness of vegetative barriers to regulate fluxes of runoff and sediment in open agricultural landscapes (Flanders, Belgium), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4768, https://doi.org/10.5194/egusphere-egu22-4768, 2022.

EGU22-7386 | Presentations | NH1.6

Developing Novel Geophysical Tools to Investigate Urban Vegetated Soil Moisture Dynamics 

Narryn Thaman, Ross Stirling, and Jonathan E. Chambers

Vegetation is an important tool for managing urban surface water and shallow geotechnical assets. However, root water uptake driven changes in slope hydrology (soil water content, matric suction, and hydraulic conductivity) are poorly understood in heterogeneous soils and under extreme climatic conditions. Slope stability is affected by intrinsic factors, including geometry, soil properties, groundwater and vegetation driven matric suction. Field evidence indicates that engineered slopes are susceptible to hydrometeorological slope instability mechanisms and that these pose a potential failure hazard to asset operation and public safety. The UK hosts 15,800 km of railway network and 7100 km of strategic road network, accounting for 49,000 slopes. This is a significant portfolio of slopes that must be managed and maintained at considerable expense.

To better understand the influence of vegetation on soil water dynamics in geotechnical infrastructure, Electrical Resistivity Tomography (ERT) is being used. ERT is a non-invasive tool for measuring and imaging subsurface soil moisture dynamics volumetrically. ERT can be used to quantitatively establish how the presence of roots influences transient soil moisture content and suction to assess the effectiveness of vegetation in managing slope hydrology and excess surface water issues in the built environment. This research aims to use 4-D ERT to determine the impact of vegetation on the hydrological behaviour of a high plasticity clay derived sub-soil used in the construction of infrastructure slopes in the southern half of the UK. Laboratory-scale experiments are underway at the UK National Green Infrastructure Facility, Newcastle, using a controlled environment chamber. A suite of soil columns is planted with vegetation, False Oat Grass (Arrhenatherum elatius) and Common Bent (Agrostis capillaris) and feature a 3D ERT electrode array and point sensors for measurement of volumetric water content, matric suction, and electrical conductivity throughout the profile. Through frequent imaging of soil-water-plant interactions and correlation with destructive root architecture imaging, this research aims to highlight how these relationships change over time and respond to extreme weather conditions (drought/inundation) to better predict, manage, and mitigate the occurrence of slope failure. Furthermore, the work aims to improve understanding of vegetation-driven soil moisture movement in the near-surface to better assess seasonal and longer-term slope stability to inform asset management strategies.

How to cite: Thaman, N., Stirling, R., and Chambers, J. E.: Developing Novel Geophysical Tools to Investigate Urban Vegetated Soil Moisture Dynamics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7386, https://doi.org/10.5194/egusphere-egu22-7386, 2022.

EGU22-7965 | Presentations | NH1.6

Modelling the effects of NBS adoption in mitigating soil losses of a land reclamation area in the Massaciuccoli lake catchment (Central Italy) 

Antonio Pignalosa, Nicola Silvestri, Francesco Pugliese, Carlo Gerundo, Alfonso Corniello, Nicola Del Seppia, Massimo Lucchesi, Nicola Coscini, and Francesco De Paola

Many types of Nature-Based Solutions (NBSs) have been applied worldwide to mitigate impacts of hydro-meteorological hazards produced by anthropic activities such as grazing and agriculture. Among them, vegetated buffer strips (VBSs) and winter cover crops (WCCs) are suitable solutions for reducing runoff and soil erosion rates from cultivated fields. However, their mitigating effects depends largely on local conditions such as morphology and soil nature.

This study investigated these aspects by modelling the NBS effects on soil and water dynamics in two test sites located within the Massaciuccoli agricultural plain (Vecchiano, Pisa, Central Italy) and characterised by different soil types (peaty and silty soils). The SWAT+ model has been chosen to simulate hydraulic and hydrological phenomena using high-resolution data such as digital terrain models (DTMs) from close-range photogrammetry, detailed land cover mapping, actual crop rotations, and detailed calendars of agronomic operations. We considered two types of NBSs: i) 3 m wide VBSs planted along both sides of field ditches, covering about 10% of the agricultural land, and ii) WCCs sowed after harvesting summer cash crops. Both NBSs exert their action on 30% of the experimental area. The mitigating effect was tested by comparing simulation results from NBS and control (conventional agriculture) scenarios under ongoing climatic conditions and future climate changes.

Results indicated that VBSs and WCCs showed different capabilities to reduce runoff and sediment losses, and the adoption of both can enhance the mitigation effect significantly. NBSs resulted effective also in completely flat areas since slight topographic irregularities can cause local preferential flows resulting in high runoff rate and sediment losses. Furthermore, it is demonstrated how the soil variability in texture and organic matter content can affect the amount of runoff and sediment loss on a local scale. Consequently, the mitigating effects of NBS can be closely driven by the soil nature and heterogeneity. This influence is even more significant under extreme climatic conditions such as higher temperatures and more aggressive rainfall events. In these cases, NBSs can play an essential role in mitigating runoff and soil erosion phenomena on fine-textured mineral soils. In contrast, they lose much of their effectiveness on peat soils.

How to cite: Pignalosa, A., Silvestri, N., Pugliese, F., Gerundo, C., Corniello, A., Del Seppia, N., Lucchesi, M., Coscini, N., and De Paola, F.: Modelling the effects of NBS adoption in mitigating soil losses of a land reclamation area in the Massaciuccoli lake catchment (Central Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7965, https://doi.org/10.5194/egusphere-egu22-7965, 2022.

EGU22-8523 | Presentations | NH1.6

Stress path effects on the shearing behaviour of root-reinforced soils 

Anthony Leung and Ali Akbar Karimzadeh

Plant roots increase soil shear strength. The increase primarily depends on the relative direction of the root orientation and the principal strains/stresses of the rooted soils. Most of the published work focused on the direct-shear behaviour of rooted soil, of which both the magnitude and direction of the principal stresses could not be controlled nor measured. Indeed, in the scenario of slopes, the stress path experienced by direct-shear soil samples and the associated shear strength parameters (e.g. cohesion and friction angle) derived are only relevant to the soil elements that are sheared in the direction parallel to the slope. The shearing behaviour of rooted soil following other stress paths, such as triaxial compression (near slope crest) and triaxial extension (near slope toe), have rarely been investigated. In this study, we conduct a comprehensive laboratory test campaign to study the effects of stress paths on the shearing behaviour including stress-strain (hardening and softening) on coarse-grained soils reinforced by the roots of vetiver grass (Chrysopogon zizanioides). Root-reinforced soil samples prepared to different root volume ratios (RVR; defined as the ratio of total root volume to total specimen volume) were subjected to undrained triaxial compression and extension stress paths at different confining stresses. We will present key experimental evidence to demonstrate how the different stress paths and RVRs affect the stress–strain behaviour of the soil. We will also present the effects of stress path on cohesion and friction angle and discuss the strength anisotropy of the rooted soils. The new test results will shed light on the selection of plants of desirable root architecture at different slope locations (i.e. crest, mid-slope, toe) to maximise the root reinforcement effects to shallow soils.

How to cite: Leung, A. and Karimzadeh, A. A.: Stress path effects on the shearing behaviour of root-reinforced soils, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8523, https://doi.org/10.5194/egusphere-egu22-8523, 2022.

EGU22-9004 | Presentations | NH1.6

Do Vegetation Root Systems Affect Landslide Mobility? A Flume Experiment 

Rozaqqa Noviandi, Takashi Gomi, Roy C. Sidle, Rasis P. Ritonga, and Yuko Hasunuma

Landslides are common natural hazards that greatly impact lives and property worldwide. The magnitude of landslide impacts depends strongly on how far landslide sediments travel, widely known as landslide mobility. Numerous studies showed that landslide mobility is complex, but largely affected by initial water content during landslide initiation. Here, water acts as a medium that carries the collapsed landslide mass downslope. Vegetation root systems may alter the initial water content by modifying the flow path within the soil. The mechanical reinforcement of root systems may also limit the spatial propagation of the landslide mass. Thus, vegetation root systems may exert significant effects on landslide mobility. Nevertheless, effects of root systems on landslide mobility have rarely been discussed in landslide studies. The objective of this study is to evaluate the effect of rooting systems on landslide mobility.

A flume constructed at a 1:70 scale was used to evaluate the effect of root systems on landslide mobility. The flume consisted of two segments representing landslide initiation (120 cm long, 35° inclination) and deposition (150 cm long, 35° inclination). All segments were 80 cm wide, 15 cm high, and constructed with 1-cm thick acrylic material. Sand (density=1.4 g/cm3, D50=0.23 mm) was placed in the initiation segment to a depth of 10 cm. For conditions with vegetation (V), we grew pea (Pisum sativum L.) bean sprouts in the sand to simulate the root system. Sprouts were grown at 3 cm intervals for two weeks to simulate the root system on 2200 stem/ha of Japanese cedar forest. To initiate landslides, 90 mm/h of rainfall was applied via nozzles installed at 2 m above the flume. Timing of landslide initiation was then measured. Water content was also measured by TDR sensors installed at 3 and 7 cm depths below the soil surface. The L/H ratio was estimated based on total travel distance and total descent height of the landslide mass.

Vegetated conditions (V; n=3) were more stable than non-vegetated conditions (NV; n=3). Indeed, landslides initiated at 889-959 s (SD=41 s) on V, while on NV was 510-519 s (SD=5 s). Mean volumetric water content during landslide initiation was 0.2-0.22 (SD=0.01) on V, while on NV was 0.16-0.2 (SD=0.02). Because V had higher water content than NV, V was 1.2-1.4 times more mobile than NV. The L/H was 2.2-2.4 (SD=0.09) on V, while on NV it was 1.7-1.8 (SD=0.06). In general, vegetation root systems maintain slope stability by adding more cohesion to soils. Due to this reinforcement, greater gravitational forces and pore water pressure are needed to destabilize the slope. This consequently elevates the threshold of water content for landslide initiation. Since water content greatly influences mobility, wetter conditions enhance the mobility of the collapsed landslide mass. Our findings concur with previous studies that root reinforcement can mitigate slope instability. However, we highlight that such reinforcement can also enhance the mobility, which may elevate the potential impacts of landslides. We further investigate the effect of various stem densities on landslide mobility.

How to cite: Noviandi, R., Gomi, T., Sidle, R. C., Ritonga, R. P., and Hasunuma, Y.: Do Vegetation Root Systems Affect Landslide Mobility? A Flume Experiment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9004, https://doi.org/10.5194/egusphere-egu22-9004, 2022.

EGU22-9254 | Presentations | NH1.6

Roots mechanical effects on hydraulic riverbanks erosion and on shallow landslides: tools for the protection forest management along channels 

Marceline Vuaridel, Massimiliano Schwarz, Virginia Ruiz-Villanueva, Paolo Perona, and Denis Cohen

Bern University of Applied Sciences, School of Agricultural, Forest and Food Sciences, COSCI, Hydraulic Platform LCH, Institute of Civil Engineering, EPFL-ENAC, Lausanne, CH and University of Lausanne, Institute of Earth Surface Dynamics (marceline.vuaridel@unil.ch)

Floods and intense surface runoff are recurring hazards known for triggering erosion processes at the channel and the catchment slope scales, respectively. Whilst the firsts determine the removal of streambank material, also referred to as hydraulic streambank erosion (e.g., Ruiz-Villanueva et al., 2014), the seconds are typically responsible for destabilizing shallow landslides. Both processes are exacerbated by extreme precipitation events, and can cause important damages to forests, agriculture, civil structures, and settlements through the loss of land masses. Moreover, streambank erosion and shallow landslides can be responsible for the recruitment of large wood (LW), whose transport during floods may strongly impacts on downstream infrastructures of urbanized areas (e.g Ruiz-Villanueva et al., 2014).

Via augmented mechanical stabilization, plant roots may significantly decrease the susceptibility of riverbanks to hydraulic erosion as well as shallow landslides. Under certain conditions, plant roots can be considered an alternative protection against such processes with respect to other civil engineering measures (Stokes et al., 2014). However, root reinforcement effectiveness depends on many factors such as roots density, soil properties, and soil thickness (Cohen and Schwarz, 2017), which implies that some vegetated areas have a more significant effect than others. Most available models ignore the contribution of plant roots with acceptable spatial resolution.

In this work, we present BankforNET and SlideforNET, two physically-based modelling tools, which have been developed to take the different stabilizing effects of soil reinforcement mechanism by plant roots into account. This is important for proper modeling of bank erosion and landslides processes during extreme events, and to optimize forest protection strategies. BankforNET is a one-dimensional, probabilistic model which simulates expected hydraulic streambank erosion by considering channel morphology, bank sediment material, vegetation roots, and a certain discharge scenario. The SlideforNET is a probabilistic model based on the 3D analysis of slope stability and takes the lateral and basal root reinforcement into account. Ultimately, it gives an estimation of the degree of protection of a forest against landslides.

These tools are currently being tested in a catchment of 29 km2 in NW Switzerland for the priorisation of protective forests against risks related to LW transport during floods. Based on the model results, the possible silvicultural measures are defined considering quantitative criteria such as the risk mitigation effect of the forest stands, or their risk increment due to LW recruitment and transport. This study is an example of how quantitative tools can be use by decision makers to priories the role of protection forest in a catchment and to support the definition of silvicultural measure to mitigate the risks due to LW transport.

How to cite: Vuaridel, M., Schwarz, M., Ruiz-Villanueva, V., Perona, P., and Cohen, D.: Roots mechanical effects on hydraulic riverbanks erosion and on shallow landslides: tools for the protection forest management along channels, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9254, https://doi.org/10.5194/egusphere-egu22-9254, 2022.

The Swedish Civil Contingencies Agency, the Swedish Geotechnical Institute, the Swedish Road Administration and the Swedish University of Agriculture have together been involved a project named “Vegetation as a mean for slope stabilisation”. The aim of the project was to introduce soil-bioengineering methods in Sweden through demonstration projects and to obtain experiences regarding the function and effect of plants on slope stability within Swedish conditions.

In three selected areas, the plant- and soil conditions were studied, with tests commencing in the spring of 2004 and in the beginning of 2005, respectively. The project ended in 2007 in a report containing recommendations, based on the experiences from the project, for the continued use of soil bioengineering methods.

In the test site Bispgården, a new road was built in 2004 through a gully area. The soil consists of highly erodible silt and sand material. Hedge- and brushlayers with grass seeding were selected to protect the soil from erosion in one slope. Equipment for measurements of pore pressure and precipitation were installed in the summer of 2004. Studies of the plant conditions were conducted several times during the first two years of the project.

In the test site Bydalen, a reconstruction of a country road was conducted in 2005, as the road was plagued with annually recurring erosion along it’s existing silty-till slopes. These slopes were to be restabilised during reconstruction. All together nine existing slopes were stabilised in early 2005 by different soil bioengineering methods proposed by the project group. The group analysed the function of the plants together with automated recordings of precipitation.

In the test site Näsåker, steep slopes of a country road were repaired in 2005-2008, due to continuing erosion and landslides in the silty soil slopes along the existing road. The slopes were stabilised with soil bioengineering and soil nailing.

Different soil bioengineering methods have been used in some new production sites, following this demonstration project. The methods may also be implemented in future projects.

The results from the demonstration in project sites, will be described in this presentation.

How to cite: Ånäs, M.: Vegetation as a remedial measure against erosion and shallow landslides in steep soil slopes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9829, https://doi.org/10.5194/egusphere-egu22-9829, 2022.

EGU22-11679 | Presentations | NH1.6

Influence of the temporal dynamic of root reinforcement on the disposition of shallow landslides 

Massimiliano Schwarz, Denis Cohen, Filippo Giadrossich, Dominik May, Christine Moos, and Luuk Dorren

Root reinforcement is a variable factor that influences the disposition of shallow landslides over different time scales. Natural or anthropogenic forest disturbances, such as forest fires or clear cuts, may modify considerably the vegetation cover on a short time scale, with major consequences on several ecosystem services, including the mitigation of risks due to shallow landslides. After catastrophic forest disturbances, it is of primary importance for decision makers to assess how risks will change in order to evaluate the most appropriate protection measures. Therefore, the quantification of the effect of the temporal dynamic of root reinforcement is of fundamental importance to estimate the occurrence probability of shallow landslides.

Data on root distribution and pullout tests for spruce (Picea abies) and beech (Fagus silvatyca) trees are used to upscale the basal and lateral root reinforcement at the stand scale (Schwarz et al., 2012). The decay of root reinforcement is calculated based on data collected in a burnt (Vergani et al., 2017) and a clear-cut area (Vergani et al., 2016). The recovery of root reinforcement after disturbances is estimated considering the growing conditions of the stands (Flepp et al., 2021). The quantification of the dynamic of the forest stands and the derived root reinforcement at stand scale is based on the analysis of four Swiss National Forest Inventory (NFI 1-4). The estimated time-dependent variation of root reinforcement is implemented in the SlideforNET model (ecorisq.org) to calculate the occurrence probability of shallow landslide after disturbances.

The results show that the recovery of root reinforcement after disturbance is effective to reduce the hazards of shallow landslide only for a narrow range of disposition factors. Given a defined rainfall statistic, slope inclination is the factor that most influence the effectiveness of root reinforcement recovery, within a range of inclination variations of 4-8°. Further relevant factors are soil thickness and runoff contributing area.

The extended version of SlideforNET quantifies how effective is the recovery of root reinforcement in stabilizing shallow landslides after stand replacing forest disturbances. This information is fundamental to evaluate if additional temporal or permanent technical measures are needed to keep an acceptable level of risk after forest disturbances.

How to cite: Schwarz, M., Cohen, D., Giadrossich, F., May, D., Moos, C., and Dorren, L.: Influence of the temporal dynamic of root reinforcement on the disposition of shallow landslides, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11679, https://doi.org/10.5194/egusphere-egu22-11679, 2022.

EGU22-12425 | Presentations | NH1.6

Observations of root growth in stratified soils at the microscopic scale: Insights from micro-computed tomography 

Sadegh Nadimi, Nina Kemp, Vasileios Angelidakis, and Saimir Luli

Enhancing the overall resilience of vegetated slopes against shallow mass movement can be achieved by better understanding soil-root interaction.  To predict the behaviour of vegetated slopes during design, parameters representing the root system structure, such as root distribution, length, orientation and diameter, should be considered in slope stability models. Microscale quantifications of how root growth influences soil characteristics, able to inform computational models, are scarce in the literature, especially for stratified soils. This study quantifies the relationship between soil physical characteristics and root growth, emphasising particularly on (1) how roots influence the physical architecture of the surrounding soil structure and (2) how soil structure influences root growth. A systematic experimental study is carried out using high-resolution X-ray micro-computed tomography (µCT) to observe the root behaviour in layered soil. In total, 2 samples are scanned over 15 days of growth, enabling the acquisition of 10 sets of images. A machine learning algorithm for image segmentation is trained to act at 3 different training percentages, resulting in the processing of 30 sets of images, with the outcomes prompting a discussion on the size of the training data set. An automated in-house image processing algorithm is developed to provide values of void ratio and root volume ratio for Regions of Interest at varying distance from the root. This work investigates the effect of stratigraphy on root growth, along with the effect of image-segmentation parameters on soil constitutive properties.

How to cite: Nadimi, S., Kemp, N., Angelidakis, V., and Luli, S.: Observations of root growth in stratified soils at the microscopic scale: Insights from micro-computed tomography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12425, https://doi.org/10.5194/egusphere-egu22-12425, 2022.

EGU22-12479 | Presentations | NH1.6

Large-scale triaxial tests of vegetated soil at low confining stresses 

Alessandro Fraccica, Enrique Romero, and Thierry Fourcaud

The focus of geotechnical researchers and practitioners has recently been on the impact of vegetation on the mechanical behaviour of the soil as nature-based techniques against erosion and landslides. Although numerous laboratory studies have already been produced on this subject, there seems to be a lack of discussion on the significance of the results in relation to the representative elementary volume (REV) used. An excessive or scarce root/soil ratio can result in over- or underestimation of the strength of the soil specimen tested, respectively. In addition, a root/soil ratio very different from that which the plants have in-situ would risk making the laboratory results difficult to upscale to the slope or catchment level. To this end, the aim of this study is to present triaxial compression tests of large vegetated soil specimens (h = 400 mm Φ = 200 mm).

Silty sand was used and statically compacted at a dry density ρd = 1.60 Mg/m3 and at a water content w = 15%. Samples were then thoroughly poured with water up to a high degree of saturation (Sr ≈ 0.95). Eight of them were seeded with Cynodon dactilon, maintaining fixed seeding spacing and density. Samples were irrigated for eight months to induce sprouting and root growth: during this period, matric suction was monitored. The same procedure was followed to prepare ten fallow specimens.

Prior to testing, samples were sealed and left in the darkness in a temperature/relative humidity-controlled room for 24 hours, to equalise the desired value of initial suction. An isotropic consolidation stress between 10 and 50 kPa was imposed prior to shearing at a vertical displacement rate of 0.016 mm/min. Matric suction was measured by a tensiometer and the water content was checked at the beginning and at the end of each test. Finally, soil samples were washed to retrieve the entire root architecture, to assess root volume and tensile strength. The resulting values of the root volume ratio of Cynodon dactilon were in good agreement with those observed in-situ in literature studies.

Generally, the higher the initial soil matric suction, the higher the strength observed in the tests, with vegetated soil systematically showing greater strength than the bare one at similar hydro-mechanical states. In fact, at low values of suction, additional resistance in vegetated soil was observed once reaching large shear deformations, whereas, in drier soils, root reinforcement was activated at smaller strains. Indeed, soil hydraulic state affected the root failure mechanism. In nearly saturated soil, the roots subjected to shearing/tension are free to stretch and slip whereas in slightly saturated soil they are firmly bonded within the matrix and so they experience a more immediate breakage.  

Despite the root reinforcement, the vegetated samples exhibited larger volume deformations upon shearing, due to the changes generated by root growth on soil fabric (fissures).

A shear strength criterion for partially saturated soils was used to interpret successfully the results, considering suction, degree of saturation, and soil microstructure. Roots predominantly increased the apparent cohesion of the soil, with minor changes on the friction angle.

How to cite: Fraccica, A., Romero, E., and Fourcaud, T.: Large-scale triaxial tests of vegetated soil at low confining stresses, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12479, https://doi.org/10.5194/egusphere-egu22-12479, 2022.

EGU22-12708 | Presentations | NH1.6

Shear strength of unsaturated soils artificially vegetated in a field test site 

Sabatino Cuomo, Mariagiovanna Moscariello, and Vito Foresta

The effect of a long-root grass on the shear strength response of a partially saturated pyroclastic soil was investigated through a field and laboratory experimental program. Field measurements of soil water content, suction, temperature, and laboratory tests aimed to estimate the shear strength of differently rooted soils were performed. The experimental investigation was carried out on a test site located in Nocera Inferiore, (Campania region, Italy), a few kilometers far from sites of past catastrophic flow-like landslides. The experimental program was carried out on three species of Perennial graminae grass species, characterized by fine and fasciculate long roots.  

In the field, soil temperature, pH, humidity, and suction were monitored from seeding. The trends were compared with those of air temperature and humidity. Moreover, soil suction and water content trends were related to daily rainfall.

Undisturbed pyroclastic soil specimens containing roots of perennial graminae grass species were collected after 5 months from seeding and tested at natural water content in standard and suction controlled direct shear equipment. The specimens exhibited different Root Volume ratio (RV) and suction. The shear envelopes were extrapolated using Bishop formulation of effective stress, which allows to consistently consider the partially saturated condition of the soils. The experimental results outlined that the shear strength envelope of vegetated specimens moves upwards in the τ-σ’ space, but also rotates counterclockwise. In general, the cohesion intercept increases, while the effective frictional angle reduces. Moreover, the RV influence on the magnitude of friction angle and cohesion has been assessed. Densely vegetated soils undergo larger modifications of the shear strength envelop than poorly vegetate specimens.   

The authors would like to acknowledge Prati Armati S.r.l. that provided the grass species used for the tests.

How to cite: Cuomo, S., Moscariello, M., and Foresta, V.: Shear strength of unsaturated soils artificially vegetated in a field test site, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12708, https://doi.org/10.5194/egusphere-egu22-12708, 2022.

EGU22-12986 | Presentations | NH1.6

Revealing the liquefaction mechanism and anisotropy behaviour of root-reinforced soils: an energy-based approach 

Ali Akbar Karimzadeh and Anthony Kwan Leung

Revealing the liquefaction mechanism and anisotropy behaviour of root-reinforced soils: an energy-based approach

 

Ali Akbar Karimzadeh, Anthony Kwan Leung

Department of Civil and Environmental Engineering, Hong Kong University of Science and Technology, Kowloon, Hong Kong SAR

 

Abstract:

Recent physical modelling work has demonstrated that plant roots provide seismic resistance to geotechnical infrastructure such as slopes and pipelines against liquefaction. Indeed, there is evidence from published triaxial data that the presence of roots increased the liquefaction resistance of soil and changed the liquefaction failure mode from limited flow failure to cyclic mobility, depending on the amount of cyclic stress ratio applied and the available root volume. However, effects of root orientation on soil anisotropy and energy dissipation during the process of liquefaction, have not been adequately addressed in the literature. In this presentation, we will present a new energy-based framework and its application to reinterpret a set of published triaxial data concerning on the undrained strain-controlled cyclic behaviour of root-reinforced soils. Based on the framework, the changes in the amount of dissipated energy required to reach the liquefaction criteria (i.e. 5% double-amplitude axial strain) of the soil due to the presence of roots of different volume ratio will be determined. We will use this energy term and the strain values at the compressive and extensive sides of a cyclic loading at the liquefaction state to explore how root orientations would affect the soil anisotropy. A new correlation between normalised cumulative dissipated energy (∑ΔW/σc, where σc is the effective confining pressure) and the cyclic resistance ratio at the cycle number of 15 (CRR15) will be established. We will also present the correlation between the ∑ΔW/σc with the normalised cumulative strain energy (∑4W/σc) which is representative to the the demand energy of an earthquake event. Finally, we will discuss any effects of the recycling and recovering of strain energy upon cyclic loading, and their importance in the energy interpretation to root-reinforced soils.

Keywords: Energy-based approach, Root-reinforced soil, Anisotropy, Liquefaction, Triaxial cyclic tests

How to cite: Karimzadeh, A. A. and Leung, A. K.: Revealing the liquefaction mechanism and anisotropy behaviour of root-reinforced soils: an energy-based approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12986, https://doi.org/10.5194/egusphere-egu22-12986, 2022.

EGU22-13252 | Presentations | NH1.6

Effect of vegetation roots on soil hydraulic and mechanical characteristics under rainfall 

Xu-Guang Gao, Ji-Peng Wang, Yi-Ran Tan, Jiong Zhang, and Bertrand François

Rainfall infiltration is the main inducing factor for the instability of unsaturated soil slopes, and root water uptake and reinforcement play an important role in preventing shallow landslide. In order to explore the influence of vegetation root on the soil hydraulic and mechanical properties under rainfall, a self-designed soil permeability coefficient measuring device considering the effects of vegetation was used to study the soil water characteristic curve (SWCC) and permeability coefficient of Festuca Arundinacea, Ophiopogon Japonicus, Ligustrum Vicaryi and bare soil under two different rainfall conditions (3.0mm/h and 5.0mm/h) were studied. Then, the direct shear tests of root-soil composite with different water contents and root contents were carried out. Finally, the slope stability under different rainfall and vegetation was simulated by GeoStudio. Results show that: root water uptake can effectively reduce soil water content and increase soil suction, and its influence range is about 2-3 times the length of the root system. Root water uptake can also significantly improve the soil water retention capacity. The air entry value of vegetation soil is larger than that of bare soil, and the permeability coefficient of vegetation soil is about one order of magnitude lower than that of bare soil. Among the three different types of vegetation, the effect of Festuca Arundinacea and Ophiopogon Japonicus on soil water content and suction is more significant than Ligustrum Vicaryi. Root reinforcement mainly increases the soil shear strength by improving the cohesion of the root-soil composite, but has little effect on the internal friction angle. The cohesion of the root-soil composite is affected by soil water content, root content and root distribution, which increases with the increase of root content, and decreases with the increase of water content. When the roots are vertically distributed, the cohesion of the root-soil composite is greater than when the roots are placed horizontally and inclined. Vegetation can effectively improve the stability of the shallow slope under various rainfall conditions, but has little effect on the stability of a deep slope. The safety factor of all three types of vegetated slopes is higher than that of bare soil slopes.

How to cite: Gao, X.-G., Wang, J.-P., Tan, Y.-R., Zhang, J., and François, B.: Effect of vegetation roots on soil hydraulic and mechanical characteristics under rainfall, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13252, https://doi.org/10.5194/egusphere-egu22-13252, 2022.

EGU22-13261 | Presentations | NH1.6

Quantifying the effect on shallow landslide activity of actual and potential poplar and pine stands in New Zealand hill country. 

Feiko van Zadelhoff, Massimiliano Schwarz, Denis Cohen, and Chris Philips

In New Zealand shallow landslides are a prominent contributor to soil erosion in unvegetated slopes (hill country) and to water quality degradation. Selective well-planned re-vegetation of steep slopes can reduce shallow landslide hazard with comparatively low economic consequences.

The main non-native planted tree species that contribute to slope stability are Poplar species (Populus sp.) and Pine (Pinus radiata). We will present field data quantifying the root distribution and root strength of poplar and pine trees from New Zealand. 4 poplar trees with a medium Diameter at Breast Height (DBH) of 0.48 m are included. Circular trenches have been dug at fixed distances from stem and the roots counted and their diameter measured systematically. 64 root pull-out tests over varying soil depth and root diameter provide calibration for lateral root reinforcement (Gehring et al., 2019; equation 3). The combination of root counts and root reinforcement calibration enables the parametrization of root reinforcement on a single tree scale. The Pinus radiata calibration is the adopted from Giandrossich et al., 2020 which applied a similar methodology.

Using the slope stability model SlideforMap, we assess and compare (re)vegetation scenarios and their effect on slope stability. In addition to a detailed inclusion of vegetation, SlideforMap takes local soil and hydrology into account in the parametrization. Scenarios without poplar/radiata stands, dispersed trees and plantations are run and compared under varying precipitation conditions.

We believe this approach enables regional decision makers to optimize tree planting to significantly reduce slope instability at minimal economic costs.

Literature:

Gehring, E., Conedera, M., Maringer, J., Giadrossich, F., Guastini, E., & Schwarz, M. (2019). Shallow landslide disposition in burnt European beech (Fagus sylvatica L.) forests. Scientific Reports, 9(1), 1–11. https://doi.org/10.1038/s41598-019-45073-7

Giadrossich, F., Schwarz, M., Marden, M., Marrosu, R., & Phillips, C. (2020). Minimum representative root distribution sampling for calculating slope stability in pinus radiata d.Don plantations in New Zealand. New Zealand Journal of Forestry Science, 50, 1–12. https://doi.org/10.33494/nzjfs502020x68x

How to cite: van Zadelhoff, F., Schwarz, M., Cohen, D., and Philips, C.: Quantifying the effect on shallow landslide activity of actual and potential poplar and pine stands in New Zealand hill country., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13261, https://doi.org/10.5194/egusphere-egu22-13261, 2022.

EGU22-13300 | Presentations | NH1.6

New modelling tools for quantification of mechanical reinforcement of soil by plant roots 

Gerrit Meijer, Jonathan Knappett, Glyn Bengough, David Muir Wood, and Teng Liang

Plant roots can help to stabilise riverbanks and slopes by providing additional mechanical reinforcement through tensioning of root material. This problem has typically been studied at the ultimate limit state, focussing on quantifying the peak root-reinforced soil strength. Existing models however rarely account for the gradual mobilisation of root-reinforcement associated with increasing soil displacements. Understanding these deformations is important when deformation tolerances are low, for example when constructing infrastructure embankments, or when deformations may serve as an early warning signal for slope failure.

Several new models to quantify mechanical reinforcement were developed, with varying levels of complexity. At the most basic level, fibre bundle model theory was combined with early pioneering work by Wu and Waldron to form a new fibre bundle approach that remains simple to use yet respects the physics of soil and root deformation. A second and more comprehensive analytical model was developed that can calculate reinforcements as a function of increasing soil shear displacement. This model includes key parameters such as the elasto-plastic biomechanical root behaviour, three-dimensional root orientations, root slippage and changes in the geometry of the localised shear zone in the soil. A third model comprises a full set of constitutive stress-strain relationships for rooted soil that can be used in numerical finite-element simulations. In this framework, the rooted soil is treated as a single, composite material in which the soil and root phase can each be assigned their own unique material behaviour. The composite approach simplifies model parameterisation by using independently measurable root and soil parameters, and is also powerful enough to investigate the complicated interaction between stresses and deformations in the soil skeleton and in the roots.

These models all provided good predictions of experimentally measured root reinforcements in direct shear tests. They will be useful tools both for the engineering industry, in terms of rapid quantification of root reinforcement, as well as for directing future research into the drivers of mechanical root-reinforcement.

How to cite: Meijer, G., Knappett, J., Bengough, G., Muir Wood, D., and Liang, T.: New modelling tools for quantification of mechanical reinforcement of soil by plant roots, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13300, https://doi.org/10.5194/egusphere-egu22-13300, 2022.

EGU22-13319 | Presentations | NH1.6

Evaluating the Efficiency of a Nature-Based Solution on Flood Risk Reduction under climate change scenarios 

Sisay Debele, Paul Bowyer, Jeetendra Sahani, Silvia Maria Alfieri, Massimo Menenti, Thomas Zieher, and Prashant Kumar

Climate change is increasing the probability of extreme precipitation in many regions, which will lead to an increased risk of major flooding events. Recent years have seen an interest in the use of so-called nature-based solutions (NbS) to help respond and reduce the risk posed by such extreme events. This paper provides an analysis of the use of NbS to help reduce flood risk at the open-air laboratory Germany (OAL-Germany), which is part of the EU Horizon 2020 project OPERANDUM. OAL-Germany is located in the Biosphere Reserve Lower Saxony Elbe Valley. Following major flooding events which occurred in OAL-Germany in 2002 and 2013, a cooperative flood management NbS was implemented over the period 2014-2015 and has been in place since then. The NbS consisted of cutting back woody vegetation in certain locations along the riverbank which impeded overbanking during flood events, and the use of various grazing animals to try and prevent the regrowth of such woody vegetation. The objective of this study is to evaluate the efficiency of NBS against flood risk under present-day climate change scenarios and assess future flood inundations and velocities in OAL-Germany. The daily precipitation data obtained from the EURO-CORDEX project dataset for 1971–2000 and 2051–2080 represented historical and future simulations, respectively. The hydrologic model HEC-HMS was integrated with the hydraulic model HEC-RAS to simulate discharge, flood velocity, and water depth/inundations of past and future events. For HEC-RAS model boundary conditions, daily flow data with long-term quality-controlled data, obtained from the Global Runoff Data Centre were used. The model was simulated for two scenarios: (1) pre-NBS implementation, considering the landcover of mixed forest; and (2) post-NBS implementation using pastureland, which is the current NBS/landcover in place. The results of the simulation show that the pastureland released the floodwater from the main river system faster than the previous landcover. Overall, the floodwater velocity of pastureland increased by 21%, while flood depth showed a decrease of 2% compared with mixed forest. Therefore, if the modelled NBS had actually been in place in 2012, then it is reasonable to expect that they would have contributed to a reduction in flood risk further downstream from the modelled NBS areas, in the June 2013 flood event. This study can help to improve NBS uptake and upscaling, which is critical to improve NBS planning, implementation, and effectiveness assessment.

 

Keywords: Nature-based solutions; HEC-RAS Model; Flood depth; Flood Velocity; Roughness coefficients; Climate Change

 

Acknowledgments

This work has been carried out under the framework of OPERANDUM (OPEn-air laboRAtories for Nature baseD solUtions to Manage hydro-meteo risks) project, which is funded by the European Union's Horizon 2020 research and innovation programme under the Grant Agreement No: 776848.

How to cite: Debele, S., Bowyer, P., Sahani, J., Alfieri, S. M., Menenti, M., Zieher, T., and Kumar, P.: Evaluating the Efficiency of a Nature-Based Solution on Flood Risk Reduction under climate change scenarios, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13319, https://doi.org/10.5194/egusphere-egu22-13319, 2022.

EGU22-13331 | Presentations | NH1.6

Impact of wetting-drying cycles on the hydro-mechanical behaviour of vegetated soil 

Floriana Anselmucci, Hongyang Cheng, Yijian Zeng, Xinyan Fan, and Vanessa Magnanimo

Climate change strongly affects the hydro-mechanical properties of soil. Due to drought and heavy rains
the soil is subjected to severe hydro-mechanical loads, that, in turn, alter the microstructure of the soil.
The most affected area is the so-called vadose zone, the layer of soil situated between the ground surface and
the water table. Here the presence of vegetation has a strong impact, related to the elongation/expansion
of the root architecture and the hydro-mechanical interactions with soil. Additionally, the presence of plant
roots facilitate the evapotranspiration process from deeper soil layers.
The research presents an experimental investigation, aimed to reproduce the typical hydro-mechanical
conditions as found in the vadose zone in controlled laboratory conditions. Drying-wetting cycles are induced
in soils samples, where maize plants are free to sprout and develop as well as in reference non-vegetated
samples. The water content and distribution within the soil matrix are studied through 4D (3D+time)
in-vivo x-ray computed tomography and effects on the soil-root microstructure are quantified with 3D
image analysis. Those are correlated with above ground measurements such as fluorescence (through a
spectroradiometer) that, in turn, provides leaf water potential, and the stomatal conductance that controls
the evapotranspiration.

How to cite: Anselmucci, F., Cheng, H., Zeng, Y., Fan, X., and Magnanimo, V.: Impact of wetting-drying cycles on the hydro-mechanical behaviour of vegetated soil, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13331, https://doi.org/10.5194/egusphere-egu22-13331, 2022.

EGU22-13423 | Presentations | NH1.6

Nature-based solutions for mitigating erosion and shallow landslides in LaRiMiT toolbox: use of expert scoring for evaluation of NBS measures 

Vittoria Capobianco, Bjørn Kalsnes, James Strout, and Anders Solheim

LaRiMiT (Landslide Risk Mitigation Toolbox) is a web-based database and user portal for identifying and selecting mitigation measures for a specific landslide case, assisted by an embedded expert scoring system. The webtool, developed within KLIMA2050, contains more than 80 structural landslide mitigation measures, including active (aimed at reducing the likelihood of a landslide) and passive (aimed at reducing the consequences) measures. For each mitigation measure a description, examples of application and design methods are provided, as well as references from literature. An Analytic Hierarchy Process resident in the toolbox provides a ranked list of suitable mitigation measures for a specific case. The quantitative scores reflect the input relevance weights and option scores. Recently, the database has been expanded to include also Nature-based solutions (NBS). NBS applied to landslide hazard mitigation are mostly known as soil and water bio-engineering (SWB) and the main SWB techniques have been categorized and added to the database. For these measures, the period of installation, the materials involved, advantages, and disadvantages are also provided. The database containing all the mitigation measures has open access to all users at https://www.larimit.com/. 

A survey was sent to a group of experts in landslide management and SWB selected worldwide, with a focus on Europe, asking them to assign scores to each mitigation measure in the toolbox. The survey was made using Microsoft Forms. Each measure was linked to a dedicated response page through a hyperlink, and the experts could submit a response for the mitigation measures they felt more comfortable with giving scores. For each mitigation measure selected, the experts were asked to assess the measure by scoring 33 parameters, based on existing landslide classifications with regards to the type of movement, material type, rate of movement of the landslide (among others), as well as feasibility, economic suitability, and environmental suitability. A total of 153 experts, among landlide mitigation managers and experts of SWB practices, were asked to fill the survey. An innovative methodology for utilising experts' scoring directly within the decision support tool, was proposed and used to calculate the final scores for each parameter of the landslide mitigation measures. It consisted in 5 phases, namely Data analysis, Data filtering, data weighing, Data comparison, and Score selection.

A total of 38 out of the 153 invited experts (corresponding to just over 25%) contributed scores for at least one mitigation measure. In total, 296 responses were received of which 172 were for traditional mitigation measures, 111 for NBS, and 13 for hybrid solutions (combination of NBS and traditional engineering solutions). The results from this first pooling are discussed and analyzed, and the scores of 56 measures were updated on the basis of the pooling answers. All the NBS measures received between 3 and 9 responses, confirming that the NBS listed in the database were well known to most of the SWB experts who participated to the survey. 

The survey is still open and we encourage landslide mitigation experts that are willing to provide their contribution, to reach out the survey managers at vittoria.capobianco@ngi.no.

How to cite: Capobianco, V., Kalsnes, B., Strout, J., and Solheim, A.: Nature-based solutions for mitigating erosion and shallow landslides in LaRiMiT toolbox: use of expert scoring for evaluation of NBS measures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13423, https://doi.org/10.5194/egusphere-egu22-13423, 2022.

EGU22-287 | Presentations | NH1.7

Clustering arid rangeland pixels using NDVI series and fractal analysis to classify land uses. Case in Southeastern Spain. 

Ernesto Sanz Sancho, Andrés Almeida-Ñauñay, Carlos G. Díaz-Ambrona, Antonio Saa-Requejo, Margarita Ruiz-Ramos, Alfredo Rodríguez, and Ana M. Tarquis

Rangelands ecosystems contain more than a third of the global land surface, sustaining key ecosystem services and livelihoods. Unfortunately, they suffer from severe degradation on a global scale. Normalized Differenced Vegetation Index (NDVI) has been used to monitor low ground cover vegetation, especially relevant for arid and semiarid regions.

MODIS data are commonly used to calculate NDVI to monitor rangelands. In this study, we used time series metrics and Hurst Exponent from multifractal detrended fluctuation analysis to cluster different rangeland types to monitor and classify temporally and spatially diverse rangelands.

The Northwest (Noroeste) agricultural region in the province of Murcia was selected from the Southeast of Spain. We selected approximately 20.000 pixels to cover different areas that include land uses that are utilized for grazing. The selection aimed to collect pixels where other land uses were kept to a minimum, given the great spatial variability in Spain. We collected the time series using satellite data of MODIS (MOD09Q1.006) from 2000 to 2020. The pixels have a spatial resolution of 250 x 250 m2 and a temporal resolution of 8 days. This selected area represents a mix of cereal croplands, tree croplands, grasslands, scrublands, and forested areas; all of them with an arid climate.

We used unsupervised random forest and compared the produced clusters with the classification from the Spanish parcels classification systems to test our model. Our goal is to study the ability of unsupervised clustering using NDVI time series and their multifractal character to categorize and monitor their vegetation status, key information for farmers and managers to adapt to a changing situation due to climate change. This information can be used in other arid areas with similar geophysical conditions.

Acknowledgments: The authors acknowledge the support of Project No. PGC2018-093854-B-I00 of the Ministerio de Ciencia, Innovación y Universidades of Spain, “Garantía Juvenil” scholarship from Comunidad de Madrid, and the financial support from Boosting Agricultural Insurance based on Earth Observation data - BEACON project under agreement Nº 821964, funded under H2020EU, DT-SPACE-01-EO-2018-2020.

References:

Sanz, E.; Saa-Requejo, A.; Díaz-Ambrona, C.H.; Ruiz-Ramos, M.; Rodríguez, A.; Iglesias, E.; Esteve, P.; Soriano, B.; Tarquis, A.M. (2021). Generalized Structure Functions and Multifractal Detrended Fluctuation Analysis Applied to Vegetation Index Time Series: An Arid Rangeland Study. Entropy, 23, 576.

Sanz, E.; Saa-Requejo, A.; Díaz-Ambrona, C.H.; Ruiz-Ramos, M.; Rodríguez, A.; Iglesias, E.; Esteve, P.; Soriano, B.; Tarquis, A.M. (2021). Normalized Difference Vegetation Index Temporal Responses to Temperature and Precipitation in Arid Rangelands. Remote Sens., 13(5), 840.

Kantelhardt, J.W., Zschiegner, S.A., Koscielny-Bunde, E., Havlin, S., Bunde, A., & Stanley, H. E. (2002). Multifractal detrended fluctuation analysis of nonstationary time series. Physica A: Statistical Mechanics and its Applications, 316(1-4), 87-114.

Almeida-Ñauñay, A.F., Benito, R.M., Quemada, M., Losada, J. C., & Tarquis, A. M.  (2021). The Vegetation–Climate System Complexity through Recurrence Analysis. Entropy, 23(5), 559.

Almeida-Ñauñay, A.F., Benito, R. M., Quemada, M., Losada, J. C., & Tarquis, A. M. (2022). Recurrence plots for quantifying the vegetation indices dynamics in a semi-arid grassland. Geoderma, 406, 115488.

How to cite: Sanz Sancho, E., Almeida-Ñauñay, A., Díaz-Ambrona, C. G., Saa-Requejo, A., Ruiz-Ramos, M., Rodríguez, A., and Tarquis, A. M.: Clustering arid rangeland pixels using NDVI series and fractal analysis to classify land uses. Case in Southeastern Spain., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-287, https://doi.org/10.5194/egusphere-egu22-287, 2022.

EGU22-360 | Presentations | NH1.7

Meteorological and agricultural drought indices in semiarid grasslands monitoring 

Andrés Felipe Almeida Ñauñay, Ernesto Sanz, María Villeta, Miguel Quemada, and Ana María Tarquis

Mediterranean agriculture faces drought as one of the most challenging obstacles to overcome. Especially, in semiarid grasslands, where every year the biomass production suffers severe damage due to several factors, being one of them the lack of precipitation. For this reason, semiarid vegetation monitoring allows us to improve the management and conservation of these essential ecosystems. Meteorological drought is commonly monitored using indices such as the Standard Precipitation Index (SPI) and the Standard Precipitation Evapotranspiration Index (SPEI). On the other hand, agricultural drought is measured by the Vegetation Health Index (VHI). In this work, we present different methodologies to optimize the correlation between both droughts by standardizing the vegetation index and selecting the best time scale throughout the year.

First, we selected drought-vulnerable Mediterranean grasslands zones in the centre of Spain. By doing this, we pretend to evaluate the performance and the sensibility of the drought indices. MODIS data (MOD09Q1) was used to calculate the Normalized Difference Vegetation Index (NDVI), then it is standardised to define a standardized vegetation index (SVI). The meteorological indices SPI and SPEI were calculated using data collected from nearby weather stations. Overall, our results revealed that SPEI was better correlated with SVI and obtained better results in the critical seasons, in comparison to SPI. The quarterly scale was the most suitable, showing a higher relationship than the monthly scale. This fact suggest that vegetation growth phases should be considered in agricultural drought detection. The most sensitive time frame throughout the year was spring and autumn, implying that drought indices (SPI and SPEI) along with vegetation index (SVI) could offer an improvement in the monitoring during these periods.

 

References

Escribano Rodríguez, J.A., Díaz-Ambrona, C. H. y Tarquis Alfonso, A.M. (2014). Selección de índices de vegetación para la estimación de la producción herbácea en dehesas. Pastos, 44(2), 6-18.

Martín-Sotoca, J. J., Saa-Requejo, A., Moratiel, R., Dalezios, N., Faraslis, I., and Tarquis, A. M. (2019). Statistical analysis for satellite-index-based insurance to define damaged pasture thresholds, Nat. Hazards Earth Syst. Sci., 19, 1685–1702, https://doi.org/10.5194/nhess-19-1685-2019

Sanz, Ernesto Antonio Saa-Requejo, Carlos H. Díaz-Ambrona, Margarita Ruiz-Ramos, Alfredo Rodríguez, Eva Iglesias, Paloma Esteve, Bárbara Soriano and Ana M. Tarquis (2021). Normalized Difference Vegetation Index Temporal Responses to Temperature and Precipitation in Arid Rangelands. Remote Sens., 13(5), 840.

Andrés F. Almeida-Ñauñay, Rosa María Benito, Miguel Quemada, Juan Carlos Losada and Ana M. Tarquis (2021). The Vegetation–Climate System Complexity through Recurrence Analysis. Entropy, 23(5), 559.

Sanz, E.; Saa-Requejo, A.; Díaz-Ambrona, C.H.; Ruiz-Ramos, M.; Rodríguez, A.; Iglesias, E.; Esteve, P.; Soriano, B.; Tarquis, A.M. (2021). Generalized Structure Functions and Multifractal Detrended Fluctuation Analysis Applied to Vegetation Index Time Series: An Arid Rangeland Study. Entropy, 23, 576.

Almeida-Ñauñay, A. F., Benito, R. M., Quemada, M., Losada, J. C., & Tarquis, A. M. (2022). Recurrence plots for quantifying the vegetation indices dynamics in a semi-arid grassland. Geoderma, 406, 115488. https://doi.org/10.1016/j.geoderma.2021.115488

How to cite: Almeida Ñauñay, A. F., Sanz, E., Villeta, M., Quemada, M., and Tarquis, A. M.: Meteorological and agricultural drought indices in semiarid grasslands monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-360, https://doi.org/10.5194/egusphere-egu22-360, 2022.

EGU22-388 | Presentations | NH1.7 | Highlight

Reference evapotranspiration estimation and influence of coffee on real evapotranspiration in humid climatic regions of Kenya 

Peter K. Musyimi, Balázs Székely, and Tamás Weidinger

Rainfed agriculture in Kenya is approximately 98% and highly susceptible to climate variability. Humid climatic regions of Kenya are key to sustainability of agricultural sector. This study focused on influence of coffee on real evapotranspiration in Nyeri and Embu Counties of humid Mount Kenya Region. This is because the economy of Kenya relies mostly on Coffee as the fourth largest export earner. Quality controlled 9-year long dataset was sought from Nyeri and Embu synoptic stations. Site specific soil parameters and coffee coefficient were used in computations of estimates. Penman-Monteith standard equation was used to estimate daily values of reference evapotranspiration. Average daily, monthly ET0 and annual total estimates were computed. The ET0 estimates were modelled using 1D Palmer-type soil model to estimate real evapotranspiration using soil parameters for the station at 1 m arable depth. Results showed a very slight variation among the average annual estimates of ET0 between the two humid regions. For instance, in Nyeri the average annual estimate ET0 was 1488±52 mm/year while in Embu it was 1488±48 mm/year. Average annual ET depicted slightly higher variation with estimates of 813±216 mm/year in Nyeri and 830±166 mm/year in Embu. Average monthly estimates of ET0 and ET were almost the same with estimates of 124±21 mm/month and 68±30 mm/month in Nyeri and 124±23 mm/month and 71±37 mm/month in Embu respectively. Results also indicated that daily average,  ET0 , ET and ET estimates with application of Kc  varied insignificantly with  4.1±1 mm/day, 2.2±1 mm/day and 2.2±1 mm/day in Nyeri respectively while the estimates were nearly the same in Embu. Coffee coefficient (Kc) had slight influence on real evapotranspiration in humid climatic regions under study. This is because the Kc values were almost 1 with a range of between 0.9 to 0.95. In addition, the study area receives adequate precipitation hence no soil water stress. Further, the slight differences among the ET with and without application of Kc were due to the linear function of available soil moisture used in the computation of ET from reference evapotranspiration (ET0). The study is important in investigating the role of 1D Palmer type soil model on ET0 and coffee coefficient influence on real evapotranspiration in Kenya in these regimes of climate extremes.

How to cite: Musyimi, P. K., Székely, B., and Weidinger, T.: Reference evapotranspiration estimation and influence of coffee on real evapotranspiration in humid climatic regions of Kenya, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-388, https://doi.org/10.5194/egusphere-egu22-388, 2022.

EGU22-1498 | Presentations | NH1.7

The decreasing vulnerability of French crop production to climatic hazards 

Bernhard Schauberger, David Makowski, Tamara Ben-Ari, Julien Boé, and Philippe Ciais

Recent adverse weather events in Europe have questioned the stability of crop production systems. We assessed the vulnerability of eleven major crops in France between 1959 and 2018 as a function of climate, crafting a novel hazard framework that combines exposure and sensitivity to weather-related hazards. Exposure was defined as the frequency of hazardous climate conditions, while sensitivity of crops was estimated by the yield response to single and compound hazards. We used reported yields available at departement (county) level. Vulnerability was computed as the exposure-weighted average of crop sensitivities. Our results do not reveal any historical evidence for an increased vulnerability of French crop production. Rather, the sensitivity to adverse weather events, and thus the overall vulnerability, has significantly decreased for six of the eleven crops between 1959 and 2018, and shown no significant decline or remained stable for the other five. Yet compound hazards can induce yield losses of 30% or more for several crops. Moreover, as heat-related hazards are projected to become more frequent with climate change, crop vulnerability may rise again in the future. Our results may support insurance design by identifying single and compound hazards that can severely affect yields.

How to cite: Schauberger, B., Makowski, D., Ben-Ari, T., Boé, J., and Ciais, P.: The decreasing vulnerability of French crop production to climatic hazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1498, https://doi.org/10.5194/egusphere-egu22-1498, 2022.

EGU22-1887 | Presentations | NH1.7

Effects of biochar addition into intensive-olive orchard soils under deficit irrigation 

Paloma Campos, Águeda Sánchez-Martín, Arturo Santa-Olalla, Ana Z. Miller, and José María de la Rosa

Agriculture is facing the challenge of providing food for a growing world population in a context of climate change. The Mediterranean region is characterized for a semi-arid climate. Thus, water scarcity is coupled with the development of intensive crops that require irrigation, such as olive orchards. Recently, biochar –the solid aromatic carbonaceous product of the pyrolysis of residual biomasses– has been proposed as an amendment for reducing soil water loss [1] and increasing plant productivity [2].  The main objective of this study was to compare the effects of the application of biochar and green-compost (the organic amendment traditionally used) on soil properties and crop productivity at a super-intensive plantation of arbequina olive trees under deficit irrigation located at “La Hampa” field station (Coria del Río, Seville, Spain). Thus, soils were amended with 40 t ha-1 of olive-waste biochar, green-compost or a biochar-compost mixture (50 % w/w). Un-amended plots were used as control. On a monthly basis, soil pH, water holding capacity, humidity and penetrability resistance, as well as TC and TN contents of soils were determined. Finally, the total weight of produced-olives per tree was measured.

Results showed that biochar application was the most effective amendment in increasing soil water holding capacity and moisture. All the organic amendments reduced the soil penetrability resistance. Olive production increased about 15 % at the biochar amended plots. Thus, the application of organic amendments, especially biochar, improved soil physical properties and led to a higher crop production.

Acknowledgements: The BBVA foundation is gratefully acknowledged for funding the scholarship Leonardo to “Investigadores y Creadores Culturales 2020”, what made this project possible.

References:

[1] Campos et al., 2021. Agronomy 11, 1394. https://doi.org/10.3390/agronomy11071394

[2]De la Rosa et al., 2014. Science of the Total Environment 499, 175-184. http://dx.doi.org/10.1016/j.scitotenv.2014.08.025

How to cite: Campos, P., Sánchez-Martín, Á., Santa-Olalla, A., Miller, A. Z., and de la Rosa, J. M.: Effects of biochar addition into intensive-olive orchard soils under deficit irrigation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1887, https://doi.org/10.5194/egusphere-egu22-1887, 2022.

EGU22-2330 | Presentations | NH1.7

Spatiotemporal patterns of crop diversity reveal potential for diversification in Swedish agriculture 

Hanna Sjulgård, Tino Colombi, and Thomas Keller

Objective

Diverse cropping systems are associated with multiple ecosystem services and are suggested to alleviate the effects of drought and heat stress. The magnitude and frequency of extreme weather events are projected to increase in the future due to climate change, and diverse cropping systems might therefore become key for food security. However, there is still limited information on the spatiotemporal variation of crop species diversity and how it relates to differences in climate or soil type. We aimed at quantifying how crop diversity developed over time at the national and regional scale in Sweden between 1965 and 2019, and how crop species diversity is related to climatic factors and soil texture.

Methods

Sweden is an interesting case study due to the large range in latitude from north to south. The analyses were conducted using national databases containing historical records of crop production and climate data, as well information on soil texture. To quantify crop species diversity, species richness and a crop diversity index that reflects the area-weighted equivalent number of crops were used.

Results

Crop species richness and crop diversity index increased from north to south in Sweden, and our results showed a positive relationship between mean annual temperature and latitude to crop diversity at national level. The positive relationship shows how mean annual temperature and length of the vegetation period control crop diversity across the country. There were no significant relationships between crop diversity and mean annual precipitation and soil texture, respectively. Crop species richness did not change over time at national level while crop diversity index experienced a temporal decrease. At the county level, different temporal trends were observed among counties: in some counties an increase in crop diversity and species richness occurred, while other counties had no change or a temporal decrease.

Conclusions

The differences in the results between national and county level show the importance to include different scales in the examination of temporal developments of crop diversity. Although crop diversity index decreased over time at national level, the temporal increase observed in almost half of the counties suggest that it is possible to increase crop diversity in Sweden. The different temporal changes between counties imply that crop diversity is affected by an interplay between natural and socioeconomic factors. Natural factors constrain which crops can be grown, but to promote diversification of agricultural crops in the future, socioeconomic factors need to be considered.

How to cite: Sjulgård, H., Colombi, T., and Keller, T.: Spatiotemporal patterns of crop diversity reveal potential for diversification in Swedish agriculture, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2330, https://doi.org/10.5194/egusphere-egu22-2330, 2022.

EGU22-4594 | Presentations | NH1.7

Coupling process-based models and remote sensing data to predict yield loss by hail damage 

Matteo Longo, Jacopo Furlanetto, Nicola Dal Ferro, Daniele Caceffo, and Francesco Morari

Hailstorm damage in agriculture often results in considerable loss in harvestable product. Currently, crop damage is quantified by insurance companies through field inspectors’ assessment, a time-consuming activity that is potentially affected by estimation errors over large areas. Coupling remote sensing and crop modeling represents a promising solution for the crop insurance market for a reliable, objective, and less labor-intensive method to estimate hail damage. With the general aim of developing an automated platform that can identify crop yield failure at field level, the Ceres-Maize (DSSAT v 4.7.5) model was integrated with remote sensing data to reproduce maize growth and production dynamics. A two-year experiment was established at the Ca’ Tron farm on the low lying of Veneto Plain (NE Italy). The crop damage was performed using a custom-made machine at three intensities (low, medium, and high) depending on crop defoliation and four plant growing stages (early vegetative, flowering, early-milky, and dough stages). Each treatment was replicated three times on plots of 20x20 or 60x60m. Additional four subplots with no damage were used as control. Leaf area index (LAI) and biomass were measured after each damage event. LAI was estimated from both drone-borne multispectral sensors and satellites imageries (Sentinel-2), and ground-validated using a ceptometer. The Ceres-Maize model was used to predict obtainable and potential crop yields: 1. by embedding the estimated LAI reduction at the time of damage into the “PEST” sub-model; 2. by calibrating the model seasonal LAI dynamics using the drone- and Sentinel-based LAI observations over the cropping season. The first year of the experiment was used to calibrate DSSAT, the second one to validate its performance.

Results showed a satisfactory agreement between measured and simulated Ceres-Maize LAI dynamics. The final yields were also well reproduced among treatments. On the other hand, the model did not fully capture the residue biomass and the harvest index. Assimilating remote-sensing-based parameters in crop models appears to have promising benefits for the insurance market, providing more robust and less time-consuming methodologies.

How to cite: Longo, M., Furlanetto, J., Dal Ferro, N., Caceffo, D., and Morari, F.: Coupling process-based models and remote sensing data to predict yield loss by hail damage, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4594, https://doi.org/10.5194/egusphere-egu22-4594, 2022.

EGU22-4868 | Presentations | NH1.7

Spectral mixture analysis to quantity winter wheat (Triticum aestivum L.) damage caused by hailstorms 

Jacopo Furlanetto, Matteo Longo, Lorenzo Nicoli, Daniele Caceffo, Antonio Persichetti, Francesco Morari, and Nicola Dal Ferro

Extreme weather events such as hailstorms represent a threat to crops, causing both economic and food supply losses. Hailstorm intensity is likely to increase in the future pushing more farmers to purchase crop insurances to prevent related economic losses. Currently, insurers mostly rely on field inspectors for crop damage assessments, which can build up limitations such as: (i) partial subjectivity in damage estimations; (ii) inaccuracies in wide-area assessments; (iii) difficulties in accounting for damage spatial variability. Sensors mounted on UAVs (Unmanned Aerial Vehicles) and satellites can fulfill these requirements when coupled with advanced spectral analysis techniques, such as spectral mixture analysis (SMA). In this experiment we applied SMA on UAV hyperspectral images to quantify dead-and-alive organs during the growth of winter wheat (Triticum aestivum L.) and estimate yield loss due to hail damage. The experiment was conducted on a 17-ha field located in the surroundings of Venice (NE Italy). The experiment involved four simulated hail treatments (null, low, medium and high damage) at three plant growing stages (flowering, milky and over-ripe). Treatments were in triplicate for a total of 30 plots, nine sized 60x60 m and 18, 20x20 m. Damages were inflicted using a prototype specifically designed at the University of Padova, consisting of a rotating pole with whips attached and positioned on the back of a tractor. Damage intensity was adjusted with the aid of insurance field inspectors. A UAV M600 Pro (DJI, Shenzhen, China) was equipped with a nanohyperspec (400-1000 nm) camera (Headwall, Boston, USA). Pixel ground resolution was about 0.04 m. UAV surveys were performed after each damage, leaving a period of 7-10 days to the crop for developing a detectable morphologic and physiologic response (e.g., leaf drying, development of necrosis). At each flight, crop samples were collected, and pure spectral signatures of dead and alive stems, leaves and spikes were analyzed using an ASD Fieldspec 4 (Malvern Panalytical Ltd, Malvern, UK) in proximal sensing configuration. SMA algorithm was run on UAV imagery by selecting endmembers composed of intact green plant organs, bare soil and dead spikes, thus allowing for differentiation between damaged and undamaged vegetation. Results showed that increasing yield loss due to hail damage intensity was associated with an increasing number of dead spikes. Proximal-sensed hyperspectral signatures highly differentiated between undamaged and damaged vegetation, especially in the red-edge and chlorophyll absorption (~ 680 nm) regions. In this context, the SMA technique was promising for disentangling dead spikes from alive organs, aiding the area-damaged classification and allowing hyperspectral imagery for a direct estimate of yield losses.

How to cite: Furlanetto, J., Longo, M., Nicoli, L., Caceffo, D., Persichetti, A., Morari, F., and Dal Ferro, N.: Spectral mixture analysis to quantity winter wheat (Triticum aestivum L.) damage caused by hailstorms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4868, https://doi.org/10.5194/egusphere-egu22-4868, 2022.

Managing weather related risks in cropping systems includes strategies to share the risk such as insurance schemes. Advances in satellite sensor technology and interpolated regional weather data enable insights in the relationship between extreme weather events and yields losses which in turn offers possibilities for area-yield insurance schemes.

Extreme weather events  during sensitive phenological stages of the growing season differed significantly (p < 0.05) between low and high crop yields (Gobin, 2012; Gobin, 2018). Spatial return levels confirmed the exceptionality of 2016 and 2018 as extreme wet and dry years with high return periods and yield impacts (Gobin and Van de Vyver, 2021). We investigated the importance of weather data, satellite sensor-derived vegetation indices and water balance simulations in estimating crop yields of winter wheat, potato and sugar beet for the period 2016-2018. The water balance simulations were performed with the Aquacrop model, while the yield simulations were realised with the machine learning technique random forest regression. Results for winter wheat showed that NDVI series did not respond to crop yield affecting weather conditions (Vannoppen and Gobin, 2021). Weather and/or soil water depletion during sensitive phenological stages in combination with the NDVI integral during the growing season explained up to 57 of late potato, 66% of winter wheat, 68% of early potato and 84% of sugar beet yield variability.

Machine learning techniques proved valuable in estimating crop yields thereby elucidating the importance of weather conditions during sensitive crop stages. The crop yield models developed make use of commonly available remote sensing indicators and weather data, and are commensurate with regional scale decision making.

 

Gobin, A., 2012. Impact of heat and drought stress on arable crop production in Belgium. Natural Hazards and Earth System Sciences 12: 1911–1922. https://doi.org/10.5194/nhess-12-1911-2012

Gobin, A., 2018. Weather related risks in Belgian arable agriculture. Agricultural Systems 159: 225-236. https://doi.org/10.1016/j.agsy.2017.06.009

Gobin, A., Van de Vyver, H., 2021. Spatio-temporal variability of dry and wet spells and their influence on crop yields. Agricultural And Forest Meteorology, 308-309, Art.No. 108565. https://doi.org/10.1016/j.agrformet.2021.108565

Vannoppen, A., Gobin, A., 2021. Estimating Farm Wheat Yields from NDVI and Meteorological Data. Agronomy-Basel, 11 (5), Art.No. 946. https://doi.org/10.3390/agronomy11050946

How to cite: Gobin, A. and Vannoppen, A.: Modelling the impacts of extreme weather events on crop yields using water balance and satellite sensor data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10664, https://doi.org/10.5194/egusphere-egu22-10664, 2022.

EGU22-10754 | Presentations | NH1.7 | Highlight

Understanding the deforestation process may mitigate environmental risks in recent agricultural frontier expansion in Ecuador 

Andrea Urgilez-Clavijo and Ana María Tarquis Alfonso

The agricultural expansion frontier in Ecuador is mainly attributed to the deforestation process. Exacerbated rates of forest loss have been motivated more significant impacts in the territory, even negatively affecting the new uses of land, agriculture, and livestock. Climatic conditions have been changing in larger deforested areas, increasing landslides, floods, water level rise, and drought. This work aims to go deeper in understanding the deforestation process patterns by analyzing the structure of the expansion at the patch level.

We used the concept of patch skeletons and the Local connected fractal analysis (LCFA) through its temporal dynamics to identify complex hotspots inside the new agricultural areas. The K-means algorithm was used to perform LCFA segmentation and colouring to identify the complex intensity of the deforestation structure. This may indicate active expansion areas associated with high risked areas to perform agriculture and livestock systems because of high ecosystem dynamics recovery.

Hot spotting derived from the fractal analysis and k-means clustering not only serves for reforestation but will also lead to decision-makers for monitoring other associated environmental impacts. Most of the deforested areas in Ecuador after 5 to 7 years in agriculture were abandoned because of the nutrient loss and agricultural failure activities because of feeble farming systems infrastructure. LCFA and colouring communicate in a straightforward spatially explicit visualization strategy the hot spot method to geographically allocate the complex points of the deforested structure of the patches.

Acknowledgements

The authors acknowledge the support of Project No. PGC2018-093854-B-I00 of the Ministerio de Ciencia, Innovación y Universidades of Spain and the financial support from Boosting Agricultural Insurance based on Earth Observation data - BEACON project under agreement Nº 821964, funded under H2020EU, DT-SPACE-01-EO-2018-2020.

References

Andrea Urgilez-Clavijo, J. de la Riva, D. Rivas-Tabares and A.M. Tarquis. Linking deforestation patterns to soil types: A multifractal approach. European Journal of Soil Science, 2021, 72(2), 635-655. https://doi.org/10.1111/ejss.13032

Andrea Urgilez-Clavijo, D. Rivas-Tabares, J.J. Martín-Sotoca and Ana M. Tarquis. Local fractal connections to characterize the spatial processes of deforestation in Ecuadorian Amazon. Entropy, 23(6), 748, 2021, https://doi.org/10.3390/e23060748

How to cite: Urgilez-Clavijo, A. and Tarquis Alfonso, A. M.: Understanding the deforestation process may mitigate environmental risks in recent agricultural frontier expansion in Ecuador, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10754, https://doi.org/10.5194/egusphere-egu22-10754, 2022.

EGU22-10790 | Presentations | NH1.7

Optimising agri-environmental measures at catchment scale through specific allocation with the SWAT model – A case study in southern Andes of Ecuador 

David Rivas-Tabares, Ana María Tarquis Alfonso, and Rolando Célleri

Agricultural catchments are prone to high crop yield variability because of extreme weather events, and their impact destabilises agricultural income at different territorial scales. This study aims to use optimisation algorithms coupled with the Soil Water and Assessment Tool – SWAT to allocate specific agri-environmental measures to mitigate the impact of climate change in water fluxes availability at subbasin scale.

The SWAT tool as a semi-distributed model uses the hydrological response unit – HRU concept to split catchments into several territorial management units with similar soil properties, slopes, and land use. The HRUs were used as optimisation unit to change land use and crop management. The work was performed in a catchment located in the southern part of Cuenca city in Ecuador; the area delineates the Tarqui river. The primary land use of the area is grassland-livestock systems and seasonal cropping. Two steps were performed: first, a model run with calibration and validation was set as baseline model. A second step include an optimisation set of modeled scenarios derived from future stakeholder alternatives defined in a previous study as sustainable practices in the area.

Several SWAT model alternatives were optimised, changing crop sequences, fertilisation rates, and crop scheduling dates. As a result, stakeholders' perception majorly matches with scenarios results in optimising water availability during low flow periods increasing streamflow and soil water availability. However, several unexpected alternatives, coming from optimisation, hint at farmers and ranchers. These new options explore other uses and crop sequences that increase income and reduce fertilisation costs.

Acknowledgements

The authors acknowledge support from European Union NextGenerationEU and RD 289/2021 and the support of Project No. PGC2018-093854-B-I00 of the Ministerio de Ciencia, Innovación y Universidades of Spain

References

  • David Rivas-Tabares, Ana M. Tarquis, Ángel de Miguel, Anne Gobin, Bárbara Willaarts. Enhancing LULC scenarios impact assessment in hydrological dynamics using participatory mapping protocols in semiarid regions. Sci. Total Environ., 803, 149906, 2022. https://doi.org/10.1016/j.scitotenv.2021.149906
  • Rivas-Tabares, A. de Miguel, B. Willarts and A.M. Tarquis. Self-organising map of soil properties in the context of hydrological modeling. Applied Mathematical Modelling, 88,175-189, 2020. https://doi.org/10.1016/j.apm.2020.06.044

How to cite: Rivas-Tabares, D., Tarquis Alfonso, A. M., and Célleri, R.: Optimising agri-environmental measures at catchment scale through specific allocation with the SWAT model – A case study in southern Andes of Ecuador, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10790, https://doi.org/10.5194/egusphere-egu22-10790, 2022.

EGU22-11843 | Presentations | NH1.7 | Highlight

Analysis of frost in vineyards in Spain in the context of climate change 

Antonio Saa-Requejo, Alfredo Rodriguez, Margarita Ruiz-Ramos, José Luis Valencia, Ana M. Tarquis, and Pilar Baeza

Frosts have a significant impact on agriculture in Spain, as in many other temperate countries. Their changing behaviour in the context of climate change is of great interest to public institutions, agricultural unions, and the agricultural insurance sector. For this reason, this study is focused on the evolution of days with temperatures below specific ranges in different projections (specifically RCP4.5 and RCP8.5) of climate change.

The wine grape crop was selected for this study, which is of great importance in the agriculture of our country and for which we have series (2005-2019) of frost event dates linked to crop damages. The values of local temperatures on those dates where not available, so this data were obtained from the observational EOBS gridded dataset. A range of relevant temperature was extracted for these data, and then the analysis of the temperatures within this range in the immediate future (2020-2050) with respect to 1990-2019 was performed.

The study of the present climate confirms that spring frosts appear in the three areas studied, with intrazonal differences being observed. In none of these zones do the most extreme winter frosts occur below -15ºC, but in all of them frosts below -10ºC do occur.

For a future with moderate warming (RCP4.5), the day of the last frost is expected to be up to 4 days earlier in most of the studied areas. The absolute minimum temperature in March, April and May is also expected to increase between 0.4 and 0.8 ºC with smaller increases as spring progress (minor increase in May than in March).

For a future with severe warming (RCP8.5), the date of the last frost is expected to be up to 8-11 days earlier. Other changes under this scenario are increasing in the absolute minimum temperature in March, April and May between 0.6 and 1.5ºC, with smaller increases in April.

Consequences for the wine grape management and varietal selection pursuing adaptation to reduce crop damages are discussed.

 

Acknowledgements

We are grateful for funding from the Entidad Estatal de Seguros Agrarios (www.mapa.gob.es/es/enesa/) under proyect P200220C321 titled “Accident rate in winemaking vineyards: retrospective evaluation taking into account the restructuring of the sector since 1995”. (Siniestralidad en viñedo de vinificación: evaluación retrospectiva teniendo en cuenta la reestructuración del sector desde 1995) 

How to cite: Saa-Requejo, A., Rodriguez, A., Ruiz-Ramos, M., Valencia, J. L., Tarquis, A. M., and Baeza, P.: Analysis of frost in vineyards in Spain in the context of climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11843, https://doi.org/10.5194/egusphere-egu22-11843, 2022.

EGU22-11989 | Presentations | NH1.7

Hydrological drought index insurance in irrigated agriculture in a highly regulated system: an economic instrument for risk mitigation for the Jucar River Basin 

Miguel Angel Valenzuela Mahecha, Manuel Pulido-Velazquez, and Hector Macian-Sorribes

Water scarcity is increasingly recurring in irrigated agriculture in Mediterranean climate regions, and it is, therefore, necessary to establish alternatives to enable irrigators to deal with such problems, in a planned manner and in accordance with the technical and economic implications.  Although insurance schemes for droughts has long been standardized for rainfed crops, their application to irrigated crops is still under discussion. This study presents a new index-based drought insurance scheme, totally aligned with the river basin drought management procedures.

When considering a highly regulated water system, where natural water availability is altered by the operation of water infrastructure, traditional drought indicators (e.g., SPI, SPEI, SRI) lose significance, and ad-hoc index formulations tailored to the basin characteristics are required to reflect both regulation effects and natural fluctuations in the basin. Spain provides a paradigmatic example of a practical and systematic policy for the identification and mitigation of operational droughts: the river basin authorities are bound by law to design basin-specific state indexes. The state indexes are monthly monitored and used to trigger water demand and supply measures when entering a drought period, according to the specifications of the drought management plan. The study was carried out in an irrigation district (90% citrus fruits) in the Jucar river basin in Spain, a highly regulated water system.

Three insurance scheme options were evaluated: 1, a variable premium and/or variable franchise based on the forecast of water availability for the insured irrigation campaign, 2, a multi-annual insurance contract, and 3, an advance contract with a constant premium. In each of them, the values of the fair risk premiums, the maximum compensation, and the deductible franchise were established for different state indexes based on different combinations of system state variables (such as reservoir storages and inflows) and precipitation. The design of the insurances was done under the preexisting drought system operating rules to reduce the issue of the moral hazard, which is one of the main problems for this kind of insurance index. The selection of the insurance scheme is based on the gross margin of citrus crops with and without insurance contracts, including the value of additional premium loads, in addition to a basis risk analysis.

To evaluate the performance of the insurance, synthetic hydrological time series were generated using an ARMA model and implemented in the basin-wide water resource simulation management developed in DSS Shell AQUATOOL. The premium-claim ratio was used to assess the performance of the insurance company, finding stable values that can generate a balance of the long-term insurance scheme.

How to cite: Valenzuela Mahecha, M. A., Pulido-Velazquez, M., and Macian-Sorribes, H.: Hydrological drought index insurance in irrigated agriculture in a highly regulated system: an economic instrument for risk mitigation for the Jucar River Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11989, https://doi.org/10.5194/egusphere-egu22-11989, 2022.

EGU22-12103 | Presentations | NH1.7

The challenges of modelling mixed management grasslands in North Spain under climate change 

Alfredo Rodríguez, Iñigo Gómara, Giani Bellocchi, Raphael Martin, Adela Martínez-Fernández, Alfonso Carballal, Jordi Doltra, Agustín del Prado, and Margarita Ruiz-Ramos

Permanent grasslands are a very relevant cropping system in the North of Spain and support the main dairy farms in the country. Adaptation to climate change will be required given the projected changes of regional precipitation. To support such adaptation, modelling of these systems to generate high quality projections of the system performance is required. In the region to be simulated, grasslands are managed with a mixture of cuts and grazing. Several issues hinder the modelling of this type of systems: 1) the available data of grazing intensity presents large uncertainties; 2) there are few grassland models that allows flexibility to define a variable combination of cuts and grazing; 3) soil heterogeneity. It follows, and expands to grazing, the exercise performed by Gómara et al. (2020), who used the Pasture Simulation model (PaSim) to simulate a mown permanent grassland in the French Massif Central.
The model was calibrated using data from Villaviciosa (Asturias, Spain, 5º 26' 27" W, 43° 28' 50" N, 10 m a.s.l.), located at northern Spain with a temperate climate. This calibration was used to simulate several grassland locations distributed along the Cantabrian Sea. The soil information was obtained from Trueba et al. (2000). The model was configured for the optimum management for mowing and nitrogen fertilization. The 1976-2005 period and the 2030-2059 period were selected. For the future period two representative concentration pathway emission scenarios (RCP, van Vuuren et al., 2011) were selected (i.e. RCP4.5 and RCP8.5). An ensemble of climate models will be used from the Coordinated Regional Climate Downscaling Experiment (CORDEX, Giorgi and Gutowski, 2015) bias-adjusted by using the European observational database EOBS (Haylock et al., 2008) with the empirical quantile mapping method included in the climate4R R package (Iturbide et al., 2019). 
Modelling was challenging due to a combination of complexity (many processes involved) and uncertainty (observed data are difficult to generate). The results of the simulation exercise allow for assessing PaSim skill to reproduce the performance of these complex systems, as well as to determine the main weaknesses of the model and the observational/experimental required to improve the modelling work.

References
Giorgi, F. and Gutowski, W.J., 2015. Annual Review of Environment and Resources, 40(1): 467-490.
Gómara I, Bellocchi G, Martin R, Rodríguez-Fonseca B, Ruiz-Ramos M, 2020. Agricultural and Forest Meteorology, 280, 107768.
Haylock, M.R., Hofstra, N., Klein Tank, A.M.G., Klok, E.J., Jones, P. and New, M., 2008.  J. Geophys. Res., 113: D20119.
Iturbide, M., Bedia, J., Herrera, S., Baño-Medina, J., Fernández, J., Frías, M.D., Manzanas, R., San-Martín, D., Cimadevilla, E., Cofiño, A.S. and Gutiérrez, J.M., 2019. Environ. Modell. Softw., 111: 42-54.
Trueba, C., Millán, R., Schimd, T, Lago, (2000). CIEMAT. ISBN: 84-7834-370-9. Madrid.
van Vuuren, D.P., Edmonds, J., Kainuma, M., Riahi, K., Thomson, A., Hibbard, K., Hurtt, G.C., Kram, T., Krey, V., Lamarque, J.-F., Masui, T., Meinshausen, M., Nakicenovic, N., Smith, S.J. and Rose, S.K., 2011. Clim. Change, 109: 5–31.

How to cite: Rodríguez, A., Gómara, I., Bellocchi, G., Martin, R., Martínez-Fernández, A., Carballal, A., Doltra, J., del Prado, A., and Ruiz-Ramos, M.: The challenges of modelling mixed management grasslands in North Spain under climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12103, https://doi.org/10.5194/egusphere-egu22-12103, 2022.

EGU22-12213 | Presentations | NH1.7

Design of a Combined Drought Index for the Creation of an Early Warning System in Grasslands. Case Study in the Sierra de Guadarrama 

Ana Maria Tarquis, Leticia Vargas, David Rivas-Tabares, and Carlos G.H. Diaz-Ambrona

Pastures are one of the most crucial land covers from the ecological and agricultural point of view. In Spain, pasture areas are being especially more vulnerable to the effects of climate change, which highlights the need to have tools for assessing and characterizing pastures, to understand the vegetation behaviour better, and anticipate potential risks such as events of drought or frosts mitigating the negative impacts that take place both in the crop and at an economic level for the farmers.

This work aims to establish an early warning system in pastures and evaluate the combined drought index by studying the behaviour of the NDVI (vegetation index) with the temporal dynamics of temperature and precipitation in two areas in north-central Spain (Ávila and Segovia). For this, the grass areas were selected, the behaviour of the climatic patterns and the vegetation index were studied, pastograms were analyzed to characterize and evaluate the amount of grass produced, and correlations were made to assess the behaviour of precipitation and the NDVI between development phases over 20 years.

The data analyzed and the methodologies followed for the study areas determine two highlighting points in the growth of the grasses, autumn and spring. There is also a linear relationship between cumulative precipitation and cumulative NDVI in both zones, which, together with the pastures model, allow obtaining the production estimate to characterize them. With this information obtained from the analysis for both Ávila Zone – ZAV and Segovia Zone – ZSE, a combined drought index and alarm system is proposed based on the values ​​of the standard curves and scores of the meteorological and physiological index for each zone during the period 2000-2020.

Acknowledgements

The second author acknowledges the Center for Studies and Research for the Management of Agricultural and Environmental Risks (CEIGRAM) funding through its 2020 call for grants to young researchers. The support of Project No. PGC2018-093854-B-I00 of the Ministerio de Ciencia, Innovación y Universidades of Spain and from Boosting Agricultural Insurance based on Earth Observation data - BEACON project under agreement Nº821964, funded under H2020EU, DT-SPACE-01-EO-2018-2020 is highly appreciated.

References

  • Ernesto Sanz, A. Saa-Requejo, C.H. Díaz-Ambrona, M. Ruiz-Ramos, A. Rodríguez, E. Iglesias, P. Esteve, B. Soriano and Ana M. Tarquis. Generalized Structure Functions and Multifractal Detrended Fluctuation Analysis Applied to Vegetation Index Time Series: An Arid Rangeland. Entropy, 2021, 23(5), 576. https://doi.org/10.3390/e23050576
  • Andres Almeida-Ñauñay, Rosa M. Benito, Miguel Quemada, Juan C. Losada and Ana M. Tarquis. The Vegetation–Climate System Complexity through Recurrence Analysis. Entropy, 2021, 23(5), 559; https://doi.org/10.3390/e23050559
  • Ernesto Sanz, A. Saa-Requejo, C.H. Díaz-Ambrona, M. Ruiz-Ramos, A. Rodríguez, E. Iglesias, P. Esteve, B. Soriano and Ana M. Tarquis. Normalized Difference Vegetation Index Temporal Responses to Temperature and Precipitation in Arid Rangelands. Remote Sens., 2021, 13(5), 840; https://doi.org/10.3390/rs13050840
  • Eva Iglesias, K. Báez & C.H. Diaz-Ambrona. Assessing drought risk in Mediterranean Dehesa grazing lands. Agricultural Systems, 2026, 149, 65-74. https://doi.org/10.1016/j.agsy.2016.07.017

How to cite: Tarquis, A. M., Vargas, L., Rivas-Tabares, D., and Diaz-Ambrona, C. G. H.: Design of a Combined Drought Index for the Creation of an Early Warning System in Grasslands. Case Study in the Sierra de Guadarrama, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12213, https://doi.org/10.5194/egusphere-egu22-12213, 2022.

EGU22-13255 | Presentations | NH1.7

Investigation of climate change impact on olive trees in Tunisia via MODIS LST and NDVI products and correlation measures 

Oumayma Bounouh, Ana M. Tarquis, and Imed Riadh Farah

Olive trees play a vital role in Tunisia, a North African Mediterranean country. The Mediterranean basin region is experiencing severe climate change conditions. Indeed, traditional olive trees have the distinguishable ability to resist climatic conditions. However, warming trends and unusual both raining, and drought periods are threatening this crop by causing drying phenomenon and decreasing yield’s quality and quantity. Therefore, this culture is attracting great attention for effectively analyzing, and monitoring their changes to cope with the projected changes accurately and put the necessary adaptation strategies. Such work remains a challenge via field measurement approaches. Meanwhile, satellite imagery provides a wide range of data. In this work, we took advantage of MOD13Q1 products to analyze the relationships between vegetation indices and their hidden components and the land surface temperature (LST) for various reasons: Firstly, to assess the relationship between the LST and vegetation indices and their components. Secondly, to determine which temporal profiles are more closely related to each other. Thirdly, to quantify the impact of climate change on olive sites. To this aim, the wavelet transform is used to decompose the time series. Moreover, various similarity and statistical measures are calculated to better quantify these relationships. On one hand, no significant correlation is measured for the trend components. Moreover, the olive trend has shown a positive slope. In contrast, LST depicted negative dynamics. On the other hand, interestingly, the temporal profiles seemed similar. And the wavelet coherence showed a consistent relationship between them. Based on our findings, we remark the limitation of classical correlation measures in depicting the relationship between the discussed variables. Therefore, we conclude that a good causality study must rely on time point relation detection and not on the overall similarity between the environmental variables and the vegetation indices.

How to cite: Bounouh, O., Tarquis, A. M., and Riadh Farah, I.: Investigation of climate change impact on olive trees in Tunisia via MODIS LST and NDVI products and correlation measures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13255, https://doi.org/10.5194/egusphere-egu22-13255, 2022.

EGU22-1952 | Presentations | HS4.1

Estimation of Floods Related to Extreme Precipitations through a Machine Learning Approach 

Leonardo Sandoval, Monica Riva, and Alberto Guadagnini

The study is geared towards the implementation of a workflow based on a Support Vector Regression Machine Learning (SVR-ML) approach which is conducive to estimates of flowrates across a given cross-section of a target stream in the presence of extreme precipitation events. The work is motivated by the observation that damages ensuing flash floods are a matter of global concern. A broad set of evidences suggests the ecosystem is experiencing changes of precipitation extremes, a causality relationship between increasing extreme floods and global climate dynamics being evidenced. In this context, practical tools associated with analyses of floods caused by extreme precipitation events can assist the design of early alert strategies across vulnerable regions. Physically and conceptually-based models have been extensively employed to link stream flowrates to precipitation events. These kinds of models are formulated and validated upon relying on continuous monitoring of flowrates as well as hydrometeorological variables associated with the area of the watershed related to a target stream. The typically high uncertainties underlying (a) the description of the physical processes governing the rainfall-runoff relationship as well as (b) monitoring and quantification of quantities and attributes characterizing the system behavior tend to propagate to outputs of interest of a given model. When considering well instrumented watersheds, data-driven modeling approaches grounded on machine learning (ML) algorithms can be an attractive alternative/complement to physically-based modeling approaches to analyze extreme flood events. Here, we rely on a Support Vector Regression ML (SVR-ML) algorithm that makes use of a linear kernel to provide estimates of hourly flowrate at a stream upon relying on observations of hydrometeorological variables across the watershed associated with the stream. The analysis encompasses three watersheds differing in size (ranging from about 25 to 250 km2) and located in the North of Italy and is structured across three steps: (i) identification of variables that are most informative to the target quantity (i.e., the flowrate in the stream), a step relying on cross-correlation and partial auto-correlation analyses; (ii) training of the SVR-ML algorithm, comprising the estimation of the optimal hyperparameters and parameters of trained models and the ensuing validation; and (iii) analysis of the anticipation time at which an early alert is effective, model performance being then quantified through the typical Mean Average Percentual Error (MAPE) metric. Our results suggest that, as expected, precipitation is the main driving force in a rainfall-runoff process, quantities such as temperature and relative humidity being least informative to the construction of the ML model considered. The predictive capability of the model (quantified through MAPE) is influenced by the desired anticipation time (i.e., the distance in time between the inputs and the output of the ML model). In general, one can note that (i) predictions of enhanced quality (MAPE smaller than 10%) are obtained for shorter anticipation times and (ii) models associated with low values of MAPE are obtained if the anticipation time is equal to or smaller than the time of concentration of the watershed.

How to cite: Sandoval, L., Riva, M., and Guadagnini, A.: Estimation of Floods Related to Extreme Precipitations through a Machine Learning Approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1952, https://doi.org/10.5194/egusphere-egu22-1952, 2022.

EGU22-3142 | Presentations | HS4.1

FastFlood: a fast and simple 2D hydrodynamic or hydrostatic numerical solution to river flow in landscape evolution models 

Philippe Steer, Philippe Davy, Dimitri Lague, Thomas Bernard, and Hélène Feliciano

Modelling river hydrodynamics in an efficient approach remains a technical challenge which limits our ability to assess river flood hazard or to use process-based erosion laws at a high-resolution in landscape evolution models. Here we present a fast iterative method, entitled FastFlood, to compute river depth and velocity in 2D on a digital elevation model (DEM). This new method solves for the 2D shallow water equation, without the inertia terms, by iteratively building the river water depth using classical flow routing algorithms based on directed acyclic graphs, including the classical single or multi-flow, applied to the water surface. At each iteration, the water depth of each cell of the DEM increases by an increment that is a function of water discharge, computed using a flow accumulation operation, and decreases based on a flow resistance equation, in a manner similar to the Floodos model (Davy et al., 2017). In the hydrostatic mode, this operation is repeated until reaching a near constant water depth over the entire DEM, which occurs after a few tens or hundreds of iterations. FastFlood can also solve for the dynamic propagation of a flood in the hydrodynamic mode. In this case, the water depth increment is only a function of the water discharge exiting the direct upstream neighbors and the iterations are replaced by a time evolution of the water depth. Water depths obtained with the hydrostatic solution were validated against an analytical solution in the case of a rectangular channel and with the Floodos model for natural DEMs. Compared to previous hydrodynamic models, the main benefits of FastFlood are its simplicity of implementation, which mainly requires a classical flow routing algorithm, and its efficiency. Indeed, for a DEM of 106 cells, the algorithm takes about 2 minutes on a laptop to find the hydrostatic solution, about 10 times faster than using the Floodos model (Davy et al., 2017) that was already significantly faster than other hydrodynamic models. Moreover, the computational time scales a little more than linearly with the number of cells, which makes FastFlood a suitable solution even for DEMs larger than 106 – 107 cells. In the future, we expect to make progress on the numerical method by adapting graph-based solutions to the issue of flow water routing. Following Davy et al. (2017), we will also include FastFlood in a landscape evolution model to couple it to process-based laws for erosion, transport and deposition of sediments.

How to cite: Steer, P., Davy, P., Lague, D., Bernard, T., and Feliciano, H.: FastFlood: a fast and simple 2D hydrodynamic or hydrostatic numerical solution to river flow in landscape evolution models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3142, https://doi.org/10.5194/egusphere-egu22-3142, 2022.

EGU22-3213 | Presentations | HS4.1

Quantifying the impact of soil moisture dynamics on UK flood hazard under climate change 

Youtong Rong, Paul Bates, and Jeffrey Neal

Extreme precipitation events are expected to intensify with global warming, and naturally a widespread assumption is that the intensity and frequency of flooding will grow with the heavier downpours under climate change. However, flood magnitude is not only dependent on the spatial distribution, time evolution and rarity of precipitation, antecedent soil moisture and snowmelt are also the potential controls on flood hazard. Few studies have jointly quantified the influence of soil moisture dynamics and spatiotemporal distribution of precipitation on flood amplitude, though many research attempted to explain the elusive relationship between rainfall and flood conceptually. Here, the connections of changes in extreme precipitation and direct surface water flooding intensities in the periods of 1981-2000, 2021-2040 and 2061-2080 are quantified in 6 study areas in the UK, with high-resolution spatial and temporal characteristics of hourly rainfall data from UKCP Local 2.2 km. Dynamic soil moisture is modeled empirically and continuously to capture the moisture variation and infiltration loss, and distributed rainfall-runoff is calculated on the uneven terrain with the sub-grid river channel model in LISFLOOD-FP. Results indicate a strong correlation of the extreme rainfall and flood magnitude changes with the capacity of the soil moisture. Extreme precipitation can be magnified in rainy seasons due to amplified moisture convergence, while in dry periods limited moisture availability may offset extreme precipitation increases.

How to cite: Rong, Y., Bates, P., and Neal, J.: Quantifying the impact of soil moisture dynamics on UK flood hazard under climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3213, https://doi.org/10.5194/egusphere-egu22-3213, 2022.

EGU22-4952 | Presentations | HS4.1 | Highlight

New insights for real-time flood forecasting in Germany: Lessons learned from 2021 summer flood in Ahr river 

Husain Najafi, Stephan Thober, Oldrich Rakovec, Pallav Kumar shrestha, and Luis Samaniego

We investigate the 2021 summer flood in Ahr catchment in West Germany, with the return period estimated preliminarily as 1 in more than 500 years [1]. A recent study has indicated that science did not fail to predict the flood event [2]. Yet, several scientific and administrative challenges are still to be addressed to improve existing flood forecasting systems for supporting local authorities to manage such extreme events. We bring some examples of what science and technology gaps need to be filled to address these issues. To do this, uncertainties associated with near-real time precipitation products with hourly and daily resolutions provided by the German weather service (DWD) have been investigated. The hydrological response of the catchment is tested to several high-resolution gridded precipitation observations and reanalysis data for post-assessment of the event. A new feature to read hourly meteorological input data was added to the mesoscale Hydrologic Model (mHM- www.ufz.de/mhm) to forced it with Radar-Online-Adjustment of hourly values measured at the precipitation stations (RADOLAN-mHM). Comparing the flood peak from RADOLAN-mHM with REGNIE-mHM at daily time steps provided valuable insights on development-orientation of near-real time and high-resolution flash flood analysis and forecast applications for Germany. Last but not least, the variability of maximum streamflow in the Ahr catchment was evaluated for future periods under climate change to check if such megafloods can be considered as new norms.

Fig 1. Boxplots of the annual maximum streamflow in Ahr river simulated by the mesoscale Hydrologic Model (mHM)
  for three periods between 1971-2000, 2000-2050 and 2051-2100. Simulation is conducted based on 21 ensembles under RCP 2.6 and 49 ensembles under RCP 8.5

References

[1] L. Samaniego, H. Najafi, O. Rakovec, P. Shrestha, S. Thober. (2021) High-resolution hydrologic forecasts were able to predict the 2021 German Floods: what failed?. AGU 2021 Fall Meeting, New Orleans.
[2] World weather attribution report, (2021) Rapid attribution of heavy rainfall events leading to the severe flooding in Western Europe during July 2021. https://www.worldweatherattribution.org/wp-content/uploads/Scientific-report-Western-Europe-floods-2021-attribution.pdf

How to cite: Najafi, H., Thober, S., Rakovec, O., shrestha, P. K., and Samaniego, L.: New insights for real-time flood forecasting in Germany: Lessons learned from 2021 summer flood in Ahr river, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4952, https://doi.org/10.5194/egusphere-egu22-4952, 2022.

EGU22-6170 | Presentations | HS4.1

Quantifying rainfall forecast uncertainty and error propagation in flash flood and landslide prediction models 

Bastian Winkels, Julian Hofmann, Anil Yildiz, Ann-Kathrin Edrich, Holger Schüttrumpf, and Julia Kowalski

Extreme weather situations are becoming increasingly frequent with devastating consequences worldwide. Heavy rainfall events in July 2021 caused severe flash floods in western Germany, Belgium and the Netherlands, resulting in a high number of casualties and material damage. The high hazard potential combined with the low reaction times, associated with these events, make it necessary to develop efficient and reliable early warning systems (EWSs) to facilitate the preparation of response strategies. As nowcast precipitation forecasts are continuously improving in both quality and spatial resolution, they become an essential input for flash flood and landslide prediction models and therefore an important component in EWSs. However, the inherent uncertainty of radar-based nowcasting systems are carried over to the output of those prediction models. Therefore, this study aims to analyze the uncertainty sources of nowcasting products of the German weather service (DWD) using the July flood Event 2021 as a case study. More specifically, the objective is to determine whether the quality of precipitation nowcast products is sufficient for usage in physics-based flood or landslide prediction models. Due to the complex nature of weather and rainfall structures as well as their spatio-temporal variability, traditional cell-by-cell comparison of predictions and ground truth is insufficient to quantify forecast quality. To overcome this issue, uncertainties in magnitude, time and space and their respective sources are identified, using techniques from various fields of science. Subsequently, error propagation in flash flood prediction models is analyzed by applying the previously determined uncertainty ranges to a hydrological model.

How to cite: Winkels, B., Hofmann, J., Yildiz, A., Edrich, A.-K., Schüttrumpf, H., and Kowalski, J.: Quantifying rainfall forecast uncertainty and error propagation in flash flood and landslide prediction models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6170, https://doi.org/10.5194/egusphere-egu22-6170, 2022.

EGU22-6953 | Presentations | HS4.1

Super-fast flash flood simulation using steady-state flow solvers 

Bastian van den Bout

Flash floods are a rapid burst of flood water that can cause extreme damage to populated areas. The European floods in France, Belgium, Germany and the Netherlands in the summer of 2021 featured a wide range of flash floods with a large number of casualties and vast financial damage. Reflection on the risk reduction strategies have reemphasized the need for early warning systems in the upstream catchments of North-Western Europe. For applications such as this, the speed of flow simulations is critical, as the quality of real-time forecasting often depends on the frequency and amount of simulations that can be carried out as new weather forecasts come in. We present a new type of flood hazard model that, in many typical cases, solves flash flood hazard a 100 times faster with similar accuracy. The developed method employs steady-state solvers for diffusive wave water flow equations to skip the dynamical process and directly estimate relevant parameters such as maximum flow height, maximum flow velocity and relative arrival time of the flood water. These paramters are often the most important for warning systems and descision making in risk reduction. Our adapted algorithm improves upon traditional steady-state flow solvers by employing inversed flow accumulation results and compensation for partial steady-state flow. We show the accuracy of the method is similar to full dynamic water flow simulation in many types of events, such as the extreme 2003 floods in the Fella Basin (Italy), Hurricane-induced flooding on Dominica and the flood impact in Limburg in 2021 (The Netherlands). On average, with highly similar accuracy, calculation time was reduced from approximately 6 hours to 2.5 minutes. We further investigate the limits of the developed methods, in particular to practical applications in different type of flood events. While the sensitivity of the model to initial conditions is similar to that of regular flood models, the sensitivity of the hydraulic aspects is lower. Finally, we discuss potential usage for early-warning, spatial descision support systems and serious gaming approaches. While further investigation is required to fully validate the method, a break-through in flood hazard assessment could be on hand.

How to cite: van den Bout, B.: Super-fast flash flood simulation using steady-state flow solvers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6953, https://doi.org/10.5194/egusphere-egu22-6953, 2022.

EGU22-7212 | Presentations | HS4.1

Automatic 2D mapping of flash floods: which possibilities and limits? An illustration based on the Cartino2D method 

Frédéric Pons, Mathieu Alquier, and Elodie Paya

Efficient pluvial flood mapping methods are needed to produce realistic flood scenarios in very small upstream catchments. The Cartino2D method was developed to launch automatically 2D models based on the Telemac2D hydraulic software. The principle is quite simple, (1) create automatically the mesh with a topography based on Lidar, (2) manage automatically the boundary conditions, (3) run the model based on rainfall input data, and (4) postprocess the results. The extent of each 2D model generally varies between 2 to 10 km² with a maximum of 20km². The only manual work consists in checking or modifying the limits of hydrological catchments.

We began to use this method on the Toulon metropole (South of France) with 66 complementary computation domains covering about 180km² and using eight statistical rainfalls. We also tested and evaluated this method on twenty other case studies in different regions of France. In this presentation, we focus on two evaluations (flood of June 2010 in Draguignan and flood in 2014/2015 around Montpellier) conducted within the ANR PICS project.

In this project, we improved the method to automatically integrate radar rainfall and to compare the results with local knowledge, observed historical floods and local hydraulic studies.

Cartino2D offers interesting results in areas with natural, rural land-use or few urban developments. The density of the mesh (less than 3m in the thalwegs) and the Telemac2D model quality are sufficient to obtain a good accuracy in these areas.  

In urban areas, the method provides a first knowledge, but more complex input data are needed to improve the accuracy of results.

We try in this presentation to describe which databases should be created to improve the accuracy of such automatic computations. At the scale of urban areas with results around buildings, the databases need to be spatially well defined. We propose some standard of databases to be integrated in computations: for example, the main underground channels or culverts, the main aerial channels (particularly very small channels not recognized by Lidar), a spatial distribution of the Curve Number and of the Manning’s coefficient.

This kind of databases, which cannot be deduced automatically from Lidar data, appears as essential to improve the results of Cartino2D automatic process. This kind of knowledge exists locally, but up to now it is not integrated in homogeneous national or regional databases.

In the same way, we need also to have well-defined databases to compare automatic results with historical floods as flood marks, gauge stations.

Automatic 2D mapping of flash floods seems to be a realizable goal at a scale of a region or country with standard 2D hydraulic models. But the current main limits appear to be a lack of good input database management, which limits the current accuracy of mapping results.

How to cite: Pons, F., Alquier, M., and Paya, E.: Automatic 2D mapping of flash floods: which possibilities and limits? An illustration based on the Cartino2D method, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7212, https://doi.org/10.5194/egusphere-egu22-7212, 2022.

EGU22-7768 | Presentations | HS4.1

Debris floods and channel widening in mountain rivers: Examples from the Vaia Storm (October 2018) in the Cordevole River catchment (Dolomites, Italy) 

Andrea Brenna, Lorenzo Marchi, Marco Borga, Mattia Zaramella, and Nicola Surian

Mountain rivers experience channel widening as a response to high-magnitude hydrological events. Several studies indicate that the unit stream power (ωpk) and the lateral confinement (CI) are among the most important constraints to explain channel modifications induced by a flood. That said, with the same controlling factors, a relatively broad spectrum of width ratios (WR = channel width after/before the flood) is commonly observed in real case studies. Sediment transport in mountain streams occurs via processes classified as debris flows (DFW), debris floods (DFD) and water flows (WF). This study aims to test if different flow-types are one of the drivers of channel response to floods, specifically investigating if there is a relationship between DFD (i.e. a transport condition characterized by extremely high bedload) and intense channel widening.

The case study is the Cordevole catchment (Dolomites, Italy; drainage area of 857 km2), which in October 2018 was affected by a severe hydrological event (Vaia storm). Besides the main stem of the Cordevole River, we considered four of its tributaries (Tegnas, Pettorina, Liera and Corpassa torrents). WR was determined at the sub-reach scale through aerial photographs analysis and ωpkwas calculated considering the discharge at the flood peak provided by hydrological modelling. A post-flood survey allowed us to determine the flow-types that occurred at each sub-reach of the Tegnas Torrent during the event. The possible upheaval from WF to DFD along the other streams was determined considering the presence of conditions required for local occurrence of DFD (i.e. ωpk exceeding 5000 Wm-2 and/or DFW tributaries delivering large amount of sediment into a receiving stream).

DFD sub-reaches of the Tegnas Torrent experienced widenings that, at the same ωpk, were 2-3 times larger than WR of WF sites. These processes-specific relationships were used to recognize sub-reaches of the other streams were an “anomalous widening” occurred during the Vaia event, i.e. sites where WR was significantly larger-than-expected for a specific ωpkunder conditions of WF. Among 117 sub-reaches, anomalous widening was recognized at 13 and 6 sub-reaches of the Liera (WR up to 16) and Pettorina (WR up to 10) torrents, respectively. All these sub-reaches were characterized by the presence of conditions required for DFD occurrence during a high-magnitude flood, allowing us to infer that the process responsible for sediment transport during the Vaia event was likely DFD. Contrariwise, no sub-reaches of the Cordevole and Corpassa streams experienced anomalous widening, likely because WF occurred along their whole courses due to their morphological characteristics (e.g. wide channel before the flood) and/or lower magnitude of the flooding locally induced by the storm.  

These results suggest that an extraordinary-widening characterizes DFD channel sites, which, during a severe flood, can be affected by channel changes remarkably more intense than those occurring in response to WF. For this reason, in addition to hydraulic and morphological constraints, the different sediment–water flows possibly occurring at a sub-reach should be considered as a further controlling factor for channel modifications and, consequently, for prediction of geomorphic hazard at local scale.

How to cite: Brenna, A., Marchi, L., Borga, M., Zaramella, M., and Surian, N.: Debris floods and channel widening in mountain rivers: Examples from the Vaia Storm (October 2018) in the Cordevole River catchment (Dolomites, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7768, https://doi.org/10.5194/egusphere-egu22-7768, 2022.

EGU22-7913 | Presentations | HS4.1 | Highlight

Towards a hydrological consensus about the 2nd – 3rd October 2020 ALEX storm event in the French “Alpes Maritimes” region 

Frédéric Pons, Laurent Bonnifait, David Criado, Olivier Payrastre, Felix Billaud, Pierre Brigode, Catherine Fouchier, Philippe Gourbesville, Damien Kuss, Nathalie Le Nouveau, Olivier Martin, Stan Nomis, Emmanuel Paquet, and Bernard Cardelli

After having swept over western France, the ALEX storm led to an exceptional Mediterranean rainfall event which hit the “Alpes Maritimes” region during the night of the 2nd to 3rd October 2020. The rainfall accumulations observed on 12 to 24 hours durations were unique in this region, with a record of 663mm in 24h (EDF raingauge at Les Mesces).

Form West to East, several valleys, mainly those of Tinée, Vésubie, and Roya were affected by major floods, landslides, sediment transport and geomorphological changes. The hydrometric network was almost destroyed. The human and material damages were considerable, with many fatalities and missing people, several villages largely destroyed, and important destructions of communication and transport networks.

A lot of technical post-flood surveys were launched by national authorities to gather a detailed knowledge of the event characteristics, with regard to rainfall accumulations, water discharges, description the torrential phenomena, and inventory of damages. This communication is focused on the question of water discharges.

National and local authorities and organisms, universities and companies, were involved in different post-flood surveys aiming at gathering information on the peak discharges and the hydrographs of the floods, for their own needs and/or within structured programs (Administrative survey, HYMEX research project www.hymex.org).

Several kind of discharge field estimations were provided using field survey measurements, satellites images, post-event Lidar data, combined with hydraulic estimations based on hydraulic formulas, and 1D/2D hydraulic models. Several teams also applied hydrological models based on radar quantitative precipitation estimates, to calculate hydrographs at different basins outlets.

To combine and draw a uniform synthesis of all these results, a consensus exchange was launched to share the knowledge gathered by the different data providers. The objective was to compare, assess, and propose common intervals of peak discharges in the different impacted valleys. We also evaluated for each valley the return period of the final interval of discharge established by the consensus.

The final product is an official administrative document, established at the end of October 2021 by the French state authorities, providing the peak discharge values to be used for post flood studies, reconstruction, and prevention measures.

How to cite: Pons, F., Bonnifait, L., Criado, D., Payrastre, O., Billaud, F., Brigode, P., Fouchier, C., Gourbesville, P., Kuss, D., Le Nouveau, N., Martin, O., Nomis, S., Paquet, E., and Cardelli, B.: Towards a hydrological consensus about the 2nd – 3rd October 2020 ALEX storm event in the French “Alpes Maritimes” region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7913, https://doi.org/10.5194/egusphere-egu22-7913, 2022.

Best allocation of ressources from stakeholders that face fast-flooding implies a dynamic representation of the risk, exposure, and danger, in a situation where parameters (roughness, infiltration, drainage network etc.), and input (bathymetry and rainfall) can be both uncertain and volatile. Ensemble strategy simulation appears as a good approach to deal with these issues.
Fast-flood event are also typically events where meteorological predictions can underestimate the actual rainfalls until very late. Urban microcharacteristics can also make models sensitive to spatial resolution, and « events » such as log jam can even modify DEM. 
At Strane Innovation, we develop a decision-support tool called BlueMapping. To be operational, that is, fast to deploy and reliable, we use this ensemble strategy together with the fastests simulation models deployed on powerful computers. It also requires quick and robust routines for the setup of the model, with proxies when data is not available at the moment, and inputs that are easy to modify if necessary.
We will ilustrate this discussion through the test case of the Alex storm that hit la Vésubie and la Roya valleys. After a quick benchmark with a standard model, we will compare the outcome between the flooding predicted by different models and the actual outcome. 
Since BlueMapping can be integrated in an alarm system, it is important to assess the values of the confusion matrix, in particular the false alarm ratio, to make sure our tool keeps its value over time.

How to cite: Wacheux, C.: Ensemble strategy for decision-support tool : a case study of the Alex storm in 2020 in la Roya and la Vésubie valleys, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9023, https://doi.org/10.5194/egusphere-egu22-9023, 2022.

EGU22-12136 | Presentations | HS4.1

Assessing parsimonious hydrological model structures with distributed adjoint-based calibration in SMASH Python-Fortran platform on large sample of French catchments and flash floods 

François Colleoni, Pierre-André Garambois, Maxime Jay-Allemand, Pierre Javelle, Patrick Arnaud, Catherine Fouchier, and Igor Gejadze

This contribution presents improvements of conceptual models in SMASH (Spatially distributed Modelling and ASsimilation for Hydrology) platform, underlying the French national flash flood forecasting system Vigicrues Flash [1], based on: (i) the 3-parameters model formulation and variational data assimilation algorithm of [2] that showed promising results (i) hypothesis testing on a large sample of catchments and flash floods; (ii) comparison of the SMASH model performances in uniform and distributed calibration to GR models; (iii) a new wrapped Python interface automatically generated by the f90wrap library [3]. Multiple tests have allowed us to converge on two parsimonious distributed model structures that have comparable performances to the GR models in spatially uniform calibration. These two structures, mainly based on GR operators at the pixel scale, differ in the production operator, with the 6-parameters structure being GR production and the 7-parameters structure being VIC production. Furthermore, the use of distributed calibration applied to these formulations via adjoint model resolution shows significantly better calibration performances without being less robust in spatio-temporal validation. Immediate work deals with improving the regional calibration scheme by tayloring the global search of semi-distributed prior parameter sets, with multi-gauge constrains, improving physiographic regularizations in the forward-inverse SMASH assimilation chain, using Python librairies.

References
[1] P. Javelle, et al. Flash flood warnings: Recent achievements in france with the national vigicrues flash system UNDRR GAR, 2019.
[2] M. Jay-Allemand, et al.. On the potential of variational calibration for a fully distributed hydrological model: application on a mediterranean catchment. HESS, 2020, https://doi.org/10.5194/hess-24-5519-2020
[3] J. R. Kermode. f90wrap: an automated tool for constructing deep python interfaces to modern fortran codes. 2020. https://doi.org/10.1088/1361-648X/ab82d2

How to cite: Colleoni, F., Garambois, P.-A., Jay-Allemand, M., Javelle, P., Arnaud, P., Fouchier, C., and Gejadze, I.: Assessing parsimonious hydrological model structures with distributed adjoint-based calibration in SMASH Python-Fortran platform on large sample of French catchments and flash floods, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12136, https://doi.org/10.5194/egusphere-egu22-12136, 2022.

EGU22-13445 | Presentations | HS4.1 | Highlight

Nowcasting Flood Impacts of Convective storms in the Sahel 

Steven J Cole, Seonaid Anderson, Abdoulahat Diop, Christopher Taylor, Cornelia Klein, Steven Wells, Gemma Nash, and Malick Diagne

Flash flooding from intense rainfall frequently results in major damage and loss of life across Africa. Over the Sahel, intense rainfall from Mesoscale Convective Systems (MCSs) is the main driver of flash floods, with recent research showing that these have tripled in frequency over the last 35 years. This climate-change signal, combined with rapid urban expansion in the region, suggests that the socio-economic impacts of flash flooding will become more frequent and severe. Appropriate disaster preparedness, response, and resilience measures are required to manage this increasing risk.

The NFLICS (Nowcasting FLood Impacts of Convective storms in the Sahel) project has co-developed a prototype early warning system for Senegal, incorporating nowcasting of heavy rainfall likelihood and flood risk from MCSs at city and sub-national scales. This system uses remote sensed satellite data and has been developed in partnership with the national meteorological agency (ANACIM) to operate quickly in real-time. To identify convective activity, wavelet analysis is applied to Meteosat data on cloud-top temperature for historical periods (2004 to 2019) and for the start-time of a nowcast. Data on historical convective activity, conditioned on the present location and timing of observed convection, are used to produce probabilistic forecasts of convective activity out to six hours ahead. Verification against the convective activity analysis and the 24-hour raingauge accumulations over Dakar suggests that these probabilistic nowcasts provide useful information on the occurrence of convective activity. The highest skill (compared to nowcasts based solely on climatology) is obtained when the probability of convection is estimated over spatial scales between 100 and 200km, depending on the forecast lead-time considered. Furthermore, recent advances have included incorporation of land surface temperature anomalies to modify nowcast probabilities – this recognises that MCS evolution favour drier land.

A flood knowledge database, compiled with local partners, allows estimation of the flood risk over Dakar given the identified probability of convective activity. The flood hazard is estimated from the probabilistic convective-activity nowcast when combined with information on the historical relationship between convective activity and precipitation totals. Information on the antecedent conditions can also be included, with a higher level of hazard associated with recent rainfall and already-wet conditions. Flood vulnerability is estimated at the local scale from post-event analysis of the 2009 flood events along with information from recent modelling studies and flood-alleviation measures. The combined information from nowcasts of convective-activity and flood-risk is visualised through an interactive desktop GUI and an online portal. Operational trials over the 2020 and 2021 rainy seasons, and during intensive nowcasting testbeds with researchers and forecasters, has shown the utility of these new nowcast products to support Impact-based Forecasting.

How to cite: Cole, S. J., Anderson, S., Diop, A., Taylor, C., Klein, C., Wells, S., Nash, G., and Diagne, M.: Nowcasting Flood Impacts of Convective storms in the Sahel, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13445, https://doi.org/10.5194/egusphere-egu22-13445, 2022.

EGU22-1587 | Presentations | HS7.6

Chemical characteristics of summer rainwater at an urban site in South Korea 

Hyemin Park, Taeyong Kim, and Minjune Yang

In this study, we investigated the chemical characteristics of rainwater and evaluated the correlation among rainwater quality factors for seven precipitation events from June 2020 to August 2020. Rainwater samples (n = 84) were collected every 50 mL at Pukyong National University, Busan, South Korea. Values of pH and electrical conductivity (EC) were measured in the field, and concentrations of water-soluble cations (Na+, Mg2+, K+, Ca2+, and NH4+) and anions (Cl-, NO3-, and SO42-) were determined using ion chromatography. For all rainwater samples, the pH ranged from 3.63 to 5.59, with mean pH = 4.78, and the measured mean EC was 30.54 µS/cm, indicating that the precipitation was acidified in Busan, South Korea. A strong negative correlation (r = -0.83) was found between the pH and EC values. The major ionic components of rainwater were SO42- > NH4+ > NO3-, which are predominantly attributed to anthropogenic forces in the study area, such as emissions from vessels and fossil fuels. Anion concentrations of rainwater samples were SO42- (average concentration: 2.15 mg/L) > NO3- (1.43 mg/L) > Cl- (1.04 mg/L) and showed a strong positive correlation with EC values (r = 0.81) and a negative correlation with pH values (r = -0.72) of rainwater samples. The average concentrations of cations (NH4+ (1.56 mg/L) > Ca2+ (1.31 mg/L) > Na+ (0.63 mg/L) > K+ (0.57 mg/L) > Mg2+(0.29 mg/L)) were relatively lower than those of anions. Cation concentrations showed no significant correlation with the values of EC (r = 0.29) and pH (r = -0.21). The result of this study indicates that acidic precipitation occurs even in summer with relatively low concentrations of air pollution and strong rainfall intensity.

How to cite: Park, H., Kim, T., and Yang, M.: Chemical characteristics of summer rainwater at an urban site in South Korea, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1587, https://doi.org/10.5194/egusphere-egu22-1587, 2022.

EGU22-1730 | Presentations | HS7.6

Return periods in current and future climate 

Dan Rosbjerg

The distribution functions for large rain events Xc in current climate is denoted F(x) = P{Xcx} and for large rain events Xf in a future climate G(x) = P{Xfx}. A climate factor k is introduced, and it is assumed that P{Xcx} = P{Xfk x} corresponding to G(k x) = F(x). If we further assume that the distribution functions F and G have exponential tails, the following simple transformation of the return period in current climate Tc to the corresponding return period in future climate Tf can be deduced

Tf = Tc1/k

Applying a first order analysis on this equation with k as independent variable leads to a relation between the uncertainties of k and Tf. In terms of the coefficient of variations we get

CV{Tf} ≈ 1/ lnTc CV{k}

This equation reveals that even with moderate uncertainty in k, the uncertainty in Tf is notably increased.

How to cite: Rosbjerg, D.: Return periods in current and future climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1730, https://doi.org/10.5194/egusphere-egu22-1730, 2022.

EGU22-2595 | Presentations | HS7.6

A Stochastic Rainfall Generator Suitable for Modeling Future Compound Disasters Associated with Heavy Rainfall 

Dongkyun Kim, Christain Onof, Jeongha Park, and Lipen Wang

Disasters associated with heavy rainfall such as urban floods, riverine floods, and landslides often simultaneously occur while each of them sensitively reacts to rainfall variabilities at distinct ranges of time scales. Therefore, a stochastic rainfall model suitable for modeling compounding of disasters must be good at reproducing the rainfall variability across all timescales relevant to all types of disasters. This study proposes a point stochastic rainfall generator that can reproduce various rainfall characteristics at timescales between 5 minutes and one decade. The model generates the fine-scale rainfall time series using a randomized Bartlett-Lewis Rectangular Pulse (RBLRP) model. Then the rainstorms are shuffled such that the correlation structure between the consecutive storms is preserved. Finally, the time series is rearranged again at the monthly timescale based on the result of the separate coarse-scale monthly rainfall model. The method was tested using the 69 years of 5-minute rainfall data recorded at Bochum, Germany. The mean, variance, covariance, skewness, and rainfall intermittency were well reproduced at the timescales from 5 minutes to a decade without any systematic bias. The extreme values were also well reproduced at timescales from 5 minutes to 3 days. The past-7-day rainfall before an extreme rainfall event, which is highly associated with the extreme riverine flow and landslide was reproduced well too. Then, the model was extended to integrate the influence of climate change. For this, the model was re-parameterised in terms of parameters representing average magnitude and temporal structure of the rainfall time series. Then, the relationship between these new parameters and the covariates (e.g. monthly, weekly, daily temperature) were investigated. Lastly, the derived regression relationships were applied to adjust the duration and the magnitude of rain storms and cells that were generated by the stationary RBLRP model.

This work was supported by the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. NRF-2021R1A2C2003471).

 

How to cite: Kim, D., Onof, C., Park, J., and Wang, L.: A Stochastic Rainfall Generator Suitable for Modeling Future Compound Disasters Associated with Heavy Rainfall, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2595, https://doi.org/10.5194/egusphere-egu22-2595, 2022.

EGU22-2624 | Presentations | HS7.6

Comparing extreme precipitation between data from rain gauges, weather radar and high-resolution climate models 

Karsten Arnbjerg-Nielsen, Emma Dybro Thomassen, Søren Liedtke Thorndahl, Christoffer Bang Andersen, Ida Bülow Gregersen, and Hjalte Jomo Danielsen Sørup

The representation of extreme precipitation at small spatio-temporal scales is of major importance in urban hydrology. The present study compares observations from tipping bucket gauges and a C-band radar to two sets of re-analysis climate model output data for a historic period of 14 years where there is full spatial and temporal overlap between datasets. The reanalysis data are based on models with different parametrizations and spatio-temporal resolutions, one being a “convective-permitting” model while the other uses a convective parametrization scheme to account for convective rainfall. The study focuses on an area of approximately 100 by 150 km.

The datasets are compared with respect to seasonality of occurrence, intensity levels and spatial structure of the extreme events. All datasets have similar seasonal distributions, and comparable intensity levels. There are, however, clear differences in the spatial correlation structure of the extremes. Seemingly, the radar data is best representation of a “real” spatial structure for extreme precipitation, even though challenges appear in data when moving far from the physical radar. The spatial correlation in point observations is a valid representation of the spatial structure of extreme precipitation. The convective-permitting climate model seem to represent the spatial structure of extreme precipitation much more realistically, compared to the coarser convective parameterized model. However, improvement could be made for the shortest durations and smallest spatial scales.

How to cite: Arnbjerg-Nielsen, K., Thomassen, E. D., Thorndahl, S. L., Andersen, C. B., Gregersen, I. B., and Sørup, H. J. D.: Comparing extreme precipitation between data from rain gauges, weather radar and high-resolution climate models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2624, https://doi.org/10.5194/egusphere-egu22-2624, 2022.

EGU22-2799 | Presentations | HS7.6

Surveillance audio-based rainfall observation: a crowdsourcing approach 

Xing Wang, Xuejun Liu, Thomas Glade, and Meizhen Wang

Rainfall data with high spatiotemporal resolutions are of great value in many research fields, such as meteorology, hydrology, global warming, and urban disaster monitoring. Current rainfall observation systems include ground-based rain gauges, remote sensing-based radar and satellites. However, there is an increasing demand of the spatiotemporal rainfall data with high resolution. Thanks to the advocacy from many research institutions and international organizations, several innovative crowdsourcing ideas including opportunistic sensing and citizen science initiatives have been followed in recent years. Commercial cellular communication networks, windshield wipers or optical sensors in moving vehicles, smart phones, social medias, and surveillance cameras/videos have been identified as alternative rain gauges. In particular environmental audio recordings are a rich and underexploited source to identified and even characterize rainfall events.
Widespread surveillance cameras can continuously record rainfall information, which even provides a basis for the possibility of rainfall monitoring. Comparing the aforementioned methods, surveillance audio-based rainfall estimation has been discussed in existing studies with advantages of high-spatiotemporal-resolution, low cost and all-weather. Therefore, this study focuses on mining the rainfall information from urban surveillance audio for quantitative inversion on precipitation. Rain sound is generated by the collision of rain particles with other underlying objects in the process of falling. In real applications, the complex subsurface structure and random background noises from human activity in urban areas make surveillance rainfall sound vulnerable and surveillance audio-based rainfall estimation more challenging. In our study, the rainfall acoustic indicators were selected for rainfall sound representation. Deep learning-based rainfall observation systems were built based on urban surveillance audio data. Experimental results show the efficiency of our system in rainfall estimation. Our research is a new attempt to develop crowdsourcing-based rainfall observations, which can also provide a beneficent supplement to the current rainfall observation networks.

How to cite: Wang, X., Liu, X., Glade, T., and Wang, M.: Surveillance audio-based rainfall observation: a crowdsourcing approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2799, https://doi.org/10.5194/egusphere-egu22-2799, 2022.

EGU22-5356 | Presentations | HS7.6

A method for adjusting design stormpeakedness to reduce biasin hydraulic simulations 

Samer Muhandes, Barnaby Dobson, and Ana Mijic

In the UK, decision-makers use hydraulic model outputs to inform funding, connection consent, adoption of new
drainage networks and planning application decisions. Current practice requires the application of design storms to
calculate sewer catchment performance metrics such as flood volume, discharge rate and flood count. With flooding
incidents occurring more frequently than their designs specify, hydraulic modelling outputs required by practice are
questionable. The main focus of this paper is the peakedness factor (ratio of maximum to average rainfall intensity)
of design storms, adjudging that this is a key contributor to model bias. Hydraulic models of two UK sewer
catchments were simulated under historical storms, design storms and design storms with modified peakedness to
test bias in modelling outputs and the effectiveness of peakedness modification in reducing bias. Sustainable
drainage systems (SuDS) were implemented at catchment scale and the betterment achieved in the modelling outputs
was tested. The proposed design storm modification reduced the bias that occurs when driving hydraulic models
using design storms in comparison with historical storms. It is concluded that SuDS benefits are underestimated when
using design rainfall because the synthetic rainfall shape prevents infiltration. Thus, SuDS interventions cannot
accurately be evaluated by design storms, modified or otherwise.

How to cite: Muhandes, S., Dobson, B., and Mijic, A.: A method for adjusting design stormpeakedness to reduce biasin hydraulic simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5356, https://doi.org/10.5194/egusphere-egu22-5356, 2022.

EGU22-6652 | Presentations | HS7.6

Impact of malfunctions on urban drainage for different design rainfall events 

Fabian Funke, Stefan Reinstaller, and Manfred Kleidorfer

Urban drainage is subject to a variety of external influencing factors that can have a negative impact on hydraulic system performance. These include changing precipitation characteristics due to climate change [1], an increase in sealed surfaces due to advancing urbanisation [2], but also further failures and malfunctions [3] in the technical grey and green infrastructure. With an increasing share of decentralised urban stormwater measures and uncertainties regarding responsibility, care and maintenance of these facilities, an increase in malfunctions can be assumed [4]. In this work, we are investigating common malfunctions in urban drainage systems with 1D/2D urban flood model in a virtual urban study site. The goal is to highlight differences between the failures and malfunctions in both grey and blue-green infrastructures for different design rainfall events (Type Euler II) and compare them to other possible scenarios like climate change and urbanization.

For the research, a model of a small virtual urban study site (1.5ha) is developed with the commercial software PCSWMM2D [5], which represents a small part of an urban catchment. It includes the following sub-structures and assets: i) combined sewer system, ii) urban stream, iii) urban structures including buildings, marketplaces, streets, bridges, pathways, and underbridges and iv) four sustainable urban drainage system (SUDS) structures (green roofs, permeable pavements, swales and bioretention cell). Connected to the combined sewer system are three border areas (30ha, 10ha, 10ha), representing inflows from outside. The urban drainage infrastructures and SUDS were designed based on a design rainfall (Euler Typ II) event with a 5-year return period and 1-hour event duration.

In total 12 different scenarios were designed for the virtual urban study site i) the SUDS-base-scenario which includes four different green infrastructure assets, ii) three reference scenarios with climate change, urbanisation and wet preconditions and iii) the malfunction-scenarios with seven single malfunction scenarios and one worst case which is all of the single scenarios combined. Each scenario was run with design rainfall events with an Euler II distribution and interval lengths between 15 minutes and 24 hours as well as return periods between 1 and 100 years.

To compare the different scenarios and assess their severity for the urban area we used 3 different objective values. i) The maximum water depth in the vulnerable infrastructure (underbridge), ii) the flooded area with water depths > 10cm and iii) the total combined sewer overflow emissions released into the urban stream.

Results show a clear difference between the different malfunction scenarios, with a higher influence of malfunctions in grey than in green infrastructures. In most cases, the reference scenarios climate change, urbanisation and wet preconditions show higher values than the malfunctions scenario. All scenarios are highly dependent on the rainfall event characteristics, with no differences in the objective values compared to the base case for low return periods and rising differences for medium to high return periods.

How to cite: Funke, F., Reinstaller, S., and Kleidorfer, M.: Impact of malfunctions on urban drainage for different design rainfall events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6652, https://doi.org/10.5194/egusphere-egu22-6652, 2022.

EGU22-7879 | Presentations | HS7.6

Selecting Good Quality Official and Citizen Science Rain Gauge Data and Blending with Radar for More Accurate Rainfall Representation 

Tess O'Hara, Elizabeth Lewis, Fergus McClean, Hayley Fowler, and Geoff Parkin

Rainfall data collected by citizen scientists is typically regarded as low quality and therefore remains underused in hydrological applications. Conversely, official data collected by professional organisations is often treated as more reliable than it really is. Here we demonstrate that value can be extracted from citizen science rainfall data by applying automated statistical quality control combined with manual checks. We also consider the pros and cons of citizen science rain observations.

Carefully selected rain data from official and citizen science gauges have been blended with radar.  Examples of how rainfall depths vary depending on the data inputs are presented, highlighting the benefit of incorporating all available data sources. This approach is particularly important when determining rainfall during spatially and temporally variable convective storms. The research is concerned with convective storms that resulted in pluvial flooding in urban areas of the UK between 2014 – 2018, however, the methodology could be implemented in any location where hourly (or shorter interval) rain gauge data and radar are available.  

How to cite: O'Hara, T., Lewis, E., McClean, F., Fowler, H., and Parkin, G.: Selecting Good Quality Official and Citizen Science Rain Gauge Data and Blending with Radar for More Accurate Rainfall Representation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7879, https://doi.org/10.5194/egusphere-egu22-7879, 2022.

In response to recent major flood events in Ireland, the authorities have prioritised the development of a national flood forecasting model for use as a tool in flood risk management. Accurate flood predictions by this model require high resolution spatiotemporal rainfall data. One source for this type of data is the remote sensing estimated precipitation provided by the Global Precipitation Measurement (GPM) satellite. The GPM has ability to detect and estimate all forms of precipitation using a range of advanced instruments, including Microwave and Radar technologies. This study evaluates the accuracy of detecting the large rainfall events which occurred in Ireland during the period 2014-2021 by three Integrated Multi-satellitE Retrievals for GPM (IMERG) precipitation products (i) early run ; (ii) late run; and (iii) final run. The satellite estimates of these events have been assessed using five statistical indices applied to various temporal scales; hourly, daily, and monthly. The results showed that, for satellite detection, all of the three IMERG products had an acceptable detection accuracy of the large rainfall events. In particular, the calibrated product – final run product – outperformed the other near-real-time products in terms of estimation error and bias. Overall, the results indicate that IMERG satellite precipitation products can be used with confidence to detect large events over high latitude areas such as Ireland. Besides, they have a high potential for coupling with in-situ data to improve the accuracy of the integrated flood forecasting model.

How to cite: Mohammed, S., Nasr, A., and Mahmoud, M.: Evaluation of the spatiotemporal representation of the GPM satellite precipitation products over diverse climatic regions in Ireland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8942, https://doi.org/10.5194/egusphere-egu22-8942, 2022.

Since Hinton et al. introduced Deep Learning (DL) in 2006 [1], DL methods have led to breakthroughs in various scientific fields, such as speech recognition, medical, materials, and many more. Various early attempts to apply DL to short-term rainfall forecasting (nowcasting) were also reported. However, these early models did not lead to significant improvements as compared to non-AI nowcasting models such as STEPS [2]. It was TrajGRU model [3] which first demonstrated the potential gains that may be achieved with DL-based nowcasting models. Since then, a variety of DL models have been proposed or applied to tackle rainfall nowcasting, with the most iconic ones including U-Net, MetNet and DGMR [4-6]. Similarly to the Trajectory GRU (TrajGRU) model, the U-Net and MetNet models show clear improvements in predicting the occurrence of rainfall at high spatial and temporal resolutions and with a longer lead time, as compared to non-AI models. However, the predicted rainfall images from these three models (and their variants) become overly smooth rather quickly (at lead times of 15-20 minutes); this is a common ‘feature’ of many other DL models [7]. This means that significant amount of spatial rainfall details is lost, which is undesirable for certain hydrological applications, such urban flow and flood forecasting where small-scale rainfall variability -in particular localised peaks- may have tangible impacts [8]. In 2016, DeepMind [6] proposed a new type of DL-based nowcasting model called the Deep Generative Model of Radar (DGMR), which is based upon a Generative Adversarial Network (GAN) framework. The DGMR successfully improves the aforementioned smoothing drawback of other DL-models by incorporating noise into the rainfall forecast generator such that small-scale rainfall details can be preserved and, consequently, localised peak intensities can be better predicted. DGMR thus shows great potential for hydrological applications.

In spite of the success, the model structure of DGMR is complex and hard to digest by someone without proper training in DL. Therefore, even though the model structure has been published, it remains a mystery for most hydrologists, thus hindering its application.

In this work, we explore the success of DGMR with an in-depth analysis of its model structure. More specifically, through the process of re-constructing the DGMR model, we have developed a short tutorial on the different model components, in plain language and with example images and intermediate analyses. This will enable better understanding of the features and behaviour of the DGMR model and of the implications for hydrological applications. Additionally, a better understanding of the DGMR model components may instigate further improvements.

References:

[1] Hinton, G.E., et al., Neural Comput., 18 (7), 1527-1554, 2006.

[2] Bowler, N.E., et al., Q. J. Roy. Meteor. Soc., 132(620), 2127-2155, 2006.

[3] Shi, X., arXiv preprint arXiv:1706.03458, 2017.

[4] Agrawal, S., et al., arXiv preprint arXiv:1912.12132, 2019.

[5] Sønderby, C.K., et al., arXiv preprint arXiv:2003.12140, 2020.

[6] Ravuri, S., et al., Nature, 597, 672-677, 2021.

[7] Ayzel, G., Geosci. Model Dev., 13(6), 2631-2644, 2020.

[8] Ochoa-Rodriguez, S., et al., J. Hydrol., 531, 389-407, 2015.

How to cite: Heh, Y.-T. and Wang, L.-P.: Unraveling the mystery of DeepMind’s rainfall nowcasting: a step-by-step tutorial for hydrologists, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9054, https://doi.org/10.5194/egusphere-egu22-9054, 2022.

EGU22-10291 | Presentations | HS7.6

Effect of spatially distributed radar-gauge rainfall products on simulated urban flows 

Edwin Echeverri-Salazar, Bora Shehu, Alexander Verworn, and Markus Wallner

Weather radars have become a valuable tool for urban hydrological studies because they capture the rainfall intensities at a high spatial and temporal resolution. However, radar products are affected by objects or phenomena not of meteorological interest, making it necessary to apply various algorithms to correct and improve their rainfall estimation. In addition, multiple methods for merging rain-gauge and radar data are presented in the literature, which combines the advantages of high spatial resolution of radar products with the measurement accuracy of rain gauge stations. While merging methods are commonly validated on rain-gauge measurements, little has been discussed in the literature about the influence of such techniques on urban hydrological models. Therefore, this study investigates the use and selection of gauge-radar merging methods as input for urban hydrological modeling.

This work studies the influence of different precipitation products (rain-gauge stations, radar, and radar-gauge merged products) on flow rates simulated with a hydrodynamic model in two cities: Hildesheim and Osnabrück, Germany. Sewer pipe measurements at least every 2 minutes for several discharge events within 2020-2021 are available and used to evaluate different rainfall products. The techniques to be assessed are temporal and spatial smoothing and radar merging methods such as external drift kriging, quantile mapping, and conditional merging. This study will allow identifying if, in general, there is a single product that presents the best results for urban flow simulations or if, on the contrary, it depends on the type of rainfall event. Additionally, since the study areas are located at different distances from the Hannover radar station, it will be possible to analyze the influence of the attenuation correction on the improvement of the radar product.

How to cite: Echeverri-Salazar, E., Shehu, B., Verworn, A., and Wallner, M.: Effect of spatially distributed radar-gauge rainfall products on simulated urban flows, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10291, https://doi.org/10.5194/egusphere-egu22-10291, 2022.

EGU22-11015 | Presentations | HS7.6

Observing Extreme Rainfall Events at Fine Timescales 

Ching-Chun Chou and Li-Pen Wang

The Computational Hydrometeorology Lab in National Taiwan University (NTU CompHydroMet Lab) recently launched a rainfall monitoring network, with a special focus on observing extreme storm events, such as typhoons and thunderstorms, over the south area of Taipei. Due to the topographic effect and the constant humidity brought by the sea breeze, together with the high temperature, south Taipei is a hotspot for the occurrence of thunderstorms in summer. The monitoring network constitutes a collocated pair of an OTT Pluvio S and an OTT Pluvio L weighing rain gauges, as well as two ‘unconventional’ rain sensors – an OTT Parsivel2 disdrometer and a Lufft WS100 radar precipitation sensor. These rain sensors are co-located within a 10 x 10 m2 area, providing rainfall estimates at high temporal resolutions, ranging from 10 seconds to 1 minute.

Since the launch of the monitoring network in March 2021, the monitoring network has collected rainfall data for two typhoons and a number of thunderstorms, with the highest peak intensity at 245.6 mm/h. The measurements are generally consistent between four sensors; in particular, those from two weighing gauges are of the highest consistency. In addition, a  preliminary comparison shows that the high-intensity rainfall measured by weighing gauges and disdrometer are in high agreement. This suggests that weighing gauges –which were widely used as a verification gauge for the tipping bucket gauges in the operational context–  can provide reliable rainfall measurements with high accuracy, including capturing extreme rainfall. 
 
As compared to other sensors, WS100 tends to underestimate rainfall at high intensities. However, it is more sensitive to low-intensity rainfall than others; and, similarly to the disdrometer, it provides reflectivity data and requires less maintenance. The cause of underestimation is currently under investigation, which could potentially be improved through the calibration of the current algorithm with weighing gauges’ measurements. 

At the next stage of the work, these ground measurements will be compared with the coincidental three-dimensional radar data product from the Central Weather Bureau (CWB), Taiwan. The radar data product from CWB is available at approximately 1.2 km spatial resolution and 10-min intervals. The comparison result will be presented, and the potential of using the monitoring network to support the correction of radar data will be discussed.

How to cite: Chou, C.-C. and Wang, L.-P.: Observing Extreme Rainfall Events at Fine Timescales, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11015, https://doi.org/10.5194/egusphere-egu22-11015, 2022.

EGU22-11572 | Presentations | HS7.6

Gauging the ungauged: Estimating rainfall in urbanized river basins using ground-based and spaceborne sensors 

Linda Bogerd, Rose Boahemaa Pinto, Tim van Emmerik, and Remko Uijlenhoet

Accurate rainfall estimates in urban areas are vital for water management, pollution transport, and flood forecasts. To cover the high spatial (and temporal) variability of rainfall, uniformly distributed observation networks are required.

In many urban areas dedicated rainfall observations are limited because of low available budgets or unsuitable technology. Therefore, this study compared and assessed the accuracy of three “non-traditional” rainfall datasets in the Odaw (Accra, Ghana) river basin to help future modellers to decide which dataset is the best fit, for instance to predict floods. The Odaw river basin is one of the main drainage systems in Accra with a total catchment area of about 270 km2. Over the past three decades, the Odaw basin has been challenged with floods, but due to the lack of a good representation of rainfall measurements, the ability to accurately simulate or forecast floods in the basin is limited.

Two rainfall datasets are derived from satellite observations and one from crowdsourced rain gauges. The three estimates were all available for the study period (2020) and were analysed and compared at a thirty-minute time-interval. The first space-based product is the most recent version (V06B) of IMERG, the gridded multisatellite precipitation product of the Global Precipitation Measurement (GPM) mission; the second space-based product is the MSG-SEVIRI infrared satellite imagery, an innovative rainfall dataset based on geostationary data available day and night. The ground-based data was retrieved from ten TAHMO rain gauges. Because the satellite products consists of pixels while the TAHMO observations are point measurements, the stations were assigned to the pixels of the satellite products.

Results show that all three rainfall datasets revealed a systematic spatial variation, with on average more rainfall observed upstream than downstream. Although all datasets reproduced a similar annual accumulation, the rainfall intensity observed by the TAHMO stations (point measurements) were much higher, sometimes even more than twice as high. Days with high rainfall amounts (when the daily average TAHMO rain rate exceeded 15 mm/hr) were used as case studies, as these days were hypothesised to be related to flooding. During these days space-borne radar overpasses were used to get some impression about the spatial characteristics of the rainfall events. With this presentation we aim to demonstrate the applicability of freely available data to estimate rainfall at various temporal and spatial scales in (formerly) ungauged urbanized river basins.

How to cite: Bogerd, L., Pinto, R. B., van Emmerik, T., and Uijlenhoet, R.: Gauging the ungauged: Estimating rainfall in urbanized river basins using ground-based and spaceborne sensors, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11572, https://doi.org/10.5194/egusphere-egu22-11572, 2022.

EGU22-12694 | Presentations | HS7.6

Mitigation of stormwater flooding by identifying areas suitable for Sustainable Drainage Systems and Aquifer Storage and Recovery (case study: Rome, Italy) 

Elisa Meddi, Azzurra Lentini, Jorge P. Galve, Claudio Papiccio, and Francesco La Vigna

This study proposes a survey methodology to identify areas for combined Sustainable Drainage Systems (SUDS) and Aquifer Storage and Recovery (ASR), (Dearden et al. 2013, Sharp Jr., 1997); these techniques exploit the hydrogeological and geomorphological characteristics of an area, to increase the natural capacity of water to infiltrate the ground.

The target area of this case study is the city of Rome and the aim of such techniques is to reduce the problems related to rainwater which, in case of extreme events, struggles to infiltrate the ground, overloads the undersized hydraulic systems and floods the urban space.

The proposed method involves GIS geospatial analysis of various data: the permeability of outcropping lithology, the piezometric level of the aquifer, hydrogeological units, geomorphology and land use.

In this aim zones characterised by high permeability and a piezometric level that would confer a volumetric capacity to possibly store even large quantities of water without triggering possible problems associated with fluctuations in the water table, have been identified.

The data have been divided into classes and indexed for comparison and overlap them. Finally, hydrogeological units were also taken into account (by analysing their depth trend) in order to identify areas with similar characteristics of permeability with respect to depth. The latter will also be compared with the previous data to identify the areas suitable for SUDS and ASR.

The final product of the suitable areas from a hydrogeological point of view will be compared with the land use map in order to exclude those areas that, for administrative and other legislative reasons, cannot be used for such activities.

 

How to cite: Meddi, E., Lentini, A., Galve, J. P., Papiccio, C., and La Vigna, F.: Mitigation of stormwater flooding by identifying areas suitable for Sustainable Drainage Systems and Aquifer Storage and Recovery (case study: Rome, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12694, https://doi.org/10.5194/egusphere-egu22-12694, 2022.

In recent years, scientists have shown that the increasing trend in precipitation and flash floods during the monsoon season, combined with rapid land-use change, is leading to an increase in river discharge and flood inundation in the Kathmandu valley. The Kathmandu valley is a mid to low elevation mountain region (mean ~ 1250 m), surrounded by hills, particularly to the north, south and west, and has a population of over 3 million.  In this study, statistical analysis of 30 to 50 years of historical rainfall and river discharge data indicate a strong spatial variability in daily rainfall over the catchment during the monsoon season. Hilly regions which surround the Kathmandu basin receive significantly more rainfall than the valley, and rainfall intensity can vary greatly between the northern and southern hills, in particular. Combining our statistical analysis with physical-based numerical modelling of a range of historical flood events we demonstrate that the spatial variability in rainfall can lead to large differences in flood inundation patterns across the valley. Traditional flood early warning systems in the Kathmandu valley do not consider the effect of spatial variability of rainfall on flooding in the basin, which can lead to over or under predictions of flood extent in certain regions for a given event. We demonstrate that flood extent is the centre of Kathmandu and to the west of the city will be significantly higher if heavy rainfall occurs in the northern region of the valley.

How to cite: Creed, M. and Muthusamy, M.: Modelling the impact of spatial variability of precipitation on flood hazards in the Kathmandu Valley, Nepal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12829, https://doi.org/10.5194/egusphere-egu22-12829, 2022.

The Intensity and frequency of extreme storms have been increasing due to possible climate change, making it challenging to manage stormwaters in highly urbanized areas. Without an adequate and appropriate stormwater system, these storms may cause significant damage and losses to live and properties. Low Impact Development (LID) is a recent but widely accepted alternative for managing the increased stormwater. However, limited research is available to understand their effectiveness and optimize the mix of LIDs and conventional stormwater systems. This study evaluates the performance of several LIDs under current and future storm conditions, identify the best performing mixes of LIDs and convention stormwater system and provide a decision-making tool for urban stormwater management. The methodologies will be tested for Renton City, which is part of the Seattle Metropolitan Area.

In order to achieve our objective, first, a statistical rainfall-runoff model will be developed to assess the current stormwater system and estimate runoff for the current and future periods. The final results indicate a significant increase in runoff due to the increased rainfall in the future (2020-2040) compared to the past (1995-2014). The Stormwater Management Model (SWMM) will then be used to simulate the rainfall-runoff under conventional and LIDs (e.g., bio-retention, rain barrels, rain gardens, infiltration trenches, and permeable pavement) stormwater system. The final results show that the performance of LIDs in reducing total runoff volume varies with the types and combinations of LIDs. A 30% to 75% reduction in runoff was achieved for the past and future 50-year and 100-year storms. A Genetic Algorithm (GA) is used to optimize the LID and conventional stormwater system considering the reduction in runoff, installation and maintenance costs. The type, size, location, and number of different LIDs will be considered as decision variables for the GA. Finally, the study aims at developing a comprehensive framework to evaluate the performance of LIDs under present and future storms and identify cost and performance effective LIDs in a given urban area. The framework introduced in this study will help local authorities and practitioners to implement appropriate climate change adaptation strategies by maximizing the benefit from LIDs and ensure sustainable stormwater management for the current and future climates.

How to cite: Abduljaleel, Y. and Demissie, Y.: Evaluation and Optimization of Low Impact Development Designs for Sustainable Stormwater Management in a Changing Climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13, https://doi.org/10.5194/egusphere-egu22-13, 2022.

EGU22-1830 | Presentations | HS7.5

Prestorm root zone soil moisture conditions critical for flood forecasting in Europe 

Christian Massari, Francesco Marra, Yves Tramblay, Wade Crow, Stefania Camici, Sara Modanesi, Luca Brocca, and Gaby Gruendemann

Recent evidences suggest that in Europe, flood frequency and precipitation frequencies are often not aligned. Beside other factors pre-storm conditions exert a significant impact on flood generation thus their knowledge is paramount for a proper flood forecasting. A number of predictors have been used in the past to understand how much precipitation is transformed into runoff (i.e., runoff coefficient, RC). Notable examples are the antecedent precipitation index (API), the prestorm river discharge and soil moisture. On top of these new products potentially available from satellite observations like surface soil moisture and total water storage anomalies (TWSA), root zone soil moisture from reanalysis and hydrological models can be used along with precipitation to predict in advance the severity of the storm runoff.Our goal here is to provide an objective description of the role played by different predictors for hydrologic forecasting in Europe. In particular, we aim at answering the following research questions:

  • How variable is runoff coefficient across the European catchments?
  • How much are surface and root zone soil moisture, river discharge, antecedent precipitation and total water storage anomalies able to explain the RC variability across European floods?
  • Under which conditions (climate period, location and flood magnitude) are the different pre-storm indices able to predict this runoff coefficient variability?

We answered these questions using long term (1980-2016) precipitation and river discharge observations from more than 100 basins covering different European regions. Results demonstrated that root zone soil moisture and TWSA are the best predictors of prestorm conditions under a variety of climatic and geographic features and thus their correct representation in land surface and hydrological models is strategic for an effective flood forecasting.

How to cite: Massari, C., Marra, F., Tramblay, Y., Crow, W., Camici, S., Modanesi, S., Brocca, L., and Gruendemann, G.: Prestorm root zone soil moisture conditions critical for flood forecasting in Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1830, https://doi.org/10.5194/egusphere-egu22-1830, 2022.

EGU22-1981 | Presentations | HS7.5 | Highlight

Globally consistent tropical cyclones impact forecast system for population displacement 

Pui Man Kam, Christopher Fairless, and David N. Bresch

Tropical cyclones (TCs) displace millions of people every year. Displaced people are subject to heightened risks to their physical and mental well-being. We present the first results of a TC impact forecast system for population displacement, aiding the decision-making process for planning early prevention and mitigation actions. For example, planning precautionary evacuations and the allocation of humanitarian aid. We work closely with the Internal Displacement Monitoring Centre (IDMC) to develop a global TC impact forecast system that predicts the number of people potentially affected or displaced.

We build the impact forecast system using a python-based, open-source, globally consistent platform called CLIMADA (CLIMate ADAptation). The platform integrates probabilistic hazard, exposure, and vulnerability information to compute the potential impacts from TC events. The first prototype of the forecast system extracts information from ECMWF ensemble TC forecast tracks, a global population layer at ~1km resolution, and vulnerability functions that relate the exposed people to the intensity of TC wind speed. We show case studies of recent TC events to reveal the potential of the displacement forecast system, the uncertainties of the forecast results

The displacement forecast system will provide richer information for decision-makers and help improve warnings. The open-source data and codes of this implementation are also transferable to other users, hazards, and impact types. 

How to cite: Kam, P. M., Fairless, C., and Bresch, D. N.: Globally consistent tropical cyclones impact forecast system for population displacement, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1981, https://doi.org/10.5194/egusphere-egu22-1981, 2022.

EGU22-1985 | Presentations | HS7.5

Extremes in South African Rainfall: Mean Characteristics and Seamless Variability Across Multiple Timescales 

Asmat Ullah, Benjamin Pohl, Julien Pergaud, Bastien Dieppois, and Mathieu Rouault

Rainfall extremes are of major and increasing importance in semi-arid countries and their variability has strong implications for water resource and climate impacts on the local societies and environment. Here, we examine extremes intraseasonal descriptors (ISDs) in austral summer rainfall (November–February) over South Africa (SA). Using daily observations from 225 rain gauges, ERA5 reanalysis and satellite estimates (TRMM-3B42), we propose a novel typology of wet extreme events based on their spatial fraction, thus differentiating large- and small-scale extremes. Long-term variability of both types of extreme rainfall events is then extensively discussed. The relationship between these two types of rainfall extremes and different modes of climate variability is further explored at multiple timescales. At low-frequency modes, rainfall extremes are assessed at interannual (IV: 2−8 years) and quasi-decadal (QDV: 8−13 years) timescales which are primarily associated with El Niño Southern Oscillation (ENSO) and Interdecadal Pacific Oscillation (IPO) respectively. At high-frequency modes, rainfall extremes are evaluated with synoptic-scale variability related to seven convective regimes of Tropical Temperate Troughs (TTTs: 3–7 days) and intraseasonal variability associated with eight phases of the Madden-Julien Oscillation (MJO: 30–60 days).

The results demonstrate that using 7% of spatial fraction simultaneously exceeding the local threshold of the 90th percentile produces remarkable results in characterizing rainfall extremes into large- and small-scale extremes. Austral summer total rainfall is found to be primarily shaped by large-scale extremes which constitute more than half of the rainfall amount under observation, and nearly half in ERA5. Observation (ERA5) shows an average of 8 ± 5 (20 ± 7) days per season associated with large-scale extremes, which are comprised in 5 ± 3 (10 ± 3) spells with an average persistence of at least 2 days. Overall, we find a strong dependence of total rainfall on the number of wet days and wet spells that are associated with large-scale extremes. We also find that large- and small-scale extremes are well-organized and spatially coherent yet extreme conditions during small-scale events are found sporadic over the region, contrasting with large-scale events for which extreme conditions are found over a larger and coherent region.

Teleconnections with global SSTs confirm that La Niña conditions favor overall wet conditions and wet extremes in SA. The frequency of large-scale extremes is consistently related to warmer SSTs in the North Atlantic while their link with warmer Indian and tropical South Atlantic Ocean found stronger without ENSO influence. At low-frequency timescale, risk ratio assessment shows that the frequency (total rainfall) of large-scale extremes is significantly modified by IV (QDV) timescale. We note strong variations in the frequency (total rainfall) of large-scale (small-scale) extremes when IV timescale lies in strong positive phase (i.e., +0.5 standard deviation). At high-frequency timescale, the synoptic-scale variability associated with TTT events, are mostly responsible for changes in large-scale extremes as nearly 75% of such events occur during early to mature TTT regimes (3−5) whereas small-scale extremes were found equiprobable during all synoptic regimes. A risk ratio assessment suggests that the probability of large-scale extremes in TTT regime 5 significantly enhance (suppress) during MJO phases 6−8 (1−2).

How to cite: Ullah, A., Pohl, B., Pergaud, J., Dieppois, B., and Rouault, M.: Extremes in South African Rainfall: Mean Characteristics and Seamless Variability Across Multiple Timescales, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1985, https://doi.org/10.5194/egusphere-egu22-1985, 2022.

EGU22-2474 | Presentations | HS7.5

Modelling flood events in Venice Lagoon with a cumulant CO lattice Boltzmann shallow water model 

Jessica Padrone, Silvia Di Francesco, and Sara Venturi

In this work a multi-relaxation time (MRT) Lattice Boltzmann model based on the use of non-conventional collision operator is used to simulate the flood event in Venice Lagoon.

Numerical methods (finite difference, finite volume and finite element methods) that solve the macroscopic equations of fluid mechanics (Navier Stokes equations), are usually employed for these aims. Most of these methods put in evidence that the application of bed slope and friction forces can lead to inaccurate solutions due to numerical errors.

In addition, the extension of these schemes to complex geometries is not straightforward and some of these approaches are very computational expensive if applied to real flows. Since the problems are posed at a large scale, it should be the aim to develop a simple and accurate representation of the source term to simulate realistic shallow water flows.

The LBM approach is a versatile method and it has been extensively applied in different fields.

Non-conventional Lattice Boltzmann models based on central moments and cumulants collision operators allows to simulate large-scale hydraulic problems such as flooding events and the use of a GIS environment allows to set the information related to topography, initial conditions (water depth and velocity values distribution), boundary conditions (position and type of solid and inlet/outlet boundaries), external force (value and distribution of roughness coefficients, obstacles position) and to make this data available for the execution of the numerical model.

In order to validate the correctness of the proposed mathematical model for Venice Lagoon, the real flood event that took place on November 12, 2019 is simulated: several field data are available for this test case; the results, in terms of water level and velocity field are compared with recorded data, verifying the accordance. Moreover, technical solutions for hydraulic risk evaluation and mitigation, taking account of the expected sea level rise, due to climate change, are proposed.

How to cite: Padrone, J., Di Francesco, S., and Venturi, S.: Modelling flood events in Venice Lagoon with a cumulant CO lattice Boltzmann shallow water model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2474, https://doi.org/10.5194/egusphere-egu22-2474, 2022.

EGU22-2578 | Presentations | HS7.5

Identification of regional landslide triggering thresholds in the Lombardy region using multivariate statistical analysis 

Nunziarita Palazzolo, David Johnny Peres, Enrico Creaco, and Antonino Cancelliere

Landslides represent a critical natural hazard in many mountain and hilly regions worldwide, provoking causalities and property damages. Landslide triggering thresholds are at the basis of early warning systems to protect livelihoods. Traditionally, landslide triggering thresholds are expressed in terms of not more than two or three precipitation variables, mostly rainfall event depth, and duration. Indeed, the availability of soil moisture information and its proxies (such as antecedent precipitation), can improve the performance of landslide triggering thresholds, thus calling for a multivariate approach.  

Given the above context, this study aims to develop regional landslide triggering thresholds by using multivariate statistical analysis to investigate the performance of multiple combinations of rainfall variables and event soil moisture data, in the identification of regional rainfall thresholds for landslide initiation. Lombardy region (northern Italy) was selected as a study area since it is one of the most susceptible Italian regions to landslide risk. The data on landslides were retrieved from the FraneIalia project that is a comprehensive spatio-temporal database of recent landslides affecting the Italian territory from 2010 onwards. For the Lombardy region, from 2010 to 2019, 592 landslides events triggered by rainfall were detected, all distributed within the mountain and hilly areas of the region.

Precipitation and soil moisture time series, instead, were derived from the ERA5-Land reanalysis dataset and the rainfall events were reconstructed using the CTRL-T code developed by IRPI-CNR, which characterizes each rainfall event by duration, mean intensity, total depth, and peak intensity. The most probable rainfall conditions associated with each landslide are, then, computed based on the distance between the rain gauge and the landslide location. Different combinations of precipitation and soil moisture variables are tested using dimensionality reduction multivariate statistical techniques. An optimization procedure is set up with the aim to maximize the True Skill Statistic (TSS) ROC index associated with parametric thresholds. Several multivariate combinations show better performances than the traditional depth-duration power-law thresholds.  

How to cite: Palazzolo, N., Peres, D. J., Creaco, E., and Cancelliere, A.: Identification of regional landslide triggering thresholds in the Lombardy region using multivariate statistical analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2578, https://doi.org/10.5194/egusphere-egu22-2578, 2022.

EGU22-3026 | Presentations | HS7.5 | Highlight

The RiskChanges tool for multi-hazard risk-informed planning at local government level 

Cees van Westen, Manzul Hazarika, Ashok Dahal, Tek Kshetri, Anish Shakya, and Syams Nashrrullah

Local governments are faced with increasing levels of risk from extreme hydro-meteorological events such as (tropical) storms,  flooding, landslides, drought, heatwaves, wildfires, etc. The frequency and interaction of these events, also in combination with other events that do not have a direct climate driver, makes that it is likely that many areas are faced with higher impacts from compounding events. Global trends such as population growth, urbanization, increased dependency on technology also contributed to larger exposure and vulnerability. In order to plan for future developments, and for reducing the increasing levels of risk, local governments require to plan ahead and evaluate the options available for reducing the risk under future scenarios. For this task Spatial Decision Support Systems are required that allow local governments to make informed decisions, considering the current and future levels of risk. RiskChanges is a Spatial Decision Support System for the analysis of current and future multi-hazard risk at a local level, in order to analyze optimal risk reduction alternatives. The system is developed by the University of Twente in collaboration with the Asian Institute of Technology, GeoInformatics Centre. RiskChanges ( http://www.riskchanges.org/ ) is an Open-Source, web-based tool, based on a series of python scripts, which are integrated into a Graphical User Interface. The tool includes several major features: multi-hazard, multiple assets, a vulnerability curve database, multi-user approach, comparison of risk, and spatial analysis. Users can upload their own datasets (in the form of hazard maps, elements-at-risk maps, administrative unit maps, and vulnerability curves). The tool contains an open-source vulnerability curve database, allowing to sharing of physical vulnerability curves among users. Multiple users can collaborate on the same project, and provide different input data. The multi-hazard feature allows performing the risk assessment for multiple natural and manmade hazard interactions. Exposure and vulnerability are combined in a loss calculation for each combination of element-at-risk and hazard. Loss maps are integrated into a risk map, where the user indicates the interaction between the hazard types. The system allows to analyze the risk of multiple asset types with different spatial characteristics.  Users can compare the risk for the current situation and future scenarios and/or planning alternatives.  

How to cite: van Westen, C., Hazarika, M., Dahal, A., Kshetri, T., Shakya, A., and Nashrrullah, S.: The RiskChanges tool for multi-hazard risk-informed planning at local government level, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3026, https://doi.org/10.5194/egusphere-egu22-3026, 2022.

EGU22-3200 | Presentations | HS7.5

Dynamic flood hazard maps based on traffic flow forecasts using mobile phone data 

Babak Razdar, Rodolfo Metulini, Maurizio Carpita, and Roberto Ranzi

Maps of flooding risk and exposure generally assume people and vehicles density constant over time, although this is not the case in the real world, as crowding is a highly dynamic process in urban areas. Monitoring and forecasting people mobility is a relevant aspect for metropolitan areas subjected to high risk of flooding. Information and communication technologies (ICT) along with big data are massively used, e.g., to support the optimization of traffic flows and the study of urban systems. In particular, mobile phone network data suits with the aim of producing dynamic information on people's movements that can be used to develop dynamic exposure to flood risk maps for areas with hydrogeological criticality, as done by Balistrocchi et al. (2020).

In this work we aim at proposing a time series modelling strategy to obtain “real time” traffic flows prediction. To do so we use mobile phone origin-destination signals on the flow of Telecom Italia Mobile (TIM) users among different census areas (ACE of ISTAT, the Italian National Statistical Institute), and for the MoSoRe Project 2020-2022 and recorded at hourly basis from September 2020 to August 2021.

An Harmonic Dynamic Regression (HDR) model (Hyndman, Athanasopoulos, 2021) as it follows:

Flow= α+Fourier.day (K_d )+Fourier.week (K_w )+ Month+ε_(ARIMA(p,d,q))                        (1)

is proposed, where multiple seasonal periods are modelled with a properly selected number of Fourier basis, month is a dummy variable to account for different levels of flows by months and the error component is structured as an ARIMA.

HDR model suits for our purposes due to the strong daily and weekly patterns in traffic flows, as also confirmed by preliminar results on the accuracy of prediction based on a cross-validation strategy.

In future developments, the model in equation 1 may be improved by adding proper features as explanatory variables to increase the prediction accuracy, such as, e.g., the presence of people in the census area of origin and in the census area of destination of the flow, or precipitation data.

People’s and vehicles’ exposure obtained from mobile phone data and processed with the above stochastic model are then combined to flooding hazard maps estimated for different storm return period in a urbanized area close to Brescia to estimate dynamic flood risk maps.      

References

Balistrocchi, M., Metulini, R, Carpita, M., Ranzi, R.: Dynamic maps of human exposure to floods based on mobile phone data. Natural Hazards and Earth System Sciences, 20: 3485{3500 (2020).

Hyndman, R. J., Athanasopoulos, G.: Forecasting: principles and practice. 3rd edition, OTexts: Melbourne, Australia. OTexts.com/fpp3 (2021)

How to cite: Razdar, B., Metulini, R., Carpita, M., and Ranzi, R.: Dynamic flood hazard maps based on traffic flow forecasts using mobile phone data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3200, https://doi.org/10.5194/egusphere-egu22-3200, 2022.

EGU22-4011 | Presentations | HS7.5

Long waves in the Port of Klaipėda 

Laura Nesteckytė, Loreta Klepšaitė-Rimkienė, and Kai Antero Myrberg

The entire strait is the base of the port aquatorium and a vital shipping artery from the Baltic Sea to the Curonian Lagoon as well as a complex water system connecting two water basins of different sizes and depths and nature: differing considerably in salinity and density. Although the quays are well protected from the waves of the open sea, dangerous water level fluctuations still occur in the port area, the origin of which is not yet well understood. This study aims to identify the occurrence and main characteristics of the long waves, with the period from minutes to several hours, to identify their origin and impact.

Analysis of the spectral composition of these oscillations is based on continuous pressure recordings at a frequency of 4 Hz in Klaipėda harbour during the stormy season 2016-2017 and repeated during calm and stormy seasons in 2021. Most of the oscillation energy is concentrated in two frequency bands. Significant water level changes occurred due to infragravity motions with periods of 30 s (0.03 Hz) and disturbances with the typical periods of wind waves on the Lithuanian coast with periods of 3-10 s (0.1-0.3 Hz). The highest peak in the wind wave frequency band corresponds to typical storm conditions in the Baltic Sea with periods of 5-9 s. While the typical amplitudes of the oscillations in this range were modest, hazardous changes in water level occurred at lower frequencies with amplitudes of 0.5 m. The record shows the presence of harbour oscillations with periods of 30-200 s (0.005-0.03 Hz) and seiches of the Curonian Lagoon with periods of 1200 s (0.0008 Hz).

The largest oscillations are created by a combination of wind waves and infragravity waves with periods that roughly match the natural seiche periods of Klaipėda Strait and harbour oscillations and seiches can be observed not only during the stormy season.

How to cite: Nesteckytė, L., Klepšaitė-Rimkienė, L., and Myrberg, K. A.: Long waves in the Port of Klaipėda, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4011, https://doi.org/10.5194/egusphere-egu22-4011, 2022.

EGU22-4523 | Presentations | HS7.5

High-impact weather events in Greece: Analysis of the period 2000-2020 

Katerina Papagiannaki, Vassiliki Kotroni, Konstantinos Lagouvardos, and Antonis Bezes

The subject of this presentation is the assessment of the occurrence, intensity, and impact severity of weather-related events with socio-economic implications during the period 2000-2020 in Greece. The aim is to draw critical conclusions through the distribution of events at the temporal and spatial level and in relation to their societal impact as measured by a qualitative impact-severity index. The data derived from the High Impact Weather Events (HIWE) database that has been developed by the METEO Unit at the National Observatory of Athens (NOA), is systematically updated and publicly available. The analysis includes events related to floods, lightning activity, hail, snow/frost, windstorms, and tornados having caused impacts on life (injury or death) and/or infrastructure. The presentation provides an overview of the data used and methodology applied for assessing weather-related hazards, and the results of their analysis that include the evolution of events, the most damaging phenomena, and the areas most exposed to each phenomenon. This work was conducted in the frame of CLIMPACT – National Νetwork on Climate Change and its Impacts, a flagship initiative on climate change to coordinate a Pan-Hellenic network of institutions.

How to cite: Papagiannaki, K., Kotroni, V., Lagouvardos, K., and Bezes, A.: High-impact weather events in Greece: Analysis of the period 2000-2020, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4523, https://doi.org/10.5194/egusphere-egu22-4523, 2022.

EGU22-4716 | Presentations | HS7.5

Vulnerability scenarios for flash floods occurred in Campanian Apennines (South Italy) 

Giovanni Forte, Melania De Falco, Nicoletta Santangelo, and Antonio Santo

Flash floods are related to short duration and high intensity rainfalls, they are common phenomena in many parts of Europe as well as Italy. These events can result in debris flow, debris flood or water flood. The main differences are in the triggering, propagation, and depositional phases and more importantly in terms of velocity, impact forces and associated damage.
In Campania Region (Southern Italy) these phenomena historically involved the catchments several times, with an increase in frequency in the last decade. They are associated to small watershed – fan systems that fall in the southern Apennines characterized by intermittent flow. The alluvial fans in the outlet zones are highly urbanized, hence the population living in the deposition areas is exposed to high risk. 
In this study, the geomorphic response to flash floods is assessed through magnitude evaluation of some flash floods recently occurred in heterogeneous geological and geomorphological settings in both coastal and inland areas. Each scenario is reconstructed through the mapping of areal extent, water heights, particle sizes and estimate of volumes and built damage aiming at vulnerability definition, a relevant topic considering the global climate changes.
In this study, an approach aimed at developing vulnerability curves is proposed. It is based on a application of a typical method widely adopted in the earthquake engineering that in this case assume as intensity parameter the water height measured in post-event surveys. 
The results are expressed as vulnerability curves at different damage scenarios that can be valuable tools for local authorities, emergency, and disaster planners since they can assist decision making analysis of protection measures for future events.

How to cite: Forte, G., De Falco, M., Santangelo, N., and Santo, A.: Vulnerability scenarios for flash floods occurred in Campanian Apennines (South Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4716, https://doi.org/10.5194/egusphere-egu22-4716, 2022.

EGU22-5214 | Presentations | HS7.5

Global analysis of emergency service provision to vulnerable populations during floods of various magnitude under climate change 

Sarah Johnson, Robert Wilby, Dapeng Yu, and Tom Matthews

In a world of increasing global flood hazards, vulnerable populations (very young and elderly) are disproportionately affected by flooding due to their low self-reliance, weak political voice and insufficient inclusion into climate adaptation and emergency response plans. These individuals account for most flood casualties and often rely on emergency services due to flood induced injuries, exacerbated medical conditions, and requiring evacuative assistance. However, emergency service demand often exceeds the potential capacity whilst flooded roads and short emergency response timeframes decrease accessibility, service area, and population coverage; but how does this compare across the globe and what will the future hold?

To answer this question, a global analytical framework has been created to determine the spatial, temporal, and demographic variability of emergency service provision during floods. This is based on global fluvial and coastal flooding (at 10-year and 100-year return periods), and present and future flood conditions (present-day and 2050, under RCP 4.5 and RCP 8.5 climate scenarios). The framework includes a hotspot analysis to identify the extent and distribution of flood hazards and at-risk vulnerable populations, an accessibility analysis to identify emergency service accessibility to vulnerable populations based on restrictions of flood barriers and response-time frameworks, and a vulnerability analysis to compare the environmental injustice of emergency service provision between key demographic groups.

The highlighted geographical and temporal differences in emergency service provision globally and between regions, in addition to the framework itself, can be used by national and international organisations to inform strategic planning of emergency response operations and major investments of infrastructure, services, and facilities to maximise the benefit to the disproportionately affected vulnerable populations. This includes the production of more detailed flood hazard and evacuation maps that highlight vulnerability hotspots, the prioritisation of vulnerable population groups in emergency response plans to minimise geographic and population disparities of flood injuries and fatalities, and the allocation of emergency service hubs in regions of high vulnerability but low emergency response provision.

How to cite: Johnson, S., Wilby, R., Yu, D., and Matthews, T.: Global analysis of emergency service provision to vulnerable populations during floods of various magnitude under climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5214, https://doi.org/10.5194/egusphere-egu22-5214, 2022.

EGU22-6434 | Presentations | HS7.5

Preliminary analysis of high-resolution precipitation in Friuli Venezia Giulia region, Italy 

Elisa Arnone, Dario Treppiedi, and Leonardo Noto

The northeastern area of Italy, and specifically of Friuli Venezia Giulia region (FVG), is characterized by the heaviest precipitation annual totals in the country. Effects of both prolonged and extreme precipitation can be particularly damaging in this area, causing debris flow, flash floods, avalanches. Due to the very short times of concentration and hydrological response of the mountain watersheds of the analyzed area, extreme and short events are of particular interest. The region has a dense ground-station network which is managed by the regional Civil Protection Agency, constituted by 2 main rain-gauges networks, based on CAE and Micros-SIAP technology, respectively; this last is co-managed by the OSMER-ARPA (OSservatorio MEteorologico Regionale-Agenzia Regionale per la Protezione dell’Ambiente) FVG. The networks count a total of about 200 rain-gauges; for some stations, data at 5-minute resolution are available since the 1996 (CAE network), whereas Micros-SIAP works continuously and at high resolution since the early 2000s. Over the last two decades, the temporal resolution of stations has been progressively increased up to 1-minute step.

This work presents a comprehensive analysis of the available dataset at high temporal resolution (i.e. 30 min, 5 min and 1 min) to verify whether trends in very short rainfall duration are underway. The continuous time series of data recorded by a sample of rain-gauges by the two networks are first analyzed. A preliminary analysis aims at verifying the consistency of the dataset at the higher resolutions. Statistical trends are then assessed by comparing two methods, i.e., the classical Mann-Kendall and the quantile regression at different thresholds and durations. Differently than the traditional methods that require a subset of data (e.g., the rainfall annual maxima), the quantile regression method allows to detect changes in the tails of the rainfall distributions and to screen the whole rainfall time series.

How to cite: Arnone, E., Treppiedi, D., and Noto, L.: Preliminary analysis of high-resolution precipitation in Friuli Venezia Giulia region, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6434, https://doi.org/10.5194/egusphere-egu22-6434, 2022.

EGU22-6884 | Presentations | HS7.5

Spatial relationship between extreme rainfall anomalies and density of the triggered landslides 

Slim Mtibaa and Haruka Tsunetaka

Precipitation extremes affect the landscape differently and often drive numerous landslides widespread with disparate densities and features. Revealing the factors that govern this spatial variability is critical for understanding landslide susceptibility and developing prediction models. To this end, examining the peculiarities of the triggering rainfall event at spatial and temporal scales emerges as a promising method. Here, we relied on radar gauge-analyzed (R/A) rainfall estimates (period > 30 years, spatial resolution ≈ 5 km) and a landslide inventory for studying the spatial relationship between rainfall anomalies and triggered landslide density. The landslide inventory counts more than 7,600 shallow landslides distributed in about 550 km2 and triggered by an extreme rainfall event that hit the Kyushu area in southern Japan in July 2017. A total of 23 R/A cells with different landslide densities were identified from the landslide inventory. A standard period of 72 h (Pstd), where the cumulative rainfall during the triggering event is maximum, was used to evaluate the spatial rainfall peculiarities at short (1 – 24 h) and long (48 – 72) timescales. Subsequently, rainfall anomalies were discussed by plotting the mean intensities computed at multiple timescales within the Pstd in the intensity duration frequency (IDF) curves developed for each R/A cell. The spatial density of triggered landslides was strongly influenced by the rainfall intensities that exceeded the 100-years return levels at disparate timescales and demonstrated anomalies. More than 65 % of the triggered landslides were located in only three R/A cells. In these cells, rainfall intensities of the triggering event exceeded the 100-years return level at the various timescales (from short to long) within the Pstd, favoring numerous landslides of different geometric features. Rainfall intensities in cells with low landslide density reached the 100-years return levels at short timescales (3 – 24 h). However, this was not necessarily achieved in all low landslide density R/A cells. These preliminary results highlighted the spatial impacts of rainfall anomalies computed at multiple timescales on landslide densities and features and motivated further analysis.

How to cite: Mtibaa, S. and Tsunetaka, H.: Spatial relationship between extreme rainfall anomalies and density of the triggered landslides, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6884, https://doi.org/10.5194/egusphere-egu22-6884, 2022.

EGU22-8096 | Presentations | HS7.5

Relationship between atmospheric rivers and landslides in western North America 

Sara M. Vallejo-Bernal, Frederik Wolf, Lisa Luna, Niklas Boers, Norbert Marwan, and Jürgen Kurths

In this study, we investigate the relationship between land-falling atmospheric rivers (ARs) and landslides in western North America. ARs are channels of enhanced water vapor flux in the atmosphere and play an essential role in the water supply for precipitation in the midlatitudes. However, they can also trigger natural hazards such as floods and landslides. Our objective is to determine if the occurrence of landslides in western North America can be attributed to ARs hitting the western coastline and causing rainfall at the locations of the landslides and to characterize the strength and persistence of the ARs that lead to landslides. To that aim, we use landslide records with daily temporal resolution along with daily rainfall estimates from the ERA5 reanalysis, for the period between 1996 and 2018. We propose and run two attribution models to relate landslides to rainfall and rainfall to ARs and subsequently verify statistically if there is a unique and significant association between the landslides and the ARs. Our results show that the majority of the landslides reported along the western coast of North America are preceded by an AR. In the coastal regions, ARs and landslides are significantly correlated. Further inland, landslides are less likely, but those that do occur are significantly correlated with very intense ARs. Understanding and revealing the impacts of ARs on landslides in western North America will lead to better forecasts and risk assessments of these natural hazards.

How to cite: Vallejo-Bernal, S. M., Wolf, F., Luna, L., Boers, N., Marwan, N., and Kurths, J.: Relationship between atmospheric rivers and landslides in western North America, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8096, https://doi.org/10.5194/egusphere-egu22-8096, 2022.

EGU22-8229 | Presentations | HS7.5 | Highlight

User-driven platform to facilitate community data access, collaboration, and knowledge sharing on Nature-Based Solutions as mitigation measures for hydro-meteorological hazards 

Laura S. Leo, Milan Kalas, Joy Ommer, Sasa Vranić, Irina Pavlova, Zahra Amirzada, and Silvana Di Sabatino

In the context of disaster risk management and climate change adaptation, Nature-based Solutions (NBS) are being increasingly recognized and promoted as viable measures against hydro-meteorological hazards, while also being able to provide a range of environmental, social, and economic benefits. Yet, the employment of NBS to mitigate the impact of hydro-meteorological phenomena remains still sporadic and uncoordinated at the global and European level.

In order to assist competent authorities, practitioners and other stakeholders in developing successful NBS interventions for hydro-meteorological risk mitigation and climate change adaptation, while also raising general public awareness and community stewardship of NBS, the EU-H2020 project OPERANDUM has recently launched a multi-dimensional, open and user-friendly web-platform called GeoIKP (Geospatial Information Knowledge Platform).

GeoIKP follows a multi-stakeholder approach demonstrated through the integration of multiple modules related to science, policy and practice. This contribution offers an overview of GeoIKP and discusses in detail some of the innovative aspects and tools of the platform. It represents the first example of NBS web-platform with advanced interface customization. Functionalities and graphical interfaces are tailored to match specific user needs and interests for six different user profiles: 1) policy bodies (from international to local level), 2) knowledge-based organizations (research institutions, labs and data providers), 3) companies or private businesses, 4) associations, interest groups and grass-roots movements, 5) citizens and 6) other affected or interested parties (e.g. media outlets).

The platform combines the latest scientific and technological knowledge on the topic gathered within OPERANDUM with advanced webGIS functionalities, analytical algorithms, and a comprehensive repository for NBS data (and metadata) management and cataloging. The highly structured and comprehensive data model adopted here enables to query the database and/or filter the results based on a multitude of individual parameters which encompass all different dimensions of NBS (e.g. geophysical, societal, environmental, etc.). This not only allows for a straightforward and automatic association to one or more thematic aspects of NBS, but also enhances standardization, discoverability and interoperability of NBS data in the context of disaster risk management and climate change adaptation.

Among its functionalities, GeoIKP offers an interactive map which enables users to visualize and combine in real time geo-referenced datasets on a variety of thematic areas (hydro-meteorological hazards and associated socio-ecological risks, land cover/use characteristics, climate, Earth and ground observations, etc.), thus providing evidence-base support for the planning and management of NBS in a given geographic area. Through the map, the user can also access a geo-catalogue of existing NBS, and thus discover how NBS have been employed worldwide for hydro-meteorological risk reduction and climate change adaptation. At the same time, the platform serves as a hub for the growing NBS community to share information, tools, data, and experiences to reduce hydro-meteorological hazards. For example, scientists and practitioners can freely contribute to GeoIKP data repository as well as to the NBS catalogue, while the “Citizen Stories” functionality gives a voice to vulnerable, affected or concerned citizens to share personal experiences of how and why they started applying NBS to their areas, and to inspire others to take action.

How to cite: Leo, L. S., Kalas, M., Ommer, J., Vranić, S., Pavlova, I., Amirzada, Z., and Di Sabatino, S.: User-driven platform to facilitate community data access, collaboration, and knowledge sharing on Nature-Based Solutions as mitigation measures for hydro-meteorological hazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8229, https://doi.org/10.5194/egusphere-egu22-8229, 2022.

EGU22-10067 | Presentations | HS7.5

Correlation of Meteorological and Hydrological Droughts using Observational and Modelled Data in the Guadalquivir River Basin 

Emilio Romero-Jiménez, Matilde García-Valdecasas Ojeda, Patricio Yeste, Juan José Rosa-Cánovas, María Jesús Esteban-Parra, Yolanda Castro-Díez, and Sonia R. Gámiz-Fortis

Future scenarios of climate change foresee an increase in frequency, duration, and severity of droughts, especially in arid and semiarid regions. This predictions require an intensive study of drought mechanics, starting with how past and present droughts behave, and continuing with the study of future droughts.
In this research, it has been studied how a precipitation decrease that causes a meteorological drought is related to hydrological drought, caused by a decrease in river streamflow. The area of study is located in the Guadalquivir River basin, south of the Iberian Peninsula, which serves as an example of semiarid region. Two different sources of streamflow data are used: observational data obtained from the Spanish Centre for Public Work Experimentation and Study (CEDEX), which takes into consideration regulation from reservoirs, and modelled data obtained with the Variable Infiltration Capacity (VIC) model. The use of two data sources allows for a comparison of results, serving as a validation for future projects that will rely on the use of modelled data to study the behaviour of droughts in the near future.
The numerical description and correlation of droughts is performed by means of drought indices, such as the Standardized Precipitation Evapotranspiration Index (SPEI) or the Standardized Streamflow Index (SSI), each describing one drought type, respectively meteorological and hydrological.


Keywords: Drought indices, Hydrological model, Observational data, Guadalquivir basin.


Acknowledgements
This work was funded by FEDER/Junta de Andalucía-Consejería de Economía y Conocimiento, project B-RNM-336-UGR18, by the Spanish Ministry of Economy and Competitiveness project CGL2017-89836-390 R with additional support from FEDER Funds, and by FEDER/Junta de Andalucía-Consejería de Transformación Económica, Industria, Conocimiento y Universidades (project P20_00035).

How to cite: Romero-Jiménez, E., García-Valdecasas Ojeda, M., Yeste, P., Rosa-Cánovas, J. J., Esteban-Parra, M. J., Castro-Díez, Y., and Gámiz-Fortis, S. R.: Correlation of Meteorological and Hydrological Droughts using Observational and Modelled Data in the Guadalquivir River Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10067, https://doi.org/10.5194/egusphere-egu22-10067, 2022.

EGU22-10468 | Presentations | HS7.5 | Highlight

Reconstruction of the July 2021 European floods footprint – from field measurements to hydraulic model calibration 

Jose Luis Salinas Illarena, Ludovico Nicotina, Stephan Tillmanns, Daniel Bernet, Panagiotis Rentzos, Stefano Zanardo, Yang Yang, Shuangcai Li, and Arno Hilberts

Between 13th and 16th July 2021, low-pressure system Bernd caused heavy flooding in parts of eastern Belgium, western Germany, and north-eastern France. In many of these areas, the 24 hours rainfall amounts exceeded the mean monthly precipitation (T. Junghänel et al. 2021). With at least 220 reported fatalities and insured loss estimates ranging between 10 and 13 EUR billion, it is one of the most devastating natural catastrophes in the central-European region of the last decades (GDV 2021).
Given the relevance of this event, a detailed reconstruction of the flood footprint would be of interest for both earth scientists and the insurance industry. For this purpose, a reconnaissance field trip was organised between 1st and 3rd November 2021 to affected municipalities in the German states of North Rhine-Westphalia, Rhineland-Palatinate, and the Belgian province of Liège. Remaining flood marks in buildings and other infrastructure were measured for over 200 locations, and water depths were inferred from them. In addition, information was collected on the degree of damage to buildings, as well as on the stage of reconstruction and clean-up. The focus was on areas that did not get much media attention back in July 2021, smaller ungauged streams, and, in general, any location where the flood depths and damages could not be easily inferred from other sources. The information collected during this field trip, combined with updated E-OBS precipitation data, river discharge gauge data, satellite imagery, as well as media and authorities’ reports was used to input, calibrate, and validate the different components of the RMS in-house flood model chain. In particular, the depth measurements from the reconnaissance trip were useful to calibrate the inundation model in municipalities affected by flash flooding from small to medium-sized ungauged streams, or by pluvial flooding. These point measurements allowed for a more detailed and comprehensive reconstruction of the flood depths over the entire affected area, beyond the better monitored larger river systems.

T. Junghänel, et al. (2021) Hydro-klimatologische Einordnung der Stark- und Dauerniederschläge in Teilen Deutschlands im Zusammenhang mit dem Tiefdruckgebiet „Bernd“ vom 12. bis 19. Juli 2021, DWD Geschäftsbereich Klima und Umwelt, https://www.dwd.de/DE/leistungen/besondereereignisse/niederschlag/20210721_bericht_starkniederschlaege_tief_bernd.pdf

GDV (2021) Hochwasserkatastrophe: Versicherer zahlen bereits über drei Milliarden Euro, https://www.gdv.de/de/medien/aktuell/hochwasserkatastrophe-versicherer-zahlen-bereits-ueber-drei-milliarden-euro--73798

How to cite: Salinas Illarena, J. L., Nicotina, L., Tillmanns, S., Bernet, D., Rentzos, P., Zanardo, S., Yang, Y., Li, S., and Hilberts, A.: Reconstruction of the July 2021 European floods footprint – from field measurements to hydraulic model calibration, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10468, https://doi.org/10.5194/egusphere-egu22-10468, 2022.

EGU22-10722 | Presentations | HS7.5

Storm characteristics and extreme sub-daily precipitation statistics over CONUS 

Diogo Araujo, Francesco Marra, Haider Ali, Hayley Fowler, and Efthymios Nikolopoulos

The analysis of short-duration precipitation extremes is of foremost importance as heavy precipitation is directly related to many hazards, e.g. flash floods, landslides and crop damage. Here, we adopt an extreme value framework based on the concept of ordinary events, defined as independent realizations of the process of interest. In particular, we aim at investigating the link between the characteristics of ordinary storms (e.g. seasonality, average duration, autocorrelation) and the statistics of the emerging extremes at sub-daily durations (1-24 h). We used the Global Sub-Daily Rainfall (GSDR) dataset, which provides quality controlled hourly precipitation data from rain gauges over the Contiguous United States (CONUS). 

First, we tested the hypothesis that a Weibull distribution can describe the tail of ordinary events and independently reproduce the annual maxima. Then, we quantified the portion of ordinary events, termed tail hereinafter, which share the statistical properties with annual maxima. Analysis of the storm characteristics show shorter average duration storms (< 12h) in the central portion of CONUS, between latitudes 90ºW and 105ºW. Seasonality analysis showed predominance of summer events in all central and eastern areas, with exception to a region encompassing the northwestern areas of the southern US states, which are dominated by spring events. On the western coast, winter events dominate the tail of the distribution of the ordinary events. The majority of these events happened in the afternoon (12PM to 6PM) or night (6PM to 12AM). The parameters describing our extreme value distribution revealed insightful features. The scale parameter of the Weibull distribution describing the tail followed the local climatology, with higher values over the southeast of CONUS (region characterized for high intensity precipitation), and small values over the northwest. The shape parameter indicates heavier-tailed distributions on the north and central regions of the US, as opposed to the majority of stations CONUS-wide. On average, the number of events per year is larger in the east (50 to 100 events per year) when compared to the west (0 to 50 events per year) . 

Further analyses include investigating the influence of storm properties in the parameters of our extreme value distribution. This link, if proven significant, can be used to establish predictors for extreme precipitation statistics that stem from characteristics of ordinary storm events.

How to cite: Araujo, D., Marra, F., Ali, H., Fowler, H., and Nikolopoulos, E.: Storm characteristics and extreme sub-daily precipitation statistics over CONUS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10722, https://doi.org/10.5194/egusphere-egu22-10722, 2022.

EGU22-11082 | Presentations | HS7.5

Towards a quantitative spatiotemporal assessment of probabilistic landslide risk for large-area applications: challenges and perspectives.   

Massimiliano Pittore, Stefan Steger, Mateo Moreno, Piero Campalani, Kathrin Renner, Carlos Villacis, Jesica Piñón, Eduardo Pérez, Lydia Rincón de la Rosa, Idriss Achour, and Emmanuel Noel

 The probabilistic assessment of risk due to landslides for Disaster Risk Reduction (DRR) purposes in terms of absolute and quantitative metrics (e.g., number of expected fatalities, economic damage) is still quite challenging. If, on the one side, landslide susceptibility models based on the combined statistical analysis of observed events and geomorphological predisposing factors can be efficiently implemented, they must be integrated by further hypothesis and information to capture the complexity of landslides hazard and be efficiently used for the assessment of risk. For instance, most susceptibility models are static and do not formally account for main triggering conditions (e.g., rainfall or seismic activity). Furthermore, they do not include any probabilistic information on the frequency/magnitude relationships of the related events, hence conveying relative and partial information. In this contribution, a simplified framework for probabilistic landslides risk assessment is presented and its application for multi-hazard risk assessment in Burundi is discussed. The proposed approach is based on the integration of multi-temporal susceptibility models accounting for monthly average precipitation patterns into a heterogeneous Poisson point process model. The occurrence process model is used to generate a large portfolio of events, each associated with a feature representing its magnitude whose distribution is modelled by a simple power law. These events can be combined with exposure and fragility/vulnerability information to obtain a probabilistic assessment of risk of different adverse consequences on people, assets and infrastructure.

The proposed approach has been exemplified in the context of a multi-hazard risk assessment at national scale for Burundi and has proved successful in providing spatialised absolute and relative risk estimates that could be compared and combined with risk assessments related to other hazards (e.g., earthquakes and floods) with different characteristics and return periods.

 The practical implementation was based on the available data for the targeted region, which is limited, and relies on several assumptions and hypothesis that are accompanied by a significant level of uncertainty. The results have been preliminarily assessed using the data provided by the IOM Emergency Tracking Tool (ETT) from the period 2018-2021. The results indicate that the framework is flexible and can be used to obtain actionable information on risk due to landslides at different temporal and spatial scales. Our findings further highlight the importance of addressing landslide risk from a larger, interdisciplinary perspective, fostering the systematic collection of risk-oriented data (e.g., event inventories including information on damage and loss) and the synergies among different actors involved in DRR and Climate Change Adaptation. The potential and limitations of the proposed approach for regional landslide risk and for multi-hazard risk assessment will be discussed. The described research activities have been carried out within the framework of an international project funded by the European Union, implemented by the International Organization of Migration (IOM) and coordinated by IDOM (Spain).

How to cite: Pittore, M., Steger, S., Moreno, M., Campalani, P., Renner, K., Villacis, C., Piñón, J., Pérez, E., Rincón de la Rosa, L., Achour, I., and Noel, E.: Towards a quantitative spatiotemporal assessment of probabilistic landslide risk for large-area applications: challenges and perspectives.  , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11082, https://doi.org/10.5194/egusphere-egu22-11082, 2022.

EGU22-11559 | Presentations | HS7.5 | Highlight

Evaluation of the extreme rainfall event of July 2021 in Western Germany and its impact based on the Catalogue of Radar-based Heavy Rainfall Events (CatRaRE) 

Ewelina Walawender, Katharina Lengfeld, Tanja Winterrath, and Elmar Weigl

Within a few days of July 2021, extreme heavy rainfall associated with the low-pressure weather system “Bernd” caused severe flooding in Western Germany (North Rhine-Westphalia and Rhineland-Palatinate), as well as in Luxembourg, and parts of Belgium and the Netherlands. In Germany, this devastating event resulted in at least 184 fatalities.

In our presentation, we take a closer look at this event as classified in the Catalogue of Radar-based Heavy Rainfall Events (CatRaRE), derived from 21 years of climatological radar data (RADKLIM 1km,1h) for the area of Germany.

The CatRaRE Catalogue covers both the attributes of all classified heavy rainfall events as well as their spatial extent. The dataset is published annually by the German Meteorological Service and is freely available for all interested users at: dwd.de/catrare.

We present the extent and parameters of this extreme rainfall as an event classified in the CatRaRE together with a comprehensive analysis and comparison against all heavy precipitation events lasting between 1 to 72 hours which occurred in Germany in the period from 2001 to 2020. Apart from various extremity statistics such as return period, heavy precipitation index, and weather extremity indices, additional variables are examined as predictors for a potential impact: e.g. antecedent precipitation index, population density, land cover, imperviousness degree and topography indices.

How to cite: Walawender, E., Lengfeld, K., Winterrath, T., and Weigl, E.: Evaluation of the extreme rainfall event of July 2021 in Western Germany and its impact based on the Catalogue of Radar-based Heavy Rainfall Events (CatRaRE), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11559, https://doi.org/10.5194/egusphere-egu22-11559, 2022.

EGU22-11993 | Presentations | HS7.5

Accounting for long-term climatic trends in Probable Maximum Precipitation estimation 

Jaya Bhatt and Venkata Vemavarapu Srinivas

The compounding evidence on the aberrant behavior of extreme precipitation has drawn attention of hydrometeorologists towards re-evaluating the existing hydraulic design criteria for protection of large structures (e.g., spillways of dams, nuclear power plants) in changing climate. Traditionally, design flood estimates for those structures were based on Probable Maximum Precipitation (PMP) to minimize or avert the risk of failure and consequent catastrophic damage to mankind and the environment. PMP, as defined by the World Meteorological Organization (WMO), does not account for long-term climatic trends. However, in recent decades, there has been an increase in frequency and magnitude of extreme precipitation events in different parts of the globe. This necessitates devising potential strategies to arrive at effective PMP estimates to re-assess the existing design criteria.  Against this backdrop, researchers have been actively developing new methods or modifying the existing ones to adapt to changing climate. The majority of these methods are physics-based whose application demands voluminous data on various hydrometeorological variables and computationally intensive systems to run simulations on weather models. In comparison, statistical approaches are simple and not data intensive. Among available statistical approaches, Hershfield method is widely used due to its ease of application. There is a dearth of attempts to extend it for use in climate change scenarios.

In the present study, a new variant of Hershfield method is proposed which yields reliable PMP estimates by accounting for long-term trends in precipitation data for better estimation of at-site frequency factor in the climate change scenario. The applicability of the proposed method is illustrated over India considering 119 years (1901-2019) long 0.25-degree gridded precipitation records from IMD (India Meteorological Department). The country has more than 5000 dams, and currently PMP estimates are being considered for risk analyses of several ageing dams through the aid of the World Bank, under DRIP (Dam Rehabilitation and Improvement Project). The proposed methodology is applied to arrive at PMP estimates for sites/grids in homogeneous precipitation regions delineated in the country using cluster analysis. The overall impact of increasing/decreasing trend of precipitation on the regional estimate of frequency factor and one-day PMP estimates is clearly demonstrated using the proposed and conventional Hershfield methods.

How to cite: Bhatt, J. and Srinivas, V. V.: Accounting for long-term climatic trends in Probable Maximum Precipitation estimation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11993, https://doi.org/10.5194/egusphere-egu22-11993, 2022.

EGU22-12046 | Presentations | HS7.5 | Highlight

Impact-based Forecasting: Bridging the gap between forecast and post flood impact with remote sensing 

Margherita Sarcinella, Brianna R. Pagán, Jeremy S. Pal, Arthur H. Essenfelder, Lisa Landuyt, and Jaroslav Mysiak

The economic loss associated with natural hazards has drastically increased over the past decades, reaching over $210 billion dollars worldwide in 2020. The explication of regional-scale climate change effects with the tendency to exacerbate local climate criticalities has long jeopardized disaster resilience and the coping capacity of many communities. There is a lack of a robust operational linkage between the pre-disaster and post-disaster segments when a disaster occurs. This hampers an effective emergency response often leading to delayed humanitarian intervention and unplanned evacuations. Moreover, the great amount of openly available impact information on past events is commonly discarded and the forecast potential which the data yields has yet to be fully explored. In this context, the Impact-based Forecasting (IbF) approach aims to interconnect pre-emptive planning for early action with post-disaster impacts while taking advantage of historical data. The underlying principle of IbF is that the magnitude of an event is translated to site-specific impact information. Therefore, a paradigm shift from the conventional magnitude-likelihood relationship to impact-likelihood is proposed. This research develops a method to fully exploit the potential of IbF while overcoming the typical site-specificity of emergency response through remote sensing and automation. While the IbF framework allows for a multi-hazard approach, here we present a method targeting the ex-ante impact assessment of riverine floods. The analysis consists of two main components: i) the delineation of the flood extent from Sentinel-1 SAR imagery and ii) the definition of the event impact on the population, land and built environment. The IbF impact-likelihood relationship is ultimately derived by matching the two components for a historical event series. A fully automated Google Earth Engine algorithm for flood extent mapping with a 10 m spatial resolution has been developed to detect floodwater with a single-scene classification based on an automated thresholding method. The flood magnitude is then matched with open-access geodata such as human settlements, population density, land cover and infrastructure from the OpenStreetMap catalogue to generate the impact assessment. Once trained on several site or region specific past events, it can automatically forecast the impact associated with a given event magnitude. Here we apply the technique to three case studies including the flooding associated with the Tropical Cyclone Idai, which made landfall in Mozambique in March 2019 causing over 1200 fatalities and $2 billion worth of damage. The performance of the flood mapping algorithm has been evaluated as satisfactory for the impact application and further validation at two additional sites is ongoing. Therefore, local triggers can be set to ensure a valuable temporal window to promptly plan and estimate the cost of intervention on the field. This work is a first step to providing a consistent and regionally transferable disaster preparedness tool that allows for multi-hazard impact forecasts.

How to cite: Sarcinella, M., Pagán, B. R., Pal, J. S., Essenfelder, A. H., Landuyt, L., and Mysiak, J.: Impact-based Forecasting: Bridging the gap between forecast and post flood impact with remote sensing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12046, https://doi.org/10.5194/egusphere-egu22-12046, 2022.

EGU22-12696 | Presentations | HS7.5

Comprehensive risk assessment of July 2021 European flooding including associated uncertainties 

Punit Bhola, Margot Doucet, Stefanie Alarcon, and Bernhard Reinhardt

In July 2021, low-pressure system “Bernd” parked itself over central Europe in July 2021 and caused significant flooding in western Germany and neighbouring countries. The devastating flooding led to more than 180 causalities in Germany and caused catastrophic losses by disrupting infrastructure.

As the flood event unfolded, we at Verisk Extreme Event Solutions, re-modelled the event using state-of-the-art flood models by simulating river flows in our hydrological and flood inundation patterns in hydraulic model from observed precipitation fields derived from NASA’s Global Precipitation Measurement (GPM). Using the remodelled hazard and our Industry Exposure Database (IED), we provided a range of insured loss estimates for the insurance and reinsurance market. We will discuss the event with respect to hazard and uncertainties associated with risks, such as demand surge, cost inflation and infrastructure damage.

How to cite: Bhola, P., Doucet, M., Alarcon, S., and Reinhardt, B.: Comprehensive risk assessment of July 2021 European flooding including associated uncertainties, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12696, https://doi.org/10.5194/egusphere-egu22-12696, 2022.

EGU22-12786 | Presentations | HS7.5

New Dam Break Risk Assessment Method in Fuzzy Framework 

Anubhav Goel and Venkata Vemavarapu Srinivas

Dams are useful for mitigation of floods, and at the same time there is a risk of dam breach or failure from floods, apart from seismic hazards and factors such as ageing of dam material. In recent decades, there is an alarming increase in dam breach events. This has drawn the attention of hydrologists to have a relook at methodologies being considered for dam risk analysis. Effective risk analysis requires accounting for both failure probability of dam and dam break consequences. There are numerous factors which effect the consequences, and there is considerable amount of uncertainty, vagueness and ambiguity among them due to lack of data and knowledge. To address this, we propose a new dam break risk assessment method in fuzzy framework. It considers fuzzy hierarchical model for risk assessment based on combination of static and variable fuzzy set theory. A hierarchical structure is devised for various factors influencing dam break consequences. Furthermore, weights are assigned to the factors using Fuzzy Analytical Hierarchy Process (FAHP). Thereafter, weighted information of different factors is comprehended to arrive at estimate of a risk index. The effectiveness of proposed method is demonstrated through case study on Hemavathi dam located in upper reaches of Cauvery River basin, India. It is a composite dam with masonary spillway and earthen flanges. The catchment area of river up to the dam site is 2904 sq. Km. Furthermore, height of dam above riverbed level is 44.5 m, and its gross storage capacity is 1047 Mm3. As per Bureau of Indian Standards (BIS) the dam is classified as large dam and therefore qualifies for Probable Maximum Flood (PMF) as design flood. Breach analysis of Hemavathi dam was performed using 1D-2D coupled HEC- RAS model to map the extent of flooding downstream of the dam using PMF (corresponding to 2-day PMP) as inflow and maintaining initial pool level in reservoir at maximum water level (MWL). For comprehensive risk assessment, life loss, economic loss, and social and environmental influence caused by dam break are considered in the model.

How to cite: Goel, A. and Srinivas, V. V.: New Dam Break Risk Assessment Method in Fuzzy Framework, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12786, https://doi.org/10.5194/egusphere-egu22-12786, 2022.

EGU22-323 | Presentations | HS7.1

Study of Downscaling Techniques and Standings of Bias Corrected Global Climate Models for Brahmani Basin at Odisha, India 

Minduri Uma Maheswar Rao, Kanhu Charan Patra, and Akhtar Jahan

Climate change is emerging as one of the most pressing issues facing our environment since it will have severe consequences for both natural and human systems. The ability to estimate future climate is required to investigate the influence of climate change on a river basin. The most reliable instruments for simulating climate change are Global Climate Models (GCMs), also known as General Circulation Models. The performance of a precipitation simulation for the Brahmani river basin spanning 94 locations (with a grid resolution of 0.25° X 0.25°) is evaluated in the present study. The observed and model historical temperature datasets cover the period from 2000-2019. Twelve Coupled Model Intercomparison Project – Phase 6 (CMIP6) GCMs (ACCESS- CM2, CESM2, CIESM, FGOALS- g3, HadGEM3, GFDL- ESM4, INM- CM5-0, MIROC- ES2L, NESM3, UKESM1, MPI- ESM1, NorESM2) are used for the climate variable (Pr) using five indicators of performance. Indicators used are Average Absolute Relative Deviation (AARD), Skill Score (SS), Absolute Normalized Mean Bias Deviation (ANMBD), Correlation Coefficient (CC), Normalized Root Mean Square Deviation (NRMSD). GCMs are downscaled to finer spatial resolution before ranking them. The statistical downscaling technique is applied to eliminate the systematic biases in GCM simulations. Weights are determined using the Entropy technique for each performance metric. Cooperative Game Theory (CGT), Compromise programming (CP), Weighted Average Technique, Technique for Order Preference by Similarity to an Ideal Solution (TOPSIS), and Preference Ranking Organization Method of Enrichment Evaluation (PROMETHEE-2) methods are utilized to rank the GCMs for the study area. GDM is an approach utilized to integrate the ranking techniques of GCMs to get a collective single rank. The results obtained for precipitation suggest that MIROC-ES2L, HadGEM3, GFDL-ESM4, UKESM1, FGOALS-g3 are the top five models that are preferred for the prediction of precipitation in the Brahmani River Basin.

How to cite: Rao, M. U. M., Patra, K. C., and Jahan, A.: Study of Downscaling Techniques and Standings of Bias Corrected Global Climate Models for Brahmani Basin at Odisha, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-323, https://doi.org/10.5194/egusphere-egu22-323, 2022.

EGU22-1996 | Presentations | HS7.1

Reduced rainfall in future heavy precipitation events tied to decreased rain area and takes place despite increased rain rate 

Moshe Armon, Francesco Marra, Chaim Garfinkel, Dorita Rostkier-Edelstein, Ori Adam, Uri Dayan, Yehouda Enzel, and Efrat Morin

Heavy precipitation events (HPEs) can lead to deadly and costly natural disasters and, especially in regions where rainfall variability is high, such as the eastern Mediterranean, they are critical to the hydrological budget. Reliable projections of future HPEs are needed, but global climate models are too coarse to explicitly represent rainfall processes during HPEs. In this study we used pseudo global warming high-resolution (1 km2) weather research and forecasting (WRF) model simulations to provide rainfall patterns projections based on simulations of 41 pairs of historic and “future” (end of 21st century) HPEs under global warming conditions (RCP8.5 scenario). Changes in rainfall patterns were analyzed through different properties: storm mean conditional rain rate, storm duration, and rain area. A major decrease in rainfall accumulation occurs in future HPEs (−30% averaged across events). This decrease results from a substantial reduction of the storms rain area (−40%) and duration (−9%), and occurs despite an increase in the mean conditional rain intensity (+15%). The consistency of results across events, driven by varying synoptic conditions, suggests that these changes have low sensitivity to the specific synoptic evolution during the events. Future HPEs in the eastern Mediterranean will therefore likely be drier and more spatiotemporally concentrated, with substantial implications on hydrological outcomes of storms. (For hydrological results see: abstract #EGU22-4777)

  • Armon, M., Marra, F., Enzel, Y., Rostkier‐Edelstein, D., Garfinkel, C. I., Adam, O., et al. (2022). Reduced Rainfall in Future Heavy Precipitation Events Related to Contracted Rain Area Despite Increased Rain Rate. Earth’s Future, 10(1), 1–19. https://doi.org/10.1029/2021ef002397

How to cite: Armon, M., Marra, F., Garfinkel, C., Rostkier-Edelstein, D., Adam, O., Dayan, U., Enzel, Y., and Morin, E.: Reduced rainfall in future heavy precipitation events tied to decreased rain area and takes place despite increased rain rate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1996, https://doi.org/10.5194/egusphere-egu22-1996, 2022.

Limited-area convection-permitting climate models (CPMs) with horizontal grid-spacing less than 4km and not relying on deep convection parameterisations (CPs) are being used more and more frequently. CPMs represent small-scale features such as deep convection more realistically than coarser regional climate models (RCMs) with deep CPs. Because of computational costs CPMs tend to use smaller horizontal domains than RCMs. As all limited-area models (LAMs), CPMs suffer issues with lateral boundary conditions (LBCs) and nesting. We investigated these issues using idealised Big-Brother (BB) experiments with the LAM COSMO-CLM. Grid-spacing of the reference BB simulation was 2.4 km. Deep convection was triggered by idealised hills with driving data from simulations with different spatial resolutions, with/without deep CP, and with different nesting frequencies and LBC formulations. All our nested idealised 2.4-km Little-Brother (LB) experiments performed worse than a coarser CPM simulation (4.9km) which used a four times larger computational domain and yet spent only half the computational cost. A boundary zone of >100 grid-points of the LBs could not be interpreted meteorologically because of spin-up of convection and boundary inconsistencies. Hosts with grid-spacing in the so-called grey zone of convection (ca. 4 - 20km) were not advantageous to the LB performance. The LB's performance was insensitive to the applied LBC formulation and updating (if smaller or equal 3-hourly). Therefore, our idealised experiments suggested to opt for a larger domain instead of a higher resolution even if coarser than usual (~5km) as a compromise between the harmful boundary problems, computational cost and improved representation of processes by CPMs.

How to cite: Ahrens, B. and Leps, N.: On the Challenge of Convection Permitting Precipitation Simulations: Results from Idealised Experiments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2531, https://doi.org/10.5194/egusphere-egu22-2531, 2022.

EGU22-3074 | Presentations | HS7.1 | Highlight

A global scale assessment of the intensification of rainfall extremes 

Athanasios Paschalis, Yiannis Moustakis, and Yuting Chen

Intensification of precipitation extremes under a changing climate is expected to severely impact societies due to increased flooding, and its impacts on infrastructure, agriculture, and ecosystems. Extensive research in the last decades has identified multiple facets of precipitation changes, from super Clausius – Clapeyron scaling of precipitation extremes with temperature increase, to the change of the intensity and spatial extent of mesoscale convective systems.

In this study we attempt to compile state of the art data and simulations to understand the multiple facets of the changes in precipitation extremes across the world. To do that we combined data from thousands of weather stations globally, reanalysis datasets, and general circulation and convection permitting model simulations. Our results show that:

  • Hourly precipitation extremes scale with temperature at a rate of ~7%/K globally, albeit very large spatial heterogeneities were found, linked to topography, large-scale weather dynamics and local features of atmospheric convection
  • Precipitation extremes change beyond this thermodynamic basis, with increases in the heaviness of the tails of precipitation distribution at fine scales
  • The spatial extent of convective systems is expected to increase
  • Precipitation extremes with shorter spell duration that are distributed more uniformly throughout the year are expected

How to cite: Paschalis, A., Moustakis, Y., and Chen, Y.: A global scale assessment of the intensification of rainfall extremes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3074, https://doi.org/10.5194/egusphere-egu22-3074, 2022.

EGU22-3117 | Presentations | HS7.1 | Highlight

Identifying a regional model for extreme rainfall in current climates – quo vadis? 

Ida Bülow Gregersen, Karsten Arnbjerg-Nielsen, Hjalte Jomo Danielsen Sørup, and Henrik Madsen

Establishing a regional model for intensity-duration-frequency (IDF) curves remain a vital task for design of urban infrastructures such as sewer systems and storm water detention ponds. However, identifying a suitable model remains tricky as subjective decisions and assumptions, that easily can be challenged, is needed. The talk will focus on recognizing and overcoming these shortcomings to develop a framework that is trusted by the users, i.e., the engineering professionals.

Since 1999 a regional model for IDF-curves has been developed and employed in Denmark. The model consists of a Partial Duration Series (PDS) framework using covariates to explain the regional variation supplemented with a regression across different durations. The first model was based on 41 series with a total of 650 station-years. Currently a fourth model based on a total of 132 series with almost 3000 station-years is being developed. The underlying data for all models come from a network of tipping bucket gauges initiated in 1979.

While the PDS modelling framework to describe extreme rainfall data has been applied and validated every time, the model setup has changed during each of the three updates. The second model, released in 2006, focussed on describing a significant increase in the design intensities and identifying a new regionalization, reducing the number of regions in the country from three to two. The third model, released in 2014, further increased the design intensities substantially, but more importantly, a cycle of precipitation extremes in Denmark with a frequency of around 35 years was acknowledged, and new co-variates were identified, enabling a description of Denmark as one region with variations that could be explained by two spatially continuous covariates.

Presently a new model is being developed. Most parts of the model are unchanged. However, inclusion of many recent relatively short series (10-20 years) both increase the sampling uncertainty and bias the model towards the very peak of the cyclic variation of the precipitation extremes, whereby the mean intensities will increase, as well as the overall uncertainty of the model. Hence the short series have been excluded.  As a result hereof, the engineering community expresses a concern that such an update will not, in general, increase design intensities in a current climate that is regarded as non-stationary with increasing extreme rainfall. For the scientists it could be an indication that the model may have reached a mature state, where the changes are small and random over a 5-year horizon. For the practitioners there is a concern that this may lead to infrastructure design that over time proves inadequate and fails to meet the service levels set to protect the citizens and important assets.  

As indicated above having much data at hand for a regional model does not hinder large structural uncertainties. What are reasonable assumptions and how can they be communicated to the users? When looking across Europe the structural differences in the model setups are even larger, not only reflecting variations in climate, but also choices made by different groups of scientists.

How to cite: Gregersen, I. B., Arnbjerg-Nielsen, K., Danielsen Sørup, H. J., and Madsen, H.: Identifying a regional model for extreme rainfall in current climates – quo vadis?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3117, https://doi.org/10.5194/egusphere-egu22-3117, 2022.

EGU22-4004 | Presentations | HS7.1

Regridding and interpolation of climate data for impacts modelling – some cautionary notes 

Richard Chandler, Clair Barnes, Chris Brierley, and Raquel Alegre

Users of climate data must often confront the problem that information is not available at the precise spatial locations of interest; or the related problem that multiple sources of information provide data at different collections of locations. An example of the first situation is the use of weather station data to calibrate a hydrological or land surface model requiring inputs on a regular grid; an example of the second is the use of information from an ensemble of climate models to sample structural uncertainty, but where each model produces output on its own grid. Dealing with this spatial misalignment is a common first step in any analysis, and is usually done by some form of interpolation. In this poster, we use standard approaches to convert regional climate model (RCM) outputs from the EuroCORDEX ensemble to the common grid used in the UK national Climate Projections (UKCP). We find that although these standard approaches perform acceptably in some situations, in others they can induce surprisingly large biases and inconsistencies in the statistical properties of the resulting fields – particularly those relating to variability and extremes. For example, although the resolutions of the UKCP grid and the EuroCORDEX RCMs are all similar, it is not hard to find locations where the maximum daily precipitation within a month is systematically underestimated by 5-10% in the regridded data; and where the maximum daily precipitation over a 20-year period is systematically underestimated by 25%. These effects could have major implications for impacts studies carried out using interpolated or regridded data, if they are not recognised and dealt with appropriately. We offer some suggestions, varying in ease of implementation, for dealing with the problem.

How to cite: Chandler, R., Barnes, C., Brierley, C., and Alegre, R.: Regridding and interpolation of climate data for impacts modelling – some cautionary notes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4004, https://doi.org/10.5194/egusphere-egu22-4004, 2022.

EGU22-4405 | Presentations | HS7.1

Evaluation of precipitation reanalysis products in space and time for ungauged sites in Slovenia 

Hannes Müller-Thomy, Patrick Nistahl, Nejc Bezak, and Marcos Alexopoulos

Precipitation reanalysis products (PRP) are a promising data source for ungauged regions. Since observed time series are often i) too short, ii) their temporal resolution is not sufficient or iii) the network density is too low, they cannot be used as e.g. input for rainfall-runoff (r-r) modelling and derived flood frequency analysis. Reanalysis products as global simulation of the atmosphere over the last decades solve the aforementioned issues.

From the latest PRP three are most promising due to their spatial and temporal resolution for r-r modelling of small to mesoscale catchments: ERA5-Land (raster with approx. 9 km width), REA6 (6 km) and CFSv2 (22 km). These three PRP are able to cope with the dynamics of the r-r process due to their hourly resolution. The PRP are evaluated for Slovenia (Europe) with both, precipitation characteristics in space and time, and runoff characteristics. For areal precipitation, continuous and event-based characteristics are evaluated as well as precipitation extreme values. Simple correction methods for identified biases are suggested and applied. It can be seen that although the PRP clearly differ from each other, there is no clear ‘favourite’ to use as input for the r-r modelling.

To conclude about the suitability of the PRP for r-r modelling, continuous simulations are carried out with GR4H for 20 catchments in Slovenia (55 km²-480 km²). Models are re-calibrated for each PRP input based on KGE. Simulation results of calibration and validation period are evaluated by runoff extreme values, KGE, flow duration curve and intra-annual cycle. Interestingly, first results show that the deviations of some rainfall characteristics do not necessarily transfer to deviations in runoff characteristics, which can be explained by the high nonlinearity of the r-r process. PRP lead to better, at least similar results for runoff characteristics for catchments without rain gauges in their centre.

How to cite: Müller-Thomy, H., Nistahl, P., Bezak, N., and Alexopoulos, M.: Evaluation of precipitation reanalysis products in space and time for ungauged sites in Slovenia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4405, https://doi.org/10.5194/egusphere-egu22-4405, 2022.

EGU22-4453 | Presentations | HS7.1

Complexity of rainfall dynamics in India in the context of climate change 

Bhadran Deepthi and Bellie Sivakumar

Global climate change has become one of the major environmental issues today. Climate change impacts rainfall (and other hydroclimatic processes) in many ways, including its temporal and spatial variability. Hence, understanding the impact of climate change on rainfall is important to devise and undertake more effective and efficient adaptation and management strategies. The present study attempts to determine the temporal dynamic complexity of monthly historical and future rainfall in India at a spatial resolution of 1º × 1º. The historical and future rainfall data are simulated from 27 General Circulation Models (GCMs) from the Coupled Model Intercomparison Project Phase 6 (CMIP6). The historical rainfall consists of the rainfall data simulated by GCMs for the period 1961–2014, and the rainfall simulated by the GCMs under shared socio-economic pathway scenarios (SSPs) constitutes the future rainfall. Four scenarios (SSP126, SSP245, SSP370, and SSP585) and two different timeframes (near future (2015–2060) and far future (2061–2099)) are considered to determine how the rainfall and its dynamic complexity vary across the scenarios and timescales. The false nearest neighbor (FNN) algorithm is employed to determine the dimensionality and, hence, the complexity of the rainfall dynamics. The algorithm involves two major steps: (i) reconstruction of the single-variable rainfall time series in a multi-dimensional phase space; and (ii) identification of “false” neighbors in the reconstructed phase space and estimation of the dimension of the rainfall time series. The results suggest that the FNN dimensions of both the historical rainfall and future rainfall simulated by the 27 GCMs across India under all scenarios range from 3 to 20, indicating low to high-level complexity of the rainfall dynamics. However, only less than 1% of the study area shows high-level complexity in historical and future rainfall dynamics. Moreover, around 20 GCMs exhibit low to medium-level complexity of rainfall dynamics in 80% of the study area, with the dimensionality in the range from 3 to 10. Therefore, considering both the historical rainfall and future rainfall under all the four scenarios and the two timeframes considered in this study, the number of GCMs simulating rainfall that exhibits dimensionality in the range 11 to 20 are few. This may be an indication that the complexity of rainfall dynamics in India in the future will be low-to-medium dimensional.

How to cite: Deepthi, B. and Sivakumar, B.: Complexity of rainfall dynamics in India in the context of climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4453, https://doi.org/10.5194/egusphere-egu22-4453, 2022.

EGU22-5071 | Presentations | HS7.1

Impact of GPM Precipitation Error Characteristics on Hydrological Applications 

Ankita Pradhan and Indu Jayaluxmi

Precipitation-measuring satellites constitute a constellation of microwave and infrared sensors in geosynchronous earth orbit. The limited sampling of passive microwave constellations continues to be a problem, affecting applications such as hydrological modeling. Recent constellations have contributed in the construction of the next generation of earth and space science missions by allowing measurement settings to be customized to meet changing scientific understanding. Our study focuses on examining the Global Precipitation Measurement (GPM) constellation mission. The aim of the study is to examine the impact of different uncertainties carried by the GPM constellation on hydrological applications. Firstly we investigated the evaluation and comparison of spatial sampling error for the Global Precipitation Measurement (GPM) mission orbital data products. The region over India with high seasonal rainfall appears to have lower sampling uncertainty, and vice versa, with some exceptions due to differences in precipitation variability and space-time correlation length.  Second, we investigated how intermittency produced by low temporal sampling propagates through a hydrological model and contributes to stream flow uncertainty. We also examined the effect of grid resolution and how it relates to Clausius-Clapeyron scaling. This paper proposes and discusses techniques for quantifying the influence of grid resolution as a function of spatial–temporal characteristics of heavy precipitation based on these findings. Thirdly, we have quantified the influence of two different algorithms i.e top down and bottom up approach utilizing precipitation products that includes the Global Precipitation Measurement mission's (GPM) integrated Multi-satellite Retrievals (IMERG) late run, the SM2RAIN-Climate Change Initiative (SM2RAIN-CCI), and the SM2RAIN-Advanced SCATerometer (SM2RAIN-ASCAT) on hydrological simulations. The results from our study indicate that precipitation forcing at 6-hourly integration outperforms the stream flow simulations as compared to 3-hourly and 12-hourly forcing integration times. IMERG based precipitation also contains significant bias which is propagated into hydrological models when used as precipitation forcing.

How to cite: Pradhan, A. and Jayaluxmi, I.: Impact of GPM Precipitation Error Characteristics on Hydrological Applications, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5071, https://doi.org/10.5194/egusphere-egu22-5071, 2022.

We present an analysis of uncertainty in model-based Probable Maximum Precipitation (PMP) estimates. The focus of the study is on “model-based” PMP derived from WRF (Weather Research and Forecasting) model reconstructions of severe historical storms and amplified by the addition of moisture in the boundary conditions (so-called Relative Humidity Maximization technique). Model-based PMP offers numerous advantages over the currently-used approach that is described in NOAA Hydrometeorological Reports. By scaling moisture and producing the resulting precipitation according to model formulation, the model-based approach circumvents the need for linearly scaling precipitation. Despite the significant improvement this represents, model-based PMP retains some degree of uncertainty that precludes its use in operational settings until the uncertainty is rigorously evaluated. This paper presents an ensemble of PMP simulations that samples recognized sources of uncertainty: (1) initial/boundary condition error, (2) choice of physics parametrizations and (3) model error due to unresolved subgrid processes. To our knowledge, this is the first uncertainty analysis conducted for model-based PMP. We applied this ensemble approach to the Feather River watershed (Oroville dam) in California. We first carried out in-depth evaluation of model reconstructions and found that the performance of some storm reconstructions that underlie the PMP estimate is not ideal, though the lack of uncertainty information about observations currently prevents us from identifying “well-reconstructed” storms or performing bias correction. That being said, our ensemble indicates that the 72-hour maximized precipitation totals used for PMP estimation do not differ greatly (110% at most) from the single-value estimate when model uncertainty is considered. We emphasize that model-based PMP estimates should always be presented as a range of values that reflects the uncertainties that exist, but concerns about model uncertainty should not hinder the development of model-based PMP.

How to cite: Tarouilly, E., Cannon, F., and Lettenmaier, D.: Improving confidence in model-based Probable Maximum Precipitation : Assessing sources of model uncertainty in storm reconstruction and maximization, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6217, https://doi.org/10.5194/egusphere-egu22-6217, 2022.

EGU22-6342 | Presentations | HS7.1 | Highlight

Influence of morphology on the spatial variability of rainstorms over Italy 

Paola Mazzoglio, Ilaria Butera, Massimiliano Alvioli, and Pierluigi Claps

The investigation of the influence of terrain morphology on rainfall extremes has never been conducted over the entire Italy, where some studies have been carried out over limited areas. We then present the first systematic investigation of the role of elevation and other morphological attributes on rainfall extremes over Italy, that is made possible by using the Improved Italian – Rainfall Extreme Dataset (I2-RED). I2-RED is a database of short duration (1 to 24 hours) annual maximum rainfall depths collected from 1916 until 2019 by more than 5200 rain gauges.

The analyses involved the relations between morphology and the mean annual rainfall extremes (index rainfall) using univariate and multivariate regressions. These relations, built countrywide, demonstrated that the elevation alone can explain only a part of the spatial variance. The inclusion of regression covariates as longitude, latitude, distance from the coastline, indexes of obstructions and the mean annual rainfall depth demonstrated to be significant in relations built at the national scale.

However, high local bias with notable spatial correlation derives from the national-scale analysis. This led us to focus on smaller areas. We started dividing Italy into 4 main regions: the Alps, the Apennines, and the two main islands (i.e. Sicily and Sardinia). A dedicated multiple linear regression analysis was conducted over each of these areas. Evident improvements were obtained through this approach; nevertheless, clusters of high residuals persisted, especially in orographically-complex areas. A different approach was then undertaken, based on a preemptive subdivision of Italy in morphologically similar regions, to both reduce the clustering of errors and better define the role of elevation. Using four morphological classifications of Italy from the literature, we applied simple regression models to the rain gauges available inside each region. Among all, the classification that embeds hydrological information turned out to produce the best results in terms of local bias, MAE and RMSE, outperforming the multivariate relations obtained at the national scale. This approach proved to better reproduce the effects of geography and morphology on the spatial variability of rainfall extremes.

Our analysis confirmed a general increase of 24-hour rainfall depths with elevation, as already pointed out by studies conducted over smaller areas. For 1-hour rainfall depths, in flat or in pre-hill zones a modest increase with elevation is visible, while over the Alps and in most of the Apennines a reverse orographic effect (i.e., a reduction of rainfall depth with increasing elevation) is clearly detected, confirming previous outcomes in those areas.

How to cite: Mazzoglio, P., Butera, I., Alvioli, M., and Claps, P.: Influence of morphology on the spatial variability of rainstorms over Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6342, https://doi.org/10.5194/egusphere-egu22-6342, 2022.

EGU22-6677 | Presentations | HS7.1

Can Radar Quantitative Precipitation Estimates Reproduce Extreme Precipitation Statistics in Central Arizona? 

Nehal Ansh Srivastava and Giuseppe Mascaro

In this study, we assess the ability of 4-km, 1-h Quantitative Precipitation Estimates (QPEs) from the Stage IV analysis of the NEXRAD radar network to reproduce the statistics of extreme precipitation (P) in central Arizona, USA. As reference, we use 19 years of records from a dense network of 257 rain gages. For each radar pixel and gage record, we fit the generalized extreme value (GEV) distribution to the series of annual maximum P at durations, τ, from 1 to 24 hours. We found that the GEV scale and shape parameters estimated from the radar QPEs are slightly negatively biased when compared to estimates from gage records at τ = 1 h; this bias tends to 0 for τ ≥ 6 h. As a result, the radar GEV quantiles for return period, TR, from 2 to 50 years exhibit negative bias at τ = 1 h (median between -23% and -12% for different TR’s), but the bias is gradually reduced as τ increases (average of +4% for τ = 24 h). The relative root-mean-square-error (RRMSE) ranges from 17% to 44% across all τ’s and TR’s and these values are similar to those computed between gages and operational design storms from NOAA Atlas 14. Lastly, we found that radar QPEs reproduce fairly well observed scaling relationships between the GEV location and scale parameters and P duration, τ. Results of our work provide confidence in the utility of Stage IV QPEs to characterize the spatiotemporal statistical properties of extreme P and, in turn, to improve the generation of design storm values.

How to cite: Srivastava, N. A. and Mascaro, G.: Can Radar Quantitative Precipitation Estimates Reproduce Extreme Precipitation Statistics in Central Arizona?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6677, https://doi.org/10.5194/egusphere-egu22-6677, 2022.

EGU22-8792 | Presentations | HS7.1

Space-time simulation of storms and beyond! 

Simon Michael Papalexiou, Francesco Serinaldi, and Emilio Porcu

Simulating storms, or hydro-environmental fluxes in general, in space and time is challenging and crucial to inform environmental risk analysis and decision making under variability and uncertainty. Here, we advance space-time modelling by enabling simulation of random fields (RF) described by general velocity fields and anisotropy. This advances the skills of the Complete Stochastic Modeling Solution (CoSMoS) framework in space and time and enables RF's simulations that reproduce desired: (a) non-Gaussian marginal distribution, (b) spatiotemporal correlation structure (STCS), (c) velocity fields with locally varying speed and direction that describe advection, and (d) locally varying anisotropy. We demonstrate applications of CoSMoS by simulating storms at fine spatiotemporal scales that move across an area, spiraling fields such weather cyclones, air masses converging to (or diverging from) a point and more. The methods are implemented in the CoSMoS R package freely available in CRAN.

Reference: Papalexiou, S. M., Serinaldi, F., & Porcu, E. (2021). Advancing Space-Time Simulation of Random Fields: From Storms to Cyclones and Beyond. Water Resources Research, 57(8), e2020WR029466. https://doi.org/10.1029/2020WR029466

How to cite: Papalexiou, S. M., Serinaldi, F., and Porcu, E.: Space-time simulation of storms and beyond!, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8792, https://doi.org/10.5194/egusphere-egu22-8792, 2022.

EGU22-10253 | Presentations | HS7.1

Spatial and temporal variability of rainfall on different time scales 

András Bárdossy

Rainfall is highly variable in space and time. The knowledge of precipitation variability is very important for design or for uncertainty assessment of models. In this contribution two different aspects of variability are investigated – the treatment of zero observations for spatial interpolation and the problem of high order dependence. The finer the temporal resolution of precipitation observations the more zeros have to be considered. Should one include all zeros for the description of the spatial variability (for example variograms)? Examples corresponding to different time aggregations are show that zeros need a specific treatment. High order dependence is investigated using time series observed at multiple sites. Results are compared to a meta-Gaussian approach. A large high-resolution dataset from South-West Germany is used to demonstrate the problems and the different approaches.

How to cite: Bárdossy, A.: Spatial and temporal variability of rainfall on different time scales, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10253, https://doi.org/10.5194/egusphere-egu22-10253, 2022.

EGU22-10355 | Presentations | HS7.1

Combining commercial microwave link and rain gauge observations to estimate countrywide precipitation: a stochastic reconstruction and pattern analysis approach 

Nico Blettner, Christian Chwala, Barbara Haese, Sebastian Hörning, and Harald Kunstmann

Precipitation is characterized by large spatial variability. For hydrological applications it is crucial to estimate precipitation such that spatial correlation lengths and precipitation patterns are represented accurately.

We derive countrywide precipitation estimates using approx. 4000 commercial microwave links (CMLs) obtained from Ericsson and approx. 1000 rain gauges operated by the German Weather Service. CML and gauge observations are regarded as non-linear and linear constraints on the spatial estimate, respectively.

We apply the Random-Mixing-Whittaker-Shannon method in a Python based environment (RMWSPy) to reconstruct ensembles of precipitation fields. With RMWSPy, linear combinations of unconditional random spatial fields are conditioned to the observational data. This involves the exact local representation of rain gauge observations as well as the consideration of the path-averaged precipitation along the CMLs. Additionally, the method ensures that resulting estimates are similar to the data with respect to spatial correlations and marginal distributions. The stochastic process allows for variability at unobserved locations and thereby the calculation of ensembles.

We evaluate the spatial pattern of our results by performance characteristics such as ensemble Structure-, Amplitude-, and Location-error (eSAL). This approach considers precipitation objects as connected areas that exceed a certain precipitation value, and involves the analysis of the objects’ shapes and locations. Thereby, it is possible to quantify aspects of precipitation patterns in a way that is not possible with standard performance metrics which are based on pixel-by-pixel comparisons.

We find that our precipitation estimates are in good agreement with the gauge-adjusted weather radar product RADOLAN-RW of the German Weather Service which we use as a reference. In particular, we see advantages in reproducing the pattern of precipitation objects, in terms of smaller structure- and location-errors, when comparing our ensemble-based Random-Mixing approach to an Ordinary Kriging interpolation.

How to cite: Blettner, N., Chwala, C., Haese, B., Hörning, S., and Kunstmann, H.: Combining commercial microwave link and rain gauge observations to estimate countrywide precipitation: a stochastic reconstruction and pattern analysis approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10355, https://doi.org/10.5194/egusphere-egu22-10355, 2022.

EGU22-10437 | Presentations | HS7.1

Uncertainty Quantification of Precipitation Measurement with Weather Radar 

Angelica Caseri and Carlos Frederico Angelis

Extreme rainfall events can cause flash floods and are responsible for socioeconomic damage worldwide. In Campinas, southeastern Brazil, countless events take place throughout the year. In order to monitor and predict these events, with the support of Fapesp's SOS-Chuva project, a mobile rainfall radar was installed in the region. With the purpose to identify the accuracy of this data, the radar data were compared with rain gauge data. Through this study, it is noted that, at some points, the difference between the rain gauges measurements and the radar data is significant, which may hinder the calibration and performance of a rainfall-runoff hydrological model. To improve the rainfall measurement considering both data source, this study proposes to combine both information and generate rainfall probabilistic maps, derived from geostatistical methods, thus making possible to quantify the uncertainty of these data.

How to cite: Caseri, A. and Angelis, C. F.: Uncertainty Quantification of Precipitation Measurement with Weather Radar, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10437, https://doi.org/10.5194/egusphere-egu22-10437, 2022.

EGU22-10931 | Presentations | HS7.1

Assessing future extreme rainfall trends through multifractal scaling arguments: A CONUS-wide analysis based on NA-CORDEX model outputs 

Stergios Emmanouil, Andreas Langousis, Efthymios I. Nikolopoulos, and Emmanouil N. Anagnostou

The quantification of future flood risk, as well as the assessment of impacts attributed to the evolution of extreme rainfall events under rapidly changing climatic conditions, require multi-year information at adequately high spatiotemporal scales. The spatial and temporal evolution of regional extreme rainfall patterns, however, is quite challenging to describe due to natural climate variability and local topography. Hence, the use of conventional climate model outputs to evaluate the frequency of extreme events may not be conclusive due to significant epistemic uncertainties.  To date, there is limited knowledge on how extreme precipitation patterns will evolve under the influence of climate change, at spatiotemporal resolutions suitable for hydrological modeling, and considering the non-stationarity of rainfall as a process. In this study, we evaluate future trends related to extreme rainfall using hourly estimates acquired through the North American (NA) CORDEX Program (see Mearns et al., 2017), spanning from 1979 to 2100, over a 25-km CONUS-wide grid. In view of the practical importance of high spatial and temporal resolutions in hydrological modeling, we first simultaneously bias-correct and statistically downscale the NA-CORDEX model outputs, by using the two-component theoretical distribution framework described in Emmanouil et al. (2021), as well as the Stage IV weather radar-based gridded precipitation data (4-km spatial resolution) as a high-resolution reference. To investigate the validity of the yielded rainfall intensity quantiles, we use as benchmark the hourly rainfall measurements offered by NOAA’s rain gauge network (National Centers for Environmental Information, 2017). Finally, to evaluate the effects of climate change on the spatial and temporal evolution of rare precipitation events while taking into consideration the nonstationary nature of rainfall, we apply a robust (Emmanouil et al., 2020) parametric approach founded on multifractal scaling arguments (Langousis et al., 2009) to sequential 10-year segments of the data, where conditions can be fairly assumed stationary. In view of revealing future infrastructure vulnerabilities over a wide range of characteristic temporal scales and exceedance probability levels, our analysis is founded on Intensity-Duration-Frequency (IDF) curves, which are derived using the previously acquired CORDEX-based, gridded (4-km), hourly precipitation estimates, and cover the entire CONUS for a period of 120 years.

References

Emmanouil, S., Langousis, A., Nikolopoulos, E. I., & Anagnostou, E. N. (2020). Quantitative assessment of annual maxima, peaks-over-threshold and multifractal parametric approaches in estimating intensity-duration-frequency curves from short rainfall records. Journal of Hydrology, 589, 125151. https://doi.org/10.1016/j.jhydrol.2020.125151

Emmanouil, S., Langousis, A., Nikolopoulos, E. I., & Anagnostou, E. N. (2021). An ERA-5 Derived CONUS-Wide High-Resolution Precipitation Dataset Based on a Refined Parametric Statistical Downscaling Framework. Water Resources Research, 57(6), 1–17. https://doi.org/10.1029/2020WR029548

Langousis, A., Veneziano, D., Furcolo, P., & Lepore, C. (2009). Multifractal rainfall extremes: Theoretical analysis and practical estimation. Chaos, Solitons and Fractals, 39(3), 1182–1194. https://doi.org/10.1016/j.chaos.2007.06.004

Mearns, L. O., McGinnis, S., Korytina, D., Arritt, R., Biner, S., Bukovsky, M., et al. (2017). The NA-CORDEX dataset, version 1.0. NCAR Climate Data Gateway. Boulder (CO): The North American CORDEX Program, 10.

National Centers for Environmental Information. (2017). Cooperative Observers Program Hourly Precipitation Dataset (C-HPD), Version 2.0 Beta. NOAA National Centers for Environmental Information, [accessed July 17, 2020].

How to cite: Emmanouil, S., Langousis, A., Nikolopoulos, E. I., and Anagnostou, E. N.: Assessing future extreme rainfall trends through multifractal scaling arguments: A CONUS-wide analysis based on NA-CORDEX model outputs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10931, https://doi.org/10.5194/egusphere-egu22-10931, 2022.

EGU22-11055 | Presentations | HS7.1

Intensity-dependence of interarrival times and run lengths in multifractal rainfall 

Alin-Andrei Carsteanu, Andreas Langousis, and Roberto Deidda

Mass scaling of atmospheric precipitation has been successfully characterized by multifractal frameworks in the literature dedicated to this subject. However, the dependence of the statistics of interarrival times and run lengths on the employed detection threshold, as theoretically predicted by multiplicative cascade models with different degrees of multifractality, is yet another aspect of interest when such models are being used for the purpose of rainfall modelling. It must be noted that interarrival times and run lengths are complementary variables, by representing uninterrupted time intervals above and below the detection threshold, respectively. The present communication deals with the intricacies of parametrizing and validating those aspects of multifractal rainfall models.

How to cite: Carsteanu, A.-A., Langousis, A., and Deidda, R.: Intensity-dependence of interarrival times and run lengths in multifractal rainfall, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11055, https://doi.org/10.5194/egusphere-egu22-11055, 2022.

EGU22-11126 | Presentations | HS7.1

Accounting for anisotropy in the simulation of rainfall fields with blunt extension of discrete Universal Multifractal cascades 

Auguste Gires, Ioulia Tchiguirinskaia, and Daniel Schertzer

Universal Multifractals have been widely used to characterize and simulate geophysical fields extremely variable over a wide range of scales such as rainfall. Despite strong limitations, notably its non-stationnarity, discrete cascades are often used to simulate such fields. Recently, blunt cascades have been introduced in 1D, 2D, and space-time to cope with this issue while remaining in the simple framework of discrete cascades. It basically consists in geometrically interpolating over moving windows the multiplicative increments at each cascade steps.

 

While being a well-known feature of rainfall fields, anisotropy is not yet addressed with blunt extensions of discrete Universal Multifractal cascades. In this paper, we suggest to extend this framework to account for anisotropy. It basically consists in using different sizes according to the direction for the moving window over which the interpolation is carried out. In a first step Multifractal expected behaviour is theoretically established. Then it is numerically confirmed with the help of ensembles of stochastic simulations. Finally, the features of simulated fields are compared with actual rainfall data ones. Data collected with help of a dual polarisation X-band radar operated by HM&Co-ENPC is used (radx.enpc.fr/).

 

Authors acknowledge the RW-Turb project (supported by the French National Research Agency - ANR-19-CE05-0022), for partial financial support.

How to cite: Gires, A., Tchiguirinskaia, I., and Schertzer, D.: Accounting for anisotropy in the simulation of rainfall fields with blunt extension of discrete Universal Multifractal cascades, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11126, https://doi.org/10.5194/egusphere-egu22-11126, 2022.

EGU22-11273 | Presentations | HS7.1

A new perspective on projected precipitation changes in Tanzania 

Stephanie Gleixner, Jascha Lehmann, and Christoph Gornott

Informed decision-making on adaptation strategies for future climate change need reliable climate information. In particular, vulnerable economies like Tanzania, which is strongly reliant on rain-fed agriculture, struggle with the lack of agreement on precipitation changes between the climate models. In order to find robustness in these projections, we compare precipitation simulations from the CORDEX Africa Ensemble under three emission scenarios (RCP 2.6, RCP 4.5, RCP 8.5) within different precipitation categories defined by the Standardized Precipitation Index (SPI). We find that despite the disagreement on the sign of the total precipitation trend, there is strong agreement among on a decrease in normal conditions and an increase in both extreme wet and extreme dry conditions throughout the 21st century. The differences between the projections in terms of total precipitation are related to shifts of (near) normal conditions to wetter conditions in the case of ‘wetter’ projections and to drier conditions for ’drier’ projections. These results indicate an overall broadening of the rainfall distribution especially toward extremely wet conditions.

How to cite: Gleixner, S., Lehmann, J., and Gornott, C.: A new perspective on projected precipitation changes in Tanzania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11273, https://doi.org/10.5194/egusphere-egu22-11273, 2022.

EGU22-11629 | Presentations | HS7.1

Clarifying the importance of serial correlation and field significance in detection of trends in extreme rainfall 

Stefano Farris, Roberto Deidda, Francesco Viola, and Giuseppe Mascaro

Rainfall extremes are expected to intensify in a warmer environment according to theoretical arguments and climate model projections. Inferential analysis involving statistical trend testing procedures are frequently used to validate this scenario by investigating whether significant changes in precipitation measurements can be detected. Recent studies have shown that statistical trend tests applied to hydrological data might be misinterpreted if (1) the analyzed time series exhibit autocorrelation, and (2) field significance is not considered when tests are applied multiple times. In this study, these aspects have been investigated using time series of frequencies (or counts) of rainfall extremes derived from long-term (100 years) daily rainfall records of 1087 gauges of the Global Historical Climate Network (GHCN) database. Monte Carlo experiments are carried out by generating random synthetic count time series with the Poisson first-order Integer-valued AutoRegressive model (Poisson-INAR(1)) characterized by different sample size, level of autocorrelation, and trend magnitude. The main results are as follows. (1) Empirical autocorrelations are highly consistent with those exhibited by uncorrelated and non-stationary count time series, while empirical trends cannot be explained as the exclusive effect of autocorrelation; moreover, accounting for the impact of serial correlation has a limited impact on tests’ performance. (2) Accounting for field significance prevents wrong interpretations of results of multiple tests by limiting type-I errors, but it may reduce test power; a careful use of local test outcomes could help identify regions with potentially significant changes where clusters of multiple trends with coherent signs are detected. (3) Statistical trend tests based on linear and Poisson regressions are more powerful than nonparametric tests (e.g., Mann-Kendall) when applied to count time series. Finally, using these methodological insights, spatial patterns of statistically significant increasing (decreasing) trends emerge in central and eastern North America, northern Europe, part of northern Asia, and central regions of Australia (southwestern North America, part of southern Europe, and southwestern and southeastern regions of Australia).

How to cite: Farris, S., Deidda, R., Viola, F., and Mascaro, G.: Clarifying the importance of serial correlation and field significance in detection of trends in extreme rainfall, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11629, https://doi.org/10.5194/egusphere-egu22-11629, 2022.

Evaluation of winter mean precipitation over North India in CMIP6 models

Nischal Sharma1, Raju Attada1*, A. R. Dandi2, R. K. Kunchala3, Anant Parekh2, J. S. Chowdary2

1Department of Earth and Environmental Sciences - Indian Institute of Science Education and Research Mohali, Punjab – 140306

2 Indian Institute of Tropical Meteorology, Pune, India

3Centre for Atmospheric Sciences, Indian Institute of Technology Delhi, India

*E-mail of corresponding author: rajuattada@iisermohali.ac.in

 

Abstract

North India receives a significant proportion of annual precipitation during winter (December to February) through mid-latitudinal cyclonic perturbations (Western Disturbances) embedded in subtropical westerly jet stream. This region accounts for a paucity of available in-situ observations owing to complex topography which underpins the necessity of other non-conventional tools for precipitation estimation. Global Climate Models are an effective tool to investigate global monsoon systems and are being extensively used to better understand spatio-temporal characteristics of precipitation. In the present study, north Indian winter precipitation (NIWP) and its variability has been characterized in 30 CMIP6 historical simulations (1979-2014) and compared with IMD gridded data observations. Normalized biases in different models relative to observations have been used to categorize models as wet (11), dry (8) and normal (11) models and further composite analysis has been conducted for these model categories. Our findings suggest that all the models show highest precipitation orientation along the western Himalayan belt, with the normal model category showcasing quite similar results to observations. Wet models show highest variability, errors and positive bias over the region while dry models exhibit least variability and negative bias. Majority of the models show an overall good correlation with observations. The representation of winter mean dynamical and circulation patterns has been carried out using composite analysis of three model categories relative to observations. The composite analysis reveals an intensified jet in both wet and dry model categories, with a southward shift of the jet position in wet models.  Detailed results will be discussed.

Keywords: Global climate models, CMIP6, winter precipitation

How to cite: Sharma, N.: Evaluation of winter mean precipitation over North India in CMIP6 models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12030, https://doi.org/10.5194/egusphere-egu22-12030, 2022.

The compound dry and hot event (CDHE) has been paying attention in recent decades due to its disastrous impacts on diverse sectors. The teleconnections between dry conditions and large-scale circulation patterns have been widely studied at different spatial and temporal scales. However, studies investigating the links between large-scale circulation patterns and CDHE using a multiscale approach is missing. Quantifying the external forcing of compound dry and hot extremes (CDHE) is tedious and demands in-depth understanding.  We introduce a novel method by integrating wavelets, entropy and complex networks to quantify the potential drivers linked with CDHE. Firstly, a standardized dry and hot Index (SDHI) is developed to model the combined effect of precipitation and temperature using a copula approach. Second, the SDHI and Sea Surface Temperature (SST) is decomposed using wavelets to comprehend multiscale dynamical processes across time scales. Next, entropy is employed to quantify the similarity between SDHI and SST across multiple timescales. The proposed method uses the wavelet energy distribution of CDHI at different time scales and compares it with the wavelet energy distribution of SST to quantify the similarity. From similarity, complex networks is constructed to bridge the links between CDHE and circulation patterns. To investigate the efficiency and reliability, the proposed method is explored to improve the understanding and quantify the potential drivers of CDHE at a regional scale during the summer monsoon in India.  The results show that an integrated approach combining wavelets, entropy and complex networks offers a fresh perspective in analyzing the teleconnections between the compound extremes and large scale circulation patterns.

How to cite: Guntu, R. K., Merz, B., and Agarwal, A.: Understanding and quantifying potential drivers of compound extremes: A complex networks based on multiscale entropy approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-215, https://doi.org/10.5194/egusphere-egu22-215, 2022.

EGU22-471 | Presentations | HS7.7

Dimensional analysis and intercomparison of the basin time of concentration formulas 

Giulia Evangelista and Pierluigi Claps

A wide literature dealing with the assessment of the critical time scale for basin hydrologic response exist worldwide. The time of concentration (tC) is recognized as the most frequently used time parameter, followed by the lag time (tL). However, despite the high sensitivity of design flood peaks to the estimated time parameter values, there is still no agreement on the conceptual and operational definitions of these two parameters, resulting in several different approaches and formulations available.

In our work, we suggest a conceptual approach to validate formulas of the basin time of concentration, with the aim of drawing some guidance in the choice of a robust formulation to be used in hydrological modelling and hydrograph design. To this end, 47 empirical and semi-empirical formulations to quantify tC have been selected and their structure compared in dimensional terms, using the hydraulic Chezy formula as a litmus paper. Using the river network morphology of 197 watersheds in north-western Italy we have then examined and compared the variability of the estimated average flow velocity within the most hydraulically compatible formulas.

Mindful of recent outcomes on tracer studies (see Azizian, 2019), our results lead to justify some of the coefficients of just a few of the empirical expressions of the critical basin travel time and to further clarify the distinction between tC and tL, according to some theoretical justifications discussed in Beven (2020).

How to cite: Evangelista, G. and Claps, P.: Dimensional analysis and intercomparison of the basin time of concentration formulas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-471, https://doi.org/10.5194/egusphere-egu22-471, 2022.

EGU22-2179 | Presentations | HS7.7

Partially interpretable neural networks for high-dimensional extreme quantile regression: With application to wildfires within the Mediterranean Basin 

Jordan Richards, Raphaël Huser, Emanuele Bevacqua, and Jakob Zscheischler
Quantile regression is a particularly powerful tool for modelling environmental data which exhibits spatio-temporal non-stationarity in its marginal behaviour. If our interest lies in quantifying risk associated with particularly extreme or rare weather events, we may want to estimate conditional quantiles that are outside the range of observable data; in these cases, it is practical to describe the data using some parametric extreme value model with its parameters represented as functions of predictor variables. Classical approaches for parametric extreme quantile regression use linear or additive relationships, and such approaches suffer in either their predictive capabilities or computational efficiency in high-dimensions. 
 
Neural networks can capture complex non-linear relationships between variables and scale well to high-dimensional predictor sets. Whilst they have been successfully applied in the context of fitting extreme value models, statisticians may choose to forego the use of neural networks as a result of their “black box" nature; although they facilitate highly accurate prediction, it is difficult to do statistical inference with neural networks as their outputs cannot readily be interpreted. Inspired by the recent focus in machine learning literature on “explainable AI”,  we propose a framework for performing extreme quantile regression using partially interpretable neural networks. Distribution parameters are represented as functions of predictors with three main components; a linear function, an additive function and a neural network that are applied separately to complementary subsets of predictors. The output from the linear and additive components is interpreted, whilst the neural network component contributes to the high prediction accuracy of our method.
We use our approach to estimate extreme quantiles and occurrence probabilities for wildfires occurring within a large spatial domain that encompasses the entirety of the Mediterranean Basin.
 

How to cite: Richards, J., Huser, R., Bevacqua, E., and Zscheischler, J.: Partially interpretable neural networks for high-dimensional extreme quantile regression: With application to wildfires within the Mediterranean Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2179, https://doi.org/10.5194/egusphere-egu22-2179, 2022.

EGU22-2384 | Presentations | HS7.7

Methodologies for the characterisation of spatially distributed hydrological events: the Italian case study. 

Alessandro Borre, Alberto Viglione, Simone Gabellani, and Tatiana Ghizzoni

Evaluating historical extreme flood events is fundamental due to their socioeconomic impacts. In this context, the spatial distribution of the event has a key role and the univariate approach, based on the analysis of local flood frequency on a single site, is not the proper one.

For this reason, in the recent past, an increasing amount of research has focused on the regional characterization of flood events, trying to describe their temporal and spatial distribution. The main objective of this work is the comparison of two different methods widely used for the selection and characterization of spatially distributed flood events for risk assessment purposes. Both methods were applied to the Italian territory and compared in terms of parameters used, results obtained, and technical analogies and differences. 

The two methodologies reveal similar results, comparable with a list of extreme events produced as a collection of historical flood reports. The results show that floods co-occurring in several basins are unevenly distributed, with a higher number of selected events occurred in Northern and Central Italy, where the largest Italian basins are located.

How to cite: Borre, A., Viglione, A., Gabellani, S., and Ghizzoni, T.: Methodologies for the characterisation of spatially distributed hydrological events: the Italian case study., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2384, https://doi.org/10.5194/egusphere-egu22-2384, 2022.

Recent developments in Extreme Value Theory have led to the adoption of multivariate methods for modeling extreme rainfall in a way that the spatial dependence between the different measuring stations is used to "borrow“ information. A commonly used method, Brown-Resnick Max-Stable processes, extends the geostatistical concept of the variogram to suit block maxima, allowing to explicitly model the spatial extremal dependence shown by the data. This extremal dependence usually stems from physical processes that generate rainfall in such a way that several stations are affected simultaneously by the same extreme event, such as convective storms or frontal events. Depending on the region, this dependence can change in time, as different meteorological processes dominate the rainfall generation process for different seasons.

In this study, we analyze in the Berlin-Brandenburg region the change in extremal dependence for annual block maxima. We consider two different seasons – winter and summer – to investigate the effects of two different rainfall generating processes: frontal rainfall is more likely to occur in winter, while convection is dominating in summer. Furthermore, we investigate how this extremal dependence affects the accuracy of the estimation of return levels by using a Brown-Resnick Max-Stable process and comparing the estimated return levels to the results of a covariates model assuming spatial independence. We obtain the uncertainty of our estimates within a Bayesian modeling framework. The bivariate extremal coefficient shows a notable difference in the extremal dependence for summer and winter. Moreover, we observe a difference in the skill of the model when comparing the two seasons, suggesting that the difference in the extremal dependence has an impact on the marginal estimates from the model.

How to cite: Jurado, O. E. and Rust, H. W.: Estimating the impact of seasonal extremal dependence with a Max-Stable process for modeling extreme precipitation events over Berlin-Brandenburg, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3660, https://doi.org/10.5194/egusphere-egu22-3660, 2022.

EGU22-4136 | Presentations | HS7.7

Modeling Spatial Extremes Using Normal Mean-Variance Mixtures 

Zhongwei Zhang, Raphaël Huser, Thomas Opitz, and Jennifer Wadsworth

Classical models for multivariate or spatial extremes are mainly based upon the asymptotically justified max-stable or generalized Pareto processes. These models are suitable when asymptotic dependence is present, i.e., the joint tail decays at the same rate as the marginal tail. However, recent environmental data applications suggest that asymptotic independence is equally important and, unfortunately, existing spatial models in this setting that are both flexible and can be fitted efficiently are scarce. Here, we propose a new spatial copula model based on the generalized hyperbolic distribution, which is a specific normal mean-variance mixture and is very popular in financial modeling. The tail properties of this distribution have been studied in the literature, but with contradictory results. It turns out that the proofs from the literature contain mistakes. We here give a corrected theoretical description of its tail dependence structure and then exploit the model to analyze a simulated dataset from the inverted Brown--Resnick process, hindcast significant wave height data in the North Sea, and wind gust data in the state of Oklahoma, USA. We demonstrate that our proposed model is flexible enough to capture the dependence structure not only in the tail but also in the bulk.

How to cite: Zhang, Z., Huser, R., Opitz, T., and Wadsworth, J.: Modeling Spatial Extremes Using Normal Mean-Variance Mixtures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4136, https://doi.org/10.5194/egusphere-egu22-4136, 2022.

EGU22-5528 | Presentations | HS7.7

A globally-applicable framework for compound flood risk modeling 

Dirk Eilander, Anaïs Couasnon, Hessel C. Winsemius, Sanne Muis, Job Dullaart, Tim Leijnse, and Philip J. Ward

Low-lying coastal deltas are prone to floods as these areas are often densely populated and face flooding from fluvial (discharge), coastal (surge and waves) and pluvial (rainfall) drivers. If these drivers co-occur, they can cause or exacerbate flooding, and are referred to as compound flood events. Most compound flood studies have either investigated the statistical dependence between drivers or used hydrodynamic models to assess the physical interactions between drivers, but few have combined both aspects to examine extreme flood levels for e.g. risk assessments. Furthermore, hydrodynamic compound flood models are often setup at a local scale, require many person hours to set up and are based on local data, making these hard to scale up. Hence, the need for globally-applicable compound flood risk modelling remains. 

We developed a globally-applicable framework for compound flood risk modelling. It consists of a local hydrodynamic SFINCS model which is automatically set up based on global datasets after several processing steps and loosely coupled to global models using HydroMT (https://deltares.github.io/hydromt_sfincs/latest/). We applied to the Sofala province of Mozambique where we validated it for two historical tropical cyclone events and used it for a compound flood risk analysis. For the validation, we compared flood extents from the global and local flood models with observed flood extents from remote sensing. Our analysis shows that the local model, while based on the same data, has a higher accuracy compared to the global model. This is due to a more complete representation of flood processes and an increased spatial resolution. We also analyzed the compound flood dynamics and show that the areas where water levels are amplified by interactions between flood drivers vary significantly between events. Finally, we also calculated the compound flood risk from fluvial, pluvial and coastal drivers based on a large stochastic event set of plausible (compound) flood conditions derived from ~40 years of reanalysis data. We find that coastal flood drivers cause the largest risk in the region despite a more widespread fluvial and pluvial flood hazard as most exposure is affected by elevated sea levels. Flood risk increases when accounting for the observed dependence between flood drivers compared to independence and this difference is mainly attributed to events with large return periods. Since the model setup and coupling is automated, reproducible, and globally-applicable, the presented framework offers a way forward towards large scale compound flood risk modelling. 

How to cite: Eilander, D., Couasnon, A., Winsemius, H. C., Muis, S., Dullaart, J., Leijnse, T., and Ward, P. J.: A globally-applicable framework for compound flood risk modeling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5528, https://doi.org/10.5194/egusphere-egu22-5528, 2022.

EGU22-5970 | Presentations | HS7.7

Precipitation regridding – Impacts at global scale 

Chandra Rupa Rajulapati, Simon Michael Papalexiou, Martyn P. Clark, and John W. Pomeroy

Re-gridding considerably alters precipitation statistics. Despite this fact, regridding precipitation datasets is commonly performed for coupling or comparing different models/datasets. In general, several studies have highlighted the effects of regridding at regional scale. In this study, the effects of re-gridding precipitation are emphasized at a global scale using different regridding methods, size of the shifts and resolutions of the dataset. Substantial differences are noted at high quantiles and precipitation dry (or wet-dry frequency) is altered to a great extent. Specifically, a difference of 46 mm in high (0.95) quantiles and a reduction of 30% wet-dry frequency is noted. The differences increase with the size of the grid shift at higher quantiles and vice versa for low quantiles. As the grid resolution increases, the difference between original and regridded data declines, yet the shift size dominates for high quantiles for which the differences are higher. Spatially, large differences at high quantiles in tropical land regions, and at low quantiles in polar regions are noted. These impacts are approximately same for the three different (first order conservative, bilinear, and distance weighted averaging) regridding methods considered in this study. Overall, re-gridding should be performed with caution as it can alter the statistical properties of precipitation to a great extent and adds uncertainty to further analysis of using in any models or in combined precipitation products.

How to cite: Rajulapati, C. R., Papalexiou, S. M., Clark, M. P., and Pomeroy, J. W.: Precipitation regridding – Impacts at global scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5970, https://doi.org/10.5194/egusphere-egu22-5970, 2022.

EGU22-6595 | Presentations | HS7.7

Realistic and Fast Modeling of Spatial Extremes over Large Geographical Domains 

Raphael Huser, Arnab Hazra, and David Bolin

Various natural phenomena, such as precipitation, generally exhibit spatial extremal dependence at short distances only, while the dependence usually fades away as the distance between sites increases arbitrarily. However, the available models proposed in the literature for spatial extremes, which are based on max-stable or Pareto processes or comparatively less computationally demanding "sub-asymptotic" models based on Gaussian location and/or scale mixtures, generally assume that spatial extremal dependence persists across the entire spatial domain. This is a clear limitation when modeling extremes over large geographical domains, but surprisingly, it has been mostly overlooked in the literature. In this paper, we develop a more realistic Bayesian framework based on a novel Gaussian scale mixture model, where the Gaussian process component is defined by a stochastic partial differential equation that yields a sparse precision matrix, and the random scale component is modeled as a low-rank Pareto-tailed or Weibull-tailed spatial process determined by compactly supported basis functions. We show that our proposed model is approximately tail-stationary despite its non-stationary construction in terms of basis functions, and we demonstrate that it can capture a wide range of extremal dependence structures as a function of distance. Furthermore, the inherently sparse structure of our spatial model allows fast Bayesian computations, even in high spatial dimensions, based on a customized Markov chain Monte Carlo algorithm, which prioritize calibration in the tail. In our application, we fit our model to analyze heavy monsoon rainfall data in Bangladesh. Our study indicates that the proposed model outperforms some natural alternatives, and that the model fits precipitation extremes satisfactorily well. Finally, we use the fitted model to draw inferences on long-term return levels for marginal precipitation at each site, and for spatial aggregates.

How to cite: Huser, R., Hazra, A., and Bolin, D.: Realistic and Fast Modeling of Spatial Extremes over Large Geographical Domains, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6595, https://doi.org/10.5194/egusphere-egu22-6595, 2022.

EGU22-8617 | Presentations | HS7.7

Spatial classification of typical European heatwaves using clustering 

Elizaveta Felsche, Andrea Böhnisch, and Ralf Ludwig

Prolonged heat periods have become a recurring feature of the European climate. Recent events like the 2003 heatwave in France, the 2010 Russian heatwave, and the 2019 European heatwave have caused considerable economic losses due to crop failure, imposed substantial stress on the health system, and caused thousands of heat-related deaths. Due to climate change, an increase in length and frequency of heatwaves has been observed since 1950 in most regions worldwide. However, until now, little knowledge is available on the generalized patterns of heatwaves since most studies focus on the analysis of single historical heatwave events.

This study aims to increase the general understanding of heatwaves by identifying and analyzing stable classes, i.e., recurring patterns, of heatwaves present in Europe. In this study, we use data from a regional climate model large ensemble (Canadian Regional Climate Model version 5, CRCM5-LE) consisting of 50 possible realizations of climate in the years 1981-2010 in the EUR-11 domain. We use the 95th percentile of three days' mean temperature as a threshold of heatwave occurrence. Those events are additionally filtered to at least one percent of the land area to ensure that the events have a considerable spatial extent. We repeatedly apply hierarchical agglomerative clustering to find a dozen stable heatwave patterns in Europe. Those results are in good correspondence with clustering on an observational dataset (E-OBS) and when comparing those to historical events. Therefore it is shown that the catastrophic historical events can be explained as an extreme manifestation of the same recurring pattern.

Moreover, we analyze the obtained typical patterns regarding a precipitation deficit present before or after the event. We find that, e.g., after a summer heatwave in South-East Europe, there is a high chance of having increased precipitation in autumn, while no such trend can be observed in Scandinavia. Moreover, the study serves as a blueprint for the analysis of other spatial extreme events (e.g., droughts). 

How to cite: Felsche, E., Böhnisch, A., and Ludwig, R.: Spatial classification of typical European heatwaves using clustering, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8617, https://doi.org/10.5194/egusphere-egu22-8617, 2022.

EGU22-9139 | Presentations | HS7.7

Drought self-propagation in drylands through moisture recycling 

Jessica Keune, Dominik L. Schumacher, Paul Dirmeyer, and Diego G. Miralles

Soil dryness modulates the surface energy balance through a reduction in evaporation, and can in turn affect both local and downwind precipitation. But when evaporation is heavily constrained by soil moisture, there is also a reduced local water vapor supply to the atmosphere, manifesting as downwind moisture deficits. Soil moisture–precipitation feedbacks as a whole — including surface heating-induced boundary layer processes and interactions, as well as changes in tropospheric moistening — have already been extensively investigated, particularly at the local scale. However, little is known about the non-local impact of soil moisture on precipitation. Here, we focus on the impact of water vapor reductions instigated by already existing soil drought, estimate the downwind effect on precipitation and thus gauge the potential for drought self-propagation. A Lagrangian approach constrained by observational and reanalysis data is employed to reveal the origins of water vapor, establishing a causal link between upwind evaporation and downwind rainfall. We assess the self-propagation of the 40 largest soil drought events from 1980 to 2016, obtained with a novel mathematical morphology method. Specifically, we estimate the reduction in precipitation caused by drought-stricken areas in the direction of drought propagation, and isolate the effect of upwind soil moisture drought from the influence of potential evaporation and circulation variability. Our results show that droughts self-propagate in subtropical drylands, owing to the strong decline in evaporation in response to soil water stress. For entire events, the reduction in precipitation along the propagation front can be more than 15%, and up to 30% for individual months. Our findings highlight that terrestrial ecosystems reliant on their own evaporation supplying  rainfall are most affected, and underline the susceptibility of arid environments to self-inflicted drought expansion.

How to cite: Keune, J., Schumacher, D. L., Dirmeyer, P., and Miralles, D. G.: Drought self-propagation in drylands through moisture recycling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9139, https://doi.org/10.5194/egusphere-egu22-9139, 2022.

EGU22-9725 | Presentations | HS7.7

Investigating the Spatial Extent of Extreme Precipitation 

Abbas El Hachem, András Bárdossy, Jochen Seidel, Golbarg Goshtasbpour, and Uwe Haberlandt

Investigation of precipitation extremes is traditionally based on point observations. Such rain gauges networks  often have an insufficient network density to  correctly capture the spatial extent of extreme events. An alternative is to use weather radar data which provide a spatially distributed rainfall field but these observations are prone to errors. To reduce the errors in the radar observations, a copula-based merging procedure is applied to combine radar and station observations with high temporal resolution. From this product, the spatial extent of extremes in investigated. This is done by extracting the connected rainfall areas from every rainfall field for several precipitation thresholds and temporal aggregations. The location, size, station data whithin these areas, areal mean precipitation value, and the areal maximum precipitation value are gathered and investigated.

This procedure was applied to the area covered by the German Weather Service (DWD) radar in Hannover with a 5 minutes temporal resolution and for the period 2000-2019. The first results of this investigation shows that station observations underestimate the true areal maxima in most of the cases. Moreover, the connected areas are categorized based on their size and the areal mean precipitation values are compared. It was found that with increasing area size the corresponding areal mean increased. This was observed until a certain area size is reached after which the areal mean almost stabilizes. A clustering of the continuous areas revealed that the occurrence of the areas is independent of the location and that extreme observation can occur anywhere within the study region.

How to cite: El Hachem, A., Bárdossy, A., Seidel, J., Goshtasbpour, G., and Haberlandt, U.: Investigating the Spatial Extent of Extreme Precipitation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9725, https://doi.org/10.5194/egusphere-egu22-9725, 2022.

EGU22-10335 | Presentations | HS7.7

Global analysis of extreme precipitation changes in the Köppen-Geiger climate classification 

Salma Hobbi, Sofia Nerantzaki, Simon Michael Papalexiou, and Chandra Rupa Rajulapati

Changes in the frequency and intensity of extreme precipitation resulting from climate change are responsible for natural disasters such as severe floods and have been a major study focus during the last decades. Previous studies have mainly focused on the trends of annual maxima precipitation at global and regional scales. However, little is known about how extreme precipitation trends change among different climate types. This study offers a global analysis of extreme precipitation changes in terms of climate type by using over 8500 gauge-based records. We focus on the period 1964 to 2013 when global warming was accelerating. A climate type is assigned to each station based on the Köppen Geiger (KG) climate classification, resulting in 30 KG climate subtypes. Mann-Kendall test and Sen’s slope estimator are applied to each time series, measuring the magnitude and significance of trends. The heaviness of the tail for each station is assessed based on the shape parameter of the Generalized Extreme Value distribution. Our results indicate a decreasing trend for the majority of stations associated with some of the arid, temperate, and continental subtypes (i.e., hot semi-arid (BSh); hot-summer temperate (Csa); warm-summer temperate (Csb); and warm, dry-summer continental (Dsb)). An increasing trend is observed for the stations associated with the remaining KG subtypes, especially stations associated with dry-summer subarctic (Dsc) and monsoon-influenced extremely cold subarctic (Dwd). A significant increasing trend is estimated for 9.7% of stations located in the eastern USA, Asia, and northern Europe. However, only 2% of stations, mainly in eastern Australia and the central USA have a significant decreasing trend. The heaviness of the tail is the largest in the Polar major climate type (E), followed by Tropical (A), Dry (B), Continental (D), and Temperate (C). For the climate subtypes, large heavy-tailed extremes are observed in extremely cold subarctic (Dfd), polar tundra (ET), and tropical monsoon (Am), while only light-tailed extremes were observed in subpolar oceanic (Cfc). This study reveals the relationship of extreme precipitation characteristics (e.g., tail heaviness and trend) with the climate types at the global scale.

 

How to cite: Hobbi, S., Nerantzaki, S., Papalexiou, S. M., and Rajulapati, C. R.: Global analysis of extreme precipitation changes in the Köppen-Geiger climate classification, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10335, https://doi.org/10.5194/egusphere-egu22-10335, 2022.

EGU22-10954 | Presentations | HS7.7

Classification of Boreal Summer East Asian Marine Heatwaves and Their Possible Mechanisms 

Hyoeun Oh, Go-Un Kim, Chan Joo Jang, and Jin-Yong Jeong

Marine heatwave (MHW) is one of the severe extreme events under global warming, which affects the marine ecosystem and its relevant socio-economic losses. In particular, East Asian sea surface temperature is projected to increase more under the future climate change scenarios than any other ocean worldwide. According to concern for the increasing SST over East Asia, studies on the MHW are needed to minimize the damage. Thus, this study will classify the different spatiotemporal characteristics of East Asian MHWs and find their possible mechanisms using a self-organizing map. There are four dominant modes of MHWs over East Asia: (1) Global warming-like mode, (2) East China Sea mode, (3) East Sea/Japan Sea mode, and (4) Yellow Sea mode. We found the enhanced net downward shortwave radiation plays a crucial role in modulating the onset of the MHW everywhere over East Asia. When looking at the process of MHW occurrence, the spatial patterns related to the Yellow Sea mode and the East Sea/Japan Sea mode appear very similar, but the significant difference between the two modes is the presence or absence of preceding Indian monsoon heating. This means the Indian monsoon heating can precursor the MHWs over the East Sea/Japan Sea. As a result, this study has a significant implication for the predictability of the MHW over East Asia by finding precursors of the MHWs.

How to cite: Oh, H., Kim, G.-U., Jang, C. J., and Jeong, J.-Y.: Classification of Boreal Summer East Asian Marine Heatwaves and Their Possible Mechanisms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10954, https://doi.org/10.5194/egusphere-egu22-10954, 2022.

EGU22-220 | Presentations | HS4.3

Intermodel comparison of Short to Medium Range Precipitation Forecasts over the Indian Sub-Continent 

Sakila Saminathan and Subhasis Mitra

Reliable and accurate precipitation forecast information is needed for various disaster management and mitigation purposes. Spatio-temporal variability of forecast and uncertainty in the NWP models reduces the skill and reliability of the forecasts, hampering greater uptake for various purposes. This study aims to quantify the performance of short to medium range (1 to 7 days) precipitation forecast information from four different NWP models over the Indian sub-continent. The precipitation forecasts from these four models, namely Climate Forecast System version 2 (CFSv2), European Centre for Medium Range Weather Forecasts (ECMWF), Global Ensemble Forecast System (GEFS), and Indian Institute of Tropical Meteorology (IITM), has been assessed using different precipitation indices namely number of rainy days, accumulated precipitation, consecutive wet days, and consecutive dry days. The indices are evaluated for all the models using the evaluation metrics Heidke Skill Scores (HSS) for different seasons and basins. HSS for different indices shows that monthly HSS value was around 0.2 for the consecutive wet days while being 0.4 for the consecutive dry days showing that model's performance was good for the consecutive dry days than consecutive wet days. Results also show that the models are able to capture the number of rainy days and accumulated precipitation satisfactorily. The assessment of models and indices for monsoon and non-monsoon season showed better performance in the non-monsoon season. The evaluation of models and indices spatially over different basins in India showed that the performance was good in the central region (i.e., Narmada and Tapti basin). Overall, the forecasts from the ECMWF performed better compared to GEFS, CFSv2, and IITM. 

How to cite: Saminathan, S. and Mitra, S.: Intermodel comparison of Short to Medium Range Precipitation Forecasts over the Indian Sub-Continent, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-220, https://doi.org/10.5194/egusphere-egu22-220, 2022.

EGU22-302 | Presentations | HS4.3

The potential of a hybrid framework including data driven approaches for hydrological forecasting 

Sandra Margrit Hauswirth, Marc F.P. Bierkens, Vincent Beijk, and Niko Wanders

Ensemble hydrological forecasts are important for operational water management and near future planning, even more so in times of increased extreme events such as floods and droughts. Especially the latter requires a planning horizon of several weeks to months to optimize water availability. Having a flexible forecasting framework that can deliver this information in a fast and computational efficient manner is critical. In this study we are exploring a new hybrid framework, combining machine learning models with seasonal (re)forecasting information, in a hindcasting experiment to evaluate the potential of data driven approaches for seasonal forecasting purposes.

We focussed on 5 different ML methods, which are used to predict discharge and surface water levels of various stations at a national scale (the Netherlands). Input from the European Flood Awareness System and SEAS5 serve as boundary conditions. The ensemble hydrological hindcasts were then evaluated against climatological baseline hindcast with commonly used scores such as anomaly correlation coefficient (ACC), brier skill score (BSS) and continuously ranked probability score (CRPS).

We observed consistently skilful predictions for the first lead months throughout the year for all station and model combinations. Early spring and summer months show increased skill up to several months as a result of snow dynamics that were captured. Furthermore, we show that the choice of ML model only has a limited impact on the overall forecast performance.

With our study we show that a hybrid framework is able to bring location specific skilful seasonal forecast information with global seasonal forecast inputs. At the same time our hybrid approach is flexible and fast, and as such a hybrid framework could easily be adapted to make it even more interesting to water managers and their needs.

How to cite: Hauswirth, S. M., Bierkens, M. F. P., Beijk, V., and Wanders, N.: The potential of a hybrid framework including data driven approaches for hydrological forecasting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-302, https://doi.org/10.5194/egusphere-egu22-302, 2022.

EGU22-367 | Presentations | HS4.3

Dynamic vs. Hybrid Seasonal Rainfall Forecasts over Central America: A Comparative Evaluation of C3S and NMME 

Katherine Kowal, Louise J. Slater, Alan García-López, and Anne F. Van Loon

Seasonal forecasts present an opportunity to enhance preparedness for hydrometeorological extremes in Central America. Many seasonal forecasts are publicly available, but their comparative value is not well understood, especially over the Central American region. Knowing how best to combine the different seasonal forecast models on offer, or when and where to trust them, requires further study. This evaluation compares seasonal rainfall forecasts over Central America with a focus on hydrometeorological extremes using two of the globally leading ensembles: the Copernicus Climate Change Service seasonal forecasting system (C3S), and the North American Multimodel Ensemble (NMME). We compare the two multimodel ensemble means, eleven individual model means, and model member predictions of monthly and seasonal rainfall over different months, locations, and lead times to better understand their relative forecast quality and identify potential regional predictability limits at the seasonal scale. Direct rainfall forecasts from the models are compared with indirect dynamical-statistical forecasts using large-scale climate precursors within a statistical rainfall prediction system. Results show that C3S and NMME exhibit similar regional variability in their direct rainfall forecasts, revealing the influence of important climate mechanisms on rainfall predictability in the region, which originate in both the Pacific and Atlantic Oceans. The models with the best skill also vary depending on the season, subregion, and lead time assessed. The relative accuracy of indirect versus direct forecasts is still under consideration but we expect their accuracy to vary geographically and seasonally, depending on the associations between the regional climate precursors (e.g. El Niño Southern Oscillation and Tropical North Atlantic variability) and local rainfall. Overall, the models compared can provide useful information on upcoming rainfall, but their regional and seasonal variability affect their usefulness for different types of forecasting applications.

How to cite: Kowal, K., Slater, L. J., García-López, A., and Van Loon, A. F.: Dynamic vs. Hybrid Seasonal Rainfall Forecasts over Central America: A Comparative Evaluation of C3S and NMME, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-367, https://doi.org/10.5194/egusphere-egu22-367, 2022.

EGU22-2596 | Presentations | HS4.3

High-Resolution Ensemble Precipitation for Pluvial Flood Forecasting in the Urban Data Scarce city of Alexandria, Egypt 

Adele Young, Biswa Bhattacharya, Faisal Mahood, Emma Daniels, and Chris Zevenbergen

High-resolution Quantitative Precipitation Forecasts (QPF)  are essential to accurately forecast the magnitude, timing and location of precipitation and as input for pluvial flood forecasting using urban drainage models. However, there are challenges of producing high-resolution forecast capable of capturing the spatial and temporal variability of rainfall needed for urban flood modelling and the uncertainty associated with meteorological forecast and urban flood models. Therefore there is a challenge to balance data availability, model uncertainty, resolution, forecast lead-time and computational demands, especially in data-scarce regions.

Ensemble precipitation forecasts are used to capture uncertainties of meteorological forecasting in flood models. This research aims to evaluate the skill of a downscaled ensemble precipitation forecast over the coastal city of Alexandria, Egypt which experiences extreme rainfall and flooding from winter storms. A Weather Research Forecast (WRF) convection-permitting model was initialised using the Global Ensemble Forecast System (GEFS) which provides 21 ensemble members (1 degree archived). The model was run using three domains with horizontal grid resolutions of 30km, 10 km and 3.3 km at a 24h leadtime). For the 3.3 km horizontal grid, ensemble members were coupled with a 1D Mike urban model to evaluate the meteorological uncertainty representation and propagation.

In the absence of sufficient rainfall and flow gauge data, results were verified against Multi-Source Weighted-Ensemble Precipitation (MSWEP) satellite-derived product and further compared with the ECMWF ensemble prediction system precipitation forecast. 1D flood simulations were evaluated against 1D- 2D hydrodynamic simulations run with MSWEP data.

Ensembles showed varying probability of detection for different severity events. In general, the majority of ensemble rainfall values resulted in flooding greater than the flooding simulated from the satellite observed rainfall. Although deterministic forecast also indicated flooding and threshold exceedance, the number of ensemble members exceeding critical thresholds has the benefit of providing decision-makers with the probability of threshold exceedance and likelihood of flooding to trigger protective actions. A study such as this provides knowledge for understanding, future applications and limitations of using high-resolution ensemble Quantitative Precipitation Forecasts (QPFs) and the importance of capturing the spatial and temporal variability of rainfall in urban drainage models. Additionally, the potential use of MSWEP for the verification of ensemble forecasts in ungauged and data-scarce regions is investigated.

How to cite: Young, A., Bhattacharya, B., Mahood, F., Daniels, E., and Zevenbergen, C.: High-Resolution Ensemble Precipitation for Pluvial Flood Forecasting in the Urban Data Scarce city of Alexandria, Egypt, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2596, https://doi.org/10.5194/egusphere-egu22-2596, 2022.

EGU22-3228 | Presentations | HS4.3

Bayesian merging of large scale and local scale hydrological forecasts 

Marie-Amélie Boucher, Jean Odry, Vincent Fortin, Simon Lachance-Cloutier, Richard Turcotte, and Dominic Roussel

Global or large-scale hydrological forecasting systems covering entire countries, continents and even the entire planet are growing in popularity. As more large-scale hydrological forecasting systems emerge, it is likely that they will co-exist with pre-existing local forecasting systems. It is the case for instance in Canada, where most provinces have their own streamflow forecasting system, while the new NSRPS will eventually cover the whole country using a 1km by 1km grid. Those province, for instance Quebec, built their own forecasting systems on hydrological models configured for river catchments rather than a regular grid. Using this situation as a starting point and a case study, we propose a Bayesian framework for merging the forecasts from two systems. Within this Bayesian framework, the large-scale prior information comes from the NSRPS. This prior information is then updated using forecasts from the government of Quebec and the associated likelihood. In order to account for forecast uncertainty, this work is carried out using a probabilistic approach for both the NSRPS and Quebec’s Système de Prévision Hydrologique (SPH). While SPH produces probabilistic forecasts by default, the preliminary version of the NSRPS that we had access to is deterministic. Consequently, forecasts from the NSRPS had to be dressed into an ensemble in order to use them as prior distribution within the Bayesian merging framework. Alternative prior distributions (climatology, Markov chain) are also considered instead of those obtained from the NSRPS. Since both forecasting systems include ungauged sites, a version of this Bayesian merging framework based on regional statistics was also developed and tested using cross-validation. Our results show that the merged forecasts perform at least as well as the best individual system, for both gauged and ungauged basins. For longer lead times, merged forecasts can even outperform individual systems. Considering that the NSRPS relies on a non-calibrated model with no data assimilation, those results show that there could be important practical gains in merging large scale hydrological forecasts with local scale forecasts.

How to cite: Boucher, M.-A., Odry, J., Fortin, V., Lachance-Cloutier, S., Turcotte, R., and Roussel, D.: Bayesian merging of large scale and local scale hydrological forecasts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3228, https://doi.org/10.5194/egusphere-egu22-3228, 2022.

EGU22-4458 | Presentations | HS4.3

Addressing effective real-time flood forecasting for upstream artificial reservoirs through predictive uncertainty  

Silvia Barbetta, Bhabagrahi Sahoo, Bianca Bonaccorsi, Tommaso Moramarco, Trushnamayee Nanda, Chandranath Chatterjee, and Ezio Todini

The impact of flood events is usually approached through structural measures, such as riverbanks and dams able to mitigating, although not fully eliminating flooding risk. Therefore, complementary non-structural measures, mainly real-time Flood Forecasting and Warning Systems (FFWSs), usually combined with operational decision support systems, must be developed to improve the population safety and resilience. Flood forecasting models, essential components of FFWSs, provide deterministic forecasts of discharge or water levels at critical sections on forecast horizons to support the decision-makers activities. Unfortunately, under the uncertainty of future events, predictions must be probabilistic, to be effective and to guarantee the required robustness to the decision makers (Todini, 2017).

Many studies are available in the literature on generating probabilistic forecasting starting from a deterministic forecast and considering the error distribution. Alternatively, the introduction of the Hydrological Uncertainty Processor (Krzysztofowicz, 1999) has posed the basis for the estimation of the predictive uncertainty, PU, that is the probability of occurrence of a future value conditional on all the available information, usually provided by forecasting models.

In this context, for estimating the PU, Todini (2008) proposed the Model Conditional Processor (MCP) which allows for the analytical treatment of the multivariate probability densities after converting both observations and model predictions into the Normal space. Afterwards, MCP was extended to the multi-model approach (Barbetta et al., 2017) enabling a decision based on “multiple forecasts” of different deterministic models at the same time.

With the aim to shed light on the benefits of using PU, the multi-model MCP is applied to discharge forecasts at sites along Indian rivers. Specifically, a data-driven model, i.e. a novel Wavelet-based Non-linear AutoRegressive with eXogenous inputs (WNARX) model and the grid-based semi-distributed VIC hydrological model are used to this end. The future estimates of the river discharge coming into artificial reservoirs, provided by VIC and WNARX models (Nanda et al., 2019) at the same time, are used to feed simultaneously the MCP; thus, showing the benefits in terms of improved effectiveness of the future prediction. The analysis is performed for the Hirahud dam along the Manhanadi River: the results indicate that the methodology could be able to provide effective probabilistic real-time inflow forecasting to be used during significant floods as an appropriate support for the artificial reservoir management.

 

Barbetta S., Coccia G., Moramarco T., Brocca L., and Todini E. (2017). Improving the effectiveness of real-time flood forecasting through Predictive Uncertainty estimation: the multi-temporal approach, J. of Hydrol., 51, 555-576. 

Krzysztofowicz, R. 1999. Bayesian theory of probabilistic forecasting via deterministic hydrologic model, Water Resour. Res., 35, 2739–2750.

Nanda, T., Sahoo, B., Chatterjee, C. (2019). Enhancing real-time streamflow forecasts with wavelet-neural network-based error-updating schemes and ECMWF meteorological predictions in Variable Infiltration Capacity model. J. Hydrol., 575, pp. 890–910.

Todini, E. A model conditional processor to assess predictive uncertainty in flood forecasting. Int. J. River Basin Manag. 2008, 6, 123–137.

Todini E. Flood Forecasting and Decision Making in the new Millennium. Where are We?, Water Resour Manage. 2017, doi:10.1007/s11269-017-1693-7, pp.1-19.

 

How to cite: Barbetta, S., Sahoo, B., Bonaccorsi, B., Moramarco, T., Nanda, T., Chatterjee, C., and Todini, E.: Addressing effective real-time flood forecasting for upstream artificial reservoirs through predictive uncertainty , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4458, https://doi.org/10.5194/egusphere-egu22-4458, 2022.

EGU22-6280 | Presentations | HS4.3

A benchmark for probabilistic seasonal streamflow forecasting over North America 

Louise Arnal, Martyn Clark, Vincent Fortin, Alain Pietroniro, Vincent Vionnet, Paul Whitfield, and Andy Wood

Seasonal streamflow forecasts represent critical operational inputs for water sectors and society, for instance for spring flood early warning, water supply, hydropower generation, and irrigation scheduling. Initial hydrological conditions (e.g., snow cover and soil moisture) are an important driver of hydrological predictions on these timescales. In high-latitude and/or high-altitude basins across North America, and the basins downstream of these headwaters, snow is one of the main sources of runoff generation. As a result, data-driven forecasting from snow observations is a well-established approach for operational seasonal streamflow forecasting in the USA (Fleming et al., 2021) and Canada (Zahmatkesh et al., 2019).

As part of the Global Water Futures programme (GWF), we are advancing capabilities for probabilistic streamflow forecasting over North America. The first aim of this work is to benchmark probabilistic seasonal streamflow predictability across the continent. To this end, a data-driven probabilistic seasonal streamflow hindcasting system is being developed and implemented for basins with a nival regime across North America. It uses snow water equivalent measurements from the recent update of the Canadian historical Snow Water Equivalent dataset (CanSWE, 1928–2020; Vionnet et al., 2021) and the Natural Resources Conservation Service (NRCS) manual snow surveys and the SNOTEL automatic snow pillow in the USA. These datasets are gap filled using quantile mapping based on neighbouring snow and precipitation stations (SCDNA dataset; Tang et al., 2020), and subsequently transformed into principal components. These principal components are then used as predictors into a regression model, to generate ensemble hindcasts of streamflow volumes for basins across North America. Preliminary results indicate that this approach is skilful (i.e., better than streamflow climatology) for basins across the Canadian Rockies during the snowmelt season.

References

Fleming, S. W., Garen, D. C., Goodbody, A. G., McCarthy, C. S., and Landers, L. C.: Assessing the new Natural Resources Conservation Service water supply forecast model for the American West: A challenging test of explainable, automated, ensemble artificial intelligence. Journal of Hydrology, 602, https://doi.org/10.1016/j.jhydrol.2021.126782, 2021.

Tang, G., Clark, M. P., Newman, A. J., Wood, A. W., Papalexiou, S. M., Vionnet, V., and Whitfield, P. H.: SCDNA: a serially complete precipitation and temperature dataset for North America from 1979 to 2018, Earth Syst. Sci. Data, 12, 2381–2409, https://doi.org/10.5194/essd-12-2381-2020, 2020.

Vionnet, V., Mortimer, C., Brady, M., Arnal, L., and Brown, R.: Canadian historical Snow Water Equivalent dataset (CanSWE, 1928–2020), Earth Syst. Sci. Data, 13, 4603–4619, https://doi.org/10.5194/essd-13-4603-2021, 2021.

Zahmatkesh, Z., Sanjeev Kumar, J., Coulibaly, P., and Stadnyk, T.: An overview of river flood forecasting procedures in Canadian watersheds, Canadian Water Resources Journal / Revue canadienne des ressources hydriques, 44, 3, https://doi.org/10.1080/07011784.2019.1601598, 2019.

How to cite: Arnal, L., Clark, M., Fortin, V., Pietroniro, A., Vionnet, V., Whitfield, P., and Wood, A.: A benchmark for probabilistic seasonal streamflow forecasting over North America, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6280, https://doi.org/10.5194/egusphere-egu22-6280, 2022.

Reliable warnings and forecasts of extreme precipitation and resulting floods are an important prerequisite for disaster mangers to initiate flood defence measures. Thus, disaster managers are interested in extended lead times, which can be obtained by employing forecast of numerical weather models as driving data for hydrological models. To portray the inherent uncertainty of weather model output, ensemble hydro-meteorological forecasts can be used, which offers the opportunity of probability based decision making for disaster managers. However, especially for changing weather systems under unstable atmospheric conditions and for small, fast-responding catchments, the signals of extreme precipitation in the forecasting models may change quickly in magnitude and ensemble spread for successive forecast in expectation of an approaching event.

With this contribution, we analyse the behaviour and reliability of ensemble hydro-meteorological forecasts depending on their lead time in order to derive appropriate indicators for decision making. We use results of our operational web-based demonstration platform for ensemble hydrological forecasting in small catchments, which is established for three pilot regions with different hydrological settings in Saxony, Germany. The demonstration platform processes ensemble forecasts of the ICON/COSMO-D2-EPS product of the German Weather Service, which provides an ensemble of 20 members each three hours, for lead times up to 27 hours.  Each member is evaluated regarding specific extreme precipitation thresholds. If these thresholds are exceeded in a specific region, rainfall-runoff models for the associated catchments are used to propagate the meteorological uncertainty into the resulting runoff, followed by statistical post processing and visualization. In addition, different options for the visualization of the uncertainty information were developed to monitor the behaviour and reliability of the forecast ensemble over successive forecast lead times. These options contain exceedance probabilities for thresholds in rainfall and resulting runoff and were discussed with decision makers regarding their applicability for decision making. First results are presented for observed extreme events in the small pilot regions.

How to cite: Grundmann, J. and Philipp, A.: Analysis of ensemble forecasts over successive forecast lead times for decision support in flood management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6373, https://doi.org/10.5194/egusphere-egu22-6373, 2022.

EGU22-7191 | Presentations | HS4.3

Postprocessing of precipitation forecasts over India with Quantile Mapping  and Ensemble Model Output Statistics 

Martin Widmann, Michael Angus, Andrew Orr, and Gregor Leckebusch

Accurate predictions of heavy precipitation in India are vital for impact-orientated forecasting, and an essential requirement for mitigating the impact of damaging flood events. Operational forecasts from non-convection-permitting models can have large biases in the intensities of heavy precipitation, and while convection-permitting models can perform better, their operational use over large areas is not yet feasible. Statistical postprocessing can reduce these biases for relatively little computational cost, but few studies have focused on postprocessing forecasts of monsoonal rainfall.

As part of the UK Weather and Climate Science for Service Partnership India (WCSSP India), the HEavy Precipitation Forecast Postprocessing over India (HEPPI) project has evaluated and compared two popular postprocessing methods: Univariate Quantile Mapping (UQM) and Ensemble Model Output Statistics (EMOS). The project focuses on the suitability of the methods for postprocessing heavy rainfall in India. Both methods are applied to daily precipitation in the National Centre for Medium Range Weather Forecasting (NCMWF) 12km forecast for the 2018 and 2019 monsoon seasons. The evaluation is based on day 1 forecasts and fitting the methods individually for each location.

UQM leads by construction to precipitation distributions close to the observed ones, while EMOS optimises the spread of the postprocessed ensemble without guaranteeing realistic rainfall distributions, and it is not a priori clear which method is better suited for practical applications. The methods are therefore compared with respect to several aspects: local distributions, representation of temporal variability using the Continuous Ranked Probability Score, ensemble spread using Rank Histograms, and exceedance of heavy precipitation thresholds using Brier Scores, Reliability Diagrams, and Receiver Operating Characteristics curves.

EMOS performs not only best, as expected, with respect to correcting under- or overdispersive ensembles, but also with respect to scores for temporal variability, both for the whole range of rainfall values and specifically for heavy rainfall. UQM performs best, as expected, with respect to the local precipitation distributions. The ROC results are inconclusive and location dependent, although both postprocessing methods consistently outperform the raw forecast. These findings are independent of the choice of gridded precipitation data sets used for model fitting and validation.

We recommend EMOS for operational application, as from a user perspective a good performance in forecasting values at a given time, in particular heavy precipitation events, can be expected to be more important than achieving a close match between the forecasted and observed local precipitation distributions.

 

How to cite: Widmann, M., Angus, M., Orr, A., and Leckebusch, G.: Postprocessing of precipitation forecasts over India with Quantile Mapping  and Ensemble Model Output Statistics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7191, https://doi.org/10.5194/egusphere-egu22-7191, 2022.

EGU22-10728 | Presentations | HS4.3

Comparing different versions of the continuous ranked probability score to account for forecast or observation uncertainty 

Alireza Askarinejad, Mélanie Trudel, and Marie-Amélie Boucher

Recent studies have shown that probabilistic forecasts are superior to
deterministic forecasts in terms of quality, reliability, and representing the
uncertainty of future states. One of the most well-known and widely used
tools for assessing the performance of (probabilistic) forecast systems is the
continuous ranked probability score (CRPS). This metric is employed to
evaluate the forecasting system when only forecast uncertainty is
considered. In addition to multiple sources of uncertainty in a forecasting
system (such as initial conditions, model structure and parameters, and
boundary conditions), the uncertainty can also originate from observations
(e.g., streamflow). However, this uncertainty, which has rarely been
explored in previous research, should also be regarded in evaluating the
forecasting system. A version of the CPRS is redefined and analyzed to
overcome this important flaw, considering the observation's uncertainty. To
estimate the uncertainty associated with streamflow observations, the
Bayesian Rating curve method (BaRatin) is utilized. This study focuses on
comparing the different versions of the CRPS in considering the
uncertainties of forecasts and observations. Three types of streamflow
forecasting systems are used in this study: deterministic forecasts, raw
ensemble forecasts (applying meteorological ensemble forecasts as inputs to
the hydrological model), and post-processed ensemble forecasts (postprocessing
of hydrological model outputs using weighted ensemble dressing
method). The assessment is performed for short-term forecasts (lead times of
1 to 5 days) for the Au Saumon watershed in southern central Quebec,
Canada. It is found that considering observation uncertainty has a significant
effect on the values of CRPS compared to when only forecast uncertainty is
considered. In addition, CRPS changes in probabilistic forecasts are more
than deterministic ones. Our results also point out that using the modified
version of the CRPS can help end-users better understand and evaluate their
forecasting system.

How to cite: Askarinejad, A., Trudel, M., and Boucher, M.-A.: Comparing different versions of the continuous ranked probability score to account for forecast or observation uncertainty, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10728, https://doi.org/10.5194/egusphere-egu22-10728, 2022.

EGU22-10805 | Presentations | HS4.3

IDF curves in nonstationary regions using regional frequency analysis and RCP scenarios in south korea 

Heechul Kim, Miru Seo, Taewon Lee, and Junhaeng Heo

Recently, extreme hydrological phenomena are increasing rapidly due to abnormal climate caused by global warming, and many damages are occurring as the change of precipitation characteristics. The intensity-duration-frequency(IDF) curve is widely applied in practice for designing the hydro-infrastructures. In addition, it is important to predict future changes in rainfall intensity due to climate change.

For this purpose, this study intends to derive the IDF curve, for future periods. In this study, the RCP scenario, a climate change scenario, was used based on historical data (1975-2020) and future rainfall data (2021-2100). Using these data, the stationary and nonstationary regions in the Korean are classified using regional frequency analysis, and the rainfall quantiles for non-stationary regions was calculated using the GEV(1,0,0) model with time varying location parameter. Finally, IDF curves for the historical and future data were derived and analyzed.

 

How to cite: Kim, H., Seo, M., Lee, T., and Heo, J.: IDF curves in nonstationary regions using regional frequency analysis and RCP scenarios in south korea, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10805, https://doi.org/10.5194/egusphere-egu22-10805, 2022.

EGU22-10937 | Presentations | HS4.3

Statisrical Probable Maximum Precipitation using RCP 4.5 and RCP 8.5 scenarios 

Miru Seo, Sunghun Kim, jihye Kwon, and Junhaeng Heo

Probable maximum precipitation (PMP) means the maximum precipitation that can occur under the most severe weather conditions at specific area and rainfall duration in watershed. Greenhouse gas emissions in the atmosphere have increased due to industrialization caused by economic development and population growth. As a result, natural disaster damage from climate change is rapidly increasing because of many abnormal climates and phenomena. Futhemore, PMP has been increased due to such climate change. There are several methods for estimating PMP; statistical method, hydrometeorlogical method, and encelope method. In this study, statistical PMP was calculated using observed data up to 2020, and future PMP was estimated using the RCP 4.5 and RCP 8.5 scenarios up to 2100. The Hershfield’s method was used to calculate the statistical PMP, World meteorological organization (WMO) introduced the statistical method suggested by Hershfield (1961) in which frequency factor was 15. However, the frequency factor of 15 was reported to be too large in the area with heavy rainfall and too small in a dry area. Therefore, Hershfield (1965) suggested the range of 5 ~ 20 as a frequency factor.  In this study, PMPs for observed(historical) data and simulated data from RCP 4.5 and RCP 8.5 scenarios were calculated. Then the frequency factors were compared with those suggested by Hershfield. Finally, the derived statistical PMPs were compared with those from hydrometeorlogical method.

How to cite: Seo, M., Kim, S., Kwon, J., and Heo, J.: Statisrical Probable Maximum Precipitation using RCP 4.5 and RCP 8.5 scenarios, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10937, https://doi.org/10.5194/egusphere-egu22-10937, 2022.

EGU22-12149 | Presentations | HS4.3 | Highlight

Assessment of a short-term machine learning streamflow forecasting in small Alpine catchments leveraging Deutscher Wetterdienst ICON climate forecasting model 

Daniele Dalla Torre, Andrea Menapace, Ariele Zanfei, and Maurizio Righetti

Data-driven methods are widely adopted to forecast short-term streamflow with lead time up to a few days. Flood risk mitigation, multi-use water management and hydropower plants schedule are the most common fields to use forecasting results. Increasing the accuracy and limiting the uncertainty of the predictions are common needs and also this work would evaluates these aspects combining regional climate models and machine learning techniques. Thus, the research question addressed regards the suitability of the machine learning algorithm fed by the ICON forecasting regional climate model for short lead time streamflow prediction in a small and complex Alpine environment.

A data-driven forecasting procedure is used for streamflow forecasting on a lead time of two days in small Alpine catchments of the Alto Adige Province (Italy). Bias correction of the ICON prediction data inputs against the historical data and the machine learning module compose the two steps data-driven methodology that we propose. Historical time series of precipitation and temperature provided by weather stations have been used for training the machine learning algorithms, while the ICON prediction data of precipitation and temperature have been adopted for testing them. The use of historical data has been essential for collecting a reasonable amount of data required for algorithm learning. The methodology performance evaluation is on the meteorological correction and on the hydrological forecasting.

This first assessment shows promising results for two-day head streamflow prediction even in the context of small catchments with complex orography. This finding suggests that the merging of robust data-driven methodologies with high-resolution detailed weather prevision inputs can be a consistent breakthrough for reliable hydrological short-term forecasting. In conclusion, the flexibility of machine learning and ensemble climate prediction allows for adequate management of uncertainty along the prediction procedure, which is crucial in hydrological applications.

How to cite: Dalla Torre, D., Menapace, A., Zanfei, A., and Righetti, M.: Assessment of a short-term machine learning streamflow forecasting in small Alpine catchments leveraging Deutscher Wetterdienst ICON climate forecasting model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12149, https://doi.org/10.5194/egusphere-egu22-12149, 2022.

This study evaluates the deterministic and ensemble quantitative precipitation forecasts (QPFs) obtained from four Numerical Weather Prediction (NWPs) models over the Indian region during the monsoon period (June to September) for the years 2011 to 2020. We considered 18 river basins and 14 Agro climatic zones to compare the skill of the forecasts with the observation data. From The Observing System Research and Predictability Experiment Interactive Grand Global Ensemble (TIGGE) archives, we obtained QPFs from Environment and Climate Change Canada (ECCC), European Centre for Medium-Range Weather Forecasts (ECMWF), Korea Meteorological Agency (KMA), and National Centres for Environmental Prediction (NCEP) with 1 to 5 day lead time at a spatial resolution of 0.50. The Integrated Multi-satellite Retrievals for Global Precipitation Measurement (IMERG) data for the same time period is used as observation data. Deterministic (RMSE, NSE, and CC) and dichotomous (POD and FAR) assessment have been performed to evaluate the skill of the QPF(s). Our result shows that overall the performance of ECMWF ensembles mean is better than the other NWPs model, as the NSE and CC value is more close to 1. The river basins in the southern part of the country (Godavari, Krishna and Cauveri River Basins) have the higher error (RMSE more than 100 and NSE close to 0) compared to Brahmputra, Ganga, and Barak River basins. The errors are less in those agro-climatic zones which has high elevation where the rainfall is less. The detailed result of the ongoing research will be presented at the conference. 

How to cite: Singh, A. and jha, S.: Evaluation of ensemble precipitation forecasts from NWP models in Indian River basins and agro-climatic zones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12242, https://doi.org/10.5194/egusphere-egu22-12242, 2022.

EGU22-12775 | Presentations | HS4.3

Do more complex hydrological models produce more skilful streamflow forecasts? 

Seán Donegan, Conor Murphy, Ciaran Broderick, Dáire Foran Quinn, Saeed Golian, and Shaun Harrigan

Ensemble streamflow prediction (ESP) is a well-established and widely used approach to hydrological forecasting, the application of which requires a hydrological model that can contribute to forecast skill by providing: (i) accurate initial hydrological conditions; and (ii) accurate transformation of climate to river flow signals. It is widely known that there exists a relationship between ESP skill and the hydrological regime of a catchment, and several studies have correlated forecast quality with sets of catchment descriptors. The choice of hydrological model is therefore significant. Whilst a parsimonious structure may be preferable for efficiency, potential skill could be lost if the model’s simplicity means it cannot adequately reproduce key hydrological processes in the catchment. This work seeks to examine the contribution of hydrological model complexity to forecast skill. Using a parsimonious model as a reference, we investigate if additional model complexity adds forecast skill at different lead times and initialisation months through the use of models with different structures and parametric complexity. Forecast skill is evaluated within a hindcast experiment for a selection of Irish river catchments using the continuous ranked probability skill score. Results are presented for our reference model, GR4J (Génie Rural à 4 paramètres Journalier), and our complex model, SMART (Soil Moisture Accounting and Routing for Transport). The performance of each model is viewed in the context of its ability to reproduce key hydrological signatures known to control forecast quality in Ireland (e.g., baseflow index).

How to cite: Donegan, S., Murphy, C., Broderick, C., Foran Quinn, D., Golian, S., and Harrigan, S.: Do more complex hydrological models produce more skilful streamflow forecasts?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12775, https://doi.org/10.5194/egusphere-egu22-12775, 2022.

EGU22-13078 | Presentations | HS4.3

Improving sub-seasonal forecasts of high and low flows using a flow-dependent nonparametric model 

Dmitri Kavetski, David McInerney, Mark Thyer, Richard Laugesen, Fitsum Woldemeskel, Narendra Tuteja, and George Kuczera

Sub-seasonal streamflow forecasts are used in a wide range of water resource management and planning applications. Practical interest includes forecasts of high flows (e.g., for managing flood events) and low flows (e.g., for managing environmental flows). However, this work reveals that while probabilistic forecasts evaluated over the full flow range can appear statistically reliable, performance specifically for high/low flows can suffer from notable under/over-estimation of forecast uncertainty, respectively. To address this challenge we consider a flow-dependent (FD) nonparametric representation of hydrological forecasting errors, and employ this representation to enhance the existing Multi-Temporal Hydrological Residual Error (MuTHRE) forecasting model. In a case study with 11 Australian catchments, the new MuTHRE-FD model achieves practically significant improvements over the original MuTHRE model in the reliability of forecasted cumulative volumes for high flows out to 7 days, low flows out to 2 days, and mid flows for majority of lead times in the range of 1-30 days. The improved performance of the MuTHRE-FD model provides forecast users with increased confidence in using sub-seasonal streamflow forecasts for applications across a range of flow magnitudes and lead times.

How to cite: Kavetski, D., McInerney, D., Thyer, M., Laugesen, R., Woldemeskel, F., Tuteja, N., and Kuczera, G.: Improving sub-seasonal forecasts of high and low flows using a flow-dependent nonparametric model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13078, https://doi.org/10.5194/egusphere-egu22-13078, 2022.

In the Indian subcontinent, the uncertainty associated with potential evapotranspiration (PET) over drought characterization is inadequately studied. This study was conducted to understand the sensitivity of PET estimation methods towards drought characterization using multiple PET-based drought indices under future climate change. We used eleven PET estimation methods (Blaney-Criddle (BC), Hamon (HM), Hargreaves (HG), Kharrufa (KF), Thornwaithe (TW), Dalton (DN), Meyer (MR), Irmak-Rn (IRN), Irmak-Rs (IRS), Priestley-Taylor (PT), and Penman-Monteith (PM)) for the future period (from the Coupled Model Intercomparison Project 5). Further, for drought characterization six PET-based drought indices are utilized in this study: the Standardized Precipitation Evaporation Index (SPEI), the Supply-Demand Drought Index (SDDI), the Reconnaissance Drought Index (RDI), the self-calibrated Palmer Drought Severity Index (sc-PDSI), the Standardized Moisture Anomaly Index (SZI), and the Standardized Palmer Drought Index (SPDI). We also employed a variance-based global sensitivity analysis to determine the relative sensitivity of projected drought indices to the GCM and PET estimation methodologies under climate change scenarios. Results indicate that different PET-based drought indices show vastly different drought projections for the future, which is highly influenced by the PET methods. Overall, SPEI and SDDI produce comparable results, indicating an increase in future drought estimates compared to the rest (RDI, SPDI, SZI, and sc-PDSI). The TW method reported higher drought projections compared to other PET methods irrespective of the drought indices.  This is due to the fact that the TW method also showed the highest increase in PET compared to the rest of the methods. Results from the sensitivity analysis indicate that all the drought indices are more sensitive to the choice of PET methods compared to the GCM. However, analysis was done after excluding the TW approach significantly altered the sensitivity, and GCMs were found to be more sensitive compared to PET methods. The results from this study reveal that drought projections derived from multiple PET estimation methodologies indicate drier conditions in the future, albeit at variable levels. Thus, the selection of the PET estimation method and drought index will be crucial in the Indian subcontinent for future drought investigations.

How to cite: Varghese, F. C. and Mitra, S.: Sensitivity of PET estimation methods towards drought characterization under climate change in the Indian subcontinent, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-235, https://doi.org/10.5194/egusphere-egu22-235, 2022.

EGU22-240 | Presentations | HS4.2

Explaining reported drought impacts in the European Alpine region with selected drought indices 

Ruth Stephan, Carsten F. Dormann, and Kerstin Stahl

Even across Europe’s generally water-rich Alpine region the number of reports on negative drought impacts increased recently. The Alpine Drought Impact report Inventory EDIIALPS archives information of more than 3,200 specifically reported impacts with a majority in the last decade underlining the need for region-specific drought monitoring and adaptation strategies. The relation between drought conditions and drought impact occurrence has not been analyzed systematically in this heterogeneous mountain terrain. This study aims to improve such systematic understanding through the analysis of selected drought characteristics and reported impacts. Therefore, we assigned EDIIALPS’ reported impacts as soil-moisture drought impacts (SMD) and hydrological drought impacts (HD) and explored statistically the relation of these two impact groups to the following drought indices: Soil Moisture Anomalies, Standardized Precipitation Index, Standardized Precipitation Evapotranspiration Index, Vegetation Condition Index and Vegetation Health Index. The density of the reported SMD impacts and HD impacts increased clearly, the stronger the index’ value indicates drought conditions - apart from the vegetation indices. However, the correlation tests between reported impacts and indices did not identify explicit linear relations. To capture non-linear effects and differences between reported SMD impacts and HD impacts we applied decision trees using recursive partitioning. This way, we identified the Standardized Precipitation and Evapotranspiration Index to be most important for reported HD impacts and the Soil Moisture Anomalies to be most important for reported SMD impacts. To predict impact occurrence we recommend to model and evaluate a combination of drought indices allowing non-linearities in order to improve drought impact monitoring and early warning.

How to cite: Stephan, R., Dormann, C. F., and Stahl, K.: Explaining reported drought impacts in the European Alpine region with selected drought indices, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-240, https://doi.org/10.5194/egusphere-egu22-240, 2022.

EGU22-947 | Presentations | HS4.2

Evaluating probability distribution functions for the Standardized Precipitation Evapotranspiration Index over Ethiopia 

Estifanos Addisu Yimer, Bert Van Schaeybroeck, Hans Van De Vyver, and Ann Van Griensven

Drought indices are used to identify and monitor drought events. Standardized precipitation evapotranspiration index (SPEI) is a widely used index based on accumulated water balance. There is, however, no broad consensus on which probability distribution is most appropriate for water balances. We investigate this issue for Ethiopia using 125 meteorological stations spread over the country. Based on long-term series, a selection was made among the generalized extreme value, Pearson type 3, and generalized logistics (Genlog) distributions. Additionally, the effect of using actual instead of potential evapotranspiration and a limited amount of data (10, 15, 20, and 25 years) is explored.

Genlog is found to be the best distribution for all accumulation periods. Furthermore, there is a considerable difference amongst the SPEI values estimated from the three distributions on the identification of extreme wet or extreme dry periods. Next, there are significant differences between standardized precipitation actual evapotranspiration index (SPAEI) and SPEI, signifying the importance of drought index selection and input data for proper drought monitoring. Finally, time series of 20 or 25 years of data lead to almost similar SPEI values as those estimated using more than 30 years of data so could potentially be used to assess drought in Ethiopia.

Key words: Drought; SPEI; Candidate distribution; Global datasets; SPAEI; short time series

How to cite: Yimer, E. A., Van Schaeybroeck, B., Van De Vyver, H., and Van Griensven, A.: Evaluating probability distribution functions for the Standardized Precipitation Evapotranspiration Index over Ethiopia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-947, https://doi.org/10.5194/egusphere-egu22-947, 2022.

EGU22-1315 | Presentations | HS4.2

How do we identify flash droughts? Analysis tool and Central European Croplands analysis 

Pedro Henrique Lima Alencar and Eva Nora Paton

Flash droughts are often characterized as events of rapid and unusually large depletion of root-zone soil moisture, in comparison to average conditions, caused by climatic compound conditions over short periods (weeks). We compared six flash drought identification methods and analysed their functioning using measured data from FLUXNET2015 stations across Central Europe. All methods were implemented in an R package and are available as a Shiny app for the public, where the user can visualise the different results of flash drought identification for each method. An in-depth analysis and cross-comparison of methods for co- and misidentification for cropland sites showed a large degree of synchronicity among them, although some divergence was detected, related to four intrinsic differences in the underlying flash drought definitions associated to each identification method: (1) type of critical variable, (2) velocity of drought intensification, (3) pre-set threshold values for final depletion, and/or (4) minimum length of the duration of flash droughts. To balance strengths and weaknesses of the individual methods, we suggest the use of an ensemble approach for each event identification. To balance such strengths and weaknesses of the individual methods we propose an ensemble approach for event identification, allowing the detection of the current unclearly defined sub-types of flash droughts, related to the different combinations of compound drivers and differences in intensification dynamics.

How to cite: Lima Alencar, P. H. and Paton, E. N.: How do we identify flash droughts? Analysis tool and Central European Croplands analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1315, https://doi.org/10.5194/egusphere-egu22-1315, 2022.

Solar-induced chlorophyll fluorescence (SIF) from the ground, airborne to satellite-based observations has been increasingly used in drought monitoring recently, due to its close relationship with photosynthesis. SIF emissions do respond rapidly to drought, relative to the wide used vegetation indices (VIs, e.g., Normalized Difference Vegetation Index (NDVI)), thus indicating its potential for early drought monitoring. The response of SIF to drought can be attributed to the confounding effects of both physiology and canopy structure. In order to reduce the re-absorption and scattering effects, total emitted SIF (SIFtot) was proposed and served as a better tool to estimate GPP compared with top-of-canopy SIF (SIFtoc) in some studies. However, the response time and response magnitude of SIFtot to drought and its relationships with environmental parameters and soil moisture, that is, the knowledge of drought monitoring using SIFtot remains unclear. Here the continuous ground data of F760toc (SIFtoc at 760 nm) in nadir view that was downscaled to F760tot (SIFtot at 760 nm), surface soil moisture at 20cm soil layer (SM), meteorological and crop growth parameters, were measured from four winter wheat plots with different intensities of drought (well-watered treatment, moderate drought, severe drought and extreme drought) over two months. By analyzing these data, we found that F760tot was indeed more closely related to physiological and was less subjected to canopy structure than that of F760toc, but this relationship was reversed under extreme drought. It was more closely correlated with SM than VIs at short time lags, but weaker at longer time lags. The daily mean values of F760tot were able to distinguish the differences in drought gradients and respond quickly to the onset of drought, especially for the moderate drought, which appears to have the most decrease. These results demonstrate that F760tot has potential for early drought monitoring.

How to cite: Lin, J., Shen, Q., Wu, J., Liu, L., and Zhao, W.: Assessing the potential of the downscaled far-red solar-induced chlorophyll fluorescence from canopy to leaf level for drought monitoring in winter wheat, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1474, https://doi.org/10.5194/egusphere-egu22-1474, 2022.

Drought is a complex and multidimensional phenomenon affecting the global population. The widespread impacts of drought propagate through the climatic and hydrological cycle and affect the socio-economic security of the related stakeholders, especially farmers. Countries like India use several indices to determine the severity of the drought for governmental relief and mitigation measures, which is crucial for farmers facing agricultural stress and failures. However, the use of single or several separate drought indices cannot capture the combined effect of principal drivers responsible for the drought, where the effect of groundwater availability for agriculture is often neglected despite its heavy use in irrigation through groundwater extraction. In this study, we focus on the multidimensional response of drought in a single joint index to better capture the spatiotemporal variability in drought severity. The semi-arid region of Marathwada from central India, which frequently faces drought and is infamous for farmer suicides due to agriculture failures is taken as the study area. The response of hydroclimatic variables viz. precipitation, evapotranspiration, soil moisture, surface runoff, and groundwater storage were captured in their respective standardized indices (SPEI, SSI, SRI, and SGI respectively) which were then used to construct the Joint Drought Index (JDI) using two principal methods: 1) Principal Component Analysis (PCA) and 2) Gaussian copula. Both the methods were found to be capable of identifying the severity of the drought along with its onset, duration, and termination. Although individual indices such as SPI can sometimes acknowledge the meteorological response better, the JDI has the potential of capturing the response of multiple hydrological variables together at once for drought monitoring and assessment. During the period between 2003 to 2020, the drought of 2015 was identified as exceptionally severe in both the methods, where copula could better accommodate the severity of every integrated index whereas PCA averages the response of the variables to drought by allocating the weights to each index for each month.

How to cite: Katneshwarkar, B. and Kinouchi, T.: Integration of Multiple Drought Indices for Agriculture Drought Categorization and Impact Assessment in Central India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3286, https://doi.org/10.5194/egusphere-egu22-3286, 2022.

EGU22-3365 | Presentations | HS4.2

Land-atmospheric coupling amplify the flash drought intensity in India 

Shanti Shwarup Mahto and Vimal Mishra

Concurrent high temperature and low soil moisture during flash drought (FD) can become significantly hazardous, posing a devastating impact on human health, agriculture, and the ecosystem. Strong land-atmospheric coupling influences the intensity of flash drought events. Despite flash drought having detrimental impacts, the soil moisture (SM)-temperature (T) relationship and their characteristics are poorly understood in a coupled land-atmospheric scenario. Using variables from ERA5 reanalysis, we identify the major flash drought events and evaluate the SM-T coupling in India for the 1980-2019 period. We find that the summer monsoon season experiences most flash drought events during the monsoon breaks. Temperature anomalies and FD intensities remained strongly correlated (r= 0.78 and r= 0.67, respectively) with the SM-T coupling. Central India and Indo-Gangetic Plain experienced higher FD intensity and SM-T coupling compared to other parts of the country. Moreover, the SM-T coupling during flash drought increased by three-fold against the normal condition with an increasing trend over India. The strengthening of SM-T coupling is attributed to the increasing temperature and potential of declining soil moisture to influence the partitioning of the heat budget in the warming climate. Overall, we find that SM-T coupling is a key factor in deciding the intensity of flash drought, which may further increase under the future warming climate. Exacerbated flash drought intensity can severely affect crop production, irrigation demand, and ecological health.

How to cite: Mahto, S. S. and Mishra, V.: Land-atmospheric coupling amplify the flash drought intensity in India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3365, https://doi.org/10.5194/egusphere-egu22-3365, 2022.

EGU22-4547 | Presentations | HS4.2

Long-term climatological SM2RAIN dataset for drought monitoring 

Hamidreza Mosaffa, Paolo Filippucci, Christian Massari, Luca Ciabatta, and Luca Brocca

Drought is a natural disaster that has serious economic, social and environmental impacts. Drought monitoring is one of the components of drought risk management. The main requirement of drought monitoring is to have a reliable and accurate long-term rainfall dataset. SM2RAIN datasets are among the available rainfall products that estimate rainfall from satellite soil moisture observations. The high performance of SM2RAIN products has been shown in several studies over different regions of the globe. The aims here are as follow: 1) to develop the long-term climatological SM2RAIN datasets that cover the period of 1998-2020 at 0.25° spatial and monthly temporal resolution on the global scale. This dataset is designed by merging two rainfall SM2RAIN products including SM2RAIN-CCI (1998-2015) and SM2RAIN-ASCAT (2007-2020). For this purpose, the quantile mapping method is applied to remove the bias between these two products and match the monthly values. In the QM method, a correction factor is calculated during the overlap period (2007-2015) as a reference period and then applied to for the entire study period, 2) to analyses of drought based on standardized precipitation index on the global scale. In addition, the analysis is compared with drought analysis of other ground observations and reanalysis rainfall products such as the Global Precipitation Climatology Project (GPCP) and ERA5. The results show that the developed SM2RAIN-based rainfall product has the potential to improve global drought monitoring by capturing the drought events accurately.

How to cite: Mosaffa, H., Filippucci, P., Massari, C., Ciabatta, L., and Brocca, L.: Long-term climatological SM2RAIN dataset for drought monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4547, https://doi.org/10.5194/egusphere-egu22-4547, 2022.

EGU22-4944 | Presentations | HS4.2 | Highlight

Increasing footprint of climate warming on flash droughts occurrence in Europe 

Jignesh Shah, Vittal Hari, Oldrich Rakovec, Yannis Markonis, Luis Samaniego, Vimal Mishra, Martin Hanel, Christoph Hinz, and Rohini Kumar

Flash droughts cause a rapid depletion of soil moisture, which severely affect vegetation growth and agricultural production. Notwithstanding the growing importance of flash droughts under the warming climate, drivers of flash droughts across the Europe are not well understood. Here we estimate the changes in flash droughts characteristics across Europe using the latest release of ERA5 reanalysis for 1950-2019 period. We find a substantial increase in the frequency and spatial extent of flash droughts across Europe (with 76\% of the total area) during the growing season in the recent decades. Increased occurrence of flash drought is largely attributed to frequent occurrence of warmer and drier compound extremes, with a sharp gradient of changes being noticed in Mediterranean and Central European regions. Compound extremes causing the flash drought events across Europe are pre-dominantly driven by the recent climate warming. With unabated greenhouse gas emissions and current pace of climate warming, Europe is likely to face an increased occurrence of flash droughts, requiring prompt response for effective drought adaptation and management strategies.

How to cite: Shah, J., Hari, V., Rakovec, O., Markonis, Y., Samaniego, L., Mishra, V., Hanel, M., Hinz, C., and Kumar, R.: Increasing footprint of climate warming on flash droughts occurrence in Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4944, https://doi.org/10.5194/egusphere-egu22-4944, 2022.

The world is confronted with the increasing threat of food insecurity which is driven by several shocks including droughts, floods, and conflict. The United Nations World Food Programme (WFP) is currently feeding over 95million people around the globe in urgent need of food including those in high emergency countries like Southern Madagascar, Haiti, Afghanistan, Northern Nigeria, South Sudan, Syria, and Yemen. The situation has been worsened by the impacts of COVID - 19 interrelated factors of movement restrictions and reduced economic activity, which together have caused income losses at the household level. Discussions with institutions like the Southern Africa Development Community (SADC), United Nations (UN) partners and respective governments in Southern Africa have clearly shown that the impacts of these shocks are more devastating in countries where early warning systems are weak. Over the years, USAID's Famine Early Warning Systems Network (FEWS NET) has invested in building the capacity of partners and governments to timely identify key shocks that are likely to cause food insecurity in different countries. Using a methodology called scenario development, FEWS NET has been able to develop understanding of the current situation, create informed assumptions about the future, compare their possible effects to food security and the likely responses of various actors. The ability to develop early warning systems helps to estimate future food security outcomes many months in advance, so that decision makers have adequate time to plan for and respond to potential humanitarian crises. This presentation seeks to (i) explore the different methods used to project the likely impacts of shocks on food security in different environments, (ii) highlight the strengths of collaborative partnerships in enhancing early warning systems to promote early action in food security response, and (iii) discuss the use of science products to improve forecasting of future food insecurity outcomes. The use of agrometeorological and remote sensing products including Water Requirement Satisfaction Index (WRSI), Normalized Difference Vegetation Index (NDVI) and CHIRPS Rainfall Estimates has proved useful in identifying hotspots of drought and have helped to facilitate projections in areas where physical access is impossible due to factors like conflict. Practical examples including those from southern Africa will be used to enrich discussions under this topic.

How to cite: Kafera, G.: Understanding and mitigating challenges to food security through observations, projections, and early warning and action capabilities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6356, https://doi.org/10.5194/egusphere-egu22-6356, 2022.

EGU22-6492 | Presentations | HS4.2

Machine learning for discharge prediction in the Alps 

Marco Mazzolini, Felix Greifeneder, Giacomo Bertoldi, Daniela Quintero, Mattia Callegari, Klaus Haslinger, and Georg Seyerl

In the context of the Alpine Drought Observatory (ADO) project, a database of discharge measurements with more than 1400 gauging stations on alpine rivers with, on average, 35 years of records was assembled. This wealth of information constitutes an ideal source for data-driven discharge modelling with Machine Learning (ML). Discharge forecasting is relevant for many sectors related to the water cycle, such as agriculture and energy production. Moreover, appropriate river low streamflow prediction can improve preparedness for drought-related risks.

This paper proposes comparing two ML algorithms for discharge prediction using meteorological reanalysis and modelled snow variables over the gauging stations' catchment area as predictors. The selected meteorological variables are total precipitation, temperature, and potential evapotranspiration. ERA5 reanalysis [1] bias-corrected with quantile mapping and down-scaled to a 5.5 km grid is the source. The last predictor is the snow water equivalent (SWE), obtained with an adaptation of the SNOWGRID model [2]. All the predictors have a daily temporal resolution.

First, we build on existing work [3] with Support Vector Regression (SVR). The experiments aim at predicting the monthly discharge mean in the present and up to several months of advance. We evaluate the performances of the different approaches, investigate each input variable's importance for several test catchments with different hydrological regimes, and carry out trials with different temporal and spatial aggregations to find the best configuration.

We evaluate the prediction with the r2 metric. Depending on the size and water management in the studied basin, results range from 0,7 to 0,85 for the present. We also perform the analysis based on discharge anomalies (computed as the deviation from the average discharge for the specific day) to erase the climatology effect. In this case, the r2 metric ranges from 0,5 up to 0,7. For predictions of the future discharge, the model's performance decreases in about one month to the level of climatology. The SWE is a relevant predictor since the performance decrease is slower for larger basins with a nivo-glacial regime.

The results show the suitability of ML for discharge prediction on different kinds of alpine basins with up to one month of advance. The subsequent development will be to conduct a similar analysis with convolutional neural networks (CNN). This class of deep networks should allow the model to learn the spatial pattern in the input data.

 

[1] Copernicus Climate Change Service (C3S) (2017): ERA5: Fifth generation of ECMWF atmospheric reanalyses of the global climate. Copernicus Climate Change Service Climate Data Store (CDS), date of access. https://cds.climate.copernicus.eu/cdsapp#!/home

[2]: Olefs, M.; Koch, R.; Schöner, W.; Marke, T. Changes in Snow Depth, Snow Cover Duration, and Potential Snowmaking Conditions in Austria, 1961–2020—A Model Based Approach. Atmosphere 2020, 11, 1330. https://doi.org/10.3390/atmos11121330

[3]: De Gregorio, L., Callegari, M., Mazzoli, P. et al. Operational River Discharge Forecasting with Support Vector Regression Technique Applied to Alpine Catchments: Results, Advantages, Limits and Lesson Learned. Water Resour Manage 32, 229–242 (2018). https://doi.org/10.1007/s11269-017-1806-3

How to cite: Mazzolini, M., Greifeneder, F., Bertoldi, G., Quintero, D., Callegari, M., Haslinger, K., and Seyerl, G.: Machine learning for discharge prediction in the Alps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6492, https://doi.org/10.5194/egusphere-egu22-6492, 2022.

Flash drought is a new type of drought with rapid onset, which occurred frequently in recent years over the world. Compared with the traditional drought, the rapid onset makes it difficult to predict in time, and it poses a serious threat to agriculture and ecosystem. However, causes of the rapid onset and underlying mechanisms are still unclear. Considering that the land-atmosphere coupling can regulate the evolution of extreme drought, here we investigate the coupling characteristics during flash droughts over South China, and carry out the attribution by using the latest Coupled Model Intercomparison Project Phase 6 (CMIP6) model simulations. Through the synthetic analysis of flash drought onset, it is found that extreme precipitation deficit and strong evapotranspiration provide favorable conditions for flash drought onset, and the dry coupling between land and atmosphere further aggravates the decline in soil moisture, and increases the onset speed. In addition, with the increase of onset speed, the contribution of evapotranspiration increases accordingly, and the dry coupling between land and atmosphere further dominates the evolution. This suggests that the land-atmosphere coupling plays a key role in increasing the onset speed of flash drought. Furthermore, the impact of climate change on the onset speed of flash drought also can’t be ignored. The results of detect and attribution show that anthropogenic climate change (caused by the emissions of greenhouse gases and aerosols, etc) has increased the likelihood of flash drought onset speed over South China in 2019 by 24±16%, which is closely related to anthropogenically increased evapotranspiration.

How to cite: Wang, Y. and Yuan, X.: Land-atmosphere coupling speeds up flash drought over South China in a changing climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6639, https://doi.org/10.5194/egusphere-egu22-6639, 2022.

EGU22-6687 | Presentations | HS4.2

The timing of unprecedented hydrological drought under climate change 

Yusuke Satoh, Kei Yoshimura, Yadu Pokhrel, Hyungjun Kim, Hideo Shiogama, Tokuta Yokohata, Naota Hanasaki, Yoshihide Wada, Peter Burek, Edward Byers, Hannes Müller Schmied, Dieter Garten, Sebastian Ostberg, Simon Gosling, Julien Boulange, and Taikan Oki

Droughts that exceed the magnitudes of historical variation ranges could occur increasingly frequently under future climate conditions. However, the time of the emergence of unprecedented drought conditions under climate change has rarely been examined. Here, using multimodel hydrological simulations, we investigate the changes in the frequency of hydrological drought (defined as abnormally low river discharge) under high and low greenhouse gas concentration scenarios and existing water resource management measures and estimate the timing of the first emergence of unprecedented regional drought conditions. When investigating 59 subcontinental-scale regions, the times are detected for 11 and 18 regions under low and high greenhouse gas concentration scenarios, respectively. Three regions (Southwestern South America, Mediterranean Europe, and Northern Africa) exhibit particularly robust and early timings under the high-emission scenario. These three regions are likely to confront unprecedented conditions within the next 30 years with a high likelihood regardless of the emission scenarios. Additionally, the results obtained herein demonstrate the benefits of the lower-emission pathway in reducing the likelihood of emergence. The Paris Agreement goals are shown to be effective in reducing the likelihood to the unlikely level in most regions. However, appropriate and prior adaptation measures are considered indispensable when facing unprecedented drought conditions. The results of this study underscore the importance of improving drought preparedness within the considered time horizons.

How to cite: Satoh, Y., Yoshimura, K., Pokhrel, Y., Kim, H., Shiogama, H., Yokohata, T., Hanasaki, N., Wada, Y., Burek, P., Byers, E., Müller Schmied, H., Garten, D., Ostberg, S., Gosling, S., Boulange, J., and Oki, T.: The timing of unprecedented hydrological drought under climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6687, https://doi.org/10.5194/egusphere-egu22-6687, 2022.

EGU22-7613 | Presentations | HS4.2

Global intensification of flash droughts in the past and future 

Xing Yuan and Yumiao Wang

Flash droughts have raised a wide concern in recent years. Besides many regional analyses, global distributions of flash droughts have been discussed in a few studies. With certain differences due to different drought indices or datasets, a few hotspots consistently show increasing flash droughts among studies. However, to date, there is no global picture on whether flash droughts have been intensified, or whether the intensification will continue into the future. Here we propose a method to quantify the intensification of global flash droughts, and investigate the historical trends (trends in the past 60 years) by using global reanalysis data and CMIP6 climate models with or without human-induced climate change. The human fingerprint can be identified for the global trends, which suggests the important role of anthropogenic intensification of global flash droughts in the past. Moreover, future projection of flash drought is also carried out over IPCC SREX regions by using CMIP6 future scenarios. The results show that intensification of flash droughts is projected to continue across most regions, with larger increase under higher emission scenarios. This raises an urgent need to adapt to the intensifying flash droughts in the future.

How to cite: Yuan, X. and Wang, Y.: Global intensification of flash droughts in the past and future, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7613, https://doi.org/10.5194/egusphere-egu22-7613, 2022.

EGU22-8811 | Presentations | HS4.2

Avoiding Day Zero water crisis management La Paz 

Harm Nomden, Michel Riemersma, Adrian Zamora, Hidde Kats, Ric Huting, Wouter Engel, and Tomas Quisbert

Bolivia, November 2016: the reservoirs high in the mountains around the city of La Paz completely dried out after an dry year, limiting the supply of (drinking) water to the city. Heavy rationing had to take place over a period of 6 weeks, resulting in social unrest. 

The drinking water company EPSAS is responsible for the water supply to the city and region. Over the period 2016-2030, the number of inhabitants will grow from 1.6 to 2.1 million and the water demand increases with 58% while raw water resources are limited and further constrained (climate change and loss of glaciers). To cope with these conditions, the supply infrastructure will double in size: from 3 to 6 treatment plants and from 14 to 26 reservoirs spread over 9 catchments. Total water storage capacity doubles from 54 hm3 to 110 hm3. Additional stream intakes are constructed to extract water, water can even be pumped over the mountains in dry periods. Water is transported from the reservoirs to plants via pipe lines, channels and free flowing streams.

A continuously changing and expanding reservoir network, signifies an increase in complexity, more choices to be made on a daily and weekly basis by the operational staff, influencing (forecasted) water availability. Since 2016 Royal HaskoningDHV and EPSAS have been working together to develop a Monitoring & Decision Support System which is able to monitor the water availability and the status of the catchments, generate hydrological forecasts and optimize (future) use of available raw water resources.

This is done by:

  • installing a system of 40-60 monitoring stations at all dams and upstream in all catchments - monitoring water levels, discharges, extraction volumes and meteorological variables. New to be constructed telemetry stations will send all data to the control room;
  • developing an operational software system to translate measured variables into water volumes and other indicators; to generate hydrological run-off forecasts using advanced hydrological models; to optimize the distribution of water over the reservoirs and the use of water; and forecast resulting water availability and shortages over the coming 18 months. The system generates forecasts and advices on a daily or weekly basis, as defined by the user.

How to cite: Nomden, H., Riemersma, M., Zamora, A., Kats, H., Huting, R., Engel, W., and Quisbert, T.: Avoiding Day Zero water crisis management La Paz, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8811, https://doi.org/10.5194/egusphere-egu22-8811, 2022.

EGU22-8967 | Presentations | HS4.2

Aquifer Response Lag to Meteorological Droughts from GRACE Satellites 

Brielle Paladino, Racha El Kadiri, and Henrique Momm

Climate change increases the probability of drought occurrence in many parts of the United States and worldwide. Aquifer response to these drought events vary in space and time. This project seeks to understand the response of aquifers to drought events by quantifying the lag time between meteorological droughts and groundwater droughts using the Standardized Precipitation and Evapotranspiration Index (SPEI) and Gravity Recovery and Climate Experiment (GRACE) derived groundwater storage anomalies. Ten major aquifer systems in the continental United States were selected for analysis: Columbia Plateau, Arizona Alluvial, Snake River Basin, Upper Colorado, Pennsylvanian, Mississippi Embayment, Texas Gulf Coast, Edwards-Trinity Plateau, Floridian, Central California, and the High Plains Aquifer Systems. Groundwater storage anomaly data was derived from GRACE total water storage anomaly data by removing all other hydrologic components using the Global Land Data Assimilation System’s (GLDAS) Community Land Surface Model (CLM) of 1.0-degree spatial resolution monthly datasets. Timeseries on monthly intervals for both the derived groundwater storage and SPEI were created for the period of April 2002 to June 2021. Each selected aquifer system had a meteorological drought occur at least three times during the study period, with a maximum occurrence of fifteen in central California. There is a temporal gap in between the original GRACE mission and the launch of GRACE-Follow on (GRACE-FO) from June 2017 to June 2018, five of the ten selected aquifers had meteorological droughts occur in this gap, which have been excluded. Preliminary results indicate that the lag time between the start of the two types of droughts for these aquifer systems is between zero and one month, while the lag time between the end of these types of droughts is more widely varied, between zero and eight months. As these results are varied, contextualizing them with more in-depth looks at the aquifer system characteristics is important and is the next step in furthering our understanding of aquifer responses to the increasing number of probable drought events.

How to cite: Paladino, B., El Kadiri, R., and Momm, H.: Aquifer Response Lag to Meteorological Droughts from GRACE Satellites, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8967, https://doi.org/10.5194/egusphere-egu22-8967, 2022.

EGU22-9418 | Presentations | HS4.2

Underestimated increase in duration of annual meteorological drought in future climate projections 

Irina Yu. Petrova, Diego G. Miralles, Florent Brient, Markus Donat, Yeon-Hee Kim, and Seung-Ki Min

The increasing risk of dry extremes and droughts and their further projected exacerbation due to climate change urges the development of reliable risk assessments and mitigation pathways on a regional and global scale. This foremost requires accurate and unambiguous model predictions of dry extremes, as this underpins the effectiveness of the proposed strategies. At present, however, the confidence in regional drought projections is defined as ‘medium to low' by the Intergovernmental Panel on Climate Change (IPCC) sixth assessment report (AR6), and reducing this uncertainty remains one of the main goals in coming years.
In this study, the bias in future projected changes in annual meteorological drought duration (hereafter, longest annual drought, LAD) is assessed in the ensemble of CMIP5 and CMIP6 models. The analyses show that it is the present-day inter-model spread in LAD climatology that largely determines the inter-model uncertainty in future predicted LAD changes. Hereby, both CMIP5 and CMIP6 model ensembles indicate a robust “dry-model-gets-drier” relationship in future LAD projections on a global and regional scale. Correcting for this bias using emerging constraint principles and past observational LAD information, we find that nearly half of the world's land area with projected increases in drought duration is underestimating the predicted model ensemble mean change, imposing higher-than-expected risks to the societies and ecosystems. Analysis of physical mechanisms that could underlie this emergent “present-future relationship” points to differences in the responses of “dry models” and “wet models” to CO2 forcing. Dry and wet models show differences in climate states, which support the role of land–atmosphere feedbacks and convective scheme sensitivity to atmospheric moisture in the spread of future LAD change projections.
In conclusion, the study reveals world regions where climate change may cause stronger drought duration aggravation than expected, and emphasizes the importance of reducing systematic model errors, which are presently largely owed to rainfall biases. Correcting these biases will increase the confidence of future dry extremes predictions, a prerequisite for the effective drought risk reduction in the near future with direct benefits for human and natural systems.

How to cite: Yu. Petrova, I., G. Miralles, D., Brient, F., Donat, M., Kim, Y.-H., and Min, S.-K.: Underestimated increase in duration of annual meteorological drought in future climate projections, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9418, https://doi.org/10.5194/egusphere-egu22-9418, 2022.

EGU22-9827 | Presentations | HS4.2

Assessing drought vulnerability of maize production in the Po Valley 

Beatrice Monteleone, Iolanda Borzì, Brunella Bonaccorso, and Mario Martina

Drought affects a wide range of economic activities, with agriculture as the worst affected sector by the consequences of such an extreme in many regions of the world. Past studies showed that droughts and heat waves are the weather extremes that significantly reduce cereal production at global level, while there is no evidence on the influence of floods and extreme cold on cereal yields. The projected increase in the severity and frequency of droughts can lead to water scarcity situations in regions that are already water-stressed and to overexploitation of available water resources in other areas.

The way regulators and farmers manage water resources during droughts has effects on agricultural resilience and the increased frequency of drought and water scarcity will require more collaborative partnership-based approaches to water resources and drought management in the next future. The development of quantitative models to establish relationships between water scarcity and crop yield losses can help in understanding in which situations farmers need access to water to avoid high losses.

This study develops crop specific vulnerability curves that establish a relationship between water deficit and yield losses during various crop growth stages (vegetative, flowering and yield formation) and can thus provide useful indication on how to allocate water resources to avoid irreparable yield losses. The case study region is the Po river basin (Northern Italy).

The Po river basin is the largest Italian agricultural area and accounts for 35% of the country’s agricultural production. The basin is characterized by the presence of big cities and wide rural zones. Over the past years the it has been hit by multiple droughts. Ten cities were considered in the analysis, based on maize yield data provided by the Italian National Institute for Statistics (ISTAT).

At first the Agricultural Production System sIMulator (APSIM) crop model was used to simulate maize growth. The model was calibrated and validated over the ten provinces based on ISTAT data. An R² of 0.75 was found for both the steps.

The yield in the absence of any water stress during the entire growing season was computed as the reference yield. Then, the reduced yield for the same season was derived introducing a water stress in a single growth stage by progressively reducing the precipitation amount during that growth stage. The yield reduction was expressed as one minus the ratio between the reduced yield and the reference yield.

The water deficit for each season and each growth stage was derived from APSIM. The relationship between yield reduction and water deficit was plotted to derive the vulnerability curves and data points were fitted to appropriate functions.

In the case of maize, flowering was found to be the most sensitive stage to water deficit, followed by yield formation and vegetative. During the establishment phase the crop never went under water stress in the considered area. Soil texture has also proven to play a role on the response of the crop to the water deficit, particularly in the flowering and yield formation stages.

How to cite: Monteleone, B., Borzì, I., Bonaccorso, B., and Martina, M.: Assessing drought vulnerability of maize production in the Po Valley, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9827, https://doi.org/10.5194/egusphere-egu22-9827, 2022.

EGU22-9914 | Presentations | HS4.2

Analysis of high-resolution decadal prediction of drought events in the Department of Chocó-Colombia 

Yenny Marcela Toro Ortiz, Sonia Raquel Gámiz Fortis, Yolanda Castro Díez, Reiner Palomino Lemus, María Jesús Esteban Parra, and Samir Córdoba Machado

Agriculture and livestock represent 21% of the economic sector of the Department of Chocó (Colombia), being drought and flood events one of the main difficulties. Although this Department has the largest records of annual precipitation, in some seasons with scarce precipitation, it shows great drought problems and crop deterioration.

Consequently, several institutes use short-term decadal climate simulations using general circulation models (GCM), which consider climate warming as well as the predictable climate signal associated with the initial climate conditions to inform water resource managers.

This work analyzes the potential use of the decadal predictions of precipitation from the Japanese model BCC-CSM2-MR to predict of drought events in the Department of Chocó through the analysis of the hindcasts in the period 1960-2018. The choice of this model is based on its suitability to reproduce the main patterns of climate variability that affect the study area. Drought events will be characterized by the Standardized Index of Precipitation (SPI) on different time scales.

Since the resolution of this GCM is very vast and does not allow to solve regionalized characteristics, such as topographic factors, land-sea distribution, or vegetation types, etc., a statistical downscaling of the decadal hindcasts for precipitation will be carried out from which the SPI will be calculated. These results will be compared with those obtained from the observational database "Global Precipitation Climatology Centre (GPCC)”.

Keywords: drought, Colombia, SPI, decadal predictions, GCM, statistical downscaling.

Acknowledgments: Y.M. Toro-Ortiz acknowledges the Colombian Ministry of Science, Technology, and Innovation for the predoctoral fellowship (grant code: 860). This research was funded by the Spanish Ministry of Economy and Competitiveness project CGL2017-89836-390R, with additional support from FEDER Funds, by FEDER/Junta de Andalucía-Consejería de Economía y Conocimiento, project B-RNM-336-UGR18, and by FEDER/Junta de Andalucía-Consejería de Transformación Económica, Industria, Conocimiento y Universidades (project P20_00035).

How to cite: Toro Ortiz, Y. M., Gámiz Fortis, S. R., Castro Díez, Y., Palomino Lemus, R., Esteban Parra, M. J., and Córdoba Machado, S.: Analysis of high-resolution decadal prediction of drought events in the Department of Chocó-Colombia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9914, https://doi.org/10.5194/egusphere-egu22-9914, 2022.

EGU22-10481 | Presentations | HS4.2 | Highlight

Improving early warning of droughts near onset and middle of a growing season 

Shraddhanand Shukla, William Turner, Greg Husak, Daniel McEvoy, Seydou Tinni, Adoum Alkhalil, Abdou Ali, Bako Mamne, Ibrah Sanda, Kathryn Grace, Emil Cherrington, and Rebekke Muench

Early warning of drought is crucial for mitigation of the most adverse impacts of water and food insecurity to lives and livelihoods. Recent advances in routine production (i.e., weekly) and open access to NMME SubX—subseasonal climate forecasts—provide an unprecedented opportunity to improve drought early warning near the onset and middle of the crop-growing season. Near the onset of a season, subseasonal precipitation forecasts have the potential to provide early indication of delay in rain onset, which, as shown in a recent study (Shukla et al., 2021, PLOS ONE), can be a reliable indicator of agricultural drought development. This is particularly relevant for some of the most food-insecure regions in East Africa. Additionally, subseasonal forecasts have the potential to improve drought forecasting during the middle of the season—several months before the harvests—when they are used in combination with to-date observations. Integration of near-real-time observations with subseasonal climate forecasts can enhance drought detection capabilities by leveraging the skill that is derived from initial conditions (as of middle of the season) and complementing it with the skill of subseasonal climate forecasts. Here, we first describe how onset of the rainy season is a reliable indicator of agricultural droughts. The results indicate that in the administrative units in sub-Saharan Africa, which  have the highest risk of acute food insecurity, a delay of about 20 days in the rainy season onset can double the probability of agricultural droughts. We then describe the results of an analysis examining the performance of subseasonal climate forecasts in identifying the timing of the onset of the rainy season in those administrative units. Next, we describe a SERVIR-AST-supported project, which uses subseasonal climate forecasts to develop a West Africa-focused water-deficit forecasting system in collaboration with AGRHYMET, primarily  for agropastoral usage. Here, we make  use of a widely used crop water balance model, the Water Requirement Satisfaction Index (WRSI), to generate improved forecasts of crop water stress, and hence, crop production outcomes, during the middle of the rainy season in West Africa (June through September). We compare the performance of these forecasts with the forecasts generated using climatology only. Finally, we briefly describe how these subseasonal climate forecasting products are being disseminated, communicated, and used in the focus regions.

How to cite: Shukla, S., Turner, W., Husak, G., McEvoy, D., Tinni, S., Alkhalil, A., Ali, A., Mamne, B., Sanda, I., Grace, K., Cherrington, E., and Muench, R.: Improving early warning of droughts near onset and middle of a growing season, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10481, https://doi.org/10.5194/egusphere-egu22-10481, 2022.

EGU22-10806 | Presentations | HS4.2

Operational Framework for Near-real Time Daily Drought Monitoring Using Global Remotely Sensed Precipitation Products and In-situ Datasets 

Olivier Prat, David Coates, Ronald Leeper, Brian Nelson, Rocky Bilotta, Steve Ansari, and George Huffman

We present an operational near-real time drought monitoring framework on a global scale that uses quantitative precipitation estimates (QPEs) from gridded Satellite Precipitation Products (CMORPH-CDR, IMERG) and in-situ datasets (NClimGrid). The Standardized Precipitation Index (SPI) is computed daily for various time scales from the reprocessed, bias-corrected CMORPH-CDR. The near-real time availability of CMORPH-CDR permits for a daily update of global drought conditions starting in 1998. It provides a global daily SPI at a 0.25x0.25 degree spatial resolution. The global SPI is publicly available via the Global Drought Information System (GDIS) dashboard. The GDIS website includes an interactive map hosted within the NOAA GeoPlatform (ArcGIS Online). It provides 45 layers of drought indices and indicators in addition to the global daily CMORPH SPI (https://gdis-noaa.hub.arcgis.com/pages/drought-monitoring).

The pipeline assembled to produce CMORPH-SPI is extended to IMERG (Integrated Multi-satellitE Retrievals for GPM) to generate a daily global IMERG-SPI at a higher spatial resolution (0.1x0.1deg) from 2000 to the present. The 6-fold increase in spatial resolution comes at a higher computational cost which is alleviated by accessing cloud-scale computing resources such as Microsoft Planetary Computer and Azure that allows to optimize the process and reduce considerably the computation time. Similarly, we use the high resolution gridded in-situ precipitation dataset NClimGrid to generate a daily high resolution NClimGrid-SPI over CONUS (5x5-km). Because of NClimGrid longer period of record, it allows accessing daily drought conditions from 1950 up to the present day.

Comparisons between the generated SPIs (CMORPH-SPI, IMERG-SPI, NClimGrid-SPI) are conducted with a focus on the influence of the different resolutions, sensors characteristics, and SPI formulations (two parameter Gamma distribution: McKee et al. 1993; three parameter Pearson III distribution: Guttman 1999). When possible, an evaluation of the remotely sensed and in-situ SPIs is performed against existing droughts monitoring tools such as the US Drought Monitor (USDM). Finally, we present the results of the implementation of a drought relief module that quantifies the precipitation amount that would be needed (i.e. rainfall deficit) for drought relief as a function of the accumulation period considered.

How to cite: Prat, O., Coates, D., Leeper, R., Nelson, B., Bilotta, R., Ansari, S., and Huffman, G.: Operational Framework for Near-real Time Daily Drought Monitoring Using Global Remotely Sensed Precipitation Products and In-situ Datasets, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10806, https://doi.org/10.5194/egusphere-egu22-10806, 2022.

EGU22-10927 | Presentations | HS4.2

Hydrological response to meteorological drought in Chirchik river basin of Western Tian-Shan 

Gulomjon Umirzakov, Renji Remesan, Komiljon Rakhmonov, Sanskriti Mujumdar, and Nurmukhammad Omonov

This study investigated the link between meteorological and hydrological droughts in two rivers with and without glaciers in Сhirchik river basin of Western Tian Shan. Observed monthly hydrometeorological data was used to estimate Standardized Precipitation Indexes (SPI) and Standardized Streamflow Indexes (SSI) to analyze the hydrological response of snow-glacier fed Pskem and snow-rain fed Ugam rivers in the region. The Pearson correlation coefficient has been used to estimate statistical relations between SPI and SSI indices for the selected rivers. The SPI-SSI correlation coefficient has shown a positive trend with an increase in timescales, and it was more evident in indexes between the 6-month to 12-month  timescales in both rivers. The statistical relationships between the meteorological and hydrological drought indexes showed that the SPI-SSI relationship varies with river flow generation and its dynamics, and it was more in the Ugam River than the Pskem River. That indicates snow-dominated Ugam River is more prone to meteorological droughts, whereas the glaciers in the Pskem River basin were buffering hydrological drought and its frequency and severity. Obtained results allow better-informed forecasting of hydrological droughts in the river basin and, consequently, enable efficient water management in agricultural and hydropower sectors.

How to cite: Umirzakov, G., Remesan, R., Rakhmonov, K., Mujumdar, S., and Omonov, N.: Hydrological response to meteorological drought in Chirchik river basin of Western Tian-Shan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10927, https://doi.org/10.5194/egusphere-egu22-10927, 2022.

EGU22-11147 | Presentations | HS4.2

Sub-seasonal to climatic hydrologic predictions for sustainable reservoir management in water-stressed Mediterranean basins 

Aristeidis Koutroulis, Manolis Grillakis, Nicola Crippa, Guang Yang, and Matteo Giuliani

Given the specific nature of the Mediterranean region, water scarcity and documented progressive degradation of groundwater quality poses hazardous environmental, economic and social threats to several Mediterranean countries, with a significantly increased risk of conflicts around the limited availability of water resources. These risks are expected to be further exaggerated with the projected climate drying. Due to continued changes in drivers and pressures, traditional management practices alone are no longer sufficient.

Recent advances in weather and climate modeling research are putting into practice hydroclimatic projections of timescales ranging from sub-seasonal to climatic. Seasonal forecasts can be used for triggering a variety of water management strategies, as for example activating early responses and decisions in order to make water systems more adaptive and resilient to the increasing variability and uncertainty of hydrologic regimes, ultimately facilitating the reduction of drought related risks.

In the premises of the STREAM project, we use projections at the climate timescale to estimate the long-term trends and the changes in the temporal and quantitative variability of the hydrologic conditions in the basin of the Faneromeni reservoir under two concentration scenarios, the RCP 4.5 and RCP 8.5. The reservoir is located in Messara valley in Crete Island, Greece, an area highly water overexploited during the recent decades. We further use several seasonal forecast products provided under the umbrella of the Copernicus C3S programme, for a range of lead time horizons. Scenarios of water inflow and evaporation losses are used to inform the multi-objective operation design for the investigation of the impacts of alternative management policies. Our results are expected to improve the current practices used by the local practitioners for the management of water resources for sustainable water exploitation.

 

This work is supported by the STREAM project funded by the Prince Albert II of Monaco Foundation, grant number 2981 (www.streamflows.eu).

How to cite: Koutroulis, A., Grillakis, M., Crippa, N., Yang, G., and Giuliani, M.: Sub-seasonal to climatic hydrologic predictions for sustainable reservoir management in water-stressed Mediterranean basins, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11147, https://doi.org/10.5194/egusphere-egu22-11147, 2022.

EGU22-11509 | Presentations | HS4.2

A spatiotemporal deep learning forecasting model for long-term drought prediction 

Athanasios Loukas and Lampros Vasiliades

Droughts are slow-moving natural hazards that comes with high hazardous impacts on the society. Early and timelines forecasting of a drought event can help to take proactive measures and set out drought mitigation strategies to alleviate the impacts of drought. Traditionally, forecasting techniques have used various time-series and/or machine learning methods. However, the use of deep learning methods has not been tested extensively despite its potential to improve our understanding of drought characteristics. This study develops a hybrid spatiotemporal scheme for integrated spatial and temporal forecasting. Temporal forecasting is achieved using a deep feed-forward neural network (DFFN and the temporal forecasts are extended to the spatial dimension using a deep learning approach the Long Short-Term Memory (LSTM) to forecast an operational meteorological drought index the Standardized Precipitation Index (SPI) calculated at multiple timescales. The temporal input variable determination is achieved with the use of the Gamma test that estimates the minimum mean square error (MSE) that can be achieved when modelling the unseen data using any continuous non-linear models. 48 precipitation stations and 18 independent precipitation stations, located at Pinios river basin in Thessaly region, Greece, are used for the development and spatiotemporal validation of the hybrid deep learning forecasting model. Several drought characteristics (drought severity and duration, drought category and spatial extent) are analysed to better understand how drought forecasting was improved. Several quantitative temporal and spatial statistical indices are considered for the performance evaluation of the models. Furthermore, qualitative statistical criteria based on contingency tables between observed and forecasted drought episodes are calculated. The results show that the lead time of forecasting for operational use depends on the SPI timescale. The hybrid spatiotemporal deep learning forecasting model could be operationally used for predicting up to three months ahead for SPI short timescales (e.g. 3-6 months) up to six months ahead for large SPI timescales (e.g. 12-24 months). The above findings could be useful in developing a drought preparedness plan in the region and for drought mitigation purposes.

 

Key words: deep learning, drought, Standardized Precipitation Index, drought forecasting, spatiotemporal droughts, DFNN, LSTM.

How to cite: Loukas, A. and Vasiliades, L.: A spatiotemporal deep learning forecasting model for long-term drought prediction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11509, https://doi.org/10.5194/egusphere-egu22-11509, 2022.

EGU22-11590 | Presentations | HS4.2 | Highlight

Forecasting a proxy of humanitarian drought impact with machine learning using meteorological predictors; a case study for Zimbabwe 

Marijke Panis, Phuoc Phùng, Bouke Pieter Ottow, and Aklilu Teklesadik

The impacts of drought are complex due to the multidimensionality (intensity, duration, and extent) and slow-onset nature of droughts. To be able to forecast the impact of droughts, one needs to prioritize and disentangle the diversity of impacts. In Zimbabwe, our country of interest, the Zimbabwe Red Cross Society prioritized crop loss, livestock loss, child malnutrition, and stunting. However, no high-quality data with national spatial coverage on these impacts is available. Therefore, it is necessary to use a proxy indicator for these impacts (or one of these impacts). As Zimbabwe is strongly dependent on rainfed- agriculture for its livelihood, our assumption is that a crop yield anomaly can be used as a proxy for crop loss impact. A negative crop yield anomaly derived from global historical yield series was used to determine the drought status (yes or no impact) in April and forms the target or predictand. The meteorological indicators to predict the crop yield are the observed 3-month-averaged El Niño–Southern Oscillation (ENSO) and the observed monthly rainfall from CHIRPS for each lead time. Also, a combination of monthly rainfall and ENSO was used as predictor. Our forecasting ML classification model, XGBoost, is run at lead times of one to seven months and at the livelihood zone/agro-climatic zone level. The entire dataset for 1983-2015 is divided into train (80%), test, and validation sets. Statistical performance is measured with the Probability of Detection and False Alarm Ratio of both the test and validation set. Our findings show the potential of ENSO-based data in forecasting our proxy for drought impact over various lead times. The addition of rainfall does not improve forecast skill. Future research will investigate if additional meteorological- and biophysical predictors such as soil moisture and Vegetation Condition Index improve the forecast skill. Our IBF Trigger Model for drought is currently a sequence of automated tasks that feed into an IBF-Portal with comprehensive visualizations for decision-makers. Both the development of the trigger model and the portal result from close collaborations and co-designs with the Zimbabwe Red Cross Society and its in-country partners.

How to cite: Panis, M., Phùng, P., Ottow, B. P., and Teklesadik, A.: Forecasting a proxy of humanitarian drought impact with machine learning using meteorological predictors; a case study for Zimbabwe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11590, https://doi.org/10.5194/egusphere-egu22-11590, 2022.

EGU22-12413 | Presentations | HS4.2

Integrated irrigation and drainage approach to overcome summer droughts in Nordic conditions 

Kedar Ghag, Amirhossein Ahrari, Syed Mustafa, Anandharuban Panchanathan, Toni Liedes, Björn Klöve, and Ali Torabi Haghighi

Globally, the hydro-climatological parameters such as precipitation, temperature, and soil moisture are getting more uncertain and varying regionally as well as seasonally with the changing climate. The Nordic region and the regional agriculture are no exception to this. Recent global studies have projected the increasing trend of precipitation during winter and autumn in Northern Europe. Whereas, the declining trend during spring and summer. The studies further lead to the resulting decline in mean soil moisture that consequently will increase the potential for agricultural drought. Additionally, the summer droughts are already getting highlighted locally as the agriculture in the region experiencing substantial yield losses besides excessive rainfall as a common issue. Therefore, supplemental irrigation, and controlled drainage during water-sensitive growth stages of crops, or crop selection could be potential alternatives and need further investigation. In this study, we present an integrated irrigation and drainage approach (IIDA) based on Water Balance Simulation (WBS) to reduce the negative impact of summer droughts in Nordic agriculture. A WBS is developed in the present study for potato crop fields in Tyrnävä municipal area of Finland to examine the required irrigation or drainage during the cropping season. The model considers precipitation, temperature, and soil water-holding properties as inputs to simulate daily water availability in the crop root zone and provide output as the required amount of either irrigation or drainage or a combination of both for the cropping season from 2000 to 2020. The results showed that around 20% of the mentioned period (2003, 2006, 2018, and 2019), the potato fields required supplemental irrigation between 12-120 mm during the entire season. Furthermore, except for 2009 and 2018, an annual average of 44 mm of drainage was required due to extreme rainfall events. The findings of the study will benefit to increasing the sustainability of agricultural yield in the Nordic region by reducing the negative impact of summer droughts.

How to cite: Ghag, K., Ahrari, A., Mustafa, S., Panchanathan, A., Liedes, T., Klöve, B., and Torabi Haghighi, A.: Integrated irrigation and drainage approach to overcome summer droughts in Nordic conditions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12413, https://doi.org/10.5194/egusphere-egu22-12413, 2022.

EGU22-12562 | Presentations | HS4.2

Hydrological modeling and water budget quantification of the Po river basin through the GEOframe system 

Gaia Roati, Giuseppe Formetta, Silvano Pecora, Marco Brian, Riccardo Rigon, and Hervè Stevenin

Hydrological extremes, such as floods or droughts, cause significant social and economic damages, posing risks to lives worldwide. Quantifying the spatially variability of water availability across the entire river basin is, thus, deemed important for preparedness to the intensification of such hydro-extremes.

In 2021, the Po River District Authority (AdbPo) undertook the implementation of this modelling system on the whole territory of the district in accordance with the GCU-M (Gruppo di Coordinamento Unificato-Magre) to update the existing numerical modelling for water resource management. This development is part of the research project “Data and models integrated system for the water resources management and the Po River basin district planning” which supports the use of innovative modelling tools and strengthen studies, research, monitoring and simulations of the main hydrological variables characterizing the territory of the Po River District. To reach this goal the GEOframe system has been adopted. This is an open source, hydrological modelling system developed by a technical and scientific international community, leaded by the University of Trento and already used at operational level, including the Civil Protection Agency of the Basilicata Region.

In particular, in this framework the action plan of the Po River District Authority aims to:

  • deploy the GEOframe system over all the catchments in its territory (covering Valle d’Aosta, Piemonte, Lombardia, Emilia-Romagna, Veneto and Marche regions), capable to account for the major lakes and reservoirs;
  • calibrate and verify the results obtained by the hydrological and hydraulic models against measured discharges and water levels across the whole area;
  • interface the GEOframe system with the Deltares-DEWS system;
  • analyse the water resources management impacts resulting from climate change or land use changes scenarios.

The implementation has begun on the Valle d’Aosta Region since it is in the most upstream part of the district, which makes this region a good starting point for the initial calibration of the model and the assessment of all the single components (e.g. energy balance, evapotranspiration, snow melting and river discharge components).

The activity is being carried out according to different phases:

  • data collection, validation, and preliminary elaboration;
  • geomorphological analysis;
  • spatial interpolation of the meteorological data (mainly temperature and precipitation) through the krigings components;
  • multi-site calibration of the snow melting and rainfall-runoff model parameters;
  • validation of the model results against measured data.

Additionally, the calibration phase is essential to test the effectiveness of the model in simulating the components of the hydrological cycle, such us river discharge, evapotranspiration and snow water equivalent and, therefore, to determine the possible identification of drought periods in real-time forecast and long-term prediction, including climate change impacts.

In this work, the initial results achieved in the Valle d’Aosta region will be presented and a detailed analysis on the GEOframe elaboration of information is provided, with a focus on the high flexibility and modularity of the system. The results from a first comparison against river discharge and snow evolution measured in multiple points of the Valle D’Aosta are promising and encouraging.

How to cite: Roati, G., Formetta, G., Pecora, S., Brian, M., Rigon, R., and Stevenin, H.: Hydrological modeling and water budget quantification of the Po river basin through the GEOframe system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12562, https://doi.org/10.5194/egusphere-egu22-12562, 2022.

EGU22-12797 | Presentations | HS4.2

Flash droughts early warning based on evaporative stress forecasts 

Qiqi Gou, Akash koppa, Hylke E. Beck, Petra Hulsman, and Diego G. Miralles

Flash droughts are regional phenomena that can manifest in region areas with a rapid intensification, and that often last for short periods of time. Flash droughts have received considerable scientific attention in recent years. However, their prediction is still a challenge, largely due to their abrupt onset and often unknown regional drivers. Here, we establish a forecast system to predict flash droughts at a medium-range weather scale. The system uses forcing data from the Multi-Source Weather (MSWX), an operational, high-resolution (3‑hourly, 0.1°), bias-corrected meteorological product with global coverage from 1979 to several months into the future (Beck et al. 2021). MSWX data are used as input to the Global Land Evaporation Amsterdam Model (GLEAM), more specifically its recent hybrid version (Koppa et al., 2021). This allows us to compute forecasts of actual and potential evaporation;  the ratio of both (also know as 'evaporative stress') is used here as flash drought diagnostic. This forecast system is evaluated on its ability to predict flash droughts globally and 2, 4, 7 and 10 days advance. The new tool shows potential to improve our understanding of flash droughts, and it serves as an early prediction system to enable more efficient agricultural and water management.

 

References:

Beck, H. E., Wood, E. F., Pan, M., Fisher, C. K., Miralles, D. M., van Dijk, A. I. J. M., McVicar, T. R., and Adler, R. F., MSWEP V2 global 3‑hourly 0.1° precipitation: methodology and quantitative assessment. Bulletin of the American Meteorological Society. 100(3), 473–500, 2019

Koppa, A., Rains, D., Hulsman, P., and Miralles, D. M., A Deep Learning-Based Hybrid Model of Global Terrestrial Evaporation. Preprint. 2021. 10.21203/rs.3.rs-827869

How to cite: Gou, Q., koppa, A., E. Beck, H., Hulsman, P., and G. Miralles, D.: Flash droughts early warning based on evaporative stress forecasts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12797, https://doi.org/10.5194/egusphere-egu22-12797, 2022.

EGU22-12814 | Presentations | HS4.2

Understanding the Drought Situation in a Water-Stressed Region of India 

Ashutosh Pati, Smaranika Mahapatra, and Pawan Wable

The onset of drought is very crucial from an agricultural as well as water management point of view in a catchment. A meteorological drought results from a lack of rainfall beyond a certain threshold and is translated to a hydrological drought when the water bodies get affected due to lack of flow to them resulting in storage depletion. This further transforms into agricultural drought when it affects agriculture. Being difficult to observe on-ground, the drought is generally represented in terms of different hydro-meteorological proxies such as precipitation, temperature, soil moisture, streamflow. This study explored the translation of meteorological drought to vegetation in a drought-prone state of India. For this, the vegetation condition index (VCI) and the widely used Standardized Precipitation Index (SPI) were estimated at the district scale. The VCI was calculated from the MODIS-derived NDVI in Google Earth Engine platform. The in-situ rainfall data was used for SPI estimation at different time scales (3-month, 6-month, and 12-month).  Further, different weightage functions such as rectangular, gaussian, triangular, and circular weightage functions were applied for their performance in estimating SPI and their correlation to VCI. Analysis of the results reveals strong dependence of VCI on SPI at larger time scales such as 6-month and 12-month time scales for the whole year as well as in monsoon season. Further, the SPI estimated using the rectangular weightage function shows a better correlation to VCI followed by the circular weightage functions. 

Key Words: Drought, Standardized Precipitation Index (SPI), Vegetation Condition Index (VCI), Weightage Function

How to cite: Pati, A., Mahapatra, S., and Wable, P.: Understanding the Drought Situation in a Water-Stressed Region of India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12814, https://doi.org/10.5194/egusphere-egu22-12814, 2022.

EGU22-504 | Presentations | CL3.2.8

Analogues of a historical extreme-impact event and their implication for climate change risk assessment 

Henrique Moreno Dumont Goulart, Karin van der Wiel, Christian Folberth, Juraj Balkovic, and Bart van den Hurk

Meteorological conditions can affect crop development and yield in multiple and non-linear ways. Many studies have investigated the influence of climate change on crops by simulating crop responses to the most likely mean climatic projections in the future. However, this approach can potentially overlook changes in extreme-impact events, highly relevant for society, due to their low probability of occurrence and to potential different behaviour with respect to the mean conditions. One way of focusing on extreme-impact events is through the use of physical climate storylines. Storylines enable the construction of self-sustained and physically-plausible chain of events that recreate historical events from source to impact. In addition, storylines allow the exploration of future analogues of the historical events under different circumstances to account for externalities, such as climate change. In this experiment, we use physical climate storylines to reconstruct a historical extreme-impact event and to explore potential analogues of the same event under climate change influence. We develop two types of analogues, event-analogues and impact-analogues, and compare how the future manifestation of the historical event depends on the analogue definition. We use soybean production in the US as an example, with the year of 2012 being the historical extreme event. Based on a random forest model, we link the historical event to meteorological variables to identify the conditions associated with the failure event. To quantify the frequency of occurrence of the different analogues under climate change, we apply the trained random forest model to large ensembles of climate projections from the EC-Earth global climate model. We find that the 2012 failure event is linked to low precipitation levels, and high temperature and diurnal temperature range (DTR) levels during July and August. The analogues of the historical event greatly diverge: while event-analogues of the 2012 season are rare and not expected to increase, impact-analogues show a significant increase in occurrence frequency under global warming, but for different combinations of the meteorological drivers than experienced in 2012. The results highlight the importance of considering the impact perspective when investigating future extreme crop yields.

How to cite: Moreno Dumont Goulart, H., van der Wiel, K., Folberth, C., Balkovic, J., and van den Hurk, B.: Analogues of a historical extreme-impact event and their implication for climate change risk assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-504, https://doi.org/10.5194/egusphere-egu22-504, 2022.

EGU22-704 | Presentations | CL3.2.8 | Highlight

Current and future risks of unprecedented UK droughts 

Wilson Chan, Theodore Shepherd, Katie Facer-Childs, Geoff Darch, Nigel Arnell, and Karin van der Wiel

The UK has experienced recurring periods of hydrological droughts in the past and their frequency and severity are predicted to increase with climate change. However, quantifying the risks of extreme droughts is challenging given the short observational record, the multivariate nature of droughts and large internal variability of the climate system. We use EC-Earth time-slice large ensembles, which consist of 2000 years of data each for present day, 2°C and 3°C conditions, to drive the GR6J hydrological model at UK river catchments to obtain a large set of plausible droughts. Applying the UNSEEN (UNprecedented Simulation of Extreme Events using ENsembles) approach show an increasing chance of unprecedented dry summers with future warming and highlight the chance of an unprecedented drought with characteristics exceeding that of past severe droughts.

This study also aims to bridge the probabilistic UNSEEN approach with “bottom-up” storyline approaches. Physical climate storylines of preconditioned compound drought events are created by searching within the large ensemble for events resembling specific conditions that have led to past severe droughts and are relevant for water resources planning. This includes conditions such as 1) dry autumns followed by dry winters, 2) consecutive dry winters (both of which are relevant for slow-responding catchments), and 3) dry springs followed by dry summers (relevant for fast-responding catchments). The storylines can be used to understand the conditions leading to unprecedented droughts and the impacts of future droughts triggered by the same conditions. Unprecedented drought sequences and synthetic experiments conditioned on these storylines can be used to stress-test hydrological systems and inform decision-making.

How to cite: Chan, W., Shepherd, T., Facer-Childs, K., Darch, G., Arnell, N., and van der Wiel, K.: Current and future risks of unprecedented UK droughts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-704, https://doi.org/10.5194/egusphere-egu22-704, 2022.

EGU22-796 | Presentations | CL3.2.8 | Highlight

Have there been previous heat extremes greater than the June 2021 western North America event? 

Vikki Thompson, Alan Kennedy-Asser, Eunice Lo, Emily Vosper, Dann Mitchell, and Oliver Andrews

In June 2021 western North America experienced a record-breaking heatwave, outside the distribution of previously observed temperatures. Our research asks whether other regions across the world have experienced so far outside their natural variability - and have there been greater heat extremes.  

In our novel assessment of heat extremes we characterise the relative intensity of an event as the number of standard deviations from the mean, finding the western North America heatwave is remarkable, outside four single deviations. Throughout the globe, where we have reliable data, only 5 other heatwaves were found to be more extreme since 1960. We can also identify regions which, by chance, have not had a recent extreme heatwave, and may be less prepared for future events. 

Using extreme value analysis the western North America heat extreme has been shown to be outside the previous distribution of extremes for the region. We can test if this is unique, or if previous events show similar. 

By assessing the numbers of regions globally exceeding various thresholds, in terms of standard deviation from the mean, we can show that extremes appear to increase in line with changes to the mean-state of the distribution of the climate, and projected increase in extremes aligns with projected warming.   

How to cite: Thompson, V., Kennedy-Asser, A., Lo, E., Vosper, E., Mitchell, D., and Andrews, O.: Have there been previous heat extremes greater than the June 2021 western North America event?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-796, https://doi.org/10.5194/egusphere-egu22-796, 2022.

EGU22-1676 | Presentations | CL3.2.8

xWEI – A novel cross-scale index for extreme precipitation events 

Paul Voit and Maik Heistermann

How can the extremity of an rainfall event be quantified? Extreme rainfall events are rarely homogeneous regarding rainfall intensities and the spatio-temporal distribution of rainfall can cause flooding on different scales. While small, mountainous catchments can react to short but high-intensity precipitation with flash floods, the same event can also trigger pluvial or fluvial floods on a spatially bigger scale with lower intensity precipitation, leading to compound flood events. Consequently, these cross-scale characteristics of extreme rainfall events are an important factor that should be considered regarding hydrological response or disaster management.

To quantify the extremity of rainfall events while considering the spatial and temporal distribution of rainfall, we introduce a new index, xWEI, based on the Weather Extremity Index (WEI). By using precipitation radar data with a high spatial and temporal resolution, we analyzed and evaluated extreme rainfall events in Germany and were able to show essential differences in the performance of the classical approach (WEI) and xWEI. 

This novel cross-scale index, in combination with modern high-resolution precipitation radar data, enables a better identification of extreme events and their characteristics and helps to link them to their impacts.

How to cite: Voit, P. and Heistermann, M.: xWEI – A novel cross-scale index for extreme precipitation events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1676, https://doi.org/10.5194/egusphere-egu22-1676, 2022.

EGU22-2172 | Presentations | CL3.2.8 | Highlight

Flood responses to increases in rainfall extremes vary depending on event severity 

Manuela Irene Brunner, Daniel Swain, Raul Wood, Florian Willkofer, James Done, Eric Gilleland, and Ralf Ludwig

There is clear evidence that precipitation extremes will increase in a warming climate. However, the hydrologic response to this increase in heavy precipitation is more uncertain - and there is little historical evidence for systematic increases in flood magnitude despite observed increases in precipitation extremes. These dual realities yield a paradox with considerable practical relevance: will the divergence between extreme precipitation increases and flood severity persist, or are land-surface processes at work?  Here, we investigate how flood magnitudes in hydrological Bavaria change in response to warming using a single model initial condition large climate ensemble coupled to a hydrological model (hydro-SMILE). We find that there exists a severity threshold above which precipitation increases clearly yield increased flood magnitudes, and below which flood magnitude is modulated by land surface processes. Our findings highlight the importance of large ensembles and help reconcile climatological and hydrological perspectives on changing flood risk in a warming climate.

How to cite: Brunner, M. I., Swain, D., Wood, R., Willkofer, F., Done, J., Gilleland, E., and Ludwig, R.: Flood responses to increases in rainfall extremes vary depending on event severity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2172, https://doi.org/10.5194/egusphere-egu22-2172, 2022.

EGU22-2228 | Presentations | CL3.2.8

Developing low-likelihood climate storylines for extreme precipitation using ensemble boosting 

Claudia Gessner, Erich M. Fischer, Urs Beyerle, and Reto Knutti

Heavy precipitation events as the one in western Germany and the Benelux countries in July 2021 destroy the local infrastructure and numerous fatalities. Due to the lack of long homogenous climate data and methodological framework, it is uncertain how intense precipitation extremes could get. We address these questions by developing storylines of the rarest precipitation events. We here generate large samples of reinitialized heavy rainfall events starting from the most extreme events in an initial condition large ensemble for the near future, carried out with CESM2. In an approach referred to as ensemble boosting, we first reinitialize the most extreme 3-day precipitation events to estimate how anomalous they could get. We find that the most extreme precipitation events can be substantially exceeded in the boosted ensembles for different regions across the world. Second, we evaluate whether the model can reproduce analogues of the precipitation event in July 2021 and re-initialize these events to analyze how this event type could have evolved and whether it could have become even more intense. In doing so, the ensemble boosting method provides storylines of heavy rainfall development beyond the observational record, which can be used to generate worst-case scenarios and stress test the socioeconomic system.

How to cite: Gessner, C., Fischer, E. M., Beyerle, U., and Knutti, R.: Developing low-likelihood climate storylines for extreme precipitation using ensemble boosting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2228, https://doi.org/10.5194/egusphere-egu22-2228, 2022.

EGU22-5606 | Presentations | CL3.2.8

Ruffling feathers: An appraisal of tail flood losses using grey swan scenarios in London, UK 

Antonia MacDonald and Philip Oldham

There are several tools for assessing potential future insurance flood losses in the UK, including catastrophe models which seek to generate an annualised view of flood risk losses. These catastrophe models include plausible high impact and low frequency flood events in their stochastic event sets. The addition of events which are generally considered implausible, or grey swan scenarios, is useful to increase understanding of how re/insurers will perform should our understanding of what is plausible be incorrect.

The Thames Barrier has high levels of redundancy by design and it is generally considered implausible that the barrier would completely fail to operate. We propose three increasingly extreme scenarios for flooding in London as a consequence of the Thames Barrier and other defences across London failing. In all scenarios we assume a 1 in 250-year water level from coastal flooding, well within the standard of protection offered by defences through the city.

The following defence failure scenarios are then modelled using a coupled 1D-2D model: 1) the Thames Barrier is open but the river defences remain intact with only overtopping occurring; 2) the Thames Barrier is open and defences are breached upstream of the barrier; and 3) a worst case scenario composite of several flood event scenarios, where for upstream reaches of the barrier, breach and overtopping occur with the barrier open and for downstream reaches, breach and overtopping occur with the barrier closed.

JBA’s catastrophe model for the UK probabilistically models loss from river, surface water and coastal flooding. The model comprises 2D hydraulic modelled hazard maps at 5 metre resolution, a stochastic event set of 106,424 events generated from extreme value statistical analysis, and detailed vulnerability data derived from the Multi-Coloured Manual. The catastrophe model includes an occurrence exceedance probability curve for insurable residential properties, providing the wider context for estimating the loss return period of the scenario events. We present the modelled losses and the estimated loss return periods for the grey swan scenarios and make available the model for re/insurers for stress testing. The loss return periods for the three scenarios are: 1/50, 1/358, and 1/8813.

How to cite: MacDonald, A. and Oldham, P.: Ruffling feathers: An appraisal of tail flood losses using grey swan scenarios in London, UK, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5606, https://doi.org/10.5194/egusphere-egu22-5606, 2022.

EGU22-5900 | Presentations | CL3.2.8

Understanding extreme events with multi-thousand member high-resolution global atmospheric simulations 

Peter Watson, Sarah Sparrow, William Ingram, Simon Wilson, Giuseppe Zappa, Emanuele Bevacqua, Nicholas Leach, David Sexton, Richard Jones, Marie Drouard, Daniel Mitchell, David Wallom, Tim Woollings, and Myles Allen

Multi-thousand member climate model simulations are highly valuable for showing characteristics of extreme weather events in historical and future climates. However, until now, studies using such a physically-based approach have been limited to using models with a resolution much coarser than the most modern systems. We have developed a global atmospheric model with ~60km resolution that can be run in the climateprediction.net distributed computing system to produce such large datasets. This resolution is finer than that of many current global climate models and sufficient for good simulation of extratropical synoptic features such as storms. It also allows many extratropical extreme weather events to be simulated without requiring regional downscaling. We will show that this model's simulation of extratropical winter weather is competitive with that in other state-of-the-art models. We will also present the first results generated by this system. One application has been the production of ~2000 member simulations based on sea surface temperatures in severe future winters produced in the UK Climate Projections 2018 dataset, generating large numbers of examples of plausible extreme wet and warm UK seasons. Another is showing the increasing spatial extent of precipitation extremes in the Northern Hemisphere extratropics. 

How to cite: Watson, P., Sparrow, S., Ingram, W., Wilson, S., Zappa, G., Bevacqua, E., Leach, N., Sexton, D., Jones, R., Drouard, M., Mitchell, D., Wallom, D., Woollings, T., and Allen, M.: Understanding extreme events with multi-thousand member high-resolution global atmospheric simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5900, https://doi.org/10.5194/egusphere-egu22-5900, 2022.

EGU22-5949 | Presentations | CL3.2.8

Towards forecast-based attribution of isolated extreme events: perturbed initial condition simulations of the Pacific Northwest heatwave 

Nicholas J. Leach, Chris Roberts, Tim Palmer, Myles R. Allen, and Antje Weisheimer

Here we explore the use of “counterfactual” weather forecasts, using perturbed initial condition runs of a state-of-the-art high-resolution coupled ocean-atmosphere-sea-ice ensemble NWP system, for the attribution of extreme weather events to anthropogenic climate change. We use the “record-shattering” heatwave experienced by Western North America during summer 2021 as a case study - though our forecast-based approach is applicable to other events.

Since we cannot make direct observations of a world without human influence on climate, all approaches to extreme event attribution involve some kind of modelling, either statistical or numerical. Both approaches struggle with the most extreme weather events, which are poorly represented in both observational records and the climate models normally used for attribution studies. Recognising the compromises involved, researchers have traditionally relied on comparing results from several different approaches to assess the robustness of conclusions. We argue that a better approach would be to use initialised numerical models that have demonstrated their ability to simulate the event in question through a successful forecast.

This work represents a continuation of a previous EGU talk and published study (https://meetingorganizer.copernicus.org/EGU21/EGU21-5731.html & https://doi.org/10.1073/pnas.2112087118), in which we used demonstrably successful weather forecasts to estimate the direct impact of increased CO2 concentrations (one component, but not the entirety, of human influence) on the 2019 European winter heatwave. 

In the previous and current work we use the operational ECMWF ensemble prediction system. This state-of-the-art weather forecast system is run at a much higher resolution (Tco639 / 18km) than most climate model simulations - important as even small reductions in resolution often change the representation of extreme events in numerical models. Using a reliable forecast ensemble allows us to quantify the associated uncertainties in our attribution analyses.

We have built on this work with the aim of providing a more complete estimate of the human influence on an isolated extreme event. In addition to the reduction of CO2 concentrations back to pre-industrial levels, we now also remove an estimate of the human influence on 3D ocean temperatures since the pre-industrial period from the initial state of the forecast model. These changes allow the model to provide a “counterfactual” picture of what an extreme event might have looked like if it had occurred before human influence on the climate.

Using this perturbed initial condition approach, we produce counterfactual forecasts of the Pacific Northwest heatwave at the end of June 2021. This event broke records throughout Western North America, including a new Canadian high temperature record of 49.6°C, shattering the previous record by almost 5°C. The heatwave was driven by a combination of meteorological factors, including an omega block and water vapour transport at the synoptic scale, and high solar irradiation and subsidence at the meso-scale (research into the drivers is ongoing). Crucially, the event was well-predicted by weather forecast models over a week in advance.

We estimate the human contribution to this exceptional heatwave by comparing our counterfactual forecasts to the operational forecasts that successfully predicted the event.

How to cite: Leach, N. J., Roberts, C., Palmer, T., Allen, M. R., and Weisheimer, A.: Towards forecast-based attribution of isolated extreme events: perturbed initial condition simulations of the Pacific Northwest heatwave, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5949, https://doi.org/10.5194/egusphere-egu22-5949, 2022.

EGU22-9259 | Presentations | CL3.2.8

The challenges of assessing low-likelihood temperature extremes with empirical data of past events 

Joel Zeder, Sebastian Sippel, and Erich Fischer

Primer: The recent Pacific Northwest heatwave in June 2021 is widely considered a prime example of a record shattering low-likelihood extreme event, exceeding previous annual temperature maxima by large margins. The event intensity was generally perceived to be far beyond what was to be expected from historical data. It has been argued that the event would have been deemed essentially impossible, i.e. having an infinite return period, if estimated based on the historical record, even when taking the warming trend into account. This raises the question whether the non-stationary extreme value modelling approach, a widely used probabilistic framework applied to assess the likelihood of such extremes, yields systematically biased estimates determining the tail characteristics of the distribution.

Research objective: We here aim at understanding why the intensity of the event exceeds the upper bound of the estimated distribution when only using data up to the year before the event. We quantify the contribution of a multitude of factors for a generalized extreme value distribution GEV with a non-stationary parametrization to be too conservative in the characterisation of tail events, especially in the context of heatwaves. We analyse how physical properties of heat extremes materialise in statistical effects contributing to potential biases in the GEV parameter estimation, as well as some inherent deficiencies of the GEV in its application to heat extremes with limited sample size due to asymptotic properties.

Data & Methods: In order to test the respective hypotheses, we analyse climate model output of single model initial condition large ensembles (SMILEs), primarily an ensemble of 84 transient historical and RCP8.5 simulations performed with the Community Earth System Model CESM1.2. The results are further verified using additional CMIP6 models and ERA5 reanalysis.

Preliminary results and outlook: We find that non-stationary return period estimates tend to be systematically biased high when estimated on the historical records up to a year before a record-shattering event, which is a standard practice in applications of this framework. We here disentangle the reason responsible for potential biases in the estiamtes. We find that even in case of stationary extremes, the asymptotic nature of the GEV distribution applied to finite data favours an underestimation of the shape parameter, which has substantial effects on the characterisation of the tail, inducing biases in estimates of widely used tail measures (exceedance probabilities, return periods), and derivatives thereof (risk ratios, fraction of attributable risk). The conditional effects of non-stationary components like global warming on heatwave intensity are potentially further underestimated due to internal variability and noise in the covariates. In the light of these shortcomings, we provide evidence for an improvement of the GEV framework by learning from climate model output about the effect of further process variables (high pressure patterns and soil moisture deficiencies).

How to cite: Zeder, J., Sippel, S., and Fischer, E.: The challenges of assessing low-likelihood temperature extremes with empirical data of past events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9259, https://doi.org/10.5194/egusphere-egu22-9259, 2022.

EGU22-10405 | Presentations | CL3.2.8 | Highlight

2021 North American Heat Wave Fueled by Climate-Change-Driven Nonlinear Interactions 

Samuel Bartusek, Kai Kornhuber, and Mingfang Ting

Extreme heat conditions in the Pacific Northwest US and Southwestern Canada in summer 2021 were of unprecedented severity. Constituting a 5-sigma anomaly, the heatwave affected millions, likely led to thousands of excess deaths, and promoted wildfires that decreased air quality throughout the continent. Even as global warming causes an increase in the severity and frequency of heatwaves both locally and globally, this event’s magnitude went beyond what many would have considered plausible under current climate conditions. It is thus important to attribute such an exceptional event to specific physical drivers and assess its relation to climate change, to improve projection and prediction of future extreme heat events. A particularly pressing question is whether any changing variability of atmospheric dynamics or land-atmosphere interaction is implicated in amplifying current and future heat extremes. Using ERA5 reanalysis, we find that slow- and fast-moving components of the atmospheric circulation interacted to trigger extreme geopotential height anomalies during this event. We additionally identify anomalously low soil moisture levels as a critical event driver: we find that land-atmosphere feedbacks drove nonlinear amplification of its temperature anomaly by 40% (contributing 3K of the 10K peak regional-mean anomaly), catalyzed by multidecadal temperature and soil moisture trends. This is supported by a model experiment demonstrating that soil moisture interaction may increase the likelihood of the observed monthly-scale regional temperature anomaly by O(10)x. We estimate that over the four recent decades of gradual warming, the event’s temperature anomaly has become 10–100 times more likely, transforming from a ~10,000-year to a 100–1,000-year occurrence. Its likelihood continues to increase, roughly exponentially, and it is projected to recur ~20-yearly by 2060 based on continued warming at a constant rate. Our results therefore suggest an important role of atmospheric dynamics and nonlinear land-atmosphere interactions in driving this exceptional heat extreme, promoted by a long-term warming trend due to anthropogenic climate change that will continue to increase the likelihood of such extremes under continued emissions.

How to cite: Bartusek, S., Kornhuber, K., and Ting, M.: 2021 North American Heat Wave Fueled by Climate-Change-Driven Nonlinear Interactions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10405, https://doi.org/10.5194/egusphere-egu22-10405, 2022.

EGU22-11726 | Presentations | CL3.2.8

Towards a more comprehensive assessment of the intensity of European Heat Waves 1979-2019 

Florian N. Becker, Andreas H. Fink, Peter Bissolli, and Joaquim G. Pinto

Heat waves are among the most dangerous natural hazards worldwide. Central Europe has been affected by record-breaking heat waves in recent decades, especially in 2003, 2018 and 2019. Four frequently used indices are chosen in this study to diagnose heat waves in Europe based on both station data and ERA5 reanalysis: the Heat Wave Magnitude Index daily (HWMId), the Excess Heat Factor (EHF), the Wet Bulb Globe Temperature (WBGT) and the Universal Thermal Climate Index (UTCI). To improve the quantification of the events and comparability of the four indices, a normalisation is applied and the three metrics intensity, duration, spatial extent were combined by a cumulative intensity measure. The large-scale characteristics of the 1979 to 2019 European heat waves are analysed from a Lagrangian perspective, by daily tracking of contiguous heat wave areas. The events were ranked and visualized with bubble plots. The role of different meteorological input parameters like temperature, radiation, humidity and wind speed is explored to understand their contribution to the extremeness of heat waves and the variance in time series of the heat wave indices.

As expected, temperature explains the largest variance in all indices, but humidity is nearly as important in WBGT and wind speed plays a substantial role in UTCI. While the 2010 Russian heat wave is by far the most extreme event in duration and intensity in all indices, the 2018 heat wave was comparable in size for EHF, WBGT and UTCI. Interestingly, the well-known 2003 central European heat wave was only the fifth and tenth strongest in cumulative intensity in WBGT and UTCI, respectively. The June and July 2019 heat waves were very intense, but short-lived, thus not belonging to the top heat waves in Europe when duration and areal extent are taken into account. Overall, the proposed normalised indices and the multi-metric assessment of large-scale heat waves allow for a more robust description of their extremeness and will be helpful to assess heat waves worldwide and in CMIP6 climate projections.

Applying the normalization to the four indices and deriving the large-scale metrics of intensity, spatial extent and duration, as proposed in the present study, will facilitate trend studies using different sources of observations and models. As the combination of duration and intensity over large areas are responsible for the most severe health and economic impacts, interdisciplinary research (e.g. links to health effects) is recommended starting to better quantify the impacts of heat waves in a warming climate.

How to cite: Becker, F. N., Fink, A. H., Bissolli, P., and Pinto, J. G.: Towards a more comprehensive assessment of the intensity of European Heat Waves 1979-2019, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11726, https://doi.org/10.5194/egusphere-egu22-11726, 2022.

EGU22-12579 | Presentations | CL3.2.8

Heatwaves under different future climate scenarios and impacts on children 

James Mollard, Sian F. Henley, and Massimo Bollasina

Periods of prolonged extreme warm temperatures, or heatwaves, have been shown to have significant impacts on human health, in particular affecting the young and old disproportionately. Observations over the past century show that the severity, frequency and duration of these heatwaves are increasing as global temperatures rise, and model simulations suggest there will be further increases in these characteristics in the future. 

We use a range of CMIP6 ScenarioMIP future simulations to show how heatwave characteristics change both globally and regionally. We show how these changes differ depending on the Shared Socio-economic Pathway (SSP) taken, highlighting the sensitivity of heatwaves to both global and regional warming in each scenario. The work also explores the non-linear trend between warming and heatwave characteristics, and how they vary in different future scenarios. The results suggest that the pathway followed has significant influence on heatwave attributes, and that attempting to limit changes by a set measure cannot be done by simply restricting the level of future warming to an agreed, designated temperature, such as the “1.5C above pre-industrial” figure often used in policy.  

Finally, we present how this work is been utilised in the production of the Children’s Climate Risk Index (CCRI), which provides the first comprehensive view of children’s exposure and vulnerability to the impacts of climate change. We also aim to highlight how indices like this are being used to help prepare resources for future issues related to climate events.  

How to cite: Mollard, J., Henley, S. F., and Bollasina, M.: Heatwaves under different future climate scenarios and impacts on children, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12579, https://doi.org/10.5194/egusphere-egu22-12579, 2022.

EGU22-520 | Presentations | HS4.4 | Highlight

A4alerts: Design and implementation of a mobile device app for a community-based Site-Specific Early Warning System (SS-EWS) in Catalonia, Spain 

Erika Meléndez-Landaverde, Daniel Sempere-Torres, and Marc Berenguer

Significant progress has been made in the capability and accuracy of forecasting extreme rainfall events and their associated impacts. However, damages remain high and will continue to rise unless immediate actions are taken to support communities in decreasing the impacts of upcoming extreme weather-induced events. In this context, innovative technological tools can help to quickly disseminate relevant impact-based warning information and trigger appropriate self-protection actions based on the local vulnerability and exposure for effective disaster risk reduction.  For this purpose, a mobile app named “A4alerts” has been designed in this research.  

The tailor-based A4alerts app communicates impact-based warnings for vulnerable locations within high-risk areas (SSWs) generated by a community-based site-specific early warning system (SS-EWS). Based on a participatory approach with community stakeholders, the SS-EWS blends meteorological information coming from radar-based nowcasting, numerical weather prediction models and local risk information to trigger the SSWs disseminated via the A4alerts app. In addition to communicating the active warnings in the area, the app lists the available actions recommended to mitigate and reduce the potential local impacts for each warning level based on pre-approved self-protection plans. Furthermore, users can send geotagged photos and information through the A4alerts app to validate the events and their impacts.

The A4alerts app has been implemented and tested for selected vulnerable points in cities across Catalonia, Spain. Its capabilities and design have been improved following an iterative approach with end-users to incorporate their feedback and suggestions. Finally, the configuration of the A4alerts app allows it to be easily implemented and exported to new cities to help communities be prepared in times of climate emergency.

How to cite: Meléndez-Landaverde, E., Sempere-Torres, D., and Berenguer, M.: A4alerts: Design and implementation of a mobile device app for a community-based Site-Specific Early Warning System (SS-EWS) in Catalonia, Spain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-520, https://doi.org/10.5194/egusphere-egu22-520, 2022.

EGU22-2476 | Presentations | HS4.4

7th February 2021 Chamoli (Uttarakhand, India) Rock-ice Avalanche: Numerical Model Simulated Prevailing Meteorological Conditions 

Piyush Srivastava, Prabhakar Namdev, and Praveen Kumar Singh

The present study aims to analyze the high-resolution model-simulated meteorological conditions during the Chamoli disaster, Uttarakhand, India (30.37°N, 79.73°E), which occurred on 7th February 2021. The Weather Research and Forecasting (WRF) model is used to simulate the spatiotemporal distribution of meteorological variables pre and post-event. The numerical simulations are carried out over two fine resolution nested model domains covering the Uttarakhand region over a period of 2 weeks (2nd February to 14th February 2021). The model simulated meteorological variables, e.g., air temperature, surface skin temperature, turbulent heat flux, radiative fluxes, heat and momentum transfer coefficients, specific humidity, and upper wind patterns are found to show significant departure from their usual pattern starting from 72 h until a few hours prior to the Chamoli rock-ice avalanche event. The average 2-m air and skin temperatures near the rock-ice avalanche site 48 h prior to the event are found to be much lower than the average temperatures post-event. The total turbulent heat flux mostly remained downward (negative) throughout 72 h prior to the event and was found to have an exceptionally large negative value just a few hours before the rock-ice avalanche event. Model simulated rainfall and Global Precipitation Measurement Mission (GPM, IMERG) derived rainfall suggest that the part of the Himalayan region falling in the simulation domain received a significant amount of rainfall on 4th February, ~ 48 h prior to the event, while the rest of days prior and post-event mostly remained dry. 

How to cite: Srivastava, P., Namdev, P., and Singh, P. K.: 7th February 2021 Chamoli (Uttarakhand, India) Rock-ice Avalanche: Numerical Model Simulated Prevailing Meteorological Conditions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2476, https://doi.org/10.5194/egusphere-egu22-2476, 2022.

EGU22-3185 | Presentations | HS4.4

Developing an operational forecast system as byproduct of scientific research - an example for inland floods at the German North Sea coast 

Jonas Lenz, Conrad Jackisch, Kremena Burkhard, Anett Schibalski, and Boris Schröder-Esselbach

Within the research project RUINS we assess the risk of inland floods of the Krummhörn region at the German North Sea coast. One third of this area lies below mean sea level, which demands to drain inland water during low tides by sluicing or otherwise by pumping. If, at any point in time, the drainage demand exceeds the drainage capacity, the available storage in polders and canals will be filled. Once this storage capacity is exceeded inland floods will occur.

Previous risk assessment for such inland floods assumed a constant daily drainage capacity, which results from the installed pump capacity. We analysed process data provided by the operator of the drainage system (1. Entwässerungsverband Emden) at sub hourly resolution. The recorded water levels within the canal system showed that under current conditions the maximum areal drainage capacity is usually limited by the flow capacity within the canal network. The capacity of the pumps is dependend on the gradient from canal to North Sea water level.

Under increased tidal water levels in the North Sea (e.g. storm flood situations) the pumping capacity can drop below the canal flow capacity. In consequence the areal drainage capacity is variable and can become much smaller than the constant daily drainage capacity assumed in previous studies. Due to the predicted increase in mean sea level with climate change the area might face an increased risk of inland floods despite a situation of insignificant changes in predicted rainfall patterns.

Instead of costly infrastructural improvements, we propose a forecast system i) to optimise the drainage capacity in foresight of short term extreme situations and ii) to enable preparation for inland floodings. The proposed system includes the inherent uncertainty of the analysed processes and predicts the magnitude of upcoming inland floods. Currently, we use synthetic data as drivers, but these shall be exchanged by available weather and tide level predictions. The forecast system is realized as online accessible app, providing an easy usable and understandable access point for the operator and the interested public.

How to cite: Lenz, J., Jackisch, C., Burkhard, K., Schibalski, A., and Schröder-Esselbach, B.: Developing an operational forecast system as byproduct of scientific research - an example for inland floods at the German North Sea coast, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3185, https://doi.org/10.5194/egusphere-egu22-3185, 2022.

EGU22-4028 | Presentations | HS4.4

Operational short-term hydro-ecological forecasting for algal-related threats in seawater desalination 

Maria Sklia, Kyriakos Kandris, Evangelos Romas, and Apostolos Tzimas

Coastal resources are productive drivers of the so-called blue economy, impacting rapidly growing industries, as the Seawater desalination. Yet, the efficiency of desalination operations is at stake as a result of an imminent operational threat at a global scale, i.e., the proliferation of microscopic algae in seawater. Algal blooms are associated with operational difficulties in the desalination industry, i.e., clogging and bio-fouling, which increase the costs of chemicals, energy and maintenance.

To alleviate the impact of algal blooms, desalination could be supported by innovative tools that foretell the onset and evolution of bloom events. However, the desalination sector lacks near-real time decision-support tools. This work aims to address this gap. To this end, an operational forecasting service was developed, deployed and tested in a seawater desalination plant,  located at the Saronic Gulf (Greece).

The operational forecasting service comprises three components: (a) a hydrodynamic component, (b) a water quality component, and (c) an early warning system for algal bloom events.

The hydrodynamic model predicts the hydrodynamic regime in the Gulf, including vertical mixing, circulation patterns, temperature and salinity profiles. The hydrodynamic model accounts for the heat exchange between the water body and the atmosphere, the salinity, wind and wave action. Both the hydrodynamic and the wave component have been calibrated and validated using satellite-derived and reanalysis data for the first and in situ data for the latter. Specifically, on the validation of the hydrodynamic component, comparisons with satellite-derived water temperatures proved the model’s ability to accurately predict water temperature profiles in the domain, with MAE=1.11oC and MAPE=4% at the validation period from 01/07/2018 to 30-11-2018. To further improve the predictive capacity of the forecast model, the service assimilates satellite-derived sea surface temperature (obtained by Landsat-8 imagery) using the Ensemble Kalman Filtering method.

The prediction of algal-related water quality attributes (i.e., chlorophyll-a) is based on a data-driven approach. An ensemble learning method (i.e., a random forest) was trained to map hydrodynamic data (temperature, mixed layer thickness), biogeochemical data (inorganic nutrients) and meteorological data (air temperature, wind speed, solar radiation) to chlorophyll-a concentrations at the area of interest. The random-forest-based model produced accurate predictions in hindcast (the mean absolute percentage error was 14% for the held-out data), allowing for its further deployment in an operational setting.

Ultimately, forecasted hydrodynamic and water quality attributes of the coastal zone are integrated into an early warning system that generates and disseminates readily interpretable warning information to enable operators threatened by a probable shift in the regime of the coastal environment to act promptly and appropriately to reduce the vulnerability of those due to be impacted.

In conclusion, this work delivers an operational platform that predicts accurately algal-related parameters in coastal waters. Following its deployment and testing in hindcast, the service line will be tested and validated in operational conditions, aiming to assess the limitations in its forecasting abilities.

Acknowledgements: This work is supported by a grant from Iceland, Liechtenstein and Norway through the EEA Financial Mechanism 2014-2021, within the framework of the Programme “Business Innovation Greece”. 

How to cite: Sklia, M., Kandris, K., Romas, E., and Tzimas, A.: Operational short-term hydro-ecological forecasting for algal-related threats in seawater desalination, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4028, https://doi.org/10.5194/egusphere-egu22-4028, 2022.

The Science for Humanitarian Emergencies and Resilience (SHEAR) programme is an interdisciplinary, international research programme jointly funded for five years by the UK's Foreign, Commonwealth & Development Office (FCDO) and the Natural Environmental Research Council (NERC). It aims to support improved disaster resilience and humanitarian response by advancing monitoring, assessment and prediction of natural hazards and risks across sub-Saharan Africa and South Asia. SHEAR projects have been working with stakeholders to co-produce demand-led, people-centred science and solutions to improve risk assessment, preparedness, early action and resilience to natural hazards.

This session will share recently published challenges, learning and research outcomes from the SHEAR programme related to operational forecasting and early warning on: i) improvements in forecasting science, data, tools and decision making; ii) putting stakeholder needs at the centre; iii) interdisciplinary collaboration; iv) and lessons for future funding.

SHEAR projects have worked to advance the quality of the forecast information to support preparedness, by increasing the confidence, credibility and usability of forecasting science. The session will share advances made in developing new or improved forecast products for various natural hazards and their impacts in Asia and Africa.

SHEAR has also been working towards improvements in data; data plays a key role in preparing for and responding to disaster risks. With improved quality, availability, and accessibility of hazard-related data, disaster impacts can be better defined and anticipated.

The SHEAR projects have generated new knowledge through the development and use of new co-designed tools to support forecasting, early warning, and early action. The strong focus on participatory methods improved the effectiveness, the sustainability and the (policy) commitments to address risks and strengthen resilience in some of the most hazard-prone parts of the world. The co-designed, practical tools applied in SHEAR has enabled effective, appropriate and accessible transformation of knowledge into action.

The action people take based on forecasts is not always sufficient. SHEAR has worked with stakeholders at all levels and across sectors to improve anticipatory capacities and decision-making processes to enhance action in the face of future hazards. The session will show learning and examples from SHEAR demonstrating the requirement for a dedicated processes to support stakeholders in vulnerable areas to access, understand and subsequently plan for action that can strengthen their resilience in the face of potential upcoming disasters.

How to cite: Brown, S., Budimir, M., and Sneddon, A.: Learning from the Science for Humanitarian Emergencies and Resilience (SHEAR) programme: challenges, innovations and research outcomes on forecasting and early warning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5405, https://doi.org/10.5194/egusphere-egu22-5405, 2022.

EGU22-6731 | Presentations | HS4.4

Progress of developing flood forecasting system by Today’s Earth (TE) 

Wenchao Ma, Yuta Ishitsuka, Akira Takeshima, Kenshi Hibino, Dai Yamazaki, Taikan Oki, Ying-Wen Chen, Masaki Satoh, Kotsuki Shunji, Takemasa Miyoshi, Kosuke Yamamoto, Misako Kachi, Takuji Kubota, Riko Oki, and Kei Yoshimura

A flood forecasting system (FFS) is widely recognized as essential to protect people’s lives and prosperities. Developing an FFS with high accuracy, longer lead time, and high resolution is the ideal goal, but there are lots of obstacles to achieving this challenge. Here, we would like to introduce our progress in the development of 5-km resolution FFS system in Japan by Today’s Earth (TE) system (Ma et al., 2021). TE was developed by the collaboration between JAXA and The University of Tokyo and is routinely run at https://www.eorc.jaxa.jp/water/index.html. Among various events, we focus on a case study for forecasting Typhoon Hagibis by assessing its forecasting performance. The results showed that this method was accurate in predicting floods at 130 locations, approximately 91.6% of the total of 142 flooded locations, with a lead time of approximately 32.75 h. In terms of precision, these successfully predicted locations accounted for 24.0% of the total of 542 locations under a flood warning. On average, the predicted flood time was approximately 8.53 h earlier than a given dike-break time. Further, we would like to present our current work for developing an FFS with much higher resolution (1 km), with a probabilistic approach by the ensemble method using NEXRA (NICAM-LETKF JAXA Research Analysis, Kotsuki et al. 2017, https://www.eorc.jaxa.jp/theme/NEXRA/) data, and other developing versions of Today’s Earth system of Global scale (https://www.eorc.jaxa.jp/water/).

 

Ma, W., Ishitsuka, Y., Takeshima, A. et al. (2021). Applicability of a nationwide flood forecasting system for Typhoon Hagibis 2019. Sci Rep 11, 10213. https://doi.org/10.1038/s41598-021-89522-8.

Kotsuki S, Miyoshi T, Terasaki K. Lien GY, Kalnay E (2017) Assimilating the global satellite mapping of precipitation data with the Nonhydrostatic Icosahedral Atmospheric Model (NICAM), J. Geophys. Res. Atmos., 122, 631–650. doi: 10.1002/2016JD025355.

How to cite: Ma, W., Ishitsuka, Y., Takeshima, A., Hibino, K., Yamazaki, D., Oki, T., Chen, Y.-W., Satoh, M., Shunji, K., Miyoshi, T., Yamamoto, K., Kachi, M., Kubota, T., Oki, R., and Yoshimura, K.: Progress of developing flood forecasting system by Today’s Earth (TE), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6731, https://doi.org/10.5194/egusphere-egu22-6731, 2022.

EGU22-6832 | Presentations | HS4.4

EcoConnect - a specialist environmental multi-hazard forecasting and information service 

Stuart Moore, Christo Rautenbach, Céline Cattoën-Gilbert, Trevor Carey-Smith, Richard Turner, Bernard Miville, David Sutherland, Phil Andrews, Emily Lane, Richard Gorman, Glen Reeve, Hilary Oliver, and Michael Uddstrom

The National Institute of Water and Atmospheric Research (NIWA) is mandated to research and develop tools to increase New Zealand’s resilience to environmental hazards, including floods. NIWA generates and delivers its bespoke past, present and future environmental information services via a platform called EcoConnect. Comprising forecast output from numerical models of meteorological, hydrological and hydrodynamical hazards and data from related observation platforms, EcoConnect specialises in the creation and delivery of information that increases awareness of a broad range of environmental conditions, and provides input for a variety of specialist decision-support tools, chief of which is a customisable user-interface called NIWA Forecast, that uses this information to mitigate environmental hazards and commercial risk.  EcoConnect operates 24 hours a day, 7 days a week and is fully supported by scientific and technical staff.

The EcoConnect workflow, which operates autonomously via the Cylc workflow meta-scheduler, begins with the data-assimilating New Zealand Limited Area Model (NZLAM) and New Zealand Convective-Scale Model (NZCSM) numerical weather prediction models.  These are based on the Met Office Unified Model, running with horizontal resolutions of 4.5km and 1.5km respectively over the full New Zealand, Tasman Sea and eastern Australia region (NZLAM) and just New Zealand and its coastal waters (NZCSM). These models provide input data for a hydrological river flow model, TopNet, based on the TopModel framework, that forecasts streamflow for just under 50,000 river reaches around New Zealand and a hierarchy of sea state and wave forecast models, based on the Wavewatch III model and locally called NZWAVE and NZTIDE. A coastal inundation model called RiCOM is also driven using data from the weather forecast models. Observation datasets provided within EcoConnect include satellite imagery, surface weather station data, river gauges and wave buoys. All of these data are created, collected, processed and archived by bespoke tasks in the EcoConnect workflow, all managed by Cylc. 

Almost all users of forecast products have bespoke needs, such as operational decision-making, and hence it is important to be able to cater to specific client requirements. Through EcoConnect, fit-for-purpose warnings can be configured, based on a user’s operational requirements, for any of the data sources in EcoConnect. For example, if the forecasted wave, or streamflow discharge, at a specified location were to exceed a specific threshold, a client can be warned via customisable alerts within EcoConnect and thus react appropriately. A collection of standard products is generated within EcoConnect and tools within the primary user-interface are provided to interrogate the data and define custom “workspaces” that provide at-a-glance monitoring capabilities. 

In this presentation, we will describe capabilities of the EcoConnect platform as they relate to hazard forecasting and warning. By means of a case study, we will show how EcoConnect was used to provide heads-up forecasting and decision-making support for an event that comprised weather, hydrological and wave hazards at the same time.  We will also highlight lessons learned and future development plans.

How to cite: Moore, S., Rautenbach, C., Cattoën-Gilbert, C., Carey-Smith, T., Turner, R., Miville, B., Sutherland, D., Andrews, P., Lane, E., Gorman, R., Reeve, G., Oliver, H., and Uddstrom, M.: EcoConnect - a specialist environmental multi-hazard forecasting and information service, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6832, https://doi.org/10.5194/egusphere-egu22-6832, 2022.

EGU22-7162 | Presentations | HS4.4

Making the best of little information: operational forecasting and early warning systems in a data-scarce environment, the Beni River watershed in Bolivia. 

Alessandro Masoero, Andrea Libertino, Matteo Darienzo, Simone Gabellani, and Lauro Rossi

Implementing hydrological models in data-scarce watersheds involves several critical issues, especially in relation to the availability and reliability of input data. This becomes particularly challenging when dealing with real-time hydrological applications for EW purposes (e.g., flood forecasting chains) where input data should be up-to-date and reliable, to provide timely warnings and drive trustworthy early actions.

When local data are available, those are often collected with inadequate frequency and continuity and cannot be used for proper calibration, configuration and subsequent operational use of the hydrological model underpinning a flood forecast chain. Furthermore, the lack of information reduces knowledge and awareness of risk and increases the vulnerability of these data-scarce areas to water-related disasters. It is therefore of utmost importance to build reliable EWS for these watersheds, making the best of what (little) is available.

The combined use of satellite observations and innovative hydrometeorological data processing can be a practical solution to integrate and enhance local observations, improving the hydrological model performance in poorly gauged watersheds.

This approach has been applied to the upstream portion of the Beni River in Bolivia (Alto Beni, closing at Rurrenabaque, 70’000 km2), an Amazon River tributary originating from the Andes. The Flood-PROOFS forecasting chain, based on the CONTINUUM hydrological model (Silvestro, 2013) has been implemented on the Alto Beni together with SENAMHI (Hydrometeorological Service) and VIDECI (Civil Defence).

Despite the large size of the watershed and its socio-economic importance (hosting several riverine communities and representing a main connection route between Bolivian Altiplano and Amazon plain) few water-level and weather stations are available and in operation in Alto Beni. This scarcity of information, particularly to feed the Flood-PROOFS chain, can be mitigated by using satellite data and by complementing available local data with additional analyses.

To test the approach and select the best available data source, the hydrological model reconstruction of the 2014 event, the highest on records, has been performed comparing different remote-sensed rainfall inputs: GSMaP, IMERG, MSWEP, PERSIANN, GHE. Performance of each input in reproducing the 2013-2014 rainy season hydrograph at Rurrenabaque has been evaluated. GSMaP and MSWEP performed the best, yet with a non-negligible underestimation of discharge values. Moreover, none of the rainfall inputs was able to reconstruct the double peak shape of the 2014 event. The uncertainty in the rating curve, lacking regular updates and high flow records, should be also considered.

To address these issues two innovative data processing approaches have been undertaken: firstly, the level-discharge relation at Rurrenabaque has been revised, using an innovative approach (BayDERS, Darienzo 2021) to review the rating curve and update the discharge timeseries. Then, the satellite rainfall inputs have been integrated with the available ground weather station records, using an innovative conditional merging technique (GRISO, Bruno 2021).

After having performed these two local data enhancement techniques, the combination of GSMaP and ground stations demonstrated to perform the best in reproducing the 2014 event. Moreover, GSMaP, given its near-real-time availability, is a solid data source to feed the operational flood forecasting and EWS for the Alto Beni.

How to cite: Masoero, A., Libertino, A., Darienzo, M., Gabellani, S., and Rossi, L.: Making the best of little information: operational forecasting and early warning systems in a data-scarce environment, the Beni River watershed in Bolivia., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7162, https://doi.org/10.5194/egusphere-egu22-7162, 2022.

EGU22-8016 | Presentations | HS4.4

InfoSequia: Towards an operational satellite-based Drought Early Warning and Forecasting System for quantifying risks of crop and water supply by using machine learning and remote sensing 

Sergio Contreras, Gabriela G. Nobre, Amelia Fernández-Rodríguez, Sonu Khanal, Corjan Nolet, and Gijs Simons

Droughts have directly affected at least 1.5 billion people in the last century, generating economic losses up to $124 billion. They are a recurrent, creeping meteorological hazard that may endanger the water and food security of large regions. The frequency and severity of droughts are expected to increase with climate change, especially in Africa, Central America, and also in Europe where annual losses may multiply by 7 and represent up to 2 times the size of the European economy in the medium-long term.

Drought Early Warning Systems (DEWS) are key pillars of a risk-based, proactive management strategy. The increasing number of sources of EO data has remarkedly improved the monitoring capabilities of DEWS. Despite there are good examples of global and regional drought monitoring systems, these tools still lack of seasonal forecasting capabilities able to provide enough accurate and specific predictions of drought impacts at the subregion level (e.g. basin, district). These deficiencies constitute a challenge for the scientific community and provide an opportunity to improve the current services.

To address this gap in the DEWS landscape, the InfoSequia DEWS is developed to integrate the strengths of spatial, satellite-derived data with machine learning techniques for seasonal forecasting. InfoSequia consists of two modules:

  • InfoSequia-MONITOR provides more than 50 drought predictors including meteorological (SPI, SPEI), vegetative (VCI / TCI / VHI), and hydrological (water level in reservoirs, groundwater storage status) drought indices, as well as atmospheric oscillation indices, all of them retrieved from satellite (e.g. MODIS, Sentinel-2, Sentinel-3, GRACE), hybrid (eg CHIRPS), or reanalysis and modeling (ERA5-Land) products. All indices are obtained from dekad values ​​ which are timescale aggregated at 1, 3, 6 and 12 months. The spatial resolution of the indices ranges from 5km (SPI, SPIE) to 250m (VH indices).
  • Acknowledging the limitations of physically-based modelling on the seasonal time scale, the InfoSequia-4CAST module rests on the Fast and Frugal Tree (FFT) algorithm, a machine learning technique in which binary decision trees are trained and generated at the subregional level with the historical and spatially-aggregated predictors of drought. Final outputs are delivered in the form of monthly warnings of risk of failure up to 6 month lead times.

All InfoSequia algorithms run on a cloud platform, with cloud geoprocessing functionalities.

With support of the European Space Agency (ESA), InfoSequia is being developed and piloted to provide operational seasonal forecasts of: a) crop yield failures at the district level in Mozambique, and b) water supply failures in the Segura river basin in SE Spain.

Seasonal outlooks of drought impact support improvement of the water and food security of a region by allowing the early exploitation of groundwater reserves or unconventional water resources (desalination, reuse), the optimal water allocation of limited resources among users, or the implementation of ex-ante cash transfers or food vouchers. This research introduces the general workflow which underpins InfoSequia, how limitations due to technical barriers and data gaps are addressed, and the key performance indicators generated for both pilot cases.

How to cite: Contreras, S., G. Nobre, G., Fernández-Rodríguez, A., Khanal, S., Nolet, C., and Simons, G.: InfoSequia: Towards an operational satellite-based Drought Early Warning and Forecasting System for quantifying risks of crop and water supply by using machine learning and remote sensing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8016, https://doi.org/10.5194/egusphere-egu22-8016, 2022.

EGU22-8144 | Presentations | HS4.4

A probabilistic hydrometeorological forecasting chain for operational warning procedures in Marche Region 

Simone Gabellani, Andrea Libertino, Fabio Delogu, Giulia Ercolani, Matteo Darienzo, Francesca Sini, and Valentino Giordano

An operational hydrometeorological forecasting chain has been developed and implemented to support the civil protection activities of the Multi-risk Functional Centre of Marche Region. The chain includes a distribute hydrological model (Continuum) feed by observed meteorological variables from different sources: ground stations, weather radars and satellites (snow cover from Sentinel 2, MODIS and HSAF, and soil moisture from ASCAT). The precipitation field is obtained using a merging algorithm that fuse rain gauge data and weather radars (Modified Conditional Merging). In the forecasting configuration the chain ingests weather forecast (QPF and other meteorological variables) from different sources producing an ensemble of streamflow forecast (COSMO-LAMI 5 km, WRF 1.5 km, HRES 9 km). An interesting feature of the hydrometeorological forecasting systems on small and medium catchments is the possibility to feed the model with quantitative prediction issued by expert forecasters. They consider the meteorological uncertainty by using the output of various meteorological models combined with their knowledge of the territory, of its climatic peculiarities and on the meteorological situation to give their best quantitative estimate of expected precipitation amount and maxima. Part of the forecasting chain is an interactive tool that allows to create different scenarios to mitigate floods by acting in advance on some of the dams present in the area and used for hydropower production and water supply. Modelling upgrade, an activity of the STREAM project, was financed by the European Regional Development Fund  inside the  Interreg IT-HR programme.  In this work the performances of the forecasting chain will be presented on a set of several past events. 

 

How to cite: Gabellani, S., Libertino, A., Delogu, F., Ercolani, G., Darienzo, M., Sini, F., and Giordano, V.: A probabilistic hydrometeorological forecasting chain for operational warning procedures in Marche Region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8144, https://doi.org/10.5194/egusphere-egu22-8144, 2022.

EGU22-8184 | Presentations | HS4.4

Operational impact-based flood forecasting in data-scarce environments: the Early Warning System of the Buzi watershed in Mozambique 

Andrea Libertino, Alessandro Masoero, Maria Laura Poletti, Isac Filimone, Matteo Darienzo, Flavio Pignone, Giacomo Fagugli, Lia Romano, Agostinho Vilanculos, Lauro Rossi, and Simone Gabellani

Mozambique is one of the countries in Africa most frequently and most seriously affected by natural disasters such as floods, cyclones and droughts. In March 2019 the Cyclone Idai, one of the Southern Hemisphere’s deadliest storms, made landfall in the central part of the country, affecting about 1.7 million citizens, with devastating flooding in the central part of the country, especially in the Buzi and Pungwe river basins. Despite the existence of several studies aimed at the hydrological characterization of the area, the unexpected severity of the event undermined the local EW/EA system.

In the framework of the ECHO funded project “Building inclusive resilient communities and schools to face rapid-onset hazards in risk-prone areas in Mozambique affected by cyclone Idai, linking early warning to early action”, an operational flood forecasting system, up to real-time inundation mapping, have been implemented for the Buzi watershed (30’000 km2, in Manica and Sofala Provinces), with the aim of increasing the preparedness and response capacity to rapid onset disasters of the local and national levels of the EW/EA systems. For granting the sustainability and the maintenance of the tool, the operational chain has been implemented in co-operation with the local authorities (DNGRH) and is based on the use of open-source free software and models.

A preliminary collection of the available data has been carried out for the setup and the calibration of the CONTINUUM hydrological fully distributed model (Silvestro, 2013). Several existing studies have been considered for the development of the land data and the collection of hydrological measurements for calibration. Furthermore, the outdated level-discharge rating curves available have been reviewed and updated using an innovative approach (BayDERS, Darienzo 2021).

Stemming from the output of a long-term hydrological simulation fed with meteorological reanalysis conditioned with local rainfall data, dynamic flood scenarios have been developed for the Dombe flood prone community by setting up a hydraulic model with the Telemac-2D open system using the Copernicus DSM at 30 m resolution as topographical input. Outcomes obtained by simulating the Idai 2019 flood has been compared with satellite images, demonstrating good agreement and reliability of the implemented model. Modelled flood maps have been shared and commented with the local community in Dombe, with the dual objective of receiving feedback on map reliability and increasing flood risk awareness.

The full flood forecasting chain for the Buzi watershed has been then operationally implemented by means of the FloodPROOFS open-source modelling system (https://github.com/c-hydro), fed twice per day by deterministic and probabilistic forecasts freely provided by NOAA (GFS and GEFS). Operational forecasts are made available to DNGRH officers through the myDEWETRA.world EW platform, informing on potential flood events expected for the following 5 days, including their probability of occurrence, thus facilitating decision making in issuing early warnings and taking early action measures.

Finally, for the Dombe pilot-case the flood depth and water velocity maps are combined with the spatial distribution of the exposed assets, identified in collaboration with the community itself, resulting in real-time forecasts of the expected impacts. 

How to cite: Libertino, A., Masoero, A., Poletti, M. L., Filimone, I., Darienzo, M., Pignone, F., Fagugli, G., Romano, L., Vilanculos, A., Rossi, L., and Gabellani, S.: Operational impact-based flood forecasting in data-scarce environments: the Early Warning System of the Buzi watershed in Mozambique, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8184, https://doi.org/10.5194/egusphere-egu22-8184, 2022.

EGU22-8549 | Presentations | HS4.4

Forecasting agricultural drought using VCI and VHI across Africa 

Pedram Rowhani, Edward Salakpi, Andrew Bowell, Minh Tran, and Seb Oliver

Droughts are complex and a major threat globally as they can cause substantial damage to society, especially in regions that depend on rain-fed agriculture. It is understood that acting early based on alerts provided by early warning systems (EWS) can potentially provide substantial mitigation, reducing the financial and human cost of such hazards. Several satellite-based indicators such as the Vegetation Condition Index (VCI) or the Vegetation Health Index (VHI) are included in these EWS to monitor the agricultural and ecological droughts. In this presentation, we first present a suite a machine-learning techniques that we developed to forecast up to 12 weeks ahead these indicators at the second administrative boundaries across Kenya. Our approaches (Gaussian Process, auto-regressive distributed lag model, Hierarchical Bayesian Model) all provided skilful forecasts at various lead times. Finally, we show our Africa-wide forecasts of VCI and VHI using Gaussian Processes where we analyse whether the performance of the forecasts is influenced by season, land cover, or agro-ecological zone. Providing highly skilful forecast on vegetation condition will allow disaster risk managers act early to support vulnerable communities and limit the impact of a drought hazard.

How to cite: Rowhani, P., Salakpi, E., Bowell, A., Tran, M., and Oliver, S.: Forecasting agricultural drought using VCI and VHI across Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8549, https://doi.org/10.5194/egusphere-egu22-8549, 2022.

EGU22-9056 | Presentations | HS4.4

Impact-based Forecast and Warning Services Capacity Development 

Paul Kucera and Elizabeth Page

The COMET program has been supporting impact-based forecast and warning services (IBFWS) capacity development.  An IBFWS system has been implemented at the Barbados Meteorological Service (BMS) as part of the US National Weather Service (NWS) Weather Ready Nations (WRNs) initiative.  COMET collaborated with local partners and stakeholders including BMS, Barbados Department of Emergency Management, (DEM), and the Caribbean Institute of Meteorology and Hydrology (CIMH) in the implementation of the IBFWS framework.  The IBFWS system was implemented in six phases that included 1) identifying the hazards, impacts, risks through stakeholder workshops; 2) developing new standard operating procedures; 3) adapting software tools that integrates the IBFWS framework; 4) training of stakeholders; 5) testing and evaluation of system; and 6) the development of documentation for public outreach.  Recently, IBFWS training resources have been developed following the guidance of WMO-No. 1150: WMO Guidelines on Multi-hazard Impact-based Forecast and Warning services.  The IBFWS course includes topics on the Process for Implementing Impact-based Forecast and Warning Services, Identifying Hazards and Constructing Impacts Tables, Using Multi-hazard, Impacts-based Forecast and Warning Services, and Communicating Risk.  These online training modules include engagement simulations related to the types of decisions that need to be made in developing impact-based forecasting programs. Future work is planned to develop a full curriculum related to impact-based forecasting. The presentation will provide an overview of the IBFWS system implementation in Barbados and the associated training resources that have been developed.

How to cite: Kucera, P. and Page, E.: Impact-based Forecast and Warning Services Capacity Development, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9056, https://doi.org/10.5194/egusphere-egu22-9056, 2022.

EGU22-9832 | Presentations | HS4.4

A flood map catalogue for integration into aEuropean flood awareness system (ECFAS) 

Marine Le Gal, Tomás Fernández-Montblanc, Juan Montes Perez, Paola Emilia Souto Ceccon, Enrico Duo, Véra Gastal, Sébastien Delbour, and Paolo Ciavola

The European Coastal Flood Awareness System - ECFAS (EU H2020 GA 101004211) - project aims to deliver a proof of concept for a coastal flood awareness system as an improvement of the Copernicus Emergency Management Service. One of the project’s keystones is the generation of a flood map catalogue for European flood-prone coastlines. To obtain this product, the work started with the identification of 28 historical test cases representing the wide variety of oceanographic and morphological conditions observed along European coastlines. The inundations generated by these events were numerically reproduced to calibrate and validate the LISFLOOD-FP model that will be used to generate the catalogue. For this step, observed flood maps derived from Very High Resolution satellite images and in situ observations were used as references. In parallel, validated hindcasts of oceanographic conditions in shallow water were produced using the ANYEU-SSL model. An Extreme Value Analysis was performed on the hindcast along the European coastlines to provide: (i) local storm conditions for a set of return periods (1, 2, 5, 10 and 20 years), (ii) local total water level thresholds for triggering the awareness system. Finally, 100 km long coastal sectors were identified along the European coastline for which a 100 m resolution LISFLOOD-FP numerical model will be generated. The catalogue will collect the maps generated with the storm conditions identified from the hindcast for each flood-prone coastal sector. These flood maps will represent a set of reference flooding scenarios in case of forecasted over-threshold coastal oceanographic events triggering the awareness system. 

How to cite: Le Gal, M., Fernández-Montblanc, T., Montes Perez, J., Souto Ceccon, P. E., Duo, E., Gastal, V., Delbour, S., and Ciavola, P.: A flood map catalogue for integration into aEuropean flood awareness system (ECFAS), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9832, https://doi.org/10.5194/egusphere-egu22-9832, 2022.

EGU22-12097 | Presentations | HS4.4

InfoWas – Developing an Information System for Water Quality in the North and Baltic Seas – Forecasting Oxygen Deficiency Zones 

Alexandra Marki, Fabian Große, Simon Jandt-Scheelke, Xin Li, Fabian Schwichtenberg, Eefke van der Lee, Anju Sathyanarayanan, Lars Nerger, and Ina Lorkowski

Seasonally occurring oxygen deficiency zones (ODZs) are a regular feature in the coastal zones of the Baltic and North Seas, and their frequency has increased over the last years. The development of ODZs is favoured in areas of high primary production supported by excess nutrient loads from land, sluggish ventilation and strong salinity and/or temperature gradients. For forecasting the risk of oxygen deficiency, we redefine the oxygen deficiency index (ODI) originally developed for the North Sea by Große et al. (2016) to account for the fundamental differences between Baltic and North Seas (e.g., haline vs. thermal stratification) and to obtain a common ODI, applicable to both seas and in an operational context. The InfoWas system is based on the results from the operational physical-biogeochemical model (HBM-ERGOM) at the BSH. The model system is further coupled with the Parallel Data Assimilation Framework (PDAF) developed at the Alfred Wegener Institute (AWI). Since ODZs in coastal zones can become hazardous to organisms and can cause ecological and economic consequences for the environment, the fisheries and the tourism-industries, combining the operational InfoWas system with the revised ODI offers intuitive, short-term forecasts of the risk of oxygen deficiency on a high spatio-temporal resolution for the entire coastal zone of the North and Baltic Seas. These easily interpretable forecasts will help to quickly inform environmental agencies of potentially upcoming harmful events and to act in advance in order to diminish environmental and economic consequences.

How to cite: Marki, A., Große, F., Jandt-Scheelke, S., Li, X., Schwichtenberg, F., van der Lee, E., Sathyanarayanan, A., Nerger, L., and Lorkowski, I.: InfoWas – Developing an Information System for Water Quality in the North and Baltic Seas – Forecasting Oxygen Deficiency Zones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12097, https://doi.org/10.5194/egusphere-egu22-12097, 2022.

EGU22-12160 | Presentations | HS4.4

Insights into stakeholder perceptions of Impact -based Forecasting (IbF) and implications for operational implementation in hydrometerology 

Joanne Robbins, Emma Bee, Alison Sneddon, Irene Amuron, Elisabeth Stephens, and Sarah Brown

Impact based Forecasting (IbF) represents a shift away from traditional hazard focussed hydrometeorological forecasts and warnings (e.g. wind gusts exceeding 80mph at a location and time), towards those that communicate the risk, as a function of probability of the hazard occurring and its consequence(s) or impact on society. To achieve this shift, there is recognition that the exposure and vulnerability of society to the hazard, need to be considered in addition to hazard forecasts. The methods by which these additional variables are integrated to provide IbF outputs varies, but there has been limited research to understand why this is the case and what implications this has for operational IbF services.

To understand the variation in perceptions around IbF and the possible consequences these perceptions may have for operational implementation, this work invited practitioners, forecasters and researchers, working within the NERC and FCDO Science for Humanitarian Emergencies and Resilience (SHEAR) Programme, to provide their perspectives on a range of IbF related topics. Semi structured interviews were conducted with individuals that were selected by the project team based on their experience and expertise regarding IbF. A total of 11 interviews were held with stakeholders from the UK, South Africa, Uganda, Kenya, India, and Nepal, with representation from international institutions and NGOs, research institutes and hydrometeorological agencies.  

Our research aimed to answer the following questions: (1) Is there a shared understanding of what IbF is and means across individuals involved in its development? (2) Is there a shared perception of the challenges, barriers and opportunities associated with implementing IbF operationally? In this session, we illustrate areas of consensus and clarity, as well as areas of divergence, and knowledge gaps that could impede effective collaboration and implementation. We review the relevance of our findings for researchers and practitioners and explore how this might inform IbF activities in the future. 

How to cite: Robbins, J., Bee, E., Sneddon, A., Amuron, I., Stephens, E., and Brown, S.: Insights into stakeholder perceptions of Impact -based Forecasting (IbF) and implications for operational implementation in hydrometerology, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12160, https://doi.org/10.5194/egusphere-egu22-12160, 2022.

EGU22-12455 | Presentations | HS4.4

A regional flood impact prediction tool using machine learning to manage flood risk in real-time. A case study in New Zealand. 

Phil Mourot, Nick Lim, Bernhard Pfahringer, and Albert Bifet

Regional resilience has been identified as a key strategic priority for the Waikato Regional Council in New Zealand. Weather extremes are going to impact more our communities and what is important is how the regions can anticipate and respond to the impact of climate change. Flooding is the Waikato region’s most frequent and widespread natural hazard. The council’s priority is to prevent risks to people and property by providing flood protection and flood warnings. The local government works close to emergency services and civil defence to help people at risk. In addition to flood defences, flood impact prediction can help our communities be more resilient. This research is part of the TAIAO project (taiao.ai) that aims to develop new machine learning (ML) methods to provide a robust and fit-for-purpose tool to help New Zealand solve critical environmental problems. Over the past decade, increased research has aimed to develop new hydrological models for flood forecasting using machine learning. A data-driven approach provides the ability to deliver reliable results, especially for short-term forecasts, without the complete and complex knowledge of the physical processes usually required by a physically-based approach. Our research focuses on developing a regional real-time flood forecasting tool for emergency management that can run with low computational effort and a small number of parameters. Our target is to provide a better flood prediction with available information from the observation network. For our pilot study, we focus on the Coromandel Peninsula, a popular destination for the holidays, and where the weather is often challenging to forecast, like in New Zealand in general. We have used and compared the capability of various ML models to provide accurate results with low timing errors. To solve the problem of lagged prediction, we have developed a more holistic approach that combines hydrological state parameters and Long Short-Term Memory networks (LSTM). From these preliminary results, we demonstrate the real challenge to embed our LSTM-based model into operational procedures to predict with a lead time from 1 hour to 6 hours the severity of the impacts of heavy rainfall. The predictions are presented in a helpful way that facilitates decision-making and improves the regional flood response management.

How to cite: Mourot, P., Lim, N., Pfahringer, B., and Bifet, A.: A regional flood impact prediction tool using machine learning to manage flood risk in real-time. A case study in New Zealand., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12455, https://doi.org/10.5194/egusphere-egu22-12455, 2022.

EGU22-12766 | Presentations | HS4.4

Lessons learned from developing a multi-model hydrometeorological forecasting system 

Fredrik Wetterhall, Umberto Modigliani, Milan Dacic, and Sari Lappi

The project “South-East European Multi-Hazard Early Warning Advisory System” (SEE-MHEWS-A) is a collaborative effort to strengthen the existing early warning capacity in south-eastern Europe. The project was initiated in 2016 by the World Meteorological Organization (WMO), and has been supported by the U.S. Agency for International Development (USAID), World Bank and the European Commission and has now developed from a concept into implementation of a pilot for a multi-hazard forecasting system. The pilot consists of four limited area numerical weather prediction models which are used as forcing to three hydrological models. In the implementation phase the hydrological models are setup over small catchments, but the plan is to increase the coverage when the project moves to the operationalization phase. The pilot also consists of a nowcasting system and the output are visualized on a web-based common information platform. The project has led the countries in the region to increase sharing of observational data, knowledge and resources to create a common information platform that can potentially deliver a tailored decision support system for hydrometeorological hazards to agencies and authorities.

How to cite: Wetterhall, F., Modigliani, U., Dacic, M., and Lappi, S.: Lessons learned from developing a multi-model hydrometeorological forecasting system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12766, https://doi.org/10.5194/egusphere-egu22-12766, 2022.

EGU22-333 | Presentations | HS5.10

Assessing the use of earth bunds as Natural Flood Management features 

Jeremy Teale and Julia L.A. Knapp

Nature based solutions to urban flooding have drawn growing attention in recent years as climate change models predict a catastrophic increase to flood-risk in the UK and around the world. The lack of systematic empirical evidence to support Natural Flood Management (NFM) initiatives still presents a key barrier to the widespread implementation of NFM techniques. The disconnect between practitioners and academics in the field also remains a central issue to be addressed to improve uptake and acceptance of NFM by landowners.

Urban centres in the Wear Catchment in Northeast England are substantially affected by flooding. In this study, we assess the effectiveness of several earth bunds in creating temporary storage of flood water in the upper catchment of the Wear. For this purpose, we assess flood storage frequency and record the impacts of flood storage on bund structure. Arduino-based water sensors in each of the five bunds record the frequency of flood storage, which is related to precipitation intensity and volume. Changes in soil hydraulic conductivity and soil chemistry are also measured throughout the year to assess changes in infiltration capacity as a measure of bund stability. Finally, vegetation surveys are carried out to gain insights on soil recovery after the installation of the bunds, providing a measure of suitability for the land to be used for grazing.

Working closely with the Environment Agency and the landowner, this work aims to develop an improved understanding on the importance of the design requirements and location setting for the installations. We hypothesise that the varying build quality and placing of the bunds in relation to the stream will directly impact the regularity with which the bunds become active storage. This project adds to the evidence base of NFM in the UK and is of direct consequence to practitioners around the world seeking to improve NFM methods.

How to cite: Teale, J. and Knapp, J. L. A.: Assessing the use of earth bunds as Natural Flood Management features, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-333, https://doi.org/10.5194/egusphere-egu22-333, 2022.

EGU22-369 | Presentations | HS5.10 | Highlight

Nature-based Solutions, mangrove restoration and global coastal flood risk reductions 

Timothy Tiggeloven, Eric Mortensen, Thomas Worthington, Hans de Moel, Mark Spalding, and Philip Ward

In order to mitigate the expected increase in coastal flood risk it is critical to better understand how adaptation measures can reduce that risk, including Nature-based Solutions. We present the first global scale assessment of the (future) flood risk reduction and the benefits mangrove restoration. Unlike previous studies on Nature-based Solutions, we provide a quantitative assessment of mangrove restoration and nature contributions to people in terms of monetary flood risk reduction, people exposed to flooding, and poverty indicators. We find that mangrove restoration is an effective measure to contribute to future flood risk reduction and estimate that a large share of future flood risk may be reduced by implementing mangrove restoration. Our estimates indicate that nature-based solutions like mangrove restoration constitute promising complementary measures to other adaptation measures (e.g. structural measures). We further indicate that the benefits of mangrove restoration are unevenly distributed across the population in terms of poverty, and show that only looking into property damages and people exposed is not enough to understand the range of impacts of adaptation on population distributions. Even though this study can only be used as a first proxy analysis or indicative, it provides valuable insight into the feasibility of mangrove restoration at the global scale, and supports the need for sustainable adaptation and global assessmenst of Nature-based Solutions. Furthermore, implementing adaptation measures, such as mangrove restoration, in developing countries will contribute to the resilience of people in poverty, poverty alleviation and help tackle poverty traps.

How to cite: Tiggeloven, T., Mortensen, E., Worthington, T., de Moel, H., Spalding, M., and Ward, P.: Nature-based Solutions, mangrove restoration and global coastal flood risk reductions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-369, https://doi.org/10.5194/egusphere-egu22-369, 2022.

EGU22-1444 | Presentations | HS5.10

Large scale installation of multilayer blue-green roofs as solution for a sustainable urban water management 

Elena Cristiano, Antonio Annis, Francesco Viola, Roberto Deidda, and Fernando Nardi

The modern society is facing multiple challenges, that are reshaping urban areas: the fast population growth, with a consequent high urbanization, combined with an increase of the average temperature and an intensification of extreme rainfall events, facilitates the pluvial flood risk in cities. Several solutions have been proposed in the literature to mitigate the runoff generation from rooftops and to contribute to a sustainable water management. In this context, multilayer blue-green roofs incorporate the high retention capacity of traditional green roofs with the storage capacity that characterizes rainwater harvesting systems. Moreover, these innovative nature-based solutions present countless benefits for the creation of smart, resilient and sustainable cities, e.g., they contrast the urban heat island, reducing the surrounding air temperature, they contribute to the building thermal insulation, limiting the energy consumption, they attract multiple species of insects and small animals, increasing the biodiversity, etc. 

The potential impacts of multilayer and traditional blue-green roofs and rainwater harvesting systems on the runoff generation reduction have been investigated mostly at local scale, analysing the impact of the installation of these tools on single buildings. However, in order to estimate and to evaluate the potential benefits and limitations for a sustainable urban development, it is fundamental to simulate the potential implications of a large-scale installation of these tools on large neighbourhoods or entire cities. For these reasons, in this work we simulate the installation of multilayer blue-green roofs on all the suitable roofs of the cities of Cagliari and Perugia (Italy). Thanks to the two multilayer blue-green roofs, installed in Cagliari and Perugia as part of the EU Climate-KIC Polderroof field lab project, it was possible to calibrate an ecohydrological model to simulate the potential retention and storage capacities of these nature based solutions. The potential discharge reduction and water storage capacity at large urban scale are discussed using as input for the model long historical time series of local rainfall and temperature.

How to cite: Cristiano, E., Annis, A., Viola, F., Deidda, R., and Nardi, F.: Large scale installation of multilayer blue-green roofs as solution for a sustainable urban water management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1444, https://doi.org/10.5194/egusphere-egu22-1444, 2022.

Abstract

Green roofs received increased scientific attention with respect to climate adaptation in urban environments for their hydrological, biodiversity and insulative capacities. Yet, the thermal properties of roofs with an additional water layer underneath the vegetation substrate (blue-green roofs) are not well represented in scientific research. In this field study, we examined the impact of surface temperatures, indoor temperature and insulative properties of blue-green, green, and conventional gravel/bitumen roofs in the city of Amsterdam for early 20th century buildings. Temperature sensor (IButtons) results indicate that outside surface temperatures of blue-green roofs were more stable than for conventional roofs. For instance, for three warm periods during summer (2021) surface substrate temperatures peaked much higher for gravel roofs (+8 oC) or bitumen roofs (+18 oC) than for blue-green roofs. On top of that, during a cold period in winter average water crate layer temperatures remained 3.0 oC higher and much more stable than substrate temperatures of blue-green roofs and conventional roofs, implicating that the blue layer functions as an extra temperature buffer. The effect of lower daily variation of surface temperatures in winter and summer is also reflected by inside air temperatures. Inside temperatures showed that locations with blue-green roofs are less sensitive to outside air temperatures, as daily temperature fluctuations (standard deviations) were 0.19 and 0.23 oC lower for warm and cold periods, respectively, compared to conventional roofs. This effect seems rather small but comprises a relatively large proportion of the total daily variation of 24% and 64% of warm and cold periods respectively.

How to cite: Föllmi, D., Corpel, L., Solcerova, A., and Kluck, J.: What is the thermal effect of ‘blue’ in blue-green roofs? A quantitative case study on the insulative effects of blue-green roofs in Amsterdam, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2949, https://doi.org/10.5194/egusphere-egu22-2949, 2022.

Multi-stage constructed wetlands (CWs) are widely used for water quality improvement, especially in the treatment of wastewater. Many studies focus on their treatment efficiency under steady loading, but fewer studies consider their stability and sustainability under variable conditions. This study monitors the hydrology and water quality at the multi-stage CWs in the Hong Kong Wetland Park. Five wetland units along the flow path are examined for their long-term performance and sustainability in terms of water quality under seasonal changes, storm events, and shock loadings of pollutants. Time-series statistical analysis indicates that the multistage design well achieves stable performance. Each wetland unit has certain roles and they work together to achieve good performance. The reliability analysis shows that the CW system can largely buffer the fluctuations from most disturbances. While the resiliency analysis also shows that most water quality indicators could recover in a few days after the fluctuations. The water levels recover quickly but it was difficult to return to original water levels in multi-stage CWs. Besides, a numerical model is developed, calibrated, and utilized to predict future water quality changes. This will help evaluate measures to improve the sustainability of multi-stage CWs by simulating water quality changes under different influent concentrations and rainfall conditions. This study could provide appropriate recommendations and early warnings for wetland management and improvement.

How to cite: Jiang, L. and Chui, T. F. M.: Sustainability of a multi-stage free water surface constructed wetland in terms of water quality under changing conditions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3745, https://doi.org/10.5194/egusphere-egu22-3745, 2022.

EGU22-3941 | Presentations | HS5.10

Plasma water quality treatment for SuDS development 

Rasool Erfani, Lena Ciric, and Tohid Erfani

Sustainable drainage systems (SuDS) design and management can contribute to a healthier and greener urban development. We show how the inclusion of innovative approaches to SuDS namely the plasma engineering can lead to a more effective and less detrimental water quality treatment. The treatment method using Dielectric Barrier Discharge Plasma actuator, can be retrofitted to the current urban setting, it is cheap and provides efficient alternative for water purification and pollution treatment. We present its environmental benefits causing minimal impact to the surroundings while controlling and managing the pollution. We investigate this in both the city and catchment scale contexts.

How to cite: Erfani, R., Ciric, L., and Erfani, T.: Plasma water quality treatment for SuDS development, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3941, https://doi.org/10.5194/egusphere-egu22-3941, 2022.

Urbanisation and climate change jeopardize the health of peri-urban streams, by yielding decreased baseflow and increased peakflows. Green infrastructure can help protecting and even restoring urban streams by storing, infiltrating and losing urban runoff to evapotranspiration. However, whether green infrastructure implementation at the catchment-scale (and how much) can counter future urbanisation and climate change remains a question of interest for urban managers. We modelled the hydrology of a 20 km2 peri-urban catchment in the western suburbs of Lyon, France with the physically-based, spatially distributed hydrological model J2000P, at the hourly time step. We created 12 future urbanisation scenarios with stepwise increases of impervious cover as well as 36 climate change scenarios based on one climate projection (CNRM-CM5-ARPEGE- ALADIN63-RCP 8.5) and the observed temperature and precipitation records from the city of Orange, which is located 200 km south of Lyon in France. We applied a delta method to transform current hourly rainfall and evapotranspiration timeseries into potential future climate timeseries. We coupled these scenarios to stormwater management strategies, through the integration of a site-scale model of green infrastructure into J2000P. Five stormwater management strategies with increasing implementation of green infrastructure were tested: from ‘no green infrastructure’ to ‘all impervious areas drained into green infrastructure’. 640 scenarios coupling urbanisation, climate and stormwater management scenarios were simulated. For each simulation a range of hydrological indicators were calculated. We found that catchment-scale implementation of green infrastructure could mitigate the hydrological impacts of urbanisation. Sewer overflow were particularly sensitive to green infrastructure and urbanisation. Green infrastructure was however unable to mitigate the impact of climate change on the stream flow regime, because green infrastructure only impacted the urban parts of the catchment that accounted for less than 15% of the whole catchment. Non-urban areas (forests, pastures), which contributed very strongly to the flow regime, were impacted by climate change but not significantly by urban stormwater management strategies. These results can inform urban planners and water managers of the great potential of green infrastructure (reduction of sewer overflows, compensation for urbanisation) but also its limitations (little impacts on catchment scale induced flow peaks and droughts).

How to cite: Bonneau, J., Branger, F., and Castebrunet, H.: Can catchment scale implementation of green infrastructure protect the flow regime of an urban stream facing urbanisation and climate change ? A modelling study in Lyon, France., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3983, https://doi.org/10.5194/egusphere-egu22-3983, 2022.

EGU22-6104 | Presentations | HS5.10

Resilience to flow rate variability in a green wall for greywater treatment 

Elisa Costamagna, Bianca Raffaelli, Silvia Fiore, and Fulvio Boano

Green and blue infrastructures are an innovative solution to contrast climate changes (SDG 13 of UN 2030 Agenda) and increase cities resilience (SDG 11), using a smarter water management that transform wastewater into a new resource for non-potable reuses. Due to the lack of horizontal surfaces in urban areas, green walls are one of the most suitable nature-based solution to treat greywater (i.e. the portion of household wastewater that exclude toilet flush and kitchen sink). Green walls allow for a multidisciplinary approach, providing multiple benefits such as thermal and acoustic regulation, biodiversity preservation, decreasing heat islands effects and removing CO2, improving life quality and buildings value.

Green walls have also been proposed for treating the large amount of greywater that is daily produced (e.g. around 100 L/PE/die in Italy), an approach that also provides urban green while reducing the need of irrigation water. Following previous work on a pilot system, this study aims to improve the green walls design and test its resilience to variations in the flow rate of greywater fed to the green wall. Two panels have been built in which synthetic greywater flows by gravity along three levels of pots with different plant species. The 18 pots (arranged in a 3x3 matrix in each panel) have been filled with a mix of coconut fibre and perlite (1:1 in volume) and fed with greywater, and output water samples have been collected almost weekly from June to December 2021. The control panel has been regularly fed with 24 L/die/col (standard flow rate), the other has been fed with different flow rates (standard, underflow, overflow and maintenance) that usually changed after three weeks. Different parameters (e.g. TSS, BOD5, COD, DO, TN, TP, MBAS), have been monitored in the outflow of each pot and average performances of each level has been evaluated. Results indicate a good efficiency of the green wall in removing contaminants even when the provided flow rate is not constant.

The treatment performances increase along the columns in both panels and the first two levels guarantee a good compounds removal during standard flow and underflow rates. On the other hand, the overflow rate caused a performances decrease in the variable flow panel for many parameters, followed by a visible plant stress. However, one week of standard flow rate was sufficient to reduce the negative effects of the three- weeks-overflow. This demonstrated the resilience of the green wall facing flow variability, that can be caused by seasonal variation or system failure.

How to cite: Costamagna, E., Raffaelli, B., Fiore, S., and Boano, F.: Resilience to flow rate variability in a green wall for greywater treatment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6104, https://doi.org/10.5194/egusphere-egu22-6104, 2022.

EGU22-7432 | Presentations | HS5.10

Studies on the active use of urban forest areas as pluvial flood prevention 

Sebastian Gürke and Jürgen Jensen

In recent years, heavy rainfall events have caused significant damage in urban areas across Germany. Experiences in coping with pluvial floods show that single measures alone cannot reduce the risk, but the combination of different measures is required. Economic aspects and limited land availability in cities emphasize the demand for multifunctional and sustainable retention areas. In the ongoing research project WaldAktiv*, we investigate the integration of existing urban forest areas into municipal flood prevention. The idea is to direct parts of the surface stormwater run-off into urban forest areas for storage and infiltration to reduce flooding in built-up areas. As study area, we use the district of Siegen-Wittgenstein, which has a high vulnerability to pluvial flooding due to its low mountain range topography. At the same time, with an area share of 71%, it is the most densely forested district in Germany and thus particularly well suited to determine corresponding potentials. However, this aim and other positive synergy effects are countered by (ecological) risks, such as the possible entry of pollutants into the forest areas, which must be taken into account during the studies.

First, potential flow paths and terrain depressions are identified based on a digital elevation model using a topographic analysis. While flow paths are used to delineate the individual catchments, terrain depressions in the urban forest areas represent potential retention basins for stormwater run-off. Although many terrain depressions are found, the analyses show that they are rarely located in suitable areas, so that artificial retention basins may have to be created in certain forest areas. Using hydrological modelling, the capability of the forest soil in terms of infiltration is estimated based on various soil geodata sets. In order to model the measures and assess their effectiveness, hydrodynamic numerical modelling is performed for different rainfall scenarios. In this contribution, we will present methods and current findings of the research project.

* WaldAktiv is a research project, funded by the German Federal Ministry for the Environment, Nature Conservation, Nuclear Safety and Consumer Protection (BMUV) and the district of Siegen-Wittgenstein through the project management of Zukunft – Umwelt – Gesellschaft (ZUG) gGmbH under the grant number 67DAS179.

How to cite: Gürke, S. and Jensen, J.: Studies on the active use of urban forest areas as pluvial flood prevention, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7432, https://doi.org/10.5194/egusphere-egu22-7432, 2022.

EGU22-8387 | Presentations | HS5.10 | Highlight

Hydrologic performance of Natural Water Retention Measures: outcomes from the LIFE BEWARE project test site 

Francesco Bettella, Lucia Bortolini, Tommaso Baggio, and Vincenzo D'Agostino

The consequences of climate change are exacerbated by land-use changes, which affect the control of rainfall-runoff relations and the impact on flooding hazards. Effectively, urbanization is constantly contributing to the increase of impervious areas and reducing the time-to-peak. The effect of Natural Water Retention Measures (NWRMs) in the mitigation of these phenomena is known. Nevertheless, this kind of sustainable infrastructures are still poorly known by citizens and administrators, and consequently barely adopted in many parts of the European Countries. The LIFE BEWARE project aims to enhance hydraulic safety and spread good practices on rainwater management by promoting and facilitating the adoption of NWRMs in the Altovicentino, a highly rainy foothills area in Northern Vicenza Province (Veneto Region, Italy). In order to support the dissemination activities, some full-scale NWRMs have been realized in the area of intervention of the project. The hydrological functioning of these nature-based green infrastructures is continuously monitored thanks to the installation of devices measuring inlet and outlet runoff. The aim of this research is to present the realized NWRMs and the adopted monitoring system, and to analyze the data collected during the firsts two years. Results show that at this field-scale experiment all the monitored interventions were able to manage almost all the rainfall events occurred during these two years and the fraction of the rainfall runoff that reached the outflow was always less than 2%. Finally, the research provides insights in better understanding the behavior of NWRMs exposed to different weather and environmental conditions. This also adds some useful information at the design phase of such green infrastructure.

How to cite: Bettella, F., Bortolini, L., Baggio, T., and D'Agostino, V.: Hydrologic performance of Natural Water Retention Measures: outcomes from the LIFE BEWARE project test site, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8387, https://doi.org/10.5194/egusphere-egu22-8387, 2022.

EGU22-8783 | Presentations | HS5.10

Systemic Design Approach: A Framework for a resilient urban transition 

Stanislava Boskovic, Pepe Puchol-Salort, Vladimir Krivtsov, and Ana Mijic

Cities are open living systems, which rely on the confluence of multiple layers of infrastructure and corresponding services. The interaction among these components is made even more complex by the demands of businesses and governments, together with constraints arising from ecological and environmental considerations. Climate change-related phenomena are putting an enormous strain on cities’ infrastructure, basic services, human livelihoods, public health and well-being. In many parts of the world concerns mount in regard to the scarcity of resources and growing risk of natural disasters (heat waves, urban flooding, droughts).  The converse also holds true, cities are major contributors to climate change through greenhouse gas emissions, notwithstanding other sources of pollution. This, together with the increase in urban growth and urbanization, results in an expansion of urban hazards - including water pollution, disease spread and issues with food security. Despite these pressing issues, we are witnessing an almost paradoxical mismatch between the needs of future cities and the practices currently used in numerous urban projects. A wholesale re-thinking of existing urban design methods at systems level (Systemic Design), is therefore not only necessary, but also provides significant opportunities to explore critical aspects of Blue-Green Infrastructure (BGI) and systematic assessment of possible future scenarios of different scales (local, urban, regional…). Nature-based solutions (NBS) are at the very core of the conception and development of BGI and provide a range of ecosystem services including alleviation of flood risk, mitigation of climatic effects, increase in biodiversity and amenity values, improvements in water quality, and further, rather more intangible benefits related to the residents’ health and wellbeing.

In this work we provide a systemic design as an innovative and integrated approach, based on ecology and ecological design, which introduces the systematic context analysis (environmental, climatic, historic…).  A GIS-based mapping of the context, produced in relation to the functional purpose, can give us synthetic prospects to better understand the potential effectiveness of BGI solutions (design options) in relation to their wider ecosystem. The systemic design approach allows an examination of possible steps to reduce actual cities vulnerability and to explore the main drivers of urban development, climate change mitigation and urban resilience. In this way, the systemic design approach also supports decisions for further planning and anticipates actions for the management of the multifaceted hazards of the entire urban system.

How to cite: Boskovic, S., Puchol-Salort, P., Krivtsov, V., and Mijic, A.: Systemic Design Approach: A Framework for a resilient urban transition, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8783, https://doi.org/10.5194/egusphere-egu22-8783, 2022.

EGU22-9353 | Presentations | HS5.10 | Highlight

Assessing Physical Processes of Permeable Pavements with a Large-Scale Laboratory Model 

Giulia Mazzarotto, Matteo Camporese, and Paolo Salandin

In recent decades, due to on-going urbanization and changes in rainfall patterns, urban drainage systems are facing increasing challenges. The expansion of impermeable surfaces and the increase of both frequency and intensity of rainfall events, are responsible for the augmented peak-flows and heavily polluted stormwater volumes conveyed by combined sewer overflows to water bodies. The need of assessing these challenges to mitigate the impact on water bodies’ quality has prompted International Authorities to develop standards and scientific communities to find solutions for an effective stormwater management.

Sustainable Drainage Systems are effective at-source stormwater management solutions designed for collecting, retaining, and infiltrating direct rainfall and runoff from impervious surfaces. When properly applied in the urban drainage system, they mitigate pollution coming from wash-off of impervious surfaces and reduce both volumes and flood peaks conveyed to the drainage system.

Among others, Permeable pavements (PPs) and infiltration trenches (ITs) are two solutions that can be easily retrofitted into the urban environment. PPs reduce surface runoff allowing direct infiltration of rainfall, whereas ITs collect runoff from nearby impervious surfaces. Both can temporally store relevant amount of water which is then slowly released to deeper native soil layers. Moreover, these systems act as filters trapping solids and pollutants onto or into the filter layers. However, physical clogging related to particle accumulation on the surface or inside the porous media reduce permeability of the system decreasing infiltration rates along time. This is a crucial aspect affecting both PPs and ITs effectiveness that must be accounted in the urban environment maintenance plans.

A large-scale laboratory model is currently under development to analyze the main physical processes and to assess the efficiency starting first from the PPs. To this aim, a laboratory facility (Lora et al., 2016), built in the Laboratory of Hydraulics and Hydraulic Works of the Department of Civil, Environmental and Architectural Engineering (University of Padova), is being rearranged. The facility consists of a reinforced concrete box 6 m long x 2 m wide, and the height varies from 3.5 to 0.5 m. It is equipped with 50 openings on each lateral side for the insertion of probes (e.g. water content reflectometers - WCR) to continuously collect long term monitoring data in different positions. The end side of the facility is made of porous bricks allowing subsurface runoff to drain into a V-notch stream gauge. Another stream gauge is installed to measure exceeding surface runoff. During experiments, steady rainfall intensities ranging from 50 to 150 mm/h will be produced with a specifically designed rainfall simulator.

Suitable materials for the filter layers package will be laid for 1 m total depth assessing filtration processes through the probes in three positions along the vertical. The rainfall simulator will be rearranged to guarantee uniform rainfall distribution on the PP surface characterized by a mild slope (about 2-3%).

In the first set of experiments, the characteristics of the investigated PP will be tested in clear water condition, thus without adding suspended solids, to define the maximum infiltration capacity.

How to cite: Mazzarotto, G., Camporese, M., and Salandin, P.: Assessing Physical Processes of Permeable Pavements with a Large-Scale Laboratory Model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9353, https://doi.org/10.5194/egusphere-egu22-9353, 2022.

EGU22-9356 | Presentations | HS5.10

Modelled and observed stage-discharge relationships for cobble leaky barriers with and without pipes 

David Milledge, Adam Johnson, Tim Allott, David Brown, Donald Edokpa, Martin Evans, Salim Goudarzi, Martin Kay, Joe Rees, Emma Shuttleworth, and Tom Spencer

Flooding is costly and disruptive in the UK and worldwide. Leaky barriers (LBs), small-scale blockages to streamflow, provide multiple environmental benefits. Depending on design, and if installed in sufficient numbers, they could also play an important role in reducing downstream flooding. Leaky barrier installation is proceeding at pace, thousands of cobble dams have been installed in peat gullies across the South Pennines (UK). However, the hydraulics of LBs in general and these cobble barriers in particular is poorly understood. Here we develop a simple model coupling two classical engineering flux estimates: Darcy/Casagrande equations for matrix flow and Colebrook equation for pipe flow (where drains are installed). We test this model against observed stage and discharge measurements for four study features with and without drains to: identify stage-discharge relationships; evaluate model performance for individual features; and apply it to model chains of features of varying design (i.e., LB density, matrix permeability, and pipe diameter). We find that: 1) stage-discharge relationships for cobble dams are concave up and are generally well captured by our simple model; 2) current designs offer relatively little attenuation because they are too permeable; 3) instead, optimal designs have low matrix permeability with pass-forward pipes at their base of a diameter tuned to design flow. Based on these results we hypothesise that LBs will perform best where they are designed to have negative permeability-depth relationships (and thus convex up stage-discharge relationships) and where the form and magnitude of the relationship is optimised to accommodate peak flood discharges.  

How to cite: Milledge, D., Johnson, A., Allott, T., Brown, D., Edokpa, D., Evans, M., Goudarzi, S., Kay, M., Rees, J., Shuttleworth, E., and Spencer, T.: Modelled and observed stage-discharge relationships for cobble leaky barriers with and without pipes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9356, https://doi.org/10.5194/egusphere-egu22-9356, 2022.

EGU22-9465 | Presentations | HS5.10 | Highlight

How to choose the most relevant Nature-Based Solutions and to assess their performances? Insight from two projects implemented on the French territory. 

Pierre-Antoine Versini, Mario Al Sayah, Chloé Duffaut, and Daniel Schertzer

Nature-based Solutions are presented as relevant features to make the cities more resilient in a context of global change. By providing ecosystem services, they are considered as particularly efficient solutions to mitigate urban heat islands and floods, while preserving biodiversity. Nevertheless, despite this consensus, it is still very difficult to quantitatively assess these services. Some methodologies and tools have therefore to be developed to better understand the thermo-hydric behavior of such infrastructure in relation with biodiversity, and to assess their performances across scales.

This presentation aims to present the work carried out to solve these issues through two current projects dedicated to NBS. On the one hand, the French ANR EVNATURB project aims to develop an operational platform to assess some of the eco-system services (ie stormwater management, cooling effect, or biodiversity conservation) provided by NBS at the district scale. On the other hand, the LIFE ARTISAN project deals with the creation of a framework to promote NBS for the implementation of the national plan for adaptation to climate change (PNACC) in France by improving scientific and technical knowledge. Both aim to develop and disseminate relevant tools for project leaders (for the design, sizing, implementation and evaluation of ecosystem performance).

The presentation of the results is particularly focused on monitored pilot sites and modelling platforms developed during these projects. In addition to these scientific investigations devoted to the thermo-hydric balance, some specific literature reviews and interviews were conducted to facilitate the choice of the more efficient species to implement, and the way to arrange NBS to optimize their performances. One of the results of this work is a dedicated database related to the a priori main ecosystem functions provided by plant species, and a list of quantitative indicators relevant for an urban project (certification, labelling, compliance with local regulations, ...) and that NBS can comply. Then this presentation concludes on remaining research gaps that have be to filled on this topic.

How to cite: Versini, P.-A., Al Sayah, M., Duffaut, C., and Schertzer, D.: How to choose the most relevant Nature-Based Solutions and to assess their performances? Insight from two projects implemented on the French territory., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9465, https://doi.org/10.5194/egusphere-egu22-9465, 2022.

EGU22-9468 | Presentations | HS5.10

Development of a 3D urban canopy model for evaluating cooling effect of urban green space. 

Seokhwan Yun, Eunsub Kim, and Dongkun Lee

Urbanization is progressing around the world and the phenomenon of urban heat islands, where the temperature of cities increases compared to the surrounding areas due to climate change, is intensifying. Many strategies are being applied to alleviate urban heat islands, and one of them is urban greening. Urban green areas form shadows to block solar radiation, or change the rate of reflection and emission of heat caused by changes in surface environment. It also has the effect of reducing the surface temperature by increasing latent heat through the evapotranspiration occurring in the leaves. Representative urban greening strategies are street trees, green roof, and green wall. Since the cooling effect varies greatly depending on the weather environment, size of green space, and location, it is challenging to estimate the cooling effect that changes according to various environments. In this study, a three-dimensional urban canopy model was developed to evaluate the effects of various green space. This model, which simulates the copy transfer process between urban elements, first builds a domain consisting of squares of a certain size and calculates the view factor and the sky view factor. Next, the short-wave radiantion and the long-wave radiantion are simulated to calculate the net radiation. Finally, the net radiantion is partitioned into sensible heat, latent heat, and storage heat. This model can be used for efficient green space planning to reduce urban heat.

How to cite: Yun, S., Kim, E., and Lee, D.: Development of a 3D urban canopy model for evaluating cooling effect of urban green space., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9468, https://doi.org/10.5194/egusphere-egu22-9468, 2022.

EGU22-9488 | Presentations | HS5.10 | Highlight

In-situ evaluation of sponge-city-type sites for urban trees to tackle flooding and heat islands 

Anna Zeiser, Erwin Murer, Peter Strauss, Daniel Zimmermann, and Thomas Weninger

Trees in urban environment face plenty of problems that hamper vital and long-standing growth, which would be essential to counteract urban heat island effect. The major issue is a tremendously reduced volume of appropriate rooting space due to impervious surface and highly condensed underground in the immediate surrounding. Sponge city substrate based on the model of Stockholm promises to provide conditions suitable for root growth even underneath sealed surfaces. This innovative type of substructure construction method consists of unconsolidated fine substrate flushed into the voids of edged stones that serve as load-bearing structure. If well-designed in a function-oriented manner, the volume of sponge city substrate is able to serve as an underground retention basin saving soil water for transpiration and enabling excess water to infiltrate further into the groundwater. To support the creation of such highly functional substrate-pore systems, knowledge about the effects of different materials and methods on the hydrological functions is needed.

In Austria several projects using sponge city for urban tree planting have been implemented in recent years in various cities and municipalities. In order to increase the understanding of the system in hydrological, soil physical and implementational terms and to enable improvements and identification of reasons for malfunction, research is performed at laboratory, lysimeter and field scale. The latest monitoring project has been built in a small street in Graz, where both sides next to the street have been excavated and rebuilt with sponge city substrate. Two different substrate types have been used and 9 trees have been newly planted. The closest monitored part consists of about 100 m³ sponge city substrate, 4 trees and various types of surface design and usage including parking space, perennial plantings and a seepage basin with topsoil passage for purification of street water. Sensors measuring matric potential, volumetric water content, electrical conductivity, soil temperature, sap flow and water inflow from roof and street deliver the basic data to calculate the full water balance within this area and set up a water balance model offering the opportunity to assess the impact and potentialities of sponge city substrate in various temporal and spatial scenarios.

Coupling data from sponge city lysimeters, laboratory experiments and other field monitoring sites an estimation of ecosystem services accomplished by this innovative construction type will be attempted. Focus will be put on retention behaviour for heavy rainfall, plant water availability as well as tree vitality, growth and transpiration.

How to cite: Zeiser, A., Murer, E., Strauss, P., Zimmermann, D., and Weninger, T.: In-situ evaluation of sponge-city-type sites for urban trees to tackle flooding and heat islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9488, https://doi.org/10.5194/egusphere-egu22-9488, 2022.

EGU22-9977 | Presentations | HS5.10

Evaluation of Snow Management using Green Infrastructure in Subarctic Climate 

Emelie Hedlund Nilsson, Ico Broekhuizen, Tone Merete Muthanna, and Maria Viklander

In subarctic regions, a significant part of annual precipitation occurs as snow. This creates challenges since (a) the occurrence of rain on snow during melting season might increase runoff peak flow and cause flooding in urban areas and (b) snow needs to be removed from roofs and streets. Current snow management practice includes removal of snow to large deposits outside of cities. Downsides of this approach are the carbon footprint and air pollution caused by transport and the release of untreated polluted melt water to nearby water bodies. One strategy to reduce transport and increase treatment of meltwater could be to integrate snow deposits with existing green infrastructure that manages stormwater within the urban environment, i.e. multifunctional areas.

When studying the potential performance of multifunctional areas with respect to snow management it is important to consider the flood risk that comes with increased snowmelt and rain on snow. Prior studies have evaluated the combined effect of frozen soils, snowmelt and rainfall during the melting season on runoff from urban catchments, but there are no similar studies on facility scale. Hydrological models can be used to investigate these factors and the snow deposit potential, without risking flooding. It is, however, unclear to what extent current urban hydrological models are suited to this purpose. This study aims to explore how hydrological models can be used to predict snow deposition volumes in multifunctional areas and the effect on runoff.

This study used EPA SWMM because it is a commonly used urban hydrological model with a relatively advanced snow management module. The modelled facility was a grassed swale in Luleå, Northern Sweden, receiving runoff from a 60 ha catchment with commercial and light industrial land use.  The swale was separated into 6 identical parts to test different scenarios for the amount and distribution of snow deposited in the swale. The long-term performance of the swale with regard to stormwater quantity was investigated with historical rain and temperature data. Runoff from the catchment to the swales was calibrated based on observed data from late spring 2021.

Hydrological models as a support tool for snow management using green infrastructure shows promising results. Using the model, it was possible to evaluate the effect of snow volume and placement within the swale. Such information can be of great use when designing green infrastructure and snow management strategies. However, SWMM has some limitations in this regard. For example, pollutants such as sediments (gravel, sand and micro plastics) affect the properties and melting behavior of urban snow and the release of pollutants, yet these factors are not represented in SWMM. Differences in the actual melt rate will affect the total volume of snow that can be deposited in the swale, hence this topic requires further research.

How to cite: Hedlund Nilsson, E., Broekhuizen, I., Muthanna, T. M., and Viklander, M.: Evaluation of Snow Management using Green Infrastructure in Subarctic Climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9977, https://doi.org/10.5194/egusphere-egu22-9977, 2022.

EGU22-10925 | Presentations | HS5.10

Pedestrian Level Greenery Perception quantification 

Marie Meulen and Maider Llaguno-Munitxa

The implementation of Nature-based Solutions (NbS) has become a priority in many cities. The benefits of urban demineralization or ‘greening’ initiatives are manifold and range from the mitigation of the urban heat island effect, reduction of flooding risk, to improvements in the outdoor environmental quality. The positive impact on pedestrian level well-being and comfort is also to be taken into account from not only an environmental, but also a visual perspective, given the psychological benefits induced by the attractiveness to nature, and enhanced walkability of streets and squares.

Today, the green infrastructure (GI) evaluation methods utilized in urban planning processes focus on the quantification of the total greenery ratio making use of remote sensing technologies, or often incomplete geospatial databases. The Normalized difference Vegetation Index (NDVI) deduced from aerial imagery, however, does not match the green infrastructure perception at the pedestrian level. From the geospatial databases, on the other hand, tree location and park areas can be retrieved, however these datasets only provide a partial and oversimplified description of the GI. Strategies for the implementation of range in scale and type. Aside from the diverse tree species, cities are populated by diverse grass fields, bushes, and green walls amongst others. Based on the type and distribution of each GI, the impact on the pedestrian level well-being is different. Thus, the quantification of green infrastructure requires the identification of the distinct GI and their distribution evaluated from a pedestrian perspective.  

Our research investigates a novel methodology to quantify the perception of GI from the pedestrian perspective.  We propose to combine NDVI index metrics computed from high-resolution satellite images, with green view index metrics. Making use of a 360° six-lens camera, videos have been collected for 12 different squares selected based on their varied GI ratios and located in the neighborhoods of Saint Gilles and Molenbeek in the city of Brussels. Through Light Detection and Ranging (LiDAR) scanning technologies, point clouds have also been collected for these sites. Once the remote sensing datasets, video recordings, and scans were completed, through geospatial processing and semantic classification, the distinct GI types and ratios were quantified. Our research methodology enables a comparison between remote sensing, geospatial analysis, and first-person quantification of GI computation, and addresses the need of high-res urban environmental analysis for the development of an accurate GI infrastructural evaluation.

How to cite: Meulen, M. and Llaguno-Munitxa, M.: Pedestrian Level Greenery Perception quantification, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10925, https://doi.org/10.5194/egusphere-egu22-10925, 2022.

EGU22-13180 | Presentations | HS5.10

Enhancing Kathmandu’s Urban Design Through Implementation of Green Infrastructures 

Rupesh Shrestha, Robert Jüpner, and Thomas Thaler

Urban areas provide a range of benefits to sustain human livelihood and contribute to human well-being through urban ecosystem services. Open spaces in core urban areas of Kathmandu valley in Nepal carries multiple advantages of stimulating social cohesion, offers safe area immediately after a crisis induced by natural hazards, contributes in environmental improvement and mitigates urban flooding. In most urban areas of Nepal, unplanned urbanization has resulted in alteration of landscapes from permeable vegetated surfaces to a series of impervious interconnected surfaces resulting in large quantities of stormwater runoff, requiring wider implementation of water sensitive urban design. After 2015 Gorkha earthquake, several blue-green infrastructure projects are implemented by local governments inside Kathmandu valley in open spaces. This paper presents application examples of green infrastructure projects and through case studies provides a framework for optimization of green infrastructure systems in Nepal. The paper also provides a practitioners perspective on the current state of knowledge, highlights technical challenges in green infrastructure implementation in Kathmandu and points out recommendations to overcome them.

How to cite: Shrestha, R., Jüpner, R., and Thaler, T.: Enhancing Kathmandu’s Urban Design Through Implementation of Green Infrastructures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13180, https://doi.org/10.5194/egusphere-egu22-13180, 2022.

EGU22-13418 | Presentations | HS5.10 | Highlight

Stratified hydraulic conductivity testing of green infrastructure: A lysimeter bioretention cell study 

Daniel Green, Alethea Goddard, and Ross Stirling

Bioretention cells, also referred to as ‘rain gardens’, are Green Infrastructure features with a functional role of managing urban flood risk and relieving pressure on traditional grey infrastructure systems. These Sustainable Drainage Systems (SuDS) rely on the use of soil and vegetation to attenuate and discharge stormwater via infiltration into the ground or via underground outlets into sewer networks whilst filtering pollutants in urban runoff and providing value to public space. Soil makes up a large proportion of these systems and plays a key role in providing the storage capacity for retaining stormwater and determining outflow discharges. This role is typically characterised using laboratory or in-field surface assessments of saturated hydraulic conductivity (Ksat), which provide an empirical assessment of SuDS performance. Guidance suggests that SuDS substrates should have a Ksat that ensures that systems are able to collect and store runoff to provide water retention without becoming waterlogged before the next rainfall event. However, in-field evaluations are rarely conducted due to cost and testing rarely identifies variation with depth through the soil profile.

This paper presents in-field Ksat testing from four-purpose built, vegetated bioretention cell lysimeters at the UKCRIC National Green Infrastructure Facility, Newcastle-upon-Tyne, UK, commissioned as part of the Engineering and Physical Sciences Research Council (EPSRC) project ‘Urban Green Design and Modelling of SuDS’ (EP/S005536/1). Ksat was measured using a Soil Moisture Equipment Corporation Guelph Constant Head Field Permeameter to obtain stratified Ksat values throughout the 750 mm deep soil profile of the lysimeters. Ksat was assessed in the context of four different vegetation treatments, including an unvegetated control lysimeter, an amenity grass covered lysimeter and two mono-cropped lysimeters planted with Iris sibirica and Deschampsia cespitosa.

Results show that Ksat values are systematically variable through the soil column and are a function of confining pressure with soil depth and wash through processes. Trends in porosity with soil depth are shown to be comparable across all lysimeter planting styles with some subtle differences associated with vegetation planting. All lysimeters feature higher Ksat values at the near-surface (ranging from 160.2 – 648.0 mm/hr at 0 – 100 mm depth), thought to be due to weathering and wash-through processes associated with near-surface soil strata being exposed to prevalent weather conditions. Where larger vegetation is present, higher Ksat values are recorded, reflecting the presence of root-derived preferential flow pathways. The depth of elevated near-surface Ksat values reflects the rooting depth and structure of the plant species studied.

The use of a single Ksat value does not adequately capture the spatially variable hydraulic properties of bioretention systems. The results presented herein also have implications for SuDS design and maintenance, suggesting that the hydraulic properties of these systems may change through time. Consequently, SuDS scheme planners and developers should conduct multiple assessments of Ksat through the soil profile to provide robust empirically-based model parameter values to ensure that systems are fit for purpose.

How to cite: Green, D., Goddard, A., and Stirling, R.: Stratified hydraulic conductivity testing of green infrastructure: A lysimeter bioretention cell study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13418, https://doi.org/10.5194/egusphere-egu22-13418, 2022.

EGU22-147 | Presentations | AS1.3

Study of Deep Convection with Presence of Overshooting Tops During RELAMPAGO Campaign 

Inés Cecilia Simone, Paola Salio, Juan Ruiz, and Luciano Vidal

Thunderstorms in southeastern South America (SESA) often reach extreme intensity, duration, and vertical extension. Diverse techniques have been proposed to identify severe storm signatures in satellite images, such as overshooting tops (OTs). Previous studies have shown a large correlation between OTs and the occurrence of severe weather such as large hail, damaging winds, and tornadoes. In particular, in SESA, deep convection systems initiation is sometimes related to elevated topography such as Sierras de Córdoba and the Andes mountain range. These unique meteorological and geographical conditions motivated the RELAMPAGO-CACTI field campaign, which was conducted to study the storms in this region.

This study aims to characterize the occurrence of OTs in SESA through their spatial distribution as well as their diurnal and seasonal cycles.  An OT analysis is presented using an OT detection algorithm (known as OT-DET) applied to GOES16 satellite data from October 2018 to March 2019. OT-DET sensitivity is evaluated considering two alternatives of tropopause temperature determination and different cloud anvil temperature thresholds. OT-DET is validated against an OT occurrence database generated through an expert detection of OTs using GOES16 visible and IR images. The results of this validation as well as the OT characterization will be described at the conference. 

How to cite: Simone, I. C., Salio, P., Ruiz, J., and Vidal, L.: Study of Deep Convection with Presence of Overshooting Tops During RELAMPAGO Campaign, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-147, https://doi.org/10.5194/egusphere-egu22-147, 2022.

EGU22-317 | Presentations | AS1.3

Identification of ZDR columns for early detection of severe convection in southern England 

Chun Hay Brian Lo, Thorwald H. M. Stein, Chris D. Westbrook, Robert W. Scovell, Timothy Darlington, and Humphrey W. Lean

Various studies in the UK, Great Plains and Southeastern USA have highlighted the presence of certain radar signatures prior to the onset of or during severe convection. One type of such radar signature is a differential reflectivity (ZDR) column, which is defined as a vertical columnar region of enhanced ZDR that extends above the freezing level. Several field campaigns synthesising radar and in-situ measurements confirmed that such columns contain large supercooled millimetre-sized droplets lofted into convective storms and are in, or near strong updrafts. Recent work using a single research radar in Oklahoma also exploited the usefulness of detecting ZDR columns for informing nowcasters of severe convection.

The goal of this study is to identify potential severe convective events in the UK mostly for cases over the summer season using polarimetric radar measurements. The UK Met Office has fully upgraded all 18 C-band radars since January 2018 with full dual-polarisation operational capability. From this network, we derive a 3D radar composite, which provides large coverage on the order of 1000 km for monitoring potentially hazardous weather. Environmental conditions are also investigated prior to and during the onset of convection to understand the effectiveness in ZDR columns as precursors of severe convection depending on synoptic regime.

Using past cases, we track storm cells using maximum reflectivity in the column and identify whether the cells contain ZDR columns, where a ZDR column is identified based on a 3D volume thresholded by reflectivity (ZH) and ZDR. For nowcasting of severe storms, with ZH > 50 dBZ, we find optimal ZH and ZDR thresholds of around 30 dBZ and 2.0 dB respectively existing within ZDR columns. This agrees with past literature and physical understanding indicating a low concentration of large super-cooled water droplets within ZDR columns explained by condensation-coalescence processes, especially during early stages of convective development. In contrast, other works may show ZDR columns associated with areas of high ZH, suggesting detection of such columns in more mature stages of a storm. Algorithm performance in identifying ZDR columns for early detection of severe convection and its optimal parameters vary with synoptic regime.

How to cite: Lo, C. H. B., Stein, T. H. M., Westbrook, C. D., Scovell, R. W., Darlington, T., and Lean, H. W.: Identification of ZDR columns for early detection of severe convection in southern England, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-317, https://doi.org/10.5194/egusphere-egu22-317, 2022.

EGU22-742 | Presentations | AS1.3

Ensemble forecast of the Madden Julian Oscillation using a stochastic weather generator based on analogs of  Z500 

Meriem Krouma, Pascal Yiou, and Riccardo Silini

Skillful forecast of the Madden Julian Oscillation (MJO) has an important scientific interest because the MJO represents one of the most important sources of  sub-seasonal predictability. Proxies of the MJO can be derived from the first principal components of wind speed and outgoing longwave radiation (OLR) in the Tropics (RMM1 and RMM2). The challenge is to forecast these two indices. This study aims at providing ensemble forecasts MJO indices  from analogs of the atmospheric circulation, mainly the geopotential at 500 hPa (Z500) by using a stochastic weather generator. We generate an ensemble of 100 members for the amplitude and the RMMs for sub-seasonal lead times (from 2 to 4 weeks). Then we evaluate the skill of the ensemble forecast and the ensemble mean using respectively probabilistic and deterministic skill scores. We found that a reasonable forecast could reach 40 days for the different seasons. We compared our SWG forecast with other forecasts of the MJO.

How to cite: Krouma, M., Yiou, P., and Silini, R.: Ensemble forecast of the Madden Julian Oscillation using a stochastic weather generator based on analogs of  Z500, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-742, https://doi.org/10.5194/egusphere-egu22-742, 2022.

In front of determinism limitations, ensemble forecasting provides competitive advantage assessing uncertainty and helping weather information users in decision-making. Analog ensemble method (AnEn) is one of the most intuitive and computationally cheap ensemble methods that leverages a single deterministic model integration to produce probabilistic information. This method builds an ensemble forecast from a set of past observations of the target variable, neatly selected from a historical training dataset. For a given location, the most similar past forecasts to the current prediction are identified and the associated  past observations are nominated  as members of the analog ensemble forecast. However, The  AnEn forecasting quality is tightly affected by the process of skillful analogs selection in the training data which depends on predictor’s weighting among other factors. This work presents a new weighting strategy based on machine learning techniques (XGBoost, Random Forest and Linear regression) and assesses the impact of its application on the AnEn performance  for 10m wind speed  and 2m temperature forecasting over 13 Moroccan airports in the short term forecasting framework (24 hours). To achieve this, hourly forecasts from the operational mesoscale AROME model and the verifying observations covering 5 year period (2016-2020) are used.  The predictors include 2m temperature, 2m relative humidity, 10m wind speed and direction, mean sea level pressure and surface pressure,  meridonal and zonal components of 10m wind. The basic configuration of Delle Monache et al. (2013) -DM13- where all the predictor’s weights are equal to one is used here as a benchmark. The best weights are computed independently from one airport to another. Since the proposed predictor-weighting strategies can accomplish both the selection of relevant predictors as well as finding their optimal weights, and hence preserve physical meaning and correlations of the used weather variables, the AnEn performances are improved by up to 50 % for bias and by 30% for RMSE for most airports. This improvement varies as function of lead-times and seasons compared to AROME and DM13’s configuration. Results show also that AnEn performance is geographically dependent where a slight worsening is found for some airports.

 

Keywords : Analog Ensemble,  Machine Learning, Predictors Weighting Strategies, 2m Temperature, 10m Wind Speed, XGBoost, Linear Regression, Random Forest, Ensemble Forecasting.

How to cite: Alaoui, B., Bari, D., and Ghabbar, Y.: New AI based weighting strategy for 2m temperature and 10m wind speed forecasting over Moroccan airports  using the analog ensemble method., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2450, https://doi.org/10.5194/egusphere-egu22-2450, 2022.

EGU22-2471 | Presentations | AS1.3

Characterization and warnings for mountain waves using HARMONIE-AROME 

Javier Díaz Fernández, Pedro Bolgiani, Daniel Santos Muñoz, Mariano Sastre, Francisco Valero, Jose Ignacio Farrán, Juan Jesús González Alemán, and María Luisa Martín Pérez

Mountain lee waves are a kind of gravity waves often associated with adverse weather phenomena, such as turbulence that can affect the aviation safety. Not surprisingly, turbulence events have been related with numerous aircraft accidents reports. In this work, several mountain lee wave events in the vicinity of the Adolfo Suarez Madrid-Barajas airport (Spain) are simulated and analyzed using HARMONIE-AROME, the high-resolution numerical model linked to the international research program ACCORD-HIRLAM. Brightness temperature from the Meteosat Second Generation (MSG-SEVIRI) has been selected as observational variable to validate the HARMONIE-AROME simulations of cloudiness associated with mountain lee wave events. Subsequently, a characterization of the atmospheric variables related with the mountain lee wave formation (wind direction and speed, static stability and liquid water content) has been carried out in several grid points placed in the windward, leeward and over the summits of the mountain range close to the airport. The characterization results are used to develop a decision tree to provide a warning method to alert both mountain lee wave events and associated lenticular clouds. Both HARMONIE-AROME brightness temperature simulations and the warnings associated with mountain lee wave events were satisfactory validated using satellite observations, obtaining a probability of detection and percent correct above 60% and 70%, respectively.  

How to cite: Díaz Fernández, J., Bolgiani, P., Santos Muñoz, D., Sastre, M., Valero, F., Farrán, J. I., González Alemán, J. J., and Martín Pérez, M. L.: Characterization and warnings for mountain waves using HARMONIE-AROME, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2471, https://doi.org/10.5194/egusphere-egu22-2471, 2022.

EGU22-7026 | Presentations | AS1.3

Scale-dependent blending of ensemble rainfall nowcasts with NWP in the open-source pySTEPS library 

Ruben Imhoff, Lesley De Cruz, Wout Dewettinck, Carlos Velasco-Forero, Daniele Nerini, Edouard Goudenhoofdt, Claudia Brauer, Klaas-Jan van Heeringen, Remko Uijlenhoet, and Albrecht Weerts

Radar rainfall nowcasting, an observation-based rainfall forecasting technique that statistically extrapolates current observations into the future, is increasingly used for short-term forecasting (<6 hours ahead). These first hours ahead are a key time scale for e.g. (flash) flood warnings and they are generally not sufficiently well captured by the rainfall forecasts of numerical weather prediction (NWP) models.

A recent development in nowcasting is the transition to more community-driven, open-source models. The Python library pySTEPS is an example of this. One of its main features is an efficient Python implementation of the probabilistic nowcasting scheme STEPS. pySTEPS generates an ensemble of rainfall forecasts by perturbing a deterministic extrapolation nowcast with spatially and temporally correlated stochastic noise. It considers the dynamical scaling of the rainfall predictability by decomposing the rainfall fields into a multiplicative cascade and applies different stochastic perturbations for each scale. This results in large-scale features that evolve more slowly than the small-scale features.

Despite pySTEPS' representation of the uncertainty associated with growth and decay of rainfall in the first 1-2 hours of the nowcast, it quickly loses skill after 2 hours, or even less for convective rainfall events or small radar domains. To extend the skillful lead time to the desired time scale of 6 hours or more, a blending with NWP rainfall forecasts is necessary. We have implemented an adaptive scale-dependent blending in pySTEPS based on earlier work in the STEPS scheme. In this blending implementation, the blending of the extrapolation nowcast, NWP and noise components is performed level-by-level, which means that the blending weights vary per cascade level. These scale-dependent blending weights are computed from the recent skill of the forecast components, and converge to a climatological value, which is computed from a 1-month rolling window and can be adjusted to the (operational) needs of the user. To constrain the (dis)appearance of rain in the ensemble members to regions around the rainy areas, we have developed a Lagrangian blended probability matching scheme and incremental masking strategy.

We present a validation of the blending approach in a hydrometeorological testbed using Belgian radar and NWP data for the Belgian and Dutch catchments Dommel, Geul and Vesdre. We compare the resulting ensemble rainfall and discharge forecasts of the blending implementation with ensemble nowcasts from pySTEPS, ALARO (NWP) forecasts and a linear blending strategy.

How to cite: Imhoff, R., De Cruz, L., Dewettinck, W., Velasco-Forero, C., Nerini, D., Goudenhoofdt, E., Brauer, C., van Heeringen, K.-J., Uijlenhoet, R., and Weerts, A.: Scale-dependent blending of ensemble rainfall nowcasts with NWP in the open-source pySTEPS library, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7026, https://doi.org/10.5194/egusphere-egu22-7026, 2022.

Ensemble forecasts are calculated to give insight into the range of possible future outcomes and potential risks, but it is challenging for operational forecasters to deal with large ensemble data sets and to distil pertinent information from them, especially during high-impact events where forecasts and warnings must be issued and updated quickly with a high degree of accuracy and consistency.  Therefore, it is important to streamline this process by reducing the amount of data an operational forecaster must digest while still maintaining the necessary accuracy.  To do this, a novel clustering technique has been developed for use on ensemble forecasts to extract likely scenarios in real-time.  This technique uses k-medoids clustering and the spatial separation between frontal regions in ensemble members to group similar members together.  Frontal regions are often associated with heavy rain and strong winds, common high-impact events in the UK.  A single representative member is then extracted from each cluster to present to the forecaster as a potential weather scenario.  The method is illustrated with the UK Met Office operation ensemble forecasting system, MOGREPS-G.

How to cite: Boykin, K.: Extracting likely scenarios from high resolution ensemble forecasts in real-time, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7391, https://doi.org/10.5194/egusphere-egu22-7391, 2022.

EGU22-10595 | Presentations | AS1.3

Evaluation of radar rainfall nowcasting techniques to forecast synthetic storms of different processes 

Ahmed Abdelhalim, Miguel Rico-Ramirez, and Dawei Han

Early hydrological hazard warning demands precise weather forecasts to accurately predict the timing and the location of intense precipitation events which can cause severe floods/landslides and present risks to urban and natural environments. Extrapolation of precipitation by radar rainfall products at high space and time scales with short lead times outperforms forecasts of numerical weather prediction. Therefore, developing and improving of rainfall nowcasts systems are essential. Rainfall nowcasting is the process of forecasting precipitation field movement and evolution at high spatial and temporal resolutions with short lead times(<6h) in which the advection of the precipitation fields is estimated by extrapolating real-time remotely sensed observations. Radar rainfall nowcasting is increasingly applied because of the high potential of radar products in short-term rainfall forecasting due to their high spatiotemporal resolutions (typically, 1 km and 5 min). It consists of two procedures in tracking precipitation features to calculate the velocity from a series of consecutive radar images and propagating the most recent precipitation observation into the future using the obtained velocity. Optical flow represents one of the most used methods for tracking the motion fields from consecutive images. Deep learning techniques are those machine learning methods that utilise deep artificial neural networks. Deep learning has become one of the most popular and rapidly spreading methods in different scientific disciplines including water-related research. Deep learning applications in radar-based precipitation nowcasting is still in its early stage with many knowledge gaps and their full potential in rainfall nowcasting requires more investigation. This work evaluates the performance of a deep convolutional neural network (called rainnet) and three optical flow algorithms (called Rainymotion Sparse, Rainymotion Dense, Rainymotion DenseRotation) compared with Eulerian Persistence to assess their predictive skills in nowcasting. Synthetic precipitation scenarios have been created with different motion fields (linear and rotational motions), velocities, intensities, sizes, and locations. The models have been evaluated to forecast different precipitation processes that contribute mainly to model errors such as constant and accelerated linear and rotational motions, growth and decay in both size and intensity. Different verification metrics have been used to evaluate the skill of the forecasts.

 

Keywords: radar rainfall nowcasting; deep learning; optical flow; extrapolation; rainnet; rainymotion

How to cite: Abdelhalim, A., Rico-Ramirez, M., and Han, D.: Evaluation of radar rainfall nowcasting techniques to forecast synthetic storms of different processes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10595, https://doi.org/10.5194/egusphere-egu22-10595, 2022.

EGU22-11143 | Presentations | AS1.3

Predicting Rainfall using Data-Driven Time Series Approaches 

Faisal Baig, Mohsen Sherif, Luqman Ali, Wasif Khan, and Muhammad Abrar Faiz

Rainfall plays a significant role in agricultural farming and is considered one of the major natural sources for all living things.  The increase in greenhouse emissions and change in climatic conditions have an adverse effect on the rainfall patterns. Therefore, it becomes crucial to analyze the changing patterns and to forecast rainfall  to mitigate natural disasters that could be caused by the unexpected heavy rainfalls. This paper aims to compare the performance of seven states of the art time series models namely Moving Average(MA), Naïve Forecast(NF), Simple Exponential(SE), Holt’s Linear(HL), Holt’s Linear Additive(HLA), Autoregressive Integrated Moving Average(ARIMA), Seasonal Autoregressive Integrated Moving Average(SARIMA) for the prediction of rainfall. The historical monthly rainfall data from six different stations in United Arab Emirates (UAE) was obtained to assess the performance of seven techniques. Experimental results show that ARIMA outperforms all the prediction models with a mean square error (RMSE) of 9.49 followed by Holt’s Linear model with an RMSE value of 9.91. The performance of all the models is comparable and shows promising performance in rainfall prediction. This also shows the ability of these models to predict the rainfall in arid regions like the UAE

How to cite: Baig, F., Sherif, M., Ali, L., Khan, W., and Faiz, M. A.: Predicting Rainfall using Data-Driven Time Series Approaches, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11143, https://doi.org/10.5194/egusphere-egu22-11143, 2022.

EGU22-11240 | Presentations | AS1.3

High-frequency ensemble wind speed forecasting using deep learning 

Irene Schicker, Petrina Papazek, and Rosmarie DeWit

In this study, we present a deep learning-based method to provide seamless high-frequency wind speed forecasts for up to 30 hours ahead. For each selected site, our method generates an ensemble forecast with an update frequency of 10 to 15 minutes(depending on the observation site’s update-frequency). The main objective in this machine learning based post-processing method is to optimally exploit highly resolved NWP models and particularly utilize their multi-level meteorological parameters to integrate the three-dimensionality of weather processes. Further key objectives of this research are to consider different spatial and temporal resolutions and different topographic characteristics of the selected sites. We evaluate the best praxis for efficiently post-processing both the 10-meter wind speed at selected Austrian meteorological observation sites and wind speed on hub height of wind turbines in wind farms.

The method is based on an artificial neural network (ANN), particularly a long-short-term-memory (LSTM) adopted to process several differently structured inputs simultaneously (i.e., different gridded inputs along with observed time-series) and generate ensemble output. An LSTM layer models recurrent steps in the ANN and is, thus, useful for time-series, such as meteorological observations.

Our ensemble forecast method is evaluated for a case study in 2021 using several years of training, including extreme weather event for the selection of sites. The utilized data includes the meteorological observations, gridded nowcasting data as well as NWP data from ECMWF IFS and AROME at several pressure/altitude levels. Hourly runs for 12 test locations (selected TAWES sites covering different topographic situations in Austria) and two wind turbine sites in different seasons are conducted. The obtained results indicate that the model succeeds in learning from inputs while remaining computationally efficient. In most cases the ANN method yields high forecast-skills and is compared to available methods such as the raw NWP model output, climatology, and persistence.

How to cite: Schicker, I., Papazek, P., and DeWit, R.: High-frequency ensemble wind speed forecasting using deep learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11240, https://doi.org/10.5194/egusphere-egu22-11240, 2022.

EGU22-12086 | Presentations | AS1.3 | Highlight

GAN-based video prediction model for precipitation nowcasting 

Yan Ji, Bing Gong, Michael Langguth, Amirpasha Mozaffari, Karim Mache, Martin Schultz, and Xiefei Zhi

Detecting and predicting heavy precipitation for the next few hours is of great importance in weather related decision-making and early warning systems. Although great progress has been achieved in convective-permitting numerical weather prediction (NWP) over the past decades, video prediction models based on deep neural networks have become increasingly popular over the last years for precipitation nowcasting where NWP models fail to capture the quickly varying precipitation patterns. However, previous video prediction studies for precipitation nowcasting showed that heavy precipitation events are barely captured. This has been attributed to the optimization on pixel-wise losses which fail to properly handle the inherent uncertainty.  Hence, we present a novel video prediction model, named CLGAN, embedding the adversarial loss is proposed in this study which aims to generate improved heavy precipitation nowcasting. The model applies a Generative Adversarial Network (GAN) as the backbone. Its generator is a u-shaped encoder decoder network (U-Net) equipped with recurrent LSTM cells and its discriminator constitutes a fully connected network with 3-D convolutional layers. The Eulerian persistence, an optical flow model DenseRotation and an advanced video prediction model PredRNN-v2 serve as baseline methods for comparison. The models performance are evaluated in terms of application-specific scores including root mean square error (RMSE), critical success index (CSI), fractions skill score (FSS) and the method of object-based diagnostic evaluation (MODE). Our model CLGAN is superior to the baseline models for dichotomous events, i.e. the CSI, with a threshold of heavy precipitation (8mm/h), is significantly higher, thus revealing improvements in accurately capturing heavy precipitation events. Besides, CLGAN outperforms in terms of spatial scores such as FSS and MODE. We conclude that the predictions of our CLGAN architecture match the stochastic properties of ground truth precipitation events better than those of previous video prediction methods. The results encourage the applications of GAN-based video prediction architectures for extreme precipitation forecasting.

How to cite: Ji, Y., Gong, B., Langguth, M., Mozaffari, A., Mache, K., Schultz, M., and Zhi, X.: GAN-based video prediction model for precipitation nowcasting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12086, https://doi.org/10.5194/egusphere-egu22-12086, 2022.

EGU22-12252 | Presentations | AS1.3

Stochastic downscaling of the 2m temperature with a generative adversarial network (GAN) 

Michael Langguth, Bing Gong, Yan Ji, Mozaffari Amirpasha, Karim Mache, and Martin G. Schultz

Inspired by the success of superresolution applications in computer vision, deep neural networks have recently been recognized as an appealing approach for statistical downscaling of meteorological fields. While further increasing the resolution of numerical weather prediction models is computationally very expensive, statistical downscaling models can accomplish this task much cheaper once they have been trained.

In this study, we apply a generative adversarial network (GAN) to downscale the 2m temperature over Central Europe where complex terrain introduces a high degree of spatial variability. GANs are considered superior to purely convolutional networks since the model is encouraged to generate data whose statistical properties are similar to real data. Here, the generator consists of an u-shaped encoder decoder network which is capable of extracting features on various spatial scales. As a quasi-realistic test suite, we map data from the ERA5 reanalysis dataset onto a 0.1°-grid with the help of short-range forecasts from the Integrated Forecasting System (IFS) model. To increase the complexity of the downscaling task, the ERA5 reanalysis data is coarsened beforehand onto a 0.8°-grid, thus increasing the downscaling factor to 8. We evaluate our statistical downscaling model in terms of several evaluation metrics which measure the error on grid point-level as well as the quality of the downscaled product in terms of spatial variability and produced probability function. We also investigate the importance of static and dynamic predictors such as the surface elevation and the temperature on different pressure levels, respectively. Our results motivate further development of deep neural networks for statistical downscaling of meteorological fields. This includes downscaling of other, inherently uncertain variables such as precipitation, operations on spatial resolutions at kilometer-scale and ultimately targets an operational application on output data from global NWP models.

How to cite: Langguth, M., Gong, B., Ji, Y., Amirpasha, M., Mache, K., and Schultz, M. G.: Stochastic downscaling of the 2m temperature with a generative adversarial network (GAN), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12252, https://doi.org/10.5194/egusphere-egu22-12252, 2022.

EGU22-12384 | Presentations | AS1.3

AI-based blending of conventional nowcasting with a convection-permitting NWP model 

Alexander Kann, Aitor Atencia, Phillip Scheffknecht, and Apostolos Giannakos

For hydrological runoff simulations in hydropower applications, accurate analyses and short-term forecasts of precipitation are of utmost importance. Traditionally, radar-based extrapolations are used for very short-term time scales (approx. 0 - 2 hours ahead). However, during recent years, convection-permitting NWP models have become better at very high spatial and temporal resolution forecasts (e.g. through radar assimilation, RUC configurations). Such models have the advantage of capturing the complex and non-linear evolution of precipitation systems like fronts or thunderstorms in a more physically accurate way than extrapolations, but they are also prone to inaccuracies in precipitation distribution. The aim of this paper is to employ machine learning to combine the strengths of the conventional radar extrapolation (localization and movement of existing storms) with the benefit of the model’s ability to predict storm evolution.  Results show that even a relatively simple sequential deep neural network is able to outperform both, the operational nowcasting and NWP model forecasts. However, the results are highly sensitive to variable selection, loss function, and localization features have a large impact on performance, which is also discussed.

How to cite: Kann, A., Atencia, A., Scheffknecht, P., and Giannakos, A.: AI-based blending of conventional nowcasting with a convection-permitting NWP model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12384, https://doi.org/10.5194/egusphere-egu22-12384, 2022.

EGU22-12529 | Presentations | AS1.3

Project IMA: Building the Belgian Seamless Prediction System 

Lesley De Cruz, Alex Deckmyn, Daan Degrauwe, Idir Dehmous, Laurent Delobbe, Wout Dewettinck, Edouard Goudenhoofdt, Ruben Imhoff, Maarten Reyniers, Geert Smet, Piet Termonia, Joris Van den Bergh, Michiel Van Ginderachter, and Stéphane Vannitsem

Thanks to recent advances in multisensory observation systems and high-resolution numerical weather prediction (NWP) models, a wealth of information is available to feed and improve operational weather forecasting systems. At the same time, end users such as the renewable energy sector and hydrological services require increasingly detailed and timely weather forecasts that take into account the latest observations.

However, data assimilation in NWP models cannot yet leverage the full spatial or temporal resolution of today's observation systems. Moreover, the combined assimilation and model run takes significantly more time than an extrapolation-based nowcast, and cannot match its accuracy at short lead times. Therefore, many National Meteorological Services (NMSs) are moving towards seamless prediction systems. Seamless prediction aims to make optimal use of today’s rapidly available, high-resolution multisensory observations, nowcasting algorithms and state-of-the-art convection-permitting NWP models. This approach integrates multiple data and model sources to provide a single, frequently updating deterministic or probabilistic forecast for lead times from minutes to days.

We present the seamless ensemble prediction system of the Royal Meteorological Institute of Belgium, called Project IMA (Japanese for "now" or "soon"). It provides rapidly updating seamless forecasts for the next 5 minutes to 24 hours. The nowcasting component is based on two systems: (1) the open-source probabilistic precipitation nowcasting scheme pySTEPS, which now features a scale-dependent blending with NWP ensemble forecasts (also presented in this session) and (2) an ensemble of INCA-BE nowcasts using two different NWP models, for other meteorological variables. The short-range NWP component consists of a multimodel lagged Mini-EPS of two convection-permitting configurations of the ACCORD system: AROME and ALARO, running at 1.3km resolution. It features a 3-hourly DA cycle and provides high-frequency precipitation output to facilitate the blending of precipitation nowcasts and forecasts. The system runs robustly using our NodeRunner tool based on EcFlow, ECMWF's operational work-flow package. We will give an overview of the development (past and future), some lessons learned, and use cases for Project IMA.

How to cite: De Cruz, L., Deckmyn, A., Degrauwe, D., Dehmous, I., Delobbe, L., Dewettinck, W., Goudenhoofdt, E., Imhoff, R., Reyniers, M., Smet, G., Termonia, P., Van den Bergh, J., Van Ginderachter, M., and Vannitsem, S.: Project IMA: Building the Belgian Seamless Prediction System, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12529, https://doi.org/10.5194/egusphere-egu22-12529, 2022.

Terrain with different shapes and ground surface properties has extremely complex impacts on atmospheric motion, and the forecast uncertainty and complexity caused by terrain brings great challenges to disaster prevention and mitigation. Therefore, it is essential to design a new-style model topography disturbance model for ensemble prediction system specifically to solve the prediction uncertainty caused by complex terrain. In this paper, on the basis of combing the current models and methods for dealing with different terrain uncertainty, and considering the non-uniformity of terrain gradient, the key element of describing terrain complexity, an orthogonal terrain disturbance method based on terrain gradient is designed and proposed, and the obtained high-resolution orthogonal terrain disturbance is superimposed on the static terrain height of the model to generate different ensemble members, so as to describe the uncertainty in the terrain generation process of high-resolution numerical model. At the same time, a comparative study is carried out with the ensemble forecast of model terrain disturbance between using the new-style method and using different terrain interpolation schemes or smoothing schemes. The preliminary test shows that: first of all, the ensemble dispersion of terrain height disturbance based on the new-style method is closely related to the terrain gradient. The area with small terrain gradient has smaller terrain disturbance ensemble dispersion, while the area with large terrain gradient has larger ensemble dispersion, which shows that the new scheme is more reasonable. Furthermore, compared with the model terrain disturbance schemes with different interpolation or smoothing methods, the dispersion of the new-style method is larger, and the skill of the new-style method becomes more and more obvious with the increase of model resolution. Thirdly, from the comparative study of the forecast effect of high-level and low-level weather elements, the new-style method ensemble forecast has obvious improvement on the forecast effect of low-level variables, especially in areas with complex terrain or large terrain gradient. The possible reason is that the new method can more objectively describe the terrain uncertainty. Fourthly, compared with the ensemble forecast results of different interpolation and smoothing methods, the new-style terrain disturbance scheme can improve the precipitation probability forecast skill and reduce the ensemble average root mean square error, and improve the ensemble average forecast of upper-air elements and near-surface elements. Lastly, the test of the number of ensemble members shows that the prediction effect of new-style terrain disturbance scheme with less members is equivalent or better than that of the interpolation or smoothing terrain disturbance scheme with more members. In summary, the new-style terrain perturbation theory based on terrain gradient in this paper provides a technical reference for the development of complex terrain convection-allowing scale ensemble forecast, which has important theoretical value and application prospect.

Key words: complex terrain,ensemble prediction,convection-allowing scale,topographic perturbation,topographic gradient

How to cite: Chaohui, C., Yi, L., Hongrang, H., Kan, L., and Yongqiang, J.: Preliminary study of a new-style terrain disturbance method based on gradient inhomogeneity in convection-allowing scale ensemble prediction system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13244, https://doi.org/10.5194/egusphere-egu22-13244, 2022.

EGU22-13532 | Presentations | AS1.3

An Assessment Method of Squall Line Intensity Based on Cold Pool 

Ru Yang, Yongqiang Jiang, Chaohui Chen, Hongrang He, Yi Li, and Hong Huang

To quantify the intensity of squall line in mid-latitudes, the author recently proposed a squall line intensity assessment method based on cold pool, which provides a measure of squall line intensity.

The disturbance potential temperature density is calculated by using the potential temperature, water vapor and all kinds of water condensate output from the numerical weather forecast model, and the boundary of the cold pool is judged according to the disturbance potential temperature density less than -2K. Based on the contour surface buoyancy, the high surface buoyancy is calculated according to the disturbance potential temperature density, and then the strength of the cold pool is calculated. In this method, the intensity of squall line is analyzed comprehensively by principal component analysis, combined with the weather phenomena accompanied by squall line occurrence, such as cold pool intensity, surface wind speed, ground pressure variation, surface temperature variation, simulated radar echo and so on. The above analysis is the local intensity on different grid points when the squall line occurs, and the overall squall line intensity is obtained by accumulating the local intensity in the squall line range.

The method is verified by the model output data of a squall line process occurred in northern Jiangsu on May 16, 2013. The results show that the distribution of the local squall line intensity is coupled with the surface wind field and heavy precipitation. The intensity evolution of the overall squall line reaches the peak in a short time and then decreases, which corresponds to the life history of the birth, development, maturity and dissipation of the squall line, and also reflects the characteristics of the short life history of the squall line developing rapidly and then dissipating. This method provides technical support for the forecast of squall line and the emergency plan issued by meteorological department.

Acknowledgements. This research was supported by the National Natural Science Foundation of China (Grant Nos. 41975128 and 42075053).

Keywords: squall line, intensity, assessment method, disturbance potential temperature density

How to cite: Yang, R., Jiang, Y., Chen, C., He, H., Li, Y., and Huang, H.: An Assessment Method of Squall Line Intensity Based on Cold Pool, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13532, https://doi.org/10.5194/egusphere-egu22-13532, 2022.

EGU22-491 | Presentations | AS1.11

Future changes of East Asian cyclones in the CMIP5 models 

Jaeyeon Lee, Jaeyoung Hwang, Seok-Woo Son, and John Gyakum

Future changes of extratropical cyclones (ETCs) over East Asia are investigated using the models participating in the fifth phase of the Coupled Model Intercomparison Project (CMIP5). To quantify ETC frequency, intensity, and genesis changes in a warming climate, the objective tracking algorithm is applied to the CMIP5 models which provide 6-hourly wind data with no missing values in the high-terrain region. The historical simulations reasonably well capture the spatial distribution of ETC properties, except for noticeable biases in, and downstream of, the high-terrain regions. Such biases are particularly pronounced in the models with a coarse spatial resolution and a smooth topography which weakens lee cyclogenesis. The best five models, which show better performance for historical simulations than other models, are used to evaluate the possible changes of East Asian ETCs under the RCP8.5 scenario. These models project a reduced cyclogenesis in the leeward side of the Tibetan Plateau, and over East China Sea and western North Pacific in the late 21st century, resulting in a reduced ETC frequency from the east coast of China to the western North Pacific. The ETC intensity also shows a hint of weakening over the North Pacific. These ETC property changes are largely consistent with an enhanced static stability and a reduced vertical wind shear in a warming climate. This result indicates that the local baroclinicity, instead of increased moisture content, plays a critical role in determining the future changes of East Asian ETCs.

How to cite: Lee, J., Hwang, J., Son, S.-W., and Gyakum, J.: Future changes of East Asian cyclones in the CMIP5 models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-491, https://doi.org/10.5194/egusphere-egu22-491, 2022.

EGU22-2456 | Presentations | AS1.11

Why do some Recurving Tropical Cyclones Impact Europe as Post-Tropical Cyclones? 

Elliott Sainsbury, Reinhard Schiemann, Kevin Hodges, Alexander Baker, Len Shaffrey, and Kieran Bhatia

Post-tropical cyclones (PTCs) are often associated with high winds and extreme precipitation over Europe. For example, ex-hurricanes Debbie (1961) and Ophelia (2017) were both responsible for national wind speed records in Ireland, and further east across Europe, ex-hurricane Debby (1982) caused significant wind damage over Finland. In previous work, we show that despite comprising only 1% of European impacting cyclones during hurricane season, almost 10% of those cyclones with storm force (>25ms-1) are PTCs, indicating that PTCs are disproportionately responsible for European windstorm risk.

By tracking and identifying observed TCs in two reanalyses, we explore the physical drivers for recurving TCs impacting Europe. Our methods of cyclone tracking and TC identification allow for a detailed analysis of the post-tropical stage of the TCs in the observational record, allowing us to separate the recurving TCs based on whether they impact Europe.

Using a composite analysis, we show that recurving TCs which impact Europe are significantly stronger at their lifetime maximum intensity, and for several days during and after extratropical transition. They are also 65% more likely to reintensify in the midlatitudes after completing extratropical transition. The Europe impacting recurving TCs interact more favourably with an upstream upper-level trough, which steers the TCs on a more poleward trajectory across a midlatitude jet streak. It is during the jet streak interaction that extratropical reintensification often occurs.

We show that TC lifetime maximum intensity and whether extratropical reintensification occurs both modulate the likelihood that a recurving TC will impact Europe as a PTC. Our results highlight the challenges of projecting PTC impacts over Europe in a future climate. Some climate model projections indicate a poleward shift in the jet, possibly indicating less opportunity for recurving TCs to interact with the jet and reintensify. However, sea surface temperatures are projected to warm, and lifetime maximum intensity may therefore increase. If the change in TC intensity outweighs any poleward shift in the jet, then a larger proportion of recurving TCs could reach Europe in the future.

How to cite: Sainsbury, E., Schiemann, R., Hodges, K., Baker, A., Shaffrey, L., and Bhatia, K.: Why do some Recurving Tropical Cyclones Impact Europe as Post-Tropical Cyclones?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2456, https://doi.org/10.5194/egusphere-egu22-2456, 2022.

Severe winter storms are one of the most damaging natural hazards for European residential buildings. Previous studies mainly focused on the loss ratio (loss value/total insured sum) as a monetary value for damages (e.g. Prahl et al. 2012; Pardowitz et al. 2016). In this study the focus is on the claim ratio (number of insured claims/number of contracts), which is derived from a storm loss dataset provided by the German Insurance Association. In a first step, loss ratios and claim ratios in German administrative districts are compared to investigate differences and similarities between the two variables. While there is no significant change in the ratio between claim ratio and loss ratio with increasing wind speeds, a tendency for lower loss ratios in urban areas can be confirmed. In a second step, a generalized linear model for daily claim ratios is developed using daily maximum wind gust (ERA5) and different non-meteorological indicators for vulnerability and exposure as predictor variables. The non-meteorological predictors are derived from the Census 2011. They include information about the district-average construction years, the number of apartments per buildings and others to get a better understanding of these factors concerning the number of buildings affected by windstorms. The modeling procedure is divided into two steps. First, a logistic regression model is used to model the probabilty of storm damage occurence. Second, generalized linear models with different link functions are compared regarding their ability to predict claim ratios in case a storm damage occured. In a cross-validation setting a criteria for model selection is implemented and the models of both steps are verified. Both steps show an improvement over the climatological forecast.

How to cite: Trojand, A., Becker, N., and Rust, H.: Impacts of winter storms on residential building damage - Modeling claim ratio considering parameters of vulnerability and exposure, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2599, https://doi.org/10.5194/egusphere-egu22-2599, 2022.

EGU22-2626 | Presentations | AS1.11

The downward transport of strong winds by convective rolls in a Large Eddy Simulation of Mediterranean cyclone Adrian 

Wahiba Lfarh, Florian Pantillon, and Jean-Pierre Chaboureau

Windstorms associated with extratropical cyclones belong to the most destructive natural disasters in the mid-latitudes, potentially causing tens of fatalities and hundreds of millions euros in damages yearly. The impact of windstorms is caused by gusts mainly, which arise from the downward transport of strong winds to the surface. The processes leading to the transport of wind gusts are still poorly understood, because they cannot be studied directly due to their short duration and local extent that are too small scale for both observing networks and numerical weather prediction systems.

The opportunity to address this issue arose when the windstorm Adrian (also known as Vaia) occurred over the north-western Mediterranean on 29 October 2018. Although cyclones are usually less intense over the Mediterranean than over the Atlantic, gusts exceeding 180km/h causing several material damages were recorded in Corsica and make Adrian an ideal case study to analyze the transport of strong winds in numerical simulations.

First, we perform a mesoscale analysis of windstorm Adrian, based on simulations on a 1 km grid with Meso-NH. Even at short range <12h, simulations exhibit high sensitivity to the initial conditions and can delay the cyclone by several hours. In a reference simulation, we show that the strongest surface winds occur below the occluded front, and they are due to the cold conveyor-belt (CCB). From the reference simulation, a Large Eddy Simulation (LES) with a horizontal resolution of 200m is performed over a large domain to capture both the mesoscale dynamics and the fine scale characteristics.

Focusing on the LES, we identify two types of strong wind structures: local cells and elongated structures with surface wind speed > 40m/s and duration < 10min. In the strong wind region, boundary layer convection is organised in rolls oriented along the wind direction, with vertical extension and spacing < 1km. It is found only in the convective and unstable boundary layer characterised by moderate surface sensible heat fluxes and vertical wind shear. This suggests that convective rolls are responsible for transporting strong winds to the surface. To ensure that, passive tracers initiated in the CCB region are computed to illustrate the way strong winds are transferred downward. Subsequently, a detailed study of the turbulent fluxes at the air-sea interface is carried out to evaluate their role in the transport of winds in the atmospheric boundary layer. It shows the influence of the various processes considered in the parameterisations of surface fluxes on the presence and intensification of the convective rolls.

The results show, using the LES, that the downward transport of strong winds in the cold conveyor-belt of Adrian is caused by small-scale convective rolls.

How to cite: Lfarh, W., Pantillon, F., and Chaboureau, J.-P.: The downward transport of strong winds by convective rolls in a Large Eddy Simulation of Mediterranean cyclone Adrian, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2626, https://doi.org/10.5194/egusphere-egu22-2626, 2022.

EGU22-3589 | Presentations | AS1.11

WCB characteristics and impacts and how they are interrelated in ERA5 

Katharina Heitmann, Hanin Binder, Michael Sprenger, Heini Wernli, and Hanna Joos

The warm conveyor belt (WCB) transports moist air from low levels in the warm sector of an extra-tropical cyclone (ETC) as a coherently ascending airstream to the upper troposphere. WCBs are associated with an elongated cloud band and precipitation and were found to be responsible for 40-60% of the total precipitation in the midlatitude. Furthermore, the release of latent heat during cloud formation has the potential to modify potential vorticity (PV) below and above the level of maximum heating. Due to the modification of PV, WCBs can affect the synoptic-scale flow, e.g., by disturbing the jet stream on triggering Rossby waves in the upper troposphere, as well as the intensification of ETCs.

While the occurrence of WCBs has been studied from a climatological viewpoint before, the spatial distribution and temporal evolution of WCB characteristics and impacts, as well as the link between them, remain largely unknown. Therefore, we developed a novel method to quantify a set of WCB metrics that describe its characteristics (intensity, ascent rate, curvature, moisture content, position, and age relative to the cyclone evolution) and impacts (PV modification at low and upper levels, precipitation rate and volume). In addition, we considered the metric evolution along the whole lifecycle of the WCB. Applying this method in a case study, the WCB reached maximum intensity and ascent rate during the cyclone’s strongest intensification. In terms of impacts, maximum precipitation rates decreased over the lifetime of the WCB, while maximum PV values at lower levels increased. We then extended the analysis to the 40-year time span 1980 - 2020 covered by ECMWF’s most recent reanalysis ERA5, by calculating WCB trajectories globally for the entire period. Thereby, we were able to identify from a climatological viewpoint for the first time: (i) the global spatial distribution of WCB characteristics and impacts; (ii) the link between them; and (iii) their distinct lifecycle. This analysis showed that the characteristics and impacts of WCBs differ between different regions and seasons while the link between them remains largely constant. For instance, in the North Atlantic, we found two regions of enhanced WCB intensity which are also linked with enhanced precipitation volume. While the precipitation volume correlates strongly with the WCB intensity, the highest precipitation rates are associated with the most rapidly ascending WCBs. On a global scale, WCB-related low-level PV depends mainly on latitude, however, if restricted to a latitudinal band, inflow moisture becomes important.

How to cite: Heitmann, K., Binder, H., Sprenger, M., Wernli, H., and Joos, H.: WCB characteristics and impacts and how they are interrelated in ERA5, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3589, https://doi.org/10.5194/egusphere-egu22-3589, 2022.

EGU22-3980 | Presentations | AS1.11

Behaviors of synoptic eddies around the Tibetan Plateau 

Qiaoling Ren, Reinhard Schiemann, Kevin I. Hodges, Xingwen Jiang, and Song Yang

The Tibetan Plateau (TP), as the highest and largest obstacle embedded in the westerly jet stream, can influence the development of synoptic eddies that are steered by the westerly jet stream. Since the synoptic eddies can significantly affect weather and climate over the plateau and further downstream, this study explores their behaviors at different altitudes (850, 500, and 250 hPa) around the TP using an objective feature tracking algorithm and 41-years of hourly data from the ERA5. All synoptic eddies that occur over the TP region (25-45°N, 60-110°E) for at least a part of their lifecycle are considered in this study.

Analysis shows that these eddies mainly enter the TP region from the western and northern boundaries or form locally. Regardless of altitude, more than half of the eddies coming from outside die out when they encounter the TP, suggesting a suppression effect of the TP on external eddies. About one in ten eddies will turn north and fewer turn south. Eddies do not generally directly pass the TP region from west to east, except for a few cases at the upper level (250 hPa). Additionally, some 500-hPa and 250-hPa eddies can reach East Asia travelling around the TP on its northern side, which tends to happen in transitional seasons, and few winter eddies can pass through on the southern side. The number of synoptic eddies moving in from outside increases with altitude, while the number of locally generated eddies is largest at the 500-hPa level, which is the surface height of the TP. These eddies tend to occur over the central and southeastern parts of the TP, indicating the orographic perturbation effect of the TP. Nearly half of the locally generated eddies die out over the TP region, and more than a third move to East Asia. These results pave the way for future dynamical investigation of the interactions between the TP and the synoptic eddies, and of the impacts associated with the different categories of eddies.

How to cite: Ren, Q., Schiemann, R., Hodges, K. I., Jiang, X., and Yang, S.: Behaviors of synoptic eddies around the Tibetan Plateau, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3980, https://doi.org/10.5194/egusphere-egu22-3980, 2022.

EGU22-3998 | Presentations | AS1.11

Where, when and why do extratropical cyclones cluster? 

Helen Dacre and Joaquim Pinto

The weather conditions in the mid-latitudes are largely determined by the absence or presence of extratropical cyclones. Frequent passage of cyclones over the same location in quick succession (serial clustering) can lead to accumulated impacts such as flooding and wind damage. These impacts have motivated a wide variety of research studies into serial cyclone clustering.  However, the different definitions, metrics and datasets used in this research makes comparison of results difficult.  The aim of this study is to review the previous research and provide clear a framework for serial cyclone clustering into which past and future studies can be placed, allowing easier comparison of results irrespective of the research direction.

 

We find that several climatologies of serial cyclone clustering agree as to where clustering occurs preferentially, but these studies are largely limited to the North Atlantic. Future projections of cyclone clustering are highly uncertain.  This is largely due to sample uncertainty, caused by short timeseries, and poor representation of key processes such as Rossby wave breaking, caused by low spatial resolution. Research investigating the dynamical mechanisms determining when and why serial cyclone clustering occurs have shown that clustering is linked to the position of the jet stream and the occurrence of Rossby wave breaking.  Studies have investigated this link for different aggregation timescales. On daily timescales cyclone clustering is related to jet streaks and families of cyclones forming on the same frontal feature. On seasonal timescales active seasons are often associate with persistent large-scale flow patterns and successive Rossby wave breaking events. Current knowledge gaps and future research directions are identified.

How to cite: Dacre, H. and Pinto, J.: Where, when and why do extratropical cyclones cluster?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3998, https://doi.org/10.5194/egusphere-egu22-3998, 2022.

EGU22-4144 | Presentations | AS1.11

Cloud radiative impact on the dynamics and predictability of an idealized extratropical cyclone 

Behrooz Keshtgar, Aiko Voigt, Corinna Hoose, Michael Riemer, and Bernhard Mayer

Extratropical cyclones drive midlatitude weather, including extreme events, and determine midlatitude climate. Their dynamics and predictability are strongly shaped by cloud diabatic processes. While the cloud impact due to latent heating is well known and much studied, little is known about the impact of cloud radiative heating (CRH) on the dynamics and predictability of extratropical cyclones. Here, we address this question by means of baroclinic life cycle simulations performed at a convection-permitting resolution of 2.5 km with the ICON model. The simulations use a newly implemented channel setup with periodic boundary conditions in the zonal direction. Moreover, they apply a new modeling technique for which only CRH interacts with the cyclone, which circumvents changes in the mean state due to clear-sky radiative cooling. To understand the CRH impact on the upper-tropospheric circulation, we diagnose sources and the evolution of differences in potential vorticity (PV) between a simulation with and without CRH.

We find that CRH increases the intensity of the cyclone with the impact being more prominent at upper levels. The mechanism by which CRH affects the cyclone operates mostly via a modification of other diabatic processes, in particular an intensification of the latent heating associated with cloud microphysical processes. This changes PV tendencies, and these changes are then advected by the upper-tropospheric divergent flow to the tropopause region, where the large-scale rotational flow further changes the tropopause structure.

Our results indicate that although CRH is comparably small in magnitude, it can affect extratropical cyclones by changing cloud microphysical heating and subsequently the large-scale flow similar to a previously identified multi-stage upscale error growth mechanism. Our results further indicate that CRH can impact the predictability of the cyclones. This impact may be especially important in storm-resolving models, for which simplified radiative transfer calculations might bias CRH. 

How to cite: Keshtgar, B., Voigt, A., Hoose, C., Riemer, M., and Mayer, B.: Cloud radiative impact on the dynamics and predictability of an idealized extratropical cyclone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4144, https://doi.org/10.5194/egusphere-egu22-4144, 2022.

EGU22-4479 | Presentations | AS1.11

Extratropical high-wind feature identification using a probabilistic random forest 

Lea Eisenstein, Benedikt Schulz, Peter Knippertz, and Joaquim G. Pinto

Strong winds associated with extratropical cyclones are one of the most dangerous natural hazards in Europe. These high winds are mostly connected with four mesoscale dynamical features: the warm (conveyor belt) jet (WJ), the cold (conveyor belt) jet (CJ), (post) cold-frontal convective features (CFC) and the sting jet (SJ). While all four have high wind gust speeds in common, the timing, location and some further characteristics typically differ and hence likely also the forecast errors occurring in association with them.

Here we present an objective identification approach for the four features listed above, based on a probabilistic random forest using each feature’s most important characteristics in wind, rainfall, pressure and temperature evolution. The main motivations for this are to generate a climatology for Central Europe, to analyse forecast errors specific to individual features, and to ultimately improve forecasts of high wind events through feature-dependent statistical post-processing. To achieve this, we strive to identify the features in irregularly spaced surface observations and in gridded analyses and forecasts in a consistent way.

To train the probabilistic random forest, we subjectively identify the four storm features – as well as high cold sector winds – in ten winterstorm cases between 2017 and 2020 in both hourly surface observations and high-resolution reanalyses of the German COSMO model over Europe, using an interactive data analysis and visualisation tool. Results show that mean sea-level pressure (tendency), potential temperature, precipitation amount and wind direction are most important for the distinction between the features. From the random forest we get probabilities of each feature occurring at the single stations, which can be interpolated into areal information using kriging. While the observational data are limited to surface measurements, the gridded data includes further useful parameters and the possibility to consider vertical structures.

The results show a good identification of CJ, CFC and WJ, while a distinction between SJ and CJ is difficult using surface observations alone, such that the two features are considered together at this stage. A climatology is currently being compiled for both surface observations and the reanalyses over a period of around 20 years using the respective trained probabilistic random forests and further for high-resolution COSMO ensemble forecasts, for which we want to analyse forecast errors and develop feature-dependent postprocessing procedures.

How to cite: Eisenstein, L., Schulz, B., Knippertz, P., and Pinto, J. G.: Extratropical high-wind feature identification using a probabilistic random forest, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4479, https://doi.org/10.5194/egusphere-egu22-4479, 2022.

EGU22-5231 | Presentations | AS1.11

The role of baroclinic activity in shaping Earth's albedo in present and future climates 

Or Hadas, Joaquin Blanco, George Datseris, Sandrine Bony, Bjorn Stevens, Rodrigo Caballero, and Yohai Kaspi
Atmospheric albedo is one of the most influential properties of Earth's climate. Specifically, the midlatitude planetary albedo plays a vital role in shaping the Earth's albedo. Although, there is no one theory to connect midlatitude atmospheric albedo to the midlatitude climate. This study investigates the connection between baroclinic activity, which dominates the midlatitude climate, and cloud cover. We show that EKE and atmospheric albedo are highly correlated on the climatological level. Then, we show that, from a Lagrangian perspective, the positive correlation translates into a high correlation between cyclone and anticyclone strength and cloud cover at all levels. Observing the strength-cloud cover relation across various systems strengths, we see that this coupling is robust and saturates for intense cyclones. Using these insights, we reflect on two aspects of the Earth radiation budget: the Earth hemispheric symmetry in planetary albedo and future changes in Earth atmospheric albedo. Observing the relationship between the storms, mean cloudiness, strength, and spatial distribution, we find that the difference in eddy population between hemispheres can explain the difference in cloud-cover, which counter-balance the higher surface albedo at the NH. Finally, we use the relation between baroclinic activity and midlatitude cloudiness to understand the projected change in cloud patterns in a warmer climate. We show a high correlation between climatological baroclinic activity response and cloud response. We also suggest that the discrepancy between baroclinic activity and clouds response over the SH is due to the saturating nature of the strength-cloudiness curve.

How to cite: Hadas, O., Blanco, J., Datseris, G., Bony, S., Stevens, B., Caballero, R., and Kaspi, Y.: The role of baroclinic activity in shaping Earth's albedo in present and future climates, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5231, https://doi.org/10.5194/egusphere-egu22-5231, 2022.

EGU22-5305 | Presentations | AS1.11

Midlatitude cyclone features associated with extreme winds and gusts in the seas surrounding the UK 

Emanuele Gentile and Suzanne L. Gray

Located near the end of the North Atlantic storm track, the UK’s surrounding seas are characterised by a highly variable wind climate, making prediction of wind speeds challenging at all time scales. While wind speed trends over the UK’s land and seas have been the focus of several studies of the literature in the past 20 years, the question of what is the current systematic link between observed extreme wind speeds (and gusts) over these seas and distinct sub-synoptic features of midlatitude cyclones is, to date, unanswered.  To address this question, we have performed a 10-year climatological analysis of the observed extreme wind speeds and gusts, presenting the distribution of extremes and the prevailing wind direction, along with an analysis of their inter- and intra-annual variability. We find that between the 70 and 85% of the observed top 1% extreme wind and gust events recorded at each network site are within 1000 km of the centre of a cyclone (tracked in the ERA5 reanalysis), and that an even higher proportion of the top 0.1% of the wind and gust events is associated with a cyclone centre (between 80 and 100% depending on the site).  We then determine at each site whether the warm or cold conveyor belt flows are more likely to lead to extreme wind or gust events. Combining the observed extreme winds and gusts data with reanalysis significant wave heights, we further discuss the relationship between extreme winds and extreme ocean wave heights, and consider the relevance of the results to the safety and the smooth running of the operations of the wind energy and oil and gas industries in the UK’s surrounding seas. 

How to cite: Gentile, E. and Gray, S. L.: Midlatitude cyclone features associated with extreme winds and gusts in the seas surrounding the UK, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5305, https://doi.org/10.5194/egusphere-egu22-5305, 2022.

EGU22-5426 | Presentations | AS1.11

Extreme cold events: global climatology and relation to cyclones 

Noy Klaider and Shira Raveh-Rubin

Extreme cold weather events cause major damage to industry, agriculture and human health. While regional extremes are often associated with different large-scale atmospheric circulation anomalies, it is yet unclear which mechanisms and weather systems are relevant on a global scale, i.e., across regions. This study aims to identify the large-scale processes leading to extreme cold events from a global climatological perspective, and specifically quantify the non-local contribution of midlatitude weather systems using a Lagrangian approach. 

Here, we objectively identify anomalously cold extremes by applying local percentile-based thresholds of 2-m temperature in ERA5 reanalysis. We further track air parcel trajectories of dry, cold intrusions occurring in the wake of extratropical troughs and cyclones, previously shown to induce cold anomalies following cold frontal passages. We find a strong association between cold extremes and dry intrusions, reaching 45% of cold extremes in the midlatitudes, despite the intrusions’ natural occurrence frequency of only 12% in those areas. Using clustering methods, additional atmospheric precursors to cyclones producing cold extremes are highlighted. The identification of mechanisms governing the predictability of cold extremes, on a global scale, is key for societal preparedness.  

 

How to cite: Klaider, N. and Raveh-Rubin, S.: Extreme cold events: global climatology and relation to cyclones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5426, https://doi.org/10.5194/egusphere-egu22-5426, 2022.

Extratropical cyclones are the main driver of everyday weather in the midlatitudes. These cyclones are known to be affected by latent heating and are a popular subject of research regarding possible changes in a warming climate. In contrast, the role of radiation - and especially the radiative impact of clouds - in shaping extratropical cyclones has hardly been investigated. To study how cloud-radiative heating of the atmosphere might impact cyclones, we present idealized baroclinic life cycle simulations with the global atmosphere model ICON-NWP in aquaplanet setup with prescribed sea surface temperatures. Several simulation setups are used to isolate not only the overall cloud-radiative impact but also the impacts of low-level clouds and high-level clouds. Moreover, the cloud-radiative impact is compared between two model versions, ICON 2.1 and ICON 2.6. While the model versions simulate similar cyclones when radiation is not taken into account, enabling cloud-radiation interaction leads to contradicting effects.In ICON 2.1 clouds lead to a weakening of the cyclone magnitude by 15%, whereas in ICON 2.6 they strengthen the cyclone by 7%. The different cloud impact results from a robust competition between the radiative impact of low-level clouds, which in both model versions weaken the cyclone, and high-level clouds, which in both model versions strengthen the cyclone. The difference in the overall cloud-radiative impact between the two model versions results from the fact that ICON 2.1 simulates much more low-level clouds than ICON 2.6. This shows that the vertical distribution of clouds and their radiative heating can be an important factor for the dynamics of extratropical cyclones. 

How to cite: Voigt, A., Butz, K., and Keshtgar, B.: Competing radiative impacts of low-level and high-level clouds on the strength of an idealized extratropical cyclone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5585, https://doi.org/10.5194/egusphere-egu22-5585, 2022.

EGU22-5592 | Presentations | AS1.11

Frontal Life Cycles – Detection and Climatology 

Johannes Lutzmann, Clemens Spensberger, and Thomas Spengler

The release of latent heat on the warm side of trailing cold fronts can leave elevated levels of baroclinicity. This can lead to one or multiple secondary cyclones forming in the wake of the parent cyclone, intensifying moisture advection and latent heating. Although this mechanism has been demonstrated in case studies, we still lack a consistent global mapping of the evolution of fronts and associated diabatic processes. We develop a novel algorithm to both detect fronts in global weather and climate datasets and track them in time. We utilise a watershed algorithm to identify individual fronts as volumes in the four-dimensional domain of space and time. We apply this algorithm to equivalent potential-temperature fields from the ERA5 reanalysis on three pressure levels in the lower to middle troposphere to compile a global climatology of frontal lifecycles. We then categorise these lifecycles with respect to their characteristics as well as dynamic and thermodynamic properties. Furthermore, the intensification mechanisms are explored, in particular with respect to latent heating.

How to cite: Lutzmann, J., Spensberger, C., and Spengler, T.: Frontal Life Cycles – Detection and Climatology, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5592, https://doi.org/10.5194/egusphere-egu22-5592, 2022.

EGU22-5816 | Presentations | AS1.11

The role of surface heat fluxes on development of warm seclusion favouring subtropical cyclone Raoni transition over the Southwestern Atlantic Ocean 

Michelle Reboita, Rosmeri da Rocha, Natália Crespo, Luiz Gozzo, Maria Custódio, Vinicius Lucyrio, and Eduardo de Jesus

In June 2021, an unusual cyclone developed near the boundary of Uruguay and southern Brazil. It initially had extratropical characteristics, later acquired features of a Shapiro-Keyser extratropical cyclone and then underwent a subtropical transition. When the subtropical system reached Brazilian water (1200 UTC 29 June 2021), the local Navy named the cyclone “Raoni”. The aim of this study is to describe the main drivers that made the cyclone develop features of a Shapiro-Keyser extratropical cyclone. Cyclogenesis was registered at 1800 UTC 26 June, forced by a trough at mid-upper levels that crossed the Andes and caused surface pressure deepening. Less than 24-hours later, the cyclone evolved following the Shapiro-Keyser development model, presenting a frontal T-bone pattern and warm seclusion. Sensitivity numerical experiments carried out with two regional models (Regional Climate Model - RegCM and Weather Research Forecasting Model - WRF) driven by ERA5 reanalysis indicate that the suppression of the surface sensible and latent heat fluxes produces a weaker extratropical cyclone without warm seclusion. Hence, surface heat fluxes seem to be the main driver to the warm seclusion development.

How to cite: Reboita, M., da Rocha, R., Crespo, N., Gozzo, L., Custódio, M., Lucyrio, V., and de Jesus, E.: The role of surface heat fluxes on development of warm seclusion favouring subtropical cyclone Raoni transition over the Southwestern Atlantic Ocean, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5816, https://doi.org/10.5194/egusphere-egu22-5816, 2022.

EGU22-5904 | Presentations | AS1.11

Wet – wetter – weather: Attributing Global Precipitation to weather features 

Kjersti Konstali, Asgeir Sorteberg, Clemens Spensberger, Chris Weijenborg, Johannes Lutzmann, and Thomas Spengler

Precipitation has increased globally in the mean during the past century and is expected to continue to increase with rising temperatures. In the mid- to high latitudes, extratropical cyclones, fronts, atmospheric rivers, and cold air outbreaks are associated with a substantial fraction of the total precipitation. As these weather features might respond differently to a changing climate, investigating precipitation changes in the context of weather systems provides further insight into the observed changes in precipitation. Therefore, we introduce a new method for attributing precipitation to weather features. The method allows us to decompose total precipitation into the respective contributions by extratropical cyclones, fronts, atmospheric rivers, cold air outbreaks, and their combinations.

We have classified precipitation between 1930-2010 in the ECMWF’s twentieth century reanalyses project, ERA-20C. Our method assigns 70% of the total precipitation poleward of 30° to the aforementioned categories, allowing us to assess the relative importance of these weather features for total precipitation and for precipitation extremes. We find that the combination of extratropical cyclones, fronts, and atmospheric rivers accounts for more than 50% of the total precipitation and for 90% of the extreme events in the northern hemisphere storm-track regions, despite these precipitation events occurring less than 20% of the time.

How to cite: Konstali, K., Sorteberg, A., Spensberger, C., Weijenborg, C., Lutzmann, J., and Spengler, T.: Wet – wetter – weather: Attributing Global Precipitation to weather features, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5904, https://doi.org/10.5194/egusphere-egu22-5904, 2022.

EGU22-6508 | Presentations | AS1.11

Global climatalogy of cyclone clustering 

Chris Weijenborg and Thomas Spengler

Cyclone clustering, the succession of multiple extratropical cyclones during a short period of time, has a huge impact on European weather extremes. The idea that several cyclones follow a similar track already dates back to the concept of cyclone families of Bjerknes and Solberg. To investigate the dynamical causes of cyclone clustering, one needs to diagnose where cyclone clustering occurs and determine their characteristics. So far most diagnostics either focused on either local impact-based diagnostics or on a statistical analysis of storm recurrence. While the first cannot be applied globally, the latter is difficult to relate to individual events. We therefore present a new way to globally detect cyclone clustering that is closer to the original concept of Bjerknes and Solberg that extratropical cyclones follow similar tracks.

Using this new cyclone clustering diagnostic based on spatio-temporal distance between cyclone tracks, we analyse cyclone clustering globally in Era-Interim for the period 1979 until 2016. We complement this analysis with a baroclinicity diagnostic based on the slope of isentropic surfaces. With the isentropic slope and its tendencies, the relative role of diabatic and adiabatic effects associated with extra-tropical cyclones in maintaining baroclinicity are assessed. We find that cyclone clustering mainly occurs along the climatological storm tracks. In general, clustered cyclones are stronger than non-clustered cyclones. Moreover clustered cyclones are more often related to atmospheric rivers and stronger isentropic slope, indicating that diabatic effects might be an important mechanism in the formation of cyclone clustering. 

How to cite: Weijenborg, C. and Spengler, T.: Global climatalogy of cyclone clustering, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6508, https://doi.org/10.5194/egusphere-egu22-6508, 2022.

EGU22-6949 | Presentations | AS1.11

Skillful Decadal Prediction of German Bight Storm Activity 

Daniel Krieger, Sebastian Brune, Patrick Pieper, Ralf Weisse, and Johanna Baehr

Can a decadal prediction system be used to generate skillful forecasts of small-scale climate extremes? For large-ensemble probabilistic predictions of German Bight storm activity (GBSA), the answer is yes. In this study, we show that the prediction skill of the Max-Planck-Institute Earth System Model (MPI-ESM) decadal hindcast system for GBSA is higher than the skill of persistence-based forecasts. We define GBSA every year via the most extreme three-hourly geostrophic wind speeds, which are derived from mean sea-level pressure (MSLP) data. Our 64-member ensemble of yearly decadal hindcast simulations spans the time period 1960-2018. For this period, we compare deterministically and probabilistically predicted MSLP anomalies and GBSA with a lead time of up to ten years against observations. The model shows limited deterministic skill for single forecast years, but significant positive skill for long averaging periods. For probabilistic predictions of high and low storm activity, the model is skillful over the entire forecast period, and outperforms persistence-based forecasts. For short lead years, the skill of the probabilistic prediction for high and low activity notably exceeds the deterministic skill.

How to cite: Krieger, D., Brune, S., Pieper, P., Weisse, R., and Baehr, J.: Skillful Decadal Prediction of German Bight Storm Activity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6949, https://doi.org/10.5194/egusphere-egu22-6949, 2022.

Seasonal forecasts of extratropical storms are of interest to the scientific community as well as insurers, government contingency planners and the general public.

In previous studies, seasonal forecasts of winter windstorm events over Europe from the Met Office GloSea5 model have shown significant skill especially over north-west Europe for windstorm frequency and were connected to large-scale patterns, i.e., the NAO. Recent investigations show links between windstorm intensities and the three dominant large-scale patterns over Europe (NAO, SCA and EA) which explain up to 80% of interannual windstorm variability.

This new investigation quantifies the role of additional, dynamical forcing factors that could influence windstorm predictions. The factor selection is based on known dynamical influences on cyclone development and is thus related to the existence to severe windstorms.  We analyse the Eady-Growth-Rate (EGR), 200hPa jet speed and location, a proxy for Rossby wave source (RWS), and one factor related to tropical precipitation. The seasonal forecast skill of the factors themselves shows positive and significant skill in regions they are expected to be most influential or dominant, like for the RWS around its dipole over the south-west of the North Atlantic or for the EGR east of North America.

The links between these dynamical forcing factors to windstorm impact-relevant regions in the model and reanalysis data will be presented and the explanatory power of these factors for the overall model skill is discussed.

How to cite: Degenhardt, L., Scaife, A., and Leckebusch, G.: Dynamical forcing factors of severe windstorms: their seasonal forecast skill and influence on seasonal windstorm predictions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7979, https://doi.org/10.5194/egusphere-egu22-7979, 2022.

EGU22-8358 | Presentations | AS1.11

Unprecedented stormy seasons and their associated precipitation and wind extremes over Europe 

Laura Owen, Jennifer Catto, David Stephenson, and Nick Dunstone

Extratropical cyclones and their associated extreme precipitation and winds can have a severe impact on society. These extremes can cause even greater risk when they occur at the same place and time. Studies have investigated stormy seasons and their associated precipitation and wind extremes using observational data. Although these results are limited when looking at the risk of very extreme events, since a large number of samples is needed to get robust estimates. Additionally, it is very difficult for estimates based on observations alone to help us understand the risk of future rare or unprecedented stormy seasons and associated events. Using the UNSEEN method (UNprecedented Simulated Extremes using ENsembles) this risk can be estimated from large ensembles of climate simulations. The Met Office's Global Seasonal forecast system version 5 (GloSea5) model ensembles are evaluated against ERA5 reanalysis data to find out how well they represent storm tracks along with their associated precipitation, wind and compound extremes over Europe. This model has not been evaluated in such a way before and this is needed before the model can be used to estimate the likelihood of unprecedented stormy seasons and associated extremes using the UNSEEN method. We find that although GloSea5 underestimates the numbers of storms over Europe, particularly over the Mediterranean, seasons are found with larger numbers of storms than seen historically. Cyclone composites of precipitation, wind and compound extremes are also compared between ERA5 and GloSea5 ensembles. GloSea5 estimates the spatial pattern and frequency of wind, precipitation and compound extremes around cyclones averaged over their whole lifecycle well. The spatial pattern of extremes around cyclones at maximum intensity is also estimated well but the frequency is underestimated. Given this GloSea5 can be used to investigate the spatial pattern of larger extremes as well as extremes from the most intense storms.

How to cite: Owen, L., Catto, J., Stephenson, D., and Dunstone, N.: Unprecedented stormy seasons and their associated precipitation and wind extremes over Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8358, https://doi.org/10.5194/egusphere-egu22-8358, 2022.

EGU22-9324 | Presentations | AS1.11

Control of North Atlantic cyclone variability and impacts by the large-scale atmospheric flow 

Camille Li, Erica Madonna, Gabriel Hes, Clio Michel, and Peter Y.F. Siew

Extratropical cyclones are key players in the poleward transport of moisture and heat. This study investigates wintertime cyclone variability to better understand the large-scale controls on their frequency, path and impacts at higher latitudes. One of the main corridors for Arctic-bound cyclones is through the North Atlantic to the Barents Sea, a region that has experienced the greatest retreat of winter sea ice during the past decades. Large-scale atmospheric conditions are found to be decisive, with the strongest surface warming from cyclones originating south of 60N in the North Atlantic and steered northeastward by the upper-level flow. Atmospheric conditions also control cyclone variability in the Arctic proper: months with many cyclones are characterized by an absence of high-latitude blocking and enhanced local baroclinicity, due to the presence of strong upper-level winds and a southwest-northeast tilted jet stream more than changes in sea ice. Due to the large interannual variability in the number of Arctic-bound cyclones, no robust trends are observed over the last 40 years. Our results highlight the importance of accounting for internal variability of the large-scale atmospheric circulation in studies of long-term changes in extratropical cyclones.

How to cite: Li, C., Madonna, E., Hes, G., Michel, C., and Siew, P. Y. F.: Control of North Atlantic cyclone variability and impacts by the large-scale atmospheric flow, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9324, https://doi.org/10.5194/egusphere-egu22-9324, 2022.

EGU22-11515 | Presentations | AS1.11

On the influence of Ocean Mixed Layer and Sea Surface Temperature Anomaly in the genesis and evolution of the Mediterranean Tropical-Like cyclones “IANOS”. 

Antonio Ricchi, Giovanni Liguori, Leone Cavicchia, Mario Marcello Miglietta, Davide Bonaldo, Sandro Carniel, and Rossella Ferretti

Over the Mediterranean basin we can occasionally observe intense cyclones showing tropical characteristics and known as Mediterranean Tropical-Like Cyclones (TLC) or Medicanes (short for “Mediterranean Hurricanes”). Previous studies focusing on past TLCs events have found that SST anomalies play a fundamental role in modulating the intense air-sea exchange of latent and sensible heat fluxes, hence controlling both development and evolution of TLCs. However, given the connection between ocean mixed layer, ocean heat content and temperature, it is important to explore also the role of the mixed layer depth (MLD). In this study we investigated the role of both SST and MLD on genesis and evolution of a recent record-breaking TLC. Specifically, we focus on TCL “IANOS”, a cyclone that originated over the southern Ionian Sea around 14 Sept 2020, moved over the Central Ionian Sea from south-west to North-East, and made landfall around 19 Sept 2020 over Greece mainland coast. It developed over a basin where a positive SST anomaly up to 4 °C was detected, which coincided with the sea area where it reached the maximum intensity. We conducted a series of experiments using an atmospheric model (WRF - Weather Research and Forecasting system) driven by underlying SST (standalone configuration) with daily update or coupled to a simple mixed-layer ocean model (SLAB ocean), with SST calculated at every time step using the SLAB ocean for a given value of the MLD. WRF was implemented with 3 km grid spacing, forced with GFS-GDAL analysis (0.25°x0.25° horizontal resolution), while SST or MLD initialization, for standalone or coupled runs, respectively, are provided by the MFS-CMEMs Copernicus dataset at 4 km of horizontal resolution. For the studied TLC, the mean MLD is modified by increasing or decreasing its depth by 10 m, 30 m, 50 m; the preliminary results show that the MLD influences not only the intensity of the cyclone but also the structure of the precipitation field both in terms of magnitude and location. At first  the MLD thickness was characterized  for the days in which the cyclone developed using ocean modeling data. Then we identified possible past and future climatological scenarios of MLD thickness. Starting from these data, we simulated the impact of the MLD, and consequently of the Ocean Heat Content, on the TLC. The preliminary results show that the MLD influences not only the intensity of the cyclone but also the structure of the precipitation field both in terms of magnitude and location. The results deserve further investigation in particular in the context of climate change scenarios.

How to cite: Ricchi, A., Liguori, G., Cavicchia, L., Miglietta, M. M., Bonaldo, D., Carniel, S., and Ferretti, R.: On the influence of Ocean Mixed Layer and Sea Surface Temperature Anomaly in the genesis and evolution of the Mediterranean Tropical-Like cyclones “IANOS”., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11515, https://doi.org/10.5194/egusphere-egu22-11515, 2022.

EGU22-11763 | Presentations | AS1.11

On the statistical analysis of explosive-cyclogenesis over the Mediterranean Sea using ERA5 dataset 

Cosimo Enrico Carniel, Rossella Ferretti, Antonio Ricchi, and Dino Zardi

The Mediterranean Sea is a semi-enclosed, fairly temperate, mid-latitude marine basin, strongly influenced by the North-Atlantic atmospheric circulations. A wide variety of cyclogenesis mechanisms are known to develop within this basin, including baroclinic waves coming from the Atlantic, Mediterranean cyclogenesis originating from the cut-off of baroclinic waves, Tropical-Like Cyclones (TLC) and explosive-cyclogenesis (EC). Depending on the cyclone type, the frequency of appearance can vary, ranging from tens per month to 1.5 per year, as in the TLC case. ECs are among the rarest and probably most intense and destructive cyclogenesis events that can develop within the Mediterranean basin; they usually originate at high latitudes, during wintertime, and mainly over the sea, preferring areas with high Sea Surface Temperature (SST) gradients. These events are determined by 12 different parameters, among which the main one is the quick drop of pressure, close to 1hPa/hr for 24 hours, within the eye of the cyclone. ECs formation is an extremely complicated process, and in the Mediterranean basin it is probably driven by air intrusions from the stratosphere and by the presence of Atmospheric Rivers. Starting from the analysis of the EC event called “Vaia Storm”, occurred in the Central Mediterranean Basin on October 29th 2018, and using ERA5 dataset, we firstly conducted a physical and dynamical analysis of the event, by pointing out some recurring characteristics previously highlighted in other works, on both local and synoptic scale. Secondly, we analyzed the results given by the reanalysis model ERA5 regarding the period January 1st 1950 – January 1st 2020, identifying other cyclogeneses with the same features, such as the event on November 4th 1966. On the basis of these information, the return period of the EC events was defined, as well as its statistical distribution and seasonality and correlation with NAO and EA indexes (both strongly negative). Further analysis are currently undertaken to determine correlations with SCAND index and possible SST anomalies in the Central Mediterranean Basin.

How to cite: Carniel, C. E., Ferretti, R., Ricchi, A., and Zardi, D.: On the statistical analysis of explosive-cyclogenesis over the Mediterranean Sea using ERA5 dataset, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11763, https://doi.org/10.5194/egusphere-egu22-11763, 2022.

EGU22-12373 | Presentations | AS1.11

The response of extreme extratropical cyclone wind fields to climate change 

Matthew Priestley and Jennifer Catto

How extratropical cyclones will respond to changes in future climate forcing is often uncertain. Changes in the overall number of cyclones and precipitation rates is well understood, however, there is less consensus on how the frequency of extreme cyclones and the near-surface winds will respond to a warmer climate. Using an ensemble of models from CMIP6 across a range of climate scenarios we aim to reduce the previous uncertainty and have investigated how extreme cyclones will change using a composite analysis method across a variety of intensity metrics.

 

We find an increase in the frequency of extreme cyclones in the Northern Hemisphere winter, with the reverse being found in the summer. For the cyclone winds in the lower troposphere we examine both the maximum wind speed and the area of wind speeds above a high intensity threshold. Results show that despite there being little change in the maximum wind speed by the end of the century, the portion of the cyclone with wind speeds above a high intensity threshold may be at least 15% higher in the NH winter. This increase is partly driven by changes in the cyclone propagation speed, although dynamical changes within the cyclones leads to further increases in wind speeds for extreme cyclones compared to those of average intensity. These results have significant implications for risk modellers and the loss potential of high impact wind storms.

How to cite: Priestley, M. and Catto, J.: The response of extreme extratropical cyclone wind fields to climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12373, https://doi.org/10.5194/egusphere-egu22-12373, 2022.

EGU22-769 | Presentations | GM10.2 | Highlight

Sediment supply affects uncertainties and memory in alpine geomorphic systems 

Jacob Hirschberg, Brian W. McArdell, Georgina L. Bennett, and Peter Molnar

Geomorphic systems are affected by climate forcing and sediment supply. Due to non-linear relationships of forcings and sediment mobilization, it is debated whether environmental signals are preserved in such systems, or if they are rather dampened or shredded in the sediment output. Tracing the cause and effect in such systems is commonly impossible to do from observations alone. Therefore, numerical models are interesting to study geomorphic system behavior. We use a modeling chain consisting of the SedCas sediment cascade model (Bennett et al., 2014; Hirschberg et al., 2021) and the AWE-GEN stochastic weather generator (Fatichi et al., 2011), which has been calibrated for a debris-flow catchment in the Swiss Alps, the Illgraben, and used for climate change impact assessment (Hirschberg et al., 2021). Here we use this modeling setup to study the long-term behavior of such a system under consideration of different mean erosion rates and sediment production mechanisms. This numerical experiment is unique because we conducted simulations at high temporal resolution (hourly) while also spanning geological time scales (10k years).

We show that the analysis of short sediment records is characterized by high uncertainties and that especially supply-limited systems are at risk to have underestimated mean sediment. This is in concert with field observations on short- and long-term erosion rates from other basins, and can be attributed to transient hillslope sediment supply to the channel. Furthermore, we demonstrate how large hillslope landslides, or the absence of sediment supply, introduce long-term memory effects which can be quantified in the sediment yield. This long-term memory increases uncertainty and reduces interannual variability in annual sediment yields. Interestingly, details of the actual timing of sediment supply events are shredded and have no discernible impact on sediment yields at the outlet. The study highlights the need of characterizing variability in erosional events with regard to their stochastic nature. Furthermore, these results will corroborate the analysis of erosion rates, support decision making and decrease the risk of misinterpretation both in natural hazard and climate change impact assessment, especially if they are based on short records.

 

REFERENCES

Bennett, G. L., P. Molnar, B. W. McArdell, and P. Burlando (2014), A probabilistic sediment cascade model of sediment transfer in the Illgraben, Water Resour. Res., 50, 1225– 1244, doi:10.1002/2013WR013806.

Fatichi, S., Ivanov, V. Y., & Caporali, E. (2011). Simulation of future climate scenarios with a weather generator. Advances in Water Resources, 34(4), 448-467.

Hirschberg, J., Fatichi, S., Bennett, G. L., McArdell, B. W., Peleg, N., Lane, S. N., et al. (2021). Climate change impacts on sediment yield and debris- flow activity in an Alpine catchment. Journal of Geophysical Research: Earth Surface, 126, e2020JF005739. https:// doi.org/10.1029/2020JF005739

How to cite: Hirschberg, J., McArdell, B. W., Bennett, G. L., and Molnar, P.: Sediment supply affects uncertainties and memory in alpine geomorphic systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-769, https://doi.org/10.5194/egusphere-egu22-769, 2022.

High-elevation mountainous regions are experiencing an increase in the frequency of mass-wasting processes related to climate-change. Understanding the interplay between the climatic triggers (temperature and precipitation, in particular) and their effects on the dynamics of surface processes is crucial for developing reliable predictive models and for quantifying vulnerability and risk associated with these hazards.

In this work, we exploit a consolidated statistical-based approach in which triggering conditions are identified as climatic anomalies (i.e., non-exceedance probability below/above the 10th/90th percentile) in temperature and precipitation values at multiple temporal scales occurred in the lead-up of the events triggering. Specifically, we integrate the traditionally used in-situ information from daily weather stations with: (a) high-resolution (0.1°, 30-min) precipitation estimates from the Integrated Multi-Satellite Retrievals from GPM (IMERG) and (b) daily gridded temperature observations from ENSEMBLES OBServation (E-OBS). We investigate the use of these freely available gridded climatological datasets as an integration/surrogate for in-situ measurements.

Our analysis is based on a database of 358 geomorphic hazards occurred across the Italian Alps in the period 2000-2015, including landslides, rockfalls and debris flows. Preliminary results indicate that IMERG could significantly improve precipitation information by providing estimates directly on the initiation zones, which is particularly relevant in case of hazards triggered by small-scale convective storms. This advantage is evident and in particular for the case of debris flows: IMERG allows to detect precipitation in numerous cases (~60%) for which in-situ data showed no precipitation; in ~19% of these, climatic anomalies (exceedance of the 90th percentile) are detected.

Further results on the role of sub-daily precipitation processes, particularly relevant for hazards triggered by convective rainfall, such as debris and mud flows, and on the use of temperature data from E-OBS, as being evaluated and will be presented.

How to cite: Paranunzio, R. and Marra, F.: Climate anomalies and geomorphic hazards in high-mountain regions in the Alps: new perspectives from the integrated use of observations and satellite-based products, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1717, https://doi.org/10.5194/egusphere-egu22-1717, 2022.

EGU22-1854 | Presentations | GM10.2

A warming-induced rainfall heterogeneity accelerates landscape evolution 

Nadav Peleg, Jorge Alberto Ramirez, Francesco Marra, Chris Skinner, Simone Fatichi, and Peter Molnar

The hydro-morphological response of a catchment is highly dependent on rainfall properties, including rainfall intensity, storm duration and frequency, and the timing of those events. Furthermore, rainfall spatial variability impacts streamflow, erosion, and sediment transport, and is explored primarily in the context of heavy rainfall triggering floods and rapid morphological changes on hillslopes and in channels. In order to examine the potential effects of warming on hydro-morphological responses, we first examined how changes in air temperature are affecting the spatial structure of rainfall. We observed that heterogeneity increases as temperatures rise. Then, we investigated the sensitivity of fast hydro-morphological responses to increasing temperatures and rainfall heterogeneity scenarios by simulating an extreme rainfall event that occurred in August 2005 in the Kleine Emme stream in Switzerland. The results show that rainfall heterogeneity has a greater impact on erosion processes than simply intensifying high rainfall intensities. We also looked at how changes in rainfall patterns affect landscape evolution over hundreds of years at the catchment scale. Multiple realizations of hourly rainfall fields, each with a different spatial distribution but identical in all other respects, were simulated using a stochastic weather generator, and the impact of the storm heterogeneity on catchment morphology was assessed using a landscape evolution model (CAESAR-Lisflood). We found that erosion and deposition rates increased and net erosion and deposition areas changed (increased and decreased, respectively) when the rain became less uniform in space. Increasing temperatures and rainfall heterogeneity resulted in longer, deeper, and more branched gullies. The results of these studies indicate that heterogeneity in rainfall spatial patterns accelerates landscape development even when rainfall volumes and temporal structures are identical.

How to cite: Peleg, N., Ramirez, J. A., Marra, F., Skinner, C., Fatichi, S., and Molnar, P.: A warming-induced rainfall heterogeneity accelerates landscape evolution, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1854, https://doi.org/10.5194/egusphere-egu22-1854, 2022.

EGU22-4061 | Presentations | GM10.2

The signature of extreme rainstorms properties on cliff morphology in arid areas 

Yuval Shmilovitz, Francesco Marra, Yehouda Enzel, Efrat Morin, Moshe Armon, Ari Matmon, Amit Mushkin, Yoav Levi, Pavel Khain, and Itai Haviv

Climatic impact on landscape morphology was previously demonstrated under pronounced gradients in average climatic properties such as mean annual precipitation or temperature. However, in arid areas, where both meteorological observations and rainfall measurements are scarce and the latter is meager, short-term and highly variable in space and time, the determination of meaningful “average climatic” conditions and their variability is challenging. Although it is generally acknowledged that surface processes in arid landscapes should be effected by short-duration rainfall intensities and their extremes, the topographic sensitivity to storm-scale properties were rarely quantified. Here, we attempted to bridge this gap by documenting systematic precipitation variations along a 40 km arid escarpment (Ramon crater) in the central Negev desert (Israel) and their associated topographic signature.

We used 0.5 m pixel-1 LiDAR-derived topographic data coupled with field measurements to characterize the morphology of cliffs and slopes along the entire Ramon crater. Sub-hourly rainfall intensities were characterized using an 8-year record of high-resolution, convection-permitting, numerical weather model prediction (NWP). Frequency analyses of rainfall intensity and its spatial variation were conducted using a novel statistical method and used to determine runoff and sediment transport along sub-cliff slopes, through grid-based hydrological simulations of synthetic rainstorms with different frequencies.

Our results indicate that due to a pronounced decreasing gradient in the number of rain storms per year, the mean annual rainfall decreases from ~100 mm in the southwest (SW) cliff segment to ~40 mm in the northeast (NE) segment. However, in the drier NE cliff segment, extreme rainfall intensities such as the ones occurring during a storm with a 100-year return period are higher. Topographic cliff gradients and the percentage of exposed bedrock over the cliffs increase toward the drier NE cliff section. Sub-cliff slopes in the NE are systematically straighter, shorter, and associated with a smaller clast sizes relative to the wetter (SW) part of the escarpment. Hydrological simulations reveal that under extreme storms, sediment is mobilized by sheetwash on the NE slopes but is less mobile on the wetter SW slopes. In addition, incised gullies and disconnected talus-flatirons are more frequent in the NE and correlate with the higher erosion efficiency of extreme rainstorms in this zone. Our results indicate that significant morphologic differences can be imprinted in arid landforms due to spatial gradients in the properties of extreme rainstorms.  

How to cite: Shmilovitz, Y., Marra, F., Enzel, Y., Morin, E., Armon, M., Matmon, A., Mushkin, A., Levi, Y., Khain, P., and Haviv, I.: The signature of extreme rainstorms properties on cliff morphology in arid areas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4061, https://doi.org/10.5194/egusphere-egu22-4061, 2022.

EGU22-5929 | Presentations | GM10.2 | Highlight

CRHyME (Climatic Rainfall Hydrogeological Model Experiment): a versatile geo-hydrological model for climatic scenario and extreme event simulation at basin scale 

Andrea Abbate, Laura Longoni, Monica Papini, Leonardo Mancusi, and Antonella Frigerio

In this abstract is described the new model concept called CRHyME (Climatic Rainfall Hydrogeological Model Experiment). This model represents an extended version of the classical spatially distributed rainfall-runoff models. The main novelties are related to:

  • the possibility to have a direct integration with climatic scenario outputs, such as rainfall and temperature field data from NETCDF file format,
  • the physical description of some geo-hydrological hazards strongly related to rainfalls such as shallow landslide, debris flow, watershed erosion and solid transport,
  • the possibility to interact with other hydraulic/landslide models applied through the BMI (Basic Model Interface) approach at finer scale.

The CRHyME model is intended as a part of a hydrological modelling chain. The aim is to try to interpret the effect of future climate evolution on the local territory, giving a physical-based instrument to fill the gap between broader climatic scale and watershed scale. CRHyME model has been written in PYTHON language, using the PCRaster libraries. It has been inspired by the PCR-GLOWB2 model that was implemented at a global scale to study climate change effects on water resource availability. In this sense, the CRHyME model has been completely rewritten to work at a higher spatial resolution to let the assessment of geo-hydrological hazards using the available worldwide databases about morphology, land coverage, soil composition and hydrogeological properties.

The versatility of the CRHyME model permits to set also different timesteps of simulations, reproducing for example extreme rainfall events described with sub-hourly data. It is possible to set the model to reproduce watershed behaviour under critical rainfall using the information stored in local IDF (Intensity-Duration-Frequency) curves making CRHyME also suitable for the risks now-casting at the Civil Protection level.

CRHyME model is currently under development. Remarkable results have been obtained for the study case of the Valtellina catchment in the Alpine region (northern Lombardy, Italy) and three Apennine’s catchments (Emilia region, Italy). After calibration and validation for past occurred events, CRHyME was applied considering three different climatic models from the EUROCORDEX program. According to IPCC Fifth Assessment Report (AR5) indications, the reference period 1986-2005 and the future scenario 2006-2075 under RCP 8.5 were simulated. Several variables were investigated such as maximum daily precipitation, the mean temperature, the maximum daily water discharges, the annual sediment yield, the maximum daily number of triggered shallow landslide and debris flow movements. Statistical test on mean and variance was applied to data series to highlight possible future tendencies in comparison to the reference period. The results have shown a general intensity increase of the geo-hydrological cycle, especially across the Alpine region. Similar results were also assessed from the analysis of the outliers of the sample distributions. This evidence represents a confirmation of the studies carried out by IPCC scientists in respect to the latest updated report in the IPCC Sixth Assessment Report (AR6).

How to cite: Abbate, A., Longoni, L., Papini, M., Mancusi, L., and Frigerio, A.: CRHyME (Climatic Rainfall Hydrogeological Model Experiment): a versatile geo-hydrological model for climatic scenario and extreme event simulation at basin scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5929, https://doi.org/10.5194/egusphere-egu22-5929, 2022.

EGU22-1080 | Presentations | GM6.5

­­­­Disentangling shallow sources of subsidence in an urbanized reclaimed coastal plain, Almere, South Flevopolder the Netherlands 

Manon Verberne, Kay Koster, Aris Lourens, Joana Esteves Martins, Jan Gunnink, Thibault Candela, and Peter Fokker

Reclaimed coastal plains often experience significant subsidence as a result of phreatic water level lowering, which induces oxidation of organic material, shrinkage of clay, and sediment compaction. A primary example in the center of the Netherlands, is the ‘South Flevopolder’ which was reclaimed in 1968 and transformed into an area for residential, industrial and agricultural use. The area subsided over 1.5 m since its reclamation and its surface is still lowering.

The city of Almere, with roughly 200.000 inhabitants and a surface area of c. 250 km2, is situated in the South Flevopolder. Most buildings in the city are founded in deeper Pleistocene sand, whilst objects such as parking lots, sport fields and playgrounds are often unfounded and are directly situated on the younger Holocene coastal deposits. Currently, the unfounded objects show subsidence rates as high as 5 mm per year for which the different subsidence rates  may be related to subsurface heterogeneities. The upper layers in the area are dominated by clay and sand, up to a few meters in thickness, which overly peat and highly organic layers. The lowering of the phreatic surface results in an erratic pattern of subsidence over the area.

We present a workflow to disentangle and parameterize the different contributions of shallow subsidence from Interferometric synthetic-aperture radar (InSAR) measurements. InSAR measurements from founded and unfounded scatterers are separated with a dimensionality reduction technique, t-Distributed Stochastic Neighbor Embedding (t-SNE), followed by an automatic detection of clusters with Hierarchical Density-Based Spatial Clustering of Applications with Noise (HDBSCAN). We have limited ourselves to structures with a construction date of >10 years with respect to the first InSAR measurement date to reduce the effect of construction-related consolidation and isolate the effect of shallow subsidence related to reclamation and phreatic surface level changes. The filtered dataset represents the surface response of unfounded structures in the urbanized reclaimed coastal area.

The subsidence processes are disentangled and parameterized with an Ensemble Smoother with Multiple Data Assimilation (ES-MDA). Additional input data for this method is provided by a phreatic groundwater level model and a voxelized lithological model from the surface towards the top of the Pleistocene sand layers.

We show that the automated data selection method prevents bias by selecting unfounded objects and the proposed workflow can be of aid when studying shallow subsidence in urbanized areas, where most objects are founded below the level at which shallow subsidence takes place. The results of this study quantify the rate of the different subsidence processes on a spatiotemporal scale and thus provide insights for tailored decision making to mitigate subsidence.

How to cite: Verberne, M., Koster, K., Lourens, A., Esteves Martins, J., Gunnink, J., Candela, T., and Fokker, P.: ­­­­Disentangling shallow sources of subsidence in an urbanized reclaimed coastal plain, Almere, South Flevopolder the Netherlands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1080, https://doi.org/10.5194/egusphere-egu22-1080, 2022.

In August 2017, Hurricane Harvey brought record rainfall, elevated storm tide, flooding and socioeconomic devastation to southeastern Texas. Using the radar backscattering difference between Sentinel-1A/B satellite acquisitions, a snapshot of standing water at the time of the satellite acquisition is provided and compared with designated flood hazard zones.

Next, Vertical land motion (VLM) is found by combining GNSS with multitemporal interferometric processing of SAR datasets acquired by ALOS and Sentinel-1A/B satellites. Land subsidence is observed up to 49 mm/yr during the ALOS acquisition period (Jul-2007–Jan-2011) and 34 mm/yr for the Sentinel-1A/B (Dec-2015 to Aug-2017) acquisition periods. Of the flooded area, 85% subsided at a rate > 5 mm/yr supported by the Chi-square test of independence.

Hurricane Harvey and other recent storms highlight potential vulnerabilities of flood resilience plans in coastal Texas that will degrade with climate change and rising seas. Combining VLM with sea-level rise (SLR) projections and storm surge scenarios for the years 2030, 2050, and 2100, we quantify the extent of flooding hazards for the Houston and Galveston areas. VLM is resampled and projected on LIDAR high-resolution topographic grids, then multiple inundation and flooding scenarios are modeled. By the year 2100, over 76 km2 are projected to subside below sea level from VLM. Holding other variables constant, subsidence increases the area of inundation over SLR alone by up to 39%. Under the worst-case composite scenario of an 8-m storm surge, subsidence, and the SLR RCP8.5, the total affected area is 1,156 km2. These composite scenarios produce model maps which can improve flood resiliency plans.

How to cite: Miller, M. M. and Shirzaei, M.: Land subsidence correlated with flooding during Hurricane Harvey and the assessment of future flood hazards for Houston & Galveston Texas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1300, https://doi.org/10.5194/egusphere-egu22-1300, 2022.

EGU22-1464 | Presentations | GM6.5

InSAR-derived present-day rates and drivers of coastal land subsidence at Capo Colonna, Italy 

Francesca Cigna and Deodato Tapete

The Capo Colonna promontory in southern Italy has long been affected by ground instability involving not only coastal erosion and loss of land, but also a noticeable subsidence process, both posing risk to houses and roads built onto the promontory, alongside its archeological site including Hera Lacinia’s sanctuary. Tectonic-induced submergence of some formerly exposed structures and sites and landward retreat up to 200 m were recorded over the centuries along the coastlines of this region. Anthropogenic activities associated with hydrocarbon exploitation add onto Capo Colonna’s ground deformation drivers, with an influence zone that appears to be mostly limited to the shallow-marine terrace that defines the promontory. Subsidence at the site has been monitored since 2005 with geodetic and geophysical methods by the national hydrocarbons authority and the archaeological superintendence. More recent investigations included satellite Interferometric Synthetic Aperture Radar (InSAR) techniques, that revealed −1 to −2 cm/year subsidence rates in 1992−2014 [1-2]. Artificial corner reflectors were also installed to enhance the backscattering properties of the archaeological site and the coastline, trying to ease identification of persistent and coherent scatterers suitable to act as InSAR monitoring targets [2]. This work extends the temporal coverage of past InSAR surveys using two 6 year-long big data stacks of ~300 Sentinel-1 IW scenes each [3], allowing the estimation of subsidence rates and patterns to date, with an unprecedented weekly temporal sampling. The Parallel Small BAseline Subset (P-SBAS) method integrated in ESA’s Geohazards Exploitation Platform (GEP) is used to run the advanced image processing workflow using a cloud environment. Present-day vertical rates are found in the order of −0.7 to −1.5 cm/year, with peaks of −2.3 cm/year. Two clear bands of east-west deformation are identified, with rates reaching ±1 cm/year and pointing towards the maximum subsidence center, i.e. west of a gas production well. While Sentinel-1 data corroborate the spatial association between land subsidence and gas extraction infrastructure (that was already observed in previous studies), the new results suggest an acceleration of the subsidence process with respect to its long-term trend. Some previously unknown short-term trend variations that overlapped onto the main subsidence process over the last few years are also highlighted, owing to the temporal granularity of the Sentinel-1 acquisitions. These outcomes contribute to advance the understanding of a local phenomenon studied for years, and prove the benefits that technical improvements in satellite observations can bring to refine coastal subsidence rates and distinguish driving factors.

 

[1] Tapete D., Cigna F. 2012. Site-specific analysis of deformation patterns on archaeological heritage by satellite radar interferometry. MRS Online Proceedings Library, 1374, 283-295. https://doi.org/10.1557/opl.2012.1397

[2] Cigna F. et al. 2016. 25 years of satellite InSAR monitoring of ground instability and coastal geohazards in the archaeological site of Capo Colonna, Italy. In: SAR Image Analysis, Modeling, and Techniques XVI, SPIE, Vol. 10003, id. 100030Q. https://doi.org/10.1117/12.2242095

[3] Cigna F., Tapete D. 2021. Sentinel-1 big data processing with P-SBAS InSAR in the Geohazards Exploitation Platform: an experiment on coastal land subsidence and landslides in Italy. Remote Sensing, 13, 885. https://doi.org/10.3390/rs13050885

How to cite: Cigna, F. and Tapete, D.: InSAR-derived present-day rates and drivers of coastal land subsidence at Capo Colonna, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1464, https://doi.org/10.5194/egusphere-egu22-1464, 2022.

EGU22-1721 | Presentations | GM6.5

On the Disaster Risk Reduction of Land Subsidence in Indonesia's Northern Coastal Areas of Java 

Hasanuddin Z. Abidin, Heri Andreas, Irwan Gumilar, Teguh P. Sidiq, Dhota Pradipta, and Bambang D. Yuwono

Land subsidence has been observed in several locations along Indonesia's northern coast of Java, most notably in Jakarta, Indramayu, Semarang, Demak, and Pekalongan. It could be caused by a combination of natural and anthropogenic processes, such as excessive groundwater extraction, natural consolidation of alluvium soil, building and construction load, and tectonic activity. Observations using various geodetic methods, including Leveling, GPS, and InSAR, show that typical subsidence rates of 3-10 cm/year have occurred and continue to occur at these locations. The rates vary both spatially and temporally. Coastal subsidence causes coastal inundation, flooding, and infrastructure sinking and cracking, resulting in significant infrastructure, economic, environmental, and social losses. Coastal flooding and inundation are typically exacerbated by high tides, high waves, and heavy rain. Given the significant impact of land subsidence in the coastal area on community life activities and regional development, sustainable disaster risk reduction management must be used to prevent and mitigate land subsidence. Furthermore, because this phenomenon persists, both the government and the community must continue to adapt to its consequences. This paper describes the observations and effects of land subsidence on Java's north coast, specifically in Jakarta and Semarang. Initiatives and programs to aid in prevention, mitigation, and adaptation will be proposed and discussed.

How to cite: Abidin, H. Z., Andreas, H., Gumilar, I., Sidiq, T. P., Pradipta, D., and Yuwono, B. D.: On the Disaster Risk Reduction of Land Subsidence in Indonesia's Northern Coastal Areas of Java, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1721, https://doi.org/10.5194/egusphere-egu22-1721, 2022.

EGU22-2133 | Presentations | GM6.5

Ground subsidence and relative sea level rise in coastal areas of China 

Sihui Li, Jie Dong, Lu Zhang, and Mingsheng Liao

The global mean sea level rise (SLR) is accelerating and has reached 3.2 mm/yr over the last decades. Combining with local ground subsidence, relative sea level rise (RSLR) rate will be dozens of times the global mean sea level rise in some areas with serious subsidence. The RSLR will lead to an increase in the frequency of floods and storm surges, salinization of surface and ground waters, coastal erosion, and degradation of coastal habitats, which will have a serious impact on coastal cities and low-lying areas.

In this study, we combine satellite altimetry data with time series interferometric synthetic aperture radar (InSAR) to capture the distribution of RSLR rates along China's coastline. The Sentinel-1 SAR data from nine ascending tracks covering China’s coastal areas from 2016 to 2020 are used for SBAS analysis to obtain ground subsidence within the 100 km buffer zone of China’s coastline. The line of sight (LOS) deformation is projected to the vertical direction based on the incidence angle. Then 33 GNSS stations from Crustal Movement Observation Network of China whose three-dimensional velocities are known within the inertial terrestrial reference frame (ITRF) are used to calibrate and validate the obtained InSAR ground deformation rates. We use satellite altimetry products from Copernicus Marine Environment Monitoring Service (CMEMS) to calculate the sea level change, and four tide gauges from the national marine data center are used for validation purposes. The ground deformation rates are combined with SLR rates to calculate RSLR rates.

The results show that significant ground subsidence has occurred in some coastal areas of China, including Dalian and Jinzhou in Liaoning Province, Lianyungang, Huai 'an and Yancheng in Jiangsu Province, Ningbo, Zhoushan and Wenzhou in Zhejiang Province, Guangzhou, Shenzhen and Zhuhai in Guangdong Province and so on. The subsidence in Tianjin, Tangshan, and Dongying are the most serious, with the maximum subsidence rate exceeding 200 mm/yr. Overexploitation of underground liquid resources such as water and oil is the main cause of ground subsidence in China's coastal areas. While in Shanghai, the ground subsidence has been effectively controlled with the decrease of groundwater exploitation and artificial recharge of aquifer systems.

The SLR rates in China's coastal areas are slightly higher than the global average, but the maximum is less than 6 mm/yr, which makes ground subsidence dominant in the analysis of RSLR and the distribution of RSLR is consistent with that of ground subsidence. Based on the profile analysis of RSLR along the coast, there are many places that have high RSLR rates due to ground subsidence, such as Tangshan, Tianjin, Dongying, Weifang, Lianyungang, Yancheng, Ningbo, Wenzhou, Zhuhai and so on, among which the RSLR rate in Dongying is close to 200 mm/yr. Understanding the distribution of RSLR can provide decision-making suggestions for the government’s urban planning of coastal cities.

How to cite: Li, S., Dong, J., Zhang, L., and Liao, M.: Ground subsidence and relative sea level rise in coastal areas of China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2133, https://doi.org/10.5194/egusphere-egu22-2133, 2022.

EGU22-2549 | Presentations | GM6.5

Natural and anthropogenic factors shaping the shoreline of Klaipeda, Lithuania 

Vitalijus Kondrat, Ilona Sakurova, Egle Baltranaite, and Loreta Kelpsaite-Rimkiene

Port of Klaipeda is situated in a complex hydrological system, between the Curonian Lagoon and the Baltic Sea, at the Klaipeda strait in the South-Eastern part of the Baltic Sea. It has almost 300 m of jetties separating the Curonian Spit and the mainland coast, interrupting the main path of sediment transport through all South-Eastern coast of the Baltic Sea. Due to the Port of Klaipeda reconstruction in 2002 and the beach nourishment project, which was started in 2014, the shoreline position change tendency was observed. Shoreline position measurements of various periods can be used to derive quantitative estimates of coastal processes direction and intensity. This data can be used to further our understanding of the scale and timing of shoreline changes in a geological and socio-economic context. This study analyzes long and short-term shoreline position changes before and after the Port of Klaipeda reconstruction in 2002. Positions of historical shorelines from various sources were used, and the rates (EPR, NSM, and SCE) of shoreline changes have been assessed using the Digital Shoreline Analysis System (DSAS). An extension of ArcGIS. K-means clustering was applied for shoreline classification into different coastal dynamic stretches. Coastal development has changed in the long-term (1984–2019) perspective: the eroded coast length increased from 1.5 to 4.2 km in the last decades. Coastal accumulation processes have been restored by the Port of Klaipeda executing the coastal zone nourishment project in 2014.

How to cite: Kondrat, V., Sakurova, I., Baltranaite, E., and Kelpsaite-Rimkiene, L.: Natural and anthropogenic factors shaping the shoreline of Klaipeda, Lithuania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2549, https://doi.org/10.5194/egusphere-egu22-2549, 2022.

EGU22-3199 | Presentations | GM6.5 | Highlight

Localized coastal subsidence in Miami Beach and Surfside, Florida 

Shimon Wdowinski and Simone Fiaschi

We revisit our study of localized land subsidence in Miami Beach, which relied on SAR data from the 1990s (Fiaschi and Wdowinski, 2020) to detect changes in subsidence patterns and velocities. Our original study used ERS-1/2 data acquired during 1993-1999 and revealed that subsidence occurs in localized patches (< 0.02 km2) with a magnitude of up to 3 mm/yr. Most of the subsidence occurred in the western side of the city in urban areas built on reclaimed wetlands. We also detected one location of localized subsidence in the eastern part of the city, which centered at a 12-story condominium building. This building, Champlain's South Tower (CTS), collapsed on June 24th, 2021 resulting in the tragic death of 98 residents. The study revealed that the CTS slowly settled during the 6-years observation period (1993-1999), which may induce structural damage to the building, 20-30 years before the building’s collapse.

Following the tragic collapse of the CTS, societally important questions were raised by investigating teams, the media, and the public. In the current study we address some of these important questions:

  • Did the detected subsidence of the CTS in the 1990s have a differential component?
  • Did the CTS building continue subsiding after 1999?
  • Did other subsiding areas in Miami Beach continue to subside after 1999?
  • Did other areas in Miami Beach start subsiding after 1999? 
  • What is the significance of these findings?

The answer to the first question is based on a new post-processing of the ERS-1/2 solution, which revealed a small (0.5 mm/yr) differential component of the CTS building during 1993-1999. The answers to the next three questions were obtained from the analysis of Sentinel-1 data acquired during 2016-2021, which revealed a somewhat different subsidence field compared to the ERS-1/2 results. Finally, we used soil consolidation theory to explain the significance of the ERS-1/2 and Sentinel-1 results in terms of primary and secondary soil consolidation processes.

How to cite: Wdowinski, S. and Fiaschi, S.: Localized coastal subsidence in Miami Beach and Surfside, Florida, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3199, https://doi.org/10.5194/egusphere-egu22-3199, 2022.

EGU22-3943 | Presentations | GM6.5

A Federated Learning approach to use confidential hydrocarbon extraction data for investigating coastal subsidence 

Madelon Molhoek, Kay Koster, Merijn de Bakker, Thibault Candela, Joana Esteves Martins, and Peter Fokker

Hydrocarbon reservoirs can be situated below low-lying coastal plains. Extraction from these reservoirs are known to cause substantial amounts of subsidence. Yet, the relative contribution of hydrocarbon extraction to total subsidence is often ignored in many coastal areas around the world. The primary reason for such negligence is because hydrocarbon extraction data are often confidential and therefore difficult to access for scientific research purposes. Incorporating the effects of hydrocarbon extraction in coastal subsidence research is however critical, as reservoirs can be depleted for decades in a row, causing decimeters of subsidence. Furthermore, gas is recently labeled by the European Union as a ‘green energy,’ motivating countries to increase production from low-lying coastal areas. Therefore, taking coastal subsidence by hydrocarbon extraction into account with datasets that are commonly private is essential for understanding regional subsidence processes, and eventually to design mitigation or adaptation strategies. 

In this study, we present the outline of a workflow being developed to deploy hydrocarbon extraction data for subsidence modelling while acknowledging data privacy constraints. The targeted area is the urbanized coastal plain of Friesland (The Netherlands), which is subsiding by compaction of ca. 2-3 km deep gas reservoirs, as well as by surficial processes such as peat oxidation and clay shrinkage. 

The core of the method is a Federated Learning framework for Neural Networks on vertically partitioned data including cryptographic techniques. Federated Learning implies that a central model can be trained on data which is only stored locally. Therefore, the data does not leave the premises of the data-owner (in this case the hydrocarbon operator), to protect confidential information. Such a model trains at each dataset and only model-updates are sent back and aggregated to the central server. The trained model and its output are shared between the parties involved.  

Our workflow comprises a secure learning set-up for gas reservoir pressure depletion. The workflow uses the library FATE (FAir, Transparent and Explainable decision making), which combines secure inner sect (a Multi-Party Computation) techniques with a bottom and top split Neural Network, combining the outputs of the bottom models with an interactive layer. The technique of Neural Network was selected for flexibility in algorithms used, such as future intertwining of the workflow with physical models (e.g., transfer learning and physics informed neural networks). Current work focuses on extracting relevant information on feature importance causing subsidence from the Federate Learning framework without compromising confidentiality. 

Preliminary results show that a Federated trained model does not significantly increase the prediction error compared to a centrally trained model, suggesting that the developed approach can be a critical step forward in convincing hydrocarbon operators to provide their data in a confidential way. In this way, subsidence by hydrocarbon extraction can be integrated into overall coastal subsidence studies. 

How to cite: Molhoek, M., Koster, K., de Bakker, M., Candela, T., Esteves Martins, J., and Fokker, P.: A Federated Learning approach to use confidential hydrocarbon extraction data for investigating coastal subsidence, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3943, https://doi.org/10.5194/egusphere-egu22-3943, 2022.

EGU22-5138 | Presentations | GM6.5

Relative sea-level rise scenarios for 2100 in the Venice lagoon by integrated geodetic data, high-resolution topography and climate projections. New insights from the SAVEMEDCOASTS-2 Project. 

Marco Anzidei, Michele Crosetto, Josè Navarro, Cristiano Tolomei, Petros Patias, Charalampos Georgiadis, Antonio Vecchio, Fawzi Doumaz, Lucia Trivigno, Antonio Falciano, Michele Greco, Enrico Serpelloni, Silvia Torresan, Qui Gao, Anna Barra, Claudia Ferrari, Chiara Tenderini, Xenia Loizidou, and Demetra Orthodoxou

Here we show and discuss the results arising from the SAVEMEDCOASTS-2 Project (Sea Level Rise Scenarios along the Mediterranean Coasts - 2, funded by the European Commission ECHO) for the Venice lagoon (northern Italy). We used geodetic data from global navigation satellite system (GNSS), synthetic aperture radar interferometric measurements (InSAR) from Copernicus Sentinel-1A (S1A) and Sentinel-1B (S1B) sensors and sea-level data from a set of tidal stations, to show subsidence rates and SLR in this area. The lagoon is well known for centuries to be prone to accelerated SLR due to natural and anthropogenic land subsidence that is causing increasing events of flooding and storm surges exacerbated by climate change. We focused on selected zones of the lagoon, characterized by particular heritage, coastal infrastructures and natural areas where the expected RSLR by 2100 is a potential cause of significant land flooding and morphological changes of the land. Results of the multi-temporal flooding scenarios until 2100 are based on the spatially variable rates of vertical land movements (VLM), the topographic features of the area provided by airborne Light Detection And Ranging (LiDAR) data and the Intergovernmental Panel on Climate Change (IPCC AR-5) projections of SLR in the Representative Concentration Pathways RCP2.6 and RCP8.5 emission scenarios. Our results show a diffuse land subsidence locally exceeding 9±2 mm/yr1. A variable RSLR between 0.62±0.12 m and 1.26±0.12 m is expected for 2100 AD in the RCP8.5 scenario. For this reference epoch, most of the investigated areas will be vulnerable to inundation in the next 80 years. A relevant concern is the protection of the historical city of Venice although the MOSE system has recently come into operation to prevent the effects of high tides in the lagoon. The hazard implications for the population living along the shore should push land planners and decision-makers to take into account long-term SLR scenarios in the definition and prioritization of adaptive pathways for a climate-resilient management of the Venice lagoon.

How to cite: Anzidei, M., Crosetto, M., Navarro, J., Tolomei, C., Patias, P., Georgiadis, C., Vecchio, A., Doumaz, F., Trivigno, L., Falciano, A., Greco, M., Serpelloni, E., Torresan, S., Gao, Q., Barra, A., Ferrari, C., Tenderini, C., Loizidou, X., and Orthodoxou, D.: Relative sea-level rise scenarios for 2100 in the Venice lagoon by integrated geodetic data, high-resolution topography and climate projections. New insights from the SAVEMEDCOASTS-2 Project., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5138, https://doi.org/10.5194/egusphere-egu22-5138, 2022.

Coastal landscapes are dynamic sites, with their evolution strongly linked with sea level variations and tectonic activity produced intense faulting at different temporal and spatial scales. Geomorphological features in the coastal area, such as beachrock formations, can function as indicators of the coastal landscape evolution through time. However, mapping beachrocks on coastal areas is fundamental to study beach evolution and the vulnerability of low-lying coasts to erosion and waves. Also, high resolution coastal maps are going to be obtained by using air photogrammetry (Unmanned Aerial Vehicle-UAV) to construct the changing dynamics of the coastal geomorphology of the region in recent years. Moreover, the existence of beachrocks and monitoring them in far-field sites provide a good potential indicator of former sea level position. Such a case is the northern coast of the Sea of Marmara (Tekirdag-Altinova coastal area), hosting submerged beachrocks bordering low-lying coasts. However, our knowledge of the submerged beachrocks in the Sea of Marmara coasts is limited and scarce.

 

The Tekirdag-Altinova coastal area lies in the western Marmara Region, being part of the Sea of Marmara. The western coasts of the Marmara Region include a number of natural features inherited from their coastal evolution. Typically, the western coasts of the Marmara Region are composed of a sandy beach, bordered by a low lying beachrock, a coastal lagoon and an alluvial plain. Furthermore, in this region relative sea level (RSL) changes during late Quaternary and its vicinity are generally not homogeneous as a result of the tectonic activity controlled by the North Anatolian Fault Zone (NAFZ) that played a crucial role in the coastal evolution at different periods of the region.

 

The aim of the study is to define spatial extent of the beachrocks, and to collect high-resolution aerial photos of the coastline in the study area. For this purpose, we performed coupled detailed aerial surveys with UAV, analysis of aerial photogrammetry and morphometric analysis to study beachrock outcrops found down to 2 m below the present sea level with a ~5 km coastal extend. In particular, it was used to generate a dense point cloud and successively a high resolution Digital Surface Model (DSM) of submerged beachrocks. Hereby, Structure from Motion (SfM) photogrammetry technique was exploited to a low-cost and effective UAV derived imagery to achieve monitoring submerged beachrocks. Then, we further carried out one or more underwater transects to measure width and depth of the beachrock slabs and sampled seaward and landward parts of each beachrock slab. As a result of our analysis, we aim to better elucidate monitoring the submerged beachrocks in the nearshore of the Tekirdag-Altinova coastal area and provide new insight to the RSL evolution.

How to cite: Özcan, O., Tarı, U., Sunal, G., and Yaltırak, C.: Monitoring beachrock and low-altitude aerial photogrammetry-UAV in the northern coast of the Sea of Marmara, Turkey: A tool for coastal evolution and relative sea level change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5794, https://doi.org/10.5194/egusphere-egu22-5794, 2022.

EGU22-6617 * | Presentations | GM6.5 | Highlight

Implications of subsidence for coastal flood risk and adaptation in China 

Robert Nicholls and Jiayi Fang

Land subsidence is impacting large populations in coastal Asia via relative sea-level rise. This paper quantitatively assesses the risks and possible response strategies for China from 2020 to 2050, focusing on observed changes in urban and delta areas where subsidence is largest. Using observed subsidence rates as scenarios, flood impacts are assessed with the Dynamic and Interactive Vulnerability Assessment (DIVA) model framework. Land area, population and assets exposed to the 100-year coastal flood event by 2050 are approximately 20%-39%, 17%-37% and 18%-39% higher than assuming climate change only scenarios. Realistic subsidence control measures can reduce this growth in exposure, leading to 7% more exposed land, 6% more population and 7% more assets than due to climate change alone. This emphasizes that subsidence control, combined with upgraded coastal protection, is a plausible and desirable adaptation response for coastal China.

Our results emphasise that subsidence is degrading China’s coastal environment quality and well-being. Subsidence is nationally significant as people preferentially live in the subsiding areas. Compared with natural subsidence occurring and accumulating over centuries and longer, human-induced subsidence is more local and is usually much more rapid. The effects of human-induced subsidence are visible over relatively shorter timescales (i.e., decades). It reduces the effective protection levels of dikes and amplifies the consequences of failure of flood protection infrastructure. For example, subsidence in Shanghai, has required the flood defence walls to be raised four times since 1959, amounting to more than a three metre raise, requiring large expenditure and also enhancing residual risk.

Subsidence can also lead to saline intrusion and water logging thus affecting water quality, ecosystem service and agriculture. In urban areas, subsidence is greater than in rural environments, due to greater groundwater withdrawal and lowering of water tables enhancing consolidation in geologically young sediments. Significant land subsidence and deformation is also observed in new coastal reclamations such as Hong Kong, Shenzhen, Shanghai, Tianjin, where critical infrastructure is often located, such as airports. New reclamations should expect subsidence and design for it.

In conclusion, this research shows it is essential to understand and address subsidence and resulting relative sea-level rise across coastal China. Traditionally, subsidence is considered a local problem. This study demonstrates subsidence has national implications and there is a need for a national policy response: a combination of subsidence control and adaptation (e.g. higher dikes). More detailed national and regional assessments of flooding and subsidence are recommended include the costs and benefits of management in the context of climate-induced sea-level rise. The issues raised in this paper have global significance, particularly in south, south-east and east Asia. Similar assessments across these Asian nations and more systematic collection of subsidence data would facilitate improved responses to this issue.

How to cite: Nicholls, R. and Fang, J.: Implications of subsidence for coastal flood risk and adaptation in China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6617, https://doi.org/10.5194/egusphere-egu22-6617, 2022.

EGU22-8682 | Presentations | GM6.5

Investigating the sources of surface mass loading signals in coastal GNSS permanent stations 

Jagat Dwipendra Ray, Walyeldeen Godah, Balaji Devaraju, and M Sithartha Muthu Vijayan

The GNSS (Global Navigation Satellite Systems) position time series contains various geophysical signals which can be grouped into tectonic and non-tectonic signals. The tectonic signals include the signals of crustal deformation, volcanic deformation, transient signals of the earthquake and even landslide. On the other hand, the non-tectonic signal contains contributions of various surface mass loadings induced by temporal mass variations within the Earth’s system. The effects of the tidal components of these temporal mass variations are generally get removed during routine GNSS data processing. However, the effects of non-tidal mass loading are typically removed in the post GNSS data processing stage. Therefore, a raw GNSS position time series provides an opportunity to study the sensitivity of a GNSS station towards various non-tidal mass loadings. The understanding of the effect of non-tidal mass loadings in coastal GNSS stations is very important as these coastal GNSS stations are generally used to constrain vertical land motions of Tide gauge stations.

The objective of this study is to investigate the effects of various non-tidal mass loadings, such as non-tidal ocean loading, non-tidal atmospheric loading, hydrological loading and sea level loading, in a few coastal GNSS permanent stations. The vertical GNSS position time series of these stations are obtained from the Nevada Geodetic Laboratory (NGL) and analysed using the seasonal decomposition method. The seasonal components of the GNSS position time series resulting from this analysis are assessed through surface deformations due to various surface mass loading effects provided by the German Research Centre for Geosciences (GFZ). Furthermore, the resulted seasonal components of the GNSS position time series are also compared with the corresponding ones obtained from Gravity Recovery and Climate Experiment/GRACE Follow-On (GRACE/GRACE-FO) satellite missions data. The results of these assessments and comparisons are analysed and discussed from the perspective of surface deformations induced by non-tidal mass loadings at coastal GNSS stations.

How to cite: Ray, J. D., Godah, W., Devaraju, B., and Vijayan, M. S. M.: Investigating the sources of surface mass loading signals in coastal GNSS permanent stations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8682, https://doi.org/10.5194/egusphere-egu22-8682, 2022.

EGU22-9302 | Presentations | GM6.5

on GNSS-IR technique for measuring shallow sediment compaction 

Makan Karegar

The solid Earth aspects of relative sea-level change can dominate in low-lying coastal areas with potentially vulnerable to accelerating rates of sea-level rise. Global Navigation Satellite System (GNSS) as companion tools to tide gauges allow long-term assessment of solid Earth deformation, thus essential for disclosing climate-forced mechanisms contributing to sea-level rise (SLR). So far, it has not been possible to measure shallow displacements that occur above the base of GNSS monument because conventional positioning determines the vertical component of position changes resulting from displacements occurring beneath the foundation. We use an emerging technique, GNSS interferometric reflectometry (GNSS-IR), to estimate the rate of this process in two coastal regions with thick Holocene deposits, the Mississippi Delta and the eastern margin of the North Sea. We show that the rate of land motion from shallow compaction is comparable to or larger than the rate of SLR. Since many of the world's great coastal cities are built on river deltas with comparable Holocene sections, our results suggest that estimates of flood risk and land loss have been underestimated. We demonstrate environmental impact of parking lots and streets surrounding several monitoring sites on GNSS measurements. Such kinematic environments will perturb the amplitude of reflected signals to GNSS sensors and leave time-variable imprints on GNSS observations. Thus, obtaining desirable reflections for shallow subsidence monitoring could be challenging.

How to cite: Karegar, M.: on GNSS-IR technique for measuring shallow sediment compaction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9302, https://doi.org/10.5194/egusphere-egu22-9302, 2022.

EGU22-10589 | Presentations | GM6.5

Mapping subsidence in Lagos, Nigeria with Sentinel-1A/B Satellite Radar 

Joel Johnson, Kristy Tiampo, Eduard Heijkoop, Michael Willis, and Steven Nerem

Over 10 percent of the worlds’ population lives less than 10 meters above sea level(McGranahan et al,. 2007), at risk for rising seas and sinking coasts. In addition, coastal inhabitants preferentially live in locations that are subsiding (Nicholls et al,. 2021), representing a flooding threat to people and infrastructure in coastal cities. Findings from the Intergovernmental Panel on Climate Change(IPPC) outline the risks and impacts of sea level rise on flooding and identify a knowledge gap regarding the combined effects with coastal subsidence. When drivers of subsidence combine, they can generate sinking rates of 6-100mm/yr, an order of magnitude larger than the 3-10mm/yr for sea level rise (Erkens et al., 2015). 

Access to C-band Synthetic Aperture Radar (SAR) data through the European Space Agency (ESA) Sentinel-1A/B satellites and the upcoming NASA-ISRO SAR (NISAR)  mission provides increased opportunities for differential interferometric synthetic aperture radar (DInSAR) monitoring. Here we provide results from a dockerized supercomputer workflow that rapidly generates DInSAR pairs from Sentinel-1 imagery using the JPL/Caltech/Stanford InSAR Scientific Computing Environment (ISCE)  processing software (Rosen et al., 2012) at ~10 meter resolution. Results from this workflow are used to create a time series of subsidence for Lagos, Nigeria, where rapid urban growth has led to accelerated subsidence throughout the city.

How to cite: Johnson, J., Tiampo, K., Heijkoop, E., Willis, M., and Nerem, S.: Mapping subsidence in Lagos, Nigeria with Sentinel-1A/B Satellite Radar, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10589, https://doi.org/10.5194/egusphere-egu22-10589, 2022.

EGU22-11861 | Presentations | GM6.5

Using Synthetic Aperture Radar Images to Monitor Sand Dredgers in Taiwan Strait 

Tsung Ying Tsai and Kuo Hsin Tseng

        With the unique geological setting, Taiwan Strait was formed by shallow bathymetry and gentle topography composed of sandy substrate types. The depth of this area seldom exceeds 100 m, and it could be shallower than 20 m in the Taiwan Shoal area. Therefore, in recent years, there have been frequent cases of illegal sand dredgers around the central of Taiwan Strait. Apart from destroying marine ecology, the greatest problem of illegal sand pumping is the consequential retreat of the neighboring coastline.

        To address this problem, the objective of this research aims to take advantage of Synthetic Aperture Radar (SAR) technology in satellite remote sensing, and to monitor the spatiotemporal hotspots of unidentified vessels. SAR instruments have the advantages of superior penetration, high resolution, and independent from sunlight, making it a great tool for ocean object detection. This research uses Sentinel-1 SAR imagery as data source. We take Taiwan strait as study area and focused on Taiwan Shoal and the offshore of Matsu islands, which are the regions with higher number of cases of illegal sand dredging in recent years. The workflow is composed of four steps: image preprocessing, land masking, prescreening, and ship discrimination. Our preliminary results show that the developed algorithm can automatically detect targets over a specific size (>30 m), with an accuracy of >80% compared with the manually identified results. The hotspot of sand dredgers is changing in locations in the last three years, with the peak number occurred in 2019. It is concluded that Sentinel-1 SAR image has the ability to serve as a tool for ship detection.

How to cite: Tsai, T. Y. and Tseng, K. H.: Using Synthetic Aperture Radar Images to Monitor Sand Dredgers in Taiwan Strait, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11861, https://doi.org/10.5194/egusphere-egu22-11861, 2022.

EGU22-1415 | Presentations | GM2.2

Fully coupled modelling of non-uniform sediment transport in sewer systems 

Jinxin Liu, Zhixian Cao, and Xichun Li

Flushing is considered as a cost-effective technique for mitigating sediments and constraining environmental problems in sewer systems. Previous mathematical models are almost exclusively based upon simplified governing equations and weak sediment transport assumptions, of which the applicability remains to be theoretically justified. Here a fully coupled one-dimensional model is presented for non-uniform sediment transport in sewer systems, as adapted from recently established shallow water hydro-sediment-morphodynamic models for fluvial processes. The present model is tested for an experimental flushing case in the Des Coteaux catchment system of Paris city. The computational results are compared with measured data, and satisfactory agreements are acquired. It is revealed that the adaptation of bedload sediments to capacity regime can be fulfilled quickly, while the adaptation of suspended sediment transport to capacity regime requires a relatively long time and space, thereby underpinning and warranting the non-capacity modelling paradigm for sewer systems.

How to cite: Liu, J., Cao, Z., and Li, X.: Fully coupled modelling of non-uniform sediment transport in sewer systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1415, https://doi.org/10.5194/egusphere-egu22-1415, 2022.

EGU22-1419 | Presentations | GM2.2

Flow structure at reservoir-tributary confluence with high sediment load 

Junhao Zhang, Yining Sun, Zhixian Cao, and Ji Li

Fluvial flow with high sediment load may plunge into the reservoir to form turbidity current, which may feature strong interaction with inflow from a tributary. However, to date, the understanding of confluent flow structure with high sediment load has remained poor. Here, a computational fluid dynamic software, Flow-3D, is applied to resolve such flows for a series of cases at laboratory-scale by solving unsteady, 3D Reynolds-averaged Navier-Stokes and sediment transport equations, based on finite difference method with structured meshes. The 3D results are compared with those due to a recently established 2D double layer-averaged shallow water hydro-sediment-morphodynamic model. One distinctive flow structure pattern is generated at the confluence with the intrusion of reservoir turbidity current from the main channel into the tributary. Apparent bed aggradation occurs inside the tributary mouth after a long-term hydro-sediment-morphodynamic process. The present finding has a more profound influence on sediment transport and morphological evolution at a reservoir–tributary confluence with high sediment load.

How to cite: Zhang, J., Sun, Y., Cao, Z., and Li, J.: Flow structure at reservoir-tributary confluence with high sediment load, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1419, https://doi.org/10.5194/egusphere-egu22-1419, 2022.

EGU22-1463 | Presentations | GM2.2

An integrated two-layer model for simulating shallow flow, sediment transport and overtopping-induced breach processes 

Jiaheng Zhao, Jingming Hou, Ilhan Özgen Xian, Tian Wang, and Reinhard Hinkelmann

Extreme rainfall may generate flash floods, which may overtop the flood defences (e.g., dam, dike, and levees) and subsequently lead to structure failure, threatening the safety of the downstream population and properties. This work presents a new two-layer modelling approach to simulate surface water flooding and the subsequent dam/dike breach process caused by overtopping. The new modelling framework simulates the surface water flooding process in the upper layer using a high-resolution hydrodynamic model that also considers sediment transport and morphodynamic change. A cell-based infinite slope model is implemented to identify unstable slope/soil and estimate the sliding depth for the lower layer. And a cellular automaton method based on diffusion-wave assumption is further developed to simulate the dynamics of the resulting bed granular movement. The momentum and bed elevation source terms of the hydrodynamic governing equations (the flood layer) and the soil depth of debris flow (the granular layer) are simultaneously calculated in a fully coupled way. This results in a fully coupled flooding induced breach chain model. The proposed model is validated against experimental and real-world tests with different breach types. And the sensitivities of calibrated parameters and mesh sizes are discussed in detail. The results indicate that the proposed model can simultaneously simulate overtopping flooding and the associated slope failure and breach processes.

How to cite: Zhao, J., Hou, J., Özgen Xian, I., Wang, T., and Hinkelmann, R.: An integrated two-layer model for simulating shallow flow, sediment transport and overtopping-induced breach processes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1463, https://doi.org/10.5194/egusphere-egu22-1463, 2022.

EGU22-1685 | Presentations | GM2.2

Impact of embankments for reversing neck cutoff on flow structure in a Zoige meandering river 

Zhiwei Li, Peng Gao, and Bang Chen

Cutoff occurrence is a pivotal process of the forward long-term evolution of meandering river. Here a neck cutoff occurred unexpectedly in a highly sinuous bend of a meandering river in the Zoige basin on the Qinghai-Tibet Plateau in July 2018. Nonetheless, for protecting the grassland inside this bend, subsequently two artificial embankments reversed this neck cutoff (backward evolution) in 2018-2019 and strongly affected three-dimensional flow structure according to field surveys using an unmanned aerial vehicle and acoustic Doppler Current Profiler from 2018 to 2021. This rare case for inhibiting natural cutoff remains an unknown geomorphic process, and furthermore the inverse impact of human intervention on an occurred cutoff is still unclear. The artificial earth embankment was breached in the 2019 flood season and left the broken debris at both ends. Soon afterwards the second rockfill embankment was built in the late 2019 to force the flow back to the original bend so far. Some main results are summarized: (i) Flow structure in the new cutoff channel was intensely adjusted in combination with locally increased channel slope by the cutoff and the first earth embankment built in 2019. Conversely, flow velocity and circulation in the upstream straight reach was less affected by neck cutoff and artificial embankments, while the flow velocity in the bend section was obviously adjusted after neck cutoff and two embankments built. The lateral distribution of the maximum velocity and circulation intensity at the apex of the bend are altered. (ii) After the cutoff occurred, the separate zone shifted to the erosion side of the new cutoff channel in 0.3 times channel width in 2019. At the cross-section of the apex, the clockwise circulation was generated with the maximum streamwise velocity close to the outer bank. The maximum streamwise velocity moved to 0.2 times channel width. (iii) The artificial embankment is a driving factor to generate the strong alteration on the bend completeness and hydrodynamic adjustment along the course in this unique case. It is of great importance on understanding the inverse process for implementing engineering measures to restore the original sinuous flow path and sustain an intact meander landscape after a cutoff occurred. Given that the intervention of reversing neck cutoff is a mandatory task required by local people, it is a better choice to wait 2-3 years until the cutoff channel reaching the quasi-equilibrium state.

How to cite: Li, Z., Gao, P., and Chen, B.: Impact of embankments for reversing neck cutoff on flow structure in a Zoige meandering river, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1685, https://doi.org/10.5194/egusphere-egu22-1685, 2022.

EGU22-1885 | Presentations | GM2.2

A novel two-dimensional numerical model developed for slope soil erosion 

Tian Wang, Jingming Hou, Yu Tong, Jiaheng Zhao, and Feng Wang

Slope erosion is the main source of soil erosion. Simulated slope erosion sediment yield and its development process have great significance for quantitative erosion evaluation at the spatiotemporal scale. In this study, a loess slope erosion experiment was implemented indoors to establish a sediment carrying capacity formula suitable for loess slope erosion. A two-dimensional slope erosion numerical model was developed based on the developed sediment carrying capacity formula, and the model was verified by a simulated indoor slope rainfall erosion experiment. The results showed that the corrected slope sediment transport capacity formula is suitable for loess slopes, which have a higher prediction precision. The developed erosion numerical model simulation was verified by simulated rainfall slope erosion experiments. Regarding the evaluation metrics for slope simulation accuracy, the Nash-Sutcliffe efficiency (NSE) values were 0.83 for the runoff rate and 0.66 for the sediment concentration, R2 values were 0.89 for the runoff rate and 0.73 for the sediment concentration, and the relative bias (RB) values were -5.02% for the runoff rate and -1.02% for the sediment concentration. The spatial contribution rate of slope erosion was analysed based on the simulation results, and the most severely eroded areas were the middle and lower parts of the slope. The erosion contribution rate reached 69.59% on the 1-4 m area of the slope. The research results can further improve loessal slope erosion process simulation and prediction.

How to cite: Wang, T., Hou, J., Tong, Y., Zhao, J., and Wang, F.: A novel two-dimensional numerical model developed for slope soil erosion, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1885, https://doi.org/10.5194/egusphere-egu22-1885, 2022.

EGU22-1951 | Presentations | GM2.2

A new two-phase shallow water hydro-sedi-morphodynamic model with the HLLC solver for inter-grid numerical flux estimation 

Peng Hu, Binghan Lyu, Ji Li, Qifeng Liu, Youwei Li, and Zhixian Cao

Given that fluvial flows carrying relatively coarse sediments involve strong interactions between the water and the sediment phases, two-phase shallow water hydro-sedi-morphodynamic models have been developed (Li et al. 2019, Advances in Water Resources, 129(JUL.), 338-353; Lyu et al. 2021: EGU General Assembly 2021, online, 19–30 Apr 2021, EGU21-4258). Here we report improvements over the model by Lyu et al. (2021), which lead to considerably improved numerical accuracies. Specifically, using finite volume method (FVM) to solve the governing equations on unstructured grids, the Harten-Lax-van Leer-Contact (HLLC) Riemann solver is proposed to estimate the inter-cell numerical flux for the flow phase and the sediment phases separately, in contrast to previous two-phase flow models using centered schemes. The improved numerical accuracy is demonstrated by numerically revisiting a series of experimental scenarios including refilling of a dredged trench, and a full dam-break flow in an abruptly widening channel.

How to cite: Hu, P., Lyu, B., Li, J., Liu, Q., Li, Y., and Cao, Z.: A new two-phase shallow water hydro-sedi-morphodynamic model with the HLLC solver for inter-grid numerical flux estimation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1951, https://doi.org/10.5194/egusphere-egu22-1951, 2022.

Previous studies for numerical representation of aquatic vegetation based on the isotropic porosity shallow water models can not only consider the effects of vegetation resistance and spatial occupation in physics, but also improve the computational efficiency in large-scale modelling. This type of models provides a promising tool to numerically study the vegetated flow and the corresponding sediment transport in practice. However, the characteristics of preferential flow among complex vegetation distributions which are often observed in nature cannot be well captured due to the isotropic assumption. Thus, we make an improvement by introducing the anisotropic porosity method in the shallow water model. Unlike the isotropic porosity method which uses only one porosity parameter to describe the vegetation spatial occupation, the anisotropic porosity method defines a cell-based porosity for volumetric occupation and an edge-based porosity for flux exchange to capture the flow heterogeneity in space. Under the framework of finite volume method, the model is solved explicitly with a hybrid LTS/GMaTS method and the Open MP techniques for fast modelling. The well-balanced property and accuracy of the developed model have been tested by a series of flume experiments with different vegetation distributions over fixed or mobile beds. In general, both velocity and deposition patterns are well reproduced. It shows that a constant vegetation drag coefficient can lead to numerical solutions of comparable accuracy as those complex empirical relations in the anisotropic porosity modelling. In addition, the stem-scale turbulence could be a critical factor affecting the sediment transport inside and around vegetation patches and its appropriate quantification in the shallow water modelling deserves further research.

How to cite: Li, W., Liu, B., and Hu, P.: 2-D fully coupled morphodynamic modelling in vegetated environments based on the anisotropic porosity method, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2194, https://doi.org/10.5194/egusphere-egu22-2194, 2022.

EGU22-3043 | Presentations | GM2.2

Erosional dynamics of a river driven by groundwater seepage 

Marie Vulliet, Eric Lajeunesse, and Jerome A. Neufeld
Seepage erosion occurs when groundwater emerges at the surface of a granular heap. A
spring forms and feeds a river which entrains sediments, thus changing the groundwater
flow.
 
We reproduce this phenomenon in the laboratory using a quasi-2D aquifer filled with glass
beads, by imposing a water level at one end of the pile. Water flows through the aquifer and
emerges at the surface of the granular bed. For large enough water levels this river erodes
its bed and the spring progressively ascends the heap. We investigate its trajectory, the
evolution of the groundwater discharge and the river depth. Intriguingly, we find that after an
initial erosive period the river attains a new equilibrium profile, with an elevated spring.
 
We model the flow in the aquifer using Darcy's law, predicting the shape of the water table,
the position of the spring and the groundwater discharge. By applying Coulomb’s frictional
law to the forces experienced by a grain we predict a threshold for the onset of erosion as a
function of reservoir height and aquifer length. This prediction provides a dynamical theory
for the erosional dynamics of the river. Our combined theoretical and experimental approach
thereby helps constrain the response of an idealized erosive river-catchment system to
steady forcing.

How to cite: Vulliet, M., Lajeunesse, E., and Neufeld, J. A.: Erosional dynamics of a river driven by groundwater seepage, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3043, https://doi.org/10.5194/egusphere-egu22-3043, 2022.

EGU22-3387 | Presentations | GM2.2

Large-scale experiment on dike breaching with complex measures on the crown 

Wei Huang, Deliang Shi, Hongyan Wei, Yufang Ni, and Wengang Duan

Dike breaching is the main component of flood defending system. To temporally enhance the capacity of the river, small levees will be build on the dike crown to increase the elevation of the dike crest. Also, the dike top usually be paved with concrete as transportation road. Under these two condition, break mechanism are different from those without complex measures on the crown, which has not been investigated yet. Large-scale experiment has been carried to investigate the breaching mechanism. Results show that with small levees, the flow forms a little fall at the downstream edge of the levee top and a much larger fall on the downstream face of the dike. The “headcut” backward retreat is the main breaching mechanism in the early stage of breaching. During the rapid development stage of breaching, the vertical erosion, lateral erosion and gravity collapse are the breaching mechanism. The existence of the external small levee protected the top of the dike from erosion for a long time, which largely delayed the breaching processes. As the top was paved, the breaching processes likes that of dike with small levees. Two falls forms at the edge of the road and at the downstream face respectively. When the backward retreat of “headcut” at the downstream face of the dike reaches the base of the dike, the underneath soil is washed away and lead to concrete of the road collapse. Once the road is collapsed completely, two falls merged into one, thereafter the breaching processes likes dikes without complex measures on the crown. The paved road also delayed the breaching processes. This study can provide scientific support to dike breaching emergency management.

How to cite: Huang, W., Shi, D., Wei, H., Ni, Y., and Duan, W.: Large-scale experiment on dike breaching with complex measures on the crown, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3387, https://doi.org/10.5194/egusphere-egu22-3387, 2022.

EGU22-3607 | Presentations | GM2.2

Application of the Shields diagram for evaluating critical shear stress for vegetated flows 

Yesheng Lu, Nian-Sheng Cheng, and Maoxing Wei

The well-known Shields diagram is developed for unvegetated open channel flows to describe incipient sediment motion by means of critical bed shear stress. Due to difficulties in estimating the bed shear stress in vegetated flows, it is not clear whether the Shields diagram is applicable in the presence of vegetation. By applying the phenomenological theory of turbulence, a new method to evaluate the bed shear stress in vegetated flows is proposed in this study. With this method, the critical bed shear stress subject to vegetated flows is calculated using the published data. The result shows that the calculated critical shear stresses are consistent with the Shields diagram.

How to cite: Lu, Y., Cheng, N.-S., and Wei, M.: Application of the Shields diagram for evaluating critical shear stress for vegetated flows, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3607, https://doi.org/10.5194/egusphere-egu22-3607, 2022.

Abstract: Many rivers worldwide have suffered great degradation after large reservoirs construction. By investigating the Yichang-Chenglingji reach downstream of the Three Gorges Dam, we identified and analyzed the erosion centers (sub-reach with most severe erosion intensity) which migrated downstream along the river with the rate of 7.5 km/yr. To simulate the phenomenon and study the factors influencing the migration rate of erosion centers, a one-dimensional river morphodynamic model is implemented using field data (including water and sediment regimes and grain size of bed material) of Yichang-Chenglingji reach based on the active layer theory. We set three values for the thickness of active layer and designed four groups of grain size distribution of the sub-layer based on the drill data and the grain size distribution of bed surface material at Yichang station. The simulation results show that the main cause of the erosion centers is bed armoring. A high-speed bed armoring process is instrumental in the formation and migration of erosion centers, as the armoring of bed surface inhibits the further degradation in the upper reach. The thinner the active layer and the coarser the sub-layer, the faster the process of bed armoring. Under the condition that the thickness of the active layer is 1.5m and the sediment of sub-layer is the field data of bed surface material at Yichang station in 2020, the migration rate (13km/yr.) of erosion centers in simulation results are most in agreement with the actual erosion centers. Our results may deepen the understanding of the river evolution after the abrupt sediment reduction.

Key words: Three Gorges Dam; Yichang-Chenglingji Reach; Morphological evolution; Erosion centers; Spatial clustering; Numerical model

How to cite: Wang, H., Zheng, S., and An, C.: Morphodynamic model of the Yichang-Chenglingji Reach: migration of erosion centers downstream of the Three Gorges Dam, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4162, https://doi.org/10.5194/egusphere-egu22-4162, 2022.

EGU22-4258 | Presentations | GM2.2

The effects of dredged channel geometry on the barrier lake outburst 

Yufang Ni, Wei Huang, and Wengang Duan

The events of barrier lake outburst have been frequently reported under the impacts of earthquakes, climate change and human activities, which usually brought tremendous disaster to the downstream regions. Dredging a channel is one of the main measures to deal with the barrier lake risk. However, the effects of the channel geometry on the outburst have been unclear. Therefore, we conducted a series of large-scale field experiments on the barrier lake outburst responding to different geometry profiles of dredged channels. Results show that the barrier lake outburst with dredged channel has four development stages, i.e., erosion alongside the dredged channel, backward headcut erosion, rapid development and weak development. For all cases in this work, the peak stage in the reservoir appears earlier than the peak discharge. The rates of the enlargement of the dredged channel are similar among all the cases, while the start time of the enlargement and the final width of the breach are different. Digging of a small notch advances the enlargement of the breach.

How to cite: Ni, Y., Huang, W., and Duan, W.: The effects of dredged channel geometry on the barrier lake outburst, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4258, https://doi.org/10.5194/egusphere-egu22-4258, 2022.

EGU22-4448 | Presentations | GM2.2

Sediment load determines the shape of rivers 

Predrag Popovic, Olivier Devauchelle, Anais Abramian, and Eric Lajeunesse

Understanding how rivers adjust to the sediment load they carry is critical to predicting the evolution of landscapes. Presently, however, no physically based model reliably captures the dependence of basic river properties, such as its shape or slope, on the discharge of sediment, even in the simple case of laboratory rivers. Here, we show how the balance between fluid stress and gravity acting on the sediment grains, along with cross-stream diffusion of sediment, determines the shape and sediment flux profile of laminar laboratory rivers that carry sediment as bedload. Using this model, which reliably reproduces the experiments without any tuning, we confirm the hypothesis, originally proposed by G. Parker (1978), that rivers are restricted to exist close to the threshold of sediment motion (within about 20%). This limit is set by the fluid–sediment interaction and is independent of the water and sediment load carried by the river. Thus, as the total sediment discharge increases, the intensity of sediment flux (sediment discharge per unit width) in a river saturates, and the river can transport more sediment only by widening. In this large discharge regime, the cross-stream diffusion of momentum in the flow permits sediment transport. Conversely, in the weak transport regime, the transported sediment concentrates around the river center without significantly altering the river shape. If this theory holds for natural rivers, the aspect ratio of a river could become a proxy for sediment discharge—a quantity notoriously difficult to measure in the field.

How to cite: Popovic, P., Devauchelle, O., Abramian, A., and Lajeunesse, E.: Sediment load determines the shape of rivers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4448, https://doi.org/10.5194/egusphere-egu22-4448, 2022.

EGU22-4631 | Presentations | GM2.2

Verification of the pier scour development in the experimental environment 

Gordon Gilja, Robert Fliszar, Antonija Harasti, and Nikola Adžaga

Experiments conducted in the hydraulic flume provide a controlled flow environment, which often provides means for prompt qualitative investigation of general flow structure. Under the R3PEAT project (www.grad.hr/r3peat), research focus is on the scour at bridge piers protected by the riprap sloping structure – investigated using both physical and 3D numerical model. Experimental data, while constrained by the flume dimensions and the pump capacity, measured with high frequency Vectrino Profiler’s provide detailed insight into turbulence around the structure. Experimental models are set-up as segments of the river extruded from the bathymetric and hydraulic surveys, corresponding to the flume size and selected scaling. Based on the experimental data, 3D numerical model will be calibrated in order to investigate flow conditions for the relevant floods with design return period, exceeding the flume capacity. Physical model therefore must reliably present the prototype bridge, through resulting flow field in the pier vicinity. This paper presents verification of the physical model using field ADCP measurements. ADCP velocities are compared to experimental data on the 4 cross-sections adjacent to the bridge, adapted to the relative flume streamwise orientation. Advantages and disadvantages of the physical model usage as benchmark for numerical model setup are discussed.

Acknowledgments
This work has been supported in part by Croatian Science Foundation under the project R3PEAT (UIP-2019-04-4046).

How to cite: Gilja, G., Fliszar, R., Harasti, A., and Adžaga, N.: Verification of the pier scour development in the experimental environment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4631, https://doi.org/10.5194/egusphere-egu22-4631, 2022.

EGU22-4702 | Presentations | GM2.2

Experimental study on sediment deposition and water level surge under unsteady sediment supply 

Qihang Zhou, Lu Wang, Xingnian Liu, and Ruihua Nie

Storms often cause serious rainfall runoff in mountain river areas, which results large amounts of sediment form upstream hills to downstream channels, leading to a reconstruction of the riverbed and finally water and sediment disasters. High concentration sediment transport may exist during flash floods, and performs unsteady supply process in channels. Based on laboratory experiments, this paper analyzed the responses of riverbed elevation and water level to unsteady sediment supply. The unsteady sediment supply is described as a single triangular sediment process. The sediment supply rate of all tests is greater than the sediment transport capacity of the flow. Results show that the riverbed deposits and water level rises continuously during sediment supply, while the flow depth decreases correspondingly. The greater the rate of sediment supply, the faster the rising of riverbed elevation and water level. After the sediment supply ended, the deposited bed degraded and the rising water level decreased. Compared with the constant sediment supply, the riverbed elevation and water level under unsteady sediment supply rise greatly. In addition, it is found that the flow discharge with saturated sediment supply is much less than that without sediment supply in the same water level. Because the concentration sediment transport increases the flow resistance and then makes the water level sharply rise. The study highlighted the important effects of the unsteady sediment supply on bed morphology and water level surge in water and sediment disasters, and enhanced the understanding of the mechanism caused by the sharply rise of water level in flash floods.

How to cite: Zhou, Q., Wang, L., Liu, X., and Nie, R.: Experimental study on sediment deposition and water level surge under unsteady sediment supply, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4702, https://doi.org/10.5194/egusphere-egu22-4702, 2022.

EGU22-4883 | Presentations | GM2.2

Impacts of approach bedforms on live-bed scour at rock weirs 

Wen Zhang, Lu Wang, Xingnian Liu, and Ruihua Nie

Rock weirs are river restoration structures used for grade control, raising upstream water level and restoring river habitat. This paper presents an experimental study of local scour at rocks weirs under live-bed scour condition. The effects of approaching bedform, flow intensity, weir height and void ratio on the scour depth at rock weirs are analyzed and discussed. Under clear-water scour condition, scour occurs only at the downstream of rock weirs; the equilibrium scour depth increases with increased flow intensity and weir height, but decreases with increased void ratio. Under live-bed scour condition, scour occurs both upstream and downstream of rock weirs. The equilibrium upstream scour depth increases first and then decreases with increased flow intensity, decreases with increased weir height, and has a complex relationship with increased void ratio. The equilibrium downstream scour depth decreases first and then increases with flow intensity, increases with increased weir height, and decreases with increased void ratio.

How to cite: Zhang, W., Wang, L., Liu, X., and Nie, R.: Impacts of approach bedforms on live-bed scour at rock weirs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4883, https://doi.org/10.5194/egusphere-egu22-4883, 2022.

EGU22-6105 | Presentations | GM2.2

Simulating water flow over a rolling bed of non-cohesive materials by using a Hydromorphodynamic model. 

Zaid Alhusban, Manousos Valyrakis, and Hamed Farhadi

In the process of sediment exchange from one region of the water column to another, morphological development occurs, as does the transmission of varying sediment concentrations and flow momentum along the stream. Herein, a one-dimensional hydro-morphodynamic model is proposed for simulating water flow over a rolling bed of non-cohesive materials to understand better how water flows. Flow hydrodynamics, sediment movement, and bed growth are all considered in this simulation. The governing equations were solved using first-order accurate Harten Lax-van Leer solvers, and the fluxes at cell sides were determined using a finite volume technique based on a structured rectangular mesh. Adding geometry and bed topography to the equations in both the x and y axes may be used to convert a onedimensional model to a two-dimensional model, which is a common approach to transforming one-dimensional models into two-dimensional models. Experimental measurements are also utilized to test and assess the integrated model.

How to cite: Alhusban, Z., Valyrakis, M., and Farhadi, H.: Simulating water flow over a rolling bed of non-cohesive materials by using a Hydromorphodynamic model., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6105, https://doi.org/10.5194/egusphere-egu22-6105, 2022.

EGU22-6355 | Presentations | GM2.2

Evaluation of riprap failure impact on the downstream scour hole 

Robert Fliszar and Gordon Gilja

Scouring around bridge piers is considered to be a significant process in rivers because it can alter bridge loading and consequently its stability. Riprap is often deployed as scour countermeasure, and while it does protect the pier from local scouring, it doesn’t completely solve the scouring problem because it deflects the scour hole downstream of the bridge. Riprap is flexible, and flood events can induce five significant failure mechanisms - shear, edge and winnowing failure under clear-water conditions and bedform-induced and bed-degradation-induced failure under live-bed conditions. On the other hand, the thick riprap layer can withstand a partial failure of the layer with the capability of armouring the scour hole. This paper investigates the mechanisms of riprap partial collapsing and its effects on the development of a downstream scour hole. Experiments were conducted on the physical model of scouring around bridge piers protected with riprap built in the Department of Hydroscience and Engineering laboratory under the University of Zagreb. Experimental setup included different pier shapes (rectangular and circular piers) in order to examine the influence of the pier as well as the influence of riprap geometry in different flow conditions.

Acknowledgments

This work has been supported in part by Croatian Science Foundation under the project R3PEAT (UIP-2019-04-4046).

How to cite: Fliszar, R. and Gilja, G.: Evaluation of riprap failure impact on the downstream scour hole, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6355, https://doi.org/10.5194/egusphere-egu22-6355, 2022.

Since Xiaolangdi Reservoir began to retained sediment in 1999, the Lower Yellow River (LYR) has deepened and widened continuously. The bankfull discharge has increased obviously, and the average depth has increased 1.3m~3.3m. The incoming water was abundant in recent four years from 2018 to 2021, and the peak discharge in the four year were all greater than 4000m3/s. The maximum discharge of Xiaolangdi station has reached 5500m3/s, which is the largest one since 1996. The evolution of channel bar in wandering reach is always the focus in sediment-laden rivers, especially in erosion period. Therefore, to appraise the changes in wandering reach of LYR in the erosion period, this study presents a detailed investigation of the channel bar changes in recent typical floods form 2018 to 2021. We described the bar pattern formation and sensitivity in wandering reach of LYR. Furthermore, we analyzed the numbers and area of channel bars based on the remote sensing images. We convert the channel bar at the same level from the relationship between the area of channel bar and water level at low water period. The results show that the channel sinuosity has decreased from 1.25 to 1.22, while the radius of curvature has increased from 2.80 to 2.96km. The number and area of channel bar have increased slightly. This phenomenon was affected mainly by the operation of Xiaolangdi Reservoir. The clear water and few bankfull discharge in 21 years since 1999, the channel erosion efficiency has decreased in the first ten years. So the erosion in recent four years floods was fewer. And the changes of channel bar slightly in recent four years. But the channel bar and channel pattern evolution dramatically from 1999 to 2021. 

How to cite: Zhang, M.: Changes of channel bars in the wandering reach of the lower Yellow River from 2018 to 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6898, https://doi.org/10.5194/egusphere-egu22-6898, 2022.

EGU22-7110 | Presentations | GM2.2

Determination of the appropriate baseflow separation method for gauging stations on the two lowland rivers in Croatia 

Martina Lacko, Kristina Potočki, and Gordon Gilja

The estimation of baseflow is one of the essential tasks in water resources management and hydrologic research to assess the impacts of climate change and to describe and predict flood events based on the flood hydrograph characteristics (peak flow, duration and volume). Several methods have been developed to separate baseflow from direct flow, and in recent years they have been automated through the use of available R packages. In this work R programming language packages “EcoHydRology” and “lfstat” were used to separate baseflow from direct flow on the historical daily discharge time series of the several gauging stations on the two large lowland rivers in Croatia: the Sava River and the Drava River. The aim of this study is to determine the appropriate baseflow separation method for gauging stations on Sava River and Drava River in order to evaluate the baseflow separation method for future multivariate analysis of flood events under the R3PEAT project (www.grad.hr/r3peat) that explores pier scour development next to the bridges crossing large rivers in Croatia with installed scour countermeasures.

How to cite: Lacko, M., Potočki, K., and Gilja, G.: Determination of the appropriate baseflow separation method for gauging stations on the two lowland rivers in Croatia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7110, https://doi.org/10.5194/egusphere-egu22-7110, 2022.

The downslope component of the gravitational force affects the threshold and direction of sediment transport along an arbitrarily sloped bed. It plays an important role for the shape and stability of river channels, and for the formation, evolution, and morphology of aeolian and fluvial bedforms. Here, we generalize an existing model of the threshold of nonsuspended sediment transport, which unifies aeolian and fluvial transport conditions using an analytical description of flow-driven periodic grain motion, to account for arbitrarily sloped beds. Without any readjustment of the model parameters, the generalized model captures the experimentally measured bed slope effect on the transport threshold much better than previously proposed models based on incipient grain motion, especially for large bed slopes in the direction transverse to the driving flow. This is mostly because drag resistance counteracts the transverse average motion of transported grains, which in the model has the same mathematical effect as a reduction of the transverse bed slope. For aeolian transport, the model predicts substantial gravity-induced transverse diffusion of saltating grains, neglected in previous studies, which may explain why aeolian barchan dunes generally tend to have a larger width than length.

How to cite: Chen, Y. and Pähtz, T.: Threshold of aeolian and fluvial nonsuspended sediment transport along arbitrarily sloped beds from an analytical model of periodic grain motion, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7196, https://doi.org/10.5194/egusphere-egu22-7196, 2022.

EGU22-8006 | Presentations | GM2.2

Using a natural laboratory to quantify sediment mobility in the turbulent wake of instrument frames and offshore infrastructure. 

Christopher Unsworth, Martin Austin, and Katrien Van Landeghem

Predicting sediment transport near the threshold of mobility is a particular challenge in coastal environments, due in part to turbulence in the wake of bedforms and infrastructure but also due to variable grain size distributions and biological processes affecting mobility. Understanding the relevant processes and having the ability to accurately predict sediment transport in shallow shelf seas are currently of pivotal importance due to the prevalence of offshore wind infrastructure being built on mobile seabeds with mixtures of sediment grain sizes.  

Bridging the gap between the small-scale detail of sediment transport to large-scale modelling is a key challenge for the community. Using a set of novel observations of suspended sediment concentration (via a multifrequency acoustic backscatter system) and turbulence (via Nortek’s Aquadopp High Resolution Doppler Profiler) from a coastal site (~15 m depth) with sandy bed sediments, we revisit the threshold of motion from the perspective of Grass’ 1970’s work by investigating the overlaps of bed shear stress and initiation of motions for the bed sediments. A section of electricity cable was attached to the seabed instrument frame so that on ebb tides turbulent wakes and sediment suspensions from interactions with the cable and frame were measured, and on flood tides a clear boundary layer flow was measured.

We create a distribution of initiation of motions from bed sediment data, and from the ADCP data we calculate distributions of bed shear stresses using a temporal filter based on the large eddy turnover time. We investigate the overlap between the two distributions to assess the temporal mobility of the sediments, and discuss how estimating these distributions (and their overlap) can be an important way of improving our predictive capability of sediment transport beyond the usual median grain size and bed shear stress methods – especially important when there are turbulent wakes from bedforms and sea bed infrastructure.

How to cite: Unsworth, C., Austin, M., and Van Landeghem, K.: Using a natural laboratory to quantify sediment mobility in the turbulent wake of instrument frames and offshore infrastructure., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8006, https://doi.org/10.5194/egusphere-egu22-8006, 2022.

EGU22-8428 | Presentations | GM2.2

Coupling physical and digital built environments for proactive asset management 

Fotios Konstantinidis, Panagiotis Michalis, and Manousos Valyrakis

Various sectors of the built environment (BE) are threatened by deterioration processes that have an increasing trend due to ageing infrastructure, current extreme climatic conditions, increasing urban population, and limited financial resources [1]. Digitalization has the potential to transform the current processes of managing and sharing critical information that can enhance decision-making and, in the long term, enable efficient and sustainable BE. However, despite the recent technological advancements, BE, and particularly critical infrastructure systems are still managed following a traditional approach in both technological but also organizational, and institutional aspects. As a result, they do not take full advantage of the recent technological developments that can enable a more sophisticated approach that involves the incorporation of real-time data streams and the employment of advanced analytical methods for efficient management of resources and risks. To overcome this challenge, the utilization of technologies and advancements provided by Civil Infrastructure 4.0 (CI4.0) [2] accelerate the digitalization of the BE focusing on critical infrastructure systems.

 

This study focuses on providing an overview of the pillars for the next generation BE, which aims to enable an interconnected and collaborative ecosystem across cities, infrastructure, and societies. Various case studies are presented, including large residential regions, transportation networks across waterways, and buildings in which digitalization can play a pivotal role in providing instantly information to the BE stakeholders for enhanced decision-making. These are based on obtaining real-time data from the surrounding environment to assist in predicting the current and future states of BE. For example, obtained information derived from advanced microcontrollers measure the deteriorating performance of the ageing infrastructure systems over waterways and the flood levels in real-time. At the same time, datasets are incorporated into a high-performance machine hosted in cloud and deep-learning algorithms to predict the upcoming states of the infrastructure and climatic risk. In the case of an emergency state (e.g., river overflow, flash floods, or infrastructure disruption), the management system generates an alarm. At the same time, the models also predict infrastructure deterioration to inform critical stakeholders promptly to take action and adapt the societal functions accordingly. Digitalization is expected to enable a flourishing society and physical and natural environment across our cities and infrastructure, which play a significant role in the upcoming Society 5.0.

References

[1] Pytharouli, S., Michalis, P. and Raftopoulos, S. (2019). From Theory to Field Evidence: Observations on the Evolution of the Settlements of an Earthfill Dam, over Long Time Scales. Infrastructures 2019, 4, 65. https://doi.org/10.3390/infrastructures4040065

[2] Michalis, P., Konstantinidis, F. and Valyrakis, M. (2019). The road towards Civil Infrastructure 4.0 for proactive asset management of critical infrastructure systems. Proceedings of the 2nd International Conference on Natural Hazards & Infrastructure (ICONHIC), 23–26 June, Chania, Greece, pp. 1-9.

How to cite: Konstantinidis, F., Michalis, P., and Valyrakis, M.: Coupling physical and digital built environments for proactive asset management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8428, https://doi.org/10.5194/egusphere-egu22-8428, 2022.

Aimed at the engineering problems of uncontrollable outburst flood process and large outburst flood peak in a high risk barrier lake, this paper successively adjusts the lateral and longitudinal spillway structure through an indoor physical model and then investigates the consequent outburst flood process differences between the trapezoidal spillway, the compound spillway and the vertical scarp spillway. The results show that the outburst flood process for all kinds of spillway can be successively divided into four typical stages, the initial stage, the retrospective stage, the swift failure development stage and the recovery stage. Compared to the relatively hysteretic initial stage in the trapezoidal spillway, the compound spillway can effectively accelerate the development of initial stage by decreasing down the overtopping elevation, thereby shortening the outburst flood process and cutting down the outburst flood peak by 17.0%. Moreover, the vertical scarp spillway can artificially make a vertical scarp to increase the local velocity at the retrospective stage and further accelerate the initial outburst process, thus significantly shortening the water storage time with upstream maximum water level greatly down. Correspondingly, the barrier body in the vertical scarp spillway would collapse slightly faster due to the excessively accelerated initial outburst process, but the maximum outburst flood peak can still be 11.4% lower than that of the trapezoidal spillway. These investigations can provide reasonable and abundant choices for the emergency disposal in the high risk barrier lake.

How to cite: zhou, Z. and cai, Y.: Influence of spillway structure upon the outburst flood process in a high risk barrier lake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9689, https://doi.org/10.5194/egusphere-egu22-9689, 2022.

EGU22-10068 | Presentations | GM2.2

Analysis of oscillatory flow around a rigidly attached spherical particle to the bottom in a sloshing tank 

Oral Yagci, Murat Aksel, Fatih Yorgun, and Manousos Valyrakis

Oscillatory flows are commonly observed flow conditions in sloshing tanks or at the seabed/river mouths under the effect of gravity and seiche waves. In such environments, particles are exposed to bi-directional oscillation-caused forces. These particles are usually sediments in settling basins under earthquake conditions or deposits on seabed/river mouths.

Physical model tests investigated the hydrodynamic forces acting on a spherical particle. This step is followed by a computational fluid dynamic model (i.e., RANS model), which aims to resolve the pressure and force fluctuations around a rigidly attached spherical particle to the bottom.

The experiments were conducted in a sloshing tank with 28.5cm length, 14.5 cm in width, and 20 cm in depth. A step-type-computer-controlled motor triggered the body of water within the tank. The motion of the mobile component of the tank was measured using two independent devices, i.e., an accelerometer and an ultrasonic distance sensor. The utilization of these measurement devices enables verifying the records of the motion double. Six different cases were conducted to define the error band for each device. These calibration cases emerge as a combination of the “better step motor speed” and “maximum displacement”. The acceleration records constitute a basis as an input for the RANS-based numerical model. During the validation/calibration of the CFD model, video records of the water surface observed during the experiment and the CFD outputs were comparatively analyzed based on an image-processing technique.

Once it was ensured that the CFD model simulated the sloshing process within the tank with an acceptable accuracy, a spherical particle was fixed to the bottom as the second phase of this study. Various sloshing scenarios were performed better to understand the fluctuation of the pressure field around the sphere. Based on these simulations, the variation of drag coefficient around the spherical body which emerges under the oscillatory flow was calculated.

How to cite: Yagci, O., Aksel, M., Yorgun, F., and Valyrakis, M.: Analysis of oscillatory flow around a rigidly attached spherical particle to the bottom in a sloshing tank, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10068, https://doi.org/10.5194/egusphere-egu22-10068, 2022.

EGU22-10116 | Presentations | GM2.2

Numerical simulation and experimental validation of the air-water flow in a Hydraulic Test Bench 

Zied Driss, Khadija Rahal, Mariem Lajnef, Mohamed Salah Abid, and Manousos Valyrakis

Air-water flow interfaces around and over most hydraulic structures are complex, yet of crucial importance for safeguarding society and the resilience of the built environment. In this context, the present research work reports a computational fluid dynamics (CFD) methodology to accurately predict the complex air-water flow in a large-scale hydraulic test bench. It focuses on the potential of the volume of fluid (VOF) model to predict the free water surface evolution. The simulations were performed using the commercial software ANSYS Fluent 17.0, which utilized a three-dimensional Navier–Stokes equations in the unsteady flow regime. The Standard k-ɛ turbulence model was used, and the finite volume method was considered. The numerical uncertainty was quantified by the grid convergence index (GCI) method. The numerical results were found to be in excellent agreement with the experimental data.

Keywords: CFD, Turbulent Flows, Air-water flows, Hydraulic test bench.

How to cite: Driss, Z., Rahal, K., Lajnef, M., Salah Abid, M., and Valyrakis, M.: Numerical simulation and experimental validation of the air-water flow in a Hydraulic Test Bench, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10116, https://doi.org/10.5194/egusphere-egu22-10116, 2022.

EGU22-10189 | Presentations | GM2.2

Assessment of the transport capacity of floating plastics through fluvial systems 

Ridwan Raquib, Lukasz Przyborowski, and Manousos Valyrakis

Since the early times of plastic production, the relative change increased approximately about 391,050%. It went from a cumulative production of 2 million tons in 1950 to 7.82 billion tons in 2015. Even though there are variable recycling methods at present, not all discarded plastic gets recycled. The vast majority of the waste plastic makes its way to the ocean through specific pathways, with one of the most dominant being transport via fluvial networks. Moreover, a relatively minimal amount of data is available on the transport of riverine plastic. Plastics found in rivers can accumulate, causing flow blockages and potentially affecting flow routing (intensifying flooding and other climate risks). They can also affect water quality and ecology, including biota that may ingest these through the leakage of chemicals. Out of the various types of plastic, buoyant macro plastic is a major polluter, and understanding its flow in rivers can help us reduce plastic pollution in the long run.

This study focuses on getting a better understanding of how floating plastics debris is transported in rivers with aquatic vegetation by undertaking well-controlled lab flume experiments. Specifically, the transport of floating plastic debris in a river system was studied through a series of flume experiments, using instream simulated vegetation. Vegetation patches of different densities were used to assess their effect on the flow field carrying buoyant plastics of variable sizes. The video camera is used to record the transport process of plastic along the flume until they impinge on the simulated vegetation patch. Obtained video files of the flume experiments are analyzed to assess the effect of vegetation density on the transport efficiency of the plastic. Preliminary results focus on using specific transport metrics, particle velocity before contact with the vegetated patch, focusing on the size of plastics being transported. Altered according to various flow conditions and river morphology, the results of this study will help engineers in the future to design and produce more resilient methods of vegetation patches and engineering structures in order to exploit the trapping effects of macro plastics.

How to cite: Raquib, R., Przyborowski, L., and Valyrakis, M.: Assessment of the transport capacity of floating plastics through fluvial systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10189, https://doi.org/10.5194/egusphere-egu22-10189, 2022.

EGU22-10252 | Presentations | GM2.2

Some observations on the prediction of bridge scour from first principles 

Manish Pandey, Yi Xu, Panagiotis Diplas, and Manousos Valyrakis

The development and generation of scour holes around hydraulic infrastructures, such as bridge piers, can affect their stability and lead to their structural failure. Bridge scour is becoming increasingly challenging to tackle, especially under the context of climate change, increased urbanization pressures, and lack of adequate funding to inspect and maintain aging built infrastructure near water surface bodies [1,2]. As a result, many infrastructure failures are driven by the formation of scour holes due to strong enough turbulent flows. Traditionally, the research community has explored infrastructure scour by aiming to identify correlations between phenomenologically relevant parameters, such as the pier characteristics and the mean flow conditions around it. However, such bridge pier scour prediction models and relevant formulas are developed focusing on idealized lab experiments using bulk/averaged parameters. Thus, they may receive criticism due to their relatively limited generalization ability and their capacity to be validated with field data.

This study adopts a new paradigm assuming that it is rather meaningful to study scour as a dynamic process stemming from the interplay of the highly turbulent three-dimensional eddies stemming downstream of the pier with the granular material comprising the bed around it. Motivated by this observation and recent relevant research, the current study aims to shed more light on the role of impulse induced by the dynamics of flow energy acting on individual particles and setting them in motion [2], leading to the scour hole formation.

To the above goal, experimental tests are conducted in a water-recirculating flume with a depth of 50cm, a width of 90cm, and a length of 700cm. The generated scour hole developed past different cylindrical pier models is studied. Flow impulses are calculated from high resolution (200Hz) flow velocimetry data collected over a finely spaced grid downstream of the bridge pier model. This study is a first attempt to demonstrate the application of the impulse criterion towards predicting scour depth - as opposed to all past phenomenological models that employ bulk flow and pier parameters.

 

References

[1] Pandey, M., Valyrakis, M., Qi, M., Sharma, A., Lodhi, A.S. (2020). Experimental assessment and prediction of temporal scour depth around a spur dike, International Journal of Sediment Research, 36(1), pp.17-28, DOI: 10.1016/j.ijsrc.2020.03.015.

[2] Khosronejad, A., Diplas, P., Angelidis, D., Zhang, Z., Heydari, N., Sotiropoulos, F. (2020). Scour depth prediction at the base of longitudinal walls: A combined experimental, numerical, and field study, Environmental Fluid Mechanics, 20, pp.459–478, DOI: 10.1007/s10652-019-09704-x.

[3] Valyrakis, M., Diplas, P., Dancey, C.L. (2013). Entrainment of coarse particles in turbulent flows: An energy approach, Journal of Geophysical Research, 118(1), pp.42-53, DOI:10.1029/2012JF002354.

How to cite: Pandey, M., Xu, Y., Diplas, P., and Valyrakis, M.: Some observations on the prediction of bridge scour from first principles, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10252, https://doi.org/10.5194/egusphere-egu22-10252, 2022.

EGU22-10620 | Presentations | GM2.2

Assessing the risk of infrastructure scour due to turbulence, using miniaturized instrumented particles 

Yi Xu, Hamed Farhadi, Panagiotis Michalis, and Manousos Valyrakis

During extreme river-flow conditions induced by the continually worsening effects of climate change, the riverbed granular surface may get destabilized and can potentially be the cause of infrastructure failures [1]. Such conditions signify the start of the geomorphic change of the river's boundaries, affecting natural river habitat and the built infrastructure in its vicinity, especially near surface water bodies, costing billions of pounds per year globally. Given its importance, identifying the conditions leading to hydraulic infrastructure scour (i.e., scour around abutments and piers) has been a topic of intense focus for hydraulic researchers and engineering practitioners alike, especially over the last decades.

This research aims at studying the conditions leading to the start of hydraulic infrastructure scour by assessing the turbulent energy of flow structures leading to the destabilization of the bed surface around them. Specifically, a physical model of a cylindrical bridge pier is used in a flume to conduct lab experiments for various flow rates, aiming at probing the risk of critical failure of the riverbed surface. The experiments are conducted at a water recirculating laboratory flume with a cylindrical pier under four different flow rates. The experimental setup involves a flat fixed bed surface hydraulically roughened by spherical beads packed closely in a hexagonal arrangement, with a similarly roughened 3D-printed test section, on top of which an instrumented particle [2] can be positioned at distinct distances from the model pier. The risk of bed surface destabilization and scour initiation is assessed by the probability of entrainment of the instrumented particle for the combination of flow rates and distances downstream of the model cylinder [3]. The latter can be estimated as the rate of entrainment of the instrumented particle, monitored from the appropriate post-processing of the fused sensor data and validated from video observations (from a top and side camera). In this work, the 3-axis accelerometers and gyroscopes that offer records to help directly produce estimates of the probability of entrainment are embedded within an instrumented particle with an external diameter of 3.5cm.

These observations are further linked to the flow turbulence energy by aiming to establish correlations of the entrainment risk of the exposed instrumented particle to the probability of occurrence of turbulent eddies shed downstream the cylindrical model pier. Profiles of point flow turbulence measurements are obtained with acoustic Doppler velocimetry (ADV) at distinct distances downstream of the model pier. Flow energy and impulses are calculated from the probed flow velocity data at seven longitudinal distances.

 

References

[1] Michalis P, Xu Y, Valyrakis M (2020). Current practices and future directions of monitoring systems for the assessment of geomorphological conditions at bridge infrastructure. River Flow 2020. In: Proceedings of the 10th Conference on Fluvial Hydraulics, Delft, Netherlands, 7–10 July, pp.1–6. ISBN 9781003110958

[2] AlObaidi, K., Valyrakis, M. (2021). Explicit linking the probability of entrainment to the flow hydrodynamics, Earth Surface Processes and Landforms, DOI: 10.1002/esp.5188.

[3] Valyrakis, M., Diplas, P., Dancey C.L. (2011). Entrainment of coarse grains in turbulent flows: an extreme value theory approach, Water Resources Research, 47(9), W09512, pp.1-17, DOI:10.1029/2010WR010236.

How to cite: Xu, Y., Farhadi, H., Michalis, P., and Valyrakis, M.: Assessing the risk of infrastructure scour due to turbulence, using miniaturized instrumented particles, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10620, https://doi.org/10.5194/egusphere-egu22-10620, 2022.

EGU22-10656 | Presentations | GM2.2 | Highlight

Predicting coarse particle displacements due to turbulent flows at near-threshold conditions via LSTM models 

Hamed Farhadi, Yi Xu, Panagiotis Michalis, Zaid AlHusban, and Manousos Valyrakis

Bed particle motion as bedload transport in riverine flows is a topic of interest in scientific and engineering fields as it is responsible for erosion and sedimentation, which are essential for hydraulic structures design and maintenance [1] but also for river and basin management. The physics of particle motion as the bedload is governed by stochastic processes which interrelated various parameters and conditions (i.e., particle-particle and particle-flow interrelations). Therefore, applying physically-based or hydrodynamic modeling is not always intuitive because of the complex dynamics. In these situations, in which physics is complex, data-driven modeling approaches may yield an efficient alternative approach since it solely considers the relations among the data. Artificial intelligence models (as for data-driven approach) have offered robust predictive performance in various fields of study. In addition, for time-series and sequential forecasting, a beneficial approach is to choose a model that relates previous states to predict future events.

This study contributes to developing a Long Short-Time Memory (LSTM) neural network modeling to predict the particle displacements near-threshold conditions. In order to prepare the data needed for the study, experimental tests were conducted in a hydraulic laboratory on a tilting recirculating flume with a 2000 (length) cm × 60 (width) cm dimension. Laser Doppler Velocimetry (LDV) was applied to record the flow velocity time-series upstream of the particle with 350-hertz frequency. Also, a He-Ne laser with a photomultiplier tube was used to track the particle motion [2]. Data were pre-processed with some statistical approaches for outlier detections and normalization purposes [3]. Therefore, different training and validation datasets ratios were considered, and the results were analyzed with some statistical measures (i.e., MAPE and RMSE).

The proposed input-output architecture (based on the hydrodynamic forces acting on the bed particle) was a function of the future particle displacement and local instantaneous streamwise flow velocity (about 1 diameter upstream of it). Accordingly, the proposed LSTM model achieved high particle displacement prediction accuracy even for lower percent data conditions for model training.

 

References

[1] Michalis, P., Saafi, M. and Judd, M. (2012). Wireless sensor networks for surveillance and monitoring of bridge scour. Proceedings of the XI International Conference Protection and Restoration of the Environment - PRE XI. Thessaloniki, Greece, pp. 1345–1354.

[2] Diplas, P., Celik, A.O., Dancey, C.L., Valyrakis, M. (2010). Non-intrusive method for Detecting Particle Movement Characteristics near Threshold Flow Conditions, Journal of Irrigation and Drainage Engineering, 136(11), pp.774-780, DOI:10.1061/(ASCE)IR.1943-4774.0000252.

[3] Valyrakis, M., Diplas, P., Dancey, C.L. (2011). Prediction of coarse particle movement with adaptive neuro-fuzzy inference systems, Hydrological Processes, 25(22). pp.3513-3524, DOI:10.1002/hyp.8228.

How to cite: Farhadi, H., Xu, Y., Michalis, P., AlHusban, Z., and Valyrakis, M.: Predicting coarse particle displacements due to turbulent flows at near-threshold conditions via LSTM models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10656, https://doi.org/10.5194/egusphere-egu22-10656, 2022.

EGU22-12375 | Presentations | GM2.2

A New Risk Monitoring Approach to Assess Infrastructure Performance 

Khaldoon AlObaidi, Yi Xu, Hamed Farhadi, Panagiotis Michalis, and Manousos Valyrakis

One of the most vulnerable elements of the built environment is critical infrastructure constructed near water bodies, as flowing water negatively impacts their performance [1]. Water-related hazards can increase degradation effects which can be the leading cause for their structural failure. The current practice to assess the condition of structures is typically based on visual inspections, which in many cases are carried out in challenging environmental conditions posing threats for the health and safety of inspectors, among other issues [2]. Important key points about the safety of the structures are often not captured by the visual inspections because these areas of interest are not accessible or visible by inspectors. Real-time monitoring of flood events together with other environmental and structural-related datasets are considered key to better understanding essential aspects of degradation effects at infrastructure. The difficulty in detecting seepage processes inside the body of geo-infrastructure with conventional methods also leads to irreversible impacts with significant disruption and costs to road asset owners, maintainers, and users. The need to obtain real-time information about the evolution of natural and climatic hazards is therefore considered necessary considering the ageing infrastructure, constructed near geomorphologically active rivers, and the extreme shifting climatic conditions.

This work investigated the development of a new risk-monitoring ecosystem to remotely assess the condition of infrastructure. The development of two sensing units with complementary characteristics to provide information about flood risk at bridge sites and seepage processes at road embankments is presented. The sensing system is based on a cloud-based interface with a web-based visualization tool that enables asset owners to monitor in real-time the health of infrastructure systems and receive early warnings when incoming data exceed predetermined threshold levels [1,2,3]. Finally, the potential application location of the sensing units is also discussed alongside the proposed threshold levels that will provide information about the low, medium, high, and very high-risk probability.

References

[1] Michalis, P., Saafi, M. and Judd, M. 2012. Wireless sensor networks for surveillance and monitoring of bridge scour. Proceedings of the XI International Conference Protection and Restoration of the Environment - PRE XI. Thessaloniki, Greece, pp. 1345–1354.

[2] Michalis, P. Xu., Y. and Valyrakis M. (2020). Current practices and future directions of monitoring systems for the assessment of geomorphological conditions at bridge infrastructure. River Flow 2020. Proceedings of the 10th Conference on Fluvial Hydraulics, Delft, Netherlands, 7-10 July. pp. 1-6.

[3] AlObaidi, K. and Valyrakis, M. (2021). Explicit linking the probability of entrainment to the flow hydrodynamics, Earth Surface Processes and Landforms, DOI: 10.1002/esp.5188.

How to cite: AlObaidi, K., Xu, Y., Farhadi, H., Michalis, P., and Valyrakis, M.: A New Risk Monitoring Approach to Assess Infrastructure Performance, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12375, https://doi.org/10.5194/egusphere-egu22-12375, 2022.

EGU22-12570 | Presentations | GM2.2

Incorporating an instrumented particle to monitor the dynamic processes of bed particle motion from entrainment to low transport stages 

Zaid Al-Husban, Hamed Farhadi, Khaldoon AlObaidi, Yi Xu, and Manousos Valyrakis

Bed particle motion as bedload entrainment in riverine flows is a topic of interest in scientific and engineering fields. It is responsible for erosion and sedimentation, essential for designing hydraulic structures and river and basin management. Stochastic processes govern the physics of coarse particle motion due to particle-particle (here, bed particles) and fluid-particle interrelations, yet not mainly considered for estimating and describing the bedload flux and motions. Therefore, authentic knowledge of bed particle behavior in different phases of entrainment and transport might lead to a better description of the phenomenon. This study contributes to applying a non-intrusive particle monitoring technique, i.e., an embedded micro-electromechanical system (MEMS) as “smart particle” [1], to explore and monitor the dynamics of the initial and the bed particle motion near- and above threshold conditions.

Additionally, the imaging technique was deployed to track and monitor the instantaneous particle velocity and displacement during the transport, which was also applied as a complementary technique to calibrate and assess the MEMS sensor results [2]. The dynamics of incipient particle motion and particle transport were evaluated in sets of hydraulic flume experiments (by applying the instrumented particle) for different flow conditions, which deliver distinct particle entrainment and transport regimes [3-5]. The stochastic frameworks, which best described the hydrodynamic aspects of the entrainment and transport conditions, were chosen and discussed in relation to the near riverbed surface flow hydrodynamic conditions for better comprehension of the conditions leading to incipient entrainment and relatively low bedload transport stages. 

 

References

[1] Valyrakis, M., Alexakis, A. (2016). Development of a “smart-pebble” for tracking sediment 2transport. River Flow 2016, MO, USA.

[2] Valyrakis, M., Farhadi, H. (2017). Investigating coarse sediment particles transport using PTV and “smart-pebbles”instrumented with inertial sensors, EGU General Assembly 2017, Vienna, Austria, 23-28 April 2017, id. 9980.

[3] Farhadi, H. and Valyrakis, M. (2021). Exploring probability distribution functions best-fitting the kinetic energy of coarse particles at above threshold flow conditions. In EGU General Assembly Conference Abstracts (pp. EGU21-1820).

[4] AlObaidi, K., Xu, Y., and Valyrakis, M. (2020). The Design and Calibration of Instrumented Particles for Assessing Water Infrastructure Hazards, Journal of Sensor and Actuator Networks, 2020, 9(3), pp.36(1-18), DOI: 10.3390/jsan9030036.

[5] AlObaidi, K. and Valyrakis, M. (2021). Linking the explicit probability of entrainment of instrumented particles to flow hydrodynamics. Earth Surface Processes and Landforms, 46(12), pp.2448-2465.

How to cite: Al-Husban, Z., Farhadi, H., AlObaidi, K., Xu, Y., and Valyrakis, M.: Incorporating an instrumented particle to monitor the dynamic processes of bed particle motion from entrainment to low transport stages, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12570, https://doi.org/10.5194/egusphere-egu22-12570, 2022.

EGU22-12828 | Presentations | GM2.2 | Highlight

Experimental characterization of mechanical clogging of dry granular flows through sudden constrictions 

Solange Mendes, Rodrigo Farias, Rui Aleixo, Michele Larcher, Teresa Viseu, and Rui Ferreira

A granular system is a collection of macroscopic particles that interacts through dissipative collisions and enduring contacts. It can exhibit gas, liquid or solid behaviour. These systems present phase transitions and coexistence of different phases. As for solid-liquid transitions, there is vast literature in thermal and athermal systems but no universal models of first-order or second-order phase transitions.

In particular, dry granular flows (the movement of granular material in fluids of low density and viscosity) can serve as models of debris flows. Mechanical clogging occurs when the mass of granular material is stopped in from of slits or orifices in check dams. There is currently not enough knowledge on the processes that lead to clogging.  

In this research we conducted a series of 31 laboratory experiments of dry granular flows constricted through a vertical gap, adjacent to the side wall, mimicking slit dam conditions. The granular material was composed of monosized polystyrene particles (Ø1.8 mm). The width of the slit was 2 particle diameters. The granular mass was released suddenly in a 1.5 m long chute, tilted at 20°. Instrumentation included two high-speed cameras (300 fps), located upstream, at the gate location, and downstream, at the slit location. Instantaneous velocities were obtained with PTV at the chute wall. In this work we discuss the behaviour or mean longitudinal velocities and of granular temperatures when the clogging occurs. The start of the clogging process was identified as the ts – solidification instant, this instant is defined by the moment the first particles stop moving.

It is shown that the statistical distribution of ts is probably not heavy-tailed. It has a positive asymmetry [0.410] and low flatness [-1.369]. Analysing 0.133 s before and after the solidification instant, it is shown that the mean velocity and the granular temperature of the granular system is constant up to 0.033 s before ts while the solid volume increases. It is not clear which portions of the system are in a gas phase and which are in a liquid phase.

The dissipative nature of the system becomes apparent from ts – 0.033 s. It is postulated that the rate of collisions has substantially increased with the increase of the solid fraction. It is expected that the rate of dissipation of fluctuating energy is a non-linear increasing function of the volume fraction. Hence, from ts – 0.033 onwards, a decrease in granular temperature (granular cooling) becomes evident. A reduction of the mean velocity becomes apparent at the same instant. The decrease of the fluctuating kinetic energy is continuous across the phase transition but appears stronger after ts.  

As a result of this work we will explore the hypothesis that the liquid-solid phase transition, observed in terms of mean velocities and granular temperatures is best modelled as smooth transition.

This work was funded by Portuguese Foundation for Science and Technology (FCT) through Project PTDC / ECI-EGS / 29835/2017 - POCI-01-0145-FEDER-029835, financed by FEDER funds through COMPETE2020, by National funds through FCT, IP. and partially funded by FEDER Project by the FCT Project RECI/ECM-HID/0371/2012.

How to cite: Mendes, S., Farias, R., Aleixo, R., Larcher, M., Viseu, T., and Ferreira, R.: Experimental characterization of mechanical clogging of dry granular flows through sudden constrictions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12828, https://doi.org/10.5194/egusphere-egu22-12828, 2022.

EGU22-1378 | Presentations | GM2.1

Particle path length estimation: a signal processing approach 

Lindsay Capito, Simone Bizzi, Nicola Surian, and Walter Bertoldi

The structure and function of rivers is directly related to bedload transport which is difficult to measure due to its spatial heterogeneity and the logistic constraints of field measurements. These difficulties have given rise to the morphological method wherein sediment transport is inferred from changes in morphology and estimates of the distance traveled by sediment during a flood, its path length. However, current methods for estimating path length are time and labor intensive, have low recovery rates, and are limited to some morphological units. We propose a method to estimate path length from repeat digital elevation models (DEM’s of difference i.e. DoDs) which are requisite for the morphological method. We interpret the pattern of erosion and deposition downstream as a signal and apply Variational Mode Decomposition (VMD), a signal processing method, to quantify the periodicity as a proxy for path length. We developed this method using flume experiments with measured sediment flux and applied it to published field data with tracer measurements for validation. The preliminary results provide a range of values on the same order of magnitude as measured tracer and flux data and are coherent with channel geometry. This method provides a reasonable estimation of path length based solely on remotely sensed data and a range of plausible sediment fluxes associated with specific channel morphological processes through DoD interpretation.

How to cite: Capito, L., Bizzi, S., Surian, N., and Bertoldi, W.: Particle path length estimation: a signal processing approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1378, https://doi.org/10.5194/egusphere-egu22-1378, 2022.

EGU22-1395 * | Presentations | GM2.1 | Highlight

Network-scale analysis of sedimentary hotspots in dynamic, seismically-active steepland rivers 

Niraj Bal Tamang and Jon Tunnicliffe

Seismic shaking in mountain environments introduces the potential for complex fluvial response from a multitude of landslide sources. Stream networks may be impacted in multiple branches, introducing the possibility of interacting sedimentary ‘pulses’ moving through the system. Large quantities of mobile sediment added to the stream network from multiple sources during and after a co-seismic event can overload susceptible river reaches, causing changes in sediment transport and storage. Although past research works have addressed dynamic sediment movement in river networks and identification of sedimentary hotspots, the physiographic factors (e.g. canyons, bends, fans, slope change) that prompt such change remain unexplored. The catchment settings and reach sequences that contribute most to delay/acceleration of the sediment in the active mountain environments are investigated in order to improve hazard assessment in susceptible terrain. In this work, we employ the one-dimensional River Network Bed-Material Sediment model (Czuba & Foufoula-Georgiou, 2014) to explore the landscape factors that may lead to hotspot behaviour for the very coarse sand fraction (2mm), followed by multi-criteria analysis of four basic stream network parameters: slope, sinuosity, channel confinement and tributary influence. Patterns of network topology associated with delay and accumulation of river sediment in the model were systematically identified in 75,400 stream links from 16 major drainages (135 to 6425 km2) of New Zealand’s upper South Island, as assessed by sediment travel time and the cluster persistence index (CPI). Catchment size determines the number of sediment sources, and thus ultimately the magnitude of the sedimentary hotspots i.e., bigger catchments can accommodate more landslides which increases the sediment input, along with the chances of sediment accumulation at susceptible locations. Multi-criteria analysis of the top 10 reaches with highest CPI values in each catchment (160 sites, total), showed that about 30% of the hotspots occurred in partly-confined valley settings with gentle slope (<0.02m/m), moderate sinuosity (1-1.1), downstream from the confluence of two or more tributaries. This combination emerged as the most likely setting for the occurrence of sedimentary hotspots in active mountain river networks. This approach may provide a simple means to map out susceptible sites based upon reach characteristics, which will not only contribute to improved catchment hazard assessment but may also help to augment more sophisticated models of catchment response to co-seismic landslide events.

How to cite: Tamang, N. B. and Tunnicliffe, J.: Network-scale analysis of sedimentary hotspots in dynamic, seismically-active steepland rivers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1395, https://doi.org/10.5194/egusphere-egu22-1395, 2022.

EGU22-2505 | Presentations | GM2.1

Multi-river Calibration Curve for Passive Acoustic Bedload Transport Monitoring. 

Mohamad Nasr, Thomas Geay, Sébastien Zanker, and Alain Recking

Bedload transport estimation is required for a variety of engineering and ecological applications. Measurement of bedload transport by direct sampling is expensive and time-consuming and rarely captures the spatio-temporal variability of bedload transport. Recent research shows that passive acoustic technology, such as hydrophone, has the potential to monitor bedload transport by recording Self Generated Noise (SGN) resulting from particles collision. In this work, we present a calibration curve relating specific bedload flux to cross-sectional acoustic power for 40 experiments conducted on 13 French rivers. We present the measurement protocols for bedload transport and SGN, the results of the campaign, and discuss the physics of the relationship between the measured quantities.

How to cite: Nasr, M., Geay, T., Zanker, S., and Recking, A.: Multi-river Calibration Curve for Passive Acoustic Bedload Transport Monitoring., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2505, https://doi.org/10.5194/egusphere-egu22-2505, 2022.

EGU22-2894 | Presentations | GM2.1

Capturing the Influence of Large Wood on Fluvial Bedload Transport with RFID Tracers and Linear Mixed Modelling 

Miles Clark, Georgina Bennett, Sandra Ryan, David Sear, and Aldina Franco

Bedload transport is a fundamental process by which coarse sediment is transferred through landscapes by river networks and may be well described stochastically by distributions of grain step length and rest time obtained through tracer studies. To date, none of these published tracer studies have specifically investigated the influence of large wood in the river channel on distributions of step length or rest time, limiting the applicability of stochastic sediment transport models in these settings. Large wood is a major component of many forested rivers and is increasing due to anthropogenic ‘Natural Flood Management’ (NFM) practices. This study aims to investigate and model the influence of large wood on grain-scale bedload transport. 

We tagged 957 cobble – pebble sized particles (D50 = 73 mm) and 28 pieces of large wood (> 1 m in length) with RFID tracers in an alpine mountain stream. We monitored the transport distance of tracers annually over three years, building distributions of tracer transport distances. Empirical data was used in linear mixed modelling (LMM) statistical analysis, determining the relative influence proximity to wood had on likelihood of entrainment, deposition, and the transport distances of sediments. 

Tracer sediments accumulated both up and downstream of large wood pieces, with LMM analysis confirming a reduction in the probability of entrainment of tracers closer to wood in all three years. Upon remobilisation, tracers entrained from positions closer to large wood had shorter subsequent transport distances in each year. In 2019, large wood also had a trapping effect, significantly reducing the transport distances of tracer particles entrained from upstream, i.e. forcing premature deposition of tracers. This study demonstrates the role of large wood in influencing bedload transport in alpine stream environments, with implications for both natural and anthropogenic addition of wood debris in fluvial environments.

How to cite: Clark, M., Bennett, G., Ryan, S., Sear, D., and Franco, A.: Capturing the Influence of Large Wood on Fluvial Bedload Transport with RFID Tracers and Linear Mixed Modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2894, https://doi.org/10.5194/egusphere-egu22-2894, 2022.

EGU22-6075 * | Presentations | GM2.1 | Highlight

How does Coastal Gravel get Sorted under Stormy Longshore Transport? 

Haggai Eyal, Yehouda Enzel, Eckart Meiburg, Bernhard Vowinckel, and Nadav G Lensky

Storm waves transport and sort coarse gravel along coasts. This fundamental process is important under changing sea-levels and increased storm frequency and intensity. However, limited information on intra-storm clast motion restricts theory development for coastal gravel sorting and coastal management of longshore transport. Here, we use ‘smart boulders’ equipped with loggers recording underwater, real-time, intra-storm clast motion, and measured longshore displacement of varied-mass marked boulders during storms. We utilize the unique setting of the Dead Sea shores where rapidly falling water levels allow isolating boulder transport during individual storms. Guided by these observations, we develop a new model quantifying the critical wave height for a certain clast mass mobilization. Then, we obtain an expression for the longshore clast displacement under the fluid-induced pressure impulse of a given wave. Finally, we formulate the sorting enforced by wave-height distributions during a storm, demonstrating how sorting is a direct manifestation of regional hydroclimatology.

How to cite: Eyal, H., Enzel, Y., Meiburg, E., Vowinckel, B., and G Lensky, N.: How does Coastal Gravel get Sorted under Stormy Longshore Transport?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6075, https://doi.org/10.5194/egusphere-egu22-6075, 2022.

EGU22-6321 | Presentations | GM2.1

Fast and automatic measurement of grain geometries from 3D point clouds 

Laure Guerit, Philippe Steer, Dimitri Lague, Alain Crave, and Aurélie Gourdon

The size distribution of sediments together with their shape inform on their transport history, are important factors controlling the efficiency of erosion and transport, and control the quality of aquatic ecosystems. However, the size distribution of sediments is generally assessed using poorly representative field measurements and determining the grain-scale shape of sediments remains a real challenge in geomorphology. To tackle this issue, we develop a new methodological approach based on the segmentation and geomorphological fitting of 3D point clouds. Point cloud segmentation into individual grains is performed using a watershed algorithm applied here to 3D point clouds. Once the grains are individualized into several sub-clouds, the morphology of each grain is determined by fitting a 3D ellipsoid to each sub-cloud. These 3D models are then used to extract the size distribution and the grain-scale shape of the sediment population. The algorithm is validated against field data acquired by Wolman counts in coastal and fluvial environments. The main benefits of this automatic and non-destructive method are that it provides, with a fast and efficient approach, access to 1) an un-biased estimate of surface grain-size distribution on a large range of scales, from centimeters to tens of meters; 2) a very large number of data, only limited by the number of grains in the point-cloud dataset; 3) the 3D morphology of grains, in turn allowing to develop new metrics characterizing the size and shape of grains; and 4) the in-situ orientation and organization of grains and grain clusters. The main limit of this method is that it is only able to detect grains with a characteristic size significantly greater than the resolution of the point cloud.

How to cite: Guerit, L., Steer, P., Lague, D., Crave, A., and Gourdon, A.: Fast and automatic measurement of grain geometries from 3D point clouds, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6321, https://doi.org/10.5194/egusphere-egu22-6321, 2022.

EGU22-6666 * | Presentations | GM2.1 | Highlight

Measurement and modeling of slope-wash and rill erosion on hillslopes using a novel combination of instrumented plots and remote sensing 

Jon Pelletier, Nathan Abramson, Satya Chataut, Sriram Ananthanarayan, and David Ludwick

We have measured unit sediment fluxes and their relationship to unit water discharges over 7 orders of magnitude on hillslopes of up to 350 m in length in Arizona. Unit sediment and water fluxes were measured using a novel combination of instrumented monitoring plots and repeat photogrammetric surveys analyzed volumetrically. The monitoring plots, which are ideal for measuring sediment fluxes in relatively planar portions of the landscape dominated by slope-wash erosion, funnel water and sediment into a detention basin where bedload sediment fluxes are measured and then into a flume where water discharges and suspended sediment fluxes are measured at 1-minute intervals using a pressure transducer and calibrated turbidity sensor. Repeat photogrammetric surveys complement the monitoring plots by measuring sediment fluxes in rills that tend to form in areas of convergent flow during intense rain events. The volumetric change in each pixel is digitally routed to determine the volumetric sediment flux in each pixel associated with rilling during a rain event. Unit water discharges for every pixel cannot be measured directly but are estimated using a rainfall-runoff model calibrated to the monitoring plot data. The relationship between unit sediment fluxes and unit water dischargees exhibits two piecewise power-function relationships with different exponents characterizing the slope-wash and rill-dominated regimes. We developed a novel landscape evolution model, inspired by the SIBERIA model but improved in specific ways optimized for hillslopes, that uses the measured piecewise power-function relationship between unit sediment fluxes and unit water discharges to predict hillslope evolution from time scales of individual events to decades. The predictions of the model are validated using ten years of observation of rill development at the study site. We provide equations for estimating the parameters of the piecewise power-function relationship for other hillslopes with different cover characteristics. This measurement and modeling framework must be tested at more study sites but is potentially useful for predicting the erosion of any hillslope, including alternative designs for landscape rehabilitations following mining or other anthropogenic disturbances.   

How to cite: Pelletier, J., Abramson, N., Chataut, S., Ananthanarayan, S., and Ludwick, D.: Measurement and modeling of slope-wash and rill erosion on hillslopes using a novel combination of instrumented plots and remote sensing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6666, https://doi.org/10.5194/egusphere-egu22-6666, 2022.

EGU22-6702 | Presentations | GM2.1

An acoustic model for monitoring bedload transport with microphones array 

Zheng Chen, Siming He, Tobias Nicollier, Lorenz Ammann, Alexandre Badoux, and Dieter Rickenmann

Accurate measurements of bedload flux in mountain rivers remain an important issue in hydraulic engineering. Diverse acoustic-based monitoring devices have been utilized to record continuous vibration signals triggered by bedload particle impacts, aiming to translate bedload information such as transport rates and grain size distributions from the generated signals. However, the spatial variability of bedload impacts on the river bed (or on an impact plate) contributes to uncertainty in the calibration relationship between the recorded signal and bedload flux.

The present study develops an acoustic model based on microphone data to determine the characteristics of the air shock waves induced by the bedload particle impacts on the bed. A phased microphone array (PMA) system is established on the plane underside of an impact plate flush with the river bed, which includes a number of mini microphone elements set apart from each other at a specific spacing distance. The model allows for a calculation of the cross-power matrix of the air vibrations recorded by each microphone of the array. The acoustic vibrations recorded on the PMA plane are subsequently reconstructed and transformed to an acoustic image of the sound source on a scanning plane of the plate surface, considering different air propagation models corresponding to monopole, multipole and moving sources. As a result, the locations of the bedload particle impacts can be detected, connecting to the central coordinates of the reconstructed sound source. The signal amplitude extracted from the sound intensity in the reconstructed acoustic image potentially provides a better way for classifying bedload particle size than just utilizing the raw data recorded by one of the microphone elements.

The findings of this study contribute to the measurement and monitoring of the bedload transport with an acoustic system, illustrating a promising way to identify bedload impact locations, which could be helpful in grain size classification during the transport process.

How to cite: Chen, Z., He, S., Nicollier, T., Ammann, L., Badoux, A., and Rickenmann, D.: An acoustic model for monitoring bedload transport with microphones array, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6702, https://doi.org/10.5194/egusphere-egu22-6702, 2022.

EGU22-6865 * | Presentations | GM2.1 | Highlight

Modelling the sensitivity of changes in sediment flux and grainsize distributions on flooding in the Kathmandu basin, Nepal 

Saraswati Thapa, Hugh D. Sinclair, Maggie Creed, Simon M. Mudd, Mikael Attal, Manoranjan Muthusamy, and Bholanath Sharma

Abstract: Climate change and land-use change impact the sediment flux and grainsize delivered to rivers which influences channel morphologies and hence modifies flood risk; this is particularly the case where channels are fed by high mountain catchments. Here, We studied the Nakkhu River which is the largest southern tributary of the Kathmandu basin, Nepal. The mobility of the channel is well documented in response to bank erosion, down-cutting, and accumulation of bar forms; these processes are particularly important during extreme flood events. Comparing satellite images from 2003 to 2020, the river course, which has a medium channel width of 15 m, has migrated laterally up to 130m. Bank erosion and down-cutting reduce the inundation and water storage upstream, whereas aggradation of river bar forms downstream reduces the channel’s conveyance capacity. These vertical and lateral geomorphological alterations result in significant impact on flood risk downstream.

In this research, we investigate how changes in sediment supply, and grain size affect river morphology and flood inundation in the Nakkhu River. We use the landscape evolution model, CAESAR-Lisflood, combined with a newly generated (2019) 10 m digital elevation model, field-derived grainsize data and 20 years (2001 to 2020) of daily discharge data, to simulate erosion and deposition along a 14 km reach of the river. In a set of experiments, we compare river bed cross-sections, flood extent, and water depths for 15 model scenarios where we vary sediment supply and grain size from fine sand to coarse gravel dominated distributions assessing the geomorphic uncertainty of observation of sediment data.

The model results show that channel morphologies are sensitive to changes in sediment grainsize distribution. The study suggests that lack of consideration of sediment impact in flood hazard mapping could lead to increased flood risk. In addition, this study highlights some of the challenges regarding the significance of grain size parameter and uncertainty to the landscape evolution model that need to be addressed in current research.

Keywords: River morphology, sediment flux, grainsize, flood modelling, Nepal

How to cite: Thapa, S., Sinclair, H. D., Creed, M., Mudd, S. M., Attal, M., Muthusamy, M., and Sharma, B.: Modelling the sensitivity of changes in sediment flux and grainsize distributions on flooding in the Kathmandu basin, Nepal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6865, https://doi.org/10.5194/egusphere-egu22-6865, 2022.

EGU22-7344 | Presentations | GM2.1

Establishing time series of flux and grain size of suspended sand in rivers using an acoustic method 

Jessica Laible, Benoît Camenen, Jérôme Le Coz, Guillaume Dramais, Francois Lauters, and Gilles Pierrefeu

Measuring the concentration and grain size of suspended sand in rivers continuously remains a scientific challenge due to its pronounced spatio-temporal variability. Vertical and lateral gradients within a river cross-section require spatially-distributed water sampling at multiple verticals and depths. However, this classical approach is time-consuming and offers limited temporal resolution. Sampling is particularly difficult in presence of a bimodal suspension composed of fine sediment and a sand fraction, notably if the fine/sand ratio varies with time. The aim of this study is to establish time series of sand concentration and grain size by improving temporal resolution using an acoustic multi-frequency method based on acoustic attenuation and backscatter to measure the suspension indirectly. Experiences of Moore et al. (2012) and Topping & Wright (2016) with Horizontal Acoustic Doppler Current Profilers (HADCPs) show that dual-frequency inversion can separate the fine sediment fraction dominating acoustic attenuation from the sand fraction dominating acoustic backscatter. Concentration and grain size of suspended sediment, both the fine and sand fraction, can be quantified by signal inversion after correction for transmission losses.

Applying existing dual-frequency, semi-empirical methods in a typical Piedmont river (River Isère, France) remains a challenge due to the high concentrations and a broad bimodal distribution. Two monostatic HADCPs of 400 and 1000 kHz were installed at a hydrometric station of the Isère at Grenoble Campus where discharge and turbidity have been recorded for more than 20 years. Using frequent isokinetic water samples obtained with US P-72 and US P-06 samplers close to the ensonified volume, a relation between acoustic signal and the sediment concentration and grain size can be determined. Simultaneously, total sand flux and grain size distribution are calculated performing solid gaugings using Delft bottle samples and ADCP measurements in the entire cross-section. The method using index concentration and grain size in the HADCP measurement area is then used to evaluate the total sand flux and average grain size time-series in the cross-section.

First results show good correlations between the fine sediment concentration and the sediment attenuation for both frequencies. Specific extreme events (e.g. debris flows, dam flushes or spring floods) show distinct signatures in acoustic attenuation, backscatter and ratio between the two frequencies. During a debris flow (concentration up to 5.3 g/l), attenuation reached 1.6 and 3 dB/m for 400 respectively 1000 kHz, but no peak in backscatter intensity, whereas a spring flood (up to 4 g/l with at least 50 % sand) caused major peaks in attenuation and backscatter. Pronounced hysteresis during the events and time-varying ratio between attenuation due to sediments measured by 400 and 1000 kHz indicate suggest that the grain size distribution may vary. Relating sand concentration from physical samples with beam-averaged backscatter may elucidate changes in grain size more precisely. Existing heterogeneities of concentration and grain size along the acoustic beam contradict the homogeneous distribution supposed by the method and require local analysis based on local concentration and grain size characteristics.

How to cite: Laible, J., Camenen, B., Le Coz, J., Dramais, G., Lauters, F., and Pierrefeu, G.: Establishing time series of flux and grain size of suspended sand in rivers using an acoustic method, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7344, https://doi.org/10.5194/egusphere-egu22-7344, 2022.

EGU22-7633 | Presentations | GM2.1

Isolating bed load transport from river induced seismic signals 

Bronwyn Matthews, Mark Naylor, Hugh Sinclair, Michael Dietze, Richard Williams, and Calum Cuthill

Bed load transport is a critical parameter in the study of landscape evolution and also provides valuable information for problems in the fields of ecology, river and landuse management, and civil engineering. Bed load transport is difficult to assess due to its stochastic nature and highly variable transport rates, and traditional measurement techniques have struggled to capture the spatial and temporal variability of bed load transport. In recent years, bed load monitoring based on seismological observations has emerged, which allows non-invasive and continuous indirect measurements. However, there still remains a significant challenge to independently characterise the seismic signature of bed load from other sources of noise, such as turbulence. Our study aims to explore seismic data recorded at the highly braided River Feshie in Scotland, which has undergone significant morphological change in its history and has been highly monitored over the last couple decades through Digital Elevation Models. Since the deployment of our seismometers in December 2020 we have captured three independent high flow events plus an isolated earthquake, which are being used to determine the environmental signals and the site specific signal characteristics. In some previous studies, an observed hysteretic relationship between seismic power and hydrological parameters has been interpreted as being characteristic of bed load transport. From the data we have gathered we have observed a hysteresis in the signals, and through Shields calculations it is suggested that bed load transport would be expected during these events. However, without independent constraints we do not feel we can be absolutely certain that this behaviour is a result of bed load transport. Our ongoing study therefore aims to combine multiple physical measurement techniques, such as hydroacoustic measurements, time-lapse imagery and seismic observations, to try and pinpoint what is contributing to the seismic signals recorded and how we can isolate the bed load transport component.

How to cite: Matthews, B., Naylor, M., Sinclair, H., Dietze, M., Williams, R., and Cuthill, C.: Isolating bed load transport from river induced seismic signals, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7633, https://doi.org/10.5194/egusphere-egu22-7633, 2022.

EGU22-7639 | Presentations | GM2.1

Video-Imagery Analysis of Aeolian Sand Transport over a Beach 

Andreas Baas

Sand transport by wind displays dynamic structure and organisation in the form of streamers (aka ‘sand snakes’) that appear, meander and intertwine, and then dissipate as they are advected downwind. These patterns of saltating grain populations are thought to be initiated and controlled by eddies in the turbulent boundary layer airflow that scrape over the bed surface raking up sand into entrainment. Streamer behaviour is thus fundamental to understanding sand transport dynamics, in particular its strong spatio-temporal variability, and is equally relevant to granular transport in other geophysical flows (fluvial, submarine).

This paper presents findings on sand transport rates and streamer dynamics observed in a field experiment on a beach, by analysing imagery from 30Hz video footage, combined with 50Hz sand transport data from laser particle counters (‘Wenglors’), all taking place over an area of ~10 m2 and over periods of several minutes.

Mapping of streamers and saltation cloud density is compared with fluctuations in sand transport rate measured at the Wenglors. Large-Scale Particle Image Velocimetry (LSPIV) is applied to determine advection vectors that can be matched against in-situ measurements of airflow and sand transport. Analysing video-imagery of aeolian sand transport faces several challenges, however, most notably the difficulties of background subtraction to differentiate the moving streamers from the underlying beach surface.

How to cite: Baas, A.: Video-Imagery Analysis of Aeolian Sand Transport over a Beach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7639, https://doi.org/10.5194/egusphere-egu22-7639, 2022.

EGU22-8480 | Presentations | GM2.1

What are the key elements that control the seismic signature of highly concentrated sediment flows? 

Marco Piantini, Florent Gimbert, Evangelos Korkolis, Romain Rousseau, Hervé Bellot, and Alain Recking

Flowing through the landscape, rivers generate high-frequency ground vibrations (> 1 Hz) by exerting force fluctuations on the bed. The well-established evidence that seismic sensors detect a wide variety of fluvial processes has motivated the use of seismology to indirectly measure sediment transport. In the last decade, numerous efforts have been dedicated to develop physically-based mechanistic models to investigate the link between the river-induced seismic signal and sediment transport properties such as the characteristic diameter of the transported sediments, bedload transport rate, debris flow thickness and velocity. However, most of the existing theories rely on simplistic descriptions of the transport dynamics that may not necessarily be sufficient to capture realistic behaviours. In particular, highly concentrated sediment flows are characterized by complex grain scale physical processes that could have a major impact on their seismic signature (Allstadt et al., 2020; Piantini et al., 2021).

Here, we carry out laboratory experiments to explore the seismic signature of highly concentrated sediment flows. Our scaled experimental setup allows the self-triggering and propagation of sediment pulses in a steep channel (slope of 18%), using a wide bimodal grain size distribution typical of mountain streams. We monitor physical parameters such as flow surface elevation, outlet solid discharge and the corresponding granulometric composition, together with seismically relevant quantities such as basal force fluctuations and flume vibrations using force and ultrasonic sensors, respectively. We observe transport conditions that range from the dilute transport of big grains (sediment pulse front) to dense sediment flows (sediment pulse body). Consistent with previous studies, the passage of the unsaturated front exerts the highest force fluctuations and seismic power. However, we also find that the body, despite having an amount of coarse particles similar to the front, becomes dramatically quieter when bulk density increases and the content of fine particles is maximum. We explain this latter behaviour by two main processes. First, flow stratification prevents a large part of the transported sediments from generating direct impacts to the fixed channel bed. Second, fines allow the formation of a conveyor belt that transport big particles with reduced collisions, as manifested by a considerable increase in their downstream velocity. These findings argue that internal stratification and the presence of a high content of fines may exert a major control on the seismic signature of highly concentrated sediment flows.

References

Allstadt, K. E., Farin, M., Iverson, R. M., Obryk, M. K., Kean, J. W., Tsai, V. C., Rapstine, T. D., and Logan, M.: Measuring Basal Force Fluctuations of Debris Flows Using Seismic Recordings and Empirical Green’s Functions, J. Geophys. Res.-Earth Surf., 125, 9, https://doi.org/10.1029/2020JF005590, 2020

Piantini, M., Gimbert, F., Bellot, H., and Recking, A.: Triggering and propagation of exogenous sediment pulses in mountain channels: insights from flume experiments with seismic monitoring, Earth Surf. Dynam., 9, 1423–1439, https://doi.org/10.5194/esurf-9-1423-2021, 2021

How to cite: Piantini, M., Gimbert, F., Korkolis, E., Rousseau, R., Bellot, H., and Recking, A.: What are the key elements that control the seismic signature of highly concentrated sediment flows?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8480, https://doi.org/10.5194/egusphere-egu22-8480, 2022.

EGU22-8642 | Presentations | GM2.1

Monitoring the stability of leaky dams and their influence on debris transport with innovative sensor technology on the SENSUM project 

Martina Egedusevic, Georgina Bennett, Kyle Roskilly, Alessandro Sgarabotto, Irene Manzella, Alison Raby, Sarah J. Boulton, Miles Clark, Robin Curtis, Diego Panici, and Richard E Brazier

Woody debris dams/leaky dams are an increasingly popular Natural Flood Management (NFM) measure in low order tributaries, with preliminary evidence suggesting that they are effective in attenuating flood peaks and reducing flood risk. However, the stability of these dams is not widely monitored, and thus there is a poor evidence base for best design practice with respect to the long-term integrity of such features. This is particularly pertinent given the threat posed to downstream infrastructure by woody debris carried in floodwaters after potentially catastrophic dam failure. There is also a lack of research into how effective dams of different designs are at holding back large wood and sediment transported by the flow and reducing the impact of flood debris on downstream infrastructure, including bridges, culverts etc. In the SENSUM project (Smart SENSing of landscapes Undergoing hazardous hydrogeomorphic Movement, https://sensum.ac.uk), we are developing and applying innovative sensor technology to assess the stability of different woody debris dam designs and build an evidence base to inform policy on this NFM practice locally and nationally. We also use these sensors to track woody debris and assess how effective dams are at trapping and retaining large wood debris and cobble-sized sediment. This paper addresses these questions at several field sites across the UK and in laboratory experiments to report quantitative data which evaluate the literal success/failure of NFM interventions and how these may impact the future design of such approaches.

How to cite: Egedusevic, M., Bennett, G., Roskilly, K., Sgarabotto, A., Manzella, I., Raby, A., Boulton, S. J., Clark, M., Curtis, R., Panici, D., and Brazier, R. E.: Monitoring the stability of leaky dams and their influence on debris transport with innovative sensor technology on the SENSUM project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8642, https://doi.org/10.5194/egusphere-egu22-8642, 2022.

The use of Inertial Measurement Units (IMUs) in geomorphological studies has exploded during the last decade. Scientists are deploying IMUs in a range of settings: from single grain flume experiments to full scale landslide motions and from capturing rock falls to measuring flows in glacial environments.

The vast majority of these experiments deploy sensing units that are partly customised for each application. However, there are limits to the level of IMU customisation geomorphologists can do as they rarely have access to bottom-up sensor assembly and production lines. Commercial IMUs and IMU components are built and calibrated for very different uses than the monitoring of dynamic sediment transport regimes, such as integration into electronic devices, wearables or Internet of Things applications.

Deploying commercial IMUs outside their nominal operational range has two main implications, the first being methodological. As the sensor is partly a "black box", we are obliged to do extensive testing in a trial-and-error manner and think deeply about the underlying physics of IMUs. If such difficulties are not acknowledged the results become difficult to interpret in the context of sediment movement.

The second implication concerns standardisation. The more our community uses commercial sensors and analytical tools, the more apparent becomes the need for open-source pre-processing and processing workflows that are fully validated and universally available to ensure comparability of published results.

This presentation aspires to contribute to this open debate about IMU sensors in geomorphology. The focus will be on the sensing requirements for grain motion detection, force capture and tracking by IMUs in the context of sediment transport. The presented calculations will use results published before the emergence of IMUs in geomorphology for a range of environments (fluvial, coastal, aeolian and glacial).

The above requirements capture will be accompanied by a meta-analysis of published IMU data in geomorphic applications which will be classified according to the exact type of sensor (accelerometer, full IMU, GPS (or equivalent)-aided IMU) and the sensors' specs (mainly sensing range and frequency).

Finally, this presentation will explore the case study of using a commercially available IMU for the capture of fluvial sediment interactions. The deployed IMU will be subjected to a series of simple physical experiments (e.g., drop tests) and then deployed to a flume setting designed to model grain-grain and grain-substrate collisions. The novelty here is the use of an independent very high-speed camera (1μs exposure frame rate) to monitor the sensor during calibration, which allows for the coherent propagation of uncertainty for all the experiments. All the results are presented within a processing workflow based on free, open-source R libraries.

How to cite: Gadd, C. and Maniatis, G.: Smart-pebbles in sediment transport studies: state of the art, future directions, and unsolved problems., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8757, https://doi.org/10.5194/egusphere-egu22-8757, 2022.

EGU22-9016 | Presentations | GM2.1 | Highlight

Rocks and Rivers that Remember:  Using Smartrocks To Constrain Bedload Transport Statistics and Evolving Thresholds of Motion in Natural Mountain Rivers 

Joel Johnson, Kealie Pretzlav, Lindsay Olinde, D. Nathan Bradley, and Claire Masteller

Instrumented “smartrock” tracer clasts hold the potential to quantify unique and useful sediment transport statistics from the point of view of each grain--a Lagrangian reference frame.  In this presentation we synthesize lessons learned based on two successful smartrock field deployments in natural mountain rivers during snowmelt floods. Our sensors contain accelerometers, data loggers and batteries.  We have primarily used smartrock data to simply measure the exact timing of grain rests and motions, although future analyses and additional sensors could be used to measure many more aspects of transport.  In addition to methodological suggestions and challenges, we show how smartrock data can be used to measure (a) rest and hop time scaling over a range of timescales, and (b) changes in thresholds of motion through time as a function of discharge.  In data from Halfmoon Creek, Colorado, USA, and Reynolds Creek, Idaho, USA, rest duration scaling is heavy-tailed and varies systematically with both timescale and shear stress.  The shear stress dependence suggests that bedload clast dispersal becomes less superdiffusive as flood size becomes larger. We identify several likely diffusion regimes, and hypothesize how timescales of flow variability from turbulence to daily discharge cyclicity may cause scaling breaks over minutes to hours.  In addition, thresholds of motion tend to increase with cumulative flow (reducing transport rates over time), but also decrease with increases in discharge (increasing transport rates until grains restabilize at the higher flow). The threshold data are used to calibrate and partially validate a new model for discharge-dependent threshold evolution. Finally, we brainstorm ways in which smartrocks could be used to explore sediment transport questions in other Earth surface environments.

How to cite: Johnson, J., Pretzlav, K., Olinde, L., Bradley, D. N., and Masteller, C.: Rocks and Rivers that Remember:  Using Smartrocks To Constrain Bedload Transport Statistics and Evolving Thresholds of Motion in Natural Mountain Rivers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9016, https://doi.org/10.5194/egusphere-egu22-9016, 2022.

Today, erosion is increasing in many intensively used agricultural regions with fertile soils. At the same time, scientists expect that the intensity of heavy precipitation events, their erosivity, drought intensity and persistance will increase significantly through climate change. In combination with more strict regulations to protect the natural environment from nutrients and hazardous substances (such as herbicides and micro-plastics), it is challenging to balance the interests of food (and energy) production and environmental protection.

Therefore, we design and establish a worldwide unique measurement plot at the Bavarian Agricultural Institute (LfL) to assess different combinations of four- and six-year crop rotation schemes and machining methods concerning their long-term soil fertility, stability and resilience against climate change effects and environmental impacts, focusing on compound effects. The plot to measure and compare soil-water retention, nutrient fluxes, surface runoff, and erosion masses has an area of four acres and 14 parallel crop strips. Crop cultivation, experiments and measurements with and without artificial rain will be performed for more than ten years after a three-year set-up phase, will have a 4D (3D spatial plus temporal) high-resolution design and combine established and innovative measurement and management techniques, such as artificial intelligence, neural networks, deep learning, and robotics. Finally, up-to-date process-based hydrological modelling will incorporate the measurement data to increase our process understanding and enable upscaling to catchment scales.

This contribution to EGU 2022 will inform and include the scientific community during the set-up phase about the running and planned activities to build an international scientific network, discuss our approaches, efficiently use the existing scientific knowledge, and initiate future collaborations around the measurement financed by the German federal state of Bavaria.

How to cite: Ebertseder, F., Mitterer, J., and Disse, M.: Moving the frontier of comparative erosion measurements under different agricultural schemes – Development of a long-term, high-resolution, 4D erosion measurement site of the Bavarian Agricultural Institute in Lower Bavaria (Germany), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9500, https://doi.org/10.5194/egusphere-egu22-9500, 2022.

EGU22-9698 | Presentations | GM2.1

Tracing sediment movement using Infra-Red Stimulated Luminescence 

Tessa M. C. Spano, Edward J. Rhodes, and Rebecca A. Hodge

Understanding sediment transport dynamics is key to understanding landscape evolution, and has important implications for engineering projects, aquatic ecosystem dynamics, and transmission of water-borne diseases. Multiple elevated temperature infra-red stimulated luminescence (MET-IRSL) has great potential to provide detailed information on the transport of sediments using infra-red light to stimulate the luminescence signal of feldspars. MET-IRSL uses a series of elevated temperature stimulations to access multiple signals with different characteristic rates of signal reduction by light exposure (bleaching), for example, during grain transport. During deposition and storage, trapped charge accumulates, leading to growth of the different IRSL signals, until the grain is again subject to transport. Applied in this manner, MET-IRSL measurements can constrain past sediment burial and exposure histories.

MET-IRSL measurements of different grain and clast sizes (e.g. silt, sand, pebbles and cobbles) can provide a range of sediment transport information, providing further constraint to sediment dynamics and system behaviour. Different clast size groups are associated with varied ways to structure the MET-IRSL measurements, e.g. depth bleaching profiles observed within pebbles and cobbles. In this presentation we demonstrate the potential of combining these approaches, and of constructing time-space equivalence models for real world situations, including the site of Allt Dubhaig, Perthshire, Scotland.

How to cite: Spano, T. M. C., Rhodes, E. J., and Hodge, R. A.: Tracing sediment movement using Infra-Red Stimulated Luminescence, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9698, https://doi.org/10.5194/egusphere-egu22-9698, 2022.

EGU22-10198 | Presentations | GM2.1

Investigating boulder motions with smart sensors in lab experiments 

Alessandro Sgarabotto, Irene Manzella, Kyle Roskilly, Chunbo Luo, Miles Clark, Aldina M. A. Franco, Georgina L. Bennett, and Alison Raby

Events such as landslides, rockslides, debris flows, and flash floods can have destructive and possibly fatal outcomes. In these events, boulders and cobbles are carried downstream under the action of gravity and the study of their transport and movement can give important insight on the dynamics and hazards related to these processes. Recently, boulder motion has been investigated by the use of smart sensors in geomorphology applications both in lab and field experiments. Smart sensors are small and light-weighted devices that are able to collect different environmental data with low battery consumption communicating to a server through a wireless connection. However, the reliability of smart sensors still needs to be evaluated for monitoring purposes and for developing early warning systems.

In the present study, dedicated laboratory experiments were designed to assess the ability of the sensors to detect movements and distinguish between intensity and type of movement (e.g. sliding or rolling) within a well-constrained setting. For this purpose, a tag equipped with an accelerometer, a gyroscope, and a magnetometer sensor has been installed inside a cobble of 10.0 cm diameter within a borehole of 4.0 cm diameter, closed hermetically before each experiment. The experiments consisted in letting the cobble fall on an experimental table composed of an inclined plane of 1.5 m, followed by a horizontal one of 2.0 m. The inclined plane can be tilted at different angles (18˚- 55˚) and different types of movement have been generated by letting the cobble roll, bounce, or slide. Sliding was generated by embedding the cobble within a layer of sand. The position of the cobble travelling down the slope was derived from camera videos by a tracking algorithm developed within the study.

Raw sensor data allowed detection of movement and separation of two modes of movement, namely rolling and sliding. Furthermore, raw datasets approximated the magnitude of movement even without any calibration. On the other hand, by coupling smart-sensor measurements and camera-based positions, it was possible to develop a filter to derive reliable values for the position, orientation, velocity, and acceleration to fully represent cobble motions. These findings show how the raw data can provide information about the type and an indication of the magnitude of movement, and confirm the potential to use these sensors to improve early warning systems, although further studies are in progress to assess response time in a field setting. At the same time, the development of a filter that gives more precise and reliable data from the sensors enables assessment of the rotational and linear acceleration of the tracked element. If used in more sophisticated lab and field experiments, this has the potential to give new insights on the behaviour of cobbles within different types of processes and can shed new light on the dynamics of complex hazardous flows.

How to cite: Sgarabotto, A., Manzella, I., Roskilly, K., Luo, C., Clark, M., Franco, A. M. A., Bennett, G. L., and Raby, A.: Investigating boulder motions with smart sensors in lab experiments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10198, https://doi.org/10.5194/egusphere-egu22-10198, 2022.

EGU22-10289 | Presentations | GM2.1 | Highlight

SENSUM project, Smart SENSing of landscapes Undergoing hazardous hydrogeomorphic Movement 

Kyle Roskilly, Georgina Bennett, Robin Curtis, Martina Egedusevic, Joshua Jones, Michael Whitworth, Benedetta Dini, Chunbo Luo, Irene Manzella, and Aldina Franco

An increase in storminess under climate change and population pressure are resulting in an increase in landslide and flood events, in the UK and globally, and threatening the defences put in place to mitigate these hazards. Monitoring of unstable hillslopes and flood-prone rivers as well as structures designed to protect these is vital. Furthermore, as landslides and floods are both triggered by heavy rainfall, often occurring simultaneously, and may interact to generate cascading hazards, we need integrated approaches for their management.

A key objective of the SENSUM project (Smart SENSing of landscapes Undergoing hazardous hydrogeomorphic Movement, https://sensum.ac.uk) is to develop a smart sensor to be embedded within boulder and wood debris in landslide and flood prone sites to detect and track hazardous movement. These low-power, low-cost devices communicate this in near real time via Internet of Things networks. Several wireless sensor networks (WSNs) have been installed on landslides and in flood-prone rivers around the UK, involving insertion of devices into debris, installation of long-range wireless network gateways, and camera installation for validation of movements. The developed system architecture also permits straightforward integration of additional third-party sensors and open data. We aim to build a dataset with which hazardous movement can be detected using machine learning and communicated in near real time via alerts and web services to relevant stakeholders. This effort will be complemented by laboratory experiments.

How to cite: Roskilly, K., Bennett, G., Curtis, R., Egedusevic, M., Jones, J., Whitworth, M., Dini, B., Luo, C., Manzella, I., and Franco, A.: SENSUM project, Smart SENSing of landscapes Undergoing hazardous hydrogeomorphic Movement, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10289, https://doi.org/10.5194/egusphere-egu22-10289, 2022.

EGU22-10761 | Presentations | GM2.1

Disco Gravel: Image-based bedload tracking in shallow water flume experiments 

Fatemeh Asal Montakhab, Megan Iun, and Bruce MacVicar

Previous experiments on the restoration of sediment cover in semi-alluvial channels with irregular boundaries have shown that coarse size fractions of the bedload are dispersed faster over a bare bed than the finer fractions, and that the coarse fraction helps to build a set of skeleton bars that are later covered by finer sediment. Unsteady flow experiments in the same channel confirmed these trends over a bed of mobile sediment and further indicate strong spatial gradients in bedload transport and deposition. Despite these advances, a methodological gap remains in the tracking of bedload sediment during the experiments. In this study we advance a tracking technique for obtaining vectors of particle displacements during unsteady flow experiments. Methods involve painting the coarsest three sediment fractions with different colours of fluorescent paint and illuminating a region of interest within the flume with ultraviolet lights (wavelength 400-410 nm) during the experiment, which results in the painted gravel appearing in bright neon colors while the water remains transparent and dark (i.e. the ‘Disco’). We use a Panasonic BGH1 camera recording at 60 fps and a resolution of 1080 x 1920 pixels to film a region of interest in the channel roughly 0.25 m wide 1.0 m long.  With this technique we are able to identify the displacements of the two coarsest size fractions. For the third size fraction the tracers were too numerous and too small to be tracked with confidence. Analysis of the videos occurred in three steps: 1) color segmentation to isolate the size class of interest, 2) application of TracTrac algorithm (Heyman, 2019) to identify particle paths, and 3) post-processing to reduce two types of error.  The errors are likely related to the irregular water surface, which can result in particles appearing to ‘vibrate’ in place when they are not moving, and also result in a continuous tracer path being broken into a series of shorter discontinuous paths.  Overall the technique appears to be useful for characterizing spatial variability at the threshold of motion and delimiting preferential transport pathways. Future improvements in resolution and tracer concentration should help to reduce the minimum size of tracer that can be tracked with confidence.

How to cite: Montakhab, F. A., Iun, M., and MacVicar, B.: Disco Gravel: Image-based bedload tracking in shallow water flume experiments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10761, https://doi.org/10.5194/egusphere-egu22-10761, 2022.

EGU22-11367 | Presentations | GM2.1

Monitoring Gravel Volume Change by Very High Resolution Satellite Image Stereopairs 

Li-Shan Lin and Kuo-Hsin Tseng

Taiwan is located on the convergent boundary of the Philippine Sea Plate and the Eurasian Plate. Due to the active orogenic movement, the rock formations are fragmented and the weak joints are developed. In recent years, heavy rainfall accompanied with the occurrence of river surges carry a large amount of broken sand and gravel to the downstream. The accumulation of a large amount of sand and gravel in the river may threaten the safety along the river bank, such as channel diversion and flooding. Therefore, the river channel needs to be dredged regularly to reduce the risk to the residents and properties. Because the dredging area is scattered and difficult to reach, on-site measurement has become a time-consuming and labor-intensive method. With the improvement of satellite technology, it is feasible to use efficient remote sensing technology to generate point clouds and a surface elevation model (DSM) for monitoring purposes. However, several problems still exist in this technology, including the scatteredness of control points and feature points, instability of the platform, varying imaging conditions, and time differences in the matching process. To solve the DSM errors caused by these problems, this study uses 3-D point cloud registration method to align the horizontal and vertical directions and tries to reduce elevation system error due to the failure of co-registration. First, feature description, extraction, and feature matching are performed. Second, the iterative closest point algorithm (ICP) is used to closely match two sets of point clouds after coarse alignment. Finally, elevation difference between two dets of DSM is verified with ground measurement data and the accuracy of the point cloud registration is assessed. We use a dredging area in Laonong River, Taiwan, as an example to monitor gravel volume change in river channel by high resolution Pléiades images and UAV in different time periods. Our preliminary results show that the spaceborne technology could achieve submeter level accuracy in monitoring height changes in each transect.

How to cite: Lin, L.-S. and Tseng, K.-H.: Monitoring Gravel Volume Change by Very High Resolution Satellite Image Stereopairs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11367, https://doi.org/10.5194/egusphere-egu22-11367, 2022.

NH2 – Volcanic Hazards

EGU22-2882 | Presentations | NH2.1 | Highlight

The interface between magma and Earth’s atmosphere and its influence on the gas composition of volcanic plumes 

Jonas Kuhn, Nicole Bobrowski, and Ulrich Platt

Magmatic gases that reach Earth’s surface are among the scarce sources of information on the planet’s interior. Their composition is dominated by H2O, CO2, and sulfur species and largely differs from that of today’s atmosphere of the Earth, particularly, by the amounts of oxygen. When magmatic gases are emitted directly to the atmosphere (e.g. at lava lakes), the process is further characterised by huge temperature gradients (hundreds to more than a thousand K per metre). The rapid cooling and fast mixing with atmospheric oxygen defines an early phase in the lifetime of a volcanic plume, which can crucially influence the plume’s later composition. Few attempts have been made to include the often extreme dynamics of this early plume phase into the scope of volcanic gas studies.

Naturally, magmatic degassing processes are difficult to study and thus bound to large uncertainties in crucial parameters, such as gas temperature, gas composition, and mixing. Further, heterogeneous processes involving ash and aerosols might have a strong impact on the processes.

We developed a model to study the C-H-O-S gas phase reaction kinetics of the first seconds of a volcanic gas emission. The entire cooling process of the volcanic gases is covered and studied considering its dynamics and regarding large ranges of mixing scenarios, gas compositions and emission temperatures.

We find that many major processes are far from (the often assumed) thermal equilibrium (TE). Particularly, large amounts of HOX (OH + HO2), exceeding TE by orders of magnitude, form at high temperature as soon as sufficient O2 entered the plume. High OH levels lead to rapid oxidation of emitted species, such as CO, H2, and SO2. Strikingly, CO levels can be both, reduced and enhanced by high temperature processing, depending on the assumed initial conditions. Moreover, we observe that the enthalpy change associated with the chemical conversions can lead to a significant net heating of the plume.

Overall, and despite of the simplifications made, our model indicates a major influence of the dynamics within the interface between magma and the atmosphere (i.e. the early volcanic plume). The composition of gas samples that interacted only a tenth of a second with the atmosphere might substantially differ from the magmatic gas composition. This would lead to enhanced uncertainties in the quantification of magmatic parameters (such as temperature and redox state), when derived from measurements of gas ratios in the volcanic plume. 

How to cite: Kuhn, J., Bobrowski, N., and Platt, U.: The interface between magma and Earth’s atmosphere and its influence on the gas composition of volcanic plumes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2882, https://doi.org/10.5194/egusphere-egu22-2882, 2022.

EGU22-3847 | Presentations | NH2.1

Hourly SO2 emissions and plume dispersion simulated by inverse modelling using TROPOMI, OMPS, IASI, and ground-based LIDAR observations: case studies of the 2021 Etna and 2018 Ambrym eruptions 

Abhinna Behera, Marie Boichu, François Thieuleux, Souichiro Hioki, Lieven Clarisse, Sergey Khaykin, Irène Xueref-Remy, Ioana Popovici, and Philippe Goloub

Volcanic sulphur dioxide (SO2), a precursor of sulphate aerosols, can have a deleterious impact on the atmosphere, ecosystems, and air quality at multiple scales. Knowledge of highly variable volcanic SO2 emissions, i.e., mass flux rates and injection heights, would not only aid comprehension of such atmospheric implications but would also provide information on subterranean volcanological processes of magma transport. Furthermore, volcanic SO2, which frequently co-exists in volcanic plumes with ash and sulphate aerosols, can pose a threat to aviation as ash and acidic aerosols are alarming to aircraft. Therefore, comprehensive knowledge of volcanic SO2 emissions is essential for a thorough evaluation of near-source volcanic hazards and large-scale atmospheric impacts.

Hyper-spectral nadir-viewing UV and infrared satellite instruments record global SO2 mass-loadings on a daily or bi-daily basis. Geostationary sensors, on the other hand, deliver high temporal information on SO2 emissions but with much lower sensitivity. Consequently, there are still gaps in our knowledge of volcanic SO2 emissions and SO2 to sulphate oxidation rates, notably inside tropospheric plumes, and hence volcanic sulphur-rich compound feedback on the atmosphere.

TROPOMI, a hyperspectral UV sensor with increased spatial and spectral resolution than that of the pre-existing UV (OMPS) sensor in the same orbit, was launched in 2017. We discuss how an inverse modelling approach that assimilates TROPOMI SO2 column amounts (CA) improves the retrieval of hourly SO2 emissions when compared to the assimilation of OMPS data acquired at approximately the same time and the new SO2 products (both SO2 CA and layer heights) from IASI. The purpose of using IASI data is to assess the impact of assimilating SO2 data available bi-daily into inverse modelling with additional information on SO2 layer height. The inverse modelling is performed utilizing a time series of daily or bi-daily SO2 CA snapshots from the TROPOMI, OMPS, and IASI satellite instruments, respectively. Contrary to OMPS, which has 50x50 km2 of spatial resolution, and IASI, which has a 12 km circular footprint, TROPOMI has an extraordinary spatial resolution of 5.5x3.5 km2 (7x3.5 km2 before August 2019). We find that because of their sensitivity to low-level SO2 fluxes and thin SO2 plumes, and the numerous SO2-rich pixels defining dense parcels, TROPOMI observations enable better evaluation of SO2 degassing during paroxysmal eruption phases, offering better-resolved SO2 emissions by inverse modelling. However, if meteorological clouds hide the volcanic SO2 plumes, the results can be inconsistent, especially if the clouds are near the source. So the additional data, the SO2 height product from IASI observations, is used to reconcile and offer more robust SO2 emissions. As a second step, we perform inverse modelling using both the SO2 CA and layer heights from IASI. This research investigates the Mount Etna eruption in February 2021, the SO2 plume reaching France, and the 2018 Ambrym eruption, which was the top world-ranking SO2 emitter. In the context of Etna eruption, we use ground-based OHP LIDAR aerosol height measurements to explore the presence of sulphate aerosols and their height in the SO2 plume.

How to cite: Behera, A., Boichu, M., Thieuleux, F., Hioki, S., Clarisse, L., Khaykin, S., Xueref-Remy, I., Popovici, I., and Goloub, P.: Hourly SO2 emissions and plume dispersion simulated by inverse modelling using TROPOMI, OMPS, IASI, and ground-based LIDAR observations: case studies of the 2021 Etna and 2018 Ambrym eruptions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3847, https://doi.org/10.5194/egusphere-egu22-3847, 2022.

EGU22-4983 | Presentations | NH2.1

A global perspective on Bromine monoxide composition in volcanic plumes derived from S5-P/TROPOMI 

Simon Warnach, Christian Borger, Nicole Bobrowski, Holger Sihler, Moritz Schöne, Steffen Beirle, Ulrich Platt, and Thomas Wagner

Bromine monoxide (BrO) is a halogen radical capable of influencing atmospheric chemical processes, in particular the abundance of ozone, e. g. in the polar boundary layer and above salt lakes, in the stratosphere as well as in volcanic plumes. Furthermore, the molar bromine to sulphur ratio in volcanic gas emissions is a proxy for the magmatic composition of a volcano and potentially an eruption forecast parameter.

To monitor volcanic activities on global scale, satellite measurements provide invaluable information. For these purposes, the TROPOspheric Monitoring Instrument (TROPOMI) onboard ESA’s S5-P satellite is particularly interesting: its high spatial resolution of up to 3.5x5.5km2 and daily global coverage offer great potential to detect BrO and its corresponding ratio with sulphur dioxide (BrO/SO2) even during minor eruptions and for continuous passive degassing volcanoes.

Here, we present a global overview of BrO/SO2 molar ratios in volcanic plumes derived from a systematic long-term investigation covering four years (Januar 2018 to December 2021) of TROPOMI data.

We retrieved column densities of BrO and SO2 using Differential Optical Absorption Spectroscopy (DOAS) and calculated mean BrO/SO2 molar ratios for various volcanoes. The calculated BrO/SO2 molar ratios differ strongly between different volcanoes, but also between measurements at one volcano at different points in time, ranging from several 10-5 up to several 10-4. In our four-year study of S5P/TROPOMI data we successfully recorded elevated BrO column densities at 506 volcanic events. We were able to derive significant BrO/SO2 ratios at 26 different volcanoes on 378 occasions, thus adding an important volcanic parameter to these volcanoes.

In addition, this large data set of events allows to deduce time-series of several very active volcanoes, such as Mount Etna, Italy and Ambrym, Vanuatu.

How to cite: Warnach, S., Borger, C., Bobrowski, N., Sihler, H., Schöne, M., Beirle, S., Platt, U., and Wagner, T.: A global perspective on Bromine monoxide composition in volcanic plumes derived from S5-P/TROPOMI, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4983, https://doi.org/10.5194/egusphere-egu22-4983, 2022.

EGU22-5832 | Presentations | NH2.1

Impacts of erupted and resuspended volcanic ash from the 2010 Eyjafjallajökull eruption, Iceland, on atmospheric ice-nucleating particle concentrations 

Elena Maters, Johannes de Leeuw, Frances Beckett, Alberto Sanchez-Marroquin, Claire Witham, Benjamin Murray, Kenneth Carslaw, and Anja Schmidt

Volcanic ash can act as ice-nucleating particles (INPs), which by triggering freezing of supercooled water droplets in the atmosphere, can profoundly influence clouds and thereby climate [1]. Volcanoes worldwide sporadically emit large amounts of ash into the atmosphere including at middle to high latitudes (30-90° N/S) where, importantly, other major types of INPs such as windblown Saharan dust from low latitudes are less abundant. A recent study found that windblown Icelandic dust of volcanic and glacio-fluvial origin could episodically dominate INP concentrations between 3 to 5.5 km above sea level over the North Atlantic and Arctic [2]. However, it remains unexplored how volcanic ash emissions from explosive eruptions, which typically occur every 3 to 5 years in Iceland, affect INP concentrations in these regions. Here we investigated the Eyjafjallajökull eruption from 14 April to 22 May 2010 and Eyjafjallajökull ash resuspension events (by wind) thereafter as sources of INPs to the atmosphere. Specifically, by combining ash concentration and temperature data from Lagrangian particle dispersion model simulations (Numerical Atmospheric dispersion Modelling Environment [3]) with a laboratory-derived parameterisation of the ice-nucleating activity of this ash [2,4-5], we calculated INP concentrations up to 10 km above sea level across the Northern Hemisphere during and following the Eyjafjallajökull eruption. In late April 2010, the erupted ash produced INP concentrations >0.01 L-1 (potentially capable of affecting cloud liquid water content) in up to ~14 vol% of air masses at temperatures between 0 and -35 °C and latitudes between 45 and 90° N. In contrast, the contribution of resuspended ash to the atmospheric INP population in subsequent months was up to several orders of magnitude smaller, partly because resuspended ash particles more seldomly reached altitudes where temperatures were low enough for ice nucleation. Findings of this case study and perspectives on further integrating model and laboratory data to improve understanding of the impacts of volcanic ash on clouds and climate will be discussed.

[1] Murray, B. J., Carslaw, K. S, Field, P. R. (2021) Atmospheric Chemistry and Physics, 21, 665-679, doi:10.5194/acp-21-665-2021.

[2] Sanchez-Marroquin, A., Arnalds, O., Baustian-Dorsi, K. J., Browse, J., Dagsson-Waldhauserova, P., Harrison, A. D., Maters, E. C., Pringle, K. J., Vergara-Temprado, J., Burke, I. T., McQuaid, J. B., Carslaw, K. S., Murray, B. J. (2020) Science Advances, 6, eaba8137, doi:10.1126/sciadv.aba8137.

[3] Jones, A., Thomson, D., Hort, M., Devenish, B. (2007) In: Borrego, C., Norman, A.-L. (Eds) Air Pollution Modelling and its Application XVII, Springer, Boston, 580-589, doi:10.1007/978-0-387-68854-1_62

[4] Hoyle, C. R., Pinti, V., Welti, A., Zobrist, B., Marcolli, C., Luo, B., Höskuldsson, Á., Mattsson, H. B., Stetzer, O., Thorsteinsson, T., Larsen, G., Peter, T. (2011) Atmospheric Chemistry and Physics, 11, 9911-9926, doi:10.5194/acp-11-9911-2011.

[5] Steinke, I., Möhler, O., Kiselev, A., Niemand, M., Saathoff, H., Schnaiter, M., Skrotzki, J., Hoose, C., Leisner, T. (2011) Atmospheric Chemistry and Physics, 11, 12945-12958, doi:10.5194/acp-11-12945-2011.

How to cite: Maters, E., de Leeuw, J., Beckett, F., Sanchez-Marroquin, A., Witham, C., Murray, B., Carslaw, K., and Schmidt, A.: Impacts of erupted and resuspended volcanic ash from the 2010 Eyjafjallajökull eruption, Iceland, on atmospheric ice-nucleating particle concentrations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5832, https://doi.org/10.5194/egusphere-egu22-5832, 2022.

EGU22-6159 | Presentations | NH2.1

Quantification of SO2 emission rates from the Kilauea volcano in Hawaii by the divergence of the SO2 flux using S5P-TROPOMI satellite measurements and comparison to results from ground-based observations 

Adrian Jost, Steffen Beirle, Steffen Dörner, Christian Borger, Simon Warnach, Nicole Bobrowski, Christoph Kern, and Thomas Wagner

With a nearly continuously effusive eruption since 1983, the Kilauea volcano (Hawaii, USA) is one of the most active volcanoes in the world. From the beginning of May till the end of August 2018, a sequence of eruptions on the Lower East Rift Zone (LERZ) caused an enhanced outbreak of volcanic gases and aerosols, releasing them into the troposphere. Since these gases and particles affect climate, environment, traffic, and health on regional to global scales, a continuous monitoring of the emission rates is essential.

As satellites provide the opportunity to observe and quantify the emissions remotely from space, their contribution to the monitoring of volcanoes is significant. The TROPOspheric Monitoring Instrument (TROPOMI) onboard the Sentinel-5 Precursor satellite was successfully launched by the end of 2017 and provides measurements with unprecedented level of detail at a resolution of 3.5 x 7.0 km2 (3.5 x 5.5 km2 since August 2019). This also allows for an accurate retrieval of trace gas species such as volcanic SO2.  

Here, we show that the location and strength of SO2 emissions from Kilauea can be determined by the divergence of the temporal mean SO2 flux. This approach, which is based on the continuity equation, has been successfully demonstrated for NOX emissions of individual power plants (Beirle et al., Sci. Adv., 2019).

The present state of our work also indicates that emission maps of SO2 can be derived by the combination of satellite measurements and wind fields on high spatial resolution. As the divergence is highly sensitive on point sources like the erupting fissures in the 2018 Kilauea eruption, they can be localized very precisely. The obtained emission rates of about 1.5 Mt are substantially lower than the ones reported from ground-based measurements in other studies like the one from Kern et al. (Bull. Volcanol., 2020). 

We discuss several potential reasons for the discrepancies between the ground- and satellite-based observations like e.g. uncertainties of the air mass factor or possible rapid destruction of SO2 in the presence of clouds.

How to cite: Jost, A., Beirle, S., Dörner, S., Borger, C., Warnach, S., Bobrowski, N., Kern, C., and Wagner, T.: Quantification of SO2 emission rates from the Kilauea volcano in Hawaii by the divergence of the SO2 flux using S5P-TROPOMI satellite measurements and comparison to results from ground-based observations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6159, https://doi.org/10.5194/egusphere-egu22-6159, 2022.

EGU22-8057 | Presentations | NH2.1

Volcanic geomorphosites, places of geotouristic interest and geo-routes in La Palma (Canary, Spain) 

William Hernández, Javier Dóniz, Pedro A. Hernández, and Nemesio M. Pérez

Tourism is one of the economic activities of reference throughout the world despite the consequences of SARS-CoV-2. Within the new tourism products, geotourism is a relatively new modality and alternative to mass tourism in mature destinations. One example of this is the creation and rise of the global and European networks of geoparks. In the case of the Canary Islands, this fact can also be seen in the increase in tourist activities related to volcano tourism as an alternative product to sun and beach tourism. In this sense, the main objective of this study is to identify, inventory, select, characterize and evaluate geomorphosites with geotouristic interest on the Canary Island of La Palma following the methodology proposed by Reynard et al (2007 and 2017), based on the evaluation of scientific and added values. A total of 47 geomorphosites of geotourism interest (Ligts) that host the geodiversity of volcanic and non-volcanic forms and processes of La Palma have been studied. The main results after applying the assessment is that the scientific values ​​(0.53) are above the added values ​​(0.43). Among the first, the paleogeographic interest stands out (0.61) and of the added ones, that of the protection of the site (0.71). All these evaluations show that the geomorphological sites studied are representative of the natural and cultural heritage of La Palma, but also that they are conserved, protected and that they contribute to explain the geological and geomorphological evolution of the island. These aspects are essential to be able in the future to propose itineraries or georoutes of volcano tourist interest.

How to cite: Hernández, W., Dóniz, J., Hernández, P. A., and Pérez, N. M.: Volcanic geomorphosites, places of geotouristic interest and geo-routes in La Palma (Canary, Spain), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8057, https://doi.org/10.5194/egusphere-egu22-8057, 2022.

EGU22-8731 | Presentations | NH2.1

Modelling the effects of volcanic ash on the strength and likely collapse of concrete roofs: implications for EU Building Code EN1991. 

Philip Kwame Quainoo, Nick Petford, Stefan Kaczmarczyk, and Mark Thomas

Explosive volcanic eruptions are risk to human population, buildings, and infrastructure. One consequence of volcanic ash in the built environment, as seen graphically during the recent (2021) St. Vincent and La Palma eruptions, is that it collects on roofs, sometimes overtopping the host building completely. If enough ash collects then the weight on the roof can cause collapse, damaging the structure and endanger people. While it is known that snow loading of roofs is a hazard and is regulated for in EN 1991 Eurocode 1, no guidance currently exists in the Eurocodes for volcanic ash deposition, although during prolonged eruptions loading impact from ash can exceed structural guidelines and recommended safety criteria for exceptional snow loads. One of the main reasons for lack of including is data availability. For snow load calculations the Eurocodes can draw on approximately 2600 weather station that are constantly monitored. Volcanic eruptions are significantly less frequent.  To remedy this, we present a computer-based mathematical model for testing stress and deformation levels due to volcanic ash deposition on flat concrete roofs. The mathematical model can take account of variable factors. Using computer models, we can assess the interactions of many variables simultaneously, without the need to perform complex physical experiments. Results show that the stress on concrete roofs due to the weight of accumulating ash can exceed the safety requirements set out in EN1991 Eurocode 1. While more research is needed, our results shows the need to revise the current codes for the built environment in volcanic prone areas of Europe.

How to cite: Quainoo, P. K., Petford, N., Kaczmarczyk, S., and Thomas, M.: Modelling the effects of volcanic ash on the strength and likely collapse of concrete roofs: implications for EU Building Code EN1991., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8731, https://doi.org/10.5194/egusphere-egu22-8731, 2022.

EGU22-11029 | Presentations | NH2.1

An aeromagnetic survey over the volcanic island of Surtsey off the south coast of Iceland 

Sara Sayyadi, Magnús T Gudmundsson, James D.H. White, Thorsteinn Jónsson, and Marie D Jackson

Submarine volcanic activity was observed in the Vestmannaeyjar archipelago off the south coast of Iceland in November 1963, at a location where the pre-eruption oceanic depth was 130 m.  The eruption continued until July 1967. As a result of the eruption, a volcanic island, Surtsey, and its short-lived satellite islands (Surtla, Syrtlingur, and Jólnir) were created.  The progression of the eruption was very well documented at the time.  However, data on structures below sea level has been limited to drillholes on the rim of the Surtur crater on the main Surtsey island.  In order to study the existence and possible location of pillow lava from the initial phases of the eruption and shallow intrusions within and below the edifices formed in 1963-1967, a six-hour-long aeromagnetic survey was completed in October 2021 over the Surtsey area. The survey is done using a Geometrics MagArrow drone magnetometer, here adapted for operation while fixed to an aircraft. The survey covered 60 km2.  The spacing between profiles was 200 m and the flight elevation 100 m a.s.l. The MagArrow has a sampling frequency of 1000 Hz, which for an aircraft flying at 50 m/s gives a reading every 5 cm. To remove noise and perturbations from the aircraft, the data is low-pass filtered in two steps, firstly by averaging 50 measurements providing 20 Hz data, then by applying low pass filter with a cutoff frequency of 0.225 Hz, removing wavelengths smaller than 200-250m.  Initial data processing indicates some variations in the sources to the anomalies observed.  Major anomalies arise from the subaerial lavas on Surtsey itself, while the submarine remnants of the island Syrtlingur, active in 1965, show no anomalies.  This suggests that it is exclusively made of tuffs with no significant intrusions, similar to the structure of Surtsey itself below sea floor according to the drill cores obtained in 1979 and 2017.  In contrast, a clear anomaly is observed over the submarine remnants of the satellite island Jólnir, which was formed over several months in 1966. Apparently, this anomaly can only be explained by a magnetic body located no deeper than at 100 m depth below the seafloor at the eastern part of Jólnir, the same location as the vent active in 1966. 

How to cite: Sayyadi, S., Gudmundsson, M. T., White, J. D. H., Jónsson, T., and Jackson, M. D.: An aeromagnetic survey over the volcanic island of Surtsey off the south coast of Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11029, https://doi.org/10.5194/egusphere-egu22-11029, 2022.

EGU22-11513 | Presentations | NH2.1

The Volkis’ adventure: the perfect combination of science and creative illustration 

Nia Schamuells, Adelina Geyer, Meritxell Aulinas, Olaya Dorado, Joaquin Hopfenblatt, and Joan Martí

Earth Science studies usually get less attention compared to other basic sciences, especially at teen ages. This is a pressing problem, which worsens considerably in those countries in which the primary and secondary educational systems regularly minimize or unbalance the presence of Earth Sciences in front of other branches of knowledge such as Biology or Physics. Child interests usually develop during young ages, and this will influence the interest of future generations on the understanding of our planet and the environment.  In this sense, the creation of engaging educational tools and resources that captivate the younger audience is one of the current challenges. More and more, comic books, graphic novels and illustrated children’s books are becoming a powerful tool to approach scientific concepts to kids and teenagers. Here we present the digital book: “Discover the volcanoes: Accompany the Volkis to their volcanic adventure”. A creative way to explain to a child and teen audience, how volcanoes work, as well as their impacts and benefits to our society. The leading characters are the Volkis, a secret club for volcano lovers that learn different aspects related to volcanology thanks to Rocky, the most experienced member of the group.  The book is composed of 13 sections covering the essential information needed to learn about volcanology. Where and why do we have volcanoes on Earth? How is the interior of a volcano? Why do volcanoes erupt? Which are the hazards derived from a volcanic eruption? are just some of the questions that are resolved in it. The Volkis, fantastic characters that represent different volcanic products, will guide young readers and instructors on their journey through the world of volcanoes. The book will be downloadable for free and  accompanied by a webpage (https://descubrelosvolcanes.es) where teachers, educators and readers can find additional material such as videos, coloring pages, experiments, etc.  The final aim of this book is to break the paradigms of how to teach science to children in an entertaining, striking, and didactic way, where not only children will learn, but also all adults who are accompanying them.

This project was funded by the Spanish National Research Council (CSIC) in its program “Cuenta la Ciencia – 4ª Edición” (Fundación General del CSIC) for promoting scientific culture. 

How to cite: Schamuells, N., Geyer, A., Aulinas, M., Dorado, O., Hopfenblatt, J., and Martí, J.: The Volkis’ adventure: the perfect combination of science and creative illustration, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11513, https://doi.org/10.5194/egusphere-egu22-11513, 2022.

EGU22-12606 | Presentations | NH2.1

New stations to monitor gas hazard in the ongoing volcanic unrest crisis of La Fossa volcano (Vulcano Island, Italy) 

Maria Luisa Carapezza, Detlef Amend, Christian Fisher, Lucia Pruiti, Massimo Ranaldi, Luca Tarchini, and Konradin Weber

La Fossa volcano, located in the Vulcano Island of the Aeolian Archipelago, is the type locality of Vulcanian explosive eruptions. It last erupted in 1888-1890 and since then it is affected by an intense fumarolic activity from both the summit crater area and a hydrothermal site (Levante Beach) located very near to the main settlement of the island (Vulcano Porto). In Autumn 2021 a potential volcanic unrest crisis began with a strong increase of steam, CO2 and SO2 emission from the high-T crater fumaroles, ground uplift and episodic anomalous seismicity. Vulcano Porto inhabited area is exposed to gas hazard either from the wind dispersed crater fumarolic plume (mostly CO2 and SO2) and from anomalous diffuse soil gas emissions in Levante Beach and other zones of Vulcano Porto village (mostly CO2 and eventually H2S). The gas hazard of the village was considered so high that in December 2021 Civil Protection prohibited residents to stay at home during the night. In order to improve the monitoring of gas hazard we developed new stations continuously measuring the air concentration of CO2 and SO2. Each of these stations is operating with an electrochemical sensor for the measurement of SO2 and a photoacoustic sensor for the measurement of CO2. Moreover, atmospheric pressure, temperature and humidity are monitored in parallel to the gas measurements. The measured data are sent continuously via mobile data connection to a dedicated server. By this means the measured parameters can be monitored remotely, without the need to access the site personally. Three stations were installed (at 1 m from the ground) in mid-December 2021 in three sites of Vulcano Porto; two of them were located at the base of La Fossa cone in the sector most exposed to the crater gas plume, while a third station was located in the heart of the village, near the church. Results show that CO2 exceeds of few hundreds ppm the normal air value of 400 ppm in all the stations. In some occasions, during night in absence of wind or with light wind blowing from SW, some peaks of both CO2 and SO2 were recorded in all the stations (CO2 max 1500 ppm; SO2 max 2 ppm). Additionally a future server sided extension to our system is planned, which integrates an early warning system, that can send email alerts, if certain thresholds are exceeded.

How to cite: Carapezza, M. L., Amend, D., Fisher, C., Pruiti, L., Ranaldi, M., Tarchini, L., and Weber, K.: New stations to monitor gas hazard in the ongoing volcanic unrest crisis of La Fossa volcano (Vulcano Island, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12606, https://doi.org/10.5194/egusphere-egu22-12606, 2022.

EGU22-12949 | Presentations | NH2.1

Mitigating the highest volcanic risk in the World: a multidisciplinary strategy for the Neapolitan area 

Claudia Troise, Giuseppe De Natale, Renato Somma, Massimo Buscema, Guido Maurelli, Adriano Giannola, and Stefano Petrazzuoli

The Neapolitan volcanic area is by far the highest volcanic risk one in the World, due to the presence of three active volcanic areas (Vesuvius, Campi Flegrei, Ischia) with an extreme population density: three millions people live within 20 km from a possible volcanic vent. Volcanic risk in these areas is strictly associated to seismic risk, and to other secondary risks as landslides and flooding.

The mitigation of such an extreme risk can only be afforded by considering volcanological, as well as economical, urbanistic  and social issues. All these highly multidisciplinary aspects must be jointly recognized and shared by both volcanologists and decision makers, in a global, effective risk reduction policy.

We start considering the very high number of people living in the ‘red zones’ (the most risky areas, in terms of the actual emergency plans) of Vesuvius and Campi Flegrei, and the economic losses linked to a complete evacuation of these areas. We then demonstrate, from volcanological considerations, that evacuated people could not come back in the red zones in short times, but rather after years or decades, perhaps never again.From such basic considerations, we proceed to propose a multidisciplinary, effective mitigation strategy and emergency planning, which can significantly decrease the volcanic and associated risks in the area and to make effectively feasible and sustainable an evacuation, in case of high probability for an impending eruption. The proposed strategy also uses the most advanced Artificial Intelligence methodologies to plan an optimal, complete relocation of the population living in the most risky areas, in case of sudden as well as progressive evacuation. In addition, our mitigation strategy takes into account other key demographic and economic issues: problems affecting several internal areas of Southern Italy, which can help to handle the problem of risk mitigation, and to possibly jointly solve them.

How to cite: Troise, C., De Natale, G., Somma, R., Buscema, M., Maurelli, G., Giannola, A., and Petrazzuoli, S.: Mitigating the highest volcanic risk in the World: a multidisciplinary strategy for the Neapolitan area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12949, https://doi.org/10.5194/egusphere-egu22-12949, 2022.

EGU22-13498 | Presentations | NH2.1 | Highlight

Aerosol properties crucial to reconciling supervolcanic cooling estimates 

Zachary McGraw, Kevin Dallasanta, Lorenzo Polvani, Kostas Tsigaridis, Clara Orbe, and Susanne Bauer

Abstract: Volcanic aerosols can cool Earth’s surface on a global scale, with the largest eruptions (eg Toba 74kya) linked to especially severe impacts on ecosystems and human survival. However, global climate simulations of super-eruption impacts have disagreed widely on post-eruption temperatures. As no super-eruption has occurred in ~26,000 years, little is known of their aerosol byproducts other than mass estimates from ice cores. Here we use GISS ModelE climate simulations to demonstrate that unconstrained aerosol properties cause substantial radiative forcing uncertainty. By comparing ModelE sensitivity tests to previous modeling studies, we suggest that a lack of consensus on super-eruption aerosol properties is a major reason for the disagreement in post-eruption cooling.

How to cite: McGraw, Z., Dallasanta, K., Polvani, L., Tsigaridis, K., Orbe, C., and Bauer, S.: Aerosol properties crucial to reconciling supervolcanic cooling estimates, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13498, https://doi.org/10.5194/egusphere-egu22-13498, 2022.

EGU22-216 | Presentations | GMPV9.4

Exploring the mechanical influence of mush poroelasticity on volcanic surface deformation 

Rami Alshembari, James Hickey, Ben J. Williamson, and Katharine Cashman

Understanding the mechanical behaviour of melt reservoirs is vital for advancing geophysical models that aim to constrain the evolution of subvolcanic systems and inform hazard monitoring and mitigation. From geophysical and petrological studies, large melt-dominated (magma) reservoirs are difficult to sustain over long periods of time. Melt is more likely to reside within reservoirs which consist of variably packed frameworks of crystals, so-called crystal mush, as well as in pockets of magma, in changing proportions over time. The behaviour of crystal mush, in particular, is emerging as a vital consideration in understanding how magmatic systems evolve. In addition, current models for volcano deformation often consider static magma sources and thus provide little insight into the internal dynamics of melt reservoirs; and these models ignore the presence of crystals and therefore the likely poroelastic mechanical response to melt intrusion or withdrawal. Our study considers the melt reservoir to be partly crystalline (> 50% crystal fraction), with melt residing between crystals. We examine the influence of poroelastic mechanical behaviour on the evolution of reservoir pressure and the resultant surface deformation. From our results, the modelling of a crystal mush rather than a 100% melt magma reservoir can significantly modify the resulting spatial and temporal mechanical evolution of the system. Specifically, the poroelastic behaviour of a mush reservoir will continue to develop following the end of a melt injection period, generating further time-dependent surface displacements. Post-injection and post-eruption inflation can occur, which are linked to a poroelastic response associated with continuous melt diffusion. Following an injection/eruption, a steady-state point is eventually achieved when the fluid pressure reaches a uniform value throughout the reservoir. This process is controlled by the poroelastic diffusivity. Increasing the reservoir crystal fraction from 50% to 90% reduces the mobility of melts, decreases permeability, and leads to a slow rate of melt diffusion. Our study confirms that volcanic surface deformation can occur without continued intrusion or withdrawal of melt.

How to cite: Alshembari, R., Hickey, J., J. Williamson, B., and Cashman, K.: Exploring the mechanical influence of mush poroelasticity on volcanic surface deformation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-216, https://doi.org/10.5194/egusphere-egu22-216, 2022.

EGU22-583 | Presentations | GMPV9.4

Contribution of the use of a plate model to calculate the stresses at large silicic systems 

Alexandra Morand, Stephen Tait, and Geneviève Brandeis

Large silicic systems can produce devastating eruptions with emitted volumes greater than 100 km³ and worldwide impacts. Such eruptions suggest the presence of significant reservoirs of silicic magma at shallow depths. Understanding how these reservoirs form is crucial to understanding how they affect the surrounding rock. But the shape and the organization of magmatic storage are still debated, despite their crucial influence on the results of theoretical predictions. Based on physical considerations of silicic-magma properties and the continental-crust state of active systems; our hypothesis is that the rise of silicic magma is stopped by the Brittle Ductile Transition. As the relaxation time of the ductile part of the crust is very short compared to the lifetime of such systems, magma storage could be considered as a buoyant liquid stored beneath an elastic plate. We thus used a plate model to theoretically predict the stress above those large magma chambers. To test our hypothesis, we computed the general behaviours of large silicic systems and compared them to natural cases. We first calculated the stress field produced in the plate. Results show that stressed values can reach tens of MPa, which is enough to cause plate failure. Then, we compared reservoir dimensions and volumes predicted by our model when failure could occur with documented ones for past eruptions. We showed that the two are consistent with each other. In a broader perspective, we then showed that stresses produced in the plate by the magma chamber can produce circular faults above the storage zone. This result has direct implications for the understanding of caldera formation during large silicic eruptions.

How to cite: Morand, A., Tait, S., and Brandeis, G.: Contribution of the use of a plate model to calculate the stresses at large silicic systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-583, https://doi.org/10.5194/egusphere-egu22-583, 2022.

EGU22-607 | Presentations | GMPV9.4

Integrated Multi-scale approach for constraining source parameters responsible of deformation field in volcanic framework. 

Andrea Barone, Maurizio Fedi, Antonio Pepe, Susi Pepe, Giuseppe Solaro, Pietro Tizzani, and Raffaele Castaldo

The monitoring and characterization of volcanic systems are performed through measurements of different nature; among these, the development of the remote sensing technologies has supported the analysis and interpretation of the ground deformation field, for which the Differential SAR Interferometry (DInSAR) technique provides a large amount of densely sampled measurements over space and time (Dzurisin, 2007). The modeling of these datasets leads to understand the changes of physical and geometrical parameters of deep and/or shallow volcanic reservoirs by using different strategies, such as the forward (Lu et al., 1998), the parametric (Battaglia et al., 2013) and tomographic (Camacho et al., 2020) inverse modeling. Unfortunately, these methods could bring to ambiguous interpretation of deformation measurements because of ambiguities of inherent, theoretical, algebraic, instrumental/experimental nature.

Here, we model the deformation field in volcanic framework through a different approach, which is mainly based on harmonic elastic fields satisfying the homogeneity laws; in particular, we use multi-scale procedures, such as the Multiridge (Fedi et al., 2009) and ScalFun (Fedi et al., 2007) methods, and boundary analysis technique, such as the Total Horizontal Derivative (THD) (Blakely, 1996), for unambiguous estimate of the geometrical parameters of the deformation sources, which are the depth, the horizontal position, the shape and the horizontal extent.

Starting from the harmonic solutions of the Navier’s equation, Castaldo et al. (2018) and Barone et al. (2019) have shown that multi-scale methods are valid tools to study simple field sources as the Mogi one, according to the homogeneity law and the Euler’s equation. To generalize this approach, we show the use of multi-scale methods to model sources with any geometry, also irregular. We test our methodology, which is an integration of multi-scale techniques, on Finite Element synthetic deformation field generated through Comsol Multiphysics software package; we consider both regular and irregular geometry cases by analysing different deformation component estimating the source geometry without any reference model.

Finally, we use the proposed approach to investigate the ground deformation pattern of the 2004 – 2010 uplift episode occurred at Yellowstone caldera resurgent domes area and the 2013 unrest event at Fernandina volcano (Galapagos Archipelago, Ecuador); in the first case, we use the vertical component and the integrated multi-scale approach to highlight the geometrical irregularities of the retrieved sill-like intrusion; in the second case, we analyse the E-W component retrieving a ≈ 1.5 km b.s.l. deep pipe-like source.

We conclude that our approach is crucial for retrieving an unconstrained geometrical model of the deformation source.

How to cite: Barone, A., Fedi, M., Pepe, A., Pepe, S., Solaro, G., Tizzani, P., and Castaldo, R.: Integrated Multi-scale approach for constraining source parameters responsible of deformation field in volcanic framework., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-607, https://doi.org/10.5194/egusphere-egu22-607, 2022.

Lava dome collapse hazards are intimately linked with their morphology and internal structure. We present new lava dome emplacement models that use calibrated rock strengths and allow material behaviour to be simulated for three distinct units: (1) a ductile, fluid core; (2) a solid upper carapace; and (3) disaggregated talus slopes. We first show that relative proportions of solid and disaggregated rock depend on rock strength, and that disaggregated talus piles can act as an unstable substrate and cause collapse, even in domes with a high rock strength. We then simulate sequential dome emplacement, demonstrating that renewed growth can destabilise otherwise stable pre-existing domes. This destabilisation is exacerbated if the pre-existing dome has been weakened following emplacement, e.g., through processes of hydrothermal alteration. Finally, we simulate dome growth within a crater and show how weakening of crater walls can engender sector collapse. A better understanding of dome growth and collapse is an important component of hazard mitigation at dome-forming volcanoes worldwide.

How to cite: Harnett, C. and Heap, M.: Exploring lava dome mechanics & structure: how does stability change as a function of rock strength?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-691, https://doi.org/10.5194/egusphere-egu22-691, 2022.

EGU22-1431 | Presentations | GMPV9.4 | Highlight

An analytical model for the ascent speed of a viscous fluid batch in three dimensions 

Timothy Davis and Eleonora Rivalta

There are few analytical models of 3D dyke ascent due in part to the algebraic complexity of deriving such solutions but also due to a lack of numerical schemes that can be used to test the validity of their simplifying assumptions. Recent developments in hydro-fracture codes allow for numerical simulation of constant inflow/finite batches of fluid rising towards the ground surface (Zia and Lecampion, 2020). Such schemes allow us to formulate and test some analytical approximations of this process.

Recently, analytical formulations have reproduced in three dimensions the self-sustaining ascent of a batch of fluid, where a fracture ascends upwards once a given “critical" volume of fluid is injected (Davis et al., 2020; Salimzadeh et al., 2020; Smittarello et al., 2021). The critical volume is dependent on: the rock stiffness, the density contrast between the fluid and rock and the rock toughness. Such formulations have been verified numerically, showing that relatively small batches of fluid are required before these begin to ascend towards the ground surface. In particular, these estimated critical volumes are below observed eruptive volumes and far below typical industrial fluid injection volumes. We investigate how accounting for fluid flow in the model can lead to better estimates of the critical volumes, ascent timescales and the fracture size.

We first detail an approximation of the ascent speed for a given volume of fluid, deriving an approximate maximum ascent speed of a fracture. We show this speed is linearly proportional to the injected volume and inversely proportional to the material stiffness and fluid viscosity. Secondly, we adapt the 2D similarity solution of Spence and Turcotte (1990), showing how to scale this in 3D. This solution describes how the ascent speed decelerates from its initial velocity. We note that in particular the decay in the front velocity is dependent on volume (V) and time (t) with the following scaling V(1/2)/t(2/3). Our resulting analytical solution matches well to decay speeds from 3D numerical experiments with a finite fluid batch. We discuss the implications this scaling has on the ascent speed of magmatic intrusions and the stability of industrial operations.

Lastly, we briefly discuss formulations describing how density, stress and stiffness interfaces can trap ascending fractures.

Davis, T., Rivalta, E. and Dahm, T., 2020. Critical fluid injection volumes for uncontrolled fracture ascent. Geophysical Research Letters, 47(14), p.e2020GL087774.

Salimzadeh, S., Zimmerman, R.W. and Khalili, N., 2020. Gravity Hydraulic Fracturing: A Method to Create Self‐Driven Fractures. Geophysical Research Letters, 47(20), p.e2020GL087563.

Smittarello, D., Pinel, V., Maccaferri, F., Furst, S., Rivalta, E. and Cayol, V., 2021. Characterizing the physical properties of gelatin, a classic analog for the brittle elastic crust, insight from numerical modeling. Tectonophysics, 812, p.228901.

Spence, D.A. and Turcotte, D.L., 1990. Buoyancy‐driven magma fracture: A mechanism for ascent through the lithosphere and the emplacement of diamonds. Journal of Geophysical Research: Solid Earth, 95(B4), pp.5133-5139.

Zia, H. and Lecampion, B., 2020. PyFrac: A planar 3D hydraulic fracture simulator. Computer Physics Communications, 255, p.107368.

How to cite: Davis, T. and Rivalta, E.: An analytical model for the ascent speed of a viscous fluid batch in three dimensions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1431, https://doi.org/10.5194/egusphere-egu22-1431, 2022.

EGU22-2480 | Presentations | GMPV9.4

The Deformation Style of Somma-Vesuvius 

Bruno Massa, Raffaele Castaldo, Luca D’Auria, Ada De Matteo, Michael R. James, Stephen J. Lane, Susi Pepe, and Pietro Tizzani

The Somma-Vesuvius volcano is one of the most dangerous on the Earth due to its proximity to the city of Napoli (Southern Italy). The volcanic edifice has a typical asymmetric shape: the truncated cone of Mt.  Somma topped by the Vesuvius “Gran Cono”. Somma-Vesuvius last erupted in 1944 and is currently quiescent, experiencing fumarolic activity, low-energy seismicity and slow ground deformation (subsidence of the edifice itself and uplift in the surrounding area). Understanding the deformation style of Somma-Vesuvius and the corresponding long-term structural evolution allows inferences about volcanic activity and associated hazards. A large amount of data has already been collected about Somma-Vesuvius. Nevertheless, the deformation style affecting its volcanic edifice is still matter of debate. We present results of an integrated numerical-analogue modeling approach aimed at refining the current state of deformation of this volcano. Numerical models were built using a Finite Element (FE) method, implemented with a three-dimensional time-dependent fluid-dynamic approach, representative of both 1:100,000 and 1:1 scales. A wide range of laboratory analog models were built at a scale of 1:100,000, using sand mixtures as brittle medium and polydimethylsiloxane as a ductile one. A comparison with the actual Somma-Vesuvius deformation velocity patterns, obtained by differential interferometric synthetic aperture radar (DInSAR) and GPS measurements, allowed the selection of a pair of analog/numerical models that faithfully reproduced the field and remote sensing observations. The modeling procedure adds new constrains supporting a combined gravitational spreading-sagging process governing the deformation of the Somma-Vesuvius volcano. This conclusion has a critical consequence: the recognized deformation processes support the presence of a tensional regime. This has the potential implication of reducing the loading stress on the magmatic reservoir system and, consequently, of decreasing the Volcanic Explosive Index of eruptive events. The refined knowledge of the actual deformation process affecting Somma-Vesuvius should be a key contribution to a reliable volcanic surveillance system.

How to cite: Massa, B., Castaldo, R., D’Auria, L., De Matteo, A., James, M. R., Lane, S. J., Pepe, S., and Tizzani, P.: The Deformation Style of Somma-Vesuvius, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2480, https://doi.org/10.5194/egusphere-egu22-2480, 2022.

EGU22-2639 | Presentations | GMPV9.4

Quantification of Volcano Deformation caused by Volatile Accumulation and Release 

Arne Spang, Mike Burton, Boris Kaus, and Freysteinn Sigmundsson

Magma stored in the crust may exsolve a significant amount of volatiles, primarily CO2, but also H2O and SO2 if cooling promotes crystallisation and volatile exsolution. These volatiles may, over time, segregate and accumulate into a gas-rich foam at the roof of the magma body. This is the underpinning process to explain the frequently observed ‘excess gas’ produced in explosive eruptions, where the amount of erupted SO2 is much larger than can be explained by the mass of erupted products and the initial dissolved S content.

Here, we examine and quantify the buoyancy force exerted on the crust due to the presence of accumulated volatiles in the roof of a magma reservoir of exsolved volatiles. This foam has a significantly lower density than magma or the crust, and will therefore produce a buoyancy force which will manifest as deformation of the volcanic edifice above. A key concept in this work is that the accumulation of the foam layer may occur slowly over long time periods and therefore be challenging to detect. However, upon eruption, the gas phase will be suddenly lost, and the removal of the buoyant volatiles will result in syn-eruptive subsidence, in addition to that expected from the eruption of lavas.

We present three-dimensional, visco-elasto-plastic, thermomechanical modeling results which quantify the ground deformation arising from the growth and sudden release of a volatile reservoir. We find that the deformation is independent from the thermal structure of the crust and the shapes of the volatile and magma reservoirs. Instead, it is a function of the volume, density and depth of the volatile reservoir and crustal rigidity. This allows us to derive a scaling law for the volatiles’ contribution to syn-eruptive subsidence.

Applying our scaling law to the April 2015 eruption of the Chilean stratovolcano Calbuco, together with estimates of the pre-accumulated volatile mass, suggests that up to 25% of the observed syn-eruptive subsidence can be explained by the release of a buoyant reservoir of exsolved volatiles. Our results highlight the key role that volatile-driven buoyancy can have in volcano deformation and show a new link between syn-eruptive degassing and deflation. They also highlight that shallow gas accumulation and release may have a major impact on ground deformation of volcanoes and can serve as an explanation for inflation/deflation of up to a few cm.

How to cite: Spang, A., Burton, M., Kaus, B., and Sigmundsson, F.: Quantification of Volcano Deformation caused by Volatile Accumulation and Release, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2639, https://doi.org/10.5194/egusphere-egu22-2639, 2022.

EGU22-2704 | Presentations | GMPV9.4 | Highlight

Structural failure and shallow dike intrusion at Nyiragongo volcano (D.R Congo) 

Delphine Smittarello, Julien Barrière, Nicolas d'Oreye, Benoit Smets, Adrien Oth, Caroline Michellier, Tara Shreve, Raphael Grandin, Valérie Cayol, Christelle Wauthier, Dominique Derauw, Halldor Geirsson, Nicolas Theys, Hugues Brenot, Jean-Luc Froger, Adalbert Muhindo, and François Kervyn

After January 1977 and January 2002, the third historically known flank eruption of Nyiragongo volcano and the first ever to be recorded by dense measurements both on the ground and from space started on the 22nd of May 2021, although no alarming precursory unrest had been reported. Nyiragongo lava flows threatened about 1 million of inhabitants living in the cities of Goma (Democratic Republic of Congo) and Giseny (Rwanda).

In the following days, seismic and geodetic data as well as fracture mapping revealed the gradual southward propagation of a shallow dike from the Nyiragongo edifice underlying below Goma airport on May 23-24, then Goma and Gisenyi city centers on May 25-26 and finally below the northern part of Lake Kivu on May 27. Southward migration of the associated seismic swarm slowed down between May 27 and June 02. Micro seismicity became more diffuse, progressively activating transverse tectonic structures previously identified in the whole Lake Kivu basin.

Here we exploit ground based and remote sensing data as well as inversion and physics-based models to fully characterize the dike size, the dynamics of dike propagation and its arrest against a structural lineament known as the Nyabihu Fault. This work highlights the shallow origin of the dike, the segmented dike propagation controlled by the interaction with pre-existing fracture networks and the incremental crater collapse associated with drainage which led to the disappearance of the world’s largest long-living lava lake on top of Nyiragongo.

How to cite: Smittarello, D., Barrière, J., d'Oreye, N., Smets, B., Oth, A., Michellier, C., Shreve, T., Grandin, R., Cayol, V., Wauthier, C., Derauw, D., Geirsson, H., Theys, N., Brenot, H., Froger, J.-L., Muhindo, A., and Kervyn, F.: Structural failure and shallow dike intrusion at Nyiragongo volcano (D.R Congo), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2704, https://doi.org/10.5194/egusphere-egu22-2704, 2022.

EGU22-3238 | Presentations | GMPV9.4

Making space for magma fingers and sheet intrusions: the importance of intrusion tip velocities 

Jonas Köpping, Alexander R. Cruden, Craig Magee, Samuel Thiele, Anja Slim, and Andrew Bunger

Magma transport through the Earth’s crust is commonly described to occur through interconnected planar sheet intrusions such as dykes and sills, which form so called magma plumbing systems. Elongate intrusion geometries (i.e., magma fingers and segments), hereafter referred to as elements, may form during magma transport due to viscous and/or elastic instabilities at the propagating intrusion tip, and they are often observed at the outer margin of solidified sheet intrusions. Field observations, geophysical datasets, and analogue models further show that when elements grow in width, they can coalesce, indicating that planar sheet intrusions can form and grow by the amalgamation of individual elements. Previous studies suggest that the emplacement and growth of elements is accommodated by one dominating emplacement end-member process, namely: i) tensile-elastic fracturing, ii) shear failure, or iii) viscous deformation (e.g., host rock fluidisation). However, the interplay between individual end-member processes remains poorly understood. Here we present field observations of elongate magma fingers located at the SE margin of the Paleogene Shonkin Sag laccolith (Montana, USA) to assess how host rocks (Cretaceous Eagle Sandstone) deform to make space for the magma. We combine drone photogrammetry surveys with field mapping and microstructural analyses to describe and quantify host rock deformation in the vicinity of 37 magma fingers, and we conduct thermal modelling to further evaluate the conditions at which viscous deformation due to host rock fluidisation is feasible.

Our field observations show that all three proposed end-member processes accommodated the emplacement of magma fingers at the SE margin of the Shonkin Sag laccolith. Brittle deformation, shear failure, and folding of host rock mainly occurs in the compressional regime between two adjacent magma fingers, whereas host rock fluidisation and mobilisation is predominantly observed at the cross-sectional, lateral finger tips. Our photogrammetric analyses show that up to 40 % of the finger thickness is accommodated by elastic host rock uplift. Critically, this range of host rock deformation mechanisms is observed in one outcrop at metre scale, and in some cases associated with an individual magma finger. Thermal modelling of temperatures ahead of a propagating intrusion tip indicates that intrusion induced host rock fluidisation is only possible at low tip velocities of ≤ 10-5 m/s, which can vary depending on the emplacement depth, magma temperature, and the thermal diffusivity of the host rock.

Overall, we conclude that the emplacement of magma fingers at the outer margin of the Shonkin Sag laccolith was accommodated by a combination of elastic host rock uplift and both brittle and ductile host rock deformation. Based on our field observations and thermal modelling results, we suggest that intrusion tip velocities and the resulting strain rate are key parameters that control the dominating space-making mechanisms during magma emplacement. Due to the elongate geometry of elements and the resulting different strain rates at their lateral and frontal tips, we further propose that deformation mechanisms observed at lateral tips in cross sectional outcrops are likely decoupled from those at frontal tips such that they may not be equivalent.

How to cite: Köpping, J., Cruden, A. R., Magee, C., Thiele, S., Slim, A., and Bunger, A.: Making space for magma fingers and sheet intrusions: the importance of intrusion tip velocities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3238, https://doi.org/10.5194/egusphere-egu22-3238, 2022.

EGU22-3579 | Presentations | GMPV9.4

The influence of the 2018 Lombok earthquake sequence, Indonesia on the unrest Rinjani volcano inferred from InSAR time-series analysis 

Siyuan Zhao, Simon McClusky, Meghan Miller, Phil Cummins, and Matt Garthwaite

Rinjani volcano is a highly active volcano located on Lombok Island in eastern Indonesia which has experienced ten eruptions in the last 100 years. Between 2014 and 2020, this stratovolcano has erupted twice, on 25th October 2015; and on 1st August 2016. Both eruptions lasted approximately two months, with activity concentrated in the volcanoes central Barujari Crater region. In 2018, four deadly (Mw 6.2 to 6.9) earthquakes struck the north coast of Lombok Island on 28th July, 5th August, and 19th August, causing hundreds of fatalities and extensive damage. These earthquakes also resulted in the remobilization of ash deposits on the flanks of Rinjani volcano located on the north island as landslides. Our InSAR-based finite fault rupture modelling suggests the estimated maximum fault slip of 1.4 m, 2.3 m, and 2.5 m for the three mainshocks located on southward dipping fault planes to the northwest-northeast of the Rinjani volcano occurred at depths of ~15 km, 12 km, and 32 km, respectively. Coulomb stress change modelling based on the these rupture models indicates about 1 MPa of extensional stress change at 10 to 20 km of depth around the crater region was observed, which may promote opening of the magma conduit. The short distance between the peak slip region and the volcano, as well as the stress change, raises the question of whether the earthquake sequence may have influenced the spatio-temporal deformation pattern of the Rinjani volcano.We use an InSAR time-series, consisting of 658 descending and 370 ascending Sentinal-1 interferograms to investigate the time-dependent inflation and deflation signals around the crater region generated by the 2015, 2016 eruptions and the 2018 earthquakes. We analyse the average inflation/deflation rate and the cumulative displacements in different periods between 2014 and 2020 to quantify the volcano deformation before and after the 2018 earthquake sequence. Our preliminary results reveal that the crater region has undergone rapid inflation of up to 20 mm/yr through the 2014 to 2017 period, before significantly slowing to ~10 mm/yr over the 2017 to 2018 period. During the first three months following the 2018 earthquake sequence, a noticeable deflation of the edifice was detected, followed by gentle inflation lasting until late 2020. These results imply that the influence of the 2018 earthquakes acted to reduce the pressure in the reservoir, at least temporarily. We will present results from modelling the volume change and the location of the volcano pressure source for better understanding how changes in the magma body and magma movement may have been influenced by the 2018 Lombok earthquake sequence.

How to cite: Zhao, S., McClusky, S., Miller, M., Cummins, P., and Garthwaite, M.: The influence of the 2018 Lombok earthquake sequence, Indonesia on the unrest Rinjani volcano inferred from InSAR time-series analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3579, https://doi.org/10.5194/egusphere-egu22-3579, 2022.

EGU22-3623 | Presentations | GMPV9.4 | Highlight

Flank instability at Mount Etna: new insights from seafloor deformation monitoring 

Morelia Urlaub, Florian Petersen, Alessandro Bonforte, Felix Gross, and Heidrun Kopp

Coastal and ocean island volcanoes are renowned for having unstable flanks, which expresses as slow seawards flank sliding observable by geodetic techniques and/or catastrophic sector collapses. A large section of these unstable flanks is often below sea level, where information on the volcanotectonic structure and, in particular, ground deformation are limited. Consequently, kinematic models that attempt to explain measured onshore ground deformation associated to flank instability are poorly constrained in the offshore area. This is also the case for Mount Etna’s unstable south-eastern flank that slides seawards at rates of 2-3 cm/yr. Displacements associated to flank movement, observed onshore by geodetic and remote sensing techniques, show maximum values at the coast and kinematic models consistently predict even larger movements seawards of the coast. Our seafloor geodetic measurements between 2016 and 2018 confirmed that offshore flank slip is equal or slightly larger compared to onshore slip. The main displacement was released during one slow slip event. Here, we present new data from a second deployment of the seafloor geodetic network in the same location with the same direct-path acoustic ranging technique and a modified network design. The measurements allow reconstructing relative seafloor displacement within the network at sub-centimetre precision, from September 2020 until November 2021. The preliminary results indicate a possible eastward sliding of the flank, although the overall slip of <1 cm is close to the limit of resolution. Flank slip is continuous over the observation period. With our seafloor geodetic network, we are able to record different styles of fault slip and deformation rates. Ongoing long-term monitoring will show how these styles of deformation interact, and which type of flank movement is dominant in the offshore sector.

How to cite: Urlaub, M., Petersen, F., Bonforte, A., Gross, F., and Kopp, H.: Flank instability at Mount Etna: new insights from seafloor deformation monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3623, https://doi.org/10.5194/egusphere-egu22-3623, 2022.

EGU22-3732 | Presentations | GMPV9.4

Dike geometry and scaling controlled by kinetics rather than host rock toughness 

Simon Gill, Richard Walker, Ken McCaffrey, and Catherine Greenfield

A common method of characterising dikes is to plot their measured maximum thickness (T) against their horizontal length (L). This method has been applied widely to fault systems to determine critical mechanical controls on intraplate fault evolution, in which the maximum displacement Dmax  is related to L by Dmax=γLn, where typically n=1. This power law Dmax-L relationship (with scatter) is inferred to represent scaling under constant driving stress. For dikes and other opening mode fractures (e.g., joints, veins, and sills) T-L scaling is typically shown as n=0.5 (i.e. T=αL0.5 ) albeit with significant scatter in aspect ratio at all data-rich length scales. In contrast to the frictional control for shear faults, this square root scaling is consistent with growth under conditions of constant rock properties, including material fracture toughness KIC (i.e., the ability of a material containing a crack to resist fracture). Understanding scaling relationships therefore has significant implications for the mechanics of intrusions and other opening mode fractures.

                Thickness versus length (T-L) data for dikes (and veins, sills, etc., but here we focus on dikes) are universally interpreted using a linear elastic 2D pressurised crack model. The model assumes mechanical equilibrium, such that the stress intensity, K , at the tip of the dike is equal to the mode I fracture toughness of the country rock, KIC . Measured thickness to length ratios are generally consistent with reasonable magma excess pressure estimates, in the range of 1–10 MPa, but the large areas over which that pressure operates in a constant pressure model results in extremely large stress intensity at the tip, which then requires excessively large fracture toughness to stabilise the crack: for most dike sets, KIC=300-3000 MPa.m0.5, which is about 100–1000 times that of measured KIC values for rocks at upper crustal depths.

Here we propose that solidified intrusions variably preserve internal pressure gradients (required for magma flow), representing cracks controlled by kinetics; they are non-equilibrated structures and cannot be treated in continuum with toughness-controlled, uniform pressure (equilibrium) structures such as veins, or many types of scaled analogue model. Early stages of dike growth (inflation) result in increasing length and thickness, but magma pressure gradients within the dike may serve to drive late-stage lengthening at the expense of maximum thickness (relaxation). For cracks in 2D, we find that inflation is controlled by the magma injection rate, viscosity, and host rock stiffness. Pressure relaxation in the dike is controlled by magma viscosity and host rock stiffness, with the timescale of operation controlled by host rock thermal diffusivity (i.e., cooling toward eventual solidification). This combination of parameters imposes conditions that are unique to individual dikes and dike systems of variable volume, magma type, host rocks, and depth of emplacement, hence we suggest there is no unique scaling law for solidified intrusions. Host rock fracture toughness has no impact on kinetics-controlled dike growth in the upper crust, with the key controls being the host rock compliance relative to the magma flow, which will change during dike emplacement

How to cite: Gill, S., Walker, R., McCaffrey, K., and Greenfield, C.: Dike geometry and scaling controlled by kinetics rather than host rock toughness, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3732, https://doi.org/10.5194/egusphere-egu22-3732, 2022.

EGU22-3883 | Presentations | GMPV9.4

High-resolution InSAR reveals deformation inside the crater of Agung, Indonesia, prior to the 2017 eruption. 

Mark Bemelmans, Juliet Biggs, James Wookey, Mike Poland, Susanna Ebmeier, and Devy Syahbana

In September 2017, volcanic unrest in the vicinity of Mount Agung, Bali, Indonesia, increased drastically as a dike intruded between Agung and Batur volcanoes. This intrusion was followed by 5 weeks of declining activity before the eventual explosive eruption from Agung’s summit starting on November 21, 2017. We use high-resolution satellite SAR imagery to detect pre-eruptive intra-crater uplift at Agung volcano. We show that deformation of the crater floor occurred together with the dike intrusion to the northwest of the volcano. We attribute the deformation to a hydrothermal system less than 300 m below the surface that was activated by the injection of magmatic gasses. This finding indicates that Agung’s shallow magmatic system was active from the start of the increased unrest. Additionally, we observe a pulse of intra-crater uplift within 3-0.5 days prior to the onset of the eruption. The second pulse of uplift was one of the only precursors to the eruption and was probably caused by interaction between the hydrothermal system and the ascending magma. The detection of localized deformation during a volcanic crisis has important implications for eruption and unrest forecasting at Mount Agung and similar volcanoes and argues for monitoring with high-resolution SAR, which is capable of achieving both outstanding spatial resolution and, if sufficient satellites are used, excellent temporal coverage.

How to cite: Bemelmans, M., Biggs, J., Wookey, J., Poland, M., Ebmeier, S., and Syahbana, D.: High-resolution InSAR reveals deformation inside the crater of Agung, Indonesia, prior to the 2017 eruption., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3883, https://doi.org/10.5194/egusphere-egu22-3883, 2022.

EGU22-4214 | Presentations | GMPV9.4

Modelling the shape of a growing fluid-filled crack and computing its propagation velocity: application to magmatic dykes. 

Francesco Maccaferri, Severine Furst, and Virginie Pinel

The physics describing fluid-filled fracture growth is simple to describe, but extremely challenging to implement in an analytical, and even in a numerical modelling scheme. The fracturing process is governed by the equations for a brittle-elastic medium, while the internal flow is described by fluid dynamics equations. The pressure profile within the fluid-filled crack, the crack shape, and the velocity of crack growth, results from the solution of the coupled elastic and fluid-dynamic problem, that is far from been trivial. Magmatic dykes can be seen as a sub-set of the larger family of fluid-filled fractures. So far, two main schools have been established for modelling magmatic dykes: they have been named “fracture dominated” and “viscous dominated”, according to the fracture propagation regime that they target. Fracture dominated models are used when the fluid viscosity contributes with a negligible forcing to the total budget of the problem. They can describe complex crack shapes, account for heterogeneous stress fields and crustal heterogeneity, and compute the direction of crack growth. However they give no information about the crack propagation velocity. On the other hand, the viscous dominated school, drastically simplifies the crack geometry and the crustal structures, but can account for the interaction between elastic and viscous forces, hence it can compute the crack propagation velocity along a prescribed trajectory.

A few years ago, we teamed up, coming from these two different modelling schools, with the aim of merging our approaches in a single modelling scheme. Here we present a new modelling scheme, which computes the dynamic shape of a moving fluid-filled crack, built with the BE technique, in plane strain approximation (2D). Our model account for heterogeneous crustal stress and complex fracture propagation paths, and compute the crack shape considering the fluid viscosity and the crack propagation velocity. The crack velocity can be given as input to our model, or computed as output in the assumption that the main sources of energy dissipation are the brittle fracturing and the laminar viscous flow. We compare our model results with previous numerical models from the fracture dominated and viscous dominated schools, and present the implications of our findings with regards to some of the most important parameters characterising a magmatic intrusion, such as its volume, buoyancy and viscosity of magma, and rock fracture toughness. Eventually we show an application of the model to the rising of the dyke that fed the 1998 Piton de la Fournaise eruption (La Réunion Island).

How to cite: Maccaferri, F., Furst, S., and Pinel, V.: Modelling the shape of a growing fluid-filled crack and computing its propagation velocity: application to magmatic dykes., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4214, https://doi.org/10.5194/egusphere-egu22-4214, 2022.

EGU22-4677 | Presentations | GMPV9.4

A novel trans-dimensional inversion algorithm to model deformation sources with unconstrained shape in finite element domains 

Erica De Paolo, Nicola Piana Agostinetti, and Elisa Trasatti

Ground deformation signals, detected by geodetic instruments, can provide valuable insights on subsurface processes. The deformation field patterns, in fact, typically reflect characteristics of the buried source such as the position, depth, shape and volume variation. The increasing accuracy and spatio-temporal density of remote-sensing measurements allow us to map these patterns with unprecedented detail, highlighting the need to quantitatively investigate the processes at the origin. In active volcanic sites, in presence of deep pressurized reservoirs, e.g. magma chambers, the correct interpretation of geodetic signals is essential to define the hazard potential. Inverse modeling techniques are commonly employed for this goal, providing quantitative estimates of parameters describing the volcanic source. However, despite the robustness of the available approaches, a realistic imaging of reservoirs is still challenging. The widely used analytical models return quick but simplistic results, assuming an isotropic and elastic crust and forcing the solution to fit in pre-established geometric shapes. The use of inaccurate assumptions about the source shape can lead to the misinterpretation of other fundamental parameters, affecting the reliability of the solution. A more sophisticated analysis, accounting for the effects of topographic loads, crust inelasticity and the presence of structural discontinuities, requires the employment of numerical models, like those based on finite elements methods (FEM), but also a much higher computational effort. Here, we present a novel approach aimed at overcoming the aforementioned limitations. This method allow us to retrieve deformation sources without a-priori shape constraints, benefiting from the advantages of FEM simulations at a cost-efficient computing effort. We image the deformation source as an assembly of elementary units, each one represented by a cubic element of a regular FE mesh, loaded, in turn, with the six components of the stress tensor. The surface response to each stress component is computed and linearly combined to obtain the total displacement associated to the elementary source. This can be extended to a volume of multiple elements, approximating a deformation source of potentially any shape. Our direct tests prove that the sum of the responses associated to an assembly of solid units, loaded with an appropriate stress tensor, is numerically equivalent to the deformation fields produced by corresponding analytical and FEM cavities with uniform pressures applied at their boundaries. Our ability to simulate pressurized cavities in a continuum domain allow us to pre-compute a library of unitary surface responses, i.e., the Green’s function matrix, and to avoid complex re-meshing. We develop a Bayesian trans-dimensional inversion algorithm to select, scale and sum the displacements associated to each unit belonging to the assemblies that best fit the observations. In particular, we employ two sets of 3D Voronoi cells to sample the model domain, selecting the elementary units contributing to the source solution and the part belonging to the set representing the crust, which remains inactive. In this contribution, we present the original methodology and preliminary applications.

How to cite: De Paolo, E., Piana Agostinetti, N., and Trasatti, E.: A novel trans-dimensional inversion algorithm to model deformation sources with unconstrained shape in finite element domains, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4677, https://doi.org/10.5194/egusphere-egu22-4677, 2022.

When magma ascends through the shallow parts of terrestrial planetary crust, it deforms the surrounding host rocks. The deformation patterns observed at the surface offer indirect means to characterize the position, geometry and volume of subsurface magmatic intrusions. To enable real-time eruption forecasting during volcano unrest, most volcano geodetic models assume that magma intrusion induces linearly elastic deformation of homogeneous shallow planetary crust. Other indirect geophysical volcano monitoring data (e.g., seismology, gravimetry) however offer only limited opportunity for validating geodetic model results. Moreover, recent geological observations at exhumed volcano plumbing systems and geophysical observations of recent intrusion events have shown that plastic behaviour can dominate in heavily fractured and heterogeneous volcanic edifices and tectonically active areas. The question remains how large the effect of unaccounted plastic deformation could be on estimated intrusion characteristics.

Scaled laboratory experiments can be an innovative tool to assess by how much modelled magma intrusion characteristics – volume, geometry, position – deviate from reality in circumstances where plastic deformation processes are important. We used a tensile rectangular dislocation in a homogeneous, linearly elastic half-space to invert the three components of near-surface displacements extracted from X-ray Computed Tomography imagery of laboratory experiments of analogue dyke injection in cohesive mixtures of quartz sand and gypsum powder. The model results favored by the inversions are then compared to the three-dimensional characteristics of the analogue magma intrusions observed in the X-ray CT imagery. To further investigate the effect of more complex model geometry, we also used a tensile distributed-opening dislocation geometry. Preliminary results show that inversion results can be improved by fixing values of parameters that control the position of the modelled dislocation, but significant discrepancies remain between the modelled and observed intrusion geometry, orientation and volume. This test study helps gaining insight on the limitations of commonly used volcano geodetic modelling and inversion methods, and provides a novel basis for interpreting geological, geodetic and geophysical data related to volcanic deformation. The experimental results pave the way for developing complex forward models of magma-induced deformation in the heterogeneous shallow crust of terrestrial planets.

How to cite: Poppe, S., Wauthier, C., and Fontijn, K.: Elastic vs. plastic: Inversion of analogue magma-induced surface displacements in granular materials in laboratory experiments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4902, https://doi.org/10.5194/egusphere-egu22-4902, 2022.

EGU22-5239 | Presentations | GMPV9.4

A conceptual model for the initiation of flank creep at Pacaya Volcano, Guatemala 

Judit Gonzalez Santana, Christelle Wauthier, and Michelle Burns

Magma emplacement is a recognized trigger of volcanic flank instability. There is also growing evidence for links between magmatic intrusions and accelerating creep on detachment faults within volcanic edifices. This driver was recently proposed at Pacaya, an active basaltic stratovolcano in Guatemala with evidence for past flank collapse, and magma-driven flank instability during major eruptions in 2010 and 2014. In order to understand the conditions under which flank creep can be initiated, sustained, or halted at active volcanoes, we investigate the links between flank creep and eruptive behavior at Pacaya and devise a conceptual model for the initiation of flank creep. Flank creep is quantified through time-series of surface displacements from 2007 to 2020 using seven Synthetic Aperture Radar datasets, and eruptive behavior is described through volcanic activity reports, ash advisories, thermal anomaly time-series, and lava flow maps. We identify large transient flank instabilities coincident with vigorous eruptions in 2010 and 2014, but not during times of similarly elevated activity in 2007 to 2009 and 2018 to 2020. Slower creep takes place during the relatively quiescent 2010 to 2014 and 2015 to 2018 intervals, following the 2010 and 2014 transient instability events. Our analysis suggests that during times of elevated volcanic unrest with persistent thermal anomalies and degassing, attributed to open-vent volcanism, as in 2007 to 2009 and 2018 to 2020, magma movements in an open conduit happen with little associated deformation and flank motion. Conversely, whenever new vents open outside the summit area, irrespective of whether this takes place at the start or during a transition in an eruption, transient flank creep can be initiated, as in 2010 and 2014. Therefore, the opening of new vents away from the main summit cone at Pacaya, especially in a north-northwest to south-southeast alignment, could forewarn an increased likelihood of new or accelerating flank creep.

How to cite: Gonzalez Santana, J., Wauthier, C., and Burns, M.: A conceptual model for the initiation of flank creep at Pacaya Volcano, Guatemala, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5239, https://doi.org/10.5194/egusphere-egu22-5239, 2022.

EGU22-5350 | Presentations | GMPV9.4 | Highlight

How studying solidified, exposed magma chambers helps to interpret volcano deformation and pre-eruptive unrest 

Steffi Burchardt, Emma Rhodes, Tobias Mattsson, Taylor Witcher, Tobias Schmiedel, Erika Ronchin, Sonja Greiner, Orlando Quintela, and Abigail C. Barker

The remnants of kilometre-sized solidified magma bodies exposed in volcanic areas are the product of magma accumulation beneath active volcanoes. These magma bodies can have formed over time spans ranging from months to hundreds of thousands of years, and some have triggered unrest and fed eruptions at the volcano surface. Here, we focus on melt-dominated magma bodies in the upper crust, which represents a sub-volcanic magma-storage level overlying a deeper, likely mush-dominated, igneous plumbing system. Based on several examples in eastern Iceland, we present field observations, structural analyses, 3D reconstructions, and petrological and fabric analyses that shed light on (1) the growth of magma chambers during single, fast, or multiple, long-term, magma injection events and (2) the deformation of the surrounding host rock as a result of different styles of magma emplacement. Moreover, we present evidence for syn-emplacement eruptions from one of the field examples.

We then discuss how field studies of solidified upper crustal magma chambers can inform the interpretation of volcanic unrest signals at active volcanoes. For instance, certain styles of magma emplacement create pronounced surface deformation and seismicity, while others may show initial seismicity that resembles dyke and/or sill emplacement but then allows for the emplacement of vast amounts of magma at shallow depth. This emplacement can likely happen without any significant surface deformation and with very little seismicity. Hence, solidified, exposed magma chambers that formed in the upper crust can provide valuable clues to improve eruption risk and volcano hazard assessment.

How to cite: Burchardt, S., Rhodes, E., Mattsson, T., Witcher, T., Schmiedel, T., Ronchin, E., Greiner, S., Quintela, O., and Barker, A. C.: How studying solidified, exposed magma chambers helps to interpret volcano deformation and pre-eruptive unrest, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5350, https://doi.org/10.5194/egusphere-egu22-5350, 2022.

EGU22-5634 | Presentations | GMPV9.4

Energy budget during magma ascent: using viscous fluid-filled crack in laboratory models to investigate magmatic dike intrusions in natural settings 

Ayleen Gaete, Francesco Maccaferri, Eleonora Rivalta, and Nicola Alessandro Pino

Dikes play a significant role in transporting magma from the Earth's depth to the surface. Likewise, dikes constitute a network of intrusions connected to storage bodies that form the volcanic plumbing system promoting magma transport beneath and inside active volcanic centers, channeling its ascent during volcanic eruptions.

Characterizing the dike properties is critical for determining whether a dike will reach the surface and estimating the time it needs to do so. Increasing our understanding of diking could contribute to assessing the volcanic hazard.

We implement laboratory models by means of viscous-oil injections in solidified gelatin to study the dynamic properties of magmatic dikes propagating in the upper crust. We prepare gelatin at 1.5 wt.% gel and 15 wt.% salt to produce a host medium with lower resistance to fracturing and higher density that facilitates the propagation of viscous fluids. Salty gelatin is carefully prepared following a protocol that ensures the elastic properties remain consistent over all our experiments. We inject oils 1000 and 10000 times more viscous than water from the bottom of the gelatin tank. Injection volumes range from 10 to 50 ml. Such experimental setting ensures a correct scaling of magma buoyancy and viscosity to study dike dynamics. A camera facing the models follows the vertical trajectory of the dike. The second camera positioned above the models records the opening and width of the crack just before the eruption.

From camera data recorded for a large set of experiments, we constrain the propagation velocity for different dike volumes. We implemented these experiments to study fluid-filled crack velocity and velocity variations as a function of fluid volume, buoyancy, viscosity, and gelatin fracture toughness. We simulate the laboratory experiments using a numerical model for dike propagation to address fundamental questions about the total energy budget involved in the fluid-filled fracture propagation process. Here we present preliminary results concerning the energy budget, in particular, comparing the energy needed to extend the brittle fracture with respect to the energy dissipated by the viscous fluid motion and better characterizing the propagation regime of the experiments versus magmatic dikes.

We foresee the application of these models to caldera settings, focusing on Campi Flegrei, Italy.

How to cite: Gaete, A., Maccaferri, F., Rivalta, E., and Pino, N. A.: Energy budget during magma ascent: using viscous fluid-filled crack in laboratory models to investigate magmatic dike intrusions in natural settings, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5634, https://doi.org/10.5194/egusphere-egu22-5634, 2022.

EGU22-5637 | Presentations | GMPV9.4

Numerical modelling of unrest signals at Mt. Ruapehu (New Zealand) 

Fee Arens, Joachim Gottsmann, Armando Coco, James Hickey, and Geoff Kilgour

The absence of precursory signals of recent eruptions at Mt. Ruapehu poses a problem for hazard assessment and risk mitigation at the popular Tongariro National Park. Ruapehu hosts an active hydrothermal system with volcanic unrest being driven by either migration of magma, hydrothermal fluids, or a combination of both. In our study, we develop a suite of 2D axisymmetric numerical models to study the detectability limit of precursory subsurface processes at Ruapehu to inform recommendations for monitoring protocols. In our models magmatic unrest (MU) results from pressurisation of a transcrustal elliptical mush zone due to the intrusion of juvenile magma which triggers a poroelastic response in the hydrothermal system. Hydrothermal unrest (HTU) is simulated by the injection of hot multicomponent and multiphase fluids (H2O and CO2) into Ruapehu’s hydrothermal system (HTS), where thermo-poroelastic responses are triggered. We simultaneously solve for ground displacement, self-potential (SP) anomalies and residual gravity changes resulting from the subsurface perturbations, with model parameterization adapted to Ruapehu. All models account for topography and subsurface mechanical and hydro-electric heterogeneities.

For a plausible reference parameter set, we find that geophysical observables are markedly distinct in their magnitude and wavelength in both magmatic and hydrothermal unrest scenarios. Most geophysical anomalies show their largest magnitudes directly above the hydrothermal system, with signals falling off rapidly with distance. At Ruapehu’s summit plateau (500 m from the HTS) vertical displacement amplitudes for MU simulations are 1.5 times smaller than maximum magnitudes of 1.2 cm for HTU simulations, with the latter being above conventical detection limits (1 cm in the vertical). Maximum residual gravity changes on the plateau are -4 μGal for HTU simulations and hence below detection levels of standard field observations, while for MU simulations with a source density change of 10 kg/m3 resulting signal magnitude is twice as high. Modelled SP anomalies are predicted to exceed conventional detection levels of 0.1 mV with typical SP signals for HTU simulations attaining maximal amplitudes of 1.3 mV, which are ~3 times larger than those resulting from MU simulations.

Parameter exploration shows that residual gravity changes for MU simulations are predominantly controlled by reservoir density changes, while SP polarity and magnitude strongly depends on the hydro-electric coupling coefficient for both unrest scenarios. Moreover, we find that the Biot-Willis coefficient (degree of poroelastic response) has the greatest influence on displacement amplitudes for HTU simulations, with negligible effect on displacement, SP and gravity changes resulting from MU simulations. Although gravity changes and displacements for reservoir strengths (volume/overpressure) > 7 km3/MPa are greater as for reference simulations, vertical displacement remains below detection levels. Magnitudes of all signals from HTU simulations correlate with fluid fluxes. Our interpretation of the findings is that magmatic unrest at Ruapehu should be identifiable by joint residual gravity and SP time series, whereas ground displacements >1 cm in the vertical and SP anomalies should be indicative of hydrothermal unrest.

How to cite: Arens, F., Gottsmann, J., Coco, A., Hickey, J., and Kilgour, G.: Numerical modelling of unrest signals at Mt. Ruapehu (New Zealand), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5637, https://doi.org/10.5194/egusphere-egu22-5637, 2022.

EGU22-6071 | Presentations | GMPV9.4

Microseismicity reveals the fault geometry and internal structure of the re-inflating Bárðarbunga caldera 

Tom Winder, Nick Rawlinson, Bryndís Brandsdóttir, Kristín Jónsdóttir, and Robert S. White

Between August 2014 and February 2015 the subglacial Bárðarbunga caldera collapsed, subsiding more than 65 metres as magma flowed out from beneath it to feed a dike intrusion and fissure eruption at Holuhraun. Subsequently, the caldera has been re-inflating, likely indicating recharge of the crustal magma storage reservoir. Sustained seismicity along the caldera ring faults – but with reversed polarity compared to the eruption period – further indicates its ongoing resurgence1. Between June-August 2021 we installed an array of 6 seismometers on the ice cap above Bárðarbunga, to provide improved constraints on earthquake locations and focal mechanisms, and to improve ray coverage in the region beneath the caldera.

Tilt-tolerant Güralp Certimus sensors provided high-quality three-component recordings throughout the deployment, despite significant ice movement. We used QuakeMigrate2 – a powerful migration-based automatic earthquake detection and location algorithm – to produce a catalogue of more than 8,500 earthquakes during the two month deployment, with a magnitude of completeness of ML -0.8. These are dominantly composed of high-frequency volcano-tectonic (VT) earthquakes around the caldera margins. Waveform cross-correlation and relative-relocation reveals a sharply defined ring fault, which is consistent in geometry with geodetic constraints obtained during the deflation period in 2014-15. Tightly constrained focal mechanisms provide further insight into the geometry of the caldera-bounding fault system.

Low frequency earthquakes observed between 15 - 25 km depth b.s.l. in the normally ductile part of the crust below Bárðarbunga signify activity at the roots of the volcano, which may indicate fluid ascent pathways. Further long-period earthquakes in the centre of the caldera, at around 5 km b.s.l., possibly mark the location of the shallow magma storage reservoir. Precise manually picked phase arrival times will be inverted to produce a local body-wave tomography model of the internal structure of the volcano. Together with the seismicity, this will provide the first image of the magma plumbing system that feeds Bárðarbunga. It will furthermore provide constraints on the relative geometry of the caldera ring faults and magma reservoir that drained during the 2014-15 eruption and caldera collapse, and which is now re-inflating to drive the ongoing resurgence. These may be compared to laboratory and numerical models of caldera formation and faulting mechanisms to provide an improved general understanding of this important volcanic phenomenon.

 

1: Southern, E.O., Winder, T., White, R.S. and Brandsdóttir, B., 2021. Ring Fault Slip Reversal at Bárðarbunga Volcano, Iceland: Seismicity during Caldera Collapse and Re-Inflation 2014-2018. https://doi.org/ 10.1002/essoar.10510097.1

2: Winder, T., Bacon, C., Smith, J., Hudson, T., Greenfield, T. and White, R., 2020. QuakeMigrate: a Modular, Open-Source Python Package for Automatic Earthquake Detection and Location. https://doi.org/10.1002/essoar.10505850.1

How to cite: Winder, T., Rawlinson, N., Brandsdóttir, B., Jónsdóttir, K., and White, R. S.: Microseismicity reveals the fault geometry and internal structure of the re-inflating Bárðarbunga caldera, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6071, https://doi.org/10.5194/egusphere-egu22-6071, 2022.

EGU22-6194 | Presentations | GMPV9.4 | Highlight

Low-temperature thermal unrest and deformation at active volcanoes: The intriguing case of Domuyo and Taal calderas 

Társilo Girona, Paul Lundgren, Grace Bato, and Claire Puleio

Understanding the processes that govern the inter-eruptive dynamics of volcanic calderas (e.g., Campi Flegrei, Yellowstone) is crucial to detect unrest and better forecast their activity. This is an important concern to monitoring agencies because calderas may represent major hazards to modern societies, both at local and global scale. One of the most intriguing caldera-related phenomena is the so-called breathing, i.e., continuous inflation-deflation cycles on the order of up to 10s of centimeters per year and with characteristic periodicities ranging from a few years to decades. In this study, we explore the breathing activity of Domuyo volcano (Argentina), a dacitic-rhyolitic caldera in the Southern Andes whose most recent eruption occurred >10,000 years ago (Lundgren et al., 2020); and the recent breathing phase leading to the moderate (volcano explosivity index 3) eruption in January 2020 at Taal volcano (Philippines). In particular, we integrate geodetic data (retrieved from the synthetic aperture radar -SAR- sensors onboard ALOS, ALOS-2, Radarsat-2, and Sentinel-1 satellites) with a recently discovered observable found to emerge on active volcanoes during unrest (Girona et al., 2021): low-temperature (~1 K over ambient temperature), large-scale (up to 10s of km2), long-term ( 6 months/1 year) thermal anomalies (retrieved from the moderate resolution imaging spectroradiometers -MODIS- onboard NASA’s Terra and Aqua satellites). Our analysis shows that geodetic and thermal unrest are significantly correlated, although the time series are phase shifted. To interpret these phase shifts and their implications, we develop a first-order, 1D numerical model based on mass, momentum, and energy conservation that couples the permeable flow of gases through the shallow crust, the viscoelastic deformation of the crust, the condensation of magmatic water vapor in the subsurface, and the diffusive transport of heat to the surface. Our preliminary results show that: (i) phase shifts between thermal and geodetic time series are controlled by detection limits, and by the coupling between magma reservoir processes and the transport of gas and heat through the crust; (ii) the pressure inside magma reservoirs can oscillate spontaneously during quiescent outgassing at the typical breathing timescales, thus suggesting that some geodetic and thermal unrest episodes are not necessarily associated to new magma inputs, but to the intrinsic dynamics of active magma reservoirs. This study has important implications for assessing volcanic hazards through improved eruption forecasting methods.

Girona, T., Realmuto, V. & Lundgren, P. Large-scale thermal unrest of volcanoes for years prior to eruption. Nat. Geosci. 14, 238–241 (2021). https://doi.org/10.1038/s41561-021-00705-4.

Lundgren, P., Girona, T., Bato, M.G. et al. The dynamics of large silicic systems from satellite remote sensing observations: the intriguing case of Domuyo volcano, Argentina. Sci Rep 10, 11642 (2020). https://doi.org/10.1038/s41598-020-67982-8.

 

How to cite: Girona, T., Lundgren, P., Bato, G., and Puleio, C.: Low-temperature thermal unrest and deformation at active volcanoes: The intriguing case of Domuyo and Taal calderas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6194, https://doi.org/10.5194/egusphere-egu22-6194, 2022.

EGU22-6487 | Presentations | GMPV9.4

Linking surface Observables to sub-Volcanic plumbing-system:a multidisciplinary approach for Eruption forecasting at Campi Flegrei caldera (Italy). 

Lucia Pappalardo, Stefano Caliro, Anna Tramelli, and Elisa Trasatti and the LOVE-CF team

The Campi Flegrei caldera (Italy) is one of the most dangerous volcanoes in Europe and is currently in a new phase (started in 2000 and still ongoing) of the unrest that has persisted intermittently for several decades (main crises occurred in 1950-52, 70-72 and 82-84). The current activity has prompted the Italian Civil Protection to move the Campi Flegrei volcano from the first (“base” or “green”) to the second (“warning” or “yellow”) level of alert since the end of 2012.

The geophysical and geochemical changes accompanying the unrest stimulated a number of scientific investigations that resulted in a remarkable production of articles over the last decade. However, large uncertainties still persist on the architecture of the caldera plumbing system as well as on the nature of the subsurface processes driving the current (and previous) unrest.

LOVE-CF is a 4-years project started in October 2020 and funded by INGV (Istituto Nazionale di Geofisica e Vulcanologia), with the aim of improving our ability to forecast the behaviour of the Campi Flegrei caldera, through a multi-disciplinary approach based on a combination of volcanological, petrological, geochemical, seismological and geodetic observations, as well as experiments and numerical models. 

We present the project objectives and methods, and show obtained preliminary results. Particularly our investigation includes: 

  • a) the integration of structural, volcanological and petrological data from representative past eruptions with results of decompression experiments and numerical models of conduit dynamics and dyke propagation;
  • b) innovative geochemical (new redox gas species and CH4isotopes), minero- petrological (alteration products) and seismic (fumarolic tremor) measurements at the crucial “Solfatara-Pisciarelli” hydrothermal site as well as geochemical characterization of submarine emissions in the area of “Secca delle Fumose” in the Gulf of Pozzuoli which has been poorly-explored so far;
  • c) novel multi-dimensional statistical analysis of seismic, geochemical and geophysical records collected (both on land and offshore) in the last decades and in the recent period of unrest, constrained by geological observations and advanced numerical modelling;
  • d) comprehensive analysis of surface deformations from historical data (since 35 BC) to modern techniques (both in-situ and remote sensing), and related modelling to disclose the active plumbing system and the relationship among the different sources of deformation throughout the decades and centuries.

How to cite: Pappalardo, L., Caliro, S., Tramelli, A., and Trasatti, E. and the LOVE-CF team: Linking surface Observables to sub-Volcanic plumbing-system:a multidisciplinary approach for Eruption forecasting at Campi Flegrei caldera (Italy)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6487, https://doi.org/10.5194/egusphere-egu22-6487, 2022.

EGU22-7207 | Presentations | GMPV9.4

Transport of mafic magma through the crust and  sedimentary basins: Jameson Land, East Greenland 

Christian Haug Eide, Nick Schofield, John Howell, and Dougal Jerram

Igneous sheet-complexes transport magma through the crust, but most studies have focused on single segments of the magma-transport-system or have low resolution. In the Jameson Land Basin in East Greenland, reflection-seismic data and extensive outcrops give unparalleled constraints on mafic intrusions down to 15 km. This dataset shows how sill-complexes develop and how magma is transported from the mantle through sedimentary basins. The feeder zone of the sill-complex is a narrow zone below basin, where a magmatic underplate body impinges on thinned crust. Magma was transported through the crystalline crust through dykes. Seismic data and published geochemistry indicate magma was supplied from a magmatic underplate, without perceptible storage in crustal magma-chambers and crustal assimilation. As magma entered the sedimentary basin, it formed distributed, bowl-shaped sill-complexes throughout the basin. Large magma volumes in sills (4-20 times larger than the Skaergaard Intrusion), and few dykes highlight the importance of sills in crustal magma-transport. On scales smaller than 0.2 km, host-rock lithology, and particularly mudstone tensile strength-anisotropy, controls sill-architecture in the upper 10km of the basin, whereas sills are bowl-shaped below the brittle-ductile transition zone. On scales of kilometres and towards basin margins, tectonic stresses and lateral lithological changes dominate architecture of sills.

How to cite: Eide, C. H., Schofield, N., Howell, J., and Jerram, D.: Transport of mafic magma through the crust and  sedimentary basins: Jameson Land, East Greenland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7207, https://doi.org/10.5194/egusphere-egu22-7207, 2022.

EGU22-7614 | Presentations | GMPV9.4

Faulting induced by underground magma migration: new insights from detailed field analysis (Campi Flegrei, Italy) 

Renato Diamanti, Giovanni Camanni, Jacopo Natale, and Stefano Vitale

Faulting triggered by magma migration at depth is a not-rare phenomenon in volcanic areas, where they can be found at very different scales. By analogue and numerical models, it has been shown that these types of faults can display a complex structure that often comprises an array of fault segments with both normal and reverse senses of movement. In this work, we analyzed in detail, and for the first time using field data, a fault array associated with the collapse induced by underground magma migration. The fault array crops out in cross-section within a recent volcanic succession in the Campi Flegrei caldera (southern Italy). Analyses focused on defining the spatial and temporal relationships between the normal and reverse fault segments of the fault array to provide insights into the process of collapse development. Based on geometric and displacement data, we propose that normal and reverse faults likely acted simultaneously to accommodate the collapse after a rapid phase of fault propagation.

How to cite: Diamanti, R., Camanni, G., Natale, J., and Vitale, S.: Faulting induced by underground magma migration: new insights from detailed field analysis (Campi Flegrei, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7614, https://doi.org/10.5194/egusphere-egu22-7614, 2022.

EGU22-7941 | Presentations | GMPV9.4

Nested crater morphology, ring-structures and temperature anomalies detected by close-range photogrammetry and thermal remote sensing at Láscar volcano, Chile 

Lun Ai, Thomas Walter, Francesco Massimetti, Felipe Aguilera, Rene Mania, Martin Zimmer, Christian Kujawa, and Manuel Pizarro

Volcanic craters often develop in clusters and enclose smaller, subsidiary vents and ring structures. Details on the ongoing geomorphology and structural evolution, however, are commonly lacking for active volcanic craters due to difficult and hazardous access. Therefore, remote sensing based investigation at active volcanoes is providing unique data allowing entrance to inaccessible summit craters. Here we describe novel drone and satellite data collected at Láscar, the most active volcano in the central Andes. Láscar hosts five partially nested craters, the deepest crater of the eastern three persist active and was the site of numerous violent explosions in the past decades. Using a Pleiades tri-stereo satellite dataset, we constructed a 1-m resolution digital terrain model (DTM) and orthomap that we used to identify subtle structures and morphologies of the eastern three nested craters. However, due to the shadow effect caused by the deep concave shape of the active crater, its geometry remains unclear. We complement this analysis by unoccupied aerial vehicle (UAV) surveys in 2017 and 2020 by employing both an optical and a thermal imaging camera. We systematically mapped the entire crater field and could also fly into the deep active crater to acquire close range images. We applied the Structure-from-Motion (SfM) method that enables us to create centimeter-scale DTMs, optical and thermal orthomosaics. Using this data-set we create an inventory of fumaroles and thermal anomalies. By calculating the difference of the 2017 and 2020 data, we quantify the spatial and volumetric changes that occurred during the observation period. We find changes mostly concentrated at the crater floor, material accumulation, thermal anomalies changing, as well as localized rock falls into the crater. We note that highest temperature anomalies are restricted by the central circular structure at the crater floor, consistent with the location of a thermal anomaly episode that peaked in late 2018, possibly representing the surface expression of the underlying conduit. Thus, by linking the satellite and drone data we derive important morphological, thermal and structural information and discuss the crater morphology and characteristics of episodic unrest phases at Láscar.

How to cite: Ai, L., Walter, T., Massimetti, F., Aguilera, F., Mania, R., Zimmer, M., Kujawa, C., and Pizarro, M.: Nested crater morphology, ring-structures and temperature anomalies detected by close-range photogrammetry and thermal remote sensing at Láscar volcano, Chile, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7941, https://doi.org/10.5194/egusphere-egu22-7941, 2022.

EGU22-8020 | Presentations | GMPV9.4

A global statistical study on the triggering of volcanic eruptions by large tectonic earthquakes 

Alex Jenkins, Alison Rust, and Juliet Biggs

Recent studies have shown that large tectonic earthquakes are capable of triggering volcanic eruptions (i.e. increasing the number of eruptions within a defined time period) up to hundreds of kilometres away. However, the prevalence of eruption triggering is less clear, with findings ranging from little evidence for triggered eruptions, to a fourfold increase in the number of eruptions following nearby large earthquakes. Some of this variability is likely due to differences in definitions of what constitutes a triggered volcanic eruption, including a lack of consensus on the maximum distance and time lag between an earthquake and a triggered volcanic eruption, the minimum magnitude of earthquake considered, and how aftershocks are incorporated into the analysis. A further source of variability arises from the different datasets used, including regional versus global studies, and the inclusion of incomplete earthquake and eruption records from before the modern instrumental era. To help address these issues, we provide a comprehensive statistical study of how large earthquakes affect volcanic eruption rates, using complete and unbiased global datasets spanning 1960-2021. We take a systematic approach to investigating how parameters such as the maximum distance and time lag between earthquake-eruption pairs, the minimum earthquake magnitude considered, and the declustering of aftershocks affects the results. We also investigate how previously unstudied earthquake parameters such as source depth and mechanism affect the prevalence of eruption triggering. Our results are placed in statistical context through the use of Monte Carlo simulations using randomised earthquake and eruption catalogues. Preliminary results indicate that, contrary to a previous focus on large subduction megathrust earthquakes, deep normal faulting earthquakes have the greatest eruption triggering tendency. However, when compared with randomised earthquake and eruption catalogues, the overall statistical significance of observed eruption triggering is fairly low.

How to cite: Jenkins, A., Rust, A., and Biggs, J.: A global statistical study on the triggering of volcanic eruptions by large tectonic earthquakes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8020, https://doi.org/10.5194/egusphere-egu22-8020, 2022.

EGU22-8341 | Presentations | GMPV9.4

Shoreline-crossing geomorphology of instable volcanic islands from a quantitative DEM analysis 

Elisa Klein, Morelia Urlaub, and Sebastian Krastel

Volcanic islands are known to be a source of many natural hazards associated with active volcanism. The processes leading to the instability of their flanks, however are less well understood. The movement of an instable volcanic flank occurs in either or both of two ways; slow sliding of several cm per year (i.e. Etna, Italy) and/or the catastrophic collapse of a large portion of the edifice (i.e. Anak Krakatau, Indonesia). The conditions and precursors leading to such events are often unknown.

The limited availability of high-resolution bathymetry data especially at the coast is often restricting the quantitative geomorphological investigation to the subaerial part of the volcanic island. It is essential, however, to include the entire volcanic edifice as instability affects the volcano from summit to seafloor. In this study, we test whether and in which way, the morphology of the volcanic edifice affects its instability.

We therefore combine openly available high-resolution bathymetric and topographic grids (50-150m grid spacing) to create shoreline-crossing DEMs of more than 25 volcanic islands in four areas (archipelagos of Hawaii, Canaries, Mariana Islands and South Sandwich Islands). Additionally, we define sections of equal angle (flanks) with the summit as the central point. Morphological parameters, such as area, volume, height from seafloor, slope etc. of both the entire volcano and each of the 8 flanks, respectively are derived from the DEM grids and inserted into a database. The statistical analysis of this data combined with the history of flank failure will shed light on the influence the morphology of a volcanic island has on its instability. This will lead to a better understanding of the processes involved in the movement of instable volcanic flanks.

How to cite: Klein, E., Urlaub, M., and Krastel, S.: Shoreline-crossing geomorphology of instable volcanic islands from a quantitative DEM analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8341, https://doi.org/10.5194/egusphere-egu22-8341, 2022.

Late Proterozoic to Early Palaeozoic metavolcano-sedimentary successions are important components of the Variscan massifs of Europe. Felsic and mafic metavolcanic rocks with Cambro-Ordovician protolith ages also occurs in the Staré Město Belt (SMB) in the Central Sudetes (Czech Republic, Poland) (e.g. Kröner et al. 2000). The SMB is the NNW-trending fold-and-thrust belt that forms the eastern margin of the Saxothuringian Zone of the Bohemian Massif. To constrain timing and geodynamic setting of the volcanism recorded in that part of the Saxothuringia, the whole rock geochemistry, zircon trace element geochemistry and U-Pb zircon geochronology of metabasalts, metagabbros and acid metavolcanites of the SMB were carried out.

Field and petrographic studies show that bimodal association in the SMB is mainly expressed by alternating layers of fine-grained amphibolites composed of Amp, Pl and Px and fine- and medium-grained acid metavolcanites composed of Qz, Pl, Kfs, Grt, Bt and Ms. Such close relationships between felsic and mafic meta-volcanic rocks suggest their common origin. Whole-rock geochemistry data suggest, however, a diversity both in the chemical composition and tectonic environments of formation of their igneous protoliths. Magmatic precursors of the amphibolites were tholeiitic and calc-alkaline basalts, andesitic basalts and andesites that were derived either from MORB, BABB, volcanic arc or within-plate magmas. The acid metavolcanites originated from rhyolites and dacites belonging to tholeiite, calc and calc-alkaline series. Geotectonic diagrams suggest that the felsic magmas were formed most likely in island arc or continental arc environments.

New LA-ICPMS zircon dating of two metadetrital rocks of the SMB revealed the predominance of Neoproterozoic-Cambrian and Palaeoproterozoic age clusters, characteristic for rocks of the Saxothuringian Zone. Zircon dating of four samples of acid metavolcanites, two samples of metabasalts and one sample of metagabbro confirmed that their igneous protoliths crystalized at the same time, at ca. 495-500 Ma. Trace elements in zircons were analyzed in all metavolcanic samples. Range of values of Nb/Yb = 0.001-0.1, U/Yb = 0.1-10 and Y = 25-6993 ppm are observed in both types of rocks and together indicate a contribution of continental crust in the SMB volcanites. Their values plotted on geotectonic classification diagrams of Grimes et al. (2015) suggest a continental arc setting for the whole Late Cambrian bimodal volcanism in the easternmost part of the Saxothuringian Zone.

The research was financed from the grant of the National Science Center, Poland No. 2018/29/B/ST10/01120.

 

References:

Grimes, C.B., Wooden, J.L., Cheadle, M.J., John, B.E., 2015.  “Fingerprinting” tectono-magmatic provenance using trace elements in igneous zircon. Contrib Mineral Petrol 170, 46.

Kröner, A., Štipská, P., Schulmann, K., Jaeckel, P., 2000. Chronological constraints on the pre-Variscan evolution of the northeastern margin of the Bohemian Massif, Czech Republic. In: Franke, W., Haak, V., Oncken, O., Tanner, D. (Eds.), Orogenic Processes: Quantification and Modelling in the Variscan Belt. Geological Society, London, Special Publications 179, pp. 175–197.

How to cite: Śliwiński, M., Jastrzębski, M., Machowiak, K., and Sláma, J.: Age and geotectonic setting of metavolcanic rocks in the eastern Saxothuringian margin: whole rock geochemistry, zircon trace element geochemistry and U-Pb geochronology of the Staré Město Belt (Czech Republic, Poland), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8363, https://doi.org/10.5194/egusphere-egu22-8363, 2022.

EGU22-8478 | Presentations | GMPV9.4

New age constraints for Early Palaeozoic volcanism and sedimentation of the Kaczawa Complex, the Sudetes (SW Poland) 

Mirosław Jastrzębski, Katarzyna Machowiak, Marek Śliwiński, and Jiří Sláma

In Variscan Europe, bimodal magmatism related to Early Palaeozoic thermal event in the northern part of Gondwana has been widely documented in rock successions extending from Spain to Poland (e.g. Franke et al. 2017). The Kaczawa Complex, the SW Poland, contains Early Palaeozoic felsic, intermediate to basic volcanic rocks, and Cambrian to Early Carboniferous sediments all involved in complex processes of the Variscan collision(s). This contribution provides new LA-ICPMS UP zircon data that specify the age and provenance of some important rocks occupying the lower part of the stratigraphic column of the Kaczawa Complex: 1) Osełka metarhyodacytes, 2) Lubrza metatrachytes, 3) Radzimowice slates and 4) Gackowa metasandstones.

The U-Pb dating of zircons coming from the Osełka metarhyodacites yields a crystallization age of 500±5 Ma, while the zircon dating of the Lubrza metatrachytes yields the Concordia age of 495±3 Ma. These data confirm the early Palaeozoic age of the volcanism of the Kaczawa Complex (e.g. Muszyński, 1994; Kryza et al. 2007), but they strongly suggest a single event of the bimodal volcanic activity. An inherited age component of c. 630 Ma is present in the Lubrza metatrachytes. The zircon dating of the accompanied metasedimentary rocks i.e. two samples of Radzimowice slates and one sample of the Gackowa metasandstones yields comparable detrital age spectra. The maximum depositional ages of these rocks are ca. 535 Ma. The Radzimowice and Gackowa metasedimentary rocks show the predominance of Neoproterozoic age zircons clustering around 580-605 Ma, 630-640 Ma and 730-770 Ma, which indicates that the sedimentary basins were mainly supplied by erosion of crystalline rocks of Ediacaran up to Tonian age. Paleoproterozoic and Archean components (1.7 Ga, 2.0-2.1 Ga and 2.9-3.0 Ga) are less common.

All these data show that rocks from the lower part of the lithostratigraphic column of the Kaczawa Complex represent the Late Cambrian metavolcano-sedimentary successions. The detrital zircon age spectra indicate that the source areas for the Kaczawa Complex metapelites may have been in the West Africa Craton of Gondwana.

The research was financed from the grant of the National Science Center, Poland No. 2018/29/B/ST10/01120.

 

References:

Franke, W., Cocks, L. R. M., Torsvik, T. H. 2017. The Palaeozoic Variscan oceans revisited. Gondwana Research 48, 257–284.

Kryza R., J.A. Zalasiewicz, S. Mazur, P. Aleksandrowski, S. Sergeev, S. Presnyakov, 2007. Early Palaeozoic initial-rift volcanism in the Central European Variscides (the Kaczawa Mountains, Sudetes, SW Poland): evidence from SIMS dating of zircons. Journal of the Geological Society, London 164, 207-1215

Muszyński A., 1994. Kwaśne skały metawukanogeniczne w środkowej części Gór Kaczawskich: studium petrologiczne. Wyd. Nauk. UAM., seria geologia, Nr 15: 144 pp

 

How to cite: Jastrzębski, M., Machowiak, K., Śliwiński, M., and Sláma, J.: New age constraints for Early Palaeozoic volcanism and sedimentation of the Kaczawa Complex, the Sudetes (SW Poland), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8478, https://doi.org/10.5194/egusphere-egu22-8478, 2022.

EGU22-9024 | Presentations | GMPV9.4

Joint analysis of GNSS and seismic data to track magma transport at Piton de la Fournaise volcano (La Réunion, France) 

Cyril Journeau, Aline Peltier, Nikolai Shapiro, François Beauducel, Valérie Ferrazzini, Zacharie Duputel, and Benoit Taisne

Geophysical measurements from the networks of instruments maintained by volcano observatories for several decades provide a large database that is rich in information concerning magma transport from deep storage zones to its shallow propagation before eruptions. In this study, we analyze multi-year time series of GNSS and seismic data acquired at Piton de la Fournaise (PdF) volcano (La Réunion, France) from 2014 up to now. These observations are sensitive to the dynamics of the magma within the volcanic system and their detailed study allows us to better apprehend its behavior both during pre-eruptive periods, by informing us about the preparation phases before an eruption and also during co-eruptive periods, by following the eruptions time-evolution and the corresponding dynamics.

We propose to scan continuously GNSS data by inverting them in time windows ranging from minutes to days using a point compound dislocation model (pCDM). This approach provides analytical expressions for surface displacements due to a complex source of deformation with variable geometry to model different shapes such as dikes, prolate ellipsoids, or pipes. As a result, we image a deep reservoir around 7-8 km below the PdF summit, as well as, in some cases, the upward magma migration dynamics in the crust over several days toward a shallow reservoir at sea level and the final dyke propagation over a few hours that ultimately feeds the eruptive site.

These observations are systematically compared to seismic data over the same time period and are jointly interpreted. We use both the seismicity catalog of "regular" volcano-tectonic events as well as the results of cross-correlations network-based methods obtained with the CovSeisNet package allowing the detection of “un-regular” signals and the location of their sources, such as micro-seismicity generated during dyke propagation, and long-period seismicity (tremor and LP events).

The joint use of information from geodetic and seismic networks constitutes an important step in improving our knowledge of volcanic systems. While the analysis of GNSS network data enables the imaging of active pressure-sources in the system with an estimation of the volumes of involved magma, the seismic network analysis allows for a more detailed view of the magma dynamics in the volcanic edifice.

How to cite: Journeau, C., Peltier, A., Shapiro, N., Beauducel, F., Ferrazzini, V., Duputel, Z., and Taisne, B.: Joint analysis of GNSS and seismic data to track magma transport at Piton de la Fournaise volcano (La Réunion, France), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9024, https://doi.org/10.5194/egusphere-egu22-9024, 2022.

EGU22-9033 | Presentations | GMPV9.4

Thermo-mechanical effects of dyke host rocks in response to turbulent magma flow 

Rahul Patel, D Srinivasa Sarma, and Aurovinda Panda

We study the thermal erosion and mechanical fragmentation of dyke host rocks using a thermodynamical and fluid-mechanical approach. It is inferred that the latent heat of magma mainly causes the thermal damage of dyke host rocks and encourages thermal erosion. The application of fluid-dynamical shear stress on the dyke walls induced by turbulence magma flow results in mechanical fragmentation., We calculated the Reynolds number to confirm these findings to decipher the nature of magma flow through the dykes. The estimated Reynolds number for 30 dykes is in excess of 2000 suggesting that magma ascends turbulently through the dykes. The turbulence of magma flow provides additional energy to derive thermal erosion and mechanical fragmentation.  In order to better understand the thermo-mechanical effect of dyke host rocks, we used the mass conservation principle. Equations for mass conservations are derived to better explain the complex interactions between magma and host rock. Heat transfer, magma flow rate, magma flow velocity, and host rock melting are calculated. The presence of xenoliths in the dykes is primary evidence that the dykes have been mechanically fragmented. We present an integrodifferential equation to understand the kinematic of mechanical fragmentation and size of xenoliths varies due to secondary Collison within a dyke. Presented results are useful to understand the nature of magma, dyke host rock melting, and magma evolution.

Key words: Thermal erosion, mechanical fragmentation, turbulent magma flow, dykes

How to cite: Patel, R., Sarma, D. S., and Panda, A.: Thermo-mechanical effects of dyke host rocks in response to turbulent magma flow, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9033, https://doi.org/10.5194/egusphere-egu22-9033, 2022.

EGU22-9059 | Presentations | GMPV9.4

Likely ring-fault activation at Askja caldera (Iceland) during the 2021 unrest 

Adriano Nobile, Hannes Vasyura-Bathke, Reier Viltres, Daniele Trippanera, Benedikt Gunnar Ófeigsson, Joël Ruch, and Sigurjón Jónsson

The Askja volcanic system, located in the North Volcanic Zone of Iceland, consists of a central volcano with three nested calderas (Kollur, Askja, and Öskjuvatn) and a 20 km wide and ~190 km long fissure swarm with a NNE-SSW trend. Kollur caldera is ~5 km wide and formed in the Pleistocene while the younger 8-km wide Askja caldera, the largest among the three, formed in the Holocene. The smaller (~4 km) and lake-filled Öskjuvatn caldera is located within the Askja caldera and formed following the 1875 Plinian eruption. This event was followed by several localized eruptions along the Öskjuvatn ring fault system (1921, 1922, and 1929) and the last eruption occurred in 1961 in correspondence with the Askja northern caldera border. After this eruption, the Askja caldera first underwent inflation for several years followed by slow (< 1 cm/yr) subsidence over decades. In early August 2021, the volcano entered a period of unrest with new earthquake activity located below the central volcano, and the GNSS station OLAC, located near the center of Askja caldera, started to uplift at a high rate (~3 cm/week). The uplift continued until the end of November 2021. Here we use SAR images acquired from four different orbits (two ascending and two descending) by the Sentinel-1 satellites to study the ground deformation during this unrest period. Only data from the first half of the unrest period could be used (until the end of September). Later, heavy snow resulted in the loss of interferometric coherence within the caldera, preventing retrieval of the deformation signal. The maximum ground displacement of ~10 cm (from the end of July to the end of September) was found at the center of the Askja caldera, near the western shore of Öskjuvatn Lake. Interestingly, the interferograms show an asymmetric deformation pattern that follows the ring faults in the northwestern part of Askja caldera. Analytical models suggest that a roughly 7 x 3 km2 NW-SE elongated sill inflated at a shallow depth of ~2 km below the Askja caldera. However, simple sill models cannot explain the asymmetrical deformation pattern observed in the InSAR data. Therefore, using boundary element modeling, we find that while the magmatic intrusion accounts for the broad uplift, possible ring-fault activity would localize the deformation close to the caldera rim. Furthermore, an elongated sill, like the one obtained from the first source estimation, would probably activate only a part of the ring-fault system, leading to an asymmetric deformation pattern.

How to cite: Nobile, A., Vasyura-Bathke, H., Viltres, R., Trippanera, D., Gunnar Ófeigsson, B., Ruch, J., and Jónsson, S.: Likely ring-fault activation at Askja caldera (Iceland) during the 2021 unrest, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9059, https://doi.org/10.5194/egusphere-egu22-9059, 2022.

EGU22-9161 | Presentations | GMPV9.4

Enrichment of immobile elements in synmagmatic fractures 

Taylor Witcher, Steffi Burchardt, Michael Heap, Alexandra Kushnir, Anne Pluymakers, Tobias Schmiedel, Iain Pitcairn, Tobias Mattsson, Pim Kaskes, Philippe Claeys, Shaun Barker, and Johan Lissenberg

Useful minerals containing rare Earth elements (REE) and metals are sourced from magma bodies, but exactly how these elements initially leave the magma is not well known. Here we present textural and chemical analyses of mineral-filled fracture bands within the rhyolitic Sandfell laccolith exposed in eastern Iceland. The fracture fillings showcase dynamic and complex textures and imply multiple energy levels during precipitation. The dominant mineral phases are Fe- and Mg-oxides, Mn carbonate, and La/Ce oxide. The textures they present are comb, laminate, radial, and a rounded reworked clastic texture filling the tips. Microtomography images of hand-samples show the fractures are stretched-penny shaped, and contain 80 vol% fillings and 20 vol% void space. The connectivity of fractures within one band is limited to 1-3 neighbours, via small oblique fractures joining two main fractures together. µXRF measurements revealed distinct halos of 0.8 wt% Fe depletion surrounding each facture, and within the fracture-fill a strong enrichment in an unusual suite of elements including Fe, Mn, Cl, Zn, Cr, Y, Ce, and La. This assemblage is puzzling, as many of these elements are typically carried by fluids which have strong alteration effects on the surrounding rock, and there is a lack of this kind of alteration at Sandfell. Our working hypothesis is that the formation of the fractures provided a degassing pathway through the impermeable magma. However, the nature and the composition of the magmatic volatiles are as yet unknown. The minimal connectivity between fractures (at hand-sample scale) suggests fluid would have travelled through the length of one to three fractures until intersecting with another fracture band system, and minerals precipitated along the way. Given the ubiquitous occurrence of the fracture bands within the laccolith, this small-scale process compounds into large amounts of mass transfer overall. The fractures at Sandfell may be a snapshot of the initial process of removing incompatible elements from silicic magma.

How to cite: Witcher, T., Burchardt, S., Heap, M., Kushnir, A., Pluymakers, A., Schmiedel, T., Pitcairn, I., Mattsson, T., Kaskes, P., Claeys, P., Barker, S., and Lissenberg, J.: Enrichment of immobile elements in synmagmatic fractures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9161, https://doi.org/10.5194/egusphere-egu22-9161, 2022.

EGU22-9381 | Presentations | GMPV9.4

Deformation observations and geodetic modelling during the recent unrest at Askja volcano 

Michelle Parks, Benedikt Ófeigsson, Vincent Drouin, Freysteinn Sigmundsson, Andrew Hooper, Halldór Geirsson, Sigrún Hreinsdóttir, Hildur Friðriksdóttir, Erik Sturkell, Ásta Hjartadóttir, Chiara Lanzi, Siqi Li, Sara Barsotti, and Bergrún Óladóttir

At the beginning of August 2021, inflation was detected at Askja volcano, on a continuous GNSS station located to the west of Öskjuvatn and on interferograms generated using data from four separate Sentinel-1 tracks. Ground deformation measurements at Askja commenced in 1966 with levelling observations and since this time additional ground monitoring techniques have been employed, including GNSS and Satellite interferometry (InSAR) to detect long-term changes. Ground levelling measurements undertaken between 1966-1972 revealed alternating periods of deflation and inflation. Measurements from 1983-2020 detailed persistent subsidence of the Askja caldera, initially at an inferred rate of 7 cm/yr, decaying in an exponential manner. Suggested explanations for the long-term subsidence include magma cooling and contraction, or withdrawal of magma – eventually facilitated by an extensive magma-rich plumbing system, with an open conduit between the uppermost and the deeper parts of the magmatic system. This presentation will focus on the recent period of uplift and provide an overview of the GNSS and InSAR observations to date and present the latest geodetic modelling results which describe the best-fit source for the observed deformation.

How to cite: Parks, M., Ófeigsson, B., Drouin, V., Sigmundsson, F., Hooper, A., Geirsson, H., Hreinsdóttir, S., Friðriksdóttir, H., Sturkell, E., Hjartadóttir, Á., Lanzi, C., Li, S., Barsotti, S., and Óladóttir, B.: Deformation observations and geodetic modelling during the recent unrest at Askja volcano, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9381, https://doi.org/10.5194/egusphere-egu22-9381, 2022.

EGU22-9479 | Presentations | GMPV9.4

Current crustal movement in the East Eifel Volcanic Field – anthropogenic or volcanic? 

Michael Frietsch, Lidong Bie, Joachim Ritter, Andreas Rietbrock, and Bernd Schmitt

Monitoring crustal movements is essential to volcanic hazard assessment in areas of active volcanism. These surface movements occur on a wide range of time scales and wavelengths. However, the origin of crustal movements is not always associated with volcanic activities, particularly in areas with rigorous human activities (i.e., ground water extraction). It is challenging yet critical to distinguish between the ongoing volcanic and anthropogenic activities. In this study, we focus on the East Eifel Volcanic Field, which consists of multiple active Quaternary volcanoes. We report areas of uplift and subsidence 2-3 km away from each other near the Laacher See volcanic crater (2-3 km distance), and investigate the mechanisms responsible for the reversed deformation in such close proximity.

PS-InSAR measurements by the BodenBewegungsdienst Deutschland (BBD) show notable ground displacements in this area for the period between 2014 and 2019. The deformation is clearly mapped by three different tracks of the Sentinel-1 satellite – two ascending and one descending, which confirms the robustness of the signal being detected by PS-InSAR. The main deformation is round in shape, and the rates peak up to 10 mm per year in line-of-sight (LOS) for the uplift area near the village Glees and reach down to -4 mm LOS for the subsidence zone in the vicinity of the village Wehr. To investigate the likely mechanism responsible for the ground displacements, we model the crustal movements with two spherical pressure point sources (i.e., the Mogi sources) simultaneously using a combined global and local optimization scheme. In the inversion, we search for the optimal combinations for a set of four parameters (latitude, longitude, depth and volume) for each Mogi source. The global optimization is achieved by Multi-Level Single-Linkage algorithm and we use the PRAXIS algorithm to find the local minimum. We include all three tracks of data, of which the different satellite viewing geometries help stabilize the inversion.

Our results show that the uplift trend in Glees can be explained by an additional volume of 13000 m³ per year at 530 m depth. The subsidence near Wehr can be best fitted by a decrease in volume of 1700 m³ per year at 340 m depth. The modelling results show a trade-off between depth and volume, however, the uncertainties are smaller for the subsidence source near Wehr. Residuals trending in SW-NE direction are observed at the Glees uplift area, and the relatively large parameter uncertainties for Glees uplift zone are likely due to sparse persistent scatters there. Given the shallow depth of the Mogi sources, we interpret the Glees uplift being predominantly associated with fluid refilling in the respective volume caused by former CO2 extraction. The subsidence around Wehr is linked to ongoing industrial CO2 extraction. Our study identifies anthropogenic factors that may cause ground deformation in an active volcanic region, and has implications for future volcanic hazard assessment.

How to cite: Frietsch, M., Bie, L., Ritter, J., Rietbrock, A., and Schmitt, B.: Current crustal movement in the East Eifel Volcanic Field – anthropogenic or volcanic?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9479, https://doi.org/10.5194/egusphere-egu22-9479, 2022.

The location and volume change of pressurized magma chambers can be constrained by inverse modelling of the surface displacements they cause. Through a joint inversion of surface displacements and gravity changes the chamber mass change during the pressurization period can also be inferred. Such inversions often start with constraining the deformation source parameters using the deformation data alone (step 1). Using these parameters the gravity data are then corrected for the effect of mass redistribution in the host rocks and surface uplift/subsidence associated with the chamber expansion (step 2). Next, the corrected gravity changes together with the source location from the deformation inversion are used to infer the intrusion mass (step 3). Provided that the intrusion compressibility is known, the intrusion density can be estimated from the intrusion mass and source volume change from step 1 and step 3, respectively (step 4).

We show that the original gravity data (only corrected for ambient effects) are directly related to the deformation source parameters through the deformation-induced gravity changes and the free-air effect. Thus, both of these effects, which have been mostly considered as nuisance, in fact can be harvested to provide better constraints on the deformation source parameters and the mass changes. We propose a Bayesian framework for the joint inversion of deformation and gravity data by which all the deformation source parameters and chamber mass change are constrained simultaneously. This way, steps 1 to 3 of the previous approach are carried out at once. The advantages of the suggested approach are: (a) this way the gravity data help constrain deformation source parameters with smaller uncertainties, (b) it leads to a smaller uncertainty for the inferred mass change, (c) the optimal relative weights of various deformation and gravity datasets can be estimated as hyper-parameters within the Bayesian inference, thus, they are estimated directly and in an objective way, (c) the gravity and deformation stations need not be co-located, (d) errors associated with interpolation of vertical displacements at gravity benchmarks are avoided, (e) the uncertainty of vertical displacements is no longer propagated into the reduced gravity changes, and thus, mass changes are estimated more accurately.  

We apply this approach to the deformation and gravity data associated with the 1982-1999 inflation period at Long Valley caldera. The results agree with those from earlier efforts; however, show a clear improvement in the constrained source parameters and the intrusion mass. We discuss the implications and benefits of this approach depending on the relative quality of the deformation and gravity data.

How to cite: Nikkhoo, M. and Rivalta, E.: A new framework for simultaneous inversions of deformation and gravity data applied to the 1982-1999 inflation at the Long Valley caldera, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9620, https://doi.org/10.5194/egusphere-egu22-9620, 2022.

EGU22-10225 | Presentations | GMPV9.4

Bimodal maar volcanism in a post-collisional extensional regime: A case study of Acıgöl (Nevşehir) volcanic field (central Anatolia, Turkey) 

Göksu Uslular, Gonca Gençalioğlu-Kuşcu, Joël Ruch, Matteo Lupi, Oliver Higgins, Florence Bégué, and Luca Caricchi

The crustal structure is one of the fundamental factors that affects the type, composition, and spatial distribution of monogenetic volcanoes. The formation of maars, the second-most common type of monogenetic volcanoes, is mainly influenced by crustal lithologies, depth of explosions, and water-magma interactions together with magma rheology and tectonic structures. The Acıgöl caldera, located in the extensional setting of the central Anatolian plateau, contains both felsic and mafic maars. This rare compositional juxtaposition makes it a suitable location to better understand the relationship between magma chemistry and maar architecture. It includes closely spaced yet compositionally different monogenetic complexes (i.e., maars with either lava dome or scoria cone) and provides a fabulous opportunity to elucidate the role of crustal processes in the eruptional dynamics of maars.

Here we present an integrative study with detailed morphological (drone mapping), depositional (componentry, ash morphology), and petrological (whole-rock, glass, and mineral geochemistry) characteristics of rhyolitic (whole-rock; ~76.7 wt.% SiO2, glass; ~77.2 wt.% SiO2) İnallı, Kalecitepe, Acıgöl, and Korudağ maars, and mugearitic (~52.7 wt.% SiO2) İcik maar. Our observations show a wide range of morphological features with spectacular examples of nested and compound craters. Field observations, together with the detailed stratigraphical analysis and literature-based geochronological data, reveal that the formations of maars and the subsequent lava domes or scoria cones are spatially migrating events within the same magmatic episode. We hence relate this to the rejuvenation of conduits, along with the pre-existing structures of the Acıgöl caldera that are almost perpendicular to the local extensional direction (NE-SW).

Non-modal batch melting models reveal that all investigated maars have a similar parental magma source (i.e., the most primitive basalt in central Anatolia with the Mg# of 72.4). This is formed by partial melting of a metasomatized lithospheric mantle with contribution from an OIB-like asthenospheric melt. The uprising magma that also produced the entire Quaternary volcanics in central Anatolia was possibly trapped at different crustal depths beneath the Acıgöl caldera and formed the maars with various degrees of magmatic differentiation processes. We conclude that İcik maar emanated from a relatively deep (lower crustal?) mantle-derived magma source evolved by assimilation and fractional crystallization processes. In contrast, the felsic maars were presumably formed by the short-lived ponding of the same magma source at shallower depths, which was partially assimilated by the basement intrusive rocks and dominantly shaped by the feldspar-driven fractional crystallization. Finally, the well-exposed examples of felsic maars in the study area and their comparison with the mafic counterparts could be a good contribution to the ever-growing literature on maar volcanism.

How to cite: Uslular, G., Gençalioğlu-Kuşcu, G., Ruch, J., Lupi, M., Higgins, O., Bégué, F., and Caricchi, L.: Bimodal maar volcanism in a post-collisional extensional regime: A case study of Acıgöl (Nevşehir) volcanic field (central Anatolia, Turkey), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10225, https://doi.org/10.5194/egusphere-egu22-10225, 2022.

Volcanic eruptions present serious risk to human life and infrastructure. This risk can be minimized by improving eruption forecasts, which in turn requires increasing our capabilities to detect volcanic unrest and a better understanding of the physicochemical processes governing magma-hydrothermal interactions. The improvement of eruption forecasting techniques is especially important as some volcanic eruptions can occur with little to no precursory warning signs. That was the case of the most recent eruption at Okmok caldera, which took place in 2008 between July 12 – August 23, with a volcanic explosivity index of 4. This eruption highlighted the need to develop new methods to detect precursory activity and unrest.

Recently, through the analysis of satellite-based thermal spectroscopy data from MODIS instruments, Girona et al. (2021) found that low-temperature thermal anomalies along the flanks of volcanoes can predate their eruptions. In this work, we use an updated version of the method presented in Girona et al. (2021) to analyze the spatiotemporal distribution of low-temperature thermal anomalies at Okmok Caldera between July of 2002 and November of 2021. Preliminary analysis shows ~1-1.3 degrees of warming at Cone A in the ~3 years leading up to the 2008 eruption. This analysis also shows a warming trend in the caldera at several cones (D, E, A, and Ahmanilix), peaking in 2014, with brightness temperatures increasing by ~1-1.4 degrees for ~2 years (correlating with an observed inflation event); along with current warming at the same cones of ~0.8-1.2 degrees beginning in ~2017.

We propose that the low-temperature thermal anomalies observed at different cones of Okmok caldera are linked to the latent heat released during the condensation of magmatic and/or hydrothermal water vapor in the subsurface. In particular, we design a 1-dimensional thermal diffusion model to quantify how long it will take for the surface ground temperature to increase by one kelvin in response to the subsurface condensation of water vapor. Our preliminary analysis shows that, for realistic values of the parameters involved, the surface requires ~3.3 years to increase its temperature by one kelvin in response to a diffuse H2O flux of 161.5 kg/s condensing at 30m depth, and ~21.7 years for the surface to increase by one kelvin in response to the same gas flux condensing at 60m depth. The observed low-temperature thermal anomalies at Okmok are therefore consistent with the condensation of magmatic and/or hydrothermal water vapor at no more than a few tens of meters depth below the surface.

This work provides further insight into how volcanic hydrothermal subsurface processes manifest as thermal anomalies on the surface, and how these thermal anomalies can be used to detect unrest at Okmok and other active volcanoes. In the future, we aim to integrate the spatiotemporal distribution of low-temperature thermal anomalies with deformation, seismic signals, and diffuse gas emissions prior to and during eruptions.

 

Girona, T., Realmuto, V. & Lundgren, P. Large-scale thermal unrest of volcanoes for years prior to eruption. Nat. Geosci. 14, 238–241 (2021). https://doi.org/10.1038/s41561-021-00705-4.

How to cite: Puleio, C. and Girona, T.: Spatiotemporal distribution of low-temperature thermal anomalies at volcanic calderas: The case of Okmok volcano, Alaska, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10264, https://doi.org/10.5194/egusphere-egu22-10264, 2022.

EGU22-10486 | Presentations | GMPV9.4

Dyke-induced vs tectonic-controlled graben formation in a heterogeneous crust: Insights from field observations and numerical models 

Kyriaki Drymoni, Elena Russo, Alessandro Tibaldi, Fabio Luca Bonali, and Noemi Corti

Dyke propagation is the most common way of magma transfer towards the surface. Their emplacement generates stresses at their tips and the surrounded host rock initiating surficial deformation, seismic activity, and graben formation. Although active deformation and seismicity are studied in monitored volcanoes, the difference between dyke-induced and tectonic-controlled grabens is still less understood.

Here, we explore the difference between dyke-induced vs tectonic-controlled graben formation in stratovolcanoes with heterogeneous crustal properties like Mt. Etna (Italy) and Santorini (Greece). The field observations are related to Mt. Etna's 1928 AD fissure eruption, which partly generated dyke-induced grabens along its expression, and to the Santorini volcano, where tectonic-controlled grabens become pathways for later dyke injections. Field campaigns have revealed the stratigraphic sequence of the shallow host rock successions that became the basis of several suites of numerical models. The latter investigated the boundary conditions (overpressure or external stress field) and the geometrical and mechanical parameters that i) could produce temporary stress barriers and hence stall the propagation of a dyke towards the surface, and ii) shall form a graben at the surface. The detailed analysis, results and interpretations propose that soft materials in the stratigraphy, such as pyroclastic rocks, suppress the stresses at the vicinity of a propagating dyke and do not promote the generation of a graben above a propagating dyke. Also, the study explores the conditions where inclined ascending dykes produce semi-grabens and the generation of wide or narrow graben structures. Finally, the results give valuable insights on the field-related parameters that can encourage dyke deflection in pre-existing grabens in the shallow crust. All the latter can be theoretically applied in similar case studies worldwide.

How to cite: Drymoni, K., Russo, E., Tibaldi, A., Bonali, F. L., and Corti, N.: Dyke-induced vs tectonic-controlled graben formation in a heterogeneous crust: Insights from field observations and numerical models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10486, https://doi.org/10.5194/egusphere-egu22-10486, 2022.

EGU22-10766 | Presentations | GMPV9.4

Structure of a new submarine volcano and magmatic phases to the East of Mayotte, in the Comoros Archipelago, Indian Ocean. 

Charles Masquelet, Sylvie Leroy, Matthias Delescluse, Nicolas Chamot-Rooke, Isabelle Thinon, Anne Lemoine, Dieter Franke, Louise Watremez, Philippe Werner, and Daniel Sauter and the SISMAORE team

50 km East of Mayotte Island (North Mozambique Channel; Comoros Archipelago), a submarine volcanic edifice formed during the first year of a seismo-volcanic crisis, between May 2018 and May 2019. Thanks to the French ANR Project COYOTES and the SISMAORE oceanographic cruise (2021), a multichannel seismic profile gives the first in-depth image of the new East-Mayotte volcano and its surrounding volcanic area. The seismic interpretation reveals that several distinct magmatic phases affected the area. The new volcano is built on a ~150 m thick sedimentary layer. Beneath this sedimentary layer, we found a major volcanic layer, ~2.5 km thick, which extends ~91 km to the south and ~33 km to the north of the newly formed submarine volcano. This volcanic unit is composed of multiple seismic facies that may indicate distinct successive volcanic phases. We interpret this major volcanic layer as part of the Mayotte volcanic edifice, with the presence of a complex magmatic feeder system underneath. We observe a ~2.2-2.5 km thick sedimentary cover between the main volcanic layer, below the new volcano, and the top of the crust. We tentatively identified the top-Oligocene seismic horizon (~23 Ma) well above the main volcanic layer, and assuming a constant sedimentation rate we estimate the onset of the volcanism at Mayotte Island at 28 Ma.

How to cite: Masquelet, C., Leroy, S., Delescluse, M., Chamot-Rooke, N., Thinon, I., Lemoine, A., Franke, D., Watremez, L., Werner, P., and Sauter, D. and the SISMAORE team: Structure of a new submarine volcano and magmatic phases to the East of Mayotte, in the Comoros Archipelago, Indian Ocean., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10766, https://doi.org/10.5194/egusphere-egu22-10766, 2022.

EGU22-11437 | Presentations | GMPV9.4

The destructive 1928 fissure eruption of Mt Etna (Italy): surficial deformation revealed by field data and FEM numerical modelling 

Elena Russo, Alessandro Tibaldi, Fabio Luca Bonali, Noemi Corti, Kyriaki Drymoni, Emanuela De Beni, Stefano Branca, Marco Neri, Massimo Cantarero, and Federico Pasquarè Mariotto

The present research is aimed at evaluating the wide surficial deformation associated with the destructive 1928 fissure eruption on Mt. Etna, Italy: with its high effusion rates and the low elevation of the main eruptive vents, this eruption caused the destruction of the Mascali town. The main aim of our work is to reconstruct the geometry, kinematics and origin of the system of faults and fissures formed during the 1928 event. Our study has been performed through a multidisciplinary approach consisting of field observations, aerial photo interpretation and Finite Element Method (FEM) modeling through COMSOL Multiphysics® (v5.6). Field data consist of 438 quantitative measurements: azimuth values, opening direction and aperture of dry/eruptive fissures, as well as attitude and offsets of faults. Our detailed structural analysis allowed us to detect four different tectonic settings related to dike propagation scenarios, which, from west to east, are: 1) a sequence of 8 eruptive vents surrounded by a 385-m wide graben, 2) a 2.5-km long single eruptive fissure, 3) a half-graben up to 74-m-wide and a symmetric 39-m-wide graben without evidence of eruption, 4) alignment of lower vents along the pre-existing Ripe della Naca faults. 

As a next step, several numerical models have been developed to investigate the relationship between diking and surficial deformation. We performed sensitivity analyses, by modifying crucial parameters, such as a range of dike overpressure values (1-20 MPa), host rock properties (Young modulus ranging from 1 to 30 GPa), stratigraphic sequence, and layer thickness. Furthermore, the distribution of tensile and shear stresses above the dike tip has been evaluated. Results revealed the presence of temporary stress barriers, which consist of soft (e.g. tuff) layers, that control the surficial deformation above a dike propagating to the surface by suppressing the distribution of shear stresses.

How to cite: Russo, E., Tibaldi, A., Bonali, F. L., Corti, N., Drymoni, K., De Beni, E., Branca, S., Neri, M., Cantarero, M., and Pasquarè Mariotto, F.: The destructive 1928 fissure eruption of Mt Etna (Italy): surficial deformation revealed by field data and FEM numerical modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11437, https://doi.org/10.5194/egusphere-egu22-11437, 2022.

The Piton de la Fournaise volcano is located on the southeastern part of La Réunion Island and is inserted in the tectonic framework of the Indian Ocean. It is one of the most active worldwide volcanoes and it can be classified as a hot-spot basaltic one.

In this work, we focus on the eruption occurred from 11 to 15 August 2019 on the southern-southeastern flank of this volcano, inside the Enclos Fouqué caldera. In particular, this distal event was characterized by the opening of two eruptive fissures and accompanied by shallow volcano-tectonic earthquakes.

Firstly, we investigate the surface deformations induced by the occurred eruptive activity, by exploiting Differential Synthetic Aperture Radar Interferometry (DInSAR) measurements; they are obtained by processing the data collected by the Sentinel-1 satellite of the Copernicus European Program along ascending and descending orbits. Due to the position of the island in the southern hemisphere, the processed S1 interferograms are characterized by a 12-days temporal baseline; for this reason, they measure the ground deformations generated during both the pre- and co-eruptive phases. Then, we analyze the distribution of the relocated hypocenters to recognize the activated structures and to furnish further constraints to our model. Finally, we perform an analytical modelling to the computed coseismic DInSAR displacements, with the aim of investigating the volcanic source/s responsible for the measured surface deformation field.

The retrieved results reveal that several volcanic sources (one sill and four dikes, in particular) have been active during the pre- and the co-eruptive phases, allowing the magma transport towards the surface; their action can justify the complexity of the observed deformation pattern. Our findings are in good agreement with the seismicity recorded by the Observatoire Volcanologique du Piton de la Fournaise network and with several geophysical evidences, such as the comparison between the volume of the retrieved sources and the erupted magma volumes, and the fissures location.

How to cite: Valerio, E., De Luca, C., Manzo, M., Lanari, R., and Battaglia, M.: Geodetic modelling of a multi-source deformation pattern retrieved through Sentinel-1 DInSAR measurements: the 11-15 August 2019 Piton de la Fournaise (La Réunion Island) eruption case-study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11497, https://doi.org/10.5194/egusphere-egu22-11497, 2022.

EGU22-12183 | Presentations | GMPV9.4

The 2021 unrest phase of Vulcano volcano (Aeolian islands) detected by SAR,GNSS and GB-RAR 

Guglielmino Francesco, Alessandro Bonforte, and Giuseppe Puglisi

Starting from July 2021, a gradual unrest of Vulcano volcano was recorded by monitoring system managed by INGV, marked by a progressive change of many parameters from the multi-disciplinary networks.

The fumaroles located on the crater rim and along the flank of the cone shown temperature increase ( up to 350 degree Celsius) and  an increase of the flux of carbon dioxide and sulfur dioxide in gas emissions. Furthermore, the increase of the occurrence of with very-long-period (VLP) events was recorded by seismic network, and a rapid uplift of about 1 cm/month was recorded at VCRA GNSS permanent station located on the North slope of the “La Fossa” cone.

In order to image the ground deformation accompanying the unrest phase, we analyzed the 2020-2021 ascending and descending ESA-Copernicus Sentinel-1A and 1B C-band SAR (Synthetic Aperture Radar) acquired in TopSAR (Terrain Observation with Progressive Scans SAR) Interferometric Wide mode with A-DINSAR techniques. On October 2021 a new GNSS survey was performed on the ”Lipari-Vulcano” network. We integrated the SAR data and the GNSS data applying the SISTEM method, and the preliminary results are consistent with the Vulcano hydrothermal system dynamics, with a deformation pattern limited to the cone area.

In order to monitoring continuously and more in detail the change in ground deformation, on December 2021 we installed 4 additional GNSS mobile stations and a permanent GB-RAR (ground-based real aperture radar) on the island. The GB-RAR system was installed at the Lipari Observatory, at a distance of about 5 km from Vulcano, and it is able to image the whole Vulcano north area, with a rectangular pixel resolution of 3x30 m and a precision of the displacement along the line of sight of about 1 mm.

At time of this abstract no ground deformation have been recorded in the last month, the microseismic activity reduced but the fumarole temperatures at the crater and gas emissions of carbon and sulphur dioxide remained at high level.

How to cite: Francesco, G., Bonforte, A., and Puglisi, G.: The 2021 unrest phase of Vulcano volcano (Aeolian islands) detected by SAR,GNSS and GB-RAR, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12183, https://doi.org/10.5194/egusphere-egu22-12183, 2022.

EGU22-12391 | Presentations | GMPV9.4

Gravitational volcano flank motion imaged by historical air photo correlation during the M7.7 Kalapana earthquake (1975), Big Island, Hawaii 

Stefano Mannini, Joel Ruch, James Hollingsworth, Don Swanson, and Ingrid Johanson

Volcanic islands are often subject to flank instability, being a combination of magma intrusions along rift zones, gravitational spreading and extensional faulting observable at the surface. The Kilauea is one of the most active volcano on Earth and its south flank show recurrent flank acceleration related to large earthquakes and magmatic intrusions. 
Here we focus on the M 7.7 Kalapana earthquake that occurred on 29 November 1975. It triggered ground displacement of several meters all over the south flank of the Kilauea volcano. The identification and quantification of the co-seismic rupture aim to better understand the overall flank motion and its connection to key structural components, such as between the southwest and east rift zones and the deep basal detachment where large earthquakes episodically nucleate.
Using optical imagery correlation technique, we analyzed the displacement that occurred during the 1975 earthquake. We used 26 and 22 historical air photos as pre-event (October 1974 and July 1975, respectively) and 7 and 44 for the post-event time period (December 1976 and March 1977, respectively).  Results show metrical horizontal displacement (north-south direction) along a 25 km long East West sector of the Kilauea south flank. We show that the ground rupture is continuous with most portions of faults that have been reactivated. Locally, the displacement values we found are in good agreement with punctual EDM measurements. Several fault segments have been activated close to the shore and their extension were previously unnoticed. Interestingly, we observe a constant increase of the offset away from the epicenter in the West direction, from a few meters up to ~12 meters, west of the Hilina Pali road. The deformation turns out to be higher where the faults are oriented NE-SW (western sector) compared to E-W oriented structures. It also shows that the flank is strongly influenced by gravitational effect, typical from large landslide processes. This observation provides additional information to better understand the connection between the Hilina fault system and the basal detachment.  Episodic flank motions on volcanic islands are rare events and this work contributes to the overall comprehension of volcano flank instability elsewhere.

How to cite: Mannini, S., Ruch, J., Hollingsworth, J., Swanson, D., and Johanson, I.: Gravitational volcano flank motion imaged by historical air photo correlation during the M7.7 Kalapana earthquake (1975), Big Island, Hawaii, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12391, https://doi.org/10.5194/egusphere-egu22-12391, 2022.

Volcano-tectonic systems involve a relation between magma propagation and faulting that is fundamental in volcanology research. Earth’s upper crust is often modelled as homogeneous and elastic. However, fracturing and reactivation of pre-existing structures plays a key role in volcano-tectonic processes and magma propagation. Moreover, obliquity affects > 70% of Earth’s rifts. This study aims at investigating inherited structures’ role on magma propagation in extensional settings, subject to different degrees of opening obliquity.

We performed a detailed and extensive structural mapping based on UAV imagery and field observations in the North Volcanic Zone, choosing representative rift segments that have likely a cyclic nature and display different obliquity degrees. We selected four zones within the Askja and Bárðarbunga volcanic systems, delimited by the Fjallagjá graben to the North and the Holuhraun graben to the South. Structures progressively bend from an almost N-S orientation in the North to a rather NE-SW to the South, while the strain field orientation of the rift shows a constant extension vector’s azimuth of ~104°. Recently, the 2021 Fagradalsfjall volcano-tectonic event show an extreme case of high obliquity end-member system along the plate boundary.

We did a detailed morphostructural analysis of the processed imagery (~3 cm/px DEMs and ~2cm/px orthomosaics) and analysed fracture orientations, sense of opening and the effect of topography on the rift segments. The strength of the obliquity signal increases going from North (where no clear obliquity dominance is observed) to South (where Holuhraun shows distinct obliquity with a left lateral sense of shear), following the curvature of the overall rift segments. The processed imagery revealed typical structures related to volcano-tectonic processes, such as monoclines, open fractures, nested grabens with fault scarps that suggest reactivation, and intrusions oblique to the graben shoulders. For example, in the northern zone, we observe that eruptive fissures are ~ parallel to the main orientation of the plate boundary extension, but ~10°-20°consistently oblique to the enclosing graben shoulders.

Our observations help constraining the stress configuration and their evolution during intrusions.
The aim is to unveil the processes that govern magma propagation in a fractured crust at divergent plate boundaries from depth to the surface, which exert a fundamental influence on eruptions locations.

How to cite: Panza, E. and Ruch, J.: Obliquity and rifting: Interaction of faulting and magma propagation during volcano-tectonic events in North Iceland using UAV-based structural data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12760, https://doi.org/10.5194/egusphere-egu22-12760, 2022.

EGU22-12860 | Presentations | GMPV9.4

New data on Campanian Ignimbrite of southern Italy: changing paradigm for Campi Flegrei caldera and the Campanian volcanism 

Giuseppe De Natale, Christopher R.J. Kilburn, Giuseppe Rolandi, Claudia Troise, Renato Somma, Alessandro Fedele, Gianfranco Di Vincenzo, Roberto Rolandi, and Judith Woo

We present a new stratigraphy, inferred from several drillings carried out in the framework of the ICDP Campi Flegrei Deep Drilling Project , for the largest volcanic eruption in Europe since at least the Late Pleistocene. The eruption produced the Campanian Ignimbrite of southern Italy. It is conventionally believed to have triggered collapse of the large Campi Flegrei caldera, which, in turn, has been identified as a source for future ignimbrite volcanism. New borehole and radioisotopic data challenge this interpretation. They indicate that the Campanian Ignimbrite was erupted through fissures in the Campanian Plain, north of Campi Flegrei, and was not responsible for caldera collapse. The results are consistent with ignimbrite volcanism being controlled by a common magmatic system beneath the Campanian Plain. Understanding the dynamics of the whole plain is thus essential for evaluating the likelihood of similar future events.

How to cite: De Natale, G., Kilburn, C. R. J., Rolandi, G., Troise, C., Somma, R., Fedele, A., Di Vincenzo, G., Rolandi, R., and Woo, J.: New data on Campanian Ignimbrite of southern Italy: changing paradigm for Campi Flegrei caldera and the Campanian volcanism, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12860, https://doi.org/10.5194/egusphere-egu22-12860, 2022.

EGU22-13057 | Presentations | GMPV9.4

Joint GNSS-InSAR analysis of ground deformation on the eastern flank of Mount Etna. 

Francesco Carnemolla, Alessandro Bonforte, Fabio Brighenti, Pierre Briole, Giorgio De Guidi, Francesco Guglielmino, and Giuseppe Puglisi

Mount Etna is located on eastern Sicily on the border of the collision zone between the Eurasia and Nubia plate. The regional geodynamic framework is characterized by two superimposed regional tectonic domains: a compressional one oriented N-S and an extensional one oriented approximately WNW-ESE. These two domains, together with the volcano-tectonic one, generated a tectonic system which is unique in the world. It exhibits a complex system of faults prevalently on the eastern flank of the volcano, which is the most complicated in terms of interaction between the tectonic, volcano and gravitational processes. The eastern flank of Mount Etna is the most active area of the volcano in terms of deformation and seismicity, because the deformation rates are at least one order of magnitude greater than the surrounding area, due to the eastwards sliding of this flank.

The monitoring and analysis of the high deformation occurring on the eastern flank of Mount Etna is the keystone for understanding the volcano-tectonic dynamics that, apart from the tectonic and volcanic processes, it is paramount relevant because involves the instability of this flank in a densely inhabited area. In this context the Istituto Nazionale di Geofisica e Vulcanologia – Osservatorio Etneo (INGV-OE) created one of the most sophisticated and complete monitoring networks in the world in terms of number of multi-disciplinary station (seismic, geodetic, geochemistry). Since 2014, the GeoDynamic & GeoMatic Laboratory (GD&GM-LAB) of the University of Catania started to create many GNSS sub networks, belonging to the UNICT-Net, in order to determine the offsets occurring on the blocks of each fault of the eastern flank.

In order to have a complete analysis of deformation, INGV-OE and the GD&GM-LAB started to consider this area as an “open-air laboratory” where integrate GNSS and InSAR data with the twofold objective: to characterize the dynamic of this area for contributing to the volcanic hazard assessment and to identify precursor phenomena on shear structures analysing the relationship between kinematics, dynamics and volcano processes in the frame of the ATTEMPT INGV project.

How to cite: Carnemolla, F., Bonforte, A., Brighenti, F., Briole, P., De Guidi, G., Guglielmino, F., and Puglisi, G.: Joint GNSS-InSAR analysis of ground deformation on the eastern flank of Mount Etna., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13057, https://doi.org/10.5194/egusphere-egu22-13057, 2022.

Lava flows are recurring and widespread hazards that affect areas around active volcanoes, having the potential to cause significant social and economic loss. In the last decades, physics-based models of lava flows have been proven effective and powerful tools to forecast and assess the hazard posed by effusive events. These models require different input parameters, such as the physical properties of the fluid (e.g., melt compositions, water content, rheological law, thermal properties) and the topography of the terrain. A critical parameter in physical-mathematical modelling is the effusion rate, i.e. the rate at which lava is discharged. Lava effusion rate is variable in time, strongly controlling the emplacement and run-out distance of lava flows. Nevertheless, both for assessing long-term hazards and for monitoring efforts during on-going eruptions, effusion rate is assumed to be constant or to have a bell-shaped time-dependent behavior. Here we present an analysis of the time-averaged discharge rates (TADRs, i.e. the effusion rate averaged over given periods) estimated for recent flank eruptions at Mt. Etna volcano (Italy) in order to define a possible generalized effusion rate trend to be used for the physical modeling of lava flows. The temporal series of TADRs, derived from field measurements and satellite thermal imagery, were normalized in order to obtain homogeneous curves in duration and sampling times, reducing redundancies and improving data consistency. Our analysis indicates that most of the effusion rate curves for flank eruptions of Etna are characterized by a fast waxing phase with the peak occurring between the 0.5 and 29% of the total eruption time, followed by a progressive decrease in the waning phase. By using the median values associated to the occurrence of effusion peaks and to the slope variations of descending curves in the waning phase, we estimated an averaged curve that was used to run numerical tests by means of the physics-based GPUFLOW model. Different tests were performed considering how the “characteristic effusion rate curve” could impact single vent scenarios, as well as on short- and long-term hazard maps. Statistics on the final emplacements revealed variations up to 20%, confirming the key role of the effusion rate in controlling the development of lava flow fields.

How to cite: Zuccarello, F.: On the impact of the effusion rate trend for the assessment of lava flow hazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-484, https://doi.org/10.5194/egusphere-egu22-484, 2022.

EGU22-3035 | Presentations | GMPV10.4

A unified model for wind-blown volcanic umbrella clouds 

Frank Millward and Chris Johnson

Explosive volcanic eruptions release a rising plume of ash and gas into the atmosphere. Once such a plume reaches its altitude of neutral buoyancy, it spreads into an umbrella cloud, which is then distorted by the surrounding meteorological wind. At least four processes are important in governing the complex evolution of the umbrella cloud: buoyancy-driven spreading, turbulent skin drag, inertial drag at the advancing edge of the cloud, and the momentum of the cloud. Existing models have frequently assumed that just one of these drag forces is dominant. Here we present a model for the spread of an umbrella cloud in a crosswind, which is based on time-dependent partial differential equations that include all four key processes. The model confirms that spread far downstream is driven by a balance between turbulent drag and buoyancy. By including all four processes the transient behaviour of the cloud that occurs upwind of the drag-buoyancy regime can also be investigated. Our findings illustrate the fundamental differences between wind-blown umbrella clouds and those derived from an axisymmetric umbrella cloud approximation, and the consequent importance of accurate physical descriptions of the interaction between wind and umbrella clouds in volcanic ash dispersal models.

How to cite: Millward, F. and Johnson, C.: A unified model for wind-blown volcanic umbrella clouds, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3035, https://doi.org/10.5194/egusphere-egu22-3035, 2022.

EGU22-3045 | Presentations | GMPV10.4

The analog model, the numerical model and the Piton de la Fournaise : tale of a propagating dike 

Séverine Furst, Virginie Pinel, and Francesco Maccaferri

The transport of magma through the crust may sometimes result in volcanic eruptions at the surface, feeding a central conduit, opening fissures on the volcano flank, or at new locations in a volcanic field. Magma travels in the brittle crust by opening its way through the surrounding rock. In addition to the fracturation of the medium, the process of diking is also controlled by the magma flow, fluid-gas phase transitions, and the heat exchange. Representing the propagation of magmatic intrusions using analog and numerical model is essential to understand the physical processes occurring in nature and to mitigate the volcanic hazard linked to the emplacement of magmatic intrusions.

In this context, we performed analog experiments of air and silicon oil injections in a solidified gelatin block. Using three cameras, we monitored the propagation of the oil-filled cracks from the front, side and top views of the tank. The processing of time lapsed pictures enables to access the crack shape (dimension and orientation), trajectory and velocity. This analog modeling technique is routinely used to simulate magmatic dike propagation in the crust. Then, taking advantage of these well constrained experiments, we could validate a novel 2D boundary element model for crack propagation coupling brittle-elastic and fluid-dynamic equations. To do so, we initiate the input and boundary conditions of our numerical simulations, using gelatin and oil parameters from the analog experiments. The outputs of the model include the crack shape, trajectory, and velocity, that is computed according to an energy conservation equation, under the assumption that fluid viscous forces are limiting the crack propagation velocity. Numerical simulations are faced with the observations from our air and oil-filled crack propagation experiments. Eventually, we applied the numerical model to the 1998 magmatic intrusion at Piton de la Fournaise volcano (La Réunion Island), confronting the timing of the of the propagation with the migration of volcano-tectonic events.

How to cite: Furst, S., Pinel, V., and Maccaferri, F.: The analog model, the numerical model and the Piton de la Fournaise : tale of a propagating dike, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3045, https://doi.org/10.5194/egusphere-egu22-3045, 2022.

EGU22-4798 | Presentations | GMPV10.4

Adaptive volcanic modelling using Discontinuous Galerkin Methods 

Michel Bänsch and Jörn Behrens

Since the Eyjafjallajökull eruption in 2010, the volcanic modelling community has been focused on improving the prediction of ash dispersion and simulation of eruptive columns.
While many new and powerful numerical methods have been developed for Computational Fluid Dynamics (CFD) and Atmospheric Modelling, very few have been integrated into models for volcanic eruptions.
Conventional models usually lack high spatial resolution if the distance to the volcanic vent is large and (mostly) cannot represent shocks. Both of these problems need to be dealt with by using new CFD techniques.

In contrast to algorithms which are currently available in the volcanic modelling community,
this work focuses on implementing different spatial discretization methods - Discontinuous Galerkin Methods (DGM) instead of Finite Volume Methods or Finite Difference Methods - while also using Adaptive Mesh Refining (AMR) techniques.
This combination eliminates both resolution problems (due to AMR) and the lack of shock capturing (due to DGM).
Gas dynamics are described by either using the Euler or Navier-Stokes Equations while the AMR utilizes h-adaptivity with a suitable error estimation. 
Time-integration is performed with (explicit) Runge-Kutta (SSPRK or LSRK) methods.

We will present results that show the ability to model eruptions and present challenges that arise with both CFD and AMR approaches in volcanic modelling.

How to cite: Bänsch, M. and Behrens, J.: Adaptive volcanic modelling using Discontinuous Galerkin Methods, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4798, https://doi.org/10.5194/egusphere-egu22-4798, 2022.

EGU22-7109 | Presentations | GMPV10.4 | Highlight

A new machine learning-based data assimilation technique to detect volcanic unrest from tremor 

Társilo Girona and Corentin Caudron

Linking geophysical and geochemical observables with subsurface processes is crucial to detect volcanic unrest and better anticipate eruptions. One of the most important observables to monitor pre-eruptive volcanic activity is tremor, a more or less persistent, highly periodic, ground vibration recorded near active vents. Tremor is commonly being monitored in near real-time by volcano observatories to anticipate unrest, as it may emerge, or change properties, when subsurface pressure varies. For example, it has been observed that the dominant frequency of tremor may glide towards higher or lower values before eruptions; overtones may appear or disappear; and seismic amplitude may increase or decrease. However, similar variations can be also observed during quiescence and when activity decreases. This leads to the following questions: How does tremor actually reflect the overpressure of the subsurface? Can we infer when and where the pressure beneath active vents increases or decreases by monitoring volcanic tremor? In this work, we present a new data assimilation technique that combines new physics-based models of volcanic tremor with a machine learning-based inversion algorithm to track pressure changes beneath volcanic craters in near-real time. In particular, our inversion algorithm is based on a supervised random forest classifier trained with synthetic data, whereas our physics-based model extends from Girona et al. (2019) and is based on a stop-and-go mechanism, i.e., tremor is assumed to emerge when: (i) gas is supplied randomly to shallow levels of the volcanic plumbing system; (ii) accumulates temporarily beneath permeable caps (e.g., beneath a dome or in a leaky fracture); and (iii) transfers via permeable flow to the surface. Using this machine learning-based data assimilation technique, we find that the recent 2013 unrest phase of Kawah-Ijen volcano (Indonesia) was driven by a pressure increase in the subsurface of a factor 2-to-5. This technique is currently also being applied to unveil the pressure history of the shallow vents of Pavlof and Veniaminof volcanoes (Alaska). 

Girona, T., C. Caudron, C. Huber (2019). Origin of shallow volcanic tremor: the dynamics of gas pockets trapped beneath thin permeable media. J. Geophys. Res., doi: 10.1029/2019JB017482.

How to cite: Girona, T. and Caudron, C.: A new machine learning-based data assimilation technique to detect volcanic unrest from tremor, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7109, https://doi.org/10.5194/egusphere-egu22-7109, 2022.

EGU22-9221 | Presentations | GMPV10.4

Ground-based remote sensing and uncertainty analysis of the mass eruption rate associated with the 3-5 December 2015 paroxysm of Mt.Etna 

Luigi Mereu, Simona Scollo, Costanza Bonadonna, Franck Donnadieu, Valentin Freret Lorgeril, and Frank Silvio Marzano

Mt. Etna, in Italy, is one of the most active volcanoes in the world, whose explosive eruptions represent a serious threat to the nearby populations and producing various dangerous effects mainly on properties, crops and transports. During explosive eruptions, the real-time estimation of the mass eruption rate (MER) is challenging although crucial to mitigate the impact due to the erupted tephra. Microwave radar techniques at L- and/or X-bands, as well as thermal infrared imagery, can provide a reliable MER estimation in real-time. Using the Etna lava fountains of 3–5 December 2015 as test cases, we investigate the differences among different approaches to estimate the MER: i) the mass continuity approach (MCA); ii) the top plume approach (TPA); and iii) the surface flux approach (SFA). We also introduce a new approach, called the near source approach (NSA) that is based on the X-band radar data alone. Finally, we extend the volcanic advanced radar retrieval methodology to estimate for the first time the gas-tephra mixture density near the volcanic crater. The analysis allows us to identify the optimal real-time MER retrieval strategy, showing the potential and limitations of each method. We show that the MCA method, entirely based on the X-band radar data processing, is the best strategy with a percentage uncertainty in the MER estimation of 22.3%, whereas other approaches exhibit a higher uncertainty (26.4% for NSA, 30% for TPA, and 31.6% for SFA). We investigate and optimize the different strategies for the volume eruption rate (VER), total erupted mass and volume estimations (TEM and TEV, respectively) including their uncertainties. The MER retrieval methods, described and applied in this work, showed promising results that can be exploited to improve the tephra dispersal and fallout forecasts at Etna in near real-time. Further work might be devoted to explore new techniques, using low-cost sensors for the MER estimation and employing microwave radars as validation tools.

How to cite: Mereu, L., Scollo, S., Bonadonna, C., Donnadieu, F., Freret Lorgeril, V., and Marzano, F. S.: Ground-based remote sensing and uncertainty analysis of the mass eruption rate associated with the 3-5 December 2015 paroxysm of Mt.Etna, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9221, https://doi.org/10.5194/egusphere-egu22-9221, 2022.

EGU22-9587 | Presentations | GMPV10.4

Numerical simulation of air entrainment by three dimensional pyroclastic surge flow model 

Shungo Tonoyama and Takashi Nakamura

Pyroclastic currents, which composed by ash particles and small pyroclasts, is one of destructive ejecta produced during volcanic eruptions. The behavior of this hazardous fluid is still not revealed yet. In particular, dilute fluids called pyroclastic surge can expand and diffuse by entrainment of ambient air and has a possibility of danger. Due to lack of understanding about pyroclastic surge, current disaster prevention measures are inadequate in estimating the run-out distance and range. In recent years, several experiments on the pyroclastic flows have been conducted; however, to reproduce both high temperature and high velocity is quite difficult. Therefore, the numerical calculation is considered as the powerful tool to analyze their flow structures. Here, we applied the numerical model of a pyroclastic surge to the experimental investigation at Smithsonian Institute in order to examine the air entrainment. Our model is based on solving Navier-Stokes equation by finite-difference scheme, CIP-CUP method, and Smagorinsky model applied to turbulent mixing. In this study, pyroclastic surge is treated as a dilute turbulent suspension, and gas and particles are assumed to be well-mixed or have certain settlement velocity. We applied the 2D and 3D model to experiments and investigated the effects of turbulence and settlement. As a result of a series of simulations, we can reproduce the generation of head and wake and it has a strong relationship with mesh size. The large mesh cannot capture the wake at rear of head. Furthermore, the temperature change process by turbulent mixing is confirmed. The experimental data at PELE (the pyroclastic flow Eruption Large-scale Experiment) is also compared and discussed about the change in flow height.

How to cite: Tonoyama, S. and Nakamura, T.: Numerical simulation of air entrainment by three dimensional pyroclastic surge flow model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9587, https://doi.org/10.5194/egusphere-egu22-9587, 2022.

EGU22-9907 | Presentations | GMPV10.4

Timely mapping and quantification of the 2021 Etna lava flows through the exploitation of multi-sensors remote-sensing data 

Cristina Proietti, Massimo Cantarero, and Emanuela De Beni

Etna volcano has four summit craters that are characterized by periodic strombolian and lava fountaining episodes, often associated with lava flows. In the last years, the most active was the South East Crater that on 2021 produced more than fifty paroxysms that gave rise to lava flows rapidly propagating towards East, South, and South-West. Etna summit area is visited by thousands of tourists, especially in the summertime, thus it is important to evaluate the hazard related to lava flow emplacement. For this reason, we were urged to timely map the lava flows emplaced during each paroxysm whose frequency was as high as two events in 24 hours. This task has been accomplished through the integration of different remote sensing techniques, based on data availability and weather conditions. Several satellite images (Sentinel-2 MSI, Aster, Ecostress, Skysat, Landsat-8 OLI and TIRS) allowed us to map the lava flow field at spatial resolutions from 0.7 to 90 meters. Unoccupied Aerial System (UAS) surveys also allowed to acquire visible and thermal images, with high-spatial resolution, of the lava flows. Finally, thermal images acquired from the permanent network of cameras, managed by the Istituto Nazionale di Geofisica e Vulcanologia, were re-projected into the topography at 5-meter spatial resolution. The various remote sensing data enable the mapping of the lava flows and compiling a geodatabase that registers the main geometrical parameters (e.g. length, area, average thickness). The joint exploitation of remote-sensing data acquired through multi-sensors enabled, for the first time on Etna, to timely and accurately characterize frequently occurred effusive events.

How to cite: Proietti, C., Cantarero, M., and De Beni, E.: Timely mapping and quantification of the 2021 Etna lava flows through the exploitation of multi-sensors remote-sensing data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9907, https://doi.org/10.5194/egusphere-egu22-9907, 2022.

EGU22-9991 | Presentations | GMPV10.4

Volcano hazard monitoring using remote sensing techniques during the Cumbre Vieja volcano 2021 eruptive crisis 

Gaetana Ganci, Giuseppe Bilotta, Sonia Calvari, Annalisa Cappello, Luca D'Auria, Pedro Hernández, Nemesio M. Pérez, and Letizia Spampinato

On 19 September 2021, after about 50 years of quiescence, a new eruption started at Cumbre Vieja volcano (Canarias, Spain). The onset was preceded by a series of seismic swarms, the last one of which occurred on 11 September 2021. A system of eruptive fissures opened and multiple vents produced lava fountains, sustained ash columns, and lava flows that travelled over 5 km W to the sea, damaging hundreds of properties along their path. The eruption forced the evacuation of over 7,000 people and destroyed nearly 3,000 buildings, ending on 13 December, after 85 days.

We here detail the different phases of the eruption and describe and discuss the lava flow field structures and emplacement dynamics by using ground- and air-based thermal camera data as well as using multispectral satellite images. Indeed, the high temporal resolution of SEVIRI images - i.e. an image every 15 minutes - allowed tracking the lava flow development and provided an estimation of the effusion rate. Sentinel 2, Landsat 8 and PlanetScope images enabled mapping the active areas of the lava field and, thus to clearly depict the formation of lava tube systems promoting lava flow lengthening to the sea. Moreover, the satellite-derived data were used as input to the GPUFLOW model to produce near real time, short-term lava flow hazard maps.

How to cite: Ganci, G., Bilotta, G., Calvari, S., Cappello, A., D'Auria, L., Hernández, P., Pérez, N. M., and Spampinato, L.: Volcano hazard monitoring using remote sensing techniques during the Cumbre Vieja volcano 2021 eruptive crisis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9991, https://doi.org/10.5194/egusphere-egu22-9991, 2022.

EGU22-10168 | Presentations | GMPV10.4

Modelling of geophysical flows through GPUFLOW 

Giuseppe Bilotta, Gaetana Ganci, and Annalisa Cappello

Modelling and simulation of geophysical flows are crucial to the forecasting of the propagation extent and the assessment of the related hazards. Here we introduce a new physics-based model called GPUFLOW, which was born from our twenty years of experience in Fluid Dynamics (CFD) modelling of geophysical flows. GPUFLOW features an improved physical model for the thermal and rheological evolution of lava flows, support for debris flows without thermal dependency and a parallel implementation on graphic processing units (GPUs). We estimate the influence that the GPUFLOW input parameters have on flow emplacement through different synthetic test cases and demonstrate its reliability through the 2014 pyroclastic flow and the 2018 eruption occurred at Etna volcano. This work was supported by the INGV project Pianeta Dinamico funded by MIUR (“Fondo finalizzato al rilancio degli investimenti delle amministrazioni centrali dello Stato e allo sviluppo del Paese,” legge 145/2018), Tema 8 – PANACEA 2021.

 

How to cite: Bilotta, G., Ganci, G., and Cappello, A.: Modelling of geophysical flows through GPUFLOW, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10168, https://doi.org/10.5194/egusphere-egu22-10168, 2022.

Pyroclastic currents (PCs) are composed of hot mixtures of gas and pyroclastic particles, which travel at moderate to very high speed (tens to hundreds of m/s), under the effect of their density contrast with the surrounding atmosphere. They can be flowing over obstacles with ease but their pathway is often controlled by the topography they flow over. These characteristics make them one of the most dangerous and inaccessible to direct study, natural phenomena. For this reason, the use of numerical modeling could be one of the most useful tools to provide key quantitative information about their internal dynamics. In this study, we used the available data about Pozzolane Rosse ignimbrite (Colli Albani, Italy) caldera-forming, - 460 ka, 63 km3 DRE - to model source and flow dynamics with a depth-averaged model for inertial PCs. Numerical simulations allowed us to test the effects of 1) atmospheric air entrainment, by varying the Richardson number (), 2) the initial flow thickness, 3) initial flow velocity, 4) grain-size distribution, and 5) mixture density on PCs runout and thickness decay pattern. Model validation was performed by comparing i) model runout and field data; ii) the thickness of the deposit compared to the thickness of the model output with the distance; iii) the mass fractions of the different grain size classes for the actual deposit compared to the model output. Several simulations were carried out considering i) the influence of parameters h and v; ii) the density; iii) the temperature and iv) the topography. The results allowed us to understand and quantify the first-order variables that characterize flow propagation (runout) and thickness decay pattern, indicating that the depth-averaged model may be suitable to represent the dynamics of large PCs, such as those of the Pozzolane Rosse.

How to cite: Calabrò, L., Esposti Ongaro, T., de' Michieli Vitturi, M., and Giordano, G.: Reconstructing Pyroclastic Currents’ Source and Flow Parameters from Deposit Characteristics and Numerical Modelling: The Pozzolane Rosse Ignimbrite case study (Colli Albani, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11384, https://doi.org/10.5194/egusphere-egu22-11384, 2022.

EGU22-11576 | Presentations | GMPV10.4

The 2021 unrest at Vulcano: insights from ground-based and satellites observations 

Iole Serena Diliberto, Sophie Pailot Bonnètat, Andrew J.L. Harris, Philipson Bani, Victoria Rafflin, Guillame Boudoire, Alessandro Gattuso, Fausto Grassa, Benjamin Van Wyk de Vries, Giuseppe Bilotta, Annalisa Cappello, and Gaetana Ganci

By 2021, Vulcano, Aeolian Islands (Italy), experienced a dramatic increase in different monitoring parameters, including microseismicity, ground deformation, fumarole temperatures, and volatile emissions of steam, carbon, and sulfur dioxide. The volcanic unrest was noticeable in September 2021, causing the Civil Protection to raise the alert level from green to yellow on October 1st. Here we present a number of ground- and satellite-based thermal methodologies used to detect and characterize the change of state of the La Fossa hydrothermal system between January 2021 and January 2022. We analyzed: (i) the temperature and (ii) CO2 flux data acquired at 15 cm‐depth on a N-S profile N-S and grid in the geothermally heated area during three field surveys in June, September 2021 and January 2022; (iii) a time series acquired with a radiometer including temperatures and number of vents inside the fumarole field from 1994 to 2022; (v) thermal images acquired by a hand-held thermal camera during four field surveys in March, June and September 2021, plus January 2022; (v) nighttime multi-spectral satellite images acquired by ASTER, ECOSTRESS and VIIRS sensors from January 2021 to January 2022. Satellite images show a clear increase in the radiant heat flux/land surface temperature as well as in the number of thermally anomalous pixels, this thermal anomaly has been observed from mid-September. However, by combining ground and satellite techniques the starting point of this change can be tracked thermally from at least June 2021. Our experience suggests that the methods, essentially based on the thermal monitoring, could be used to herald upcoming crises. This method has been applied on a close conduit volcano and highlighted changes of trend in the solfataric release. Further tests, aiming to reduce (filter or define) the external effects on the land surface temperature, and to define the correlations with the long term monitoring data (either ground-based or by remote sensing) in this area, would assess a standardized methodology to monitoring the subtle, but diffuse fluid release. The assessed methodology could then be applied to other active hydrothermal systems, to herald thermal changes on the surface, related to the increasing energy released from a deep source.

How to cite: Diliberto, I. S., Pailot Bonnètat, S., Harris, A. J. L., Bani, P., Rafflin, V., Boudoire, G., Gattuso, A., Grassa, F., Van Wyk de Vries, B., Bilotta, G., Cappello, A., and Ganci, G.: The 2021 unrest at Vulcano: insights from ground-based and satellites observations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11576, https://doi.org/10.5194/egusphere-egu22-11576, 2022.

EGU22-12586 | Presentations | GMPV10.4

The 2021 Nyiragongo (DR Congo) eruptive crisis monitored by multi-sensor satellite remote sensing data 

Charles Balagizi, Gaetana Ganci, Elisa Trasatti, Cristiano Tolomei, and Lisa Beccaro

The 2021 Nyiragongo (DR Congo) eruption started on 22 May 2021, nineteen years after the last effusive eruption of 2002. The lava flows erupted from three vents, one East of the summit area and two along the southern slope, and produced two lava flows, the western of which inundated part of the Goma city, causing serious damages to population, buildings and infrastructures and stopped only at ~1 km from the Goma international Airport. Here we process a variety of satellite imagery, including visible, infrared and radar data, mapping the pre-eruptive phase, the evolution of the eruption and the post-eruptive phase. Most of the remote sensing data were acquired in the framework of Virunga Geohazards Supersite, which is part of the GEO-GSNL (Geohazard Supersite and National Laboratories) initiative. In particular we analysed: (i) Sentinel 1 (European Space Agency, ESA) and (ii) COSMOSkymed, CSK (Italian Space Agency, ASI) data providing displacement time-series and eruptive source model; (iii) Visible Infrared Imaging Radiometer Suite, VIIRS ( NASA/NOAA Suomi National Polar-orbiting Partnership) data at 375 m spatial resolution to provide thermal maps; (iv) different Pleiades (AIRBUS) triplets, at 0.5 m spatial resolution, to update the topography of the volcano.

Pre-eruptive 2020-2021 InSAR (Interferometric Synthetic Aperture Radar) analysis from Sentinel-1 and high resolution CSK data show a deflation of the summit area of Nyiragongo and Nyamuragira volcanoes amounting to few cm/yr Line of Sight (LOS). The syn-eruptive InSAR data evidence surface deformation of 70 cm LOS located South of Nyiragongo, in a wide area including the city of Goma and Lake Kivu. Modelling of the InSAR syn-eruptive data show a sub-vertical dike located from South Nyiragongo reaching Lake Kivu. The top depth is 1.5 km from the surface, and the volume variation is slightly less than 0.2 km3. Post-eruptive Sentinel-1 and CSK data showed deflation of the summit area of Nyiragongo, negative LOS surface deformation at Goma and lava cooling.

VIIRS data allowed us to see an increase in the size and temperature of the lava lake a few months before the eruption, and provided a first image of the erupted lava flow on 22 May 2021 at 22:47 GMT. Thanks to Pleiades imagery we could retrieve the lava flow area and by using a pre-eruptive topography we also provided an estimation of the erupted volumes.

Results highlight how the synergic use of multi-source, multi-temporal satellite imagery, along with innovative and automatic processing techniques, may be adopted for real-time hazard estimates in an operational environment especially in remote volcanoes with limited terrestrial networks.

This contribution is supported by the GEO-GSNL initiative and the H2020 Reliance project (grant agreement 101017501).

How to cite: Balagizi, C., Ganci, G., Trasatti, E., Tolomei, C., and Beccaro, L.: The 2021 Nyiragongo (DR Congo) eruptive crisis monitored by multi-sensor satellite remote sensing data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12586, https://doi.org/10.5194/egusphere-egu22-12586, 2022.

EGU22-12630 | Presentations | GMPV10.4 | Highlight

Multi-hazard assessment at Mt. Etna volcano, Italy 

Alexander Garcia, Laura Sandri, Jacopo Selva, Raffaele Azzaro, Giuseppe Bilotta, Stefano Branca, Mauro Coltelli, Salvatore D'Amico, Tomaso Esposti Ongaro, Gaetana Ganci, Luigi Mereu, Fabrizio Meroni, Vera Pessina, Cristina Proietti, Simona Scollo, and Annalisa Cappello

The effects of volcanic hazards can be quantified by applying new methods to provide support for rational decision-making. Mt Etna is one the most active volcanoes in the world, producing both effusive and explosive eruptions together with a very intense seismic activity, which significantly affect the territory and human society. We present the preliminary results obtained in the framework of the PANACEA project (INGV’s project “Pianeta Dinamico”, funded by the Italian Ministero dell’Università e la Ricerca, MUR) regarding the multi-hazard assessment around Mt Etna. These include: (i) the production of an updated spatio-temporal probability map of vent opening at Etna, using a procedure exploiting different Kernel functions (e.g. the exponential, Cauchy, and Gaussian functions), and testing volcanic deformation patterns to explore possible dynamic, structural conditioning on the vent opening process; (ii) the identification of a set of cascading effects scenarios that account for volcanic phenomena (i.e., volcanic unrest, seismicity, volcanic explosions, volcanic effusive events, lava flows, tephra/ballistic fall, and PDC), as well as other external hazards potentially linked in such chains (e.g., flooding, forest fires, etc.); and (iii) the identification of scenarios involving systemic impacts (e.g., impacts on the functionality or connectivity of networks).

How to cite: Garcia, A., Sandri, L., Selva, J., Azzaro, R., Bilotta, G., Branca, S., Coltelli, M., D'Amico, S., Esposti Ongaro, T., Ganci, G., Mereu, L., Meroni, F., Pessina, V., Proietti, C., Scollo, S., and Cappello, A.: Multi-hazard assessment at Mt. Etna volcano, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12630, https://doi.org/10.5194/egusphere-egu22-12630, 2022.

EGU22-13227 | Presentations | GMPV10.4

Dynamics of deep-submarine explosive eruptions 

Eric Newland, Nicola Mingotti, and Andrew Woods
Deposits from explosive submarine eruptions have been found in several deep-sea locations, with both flow and fall deposits of small clasts, 1-3mm, extending 1000’s m over the seafloor. Here we propose that after mixing with seawater, the erupting fragmented material typically forms a negatively buoyant fountain. To explore their dynamics, we present a simple numerical model to describe the evolution of the eruption column and series of laboratory experiments of turbulent particle-laden fountains rising through a stratified water column.  Our experiments show that at the top of the fountain, some of the erupted material collapses to the seafloor to form a pyroclastic flow. However, some of the buoyant water in the fountain may separate from the top of the fountain, to form a buoyant plume which can carry particles higher into the water column. Eventually this mixture will be arrested by the ambient stratification and intrudes into the water column. Subsequently, the particles settle from this intrusion to form a fall-type deposit. Quantification of the controls on the concurrent fall and flow deposits, and comparison with field observations, including from the 2012 eruption of Havre Volcano in the South Pacific, open the way to new understanding of submarine eruptions.

How to cite: Newland, E., Mingotti, N., and Woods, A.: Dynamics of deep-submarine explosive eruptions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13227, https://doi.org/10.5194/egusphere-egu22-13227, 2022.

EGU22-3569 | Presentations | GMPV9.3

Volcanically-triggered changes in glacier surface velocity 

Michael Martin, Iestyn Barr, Benjamin Edwards, Elias Symeonakis, and Matteo Spagnolo

Many (~250) volcanoes worldwide are occupied by glaciers. This can be problematic for volcano monitoring, since glacier ice potentially masks evidence of volcanic activity. However, some of the most devastating and costly volcanic eruptions of the last 100 years involved volcano-glacier interactions (e.g. Nevado del Ruiz 1985, Eyjafjallajökull 2010). Therefore, improving methods for monitoring glacier-covered volcanoes is of clear societal benefit. Optical satellite remote sensing datasets and techniques are perhaps most promising, since they frequently have a relatively high temporal and spatial resolution and are often freely available. These sources often show the effects of volcanic activity on glaciers, including ice cauldron formation, ice fracturing, and glacier terminus changes. In this study, we use satellite sources to investigate possible links between volcanic activity and changes in glacier velocity. Despite some studies reporting periods of glacier acceleration triggered by volcanic unrest, the potential of using the former to monitor the latter has yet to be investigated. Our approach is to observe how glacier surface velocity responded to past volcanic events in Alaska and Chile by applying feature-tracking, mostly using optical satellite imagery. The overall aim is to systematically track changes in the glacier velocity, with hope of improving volcano monitoring and eruption prediction. 

How to cite: Martin, M., Barr, I., Edwards, B., Symeonakis, E., and Spagnolo, M.: Volcanically-triggered changes in glacier surface velocity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3569, https://doi.org/10.5194/egusphere-egu22-3569, 2022.

As loci of the fresh formation of alkaline rock, volcanic islands are hotspots of geochemical activity. Collectively volcanic islands are responsible for approximately one third of the global long term CO2 drawdown from chemical weathering. Glaciers also form environments with substantial chemical weathering activity. Despite zero-degree temperatures, subglacial environments provide both freshly ground down mineral surfaces and highly dilute meltwaters, allowing chemical processes to occur at faster rates than in warmer settings where reactions occur near chemical saturation. Yet, the degree to which glaciation enhances weathering on volcanic islands has received relatively little study.

Beerenberg, Jan Mayen, Norway, is the world´s northernmost active stratovolcano. It is mostly glacierized, with 23 distinctly named glaciers descending from the top of the volcanic cone to the sea. Many of the Beerenberg glaciers release sediment-laden subglacial water, indicative of water-rock interaction in subglacial environments. In August 2021, we did a preliminary survey of the aqueous geochemistry and sediment composition of several subglacial outlets at Beerenberg’s largest glacier, Sørbreen. We also surveyed glacial surface streams, glacial ice and snow, non-glacial melt streams, springs, and proglacial lakes.

The subglacial waters of Sørbreen are strongly enriched in bicarbonate, with little chloride despite the marine location and only trace amounts of other anions. Cation composition is ~60% Na and K and 40% Ca and Mg by mole, suggesting a balance between divalent and monovalent cations reflective of local bedrock. Together this strongly suggests carbonation weathering of silicate minerals as the source of the vast majority of dissolved load in the subglacial waters. Non-glacial waters are more dilute and enriched in sea water derived ions (Cl, SO4, and Na) compared to subglacial waters.  

While a complete geochemical budget is not possible from our initial observations, these results imply that Beerenberg is a hot spot of chemical weathering. If our dissolved CO2 fluxes are representative of long-term averages, then atmospheric CO2 drawdown at Sørbreen is comparable to other glacierized mafic volcanic rock regions, such as those on Iceland and Disko Island. These atmospheric CO2 drawdown rates are approximately double the world average and a factor of five higher than the drawdown in non-glacierized high latitude regions.

How to cite: Graly, J., Engen, S., and Yde, J.: Preliminary Geochemical Assessment of the Subglacial Environment of Beerenberg, the World’s Northernmost Active Stratovolcano, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4743, https://doi.org/10.5194/egusphere-egu22-4743, 2022.

EGU22-6528 | Presentations | GMPV9.3

Pre-Holocene glaciovolcanism in the Katla area, south Iceland 

Rosie Cole, Magnús Gudmundsson, Birgir Óskarsson, Catherine Gallagher, Guðrun Larsen, and James White

The Katla volcanic system is one of the most productive in Iceland. Frequent basaltic and occasional silicic phreatomagmatic eruptions through the ice cap Mýrdalsjökull have provided a rich Holocene tephra record. Understanding of pre-Holocene eruptions and the thickness and extent of ice cover during glacial periods is much more limited.

We present eruption and emplacement models for three formations exposed on the flanks of the Katla volcano. Two are rhyolitic nunataks and one is an alkali basaltic sequence. These formations rise above the surrounding ice and topography, respectively, and show evidence for ice-confined emplacement, indicating their formation at a time when ice cover was thicker and more extensive.

Our models of each formation are based on field study, a photogrammetry survey, and major element geochemical analyses. The basaltic formation of Morinsheiði is an intercalated sequence of volcaniclastic rocks, pillow lavas and pillow breccias, entablature-jointed and lobate lavas, and more massive pahoehoe lava sheets, intruded by several dykes. The top of the sequence is a glacially eroded surface and it is bounded on all sides by deep valleys. The Enta nunatak is a kinked ridge or possibly two en-echelon ridges. A silicic volcaniclastic unit is intercalated with and intruded by fluidal and heavily jointed rhyolite lobes, spines and sheets. This formation is capped by a segment of crater wall composed of scoria. The Kötlujökull nunatak is tabular in shape, has a clastic base and is capped by jointed lava with lobate margins and breakout lobes descending the steep slopes.

Each formation exhibits evidence of multiple eruption styles in varying hydrological conditions, and at least for Morinsheiði a fluctuating water level. These are the preliminary results from the project “SURGE: Uncapping subglacial eruption dynamics and glacier response”, which aims to better understand the relative influences of magma chemistry, eruption style and glacial conditions on meltwater production and retention, glacial response, and the feedback effects for continued eruptions. These models, combined with new 40Ar-39Ar dating of the lavas, will also provide greater insight into the form of Katla and the glacial conditions that prevailed during the late Pleistocene.

How to cite: Cole, R., Gudmundsson, M., Óskarsson, B., Gallagher, C., Larsen, G., and White, J.: Pre-Holocene glaciovolcanism in the Katla area, south Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6528, https://doi.org/10.5194/egusphere-egu22-6528, 2022.

EGU22-8641 | Presentations | GMPV9.3

The Bláfjall tuya in North Iceland, morphological characteristics and effect of ice flow and icesheet slope on edifice form  

Anna Margrét Sigurbergsdóttir and Magnús Tumi Gudmundsson

Tuyas are basaltic to intermediate glaciovolcanic edifices, formed in a body of meltwater within an ice sheet, in an ocean or a lake. The most common tuya stratigraphy consist of a lowermost layer or a mound of pillow lava, overlain by hyaloclastite tuffs and capped by a layer of subaerially-formed, horizontally bedded, lava flows. The parts of the lava flows more distant from the vent are built on flow-foot breccias, with the transition from subaerially-formed lava flows and breccias being a distinct stratigraphic boundary: the passage zone. The elevation of the passage zone marks the water level in the englacial lake into which the evolving tuya was built. At many locations the elevation of the passage zone appears to vary considerably from one location on a tuya to another. Some tuyas are elongated. One idea is that the elongation is predominantly in the direction of ice flow at the time of eruption.

By studying tuyas through aerial photography, satellite imagery and ground observations, the edifices variations in the elevation of the passage zone can be studied. This provides information on the eruption processes and environmental conditions at the time of formation.  We have analyzed the variation of passage zone elevation with distance along strike of a selected set of tuyas in Iceland. These include Bláfjall, located in Northern Iceland. It was formed within a Pleistocene ice sheet a continuous, prolonged eruption, or in a series of eruptions, closely spaced in time. The lava cap reaches a maximum thickness of approximately 100 m but is only a few meters to a few tens of meters thick on average, showing clear signs of influence from the ice sheet. Apparently, both the thickness of the ice sheet and the direction of ice flow direction exerted major control on the height and elongation of the Bláfjall tuya. The eruption took place well to the north of the ice divide at the time, and the flow of ice was predominantly from south to north, with the elongated structure of the tuya oriented parallel to the flow of the ancient glacier. The thickness of the lava cap is greatest in the north part and generally decreases towards south. This is despite the fact that the elevation of the mountain increases southwards. This indicates that the northern part is mostly formed by an advancing lava delta, propagating in the direction of ice flow and that the level of the water body present at the end of the advancing lava delta become progressively lower towards north. This suggests a sloping ice sheet at the time of formation, or possibly a receding ice sheet, leading to gradual thinning with time as the eruption progressed.   

How to cite: Sigurbergsdóttir, A. M. and Gudmundsson, M. T.: The Bláfjall tuya in North Iceland, morphological characteristics and effect of ice flow and icesheet slope on edifice form , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8641, https://doi.org/10.5194/egusphere-egu22-8641, 2022.

EGU22-8667 | Presentations | GMPV9.3

Tephra layer formed in the 1996 eruption of Gjálp, Iceland 

Irma Gná Jóngeirsdóttir, Magnús Tumi Gudmundsson, and Gudrún Larsen

Gjálp is a hyaloclastite ridge situated beneath the western part of the ~8000 km2 Vatnajökull ice cap, located midway between the subglacial calderas of Grímsvötn and Bárdabunga volcanoes. The tephra erupted at Gjálp has affinities fitting with the Grímsvötn volcanic system while the associated seismicity and unrest preceding the eruption suggest that the eruption was caused by lateral magma flow from Bárdarbunga.  Eruptions occurred at Gjálp in 1938 and 1996 but only the 1996 eruption is thought to have broken through the ice. The 1996 eruption was first detected on the 30th of September at about 22:00 GMT by the onset of seismic tremor; the following day heavily crevassed ice cauldrons were noticed. Around 30 hours after detection of the tremor the eruption broke through the ice sheet. The eruption lasted for 13 days, during which a 6-7 km long subglacial, hyaloclastite ridge was formed. The subglacial eruption melted large volumes of ice that accumulated within the Grímsvötn caldera until early November, when it was released in a major jökulhlaup, destroying bridges and damaging roads. In comparison with the subglacial eruption the subaerial part was relatively modest. The style of activity was mostly Surtseyan and the tephra erupted is mildly intermediate in composition.

The tephra fall began on October 2 and continued intermittently until October 13. The first tephra was seen at 05:18 on October 2. By 08:50 the largest explosions threw tephra about 1 km above the ice surface and the plume rose to 4-4.5 km above sea level. This tephra was carried north and north-northeast across North and Central Iceland and was detected as far as 250 km from source. On October 3 the plume was reported to have reached 8-9 km a.s.l. Tephra was also dispersed to the east and south and most of the tephra accumulated on the Vatnajökull glacier. During the eruption, repeated snow fall caused layering within the tephra deposit. In the following year samples were collected from the tephra fall area on the glacier. These consist mostly of snow cores with tephra thickness ranging from dm to mm. The samples were processed to estimate the tephra volume and to create a dispersal and isopach map. The tephra layer deposited on the glacier is volumetrically only a few percent of the bulk volume (~0.7 km3) of the subglacial ridge formed in the 1996 eruption.

How to cite: Jóngeirsdóttir, I. G., Gudmundsson, M. T., and Larsen, G.: Tephra layer formed in the 1996 eruption of Gjálp, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8667, https://doi.org/10.5194/egusphere-egu22-8667, 2022.

EGU22-8751 | Presentations | GMPV9.3 | Highlight

The causes of unexpected jökulhlaups, studied using geothermal reservoir modelling 

Hannah Iona Reynolds, Magnús T. Gudmundsson, and Thórdís Högnadóttir

Jökulhlaups (glacier outburst floods) are considered the most common type of volcanic hazard in Iceland, and result from the accumulation of meltwater during long-term geothermal activity beneath glaciers, or very rapid melting over a short period of time. Jökulhlaups may occur without visible precursors or prior warning, varying in size from being persistent leakage to floods that have caused considerable damage like the jökulhlaups in Múlakvísl and Kaldakvísl in July 2011. Little has been known about the onset time of water accumulation/melting, whether water accumulated before it was released, and how these events are related to intrusion of magma. This study categorises known ice cauldrons within Icelandic glaciers based on their volume, rate of formation, and longevity. Geothermal reservoir modelling was then used to explore possible heat sources which generate the cauldrons. Five scenarios were simulated: (1) Subglacial eruption – freshly erupted magma in direct contact with the ice at the glacier base; (2) Intrusion into homogeneous bedrock - magma intrudes into a bedrock of homogeneous properties; (3) Intrusion into high permeability channel – similar to scenario (2) but a high permeability channel extends from the intrusion to the glacier-bedrock boundary, e.g. zone of high permeability at a caldera fault; (4) Sudden release of pressure – a hot reservoir is topped by caprock, with a high permeability pathway from depth up to the glacier-bedrock boundary, representing a sudden breach of a pressurised reservoir; and (5) Intrusion into a very hot reservoir – similar to scenario (3) but the reservoir is near boiling point, from previous repeated intrusive activity. This work improves our understanding of sudden and unexpected jökulhlaups, which is helpful for hazard assessments and response plans for unrest in glaciers near inhabited areas, tourist spots, and power plants. 

How to cite: Reynolds, H. I., Gudmundsson, M. T., and Högnadóttir, T.: The causes of unexpected jökulhlaups, studied using geothermal reservoir modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8751, https://doi.org/10.5194/egusphere-egu22-8751, 2022.

EGU22-8774 | Presentations | GMPV9.3

The role of volcanic particle thermal conductivity, density, and porosity in influencing ice melt. 

Katie Reeves, Jennie Gilbert, Stephen Lane, and Amber Leeson

Volcanoes can generate pyroclastic material that is deposited on ice and snow surfaces. However, a range of particle properties and spatial distribution of layer thicknesses are associated with deposition of volcanic material1. This can modify the thermodynamic behaviour and optical properties of clean ice. Typically, thin layers of particles (i.e. in ‘dirty’ ice conditions) can increase ice ablation, whilst thick layers of particles (i.e. in ‘debris-covered’ conditions) can hinder ablation2. Therefore, the state of ice is an important control on the energy balance of an ice system. 20.4% of Earth’s known Holocene volcanoes are associated with glacier or permanent snow cover3, and so it is crucial to understand how volcanic material interacts with ice systems to (1) better understand the evolution of debris-covered and dirty ice in general and (2) forecast future ice-melt scenarios at individual ice-covered volcanoes.

We present laboratory experiments that systematically reviewed the impact of volcanic particles of a range of compositions and properties (e.g. thermal conductivity, diameter, density, and albedo) on ice. Experiments assessed single particles and a scattering of particles on optically transparent and opaque ice, subjected to visible light illumination from a light emitting diode in a system analogous to dirty ice. Automated time-lapse images and in-person observations captured the response of particles and ice to radiation. Particles investigated included trachy-andesitic cemented ash particles from Eyjafjallajökull (Iceland), basaltic-andesitic scoria from Volcán Sollipulli (Chile), and rhyolitic pumice from Mount St. Helens (USA).

The experiments provided insight into some of the processes associated with volcanic particle interaction with ice. Results demonstrated that all volcanic particles with varying albedos induced ice melt and drove convection systems within the meltwater. This convection resulted in indirect heating beyond the immediate margins of the particles. The particles additionally lost finer grained fragments to meltwater, further driving ice melt through the addition of multiple absorbing surfaces within the ice system. This demonstrated that volcanic particles have the capability to melt ice very effectively in dirty ice conditions. In all experiments, the particles had a low thermal conductivity (relative to ice), although the density differed between particle types. Our experiments showed that the porosity and density of a volcanic particle can dictate the behaviour of particle-ice interaction; a dense particle can melt downwards through the ice (in similarity with the behaviour of iron-based meteorites4), whilst a less dense particle can become buoyant in meltwater, resulting in an extensive area of surface melt.

1. Möller et al. (2018), Earth Syst. Sci. Data, https://doi.org/10.5194/essd-10-53-2018

2. Fyffe et al. (2020), Earth Surf. Process. Landforms, DOI: 10.1002/esp.4879

3. Curtis and Kyle (2017), Journal of Volc. And Geo. Research http://dx.doi.org/10.1016/j.jvolgeores.2017.01.017

4. Evatt et al. (2016), Nature Comms., DOI: 10.1038/ncomms10679

How to cite: Reeves, K., Gilbert, J., Lane, S., and Leeson, A.: The role of volcanic particle thermal conductivity, density, and porosity in influencing ice melt., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8774, https://doi.org/10.5194/egusphere-egu22-8774, 2022.

EGU22-10002 | Presentations | GMPV9.3

Characterization of alteration minerals in Deception Island (Antarctica): implications for the dynamics of the current hydrothermal system 

Raquel Arasanz, Oriol Vilanova, Adelina Geyer, Meritxell Aulinas, Jordi Ibañez-Insa, Antonio M. Álvarez-Valero, Helena Albert, and Olga Prieto-Ballesteros

Hydrothermal systems, commonly developed in volcanic calderas, play an important role on the type and location of the post-caldera volcanic activity. The hydrothermal alteration and mineral precipitation can modify the physical properties and mechanical behaviour of the affected rocks, with the progressive alteration facilitating the occurrence of phreatic or hydrothermal explosive eruptions. Deception Island (South Shetland Islands) is one of the most active volcanoes in Antarctica, with more than 20 eruptions and three documented unrest periods over the past two centuries. The island consists of a composite volcano with an 8.5 x 10 km centrally located caldera dated at c. 8,300 years, according to paleomagnetic data, and 3,980 ± 125 calibrated years before the present (cal yr BP) based on tephrochronology, sedimentological studies and 14C dating. After the caldera-forming event, volcanic activity has been characterized by monogenetic magmatic and phreatomagmatic eruptions located around the caldera rim. Also, a hydrothermal system developed in the Port Foster area, although no detailed study has been done so far. The aim of this work is to shed further light in the dynamics of Deception Island hydrothermal system by studying several representative samples of magmatic rocks. A detailed petrographic study and a characterization of primary and secondary minerals have been carried out. The presence of secondary minerals and the palagonite alteration in the Fumarole Bay Formation suggest that the alteration of the samples took place under conditions of low water/rock ratios, basic pH and temperatures below 200 °C. The secondary minerals from the Basaltic Shield Formation samples may be indicative of fluids with temperatures higher than 200 °C and richer in CO2. Finally, the physical changes observed in the samples of this study lead to the conclusion that the investigated areas of the Fumarole Bay Formation are more likely to host hydrothermal or phreatic explosive eruptions, compared to the Basaltic Shield Formation zones.

This research is part of POLARCSIC research initiatives and was partially funded by the MINECO grants POSVOLDEC(CTM2016-79617-P)(AEI/FEDER-UE) and VOLGASDEC (PGC2018-095693-B-I00)(AEI/FEDER, UE) and the grant PID2020-114876GB-I00 funded by MCIN/AEI/ 10.13039/501100011033 and, as appropriate, by “ERDF A way of making Europe”, by the “European Union” or by the “European Union NextGenerationEU/PRTR”. This research is also supported by the PREDOCS-UB grant.

How to cite: Arasanz, R., Vilanova, O., Geyer, A., Aulinas, M., Ibañez-Insa, J., Álvarez-Valero, A. M., Albert, H., and Prieto-Ballesteros, O.: Characterization of alteration minerals in Deception Island (Antarctica): implications for the dynamics of the current hydrothermal system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10002, https://doi.org/10.5194/egusphere-egu22-10002, 2022.

EGU22-10267 | Presentations | GMPV9.3

Pyroclastic Density Currents Over Ice: An Experimental Investigation of Microphysical Heat Transfer Processes 

Amelia Vale, Jeremy Phillips, Alison Rust, and Geoff Kilgour

Pyroclastic density current (PDC) interactions with ice are common at high altitude and latitude stratovolcanoes. When PDCs propagate over ice, melt and steam are generated. The incorporation of melt and steam into PDCs can alter the flow dynamics by reducing friction at the particle-ice interface and between individual particles. Melt incorporation can also transform a PDC into an ice-melt lahar. The hazardous and temporally unpredictable nature of these flows limits field observations. Conceptual models of PDC-ice interactions for hazard assessment and modelling exist, but quantifications of the microscale physical processes that underpin these interactions are limited. We use experiments to characterise the melting and friction reduction that occur when PDCs are emplaced onto ice.

In experiment set one, a heated particle layer was rapidly emplaced onto a horizontal ice layer contained within an insulated beaker 7.3 cm in diameter. The particle types used were glass ballotini, crushed pumice, and Ruapehu PDC samples, covering a diverse range of grain characteristics. The particle layer was varied in thickness up to 45 mm and across temperatures up to 700 °C. In each experiment, the mass of melt and steam were quantified, and the time evolution of temperature through the particle layer was measured.

Across all particle types, increasing particle layer mass (therefore layer thickness) and temperature increased melt and steam production. However, Ruapehu and pumice melt masses showed greater sensitivity than ballotini to particle temperature for any given layer thickness. Conversely, steam production was greater for the ballotini for any given layer thickness and was more sensitive to ballotini particle temperature.

Localised steam escape, fluidisation, capillary action, and particle sinking, were observed to varying extents in the experiments. These phenomena caused melt to be incorporated into the particle layer. The rate of increase in melt generation decreases with increasing particle layer thickness. This is due to increasing steam production, the increasing temperature of incorporated meltwater, energy losses to the atmosphere, and alterations to the bulk particle diffusivity.

Experiment set two characterised the mobility of particles over frozen and non-frozen substrates. Pumice and Ruapehu particles of varying temperature and layer thickness were poured into a 4.5 cm diameter alumina tube, which was rapidly lifted, allowing the particles to radially spread over the substrate. This configuration has been widely studied in experiments on granular flow mobility. The initial and final aspect ratios of the particle layer were measured, and conform to a power-law form previously interpreted as showing that frictional interactions are only important in the final stages of flow emplacement. Enhanced particle layer mobility over ice was only observed for Ruapehu particles above 400 °C, which we interpret to be due to fluidisation of the particles by rising steam. This is consistent with experiment set one, where Ruapehu particles produced more steam than pumice, and were often fluidised above 400 °C.

Experimental data will be used to calibrate surface flow hazard models for PDC runout and lahar generation, enabling prediction of PDC-ice interaction hazards. These models will be tested at Mt. Ruapehu, New Zealand. 

How to cite: Vale, A., Phillips, J., Rust, A., and Kilgour, G.: Pyroclastic Density Currents Over Ice: An Experimental Investigation of Microphysical Heat Transfer Processes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10267, https://doi.org/10.5194/egusphere-egu22-10267, 2022.

EGU22-12210 | Presentations | GMPV9.3

Characterising ice-magma interactions during a shallow subglacial fissure eruption: northern Laki, Iceland, a case study 

Catherine (Kate) Gallagher, Magnús Tumi Gudmundsson, Thorvaldur Thordarson, Bruce Houghton, Birgir Óskarsson, Robert Askew, Rosie Cole, William Moreland, Valentin Troll, and Guðrún Þorgerður Larsen

Iceland has the largest variety of subglacially formed volcanic edifices worldwide, given the extensive glacial cover during the Pleistocene and its frequent volcanic activity. As substantial parts of the volcanic zones are presently ice-covered, eruptions beneath glaciers are common.

 

Phreatomagmatic activity and flood deposits have been hypothesised for shallow subglacial fissure eruptions, at or within a glacial margin. However, to date, no historical examples that did not immediately break through the ice, resulting in dry magmatic activity, have been directly observed. Also, at dynamic ice-margin settings, no extensive resultant formations from shallow subglacial fissure eruptions formed in older historic eruptions have been studied until now. 

 

The final fissure from the 1783–84 CE Laki basaltic flood lava event in the Síða highlands of Iceland, fissure 10, provides a perfect natural laboratory to understand the eruptive dynamics of a shallow subglacial or intraglacial fissure eruption. Fissure 10 is a 2.5 km long formation, which constitutes the final phase of activity on the 29 km long Laki crater row, formed as eruptive activity from the Laki eruption propagated under Síðujökull, an outlet glacier from the Vatnajökull ice-cap. The resultant eruptive sequences display evidence of the increasing influence of ice when traced along strike from SW to NE, with the eruption transitioning to a predominantly phreatomagmatic phase with increasing degrees of lateral confinement. The sequence is dominated by volcanoclastic units, formed by multiple phreatomagmatic and magmatic phases suggestive of fluctuating water levels, intercalated with hackly jointed intrusions, hackly jointed lobate lava flows and debris flows. Repeating units of agglutinated spatter and spatter-fed lava flows cap the sequence, suggesting decreasing influence of external water with stratigraphic height and towards the end of the fissure’s eruptive activity. A thin layer of glacial till coats the top of the fissure 10 sequences. The margin of Síðujökull has since fully receded from the formation.

 

Our model for the eruptive dynamics of the northern Laki fissure 10 formation is based on field mapping, a drone photogrammetry survey, petrological observations and EMP analysis of glassy tephra and lava selvages to gain a full understanding of the activity and how eruptive activity progressed. The Laki eruption benefits from a wealth of previous studies on the magmatic phases from the other 9 subaerially eruptive fissures, to the SW of fissure 10, allowing for the effects of the glacier on this fissure’s activity to be isolated and defined.

 

Fissure 10 allows for an approximate reconstruction of the ice margin and glacier slope at the time of eruption, adding valuable information on the extent of the glaciers in SW-Vatnajökull in the late 18th century, and during the Little Ice Age. These shallow subglacially erupted deposits are the only fully accessible intraglacial eruptive vents, from a known historical eruption, on Earth. Detailed mapping and petrological analysis of deposits like these is important for interpreting landforms in paleo-ice margins, where transitional activity occurs.

How to cite: Gallagher, C. (., Gudmundsson, M. T., Thordarson, T., Houghton, B., Óskarsson, B., Askew, R., Cole, R., Moreland, W., Troll, V., and Larsen, G. Þ.: Characterising ice-magma interactions during a shallow subglacial fissure eruption: northern Laki, Iceland, a case study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12210, https://doi.org/10.5194/egusphere-egu22-12210, 2022.

EGU22-12717 | Presentations | GMPV9.3

Volcano-ice interaction:  The empirical constraints derived from eruptions in Iceland in the period 1918-2015 

Magnus Tumi Gudmundsson, Thórdís Högnadóttir, Eyjólfur Magnússon, Hannah I Reynolds, Guðrún Larsen, and Finnur Pálsson

Eruptions where glacier ice has a significant effect on the style of activity occur in some parts of the world, notably the Andes, Alaska, parts of Antarctica and Iceland.  Due to its northerly latitude and considerable ice cover within the volcanically active zones, about 50% of all eruptions in Iceland occur within glaciers, which is about 15 such eruptions per century.  In the last 25 years, six such confirmed eruptions have taken place while only one minor confirmed eruption occurred in the period 1938-1996.  This is due to the episodic nature of activity in the volcanoes covered by the 7900 km2 Vatnajökull ice cap, with a new period of high activity starting with the Gjálp eruption of 1996.   Contemporary observations have therefore provided considerable empirical data on these events.  These data include glacier thickness prior to eruptions, ice cauldron development, glacier flow perturbations, melting rates and transitions from fully subglacial to explosive/partly subaerial eruptions.  In addition, some data exist that constrains the volcano-ice interaction in the eruptions of Katla in 1918, Grímsvötn in 1934 and 1983, Gjálp in 1938 and Hekla in 1947.  The majority of these events were basaltic.  However, at least two eruptions that had an initial fully subglacial phase (Gjálp 1996, Eyjafjallajökull 2010) were of intermediate composition.  The volume of subglacially-erupted magma ranged from a few million m3 to 0.45 km3 (DRE), initial ice thicknesses ranging from 50 to 750 m, and melted ice volumes between 0.01 km3 to 4 km3.  Combined, the data from the eruptions of the last 100+ years, provides important constraints on heat transfer rates, the rate of penetration of eruptions through ice, glacier response to eruption, and the potential for generation of jökulhlaups and lahars.  Post-eruption observations in Grímsvötn have revealed that craters formed in eruptions that break through the glacial cover can be partly built on ice.  These tend to be highly transient features due subsequent melting and ice movement.  Surface melting of ice by pyroclastic density currents has occurred in Iceland, but this type of activity has in the recent past mostly been confined to the occasional sub-Plinian to Plinian eruptions in e.g. Hekla volcano.   However, there are indications that such activity has played an important role in some relatively rare large Plinian eruptions at ice covered volcanoes in Iceland, as observed in e.g. Alaska and the Andes.

How to cite: Gudmundsson, M. T., Högnadóttir, T., Magnússon, E., Reynolds, H. I., Larsen, G., and Pálsson, F.: Volcano-ice interaction:  The empirical constraints derived from eruptions in Iceland in the period 1918-2015, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12717, https://doi.org/10.5194/egusphere-egu22-12717, 2022.

EGU22-2674 | Presentations | GMPV9.1

Swarm seismicity illuminates stress transfer prior to the 2021 Fagradalsfjall eruption, Iceland 

Tomas Fischer, Pavla Hrubcová, Ali Salama, Jana Doubravová, Josef Horálek, Thorbjorg Agustsdottir, Egill Gudnason, and Hersir Gylfi

 

The 6 months long effusive volcanic eruption of 19 March 2021 at Fagradalsfjall, Reykjanes Peninsula, Iceland was preceded by an intensive earthquake swarm lasting one month, with several earthquakes exceeding ML 5. We analyse seismic data recorded by the Reykjanet local seismic network to trace the processes leading up to the eruption in order to understand the relation between seismic activity and magma accumulation.

 

The precise relocations show that the seismicity is located in two clusters in the depth range of 1-6 km. A NE-SW trending cluster maps the dyke propagation; a WSW-ENE trending cluster follows the plate boundary. In comparison, we relocated the preceding earthquake swarms of 2017, 2019 and 2020 and found that they form two branches along the plate boundary, coinciding with the 2021 WSW-ENE trending cluster. These branches form a stepover of about 1 km offset, forming a pull-apart basin structure at the intersection with the dyke. This is the exact location of the eruption site, which shows that magma erupted at the place of crustal weakening.

 

The 2021 earthquake swarm initiated by a ML 5.3 earthquake on 24 February, which triggered the aftershocks along the plate boundary and in the dyke segment, both occurring in an area of elevated Coulomb stress. The swarm seismicity shows complex propagation of the dyke, which started at its northern end, migrated south-westward and then jumped back to the central part where the effusive eruption eventually took place. The strike-slip focal mechanisms of the larger magnitude events, with N-S striking fault planes, are interpreted as right-lateral antithetic Riedel shears that accommodate the left lateral slip along the plate boundary. The fact that both seismic and magmatic activities occur at the same location shows that the past seismic activity weakened the crust in the area of the eruption site. We show that the ML 5.3 earthquake on 24 February 2021 triggered the whole seismic swarm and perturbed the magma pocket which eventually led to the 19 March Fagradalsfjall eruption.

 

How to cite: Fischer, T., Hrubcová, P., Salama, A., Doubravová, J., Horálek, J., Agustsdottir, T., Gudnason, E., and Gylfi, H.: Swarm seismicity illuminates stress transfer prior to the 2021 Fagradalsfjall eruption, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2674, https://doi.org/10.5194/egusphere-egu22-2674, 2022.

EGU22-3140 | Presentations | GMPV9.1

Crater Rim Collapses Affect the Lava Fountaining Frequency during the Fagradalsfjall Eruption, Iceland 2021 

Eva P. S. Eibl, Thorvaldur Thórðarson, Ármann Höskuldsson, Egill Á. Gudnason, Thoralf Dietrich, Gylfi Páll Hersir, and Thorbjörg Ágústsdóttir

The Fagradalsfjall eruption on the Reykjanes peninsula, Iceland, lasted from 19 March to 18 September 2021. While it continuously effused lava at the beginning, it opened up 7 further vents in April and focused the activity from late April on Vent 5. Surprisingly the continuous effusion changed to pulses of lava effusion (as lava fountains or vigorous overflow) between 2 May and 14 June that was seismically recorded as tremor pulses. We examined the frequency of 6939 lava fountaining pulses based on seismological data recorded at NUPH at the SE corner of Núpshlíðarháls 5.5 km southeast of the active vent.

We subdivide the time period into 6 episodes based on sudden changes in the pattern. In this presentation we present the different fountaining patterns and systematic changes and discuss their origin. Our comparison with vent height, vent stability and lava effusion style, led us to conclude that the changes in the pulsing behaviour might be caused by collapses from the crater walls. The system is clearly unstable and evolving with time.

How to cite: Eibl, E. P. S., Thórðarson, T., Höskuldsson, Á., Gudnason, E. Á., Dietrich, T., Hersir, G. P., and Ágústsdóttir, T.: Crater Rim Collapses Affect the Lava Fountaining Frequency during the Fagradalsfjall Eruption, Iceland 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3140, https://doi.org/10.5194/egusphere-egu22-3140, 2022.

EGU22-3149 | Presentations | GMPV9.1

Shallow conduit processes and sulfur release in the phreatomagmatic stages of the 1211 CE Younger Stampar eruption, Iceland 

Jacqueline Grech Licari, William M. Moreland, Thorvaldur Thordarson, Bruce F. Houghton, and Enikö Bali

The 2021 Fagradalsfjall basaltic eruption in Iceland was effusive, but a different eruptive scenario could have unfolded if its location had been shifted a few kilometres to the south to an offshore setting. Namely a shallow marine event similar to the phreatomagmatic stages of the 1211 CE Younger Stampar eruption. The 1211 CE eruption was the initial event of the 1211-1240 Reykjanes Fires and its first stage was a Surtseyan eruption just offshore of the point of Reykjanes. It constructed the ~0.006 km3 Vatnsfellsgígur tuff cone that featured a short-lived dry phase towards the end. A second phreatomagmatic stage took place ca. 500 m off the current Reykjanes coastline to produce the larger Karlsgígur tuff cone (~0.044 km3), with a combined cone/tephra volume of ~0.15 km3. Later, the activity migrated onshore onto a 4km-long fissure with an effusive eruption that generated the Yngri-Stampar crater row and associated lava flow fields. The Vatnsfellsgígur and Karlsgígur tuff cones consist of alternating pyroclastic surge-tephra fall units, intercalated with units formed by simultaneous deposition from surge and fall. The 3.5m-thick Vatnsfellsgígur section is composed of 8 units, whereas the 5.5m-thick Karlsgígur section consists of 9 units. Chemical analysis reveals that the cones are tholeiitic basalt (MgO 6.0-7.5 wt%) with sporadic olivine phenocrysts (Fo78 to Fo84) and dispersed plagioclase macrocrysts with core composition of An87 to An91. Two compositionally distinct groups of plagioclase-hosted melt inclusions are identified: one with composition comparable to the host magma and another more primitive in composition with lower FeO, TiO2 and K2O and higher MgO (ranging from 9-10 wt% and 9-11.5 wt% for Vatnsfellsgígur and Karlsgígur, respectively). This suggests that whilst upper crustal storage zones may have facilitated melt evolution, the erupting magma originated from a deeper, crystal-mush-dominated storage zone. Original and residual sulfur contents of ~2221.7 ± 150 ppm and ~966.2 ± 120 ppm respectively, indicate that ~0.658 ± 0.034 Tg of SO2 were released into the atmosphere during these two stages of phreatomagmatic activity. Moreover, vesicularity measurements on lapilli reveal unimodal, left-skewed vesicularity distributions with modes of 90% and 95% and a range of ~40% for Vatnsfellsgígur and Karlsgígur, respectively. These results indicate that magma had gone through vesicle nucleation to free growth and coalescence and probably initial dry (magmatic) fragmentation prior to contact with external water. The evidence strongly suggests that expansion of exsolved magmatic gases was the driver of explosivity and that the role of external water in these phreatomagmatic stages of the 1211 CE eruption was confined to secondary quench granulation. The analysed juvenile clasts also displayed sharp-bound domains of contrasting vesicularity with boundaries that cross-cut the clast margins. This confirms early mingling of melt batches with different histories of ascent and/or stalling in the shallow conduit. Given such heterogeneity, regions of contrasting vesicularity were analysed separately to construct two vesicle size and number distribution (VSD/VND) datasets. Results from the ongoing micro-textural and additional analysis of volatile degassing shall also be presented here.

How to cite: Grech Licari, J., Moreland, W. M., Thordarson, T., Houghton, B. F., and Bali, E.: Shallow conduit processes and sulfur release in the phreatomagmatic stages of the 1211 CE Younger Stampar eruption, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3149, https://doi.org/10.5194/egusphere-egu22-3149, 2022.

EGU22-5649 | Presentations | GMPV9.1 | Highlight

Deep seismicity preceding and during the 2021 Fagradalsfjall eruption, Reykjanes Peninsula, Iceland 

Tim Greenfield, Thomas Winder, Nicholas Rawlinson, Esme Southern, Conor Bacon, Thorbjörg Ágústsdóttir, Robert S. White, Bryndis Brandsdottir, John Maclennan, Josef Horalek, Egill Árni Gudnason, and Gylfi Páll Hersir

Using a dense network of seismometers located on the Reykjanes Peninsula of Iceland we image a cluster of earthquakes located at a depth of 10-15 km, beneath the brittle-ductile transition and active before and during the Fagradalsfjall eruption. The deep seismicity has markedly different properties to those earthquakes located in the upper, brittle crust with a lower frequency content and a high b-value suggesting that fluids and/or high temperature gradients could be involved in their initiation. Detailed relocation of the deep seismicity reveals that the locus of the activity shifts southwest after the onset of the eruption, suggesting that although the location of the deep seismicity is unlikely to be the source for the magma which erupted, nevertheless the eruption and the deep earthquakes are linked. We interpret the deep earthquakes to be induced by the intrusion of magma into the lower crust. In such an interpretation, the intruded region could be offset from the conduit that transports the magma from the source region near the base of the crust to the surface.  

How to cite: Greenfield, T., Winder, T., Rawlinson, N., Southern, E., Bacon, C., Ágústsdóttir, T., White, R. S., Brandsdottir, B., Maclennan, J., Horalek, J., Gudnason, E. Á., and Hersir, G. P.: Deep seismicity preceding and during the 2021 Fagradalsfjall eruption, Reykjanes Peninsula, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5649, https://doi.org/10.5194/egusphere-egu22-5649, 2022.

EGU22-8304 | Presentations | GMPV9.1

An overview of the geochemistry and petrology of the mantle-sourced Fagradalsfjall eruption, Iceland 

Edward Marshall, Maja Rasmussen, Saemundur Halldorsson, Simon Matthews, Eemu Ranta, Olgeir Sigmarsson, Jóhann Robin, Jaime Barnes, Enikö Bali, Alberto Caracciolo, Guðmundur Guðfinnsson, and Geoffrey Mibei

The recent eruption of the Fagradalsfjall complex in the Reykjanes Peninsula of Iceland represents incompletely mixed basaltic magma directly erupted from a sub-crustal storage region. The eruption comprises olivine tholeiite lava with whole rock MgO between 8.7 and 10.1 wt%. The macrocryst cargo comprises olivine up to Fo90, plagioclase up to An89, and Cr-rich clinopyroxene up to Mg# 89. Gabbro and anorthosite xenoliths are rare. Olivine-plagioclase-augite-melt (OPAM) barometry of the groundmass glass from tephra collected from 28th April to 6th May yield high equilibration pressures and suggest that this eruption is originally sourced from a deep (0.48±0.06 GPa) storage zone at the crust-mantle boundary.

 

Over the course of the eruption, Fagradalsfjall lavas have changed significantly in source signature. The first erupted lavas (mid-March) were more depleted (K2O/TiO2 ­= 0.14, La/Sm = 2.1, 87Sr/86Sr = 0.703108, 143Nd/144Nd = 0.513017, 206Pb/204Pb = 18.730) and similar in composition to basalts previously erupted on the Reykjanes Peninsula. As the eruption continued, the lavas became increasingly enriched and were most enriched in early May (K2O/TiO2 = 0.27, La/Sm = 3.1, 87Sr/86Sr = 0.703183, 143Nd/144Nd = 0.512949, 206Pb/204Pb = 18.839), having unusual compositions for Reykjanes Peninsula lavas and similar only to enriched Reykjanes melt inclusions. From early May until the end of the eruption (18th September), the lava K2O/TiO2 and La/Sm compositions displayed a sinuous wobble through time at lower amplitude than observed in the early part of the eruption. The enriched lavas produced later in the eruption are more enriched than lavas from Stapafell, a Reykjanes eruption thought to represent the enriched endmember on the Reykjanes. The full range of compositional variation observed in the eruption is large – about 2.5 times the combined variation of all other historic Reykjanes lavas.

 

The major, trace, and radiogenic isotope compositions indicate that binary mixing controls the erupted basalt compositions. The mixing endmembers appear to be depleted Reykjanes melts, and enriched melts with compositions similar to enriched Reykjanes melt inclusions or Snaefellsnes alkali basalts. The physical mechanism of mixing and the structure of the crust-mantle boundary magmatic system is a task for future study.

 

In contrast to the geochemical variations described above, the oxygen isotope composition (δ18O) of the groundmass glass (5.1±0.1‰) has little variation and is lower than MORB (~5.5‰). Olivine phenocrysts δ18O  values range from typical mantle peridotite values (5.1‰) to lower values (4.6‰), with the lower values in close equilibrium with the host melt. Given the crust-mantle boundary source of the eruption, these low δ18O values are unlikely to represent crustal contamination, and are more likely to represent an intrinsically low δ18O mantle beneath the Reykjanes Peninsula.

How to cite: Marshall, E., Rasmussen, M., Halldorsson, S., Matthews, S., Ranta, E., Sigmarsson, O., Robin, J., Barnes, J., Bali, E., Caracciolo, A., Guðfinnsson, G., and Mibei, G.: An overview of the geochemistry and petrology of the mantle-sourced Fagradalsfjall eruption, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8304, https://doi.org/10.5194/egusphere-egu22-8304, 2022.

EGU22-8479 | Presentations | GMPV9.1

Basalt production controlled by mantle source fertility at Fagradalsfjall, Iceland 

Olgeir Sigmarsson, Edward W. Marshall, Chantal Bosq, Delphine Auclair, Maja B. Rasmussen, Barbara I. Kleine, Eemu J. Ranta, Simon Matthews, Sæmundur A. Halldórsson, Matthew G. Jackson, Gudmundur H. Gudfinnsson, Enikö Bali, Andri Stefánsson, and Magnús T. Gudmundsson

Mantle melting processes and the characteristics of the source lithologies are mostly derived from basalt compositions of the mid-ocean ridge system and from oceanic islands. However, these basalts are in most cases the products of crustal processes resulting from magma storage, mixing, differentiation and crustal interaction. In Iceland, magma mixing and homogenization in thoroughly stirred magma reservoirs appear to be the norm, leading to restricted variations of Sr and Nd isotope ratio for a given volcanic system. In contrast, more primitive basalts were erupted during the 2021 Fagradalsfjall eruption on the Reykjanes Peninsula with a large spread in isotope ratios. A strong negative correlation between Sr and Nd isotopes is observed from ratios that span a range from a depleted mantle composition to values akin to the Icelandic mantle such as that of the basalts of the Grímsvötn volcanic system. The isotope ratios are also correlated with the measured discharge rate during the eruption, with a depleted Sr isotope ratio appearing during the period of low discharge (around 5 m3/s) for the first month and a half of the eruption. In early May, the magma flux doubled and basalts with more radiogenic Sr isotope composition were produced. During the summer 2021, the Sr isotope ratios declined, due to lower proportions of melts from undepleted mantle source in the basalt mixture erupted. Whether the eruption ended when melts from the enriched mantle was exhausted or not remains to be elucidated, but clearly the highest eruption discharge rate resulted from melts of a more fertile mantle source.

The variable proportions of depleted versus enriched melts in the eruption products demonstrate the absence of a magma reservoir in which homogenization could take place, and from which decreasing discharge rate with time would be expected.  Instead, the initially low and steady and then increasing magma extrusion rate measured, strongly indicate direct mantle melt ascent to surface, which is also supported by the primitive mineralogy of the high-MgO basalt produced. Leaky-transform faults on the mid-ocean ridge system are characterized by eruptions of primitive basalts on intra-transform spreading centres (e.g. Garrett and Siqueiros fracture zones in the East Pacific). The Fagradalsfjall complex appears to be of similar nature, and the primitive magma and the important compositional and temporal variations demonstrate the effect of mantle source composition and associated processes on the eruption behaviour, as reflected in the magma discharge rate.

How to cite: Sigmarsson, O., Marshall, E. W., Bosq, C., Auclair, D., Rasmussen, M. B., Kleine, B. I., Ranta, E. J., Matthews, S., Halldórsson, S. A., Jackson, M. G., Gudfinnsson, G. H., Bali, E., Stefánsson, A., and Gudmundsson, M. T.: Basalt production controlled by mantle source fertility at Fagradalsfjall, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8479, https://doi.org/10.5194/egusphere-egu22-8479, 2022.

EGU22-8679 | Presentations | GMPV9.1 | Highlight

Conduits feeding new eruptive vents at Fagradajsfjall, Iceland, mapped by high-resolution ICEYE SAR satellite in a daily repeat orbit 

Vincent Drouin, Valentyn Tolpekin, Michelle Parks, Freysteinn Sigmundsson, Daniel Leeb, Shay Strong, Ásta Rut Hjartardóttir, Halldór Geirsson, Páll Einarsson, and Benedikt Gunnar Ófeigsson

Using ground deformation measurements of high spatial and temporal resolution SAR, the understanding of new vents created during volcanic eruptions can be improved with 3D mapping of the activated shallow magma plumbing system. Interferometric analysis of radar data from ICEYE X-band satellites with daily coherent ground track repeat (GTR) provides unprecedented time series of deformation in relation to the opening of 6 eruptive vents over 26 days in 2021, at Fagradalsfjall, Iceland. Unrest started in this location at the end of February and tens of thousands of earthquakes were recorded during the following four weeks. The seismicity was linked to gradual formation of a magma-filled dike in the crust and triggered seismicity along the plate boundary. On 19 March, an eruptive fissure opened near the center of the dyke. New vents and eruptive fissures opened on the 5th, 7th, 10th, and 13th April. The daily acquisition rate of the ICEYE satellite facilitated the observation of the ground openings associated with each new vents. Each event can be observed individually and with minimal loss of signal caused by new lava emplacement, which would occur if images were acquired at a slower rate. Being able to retrieve deformation near the edge of the fissure ensures that we have the optimal constraints needed for modelling the subsurface magma path. The ICEYE dataset consists of Stripmap acquisitions (30x50km) in the period 3-21 March, and Spotlight acquisitions (5x5 km) from 22 March and onward. Images have a resolution of about 2 m x 3 m, and 0.5 m x 0.25 m, respectively. The descending 1-day interferogram covering each individual event is used to invert for the distributed opening along the dike plane. We find that each fissure was associated with opening of up to 0.5 meters in the topmost 200 m of crust. The conduits propagated vertically at least 50–80 m/h. The new fissure locations were influenced by local conditions and induced stress changes within the shallow crust.

How to cite: Drouin, V., Tolpekin, V., Parks, M., Sigmundsson, F., Leeb, D., Strong, S., Hjartardóttir, Á. R., Geirsson, H., Einarsson, P., and Ófeigsson, B. G.: Conduits feeding new eruptive vents at Fagradajsfjall, Iceland, mapped by high-resolution ICEYE SAR satellite in a daily repeat orbit, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8679, https://doi.org/10.5194/egusphere-egu22-8679, 2022.

EGU22-8804 | Presentations | GMPV9.1

Relatively-relocated seismicity during the 2021 Fagradalsfjall dyke intrusion, Reykjanes Peninsula, Iceland: Detailed evolution of a lateral dyke, and comparison to Bárðarbunga-Holuhraun 

Esme Olivia Southern, Tim Greenfield, Tom Winder, Þorbjörg Ágústsdóttir, Bryndís Brandsdóttir, Tomas Fischer, Jana Doubravová, Nick Rawlinson, Robert White, Egill Árni Gudnason, Gylfi Páll Hersir, Pavla Hrubcova, and Conor Bacon

The 2021 Fagradalsfjall eruption on Iceland’s Reykjanes Peninsula was preceded by more than 12 months of elevated activity, beginning around November 2019. This dominantly consisted of episodes of intense seismic swarms, but also featured inflationary episodes in both the Svartsengi and Krísuvík volcanic systems. On 24th February 2021, an exceptionally intense episode of seismicity covering the length of the Peninsula marked the initiation of a dyke intrusion, which continued to develop until the 19th of March, when melt first erupted at the surface. The fissure eruption lasted 6 months, ending on 18th September 2021.

During the intrusion, melt first propagated northeast towards Mt Keilir, then to the southwest, eventually forming a 10 km-long dyke. This was marked by more than 80,000 microearthquakes, recorded by a dense local seismic network and detected and located using QuakeMigrate[1].

We present high precision relative relocations of the seismicity, and tightly constrained focal mechanisms of earthquakes which are dominantly located along the base of the dyke. We compare the Fagradalsfjall seismicity to the 2014-2015 Bárðarbunga-Holuhraun intrusion and eruption seismicity [2], in the context of the contrasting tectonic settings, and markedly different precursory activity.

1: Winder, T., Bacon, C., Smith, J., Hudson, T., Greenfield, T. and White, R., 2020. QuakeMigrate: a Modular, Open-Source Python Package for Automatic Earthquake Detection and Location. https://doi.org/10.1002/essoar.10505850.1

2: Woods, J., Winder, T., White, R. S., and Brandsdóttir, B., 2019. Evolution of a lateral dike intrusion revealed by relatively-relocated dike-induced earthquakes: The 2014–15 Bárðarbunga–Holuhraun rifting event, Iceland. https://doi.org/10.1016/j.epsl.2018.10.032

How to cite: Southern, E. O., Greenfield, T., Winder, T., Ágústsdóttir, Þ., Brandsdóttir, B., Fischer, T., Doubravová, J., Rawlinson, N., White, R., Gudnason, E. Á., Hersir, G. P., Hrubcova, P., and Bacon, C.: Relatively-relocated seismicity during the 2021 Fagradalsfjall dyke intrusion, Reykjanes Peninsula, Iceland: Detailed evolution of a lateral dyke, and comparison to Bárðarbunga-Holuhraun, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8804, https://doi.org/10.5194/egusphere-egu22-8804, 2022.

EGU22-9207 | Presentations | GMPV9.1 | Highlight

Volume, effusion rate, and lava transport during the 2021 Fagradalsfjall eruption: Results from near real-time photogrammetric monitoring 

Gro Pedersen, Joaquin M. C. Belart, Birgir Vilhelm Óskarsson, Magnús Tumi Guðmundsson, Nils Gies, Thórdís Högnadóttir, Ásta Rut Hjartardóttir, Virginie Pinel, Etienne Berthier, Tobias Dürig, Hannah Iona Reynolds, Christpher W. Hamilton, Guðmundur Valsson, Páll Einarsson, Daniel Ben-Yehoshua, Andri Gunnarsson, and Björn Oddsson

The basaltic effusive eruption at Mt. Fagradalsfjall began on March 19, 2021, ending a 781-year hiatus on Reykjanes Peninsula, Iceland. At the time of writing (January 7, 2022), no eruptive activity has been observed since September 18, 2021. To monitor key eruption parameters (i.e., effusion rate and volume), near-real time photogrammetric monitoring was performed using a combination of satellite and airborne stereo images.

By late September 2021, 32 near real-time photogrammetric surveys were completed, usually processed within 3–6 hours. The results are a significant achievement in full-scale monitoring of a lava flow-field providing temporal data sets of lava volume, thickness, and effusion rate. This enabled rapid assessment of eruption evolution and hazards to populated areas, important infrastructure, and tourist centers.

The lava pathways and lava advancement were very complex and changeable as the lava filled and spilled from one valley into another and short-term prediction of the timing of overflow from one valley to another proved challenging. Analysis of thickness maps and thickness change maps show that the lava transport into different valleys varied up to 10 m3/s between surveys as lava transport rapidly switched between one valley to another.

By late September 2021, the mean lava thickness exceeded 30 m, covered 4.8 km2 and has a bulk volume of 150 ± 3 × 106 m3. Around the vent the thickness is up to 122 m. The March–September mean effusion rate is 9.5 ± 0.2 m3/s, ranging between 1–8 m3/s in March–April and increasing to 9–13 m3/s in May–September. This is uncommon for recent Icelandic eruptions, where the highest discharge usually occurs in the opening phase. This behavior may have been due to widening of the conduit by thermo-mechanical erosion with time, and not controlled by magma chamber pressure as is most common in the volcanic zones of Iceland.

How to cite: Pedersen, G., Belart, J. M. C., Óskarsson, B. V., Guðmundsson, M. T., Gies, N., Högnadóttir, T., Hjartardóttir, Á. R., Pinel, V., Berthier, E., Dürig, T., Reynolds, H. I., Hamilton, C. W., Valsson, G., Einarsson, P., Ben-Yehoshua, D., Gunnarsson, A., and Oddsson, B.: Volume, effusion rate, and lava transport during the 2021 Fagradalsfjall eruption: Results from near real-time photogrammetric monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9207, https://doi.org/10.5194/egusphere-egu22-9207, 2022.

EGU22-9802 | Presentations | GMPV9.1

The REYKJANET local seismic network ideally placed for capturing the 2021 Fagradalsfjall pre-eruptive seismicity: in operation since 2013 

Thorbjörg Ágústsdóttir, Josef Horálek, Egill Árni Gudnason, Jana Doubravová, Gylfi Páll Hersir, Jakub Klicpera, Fridgeir Pétursson, Rögnvaldur Líndal Magnússon, Jiri Málek, Lucia Fojtíková, Tomáš Fischer, Josef Vlček, and Ali Salama

The REYKJANET local seismic network was deployed on the Reykjanes Peninsula, SW Iceland, in 2013; funded by the Czech Academy of Science and supported by Iceland GeoSurvey. The network consists of 15 seismic stations, using Nanometrics Centaur digitizers sampling at a rate of 250 sps with a GPS timestamp. Additionally, 7 stations are equipped with microbarographs. In 2016, REYKJANET was substantially upgraded when short-period seismometers were replaced by Güralp CMG-3ESPC broadband seismometers (eigenperiod T0=30s). The instruments are buried in vaults on concrete pillars and are therefore well coupled with the bedrock. They are powered by batteries recharged by solar and wind power all year round, surviving harsh winter condition and corrosion from geothermal gases. These stations are deployed along the Reykjanes Peninsula, between the Svartsengi and Hengill high temperature geothermal fields, covering an area of about 60x20 km. In the summer of 2021 two new stations were deployed on the eastern part of the Peninsula, each consisting of a Güralp CMG-40T broadband seismometers and a Kinemetrics FBA ES-T EpiSensor also sampling at 250 sps with a GPS timestamp. Since early 2021, data from all REYKJANET stations are streamed in real-time to Iceland GeoSurvey and currently 8 of them are also streamed to the Icelandic Meteorological Office for improved earthquake locations for natural hazard monitoring purposes. Since the deployment of the network in 2013, it has been operated continuously and captured the largest seismic swarms on the Reykjanes Peninsula in 2017, 2019, 2020 and 2021.The REYKJANET network was ideally placed, as the 2021 Fagradalsfjall eruption occurred right in the central part of the network. Here we present the pre-eruptive seismicity of the 2021 Fagradalsfjall eruption in comparison to previous seismic swarms.

The maintenance of REYKJANET, data analysis and interpretation are currently done within the NASPMON project (NAtural Seismicity as a Prospecting and MONitoring tool for geothermal energy extraction), funded through EEA Grants and the Technology Agency of the Czech Republic within the KAPPA Programme.

How to cite: Ágústsdóttir, T., Horálek, J., Gudnason, E. Á., Doubravová, J., Hersir, G. P., Klicpera, J., Pétursson, F., Líndal Magnússon, R., Málek, J., Fojtíková, L., Fischer, T., Vlček, J., and Salama, A.: The REYKJANET local seismic network ideally placed for capturing the 2021 Fagradalsfjall pre-eruptive seismicity: in operation since 2013, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9802, https://doi.org/10.5194/egusphere-egu22-9802, 2022.

EGU22-9846 | Presentations | GMPV9.1

Temporal Fe-Zn isotopic variations in the chemically heterogeneous Fagradalsfjall eruption, 2021 

Madeleine Stow, Julie Prytulak, Kevin Burton, Geoff Nowell, Edward Marshall, Maja Rasmussen, Simon Matthews, Eemu Ranta, and Alberto Caracciolo

Lavas from the 2021 Fagradalsfjall eruption, Iceland, show remarkable, day to month scale temporal variations in trace element and radiogenic isotopic compositions. Changes have been attributed to variation in the depth and degree of melting and/or source lithology, with progressive melting of a deeper, more enriched source as the eruption proceeded [1]. Distinguishing melting processes from source composition can be difficult to untangle using trace elements alone. Radiogenic isotopes are unaffected by the melting processes, but pinpointing lithological variations requires that the radiogenic isotopic compositions of the (unknown) endmembers are distinct and fairly restricted to be able to calculate relative contribution(s) to a lava.

Stable isotopic composition may provide another perspective on the cause of the clear temporal chemical trends in the eruption. For example, it has been proposed that Fe stable isotopes may detect the contribution of distinct mantle lithologies to a lava, due to the contrasting bonding environment of Fe in mantle minerals. Both empirical and theoretical studies show that at equilibrium, pyroxenite should be enriched in heavy Fe isotopes compared to typical mantle peridotite [e.g. 2]. Due to limited (<0.1‰) isotopic fractionation during mantle melting, unevolved basalts should capture this lithological variation. However, more recent theoretical work has argued that unrealistically high proportions of pyroxenite are needed to cause resolvable variations in basalt Fe isotopic composition [3]. Zinc stable isotopes provide a complementary system, with variation in Zn isotopic composition detected between garnet and spinel bearing lithologies [4], and without the added complexities of redox-driven fractionation that may affect Fe isotopes. The basaltic Fagradalsfjall eruption thus provides a unique time series to test whether the changes in trace element chemistry of the erupted lavas is mirrored by Fe-Zn isotopic variation. Variation in degree of melting alone is not expected to cause significant Fe-Zn isotopic fractionation, whereas a change in contribution to the lavas from pyroxene and/or garnet bearing lithologies may be reflected in the Fe-Zn isotopic composition. By combining redox sensitive (Fe) and redox insensitive (Zn) isotope systems we can potentially investigate magmatic processes in terms of the redox evolution of the source. We will present the Fe and Zn isotopic compositions of 15 fresh, glassy basaltic lavas collected during the first 4 months of the eruption. We will discuss the possible cause(s) of isotopic variations and how this adds to our understanding of the Fagradalsfjall eruption, specifically. Finally, this timeseries allows us to re-visit and evaluate the efficacy of using Fe-Zn isotopes to determine variations in mantle lithology.

[1] Marshall et al. (2021), AGU FM Abstract [2] Williams and Bizimis (2014), EPSL, 404, 396-407 [3] Soderman et al. (2021), GCA, 318, 388-414 [4] Wang et al. (2017), GCA, 198, 151-167

How to cite: Stow, M., Prytulak, J., Burton, K., Nowell, G., Marshall, E., Rasmussen, M., Matthews, S., Ranta, E., and Caracciolo, A.: Temporal Fe-Zn isotopic variations in the chemically heterogeneous Fagradalsfjall eruption, 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9846, https://doi.org/10.5194/egusphere-egu22-9846, 2022.

EGU22-10219 | Presentations | GMPV9.1

A comprehensive model of the precursors leading to the 2021 Fagradalsfjall eruption 

Ólafur Flóvenz, Rongjiang Wang, Gylfi Páll Hersir, Torsten Dahm, Sebastian Hainzl, Magdalena Vassileva, Vincent Drouin, Sebastian Heimann, Marius Paul Isken, Egill Árni Gudnason, Kristján Ágústsson, Thorbjörg Ágústsdóttir, Josef Horálek, Mahdi Motagh, Thomas R Walter, Eleonora Rivalta, Philippe Jousset, Charlotte M Krawczyk, and Claus Milkereit

A period of intense seismicity started more than a year prior to the 2021 Fagradalsfjall eruption in Iceland. During the same period, repeated cycles of surface uplift and subsidence were observed in the Svartsengi and Krýsuvík high-temperature (HT) fields, about 8-10 km west and east of the eruption site in Fagradalsfjall, respectively. Such an uplift has never been observed during 40 years of surface deformation monitoring of the exploited Svartsengi HT field. However, cycles of uplift followed by subsidence have been observed earlier at the unexploited Krýsuvík HT field.

Shortly after the start of the unrest, a group of scientists from GFZ-Potsdam and ÍSOR installed additional seismometers, used an optical telecommunication cable to monitor the seismicity and performed gravity measurements in the unrest area.

The data was used for multidisciplinary modelling of the pre-eruption processes (see Flóvenz et al, 2022. Cyclical geothermal unrest as a precursor to Iceland's 2021 Fagradalsfjall eruption. Nature Geoscience (in revision)). It included a poroelastic model that explains the repeated uplift and subsidence cycles at the Svartsengi HT field, by cyclic fluid intrusions into a permeable aquifer at 4 km depth at the observed brittle-ductile transition (BDT). The model gives a total injected volume of 0.11±0.05 km3. Constraining the intruded material jointly by the deformation and gravity data results in a density of 850±350 kg/m3. A high-resolution seismic catalogue of 39,500 events using the optical cable recordings was created, and the poroelastic model explains very well the observed spatiotemporal seismicity.

The geodetic, gravity, and seismic data are explained by ingression of magmatic CO2 into the aquifer. To explain the behaviour of cyclic fluid injections, a physical feeder-channel model is proposed.

The poroelastic model and the feeder-channel model are combined into a conceptual model that is consistent with the geochemical signature of the erupted magma. It explains the pre-eruption processes and gives estimates of the amount of magma involved.

The conceptual model incorporates a magmatic reservoir at 15-20 km depth, fed by slowly upwelling currents of mantle derived magma. Volatiles released from inflowing enriched magma into the sub-Moho reservoir migrated upwards. The volatiles were possibly trapped for weeks or months at the BDT at ~7 km depth beneath Fagradalsfjall, generating overpressure, but not high enough to lift the overburden (~220 MPa) and cause surface deformation. After reaching a certain limiting overpressure, or when a certain volume had accumulated, the magmatic volatiles were diverted upwards, just below the BDT towards the hydrostatic pressurized aquifer (~ 40 MPa) at 4 km depth at the bottom of the convective HT fields. They passed through the BDT and increased the pressure sufficiently (>110 MPa) to cause the uplift.

The lessons learned enlighten the most important factors to help detect precursory volcanic processes on the Reykjanes Peninsula; including detailed monitoring of seismicity, surface deformation, gravity changes and gas content in geothermal fluids. Furthermore, geophysical exploration of the deeper crust by seismic and resistivity measurements are crucial to map possible melt and possible pathways towards the surface.

How to cite: Flóvenz, Ó., Wang, R., Hersir, G. P., Dahm, T., Hainzl, S., Vassileva, M., Drouin, V., Heimann, S., Isken, M. P., Gudnason, E. Á., Ágústsson, K., Ágústsdóttir, T., Horálek, J., Motagh, M., Walter, T. R., Rivalta, E., Jousset, P., Krawczyk, C. M., and Milkereit, C.: A comprehensive model of the precursors leading to the 2021 Fagradalsfjall eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10219, https://doi.org/10.5194/egusphere-egu22-10219, 2022.

EGU22-10330 | Presentations | GMPV9.1 | Highlight

Eruptive vent openings during the 2021 Fagradalsfjall eruption, Iceland, and their relationship with pre-existing fractures 

Ásta Rut Hjartardóttir, Tobias Dürig, Michelle Parks, Vincent Drouin, Vigfús Eyjólfsson, Hannah Reynolds, Esther Hlíðar Jensen, Birgir Vilhelm Óskarsson, Joaquín M. C. Belart, Joël Ruch, Nils Gies, Gro B. M. Pedersen, and Páll Einarsson

The Fagradalsfjall eruption started on the 19th of March 2021 on a ~180 m long eruptive fissure, following a dike intrusion which had been ongoing for approximately three weeks. The eruption focused shortly thereafter on two eruptive vents. In April, new fissure openings occurred northeast of the initial eruption on the 5th, 6/7th, 10th, and 13th of April. The northernmost eruption occurred on the 5th of April, approximately 1 km northeast of the initial fissure, whereas the other fissure openings occurred between this and the initial eruptive vents. Stills from web cameras and time-lapse cameras are available for five of the fissure openings. These data show that the eruptions were preceded by steam emitted from cracks in the exact locations where the eruptions started. The time between the first steam observations and the visual appearance of glowing lava ranged between 15 seconds and 1.5 minutes during night observations and 9 to 23 minutes during daytime observations, the difference is likely explained by different lighting conditions. The eruptive vents are located where the north-easterly oriented dike intersected pre-existing north-south oriented strike-slip faults. These strike-slip faults could be identified on both pre-existing aerial photographs and digital elevation models. A high resolution ICEYE interferogram spanning the first day of the eruption in March reveals deformation where the later vent openings occurred in April. This indicates how Interferometric Synthetic Aperture Radar Analysis (InSAR) could be used to predict where subsequent vent openings are likely. This is of great importance for hazard assessment and defining exclusion zones during fissure eruptions.

How to cite: Hjartardóttir, Á. R., Dürig, T., Parks, M., Drouin, V., Eyjólfsson, V., Reynolds, H., Jensen, E. H., Óskarsson, B. V., Belart, J. M. C., Ruch, J., Gies, N., Pedersen, G. B. M., and Einarsson, P.: Eruptive vent openings during the 2021 Fagradalsfjall eruption, Iceland, and their relationship with pre-existing fractures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10330, https://doi.org/10.5194/egusphere-egu22-10330, 2022.

EGU22-10343 | Presentations | GMPV9.1

Sub-surface fault slip dynamics during the 2021 Reykjanes unrest (Iceland) 

Simon Bufféral, Elisabetta Panza, Stefano Mannini, and Joël Ruch

The dynamics of fault slip in the upper hundreds of meters of Earth’s crust has long been an open question, as their behavior differs from classical elastic dislocation models and their observation still raises challenges. Here, we analyze centimeter-scale ground resolution aerial optical images of the surface ruptures associated with the 8 Mw ≥ 5.0 sub-surface earthquakes that stroke during the Reykjanes seismo-tectonic unrest, starting on February 24, 2021, and ending with the start of an eruption at Fagradasfjall on March 19, 2021. For four major earthquakes, we apply a sub-pixel correlation technique of pre-, syn- and post-crisis aerial and drone orthomosaics to describe the displacement field on surface blocks. We find that surface offsets reached up to 50 cm, with almost pure dextral strike-slip in a NS direction. These orientations contrast with the overall NE-SW-oriented extensional structures originating from magmatic intrusions and appear as a bookshelf faulting system conjugated to the left-lateral strike-slip plate boundary, oriented ~N070.

On hard grounds (e.g.: lava flows), shallow ruptures reached the surface, reactivating pre-existing structures and displaying an en-échelon succession of hectometric-sized fractures. We believe these ruptures are representative of medium-sized faults behavior in the last few hundred meters of the crust. On soft grounds, however, the rupture was only betrayed by meter-sized en-échelon systems, evidenced by thousands of discrete sub-metric surface fractures we were able to observe in the field and map from the orthomosaics. The sharp deformation gradient we imaged indicates that the dislocation drastically decreased above ten to a few tens of meters below the surface. In this layer, diffuse deformation takes on most of the slip deficit, mainly through inelastic processes. As a result, evidence of the February 2021 earthquake did not endure erosion for more than a few months. Except for an isolated sinkhole which allowed us to assume that one fault pre-existed, there were no markers of its presence before the earthquake. We emphasize that this issue must frequently lead to an underestimation of the seismic hazard when performed from surface traces.

How to cite: Bufféral, S., Panza, E., Mannini, S., and Ruch, J.: Sub-surface fault slip dynamics during the 2021 Reykjanes unrest (Iceland), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10343, https://doi.org/10.5194/egusphere-egu22-10343, 2022.

EGU22-11386 | Presentations | GMPV9.1

Real-time prediction trace gases from the Fagradalsfjall volcanic eruption 

Páll Einarsson, Ólafur Rögnvaldsson, and Haraldur Ólafsson

During the Fagradalsfjall volcanic eruption in Iceland in 2021, the atmospheric flow was simulated at high-spatial and temporal resolutions with the numerical system WRF, including the WRF-Chem for the simulation of trace gases and aerosols.  The output of the real-time simulations of SO2 has been compared to observations, showing that on time-scales of 12-24 hours, the numerical system has considerable skill, but moving to temporal scales shorter than 6 hours leads to substantial drop in the model performance.  The data and the model output suggest that there may be strong long-lasting horizontal gradients in the trace gases and limited horizontal mixing at times, calling for a more dense network of monitoring of gases from the volcano.  Wind variability on the time scale of minutes up to few hours remains a challenge.

How to cite: Einarsson, P., Rögnvaldsson, Ó., and Ólafsson, H.: Real-time prediction trace gases from the Fagradalsfjall volcanic eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11386, https://doi.org/10.5194/egusphere-egu22-11386, 2022.

EGU22-11537 | Presentations | GMPV9.1

Quantifying SO2 emissions from the 2021 eruption of Fagradalsfjall, Iceland, with TROPOMI and PlumeTraj 

Ben Esse, Mike Burton, Catherine Hayer, Sara Barsotti, and Melissa Pfeffer

Effusive eruptions are a significant source of volcanic volatile species, injecting various reactive and climate altering products into the atmosphere, while low-level emissions can be hazardous to human health due to the degradation of local or regional air quality. Quantification of the flux and composition of these emissions also offers an insight into the magmatic processes driving the eruption. These factors mean that gas flux measurements are a key monitoring tool for managing the response to such eruptions. The usual target species for gas flux measurements is sulphur dioxide (SO2) due to its high concentration in volcanic emissions but low ambient concentration, and its ability to be measured with UV and IR spectroscopy from both ground and space.

Fagradalsfjall volcano, Iceland, underwent an effusive eruption between March – September 2021, emitting over 100 million m3 of lava and producing significant SO2 emissions. The eruption progressed through several distinct phases in eruptive style, with different surface activity and gas emission behaviour for each. Satellite instruments have not traditionally been used for monitoring emissions from effusive eruptions such as this, as they often lack the spatial or temporal resolution to detect and quantify low-level effusive emissions. However, the launch of ESA’s Sentinel-5P, carrying the TROPOMI instrument, in October 2017 opened the door for such measurements, offering a step change in sensitivity to tropospheric emissions over previous missions.

Here, we will present measurements of altitude- and time-resolved SO2 fluxes from Fagradalsfjall by combining TROPOMI observations with a back-trajectory analysis toolkit called PlumeTraj. We compare the emissions with other geophysical monitoring streams throughout the eruption and explore changes across the different phases of the eruption. This will demonstrate the ability of TROPOMI and PlumeTraj for quantifying intra-day, low-level SO2 emissions and highlight the potential insight these measurements can provide for future effusive eruptions.

How to cite: Esse, B., Burton, M., Hayer, C., Barsotti, S., and Pfeffer, M.: Quantifying SO2 emissions from the 2021 eruption of Fagradalsfjall, Iceland, with TROPOMI and PlumeTraj, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11537, https://doi.org/10.5194/egusphere-egu22-11537, 2022.

EGU22-11995 | Presentations | GMPV9.1

Widespread ground cracks generated during the 2021 Reykjanes oblique rifting event (SW Iceland) 

Joël Ruch, Simon Bufféral, Elisabetta Panza, Stefano Mannini, Birgir Oskarsson, Nils Gies, Celso Alvizuri, and Ásta Rut Hjartardóttir

The Reykjanes Peninsula has recently been subject to a seismo-tectonic unrest triggering widespread ground cracks. This started with a strong seismic swarm from 24 February to 17 March 2021 and culminated in a volcanic eruption on March 19, terminating an 800 years quiescence period in the region. The Peninsula hosts four overlapping and highly oblique rift zones. The structural relations between the plate boundary (N070), the rift zones (N030 to N040) and the barely visible fault zones oriented N175 are challenging to assess, as most structures, beside the rifts, are poorly preserved or absent in the landscape. 

To get the full picture of the fracture field generated by the 2021 Reykjanes rifting event, we collected an unprecedented amount of structural data, mapping almost the entire fresh fracture field. Field observations show widespread ground cracks in up to ~7 km distance from the intrusion area with en-echelon metrical segments with a right-lateral sense of shear. Most of these structures are not visible anymore, either covered by lava flows or eroded due to weathering. They are unique testimony of the strong seismicity preceding the eruption and would have remained unnoticed if not caught up by our fixed-wing drone, surveying an area of ~30 km2. We used the resulting high-resolution (<5 cm) orthomosaics and DEMs to study three main NS-oriented fracture zones of 3 to 4 kilometers long, mostly generated by ten earthquakes ranging from M5 to M5.6. Results show metric to decametric en-echelon structures with cracks of very limited extension, even in the vicinity of the eruption site. Two of the three main fracture zones clearly show fault reactivation, suggesting episodicity in the rifting processes. Apart from local sinkholes, the third area has probably also been reactivated, but the loose ground composition did not preserve previous structures.

We further used high-resolution optical image correlation technique to analyze aerial photos and drone imagery acquired before and after the large earthquakes sequence in the three fracture zones. Results show clear NS-oriented shear structures with a right-lateral sense of motion of up to 50 cm. This is in good agreement with moment tensors we computed from waveform data at seismic stations up to 1000 km distance. We observe consistent non-double-couple mechanisms, with tension-crack components oriented northwest-southeast. The orientations suggest strike-slip faulting with nodal planes oriented in the same direction as the main fault traces. We also found that the three fracture zones have sigmoid shapes and their overall extension bounds the near-field deformation of the plate boundary. These sigmoids may suggest a local high geothermal gradient and elasto-plastic deformation affecting the Reykjanes Peninsula, that further decreases toward the South Icelandic Seismic Zone.

How to cite: Ruch, J., Bufféral, S., Panza, E., Mannini, S., Oskarsson, B., Gies, N., Alvizuri, C., and Hjartardóttir, Á. R.: Widespread ground cracks generated during the 2021 Reykjanes oblique rifting event (SW Iceland), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11995, https://doi.org/10.5194/egusphere-egu22-11995, 2022.

EGU22-12260 | Presentations | GMPV9.1

Monitoring volcanic plume height and fountain height using webcameras at the 2021 Fagradalsfjall eruption in Iceland 

Talfan Barnie, Manuel Titos, Tryggvi Hjörvar, Bergur Bergsson, Sighvatur Pálsson, Björn Oddson, Sara Barsotti, Melissa Pfeffer, Sibylle von Löwis of Menar, Eysteinn Sigurðsson, and Þórður Arason

The 2021 Fagradalsfjall basaltic fissural eruption in Iceland was closely studied due to its proximity to Reykjavík, which allowed easy installation and maintenance of monitoring equipment. Here we present the results from a network of calibrated webcameras maintained by the Icelandic Meteorological Office and Department of Civil Protection and Emergency Management which were used to monitor volcanic plume height and fire fountain height. A number of different camera designs optimised for different power and communications constraints were used, some built in house at IMO, and they will be presented here. To make a 3D height measurement from a 2D web camera image requires extra geometric constraints, which are provided by assuming the vent location and wind direction, in a similar manner to the method applied at Etna. We have implemented this technique as a react.js single page app, which is kept updated by a messaging queue system which pushes new images through the servers at IMO. Additionally, the webcameras have to be calibrated, in that the geometry of the camera and lens distortion parameters have to be known - this is either perfomed in the laboratory, or where the cameras were not available before installation, using one of a number of vicarious calibration techniques developed for this purpose. The resulting plume heights were used to constrain SO2 dispersion models that were the basis for air quality forecasts during the eruption. 

How to cite: Barnie, T., Titos, M., Hjörvar, T., Bergsson, B., Pálsson, S., Oddson, B., Barsotti, S., Pfeffer, M., von Löwis of Menar, S., Sigurðsson, E., and Arason, Þ.: Monitoring volcanic plume height and fountain height using webcameras at the 2021 Fagradalsfjall eruption in Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12260, https://doi.org/10.5194/egusphere-egu22-12260, 2022.

EGU22-12435 | Presentations | GMPV9.1

Co-eruptive subsidence during the 2021 Fagradalsfjall eruption: geodetic constraints on magma source depths and stress changes 

Halldór Geirsson, Michelle Parks, Freysteinn Sigmundsson, Benedikt G. Ófeigsson, Vincent Drouin, Cécile Ducrocq, Hildur M. Friðriksdóttir, Sigrún Hreinsdóttir, and Andrew Hooper

Geodetic observations during volcanic eruptions are important to constrain from where the eruptive products originate in the sub-surface. Some eruptions are sourced from magma reservoirs shallow in the crust, whereas others may tap magma directly from the mantle. The 2021 Fagradalsfjall eruption took place on the Reykjanes Peninsula, Iceland, during March 19 to September 18, resulting in approximately 0.15 km3 of erupted basaltic lava. A wide-spread crustal subsidence and inward horizontal motion, centered on the eruptive site, was observed during the eruption. Nearest to the emplaced lava flows, additional localized subsidence is observed due to the loading of the lavas. The regional subsidence rate varied during the eruption: it was low in the beginning and then increased, in broad agreement with changes in the bulk effusive rate. In this study we use GNSS and InSAR data to model the deformation source(s) during different periods of the eruption, primarily aiming to resolve the depth and volume change of the magma source. We furthermore calculate crustal stress changes during the eruption and compare to the regional seismicity.

How to cite: Geirsson, H., Parks, M., Sigmundsson, F., Ófeigsson, B. G., Drouin, V., Ducrocq, C., Friðriksdóttir, H. M., Hreinsdóttir, S., and Hooper, A.: Co-eruptive subsidence during the 2021 Fagradalsfjall eruption: geodetic constraints on magma source depths and stress changes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12435, https://doi.org/10.5194/egusphere-egu22-12435, 2022.

EGU22-12548 | Presentations | GMPV9.1

Array observations of an oscillating seismic sequence in the Reykjanes Peninsula, SW-Iceland, in December 2021 

Hanna Blanck, Benedikt Halldórsson, and Kristín Vogfjord

In the evening hours of 21 December 2021, a seismic sequence started in south-central Reykjanes peninsula in SW-Iceland. Both the science community and the civil protection agency were alarmed due to the proximity of this sequence to the site of the 2021 Fagradalsfjall eruption (March – September 2021), especially as this was the most prominent sequence since the end of the eruption and it showed similar characteristic as the seismic activity that had been observed in the 3 weeks leading up to it. In addition, the December earthquake sequence was located along a NE-SW striking alignment which, together with GPS and InSAR measurements, has been interpreted as a dike intrusion, which also was the origin of the March eruption. We analyse the seismic activity using a small-aperture (D=1.7 km, d=0.5 km) urban seismic array, consisting of 5 Raspberry Shake 4D sensors (1 vertical geophone and 3 MEM accelerometric components) located in the nearby municipality of Grindavík about 10 km WSW from the former eruption site. During the first days of the seismic activity magnitudes reached up to ML 4.8 but on 30 December the activity subsided and then ceased, with only few events reaching more than ML 2, which coincides with the magnitude of completeness of the seismic array.  

We present the first insights into the spatiotemporal characteristics of the sequence provided by array processing of the most intense period of the sequence. To process the array data, we used the SeisComP module AUTOLAMBDA with both the FK and PMCC (Progressive Multi-Channel Correlation) method to obtain back azimuth and slowness pairs of incoming waves. During its first hours, the sequence showed a systematic behaviour in the back azimuthal distribution of the incoming waves. Namely, over a repeated interval of a couple of hours the back azimuthal estimates increase steadily at a rate of 5 to 12°/h after which the source of the activity appears to drop back to the initial azimuthal values, and the cycle repeats. Over the following days, these bursts of oscillating activity become less frequent with relatively calm phases between. These periods of oscillating behaviour show that the seismic activity was systematically migrating southwest to/from northeast and most likely is the signature of a pulsating magma pressure front in the dike itself. This behaviour is similar to some phases during the previous eruption when lava was actively erupting with hours of quiescence in between. These results show that the monitoring of automatic back azimuth and slowness estimates are a useful tool in revealing small-scale systematic behaviour of seismic sequences in the area in real-time. 

How to cite: Blanck, H., Halldórsson, B., and Vogfjord, K.: Array observations of an oscillating seismic sequence in the Reykjanes Peninsula, SW-Iceland, in December 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12548, https://doi.org/10.5194/egusphere-egu22-12548, 2022.

EGU22-12772 | Presentations | GMPV9.1

Origin of gabbro and anorthosite mineral clusters in Fagradalsfjall lavas 

William Wenrich, Eniko Bali, Edward W. Marshall, and Gudmundur Gudfinnssonn

The 2021 Fagradalsfjall lava brought a number of mineral clusters/xenoliths <6cm in diameter to the surface. Of the >40 samples collected from the field, eight xenoliths and one plagioclase megacryst were analyzed by stereo- and petrographic microscopes and the electron microprobe. In hand specimen, the xenoliths were sub-rounded to rounded, and were olivine and clinopyroxene bearing anorthositic gabbros and anorthosites. During thin section characterization, deformed and undeformed textural types were distinguished. In deformed xenoliths, deformation textures such as undulose extinction, deformed albite twinning, and triple junctions were observed in plagioclases. Plagioclase in deformed samples was typically unzoned and had bimodal crystal size distribution. Olivines had normal zoning where they were in contact with interstitial melt and more pronounced zoning was observed on the edges on the clusters. Undeformed samples did not show deformation features and had ophitic and poikilitic texture. Clinopyroxene in undeformed xenoliths was commonly observed interstitially as well as discrete subhedral crystals. The interstitial clinopyroxene resorbed the edges of plagioclase and olivine and had uniform extinction in all but one sample. 
Electron microprobe results show that the compositional variation of minerals within the xenoliths overlaps and exceeds the compositional variation of the host lava macrocryst cargo. Olivine forsterite, plag anorthite, Cpx Mg#, and Cr# content ranged from 80-89, 76-89, 82-87, and 6-18, respectively in mineral cores and 59-86, 65-86, 71-87, and 0.4-12, respectively, in zoned rims. Mineral compositions overlap in both deformed and undeformed samples. In general, undeformed samples cover a broader range compared to deformed ones, the latter being much more uniformly primitive. One deformed sample is an outlier with significantly lower forsterite (~73-79), anorthite (~66-71), and Mg# (~74) in clinopyroxene compared to the rest of the clusters and lava phenocrysts.
Plagioclases in most xenoliths contained devitrified silicate melt inclusions. Melt compositions after post entrapment corrections are in equilibrium with their host plagioclases according to Putirka (2008). The calculated temperatures based on plagioclase melt pairs indicate a difference in crystallization environment between the clusters that overlap the lava phenocrysts and the evolved outlier. The average crystallization temperatures for most xenoliths is 1222°C, whereas for the deformed one is 1191°C, respectively. With an error of ±23°C, these two temperatures could be from separate sources.

How to cite: Wenrich, W., Bali, E., Marshall, E. W., and Gudfinnssonn, G.: Origin of gabbro and anorthosite mineral clusters in Fagradalsfjall lavas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12772, https://doi.org/10.5194/egusphere-egu22-12772, 2022.

EGU22-13461 | Presentations | GMPV9.1

Evolution of deformation and seismicity on the Reykjanes Peninsula, preceding the 2021 Fagradalsfjall eruption, Iceland 

Michelle Parks, Kristín S. Vogfjörd, Freysteinn Sigmundsson, Andrew Hooper, Halldór Geirsson, Vincent Drouin, Benedikt G. Ófeigsson, Sigrún Hreinsdóttir, Sigurlaug Hjaltadóttir, Kristín Jónsdóttir, Páll Einarsson, Sara Barsotti, Josef Horálek, and Thorbjörg Ágústsdóttir

The 2021 effusive eruption at Mt. Fagradalsfjall, on the Reykjanes Peninsula oblique rift in Iceland, was preceded by a 14-month long period of volcano-tectonic unrest (comprising both significant ground deformation and intense seismicity). A seismic swarm was initially detected in the Fagradalsfjall region between the 15th to 20th December 2019. Following a short quiescence, activity re-commenced on the 21st January 2020, with a small cluster of earthquakes near Grindavík (~ 10 km west of Fagradalsfjall). Concurrent deformation was detected on two GNSS stations in this area and on Sentinel-1 interferograms. Geodetic modelling of these observations indicated the deformation most likely resulted from the intrusion of a magmatic sill, directly west of Mt. Thorbjörn, at a depth of about 4 km. This was followed by two additional sill-type intrusions in a similar location, between 6th March - 17th April and 15th May - 22nd July 2020 respectively. The three intrusions comprised a total volume change of about 9 million cubic meters. In mid-July 2020, inflation was again detected on the Reykjanes Peninsula, this time in the Kýsuvík volcanic system to the east of Fagradalsfjall. This episode of inflation lasted several weeks and geodetic inversions indicated the observed signal was produced by the combination of a deflating sill-like source at a depth of ~16 km and inflation of a body at a depth of ~6 km. The latter, corresponding to a volume change of about 5 million cubic meters. During this period of intrusive activity, seismicity shifted along various regions across the Peninsula, in relation to a combination of processes – magma migration, triggered seismicity and tectonic earthquakes.

 

Intense seismic swarms commenced on the 24th February 2021, concentrated at both Fagradalsfjall and also extending across a 20 km segment along the plate boundary – including triggered strike-slip earthquakes up to Mw5.64. At the same time, deformation was detected on local GNSS stations, and subsequent Interferometric Sythethic Aperture Radar Analysis (InSAR) of Sentinel-1 data confirmed the observed deformation was primarily the result of a dike intrusion and slip along the plate boundary. Geodetic inversions indicated a ~9 km long dike with a total intruded volume of around 34 million cubic meters (Sigmundsson et al., in review). During this period, stored tectonic stress was systematically released, resulting in a decline in deformation and seismicity over several days preceding the eruption onset, on 19th March 2021 in Geldingadalir at Mt. Fagradalsfjall. The eruption continued until the 18th September 2021 and produced a lava field covering an area of 4.8 km2 with an extruded bulk volume of 150 ± 3 × 106 m3 (Pedersen et al., in review).

 

References

Sigmundsson et al. (in review). Deformation and seismicity decline preceding a rift zone eruption at Fagradalsfjall, Iceland.

 

Pedersen et al. (in review). Volume, effusion rate, and lava transport during the 2021 Fagradalsfjall eruption: Results from near real-time photogrammetric monitoring. DOI:10.1002/essoar.10509177.1.

How to cite: Parks, M., Vogfjörd, K. S., Sigmundsson, F., Hooper, A., Geirsson, H., Drouin, V., Ófeigsson, B. G., Hreinsdóttir, S., Hjaltadóttir, S., Jónsdóttir, K., Einarsson, P., Barsotti, S., Horálek, J., and Ágústsdóttir, T.: Evolution of deformation and seismicity on the Reykjanes Peninsula, preceding the 2021 Fagradalsfjall eruption, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13461, https://doi.org/10.5194/egusphere-egu22-13461, 2022.

EGU22-13504 | Presentations | GMPV9.1

Imaging the anisotropic structure of the Reykjanes Peninsula across the 2021 Fagradalsfjall dyke intrusion through local shear-wave splitting analysis 

Amber Parsons, Conor Bacon, Tim Greenfield, Tom Winder, Thorbjörg Ágústsdóttir, Bryndís Brandsdóttir, Tomas Fischer, Jana Doubravová, Nicholas Rawlinson, Robert White, Egill Árni Gudnason, Gylfi Páll Hersir, and Pavla Hrubcova

Since late 2019, the Reykjanes Peninsula in Iceland has experienced elevated seismic activity, which culminated in a dyke intrusion beneath Fagradalsfjall on 24th February 2021, and an eruption on 19th March. Seismic anisotropy – the directional dependence of seismic wave speed – can be used to study structural properties of the crust, which may be controlled by the state of stress through preferential closure of micro-cracks. This provides an opportunity to investigate changes in crustal stress regime caused by a dyke intrusion, with potential applications in eruption monitoring and forecasting.

 

A dense seismic network spanning Fagradalsfjall recorded more than 130,000 earthquakes between June 2020 and August 2021; detected and located using QuakeMigrate1. From this dataset, we calculate the seismic anisotropy of the upper crust through shear-wave splitting analysis. Exceptional ray-path coverage allows for imaging at high spatial and temporal resolution. We present these results in relation to the regional stress regime and tectonic structure, and search for changes in anisotropy before, during, and after the dyke intrusion and eruption.

 

1: Winder, T., Bacon, C., Smith, J., Hudson, T., Greenfield, T. and White, R., 2020. QuakeMigrate: a Modular, Open-Source Python Package for Automatic Earthquake Detection and Location. https://doi.org/10.1002/essoar.10505850.1

How to cite: Parsons, A., Bacon, C., Greenfield, T., Winder, T., Ágústsdóttir, T., Brandsdóttir, B., Fischer, T., Doubravová, J., Rawlinson, N., White, R., Gudnason, E. Á., Hersir, G. P., and Hrubcova, P.: Imaging the anisotropic structure of the Reykjanes Peninsula across the 2021 Fagradalsfjall dyke intrusion through local shear-wave splitting analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13504, https://doi.org/10.5194/egusphere-egu22-13504, 2022.

Many studies highlight the benefits of using machine learning algorithms for the classification of volcano-seismic signals. However, when it comes to their widespread application, volcano observatories and researchers face two important challenges. i) The performance of these models highly depends on the size of the training set, where large amounts of labeled signals (thousands and sometimes even hundreds of thousands) are needed to get sufficient accuracy. ii) Most of them use data recorded by a single station and from only one component. This “master” station is generally one of the closest to the crater and, in volcanoes, it is common to face technical difficulties that interrupt the continuous recording, especially during periods of increased activity.

This strongly limits the possibility of applying machine learning approaches for efficient monitoring of volcanoes, especially during unrest periods.

Here, we show a simple method that addresses these difficulties using the information provided by the entire network of stations operating at Popocatepetl volcano (about 18 stations among permanent and temporal) and using all the components. Initially, we used a mid-size catalog of 507 single-channel labeled events recorded between 2019 and 2020. Later, to increase the size of our dataset and exploit the information provided by different channels, we added the signals of the three components of all the events, as well as signals of selected events recorded at different stations. This enlarged training set comprises 1725 signals of six classes: 345 noise, 324 explosions, 321 long periods (LP), 306 volcano-tectonics (VT), 264 tremors, and 165 regionals. To characterize the data, we used a previously proposed set of 102 features that describe the shape, statistics, and entropy of the signals. Then we applied two classification algorithms, random forest and support vector machines, to both our datasets. Our results show that the model of the enlarged dataset increases the overall accuracy by over 8% compared with the one produced using one station and only one component, with the additional benefit of guarantying continuous monitoring even when the “master” station is not working.

How to cite: Bernal Manzanilla, K. and Calò, M.: Automatic detection and classification of seismic signals of the Popocatepetl volcano, Mexico, using machine learning methods., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-225, https://doi.org/10.5194/egusphere-egu22-225, 2022.

EGU22-447 | Presentations | GMPV9.5

Eruption forecasting at Strokkur geyser, Iceland: An application of Permutation Entropy 

Maria Sudibyo, Eva P.S. Eibl, and Sebastian Hainzl

A volcanic eruption is usually preceded by increased seismic activity resulting from magma propagation. Although these precursors can be detected by a modern seismometer, it is still a challenge to answer whether they will be followed by an actual eruption and when the eruption will occur after precursors are detected. The time between the start of volcanic unrest and the actual eruption is crucial. Therefore, there is a need for an assessment tool that is applicable in real-time. Permutation Entropy (PE) has been recently suggested to be a promising tool for the prediction of volcanic eruptions. It is a robust yet simple tool to quantify the complexity of time series. We aim to find out whether there is a distinct feature in the temporal variation of PE that is useful for eruption forecasting. We performed several synthetic tests to understand how PE works and how to choose the optimum input parameters for a signal with certain properties. We then applied this knowledge to calculate PE of seismic data that recorded eruptions of Strokkur geyser, Iceland on the 10th of June 2018. 78 eruptions occurred within five hours of observation. We used this fast-repeating process to check if the eruptions cause a repetitive pattern of PE. The input parameters used for PE calculation are a window length of 1 second, an embedding dimension of 5, and a delay time of 0.067 seconds. Our results show a distinct, repeating pattern of the PE that is consistent with the phases in the eruptive cycle of Strokkur as described by Eibl et al. (2021). The PE drops in the stage of bubble accumulation at depth, then undergoes repeated increasing and decreasing patterns during regular bubble collapses at depth in the conduit, and finally continuously increases as a precursor towards the time of eruption on the surface. The average duration of this precursor to the eruption is about 10 seconds.

How to cite: Sudibyo, M., Eibl, E. P. S., and Hainzl, S.: Eruption forecasting at Strokkur geyser, Iceland: An application of Permutation Entropy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-447, https://doi.org/10.5194/egusphere-egu22-447, 2022.

EGU22-992 | Presentations | GMPV9.5

The tensile strength of volcanic rocks 

Michael Heap, Andrea Aguilar Velasco, Patrick Baud, Lucille Carbillet, Frances Deegan, H. Albert Gilg, Luke Griffiths, Claire Harnett, Zhen Heng, Eoghan Holohan, Jean-Christophe Komorowski, Roberto Moretti, Thierry Reuschlé, Marina Rosas-Carbajal, Chun’an Tang, Valentin Troll, Emma Vairé, Marie Vistour, Fabian Wadsworth, and Tao Xu

The tensile strength of volcanic rock exerts control over several key volcanic processes, including fragmentation, magma chamber rupture, and dyke propagation. However, and despite this importance, values of tensile strength for volcanic rocks are relatively rare. It is also unclear how their tensile strength is modified by rock physical properties such as porosity, pore size, and pore shape and ongoing processes such as hydrothermal alteration. We present here the results of systematic laboratory and numerical experiments designed to better understand the influence of porosity, microstructural parameters (pore size, shape, and orientation), and hydrothermal alteration on the tensile strength of volcanic rocks. Our data show that tensile strength is reduced by up to an order of magnitude as porosity is increased from 0.01 to above 0.3, highlighting that porosity exerts a first-order control on the tensile strength of volcanic rocks. Our data also show that pore diameter, pore aspect ratio, and pore orientation can also influence tensile strength. Finally, our data show that hydrothermal alteration can decrease tensile strength if associated with mineral dissolution and weak secondary minerals, or increase tensile strength if associated with pore- and crack-filling mineral precipitation. We present a series of theoretical and semi-empirical constitutive models that can be used to estimate the tensile strength of volcanic rocks as a function of porosity or alteration intensity. To outline the implications of our data, we show how tensile strength estimations can influence predictions of magma overpressures and assessments of the volume and radius of a magma chamber, and we explore the influence of alteration using discrete element method modelling in which we model the amount and distribution of damage within variably-altered host-rock surrounding a pressurised dyke. It is our hope that the experiments, models, and understanding provided by our study prove useful for modellers that require the tensile strength of volcanic rocks for their models.

How to cite: Heap, M., Aguilar Velasco, A., Baud, P., Carbillet, L., Deegan, F., Gilg, H. A., Griffiths, L., Harnett, C., Heng, Z., Holohan, E., Komorowski, J.-C., Moretti, R., Reuschlé, T., Rosas-Carbajal, M., Tang, C., Troll, V., Vairé, E., Vistour, M., Wadsworth, F., and Xu, T.: The tensile strength of volcanic rocks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-992, https://doi.org/10.5194/egusphere-egu22-992, 2022.

The Klyuchevskoy group of volcanoes (KGV) is a unique complex, which includes extremely productive volcanoes with variable composition and eruption regimes. During the past ten years, a considerable progress in understanding the deep processes beneath KGV was achieved owing to a number of seismic tomography studies based on data of permanent and temporary seismic networks. The purpose of this review consists in summarizing and systematizing these results and in building an integral model of volcano feeding systems beneath KGV.

The regional scale mantle tomography model shows the presence of high-velocity slabs beneath the Kamchatka and Aleutian arcs and a clearly pronounced gap between them. On a crustal scale, seismic velocity structures and seismicity highlight different types of feeding systems beneath separate volcanoes. Beneath Klyuchevskoy, the seismicity traces a "vertical pipe" that delivers magmatic material from a mantle source to the surface. A prominent low-velocity anomaly beneath Bezymianny represents an area of accumulation and fractioning of magma in the middle crust. Linear velocity anomalies and earthquake lineaments beneath the Tolbachinsky complex mark fault zones serving as pathways for rapid ascent of basaltic magma.

The detailed structure of the mantle wedge beneath the Klyuchevskoy group and surroundings was studied based on the data of a large temporary seismic network with more than a hundred seismic stations installed within the KISS Project. Beneath the Klyuchevskoy volcano, the Vp/Vs distribution reveals three flows of melts and volatiles coming out from the slab at depths of 100, 120, and 150 km. These flows unite at shallower depths and form a large reservoir at the base of the crust that feeds the Klyuchevskoy volcano. The low-velocity anomalies of the P and S waves in the mantle wedge indicate the hot asthenospheric flow vertically ascending through the slab window below Shiveluch volcano, and then spreading horizontally toward the volcanoes of the Klyuchevskoy Group. The presence of this flow together with active release of fluids from the slab are the main causes of the extremely high activity of the volcanoes of the Klyuchevskoy group.

The detailed structure of the magmatic system in the upper crust beneath Bezymianny was studied based on the data of a local seismic network, installed a few months before a strong explosive eruption occurred on December 20, 2017. The derived 3D seismic velocity distribution beneath Bezymianny illuminates its eruptive state days before the eruption. It infers the coexistence of magma and gas reservoirs revealed as anomalies of low (1.5) and high (2.0) Vp/Vs ratios, respectively, located at depths of 2-3 km and only 2 km apart. The reservoirs both control the current eruptive activity: while the magma reservoir is responsible for episodic dome growth and lava flow emplacements, the spatially separated gas reservoir may control short but powerful explosive eruptions of Bezymianny.

This research was supported by the Russian Science Foundation Grant #20-17-00075.

How to cite: Koulakov, I.: Multiscale structure of magma feeding system between the Klyuchevskoy volcano group in Kamchatka, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1061, https://doi.org/10.5194/egusphere-egu22-1061, 2022.

EGU22-1151 | Presentations | GMPV9.5

A machine learning method for seismic signal monitoring: A contribution to the detection of the potential volcanic hazard on Etna, Italy 

Susanna Falsaperla, Horst Langer, Alfio Messina, and Salvatore Spampinato

The dynamics driving an eruption play a crucial role in the impact volcanic activity has on the community at large. The interpretation of geophysical and geochemical changes heralding a volcanic unrest is a fundamental key to forecasting upcoming phenomena. However, the style and intensity of the eruption are difficult to predict, even in open-conduit volcanoes where eruptions can be relatively frequent. This is the case of Etna, in Italy, one of the most active basaltic volcanoes in the world. In 2021, fifty-two lava fountains arose from its Southeast Crater accompanied by lava emissions and ash fallout, which disrupted air and road traffic in numerous Sicilian municipalities. Lava fountains are just one of the typical eruptive styles of Etna. Strombolian activity and lava flows are also relatively frequent here, each with its own characteristics in terms of intensity and social impact.
We developed a machine learning (ML) method for the analysis of the seismic data continuously acquired by the local stations of the Etna permanent seismic network, exploiting the spectral characteristics of the signal. Its design started from: i) the need to detect the volcanic hazard, and ii) provide timely and indicative information on possible eruptive scenarios to the Civil Protection and the Authorities. Besides the identification of anomalies in the data, which flag enhanced volcano dynamics in its early stages, we investigate on clues concerning the potential intensity level of eruptive phenomena. The method works in near real time and can effectively contribute to the multidisciplinary analysis of volcanic hazard.

How to cite: Falsaperla, S., Langer, H., Messina, A., and Spampinato, S.: A machine learning method for seismic signal monitoring: A contribution to the detection of the potential volcanic hazard on Etna, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1151, https://doi.org/10.5194/egusphere-egu22-1151, 2022.

EGU22-1862 | Presentations | GMPV9.5

The 2021 Activity of Kamchatkan Volcanoes and Danger to Aviation 

Olga Girina, Alexander Manevich, Dmitry Melnikov, Anton Nuzhdaev, Iraida Romanova, Evgeny Loupian, and Aleksei Sorokin

Strong explosive eruptions of volcanoes are the most dangerous for aircraft because they can produce in a few hours or days to the atmosphere and the stratosphere till several cubic kilometers of volcanic ash and aerosols. Ash plumes and the clouds, depending on the power of the eruption, the strength and wind speed, can travel thousands of kilometers from the volcano for several days, remaining hazardous to aircraft, as the melting temperature of small particles of ash below the operating temperature of jet engines.

There are 30 active volcanoes in the Kamchatka; scientists of KVERT monitor these volcanoes since 1993. Description of volcanic eruptions is based on video monitoring and various satellite data from the information system "Remote monitoring of the activity of volcanoes of the Kamchatka and the Kuriles" (VolSatView, http://kamchatka.volcanoes.smislab.ru). In 2021, three volcanoes (Sheveluch, Klyuchevskoy, and Karymsky) had eruptions.

The eruptive activity of Sheveluch (growth of the lava dome) is continuing since 1980. In 2021, explosions sent ash up to 7.5 km a.s.l. mainly in August and December; ash plumes were extending more 380 km to the different directions of the volcano. A new plastic lava block Dolphin-2 squeezed at the dome from February till July 2021. Resuspended ash was observed on 02-03 April, 06-07 July, 13-14 and 22 August, and 06-07 and 21 October: ash plumes were extending for 400 km to the east and southeast of the volcano. Satellite data by KVERT showed a thermal anomaly over the volcano all year. Activity of the volcano was dangerous to local aviation.

The terminal explosive-effusive eruptions of Klyuchevskoy volcano took place from 30 September, 2020 to 08 February, 2021. Explosions sent ash up to 8 km a.s.l., gas-steam plumes containing some amount of ash were extending for 500 km to the different directions of the volcano. The lava flows moved along Apakhonchichsky and Kozyrevsky chutes. Satellite data by KVERT showed a thermal anomaly over the volcano all year. The lateral break on the northwestern slope of Klyuchevskoy at an altitude of 2.8 km a.s.l. lasted from 17 February to 20 March, 2021: lava effused from two cracks, a cinder cone 60 m high was formed. By February 23, lava flows 1.2 km long reached the Erman glacier, mud flows passed about 30 km. Activity of the volcano was dangerous to international and local aviation.

Eruptive activity of Karymsky volcano was uneven in 2021. According to satellite data, the strong ash explosions were observed: on 04 April (8.5 km a.s.l.), 10 September (7 km a.s.l.), 03 November (11 km a.s.l.), and 06, 13, and 18 November (8 km a.s.l.); in the other months explosions sent ash up to 6 km a.s.l.; ash plumes and clouds drifted for 2700 km to the different directions from the volcano. The thermal anomaly over the volcano was recorded on satellite images from time to time. Activity of the volcano was dangerous to international and local aviation.

How to cite: Girina, O., Manevich, A., Melnikov, D., Nuzhdaev, A., Romanova, I., Loupian, E., and Sorokin, A.: The 2021 Activity of Kamchatkan Volcanoes and Danger to Aviation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1862, https://doi.org/10.5194/egusphere-egu22-1862, 2022.

EGU22-2115 | Presentations | GMPV9.5

The structure of the upper crust under the Kambalny volcano (Southern Kamchatka) according to the results of seismic tomography 

Viktoria Komzeleva, Ivan Koulakov, Sergey Rychagov, Evgeny Gordeev, Ilyas Abkadyrov, Tatiana Stupina, and Angelika Novgorodova

In this study we present the results of tomography studies for seismic velocity in the area of Kambalny volcano (Southern Kamchatka). After a long repose stage, on March 24, 2017, it produced a strong phreatic eruption, which ejected an ash cloud to the distance of up to 1000 km. We have obtained the first 3D model of seismic velocities beneath the area of Kambalny based on the data recorded by a temporal network of ten seismic stations installed for one year in 2018-2019. The distributions of velocities of the P and S seismic waves, and especially the Vp/Vs ratio, provide the information on the geometry of the plumbing system beneath the volcano in the upper crust down to ~10 km, which makes it possible to build a scenario of preparation and occurrence of the explosive eruption in 2017. We clearly identify an anomaly of high Vp/Vs ratio in the depth interval of 7-10 km, which is interpreted as a magma reservoir responsible for Holocene activity of Kambalny. This reservoir appears to be connected with the volcano edifice by a linear zone of high Vp/Vs ratio, which may represent a system of fractures originated during the eruption in March 2017 and served as a pathway for magma ascent. We propose that the interaction of hot magma with meteoric fluids in shallow layers caused active boiling and steam formation in a closed reservoir below the volcano. After exceeding a critical pressure, the steam escaped to the surface causing an explosive eruption. We also found evidence that geothermal fields located to the north and northwest of Kambalny might be fed from separate deep sources. The area of Kambalny is characterized by strong geothermal activity, most of which is located to the north and to the west of the volcano. The northern geothermal manifestations mostly occur on the northern part of the Kambalny Ridge and in the Pauzhetka depression. We found that the geothermal activity in these areas is likely associated with a deep source, which appears to be isolated from the magma reservoir below Kambalny volcano. A similar isolated anomaly is observed below geothermal fields in the area of the Koshelev volcano to the west, which may indicate that the geothermal activity appears to be independent of the magmatic system of Kambalny volcano, at least for its upper-crustal part.

This study was partially supported by the Russian Science Foundation project # 20-17-00075.

How to cite: Komzeleva, V., Koulakov, I., Rychagov, S., Gordeev, E., Abkadyrov, I., Stupina, T., and Novgorodova, A.: The structure of the upper crust under the Kambalny volcano (Southern Kamchatka) according to the results of seismic tomography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2115, https://doi.org/10.5194/egusphere-egu22-2115, 2022.

EGU22-2529 | Presentations | GMPV9.5

Fibre-Optic Sensing for Volcano Monitoring on Grímsvötn, Iceland 

Sara Klaasen, Sölvi Thrastarson, Yeşim Çubuk-Sabuncu, Kristín Jónsdóttir, Lars Gebraad, and Andreas Fichtner

We present the results of an experiment with Distributed Acoustic Sensing (DAS) on Grímsvötn in Iceland. DAS is a novel detection method that samples the strain wavefield due to ground motion along a fibre-optic cable with high temporal (kHz) and spatial (m) resolution. Consequently, it has the potential to increase our understanding of physical volcanic processes.

 

We deployed a 12 km long fibre-optic cable for one month (May 2021) on Grímsvötn, Iceland’s most active volcano, which is completely covered by the large Vatnajökull ice sheet. The cable was trenched 50 cm into the ice, following the caldera rim and ending near the central point of the caldera on top of a subglacial lake. A large number of hammer blow experiments allow us to estimate the Rayleigh wave dispersion curves, and thickness of the ice layer on top of the volcanic rock.

 

We have discovered previously undetected levels of seismicity, with up to several hundreds of local events per day, using an automated earthquake detection algorithm that is based on image processing techniques. First arrival picks are identified with an automated cross-correlation based algorithm, developed specifically for complex and local events recorded with DAS. The first arrival times, combined with a probabilistic interpretation and the Hamiltonian Monte Carlo algorithm, allow us to estimate event locations and their respective uncertainties, even in the absence of a detailed velocity model. The detection and localisation of the recorded events paints a differentiated picture of Grímsvötn’s volcano-seismicity.

 

The preliminary results of our experiment highlight the potential of DAS for studies of active volcanoes covered by glaciers, and we hope that this research will contribute to the fields of volcano monitoring and hazard assessment.

How to cite: Klaasen, S., Thrastarson, S., Çubuk-Sabuncu, Y., Jónsdóttir, K., Gebraad, L., and Fichtner, A.: Fibre-Optic Sensing for Volcano Monitoring on Grímsvötn, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2529, https://doi.org/10.5194/egusphere-egu22-2529, 2022.

EGU22-2846 | Presentations | GMPV9.5

S-wave velocity structure at the Galápagos Archipelago (Ecuador) using ambient seismic noise 

José Augusto Casas, Fabrizio Magrini, Boris Kaus, Gabriela Badi, Mario Z. Ruiz, Cynthia Ebinger, Deyan Draganov, and Luca De Siena

The Galápagos Archipelago originates from a plume-like structure that rises from the mantle about 250 km south of the islands. The Isabela Island, located on the western part of the Archipelago, contains several of the most active volcanoes in Galápagos, among them Alcedo, Cerro Azul, and Sierra Negra, whose last eruptions occurred in 1953, 2008, and 2018, respectively.

Several studies from different disciplines have been performed to image the subsurface structures at the volcanoes on Isabela. They report a melt-rich sill located at 2 km depth, a crystal-mush zone below Sierra Negra located at depths approximately between 8 to 15 km, and a magma intrusion for depths between the sill and the crystal mush before the 2010 eruption of Sierra Negra. However, the resolution of these studies is limited along many areas and depths because of multiple reasons, like non-ideal station distribution, limitations on the selected methodologies, or sparse earthquake locations.

Using seismic data recorded by two temporal seismic networks deployed in the Archipelago, we used the ambient seismic noise to obtain a 3D S-wave velocity model; we used this information to improve the understanding of the structure of the subsurface in the area. One of the networks -XE array- was composed of 18 stations deployed between July 2009 and June 2011; the second network -YH array, composed of 10 stations, was deployed between August 1999 and March 2003. Provided the distribution of the seismic stations, a higher resolution was obtained on Isabella Island. Therefore, we focused our analysis on the regional-scale feeding systems of the volcanoes in Isabela, in particular, Alcedo, Sierra Negra, and Cerro Azul volcanoes.

Through an iterative linear-least-squares inversion methodology, we obtained Rayleigh phase-velocity maps for periods in the range 2.5-25 s. Subsequently, we inverted the obtained tomographic maps for retrieving the S-wave velocity distribution as a function of depth. Our results indicate two main discontinuities, located at 3 and 11 km depth, agreeing with the expected depth for the discontinuity between old and new oceanic crust. The first layer presents an average S-wave velocity of 2.4 km/s, while the second and third layers - 3.0 km/s and 3.4 km/s, respectively. Our results show two relevant low-velocity zones in the subsurface: one is located between Sierra Negra and Alcedo volcanoes centered at 20 km depth, the second one is below Sierra Negra at 8 km depth, which we interpret as magma accumulation zones. In addition, our results show a high-velocity zone at 3 km depth, coincident with the previously reported melt-rich sill.

This work not only validates the results obtained by previous works but provides information with higher resolution for certain depths of the subsurface of hazardous volcanoes on Galápagos.

How to cite: Casas, J. A., Magrini, F., Kaus, B., Badi, G., Ruiz, M. Z., Ebinger, C., Draganov, D., and De Siena, L.: S-wave velocity structure at the Galápagos Archipelago (Ecuador) using ambient seismic noise, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2846, https://doi.org/10.5194/egusphere-egu22-2846, 2022.

EGU22-2972 | Presentations | GMPV9.5

Using radio frequency signal classification to monitor explosive eruptive activity 

Sonja Behnke, Harald Edens, James Theiler, Diana Swanson, Seda Senay, Masato Iguchi, and Daisuke Miki

Explosive volcanic eruptions often produce a repeatable pattern of electrical activity that can be exploited for volcano hazard monitoring. First, a swarm of small “vent discharges” occurs within the gas thrust region of the plume starting at the onset of an explosion. Vent discharges often persist for several seconds, depending on the duration of the explosion. In addition, vent discharges are known to occur in high-intensity explosions involving the fragmentation of fresh magma. Several seconds after the onset of an explosion, lightning starts to occur throughout the eruption column as charge begins to separate. This chronological sequence of vent discharges followed by lightning has been observed during eruptions from several different volcanoes, including Augustine Volcano, Redoubt Volcano, Eyjafjallajokull, and Sakurajima. In this presentation we demonstrate a proof-of-concept method for an eruption detection algorithm that exploits this common and repeatable pattern. The algorithm leverages a logistic regression classifier to distinguish between radio frequency waveforms of vent discharges and lightning. To demonstrate our method, we use broadband (20-80 MHz) very high frequency (VHF) waveform data of explosive volcanic eruptions from the Minamidake crater of Sakurajima volcano in Japan collected between May 2019 and May 2020. We show that individual VHF impulses produced by vent discharges and lightning can be accurately classified due to differences in the amount of signal clutter surrounding each type of impulse. In particular, we show that impulses from vent discharges are more isolated in time compared to impulses from lightning. The results of the signal classifier are then used to identify the characteristic pattern of volcanic electrical activity to determine if an explosive event has occurred. Implementation of the detection algorithm on an agile and deployable VHF sensor would engender a new method of volcano hazard monitoring, and help facilitate the research necessary to operationalize measurements of volcanic electrical activity in order to inform an eruption response.

How to cite: Behnke, S., Edens, H., Theiler, J., Swanson, D., Senay, S., Iguchi, M., and Miki, D.: Using radio frequency signal classification to monitor explosive eruptive activity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2972, https://doi.org/10.5194/egusphere-egu22-2972, 2022.

EGU22-3187 | Presentations | GMPV9.5

Using seismology to probe the modern magma reservoir at Taupō volcano, Aotearoa New Zealand 

Eleanor Mestel, Finnigan Illsley-Kemp, Martha Savage, Colin Wilson, and Bubs Smith

Taupō volcano, in the centre of North Island, Aotearoa New Zealand, is a frequently active rhyolitic caldera volcano that was the site of Earth’s most recent supereruption (Oruanui ~25 ka)1,2. It has erupted 28 times since then, and continues to display signs of unrest (seismicity and surface deformation), with periods of elevated unrest on roughly decadal timescales3. Any resumption of eruptive activity at the volcano poses a major source of hazard, and interactions between the magma reservoir and the regional tectonics that lead to unrest and possible eruption are not well understood. The location of the modern magma reservoir has been previously constrained by study of past eruptive products and some geophysical imaging (gravity, broad-scale tomography)2. Earthquake patterns during a 2019 unrest episode have also been used to infer the location and size (>~250 km3) of the modern-day reservoir4, but its location and extent have not yet been directly imaged. As part of the interdisciplinary ECLIPSE project, seismological methods are being used to investigate the Taupō reservoir, combining data from the national GeoNet seismic network with records from a temporary 13 broadband seismometer network. Development of the ECLIPSE network approximately doubles the number of seismic stations within 10 km of the lake shore.

We present here initial results on the characterisation of the seismicity in the Taupō region. These results include the improvement of earthquake locations with the addition of picks from the ECLIPSE stations and the use of automated machine learning phase picking and association techniques. We also present initial results from the cross correlation of ambient noise between stations in the ECLIPSE network for the use in ambient noise surface wave tomography, with many of the station pairs crossing the region most likely to contain the modern-day magma reservoir.

1 Wilson CJN J. Volcanol Geotherm Res 112, 133 (2001)
2 Barker SJ et al. NZ J Geol Geophys 64, 320 (2021)
3 Potter SH et al. Bull Volcanol 77, 78 (2015)
4 Illsley‐Kemp F et al. G-cubed 22, e2021GC009803 (2021)

How to cite: Mestel, E., Illsley-Kemp, F., Savage, M., Wilson, C., and Smith, B.: Using seismology to probe the modern magma reservoir at Taupō volcano, Aotearoa New Zealand, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3187, https://doi.org/10.5194/egusphere-egu22-3187, 2022.

EGU22-4568 | Presentations | GMPV9.5

Assessing the elements at risk in volcanic areas by combining deep convolutional neural network and multispectral satellite images 

Claudia Corradino, Anu Pious, Eleonora Amato, Federica Torrisi, Maide Bucolo, Luigi Fortuna, and Ciro Del Negro

Volcanic eruptions are spectacular but dangerous phenomena. Depending on their magnitude and location, they also have the potential for becoming major social and economic disasters. Some of the most important volcanic events include ash fallout, lava flows, and related phenomena, such as volcanic debris avalanches and tsunamis. The ongoing demographic congestion around volcanic structures, such as Mount Etna, increases the potential risks and costs that volcanic eruptions represent and leads to a growing demand for implementing effective risk mitigation measures. To fully evaluate the potential damage and losses that a volcanic eruption disaster may cause, the distribution and characterization of all the exposed elements must be considered. Over the past decades, advances in satellite remote sensing and geographic information system techniques have greatly assisted the collection of land cover data. However, assessment of the elements at risk is a lengthy and time-consuming process. In fact, usually data including all exposed elements and land uses are gathered from several Institutional web portals and very high-resolution satellite imagery, not freely available, manipulated by operators. Here, we propose a deep learning approach to automatically identify the elements at risk in high spatial resolution satellite images. In particular, a Convolutional Neural Network (CNN) model is adopted to classify land use and land cover in volcanic areas thus allowing to carefully assess the total exposure by using freely available satellite images. A retrospective analysis is conducted on Mount Etna highlighting changes in the exposure over the last decade.

How to cite: Corradino, C., Pious, A., Amato, E., Torrisi, F., Bucolo, M., Fortuna, L., and Del Negro, C.: Assessing the elements at risk in volcanic areas by combining deep convolutional neural network and multispectral satellite images, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4568, https://doi.org/10.5194/egusphere-egu22-4568, 2022.

EGU22-5087 | Presentations | GMPV9.5

The complex plumbing system of Oldoinyo Lengai seen by 3D attenuation tomography 

Miriam Christina Reiss, Luca de Siena, and James Muirhead

Oldoinyo Lengai volcano, located in the Natron Basin (Tanzania), is the only active natrocarbonatite volcano worldwide. It thus represents an essential end-member magmatic system in a young rift segment (~3 Ma) of the East African Rift System. Following a period of relative quiescence after the 2007-08 explosive eruption and dike intrusions beneath the volcano itself and neighbouring inactive shield volcano Gelai, seismicity and effusive lava flows within the crater show a heightened level of activity since 2019. Employing data from a recent seismic experiment, Reiss et al. 2021 used seismicity and focal mechanisms patterns to map the complex volcanic plumbing system and its impact on rift processes.

Here, we use the recorded waveforms of local earthquakes to employ the newly developed 3D multi-scale reasonable attenuation tomography (MuRAT) to constrain the complex volcanic plumbing system in unprecedented detail. Our attenuation analysis measures peak delay and coda wave attenuation to separately measure seismic scattering, attenuation and absorption and model those parameters in 3D. Compared to a classical travel time tomography, this allows us to map seismic interfaces such as faults, fluid reservoirs and melt batches. We use over 20 000 waveforms and perform a separate inversion for coda wave attenuation and a regionalisation for peak delay measurements in different frequencies, which are sensitive to different structures and depths.

While the lower frequencies are sensitive to larger-scale features and structures close to the surface, the higher frequencies provide better resolution on smaller features and structures at depth. Accordingly, we map different aspects of the complex 3D plumbing system of Oldoinyo Lengai and the rift itself in different frequencies. Our results show strong scattering and attenuation near fluid-filled, deep-reaching faults, producing seismic swarms. We also detect the existence of previously unknown, small magma reservoirs in the shallowest part of the crust that might have fed previous dike intrusions and clearly shows an interconnected plumbing system stretching from the border fault across a developing magmatic rift segment.

How to cite: Reiss, M. C., de Siena, L., and Muirhead, J.: The complex plumbing system of Oldoinyo Lengai seen by 3D attenuation tomography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5087, https://doi.org/10.5194/egusphere-egu22-5087, 2022.

Long-period earthquakes and tremors are one of two main classes of volcano-seismic activity. Deep long-period (DLP) earthquakes are of particular interest because usually they are attributed to the processes occurring in the deep magma reservoirs close the crust–mantle boundary. The physical mechanism of generation of these earthquakes is still not fully understood. The hypotheses of the DLPs origin include thermomechanical stresses associated with cooling of deep intrusions, rapid CO2 degassing from the oversaturated basaltic magmas, and secondary boiling.

In this work, we study the long-period earthquakes that occur at the crust-mantle boundary beneath the Klyuchevskoy volcano group in Kamchatka in order to reconstruct their source mechanism. We considered three possible sources (single force, shear slip and tensile crack) that can produce DLPs. With given hypocentral location and radiation patterns we calculated synthetic seismograms for each of assumed mechanisms. Then, we compared obtained signals with real records measuring amplitudes of P and S waves at each channel and calculating their ratios. For each of he considered types of mechanisms, we perform a grid search in the parameter space and found an optimal solution that minimizes the misfit between the observations and the model predictions.

How to cite: Galina, N. and Shapiro, N.: Source Mechanisms of Deep Long Period Earthquakes beneath the Klyuchevskoy Volcano Group (Kamchatka, Russia) inferred from S-to-P amplitude ratios, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7394, https://doi.org/10.5194/egusphere-egu22-7394, 2022.

EGU22-7418 | Presentations | GMPV9.5

Analysis of volcanic activity of Yasur volcano with long range infrasound observation 

Rebecca Sveva Morelli, Paola Campus, Diego Coppola, and Emanuele Marchetti

The atmospheric injection of gas and material produced by an explosive volcanic eruption determines a rapid compression of the atmosphere, which subsequently propagates as longitudinal elastic waves (sound). The size of the source, generally greater than tens of meters, and its duration, longer than few seconds, result into an emitted signal that is particularly rich in low frequency (f < 20 Hz), thus determining an efficient infrasound radiation. Thanks to the low spectral content and the reduced attenuation in the atmosphere, infrasound is capable of propagating for very large distances.

In this study we show how the infrasonic monitoring of volcanoes at regional distances (> 100 km) is efficient in recording and characterizing volcanic events. For the purpose of our study, detections from the Yasur volcano (Tanna Island, Vanuatu) registered at a source-to-receiver distance of 400 km by the IS22 infrasound array, located in New Caledonia and part of the Comprehensive nuclear Test Ban Treaty (CTBT) International Monitoring System (IMS), were studied for a period of eleven years (2008-2018). The predominantly explosive Strombolian activity of this volcano makes it a perfect subject to be studied by infrasound technology.

Detections of infrasound signals from Yasur volcano, that are modulated according to the seasonal variation of stratospheric winds, are corrected for attenuation accounting for real atmospheric specification between the source and the receiver to retrieve the pressure at the source: next, they are used to evaluate long term (yearly) and short term (hourly) variations of activity over the period of analysis. Results are eventually compared with thermal anomalies recorded by the MODIS (MODerate resolution Imaging Spectroradiometer) installed on NASA's Terra and Aqua satellites and computed by the MIROVA hotspot detection system.

We show that even at regional (400 km) distances it is possible to follow the fluctuations of ordinary explosive activity during periods of optimal propagation of infrasonic waves in the atmosphere, In addition, we show that, when the signal is recorded, the time resolution retrieved from the analysis allows following variations of activity at hourly time scale, thus representing a valuable source of information, in particular in areas where local geophysical observation is missing.

How to cite: Morelli, R. S., Campus, P., Coppola, D., and Marchetti, E.: Analysis of volcanic activity of Yasur volcano with long range infrasound observation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7418, https://doi.org/10.5194/egusphere-egu22-7418, 2022.

EGU22-7523 | Presentations | GMPV9.5

Quantifying lava temperature with a low-cost silicon-based thermal camera 

Joshua Marks, Jonas Kuhn, Christopher Fuchs, Nicole Bobrowski, and Ulrich Platt

An important characteristic quantity of volcanoes is the temperature of their magma. It depends on the magma composition, the volcanic activity, and partly affects the composition of magmatic gases that are later released to the atmosphere. Lava temperature measurements are thus desired for a manifold of volcanic studies at volcanoes including open magma-atmosphere interface (e.g. lava lakes).

The mostly used commercially available thermal cameras for the relevant temperature range (ca. 600-1200 °C) are still rather expensive, bulky, and have a limited spatial resolution.

We present an approach to use a compact (‘point and shoot’) consumer digital camera with a silicon based detector as a thermometer to record the spatial temperature distribution and variations of volcanic lava. Silicon detectors are commonly sensitive in the near infrared wavelength range (until ca. 1100 nm), which readily allows measurements of temperatures above ca. 500 °C. The camera is modified to block the visible spectrum and the remaining colour filter (Bayer filter) characteristics are used to infer the temperature from differential intensity measurements.

In the frame of this work, we performed a sensitivity study and calibrated the camera with a heated wire in the range of 600-1100 °C. Besides the advantages of the low costs, superior mobility and simple handling, the 16 megapixel spatial resolution of the temperature measurement allows resolving detailed temperature distributions in highly dynamic volcanic emission processes.

How to cite: Marks, J., Kuhn, J., Fuchs, C., Bobrowski, N., and Platt, U.: Quantifying lava temperature with a low-cost silicon-based thermal camera, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7523, https://doi.org/10.5194/egusphere-egu22-7523, 2022.

EGU22-8126 | Presentations | GMPV9.5

Smart seismic instrumentation for volcanic networks 

Neil Watkiss, Rui Barbara, Marcella Cilia, Will Reis, Sally Mohr, and Phil Hill

Recent technological advances in broadband seismic instrumentation allow operators to increase station density and installation flexibility on active volcanoes while increasing the observable frequency bandwidth compared with traditional geophone arrays.

Large quantities of instruments increase the footprint or increase the density of an array due to reduced costs of sensors and improved power specifications requiring less auxiliary equipment. This also allows installation in previously inaccessible areas due to portability, widening the scope of array design.

Traditionally, the Güralp 6-series and 40-series instruments have often been popular on volcanic sites due to their ruggedness and simplicity to operate. Advances in Güralp’s pioneering engineering mean that operators are increasingly looking towards new instrumentation: Certimus and Certis.

This new family of instruments presents digital and analogue options of a triaxial broadband sensor that functions at any angle without any need for human intervention. This is especially useful for rapid installations where time is of the essence; there is no need to level the instrument during installation, vastly reducing field complications and deployment times. This feature has been extensively deployed in glacial regions of Iceland where instrument tilt would have prevented previous installations but where the Certimus has triumphed in providing data on sub-glacial volcanic activity.

A user-configurable long period corner between 120s, 10s and 1s allows the operator to alter the response of their instrument depending on the requirement after delivery. Therefore, an array of short-period sensors is immediately adjusted to become a long-period array either locally or remotely.

Sub-300mW power consumption means both Certimus and Certis can be deployed with very small batteries and solar panels. GSL has also developed a compact lithium-ion battery pack to be used with the instruments for the very purpose of remote installations where lead-acid batteries cannot be transported.

Beneath the surface, the same technology is deployed in boreholes and postholes through the narrow-diameter Radian seismometer. A network of 17 Radian instruments is deployed across Mount Teide on the island of Tenerife, cored into the volcano itself to improve noise performance in this remote area.

When utilising instruments such as Certis and Radian that require a datalogger, the Güralp Minimus provides scope for incorporating other auxiliary meteorological, geochemical or geophysical sensors into a single station. As standard, the Minimus increases the number of analogue input channels beyond what is required for a triaxial seismometer which in turn increases the possibility of an observatory-style station.

In addition to land-based technology, Güralp has supplied several Ocean Bottom Seismometer (“OBS”) systems to clients monitoring volcanic activity at axial seamounts. As well as using cabled OBS systems, autonomous units are deployed to increase the spatial footprint of volcanic island arrays and therefore gain greater understanding of volcanic structure at depth.

How to cite: Watkiss, N., Barbara, R., Cilia, M., Reis, W., Mohr, S., and Hill, P.: Smart seismic instrumentation for volcanic networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8126, https://doi.org/10.5194/egusphere-egu22-8126, 2022.

EGU22-8367 | Presentations | GMPV9.5

Continuous measurement of carbon isotopic composition in soil gases at Cumbre Vieja volcano: a new frontier in volcano monitoring 

María Asensio-Ramos, Eleazar Padrón, José Barrancos, Pedro A. Hernández, Gladys V. Melián, Fátima Rodríguez, Germán D. Padilla, and Nemesio M. Pérez

In October 2017, two remarkable seismic swarms interrupted a 46-year seismic silence in Cumbre Vieja volcanic system, La Palma, Canary Islands, Spain. As a response to this seismic unrest episode, INVOLCAN strengthened the volcano monitoring in the island with the installation of a new automatic geochemical station in the municipality of Fuencaliente (LPG08) in the southern part of the island, which included a Delta RayTM Isotope Ratio Infrared Spectrometer (Thermo Fisher Scientific), to measure the content and isotopic composition (δ13C-CO2) of the soil gas CO2 using a PVC trap buried in the soil at 40 cm depth and transporting the gas through a polyamide pipe. After different seismic swarms occurred in the following years, a volcanic eruption started in Cumbre Vieja on September 19, 2021, lasting 85 days and 8 hours, the longest historical eruption in the island. On September 22, 2021, INVOLCAN installed an additional automatic geochemical station in the municipality of Los Llanos de Aridane (LPG10, around 5 km far from the eruption site) in the western part of the island, including another DeltaRayTM analyzer. In this work, we show the results from August 2020 to December 2021 measured at LPG08, and from September 2021 to January 2021 measured at LPG10. LPG08 data showed a range of δ13C-CO2 from -24.3 to -17.9‰ vs. VPDB (this last value just before the eruption started), with an average value of -20.9‰, during the study period. A clearly increasing trend to less negative values of δ13C-CO2 was detected from the beginning of 2021 to the moment when the eruption started, showing an increasing magmatic component in the soil CO2 measured, which was corroborated by plotting δ13C-CO2 vs. 1/[CO2] mean monthly values. During and after the eruptive period, the values showed a decreasing trend. Regarding LPG10, the values ranged from -18.8 to -7.3‰ vs. VPDB, with a mean value of -13.4‰. In this case, a general decrease trend of the δ13C-CO2 values to more negative values was observed after the eruption finished, while mean monthly values in the δ13C-CO2 vs. 1/[CO2] plot showed a shift from values ​​with a higher contribution of deep-seated CO2 at the beginning of the eruption to values ​​with a lower contribution at its end. This data demonstrates that the continuous measuring of carbon isotopic composition in soil gases before, during and after a volcanic eruption constitutes a powerful new tool for volcano monitoring.

How to cite: Asensio-Ramos, M., Padrón, E., Barrancos, J., Hernández, P. A., Melián, G. V., Rodríguez, F., Padilla, G. D., and Pérez, N. M.: Continuous measurement of carbon isotopic composition in soil gases at Cumbre Vieja volcano: a new frontier in volcano monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8367, https://doi.org/10.5194/egusphere-egu22-8367, 2022.

EGU22-9104 | Presentations | GMPV9.5

Determination of eruption source parameters of the 2011-2013 and February 2021 Etna’s paroxysms using multi-sensor strategies. 

Valentin Freret-Lorgeril, Costanza Bonadonna, Daniele Carbone, Stefano Corradini, Franck Donnadieu, Lorenzo Guerrieri, Lucia Gurioli, Giorgio Lacanna, Jonathan Lemus, Frank Silvio Marzano, Luigi Mereu, Luca Merucci, Luigi Passarelli, Maurizio Ripepe, Eduardo Rossi, Simona Scollo, and Dario Stelitano

The determination of Eruptive Source Parameters (ESPs) is crucial especially for very active volcanoes whose eruptive intensity can vary significantly. In this aim, new strategies are being developed to determine in near real time the total erupted mass (TEM), total grain-size distribution (TGSD) and plume height from ground sampling and remote sensing methods. Since 2011, Etna volcano has produced about 100 paroxysmal episodes characterized by the emission of fountain-fed tephra plumes whose heights reached up to 15 km (above sea level). In this work, we present multi-sensor strategies based on data acquired by the complementary set of remote sensing systems available at Etna. In fact, multi-sensor strategies may help to refine and assess the uncertainty of ESP estimates made by individual sensors, which can present various limitations such as narrow field of views (e.g., visible imagery) and/or low temporal resolution (e.g., satellite-based infrared). First, we show how the combination between tephra-fallout deposit and satellite-based estimates, along with numerical modelling, can help to refine estimates of TEM and TGSD, especially for weak explosive eruption such as the 29 August 2011 paroxysm. We use the model TEPHRA2 and compute synthetic data of ground accumulation to successfully fill significant sampling gaps in the tephra-fallout deposits. Moreover, we find that the Rosin-Rammler equation can be used to inform on missing part of the TGSD, including the tail of very fine ash also detected by satellite-based platforms. Additionally, we compare all estimates of Mass Eruption Rates, Plume height and grain-size distributions made by all available methods including Doppler radar detection, visible and infrared imagery, infrasound arrays, gravimetric signals and tephra-fallout deposit sampling. Accordingly, based on each sensor limitation and capacities, we obtain new constraints on ESP estimates acquired during several paroxysms between 2011-2013 and February 2021. We also bring new insights into the differences and complementarities that exist between the available remote sensing methods, especially in the case of future eruptive events at Mount Etna.

How to cite: Freret-Lorgeril, V., Bonadonna, C., Carbone, D., Corradini, S., Donnadieu, F., Guerrieri, L., Gurioli, L., Lacanna, G., Lemus, J., Marzano, F. S., Mereu, L., Merucci, L., Passarelli, L., Ripepe, M., Rossi, E., Scollo, S., and Stelitano, D.: Determination of eruption source parameters of the 2011-2013 and February 2021 Etna’s paroxysms using multi-sensor strategies., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9104, https://doi.org/10.5194/egusphere-egu22-9104, 2022.

EGU22-9167 | Presentations | GMPV9.5

Fumarolic degassing dynamics revealed by coupled seismo-acoustic observation (Pisciarelli, Campi Flegrei Caldera, Italy) 

Dario Delle Donne, Massimo Orazi, Lucia Nardone, Francesco Liguoro, Ciro Buonocunto, Stefano Caliro, Antonio Caputo, Flora Giudicepietro, Rosario Peluso, Giovanni Scarpato, Anna Tramelli, and Lucia Pappalardo

Hydrothermal activity is a natural manifestation of volcanic degassing at calderas, testified by the presence of fumarolic fields, boiling pools, steaming ground and soil diffuse degassing, which are of interest for volcano monitoring and surveillance as they can be related to the magma dynamics within the caldera reservoirs. Campi Flegrei (Italy) is a half submerged resurgent caldera with a nested structure located at the western edge of the bay of Naples. Since its last eruption in 1538, several episodes of ground uplift accompanied by seismic swarms and intense degassing have been reported. The last uplift phase started in 2005 and is still ongoing. The Pisciarelli fumarolic field is a key area of the Campi Flegrei caldera where a continuous and vigorous degassing of hydrothermal fluids, of magmatic origin, takes place. Such fumarolic degassing is associated with a persistent harmonic tremor showing within the last decade an increasing amplitude trend that correlates well with the geochemical and geodetic unrest indicators of the caldera. In the framework of the DPC-INGV 2012-2021 Agreement and the LOVE-CF Project, we investigated the seismo-acoustic wavefield produced by fumarolic degassing with the aim of characterizing the source process that produces the harmonic tremor, and to propose a potential seismo-acoustic based tool to estimate the fumarolic gas fluxes in real time.  At this aim, we performed a series of temporary geophysical experiments with the deployment of 4-element small aperture seismo-acoustic arrays equipped, at each array element, by a short-period three-component seismometer and a broadband infrasonic pressure sensor. We show that the harmonic tremor source is located within the fumarolic field at shallow depth (<100m) and is strongly controlled by the dynamics of the water level within the fumarolic conduits. We detected for the first time the nearly continuous acoustic wavefield produced by Pisciarelli’s degassing activity. We recognize two distinct acoustic sources that are active at the same time and associated with 1) the intense bubbling from a water pool and with 2) the over-pressurized vapour degassing from the fumarolic vents. Integration between acoustic and seismic observation allowed us to propose a potential mechanism for tremor generation through a bubble collapse as soon as the volcanic gas approaches the earth surface while ascending through the conduit. Coupled acoustic and seismic observation has brought to a better understanding on the dynamics of fumarolic degassing at Campi Flegrei, paving the way to the design of an innovative tool for the real time monitoring of the fumarolic degassing. This will improve our capability to assess the volcanic risk for the Campi Flegrei Caldera, as any changes in fumarolic degassing may be related to a change in the on-going unrest dynamics. 

How to cite: Delle Donne, D., Orazi, M., Nardone, L., Liguoro, F., Buonocunto, C., Caliro, S., Caputo, A., Giudicepietro, F., Peluso, R., Scarpato, G., Tramelli, A., and Pappalardo, L.: Fumarolic degassing dynamics revealed by coupled seismo-acoustic observation (Pisciarelli, Campi Flegrei Caldera, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9167, https://doi.org/10.5194/egusphere-egu22-9167, 2022.

EGU22-9304 | Presentations | GMPV9.5

Tracking the evolution of the summit lava dome of Merapi volcano, between 2018-2019, using DEMs obtained from TanDEM-X and Pleiades data 

Shan Gremion, Virginie Pinel, François Beauducel, Tara Shreve, Raditya Putra, Akhmad Solikhin, Agus Budi Santoso, and Hanik Humaida

Located about 30 km North of the city of Yogyakarta on Java island, Merapi is considered one of the most dangerous dome building stratovolcanoes, as about 2 million people live less than 30 km away from the crater. Its recent eruptive activity consists in cyclic effusive growth of viscous lava domes, followed by partial or total destruction of domes. Dome destruction favors gravitational collapses (VEI 2) every 4-5 years, or bigger explosive eruptions (VEI 3-4) every 50-100 years resulting in pyroclastic density currents (PDCs) driven downhill at high velocities that are a major risk for surrounding population. Therefore, it is crucial to assess precisely the location, the shape, the thickness, and the volume of emplaced lava in order to prevent populations from sudden PDCs.

The last major explosive eruption (VEI 3-4) occurred in November 2010, resulting in a horseshoe-shaped crater of 500 m wide and 250 m depth hosting a lava dome shaped like a plateau. Within the crater, a new dome appeared on 11 August 2018 and was partially destroyed as of late 2019. In this study, we take advantage of 2 high resolution remote-sensing datasets, Pléiades (optical acquisitions in tri-stereo mode, 1 m resolution) and TanDEM-X (radar acquisitions in StripMap mode, 2 m resolution), to produce 19 Digital Elevation Models (DEMs) between July 2018 and December 2019. We calculate the difference in elevation between each DEM and a reference DEM derived from Pléiades images acquired in 2013 in order to track the evolution of the dome in the crater between 2018 and 2019. Uncertainties are quantified for each dataset. We show that the DEMs derived from Pléiades (optical) and TanDEM-X (radar) data are consistent with each other and provide good spatio-temporal constraints on the evolution of the dome. Furthermore, the remote-sensing estimate of lava volume is consistent with local drone measurements carried on by BPPTKG at the time of dome growth.

The time period covered by the TanDEM-X data is larger than that covered by the Pléiades acquisitions, allowing coverage of the growth and destruction of the dome. However, the Pléiades data allow us to evidence an accumulation zone below the crater that is not well imaged by TanDEM-X. We show the dome reached 40 meters (+-5 m) high and 0.5 Mm3 (+- 0.1Mm3 ) between August 2018 and February 2019, corresponding to an effusion rate of 3000 m3/day. Its shape was initially radial,then extended asymmetrically to the northwest and southeast from October 2018. From February 2019 onwards, the dome elevation remained constant, but lava was continuously emitted, as evidenced by TanDEM-X amplitude maps. Lava supply was balanced by destabilization southwards downhill in an accumulation zone of 400 meters long and 15 meters (+-5m) high maximum. In late 2019, several minor explosions partially destroyed the center of the dome. This study highlights the strong potential of the combination of TanDEM-X and Pléiades DEMs to quantitatively monitor domes at andesitic stratovolcanoes.

How to cite: Gremion, S., Pinel, V., Beauducel, F., Shreve, T., Putra, R., Solikhin, A., Santoso, A. B., and Humaida, H.: Tracking the evolution of the summit lava dome of Merapi volcano, between 2018-2019, using DEMs obtained from TanDEM-X and Pleiades data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9304, https://doi.org/10.5194/egusphere-egu22-9304, 2022.

EGU22-9711 | Presentations | GMPV9.5

STRALERT: STRain and wArning signaLs in nEar Real-Time at Etna for volcano surveillance operation 

Luigi Carleo, Alessandro Bonaccorso, Gilda Currenti, and Antonino Sicali

The Sacks-Evertson strainmeters are fundamental instruments to monitor deformation of the shallow crust produced by volcanic processes since they can record volumetric strain signals with a nominal high resolution of about 10-11. However, the recorded strain signal is affected by the effects of different disturbing sources such as earth tides, local barometric pressure variations, precipitations and underground water circulation. The disturbing signals (amplitude ranges 10-8-10-7) reduce the signal accuracy and can mask smaller strain transients (10-9-10-8) due to volcano processes [1] preventing thus the correct monitoring of the volcano activity.

The effects of the disturbing sources on the recorded strain signal can be filtered by employing dedicated softwares developed to this scope. However, such programs were not designed to be run automatically and thus cannot be directly employed for near real-time signal filtering. To fill this lack, we developed the software STRALERT (STRain and wArning signaLs in nEar Real-Time) to provide in near real-time both the strain signal recorded by a strainmeter station installed at the Etna volcano and the respective filtered signal to the Surveillance Room of the “Istituto Nazionale di Geofisica e Vulcanologia – Osservatorio Etneo”. The software embeds a modified version of the program BAYTAP-G [2] for the filtering operation that allows using a set of optimally defined filter parameters as inputs. The accuracy of the strain signal is improved reaching values of ≈10-10 and allowing thus the detection of ultra-small strain changes.

Examples of the output of STRALERT are presented for the 2021 period, when frequent eruptive events took place at the Etna volcano. Significant strain changes are clearly observed during the main lava fountain episodes. Thanks to the good accuracy warranted by STRALERT, it was also possible to unravel tiny strain changes due to weak eruptive activity that would have been completely hidden by the tidal and the pressure variations in the recorded raw signal. Moreover, the filtered signal better shows the onset and the end of the transient strain variations allowing to easily mark the timing of the associated eruptive events. Alert thresholds have been defined on the filtered signals to recognize these transient strain changes and automatically deliver a warning signal for the surveillance operations.     

 

[1] Currenti, G. and Bonaccorso A. (2019). Cyclic magma recharge pulses detected by high-precision strainmeter data: the case of 2017 inter-eruptive activity at Etna volcano, Sci. Rep.-Uk., 9(1), 1–7.

[2] Tamura, Y., T. Sato, M. Ooe and M. Ishiguro (1991). A procedure for tidal analysis with a Bayesian information criterion, Geophys. J. Int., 104(3), 507–516.

How to cite: Carleo, L., Bonaccorso, A., Currenti, G., and Sicali, A.: STRALERT: STRain and wArning signaLs in nEar Real-Time at Etna for volcano surveillance operation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9711, https://doi.org/10.5194/egusphere-egu22-9711, 2022.

EGU22-10458 | Presentations | GMPV9.5

Correlation of Wind Speed and Eruption Frequency ofStrokkur Geyser, Iceland 

Shaig Hamzaliyev, Eva P.S. Eibl, Gylfi Páll Hersir, Guðrún Nína Petersen, and Torsten Dahm

A geyser is a multiphase geothermal feature that exhibits frequent, jetting
eruptions of hot water and non-condensable gases such as CO2. In Iceland it
was noted that Strokkur geyser erupts at regular intervals. Following single
eruptions the typical waiting time is for example 3.7 ± 0.9 min. However, we
noted that single eruptions are sometimes followed by an up to 7 min long
gap and are the first ones to investigate this in the context of the weather at
Strokkur.
A local broadband seismic network at Strokkur geyser, Iceland recorded more
than 300000 eruptions during 2017-2018 and 2020-2021. The hourly weather
data was acquired from the Hjardarland meteorological station at a few kilome-
ters distance from Strokkur maintained by the Icelandic Meteorological Office.
First we calculate the waiting time after eruptions and to make it comparable
with the hourly weather data we calculate hourly means. First we used a sim-
ple pearson correlation to calculate the correlation in different time windows.
As the time window increased the correlation between the waiting time and
wind speed increased. No substantial increase in the correlation coefficients was
visible for window lengths of more than 8 hours. So we chose an 8 hour long
time window for the further analysis. We compare the averaged waiting time
after eruptions, with wind speed, temperature, air pressure and humidity. To
understand the relation more deeply, we plot each weather parameter vs. the
waiting time average and fit linear and quadratic functions to the data. We
find a strong correlation with the wind speed and minor anticorrelation with
temperature and humidity. After calculating residuals the results indicate that
there is a quadratic relation between the waiting time and wind speed. This
highlights the sensitivity of the pool geyser with respect to environmental factors
interfering with the heat balance of the system.

How to cite: Hamzaliyev, S., Eibl, E. P. S., Hersir, G. P., Petersen, G. N., and Dahm, T.: Correlation of Wind Speed and Eruption Frequency ofStrokkur Geyser, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10458, https://doi.org/10.5194/egusphere-egu22-10458, 2022.

EGU22-10482 | Presentations | GMPV9.5

Variations of Stromboli activity related to the 2019 paroxysmal phase revealed by SOM clustering of seismo-acoustic data and its comparison with video recordings and GBInSAR measurements 

Flora Giudicepietro, Sonia Calvari, Luca D'Auria, Federico Di Traglia, Lukas Layer, Giovanni Macedonio, Teresa Caputo, Walter De Cesare, Gaetana Ganci, Marcello Martini, Massimo Orazi, Rosario Peluso, Giovanni Scarpato, Laura Spina, Teresa Nolesini, Nicola Casagli, Anna Tramelli, and Antonietta M. Esposito

Two paroxysmal explosions occurred on Stromboli in the summer of 2019 (July 3 and August 28). The first of these explosions resulted in the death of one person. Furthermore, an effusive phase began on July 3 and lasted until August 30, 2019. This dangerous eruptive phase of Stromboli was not preceded by evident variations in the geophysical parameters routinely monitored, therefore the volcano was considered to be in a state of normal activity.

To investigate the precursors of the 2019 eruptive crisis and explain the absence of variations in the parameters routinely monitored, we analyzed the seismo-acoustic signals with an unsupervised neural network capable of discovering hidden structures of the data. We clustered about 14,200 seismo-acoustic events recorded in 10 months (November 15, 2018 - September 15, 2019) using a Self-Organizing Map (SOM). Then we compared the clustering result with the images of visible and thermal monitoring cameras, that were installed and managed by the Istituto Nazionale di Geofisica e Vulcanologia, Italy, and with the Ground-Based Interferometric Synthetic Aperture Radar displacement measurements of the summit area of the volcano recorded by BGInSAR devices, which were installed and managed by Università Degli Studi di Firenze, Italy.

The SOM analysis of the seismo-acoustic features associated with the selected dataset of explosions allowed us to recognize three main clusters in the period November 15, 2018 - September 15, 2019. We named these three clusters Red, Blue, and Green. The analysis of a subset of the selected explosions (approximately 180 events) through the videos of the visible and thermal monitoring cameras allowed us to associate distinct explosive types to the three main seismo-acoustic clusters. In particular, the cluster Red was associated with explosions characterized by well collimated oriented jets of ~ 200 m height, which eject incandescent ballistics and produce a significant infrasonic transient. The cluster Blue was associated with gas explosions with a height of 10 - 20 m and with little or no ash and pyroclastic fragment ejection. These types of explosions may not be detected by the camera recordings and infrasonic sensors. On the contrary, they are well recorded in the VLP seismic signals (filtered in the 0.05 - 0.5 Hz frequency band). The cluster Green includes explosions characterized by the emission of incandescent spatter-like fragments, with a wide range of ejection angles and hemispherical shape. The explosions of the cluster Red are mainly generated in the NE vent region, whereas the explosions of clusters Blue and Green are generally located in the central and SW vent regions.

Comparing these results with the temporal evolution of the displacement of the summit area measured by the GBInSAR device, we discovered that the variations of the eruptive style that were highlighted by the SOM clustering of the seismic-acoustic features are recognizable in the ground deformation temporal pattern. Our findings are relevant for the improvement of monitoring of volcanoes with persistent activity and volcano early warning.

How to cite: Giudicepietro, F., Calvari, S., D'Auria, L., Di Traglia, F., Layer, L., Macedonio, G., Caputo, T., De Cesare, W., Ganci, G., Martini, M., Orazi, M., Peluso, R., Scarpato, G., Spina, L., Nolesini, T., Casagli, N., Tramelli, A., and Esposito, A. M.: Variations of Stromboli activity related to the 2019 paroxysmal phase revealed by SOM clustering of seismo-acoustic data and its comparison with video recordings and GBInSAR measurements, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10482, https://doi.org/10.5194/egusphere-egu22-10482, 2022.

EGU22-10487 | Presentations | GMPV9.5

Comparing satellite and ground-based measurements of low-lying SO2 plumes during the Kilauea 2018 and 2020 eruptions 

Juliette Delbrel, Mike Burton, Catherine Hayer, Ben Esse, and Matthew Varnam

Ground and satellite SO2 measurements have been extensively compared for high altitude volcanic emissions but far less for grounded plumes. The 2018 and 2020 Kilauea eruptions offered perfect opportunities to compare our TROPOMI results with ground measurements. Not only is Kilauea a very well monitored volcano, so the ground measurements are abundant and reliable, the SO2 plumes were big enough to be picked up by satellite. We compared the results to assess the efficacy of TROPOMI as a remote sensing tool applied at low-lying SO2 plumes. We concluded that the fluxes for both agreed provided the wind speed is the same for both. Remote sensing is therefore an important tool for effusive eruption monitoring and could be used on its own at remote volcanoes where ground instruments are sparse or lacking.

How to cite: Delbrel, J., Burton, M., Hayer, C., Esse, B., and Varnam, M.: Comparing satellite and ground-based measurements of low-lying SO2 plumes during the Kilauea 2018 and 2020 eruptions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10487, https://doi.org/10.5194/egusphere-egu22-10487, 2022.

EGU22-11325 | Presentations | GMPV9.5

Water Fountain Speed and Height at Strokkur Geyser, Iceland, derived from Video Camera Data 

Sandeep Karmacharya, Eva P. S. Eibl, Alina Shevchenko, Thomas Walter, and Gylfi Páll Hersir

Strokkur geyser in Iceland is located in the Haukadalur valley, Iceland. It exhibits frequent, jetting eruptions of hot water and non-condensable gases such as CO2. In earlier studies we found that Strokkur geyser erupts at regular intervals and passes through typical phases in an eruptive cycle. This eruptive cycle consists of the eruption, conduit refilling with water, gas accumulation in a bubble trap and regular bubble collapses at depth in the conduit. In this presentation we focus on the blue bulge that forms at the beginning of an eruption and the water fountain itself.

To study this, we use video camera data from 2017 and 2020 in comparison with a local broadband seismic network. We assess the bulge height, fountain height, the bulge rising speed, water fountain rising speed and the associated seismic amplitude. Particularly, ImageJ with the MtrackJ plugin was used to assess the bulge height and fountain height. We find that upto 0.5 m high water bulge forms within 0.7 s at an average speed of 0.6 m/s. Water is then expelled into the air at a speed of 10 m/s reaching heights of up to 40 m. We compare the speeds measured on the surface with (i) expected rising speeds of gas bubbles in water given a certain diameter and (ii) migration speeds derived from migrating seismic source locations. We discuss the derived height with respect to seismic amplitudes to constrain the tremor generation and to finally assess whether the seismic amplitude (e. g. RMS) has any predictive power when it comes to eruption forecasting.

How to cite: Karmacharya, S., Eibl, E. P. S., Shevchenko, A., Walter, T., and Hersir, G. P.: Water Fountain Speed and Height at Strokkur Geyser, Iceland, derived from Video Camera Data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11325, https://doi.org/10.5194/egusphere-egu22-11325, 2022.

EGU22-11583 | Presentations | GMPV9.5

Seismic signals of crater instability at Oldoinyo Lengai volcano, Tanzania 

Georg Rümpker, Ayoub Kaviani, Amani Laizer, Miriam Reiss, and Emmanuel Kazimoto

Oldoinyo Lengai in the North Tanzanian Divergence is one of the few highly active volcanoes in Africa. Its eruptive cycle is characterized by effusions of carbonatite lava and severe explosions. The most recent of these occurred in 2007 and left a circular crater nearly 400 wide and approximately 100 m deep. The crater is currently being filled with new lava which solidifies and has formed several characteristic hornitos. In 2019, we set up a temporary seismic network of 10 short-period stations, equipped with 4.5 Hz geophones, surrounding the crater area at altitudes between about 1990 and 2885 m to monitor the eruptive activity of the volcano. Seven of the stations were recovered in February 2020. The retrieval of the remaining stations was delayed due travel restrictions caused by the pandemic. However, in Sept. 2021, two of the missing stations were returned from the volcano. Due to the limited battery capacity, recordings were restricted to a period of about five weeks between 14/09 and 23/10/2019. Analysis of the data shows tremor activity and more than 80 distinct recordings of high-frequency seismic signals in the immediate vicinity of the network. However, the recordings lack clear S-wave arrivals, and the station configuration is unfavorable for the application of classical localization techniques based on iterative inversion. We, therefore, apply a grid-search approach based on a Bayesian formulation which also accounts for the topography and shape of the volcanic edifice. The results show that the events are located within or close to the circular crater rim. We argue that the events are caused by sliding segments of the crater wall which have become gravitationally unstable, possibly due to magmatic undermining. The interpretation is supported by surface observations of opening cracks at the outer base of the crater rim.

How to cite: Rümpker, G., Kaviani, A., Laizer, A., Reiss, M., and Kazimoto, E.: Seismic signals of crater instability at Oldoinyo Lengai volcano, Tanzania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11583, https://doi.org/10.5194/egusphere-egu22-11583, 2022.

EGU22-12106 | Presentations | GMPV9.5

Determining the vertical scale in videos of lava fountains from gravitational acceleration of single clasts at their zenith 

Ariane Loisel, Ed Llewellin, Caroline Tisdale, and Bruce Houghton

Videography is a popular tool for monitoring and characterising volcanic eruptions. Video records of lava fountaining episodes allow us to infer eruption parameters such as fountain heights, exit velocities, and pulse durations and frequencies, which may inform us on the subsurface processes that operate within the sub-volcanic plumbing system. However, the evolving shape and size of the natural features surrounding eruptive vent make it difficult to convert pixels in an image to meters in reality, due to the lack of fixed reference points with which to compare dimensions. Here we present a new method for determining the vertical scale in videos of lava fountains. We measure the vertical pixel-position of clasts near their zenith, over successive frames, and convert this to an acceleration. By assuming that the only force acting on single clasts near their zenith is gravity, we use the clast motion to determine the scale – mapping pixels to metres. Geometric considerations around the viewing angle and lens distortions are discussed and corrected for. We validate this method with laboratory experiments using water fountains and vertically projected light plastic balls, which act as analogues for lava fountains and single clasts, respectively. An example of field application is then provided from the 2018 fissure eruption at Kilauea (Hawaii, USA). This approach will be useful to physical volcanologists for monitoring the dynamics of eruptions that produce fountains and/or ballistics from video records, which are becoming increasingly available both from scientific teams and from a wider community of tourists and volcano-enthusiasts.

How to cite: Loisel, A., Llewellin, E., Tisdale, C., and Houghton, B.: Determining the vertical scale in videos of lava fountains from gravitational acceleration of single clasts at their zenith, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12106, https://doi.org/10.5194/egusphere-egu22-12106, 2022.

EGU22-12184 | Presentations | GMPV9.5

Magma chamber imaged beneath an arc volcano 

Kajetan Chrapkiewicz, Michele Paulatto, Joanna Morgan, Benjamin Heath, Emilie Hooft, Paraskevi Nomikou, Constantinos Papazachos, Florian Schmid, Michael Warner, and Douglas Toomey
Arc volcanoes are underlain by complex systems of molten-rock reservoirs ranging from melt-poor mush zones to melt-rich magma chambers. Petrological and satellite data indicate that eruptible magma chambers form in the topmost few kilometres of the crust. However, no such a chamber has ever been imaged unambiguously, suggesting that large chambers responsible for caldera-forming eruptions are too short-lived to capture. Here we use a high-resolution imaging method based on finite-length seismic waveforms to detect a small, high-melt-fraction magma chamber embedded in a melt reservoir extending from ~2 to at least 4 km b.s.l. beneath Kolumbo – a submarine volcano near Santorini, Greece. The chamber coincides with the termination point of the recent earthquake swarms, and may be a missing link between a deeper melt reservoir and the high-temperature hydrothermal system venting at the crater floor. Though too small to be detected by standard seismic tomography, the chamber is large enough to threaten the nearby islands with tsunamigenic eruptions. Our results suggest that similar reservoirs (relatively small but high melt-fraction) may have gone undetected, and are yet to be discovered, at other active volcanoes.

How to cite: Chrapkiewicz, K., Paulatto, M., Morgan, J., Heath, B., Hooft, E., Nomikou, P., Papazachos, C., Schmid, F., Warner, M., and Toomey, D.: Magma chamber imaged beneath an arc volcano, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12184, https://doi.org/10.5194/egusphere-egu22-12184, 2022.

EGU22-12319 | Presentations | GMPV9.5

Volcanic harmonic tremors during a non-eruptive event, Torfajokull volcano, Iceland 

Joana Martins, Elmer Ruigrok, and Andrew Hooper

Harmonic tremor, ground vibrations captured by seismometers oscillating in different frequencies, has been widely identified as a result of distinct physical processes. In volcanic areas, the physical processes to explain the gliding spectral lines are usually identified preceding/accompanying eruptions. Less is known about harmonic tremor that occurs in active volcanic areas but does not end in an eruption.

 

In this study we analyse a harmonic tremor signal with a spectral behaviour that, to our knowledge, has not previously been observed. We observed the harmonic signal in the vertical component spectrogram of 22 out of the 24 broad-band seismometers placed around and within Torfajökull caldera, in Iceland. The discovery was made while estimating a tomographic image of the volcano using a network of seismometers operating for nearly 3 months in summer 2005. a function of frequency and time, the detected harmonic signal has a parabola structure (or a ‘V’ shape) with a fundamental frequency and a few overtones exhibiting higher energy. The fundamental mode glides upward from frequencies below 1Hz up to and above 25 Hz and can take up to 10h from the minimum to the maximum achieved frequency. A few low and high-frequency tremors also occurred during the gliding of the harmonic signal.

 

In an exploratory phase, we ruled out phenomena of anthropogenic (drilling, helicopters) and natural non-volcanic origins (colliding ice structures, tidal, magnetic field, rain, wind, aurora) due to the time and frequency characteristics of the signal. We then analyzed the temporal and spatial distribution of the harmonic tremors (signal of interest). Automatic detection was leading to a large number of false positives and true negatives, therefore we performed a manual classification of daily spectrograms to detect the ‘V’ shaped signal. We select the events where the high amplitude spectra were reaching below 2 Hz. The occurrence and strength of the harmonic signal are variable in time and space. The spatial density of signal occurrence does not correlate with the location of the source of subsidence we estimate from InSAR; the detected subsidence of ~13 mm/year is confined to the caldera outline while the harmonic events were registered mostly at seismometers outside the volcano caldera. The detected signal does correlate well with areas of low topography and identified low-velocity S-wave anomalies from the derived ambient noise seismic tomography model using the same seismic network. While the correlation with low topography may indicate preferred water paths, the low S-wave velocity anomalies may indicate the presence of a heat source, leading to a water-magma interaction hypothesis. Finally, we tested for the hypothesis of a resonance set up in magmatic conduits after magma-water interaction and changes in speed flow through conduits assuming the geometries of dykes, tubes and cracks.

How to cite: Martins, J., Ruigrok, E., and Hooper, A.: Volcanic harmonic tremors during a non-eruptive event, Torfajokull volcano, Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12319, https://doi.org/10.5194/egusphere-egu22-12319, 2022.

EGU22-276 | Presentations | SM6.4 | Highlight

Application of Template Matching to OBS array observation in Orca Volcano (Bransfield Strait, Antarctica) 

Helena Seivane, Rosa Martín, Javier Almendros, William Wilcock, and Dax Soule

The temporary seismic network deployed from January 2019 to February 2020 in the Bransfield Strait as part of the BRAVOSEIS project has enabled the development of an earthquake catalogue for Orca submarine volcano. A STA/LTA algorithm, manual picking, and the HYPO71 location algorithm with a 1-D model based on previous studies was used to create a catalogue of 4988 earthquakes. The seismicity was characterized by low magnitude events (-1<ML<2.7) occurring mainly in the upper five-kilometers around Orca caldera. Declustering using the Gardner and Knopoff method, reduced the catalogue size by nearly 90%. The declustered catalogue is complete above a magnitude ML of 0.9 and the estimated b-value for the whole period studied is 1.03 +/- 0.18. Because of the noisy the oceanic environments, building the catalogue became an arduous task to perform manually even with a STA/LTA algorithm. Having catalogued such a numerous microseismic events and with the goal of enhancing the catalogue, we apply a super-efficient cross-correlation (SEC-C) method on the continuous network dataset. The effectiveness of SEC-C is soon corroborated by analysing the output of this template matching-based detector. A volcano-tectonic swarm previously catalogued manually between July and August 2019 is clearly identified by the preliminary results of the SEC-C method. The thresholds we imposed for the cross-correlation values and signal-to-noise ratios considered for the workflow from event detection to location were chosen to make the method as ‘blind’ as possible. More than six hundred events have been incorporated after the template matching procedure, considerably augmenting the catalogue.

How to cite: Seivane, H., Martín, R., Almendros, J., Wilcock, W., and Soule, D.: Application of Template Matching to OBS array observation in Orca Volcano (Bransfield Strait, Antarctica), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-276, https://doi.org/10.5194/egusphere-egu22-276, 2022.

EGU22-9225 | Presentations | SM6.4 | Highlight

Temporal variations in fast shear-wave polarisation direction observed during and after the 2011-2012 El Hierro eruption from local shear-wave splitting 

David Schlaphorst, Graça Silveira, Ricardo S. Ramalho, Pablo J. González, and Resurrección Antón

The Canary Islands, in the eastern North Atlantic, result from volcanism that is thought to be driven by an underlying mantle upwelling. Due to the movement of islands relative to the hotspot, these get progressively younger from east to west, with La Palma and El Hierro, situated in the north- and south-west of the archipelago being the most recent ones. In addition, those islands have experienced the most recent volcanism in the area (El Hierro: 2011/2012; La Palma: 2021), which was accompanied by large clusters of local seismicity. In the years since the eruption, further seismic clusters could be detected on El Hierro. A better understanding of crustal stress changes can help to monitor ongoing subsurface processes associated with future volcanism.

In this study we present a detailed investigation of crustal seismic anisotropy using shear-wave splitting of local events to estimate splitting parameters and investigate features such as crustal structure or stress due to aligned cracks. The study of anisotropy through shear-wave splitting is a commonly used method to observe dynamic subsurface processes and their influence on the regional stress field. The abundance of data over the last decade allows for a detailed study of temporal variation. Accordingly, using 5 broadband three-component seismic island stations of the IGN network (Instituto Geográfico Nacional) we were able to collect over 200 high quality measurements from 2010 to 2019, the majority of which correspond to syn-eruptive events. Still, nearly half of the events were recorded after 2012, revealing ongoing dynamic crustal processes.

Over the decade, results derived from event clusters show variation of distinct locations around the island. Whereas before and during the eruption results were focused on the northern part of the island, newer clusters were observed on- and offshore to the south of the island. Furthermore, we observe significantly varying fast shear-wave polarisation direction, which in a volcanic environment can be attributed to stress changes due to magma influx as it alters local stress in the crust, or a fabric induced by the lateral intrusion of sills at crustal level and/or beneath the island edifice.

This is a contribution to project SIGHT (SeIsmic and Geochemical constraints on the Madeira HoTspot; Ref. PTDC/CTA-GEF/30264/2017). The authors would like to acknowledge the financial support FCT through project UIDB/50019/2020 – IDL.

How to cite: Schlaphorst, D., Silveira, G., Ramalho, R. S., González, P. J., and Antón, R.: Temporal variations in fast shear-wave polarisation direction observed during and after the 2011-2012 El Hierro eruption from local shear-wave splitting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9225, https://doi.org/10.5194/egusphere-egu22-9225, 2022.

EGU22-9335 | Presentations | SM6.4

Ground motion and unrest triggering on volcanoes 

Eleanor Dunn, Chris Bean, and Andy Bell

Dynamic stress perturbations have triggered earthquakes thousands of kilometres away from the source. This process, known as dynamic triggering, occurs due to dynamic excitation from both local and regional earthquakes which trigger volcanic seismicity and can yield additional information about both the pre-eruptive state of volcanic systems and about material behaviour. Earthquakes are more likely to be triggered on faults already close to failure so dynamic triggering also offers a means to investigate the stress state of the subsurface. However, the mechanisms underpinning dynamic triggering remain enigmatic. Current understanding is confined to statistical studies of the response to many triggered earthquakes in many different crustal volumes with seismicity rates being used as a proxy for the state of stress. Generally, the background stress state does not change significantly during the window of seismic observation. This makes it difficult to study the same seismically active region over an extended period at different stress states. Volcanoes are ideal natural laboratories for studying the factors that influence dynamic triggering as they experience rapid, high-amplitude changes in stress due to magma accumulation and withdrawal. 
 One such example is Sierra Negra, Galápagos Islands, and utilising the current understanding of dynamic triggering observed prior to the 2018 eruption, Sierra Negra, this project aims to resolve some unanswered questions. These include: 1) What new evidence of dynamic triggering is there at Sierra Negra, post-2018 eruption? 2) Is there a critical stress which is reached when Sierra Negra is being reinflated, post-eruption, which leads to subsequent triggering? 3) Are there non-linear wave effects at work? 4) Is there the possibility to compare Sierra Negra to a volcano which may also be demonstrating signs of dynamic triggering e.g., Hekla, Iceland? A collection of seismic data from locations such as Sierra Negra and Hekla will be supported by numerical simulations of dynamic excitation. This project aims to better understand the role that the interplay between ground motion and the properties of a volcanic edifice play in a volcano’s pathway to eruption. This project is part of the Seismological Parameters and INstrumentation Innovative Training Network (SPIN-ITN) funded by the European Commission. The overarching goal of SPIN is to advance seismic observation, theory, and hazard assessment. SPIN is divided into 4 work packages (WP) with each WP consisting of 3-4 PhD projects, hosted at different beneficiary institutes. The majority of the SPIN projects began in September-October 2021.  

How to cite: Dunn, E., Bean, C., and Bell, A.: Ground motion and unrest triggering on volcanoes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9335, https://doi.org/10.5194/egusphere-egu22-9335, 2022.

EGU22-10076 | Presentations | SM6.4

3D Imaging of the crust and uppermost mantle of the Northeast Atlantic, from Madeira and Canaries to the Atlas-Gibraltar zone 

Graça Silveira, Joana Carvalho, Sergey Kiselev, Eleonore Stutzmann, and Martin Schimmel

Madeira and Canaries are two intraplate hotspots located in the Northeast Atlantic, west of the Moroccan coast.  Within project SIGHT (SeIsmic and Geochemical constraints on the Madeira HoTspot system) we propose to answer the following questions: a) Is Madeira´s volcanism fed by a deep-seated mantle plume? b) Do the Madeira and Canary hotspots have a common or distinct origin? and c) What is the lithospheric nature of the corridor between the Canaries and the Atlas-Gibraltar?

The recent work of Civiero et al. (2021), combining results from seismic tomography, shear-wave splitting and gravity along with plate reconstruction, revealed that differently evolved upwellings might exist below the volcanic Canary and Madeira islands, with the Madeira hotspot possibly fed by a later-stage plumelet. However, a clear picture of the crust and uppermost mantle is still missing, and questions about how thick the crust is and the eventual presence of crustal underplating still need to be answered. 

We performed an ambient noise tomography using data from 50 seismic stations that we selected carefully to obtain the best inter-station path coverage. We processed the data in the period band between 10 to 50 sec, which will allow us to get, for the first time, a crustal and uppermost mantle tomographic model for the study region. The daily traces were cross-correlated using the phase cross-correlation technique, followed by a time-frequency weighted stack methodology developed by Schimmel et al. (2011). After computing the Rayleigh-wave group-velocity measurements, we inverted them to obtain the 2D group-velocity maps for different periods. In the period band of 10 to
20 s, the velocity maps evince low velocities beneath Madeira and Canary Islands and the Gulf of Cadiz region. Higher velocities characterize the remaining oceanic area. When the period increases (36 s) , some of the Canary Islands show slightly higher velocities, whereas others still present lower velocities. As expected, the low-velocity anomaly beneath the Gulf of Cadiz becomes stronger while the ones beneath the islands become weaker. Even so, the islands still show low velocities.

To determine the depth structure beneath the study area, we extracted velocity values at the different points of the group-velocity maps at different periods. We will then invert them to build a 1D S-wave velocity profile for each grid point as a function of depth. We will discuss the obtained 3D shear-wave velocity maps in the area's geodynamic context.

This is a contribution to projects SIGHT (Ref. PTDC/CTA-GEF/30264/2017). The authors would like to acknowledge the financial support FCT through project UIDB/50019/2020 – IDL.

How to cite: Silveira, G., Carvalho, J., Kiselev, S., Stutzmann, E., and Schimmel, M.: 3D Imaging of the crust and uppermost mantle of the Northeast Atlantic, from Madeira and Canaries to the Atlas-Gibraltar zone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10076, https://doi.org/10.5194/egusphere-egu22-10076, 2022.

EGU22-10184 | Presentations | SM6.4

Unveiling the heterogeneous structure of the upper-mantle beneath the Canary and Madeira volcanic provinces 

Luciana Bonatto, David Schlaphorst, Graça Silveira, João Mata, Chiara Civiero, Claudia Piromallo, and Martin Schimmel

The Canary and Madeira archipelagos are two hotspots in the Eastern Atlantic (27º to 33º N) that are close (430 km) to each other. Their volcanism is thought to be caused by distinct mantle upwellings. Recent high resolution regional P-wave and S-SKS wave tomography images of the Ibero-western Maghrebian region show subvertical low velocity anomalies under the Canaries, the Atlas ranges and the Gibraltar Arc extending across all the upper mantle to the surface. The anomaly below the Canary archipelago and the Atlas are rooted beneath the mantle transition zone (MTZ) and appear to be connected to a broad and strong low-velocity anomaly in the lower mantle. Beneath Madeira, the slow anomaly has a blob-like shape and is only observed down to ~ 300 km depth, suggesting differences in the development stages of the upwellings at the origin of the two hotspots.

The  globally observed 410 and 660 upper-mantle seismic discontinuities are primarily linked to mineral phase transitions in olivine and the study of their local depth variations constrains the intra-mantle heat and mass transfer processes. The presence of discontinuities that are not globally observed may indicate the presence of compositional heterogeneities. For example, a sharp discontinuity has been detected at a depth of around 300 km (named the X discontinuity) beneath several hotspots (including the Canaries one) that could prove that the dominant peridotitic mantle mantle is locally enriched in basalt compositions. 

Here, we investigate the fine structure of the upper mantle beneath the Canary and Madeira volcanic provinces by means of P-to-S conversions at mantle discontinuities from teleseismic events recorded at 42 seismic stations (24 in the Canaries and 18 in Madeira). We compute 1304 high quality receiver functions (984 in the Canaries and 320 in Madeira) and stack them in the relative time-slowness domain to identify discontinuities in the 200-800 km depth range. Receiver functions are computed in different frequency bands to investigate the sharpness of the observed discontinuities. From the analysis of stacked receiver functions, we obtain robust and clear converted phases from the globally detected 410 and 660 discontinuities beneath both volcanic provinces. However, a reflector at ~300 km depth is only observed beneath the Canaries. For the Canary’s dataset we also detect multiples (Ppds, where d is the discontinuity depth) from the reflector at 300 km and from the 410 discontinuity while for the Madeira’s one, we only detect multiples from the 410. This study allows for a detailed comparison between the two archipelagos. The analysis of arrival times and amplitude of detected phases helps constraining the depth, width, and velocity jump of the observed discontinuities. These parameters and their interpretation based on mineral physics will add new constraints to the understanding of the geodynamical context of the Canary Island and Madeira hotspots. 

This is a contribution to project SIGHT (SeIsmic and Geochemical constraints on the Madeira HoTspot; Ref. PTDC/CTA-GEF/30264/2017). The authors would like to acknowledge the financial support of FCT through project UIDB/50019/2020 – IDL.

How to cite: Bonatto, L., Schlaphorst, D., Silveira, G., Mata, J., Civiero, C., Piromallo, C., and Schimmel, M.: Unveiling the heterogeneous structure of the upper-mantle beneath the Canary and Madeira volcanic provinces, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10184, https://doi.org/10.5194/egusphere-egu22-10184, 2022.

EGU22-10215 | Presentations | SM6.4

Crustal and uppermost mantle structure of Cape Verde from ambient noise tomography 

Joana Carvalho, Graça Silveira, Sergey Kiselev, Susana Custódio, Ricardo Ramalho, Eleonore Stutzmann, and Martin Schimmel

Using seismic data from 38 broadband seismic stations deployed across the volcanic islands of Cape Verde, we construct the first 3D-model of Sv-wave velocities for the uppermost 30 km of the region. We computed phase cross-correlations for vertical component recordings for all possible inter-island stations followed by a time-frequency phase-weighted stack to obtain robust Rayleigh wave group velocity dispersion curves in the period band between 10 s and 24 s. Next, the dispersion curves were inverted, through the Fast Marching Surface Tomography package (FMST), in order to obtain the 2D group velocity-maps. We then inverted the group-velocity maps for the 3D shear-wave velocity structure of the crust and uppermost mantle beneath Cape Verde. As major features we considered the following: 1) low-velocity anomalies beneath and in the vicinities of the islands of Brava and Fogo, which we attribute to the predominance of melting pockets in these islands. Furthermore, the local seismicity also suggests the occurrence of ongoing intrusive processes beneath Fogo and Brava, which translates into a hotter, melt-rich upper crust and uppermost mantle 2) high-velocity anomalies in the northern islands, especially strong in the area surrounding the island of São Nicolau, that can reflect non-altered crust or remnants of magma chambers or solidified basaltic intrusions, which fed the ancient volcanism in these islands. The observed features are also distributed in three domains, according to the island volcanism age and latest major shield-building stages. If this is more than a coincidence, it can reflect different states of thermal maturity of the crust and uppermost mantle as a result of modification by magmatism and as a function of time. Our study, which allowed to image the crustal and uppermost mantle structure beneath Cape Verde, complements earlier deeper structure studies of the region and may also contribute to the characterization of the local seismicity by providing a new velocity model for structure.

How to cite: Carvalho, J., Silveira, G., Kiselev, S., Custódio, S., Ramalho, R., Stutzmann, E., and Schimmel, M.: Crustal and uppermost mantle structure of Cape Verde from ambient noise tomography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10215, https://doi.org/10.5194/egusphere-egu22-10215, 2022.

EGU22-10470 | Presentations | SM6.4

3D-ambient noise Rayleigh wave tomography of Fogo volcano, Cape Verde 

Stéphanie Dumont, Joana Carvalho, Graça Silveira, and Ricardo S. Ramalho

Fogo is a volcanic island located in the Cape Verde Archipelago and is one of the most active volcanoes on Earth, with numerous historical eruptions. Fogo has been widely studied from different perspectives, yet detailed characterization of its seismic structure is still missing, since previous seismic studies chiefly focused on regional features or on magmatic-induced seismicity.

Seismic tomography has proven to be a powerful tool to determine the velocity structure in volcanic environments. The energy necessary to perform such studies can be obtained from the seismicity in volcano's vicinity or from ambient seismic noise. At short periods, it is challenging to get good surface wave dispersion measurements on waveforms resultant from earthquakes due to attenuation and scattering; waveforms retrieved from ambient noise cross-correlations are, however, especially useful to image crustal structure.

In this study we used 14 seismic stations from three different networks deployed on Fogo. Ambient noise cross-correlations were computed for all possible inter-station pairs among the same network, through the phase cross-correlation technique. The empirical Green’s functions (EGF) were then obtained through the time-frequency phase-weighted stack. To decompose the EGFs in the time-frequency domain and thus obtain the dispersion curves of the Rayleigh waves, we applied the multiple filtering analysis (MFA). The Rayleigh wave fundamental mode group velocity curves were then picked manually and visually inspected for periods between 1 to 10 s. Tomographic inversions of the previously obtained group-velocity measurements were performed using the Fast Marching Surface Tomography package (FMST). To obtain the depth structure beneath Fogo, we extracted the values of velocity, from the set of 2D group-velocity maps, for 608 points of the grid, which are, in practical terms, local dispersion curves. The further inversion of these curves enables the construction of 1D S-wave velocity profiles for each node as a function of depth. The resulting 3D shear-wave velocity model shows two clear high-velocity anomalies: a stronger, well-defined tabular anomaly located between ~5 and 9 km of depth and beneath the entire island footprint, and a weaker but distinct anomaly located at 3–4 km of depth and only extending beneath the southwestern island sector, being absent in the northeast where the lowest velocities are attained. We interpret these positive anomalies as the result of intrusions of denser, now cooled sills, pervasively below the island edifice (whose base is located at ~5 km) and within the underlying seafloor sediments and crust (where rheological, density and thermal contrasts favor the emplacement of such intrusions), and higher up within the island edifice, beneath the southwestern sector. This latter positive anomaly is consistent with surface deformation represented by the NW-SE Galinheiros normal fault, which cuts across the island and exhibits ~150 m of vertical displacement, with the southwestern block being elevated relatively to the northeastern one. This study presents the first 3D shear-wave velocity model for Fogo, providing new and better insights into the local volcano-tectonic structure.

This is a contribution to project SIGHT (PTDC/CTA-GEF/30264/2017), RESTLESS (PTDC/CTA-GEF/6674/2020)  and UIDB/50019/2020 – IDL, both funded by FCT.

How to cite: Dumont, S., Carvalho, J., Silveira, G., and Ramalho, R. S.: 3D-ambient noise Rayleigh wave tomography of Fogo volcano, Cape Verde, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10470, https://doi.org/10.5194/egusphere-egu22-10470, 2022.

EGU22-10733 | Presentations | SM6.4

Investigating the seasonal triggering of earthquakes in the Azores 

Maria C. Neves, Ana Laura Dias, and Susana Custódio

The relationship between seismicity rates and water load variations has been recognized across the world at various spatial and temporal scales. In the oceans, one of the most notable such observations is that earthquakes at mid-ocean ridges tend to occur preferentially during low tide. In the region of the Azores triple junction, the analysis of a seismic catalogue from 2008 to 2018 revealed that earthquakes in the ocean present a genuine and statistically significant semi-annual seasonality, with more earthquakes occurring in the summer than in the winter. We have looked for mechanisms that could justify this observation. First, we assembled several geophysical time-series of regionally averaged variables that could constitute likely earth loading mechanisms, such as ocean bottom pressure anomalies, and performed a singular spectral analysis to identify and characterize their main modes of variability. Then, we computed the correlation between the possible loading mechanisms and the principal components of the seismicity rate. We found that the variable that best correlates with the seismicity rate (correlation coefficient of 0.9) is the sea level anomaly, which at the Azores latitude presents a marked seasonality related to the barotropic response to changes in wind stress. We therefore suggest that the seismicity peaks during low tide at mid-ocean ridges and the enhanced seismicity in the summer months in the Azores region share an analogous stress triggering mechanism. This work presents the results of Coulomb stress models that help to verify this hypothesis and better understand the relationship between the Earth's deformation and the annual ocean water load variations. The authors would like to acknowledge the financial support of FCT through project UIDB/50019/2020–IDL. This is a contribution to the RESTLESS project PTDC/CTA-GEF/6674/2020.

How to cite: Neves, M. C., Dias, A. L., and Custódio, S.: Investigating the seasonal triggering of earthquakes in the Azores, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10733, https://doi.org/10.5194/egusphere-egu22-10733, 2022.

EGU22-12002 | Presentations | SM6.4

Seismicity of the Terceira Island (Azores) recorded by a temporary seismic network  

João Fontiela, Nuno Afonso Dias, Graça Silveira, Mário Moreira, Fernando Carrilho, and Luís Matias
The last eruption in the Azores archipelago occurred in 1998-2000 and took place offshore, broadly 10 km WNW of Terceira. Terceira Island comprises four central polygenetic active volcanoes, Santa Bárbara, Pico Alto, Cinco Picos-Serra do Cume, Caldeira Guilherme Moniz, and a Basaltic Fissural zone. 
To study the seismicity at Terceira Island, we installed a dense seismic network with an average inter-station distance of 5 km. The total number of instruments in use were 31: 12 short-period (2 Hz) and five very short periods (4.5 Hz), both from Institute Dom Luiz (IDL), eight broadband (30s) from the University of Evora (UEv). The very short period instruments were installed around the Pico Alto geothermal power plant to improve the detectability of the micro-seismicity of the zone. The temporary seismic network operated at full capacity for 11 months and later with instruments from UEv and IPMA until the end of 2020. The permanent stations operated by the Instituto Português do Mar e da Atmosfera (IPMA), namely two broadband (120s), two short period (5s) and two accelerometers, completed the temporary network. 
This work presents the preliminary results obtained with the seismic network. We detected some volcano-tectonic earthquakes in this period, mostly related to the Santa Bárbara Volcano and calculated the focal mechanism to the most energetic events. Behind the regular seismicity around the island, we observe an abnormal number of earthquakes in the stations installed in Pico Alto and central part regions.

Acknowledgments: This work is co-funded by national funds through FCT - Fundação para a Ciência e a Tecnologia, I.P., under projects Ref UIDB/04683/2020, UIDB/50019/2020 e UIDP/04683/2020

How to cite: Fontiela, J., Afonso Dias, N., Silveira, G., Moreira, M., Carrilho, F., and Matias, L.: Seismicity of the Terceira Island (Azores) recorded by a temporary seismic network , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12002, https://doi.org/10.5194/egusphere-egu22-12002, 2022.

EGU22-12084 | Presentations | SM6.4 | Highlight

Automatic Detection and Location method of Tremor signals: A case study from East Java, Indonesia. 

Sergio Díaz, Valerie Maupin, Adriano Mazzini, Riccardo Minetto, Matteo Lupi, and Karyono Karyono

Mount Bromo is an andesitic stratovolcano in East Java, Indonesia, that entered into unrest between November 2015 and January 2016. The seismic activity was captured by the permanent seismic stations of the Indonesian seismological service (BMKG) and by a temporary (GIPP-provided) network deployed in the framework of the LusiLab Erc project. The goal of the temporary network deployed was to study the seismic signature of the newborn sediment-hosted geothermal system nicknamed LUSI. A preliminar inspection of the dataset showed that the activity of Bromo may have been recorded by stations of the temporary network. To investigate this further, we attempt an automatic detection and location of the impulsive and emergent signals recorded during Bromo’s eruption. We use the Recursive STA/LTA on each component of the stations and apply a coincidence trigger to adjust the pickings aside with a first-arrival validation through a polarization analysis. A total of 32.787 events were detected, and some of these are consistent with variations in the eruptive activity observed at Mt. Bromo. The accepted locations (RMS ≤ 1; 3.965 events) revealed multiple superficial sources, concentrated between 0 and 5 Km depth, originating from Mt. Bromo and 4 other main volcanic structures located in the surrounding region. Other sources were localized at greater depth, between 10 to 50 Km, and are attributed mainly to interactions between the magmatic chambers of the volcanoes, and movements in pre-existing sutures zones (faults) from overpressure of magmatic activity. Chronologically, a peak preceding the main eruption was found, characterized by an increase in Volcano-Tectonic-type (VT) signals beneath Mt. Bromo. This is consistent with other cases observed at similar strombolian-type volcanoes prior to eruptions. After an assessment of the automatic processing procedure used, we suggest improvements for future works by: 1) applying an association method based on the same principle as the coincidence trigger used in the detection step, and 2) using the polarization analysis in a sliding window along the event signal to re-pick the first-arrivals.

How to cite: Díaz, S., Maupin, V., Mazzini, A., Minetto, R., Lupi, M., and Karyono, K.: Automatic Detection and Location method of Tremor signals: A case study from East Java, Indonesia., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12084, https://doi.org/10.5194/egusphere-egu22-12084, 2022.

EGU22-12158 | Presentations | SM6.4 | Highlight

Evidence of seasonal modulation of seismic sequences in the Azores 

Ana Laura Lordi Dias, Maria C. Neves, Susana Custódio, and Stephanie Dumont

This work provides an assessment of cyclical variations in seismicity and their relationship with hydrological disturbances in the Azores Triple Junction, looking in particular for seasonal and inter-annual modulations of the earthquake occurrence rate caused by sea-level anomaly and total wave height variations. The work involves the manipulation and the statistical analysis of the Azores seismic catalogue (considering only oceanic events), from 2008 to 2018. We analyzed the seasonal variations of the ocean seismicity by computing the ratio of Winter/Spring (JFMA) events and Summer/Fall (JASO) events, following demonstrated methodologies applied in previous studies in continental areas such as the New Madrid seismic zone and the Himalayan mountains. The seismicity rates in the Azores are higher during Summer/fall (JASO) and lower during Winter/Spring (JFMA), with a ratio JFMA/JASO significantly lower than 1. Different months were also considered for the Winter/Summer ratio (NDJF/MJJA) to observe if the seasonal pattern is still present and statistically significant. The results show that the seasonal variations are better captured when considering the NDJF/MJJA ratio and regions with higher number of events, such as between the Mid-Atlantic Ridge and Faial and Pico islands. Monte Carlo simulations and the Jack-knife approach confirmed that the probability of observing such a seasonality by chance is less than 1% mainly for magnitudes from M3.2 to M5.0, and is not the consequence of extreme deviations. The connection between the seasonal modulation and the hydrological loads was investigated using the Singular Spectrum Analysis. The principal components of the ocean seismicity rate present a strong correlation with the total wave height, and mainly with the sea-level anomaly, which might be possible triggers of the ocean seismicity rate in the Azores region. The authors would like to acknowledge the financial support FCT through project UIDB/50019/2020 – IDL. This is a contribution to the RESTLESS project PTDC/CTA-GEF/6674/2020.

How to cite: Lordi Dias, A. L., Neves, M. C., Custódio, S., and Dumont, S.: Evidence of seasonal modulation of seismic sequences in the Azores, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12158, https://doi.org/10.5194/egusphere-egu22-12158, 2022.

EGU22-3253 | Presentations | GMPV9.2

Air quality real-time monitoring during volcanic crises with low-cost sensors: the Cumbre Vieja volcano study case 

Fátima Viveiros, Diogo Henriques, José Pacheco, Alexandra Moutinho, Marcos Martins, Sérgio Oliveira, Dário Silva, Tiago Matos, Pedro Hernández, Nemesio Pèrez, Catarina Goulart, Diamantino Henriques, Paulo Fialho, Luís Gonçalves, Carlos Faria, João Rocha, Eleazar Padrón, Jose Barrancos, and María Asensio-Ramos

Volcanic gases and particulate matter (PM) can be hazardous for population not only during an eruptive event, but also during the post-eruption phase, even at significant distances from the volcanic edifice. Volcanic plume dispersion can be affected by diverse factors, such as the weather conditions (e.g., wind speed and direction, rainfall) and/or the topography. Several studies have showed that gas concentrations and PM impacts on the quotidian life during a volcanic crisis can be significant, highlighting the importance of setting up permanent monitoring systems.

Instruments with carbon dioxide (CO2), sulphur dioxide (SO2)and particulate matter (PM2.5 and PM10) low-cost sensors were developed in order to easily and continuously monitor any volcanic area, and the 2021 Cumbre Vieja eruption was chosen as test site to deploy and validate the instrumentation. A network of nine instruments was set up around the volcanic eruption site, covering both the north and south areas of the lava flows, at distances varying between 1.6 and 7 km from the volcano craters. Five instruments were designed to work autonomously in the field, powered by batteries, and the electrical network powered the other four sensors. All nine instruments broadcasted the recorded data via LoRa communication.

The network settled after the 9th December 2021, closer to the ending of the eruptive period, recorded maximum CO2 concentrations of 1585 ppm at station named “Perm-2”, located at about 4.8 km distance from the volcanic craters, on the 21st December 2021. Regarding particulate matter, even if the 24 hour-mean standards set by the World Health Organization (WHO) for the PM2.5 and PM10 (25 mg/m3 and 50 mg/m3, respectively) were not exceeded during the monitored period, maximum concentrations were also recorded for these two parameters (470 and 874 mg/m3) at “Perm-2” in the 21st December. For the same period, the station located closer to the volcano craters measured maximum SO2 concentrations of 1.11 ppm. Maximum PM values were recorded also at other two monitoring sites in the same day, suggesting spatial and temporal correlation between the different parameters. In this particular case, and considering that maximum concentrations were registered during the night in the exclusion zone, one can reject the potential association of the measured values with suspended ashes resulting from sweeping and cleaning activities. For other periods, particularly after the ending of the eruption, this association must be considered. The highest concentrations of particles post-eruption were measured in the 31st December 2021 and 3rd January 2022.

The installed instruments seem to be adequate for an easier and faster deploy during a volcanic crises, allowing recognizing the presence of hazardous gas and particulate matter concentrations, crucial to reduce potential health effects on the population, even after the end of the eruptive phase.

How to cite: Viveiros, F., Henriques, D., Pacheco, J., Moutinho, A., Martins, M., Oliveira, S., Silva, D., Matos, T., Hernández, P., Pèrez, N., Goulart, C., Henriques, D., Fialho, P., Gonçalves, L., Faria, C., Rocha, J., Padrón, E., Barrancos, J., and Asensio-Ramos, M.: Air quality real-time monitoring during volcanic crises with low-cost sensors: the Cumbre Vieja volcano study case, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3253, https://doi.org/10.5194/egusphere-egu22-3253, 2022.

EGU22-4591 | Presentations | GMPV9.2 | Highlight

Tomographic imaging of the magmatic system feeding the 2021 Cumbre Vieja eruption (La Palma, Canary Islands). 

Luca D'Auria, Ivan Koulakov, Janire Prudencio, Iván Cabrera-Pérez, Jesús M. Ibáñez, Jose Barrancos, Rubén García-Hernández, David Martínez van Dorth, Germán D. Padilla, Monika Przeor, Victor Ortega, Pedro Hernández, and Nemesio M. Peréz

The 2021 Cumbre Vieja surprised the worldwide volcanological community for its peculiar, unexpected features. Among these are the quite explosive character, even having the erupted magma a femic composition, the long duration (almost three months) and the huge erupted volume (more than 200 Mm3). The eruption was preceded by seismicity starting in Oct. 2017. However, the genuine precursory seismicity began only eight days before the eruption, with an evident upward migration of hypocenters. During the eruption, the seismicity mainly was concentrated at a subcrustal (10-15 km) and an upper mantle (20-25) depth.

Before and during the eruption, we collected a dataset of 11,349 earthquakes recorded from 7 October 2017 to 13 to December 2021 with 140,078 P wave and 155,231 S wave picks. We performed a high-resolution traveltime tomography, obtaining a three-dimensional P and S-wave velocity model up to a depth of about 25 km. The tomographic models evidence the presence of various interesting structures. At shallow depth (< 3 km), we identified a localized low-velocity anomaly interpreted as a volume of hydrothermal alteration. The Moho shows a complex geometry, with an upwelling beneath Cumbre Vieja volcano up to 10 km depth. Finally,  a large deep volume (> 400 km3) is characterized by high Vp/Vs values. This volume can be possibly related to the main magmatic reservoir feeding the eruption.

The tridimensional velocity model also allowed for a precise relocation of the seismicity, providing an interesting insight into the evolution of the eruption. Before eruption onset, magma ascended from about 10 km depth to the surface in a few days. The melt migration occurred along the contact between consolidated oceanic crust and altered hydrothermal material at shallow depth. We postulate that similar structural discontinuities could potentially drive the formation of new eruptive centres during future eruptions.

How to cite: D'Auria, L., Koulakov, I., Prudencio, J., Cabrera-Pérez, I., Ibáñez, J. M., Barrancos, J., García-Hernández, R., Martínez van Dorth, D., Padilla, G. D., Przeor, M., Ortega, V., Hernández, P., and Peréz, N. M.: Tomographic imaging of the magmatic system feeding the 2021 Cumbre Vieja eruption (La Palma, Canary Islands)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4591, https://doi.org/10.5194/egusphere-egu22-4591, 2022.

EGU22-4943 | Presentations | GMPV9.2 | Highlight

The hows and whys of pre-eruptive magma migration before 2021 Cumbre Vieja eruption 

Pablo J. Gonzalez, María Charco, Yu Jiang, Antonio Eff-Darwich, Eugenio Sansosti, Diego Reale, Yu Morishita, Hiroshi Munekane, and Tomokazu Kobayashi

Reservoirs accumulate and evolve magma during decades to centuries under Canary Islands volcanoes. Finally, magma migrates towards the surface before eruptions. However, little is known about the pathways and mechanisms controlling this migration. Past low eruption recurrence rate and the fact that the most recent 2011-2012 El Hierro eruption was off-shore hampered us to fully understand the magma(s) migration process. During the 2021 Cumbre Vieja eruption eruptible magmas showed remarkable mobility during the preceding 8 days before the eruption on the 13th of September 2021. This magma migration was reflected as surface ground deformation and seismicity. We used satellite radar interferometry to track 1) the geometry of the active magmatic reservoirs, and 2) the dynamics of magma emplacement and migration. To further, speculate about the reasons for that geometry and dynamics. Hence, the 2021 Cumbre Vieja eruption represents a unique opportunity to learn more about the mechanisms that facilitate magma migration beneath these volcanoes, and compare it with similar basaltic volcanoes. Our work aims to contribute knowledge that will help hazard assessment and volcanic risk reduction. 

How to cite: Gonzalez, P. J., Charco, M., Jiang, Y., Eff-Darwich, A., Sansosti, E., Reale, D., Morishita, Y., Munekane, H., and Kobayashi, T.: The hows and whys of pre-eruptive magma migration before 2021 Cumbre Vieja eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4943, https://doi.org/10.5194/egusphere-egu22-4943, 2022.

EGU22-5041 | Presentations | GMPV9.2 | Highlight

Faulting and crater development controlled by pre-existing topography - evidence from drone and satellite observations during the 2021 Cumbre Vieja eruption 

Thomas R. Walter, Edgar Zorn, Pablo J. Gonzalez, Simon Plank, Valeria Munoz Villacreses, Alina Shevchenko, Nicole Richter, and Carla Valenzuela Malebran

Volcanic terrains host complex and commonly steep morphologies and are often also subject to tensile and shear faulting episodes. Previous studies demonstrated that strike slip and dip slip faults deflect at topographic highs and may locally diverge to develop multiple fault branches with varying strike and dip directions. Although fault deflection is associated with dike-related faults, a direct link to the positioning of eruption craters could not be established yet. Here we show that the Cumbre Vieja eruptions occurred in a complex pre-existing topographic and structural environment that affected fault development and evolution of eruption vents. 

We investigate available satellite radar data from the CosmoSkymed and TerraSAR-X missions, to track the temporal and spatial evolution of summit craters and faults. We find that summit craters are closely aligned in a direction NW-SE and developing a nested structure. We also conducted repeat drone measurements to acquire close-range optical images of the summit and nearby flanks. Results allow an in-depth analysis of the morphology of craters and the geometry, traces and throws of faults. We find that in late stages of the eruption important tensile faults evolve, and deflect at pre-existing topographic highs. We further find that these faults are developing complex sinkholes and secondary features due to their burial by loose unconsolidated material (i.e. tephra), and that the faults converge again at topographic lows, with varying degrees of the slip or dilation tendency. We discuss the coalignment of these structures with crater alignments, and present results from analogue models aiming to better constrain the varying deflection of faults controlled by topography.

How to cite: Walter, T. R., Zorn, E., Gonzalez, P. J., Plank, S., Villacreses, V. M., Shevchenko, A., Richter, N., and Malebran, C. V.: Faulting and crater development controlled by pre-existing topography - evidence from drone and satellite observations during the 2021 Cumbre Vieja eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5041, https://doi.org/10.5194/egusphere-egu22-5041, 2022.

EGU22-5133 | Presentations | GMPV9.2

Spatio-temporal velocity variations observed during the pre-eruptive episode of La Palma eruption inferred from ambient noise interferometry 

Iván Cabrera Pérez, Luca D'Auria, Jean Soubestre, Monika Przeor, Ivan Koulakov, David Martínez van Dorth, Jesús M. Ibáñez, Víctor Ortega, José Barrancos, Germán D. Padilla, Rubén García-Hernández, and Nemesio Pérez

On September 19th, 2021, a volcanic eruption began on La Palma, resulting in a significant social, economic and scientific impact. Earthquakes were first recorded in 2017, however, the pre-eruptive unrest started on Sept. 11st, 2021, only a few days before the eruption. It was characterized by a seismic sequence with hypocenters located at a depth of less than 10 km and ground deformation that reached more than 20 cm in the vertical component of the GPS. Surprisingly, this episode was very short, however, given the large amount of scientific instrumentation (seismometers, GPS, etc.) operated by the Instituto Volcanológico de Canarias (INVOLCAN) and other scientific institutions, the entire pre-eruptive episode has been accurately monitored, and the civil protection authorities were notified about the development of the volcanic unrest in advance. One of the techniques that have shown great potential in volcanic monitoring is ambient noise interferometry. This method consists in estimating the relative velocity variations using empirical Green’s functions retrieved through the cross-correlations of ambient noise signals. In this study, we applied this technique to the data recorded by six broadband seismic stations that allowed us to estimate spatio-temporal relative velocity variation during the week preceding the eruption.

The overall pattern of the pre-eruptive seismicity shows a progressive westward and upward migration of the hypocenters. However, five days before the eruption, we observed the occurrence of shallow (< 5 km) low magnitude earthquakes, whose hypocenters were detached from the main seismic cluster. At the same time, seismic interferometry detected a decrease in the seismic velocity in the region where such hypocenters were located. Therefore, we interpret those earthquakes as the effect of triggering caused by hydrothermal fluids released by the ascending magma and reaching shallow depths faster than magma.

Furthermore, a couple of days before the eruption, an even more significant reduction in relative velocity variation was observed, possibly corresponding to the rapid magmatic upward intrusion process, which led to the volcanic eruption.

How to cite: Cabrera Pérez, I., D'Auria, L., Soubestre, J., Przeor, M., Koulakov, I., Martínez van Dorth, D., Ibáñez, J. M., Ortega, V., Barrancos, J., Padilla, G. D., García-Hernández, R., and Pérez, N.: Spatio-temporal velocity variations observed during the pre-eruptive episode of La Palma eruption inferred from ambient noise interferometry, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5133, https://doi.org/10.5194/egusphere-egu22-5133, 2022.

EGU22-5225 | Presentations | GMPV9.2

Electromagnetic monitoring of the Cumbre Vieja eruption (La Palma, Canary Islands) 

David Martínez van Dorth, Perla Piña-Varas, Iván Cabrera-Pérez, Juanjo Ledo, Luca D'Auria, and Nemesio Pérez

Geophysical monitoring is essential to understand the activity and behaviour of volcanoes, especially when new or unusual signs are detected. Monitoring would help to address critical issues, such as the evolution of the magma at depth, which is of particular interest when the volcanic event takes place in populated areas.  Among the geophysical methods, the electromagnetic ones have not been widely used in volcanic monitoring. However, these methods are very sensitive to the presence of fluids and therefore, to the presence of magma, since this will have a significant impact on the electrical resistivity of the subsoil.

Thus, after the onset of the volcanic eruption that began on September, 19, 2021 in the Cumbre Vieja area, on the island of La Palma (Canary Islands), several magnetotelluric stations were installed to perform a volcanic monitoring experiment. The different geophysical stations were installed in the surroundings of the volcanic edifice, as well as in those areas where the epicenters of the major seismic swarms were located. Magnetotelluric stations have been installed for continuous monitoring, recording electric and magnetic fields in the N-S and E-W directions. According to the quality of the data, we have obtained transfer functions for the period range of 0.001 - 100 s.

The aim of this experiment is to analyze the possible variations of the apparent resistivity and phase curves in time. In addition, the electrical resistivity model of the island published in 2020 will be compared with the seismicity that has been occurring since the beginning of the volcanic crisis.

The first preliminary results show slight changes in time and, in comparison with the previous data, this could be related to magmatic movements at depth. Furthermore, the comparison of the seismicity with the previous electrical resistivity model shows that most of the epicenters are located outside the clay cap. This epicenter-resistivity structure relationship is highlighting the considerable difference in the behavior of the clay layer and the surrounding rocks, which is somewhat validating the resistivity model and its interpretation.

How to cite: Martínez van Dorth, D., Piña-Varas, P., Cabrera-Pérez, I., Ledo, J., D'Auria, L., and Pérez, N.: Electromagnetic monitoring of the Cumbre Vieja eruption (La Palma, Canary Islands), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5225, https://doi.org/10.5194/egusphere-egu22-5225, 2022.

EGU22-5603 | Presentations | GMPV9.2

Sulphur dioxide (SO2) emissions by means of miniDOAS measurements during the 2021 eruption of Cumbre Vieja volcano, La Palma, Canary Islands 

Violeta T. Albertos, Guillermo Recio, Mar Alonso, Cecilia Amonte, Fátima Rodríguez, Claudia Rodríguez, Lia Pitti, Victoria Leal, Germán Cervigón, Judith González, Monika Przeor, José Manuel Santana-León, José Barrancos, Pedro A. Hernández, Germán D. Padilla, Gladys V. Melián, Eleazar Padrón, María Asensio-Ramos, and Nemesio M. Pérez

Cumbre Vieja is the most active volcano of the Canary Islands since it has been the scenario of  8 of 17 historical eruptions in this archipelago. A recent magmatic reactivation started at Cumbre Vieja volcano on October 2017, and 9 additional seismic swarms occurred until the recent eruption which started on September 19, 2021, and ended on December 13, 2022 after 85 days of eruption. Since the first day of the eruption, extending to current days, INVOLCAN performed the monitoring of SO2 realesed by this eruption using a miniDOAS on terrestrial (car), sea (ship) and air (helicopter) mobile position. More than 360 measurements of SO2 emission rates were carried out daily. The standard deviation of the estimated values obtained daily was ~ 20%. During the first days of the eruption, estimated SO2 emission rates reached more than 30,000 tons/day, and maintaining weekly average values above 10,000 tons/day until the end of the eruption. After a final paroxysmal phase with an eruptive column of 8,500 m altitude, decreased significantly to averages values of 250 tons/day. Estimated SO2 emission rates from the 2021 Cumbre Vieja eruption became a powerful tool to contribute to the understanding of eruptive dynamics.

How to cite: Albertos, V. T., Recio, G., Alonso, M., Amonte, C., Rodríguez, F., Rodríguez, C., Pitti, L., Leal, V., Cervigón, G., González, J., Przeor, M., Santana-León, J. M., Barrancos, J., Hernández, P. A., Padilla, G. D., Melián, G. V., Padrón, E., Asensio-Ramos, M., and Pérez, N. M.: Sulphur dioxide (SO2) emissions by means of miniDOAS measurements during the 2021 eruption of Cumbre Vieja volcano, La Palma, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5603, https://doi.org/10.5194/egusphere-egu22-5603, 2022.

EGU22-5629 | Presentations | GMPV9.2 | Highlight

CO2-rich emissions from alkalic magmatism in the Canary Islands, Spain 

Mike Burton, Alessandro Aiuppa, María Asensio-Ramos, Alessandro La Spina, Patrick Allard, Emma Liu, Vittorio Zanon, Ana Pardo Cofrades, José Barrancos, Kieran Wood, Marcello Bitetto, Eleazar Padrón, Joao Pedro Lages, Catherine Hayer, Klaudia Cyrzan, Federica Schiavi, Estelle Rose-Koga, Pedro Hernández, Luca D'Auria, and Nemesio Pérez

Mafic alkali-rich magmas, such as those which form the Canary Islands, Spain, have been proposed as being CO2-rich due to low-degree partial melting and the presence of recycled oceanic crust in the mantle source region. A CO2-rich mantle source of Canary magmas has been suggested from melt inclusions study of the 2011 submarine El Hierro eruption, but this has not been verified yet by directly measuring magmatic CO2 emissions during a subaerial eruption as the last such event in the archipelago, in 1971, occurred before the advent of modern gas sensing tools. Here we report on the first results for gas emissions from the

2021 eruption of Cumbre Vieja on La Palma island. We determined the chemical composition and mass flux of magmatic degassing during both effusive and explosive activities by combining direct plume measurements with MultiGas sensors from the ground, UAV and helicopter, OP-FTIR remote sensing and satellite-based (TROPOMI) SO2 flux quantification based on back-trajectory modelling. Degassing mass budgets and the magma volatile concentrations were then derived from microprobe analysis of olivine-hosted melt inclusions and comparing our gas results with best estimates of the magma extrusion rates during both explosive and effusive activities. Based on this approach we obtain a direct quantification of the initial CO2 content of the magma and of the exsolved pre-eruptive CO2 gas phase that fed the Cumbre Vieja eruption.

We find unprecedentedly high CO2 content in the mantle source of La Palma magma, consistent with high volatile contents predicted from petrological analyses. Eruptions of oceanic island alkali-rich magmas produce disproportionately high CO2 emissions, highlighting the key role mantle heterogeneity plays in determining the impact of intraplate volcanism.

How to cite: Burton, M., Aiuppa, A., Asensio-Ramos, M., La Spina, A., Allard, P., Liu, E., Zanon, V., Pardo Cofrades, A., Barrancos, J., Wood, K., Bitetto, M., Padrón, E., Lages, J. P., Hayer, C., Cyrzan, K., Schiavi, F., Rose-Koga, E., Hernández, P., D'Auria, L., and Pérez, N.: CO2-rich emissions from alkalic magmatism in the Canary Islands, Spain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5629, https://doi.org/10.5194/egusphere-egu22-5629, 2022.

EGU22-6345 | Presentations | GMPV9.2

Diffuse He and H2 emissions from Cumbre Vieja volcano before and during the recent eruption, La Palma, Canary Islands 

Gladys Melián, Ana Meire, Cecilia Amonte, Lia Pitti Pimienta, Daniel Di Nardo, Mar Alonso, Maud Smit, Victoria Leal, Rubén García-Hernández, William Hernández, Sonia M.M. Pereira, Simone Aguiar, Leticia Ferrera, and Nemesio M. Pérez

La Palma Island (708 km2) is located at the north-west and is one of the youngest (~2.0My) of the Canarian Archipelago. On September 19, 2021, a new volcanic eruption occurred at Cumbre Vieja volcanic system at the southern part of the island, the most active basaltic volcano in the Canaries. The erupting fissure (~1.0 km-length) is characterized by lava effusion, strombolian activity, lava fountaining, ash venting and gas jetting. After 85 days of eruption finished on December 13, 2021. We report herein the results of an intensive soil gas study, focused on non-reactive and/or highly mobile gases such as helium (He) and hydrogen (H2), in Cumbre Vieja. He has unique characteristics as a geochemical tracer: it is chemically inert and radioactively stable, non-biogenic, highly mobile and relatively insoluble in water. H2 is one of the most abundant trace species in volcano-hydrothermal systems and is a key participant in many redox reactions occurring in the hydrothermal reservoir gas. Since 2002, soil gas samples were regularly collected at ~40 cm depth using a metallic probe at 600 sites for each survey. He content was analysed by means of a quadrupole mass spectrometer (QMS; Pfeiffer Omnistar 422 and HIDEN QGA) and H2 concentrations by a micro-gas chromatograph (microGC; VARIAN CP490). Spatial distribution maps have been constructed following the sequential Gaussian simulation (sGs) procedure to quantify the diffuse He and H2 emission from the studied area. The time series of both diffuse He and H2 emission show significant increases before and during the occurrence of seismic swarms that took place in the period 2017-2021. During the eruptive period, significant increases in diffuse He and H2 emission were also observed with good temporal agreement with the increase of the volcanic tremor. These increases in diffuse He and H2 emission preceded the peak of diffuse CO2 emission as expected by the characteristics of these gases. The absence of visible volcanic gas emissions (fumaroles, hot springs, etc.) at the surface environment of Cumbre Vieja, makes this type of studies in an essential tool for volcanic surveillance purposes.

 

How to cite: Melián, G., Meire, A., Amonte, C., Pitti Pimienta, L., Di Nardo, D., Alonso, M., Smit, M., Leal, V., García-Hernández, R., Hernández, W., Pereira, S. M. M., Aguiar, S., Ferrera, L., and Pérez, N. M.: Diffuse He and H2 emissions from Cumbre Vieja volcano before and during the recent eruption, La Palma, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6345, https://doi.org/10.5194/egusphere-egu22-6345, 2022.

EGU22-6419 | Presentations | GMPV9.2

Texturally constrained machine learning thermobarometry and chemometry of the Cumbre Vieja 2021 eruption, La Palma 

Oliver Higgins, Corin Jorgenson, Alessandro Musu, Fátima Rodríguez, Beverley Coldwell, Alba Martín-Lorenzo, Matt Pankhurst, Luca D’Auria, Guido Giordano, and Luca Caricchi

Magma has a dynamic and often-complex journey from source to surface, the record of which is largely encoded in the chemistry of minerals. Its storage conditions prior to eruption and modifications during ascent can influence eruptive dynamics and eruption duration. We present quantitative 2D chemical maps of clinopyroxene crystals from the Cumbre Vieja eruption (La Palma, Canary Islands; 19th September 2021 – 13th December 2021). The histories of individual crystals are constrained using novel thermobarometric (pressure, temperature) and chemometric (equilibrium melt composition) machine learning algorithms. We identify the remobilisation of colder (~950 ˚C), deeper (2 – 3.5 kbar), and more evolved (1 – 2 wt% MgO) cores by a hotter (1050 – 1100 ˚C) and less-evolved (3.5 – 4.5 wt% MgO) carrier melt. Textural evidence shows resorption of these antecrystic cores suggesting an uninterrupted ascent through the crustal column followed by upper-crustal (~ 1kbar) crystallisation and eruption. By using both quantitative maps and reliable single-phase thermobarometric and chemometric calibrations, we overcome several issues associated with acquiring statistically representative mineral chemistry via single spot analyses. In doing so we precisely track the syn-eruptive evolution of storage pressure-temperature and magma composition. These parameters are then related to the variation of geophysical signals (seismicity, gas monitoring) recorded during the La Palma eruption.

How to cite: Higgins, O., Jorgenson, C., Musu, A., Rodríguez, F., Coldwell, B., Martín-Lorenzo, A., Pankhurst, M., D’Auria, L., Giordano, G., and Caricchi, L.: Texturally constrained machine learning thermobarometry and chemometry of the Cumbre Vieja 2021 eruption, La Palma, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6419, https://doi.org/10.5194/egusphere-egu22-6419, 2022.

EGU22-7705 | Presentations | GMPV9.2

Gas hazard assessment at Puerto Naos and La Bombilla inhabited areas, Cumbre Vieja volcano, La Palma, Canary Islands 

Pedro A. Hernández, Eleazar Padrón, Gladys V. Melián, Nemesio M. Pérez, Germán Padilla, María Asensio-Ramos, Daniel Di Nardo, José Barrancos, José M. Pacheco, and Maud Smit

The recent volcanic eruption of Cumbre Vieja, on the island of La Palma, has beenconsidered by many to be the most important and devastating urban eruption of the last 100 years in Europe. After its completion on December 13, 2021, some urban areas not directed damaged by lava flows are affected by strong carbon dioxide (CO2) emissions from the soil. CO2 is a toxic gas at high concentration, as well as an asphyxiant gas and may be lethal when present in concentrations higher than 15 V%. The base of the small cliff where the La Bombilla neighborhood is located as well as the basements and garages of numerous buildings in the town of Puerto Naos, seem to represent leaking pathways along which CO2 related to the volcanic-hydrothermal activity rises to the surface. In order to assess the hazard represented by the endogenous gas emissions, a scientific observational study was undertaken by means of diffuse CO2 and H2S efflux measurements as well as gas sampling from the soil atmosphere at 40cm depth and the measurement of the soil temperature at 15cm and 40cm in 97 points homogeneous distributed at La Bombilla and Puerto Naos, in order to delimit anomalous gas emission zones and to know the emission rates of the measured gases. Also we carried out the installation of a Tunable Diode Laser system to measure continuously the CO2 air concentrations in the basement of a building at Puerto Naos and three permanent CO2 monitoring stations. Diffuse CO2 efflux values measured in the Puerto Naos area were relatively low (between not detected and 24 g m-2 d-1). However, in numerous points of the built-up area of Puerto Naos, air CO2 concentration values measured both in the street at a height of about 40 cm and in the lower part of several garage doors were generally over 1-2%V, with some sites with values higher than 20%V. The area with the highest CO2 diffuse efflux values is located in the La Bombilla neighborhood, reaching values higher than 7 kg m-2 d-1. δ13C-CO2 values of soil gases ranged from -19.2 to -1.7‰ vs. VPDB, confirming a volcanic-hydrothermal origin for those samples exhibiting high CO2 effluxes and concentration. No H2S effluxes as well as air concentrations were registered. During the survey, many animals were found dead due to high concentrations of CO2 and low levels of O2 in the air .All these anomalous CO2 emissions are not associated to thermal anomalies. Results of this study show that in many sites at La Bombilla and Puerto Naos areas there is a dangerous CO2 air concentration that exceeds the hazardous thresholds. These zones should be continuously monitored for gas hazard and the multi-measurement approach adopted in the present study is of paramount importance for decision-making of people's return to their homes.

How to cite: Hernández, P. A., Padrón, E., Melián, G. V., Pérez, N. M., Padilla, G., Asensio-Ramos, M., Di Nardo, D., Barrancos, J., Pacheco, J. M., and Smit, M.: Gas hazard assessment at Puerto Naos and La Bombilla inhabited areas, Cumbre Vieja volcano, La Palma, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7705, https://doi.org/10.5194/egusphere-egu22-7705, 2022.

EGU22-7722 | Presentations | GMPV9.2 | Highlight

@Involcan communication strategies on the 2021 Cumbre Vieja eruption: Of do´s, don´ts, trolls and other fantastic beasts 

David Calvo, María Asensio-Ramos, Pedro A. Hernández, Luca D’Auria, Matthew J. Pankhurst, Nemesio M. Pérez, Fátima Rodríguez, Eleazar Padrón, Germán D. Padilla, José Barrancos, Berverly C. Coldwell, and VIctoria Leal

The 2021 Cumbre Vieja eruption has provided powerful insights not only on the pure research field, but as well on the communication side. From INVOLCAN we´ve developed a clear strategy on how to communicate what was going on, and about the role of science on this eruption. But there is as well a long road to let the different audiences understand the ultimate goal of an institutional profile, that is telling about science and nothing else related to the drama lived by the population. That strategy led us to show anything but science, discarding tons of footage of destruction of infrastructure and properties.

Through the eruption our Twitter and Facebook profiles published the same content, with a clear divergence on the output. While Facebook followers remained almost stagnant all over the 3 months period, the Twitter account skyrocketed to a +-5000% increase on followers, and almost 100M tweet impressions. We focused on working on a single profile rather than in personal profiles of researchers, where part of the message and the influence can be lost in time

All our graphic material was released as public domain, what resulted in hundreds of INVOLCAN TV hours, and led to hundreds of interviews on media from anywhere in the world. The impact of the INVOLCAN brand is literally unaccountable and we believe strengthens the Institute reputation all over.

But we have discovered some flaws as well on the “relationship” established between the “speaker” (INVOLCAN) and the “audience”. As massive attention was driven to the INVOLCAN account, the number of trolls and eccentric characters emerged. This is a well-known behaviour on social media, but never happened before to us on that scale.

A clear ignorance of the objectives of INVOLCAN may explain part of some feedback received, which perhaps did not understand well that INVOLCAN was not responsible for emergency tasks such as evacuations, or that it was not responsible for showing the destruction of private property or that at least it wasn't our job.

But there is still an important part of the work to be done, insofar as it is exhausting to see the proliferation of "experts" capable of demanding information that does not make any sense to the population or that directly accused of hiding information.

There is a long way to go in the world of social networks, and this eruption, the same as that of the COIVD-19 pandemic, has revealed the multiple menaces that threaten science lurking in the shadows, which may end up losing its voice in a tower of Babylon where anyone thinks they know the language of volcanoes

How to cite: Calvo, D., Asensio-Ramos, M., Hernández, P. A., D’Auria, L., Pankhurst, M. J., Pérez, N. M., Rodríguez, F., Padrón, E., Padilla, G. D., Barrancos, J., Coldwell, B. C., and Leal, V.: @Involcan communication strategies on the 2021 Cumbre Vieja eruption: Of do´s, don´ts, trolls and other fantastic beasts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7722, https://doi.org/10.5194/egusphere-egu22-7722, 2022.

EGU22-8052 | Presentations | GMPV9.2 | Highlight

Electrical activity of the 2021 Cumbre Vieja eruption 

Caron E.J. Vossen, Corrado Cimarelli, Valeria Cigala, Ulrich Kueppers, José Barrancos, Isabella Haarer, Markus Schmid, Wolfgang Stoiber, Luca D’Auria, Germán Padilla, Pedro Hernández, and Nemesio Pérez

Volcanic lightning is a common phenomenon observed during explosive eruptions of high magnitude and intensity. Lightning observations in milder explosive eruptions, generally of basaltic composition, are less frequent, arising the question of whether electrification may be a common feature over the whole spectrum of explosive styles and magma compositions.

The 2021 eruption of Cumbre Vieja on the island of La Palma (Canary Islands, Spain) started on 19 September 2021, continuously producing lava flows and tephra of average basanite to tephrite composition during 85 consecutive days, eventually generating a >200 m tall scoria cone (about 1220 m a.s.l.) and a vast compound lava flow field. Lightning was frequently observed in the plume during different phases of the explosive activity. This eruption provided the rare opportunity to monitor variations in the electrical activity on various time scales continuously over several weeks. We measured such electrical activity using a lightning detector operating in the extremely low frequency range with a sample rate of 100 Hz (Vossen et al., 2021), installed about 2 km away from the active vents. The detector was deployed on 11 October 2021 and recorded continuously until the end of the eruption on 13 December 2021, thus providing a unique dataset of its kind.

Lightning activity varied during the eruption with alternating hours-long periods of high intensity continuous lightning production as well as minutes-long isolated episodes with interposed periods of quiet. Stable fair-weather conditions over La Palma recorded by meteorological stations during the whole eruption (exception made for a thunderstorm episode on 26 November 2021), allow a confident attribution of the changeable lightning activity to the explosive activity of the scoria cone. Here, we present volcanic lightning and electrification timeseries as a function of the varying explosive activity as observed through thermal videography and acoustic recordings (Cigala et al., 2022).

 

Vossen, C. E. J., Cimarelli, C., Bennett, A. J., Geisler, A., Gaudin, D., Miki, D., Iguchi, M., and Dingwell, D. B. (2021). Long-term observation of electrical discharges during persistent Vulcanian activity. Earth Planet. Sci. Lett., 570, 117084. https://doi.org/10.1016/j.epsl.2021.117084.

How to cite: Vossen, C. E. J., Cimarelli, C., Cigala, V., Kueppers, U., Barrancos, J., Haarer, I., Schmid, M., Stoiber, W., D’Auria, L., Padilla, G., Hernández, P., and Pérez, N.: Electrical activity of the 2021 Cumbre Vieja eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8052, https://doi.org/10.5194/egusphere-egu22-8052, 2022.

The receiver function analysis (RF) is a commonly used and well-established method to investigate subsurface crustal and upper mantle structures, removing the source, ray-path and instrument signature. RF gives the unique of sharp seismic discontinuities and information about P-wave (P) and shear-wave (S) velocity below a seismic station.

This work aims to study the crust and the upper mantle of La Palma up to 40 km depth by using RF analysis. Because of the geological context as an active island, it is expected that Mohorovičić’s discontinuity has a complex geometry under Cumbre Vieja and possibly a high anisotropy can be present. This makes the application of conventional RF function analysis difficult.

That is why in this study, we applied the frequency-domain RF inversion using multi-taper deconvolution. After that, we have applied the transdimensional approach of Bodin et al. (2012) to determine 1D profiles of P and S wave velocities in terms of probability distributions, as well as the probability of a discontinuity to be located at a given depth. This approach does not require establishing “a priori” the number of layers to be used for the inversion.

Our preliminary results allowed us to correlate the different discontinuities besides the stations we got deployed around Cumbre Vieja. We have seen at least for different layers with a significant change in their Vp/Vs ratios. Moreover, we have determined the Moho topography under Cumbre Vieja and the whole island.

These results are compared with the seismicity observed during the 2021 Cumbre Vieja eruption, mainly located at the base of the crust (10-15 km) and in the upper mantle (20-30 km), possibly indicating the presence of two magmatic reservoirs at these depths.

 

References

Bodin, T., Sambridge, M., Tkalčić, H., Arroucau, P., Gallagher, K., & Rawlinson, N. (2012). Transdimensional inversion of receiver functions and surface wave dispersion. Journal of Geophysical Research: Solid Earth, 117(B2).

How to cite: Ortega, V. and D'Auria, L.: Imaging the crust and the upper mantle of Cumbre Vieja volcano (La Palma, CanaryIslands) through receiver function analysis., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8183, https://doi.org/10.5194/egusphere-egu22-8183, 2022.

EGU22-8273 | Presentations | GMPV9.2

Magma effect on the electrical resistivity: La Palma (Canary Islands) 

Perla Piña-Varas, Juanjo Ledo, David Martínez van Dorth, Pilar Queralt, Iván Cabrera Pérez, Luca D’Auria, and Nemesio Pérez

The recent eruption in La Palma (September 19th-December 14th, 2021) represents a unique opportunity to assess the effect of the magma on the electrical resistivity distribution of the subsoil. On the one hand, the presence of magma generates strong resistivity contrasts with the hosting units, since magmas contain dissolved water in their composition that reduces its resistivity. On the other hand, a 3-D resistivity model of La Palma Island was performed in 2019, proving us with a baseline model.

Several electromagnetic experiments have been performed in the island since the beginning of the volcanic eruption, in order to understand the changes of the resistivity associated to the magma intrusion, as well as the potential of these methods for the volcanic monitoring.

Here, we present in the frame of PIXIL project some preliminary results of a set of tests conducted against the 3-D resistivity model of the island (baseline model), to determine the characteristics of the detectable magmatic body at depth with the magnetotelluric data available. Understanding the extension, geometry, pathway, etc. of the magma is essential since many volcanic hazards are related to the size and depth of the sources of magma, especially in La Palma Island which is one of the highest potential risks in the Canary Islands.

How to cite: Piña-Varas, P., Ledo, J., Martínez van Dorth, D., Queralt, P., Cabrera Pérez, I., D’Auria, L., and Pérez, N.: Magma effect on the electrical resistivity: La Palma (Canary Islands), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8273, https://doi.org/10.5194/egusphere-egu22-8273, 2022.

EGU22-8773 | Presentations | GMPV9.2

Long-term variations of diffuse CO2 at Cumbre Vieja volcano, La Palma, Canary Islands 

José Manuel Santana de León, Gladys V. Melián, Claudia Rodríguez, Germán Cervigón-Tomico, Victor Ortega, David Martínez van Dorth, Iván Cabrera-Pérez, María Cordero, Monika Przeor, Rui Filipe Fagundes Silva, Sandro Branquinho de Matos, Eleonora Baldoni, Maria Margarida Pires Ramalho, Fátima Viveiros, David Calvo, and Nemesio M. Pérez

On September 19, 2021, a volcanic eruption began at the west flank of Cumbre Vieja, La Palma, the most northwestern of the Canary Islands. The lava flows caused the evacuation of thousands of residents living in the vicinity of the volcano, and 1,219 hectares were covered by lava flows. After 85 days of activity, the eruption ended on December 13, 2021. Since visible volcanic gas emissions (fumaroles, hot springs, etc.) do not occur at the surface environment of Cumbre Vieja, the geochemical program for the volcanic surveillance has been focused mainly on diffuse (non-visible) degassing studies. Since 2001, diffuse CO2 emission surveys have been yearly performed in summer periods to minimize the influence of meteorological variations. Measurements of soil CO2 efflux have been performed following the accumulation chamber method in about 600 sites and spatial distribution maps have been constructed following the sequential Gaussian simulation (sGs) procedure to quantify the diffuse CO2 emission from the studied area. In the period 2001-2016, the diffuse CO2 output released to the atmosphere from Cumbre Vieja volcano ranged between 320 to 1,544 t·d-1. During pre-eruptive period (2016-2021), time series of the diffuse CO2 emission showed a change with an increasing trend from 788 t·d-1 up to 1,870 t·d-1, coinciding with the beginning of the seismic swarms. This increase of diffuse CO2 emission is interpreted as a geochemical precursory signal of volcanic eruption of Cumbre Vieja, on September 19, 2021. The observed increase on the diffuse CO2 emission during this time window suggests that in October 2017 a process of magma ascent began from the upper mantle to depths between 35-25 km, at which the seismic swarms were recorded for four years. During eruption period, diffuse CO2 emission showed strong temporal variations with a minimum value of the diffuse CO2 emission in October 21, followed by an increase trend of up to 4,435 t·d-1 on December 14, the highest of time series and coinciding with the end of the eruption. During the post-eruptive period, the diffuse CO2 emission has shown a descending trend. Our results demonstrate that periodic surveys of diffuse CO2 emission are extremely important in the volcanic surveillance tools of Cumbre Vieja to improve the detection of early warning signals of future volcanic unrest episodes.

 

 

 

How to cite: Santana de León, J. M., Melián, G. V., Rodríguez, C., Cervigón-Tomico, G., Ortega, V., Martínez van Dorth, D., Cabrera-Pérez, I., Cordero, M., Przeor, M., Silva, R. F. F., Matos, S. B. D., Baldoni, E., Ramalho, M. M. P., Viveiros, F., Calvo, D., and Pérez, N. M.: Long-term variations of diffuse CO2 at Cumbre Vieja volcano, La Palma, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8773, https://doi.org/10.5194/egusphere-egu22-8773, 2022.

EGU22-8817 | Presentations | GMPV9.2

Hydrogeochemical temporal variations related to the recent volcanic eruption at Cumbre Vieja volcano, La Palma, Canary Islands 

Victoria Leal, Cecilia Amonte, Gladys V. Melián, Ana Meire Feijoo, Daniel Di Nardo, Lía Pitti Pimienta, José M. Santana de León, Sergio Rojas, Lucía Barbero, Nemesio M. Pérez, Beverley C. Coldwell, Matthew J. Pankhurst, Fátima Rodríguez, María Asensio-Ramos, Eleazar Padrón, and Pedro A. Hernández

A recent volcanic eruption has occurred in Cumbre Vieja volcano located in the west of the La Palma Island (at the northwest of the Canary Islands) from September 19 to December 13, 2021. A total of 85 days of eruption makes it the longest volcanic event since historical data have been recorder on La Palma. This volcanic eruption is part of the last stage in the geological evolution of La Palma Island, the fifth in extension (706 km2) and the second in elevation (2,423 m a.s.l.) of the Canarian archipelago. Cumbre Vieja volcano, where the volcanic activity has taken place exclusively in the last 123 ka, forms the southern part of the island.  As a response to the occurrence of several seismic swarms and to strengthen the volcanic monitoring of Cumbre Vieja, a regular sampling of groundwater started in October 2017. Three sampling points have been selected, Las Salinas well and two horizontal galleries: Peña Horeb and Trasvase Oeste. Temperature (ºC), pH and electrical conductivity (EC, µS·cm 1) were measured in situ. Water samples were taken to measure the chemical and isotopic composition of the groundwaters in the laboratory. The temperature values showed mean values of 22.1 ºC, 23.7 ºC and 19.6 ºC for Las Salinas, Peña Horeb and Trasvase Oeste, respectively. The mean pH values were 6.50 for Las Salinas, 7.33 for Peña Horeb and 6.81 for Trasvase Oeste, while the mean E.C. values were 41,566 µS·cm-1, 1,684 µS·cm-1 and 426 µS·cm-1 for Las Salinas, Peña Horeb and Trasvase Oeste, respectively. The total alkalinity mean value of groundwater from Las Salinas well was 8.75 mEq·L-1 HCO3-, while that from Peña Horeb was 18.8 mEq·L-1 HCO3- and 4.4 mEq·L-1 HCO3- for Trasvase Oeste. The isotopic composition of O and H (δ18O and δD) showed a meteoric origin, with mean values of 0.8‰ and 7‰ vs. VSMOW for Las Salinas, -4.0‰ and -15‰ vs. VSMOW for Peña Horeb and -4.5‰ and -17 ‰ vs. VSMOW for Trasvase Oeste. Significant changes were observed during the eruptive period, likely related to interaction with endogenous gases such as CO2, H2S and H2. Regarding the isotopic composition of total dissolved carbon, expressed as δ13C-CO2, the average values were -4.6‰, -8.1‰ and -10.8‰ for Las Salinas, Peña Horeb and Trasvase Oeste, respectively, what suggests an endogenous origin for the CO2. Such deep-seated interaction seems stronger at Las Salinas. At this point, the isotopic composition of total dissolved carbon became more magmatic along the studied period, changing from an average of -3.79 in 2017-2018 to -5.17 from 2019 to 2021.Temporal variations were observed in the total alkalinity, δ13C-CO2 andδ18O and δD during the eruption period on La Palma Island. These changes observed in both chemical and isotopic composition were related to interaction between deep volcanic fluids and the groundwaters. Groundwaters studies associated to volcanic aquifers can provide important information about the magmatic gas input in the aquifer, to model groundwater circulations edifice and to strengthen the volcano monitoring.

How to cite: Leal, V., Amonte, C., Melián, G. V., Meire Feijoo, A., Di Nardo, D., Pitti Pimienta, L., Santana de León, J. M., Rojas, S., Barbero, L., Pérez, N. M., Coldwell, B. C., Pankhurst, M. J., Rodríguez, F., Asensio-Ramos, M., Padrón, E., and Hernández, P. A.: Hydrogeochemical temporal variations related to the recent volcanic eruption at Cumbre Vieja volcano, La Palma, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8817, https://doi.org/10.5194/egusphere-egu22-8817, 2022.

EGU22-8830 | Presentations | GMPV9.2

Low-cost, fast deployment multi-sensor observations of the 2021 Cumbre Vieja eruption 

José Pacheco, Alexandra Moutinho, Diogo Henriques, Marcos Martins, Pedro Hernández, Sérgio Oliveira, Tiago Matos, Dário Silva, Fátima Viveiros, José Barrancos, Diamantino Henriques, Nemesio Pèrez, Eleazar Padrón, Gladys Melián, Africa Barreto, Yenny Gonzalez, Sergio Rodríguez, Emilio Cuevas, Ramón Ramos, Paulo Fialho, Catarina Goulart, Luís Gonçalves, Carlos Faria, and João Rocha

The management of natural hazards is a vital concern for the sustainable development of any country and information is the single most important factor to tackle the risks from natural hazards within the risk reduction phase, and to manage response during a crisis. To cope with these challenges it is required, on one hand, to collect baseline information on the natural systems to understand their current state, to identify changes and predict or forecast their future behaviour and, on the other hand, to update information during crisis to review and determine management strategies.

One major difficulty to this approach is the economic weight of the classic monitoring systems, requiring heavy investments, costly maintenance, and substantial human resources. To overcome these obstacles, an alternative concept was developed based on low-cost and fast deployable wireless sensors networks made by autonomous devices, each capable to communicate to a cloud computing service that compiles and processes data, producing information readily accessible via web.

The 2021 eruption of the Cumbre Vieja volcano presented an excellent opportunity for a proof of concept of this idea. A trial run was set up on this challenging environment, focusing mainly on the detection and measurement of eruptive products, targeting the measurement of eruptive plume components, such as carbon dioxide (CO2), sulphur dioxide (SO2) and ash (particle matter, PM), and the monitoring of lava flows entering the sea. Besides the sensor’s setups, also the automatic data processing and different communications were tested.

The experiment consisted of a proximal network of different stations measuring CO2, SO2, PM10, PM2.5, temperature, and humidity; a set of trials to intercept the eruptive plume with weather balloons to measure in-situ the same parameters; a distal aethalometer to detect particles from the distal plume; and a set of buoys to monitor hydroacoustic and environmental parameters in the proximity of the lava deltas. The proximal network allowed for a continuous monitoring with information immediately available via web, with good spatial and temporal correlations between different parameters. The atmospheric soundings allowed to measure particle mass concentrations and sulphur dioxide along a profile of the eruptive plume and characterize its vertical profile, with in situ measurements, while back trajectory of air parcel analyses and aethalometer measurements carried out at Izaña Atmospheric Observatory (2367 m.a.s.l.) showed attenuation variability that could be associated with small volcanic particles transported to at least 140 km from the source. The buoys trial allowed to record the acoustic environment near the lava deltas and to test the design and configurations of the device regarding sensors integration and communications.

The Cumbre Vieja eruption experiment allowed to try-out a fast deployment low-cost multi-sensor system with good results on volcanic plume characterization and real-time data production that proved to be useful for managing volcanic crisis and demonstrated the relevance of this alternative monitoring concept.

How to cite: Pacheco, J., Moutinho, A., Henriques, D., Martins, M., Hernández, P., Oliveira, S., Matos, T., Silva, D., Viveiros, F., Barrancos, J., Henriques, D., Pèrez, N., Padrón, E., Melián, G., Barreto, A., Gonzalez, Y., Rodríguez, S., Cuevas, E., Ramos, R., Fialho, P., Goulart, C., Gonçalves, L., Faria, C., and Rocha, J.: Low-cost, fast deployment multi-sensor observations of the 2021 Cumbre Vieja eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8830, https://doi.org/10.5194/egusphere-egu22-8830, 2022.

EGU22-8873 | Presentations | GMPV9.2

Syn-eruptive edifice collapses during the Cumbre Vieja (Canary Islands) 2021 eruption 

Jorge Romero, Mike Burton, Francisco Cáceres, Edward Llewellin, Margherita Polacci, Maria Asensio-Ramos, Luca D'Auria, Tullio Ricci, Riccardo Civico, Jacopo Taddeucci, Daniele Andronico, Piergiorgio Scarlato, Fatima Rodríguez, Matt Pankhurst, Alba Martín-Lorenzo, and Nemesio Pérez

During September-December 2021, the Cumbre Vieja eruption (La Palma, Canary Islands) was characterised by simultaneous explosive and effusive activity (Longpré, 2021; Pankhurst et al., 2021).  The eruption produced a ~200 m high complex pyroclastic cone (Romero et al., 2022). A series of syn-eruptive lateral collapses modified the edifice morphology and caused sporadic breaching towards the west-northwest, influencing the nature and distribution of eruptive hazards.

We documented these destructive events using tremor and seismic data, as well as direct visual and thermal observations of the eruptive activity. In addition, UASs were used for aerial surveys and DEM generation in late September 2021. Field descriptions of the resulting deposits and stratigraphic sampling of tephra fallout were carried out in October and November 2021. Microanalysis of pyroclastic fragments included scanning electron microscope and electron microprobe for textural and compositional characterisation.

Two classes of collapse events were observed: the first involved a substantial portion of the cone and led to its horseshoe scar morphology; the second mainly affected ramparts of pyroclasts that separated vents along the fissure. The largest breaching event, which occurred on September 25, was generated by a high eruption rate and associated rapid deposition of pyroclasts on a steep pre-eruptive surface. Smaller collapses resulted from rapid pyroclastic agglutination on the conduit/fissure.

Some collapses triggered an immediate and substantial increase in the lava flux presumably through release of lava that has been stored in the vent and/or shallow plumbing system. The largest collapses produced lava flows up to 10 m thick which rafted decameter-sized chunks of the failed edifice. In some cases, these outpourings inundated residential areas. Collapses were sometimes followed by an increase in the eruption intensity, forming lava fountains up to several hundred metres in height; we infer these fountains resulted from unloading of the shallow plumbing system.

The 2021 eruption of Cumbre Vieja volcano provides a rare opportunity to document recurrent, syn-eruptive collapses of the vent edifice during a cone-forming eruption, and to identify and characterise the hazards associated with this common type of activity. 

References:

Longpré, M. A. (2021). Reactivation of Cumbre Vieja volcano. Science, 374(6572), 1197-1198. Doi: 10.1126/science.abm9423

Pankhurst, et al. (2022). Rapid response petrology for the opening eruptive phase of the 2021 Cumbre Vieja eruption, La Palma, Canary Islands. Volcanica, 5(1), pp. 1–10. Doi: 10.30909/vol.05.01.0110.

Romero et al. (2022). Volume and stratigraphy of the Cumbre Vieja 2021 eruption tephra fallout, La Palma Island. VMSG Virtual Annual Meeting, 10-12th January 2022, Manchester, United Kingdom.

How to cite: Romero, J., Burton, M., Cáceres, F., Llewellin, E., Polacci, M., Asensio-Ramos, M., D'Auria, L., Ricci, T., Civico, R., Taddeucci, J., Andronico, D., Scarlato, P., Rodríguez, F., Pankhurst, M., Martín-Lorenzo, A., and Pérez, N.: Syn-eruptive edifice collapses during the Cumbre Vieja (Canary Islands) 2021 eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8873, https://doi.org/10.5194/egusphere-egu22-8873, 2022.

EGU22-9295 | Presentations | GMPV9.2

Acoustic signals from the 2021 Cumbre Vieja eruption 

Valeria Cigala, Ulrich Kueppers, Caron E. J. Vossen, José Barrancos, Laura Spina, David Fee, Corrado Cimarelli, Julia Gestrich, Markus Schmid, Pedro Hernández, Matthew Pankhurst, Luca D'Auria, Nemesio Pérez, and Donald B. Dingwell

After 50 years of volcanic quiescence, on 19 September 2021, an eruption started on the western flank of the Cumbre Vieja ridge of La Palma, Canary Islands, Spain. The eruption was characterised by simultaneous effusive and explosive activity from a several hundred-meter-long fissure, which later built up a cone and showed variable eruptive behaviour at different vents, suggesting a spatially complex plumbing system. Explosive eruptive activity ranged from mild ash emissions, Strombolian explosions to fire fountaining episodes.

We carried out field measurements to study the variable explosive eruptive activity and associated acoustic signals. A single microphone initially deployed at about 2 km SW of the vents from 6 to 11 October was later replaced by an array of 3 microphones from 6 November to 13 December at about 300 m W of the microphone location in October. The microphones (PCB ½” free field acoustic sensors, 3.15-20 kHz frequency range) were each connected to an OptiMeas SmartPro digitiser continuously sampling at 5000 Hz. The digitisers are GPS synchronised for accurate acoustic array processing. The acoustic array was complemented by a thunderstorm detector continuously recording (since 11 October) lightning and electrical activity generated by the volcanic explosions (Vossen et al., 2022). Additionally, at the beginning of November 2021, thermal videos of the eruptive activity were acquired.

Preliminary analysis of the large and unique acoustic dataset shows varying waveforms indicating evolving source conditions: eruption intensity, source mechanism, vent geometry, fragmentation depth and amount of ash ejected. Moreover, we observe a variability of frequency (peak and mean) and amplitude with time. Further analysis includes the characterisation of the acoustic source location within the growing volcanic edifice and the comparison and correlation with lightning and thermal infrared data to detail changes in explosive activity related to the evolving eruption sources. 


Caron E.J. Vossen et al. (2022), Electrical activity of the 2021 Cumbre Vieja eruption, EGU22-8052.

How to cite: Cigala, V., Kueppers, U., Vossen, C. E. J., Barrancos, J., Spina, L., Fee, D., Cimarelli, C., Gestrich, J., Schmid, M., Hernández, P., Pankhurst, M., D'Auria, L., Pérez, N., and Dingwell, D. B.: Acoustic signals from the 2021 Cumbre Vieja eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9295, https://doi.org/10.5194/egusphere-egu22-9295, 2022.

EGU22-9297 | Presentations | GMPV9.2

Styles of explosive activity during the 2021 Cumbra Vieja eruption, as illuminated by high-frequency imaging and acoustic sensing 

Piergiorgio Scarlato, Jacopo Taddeucci, Daniele Andronico, Tullio Ricci, Riccardo Civico, Elisabetta Del Bello, Laura Spina, Luca D'Auria, Maria Asensio-Ramos, David Calvo, Eleazar Pardrón, Pedro Hernández, and Nemesio Pérez

A variety of eruptive styles concurred to define the explosive activity of the 2021 Cumbre Vieja eruption (La Palma, Canary Islands, Spain). These styles include, as broadly defined, lava fountaining, Strombolian explosions, rapid Strombolian, spattering, ash-rich jets, and ash venting, and occurred both alternately and simultaneously at the multiple vents that hosted the activity during the more-than-three-months-long eruption. In order to capture the defining features and the underlying processes of these styles and of their transitions, we deployed FAMoUS (Fast, MUltiparametric Setup) during two field campaigns, between 22 September-1 October and between 5-9 November 2021. FAMoUS includes one high-speed camera (frame rate 250 to 500 frames per second (FPS) and 0.021-0.147 m/pixel resolution at the vent), one thermal camera (up to 50 FPS and 0.2-0.8 m/pixel .ca), three high-definition cameras (25 FPS, 0.03-1.2 m/pixel ca.), and one microphone (flat response between 0.5 and 10000 Hz, sampling rate 20 kHz). Preliminary video processing results, obtained using both manual tracking and Optical Flow routines, reveal ejection velocities of pyroclasts in the 20-220 m/s range, with the highest and the lowest values of peak velocity being recorded during Strombolian explosions and ash venting, respectively. All activity styles display ejection velocity fluctuations and variably marked ejection pulses, which are more pronounced during Strombolian explosions. Lava fountains feature the highest mean ejection velocity and a variety of fluctuation patterns, with larger-amplitude and more abrupt ones when transitioning towards Strombolian explosions. The maximum settling velocity of bomb-to lapilli-sized pyroclasts in the vicinity of the vent is remarkably stable around 50 m/s. The transition between the different styles of activity is marked by changing rates of ejection pulse frequency/amplitude and relative proportions of ash and bombs, pointing to a feedback between the volume, ascent rate, and frequency of gas pockets rising in the conduit, and the changes induced by their transit through the magma residing in the uppermost termination of the conduit.

How to cite: Scarlato, P., Taddeucci, J., Andronico, D., Ricci, T., Civico, R., Del Bello, E., Spina, L., D'Auria, L., Asensio-Ramos, M., Calvo, D., Pardrón, E., Hernández, P., and Pérez, N.: Styles of explosive activity during the 2021 Cumbra Vieja eruption, as illuminated by high-frequency imaging and acoustic sensing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9297, https://doi.org/10.5194/egusphere-egu22-9297, 2022.

EGU22-9349 | Presentations | GMPV9.2

Early evidence of magmatic rise through 3He/4He ratio measurements at Dos Aguas cold mineral spring, La Palma, Canary Islands 

Eleazar Padrón, Nemesio M. Pérez, Gladys V. Melián, Hirochika Sumino, María Asensio-Ramos, Pedro A. Hernández, Claudia Rodríguez, José H. Lorenzo, Guillermo Recio, Mar Alonso, Fátima Rodríguez, and Luca D’Auria

A volcanic eruption began at Cumbre Vieja volcano (La Palma, Canary Islands, Spain) on September 19, 2021, and resulted in the longest volcanic event since data are available on the island: it finished after 85 days and 8 hours of duration and 1,219 hectares of lava flows. This volcanic eruption is part of the volcanic evolution of La Palma Island, the fifth in extension (706 km2) and the second in elevation (2,423 m a.s.l.) of the Canarian archipelago. Cumbre Vieja volcano, where the volcanic activity has taken place exclusively in the last 123 ka, forms the southern part of the island. The first geophysical precursory signals of the last eruptive process, started on October 7th and 13rd, 2017, when two remarkable seismic swarms interrupted a seismic silence of 46 years in Cumbre Vieja volcano with earthquakes located beneath Cumbre Vieja volcano at depths ranging between 14 and 28 km with a maximum magnitude of 2.7. Five additional seismic swarms were registered in 2020 and four in 2021, the last being the one that preceded the eruption, beginning a week before it. 3He/4He ratio has been monitored at Dos Aguas cold mineral spring in La Palma Island since 1991 to date as an important volcano monitoring tool able to provide early warning signal of future volcanic unrest episodes, as magmatic helium emission studies have demonstrated to be sensitive and excellent precursors of magmatic processes occurring at depth. A significant increase was observed from 2011 to 2012, when the 3He/4He ratio reached the highest value of the period 1991-2019: 10.24 RA (being RA the ratio in atmospheric helium) in September 2012. At that time, this was the highest 3He/4He ratio reported from the Canarian archipelago measured either in the lavas or terrestrial fluids (Padrón et al., 2015). We suggest the occurrence of aseismic magma rising episodes beneath La Palma within the upper mantle towards an ephemeral magma reservoir in the period 2011-2012. Later, in the period 2017-2020, magma rising continued and produced seismic swarms that were accompanied also by the highest 3He/4He ratio measured at Dos Aguas (September, 2020). In 2021, 3He/4He ratio decreased ~0.32 RAsince the beginning of the year, including the eruptive period.  3He/4He ratio values suggest that upward magma migration that caused the 2021 Cumbre Vieja eruption likely started in or before 2012.

Padrón et al., (2015). Bull Volcanol 77:28. DOI 10.1007/s00445-015-0914-2

How to cite: Padrón, E., Pérez, N. M., Melián, G. V., Sumino, H., Asensio-Ramos, M., Hernández, P. A., Rodríguez, C., Lorenzo, J. H., Recio, G., Alonso, M., Rodríguez, F., and D’Auria, L.: Early evidence of magmatic rise through 3He/4He ratio measurements at Dos Aguas cold mineral spring, La Palma, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9349, https://doi.org/10.5194/egusphere-egu22-9349, 2022.

EGU22-9419 | Presentations | GMPV9.2

Measuring the height of the eruptive column during the 2021 eruption of Cumbre Vieja (La Palma Island, Canary Islands) 

Alicia Felpeto, Antonio J. Molina-Arias, Francisco Quirós, Jorge Pereda, Laura García-Cañada, and Eduardo A. Díaz-Suárez

Last year's almost 3-month eruption on the island of La Palma was a Strombolian eruption. The explosive behaviour has been very variable and significant throughout the eruption.  The IGN (Instituto Geográfico Nacional) measured the height of the eruptive column from the first days of the eruption using visual cameras. The main camera used was one from the IAC (Instituto Astrofísico de Canarias), located at 2365 masl altitude and 16.5 km north of the main vent.  The cameras were calibrated with geodetic techniques to check the accuracy of the measurements and avoid errors due to small displacements or rotation of the cameras. The effect of wind at different heights was also taken into account in the assessment of the plume height. The maximum value of the column height measured was 8500 masl, which occurred hours before the end of the eruption, while the characteristic value was about 3500 masl. This work shows the evolution of the column height throughout the eruptive period and its correlation with different volcano monitoring techniques. The measurement of the eruptive column height is of great relevance in reducing the potential impact of volcanic ash on civil aviation, as significant changes in the height of the eruptive plume are communicated to the VAAC (Volcanic Ash Advisory Centre) in Toulouse to be taken into account in volcanic ash cloud forecasts.

How to cite: Felpeto, A., Molina-Arias, A. J., Quirós, F., Pereda, J., García-Cañada, L., and Díaz-Suárez, E. A.: Measuring the height of the eruptive column during the 2021 eruption of Cumbre Vieja (La Palma Island, Canary Islands), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9419, https://doi.org/10.5194/egusphere-egu22-9419, 2022.

EGU22-9449 | Presentations | GMPV9.2

Complex seismicity patterns accompanying the 2021 volcanic eruption at La Palma, Canary Islands, Spain 

Carmen del Fresno, Simone Cesca, Itahiza Domínguez Cerdeña, Eduardo Díaz-Suarez, Claus Milkereit, Carla Valenzuela, Rubén López-Díaz, Torsten Dahm, and Carmen López

A moderate seismicity accompanied the dike intrusion which preceded the 2021 volcanic eruption at La Palma, Canary Islands, Spain. Nevertheless, the largest magnitudes were recorded during the eruption, from September 19th to December 13th, 2021. This volcanotectonic activity accompanied the upward magma transfer to feed the eruption and provides important clues to the understand the feeding system geometry, as we are dealing with the first fully monitored eruption in the island. Seismicity during the eruption displayed a stable bimodal spatial distribution, with hypocenters clustering at two, well separated depth intervals. A shallower seismic cluster was active beneath the central area of Cumbre Vieja  ~10-14 km depth, starting by September 27, just after a short quiescence of about 3 hours in the tremor signal and with peaks of intensification rates in mid and late November. A deeper and larger cluster (~33-39 km) extended further to the Northeast. Here, the activity started with some delay on October 5th and the cluster was mostly active over October and November 2021, reaching a peak magnitude mbLg 5.1 November 19th, 2021, the largest earthquake of the whole seismic sequence. In this study, we use a variety of seismological methods to resolve hypocentral and centroid location at the two clusters, as well as full moment tensors for 156 earthquakes, including largest ones at each cluster. The hypocentral relocation of 7150 earthquakes reconstructs the geometry of the active seismogenic structures, resolving small-scale details within each of the two clusters. The centroid moment tensor inversion resolves different families of moment tensors in each cluster including earthquakes with almost reversed focal mechanism that respond to local stress perturbations introduced by the magma rise through a complex path and multiple magmatic reservoirs. The source studies are complemented by a temporal analysis of the families based on waveform characterization, which allows to reconstruct the timeline of the magma transfer and seismogenic processes. Our seismological analysis provides details of seismicity accompanying the volcanic unrest at La Palma and documents the evolution of seismogenic processes in response to the rise of magma batches through the complex plumbing system.

 

How to cite: del Fresno, C., Cesca, S., Domínguez Cerdeña, I., Díaz-Suarez, E., Milkereit, C., Valenzuela, C., López-Díaz, R., Dahm, T., and López, C.: Complex seismicity patterns accompanying the 2021 volcanic eruption at La Palma, Canary Islands, Spain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9449, https://doi.org/10.5194/egusphere-egu22-9449, 2022.

EGU22-9557 | Presentations | GMPV9.2 | Highlight

Time series compositional insights into magmatic evolution during the 2021 Cumbre Vieja eruption, La Palma, Canary Islands, Spain 

Jane H. Scarrow, Katy J. Chamberlain, Matthew J. Pankhurst, Olivia A. Barbee, Beverley C. Coldwell, James Hickey, David A. Neave, Daniel J. Morgan, Alba Martín-Lorenzo, Fátima Rodríguez, Gavyn K. Rollinson, William Hernández, Pedro A. Hernández, and Nemesio M. Pérez

On 19 September 2021, Cumbre Vieja volcano, La Palma, Canary Islands erupted after 50 years of quiescence. The eruption lasted 85 days through to 13 December. Cone building that initiated from the main fissure vent resolved into discrete emission centres dominated by ash plumes and lava fountains that fed flows that coursed to the west and west-southwest. The lava flow field covers over 1000 hectares and is up to 3.5 km wide and ~6.2 km long. Tephra fall covers over 5,500 hectares with volcanic plume heights reaching up to 6000 m depositing material mainly in the eastern part of the island but, on occasion, reaching other Canary islands: El Hierro, La Gomera, Tenerife and Gran Canaria.

Significantly, uncertainties exist regarding how such eruptions initiate, evolve and ultimately cease, e.g. changes in magma composition and volume. Here we show time series whole-rock and mineral chemistry variations throughout the eruption from initiation to paroxysm and finally cessation. Bulk chemical trends of erupted products in the first week together with textural and mineralogical observations made within a few weeks of samples’ eruption provide an initial benchmark for understanding the evolution of the eruption. Petrographically, the lavas are hypocrystalline, porphyritic and vesicular. Clinopyroxene is the most common coarse mineral with olivine and amphibole also present. Whole-rock XRF and ICP-MS analyses show that samples have restricted, primitive, metaluminous, alkaline whole-rock compositions; geochemically, lavas plot as basanite-tephrites, but mineralogical observations, for example the absence of feldspathoids, classify them as alkali basalts.

Time-resolved whole-rock analyses through the eruption show increasing MgO contents and decreasing incompatible element contents, which may reflect changes in melting dynamics or crystal cargos. A jump in whole-rock major and trace element compositions on day 7 to 8 of the eruption coincides with the disappearance of resorbed amphibole crystals in the thin sections, and also the amphibole peak in XRD spectra, as well as transition to the eruption of less viscous lava flows. The whole-rock compositional changes also correlate with variations in geophysical monitoring records of real-time seismic amplitude measurements.

Our new data has potential to be applied to eruption forecasting, as well as evaluation of volcanic hazards and associated risks for activity in the Canary Islands and other comparable ocean island systems.

How to cite: Scarrow, J. H., Chamberlain, K. J., Pankhurst, M. J., Barbee, O. A., Coldwell, B. C., Hickey, J., Neave, D. A., Morgan, D. J., Martín-Lorenzo, A., Rodríguez, F., Rollinson, G. K., Hernández, W., Hernández, P. A., and Pérez, N. M.: Time series compositional insights into magmatic evolution during the 2021 Cumbre Vieja eruption, La Palma, Canary Islands, Spain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9557, https://doi.org/10.5194/egusphere-egu22-9557, 2022.

EGU22-9629 | Presentations | GMPV9.2

Geochemistry of ash leachates during the 2021 eruption of Cumbre Vieja volcano, La Palma, Canary Islands 

Fátima Rodríguez, Nemesio M. Pérez, Cecilia Amonte, Alba Martín-Lorenzo, Gladys V. Melián, Beverly C. Coldwell, Matthew J. Pankhurst, María Asensio-Ramos, Pedro A. Hernández, and Eleazar Padrón

On September 19, 2021, a new eruption began at the west flank of Cumbre Vieja volcano (La Palma, Canary Islands), after an inter-eruptive period of 50 years from the previous eruption (Teneguía, October 1971). The 2021 event was a fissure and powerful strombolian eruption with a magnitude VEI=3 and it has been considered as the most important eruption of Europe during the last 75 years in terms of the significant amount of SO2 released and the serious damage caused by the lava flows.

In this work we report the leachate analyses of volcanic ash from the beginning of the eruption, focused on determining the relationship between chemical composition of water‐soluble components adhering to volcanic ash and the volcano’s activity episodes. A total of 5 main control sites or ash-collecting stations were established and ash was picked up in a daily basis. These were located around the main eruptive vents at different distances. Water-extractable concentrations of the samples leached at 1:25 for 2 hours were analyzed by ion chromatography (Cl-, SO42-, F-, Br-, NO3-, Na+, Ca2+, Mg2+, K+) and ICP-MS (Li, B, Al, Si, Sr, Ba, Fe, Ti, Cu, Sb, Rb, Ni, Co, Cd, V). The most abundant components in the leachates were SO42- for the anions and Na+ for the cations, with mean concentrations of 854 and 455 mg/kg, respectively. The results showed the following trend, in decreasing order of abundance: SO4-2>Na+>Cl->F->Ca2+>Al3+>K+>Mg2+. Fluoride, an element of primary concern for human and animal health, showed a range of 16 and 733 mg/kg and an average of 239 mg/kg, which is relatively higher than global median value (129 mg/kg). The S/Cl molar ratio in the ash leachate presented a ranged of values from 0.16 to 5.9 and the observed values > 3.0 seems to be related to ash-rich phases of the eruption. Preliminary results show significant temporal variations in ash leachate compositions, revealing changes in the eruption dynamics.

How to cite: Rodríguez, F., Pérez, N. M., Amonte, C., Martín-Lorenzo, A., Melián, G. V., Coldwell, B. C., Pankhurst, M. J., Asensio-Ramos, M., Hernández, P. A., and Padrón, E.: Geochemistry of ash leachates during the 2021 eruption of Cumbre Vieja volcano, La Palma, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9629, https://doi.org/10.5194/egusphere-egu22-9629, 2022.

EGU22-9661 | Presentations | GMPV9.2

Time series petrological insights into magmatic evolution during the 2021 Cumbre Vieja eruption, La Palma, Canary Islands, Spain 

Katy J Chamberlain, Jane H Scarrow, Matthew J Pankhurst, Olivia A Barbee, David A Neave, Dan J Morgan, Penny Wieser, Beverley C Coldwell, James Hickey, Alba Martín-Lorenzo, Fátima Rodríguez, Gavyn K Rollinson, William Hernández, Pedro A Hernández, and Nemesio M Pérez

On 19 September 2021, Cumbre Vieja volcano, La Palma, Canary Islands erupted after 50 years of quiescence. The eruption lasted 85 days, ending on 13 December. At present, whilst geophysical data may be used to estimate the scale of magma reservoirs (and when combined with the magma output rate can provide a guide to eruption longevity), experience shows that using such techniques to see through activity at crustal levels and quantify deeper magmatic processes during an eruption is not always productive or possible. Success of geophysical techniques is dependent on both the level of instrumentation and the degree to which local magmatic and tectonic environments are understood. Thus, deep magma supply and crustal interactions may be intractable or even invisible, even if they are seismogenic. Simple on-site compositional information (e.g. from handheld XRF) can indicate broad-scale changes in erupted compositions and reflect, for example,  changes in crystallinity or melt composition. However, such bulk data can be ambiguous and therefore insufficiently robust to be useful for decision-makers. In contrast, petrological observations of mineral textures and compositions can provide direct, quantifiable evidence of deep and shallow magmatic processes that, in tandem with upper crustal stress states, ultimately drive magma ascent and eruption. Advancements in the use of precise and automated sample preparation techniques, rapid and high-resolution textural and compositional characterisation, and increasing computing capacity now allows samples to be collected, analysed and interpreted within days rather than months. Measurements of volcanic products include: textures, mineralogy, mineral chemistry (and profiles), whole-rock geochemistry, volatiles, isotope geochemistry and rheology. Petrology combines these data into interpretations of the magmatic system state and evolution, which can inform understanding of the dynamic processes driving eruptions and physical behaviours of tephra and lava. Hence, forecasts of volcanic behaviour underpinned by petrological characterization and trends are more robust. Here we present textural and chemical data from time-resolved samples of lavas and tephras from the eruptive sequence, marking the initiation, duration and cessation of volcanism. These data are used to constrain and trace temperature(s) and pressure(s) of mineral growth and magma storage; mineral-melt equilibrium dynamics; and timescales of magmatic processes through diffusion chronometry. Initial petrographic study has shown the lavas to be hypocrystalline, porphyritic and vesicular. Clinopyroxene is the most common coarse mineral, with olivine and amphibole also present; however, these mineral abundances are not constant through time. This study highlights the importance of time-resolved sampling and shows how both rapid qualitative observations and in situ petrological characterisation can be used to couple volcanic behaviour with subsurface magma dynamics.

How to cite: Chamberlain, K. J., Scarrow, J. H., Pankhurst, M. J., Barbee, O. A., Neave, D. A., Morgan, D. J., Wieser, P., Coldwell, B. C., Hickey, J., Martín-Lorenzo, A., Rodríguez, F., Rollinson, G. K., Hernández, W., Hernández, P. A., and Pérez, N. M.: Time series petrological insights into magmatic evolution during the 2021 Cumbre Vieja eruption, La Palma, Canary Islands, Spain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9661, https://doi.org/10.5194/egusphere-egu22-9661, 2022.

EGU22-9754 | Presentations | GMPV9.2

La Palma PM10 ash particle geometry and adherence to pulmonary cell tissue 

Beverley Coldwell, David Wertheim, Lisa Miyashita, Richard Giddens, Ian Gill, Jonathon Grigg, and Nick Petford

While studies have shown adverse health effects associated with volcanic eruptions are thought to result from resultant gases and ash particle clouds, the precise reasons remain unclear. However, the shape of particles has previously been shown to influence their ability to adhere to human cancer cells (He and Park 2016). Furthermore grain size and the presence of silica are thought to be important in understanding respiratory effects associated with volcanic ash particles.

We have previously shown that volcanic ash particles can have sharp appearing surface features from 3D confocal microscopy (Wertheim et al. 2017). The aim of this study was to examine the 3D appearance, chemistry and adherence to cells of volcanic ash particles from the September 2021 La Palma eruption in particles of size PM10 as they are considered of particular interest in respiratory conditions. Volcanic ash particles collected from the first day of the eruption were imaged using confocal scanning laser microscopy and scanning electron microscopy in order to assess their 3D appearance and geometry. In addition, 2D shape and elemental analysis, obtained from secondary and backscattered electron imaging, was performed to link ash particle geometry with composition.

Initial results confirming the angular (3D-fragmented) nature of PM10 and smaller particles from the La Palma eruption, suggest an ability to adhere to cells. Experiments to confirm this by exposing A549 human adenocarcinomic epithelial cells to La Palma ash particles are ongoing.

How to cite: Coldwell, B., Wertheim, D., Miyashita, L., Giddens, R., Gill, I., Grigg, J., and Petford, N.: La Palma PM10 ash particle geometry and adherence to pulmonary cell tissue, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9754, https://doi.org/10.5194/egusphere-egu22-9754, 2022.

EGU22-9819 | Presentations | GMPV9.2

Continuous monitoring of diffuse CO2 emission from Cumbre Vieja volcano: early evidences of magmatic CO2 surface arrival 

Claudia Rodríguez-Pérez, José Barrancos, Pedro A. Hernández, Nemesio M. Pérez, Eleazar Padrón, Gladys V Melián, Fátima Rodríguez, María Asensio-Ramos, and Germán D. Padilla

Cumbre Vieja volcano is the last stage in the geological evolution of La Palma Island (Canarian Archipelago, Spain). The volcanic activity of La Palma has taken place exclusively in Cumbre Vieja in the last 123 ka, and has remained in volcanic quiescence in the last 50 years. After the occurrence of several seismic seismic swarms since 2017, a volcanic eruption began at Cumbre Vieja volcano on September 19, 2021, and resulted in the longest volcanic event since data are available on the island. The eruption lasted for 85 days and 8 hours and lava flows covered 1,219 hectares. As part of the volcano monitoring program of Cumbre Vieja, diffuse degassing of CO2 has been continuously monitored since 2005 at the southernmost part of Cumbre Vieja according to the accumulation chamber method. The monitoring site (LPA04) was selected because it shows anomalous diffuse CO2 degassing emission values with respect to the background values that had been measured in different surveys (Padrón et al., 2015). Meteorological and soil physical variables are also measured in an hourly basis and transmitted to ITER facilities about 150 Km far away. Since its installation, CO2 emissions ranged from non-detectable (<1.5 gm-2d-1) to 1,464.0 gm-2d-1. The time series was characterized by a strong variability in the measured values that are modulated mainly by the atmospheric and soil parameters. Soil moisture is the monitored parameter that explains the highest variability of the data, being the dry season (spring y summer) the period with the highest observed diffuse emission values. This behavior in the time series changed after 2017 as an increasing trend was observed in a good temporal agreement with the increase of seismic activity recorded. Diffuse CO2 emission values showed a sustained increase reaching maximum values (up to 890 gm-2d-1) before de eruption onset. The observed diffuse CO2 emissions trend in the LPA04 geochemical station was useful to record the arrival of magmatic CO2 due to the occurrence of an upward magma migration beneath La Palma Island that caused the 2021 eruptive event.

Padrón et al., (2015). Bull Volcanol 77:28. DOI 10.1007/s00445-015-0914-2

How to cite: Rodríguez-Pérez, C., Barrancos, J., Hernández, P. A., Pérez, N. M., Padrón, E., Melián, G. V., Rodríguez, F., Asensio-Ramos, M., and Padilla, G. D.: Continuous monitoring of diffuse CO2 emission from Cumbre Vieja volcano: early evidences of magmatic CO2 surface arrival, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9819, https://doi.org/10.5194/egusphere-egu22-9819, 2022.

EGU22-9986 | Presentations | GMPV9.2

Preliminary results from textural studies on tephra deposits erupted during the 2021 eruption at Cumbre Vieja volcano 

Alba Martín Lorenzo, Daniele Andronico, Fátima Rodríguez, Beverley Coldwell, Matt Pankhurst, Jacopo Taddeucci, Piergiorgio Scarlato, Costanza Bonadonna, Marco Pistolesi, Jorge E. Romero, Gladys Melián, and Nemesio M. Pérez

On September 19, 2021, the Cumbre Vieja volcano (La Palma, Canary Islands) erupted after 50 years dormant; the last eruption occurred in 1971, forming the Teneguía cone. Historical volcanism on La Palma typically produces simultaneous explosive/effusive eruptions producing cinder cones, tephra deposits and lava flow fields. The 2021 eruption was characterized by almost continuous tephra emission along a ~ 1 km long fissure, with only a few phases of quiescence lasting no more than few hours. Up to ten explosive vents were active at different times, with eruptive styles ranging from ash-venting, powerful Strombolian activity and lava fountaining. These formed volcanic plumes occasionally reaching 6-7 km above the growing composite cone. Coeval lava flows with variable, but mostly high effusion rates accompanied the explosive activity. The eruption stopped after 85 days on December 13, 2021.

Studying the textures and morphology of tephra deposits can help define and classify the explosive processes that dominated the rise of magma and its fragmentation. For this reason, from the onset of the eruption, tephra samples were collected daily. These samples represent airfall from the plume, and were collected at distances between 1 and 13 km from the new Cumbre Vieja cone. Samples were used to evaluate the mass load per square meter unit, together with grain-size analysis. During the study period, 87 samples were weighed, giving tephra mass loads between 0.10 kg/m2 and 79 kg/m2. These values can be used for estimating the total erupted tephra mass within the first period of the eruption. The grain-size distribution of samples was measured at half-phi steps by CAMSIZER (Retsch), and shows significant temporal variation in magma fragmentation and dispersal. This can be correlated to variations in plume height and eruption style.

Componentry analysis on ash samples was performed to assess both style and changes in the explosive activity. Seventeen ash samples (22 September – 1 November) were sieved to separate the 0.25-0.5 mm fraction, which allows easier distinction of particle components. Four types of components were recognized: sideromelane, tachylite, lithics and free crystals, each one characterized by different morphological and textural features. During the opening phase, a high percentage of sideromelane was erupted, then over the following weeks an increase in both lithic particles and variations in morphological features of sideromelane fragments were observed. Fragmentation-related broken crystals within intact particles are also found.

These preliminary results match the variability in eruption styles observed. They confirm that tephra studies may constitute a powerful tool for monitoring ongoing intense eruptions by helping to comprehend, together with other techniques, the evolution of eruption dynamics, magma processes, and magma level in volcanic conduits.

How to cite: Martín Lorenzo, A., Andronico, D., Rodríguez, F., Coldwell, B., Pankhurst, M., Taddeucci, J., Scarlato, P., Bonadonna, C., Pistolesi, M., Romero, J. E., Melián, G., and Pérez, N. M.: Preliminary results from textural studies on tephra deposits erupted during the 2021 eruption at Cumbre Vieja volcano, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9986, https://doi.org/10.5194/egusphere-egu22-9986, 2022.

EGU22-10124 | Presentations | GMPV9.2

Temporal evolution of melt composition during the 2021 Cumbre Vieja eruption 

Marc-Antoine Longpré, Samantha Tramontano, Franco Cortese, Fátima Rodríguez, Beverley Coldwell, Alba Martín-Lorenzo, Olivia Barbee, Matthew Pankhurst, and Andreas Klügel

The 2021 eruption of Cumbre Vieja volcano (La Palma, Canary Islands) produced sustained Strombolian to violent Strombolian explosive activity, resulting in widespread tephra fall deposits in addition to lava flows. Frequent sampling of rapidly quenched volcanic ash provides the rare opportunity to document the compositional evolution of fragmenting magma at a high temporal resolution. Here we present preliminary textural observations and electron microprobe measurements of matrix glass from dated ash samples spanning the first four weeks of the eruption. Ash shards show two broad types of groundmass texture: Type 1 groundmass comprises abundant glass with microlites of plagioclase, clinopyroxene, and Fe-Ti oxides ± olivine, whereas Type 2 groundmass is microcrystalline (plagioclase, clinopyroxene, Fe-Ti oxides) and contains little to no glass. Type 1 and Type 2 groundmasses are sometimes observed mingling together at the ash shard scale. The glass composition of Type 1 groundmass is consistently tephritic, but displays significant variations over time. Glass from the earliest sample collected on 19 September is among the most primitive of the sequence, with 46.4 wt.% SiO2 and 4.0 wt.% MgO. In contrast, a sample erupted on 21–22 September records a shift to higher silica content (48.2 wt.%) and lower MgO (3.6 wt.%). Over the following five days (until 27 September), glasses return to lower silica contents, down to 45.9 wt.%, and then continue to evolve more subtly towards more primitive compositions for the next three weeks. Overall, from 21 September to 16 October, SiO2 decreases from 48.2 to 45.1 wt.%, while FeOt and MgO increase from 9.6 to 11.8 wt.% and from 3.6 to 4.1 wt.%, respectively. Chlorine concentrations also decrease from 1300 to 830 ppm. We interpret Type 1 groundmass to represent the main magma batch feeding the 2021 eruption. The observed temporal trends may be related to variable extents of microlite crystallization, particularly Fe-Ti oxides, as suggested by the association of high SiO2, low FeOt and high Fe-Ti oxide crystal fractions for the 21–27 September samples. We note that these samples coincide with a phase of the eruption characterized by highest volcanic tremor amplitudes and lowest eruption column heights (≤3 km). The origin of microcrystalline Type 2 groundmass is more ambiguous, but it may represent Type 1 magma that has undergone a more protracted cooling history, a remobilized mushy magma intersected by Type 1 magma, or lithic material. Further textural and chemical analyses of Type 1 and Type 2 groundmasses are underway to tell these scenarios apart.

How to cite: Longpré, M.-A., Tramontano, S., Cortese, F., Rodríguez, F., Coldwell, B., Martín-Lorenzo, A., Barbee, O., Pankhurst, M., and Klügel, A.: Temporal evolution of melt composition during the 2021 Cumbre Vieja eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10124, https://doi.org/10.5194/egusphere-egu22-10124, 2022.

EGU22-10203 | Presentations | GMPV9.2

The magma ascent path during the 2021 eruption of Cumbre Vieja (La Palma Island, Canary archipelago) highlighted by fluid inclusions and seismicity 

Vittorio Zanon, Klaudia Cyrzan, Luca D'Auria, Matt Pankhurst, Fátima Rodríguez, Beverley Coldwell, and Alba Martín-Lorenzo

The recent eruption from the Cumbre Vieja volcanic system at La Palma Island (19 September to 14 December 2021) occurred through the impulsive emission of various batches of magma. The first emitted magma is a tephrite (clinopyroxene, amphibole and rare olivine phenocrysts). The following pulses erupted basanites (clinopyroxene and olivine phenocrysts).

Fluid inclusions and seismicity data of the first 40 days of activity are here merged to provide a snapshot of the magma ascent path.

Fluid inclusions form trails through the crystals or are more rarely in isolated clusters. They show evidence of partial density re-equilibration events. At room temperature are single phase (L) or may contain a vapour bubble (V+L).

Trapped fluid is pure CO2 (Tm=-56.6 ±0.1 °C). Final inclusion homogenisation occurred to the liquid (ThL) phase in all crystals and to the vapor (Thv) in few olivines. The corresponding density values have been recalculated to account for max 10% water in the trapped fluid.

In amphiboles (N=60) ThL=23.3-30.9 °C (ρr=546-768 kg·m3);

In clinopyroxenes (N=69) ThL=27.2-31 °C (ρr=514-703 kg·m3);

In early olivines (N=241) ThV=30.4-30.9 °C (ρr=382-464kg·m3); ThL=-6.2-31 °C (ρr=492-963 kg·m3);

In late october olivines (N=180) ThV=30.9 °C (ρr=464kg·m3); ThL=20.6-30.9 °C (ρr=546-802 kg·m3).

The histograms of density data reveals fluid trapping and re-equilibration events. Pressures were obtained from isochore distribution in the P-T space at the trapping temperature of 1075 °C for the tephrite and 1150° C for the basanite.

The tephrite ascended from a depth of ~17.2 km (487 MPa) and partially re-equilibrated at ~14.2 km (392 MPa), ~11.5 km (307 MPa), ~10 km (264 MPa) and ~8.2 km (218 MPa).

Basanites ascended from (or through) a depth between ~25.8 and ~22.6 km (656-757 MPa). Multiple ponding stages are between ~19 and ~17 km deep (484-543 MPa), at ~12 km (336 MPa) and from ~8.7 to ~6.1 km (162-229 MPa).

This picture agrees with the spatial and temporal pattern of the seismicity recorded during the eruption. After a very rapid pre-eruptive phase, lasting about a week, in which hypocentres rapidly ascended from about 10 km depth up to the surface a few hours before the eruption, seismicity waned considerably in just a few days. Since 27 September, a progressive increase of the seismicity in a cluster located at about 8-12 km depth was observed. In the following days, we observed the appearance of another cluster of hypocentres at a depth of about 20-25 km. Seismicity increased progressively during the first weeks of October, with many events having magnitudes higher than 4 in both clusters. The seismicity started waning at the beginning of December, disappearing almost entirely at the end of the eruption. We interpret these syn-eruptive seismicity clusters at the effect of crustal readjustment following the rapid emptying of two magmatic reservoirs located respectively just beneath each seismicity cluster. This model agrees well with the bimodal depth range inferred from fluid inclusion, as well as with the observed variation in the composition during the eruption.

How to cite: Zanon, V., Cyrzan, K., D'Auria, L., Pankhurst, M., Rodríguez, F., Coldwell, B., and Martín-Lorenzo, A.: The magma ascent path during the 2021 eruption of Cumbre Vieja (La Palma Island, Canary archipelago) highlighted by fluid inclusions and seismicity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10203, https://doi.org/10.5194/egusphere-egu22-10203, 2022.

EGU22-10266 | Presentations | GMPV9.2

Insights into magma degassing processes during the 2021 Cumbre Vieja eruption, La Palma, from open-path FTIR spectroscopy 

Ana Pardo Cofrades, Mike Burton, María Asensio-Ramos, José Barrancos, Alessandro La Spina, Patrick Allard, Catherine Hayer, Benjamin Esse, Pedro A. Hernández, Eleazar Padrón, Gladys V. Melian, and Nemesio M. Peréz

On September 19th 2021 a fissure eruption started on the Cumbre Vieja rift on La Palma, Canary Islands. The fissure eruption rapidly evolved into a cone-forming eruption, with several summit vents producing explosive activity and lava jetting, while lava spattering and effusive activity occurred at/from lower flank vents.

We used open-path Fourier transform infrared spectroscopy (OP-FTIR) to measure the chemical composition of degassing associated with both explosive and effusive activities, using absorption spectra of the radiation emitted by molten lava and incandescent ash. Measurements were performed daily since October 2nd until the end of the eruption (mid-December), from different sites and at distance range of 0.6 to 5 km from the vents. They allowed us to retrieve the molar proportions of H2O, CO2, SO2, HCl and CO in gas emissions from the different vents and different activities.

In this work, we report the main results obtained for the gas compositions, their spatial and temporal evolution during the eruption, the influence of fragmentation (ash) on the degassing of HCl, and the gas-magma redox state during the La Palma 2021 eruption.

How to cite: Pardo Cofrades, A., Burton, M., Asensio-Ramos, M., Barrancos, J., La Spina, A., Allard, P., Hayer, C., Esse, B., Hernández, P. A., Padrón, E., Melian, G. V., and Peréz, N. M.: Insights into magma degassing processes during the 2021 Cumbre Vieja eruption, La Palma, from open-path FTIR spectroscopy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10266, https://doi.org/10.5194/egusphere-egu22-10266, 2022.

EGU22-10309 | Presentations | GMPV9.2 | Highlight

Dike intrusion before the 2021 La Palma eruption 

Itahiza Francisco Domínguez Cerdeña, Laura García Cañada, Anselmo Fernández García, Carmen del Fresno, and Eduardo Andrés Díaz Suárez

On 19 September 2021 at 14:10h (UTC) a volcanic eruption started in the South of La Palma (Canary Islands). Just a week earlier, on 11 September, an intense seismic swarm had begun in the area, with the hypocenters located at 11 km depth in the first days but gradually approaching the surface throughout the week. This activity, together with an evident deformation recorded both at the island's GNSS stations and in InSAR measurements, were key to the monitoring of the reactivation and estimate the eruption onset parameters. 

In this presentation we show the results obtained using the volcanic monitoring network of the Instituto Geográfico Nacional (IGN) before La Palma eruption. Consistent results have been obtained combining seismic and geodetic techniques. We have used hypoDD relative location algorithm to improve the hypocenters of 1323 earthquakes of the IGN catalog. Deformation results have been obtained using Sentinel-1 images to get the InSAR interferograms and GNSS time series have been computed using double differences with Bernese software considering a regional network.  

At the beginning, seismicity was 11 kilometers below the central part of Cumbre Vieja and for ~6 days it migrated towards the surface in northwest direction. Meanwhile, the deformation indicated a magma intrusion in the area of the activity, showing a good correlation with seismic data. Some hours before the eruption started there was a sudden change in the migration direction pointing north while hypocenters considerably accelerated its trend to the surface. This episode was accompanied by a rapid deformation of more than 7 cm to the South and 5 cm upwards in the closest GNSS station. Finally, 4 hours before the eruption, an increase in the shallow seismicity rates was observed. Most of the earthquakes were not felt by the island population and moderate magnitudes were recorded reaching a maximum of 3.8 (mbLg). InSAR results during the whole process show more than 20 cm of deformation in LOS (Line of Sight) to the South of the eruption vent. 

Hours before the eruption, the seismicity behavior and the deformation shape indicate the existence of an intruding dike that culminated in eruption and that would be the last stage of a magmatic process that had begun at least four years earlier with the seismic reactivations on the island. 

How to cite: Domínguez Cerdeña, I. F., García Cañada, L., Fernández García, A., del Fresno, C., and Díaz Suárez, E. A.: Dike intrusion before the 2021 La Palma eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10309, https://doi.org/10.5194/egusphere-egu22-10309, 2022.

EGU22-10465 | Presentations | GMPV9.2 | Highlight

Combination of geodetic techniques for deformation monitoring during 2021 La Palma eruption  

Elena González-Alonso, Héctor Lamolda, Francisco Quirós, Antonio Jesús Molina, Anselmo Fernández-García, Laura García-Cañada, Jorge Pereda de Pablo, Jorge Domínguez-Valbuena, Fernando Prieto-Llanos, and Lucía Sáez-Gabarrón

Surface deformation is considered one of the most important parameters in volcano monitoring. That was shown during the recent Cumbre Vieja eruption (La Palma, Canary Islands) which started on 19th September 2021 and lasted almost three months. Several days after the beginning of the unrest, on 11th September, deformation data were able to confirm the depth of the volcanic intrusion and constrain an approximate volume.Maximum deformation of 20 cm were measured prior to the beginning of the eruption pointing to the area were the dike finally reached the surface. 

After the eruption onset, deformation monitoring resulted essential to understand eruption dynamics. This work is focused on results obtained by the geodetic techniques operated by Instituto Geográfico Nacional (IGN) during the three months of volcanic activity.  This system includes GNSS permanent stations, InSAR processing, tiltmeters and a GNSS-RTK periodic measurements on benchmarks around Cumbre Vieja. It allowed to measure displacements with different temporal and spatial scales providing a complete picture of the deformation, which, together with other geophysical parameters, helped to manage the volcanic crisis and interpret the magmatic processes.

How to cite: González-Alonso, E., Lamolda, H., Quirós, F., Molina, A. J., Fernández-García, A., García-Cañada, L., Pereda de Pablo, J., Domínguez-Valbuena, J., Prieto-Llanos, F., and Sáez-Gabarrón, L.: Combination of geodetic techniques for deformation monitoring during 2021 La Palma eruption , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10465, https://doi.org/10.5194/egusphere-egu22-10465, 2022.

EGU22-10531 | Presentations | GMPV9.2 | Highlight

Lava flow dynamics during the 2021 Cumbre Vieja eruption, La Palma, Spain 

Einat Lev, Janine Birnbaum, Pedro Hernandez, José Barrancos, Samantha Tramontano, Laura Connor, Charles Connor, and Jose Gabriel

Over the three-month duration of the 2021 Cumbre Vieja eruption, lava flows covered an area of 1,241 ha. (12.41 km2) out of the total 8,790 ha (87.90 km2) impacted by the eruption overall. Consequently, lava is responsible for the destruction of a majority of the 3,000 buildings and large agricultural areas. At the beginning of the eruption, authorities used a model to forecast the inundation areas. We compare that preliminary forecast with those produced by other models, such as MOLASSES, Q-LAVHA, MrLavaLoba, VolcFlow, and others. The different forecasted flow fields are also compared with the evolution of the flow field as observed by satellite and aerial mapping. Where available, we anchor dynamic model predictions for observables such as flow velocity to local measurements obtained from velocimetry on UAV and ground-based videos of flowing lava. Lava properties used in the models are informed by petrological analysis of samples collected during the eruption. 

How to cite: Lev, E., Birnbaum, J., Hernandez, P., Barrancos, J., Tramontano, S., Connor, L., Connor, C., and Gabriel, J.: Lava flow dynamics during the 2021 Cumbre Vieja eruption, La Palma, Spain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10531, https://doi.org/10.5194/egusphere-egu22-10531, 2022.

EGU22-10749 | Presentations | GMPV9.2

Temporal evolution of Cumbre Vieja explosive activity and ash plumes from ground-based infrared and visible cameras 

Janine Birnbaum, Einat Lev, Pedro Hernandez, José Barrancos, Germán Padilla, María Asensio-Ramos, David Calvo, Fátima Rodríguez, Nemesio Pérez, and Sonia Calvari

During the main phase of the 2021 eruption of the Cumbre Vieja volcano (La Palma, Spain), eruptive activity was characterized by Strombolian eruptions, fire fountaining, white and grey ash and gas-dominated plumes, and lava effusion from multiple events. Over the period November 16 to November 26, we recorded continuous time-lapse IR images and opportunistic visible and IR videos of the vent from multiple ground-based locations. We measure the apparent area of the high-temperature gas-and-ash jet and fire fountaining from time-lapse images recorded between 1 and 60 frames/min to investigate the evolution of the explosive activity and of these plumes on minutes to days time scales. We compare plume size estimates from two different angles and vent-camera distances. We will explore periodicity and relationships between neighboring vents and discuss the implications for processes occurring in the shallow-most plumbing system of the volcano.

How to cite: Birnbaum, J., Lev, E., Hernandez, P., Barrancos, J., Padilla, G., Asensio-Ramos, M., Calvo, D., Rodríguez, F., Pérez, N., and Calvari, S.: Temporal evolution of Cumbre Vieja explosive activity and ash plumes from ground-based infrared and visible cameras, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10749, https://doi.org/10.5194/egusphere-egu22-10749, 2022.

EGU22-10914 | Presentations | GMPV9.2

Reactivation of Cumbre Vieja volcano: Insights from a paired tephra glass and olivine crystal record 

Samantha Tramontano, Marc-Antoine Longpré, Franco Cortese, Fátima Rodríguez, Beverley Coldwell, Alba Martín-Lorenzo, Olivia Barbee, and Matthew Pankhurst

Cumbre Vieja volcano, on La Palma, Canary Islands, Spain, is an excellent natural laboratory for exploring igneous processes at the individual eruption scale (e.g. eruption precursors) and at the larger volcanic-magmatic-system scale (e.g. repose period) because of similar eruptive styles, volumes, and chemical compositions across historical eruptions [1]. To determine the timing and nature of perturbations during pre-eruptive magma assembly and how they may relate to variations in eruption repose and style, we analyze and model the chemical fingerprints of tephra glass and tephra-hosted crystals at the system scale (sampling of all eruptions since 1585) and at the eruption scale (daily sampling of the 2021 eruption). Broadly, the tephra-olivine record is remarkably similar across samples from the 2021, 1971, 1949, 1712, 1677, 1646, and 1585 eruptions: 86% of analyzed crystals (n=85) display a more evolved core composition (Fo80 ± 1.4), followed by a reversely zoned inner rim (Fo82 ± 0.9) and a steeply, normally zoned outer rim (as low as Fo73). Reversely and normally zoned crystal segments respectively show convex and concave Fo–Ni relationships, correspondingly indicating diffusion- and growth-dominated zoning mechanisms. At a finer temporal scale, we observe systematic chemical variability over the first four weeks of the 2021 eruption. At least three distinct chemical flavors can be distinguished thus far: 1) 19-Sept products are most primitive (tephra glass is 46.4 ± 0.3 wt.% SiO2, containing olivine up to Fo87), 2) 22-Sept products are most evolved (tephra glass is 48.2 ± 0.7 wt.% SiO2, containing Fo79 ± 0.8 olivine), and 3) products from 22-Sept to 15-Oct become more primitive over time (tephra glass averages 45.9 ± 0.5 wt.% SiO2 and contains Fo82 ± 1.0 olivine).  Based on these zoning patterns and the application of diffusion chronometry to reverse zones, we propose that episodic injections of primitive melt from depth invade more evolved crystal mushes days to months before and during eruption. Fo-Ni relationships along olivine traverses and thermodynamic decompression models suggest that these crystals are then entrained in an ascending and evolving carrier liquid, crystallizing normally zoned overgrowth rims before eruption.  Our work suggests that primitive melt recharge is a critical mechanism for reactivating and sustaining activity at Cumbre Vieja, and we find that the timings of primitive injections (or recharge events) are not related to repose periods between eruptions. Rather, we propose that it is the timing and volume of primitive melt generation and extraction in the upper mantle that strongly influences volcano reactivation and may influence eruption style and duration.

[1] Longpré and Felpeto (2021), JVGR

How to cite: Tramontano, S., Longpré, M.-A., Cortese, F., Rodríguez, F., Coldwell, B., Martín-Lorenzo, A., Barbee, O., and Pankhurst, M.: Reactivation of Cumbre Vieja volcano: Insights from a paired tephra glass and olivine crystal record, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10914, https://doi.org/10.5194/egusphere-egu22-10914, 2022.

EGU22-11086 | Presentations | GMPV9.2

Seismoacoustic monitoring of La Palma 2021 volcanic eruption (Canary Islands): first results 

Maria Jose Jurado, Carmen Lopez, Maria Jose Blanco, Ruben Lopez, Stavros Meletlidis, and David Moure

We present first results on the continuous monitoring of the 2021 La Palma volcanic eruption (Canary Islands, Spain), from September 2021 to December 2021. During the eruption we installed a 8 level 3-component geophone string and 15 m spacing between geophones in Las Manchas within the restricted area and less than 2 km away of the volcanic edifice. The string was installed on the ground surface, in a straight line pointing towards the volcano. The 24 channels were sampled at 250 Hz, and data acquisition was performed in real-time and continuously till the end of the eruption with occasional minor gaps. The resulting seismoacoustic dataset is a sample of elastic energy propagating in both the subsurface and the atmosphere, allowing us to improve our understanding of the eruptive subsurface and subaerial processes. We use these seismoacoustic records to identify and characterize the different phases and signals of the volcanic activity. For the first analysis of the dataset we performed the calculation and graphing of spectrograms during the acquisition. We identify eruptive signals and correlate them with different events that can be directly observed on the basis of frequency content and relative timing. Explosive events like those derived from destruction of conduit plugs and ash-rich plumes emission, ash-rich explosions, volcanic lightning and degassing events are being analysed.

Finally, we study the correlation of seismic and seismoacoustic records for the same event by comparing with seismic data recorded on land stations. Results show that a good correlation exists between seismic and seismo-acoustic data for the main activity observed in the surface: the activity at the various vents and events like episodes of ash emission and bursts, indicating that this methodology can be successfully applied to monitor remote eruptions. Coupled seismoacoustic observations have turned out to be useful because they provide a comprehensive record of subsurface and subaerial eruptive activity.

How to cite: Jurado, M. J., Lopez, C., Blanco, M. J., Lopez, R., Meletlidis, S., and Moure, D.: Seismoacoustic monitoring of La Palma 2021 volcanic eruption (Canary Islands): first results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11086, https://doi.org/10.5194/egusphere-egu22-11086, 2022.

EGU22-11371 | Presentations | GMPV9.2

Geochemical monitoring of the volcanic unrest and the eruption in La Palma island (Canary Islands, Spain): the 2017-2021 dataset and first results 

Pedro Antonio Torres González, Natividad Luengo Oroz, Ángel David Moure García, Lucía Sáez Gabarrón, Víctor Villasante Marcos, Rubén López Díaz, Carlos Cecilio Rodríguez López, Walter D'Alessandro, Luís Pujol, and Fausto Grassa

In 2017, La Palma Island entered a state of volcanic unrest, with nine pre-eruptive seismic swarms detected by the seismic monitoring network of the Instituto Geográfico Nacional (IGN) up to 2021, most of the events occurring at depths of 20-35 km. During this period, the IGN geochemical network detected significant changes in deep gas emissions. On 11 September 2021, the last and most energetic pre-eruptive unrest began with more than 1500 earthquakes located at 10-15 km depth and migrating upwards, accompanied by ground deformation with up to ~20 cm vertical inflation detected by the IGN deformation network (GNSS, Insar, tiltmeters). On 19 September 2021 at 15:08 UTC, a volcanic eruption began on the western flank of Cumbre Vieja in El Paso village. This was the first eruption in the island after 50 years of quiescence.

The 2021 eruption has lasted almost three months, ending on 13-14 December 2021 (last activity at the time of this writing). It began as a SE-NW fissural eruption and rapidly evolved to construct a main volcanic edifice up to ~200 m high, with several craters partially overlapping in a SE-NW direction, and later it constructed a secondary cone with a horseshoe shape open to the NE. The eruptive activity has been both strombolian and effusive, sometimes alternating and many times simultaneous with different behaviour at different emission points, a typical situation being strong degassing and strombolian jet and ash emission from an upper crater simultaneous to emission of fluid lavas and lava lake formation and periodical overflowing from a lower crater. Significant volcanic plumes have reached up to 8500 masl (typical value of 3000-3500 masl), and a large set of successive basanitic lava flows has been emitted to the west, developing a volcanic lava-fan covering ~12 km2 (~3000 buildings) and reaching the sea at several points along the western coast of La Palma.

During the eruption, the IGN geochemical monitoring network included four stations measuring diffuse radon/thoron in soil, one station measuring diffuse CO2 flux in soil, an infrared thermal camera coupled with a visual camera and six water sampling points, regularly sampled for water composition, dissolved radon content, total and isotopic composition of dissolved gas (5 points) and free gas (1 point). Physical-chemical parameters (pH, Eh, T, EC, alkalinity) were also regularly measured in situ at these points. In this work we present the obtained dataset and first results. Changes in dissolved gas, mainly H2 and He, were recorded before and during the eruption. In two radon/thoron stations, abrupt increases in both gaseous species related to the eruptive process were also detected. Changes in dissolved radon in water were also observed at some of the sampling points. Finally, the analysis of the thermal image set can be used to monitor the surface volcanic activity in correlation with visual images and geophysical signals (volcanic tremor).

How to cite: Torres González, P. A., Luengo Oroz, N., Moure García, Á. D., Sáez Gabarrón, L., Villasante Marcos, V., López Díaz, R., Rodríguez López, C. C., D'Alessandro, W., Pujol, L., and Grassa, F.: Geochemical monitoring of the volcanic unrest and the eruption in La Palma island (Canary Islands, Spain): the 2017-2021 dataset and first results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11371, https://doi.org/10.5194/egusphere-egu22-11371, 2022.

EGU22-11549 | Presentations | GMPV9.2 | Highlight

Instituto Geográfico Nacional Volcano Monitoring of the 2021 La Palma eruption (Canary Islands, Spain) 

Carmen Lopez, Maria Jose Blanco, and Ign Team

The monitoring of the anomalous signals associated with the ongoing magmatic process occurring in La Palma, and their interpretation, allowed the proper forecast and management of the last eruption in the Canaries. This eruption occurred 10 years after the submarine eruption in El Hierro island (Tagoro, 2011) and 50 years since the last eruption in La Palma island (Teneguía, 1971). The early signs started in October 2017 and lasted until 2021, with the occurrence of 7 short lasting seismic swarms located at depths between 20-30 km, below Cumbre Vieja volcanic edifice (the volcanic active zone of the island during the last 125 ky). Also, during this period, several geochemical signals were registered associated with the emplacement of magma below the island and the local changes of stress. The eruption was preceded by 1 week (September, from the 11th to the 19th) of strong unrest, with seismic activity (shallower than the previous swarms) and surface deformations. Data registered by the IGN volcano-monitoring network, were transmitted, processed and interpreted in real time, and have been essential to the management of the volcanic crisis, providing the Canarian Civil Protection with valuable scientific information to undertake the preventive actions in each phase of the crisis in order to mitigate its effects. Data and samples collected (lava, ashes, water, gases) will allow to identify the causes and mechanisms of this eruption and will shed light on the origin of the magmatism in the Canaries.

How to cite: Lopez, C., Blanco, M. J., and Team, I.: Instituto Geográfico Nacional Volcano Monitoring of the 2021 La Palma eruption (Canary Islands, Spain), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11549, https://doi.org/10.5194/egusphere-egu22-11549, 2022.

EGU22-11700 | Presentations | GMPV9.2

Preliminary results on the rheological characterization of the 2021 lava from Cumbre Vieja volcano (La Palma, Canary Islands, Spain) 

Fabrizio Di Fiore, Alessandro Vona, Alex Scarani, Guido Giordano, Claudia Romano, Daniele Giordano, Luca Caricchi, Alba Martin-Lorenzo, Fatima Rodriguez, Beverley Coldwell, Pedro Hernandez, and Matt Pankhurst

After half a century of quiescence, activity at Cumbre Vieja volcano (La Palma, Canary Islands, Spain) restarted with a spectacular flank eruption characterized by both high fire fountaining and effusive activity. The products emitted comprise tephra fall and lava flows, ranging from tephrite to basanite. Between September 19th and December 13th 2021 the lava flows covered ~ 12,5 km2, affecting more than 3000 buildings and paralyzing the viability and the essential activity on the SW sector of the island. This scenario highlights the importance of rheological data deriving from experimental studies of such low viscosity magma to better understand lava flow emplacement dynamics, hazard and mitigate risk.

We performed a detailed experimental study to characterize the rheology of the basanitic lava sampled between October 3rd and 7th in a Concentric Cylinder set-up. Starting from a superliquidus state of 1400 °C, a set of isothermal deformation experiments was carried out at different target subliquidus temperatures (from 1225 to 1175 °C) and fixed shear-rate of 10 s-1 to investigate the near equilibrium viscosity. Moreover, a series of cooling deformation experiments were performed at different cooling-rates (ranging from 0.1 to 10 °C/min) and at constant shear-rate of 10 s-1 with the aim to mimic the dynamic evolution of natural flowing lava through controlled cooling-rate conditions. In isothermal deformation experiments, the steady state conditions (i.e., stable crystal contents) were achieved faster at increasing degree of undercooling, showing a progressive increase in the final viscosity values. In cooling deformation experiments, with increasing cooling-rate applied, the onset of crystallization took place at progressively lower temperature over shorter timescales. The experiments performed at cooling-rates from 0.1 to 1 °C/min were interrupted when viscous rupture (i.e., the transition from coherent flow to shear localization and physical separation) was observed. For the experiments conducted at higher cooling-rates (i.e., from 3 to 10 °C/min), the experimental runs were stopped at viscosity values of ~104 (Pa s), when the stress limit of the device was achieved.

Preliminary results show that the thermal history plays a fundamental role on the kinetics of the crystallization hence modulating the capacity of lava to flow. The different viscosity paths observed at low and high cooling-rates lead to a rheological decoupling between the slow-cooling core and the fast-cooling external part of the lava flows. This process would be key in promoting the transition from pahoehoe to ‘a‘ā emplacement regimes, ultimately controlling the runout distance of lava flows.

How to cite: Di Fiore, F., Vona, A., Scarani, A., Giordano, G., Romano, C., Giordano, D., Caricchi, L., Martin-Lorenzo, A., Rodriguez, F., Coldwell, B., Hernandez, P., and Pankhurst, M.: Preliminary results on the rheological characterization of the 2021 lava from Cumbre Vieja volcano (La Palma, Canary Islands, Spain), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11700, https://doi.org/10.5194/egusphere-egu22-11700, 2022.

EGU22-11927 | Presentations | GMPV9.2 | Highlight

Characterization of the tephra deposit associated with the 2021 eruption of Cumbre Vieja (La Palma) 

Costanza Bonadonna, Marco Pistolesi, Marija Voloschina, Maria-Paz Reyes Hardy, Lucia Dominguez, Alba Martin, Jorge Eduardo Romero Moyano, Camille Pastore, Daniele Andronico, Corrado Cimarelli, Beverley Coldwell, Ulrich Kueppers, Fátima Rodríguez, Matt Pankhurst, Margherita Polacci, Piergiorgio Scarlato, and Jacopo Taddeucci

Between 19 September and 13 December 2021 (85 days), a flank eruption took place along the Cumbre Vieja ridge (La Palma Island), one of the most active volcanic centers of Canary Islands. The last 7000 years of Cumbre Vieja activity has been characterized by a combination of effusive and explosive eruptions. These generated both cinder cones and lava flows. The previous event occurred between October 26 and November 28, 1971 (eruption of Teneguía). The 2021 eruption was characterized by the alternate (and often simultaneous) emission of lava flows, lava fountains and tephra plumes along a ~1 km-length fissure consisting of about ten vents that built a cinder cone complex. The southern vents were mostly associated with the generation of tephra plumes and lava fountains, while the northern vents were mostly associated with the generation of lava flows. The ~12 km2 lava flow field on the west side of the island reached the sea on September 28, forming a new lava delta and interacting with sea water producing lava haze (i.e. laze). Even though tephra was sedimented all over La Palma and sometimes reached the neighboring islands, the cumulative tephra deposit is mostly elongated towards the southwest and the northeast due to the prevailing wind direction, reaching a maximum thickness southwest of the fissure. Both lava fountains and more explosive tephra plumes contributed to the formation of the tephra deposit. Tephra plumes were associated with variable intensity reaching a few kilometers of altitude (<10 km). Multiple tephra layers, which are associated with distinct phases of the eruption, can be identified based on grainsize, clast texture and deposit characteristics. Some of the layers are dominated by black fluidal glassy clasts mostly associated with lava fountain activity, while some others are dominated by brown, finely to coarsely vesicular clasts mostly associated with more explosive tephra plumes. Most layers, as well as the cumulative deposit, are characterized by a thinning break-in-slope between 3-4 km from the vents. A distinctive lithic-rich, reddish layer, which mostly sedimented on October 15-16 during a new vent opening phase, helps the correlation among the various layers. Grainsize on land is dominated by lapilli and coarse ash, with fine ash being mostly deposited in the ocean (beyond 6 km from the vents). Individual layers are associated with volumes that range between Volcanic Explosivity Index (VEI) 2 and 3, while the total tephra deposit is associated with a VEI 3 (excluding the volume of the cone).

How to cite: Bonadonna, C., Pistolesi, M., Voloschina, M., Reyes Hardy, M.-P., Dominguez, L., Martin, A., Romero Moyano, J. E., Pastore, C., Andronico, D., Cimarelli, C., Coldwell, B., Kueppers, U., Rodríguez, F., Pankhurst, M., Polacci, M., Scarlato, P., and Taddeucci, J.: Characterization of the tephra deposit associated with the 2021 eruption of Cumbre Vieja (La Palma), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11927, https://doi.org/10.5194/egusphere-egu22-11927, 2022.

EGU22-12170 | Presentations | GMPV9.2

First insights into the noble gas signature of the 2021 Cumbre Vieja eruption, La Palma (Canary Islands) 

Andrea L. Rizzo, Andres Sandoval-Velasquez, Federico Casetta, Theodoros Ntaflos, Alessandro Aiuppa, Mar Alonso, Eleazar Padrón, Matthew Pankhurst, and Nemesio M. Pérez

The 2021 eruption of Cumbre Vieja volcano (La Palma Island) is one of the largest natural disasters in Europe in recent times, but also a unique opportunity for monitoring the evolution of a volcanic system and its underlying mantle source.

Geophysical and geochemical evidence suggests that volcanism in Canary Islands is driven by the presence of a mantle plume, even though helium isotopes highlight this lower mantle component (3He/4He>9 Ra) only in the Dos Aguas spring gases and the older lavas from the Taburiente caldera (north of La Palma). Conversely, fluid inclusions in lavas and spring gases from the recent Cumbre Vieja system have a MORB-like signature (8±1 Ra). These distinct signatures were ascribed to the mixing between different mantle components (Day and Hilton, 2020). In this framework, the 2021 Cumbre Vieja eruption opens new avenues to investigate the current composition of the local mantle and test the pre-existing models.

Here, we present the first insights into the 3He/4He signature of volcanic gases and phenocryst-hosted fluid inclusions from lavas erupted by the Cumbre Vieja in September-November 2021. For comparison, we analyzed the poorly evolved lavas from 1677 San Antonio eruption bearing mantle xenoliths (South of Cumbre Vieja) and a 3 Ma old picrite cropping out in the Taburiente caldera, close to the Dos Aguas spring (Day et al., 2010).

The 2021 lavas belonging to the October 27th and November 9th flows are basanite tephrites, with an average Mg# of 58.6, being more mafic than those from the September opening phase (Mg# = 50.3; Pankhurst et al., 2022). Olivine phenocrysts have Fo content mostly of mostly 78-83, and elevated Al and Cr contents. The estimated T based on the Cr and Al in olivine thermometers (DeHoog et al., 2010) is 920-960°C.

The 3He/4He ratio in phenocryst-hosted fluid inclusions from the 2021 products is 7-7.5 Ra, confirming the MORB-like signature of the volcanic products and gases dissolved in water of the Cumbra Vieja system (Day and Hilton, 2020; Torres-Gonzalez et al., 2020). Instead, the olivines in the Taburiente picrite yield 9.4±0.1 Ra, comparable to values in the Dos Aguas spring, confirming the existence of a lower mantle component below this sector of the island.

The distinct 3He/4He signature observed at Taburiente and Cumbre Vieja products is preliminary interpreted as due to either (i) small-scale heterogeneities in the local mantle, and/or (ii) a plumbing system effect that lowers the 3He/4He of the recently erupted magmas. In the latter case, magma differentiation and degassing at the crust-mantle boundary or even deeper in the mantle, coupled to the production and accumulation of radiogenic 4He, would play a central role.

REFERENCES

Day, J.M.D., et al. 2010, Geochimica et Cosmochimica Acta, v. 74, p. 6565–6589.

Day, J.M.D., Hilton, D.R., 2020. Geology.

De Hoog, J. C., Gall, L., & Cornell, D. H., 2010. Chemical Geology, 270(1-4), 196-215.

Pankhurst, M. J., et al., 2022. Volcanica, 5, 1-10.

Torres-González, P. A. et al., 2020. J. Volcanol. Geotherm. Res. 392, 106757.

How to cite: Rizzo, A. L., Sandoval-Velasquez, A., Casetta, F., Ntaflos, T., Aiuppa, A., Alonso, M., Padrón, E., Pankhurst, M., and Pérez, N. M.: First insights into the noble gas signature of the 2021 Cumbre Vieja eruption, La Palma (Canary Islands), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12170, https://doi.org/10.5194/egusphere-egu22-12170, 2022.

EGU22-12201 | Presentations | GMPV9.2

From up above to down below: Comparison of satellite- and ground-based observations of SO2 emissions from the 2021 eruption of Cumbre Vieja, La Palma 

Catherine Hayer, José Barrancos, Mike Burton, Fátima Rodríguez, Ben Esse, Pedro Hernández, Gladys Melián, Eleazar Padrón, María Asensio-Ramos, and Nemesio Pérez

Volcanic gas emissions are an integral part of volcano monitoring around the world and can be interpreted to understand the state of a volcano and the evolution of an individual eruption. The low ambient concentrations of SO2 make it an ideal monitoring candidate.

Throughout the 2021 eruption of Cumbre Vieja, La Palma (Spain), observations of SO2 emissions were made using ground-based instruments, in transverse mode, static scanners and on-board drones, as well as by numerous satellite instruments. Direct comparison between satellite- and ground-based instruments is always challenging, but the long duration of the eruption and repeated measurements from both data sets made this a good candidate.

Data from the Sentinel-5P instrument TROPOMI was combined with the PlumeTraj back-trajectory analysis toolkit to produce sub-daily SO2 fluxes that can be directly compared to the ground-based observations as well as other geophysical and geochemical monitoring data.

The volcano produced significant volcanic ash emissions, particularly in the earlier phases of the eruption, which impacted both ground- and satellite-based measurements. This produced underestimations in the SO2loading where ash was present, impacting the proximal plume more that the distal as the ash settles out with time. This meant that traverse measurements were more impacted, leading to a disparity in the measured fluxes from ground and space. Later, when ash emissions had decreased, the agreement between the two was much improved, with trends closely replicated between the traverse and satellite fluxes.

The initial estimates of the total SO2 emission from the eruption were 4.1 Mt from TROPOMI and 1.2 Mt from the traverse data.

These measurements formed part of the official monitoring effort, providing insights into the eruption’s evolution and informing the civil defence response throughout the eruption.

How to cite: Hayer, C., Barrancos, J., Burton, M., Rodríguez, F., Esse, B., Hernández, P., Melián, G., Padrón, E., Asensio-Ramos, M., and Pérez, N.: From up above to down below: Comparison of satellite- and ground-based observations of SO2 emissions from the 2021 eruption of Cumbre Vieja, La Palma, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12201, https://doi.org/10.5194/egusphere-egu22-12201, 2022.

EGU22-12449 | Presentations | GMPV9.2

Geological risk at Roque de los Muchachos astronomical observatory: lessons learned from Cumbre Vieja eruption. 

Antonio Eff-Darwich, Pablo J. González, Begoña García-Lorenzo, Julio Castro-Almazán, Juan Carlos Pérez-Arencibia, and Jose Antonio Rodríguez-Losada

In 2010, it was published an analysis of the impact of geological activity on the main astronomical observatories worldwide (Eff-Darwich et al., 2010), among them, Roque de los Muchachos observatory (ORM), in the island of La Palma, Canary Islands (Spain). In this work, we compare the results on geological risk at ORM that were obtained in 2010 with the actual impact  of Cumbre Vieja eruption. In this sense, we studied the effects of seismicity, ash fall, landslides and ground deformation at ORM. In general, we found a good agreement between the expected and actual impact of volcanic activity at the observatory; however, large differences were found in the distribution of ash fall, likely due to the improper characterization of the atmospheric inversion layer in the model of the dispersion of the volcanic plume.

 

Eff-Darwich, A., García-Lorenzo, B., Rodríguez-Losada, J., de la Nuez, J., Hernández-Gutiérrez, L., Romero, C., Monthly Notices of the Royal Astronomical Society, Volume 407, Issue 3, September 2010, Pages 1361–1375, https://doi.org/10.1111/j.1365-2966.2010.16925.x

How to cite: Eff-Darwich, A., González, P. J., García-Lorenzo, B., Castro-Almazán, J., Pérez-Arencibia, J. C., and Rodríguez-Losada, J. A.: Geological risk at Roque de los Muchachos astronomical observatory: lessons learned from Cumbre Vieja eruption., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12449, https://doi.org/10.5194/egusphere-egu22-12449, 2022.

EGU22-12452 | Presentations | GMPV9.2

Mantle-derived xenoliths from the Cumbre Vieja 2021 lava flows: insights on the composition of the lithosphere beneath La Palma (Canary Islands) 

Theodoros Ntaflos, Federico Casetta, Andrès Sandoval-Velasquez, Andrea Luca Rizzo, Alessandro Aiuppa, Mar Alonso, Eleazar Padron, Matthew Pankhurst, and Nemesio Perez

Small, cm-sized ultramafic xenoliths have been reported from the opening phase of the 2021 eruption at Cumbre Vieja, where clinopyroxene aggregates, sometimes amphibole, olivine and/or magnetite-bearing (Pankhurst et al., 2021), likely represent early fractionation products and/or relics of mush-like systems located beneath the volcanic edifice.

Detailed sampling of the lavas produced during the intermediate-late eruptive phase (November 9th) revealed the existence, in the massive portion of the flows, of a 1 cm sized dunitic xenolith with protogranular to partly recrystallized texture. The internal portion of the xenolith is composed of Fo88-89 olivine (0.33-0.34 wt% NiO), Ti-Al-poor clinopyroxene (Mg# = 87-92; Al2O3 <1.7 wt%; TiO2 <0.5 wt%), Cr-rich spinel and rare Mg-rich orthopyroxene (Mg# = 88-91; Al2O3 from 0.4-0.5 to 1.7-1.9 wt%). Textural and chemical data (Fe-Mg distribution) indicate that olivine, orthopyroxene and clinopyroxene are not far from equilibrium. Preliminary calculations show that the equilibrium T recorded by the xenolith ranges from 950 to 1070°C, with good consistency between results obtained from olivine-spinel and orthopyroxene-clinopyroxene pairs. Silica oversaturated interstitial glasses (SiO2= 67 wt%) were found in the partly recrystallized part of the xenolith.

Part of the coarse-grained xenolith forms a corona of fine-grained and worm-like association of, olivine, orthopyroxene, clinopyroxene and spinel. Both parts are surrounded by a continuous narrow external zone consisting of Ti-magnetite and sub-euhedral greenish Ti-augite, which is in contact with the host basalt. The composition of olivine and orthopyroxene in the corona keeps getting more Fe-rich towards the external zone whereas the clinopyroxene changes gradually from Ti-free to Ti-bearing diopside.

The small xenolith recovered from the November 9th lava flow is apparently a mantle-derived xenolith similar to those from the Duraznero 1949 eruption described by Klügel (1998), and those from the San Antonio 1677 eruption described by Neumann & Wulff-Pedersen, 1997.  On the way to surface, the mantle xenolith likely reacted with basaltic melts to form the first corona. These processes presumably took place in depths between 0.10-0.12 GPa as can be inferred by the presence of silica oversaturated glasses (Neumann & Wulff-Pedersen, 1997). The external zone probably formed as the result of a late-stage stagnation of the host magma at sub-crustal depths, as suggested by the compositional similarity between the clinopyroxene-spinel assemblage and the phenocrysts in the matrix.

               

Klüger, A. (1998). Reactions between mantle xenoliths and host magma beneath La Palma (Canary Islands: constraints on magma ascent rates and crustal reservoirs. Contrib Mineral Petrol 131:238-257

Neumann, E.-R. and E. Wulff-Pedersen (1997). The Origin of Highly Silicic Glass in Mantle Xenoliths from the Canary Island. Journal of Petrology 32: 1515-1539

Pankhurst, M. J., et al., (2021). Petrology of the opening eruptive phase of the 2021 Cumbre Vieja eruption, La Palma, Canary Islands. Volcanica: 5(1), 1–10

How to cite: Ntaflos, T., Casetta, F., Sandoval-Velasquez, A., Rizzo, A. L., Aiuppa, A., Alonso, M., Padron, E., Pankhurst, M., and Perez, N.: Mantle-derived xenoliths from the Cumbre Vieja 2021 lava flows: insights on the composition of the lithosphere beneath La Palma (Canary Islands), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12452, https://doi.org/10.5194/egusphere-egu22-12452, 2022.

EGU22-12491 | Presentations | GMPV9.2 | Highlight

The 2021 Cumbre Vieja eruption: an overview of the geochemical monitoring program 

Nemesio M. Pérez, Pedro A. Hernández, Gladys V. Melián, Eleazar Padrón, María Asensio-Ramos, José Barrancos, Germán D. Padilla, Fátima Rodríguez, Luca D'Auria, Cecilia Amonte, Mar Alonso, Alba Martín-Lorenzo, David Calvo, Claudia Rodríguez, William Hernández, Beverley Coldwell, and Matthew J. Pankhurst and the International Collaborative Research TEAM

Cumbre Vieja (220 km2) is the most active volcano in the Canary Islands. It has been the location of 8 of the 17 historical eruptions in the archipelago during the last 600 years. The establishment of a geochemical monitoring program by our research group for the volcanic surveillance of Cumbre Vieja started in 1997. This program was mainly focused on diffuse degassing monitoring because of the absence of visible volcanic degassing manifestations (fumaroles, plumes, etc.) as well as other obvious geothermal features at Cumbre Vieja up to the 2021 eruption which started on September 19, ended on December 13 and lasted 85 days.

The INVOLCAN’s soil degassing monitoring at Cumbre Vieja is carried out by means of a geochemical instrumental permanent network (soil CO2 efflux, soil gas 222Rn and soil C isotope ratio) and regular geochemical surveys covering the entire area of Cumbre Vieja (diffuse CO2, He and H2 emissions). Several soil degassing anomalies have been observed and some of them years before the 2021 eruption, which illustrates the importance of diffuse degassing monitoring for volcanic surveillance. The single visible manifestation of volcanic degassing at La Palma is a cold CO2-rich site at Taburiente volcano. Regular helium-3 emission monitoring of this observation site has been carried out since 1991 in collaboration with Tokyo Univ., and provided a clear early warning signal of the 2021 Cumbre Vieja eruption. Because of the registration of seismic swarms, and to strengthen the INVOLCAN geochemical monitoring program of Cumbre Vieja volcano,  regular sampling of groundwater for chemical and isotopic analysis started in October 2017. The results of this hydrogeochemical monitoring also showed significant changes related to the recent volcanic unrest of Cumbre Vieja.

Since the 2021 eruption onset, INVOLCAN performed daily observations of SO2 emissions using a miniDOAS in traverse mode, on terrestrial (car), sea (ship) and air (helicopter) mobile position recording relatively high SO2 emissions (> 50.000 t/d). Static scanners and satellite instruments were used also to monitoring the SO2 emission released by this eruption; a task lead by the volcano research group of Manchester University. Additional plume geochemical monitoring was carried out using OP-FTIR spectrometers and UAV, helicopter and ground-base MultiGas units to characterize the chemical composition of the plume degassing in collaboration with scientists from Manchester Univ., Palermo Univ., UCL, INGV, IPGP and Azores Univ.  Carbon isotope analysis of the CO2 gas plume was also undertaken in collaboration with New Mexico Univ. Analysis of pristine ash leachates has been also performed in collaboration with Durham Univ. and Tokyo Institute of Technology since it is often used to estimate the composition of the gas phase during volcanic eruptions and provides important information on the eruption processes was also performed.

The results of these geochemical observations during the inter-eruptive, pre-eruptive, eruptive and post-erupive phases have been tremendously useful to understand the recent magmatic reactivation of Cumbre Vieja volcano.

 

How to cite: Pérez, N. M., Hernández, P. A., Melián, G. V., Padrón, E., Asensio-Ramos, M., Barrancos, J., Padilla, G. D., Rodríguez, F., D'Auria, L., Amonte, C., Alonso, M., Martín-Lorenzo, A., Calvo, D., Rodríguez, C., Hernández, W., Coldwell, B., and Pankhurst, M. J. and the International Collaborative Research TEAM: The 2021 Cumbre Vieja eruption: an overview of the geochemical monitoring program, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12491, https://doi.org/10.5194/egusphere-egu22-12491, 2022.

EGU22-12678 | Presentations | GMPV9.2 | Highlight

Impact assessment of buildings exposed to the tephra fallout of the 2021 Cumbre Vieja eruption in La Palma, Spain 

Lucia Dominguez Barragan, Luigia Di Maio, Maria-Paz Reyes Hardy, Corine Frischknecht, Giulio Zuccaro, Nemesio Perez, and Costanza Bonadonna

Long-lasting volcanic eruptions involving a variety of hazards have significant implications on the emergency response and on the final impact on the exposed elements. The eruption of Cumbre Vieja (La Palma, Spain), started on 19 September and ended on 13 December 2021. It was associated with earthquakes, gas emissions, lava flows, lava fountains, and tephra fallout (including large volcanic bombs) that significantly impacted the southwest of the island, caused the evacuation of more than 7,000 people and affected 1,676 buildings. In particular, the total extension of about 12 km2 of lava flows, from the fissural source to the western coast, affected 3 municipalities and cut the island in two, generating a significant disruption of transportation. A comprehensive and systematic survey of about 300 buildings affected by tephra south of the lava flow was carried out during two weeks in October 2021 in order to assess the typology of affected buildings and the associated structural and non-structural damages. Structural damage was associated with partial or total roof collapse of secondary buildings (small independent constructions for warehouse, farming and garage) and annexes (small dependent constructions annexed to the main buildings). The most common non-structural damages include clamping vertical and horizontal cracks, partial or total overturning of walls (in case of clamping or thrust of the stressed roofs), and partial damage of several elements (tiles, plaster, curbs, canopies, parapets, windows, corrugate and fretted sheets and tarps). No major structural damage was observed on main buildings. The reason is due to the fact that primary residential and commercial buildings were considered necessary to meet basic needs of the local population; therefore, roofs were regularly cleaned as part of the emergency management and the daily volcanic response activity on the island. This was not the case for secondary buildings and annexes. This emphasizes the important role of clean-up operations on the resilience of buildings during long-lasting volcanic eruptions that can lapse for weeks or months. Even though structural damage has been observed only on secondary structures and annexes, the detailed impact assessment of those conducted in La Palma provides the first insights into the consequences of tephra loads on medium to weak quality buildings or constructions made with light materials (e.g., corrugated metallic tiles), which can be very common on other volcanic settings.

How to cite: Dominguez Barragan, L., Di Maio, L., Reyes Hardy, M.-P., Frischknecht, C., Zuccaro, G., Perez, N., and Bonadonna, C.: Impact assessment of buildings exposed to the tephra fallout of the 2021 Cumbre Vieja eruption in La Palma, Spain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12678, https://doi.org/10.5194/egusphere-egu22-12678, 2022.

EGU22-12844 | Presentations | GMPV9.2

The September 2021 eruption at Cumbre Vieja volcano (La Palma, Canary Islands): investigation on the pre- and co-eruptive phases through DInSAR measurements and analytical modelling 

Claudio De Luca, Emanuela Valerio, Flora Giudicepietro, Giovanni Macedionio, Francesco Casu, and Riccardo Lanari

Since 19 September 2021, an intense eruptive activity has begun at Cumbre Vieja volcano (La Palma, Canary archipelago, Spain), causing huge social and economic damage. The eruption was preceded and accompanied by several phenomena, such as ground deformations and seismic activity. In this work, we analyse the Differential Interferometric Synthetic Aperture Radar (DInSAR) measurements obtained by processing Sentinel-1 images acquired from both ascending and descending orbits, in order to quantify the retrieved pre- and co-eruptive deformation patterns. In particular, we exploit the Advanced DInSAR technique referred to Parallel-Small BAseline Subsets (P-SBAS), showing the importance for oceanic islands, such as La Palma, of investigating DInSAR products retrieved from time series, instead of single interferograms. Indeed, this may allow us to effectively remove possible atmospheric artifacts within the retrieved displacement measurements. Subsequently, we invert the processed DInSAR measurements through analytical modelling with the aim of examining the characteristics of the volcanic sources responsible for the observed deformations. In detail, our results highlight that a sill-like source was active in the pre-eruptive phase (8 – 16 September) and it can be interpreted as the effect of the temporary accumulation of magma during its transport toward the surface. On the other hand, the action of two dikes prevailed during the co-eruptive phase (17 – 22 September), causing the eruptive vent opening. Therefore, our results suggest that a complex network of sills and dikes has allowed the magma rising. Moreover, our findings are in good agreement with the seismicity recorded by the Instituto Geografico Nacional (IGN) network, and several geophysical evidences (i.e., resistivity anomaly, petrographic analyses, computation of the erupted magma volumes, field observations).

How to cite: De Luca, C., Valerio, E., Giudicepietro, F., Macedionio, G., Casu, F., and Lanari, R.: The September 2021 eruption at Cumbre Vieja volcano (La Palma, Canary Islands): investigation on the pre- and co-eruptive phases through DInSAR measurements and analytical modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12844, https://doi.org/10.5194/egusphere-egu22-12844, 2022.

EGU22-12852 | Presentations | GMPV9.2 | Highlight

Impact at the astronomical Observatory of Roque de los Muchachos from the Cumbre Vieja 2021 volcanic eruption at La Palma. 

Juan Carlos Pérez-Arencibia, Julio A. Castro-Almazán, Antonio Eff-Darwich, David García-Álvarez, Jon Vilches-Sarasate, Víctor Gallo-Acosta, Begoña García-Lorenzo, and Casiana Muñoz-Tuñón

Between September 19 and December 13, 2021 a strombolian volcanic eruption took place on the island of La Palma. The main edifice was appeared at an altitude of around 900 masl, reaching 1122 masl at the end of the process. The Roque de los Muchachos Observatory (ORM) is an outstanding international astronomical site, hosting some of the most important astrophysical facilities of the world. The Observatory is located 16 km away from the eruptive cone, in the summit of the island, at an altitude ranging between 2200 and 2400 masl. The atmospheric conditions at the Canary Islands conform an almost permanent thermal inversion layer below the level of the observatory that modulated the arrival of the volcanic plume. In this work we are going to briefly review the influence of different parameters associated to the eruption in the ORM routine operation. We will evaluate the impact of the seismic activity, volcanic ash falling, presence of SO2 and airborne particulate matter. The number of days with high remarkable values recorded of these parameters were few. Nevertheless, the actual impact on the different telescopes was heterogeneous, depending on the different risk evaluations, and recovery/response times. An impact report with a compilation of measurements and forecasts was released twice a day during the whole process to help facilities in the daily operational decision making. As a final conclusion, no damages were suffered in any of the installations. Although an important downtime was reported, astronomical observations continued in different degree during the whole episode.

 

How to cite: Pérez-Arencibia, J. C., Castro-Almazán, J. A., Eff-Darwich, A., García-Álvarez, D., Vilches-Sarasate, J., Gallo-Acosta, V., García-Lorenzo, B., and Muñoz-Tuñón, C.: Impact at the astronomical Observatory of Roque de los Muchachos from the Cumbre Vieja 2021 volcanic eruption at La Palma., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12852, https://doi.org/10.5194/egusphere-egu22-12852, 2022.

Changbaishan Tianchi volcano is one of the most famous active volcanoes in Northeast Asia. Its Millennium eruption (ME, 946-947 CE) is considered to be one of the largest explosive eruptions over the past 2000 years, which had produced widely distributed tephra layer across Northeast Asia. However, little attention has been paid to the tephra buried in peatlands around this volcano. Here we present petrographic, geochemical and AMS14C data of the volcanic glasses within a new discovered macro-tephra layer buried in the Yueliangwan peatland, northeast China. The results suggest that buried tephra was the product of Changbaishan Millennium eruption. The eruptive sequence of the ME included comendite eruption and trachyte eruption from bottom to top. Tectonic background analyses reveal that Changbaishan Tianchi volcano fields belong to the anorogenic within plate back-arc extensional tectonic environments. Eruptive and sedimentary processes of the buried tephra were postulated as follows: a large amount of volcanic glasses formed through the eruption of trachyte magma that had high contents of rare earth elements (REE) and trace elements (TE). Then, fine grained volcanic glasses were sprayed into the atmosphere and transported to the Yueliangwan areas. The volcanic glasses deposited and formed airborne pumice layer. This buried tephra layer would act as a key isochronous marker horizon for the chronological framework in a range of sedimentary contexts across Northeast Asia. And it provides accurate eruptive sequence of Changbaishan Millennium eruption. This study would attract more attentions on the buried tephra in peatlands around active volcanoes, which would be of significance for the reconstructions of volcanic eruption history.

How to cite: Zhang, M.: The Changbaishan Millennium eruption tephra recorded in the Yueliangwan peatland, northeast China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-613, https://doi.org/10.5194/egusphere-egu22-613, 2022.

EGU22-638 | Presentations | SSP3.1

Formation model of silica sinter deposits: an example from Western Turkey 

Hatice Ercan, Ömer Işık Ece, Paul A. Schroeder, and Fatma Gülmez

Silica sinter systems occur in regions of magmatic intrusion, where silica-rich alkali chloride fluids rise to the Earth's surface. The Oligo-Miocene Etili silica deposits are one of the most well-known geothermal systems in Turkey, which occur mainly on E-W and NE-SW trending extensional faults with past associated magmatic activity. The mineralogical assemblage of the Etili epithermal system consists of kaolinite, halloysite, alunite +/- jarosite, and quartz. The most common silica polymorph detected in the sinters is -quartz. No other silica polymorphs were observed and proximal apron lithofacies were the only facies preserved in the region. Other lithofacies were not preserved due to erosion and tectonism. The lithofacies observed in the Etili epithermal systems include; silica infiltrates, spring conduits, nodular and finely laminated geyserite, sinter clast breccia, silicified volcanic rocks, and epithermal veins.
Hydrothermal alteration assemblages aged using the 40Ar/39Ar dating method indicate three distinct periods of hydrothermal activities that took place in different vacinities of the Etili Fossil Silica Sinter Region. These include: a) Early stage in the western part of the Etili ( 32.4 ± 1.2 to 22.6 ± 0.22 Ma), b) Intermediate stage in the eastern part of the Etili (12.3 ± 0.3 to 15.2 ± 0.3 Ma ) in the north of the Hamamtepe, and c) Late-stage to the south of the Etili (5± 0.18 to 7 ± 0.3 Ma). These chronological data indicate that the hydrothermal activity in the region started earliest in the west and shifted through to the east and/or south over time.
Keywords: epithermal system; hot spring; silica sinter; 40Ar/39Ar dating; hydrothermal alteration

How to cite: Ercan, H., Ece, Ö. I., Schroeder, P. A., and Gülmez, F.: Formation model of silica sinter deposits: an example from Western Turkey, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-638, https://doi.org/10.5194/egusphere-egu22-638, 2022.

A set of rhyolitic tuff-mudstone interbedded rock outcrop with good rhythm is developed in the Yangjiaodong area of Lingshan Island, eastern Shandong Province. In order to research the causes of the rhythm formation of the reflected volcanic eruption magmatic dynamics process, the collected sample were analyzed by time-scale series. The analysis model sets the thickness of tuffaceous rhyolite layer of the sample to represent the eruption scale and the thickness of mud layer represents the dormant time of volcanism. Combined with the geological background of the study area, the parameter deposition rate is the deposition rate of volcanic back-arc basin (6.5 m / Ma) with insufficient source supply, and the mudstone compaction factor is 0.3. Based on this, the thickness of different lithology was counted, and the time span of the analyzed sample was calculated to be 2.24Ma. Using Acycle software for quantitative data interpolation, detrending, spectrum analysis, filtering and other processing, got four scale and four kinds of eruption mode. Finally, the scale-time diagram was analyzed, and matched with the melt activation rheological lock-up window to obtain the volcanic activity pulse eruption model, so as to predict the near-surface magma chamber dynamics process.

How to cite: Liu, R.: Volcanic Sedimentary Rhythm Characteristics of Early Cretaceous Rhyolite Tuff in Lingshan Island, Eastern Shandong Province and its Indication to Magmatic Dynamic Process, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-827, https://doi.org/10.5194/egusphere-egu22-827, 2022.

EGU22-1025 | Presentations | SSP3.1

Geological hazard assessment of volcanic islands: Insights from seafloor geomorphology and turbidites in sediment cores, central Azores Islands 

Yu-Chun Chang, Neil Mitchell, Rui Quartau, Thor Hansteen, Julie Schindlbeck-Belo, and Armin Freundt

Volcanic eruptions and submarine landslides and may have occurred frequently among the central Azores (Faial, Pico, São Jorge, and Terceira islands) because landslide valleys are abundant on their submarine slopes and dark volcaniclastic beds are common in sediment cores. The threats of future such processes need evaluating for citizens living on the islands. A multidisciplinary approach was applied to provide a hazard assessment based on high-resolution multibeam bathymetric data and four gravity cores collected in basins amongst the islands.

More than 1200 submarine slope valleys were documented from the bathymetric data. Based on their morphological features, >300 of them were interpreted to be likely of landslide origin and produced by single slope failures. Thirteen of them would probably have generated tsunamis with heights at source 1-7 m. This may explain some tsunamis recorded in the area that cannot be assigned to earthquakes. Different landslide abundances and mean volumes were also found between two groups of islands. There are more and smaller landslides in one group (Faial and Pico) compared with fewer but larger landslides around another group (São Jorge and Terceira). This may be explained by a more frequent triggering of slope failure around Faial and Pico, which prevent the accumulation of thick superficial deposits, or sediment densification by ground shaking. This may suggest a greater threat from large earthquakes among these two islands that is not currently found in earthquake records.

The sediment cores were analyzed to interpret whether emplacements of volcaniclastic beds were from tephra fallout, pyroclastic flows or submarine landsliding. This required assessing various information, including sedimentary structures, glass shard geochemistry and morphometrics, bulk composition and organic geochemistry. From the results, 2/3 of the volcaniclastic beds originated directly from erupting volcanoes, whereas only 1/3 involved slope remobilization such as landsliding. The modal thickness of the volcaniclastic beds is small (2-20 cm). The low incidence of beds of landslide origin could be explained either by landslide-generated sediment flows infrequently reaching the basin floors and/or eruptions creating beds more frequently. Based on 14C datings, all types of turbidity currents have reached the core sites at a modest frequency since the Last Glacial Maximum (0.45 events/kyr on average).

How to cite: Chang, Y.-C., Mitchell, N., Quartau, R., Hansteen, T., Schindlbeck-Belo, J., and Freundt, A.: Geological hazard assessment of volcanic islands: Insights from seafloor geomorphology and turbidites in sediment cores, central Azores Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1025, https://doi.org/10.5194/egusphere-egu22-1025, 2022.

EGU22-7938 | Presentations | SSP3.1

High resolution geophysical study of Lake Maninjau, West Sumatra, Indonesia 

Olajide Oladipo, Caroline Bouvet De La Maisonneuve, and Nicolas Waldmann

Lacustrine sediments that fill volcanic craters like Lake Maninjau in West Sumatra (Indonesia) are pristine archives of past natural geological processes such as flooding, slope failure induced landslides, and volcanic eruptions. The aim of the study is to investigate the shape, and distribution of the morphological features found on the floor of Lake Maninjau as well as attempt the seismic stratigraphy of its basin fill. This is achieved by utilizing a 2-16 KHz Sub Bottom Profile seismic reflection survey that is complemented with a high-resolution sonar scanning (bathymetry) of Lake Maninjau.

The results show that the floor of Lake Maninjau is flat (~8 km wide) and reaches a maximum depth of ~168 m at the lake depocenter. Shallow sediment cores show that hemipelagic sediments predominantly cover its floor. The lake floor physiography is divided into five provinces (shelf, plateau, lake shoulder and slope, central sub-basin, and southern sub-basin), that are characterized by different morphological features with distinct responses on seismic data. These features include Mass Wasting Complexes (MWCs), blocks, gully-like features, and a lake-center dome. The MWCs are found in the northern, southern, and southeastern parts of the lake, and are occasionally characterized by embedded ~0.9-0.4 m high blocks that are interpreted to result from debris avalanches possibly accompanying earthquakes or extreme climate events. Debris flow sediments are identified on the sediments of the slope and basin shoulders, which are represented by locally constrained chaotic reflections that exhibit synchronicity. A central dome is well identified and interpreted to be of volcanic origin and may indicate a reactivation of the Maninjau volcano. The basin lacustrine infill consists of five seismic facies that serve to identify six seismic stratigraphic seismic units (SU I to SU VI), with each representing a distinctive phase in the lake evolution.

This study gives insights into the morphology and distribution of sub-lacustrine features identified within the basin fill of Lake Maninjau. It further confirms that Lake Maninjau archives past natural processes and lays the foundation for an improved understanding of the provenance of sediments and possible future utilization of the lake archive as a record of both environmental and climate change.

How to cite: Oladipo, O., Bouvet De La Maisonneuve, C., and Waldmann, N.: High resolution geophysical study of Lake Maninjau, West Sumatra, Indonesia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7938, https://doi.org/10.5194/egusphere-egu22-7938, 2022.

EGU22-8828 | Presentations | SSP3.1

Geochemistry of modern weathering and bole beds of the Deccan Traps, India 

Anuradha Patel, Jayant Tripathi, and Rachna Raj

Basalt is the most weatherable rock with its importance in sequestering atmospheric CO2. The Deccan basalts cover almost 15% of the geographical area of India. This study investigates the processes of chemical weathering operating in the modern basalt weathering profile and intertrappean beds in and around the district of Indore, Madhya Pradesh, India. There have been reports that the bole beds may have originated by aeolian deposition. The geochemical data was used to calculate the chemical index of alteration (CIA) and geochemical mass balance values (Ʈ). Weathered profiles have been studied for REE behaviour. The bole beds show a very high chemical index of weathering. The elemental mobility does not show any regular pattern. However, the REE patterns show slight depletion or enrichment, with stronger Ce mobility in some horizons. The geochemical study suggests that the highly weathered bole beds have originated from the chemical weathering of the surrounding basaltic rocks, not from the other external materials.

How to cite: Patel, A., Tripathi, J., and Raj, R.: Geochemistry of modern weathering and bole beds of the Deccan Traps, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8828, https://doi.org/10.5194/egusphere-egu22-8828, 2022.

EGU22-8838 | Presentations | SSP3.1

The Lomba Lake sedimentary record over the last 23.5 ky: implications for the Holocene volcanic history of Flores Island (Azores) 

Mariana Andrade, Ricardo S. Ramalho, Adriano Pimentel, Armand Hernández, Steffen Kutterolf, Alberto Sáez, Mario Benavente, Pedro M. Raposeiro, and Santiago Giralt

Lake sedimentary archives from volcanic regions frequently contain a rich and continuous record of tephra layers, providing a critical source of information to reconstruct a most complete eruptive history of neighbouring volcanic centres. Lake sediments from volcanic islands are particularly useful as the typical small size of these islands and their steep subaerial and submarine slopes lead to a lower preservation potential of primary pyroclastic deposits. Here we study the volcano-sedimentary record of Lagoa da Lomba (Lomba Lake), an old crater lake located in the central upland area of Flores Island (Azores), to gain insight into the recent volcanic history of this island. The strategic location of Lagoa da Lomba, half distance between the two clusters of recent volcanic activity of the island, together with its 23.52 cal kyr BP record, makes this lake a privileged site to investigate the Holocene volcanic history of Flores. We conducted a detailed characterization of the sedimentary facies from a transect of three cores to differentiate primary from reworked/redeposited tephra deposits, which was complemented by glass shard geochemical analysis and radiocarbon dating.

We recognized four eruptive events taking place between 6.28 and 2.36 cal kyr BP, demonstrating that the Holocene volcanic activity at Flores Island may have lasted longer than previously reported. Glass shard geochemistry from the different tephra layers suggests three populations, ranging from basaltic to trachybasaltic in composition, where the last eruption is the least evolved endmember. Two of the four eruptive events correlate geochemically and stratigraphically with subaerially-exposed pyroclastic sequences. The most recent event recorded at Lagoa da Lomba was constrained to 3.66 – 2.36 cal kyr BP and associated with an eruption sourced from Lagoa Comprida Volcanic System. The second most recent eruptive event was sourced from Lagoa Funda Volcanic System and dated at 3.66 cal kyr BP. Our observations show that Flores Island experienced vigorous volcanic activity during the Late Holocene. Therefore, contrary to what was previously assumed, the possibility of future eruptions should not be underestimated, and the volcanic hazard here should be properly assessed. Moreover, our results highlight the importance of tephrostratigraphy in recent lake sediments to reconstruct past volcanic activity in those contexts where outcrops exposure is limited.

This work was supported by SFRH/BD/138261/2018 doctoral grant and DISCOVERAZORES (PTDC/CTA-AMB/28511/2017) project funded by FCT (Portugal), and projects PaleoModes (CGL 2016-75281-C2) and RapidNAO (CGL 2013-40608-R), financed by MINECO (Spain). This work was also supported by project FCT-UIDB/50019/2020 - IDL funded by FCT.

How to cite: Andrade, M., S. Ramalho, R., Pimentel, A., Hernández, A., Kutterolf, S., Sáez, A., Benavente, M., M. Raposeiro, P., and Giralt, S.: The Lomba Lake sedimentary record over the last 23.5 ky: implications for the Holocene volcanic history of Flores Island (Azores), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8838, https://doi.org/10.5194/egusphere-egu22-8838, 2022.

EGU22-8881 | Presentations | SSP3.1

New Tricks for Old Tephra 

Meredith Helmick, Andrei Kurbatov, Martin Yates, Nelia Dunbar, Nels Iverson, and Dominic Winski

Ice cores serve as archives of the Earth’s past atmosphere and are invaluable to improving our understanding of past climate. These cores preserve regional and global volcanic histories. Traditionally, the chemical components associated with volcanic aerosols measured in ice have been used to identify volcanic deposits in ice. However, only a handful of studies have identified sources of low concentration ultra-fine volcanic ash (cryptotephra) layers associated with chemically identified horizons. A pioneering study by Palais et al., [Annals of Glaciology, 14, 216-220 (1990)], identified five cryptotephra intervals in the PS1 firn core from South Pole, Antarctica. Now, some 30 years later and armed with improved technology, refined methodologies, and the recently drilled South Pole Ice Core (SPC14), we revisit these tephra-bearing volcanic intervals. Guided by high-resolution glaciochemical time series data, we were able to extract  cryptotephra particles from ice intervals corresponding to the eruptions of Tambora (1815 CE); the unknown 1809 CE event; Huaynaputina (1600 CE); Nevado Del Ruiz (1595 CE); and Samalas (1257 CE) at much finer sampling resolutions than was previously possible. Each sample was prepared using recently developed sample mounting techniques tuned to maximize particle recovery, and analyzed using scanning electron microscopy (SEM) and energy dispersive spectroscopy (EDS). Both the Tambora and 1809 intervals comprise small (< 2μm) particles ranging in composition from trachyandesitic to rhyolitic. As a whole, cryptotephra particles from the Huaynaputina interval represent largely homogenous rhyolitic particles with minor occurrences of trachyte. The composition of cryptotephra from the Nevado Del Ruiz interval ranges from basaltic trachyandesite to trachyte. Lastly, cryptotephra compositions of the Samalas interval include both rhyodacitic and trachytic particles. We captured a wider range of cryptotephra compositions than previously presented for the selected volcanic intervals and many contain subtropical particles (dacite-rhyolite) and local particles (trachytes). These findings will be informative for understanding volcanic eruption dynamics and atmospheric transport of local and distal tephra. This material is based upon work supported by the USA National Science Foundation under Grants No. PLR-1543454 and 1543361.

How to cite: Helmick, M., Kurbatov, A., Yates, M., Dunbar, N., Iverson, N., and Winski, D.: New Tricks for Old Tephra, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8881, https://doi.org/10.5194/egusphere-egu22-8881, 2022.

The evolution of the largest composite volcano in the Zărand basin of the Apuseni Mts., named recently Bontău has been associated with close-by dome complexes. It was built by calc-alkaline lavas and pyroclastic deposits (basaltic andesites to andesites). According to the available K/Ar data the Bontău Volcano is known to be active roughly between ~14-10 Ma and presently is covering an area of ~ 807.22 square km.

The initial edifice of the volcano is presently not anymore conserved and now the Bontău volcano it is composed of central edifice remnants named NDD, CVE and CVW surrounded by debris avalanche (DADs) and associated debris flow deposits. The stratovolcano had two stages; first effusive-explosive generated in the same time with the Gurahonţ, Aciuţa and Vârfuri close-by Domes up to ~12 Ma. The second stage, after ~12 Ma started with effusive dome at the top of the Bontău volcano. Further Plinian eruption and then gravitational collapses have emplaced massive volume DADs, widely distributed all around the volcano. Four DADs units are defined, corresponding to collapsed structures directed initially to the west and east and then to the south and north. This is the first calculations volumes of the Bontău volcanic complex, including edifice remnants, associated Domes and the DADs with the intention to reconstruct the initial edifice of Bontău volcano. DADs cover an extensive area around the former volcano edifice; around 346.14 square km and the central edifice remnants cover around 40.65 square km. Two DADs units surrounding the remnants of the former volcanic edifice are E-W directed (EDA, WDA) and the other two are N-S directed (NDA, SDA). The largest unit it is the EDA and characterized by highest run out of debris avalanches (~19 km) filling the Zărand basin interior. The calculations took into account the Pliocene-Quaternary erosion processes including the Crişul Alb River and its tributaries. According to volume calculations we reconstructed the volcano edifice that most probably had a base diameter of ~ 12 km and a height of ~2096 m. The edifice is looks similar in size with other composite volcanoes (i.e., present day Ruapehu volcano, North Island, New Zealand).

 

How to cite: Mirea, V. M. and Seghedi, I.: Miocene Bontău volcanic complex (Apuseni Mts., Romania); volume calculations and edifice reconstruction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12303, https://doi.org/10.5194/egusphere-egu22-12303, 2022.

EGU22-13324 | Presentations | SSP3.1

Unraveling 20 My of history of a volcanic complex: The Montiferru area (Italy) 

Laura Pioli, Costantino Pala, and Stefano Naitza

The Montiferru area (West Sardinia) geological history started in the Aquitanian, when it was part of the Western Mediterranean volcanic arc which run across the island, followed by marine transgression and regression ending in early Pliocene. Renewed volcanic activity started about 4 My ago and continued for at least 2 my. As a result, the geology of the area is the product of three volcanic cycles, either separated by marine transgressive phases or significant erosion. Superposition of volcanic structures with significantly different geometry and dynamics (calderas, dome complexes, stratovolcanoes and lava plains) within a relatively small (approximately 400 km2) area generated a geological complexity which makes the Montiferru a type locality for volcano- structural and sedimentary studies. The Montiferru was, until now, poorly characterized despite numerous previous studies, mainly focusing on the Plio-Pleistocene magmatic activity. Understanding the geological structures of the area requires reconstructing the style of activity and the landforms generated by each volcanic stage, multistage paleotopography reconstructions and the identification of the main structures controlling shallow magma accumulation and rise. In this study we fully describe the geology of the area based on Unconformity Bounded Stratigraphic Units (UBSU) and introduce 6 synthems (Sirisi, Santa Caterina di Pittinuri, Ghisos, Cùglieri, Campeda, Seneghe). The Sirisi Synthem comprises a calcalkaline Miocene caldera and associated ignimbrite plateau which is now only partially exposed, and covered by an upper sedimentary succession up to 200 m thick and made by limestones, marls and sandstones (Santa Caterina di Pittinuri synthem). These two synthems constitute the basement of the future Pliocene-Pleistocene volcanoes. The Sirisi synthem also comprises diffuse evidence of epithermal ores (Au, Pb-Zn-Cu-Fe sulfides and abundant iron oxides) with different styles of mineralization from veins to stockworks and disseminations, mostly limited to the intracaldera units. Ores are associated to widespread rock hydrothermal alteration, including propylitization, argillification, potassic alteration and a distinctive hematitization. The Pliocene volcanic units are grouped into three synthems (Ghisos, Campeda and Seneghe) separated by a regional unconformity associated with multiple failures of the flanks of the Pliocene-Pleistocene volcanic edifice, generating debris-avalanche deposits (Cùglieri synthem), here described for the first time. This activity was marked by emission of basanitic to phonolitic lavas and domes and minor (Vulcanian to Subplinian) explosive activity (Ghisos synthem). Finally, the last volcanic cycle corresponds to the massive basaltic eruptions of the Campeda plain (Campeda synthem), which were emitted mostly from NNE-SSW fissures and extend further east of the Montiferru area covering an area of about 850 km2.This activity ended about 2 my ago, with cinder cone eruptions associated with small lava flows with basanitic to basaltic composition (Seneghe synthem).

 

How to cite: Pioli, L., Pala, C., and Naitza, S.: Unraveling 20 My of history of a volcanic complex: The Montiferru area (Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13324, https://doi.org/10.5194/egusphere-egu22-13324, 2022.

NH3 – Landslide Hazards

EGU22-678 | Presentations | NH3.1 | Highlight

Unraveling debris-flow erosion: experimentally assessing the effects of debris-flow composition on erosion 

Tjalling de Haas, Lonneke Roelofs, and Pauline Colucci

Understanding erosion and entrainment of material by debris flows is essential for modelling debris-flow volume growth and prediction of hazard potential. Recent advances have highlighted two driving forces behind debris flow erosion; impact and shear forces. How erosion and these forces depend on debris-flow composition and interact remains unclear. We experimentally investigated the effects of debris-flow composition and volume on erosion processes in a small-scale flume with a loosely packed bed. We quantified the effects of gravel, clay and solid fraction in the debris flow on bed erosion. Erosion increased linearly with gravel fraction and volume, and decreased with increasing solid fraction. Erosion was maximal around a volumetric clay fraction of 0.075 (fraction of the total solid volume). Under varying gravel fractions and flow volumes erosion was positively related to both impact and shear forces, while these forces themselves correlate. Results further show that the internal dynamics driving the debris flows, quantified by Bagnold and Savage numbers, correlate to erosional processes and quantity. Impact forces became increasingly important for bed erosion with increasing grain size. The experiments with varying clay and solid fractions showed that the abundance and viscosity of the interstitial fluid affect debris-flow dynamics, erosional mechanisms and erosion magnitude. High viscosity of the interstitial fluid inhibits the mobility of the debris flow, the movement of the individual grains, the transfer of momentum to the bed by impacts, and therefore inhibits erosion. High solid content possibly decreases the pore pressures in the debris flow and the transport capacity, inhibiting erosion, despite high shear stresses and impact forces. Our results show that bed erosion quantities and mechanisms may vary between debris flows with contrasting composition, and stress that entrainment models and volume-growth predictions may be substantially improved by including compositional effects.

How to cite: de Haas, T., Roelofs, L., and Colucci, P.: Unraveling debris-flow erosion: experimentally assessing the effects of debris-flow composition on erosion, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-678, https://doi.org/10.5194/egusphere-egu22-678, 2022.

EGU22-1154 | Presentations | NH3.1 | Highlight

Investigation of debris-flow impact forces on bridge superstructures – laboratory experiments on the influence of bridge profiles 

Caroline Friedl, Christian Scheidl, Susanna Wernhart, and Dirk Proske

Mountainous areas tend to have a high density of bridges due to their topography and mobility requirements. Furthermore, such areas are often characterized by frequent debris-flow activity, which in turn can endanger the structural integrity of bridges. The influence of debris flows on bridge piers has already been analyzed in the past, but mechanisms and consequences of debris-flow impact on bridge superstructures remain unclear.

We hypothesize that in addition to horizontal forces, frictional shear-forces and uplift forces may play a considerable role in bridge failure caused by debris-flow impacts. We also conjecture that the type of the bridge superstructure, specifically the bridge profile has an influence on the occurring forces.

In order to obtain a deeper understanding of impact forces on bridge superstructures, we aim to measure and quantify the forces exerted on different bridge profiles during debris-flow impact based on small scale experiments. We will investigate debris-flow impact on five different bridge profiles in the course of the project “Debris-flow impact forces on bridge superstructures (DEFSUP)”, funded by the Austrian Science Fund (FWF).

The laboratory setup consists of a 4 m long semi-circular channel with a diameter of 0.3 m and an inclination of 20°. The cement miniature bridge in the scale of 1:30 is mounted on a metal frame and is installed at the end of the flume. The debris-flow material corresponds to a granular debris flow, the mass is fixed at 50 kg for each experiment. The flume itself has been optimized in preliminary studies and ensures high reproducibility of stationary debris flows with predictably sufficient flow-heights for the impact on the miniature bridge. Each profile is subjected to at least three impacts. The impact forces on the bridge profile are measured with 3-axis-force sensors at both abutments of the bridge. Thereby it is possible to determine horizontal impact forces as well as uplift and shear forces. Additionally, flow heights, pore water pressure and normal stresses are gauged.

The results of the study are intended to contribute to recommendations for the structural design of bridges in vulnerable areas. This aims not only to protect human lives and to increase the safety of structures, but also to provide financial relief in the future, since there is evidence that the areas prone to debris-flow events are likely to increase as a consequence of climate change.

How to cite: Friedl, C., Scheidl, C., Wernhart, S., and Proske, D.: Investigation of debris-flow impact forces on bridge superstructures – laboratory experiments on the influence of bridge profiles, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1154, https://doi.org/10.5194/egusphere-egu22-1154, 2022.

EGU22-1860 | Presentations | NH3.1

Assessment of debris flows activity in response to earthquake using an index of sediment connectivity 

Yanji Li, Kaiheng Hu, Xiaojun Guo, and Xudong Hu

Large earthquakes trigger landslides and collapses, which not only increase the loose solid materials, but also change the topography in the catchments. The debris flow activities in response to earthquake are widespread concerned, but most of the researches focus on the material conditions and the flow properties. In this research, we investigated the temporal variations of debris flow activities in a typical catchment in the Wenchuan Earthquake area, by considering the index of sediment connectivity (IC), which reflects the efficiency of sediment delivery in the catchment. The IC values in different tributaries and different period were calculated to indicate the spatial distribution and temporal variation. The results show that the high IC values distributed in the tributaries on the right hand of the mainstream in the catchment. The IC values decreased significantly after the earthquake, indicating the sediment transfer ability decreased continuously. Meanwhile, the debris flow history and loose solid material amounts were investigated via field surveys. The debris flows activities show a close consistency with the variations of debris flow source amounts and the IC values in the catchment. This research presents a new method of assessment the characteristics of sediment transfer of debris flows affected by the earthquake, and also provides a new insight to assess the debris flow actives for its close relationship with distribution of loose solid materials and sediment connectivity. 

How to cite: Li, Y., Hu, K., Guo, X., and Hu, X.: Assessment of debris flows activity in response to earthquake using an index of sediment connectivity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1860, https://doi.org/10.5194/egusphere-egu22-1860, 2022.

EGU22-2174 | Presentations | NH3.1

Particle size segregation in debris flows: insights from simulations of immersed sheared granular flows 

Kahlil Fredrick Cui, Gongdan Zhou, and Lu Jing

During the course of a debris flow’s motion, large particles, such as rocks and boulders, rise to the free-surface while the finer sand and silt-sized particles settle to the base. This inverse-grading process influences the development of coarse-grained heads and levees in debris flows that consequently enhance the flow mobility. Size segregation is well-studied in dry granular flows wherein it is found to be highly efficient and results in sharply separated layers of differently sized particles. Segregation diminishes in the presence of pore fluids (i.e. water or muddy slurry) and in some cases is no longer evident, although the mechanisms behind this inhibitive effect is poorly understood. In order to accurately capture size segregation in debris flows, and its impacts on the flow dynamics, it is important to understand how different types of pore fluids influence the segregation process. In this research, we systematically investigate the effects of various interstitial fluids, characterized by their density and viscosity, on the rate of particle size segregation through coupled granular-fluid simulations. Debris flows are simulated as sheared granular mixtures composed of spheres having two distinct particle sizes, immersed in ambient fluids. Solid and fluid interactions are modelled through drag and buoyant forces. Fluid effects are also evaluated across different shear rates, confining pressures, mean diameters, and gravity. It is found that the segregation slows down as the fluid viscosity is increased, but is unaffected by it below certain threshold values. In the low viscosity limit, segregation is affected only by the relative density between the particles and the fluid, and by flow inertial conditions. Analysis of stresses acting on a segregating particles reveals that the decrease of segregation rates with the viscosity is due to the increase of fluid drag forces which effectively weaken the contact stress gradients and velocity fluctuations responsible for driving the large particles upward. An empirical scaling formula is developed which accounts for the effects of fluid viscosity and the relative density on size segregation immersed in different fluids.

How to cite: Cui, K. F., Zhou, G., and Jing, L.: Particle size segregation in debris flows: insights from simulations of immersed sheared granular flows, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2174, https://doi.org/10.5194/egusphere-egu22-2174, 2022.

EGU22-2195 | Presentations | NH3.1

New constrains on infrasound source mechanisms within debris-flows 

Giacomo Belli, Emanuele Marchetti, Duccio Gheri, Fabian Walter, and Brian W. McArdell

Debris flows are episodic gravitational currents, consisting of mixtures of water and debris in varying proportions occurring in steep mountain catchments, with volumes commonly exceeding thousands of m3. Given their unpredictability and their capability to transport large boulders, debris flows rank among the most dangerous natural hazards in mountain environments.

The use of infrasound arrays and the combined use of collocated seismic and infrasound sensors have turned out to be efficient systems for reliable detection of debris flows in near real-time, highlighting the strong potential of infrasound for studying and monitoring debris-flows.

Despite these advances, open questions remain about the possibility to infer debris-flow source characteristics and event magnitude from recorded infrasonic signals. This requires theoretical and/or empirical source models describing elastic energy radiation in the atmosphere, in the form of infrasound, and relating it to fluid dynamic processes within a debris flow. Infrasound radiated by debris-flows is thought to be generated by standing waves that develop at the free surface of the flow, but details of the involved dynamic processes are not fully understood.

Here, we present the analysis of infrasonic signals from >20 debris flows and torrential floods recorded with a small aperture array at the Illgraben catchment (Switzerland, Canton Valais) between 2017 and 2021. The comparison between infrasonic signal features (maximum amplitude and peak frequency) and measured flow parameters (front velocity, maximum depth and discharge) showed that the infrasound radiation by debris flows linearly correlates with flow discharge and that the infrasonic peak frequency inversely scales with flow parameters, thus decreasing when flow velocity, depth or discharge increase. In addition, array analysis of infrasonic signals revealed that the infrasound by debris-flows at Illgraben appears to be dominated by clusters of coherent infrasonic detections generated near check dams located along the Illgraben channel.

These pieces of evidence suggest that debris flow infrasound is generated by turbulence-induced waves and oscillations developing at the free-surface of the flow, whose dimensions scale with the magnitude of the flow. As expected from fluid dynamics, these surface oscillations are primarily generated where the flow encounters significant channel irregularities, such as topographic steps, which consequently act as preferential sources of infrasound. To test the validity of our interpretation of infrasound source mechanisms within debris-flows we also compare infrasonic recordings of a water free overfall over a weir with video recordings of the flow, to investigate how infrasound correlates with the dynamic of the surface of the flow.

How to cite: Belli, G., Marchetti, E., Gheri, D., Walter, F., and McArdell, B. W.: New constrains on infrasound source mechanisms within debris-flows, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2195, https://doi.org/10.5194/egusphere-egu22-2195, 2022.

EGU22-2482 | Presentations | NH3.1 | Highlight

Stability analysis of check dam impacted by intermittent surge 

Daochuan Liu, Bo Xiang, Jiang Shao, Yunyong He, and Miao Liang

Viscose debris flows always move in the manner of intermittent surges and show obvious fluctuation. In the traditional design of debris flow control engineering, the impact of single surge has on the check dams was the only factor to be taken into consideration. Whereas stability variation law of the check dams under the impact of intermittent surges was always neglected. On the basis of debris flow observation material from the Jiangjia Gully (JJG), we initially analysis the fluctuating and decaying characteristics of intermittent surges. Results indicate that intermittent surges exhibit obvious decaying characteristics and finally decay in a power-law form, showing a strong no-linear behavior. Next, based on loading combination and stability analysis of check dams, we deduced the expression of the stability coefficient when intermittent surges impact on the check dams in empty and half reservoir conditions. Meanwhile, stability variation law of the check dams in the different conditions were compared. Results indicated that when intermittent surges impact on check dams, anti-sliding stability coefficient (Kc) and anti-overturning stability coefficient (Ky) decrease with the increase of surges, and the former 3th~5th surges experienced the largest decaying rate. On the other hand, the deeper deposits in the reservoir corresponds to the smaller stability coefficient under the impact of the same intermittent surges. Finally, the relationship between flow depth and stability coefficients is in the form of an envelope curve, inferring that the variation of flow depth restraint the stability coefficient of check dams.

How to cite: Liu, D., Xiang, B., Shao, J., He, Y., and Liang, M.: Stability analysis of check dam impacted by intermittent surge, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2482, https://doi.org/10.5194/egusphere-egu22-2482, 2022.

EGU22-3302 | Presentations | NH3.1

Temporal characteristics of debris flow surges 

Jun Zhang, Yong Li, Xiaojun Guo, Taiqiang Yang, Daochuan Liu, and Bin Yu

Abstract: Debris flow is one of the most destructive geomorphological events in mountainous watersheds, which usually appears in form of successive surge waves as observed all over the world. In particular, debris flows in the Jiangjia Gully (JJG) in southwest China have displayed a great variety of surge phenomena; each debris flow event contains tens or hundreds of separate surges originating from different sources. Therefore, the surge sequence of an event must encode the information of debris flow developing. The UAV (unmanned aerial vehicle) photos provide an overview of debris-flow sources, showing the different potential of debris flow; and surge sequences present various patterns responding to the rainfall events. Then the variety of rainfalls and material sources determine the diversity of surge sequence. Using time series analysis to the surge discharge sequences, we calculate the Hurst exponent, the autocorrelation function, and the power spectrum exponent, and find that all the sequences commonly share the property of long-term memory and these parameters are correlated in exponential form, with values depending on rainfall patterns. Moreover, all events show a gross trend of discharge decay, despite the local rainfall process, which implies the intrinsic nature of the surge sequence as a systematic behavior of watershed. It is expected that these findings are heuristic for establishing mechanisms of debris flow initiation and evolution in a watershed.

How to cite: Zhang, J., Li, Y., Guo, X., Yang, T., Liu, D., and Yu, B.: Temporal characteristics of debris flow surges, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3302, https://doi.org/10.5194/egusphere-egu22-3302, 2022.

Slope failures are important material supplies for debris flows, and field observations have indicated that failures are random and discontinuous. However, few studies focus on the nature of failures in succession. This study reports groups of field experiments of soil failures under artificial rainfall on slopes in two debris flow valleys, the Jiangjia Gully (JJG) in Yunnan Province, and the Niujuan Gully (NJG) in Sichuan Province, in southwest China (Fig.1).

Fig.1 Experimental sites of the study (upper, NJG; lower, JJG)

It is found that failures occur separately and intermittently on slopes; a slope process is composed of a failure sequence (Fig.2), which presents similar properties under different rainfalls and slope conditions: 1) the sequence is primarily random, with weak autocorrelation and small correlation to time progress and less dependence on rainfall; 2) the time interval between failures satisfies the exponential distribution, and the average interval decreasing with rainfall intensity, implying the frequency increases with rainfall intensity; 3) the magnitude of failure fluctuates up to three orders, from several to hundreds of volume unit (10-3m3); and the distribution follows the power law, with total amount increasing with rainfall intensity.

Fig 2 Failure sequences under different rainfall intensities on the experimental slopes

We propose that these properties are ascribed to the spatial heterogeneity of soil, which can be described by two parameters, m and Dc, of the grain size distribution (GSD). The point-to-point variation of (m, Dc) leads to dramatic changes in the distribution of strength, infiltration, and pore water pressure generation, and finally results in the variety of failures across the slope.

Correspondingly, the discontinuous failures translate into separate debris flow surges in the tributaries, thereby providing a scenario for surge formation in the mainstream flow of the valley. It is suggested that surges in the mainstream channel result from cascading development of tributary surges, and that the spatiotemporal characteristics observed in mainstream surges are rooted in the sources of slope failures.

 

 

 

 

 

How to cite: Li, Y.: Spatiotemporal characteristics of discontinuous slope failures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3386, https://doi.org/10.5194/egusphere-egu22-3386, 2022.

EGU22-3410 | Presentations | NH3.1

The nonsynchronous processes in debris flow developing 

Yingjie Yao, Yong Li, and Jun Zhang

Debris flow is a mixture of water and granular materials of wide-ranged grain size, which carries huge quantity of sediment. Generally, the flow is implicitly assumed a fluid of water plus solid, ignoring the when and how the mixing is going on. However, as far as the forming processes are concerned, the solid phase (granular sediments) do not always move in step with the flush water. In most cases, material supplies are scattering and discontinuous from the source areas and streambed sediment does not initiates as whole but separately in certain time intervals, while water flow is continuous from upper to downstream channels. The separation of sediment and water in debris flow developing is vividly encoded in the successive surges as ubiquitously observed in the world, especially in the Jiangjia Gully (JJG) in southwest China. Fig.1 shows the time series of water and the carried sediment of two events, indicating the out-of-synch between water and sediment.

Using the data of debris flows in JJG, we attempt to disclose the sediment-water separation effects on the developed surge properties, which is expected to be heuristic for understanding the forming and developing mechanisms of debris flows from sources to the mainstream. Specifically, we consider the following issues as exhibited by the surge sequences.

1) The temporal variability of water and sediment flow series, including the fluctuation, autocorrelation, power spectrum, Hurst exponent;

2) The statistical features of the two series, especially the probability distribution of the quantity (discharge or total volume) and the physical implication of the distribution parameters;

It is found that both the water and sediment bear high autocorrelation and Hurst index, while the sediment sources are randomly supplied. Furthermore, the series satisfies a unified distribution in form of P(x) = Kx-μexp(x/xc), with x being the discharge and volume of sediment and water.   The parameters μ and xc vary with the events (e.g., Fig.2 for the distribution of magnitude).

These findings are expected to shine a light on how the non-synch processes of water and sediment influence the developing of debris flow and the peak discharge, and this also poses a question in dynamics, which should incorporate the random and discontinuous sediment entrance in the evolution of flow.

Fig.1   Water and sediment flow discharge series of debris flow surges (E990716 and E990816)

Fig.2   Probability distribution of water and sediment quantity

 

How to cite: Yao, Y., Li, Y., and Zhang, J.: The nonsynchronous processes in debris flow developing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3410, https://doi.org/10.5194/egusphere-egu22-3410, 2022.

EGU22-3994 | Presentations | NH3.1

The role of fines in the dynamics of just-saturated, inertial column collapses 

William Webb and Barbara Turnbull

Debris flows are subaerial, gravity-driven mass movements of water, soil and rocks.  High fluid volume fractions and the presence of a wide particle-size distribution lead to highly heterogeneous flow states, and the mechanisms giving rise to this phenomenology open to debate. For tractable modelling, assumptions around the interaction between grains and fluid must be made, but it is not clear whether those assumptions are reasonable across the wide range of length-scales observed. For example, recent studies have shown that the inclusion of a significant proportion of fine granular material within the flow’s composition limits the dissipation of excess pore pressures. Here we explore the possibility that these crucial pore pressure processes are governed at length scales that might otherwise seem insignificant to the macroscopic flow behaviour. Hence, we aim to provide insight on the underlying mechanisms controlling pore pressure through a scaling analysis describing the idealised scenario of sub-aerial axisymmetric column collapses of just-saturated fluid-grain mixtures. Glass beads provide the prototype for inertial particles within the debris flow, and Newtonian fluids carrying varying mass concentrations of fine kaolin clay particles provide the microscopic processes that can control the pore spaces. A geotechnical centrifuge permits elevated gravitational acceleration that when varied alongside particle size, fluid viscosity and mass concentration of fines, allows a wide parameter space to be explored. Pore pressure measurements from these collapses indicate two competing mechanisms, stemming from drainage related pore pressure dissipation and inertial collision related pore pressure generation. An empirical description of these processes is proposed based on our experimental data. This expression is then implemented to describe the fluid-particle coupling within a multiphase Saint-Venant inspired central-upwind scheme in an attempt to simulate the experimental observations.

How to cite: Webb, W. and Turnbull, B.: The role of fines in the dynamics of just-saturated, inertial column collapses, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3994, https://doi.org/10.5194/egusphere-egu22-3994, 2022.

Volcanic debris avalanches occur when volcanic edifices collapse and flow as landslides. They are preserved in the geological record as volcanic debris avalanche deposits (VDADs). Analysis of these deposits can provide insight into the flow characteristics of the avalanche and its possible triggers.

Here we provide preliminary textural data on the shear zone layer at the base of a small-volume VDAD on Ascension Island, South Atlantic. The deposit has a volume of ~4 x 106 m3, covers 2 km2 and originated from the partial collapse of the northern flank of the 300ka Green Mountain scoria cone, which sits at 550 metres above sea level. The avalanche flowed 2 km down a ~10° slope, before stopping at in a small basin against a lava dome at 190 m above sea level.

Over most of its length the VDAD overlies an in-situ Green Mountain scoria fall deposit that was dispersed north during the eruption. The base of the deposit is marked by a fine-grained, ~2 cm-thick shear zone with slickensides. The shear zone is distinguishable in hand specimen from the rest of the deposit by being finer grained and indurated. The bulk of the VDAD is composed of semi-coherent, metre scale blocks of scoria with a poorly sorted volcaniclastic matrix composed of a hetereolithic clast population including randomly orientated clasts of basaltic scoria, pumice and lavas. The toe of the deposit is fractured and flame structures are abundant.

Preliminary Back-scattered Scanning Electron Microscope imaging of the shear zone reveal that porosity and pore interconnectivity decrease markedly towards the centre of the shear zone, and clasts become finer-grained, better sorted and more rounded. Experiments will be conducted on samples of Green Mountain Scoria using Rotary Shear Equipment to place constraints on slip rates and shear parameters. Ultimately, we hope to understand potential triggers of the failure and explore the hazards and potential for similar events on the island in the future.

 

How to cite: James, H.: Volcanic Debris Avalanche and accompanying shear zone slip surface formed by a perched scoria cone collapse on Ascension Island, South Atlantic, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4185, https://doi.org/10.5194/egusphere-egu22-4185, 2022.

EGU22-4346 | Presentations | NH3.1

Modelling Solid-Fluid Phase Separation and Dewatering in Debris Flows 

Guillaume Meyrat

The runout behaviour of debris flows is strongly governed by their solid-fluid composition.  In mitigation projects it is often necessary to predict when the solid phase deposits and if there exists the possibility of fluid washes.  The solid-fluid composition in the runout zone often controls the size and type of mitigation measures, as well as how land is zoned around a specific torrent.  This problem is extremely difficult to solve in general terrain because of the difficulty to establish initial conditions for both sediment and fluid, the inability to accurately account for torrent geometry and erosion, or the complexity of the muddy-granular flow rheology.  Here we present a dilatant, two-phase debris flow model that predicts the deposition of the solid phase with eventual dewatering.  Theoretically, the model exhibits a specific solid-fluid composition ratio for a debris flow in steady-state conditions.  In the runout zone, when the flow decelerates, the shear-work is no longer capable of sustaining this steady-state, leading to the deposition of solid material with decoupling of the fluid phase.  We apply the model to simulate several debris flow events where the stopping/dewatering behaviour of flow was captured using high-resolution drone scans.   Finally, we show that the wide range of empirical friction coefficients used in single phase debris flow models can be constrained by application of two-phase models, with varying solid-fluid compositions. 

How to cite: Meyrat, G.: Modelling Solid-Fluid Phase Separation and Dewatering in Debris Flows, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4346, https://doi.org/10.5194/egusphere-egu22-4346, 2022.

EGU22-4597 | Presentations | NH3.1

The Experiment Study on Debris Flow Formation Process Based on REE 

Jianqi Zhuang

Designing the experiment on debris flow formation process at artificial rainfall at the conditions of the loose material unusually rich for studying the debris flow formation process. The main results showed: (1) the fine particles moving first for the initiation of debris flow, and then mixed with the large particle and runoff increased sharply, along with channel block-outburst phenomenon; the debris flow phenomena gradually disappeared with the fine particles migration off and the channel rough serious. (2) the slop failure and moving at the rainstorm, the failure material deposited in channel and formed the dams which effect the erosion and deposits of the channel with moving down to downstream. (3) the erosion sediment was main from middle and lower channel, then from the upstream and slope; the debris flow fan materials was main from the downstream channel, then from the upstream and slope. (4) the pore-water pressure and water content, which not only effected by rainfall, but also effected by fine particles content and soil structure, changed obviously and varied in different time and different sites with fluctuation. (5) the fine particles played an important role in the process of debris flow initiation and it’s accumulation and displacement effected the evolution of the basin topography and the formation of debris flow. In the debris flow forecast, the fine particles of soil content should be considered duo to its critical water content and pore-water pressure quite different in different content of fine particles of debris flow initiation.

How to cite: Zhuang, J.: The Experiment Study on Debris Flow Formation Process Based on REE, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4597, https://doi.org/10.5194/egusphere-egu22-4597, 2022.

Numerical modelling is the physically-based method for in-depth analyzing the process from landslide to debris flow. Particle flow analysis method (PFC) has the advantage of dealing with such processes, like debris flow formation, propagation, and deposition. Hence, our study to analyze the dynamic characteristics of a landslide-generated debris-flow, taking the Shaziba landslide-debris-flow as example, which occurred in Enshi City on June 8, 2020, under complex landslide material composition, Combined the field survey, unmanned aerial vehicle (UAV) aerial photography, and laboratory direct shear tests, the velocity, displacement and the characteristics of the landslide-generated debris-flow were simulated. The results indicated that the initial stage of the landslide starts with an overall motion acceleration with a time around 733 s. The maximum velocity of the landslide body is 17.5 m/s, and the maximum displacement is 1500 m with a total volume of 9.31×105 m3. The simulation results are closer to the actual landslide volume (1.0×106 m3) and the form of the dam in Qingjiang. The study reveals the mechanism of dam formation, which could be served as useful information for natural hazards management to prevent the river from being blocked by landslides or debris flows.

How to cite: Hu, X. and Ding, M.: Modeling the propagation and run-out from gravel-silty clay landslide to debris flow in Shaziba, southwest Hubei Province, China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4675, https://doi.org/10.5194/egusphere-egu22-4675, 2022.

EGU22-5246 | Presentations | NH3.1

Controls on the deposition of extremely large post-earthquake debris flows in Wenchuan 

Erin Harvey, Tristram Hales, Daniel Hobley, Alexander Horton, Jie Liu, and Xuanmei Fan

Debris flows are the dominant process delivering sediment from hillslopes into channels following the 2008 Wenchuan earthquake. Post-earthquake debris flows continue to pose a significant hazard to the recovering local communities. In 2019, a period of intense rainfall triggered several extremely large debris flows. The flows bulked to volumes in excess of 100 000 m3,  much larger than their initiation volumes, and transited catchments to be deposited in the Min Jiang river. The scale of these flows highlights our limited understanding of why and where large debris flows deposit. Previous studies have shown that topography (notably bed slope and channel width), flow composition (grain size), and flow characteristics (velocity and depth) can all control debris flow runout. Yet, there is limited understanding of how these interrelate. For example, whether abrupt changes in topography, such as increased channel width, lead to the deposition of certain grain size fractions and subsequently encourage further deposition. Alternatively, whether changes in bed slope affect flow velocity and this results in the entrainment of specific grain size fractions by the flow. An understanding of these relationships will help to better constrain where and how post-earthquake debris flows are more likely to deposit.

In this study, we determine how debris flow characteristics (velocity and depth) and the grain size distribution (GSD) deposited by the debris flow evolve with changes in topography and distance from the initial debris flow source. To achieve this, we simulated two post-earthquake debris flow events in the Liusha and Luoquan catchments, China, using the 2D dynamic debris flow model, Massflow. GSDs were collected by sampling and sieving pits located equidistantly along the centre of each 2019 debris flow deposit. Bed topography data was recorded both in the field and using a 30 m resolution DEM. We compared changes in the flow characteristics and GSDs deposited for each debris flow with the data for bed topography to explore how controls on debris flow runout interrelate. Preliminary findings for the Luoquan debris flow suggest a relationship between negative changes in curvature and the deposition of fine-grained material. This work will help to better understand controls on debris flow runout, subsequently aiding future studies of post-earthquake debris flow hazard prediction.

How to cite: Harvey, E., Hales, T., Hobley, D., Horton, A., Liu, J., and Fan, X.: Controls on the deposition of extremely large post-earthquake debris flows in Wenchuan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5246, https://doi.org/10.5194/egusphere-egu22-5246, 2022.

Landslides, such as debris flows and avalanches, are common natural hazards worldwide. They pose an ongoing threat to life and property. Landslide run-out models that have been developed over the past decades are powerful tools to assess landslide risks and design mitigation strategies. Due to the simplification of real-world landslide processes, the models often contain parameters that rely on calibration of past landslide events where field data are available. Deterministic calibration methods like traditional trial-and-error calibration suffer from the non-uniqueness issue and cannot account for uncertainties associated with field data. Probabilistic calibration methods like Bayesian inference avoid the two issues. However, their usage is hindered by high computational costs due to the long run time of a single run-out model evaluation and the large number of required model evaluations. 

To address the research gap, this work proposes an efficient probabilistic calibration method for parameter estimation of landslide run-out models. The new method couples landslide run-out modeling, Bayesian inference, Gaussian process emulation, and active learning. We implement it in a Python-based environment. Its feasibility and efficiency are tested based on an extensive synthetic case study. Owing to Gaussian process emulation and active learning, our new method overcomes the computational bottleneck by reducing the number of required model evaluations from thousands to a few hundreds. It is therefore expected to advance the state-of-the-art in parameter estimation of landslide run-out models. In addition, the impact of different types of field data on calibration results is studied using the proposed method. 

How to cite: Zhao, H. and Kowalski, J.: Efficient probabilistic parameter calibration of landslide run-out models via Bayesian active learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5338, https://doi.org/10.5194/egusphere-egu22-5338, 2022.

EGU22-5590 | Presentations | NH3.1 | Highlight

Antecedent rainfall could be a critical prerequisite for debris-flow triggering on steep slopes of arid regions 

Shalev Siman-Tov and Francesco Marra

Debris flows are fluidized, unconsolidated sediments that gravitationally flow downslope, and constitute one of the most impactful natural hazards in mountainous regions, with casualties and damage to infrastructures. They are typically triggered by heavy rain or sudden ice melt in mountainous and volcanic areas. In arid regions, where vegetation is sparse and not stabilizing, debris flows are occasionally observed when torrential rain showers hit the steep slopes. This is the case of our study area: the arid slopes of the Eastern Judean Desert, on the western margins of the Dead Sea. In this region, the mean annual precipitation does not exceed 100 mm yr-1. Currently, debris flows in this area are not considered an important hazard, because they are very rare and they mostly endanger infrastructures of natural reserves and main roads. However, previous studies reported a significant increase in their frequency during a late Holocene dry period, raising the question of whether their future occurrence could be affected by climate change. In this study, we focus on the critical rainfall conditions for debris flow triggering in these arid areas, which were not fully addressed by previous studies due to the small number of reported events. We combine high-resolution digital terrain models, to systematically identify small-size debris flows, with high-resolution weather radar data, to represent rainfall conditions corresponding to the debris flow locations. We identify over 40 debris flows by comparing digital elevation models available for the period 2013-2019. The deposits are relatively small (a few tens of meters) and are usually observed along the steepest slopes of the escarpment, at the outlet of small ephemeral streams. We divide the debris flows into four groups based on their spatial and temporal distribution. Using radar data and witness information, we identify three storms as the most likely triggering events for these groups, and we isolate the convective cells that led to the triggering. In all cases, debris flows were triggered by an intense convective cell (lasting 30 min to 1 hour) which was preceded by significant rainfall amounts (8-12 mm) delivered over relatively long times during the storm. Comparing triggering and non-triggering storms, we observe that rain intensity alone is insufficient to explain the phenomena: we discuss the possibility that antecedent conditions could represent a critical factor for the triggering of debris flows in steep slopes of arid environments.

How to cite: Siman-Tov, S. and Marra, F.: Antecedent rainfall could be a critical prerequisite for debris-flow triggering on steep slopes of arid regions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5590, https://doi.org/10.5194/egusphere-egu22-5590, 2022.

EGU22-6045 | Presentations | NH3.1

Integrated numerical modeling of a large debris flow in the Meilong catchment, China 

Hui-Cong An, Chao-Jun Ouyang, and Fu-Lei Wang

On June 17, 2020, a large debris flow occurred in the Meilong catchment following a short-duration, high-intensity rainstorm. The debris flow was initiated by two shallow landsides upstream of the catchment and had a volume of approximately 7.7×105 m3. It blocked the river and then induced flooding, which caused a great loss to the local residents. Through a combination of field observation, image interpretation and laboratory experiments, the initiation mechanism, erosion depth along the main channel and deposition area of this debris flow were comprehensively analyzed. A sequentially integrated numerical model considering the vegetation interception, infiltration and runoff process was developed. Considering the spatial variations in the climatic, hydrological and geotechnical parameters, the whole process of debris flow initiation, motion, entrainment and deposition were simulated. The computational outcomes matched well with the field observation results. A combination of the proposed integrated model and spatially varying parameters can be used to effectively describe the debris flow characteristics in the initiation and propagation stages and provide significant insights into physical processes involved in such hazards.

How to cite: An, H.-C., Ouyang, C.-J., and Wang, F.-L.: Integrated numerical modeling of a large debris flow in the Meilong catchment, China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6045, https://doi.org/10.5194/egusphere-egu22-6045, 2022.

EGU22-6701 | Presentations | NH3.1

Characteristics of Different Acoustic Emission Sources of Particles in Shearing Process 

Ziming Liu, Yao Jiang, and Xingsheng Lu

Debris flows and landslides are composed of granular materials with different grain sizes, shapes and mineral compositions. These geological hazards are complex evolutionary processes of granular structure from stable state to unstable destabilizing deformation, followed by large deformation flow. From the view of particle matter mechanics, the occurrence of these hazards is the process of the development of the particle assemblage comprising the geological body from a blocked state to a rheological state under the constraints of external boundaries. During the deformation process, the mutual collision, friction, fragmentation and structural changes between the particles will release strain energy and disperse it in the form of elastic waves, which is called acoustic emission (AE). Consequently, the characteristics of the acoustic emission signal generated during the deformation of granular materials and the changes of its parameters can be used to reflect the stability state inside the granular structure. We thus utilized three AE sensors to capture the elastic waves and investigated the relationships between characteristics of AE and mechanical behavior of granular deformation during direct shear tests with different normal stress, shear speed and grain sizes. Our results suggested that during the granular shearing process there was a strong correlation between stick-slip events and the distribution of AE characteristics. Some AE features - energy and Root Mean Square (RMS)- showed significant spatial clustering which can represent the different processes of stick-slip event. In particular, some low RMS and medium-high energy AEs represent internal local failure. And, the AE rate and B-value show a regular increase and decrease during the state of granular structure from stabilization to failure. All of them are valuable information for the prediction or early warning of geological hazards.

How to cite: Liu, Z., Jiang, Y., and Lu, X.: Characteristics of Different Acoustic Emission Sources of Particles in Shearing Process, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6701, https://doi.org/10.5194/egusphere-egu22-6701, 2022.

The shallow landslide-generated debris flow on hillside catchments plays a critical role in the change of landscape features caused by natural hazards. When these debris flows occur in dams or reservoirs, they reduce the efficiency of facilities, and when they occur in residential areas, they cause many casualties and property damage. To minimize such damages, some methods can be performed through 1) installation of the warning system and 2) construction of check dam. However, in the case of rainfall-induced debris flow, preparation through a warning system is challenging because debris flows very rapidly. Therefore, to reduce the damage caused by debris flow events, the check dam needs to be installed, and for an efficient installment, a study on numerical modeling needs to figure out. Therefore, in this study, the Deb2D numerical model was used to analyze the mitigation effect through the check dam. This model is a two-dimensional debris flow simulation software based on quadtree-grid. The debris flow was simulated by Voellmy rheology, and the erosion, entrainment, and deposition processes that must be considered for the analysis of debris flow were simulated through the algorithm suggested in our recent study. The Raemian apartment and Galram-ri debris flow events were analyzed which occurred at Mt. Umyeon in 2011 and Gangwon-do in the Republic of Korea. In addition, a check dam was hypothetical by changing the distance from the collapse zone. The efficient location can be suggested through the simulation results.

Keywords: Debris flow; Numerical model; Check dam; Mitigation effect

Acknowledgments

This subject is supported by the Korea Ministry of Environment as “The SS projects; 2019002830001”

How to cite: Lee, S., An, H., and Kim, M.: Analysis of debris flow according to the location of the check dam: suggesting the optimal location by numerical simulation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6729, https://doi.org/10.5194/egusphere-egu22-6729, 2022.

EGU22-6743 | Presentations | NH3.1 | Highlight

Effects of vegetation root on hydro-mechanical properties of debris flow source 

Mingyue Qin, Jian Guo, Yao Jiang, and Guotao Zhang

    In recent years, shallow landslides and debris flow usually have occurred successively in areas with good vegetation coverage, causing casualties and economic losses. After the occurrence of shallow landslides, the failure mass accumulated in the channel, providing the material source for debris flow. And the quantity of the failure mass determines the scale of debris flow. Therefore, it is an important basis for debris flow disaster management in vegetated mountainous areas to deeply understand the influence of vegetation on the hydro-mechanical properties of debris flow sources. This study takes the shallow landslides that occurred in Mengdong village, China in 2018 as the objects, analysis the changes in soil hydro-mechanical properties influenced by tree roots through field investigation and laboratory tests, and discusses the failure mechanism of the shallow landslides. The field investigation results indicate that the vertical root distribution can be expressed as an exponentially decayed polynomial model, that is, with the increase of depth, the distribution of tree roots increased first and then decreased. Furthermore, the maximum root area density is 0.266 mm2/cm2 at 20-40cm depth, and 80% of the roots are distributed in the soil above the slip surface. Laboratory test results show that the root-soil density above the slip surface was lower which was 1.04 g cm-3, and the maximum porosity of the root-soil is 61.23%. In addition, the saturated permeability of the root-soil above the slip surface is 10-17 times that of the soil below. The shear strength of the root-soil above the slip surface is lower than that below it under saturated conditions. The difference in root distribution and the resulting changes in the hydro-mechanical properties of soil may increase the risk of slope failure and the probability of debris flow after heavy rainfall. This research could be used as a reference for debris flow source analysis and hazard management.

Keywords: Root-soil system; Landslide-induced debris flow; Geohazard chain; Hydro-mechanical properties

How to cite: Qin, M., Guo, J., Jiang, Y., and Zhang, G.: Effects of vegetation root on hydro-mechanical properties of debris flow source, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6743, https://doi.org/10.5194/egusphere-egu22-6743, 2022.

EGU22-6857 | Presentations | NH3.1

Topographic analysis of debris flow gullies affected by tectonic activities on the edge of Qinghai-Tibet Plateau 

Xinyue Liang, Yonggang Ge, Mengzhen Xu, and Liqun Lyu

The collision between the Indian and the Eurasian Plates make crustal deformation and develop many faults of the Qinghai-Tibet Plateau. Debris flows affected by tectonic activities occur frequently and are various types on the edge of plateau. It is essential to scientifically categorize the debris flow gullies on active fault to understand their mechanisms, prevent and mitigate debris flow disasters. The tectonic landforms are the foundation for debris flows occurrence. Topographical measurements and statistical analyses of seven basins on the edge of the Qinghai-Tibet Plateau were carried out (Yarlung Zangbo River, Nu River, Indus River, Gaizi River, Bailong River, Xiaojiang River and Daheba River), in which typical debris flow gullies were concentrated. The results showed that debris flows were mainly distributed in the most active tectonic uplift zone of seven basins. The debris flow gullies were classified into three types by means of nonmetric multidimensional scaling. Type I was formed by rainstorms in exposed bedrock areas, Type II was formed by glaciers in exposed bedrock areas, and Type III was formed by rainstorms in depositional basins. Based on entropy method and fuzzy mathematics, the susceptibility of debris flow on seven watersheds was analyzed. Type I had good sediment connectivity due to rainstorms and main-river incision, and was easy to form small and middle-scale debris flow. Type II was easy to form high-frequency, middle and large-scale debris flows caused by abundant moraine deposit and good sediment transport under the glacier erosion. Type III was prone to form high-frequency and small-scale debris flows triggered by rainfall and loose depositional materials.

How to cite: Liang, X., Ge, Y., Xu, M., and Lyu, L.: Topographic analysis of debris flow gullies affected by tectonic activities on the edge of Qinghai-Tibet Plateau, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6857, https://doi.org/10.5194/egusphere-egu22-6857, 2022.

EGU22-6876 | Presentations | NH3.1

Characteristics and Risk Assessment of Debris Flow Disasters along the Northern Sichuan-Tibet Highway 

Yuqing Sun, Yonggang Ge, Xingzhang Chen, and Xiaojun Guo

The Sichuan-Tibet Highway spans the Qinghai-Tibet Plateau and the Sichuan Basin. Due to its special geological and geographical environment of steep, cold, high earthquake intensity and high ground stress, it is one of the most typical areas characterized by most serious natural disasters in China. In particular, frequently occurred debris flow disasters seriously affect the distribution of highway lines, the stability of subgrade slopes, road traffic safety, etc. In order to better serve the early warning, forecasting and disaster prevention and mitigation works in disaster-prone areas, it is necessary to carry out risk assessment. Comparatively, the southern traffic line of Sichuan-Tibet Highway was more convenient with more relating researches. At present, little attention has been paid to the northern line of Sichuan-Tibet Highway. However, the northern line passed through Dege, Sichuan and Changdu, Tibet, which is of great value to the traffic and life of the local Han and Tibetan people. At the same time, the northern line passed through Ganzi-Luhuo earthquake zone, and a large section of the line was distributed in parallel along Xianshuihe fault zone, so the risk of debris flow disaster cannot be avoided, and the research significance of the northern line of Sichuan-Tibet Highway was evident. Therefore, in this paper, focus on the debris flow along the northern Sichuan-Tibet highway, combined with field investigation and GIS technology, the characteristics and pregnant environment of debris flow along the highway were analyzed, and the risk assessment of debris flow was carried out by the method of evidence weight. Based on the idea of "discretization", highway vulnerability assessment was carried out for highway structures and moving disaster-bearing bodies. Based on above researches, the debris flow risk zoning along the northern line of Sichuan-Tibet highway was completed. The results shown that: (1) There were 235 debris flows along the northern line of Sichuan-Tibet Highway, of which 136 were hidden danger spots and 101 were disaster spots, which are distributed in Daofu-Luhuo, Dege-Jiangda and Qamdo Karuo. (2) The hazards of debris flow on the northern line of Sichuan-Tibet Highway mainly include blocking culverts, impacting bridges and burying roads. Among the existing 136 hidden danger points of debris flows, 44% of which directly affect culverts, 39% of which were bridges, and 17% were hidden danger points or damaging roadbed/roads. (3) The risk zone of debris flow in the northern Sichuan-Tibet highway indicated that the middle and high-risk road sections taking part of 63.30%, more than half of which were mainly distributed in Jiangda County, dege county and Luhuo-daofu county, which were basically in consistent with the distribution of major debris flow disaster points in the study area and verified the reliability of the evaluation results in this paper. The risk zoning map obtained from this research provided references for risk avoidance, disaster prevention and mitigation of debris flow along the northern Sichuan-Tibet highway.

How to cite: Sun, Y., Ge, Y., Chen, X., and Guo, X.: Characteristics and Risk Assessment of Debris Flow Disasters along the Northern Sichuan-Tibet Highway, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6876, https://doi.org/10.5194/egusphere-egu22-6876, 2022.

EGU22-7428 | Presentations | NH3.1

The initiation of runoff-generated debris flow in steep carbonate catchments 

Oliver Francis and Hui Tang

Debris flows are a common hazard in Alpine headwater catchments during intense convective rainstorms. These debris flows are commonly triggered by runoff entraining previously deposited sediment within the catchment. A debris flow will be initiated if rainfall exceeds the given rainfall intensity threshold. We usually define the rainfall intensity threshold as a function of storm duration (rainfall intensity-duration threshold). Above this empirically recorded threshold, the resulting surface runoff can mobilise sediment from the hillslopes and within the channel network. Thresholds are usually defined empirically for a given geographic region via monitoring of debris flow occurrence and the triggering rainfall intensity. However, direct field observations and rainfall data are sparse and noisy, and it is impossible to define rainfall thresholds when historical data are unavailable. An alternative methodology to derive rainfall ID thresholds is to use simplified physics-based model simulations. In this case, a greater understanding of the controlling factors for debris-flow activities could enable better threshold estimation in unmonitored catchments.

Here we present the initial simulation results of three different monitored catchments in the Dolomite mountains of Northeast Italy. These catchments are dominated by steep dolomite bedrock walls, which can provide large volumes of surface runoff to the catchment during rainfall. To simulate the response to rainfall in these catchments, we use the SWEHR (Shallow Water Equation & Harsine Rose) debris flow model, which we calibrate using a combination of field data and a correlation maximising framework. By focusing on the runoff response to rainfall in the catchments, we identified several key factors in the calibration of the model. The timing and magnitude of the runoff is controlled by the hydrological characteristics of the bedrock, the roughness of the catchment, the availability of sediment in the catchment, and the characteristics of the rainfall. By running multiple rainfall simulations for the catchments, we show how these factors impact rainfall ID thresholds

How to cite: Francis, O. and Tang, H.: The initiation of runoff-generated debris flow in steep carbonate catchments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7428, https://doi.org/10.5194/egusphere-egu22-7428, 2022.

EGU22-7533 | Presentations | NH3.1 | Highlight

In-channel landslide deposits and future debris flows 

Tommaso Baggio, Francesco Bettella, and Vincenzo D'Agostino

Debris flows/floods are natural hazards occurring in steep mountain catchments. Debris material mainly derives from processes of channel/channel head, bed erosion, bank destabilization or shallow landslides. More rarely landslide deposits within the channel could be sources of debris. Some studies pointed out the potential increment in debris flow magnitude because the flow may increase its volume and peak discharge after the impacts against an in-channel deposit. The objective of this investigation is to estimate the potential consequences of a debris flow impacting a landslide deposit located in the channel bed.

The project has been developed analysing the rio Rudan catchment (Belluno province, North-eastern Italy), characterized by a frequent occurrence of debris flows in the last decades. In the rio Rudan a wide shallow landslide, highly connected to the transport channel reach,   occurred on the 15th December 2020 and deposited the majority of the volume within the channel. The landslide was capable to generate only a low magnitude debris flow (of the order of 10’000 m3). Most of the released material (40’000 m3) remained in the channel close to the slope failure zone. In order to analyse the effects of following different types of debris-flows encountering the deposit, different scenarios have been simulated considering the landslide deposit as an entrainable layer. We created five triangular shaped input debris flow hydrographs characterized by different peak discharge (20, 40, 60, 80 and 100 m3 s-1) and a flow hydrograph representing a debris flood (peak of 20 m3s-1). Simulations have been performed using the r.avaflow model (version 2.4) for which we employed the two-phase routing model together with the empirical erosion model.

Results of the simulations showed that the magnitude of possible future debris flow events was reduced due to the presence of the landslide deposit. In particular, the peak discharges of the simulated output debris flow hydrograph was reduced of 60-70% compared to the input hydrograph. Even if the coefficient of erosion was set to high values, the quantity of entrained material was low and, surprisingly, most of the solid component of the simulated debris flows deposited in the upper part of the landslide deposit due to the decrease in slope. Most of the erosion process occurred in the lower part of the deposit for the increase in slope. Conversely, in the numerical simulation of the longer-duration debris flood event (or even characterized by multiple peak discharge), the landslide deposit has proved to furnish a constant input of debris material, magnifying the total volume of the event but not the peak discharge. Looking at the results of the simulated case study, we can conclude that the big landslide deposit within the Rudan channel could have a mitigation effect in reducing the peak discharge of future debris flow events considering those debris flows with an important (return periods of 20-30 years) but not extreme magnitude. This highlights the importance of a dedicated modelling in companion cases to avoid excessive costs for interventions and to correctly assess residual risks in case of non-interventions.

How to cite: Baggio, T., Bettella, F., and D'Agostino, V.: In-channel landslide deposits and future debris flows, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7533, https://doi.org/10.5194/egusphere-egu22-7533, 2022.

In the last decade, major debris flows events in remote areas of the semi-arid central Andes of Chile have led to critical water supply shortages for large populated areas such as Santiago de Chile. There is therefore a crucial need for modelling debris-flow sediment connectivity to stream channels to identify both vulnerable stream channel sections and sediment source locations to focus mitigation efforts to ensure the reliability of drinking water supplies. In this research, we couple a statistical learning model of debris flow source areas with a process-based random-walk runout simulation to estimate the probability of source areas connecting to stream channel networks in a large catchment area of the upper Maipo river basin using a 12.5 m resolution digital elevation model. The runout model parameters are regionally optimised and validated using a spatial cross-validation approach.   Additionally, we perform network analysis to model the cumulative impact of potential debris flow sediment delivery to the stream channel network. The proposed methods are also designed for flexibility to adapt for assessing potential debris flow impacts and source areas corresponding to other critical features such as roads and buildings. Overall, the resulting predictive models of  runout sources and impacted areas provide not only valuable insights for characterising the potential impacts of debris-flows on stream channel networks, but also provides a model framework that can be potentially linked to weather forecast data for establishing early-warning systems of debris-flow related water supply shortages and quality issues in remote areas. 

How to cite: Goetz, J., Buchhart, M., and Brenning, A.: Modelling debris-flow source-area connectivity and impacted stream channels in the semi-arid central Andes of Chile using random walks and network analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7596, https://doi.org/10.5194/egusphere-egu22-7596, 2022.

The impact of mountain disasters on human society continues to increase under the background of climate change and social economy development, especially for the developing countries or regions with relatively backward social and economic development level and fragile natural ecological environment. China is one of the countries suffered most serious mountain disasters in the world. In particular, after Wenchuan earthquake in 2008, the frequency and scale of secondary mountain disasters caused by heavy rainfall and the earthquake increased significantly, which seriously threatens the life and property safety and post-disaster reconstruction in earthquake-hit areas. Therefore, some events with mass deaths and injuries occurred. For example, on July 10, 2013, the massive landslide in Sanxi Village, Zhongxing Town, Dujiangyan City, Sichuan Province caused 166 deaths or missing. On June 24, 2017, the high mountain collapse in Xinmu Village, Dixi Town, Maoxian County, Sichuan Province buried 62 farm houses, caused 10 deaths, 73 missing and 3 injures. What’s more, mountain disasters also caused mass deaths and injuries in some areas less affected by Wenchuan earthquake. On June 28, 2012, the large debris flow occurred in Aizi Gully, Ningnan County, Sichuan Province, China was the annually most serious debris flow in construction site in China, resulting in 40 deaths or missing. On June 28, 2020, debris flow caused 17 deaths or missing in Caogu Township, Mianning County, Liangshan Prefecture, China. Lots of disaster cases show that disaster awareness and emergency capacity are the base of scientific emergency avoidance,which  is one of the important ways to reduce the casualties of mountain disasters in high-risk areas. Through the analysis of disaster cases, the experience and lessons of mountain disasters in western China were summarized and the measures to avoid mass deaths and injuries in the process of mountain disaster emergency avoidance were explored. So this research aims to  provide a scientific basis for the reduction of casualties in mountain disasters in similar areas.

How to cite: Chen, R., Tan, R., and Zhang, J.: How to avoid mass deaths in the emergency avoidance process of mountain disasters: Lessons from the mountainous areas of western China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7878, https://doi.org/10.5194/egusphere-egu22-7878, 2022.

We present a method to obtain a parameter (b) that allows to analytically reproduce the shape of the increase in amplitude at high frequencies in time of the SON (Signal Onset) section of the spectrogram of seismic signals generated by gravitational mass movements (snow avalanches, lahars and debris flows) descending a slope and approaching a seismic sensor. This increasing shape is a consequence of the appearance of energy at high frequencies as the gravitational mass approaches the seismic sensor. The developed method to obtain the parameter (b) allows to analytically reproduce the increasing shape of the SON section. Since this shape is related to the speed of the avalanche and the characteristics of the terrain, the parameter allows us to "classify" the mass movement with only one sensor. This methodology includes a link between the propagation properties of seismic waves and the results of the application of an image processing using the Hough transform.

Depending on the type of event, differences are obtained in the order of magnitude of the values of b. The mean value of b for lahars is around 0.003 s-1, that for debris flows is an order of magnitude greater (0.017 s-1) and an order of magnitude less than that for avalanches (0.12 s-1). Furthermore, differences in b are observed within each type of event. This fact allows us to create a template with different values of parameter b to help in the classification within each type of mass movement by only superimpose graphically the corresponding spectrogram with the appropriate template when they are at the same scale.

Once the value of b has been determined, the characteristics of the mass movement should be set according to the judgment of experts. This must be done for each site and for each type of gravitational mass movement. The application to one lahar and one debris flow is presented as an example.

How to cite: Suriñach, E. and Flores Márquez, E. L.: A Template To Obtain Information On Gravitational Mass Movements From The Spectrograms Of The Seismic Signals Generated, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8600, https://doi.org/10.5194/egusphere-egu22-8600, 2022.

EGU22-9131 | Presentations | NH3.1

Towards a simple predictive erosive debris-flow model calibrated with contrasting environmental settings 

Verena Stammberger, Andreas Dietrich, and Michael Krautblatter

Debris flows are fast, hazardous and massively erosive mass movements that can cause severe danger to infrastructure and have been responsible for a significant number of casualties in the last decades. The European and German Alps face an increasing frequency and magnitude of hazardous debris-flows due to more frequent rainstorms in a warming climate. While the erodibility of the channel bed is a major contributor to the magnitude of debris-flows and the effective erosion often represents more than 80% of the final volume (Dietrich and Krautblatter, 2019) which, it is not or not sufficiently implemented in present debris-flow models.

Here, we present a concept of a simple predictive erosive debris-flow model calibrated with two erosive debris-flow events in the German Alps in June 2015. Both torrent channels were recorded with terrestrial laser scans and compared with an airborne laser scan performed in 2007. The detected geomorphic change was subdivided by same-length segments and correlated with modelled flow velocities at the cross-sections between the segments. The flow velocity at the cross sections was calculated by individual RAMMS Debris Flow simulations for every segment, each including the cumulated erosion volume of the sections upstream as well as the initial volume estimated from a rainfall-runoff calculation. As a result, we obtain a linear relationship between flow velocity and mean erosion depth, which can be used in a predictive debris-flow model to iteratively calculate the entrainment in every channel segment.

By analysing further geological and topographical debris-flow settings, we aim to create an inventory of different catchment characteristics and calibrate the model to various dimensions and properties. This would enable enhanced magnitude predictions of anticipated erosive debris-flows in comparable catchments by a fully forward-modelling approach.

Reference:

Dietrich, A. and Krautblatter M. (2019): Deciphering controls for debris-flow erosion derived from a LiDAR-recorded extreme event and a calibrated numerical model (Roßbichelbach, Germany). Earth Surface Processes and Landforms 44: 1346-1361, doi: https://doi.org/10.1002/esp.4578.

How to cite: Stammberger, V., Dietrich, A., and Krautblatter, M.: Towards a simple predictive erosive debris-flow model calibrated with contrasting environmental settings, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9131, https://doi.org/10.5194/egusphere-egu22-9131, 2022.

EGU22-9738 | Presentations | NH3.1

Assessing the solid-liquid discharge and rheological behavior of debris flow. A numerical model of a case study. 

Veronica Zoratti, Silvia Bosa, Elisa Arnone, and Marco Petti

The Friuli Venezia Giulia (FVG) region, located in the northeast of Italy, is characterised by frequent heavy precipitations that recurrently trigger debris flow phenomena. On August 2003, an intense rainfall concentrated in the north-eastern Julian Alps of FVG produced several floods and debris flow events, widespread on the entire basin of the Fella river watershed, with great economic damage and some casualties.

In the light of this, forecasting tools for the debris-flow analysis are useful with a view to a territorial planning. The general aim of our research is to develop a hydro-morphodynamical framework to study debris flow phenomena, which includes the hydrological modelling of the rainfall triggering event, the estimate of the solid-liquid discharge of the debris-flow and the hydraulic modelling of its propagation.

While previous works have accomplished the hydrological analysis, in the present study we focus on the evaluation of the solid-liquid discharge and the simulation of its propagation down the slope till its stop. Specifically, we considered a sub-basin of the Fella river watershed, the Uque at Ugovizza, and, in particular, a sub-area of the basin from which the debris flow that swept the village of Ugovizza in 2003 came off. The resulting liquid discharge obtained from the previous hydrological analysis was the input data to derive the solid-liquid discharge of the debris flow, which was assessed by using a formulation proposed in literature.

In order to study the propagation of the debris flow, we first identified a rheology model suitable to represent this kind of events. This was then implemented into an in-house numerical model, which integrates the bidimensional shallow water equations by means of finite volume techniques. Furthermore, an appropriate runout criterion was also assessed, so that the final stages of the phenomenon can be represented.

The first results of the application of the developed hydro-morphodynamic framework to this case study are presented and discussed.

How to cite: Zoratti, V., Bosa, S., Arnone, E., and Petti, M.: Assessing the solid-liquid discharge and rheological behavior of debris flow. A numerical model of a case study., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9738, https://doi.org/10.5194/egusphere-egu22-9738, 2022.

EGU22-10670 | Presentations | NH3.1

A hybrid modelling approach to debris flow modelling combining physical and numerical simulations 

Bendik Hansen, Elena Pummer, Fjóla Sigtryggsdóttir, Julia Kowalski, and Hu Zhao

Debris flows pose a significant threat to human life and infrastructure due to the extreme forces they bring into play. In order to prevent and mitigate the effect of such events, a fundamental understanding of processes related to debris flows is required. To this end, we used a hybrid modelling approach combining physical and numerical modelling to simulate debris flows

The physical model that served as the basis for the numerical one was a seesaw-like plexiglass flume with a hinge in the middle and sediment reservoirs at the two extreme ends. The hinge enabled the movement of the debris flow back and forth between the reservoirs when the flume was tipped, thus providing reproducible initial (sediment composition) and boundary (slope, roughness) conditions for each run. The physical model was 0.3 m wide and 4 m long, in addition to 0.5 m at each end (lengthwise) working as sediment reservoirs.  Velocity and flow height data were recorded at four points along the flume.

We used the mass flow modelling software r.avaflow to reproduce the physical model runs with varying slopes (20, 25, and 30 degrees) and solid contents (40, 50, and 60 %). The model included simulations with both multiphase flow (unique processes for solids and fluids) and a Voellmy-type mixture model (mass represented as one homogenous block). The present study shows the preliminary findings of the research, but the long-term goal is to utilize a hybrid modelling approach to combine the advantages of real data from physical modelling with the increased potential for data extraction and number of model runs that we get from numerical modelling to perform detailed sensitivity and uncertainty analyses with probabilistic simulations in future work.

How to cite: Hansen, B., Pummer, E., Sigtryggsdóttir, F., Kowalski, J., and Zhao, H.: A hybrid modelling approach to debris flow modelling combining physical and numerical simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10670, https://doi.org/10.5194/egusphere-egu22-10670, 2022.

EGU22-10812 | Presentations | NH3.1 | Highlight

Sediment production and transport processes in an arctic watershed undergoing climate change  

Marisa Palucis, Jill Marshall, and Justin Strauss

Arctic landscapes are among the most vulnerable on Earth to climate change, largely due to the degradation and thawing of permafrost. In steeper bedrock-dominated terrains, slope instability from warming permafrost leads to larger and more frequent rockfall and frost cracking events, which in turn increases the production and delivery of sediment to hillslopes and channel networks by debris flow and fluvial processes. However, there is a fundamental lack of data on past and current rates of sediment production and transport in Arctic watersheds. Without an understanding of these phenomena, it is impossible to predict the transient responses, rates, and directions of periglacial processes in response to future climate change. To begin to address this knowledge gap, we conducted a field-based study of the Black Mountain catchment in the Aklavik Range (Northwest Territories, Canada). This site was chosen due to its position within a zone of continuous permafrost and the presence of an alluvial fan at the base of the catchment, providing a closed system.

In the summer of 2019, after a summer storm event, we observed several debris flows that initiated from ice-filled gullies, as well as fluvial sediment transport from snowmelt. We documented flow and sediment transport conditions on the fan, yielding modern-day fluvial transport rates of 0.2–2 m3/hr for water runoff rates of 0.01–0.2 mm/hr. However, less-frequent mass flow events can rapidly deposit large amounts of sediment. For example, we estimate that a mass flow event that occurred in 2016 delivered ~1.5*105 m3 of sediment to the fan—equivalent to ~8–85 years of continuous fluvial sediment transport. Based on our surficial and sedimentological mapping, the fan has likely been forming under a periglacial climate over the last ~13,000 years from a combination of mass flow and fluvial processes. Most of the fan (~67%) was deposited fluvially, but the upper, steeper portion of the fan was deposited by coarse granular debris flows. We hypothesize that accelerated warming has increased sediment supply due to frost cracking, leading to aggradation, increased debris flow activity, and upper fan steepening.

How to cite: Palucis, M., Marshall, J., and Strauss, J.: Sediment production and transport processes in an arctic watershed undergoing climate change , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10812, https://doi.org/10.5194/egusphere-egu22-10812, 2022.

EGU22-11039 | Presentations | NH3.1

Three-dimensional numerical simulation of granular flow with a GPU-accelerated SPH model 

Can Huang, Qingquan Liu, and Xiaoliang Wang

A smoothed particle hydrodynamics (SPH) has obtained wildly application to granular flow and soil failure problems in last two decades. The computational efficiency is limited by the number of particles, which makes it difficult for SPH to be applied to large-scale examples. In this study, we develop a three-dimensional SPH model based on Drucker–Prager closure with a non-associated plastic flow rule, which is accelerated by employing the GPU technology. A typical three-dimensional granular slope case is simulated with 44 million particles for 88.5 hours. GPU acceleration technology significantly improves the computing efficiency almost 200 times than single-core CPU for large scale geotechnical problems with more than 10 million SPH particles. Multiple shear bands are observed in this simulation, which reveal the failure mechanism of granular flow.

How to cite: Huang, C., Liu, Q., and Wang, X.: Three-dimensional numerical simulation of granular flow with a GPU-accelerated SPH model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11039, https://doi.org/10.5194/egusphere-egu22-11039, 2022.

EGU22-11100 | Presentations | NH3.1

Experimental measurement of kinematic behavior of particle collisions in ambient liquid 

Jiajun Jiao, Yiyang Zhou, Yi An, and Qing-quan Liu

The collisions of a particle against other particles or walls in the ambient fluid are one of the key processes in debris flow. Understanding the kinematics of this process, especially the role of particle rotation, is of great significance. We conducted a series of experiments studying the kinematics of a free-falling sphere colliding with a flat wall in the ambient fluids. Seven water-glycerol mixtures of different viscosities and densities are used. The kinematic behavior of the sphere is measured using both MEMS and optical techniques. The relationships between the coefficient of restitution (CR), contact time, and the Stokes number (St) are obtained. We found that when the St is greater than the upper critical value (448), the coefficient of restitution is stable at around 0.63. With the decrease of St, the CR drops rapidly before it approaches 0 when St is less than the lower critical value. The rotation process leads to wider distribution of CR. These results implicit the particle-particle collision might be significantly different when the viscosity of the liquid phase in debris flow varies and the particle scale kinematics of the particle phase is not trivial.

How to cite: Jiao, J., Zhou, Y., An, Y., and Liu, Q.: Experimental measurement of kinematic behavior of particle collisions in ambient liquid, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11100, https://doi.org/10.5194/egusphere-egu22-11100, 2022.

EGU22-11123 | Presentations | NH3.1

Deflection effect in the interaction between granular flow and semi-ellipsoid obstacle array 

Wangxin Yu, Su Yang, Xiaoliang Wang, and Qing-quan Liu

Granular flow impacting structures is an important problem in the research of providing scientific basis for disaster prediction and mitigation, so it is of great significance to deepen the understanding of the interaction law. We studied the spread and deposit behaviors of fast granular flow impacting an array of semi-ellipsoid obstacles with different parameters such as the height, distribution density and deflection angle. It is found that the flow and deposit state of granular matter are controlled by the obstacle array through both dissipation and deflection effect. We quantified the deposit behavior by two dimensionless indices, one pre-existing index called runout efficiency, and a new proposed index termed as deflection efficiency. This work would provide help in designing protective obstacle arrays by exploring the relationship between regulation effect and parameters of the obstacle array.

How to cite: Yu, W., Yang, S., Wang, X., and Liu, Q.: Deflection effect in the interaction between granular flow and semi-ellipsoid obstacle array, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11123, https://doi.org/10.5194/egusphere-egu22-11123, 2022.

EGU22-11688 | Presentations | NH3.1

Numerical modelling of the potential for landslide-induced tsunamis, Mount Gamalama, Indonesia 

Saaduddin Saaduddin, Jurgen Neuberg, Mark Thomas, and Jon Hill

Mount Gamalama is a stratovolcano forming Ternate Island in Indonesia. Collapse of the volcanoes flank has the potential to generate large tsunamis, potentially mega-tsunamis. This active volcanic island has a history of tsunami generation in 1608, 1840, and 1871. However, the generation mechanism of these tsunamis is unknown. Numerical simulation was used to understand the level of instability of the volcano flanks and the travel time and velocity of of the potential landslides and ensuing tsunamis on nearby coastlines. We also determined the factors that affect the size of the tsunami generated. An open-source finite-element code, Fluidity, was used to simulate the tsunami generation and propagation. A three-material model is considered: a viscous subaerial slide material, water, and air to capture the complex physics and interaction of the landslide and water. The results show that the subaerial mass failure takes around 2 to 6 minutes to enter the sea and can generate an initial wave of heights ranging from 35 m to 110 m. A volcanic flank collapse on Mount Gamalama would therefore have serious implications for the coastal population in neighbouring islands and submarine infrastructures like underwater cables.

How to cite: Saaduddin, S., Neuberg, J., Thomas, M., and Hill, J.: Numerical modelling of the potential for landslide-induced tsunamis, Mount Gamalama, Indonesia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11688, https://doi.org/10.5194/egusphere-egu22-11688, 2022.

EGU22-12035 | Presentations | NH3.1

Modeling the run-out behavior of the July 23rd, 2015 Cancia debris-flow event using two numerical models 

Zhitian Qiao, Wei Shen, Matteo Berti, and Tonglu Li

Numerical models have become a useful tool for predicting the potential risk caused by debris flows. Although a variety of numerical models have been proposed for the runout simulation of debris flows, the differences and performances of these models are unknown. To this end, in this paper, two typical depth-averaged models have been selected to analyze the debris-flow event that occurred in the Cancia basin on July 23rd, 2015. The simulations with and without entrainment are conducted to analyze the influence of entrainment on the runout behavior of the debris flow. The simulated results are compared and discussed in detail. In the scenario without entrainment, a part of the debris mass deviates from the main path during propagation, while the debris mass propagates along the channel if entrainment is considered. This conclusion illustrates that entrainment cannot be ignored in this case. Additionally, the comparison between measured and simulated results shows that both models perform generally well in the terms of simulating the erosion-deposition distribution, but the DAN3D model will present a greater lateral spreading and a thinner depositional thickness than Shen’s model.

How to cite: Qiao, Z., Shen, W., Berti, M., and Li, T.: Modeling the run-out behavior of the July 23rd, 2015 Cancia debris-flow event using two numerical models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12035, https://doi.org/10.5194/egusphere-egu22-12035, 2022.

EGU22-12299 | Presentations | NH3.1

Modelling debris flows to enhance disaster risk management in the Zhouqu region, Gansu China 

Kristine Jarsve, Xilin Xia, Tom Dijkstra, Qiuhua Liang, Xingmin Meng, Yi Zhang, and Alessandro Novellini

The Zhouqu area of the Bailong River Basin (Z-BRB), Gansu Province, China is an area covering some 400 km2 and is characterised by a dynamic natural environment where lives, livelihoods and critical infrastructures are at risk from flooding and various mass movements in rock and soil. The Z-BRB area is characterized by a neo-tectonically active environment with high topographic relief and elevations ranging from 1200 m to more than 4000 m. Mass movements include large earthflows (several are more than 3 km in length), rock falls and debris flows, and these play a prominent role in shaping this landscape. The area is developing rapidly, going through major expansions of urban communities and infrastructure networks. To achieve long-term sustainable development, it is urgently needed to identify the spatial and temporal patterns of multiple, and often interacting geohazards. Dynamic terrains, such as in the Z-BRB area, evolve over time. The current state of the landscape is adjusting to a range of influences that can be thought of as a nested hierarchy of processes acting over different scales, both in time and space. To gain an improved insight into this state of the landscape it is important to unpack this hierarchy, identify interactions between processes and identify their magnitudes and rates of change. By combining geomorphological mapping and numerical modelling of landslides and tying it together with an understanding of the different timelines of the various processes our goal is to develop a risk management framework for the Z-BRB area. Currently the research is focused on modelling of debris flows using the numerical model HiPIMS, which couples shallow water and sediment transport equations. HiPIMS has been calibrated against a physical experiment and the 2010 Zhouqu disaster. This enhances our confidence that the model can be applied in similar catchments elsewhere in the Z-BRB. The aim of the modelling is to identify catchments at risk of debris flows, investigate how climate change, i.e.  higher precipitation and more extreme rainfall events, will affect the catchments, and how mitigation measures such as check dams will cope with an increase in magnitude and frequency of debris flows/mobility of earthflows.

How to cite: Jarsve, K., Xia, X., Dijkstra, T., Liang, Q., Meng, X., Zhang, Y., and Novellini, A.: Modelling debris flows to enhance disaster risk management in the Zhouqu region, Gansu China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12299, https://doi.org/10.5194/egusphere-egu22-12299, 2022.

Recently deglaciated terrain is highly active and subject to enhanced geomorphological change. The tropical glaciers on Cotopaxi volcano (5897 masl) in Ecuador are rapidly declining and have lost more than 50% of their surface area within the last five decades, and climate models predict a future rise of the Equilibrium Line Altitude of at least 200 m within the next 50 years (Vuille et al., 2018). The retreat of the presumably polythermal glaciers exposes unconsolidated, previously frozen pyroclastic material and moraine deposits on the steep volcano flanks. In recent years, secondary lahars unrelated to obvious trigger mechanisms occurred at Cotopaxi. As these lahars originated in proglacial areas, we aim to explore a potential connection between glacier retreat and lahar formation.

Here, we provide first insights into scarcely investigated subsurface conditions in periglacial areas of tropical glaciers. In order to gain knowledge on the presence of permafrost and ground ice, which can act as an aquiclude and potential detachment plane, we installed temperature loggers at 5-10 cm depth and performed electrical resistivity and seismic refraction surveys in the glacier forefields between 5000 and 5300 masl. The 1.5-year temperature record shows positive mean annual ground temperatures at all six logger sites. However, the temperature-calibrated electrical resistivity tomogram indicates partly frozen ground at depths of 10-20 m, where high electrical resistivities correspond to calibrated rock temperatures of -1.3 °C. We apply a 1-D thermal model to reproduce temperature changes at the surface with depth due to the retreat of cold-based glaciers. It allows to estimate the effect of the pyroclastic cover with high ice contents, which dampens thermal changes by uptake of latent heat during thawing, and can contribute to maintain ice bodies or relict permafrost lenses for years after deglaciation. In this study, we explore the relevance of degrading permafrost and ice lenses for preconditioning periglacial secondary lahars on rapidly deglaciating tropical volcanoes.

Vuille, M., Carey, M., Huggel, C., Buytaert, W., Rabatel, A., Jacobsen, D., Soruco, A., Villacis, M., Yarleque, C. and Timm, O. E. 2018. Rapid decline of snow and ice in the tropical Andes–Impacts, uncertainties and challenges ahead. Earth-Science Reviews, 176, 195-213.

How to cite: Frimberger, T. and Krautblatter, M.: Investigating subsurface conditions favouring the formation of secondary lahars in the glacier forefields of Cotopaxi volcano, Ecuador, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12737, https://doi.org/10.5194/egusphere-egu22-12737, 2022.

EGU22-729 | Presentations | NH3.4

Study on Establishing the System of Enterprises’ Participation in Flood Disaster Prevention 

Yi-Ting Li, Guei-Lin Fu, and Cheng Hsiu Tsai

Taiwan has unique geographical characteristics. Located in a subtropical monsoon region, it is plagued annually by exceptional meiyu (East Asian rainy season) in May and June, and numerous typhoons from July to October. This unique climate often brings torrential rains and combined with Taiwan’s steep topography and short rivers, frequently triggers severe floods. Moreover, Taiwan lies at the intersection between the Eurasian Plate and the Philippine Sea Plate and is among the areas with the world’s most frequent felt earthquakes. Natural hazards here can roughly be categorized into four types: earthquake, typhoon, flood, and hillside disasters; manmade disasters include: industrial disasters, residential/commercial fire, road traffic accident, and shipwreck. When disasters strike, they often cause grave impacts and tolls in human lives and properties. In recent years, there has been a rising trend in both their frequency and scale due to rapid urbanization and growing environmental vulnerability.
According to World Bank’s 2005 publication, Natural Disaster Hotspots - A Global Risk Analysis, Taiwan tops the world in the land area simultaneously exposed to three or more natural hazards (73%) and in the population under disasters’ threat (73%). Additionally, there has been an increase in potential hazards such as disease outbreaks and severe public safety accidents. Therefore, when large-scale disasters strike and the impact is beyond what the affected municipalities can or have resources to handle, the key to minimizing death and injuries as well as financial losses becomes how nearby municipalities can offer support, participate rapidly in the emergency response, integrate resources effectively, enhance response effectiveness and prevent the disaster’s spread.
The “Operational Compact for Emergency Management Mutual Aid between Municipality and County Governments” passed in 2005 has now been in effect for four years. Yet, a comprehensive review of recent years’ severe disaster experiences indicates that the chief rescue and relief responsibilities still fall on the central government; the rare implementation of the above Compact by local authorities exposes the inadequacy of the actual system. Thus, this paper examines the literature on relevant ordinances, operating models, and case studies in the American and Japanese regional mutual aid systems to emergency management, in order to offer suggestions for improvement towards a more complete regional mutual aid system, a significant upgrade on municipalities’ disaster response capabilities and effective functional integration and collaboration.

How to cite: Li, Y.-T., Fu, G.-L., and Tsai, C. H.: Study on Establishing the System of Enterprises’ Participation in Flood Disaster Prevention, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-729, https://doi.org/10.5194/egusphere-egu22-729, 2022.

In this study, zone of Gundogdu (Rize) located in the Eastern Black Sea Region were examined in terms of landslide susceptibility and its stability analyzes were conducted. The study area is the region with the highest rainfall in Turkey. Heavy rainfall plays a major role in triggering landslides in this region. In this study, the relationship between precipitation and landslide was investigated. In addition, the effect of precipitation on weathering also determined the geological characteristics of the area. First of all, 1/25.000 scale geological map of Gundogdu and its surrounding was provided, the units are listed as Melyat Formation (Middle Eocene) and alluvium (Quaternary) from older to younger. 1/500 scale cross sections were generated for nineteen different landslides happened at Gundogdu in 2010, 2015, 2018, and 2021 years. Then stability analyzes were done with these data. Angle of internal friction (φ), cohesion (c), saturated unit weight, natural unit weight, dry unit weight and submerged unit weight (ϒd, ϒn, ϒk, ϒ'), specific gravity (Gs), porosity (n), saturation degree (SR), void ratio (e) and grain size distribution were determined with laboratory tests of soil samples which were taken to determine the engineering properties of soils located in places which stability calculations would be held. Following the results of these experiments, stability analyzes were done with 4 different methods (The Zero angle of Shearing Resistance Method, Ordinary Method of Slice, Bishop Method of Slices, and Janbu Method) according to the possible sliding surfaces that were plotted from geological section of landslide. As a result of these data, this region poses a great danger specially after rainfall with the effect of weathering. For this purpose, needs to be done for the prevention of landslides have been introduced.

How to cite: Yalcin, A.: Gundogdu (Ri̇ze) landslides and its surrounding slope susceptibility, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-938, https://doi.org/10.5194/egusphere-egu22-938, 2022.

EGU22-1241 | Presentations | NH3.4

Study on the Occurrence and Development of Gullies under extreme Rainstorm Conditions 

Lijuan Yang, Chunmei Wang, Chunmei Zhang, Guowei Pang, Yongqing Long, Lei Wang, Baoyuan Liu, and Qinke Yang

 Soil erosion seriously damages land resources, which is a global environmental problem. Gully erosion is an important manifestation of soil erosion, in recent years, frequent extreme rainstorms have aggravated the occurrence and development of gully erosion. In order to study the formation and development patterns of newly formed gullies under the condition of climate change, this paper takes the Wangwugou Small Watershed of the Chabagou Watershed on the Loess Plateau in Northern Shaanxi as the research area, and takes the “7·26” extreme rainstorm in Northern Shaanxi Province in 2017 as the main research object based on UAV images, to analyze the occurrence regularity of newly formed gullies, and discuss its development characteristics, its difference with the development of existing gullies before 2017, and its relationship with topographic parameters in the following three years. The results showed that: (1) during the “7·26” extreme rainstorm in Northern Shaanxi, there were 45 newly formed gullies in the Wangwugou Small Watershed, which are about 101 gully/km2, and they could be divided into four categories: slope surface gullies, terraced field gullies, unpaved roadway gullies and bottom gullies. The slope surface gullies were the largest, and the bottom gullies and terraced field gullies were wider and larger in area. Production roads, check dam farmland and sloping farmland are most prone to the occurring of gullies under rainstorm conditions. (2) In the three years after the formation of the new gullies, the development of the new gully heads was faster than that of the original existing gullies, and 34.48% of the heads of newly formed gully was further advanced, which was 1.32 times of the original existing gullies. The average gully head retreat distance of newly formed gullies is 3 times that of the original existing gullies, which is up to 0.58 m/a, and the maximum speed could reach 2.12 m/a. (3) The increase of the drainage area could significantly promote the development of gully heads, which is an important topographic index to simulate the retreat rate of gully heads. Under extreme rainfall conditions, the soil erosion situation is highly serious in the study area, and the source of newly formed gullies could be traced more rapidly within three years after their occurrence. Therefore, special attention and enhanced management should be attached to the prevention and control of such gullies.

How to cite: Yang, L., Wang, C., Zhang, C., Pang, G., Long, Y., Wang, L., Liu, B., and Yang, Q.: Study on the Occurrence and Development of Gullies under extreme Rainstorm Conditions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1241, https://doi.org/10.5194/egusphere-egu22-1241, 2022.

Multivariate logistic regression models are the most popular in estimating landslide susceptibility by assessing various landslide causes—covariates—in mapped landslides or hindcasting landslides by including landslide triggering information such as rainfall. Although the sensitivity of these models to the variety of input data is frequently tested, the influence of data quality on the model accuracy is rarely discussed. For example, accurately representing spatial rainfall variability that triggered landslides may be essential in hindcasting models. Additionally, the properties of the mapped landslides, such as sample size, location, or time, are crucial to set a robust susceptibility model. Using an inventory that predominantly covers larger landslides would hinder a model by broadly covering the diversity of the factors leading to slope instability. Whereas smaller landslides could fail to capture sufficiently the range of values in the covariate space, likely decreasing the model performance. Another aspect is whether the number of mapped landslides is enough to estimate the susceptibility accurately or does more data means a better model. We developed several simple logistic regression models to answer all the above-listed questions relevant to assessing the model sensitivity. The model first demonstrated that global grid rainfall products could not accurately represent spatial rainfall distribution, which has a major influence on a landslide hindcast model. We have further found out that using only part of the individual landslides surprisingly may suffice to make accurate susceptibility estimates. Using smaller landslides in a susceptibility model outperforms a model that relies on larger landslides. Lastly, the model performance marginally varied after progressively adding more landslide data in a pilot study.

How to cite: Ozturk, U.: Role of baseline landslide inventory and grid rainfall precision on the sensitivity of susceptibility or hindcast models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1284, https://doi.org/10.5194/egusphere-egu22-1284, 2022.

Due to the impact of climate change, the increasing frequency of extreme rainfall events, with concentrated rainfalls, commonly cause landslide hazard in the mountain areas of Taiwan. Although the extraordinary rainfall behavior is critical for the geohazard, it is significantly affected by the factors such as topography, the route of typhoon, etc. Therefore, there are uncertainties for the predicted rainfall as well as the landslide susceptibilities.

This study employs rainfall frequency analysis together with the atmospheric general circulation model (AGCM) downscaling estimation to understand the temporal rainfall trends, distributions, and intensities in the adopted study area in Central Taiwan. The uncertainties within the rainfall prediction was investigated before applied to the landslide susceptibility analysis. The catchments in Taiwan, including Tachia River, Wu River, and Chuoshui River, were adopted as the study area. To assess the hazard of the landslides, logistic regression methods and supporting vector machines method were applied, in which the control factors were analyzed and discussed. The results of predictive analysis with the consideration of uncertainties can be applied for risk prevention and management in the study area.

How to cite: Shou, K.-J.: Impact of Climate Change on Landslide Susceptibility – for the Case in Taiwan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2299, https://doi.org/10.5194/egusphere-egu22-2299, 2022.

EGU22-2507 | Presentations | NH3.4

Impact of multi-temporal landslide inventories on landslide hazard assessment: a case study in the province of Belluno (Veneto Region, NE Italy) 

Silvia Puliero, Sansar Raj Meena, Filippo Catani, and Mario Floris

Frequent and extreme meteorological events can lead to an increase in landslide hazard. A multi-temporal inventory plays an essential role in monitoring slope processes over time and forecasting future evolution. In recent years, the province of Belluno (Veneto Region, NE Italy) was affected by two relevant and intense meteorological phenomena that occurred on October 27-30, 2018 (i.e. windstorm Vaia) and on December 4-6, 2020. Both events were characterized by heavy rainfall of up to 600 mm in 72 hours, triggering widespread landslides throughout the area. The analyses conducted on some local rain gauges in the sectors most affected by each storm show very high return periods (over 100 years) for both events, even though they occurred in a two-year time frame. This study aims to evaluate whether these strong meteorological phenomena are characterized by an increase in their frequency in the province of Belluno and to see what influence they have on slope instabilities, which are important for assessing landslide risk. The rainfall data available since 1950 have been investigated through statistical analysis to achieve these goals. The spatial and temporal evolution of slope instabilities has been examined through remote sensing techniques to compare landslides triggered in 2018 and 2020 with past instability phenomena in the same area. The results show the importance of multi-temporal databases for landslide hazard assessment after extreme meteorological events at the regional scale.

How to cite: Puliero, S., Meena, S. R., Catani, F., and Floris, M.: Impact of multi-temporal landslide inventories on landslide hazard assessment: a case study in the province of Belluno (Veneto Region, NE Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2507, https://doi.org/10.5194/egusphere-egu22-2507, 2022.

EGU22-2681 | Presentations | NH3.4

A decrease in rockfall probability associated with changing meteorological conditions in Germany 

Katrin M. Nissen, Uwe Ulbrich, and Bodo Damm

In this study we assess the influence of changes in the relevant meteorological conditions on the probability for rockfall in German low mountain regions. The study is based on data from a rockfall data base for Germany (Rupp and Damm, 2020) and a data set supplied by the Deutsche Bahn (German railway company) covering the periods 1838-2018 and 2015-2020, respectively. 

In a first approach, a logistic regression model for the probability of rockfall at a given location developed by Nissen et al. 2021 was applied to gridded meteorological station observations (RADOLAN and EOBS) ranging from the year 1950 to 2019. The logistic regression model quantifies the influence of daily precipitation, a proxy for pore water and freeze-thaw cycles on rockfall probability. A probability forecast was made for each day and location. The day-to-day variability in rockfall probability at the individual sites is high. Thus, the sign of the trends is site specific, but the majority of sites is showing a negative trend over the 70-year period investigated. The significance of the trends at most sites is below the 95% level. Sites at which the trend is statistically significant almost all show a negative trend, down to -4% per decade in terms of the annual number of days with a higher than climatological hazard. The mean probability decreased by as much as -2.3% per decade. 

The second approach is based on large-scale weather patterns. An analysis identified 3 weather pattern that occur on average at 9% of all days but include  19% of the days on which a rockfall event occurred. The trend in the number of these patterns was determined for the last 40 years. It suggests a decrease by -2.2% per decade and is not statistically significant. 

How to cite: Nissen, K. M., Ulbrich, U., and Damm, B.: A decrease in rockfall probability associated with changing meteorological conditions in Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2681, https://doi.org/10.5194/egusphere-egu22-2681, 2022.

EGU22-4314 | Presentations | NH3.4

Landslide events in Portugal under future climate change scenarios 

Joana Araújo, Alexandre M. Ramos, Pedro M.M. Soares, Raquel Melo, Sérgio C. Oliveira, and Ricardo M. Trigo

It is expected that landslide events will occur more frequently, throughout the century, as a direct consequence of climate change. The main triggering factor, over Portugal mainland, is extreme precipitation. Thus, the aim of this study relied on the assessment of the projected future changes in the extreme precipitation over Portugal mainland and quantifying the correlation between extreme rainfall events and landslide events through Rainfall Triggering Thresholds (RTT). This methodology was applied for two specific locations within two Portuguese areas of great geomorphological interest.

To evaluate the possible projected changes in the extreme precipitation, we used the Iberia02 dataset and the EURO-CORDEX models’ runs at a 0.11º spatial resolution. First, it was analyzed the models’ performance to simulate extreme values in the precipitation series. The simulated precipitation relied on RCM-GCM models’ runs, from EURO-CORDEX, and a Multimodel ensemble mean. The extreme precipitation assessment relied on the values associated to the highest percentiles, and to the values associated to the RTTs’ percentiles. To evaluate the possible future changes of the precipitation series, both at the most representative percentiles and RTTs’ percentiles, a comparison was made between the simulated values from EURO-CORDEX historical runs (1971-2000) and the simulated values from EURO-CORDEX future runs (2071-2100), considering two emission scenarios: RCP 4.5 and RCP 8.5. In the models’ performance, the Multimodel ensemble mean appeared to be within the best representing models. As for the projected changes in the extreme precipitation for the end of the century, when following the RCP 4.5 scenario, most models projected an increase in the extreme values, whereas, when following the RCP 8.5 scenario, most models projected a decrease in the extreme values.  

 

Acknowledgements

This work was financed by national funds through FCT–Portuguese Foundation for Science and Technology, I.P., under the framework of the project BeSafeSlide (PTDC/GES-AMB/30052/2017)

How to cite: Araújo, J., Ramos, A. M., Soares, P. M. M., Melo, R., Oliveira, S. C., and Trigo, R. M.: Landslide events in Portugal under future climate change scenarios, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4314, https://doi.org/10.5194/egusphere-egu22-4314, 2022.

EGU22-5098 | Presentations | NH3.4

Forecasting and mitigating natural hazards with remote and in-situ monitoring 

Rachael Lau, Carolina Segui, Al Handwerger, Nate Chaney, and Manolis Veveakis

Fast disasters happen slowly. Two of the most notorious “rapid-onset” disasters – earthquakes and landslides – have a common dependency on a single determining parameter known as the Gruntfest number. Deep-seated landslides, seemingly rapid-onset to the naked eye, have historically been monitored with in-situ monitors and borehole sampling to understand conditions within the shear band. These in-situ monitoring techniques, however, are high-cost and labor-intensive. As satellite data and resources expand, remote sensing has become a more cost-effective and realistic option for monitoring gradual ground deformation caused by the creep of a deep-seated landslide. Differential interferometric synthetic aperture radar (InSAR), specifically, can be used to measure displacements on the Earth’s surface with precision to a few centimeters or less. Here we use InSAR and pre-existing borehole data for the Canillo landslide in Andorra to characterize the evolution of temperature and thereby the Gruntfest number from August 2018-December 2021. Our results reinforce the characteristic models for deep-seated landslides in Segui et. al (2020), suggesting that there exists a critical Gruntfest value where the landslide is catastrophically unstable. Given the anticipated increase in extreme climate with climate change, we expect it to become more frequent for landslides to reach this critical Gruntfest value, therefore necessitating a more robust analysis of the evolution of the Gruntfest number and the overall destabilization process for future work.

How to cite: Lau, R., Segui, C., Handwerger, A., Chaney, N., and Veveakis, M.: Forecasting and mitigating natural hazards with remote and in-situ monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5098, https://doi.org/10.5194/egusphere-egu22-5098, 2022.

EGU22-7282 | Presentations | NH3.4

Thermo-rock: influence of temperature on rock slope properties 

Ondřej Racek and Jan Blahůt

Thermo-rock: influence of temperature on rock slope properties

Rock slope stability is closely linked with the mechanical properties of the rock slope mass. These properties are influenced by numerous factors including meteorological, thermal and hydrogeological. Even short-term temperature cycles caused by direct sunlight, together with water saturation cycles can change mechanical properties of rock slope surficial zone. To partially quantify these influences, we have carried out short-term experiments at a former quarry test site. Geotechnical instrumentation of partial blocks with crack meters, surface and microcracks deformation monitoring using strain gauges, geophysical ERT monitoring, subsurface temperature and humidity monitoring, and  IR camera surface temperature sensing were used during 24-hour monitoring campaigns. Additionally, surface hardness was repeatedly measured using Schmidthammer. Before and after monitoring campaigns, rock mass samples from different depths were collected, to perform basic geomechanical tests. Using these complex data, the influence of short-term temperature changes on the rock slope surficial layer properties were estimated.

How to cite: Racek, O. and Blahůt, J.: Thermo-rock: influence of temperature on rock slope properties, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7282, https://doi.org/10.5194/egusphere-egu22-7282, 2022.

EGU22-7465 | Presentations | NH3.4

A severe landslide event in the Alpine foreland under possible future climate and land-use changes 

Douglas Maraun, Raphael Knevels, Aditya N. Mishra, Heimo Truhetz, Emanuele Bevacqua, Herwig Proske, Giuseppe Zappa, Alexander Brenning, Helene Petschko, Armin Schaffer, Philip Leopold, and Bryony L. Puxley

Landslides are a major natural hazard, but uncertainties about their occurrence in a warmer climate are substantial. The relative role of rainfall, soil moisture, and land-use changes and the importance of climate change mitigation are not well understood.  Here, we develop and apply a storyline approach to address these issues, considering a severe event from June 2009 in Austria with some 3000 landslides as showcase. The approach leverages on convection permitting simulations that realistically represent the meteorological event while sampling uncertainties.  Depending on the changes of rainfall and soil moisture, the area affected during a 2009-type event could grow by 45% at 4 K global warming, although a slight reduction is also possible. Such growth could be reduced to less than 10% by limiting global warming according to the Paris agreement. Anticipated land-use changes towards a climate resilient forest would fully compensate for such a limited increase in hazard.

How to cite: Maraun, D., Knevels, R., Mishra, A. N., Truhetz, H., Bevacqua, E., Proske, H., Zappa, G., Brenning, A., Petschko, H., Schaffer, A., Leopold, P., and Puxley, B. L.: A severe landslide event in the Alpine foreland under possible future climate and land-use changes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7465, https://doi.org/10.5194/egusphere-egu22-7465, 2022.

EGU22-7549 | Presentations | NH3.4

Thermal pressurization effect on landslide motion. Analysis with material point method. 

Núria Pinyol, Mauricio Alvarado, and Luis Lemus

Landslide motion can be affected by the thermal effects resulting from the dissipation in heat of the frictional work generated in shearing bands. This problem was initially addressed for simple landslide geometries which have to be defined a priori. In this context, these analyses assume the motion of a rigid block and the thermal-hydro-mechanical phenomena were solved at basal shearing bands and their vicinity.

Later on, in order to generalize the analysis and to face more complex geometries and features, governing equations were implemented in the material point framework. This numerical method (MPM) is able to model large strains and displacements thanks to the double discretization of the domain by means of a Eulerian computational mesh and Lagrangian material points. A new approach was proposed to deal with the pathological dependence of the frictional work generation and the computational mesh element size. The methodology consists in the definition of computational embedded joints whose thickness is defined as a material parameter. 

The presentation will show the formulation of the thermal pressurization phenomena in MPM. First, the methodology will be evaluated under triaxial conditions and simple landslide geometries using different mesh sizes.

Real cases are later analyzed and modelled in MPM. The first case refers to an incipient landslide induced by a drawdown. The potential risk of acceleration induced by thermal pressurization is analyzed. The non-accelerated behavior observed in the field is explained combining the frictional heating induced weakening with non-linear velocity dependent frictional hardening. The results show that increments of a few degrees of the frictional angle with slide velocity can counteract the heating induced acceleration. 

The second case discussed is a coseismic landslide whose acceleration and large run-out cannot be justified by means of simple strength law unless imposing an extremely and probably unrealistic strain softening.

How to cite: Pinyol, N., Alvarado, M., and Lemus, L.: Thermal pressurization effect on landslide motion. Analysis with material point method., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7549, https://doi.org/10.5194/egusphere-egu22-7549, 2022.

EGU22-8176 | Presentations | NH3.4

Permathawing permafrost 

Unnur Blær A. Bartsch, Guðrún Gísladóttir, and Harpa Grímsdóttir

Permafrost is perennially frozen ground occurring in about 24% of the exposed land surface in the northern hemisphere. The soil categorized as permafrost is named cryosol (or gelisol). Cryosol is widely spread in the Arctic, where it is continuous in the polar regions while in the sub-arctic it is discontinuous or sporadic. Iceland is located on the edge of the Arctic, and therefore permafrost can be found in many regions of the island. In addition, the frost effect is great, due to the unique climate and weather conditions and the high sensitivity of the Icelandic soil (volcanic soil – andosol). Although the distribution of permafrost is widespread it is in many respects dependent on the weather. As the climate warms, as it does now, the permafrost retreats rapidly, causing major changes in the earth’s surface. These changes can be accompanied by various dangers. In Iceland the retreat of permafrost in high mountains has led the top slopes to become unstable, leading to increased risk of landslides and similar hazards. In this project, permafrost in Iceland will be examined, more specifically the areas where permafrost is considered to be thawing and the dangers that accompany that thawing. The research area is by Strandartindur mountain in Seyðisfjörður. On the slope of Strandartindur is a rock glacier, which is in motion, but it is believed that permafrost is hidden in the ground beneath. The area is a well-known landslide area, where the source of landslides high up in Strandartindur is thick sediments that are partly considered permafrost or rock glaciers. Rock glaciers and thawing of permafrost in the vicinity and/or in the glacier threaten settlements in the area, due to landslides. This will be a threefold multidisciplinary project where aspects of natural hazards and society will be tied together; (i) data from soil thermometers and InSAR data will be examined, (ii) discussed and examined how permafrost can be included in monitoring, (iii) and how information on the dangers associated with permafrost can be disseminated to residents and the general public. The project will be useful for monitoring the hazard area at Strandartindur, while also for monitoring comparable areas in the country. It is hoped that the product of this project will be a monitoring research proposal. The result will show how best to measure permafrost, how best to monitor its thawing and how best to provide information to residents and the general public.

How to cite: A. Bartsch, U. B., Gísladóttir, G., and Grímsdóttir, H.: Permathawing permafrost, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8176, https://doi.org/10.5194/egusphere-egu22-8176, 2022.

EGU22-8247 | Presentations | NH3.4

Experimental analysis of seasonal processes in shallow landslide in a snowy region through downscaled and in situ observation 

Laura Longoni, Lorenzo Panzeri, Michele Mondani, and Monica Papini

The frequency and intensity of heavy precipitation events increased since the mid-20th century and, considering the climate crisis, it is important also to analyze the effects of processes and events that lead to faster snow mantle melting cycles in mountain areas.

Shallow landslides are induced by extreme hydrological events such as the occurrence of short and intense rainfall or by events of medium intensity but prolonged over time. Such slips involve generally reduced portions of land both in area and in thickness, however, they are dangerous due to the absence of warning signals and the lack of knowledge regarding their possible evolution.

This work deals with the experimental study of these landslides through the laboratory simulations on a small-scale slope, reproduced at the LIMAG Lab - Laboratory of mountain hydraulics and applied geology of the Lecco Campus and in situ seasonal processes observation at a mountain closed basin nearby Champoluc village in Aosta Valley region.

The central objective is to study the evolution of shallow landslides in reduced scale caused by external factor as snowmelt and rainfall and to compare the observations done in laboratory with the ones in situ. In order to investigate the behaviour of shallow landslides in these critical conditions, a series of sensors have been installed on the simulator. This technology includes three modified pressure transmitters for the pore water pressure evaluation which have been accompanied by other support instrumentation consisting of GoPro’s cameras, TDR (Time Domain Reflectometry) and georesistivimeter; all of them provide a cross check of phenomena processes.

Throughout the downscaled simulations with snow cover it was possible to observe several processes. The direct interaction between snow and ground does not favor the infiltration of a large amount of water. The protective role of snow lies in keeping the first film of soil at 0 degrees and loading the soil by decreasing its infiltrative capacity; this no longer occurs when the water melted by the snow flows downstream and begins to infiltrate into uncovered and warmer soils. Without thermal or overload barriers, the water pours into the ground. Therefore, a potential susceptible area can be the subject of different filtering and infiltrative contributions from upstream, saturating quickly and collapsing.

These laboratory experiments are the starting point for the in-situ analyses and provide a comparison with the observations made by means of ad hoc instrumentation set up at the Champoluc station. Highly detailed information is obtained concerning the density and thickness of the snowpack during seasonal processes. These contribute to defining the hydrogeological processes within the terrain, already studied in the laboratory, and to establishing the water balance.

How to cite: Longoni, L., Panzeri, L., Mondani, M., and Papini, M.: Experimental analysis of seasonal processes in shallow landslide in a snowy region through downscaled and in situ observation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8247, https://doi.org/10.5194/egusphere-egu22-8247, 2022.

EGU22-8302 | Presentations | NH3.4

The potential impact of predicted climatic change on future slope stability in Ireland 

Niamh Cullen and Mary Bourke

Globally landslides are triggered by a myriad of singular and complex causes however the response of the Irish landscape to predicted climate changes are unknown. Some limited data suggest that there may be an increasing trend observed in the frequency of landslides in Ireland, clustered around specific high magnitude rainfall events. Whether this trend is associated with a changing climate trend is unclear. None of the several peer reviewed compendiums that include regional landslide studies and climate have a dedicated contribution on Irelands landscape. We provide a summary of the climate of Ireland from Holocene to future modelled predictions. We present a qualitative assessment of the role of Irish climate and climate change on landslides by identifying specific climate aspects which are important for slope instabilities including precipitation receipts, intensity and variability; the tracks of storms and other rain bearing weather systems and temperature changes. We examine published case studies and an inventory of known landscape response to past weather to consider, qualitatively, the likely response of landslides to predicted future climate trends. We also present rainfall data for three recent landslides events in Ireland and identify areas that require further landslide research. Our review finds that climatic factors which are predicted for Ireland, are cited in the published literature as contributors to slope failures in the Irish landscape. Analysis of rainfall data for the three recent slope failures further support this. Our review suggests that Ireland may see an increase in the frequency of landslide occurrence in the future. Although the data suggests that the majority of failures occur in peat, we highlight a paucity of data for coastal slope failures.  

How to cite: Cullen, N. and Bourke, M.: The potential impact of predicted climatic change on future slope stability in Ireland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8302, https://doi.org/10.5194/egusphere-egu22-8302, 2022.

EGU22-8407 | Presentations | NH3.4

Effect of temperature on post-earthquake landsliding near the epicentre of the 2008 Wenchuan earthquake 

Marco Loche, Gianvito Scaringi, Ali P. Yunus, Filippo Catani, Hakan Tanyaş, William Frodella, Xuanmei Fan, and Luigi Lombardo

Geostatistical models of landslide susceptibility do not usually account for thermal data, although these data are widely available, and experiments demonstrate that temperature does influence the mechanical and hydraulic behaviours of soils and rocks via a variety of thermo-hydro-mechanically coupled processes.

We took the epicentral region of the 2008 Wenchuan earthquake in China as our study area, for which a rich multi-temporal inventory of landslides is available. We built a landslide susceptibility model using a generalised additive model with a slope-unit partitioning of the area (~500 km2, comprising 42 sub-catchments), and a minimal set of covariates, including the map of peak ground acceleration of the mainshock and Landsat 7 land surface temperature (LST) data retrieved from Google Earth Engine.

We demonstrated that the LST relates to the decay of post-earthquake landslide activity, and in particular that warmer slopes seems to be comparatively more affected by prolonged landsliding. We also verified that LST data provided different insight from that offered by the normalised difference vegetation index (NDVI), by running our model with NDVI maps instead of LST maps. The two input maps showed little collinearity, and the variable effects of the NDVI in the model output showed less complexity compared to those of the LST. This hints at the presence of thermo-mechanical effects in slopes in addition to the known hydrological effects, the latter being associated with changes in evapotranspiration and thus in principle capturable by the NDVI.

Even though studies in other regions, seismic and non-seismic, are necessary, we suggest that thermal data should be used in landslide susceptibility modelling more systematically because they could potentially improve the model results and suggest physically-based relationships influencing slope stability.

How to cite: Loche, M., Scaringi, G., Yunus, A. P., Catani, F., Tanyaş, H., Frodella, W., Fan, X., and Lombardo, L.: Effect of temperature on post-earthquake landsliding near the epicentre of the 2008 Wenchuan earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8407, https://doi.org/10.5194/egusphere-egu22-8407, 2022.

EGU22-8429 | Presentations | NH3.4

Effects of temperature and shearing rate on the residual shear strength of two pure clays 

Gianvito Scaringi and Marco Loche

The residual shear strength is the sole available strength in regular shear zones of landslides after large displacements. While it does not depend on the stress history, it has been shown to depend on the rate of shearing. Various mechanisms have been proposed to explain the shear-rate strengthening and weakening observed, in particular, in soils containing clay minerals. Frictional heating has been shown to be involved in shear weakening under very large shearing rates. However, changes in temperature (imposed as boundary conditions and propagating into the shear zone) also can affect the residual shear strength, even in drained condition, but evidence in the literature is scarce.

Here, we show results of temperature-controlled ring-shear tests on two pure clays (a commercial bentonite, very active, and a commercial kaolin, inactive), conducted under a wide range of shear displacement rates (0.02–45 mm/min) and normal stresses (50–150 kPa) typical of slow to rapid landslides. After attaining the residual shear strength under the chosen stress and displacement-rate conditions at room temperature (20 °C), we increased the temperature of the cell up to 55 °C and kept it constant over a sufficient shearing distance before gradually decreasing it back to the initial value.

We observed a clear effect of temperature on the residual shear strength of the active clay. We evaluated, in particular, a shear strengthening under slow shearing (up to +1.5 %/°C) which turned into a shear weakening under fast shearing (-0.5 %/°C) under any normal stress. We evaluated that the transition between the two behaviours occurred at a shear displacement rate of 0.1–1 mm/min, which is consistent with the range for the onset of shear rate-dependent behaviours. The effect produced by the increase in temperature was shown to be reversible, although in some cases we noticed a net decrease in strength that could be attributed to an improved alignment of the clay platelets resulting from the thermal cycle. Notably, little thermal effects were seen for the inactive clay, suggesting that such effects should originate from changes in physico-chemical forces of interaction at the microstructural level, which are indeed especially relevant in active clays.

Changes in residual shear strength with temperature could be related to changes in landslide activity (particularly for creeping landslides in clay soils) in terms of seasonal/progressive acceleration or deceleration driven by external hydro-meteorological forcing. Furthermore, these changes could also control the potential for runaway motion if a transition from a strengthening to a weakening behaviour occurs. 

How to cite: Scaringi, G. and Loche, M.: Effects of temperature and shearing rate on the residual shear strength of two pure clays, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8429, https://doi.org/10.5194/egusphere-egu22-8429, 2022.

EGU22-9678 | Presentations | NH3.4

Multi-site rock slope thermal monitoring: Initial results 

Ondřej Racek, Jan Blahůt, and Filip Hartvich

This presentation is dedicated to a short description of a combined rock slope thermal monitoring system. The newly designed system is affordable and modular, which predisposes it to installation at multiple sites. This system is being used to monitor four different rock slopes in Czechia for a period of up to 3 years. Slopes differ by lithology, structural setting aspect and modes of instability. The monitoring system consists of a climate station, rock mass surface zone thermal monitoring and unstable blocks crackmeter monitoring. Since 2018 we have instrumented 11 blocks, which differ in terms of shape, volume and mode of destabilization. Analyses of crackmeter, thermal and climatic time-series showed influences of weather and temperature cycles on the crackmeter aperture. Consequently, short-term (diurnal) and medium-term (annual) temperature cycles on the rock slope surficial zone were described. Data show high variability linked to the partial blocks geometry and rock slope properties.

How to cite: Racek, O., Blahůt, J., and Hartvich, F.: Multi-site rock slope thermal monitoring: Initial results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9678, https://doi.org/10.5194/egusphere-egu22-9678, 2022.

EGU22-10442 | Presentations | NH3.4

Temperature effect on the residual shear strength. 

Luis M. García, Edwin A. Soncco, Núria M. Pinyol, and Antonio Lloret

The available strength on slip surfaces in landslide after a significant displacement and at motion is the residual strength. The residual strength depends on the soil properties including both solid skeleton (mineralogy, particle shape and size, index properties) and pore fluid (chemical and rheological properties). The available strength also depends, as extensively reported in the literature, on several factors that may not remain constant in time and affect the landslide stability and dynamics: applied stress, accumulated displacement and shear strain rate. With a less extensive literature related to, the effect of temperature on the residual strength have been also observed.

This work reports on the results of a large number of ring shear tests under controlled rate and temperature performed on different types of soils. The results are interpreted in terms of the influence of mineralogy, clay content and plasticity on temperature effects on residual strength.

How to cite: García, L. M., Soncco, E. A., Pinyol, N. M., and Lloret, A.: Temperature effect on the residual shear strength., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10442, https://doi.org/10.5194/egusphere-egu22-10442, 2022.

EGU22-11120 | Presentations | NH3.4

Snow melt triggering of shallow landslides under climate change. The case study of Tartano valley, Italian Alps. 

Davide Danilo Chiarelli, Giovanni Martino Bombelli, Daniele Bocchiola, Renzo Rosso, and Maria Cristina Rulli

Shallow landslides (SLs) imply downhill movements of soil, rocks, debris. These typically occur on steep terrains, in mountainous, and hilly areas, representing a major risk for people and infrastructures. Properly mapping of shallow landslides in space and time is fundamental for prediction, forecast, and setting up of countermeasures. However, modelling of shallow landslides is complex, given (very) local nature of the phenomenon. Recently investigation started about the role of snow melt in triggering shallow landslides, displaying increasing evidence of catastrophic events at thaw. Little was done hitherto in modelling snow melt triggered SLs, especially in terms of physically based modeling. Under the umbrella of the recent project MHYCONOS, funded by Fondazione CARIPLO of Italy, we developed a robust, and parameter-wise parsimonious model, able to mimic triggering of SLs accounting for the combined effect of precipitation duration and intensity, and snowmelt at thaw. In our model, when temperature is below 0 °C, precipitation is stored as snowpack on the soil surface, and released later in thaw season. Storage of melting water during springtime increases soil moisture, so creating potential for SLs. The model is demonstratively applied to the Tartano river valley, in the Alps of Lombardia region of Italy. In this region mass movements and flash-floods in the wake of intense storms are common. Currently from our model about 26% of the Tartano valley displays (permanent) unstable conditions, more than 40% of it influenced by soil moisture changes. Conversely, by applying a traditional rainfall-based analysis, only 19% of the basin is predicted as potentially unstable, mainly in fall, when intense rainfall occurs. When including snowmelt as a cause of SLS triggering, one finds anticipation of the (modeled) peak of instability to springtime, during April and May. Forcing the model under 6 different climate change scenarios of IPCC at 2050, and 2100, an increase is expected in temperature (i.e. with rapider snow melt), and extreme precipitation events, further aggravating SLs hazard. Mapping zones prone to instability in space and time under present conditions, and future scenarios, will help to prevent casualties, and damages in the short-term, while providing base for structural mitigation measures in the long term, during periods of potential instability, even at low to medium rainfall rates.

How to cite: Chiarelli, D. D., Bombelli, G. M., Bocchiola, D., Rosso, R., and Rulli, M. C.: Snow melt triggering of shallow landslides under climate change. The case study of Tartano valley, Italian Alps., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11120, https://doi.org/10.5194/egusphere-egu22-11120, 2022.

EGU22-12658 | Presentations | NH3.4

Development of AI Algorithms for landslides prediction (Emilia-Romagna Region, Italy) 

Nicola Dal Seno and Matteo Berti

Landslide risk is one of the most relevant hazard that affects the Emilia-Romagna Region. Almost 80,000 landslides were mapped in the mountainous part, and the percentage of land covered by landslides exceeds in some areas 25%. Although most of the regional landslides are relatively slow, the economic impact is critical: in 2019, 1 million euros was allocated for urgent safety interventions, and it is estimated that at least another 80 would be needed to complete the plan. These numbers place the Emilia-Romagna Region among the areas with the highest landslide risk in the world. The geological characteristics of the Region, combined with the growing exploitation of the territory and the climatic changes underway, are making this problem more and more dramatic. It is now clear that emergency responses are no longer sufficient and that they must be accompanied by prevention actions devoted to mitigate the risk. 

The main objective of this work is to develop Artificial Intelligence models for the prediction of landslides in the Emilia-Romagna Region. The idea is to exploit the data collected by the University of Bologna in the last 15 years, as part of the research activities carried out in collaboration with the Regional Agency for Civil Protection and the Geological Survey of the Emilia-Romagna Region.

Available data consist of time series of rainfall, soil moisture, snow cover and displacement of some active landslides that have occurred in the region in recent years. The displacement data comes from permanent GPS stations, wire strain gauges, and robotic total stations installed in several landslides for emergency purposes. These data show clear relationships between precipitation and rate of movement. However, such relationships are difficult to reproduce using physically-based approaches.

The proposed machine learning approach was applied to the Emilia-Romagna Region of Italy taking advantage of the historical landslide archive, which includes more than 2210 rainfall events  that triggered 2363 landslide, and of the genetic classification algorithm TPOT (Tree-based Pipeline Optimization Tool) with more than 1million combinations of hyperparameters. The results show that landsliding in the study area is strongly related to rainfall event parameters (Precipitation during the event, The day of the event and in which location happened) while antecedent rainfall seems to be less important (Precipitation 30 and 60 days before the rainfall event). The distribution of landslides in the rainfall precipitation - day of the year chart shows that after the dry summer season a rain event of at least 90-100 mm is necessary to trigger a landslide. However, this number decreases as the day of the year increases, and then arrives in spring where many landslides are shown have been triggered with modest rain events (15-30 mm). The algorithm also provided an F1 test result score of 0.825, which means that it can predict a true positive (rainfall event triggers landslide) with a 70% of precision and with 95.5% about true negative (rainfall event do not triggers landslide).

How to cite: Dal Seno, N. and Berti, M.: Development of AI Algorithms for landslides prediction (Emilia-Romagna Region, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12658, https://doi.org/10.5194/egusphere-egu22-12658, 2022.

EGU22-13375 | Presentations | NH3.4

Thermo-hydro-mechanical modeling of clayey geological medium: Theoretical framework and numerical study 

Saeed Tourchi, Antonio Gens, Jean Vaunat, and Gianvito Scaringi

In recent years, interest in argillaceous rocks has increased because they are being considered as potential host geological media for underground repositories of high-level radioactive waste (HLW). The host rock around the repository cells, containing the exothermic waste canisters, will be submitted to various coupled mechanical, hydraulic, and thermal phenomena. For a proper understanding and appropriate modelling of the excavation damaged zone around repository cells at elevated temperatures, the combined effects of those phenomena should be considered in an advanced constitutive model. The thermo-hydro-mechanical (THM) model presented herein is dedicated to non-isothermal unsaturated porous media. The model is developed within the framework of elastoplasticity, which includes features that are relevant for the satisfactory prediction of THM behaviour in argillaceous rocks: anisotropy of strength and stiffness, behaviour nonlinearity and occurrence of plastic strains prior to peak strength, significant softening after peak, time-dependent creep deformations, permeability increase due to damage, and shrinking of the elastic domain and the degradation of stiffness and strength parameters with temperature.

The model was applied to the numerical simulation of a full-scale in situ heating test conducted on Callovo-Oxfordian (COx) claystone, in the Meuse / Haute-Marne Underground Research Laboratory, simulating a heat-emitting, high-level radioactive waste disposal concept. The interpretation of the test was assisted by the performance of a numerical analysis based on a coupled formulation incorporating the relevant THM phenomena. Initial and boundary conditions for analysis, as well as material parameters, were determined from a comprehensive field and laboratory experimental programme. Thermal, hydraulic, and mechanical observations in COx claystone were discussed. The numerical analysis was able to accurately reproduce the behaviour of the experiment.

The performance and analysis of the in situ test have significantly enhanced the understanding of a complex THM problem, and have proved the ability of the theoretical formulation to provide adequate modelling capacities.

How to cite: Tourchi, S., Gens, A., Vaunat, J., and Scaringi, G.: Thermo-hydro-mechanical modeling of clayey geological medium: Theoretical framework and numerical study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13375, https://doi.org/10.5194/egusphere-egu22-13375, 2022.

The study is aimed at verifying the reliability of the ERA5 reanalysis in reproducing histories of soil water fluxes exchanges (in terms of precipitation and evapotranspiration) leading to landslide events that actually occurred in Campania Region (Southern Italy). In the specific, the investigation deals with landslide events affecting pyroclastic covers result of repeated eruptions of Vesuvius and Campi Flegrei over the course of millennia. Indeed, for many events occurred in the last years, it is hard to retrieve continuous and reliable atmospheric data provided by weather stations in the vicinity of the affected slopes. Under such constraints, it could be difficult to identify the weather patterns triggering the events and then how they could vary in a climate change perspective. To deal with these issues, the fifth generation of atmospheric reanalysis made available by European Centre for Medium-Range Weather Forecasts (ECMWF) can represent a valuable support. ERA5 and its downscaling ERA5land return hourly data with an horizontal resolution of respectively 31km and 9 km over the entire globe. The data are available since Fifties and they are continuously updated with a delay of only 5 days for ERA5 and few months for ERA5land. Well-documented test cases over Campania Region for which long datasets of atmospheric data and details about the landslide events are available, are exploited to assess the capabilities of ERA5 reanalysis in reproducing antecedent and triggering soil water fluxes exchanges histories. Then, strengths and potential gaps are identified and thoroughly explained to permit a reliable adoption of the datasets.

How to cite: Rianna, G. and Reder, A.: Interpreting recent landslide events in Campania Region (Southern Italy) by using innovative approaches, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13399, https://doi.org/10.5194/egusphere-egu22-13399, 2022.

EGU22-13409 | Presentations | NH3.4

Climate-driven deterioration of long-life, long-linear geotechnical infrastructure 

Helen Brooks, Ross Stirling, Anthony Blake, Jessica Holmes, Zelong Yu, Arnaud Watlet, James Whiteley, Kevin Briggs, Alister Smith, Paul Hughes, Joe Smethurst, Jonathan Chambers, and Neil Dixon

Long-life, long linear geotechnical assets such as road, rail and flood embankments provide vital transport and flood defence infrastructure. Slope failures can close transport networks and cause delays, or can reduce the protection provided against flood hazards. This creates huge economic cost and can cause a risk to life for those using affected transport networks or resident on the floodplain. Where emergency repair is needed, the estimated cost of this is 10 times that of scheduled maintenance making effective asset management an industry priority (Glendinning et al., 2009).

However, projected climatic changes pose a threat to the stability of these assets. The most recent IPCC report highlighted projected future changes to temperatures and rainfall. These climatic changes alter the natural cycles of wetting and drying experienced by assets, which results in deterioration of asset performance. Deterioration can occur due to a variety of processes, including crack formation and propagation, downslope plastic strain accumulation and geochemical or mineralogical changes. These ultimately influence the strength, stiffness, permeability and water retention of the soil, which can often mean the construction standard of the asset is not maintained (Stirling et al., 2021).

The ACHILLES project aims to improve understanding of how these processes occur and how they may be affected by projected climatic change. Here, we introduce three large-scale field monitoring sites, including a purpose-built trial embankment, flood embankment and highway cutting. These assets are heavily instrumented to measure soil deformation, soil hydrology and local weather conditions, amongst others. Data from these sites are analysed to further understand deterioration processes and inform future design, construction, monitoring and management of these earthworks. We will discuss key insights from this project, including implications for stakeholders.

References:

Glendinning S, Hall J, Manning L (2009) Asset-management strategies for infrastructure embankments. Proc Inst Civ Eng Eng Sustain 162:111–120

Stirling RA, Toll DG, Glendinning S, Helm PR, Yildiz A, Hughes PN, Asquith JD. Weather-driven deterioration processes affecting the performance of embankment slopes. Géotechnique 2021, 71(11), 957-969.

How to cite: Brooks, H., Stirling, R., Blake, A., Holmes, J., Yu, Z., Watlet, A., Whiteley, J., Briggs, K., Smith, A., Hughes, P., Smethurst, J., Chambers, J., and Dixon, N.: Climate-driven deterioration of long-life, long-linear geotechnical infrastructure, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13409, https://doi.org/10.5194/egusphere-egu22-13409, 2022.

EGU22-748 | Presentations | NH3.5

Insights on factors controlling rockslope failure from pre-event cracking 

Sophie Lagarde, Michael  Dietze, Conny Hammer, Martin Zeckra, Anne Voigtländer, Luc Illien, Anne Schöpa, Jacob Hirschberg, Niels Hovius, and Jens M. Turowski

In order to reduce the societal impact of mass-wasting events, we need observations to investigate the factors that control slope failure, such as the state of crack propagation along a failure plane. However, usually the failure plane is not accessible in-situ. Hence, cracks have to be monitored indirectly, for example using seismic methods.

We analysed the data from a seismometer array in the Illgraben catchment, Switzerland, that had registered a series of crack propagation and mass-wasting events, leading to a main event that happened on 2 January 2013. We used a state-of-the-art machine learning technique based on hidden Markov models to detect and classify the seismic signals of crack events. We obtained the temporal evolution of three signal types: (1) single crack signal, (2) rock avalanche and (3) rockfall activity due to debris remobilization. The temporal evolution of the number of cracks showed a linear trend in the weeks prior to the main mass-wasting event and, in the hours preceding the main event, a sigmoidal exponential growth. Using these observations, we propose a mechanistic model to describe the rupture of the failure plane. The model considers the internal parameter of the total crack boundary length as the primary control on failure plane evolution, in addition to the previously suggested crack propagation velocity control parameter. According to this model, internal parameters appear to be the dominant control for the failure plane growth at a slope scale.

 

How to cite: Lagarde, S.,  Dietze, M., Hammer, C., Zeckra, M., Voigtländer, A., Illien, L., Schöpa, A., Hirschberg, J., Hovius, N., and Turowski, J. M.: Insights on factors controlling rockslope failure from pre-event cracking, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-748, https://doi.org/10.5194/egusphere-egu22-748, 2022.

EGU22-1718 | Presentations | NH3.5

What causes transient deformations in the Åknes landslide, Norway? 

Andreas Aspaas, Pascal Lacroix, Lene Kristensen, Bernd Etzelmüller, and François Renard

Slow creeping landslides move at rates of millimeters to several meters per year. They can cause extensive damage to infrastructure and pose a major threat to human lives if failing catastrophically. Landslides can progressively weaken over time by rock mass damage processes that may occur by constant slow creep or sudden transient slips. Eventually, damage can lead to strain localization along the basal shear plane and catastrophic failure of the landslide. When observed, transient slip events, also called creep bursts, may induce short-term loading and hence can control landslide stability. These creep bursts correspond to short periods that can last several days where the displacement of a landslide accelerates and then decelerates. Here, we compiled and analyzed extensive multiphysics data series of the Åknes landslide, Norway. This landslide is moving at a slow rate of 6 cm per year and could generate a large tsunami wave in a fjord if it would rupture catastrophically. Based on the time series of an array of eight seismometers, five extensometers, seven borehole inclinometers and piezometer strings, and ten continuous GPS stations sampled with time resolutions down to 5 minutes over several years, we detected creep bursts in this landslide. These events interact with a distinct creep trend related to seasonal variations of rainfall and snowmelt. We analyze the creep bursts in regards to micro-earthquake activity and water pressure levels, to study their origin.

How to cite: Aspaas, A., Lacroix, P., Kristensen, L., Etzelmüller, B., and Renard, F.: What causes transient deformations in the Åknes landslide, Norway?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1718, https://doi.org/10.5194/egusphere-egu22-1718, 2022.

EGU22-1866 | Presentations | NH3.5

Spatial rockfall susceptibility prediction from rockwall surface classification 

Alexander R. Beer, Nikolaus Krumrein, Sebastian G. Mutz, Gregor M. Rink, and Todd A. Ehlers

Rockfall both is a major process in shaping steep topography and a hazard in mountainous regions. Besides increasing thread due to thawing permafrost-stabilization in high-elevation areas, there are abundant permafrost-free over-steepened rockwalls releasing rockfall due to other triggers. General rockfall event susceptibility is addressed to frost cracking, earthquake shacking and hydrologic pressure in the walls, and to geotechnical rock properties. Spatial rockwall surface surveys or scans (delivering 3D point clouds) have been used to both deduce rock fracture patterns and to measure individual rockfall events from comparing subsequent scans. Though, the actually measured rockwall topography data has rarely been used as a general predictor of rockfall susceptibility against the background of observed events.

In this study, we use a series of dm-resolved annual (2014 to 2020) terrestrial laser scan surveys along 5km2 of limestone cliffs in the Lauterbrunnen Valley, Switzerland. The annual scan data were hand-cut to remove vegetation and fringes, and then referenced to detect subsequent topographic change in the direction of the wall. From the change-detection point clouds individual rockfall event volumes were detected from cluster and filtering analyses. One surveyed rockwall section of 2014 was used as training data for our Bayesian classification model of rockfall susceptibility, while the adjacent remaining section served for model validation. We rasterized their 3D data points and calculated several surface parameters per cell, including roughness, topography, mean distances for the three main fracture systems, fracture density, local dip, percent of overhang area, normal vector change rate (called edge) and percentage of overhang area. For various parameter sets and different cell sizes (32m2, 52m2, 102m2, 152m2, 252m2, and 402m2), we trained Naïve-Bayes-Classifier models. These were then used to predict rockfall susceptibility per cell, based on our observations of surface parameters, and assessed using Kullback-Leibler Divergence analysis and the misclassification cost score.

Results indicate the overall best model (accounting for the parameters roughness, edge, topography and overhang area) and for the lowest cell size (32m2) could predict rockfall cells with a probability of 0.73 (against a mean of 0.3 for all cells). Predictions on another rockwall section with observed rockfall, located on the opposite side of the valley, verified the model’s applicability by both comparable probabilities (0.6 vs 0.25) and visual surveys on overhangs. We find our approach could reliably extend this spatial rockfall susceptibility classification to all Lauterbrunnen rockwalls. The classification model generally identified overhang areas and fractured zones as high rockfall risks, matching the general insight of these zones to be of major susceptibility. Interestingly, our method is based only on orientation-independent variables that are directly calculated from the 3D point cloud. Thus, it should be principally transferable to other sites of fractured limestone walls. Specifically, there is no need to determine fracture sets from the point cloud as is generally done for susceptibility studies, since we account for topography that would anyway be used to calculate fracture planes (facets). Hence, this method provides a simple means to predict spatial rockfall susceptibility, applicable for both hazard mapping and landscape evolution studies.

How to cite: Beer, A. R., Krumrein, N., Mutz, S. G., Rink, G. M., and Ehlers, T. A.: Spatial rockfall susceptibility prediction from rockwall surface classification, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1866, https://doi.org/10.5194/egusphere-egu22-1866, 2022.

EGU22-2623 | Presentations | NH3.5

Detection of rockfall activity due to rock freezing and thawing by electronic geotechnical sensors in Slovenia 

Mateja Jemec Auflič, Ela Šegina, Tina Peternel, Matija Zupan, and Andrej Vihtelič

Rockfalls are caused by preparatory processes (weathering and crack propagation) that gradually degrade bedrock and by triggering g processes (freeze-thaw activity, precipitation events, earthquakes, snow avalanches, animals, or anthropogenic activities) that eventually release a rock block. Both processes are controlled by several factors representing the internal (geology), external (meteorology), and surface and near-surface conditions (topography, vegetation, snow cover, thermal conditions, chemical weathering, and hydrology) of the bedrock. In this paper, electronic geotechnical monitoring is developed to detect the rockfall activity due to rock freezing and thawing on two separate steep cliffs composed of igneous and carbonate rocks in the eastern part of Slovenia. The monitoring programme includes automatic recordings of rock temperatures and meteorological influencing factors (air temperature, humidity, and precipitation), tiltmeters, kit for measuring rock stress and deformability, laser distance meters, and crackmeters. During the 2020 field investigation, cracks and discontinuities were mapped and Rock Mass Rating (RMR) was estimated. The Hoek-Brown Geological Strength Index was determined to qualitatively assess surface conditions in inaccessible areas using visual assessments of tectonic ruptured walls. We will present the first preliminary results of the parameters monitored for 10 months, which will help interpret rockfall activity and identify freeze-thaw cycles.

 

Acknowledgement:  The research was funded by the Slovenian Research Agency (Research project J1-3024). The electronic geotechnical sensors were founded by Project »Development of research infrastructure for the international competitiveness of the Slovenian RRI Space – RI-SI-EPOS« The operation is co-financed by the Republic of Slovenia, Ministry of Education, Science and Sport and the European Union from the European Regional Development Fund.

How to cite: Jemec Auflič, M., Šegina, E., Peternel, T., Zupan, M., and Vihtelič, A.: Detection of rockfall activity due to rock freezing and thawing by electronic geotechnical sensors in Slovenia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2623, https://doi.org/10.5194/egusphere-egu22-2623, 2022.

EGU22-2810 | Presentations | NH3.5

Large rock avalanches into a glacial lake(s): a new chapter of the Patagonian Ice Sheet story 

Tomáš Pánek, Michal Břežný, Elisabeth Schönfeldt, Veronika Kapustová, Diego Winocur, and Rachel Smedley

Although ice retreat is widely considered to be an important factor in landslide origin, many links between deglaciation and slope instabilities are yet to be discovered. Here we focus on the origin and chronology of an exceptionally large landslides situated along the eastern margin of the former Patagonian Ice Sheet (PIS). Accumulations of the largest rock avalanches in the former PIS territory are concentrated in the Lago Pueyrredón valley at the eastern foothills of the Patagonian Andes in Argentina. Long-runout landslides have formed along the rims of sedimentary and volcanic mesetas, but also on the slopes of moraines from the Last Glacial Maximum. At least two rock avalanches have volumes greater than 1 km3 and many other landslide accumulations have volumes in the order of tens to hundreds of million m3. Using cross-cutting relationships with glacial and lacustrine sediments and using OSL and 14C dating, we found that the largest volume of landslides occurred between ~17 and ~11 ka BP. This period coincides with a phase of rapid PIS retreat, the greatest intensity of glacial isostatic uplift, and a fast dropping of the glacial lakes along the foothills of the Patagonian Andes. The position of paleoshorelines in the landslide bodies and, in many places, the presence of folded and thrusted lacustrine sediments at the contact with rock avalanche deposits indicate that the landslides collapsed directly into the glacial lake. Although landslides along the former glacial lobe of Lago Pueyrredón continue today, they are at least an order of magnitude smaller than the rock and debris avalanches that occurred before the drainage of the glacial lake around 10-11 ka BP. Numerical modeling results indicate that large postglacial landslides may have been triggered by a combination of rapid sequential glacial lake drawdowns and seismicity due to glacial isostatic adjustment. We conclude that in addition to direct links such as glacial oversteepening, debuttressing and permafrost degradation, the retreat of ice sheets and the subsequent formation of transient large glacial lakes can fundamentally alter slope stability, especially if the slopes are built by weak sedimentary and volcanic rocks.

How to cite: Pánek, T., Břežný, M., Schönfeldt, E., Kapustová, V., Winocur, D., and Smedley, R.: Large rock avalanches into a glacial lake(s): a new chapter of the Patagonian Ice Sheet story, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2810, https://doi.org/10.5194/egusphere-egu22-2810, 2022.

EGU22-2954 | Presentations | NH3.5

How does anisotropy control rock slope deformation? A discrete element modelling investigation 

Marius L. Huber, Luc Scholtès, and Jérôme Lavé

Deep-seated failures of rock slopes are partly controlled by structural, lithological and topographical factors. Among structural factors, layering, schistosity and foliation in rock material, which could be described as inherent anisotropy of the material, affect initiation and evolution of deep-seated rock slope deformation, especially in slow moving landslides.

In order to document such an influence of material anisotropy on slope stability, we carry out a parametric study using discrete element modelling (DEM). After a validation exercise for fully isotropic material, where we compare our numerical approach to an analytical slope stability solution, we introduce anisotropy (transverse isotropy) in our DEM model by inserting preferentially oriented and weakened bonds between discrete elements (weakness plane) to simulate two typical transverse isotropic lithologies, claystone and gneiss respectively. Considering these two lithologies, we then explore the influence of the weakness plane’s orientation with respect to the slope angle for both ridge and valley geometries.

We show that certain orientations of the weakness plane relative to the topographic slope favour deep-seated deformation. We also observe significant disparities in failure initiation, failure surface localisation, and mobilized volume depending on the weakness plane orientation. For instance, most unstable slopes occur when the weakness plane rises 10° to 30° less than the hillslope angle. These instabilities are associated with well-localized deformation at depth that when intersecting the surface mimic some of the morphological features (such as counter-slope scarps) that are commonly described along mountain ridges in association with slow-moving and deep-seated rock slope failures.

Our results help explain the appearance or absence of deep-seated failure in mountainous areas and allow to better assess slope failure hazard induced by anisotropic rock strength.

How to cite: Huber, M. L., Scholtès, L., and Lavé, J.: How does anisotropy control rock slope deformation? A discrete element modelling investigation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2954, https://doi.org/10.5194/egusphere-egu22-2954, 2022.

EGU22-3023 | Presentations | NH3.5

Rock slope dynamics in flysch formation under cold climate (part 1) : rock cracking and failure mechanism 

Francis Gauthier, Tom Birien, and Francis Meloche

Rockfalls are major natural hazards for road users and infrastructures in northern Gaspésie (Eastern Canada). In the last 30 years, more than 17 500 rockfalls have reached the two major road servicing the area. Rockfalls come from 10 to 100 m high flysch rockwall conducive to differential weathering. The retreat and settlement of weak rock strata (shale, siltstone) causes the gradual cantilevering of stronger rock strata (sandstone, greywacke), contributing to the development of tension cracks. The block, separated from the cliff, will eventually slide or topple on the eroding rock strata. These dynamics have been observed, but rarely studied with the objective of 1) determining the mechanical stresses and weathering conditions that promote rock cracking and 2) identifying the geometric conditions that control the final failure mode. We use the cantilever beam theory to model critical cantilever length (block size) and rock tensile strength. A frost cracking model (Rempel et al., 2016) was then used to explain the overestimation of the critical cantilever length and to verify whether the development of microfractures caused by frost damage can explain the decrease of the rock tensile strength over time. The results show that the areas of frost damage concentration correspond to those of maximum stress in the overhanging blocks. In order to identify the type of failure of these blocks, tests using a tilting table were carried out in laboratory. 405 tests were performed on 10 blocks characterized by different roughness coefficients and geometric ratios (height / length ratio, overhang length / total length of the block). The results, validated on natural blocks in the field, were used to identify the geometric conditions for stability, sliding, and toppling failure of overhanging block on an inclined plane. Such stability criteria could support the development of rock instability detection algorithm using high resolution 3D model.

How to cite: Gauthier, F., Birien, T., and Meloche, F.: Rock slope dynamics in flysch formation under cold climate (part 1) : rock cracking and failure mechanism, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3023, https://doi.org/10.5194/egusphere-egu22-3023, 2022.

EGU22-3079 | Presentations | NH3.5

Rock slope dynamics in flysch formation under cold climate (part 3) : rockfall forecasting 

Jacob Laliberté, Francis Gauthier, and Birien Tom

Rockfalls are major natural hazards for road users and infrastructures in northern Gaspésie (Eastern Canada) where nearly 15 kilometers of road runs along 10 to 100 m high flysch rockwall. The Ministère des Transports du Québec (MTQ) has recorded more than 17 500 rockfalls that have reached the roadway since 1987, which represents a nearly permanent danger for users. In the late 90s, protective berms were erected to reduce the number of rocks reaching the roadway. Despite the efficiency of these infrastructures, more than a hundred events are still recorded each year. Based on previous studies showing that rock instabilities in this type of geology is strongly correlated with meteorological events, we used different machine learning methods (logistic regression, classification tree, random forest, neural network) to design the best operational rockfall prediction model. Three event variables based on different rock fall frequency and magnitude thresholds were created. Nearly one hundred weather variables were used to explain and predict events. Preliminary results show that thawing degree-days is one of the most effective variables explaining the occurrence of winter and spring rockfall events. In summer, rainfall intensity is the most potential explanatory variable. Finally, fall events appear to be more responsive to rain events and freeze-thaw cycles. In order to optimize the percentage of predicted events and reduce the false alarm ratio, it remains important to evaluate the impact of each parameter on the performance of the models. These models can be used operationally as decision support tools to predict days with high event probability.

How to cite: Laliberté, J., Gauthier, F., and Tom, B.: Rock slope dynamics in flysch formation under cold climate (part 3) : rockfall forecasting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3079, https://doi.org/10.5194/egusphere-egu22-3079, 2022.

EGU22-3128 | Presentations | NH3.5

Weathering, rock type, bedrock incision and landslides in a tropical environment: the Ruzizi gorge in the Kivu Rift, Africa 

Toussaint Mugaruka Bibentyo, Olivier Dewitte, Josué Mugisho Bachinyaga, Toussaint Mushamalirwa, Florias Mees, Charles Nzolang, and Stijn Dewaele

Tropical environments favour chemical weathering and regolith development. Weathering induces textural, mineralogical and chemical changes in rocks, modifying their strength and thus affecting slope stability. Degree of weathering is, however, not only a function of climatic conditions, but is also influenced by e.g. bedrock composition and structure, exposure length and intensity, and slope angle. To investigate the role of weathering and rock type on landslide occurrence, we focus on the Ruzizi Gorge in the Kivu Rift segment of the western branch of the East African Rift System. Stretching along the border between the DR Congo and Rwanda, development of this 40-km long bedrock river began about 10,000 years ago, rejuvenating the landscape at a very high rate, with rather invariant slope angles outside of the landslides. The gorge stretches across a region where two main types of rocks constitute the geological substrate, i.e. late Miocene to Pleistocene volcanic rocks and Mesoproterozoic metasedimentary rocks. The gorge is a hotspot of deep-seated landsides in the region, with slope failures of up to 2 km². For the present study, we sampled weathering profiles developed on both mentioned rock types, in each case with sampling points within and outside the landslides as well as within and outside the rejuvenated landscape. The chemical composition of rock and regolith samples was determined by Inductively Coupled Plasma–Optical Emission Spectroscopy (ICP–OES) analysis, and their mineralogical composition by X-Ray Diffraction (XRD) analysis and thin section observations. Geotechnical tests were used to determine mechanical properties. Overall, we observe that lithological aspects alone control regolith characteristics, and that slope angle and exposure to landscape rejuvenation hence play no significant role. In areas with volcanic rock substrate, where the largest, mostly slide-type, landslides develop, stratified weathering profiles are observed. These profiles show a greater weathering depth than those over metasedimentary rocks, where flow- and avalanche-type landslides are more common. The regolith derived from volcanic rocks has higher clay content, greater plasticity and stronger cohesion than the sandy to silty weathering material that overlies the metasedimentary rocks. These preliminary results show that weathering and rock type are more important than landscape rejuvenation in controlling the type of deep-seated landslides.

How to cite: Mugaruka Bibentyo, T., Dewitte, O., Mugisho Bachinyaga, J., Mushamalirwa, T., Mees, F., Nzolang, C., and Dewaele, S.: Weathering, rock type, bedrock incision and landslides in a tropical environment: the Ruzizi gorge in the Kivu Rift, Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3128, https://doi.org/10.5194/egusphere-egu22-3128, 2022.

Since 1987, more than 17 500 rockfalls reaching a 70 km stretch of road have been reported by the Québec Ministry of Transport (MTQ) in northern Gaspésie. This natural hazard represents a nearly permanent danger for users. Earthquake, rainfall and freeze-thaw cycles are considered to be the main rockfall triggering factors. Although these events are well correlated with rockfall occurrences, it is not clear how they affect the failure mechanism. The first step in managing the risk rockfalls pose is to better understand the pre-failure processes that contribute to their development. The second step is to improve our ability to predict and anticipate rockfalls. This study aims to better understand the influence of climate-dependent variables on (1) the mechanical deformations of stratified sedimentary rock and (2) the climatic conditions conducive to rockfalls. Meteorological instruments including a 550 cm thermistor strings have been installed directly on a vertical rockwall located in northern Gaspésie. Mechanical deformations of the flysch sequence composed of sandstone, siltstone and shale was monitored using crack-meters. In addition, rockwalls were scanned with a terrestrial laser scanner (TLS) during specific pre-targeted meteorological conditions. Over a period of 18 months, 17 LiDAR surveys have allowed to identify 1287 rockfalls with a magnitude above 0.005 m³ on a scanned surface of 12 056 m². Irreversible deformations are mainly induced by rainfall and snowmelt (shrink-swell process in porous and clayey rock and/or hydrostatic pressure variations in discontinuities), by freeze-thaw cycles and to a lesser extent, by large thermal variations. Gradual settling measured in the siltstone strata causes destabilization of sandstone strata and the eventual fall of sandstone blocks. In winter, rockfall frequency is 12 times higher during a superficial thaw than during a cold period in which temperature remains below 0°C. In summer, rockfall frequency is 22 times higher during a heavy rainfall event than during a period mainly dry. Superficial freeze-thaw cycle (< 50 cm) causes mostly a high frequency of small magnitude events while deeper spring thaw (> 100 cm) results in a high frequency of large magnitude events. Influence of meteorological conditions on mechanical deformations and on rockfall frequency and magnitude is crucial in order to improve risk management since large magnitude events represent higher potential hazards. This study provides a classification of meteorological conditions based on their ability to trigger rockfalls of different magnitudes which could be used to implement an adequate preventive risk management.

How to cite: Birien, T. and Gauthier, F.: Rock slope dynamics in flysch formation under cold climate (part 2): rock deformations and rockfall triggering factors, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3207, https://doi.org/10.5194/egusphere-egu22-3207, 2022.

The rock mass is strongly influenced by the presence of discontinuities and their role is also strongly regarded in rock mass characterization. Different traditional methods were developed for accessing the rock mass condition for safely designing engineering projects such as slopes, tunnels, foundations, etc. The progress in computational techniques has led to a significant understanding of rock mass related problems. Among them, the discrete fracture network (DFN) technique based on statistical distribution gains significant importance in examining the rock mass. The applicability of remote sensing techniques such as photogrammetry has made it easy to collect the essential data, which otherwise was difficult to acquire using scanline survey or window mapping. The study aims application of DFN in estimating block volume distribution and Rock Quality Designation (RQD) for finding the Geological strength index (GSI) of the rock mass. The results also compare the aggregate and disaggregate DFN with GSI estimated using traditional methods in the field. Along with the estimation of GSI using the existing chart method, the work also proposed the applicability of machine learning (ML) in predicting the GSI value. It is easy and handy to use a chart but becomes time-consuming when dealing with a larger dataset. We have developed a ML inbuilt python-based GUI tool to estimate the GSI value from block volume and joint condition parameters quickly.

How to cite: Singh, J., Pradhan, S. P., and Singh, M.: Characterization of a fractured rock mass using Geological Strength Index (GSI): A Discrete Fracture Network (DFN) and Machine learning (ML) approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3456, https://doi.org/10.5194/egusphere-egu22-3456, 2022.

EGU22-4199 | Presentations | NH3.5

Large landslides cluster along Patagonian Ice Sheet margin 

Michal Břežný, Tomáš Pánek, Stephan Harrison, Elisabeth Schönfeldt, and Diego Winocur

Deglaciation of mountain ranges promotes landslides of various scales and types, and many of them may present a major hazard. Traditionally, it is assumed that landslides are concentrated in the steepest, wettest, and most tectonically active parts of the orogens, where glaciers reached their greatest thickness. Based on our mapping of large landslides (>1km2) over an extensively large area of Southern Patagonia (~305,000 km²), we show that the distribution of landslides can have the opposite trend. The largest landslides within the limits of the former Patagonian Ice Sheet (PIS) cluster along its eastern margins occupying lower, tectonically less active, and arid part of the Patagonian Andes. In contrast to the heavily glaciated, highest elevations of the mountain range, the peripheral regions have been glaciated only episodically. However, a combination of glaciation, weak volcanic and sedimentary rocks, sufficient relief, and presence of large glacial lakes in the past, created favourable conditions for huge number of large landslides along eastern margin of PIS. We explain the scarcity of large landslides in the highest parts of the PIS by presence of strong granitic rocks and long-term glacial modification, that adjusted topography for efficient ice discharge. Our model is applicable only for large bedrock landslides, not for shallow slides and rock falls, which are abundant in the highest and western part of the Andes.

How to cite: Břežný, M., Pánek, T., Harrison, S., Schönfeldt, E., and Winocur, D.: Large landslides cluster along Patagonian Ice Sheet margin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4199, https://doi.org/10.5194/egusphere-egu22-4199, 2022.

EGU22-4554 | Presentations | NH3.5

Evidence of volcanic debris avalanche propagation dynamics from sedimentological analysis of the Tenteniguada and Abona deposits, Canary Islands 

Symeon Makris, Matteo Roverato, Alejandro Lomoschitz, Paul Cole, and Irene Manzella

Debris avalanches (DA) are large landslide events characterised by long runouts and high mobility that poses a great hazard to communities close to volcanoes. Although many theories have been proposed to explain the excessive runout phenomenon, the mechanisms enabling the mobility remain unresolved and poorly constrained. As a result, it is still challenging for models and theoretical concepts to encompass DA deposit field observations.

DA deposits are complex; however, detailed study of their sedimentary architecture can provide information regarding their propagation processes. In this study, the deposits of two DAs in the Canary Islands: Tenteniguada DA, located on the east of Gran Canaria; and Abona DA on the southeast of Tenerife have been examined. Although they are located in nearby volcanic islands they occurred in different environments with different triggering processes, scale, material and their deposits suggest different propagation rheology. A detailed field study of the deposits was carried out in September 2021, mapping their facies and feature distribution and sedimentology. Structure from motion photogrammetry methodology has been used to generate high accuracy 3D models of outcrops and sample windows to quantify facies distribution. The data collected allow for evaluation of the effects of material properties, substrate and its geometry, and to assess aspects of the dynamics of the DAs. Therefore, it was possible to generate conceptual models for the transport and emplacement mechanisms of the two events corresponding to the observations and to relate them to the two debris avalanche distinctive characteristics by comparison.

In the Tenteniguada DA deposit, the degree of disaggregation is low, with large portions of the original edifice preserved along with their original stratigraphy, although displaced relative to each other by brittle deformation. In contrast, Abona DA is much more disaggregated. Monolithological blocks are microfractured and cataclased, and original stratigraphy is not preserved. There is no evidence of brittle deformation. The highly comminuted material has been elongated in a fluidised spreading flow, achieving a long runout on an erodible pumice substrate. Conversely, the Tenteniguada DA did not fully transition from a slide to a flow and has not generated a long runout while propagating in an active fluvial ravine. These findings suggest that the behaviour and the distribution of stresses was very different during propagation, owing to the properties and volume of the material in the flow and potentially the substrate properties and triggering mechanisms.

The present study highlights how the field examination of sedimentological, morphological, and structural features is vital in fully understanding DA propagation and emplacement mechanisms.

How to cite: Makris, S., Roverato, M., Lomoschitz, A., Cole, P., and Manzella, I.: Evidence of volcanic debris avalanche propagation dynamics from sedimentological analysis of the Tenteniguada and Abona deposits, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4554, https://doi.org/10.5194/egusphere-egu22-4554, 2022.

Excavations in soft rocks usually have to be performed by blasting with explosives or with heavy pneumatic hammers. However, in a certain period after excavation, their physical and mechanical properties begin to change to a level where even manual excavation can be used. These changes can be significant during the building design life, where the initial design solution of the slope cut may prove inappropriate, sometimes resulting in collapse. In this context, it is necessary to define the causes of changes in the soft rock physical and mechanical properties, and determine all the necessary parameters (primarily strength parameters, but also all others relevant to describe the change in rock properties over time) in all phases of expected change during construction or other applications (such as use of slope area, in case of abandoning the site in certain time period, etc.).

Furthermore, when preparing project documentation for construction, in the part where the calculations of the global stability of the building on the slope are performed, the possibility of significant changes in the shape of the slope during the structure/building design life are usually neglected. Therefore, this paper also presents the Fisher Lehmann model of the change of slope geometry during the period of construction use, and explains the influences of weathering factors on parameters of the soft rock over time by using laboratory simulation of weathering.

Combined changing the geometry of the slope and the properties of the rock can have a negative impact on the safety of the structure, which is explained and shown through an example of an abandoned construction pit at Bračka Street in Split, where the stability of neighboring residential houses is endangered. By using appropriate mathematical models of the slope morphology change, results of long term slope monitoring by TLS and appropriate software for slope stability analysis (Slide 2, RocScience), the time span in which the instability can occur for Bračka Street case study is determined for multiple possible future intervention scenarios.  

How to cite: Vlastelica, G., Duhović, A., and Relota, M.: Long term stability of an abandoned construction pit in Eocene flysch rock mass: case study of Bracka street construction site (Split, Croatia), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4641, https://doi.org/10.5194/egusphere-egu22-4641, 2022.

EGU22-5318 | Presentations | NH3.5

Spatial/temporal distribution of rock slope failures along the trans-Himalaya highway between Gangtok and Yumthang (Sikkim, India) 

Reginald Hermanns, Ivanna Penna, Vikram Gupta, Henriette Linge, Rajinder Bhasin, John Dehls, Odd Andre Morken, and Aniruddha Sengupta

The ca. 80 km long trans-Himalayan highway between Gangtok and Yumthang has experienced at least three large rock slope failures (RSF) within the past 40 years and tens of smaller RSF related to the 2011 Sikkim earthquake. More than 30 conspicuous boulder deposits suggest that similar failures happened in the past. Since the largest of these deposits are located within the shallowest sections of otherwise 60 – 75° steep slopes, they are often the location of settlements. We have used Terrestrial Cosmogenic Nuclide (TCN) dating to understand better where and how often these events are likely to occur.

The trans-Himalayan highway connects the Lesser Himalaya, with a tropical to subtropical climate, with the cold-temperate climate in the Higher Himalaya north of the Main Central Thrust (MCT). This highway also crosses the orographic barrier, with rainfalls exceeding 3000 mm/yr in the south and less than 500 mm/yr in the north. On September 10th, 1983, a large RSF was triggered by “exceptional” rainfall and impacted the settlement of Manul, with an estimated life loss of 200 persons. Today, the deposit is covered by a dense tropical forest 30-m high that restricts detailed analysis. However, boulder size and boulder density on the surface suggest that it was a rock avalanche.

The second reported RSF is a rock avalanche with a volume of 12 million m3 that occurred close to the village of Yumthang on March 11th, 2015. This deposit overlies two generations of prehistoric rock-avalanche deposits. No trigger was reported.

The last reported RSF involved a volume of 8.7 million m3, occurred on August 13th, 2016 at Dzongu, NW of Mangan. While no trigger for the collapse was reported, satellite footage indicates at least ten years of pre-failure rock-slope deformation. The deposit has the typical carapace of a rock avalanche, but videos posted on social media instead suggest that it was a collapse that took place over several hours.

RSF deposits are found in similar numbers in both the Higher and Lesser Himalaya, with the highest concentration in the vicinity of the MCT and a second cluster close to the village of Yumthang. We sampled ten of the deposits for TCN dating, including two of the historic events. Both historic events returned zero ages. The two older deposits overlain by the 2015 Yumthang rock avalanche returned equally young ages, suggesting multiple recent events at that site within a short time. The zero ages of both historical events suggest that inheritance of nuclides prior to failure in the samples can be ruled out. The ages of the remaining deposits range from 0.2 to ~12 kyr. Several deposits have bimodal age distributions. Others have three different ages in different sectors of the deposit. These results show that multiple RSF similar to the Yumthang site often can affect the same slope sector, leaving deposits on the same slope sections. Thus, the 30 identified deposits by far are the lower limit of RSF failures in the study area and that the threat of RSF is high.

How to cite: Hermanns, R., Penna, I., Gupta, V., Linge, H., Bhasin, R., Dehls, J., Morken, O. A., and Sengupta, A.: Spatial/temporal distribution of rock slope failures along the trans-Himalaya highway between Gangtok and Yumthang (Sikkim, India), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5318, https://doi.org/10.5194/egusphere-egu22-5318, 2022.

EGU22-7249 | Presentations | NH3.5

Modelling Rockfall Source areas and hazard zoning along the Rhine-, Ahr- and Moselle-valleys in the Rhenish Massif, Rhineland-Palatinate, Germany 

Philip Süßer, Teemu Hagge-Kubat, Ansgar Wehinger, Michael Rogall, and Frieder Enzmann

Rockfall events, due to toppling or sliding rock slope failure are a common phenomenon within the Rhine-, Ahr- and Moselle-valley of the Rhenish Massif. Due to the dense traffic infrastructure, significant cases of damage with far-reaching economic and infrastructural consequences regularly occur in these areas. Therefore, there is a specific need for precautionary risk analysis in order to prevent further damage and to implement preventive measures. The research approach presented here aims to identify rockfall endangered zones for adjacent infrastructure in the valleys. It is assumed, that the main reason for these frequent occurrences are the high number of exposed rock faces and a complex fabric of intersecting foliation-, fracture- and cleavage- networks and faults. By using an index, calculated from the slope and real-surface area of high-definition LIDAR based DEM it is possible to extract areas with exposed rock faces as possible sources for rockfall modelling. To single out which parts of the outcrop are more likely to fail, we compute the aspect of natural occurring outcrops, characteristic of fabric orientations along which failure preferably takes place and pinpoint locations with highly varying directions. These intersection points, representing weakened areas within the outcrops serve as sources for our rock fall models using the Gravitational-Process-Path-Model by Wichmann (2017). Through the precise identification of the rockfall source areas and further input data like vegetation and relief energy numerous cases in the valley were modelled. By intersecting with real infrastructure data, it is possible to carry out risk assessments of specific sections of roads and railway lines. Validation using the mass movement database of the Rhineland-Palatinate Geological Survey and numerous ground checks show, that concrete rockfall events were plausibly simulated.

How to cite: Süßer, P., Hagge-Kubat, T., Wehinger, A., Rogall, M., and Enzmann, F.: Modelling Rockfall Source areas and hazard zoning along the Rhine-, Ahr- and Moselle-valleys in the Rhenish Massif, Rhineland-Palatinate, Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7249, https://doi.org/10.5194/egusphere-egu22-7249, 2022.

EGU22-7454 | Presentations | NH3.5

The Innonet project: understanding the capacity of flexible protection systems against rockfall in natural terrain 

Helene Hofmann, Manuel Eicher, Andreas Lanter, and Andrin Caviezel

In the last 30 years, rockfall barriers made of steel wire nets have become established worldwide as a protective solution, are meanwhile CE certified and the question inevitably arises as to the effect of natural impacts, i.e. impacts from boulders that strike the net at any point, possibly also rotating as they do so. In 2019 an Innosuisse-sponsored research project was granted to the WSL Institute for Snow and Avalanche Research SLF together with the industry partner Geobrugg, for testing fully instrumented rockfall barriers, in natural terrain in the Swiss Alps, aiming at finding improvements to the capacity of a rockfall barrier outside of the certification standards. The awareness that the capacity of a rockfall barrier is different depending on the impact location, and how to deal with the so-called remaining capacity of rockfall barriers, in load cases outside the approval tests, differ worldwide. In some countries, specialized designers are aware of this fact and solve the problem by over-dimensioning the rockfall barriers to ensure the availability of residual capacity outside of the middle field. In other countries however, authorities and/or designers assume that a 1000kJ rockfall system absorbs this energy even in marginal areas or in case of an eccentric hit. Protective solutions are consequently not necessarily designed properly. This research project tries to assess the performance and the residual capacity of rockfall barriers, after being impacted by various load cases, to improve the current knowledge. Several field campaigns were conducted, in which rocks of different shapes and sizes are projected into the netting of the rockfall barrier and its structure (cables and posts). The barrier is equipped with sensors to measure the loading on different elements of the protection system. In addition, the test blocks (up to 3’200 kg) are also equipped with sensors that measure the rotation and the acceleration during the fall and on impact with the barrier. In combination with high-resolution drone recordings and video recordings from different viewing angles, the trajectories and velocities of the individual blocks can be reconstructed in detail, enabling further insights into the interaction of all parameters. The barrier was left in place since construction and is enduring its third winter without maintenance. A field survey (snow depth and density, loads on cables, posts, etc) was undertaken in the winters 19/20 and 20/21, and further surveys will take place this current winter. This contribution will present the evaluation of the rockfall test data. It allows an understanding of the remaining capacity of a barrier, the influence of rockfall rotation onto the protection system itself as well as the importance of the impact location. Forces measured in the system show a variation of up to 40% when compared to the standard testing results. The goal is then to assess if additional tests can be carried out to the standardized tests, to better prepare a rockfall barrier for the field.

How to cite: Hofmann, H., Eicher, M., Lanter, A., and Caviezel, A.: The Innonet project: understanding the capacity of flexible protection systems against rockfall in natural terrain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7454, https://doi.org/10.5194/egusphere-egu22-7454, 2022.

EGU22-8504 | Presentations | NH3.5

Rockfall triggering mechanism analyzed from video using optical flow technique 

Chunwei Sun, Valérie Baumann Traine, Marc-Henri Derron, and Michel Jaboyedoff

This work presents an approach to identify the rockfall triggering mechanism from video employing Optical Flow Technique. The video was captured by phone camera on 3rd, October 2017 when the massive rockfall happened at a quarry in Le Locle Jura mountains, Switzerland. Time-series frames were extracted from the video and registered using SIFT (Scale-Invariant Feature Transform), kNN (k-nearest neighbor classification) and affine transformation algorithm, which efficiently eliminate the video jitters. After that, the transformation of pixels in the time-series image sequence and the correlation between adjacent frames are used to find the correspondence, so as to calculate the motion data of the object between adjacent frames by Optical Flow Technique. The instantaneous velocity of pixel movement of failure rock mass or debris on the video frames during rockfall dynamic behavior can be obtained. The basal failure surfaces and two main phases of the failure have been anlayzed for the rockfall triggering mechanism. The workflow proposed here can be applied in a slope disaster monitoring and early warning system to identify and track rockfall events effectively.

How to cite: Sun, C., Baumann Traine, V., Derron, M.-H., and Jaboyedoff, M.: Rockfall triggering mechanism analyzed from video using optical flow technique, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8504, https://doi.org/10.5194/egusphere-egu22-8504, 2022.

EGU22-9134 | Presentations | NH3.5

Observations of slope movements in mountain landforms using permanent in-situ GNSS instruments 

Jan Beutel and the PermaSense GNSS Team

Slope movements in mountain areas are abundant and diverse phenomena, with an extreme range in size and velocity, and constituted from different materials such as bedrock, debris, and ice. In the past two decades, many studies have observed accelerating trends in the surface velocities of these landforms, often attributed to global warming and its amplified impact on high mountains. Detailed data needed for quantitative analysis and modelling, however, remain scarce due to logistic and technical difficulties. In particular, state-of-the-art monitoring strategies of surface displacement in high-mountains rely either on geodetic terrestrial surveys or on remote sensing techniques. While these methods are beneficial for the establishment of long-term time series and distributed datasets of surface displacements, they lack high temporal resolution and are sensitive to data gaps. These characteristics limit their potential for underpinning detailed process understanding and natural hazard management procedures. By contrast, in-situ permanent instruments allow high temporal resolution without observation gaps, providing unprecedented information w.r.t. the processes at hand. Furthermore, continuous observations with short transmission delays are suitable for applications in real-time, essential for many aspects of natural hazard monitoring and early warning systems.

Here, we present a decadal dataset consisting of continuously acquired kinematic data obtained through in-situ global navigation satellite system (GNSS) instruments that have been designed and implemented in a large-scale multi field-site monitoring campaign across the Swiss Alps. The monitored landforms include rock glaciers, high-alpine steep bedrock as well as landslide sites, most of which are situated in permafrost areas. The dataset was acquired at 54 different stations between2304 and 4003 m a.s.l and comprises ~240’000 daily positions derived through double-difference GNSS post-processing. Apart from these, the dataset contains down-sampled and cleaned time series of weather station and inclinometer data as well as the full set of GNSS observables in RINEX format. Furthermore, the dataset is accompanied by tools for processing and data management in order to facilitate reuse, open alternative usage opportunities and support the life-long living data process with updates. To date, this dataset has seen numerous use cases in research as well as natural-hazard mitigation and adaptation measures. Some of those are presented in order to showcase the fidelity and versatility of the monitoring network.

How to cite: Beutel, J. and the PermaSense GNSS Team: Observations of slope movements in mountain landforms using permanent in-situ GNSS instruments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9134, https://doi.org/10.5194/egusphere-egu22-9134, 2022.

EGU22-9344 | Presentations | NH3.5

Assessment of Rockfall Hazard and 3D Trajectography based on Slope and Structural Settings: Case Study in Les Fréaux, France 

Tiggi Choanji, François Noël, Li Fei, Chunwei Sun, Charlotte Wolff, Marc-Henri Derron, Franck Bourrier, Michel Jaboyedoff, and Romain Gaucher

The case study is located in the municipality of Les Fréaux, France. The site consists of Cambrian-Ordovician of amphibolite and gneiss rock with complex structural geology that formed in mountainous and large valley with steep slopes and even overhanging rock walls. In this site, rockfall is a major hazard for access roads and houses.

To assess rockfall hazard in the vicinity of the elements at risk, LiDAR data have been analysed and field work done on site from 2020 to 2021.  Rockfall source areas were identified directly on 3D point clouds (PC) based on two criteria, which are large slope angles and kinematic analysis from structural identification of fault, folds and joints. Based on these source areas, several 3D point cloud trajectory models were processed using the freeware stnParabel, for various block diameters (d1, d2, d3) in order to determine the propagation and the probability of reaching the settlements or roads.

Preliminary simulation of trajectories based on several method of simulations results showed some potential directions are reaching the road and also leading to settlements.

How to cite: Choanji, T., Noël, F., Fei, L., Sun, C., Wolff, C., Derron, M.-H., Bourrier, F., Jaboyedoff, M., and Gaucher, R.: Assessment of Rockfall Hazard and 3D Trajectography based on Slope and Structural Settings: Case Study in Les Fréaux, France, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9344, https://doi.org/10.5194/egusphere-egu22-9344, 2022.

EGU22-9929 | Presentations | NH3.5

Preliminary analysis of potential daily cyclic movements on the surface of Brenva rockslide scar based on the GB-InSAR monitoring (Mont-Blanc massif, Aosta Valley, Italy) 

Li Fei, Charlotte Wolff, Davide Bertolo, Carlo Rivolta, Tiggi Choanji, Marc-Henri Derron, Michel Jaboyedoff, Fabrizio Troilo, Patrick Thuegaz, and Joëlle Hélène Vicari

With global warming, geological hazards such as rockfalls, rockslides and rock avalanches have increased in alpine areas recently. In many studies, this increase has been attributed to the redistribution of the slope stress field, fluctuations in the temperature field (surface layer thaws during summer), and changes in the seepage field (infiltration of snow and ice melting water), which are led by permafrost degradation and glacier retreat. On the other hand, it is necessary to assess the long-term effects of these changes on rock mass fatigue, which could lead to rock instability. The GB-InSAR technique can detect deformation in the mm range. It is ideal for monitoring small deformations caused by daily physical weathering or other factors in high mountains.

A GB-InSAR campaign was performed from 12 August 2020 to 19 October 2020 in the Brenva glacier basin to assess the displacement of the Brenva rockslide scar. We found a daily cycle of expansion and shrinkage on the scar surface during the summer after examining the movement of different control points along the line-of-sight (LOS). Consequently, we explored possible causes behind such displacement. In this case, we realized that the crest and trough of the displacement curve occurred at a certain period of each day. For instance, in the cases of control points 2, 7, and 8, most crests in the displacement curve occurred in the early morning of each day and the troughs in the late afternoon or evening of each day during 06 September and 13 September, with amplitudes of displacement around 0.15mm, 0.25mm, and 0.4mm, respectively. The preliminary correlation between air temperature and daily deformation shows that point 7 moves towards SAR as the air temperature increases, and away from SAR as the temperature decreases. This phenomenon means that such displacement could be caused by the daily changes in temperature (leading to thermal expansion and contraction of materials, and movement of ice in micro-macro cracks) in the rock mass and air.

However, a comprehensive analysis of the LOS displacement that consists of checking the raw data of GB-InSAR (i.e., radar signal comparison), setting more specific control points at locations with various dip directions, and clear correlation between meteorological data and displacement is undergoing to verify and explain such kind of displacement.

In conclusion, continuous daily physical weathering (behaving as cyclic movement) that led to rock mass fatigue probably exists on the surface of alpine slopes, and GB-InSAR could be an effective technique to detect such movement. Despite only slight daily displacement fluctuation on the surface, it could play a crucial role in the initiation of geo-disasters.

How to cite: Fei, L., Wolff, C., Bertolo, D., Rivolta, C., Choanji, T., Derron, M.-H., Jaboyedoff, M., Troilo, F., Thuegaz, P., and Vicari, J. H.: Preliminary analysis of potential daily cyclic movements on the surface of Brenva rockslide scar based on the GB-InSAR monitoring (Mont-Blanc massif, Aosta Valley, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9929, https://doi.org/10.5194/egusphere-egu22-9929, 2022.

Granite is distributed all over the world and one of the rock types that are very susceptible to various kinds of mass movements including rockfall, rock slide, debris slide and debris avalanche. For example in Japan, Hiroshima rainstorm disasters in 1999, 2014, and 2018, and southern Miyagi rainstorm disaster induced by typhoon 19 in 2019. This is because its special characteristics of formative processes and weathering behavior. The primary structures of granite have long been believed as orthogonal cooling joints since the pioneer work of Cloos (1921, 1922), but we found that a granite body has columnar joints near its roof using UAV and SfM. Whether granite has columnar joints or not leads to different mass movement types. Rock columns separated by columnar joints form high unstable rock towers or tors, which are susceptible to rockfalls. When rock columns are weathered under the ground, they form boulders surrounded by saprolite; when they are eroded to form hills they frequently fail during rainstorms and transform to debris avalanche or debris flow with high destructive potential because of large mass of boulders. Granite without columnar joints is not suitable for spheroidal weathering but is sheeted by unloading; sheeting forms dip slopes, on which rock slides occur. Some granite is micro-sheeted by unloading and micro-sheeted granite is weathered to form a loose soil layer beneath slope surfaces. Such soil layers are very prone to heavy rainfalls and frequently slide, transforming debris avalanches and debris flows.

Primary structures of granite and following weathering schemes thus define landslide behavior in granite areas.

How to cite: Chigira, M.: Primary structures of granite and following weathering schemes define landslide behavior in granite areas., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10843, https://doi.org/10.5194/egusphere-egu22-10843, 2022.

EGU22-11107 | Presentations | NH3.5

Estimating rockfall release scenarios based on a straightforward rockfall frequency model 

Christine Moos, Luuk Dorren, Michel Jaboyedoff, and Didier Hantz

A realistic quantification of rockfall risk is crucial for an effective and efficient prevention of damages. The estimation of realistic block and event volumes as well as their release frequencies remain a major challenge and are often based on mere expert estimation. Based on the analysis of the rockfall frequency and volume of a wide range of rock cliffs, Hantz et al. (2020) proposed a power law based model for the determination of rockfall magnitude-frequency aiming at a more objective approach for practitioners. It assumes that both, the released masses of rockfall events as well as the individual blocks of a rockfall event follow a power law distribution. The parameters of these distributions are determined using a simple classification of rock structure in combination with field measurements of blocks. In this study, we applied and tested the proposed rockfall frequency model (RFM) at 8 different sites at 7 locations in the Swiss Alps. The calculated frequencies of rockfall events and the derived block volumes were compared to release scenarios of official hazard assessments as well as inventory data. Block volume distributions of all sites could be well fitted by power law distributions (fitted b values between 0.69 to 1.69). The rockfall event and block volumes are in a comparable range as the scenarios of the official hazard assessments, but generally slightly larger. The differences increase with the return period. For all sites, the parameter sensitivity of the RFM is relatively large, in particular for return periods of 100-300 years. Nevertheless, the method proposed in this study allows for a more objective and consistent estimation of rockfall scenarios and thus has the potential to substantially improve the mostly opaque determination of rockfall scenarios. The results further show that the block volume scenarios for pre-defined return periods strongly depend on the considered cliff size, which does not appear to be consistently taken into account in current hazard assessments. However, the study should be extended to additional sites and the parameter estimation has to be optimised to come up with a consistent and transparent method to estimate rockfall frequencies in practice.

How to cite: Moos, C., Dorren, L., Jaboyedoff, M., and Hantz, D.: Estimating rockfall release scenarios based on a straightforward rockfall frequency model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11107, https://doi.org/10.5194/egusphere-egu22-11107, 2022.

EGU22-11320 | Presentations | NH3.5

Sentinel-1 InSAR Time-series Monitoring of the Unstable Rock Slopes in North Sikkim, India 

Gökhan Aslan, John Dehls, Reginald Hermanns, Ivanna Penna, Aniruddha Sengupta, and Vikram Gupta

The trans-Himalayan highway, between Gangtok and Yumthang, winds along steep valley sides, including a long section above the Teesta River. Many villages are precariously perched above the V-shaped valley bottoms. The highway is subject to frequent rainfall-triggered landslide events during monsoon season, disrupting transport and destroying infrastructure. The area has also experienced at least three large rock slope failures (RSF) within the past 40 years and many smaller RSF after the 2011 Sikkim earthquake (Martha et al, 2015). Earlier RSF, many prehistoric, have left at least 30 large boulder deposits along the valley. Several of those such as the Lanta Khola landslide get reactivated each monsoon season (Sengupta et al., 2011). A number of villages are located on these deposits, as they are frequently found in shallower sections of the valley slopes.

In the present study, Persistent Scatterer InSAR (PSI) has been employed, using Sentinel-1A and -1B Synthetic Aperture Radar (SAR) images acquired between 2015 and 2021 for selected historical landslides and landslide-prone areas along the Dzongu and Yumthang Valleys. Among them are the massive translational Dzongu landslide that occurred in 2016 near Mantam village forming a landslide dam (Morken et al., 2020), a large rock avalanche that occurred in 2015 in Yumthang valley (Penna et al., 2021), and several slope instabilities in the cities of Mangan and Mangshila.

Despite the challenges of dense vegetation and winter snow, we detected sufficient targets within the landslides, mainly over the scar areas, rock outcrops, building roofs, and landslide deposits. In this study, we compare the movement/settlement of these historic deposits with ongoing movement in prehistoric deposits. We look at linear vs seasonal components of ongoing deformation within the settlements built upon RSF deposits and discuss the implications with respect to possible catastrophic reactivation.

 

Martha, T. R., Govindharaj, K. B., & Kumar, K. V. (2015). Damage and geological assessment of the 18 September 2011 Mw 6.9 earthquake in Sikkim, India using very high-resolution satellite data. Geoscience Frontiers, 6(6), 793-805.

Morken, O. A., Hermanns, R. L., Penna, I., Dehls, J. F., & Bhasin, R. (2020, June). The Dzongu landslide dam: high sedimentation rate contributing to dam stability. In ISRM International Symposium-EUROCK 2020. OnePetro.

Penna, I. M., Hermanns, R. L., Nicolet, P., Morken, O. A., Dehls, J., Gupta, V., & Jaboyedoff, M. (2021). Airblasts caused by large slope collapses. Bulletin, 133(5-6), 939-948.

Sengupta, A., Gupta, S., and Anbarasu, K., 2010, Rainfall thresholds for the initiation of landslide at Lanta Khola in north Sikkim, India: Natural Hazards, v. 52, no. 1, p. 31-42.

How to cite: Aslan, G., Dehls, J., Hermanns, R., Penna, I., Sengupta, A., and Gupta, V.: Sentinel-1 InSAR Time-series Monitoring of the Unstable Rock Slopes in North Sikkim, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11320, https://doi.org/10.5194/egusphere-egu22-11320, 2022.

EGU22-11330 | Presentations | NH3.5

Climate change and slope stability in Iceland 

Thorsteinn Saemundsson and Jon Kristinn Helgason

Over the last decades climate has warmed up worldwide and changes have occurred in the general weather patterns. Where the increase in temperature has rapidly been gathering pace in the last decade. These changes have also been observed in Iceland. From 1980 to 2015 the average temperature increase has been 0,47°C per decade and the average precipitation has increased from 1500 mm/year to around 1600-1700 mm/year. The increased temperature changes have also resulted in more frequent thawing periods and rainfall events during winter months, especially in the lowlands.

Mass movements, including rock falls, rock avalanches, debris flows and debris slides, are common geomorphological processes in Iceland and thus present a significant and direct threat to many towns, villages, and farmhouses. Weather conditions, e.g. precipitation and temperature variations, and earthquake activity are the most common triggering factors for such activity in Iceland. During the last decades several, somewhat unusual, mass movements events have occurred in the island. These events have been unusual both regarding their size, increased frequency, their triggering factors and not at least the timing within the year they have occurred.

One of the most visible consequence of temperature rise in Iceland is the fast retreat and thinning of outlet glaciers and formation of proglacial lakes. The frequency of mass movements on outlet glaciers have increased considerably from the turn of the century compared to the last 4 decades of the 20th century. New discoveries of unstable slopes above outlet glaciers have also increased considerably from 2000.

In recent years, there has been an increasing interest worldwide in the influence of climate warming and possible decline of mountain permafrost on the occurrence of mass wasting phenomena. The rising frequency of rapid mass movements, such as debris flows, debris slides, rock falls and rock avalanches, in mountainous areas have been linked with mountain permafrost degradation. Several mass movements, which can be connected to thawing of mountain permafrost, have occurred in central N and NW parts of the island during the last decade.

Majority of landslides in Iceland in the past century have either occurred in relations with low-pressures systems that pass-through Iceland from August to November, bringing in high winds with heavy rainfall, or during spring snowmelt in May and June. But in the past two decades snowmelt and thawing periods are becoming more frequent and longer during wintertime resulting in higher frequency of slope failures during that time of year. Over the past 20 years’ large landslides events (> 300.000 m3) have become more frequent compared to the second half of the 20th century. 

Climate change certainly seems to be affecting slope stability in Iceland and is an increasing risk. Especially slopes close to retreating glaciers and those affected by thawing of mountain permafrost. Changes in temperature and precipitation patterns in late fall and during winter months are causing slope failures that were not as common in the past. 

How to cite: Saemundsson, T. and Helgason, J. K.: Climate change and slope stability in Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11330, https://doi.org/10.5194/egusphere-egu22-11330, 2022.

EGU22-11604 | Presentations | NH3.5

Airblast caused by large slope collapses 

Ivanna Penna, Reginald Hermanns, Pierrick Nicolet, Odd Andre Morken, John Dehls, Vikram Gupta, and Michel Jaboyedoff

The sudden impact of a large slope collapse on the ground can cause a high degree of comminution of rocks and trigger an extreme rush of air loaded with particles, called an airblast. The airblast can expand the destructive capacity of a large slope collapse far beyond the run-out of the rock mass. The first airblast event documented in detail occurred in 1881 as consequence of a large collapse at Elm in the Unthertal valley (Switzerland). People being blown over by the air pressure wave were reported. In 2015, two rock avalanche related airblasts occurred in the Himalayas. In March 2015, an airblast in Yumthang valley (Sikkim, India) knocked down and snapped trees 1.4 km away from the impact zone of a rock avalanche. In April 2015, an avalanche triggered by the Gorkha earthquake induced a violent airblast that caused several casualties in Langtang valley. The destruction of stone and wooden houses can be observed in video footage. The damage on trees can be traced over a distance of 3.5 km and 400 m above the impact zone of the avalanche on the opposite slope. The most recent documented event occurred in February 2021 in Chamoli (India), where the flattened forest extends over 20 hectares.

This work presents a back analysis of the April 2015 airblast in the Sikkim Himalayas (India) and compares it with several other airblasts documented around the world. We review the conditions a large slope collapse should meet to cause a significant airblast. We also formulate an equation that links the potential energy of collapses having airborne trajectory to the extent of the related airblast.

How to cite: Penna, I., Hermanns, R., Nicolet, P., Morken, O. A., Dehls, J., Gupta, V., and Jaboyedoff, M.: Airblast caused by large slope collapses, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11604, https://doi.org/10.5194/egusphere-egu22-11604, 2022.

EGU22-11756 | Presentations | NH3.5

Integrated 3D geological and Finite Element modeling of slow rock-slope deformations affecting hydropower facilities 

Federico Agliardi, Antonio Carnevale, Matteo Andreozzi, Andrea Bistacchi, Margherita C. Spreafico, Federico Franzosi, Chiara Crippa, Massimo Ceriani, Carlo Rivolta, Giovanni B. Crosta, and Riccardo Castellanza

Slow rock-slope deformations are widespread in orogenic belts and pose significant threats to critical infrastructures, due to continuing slow movements and potential evolution to collapse. The analysis of related risks requires realistic models, accounting for the 3D complexity of both large landslides and infrastructures, often hampered by over-simplification of geological aspects.

We propose an integrated workflow for the 3D modeling of a complex system of deep-seated landslides affecting the N slope of Mt. Palino (Valmalenco, Italian Central Alps). The slope was carved by glacial and fluvial erosion in a complex metamorphic sequence including layers of metapelite, serpentinite, gabbro and gneiss with a regional foliation deformed in two folding stages. The slope hosts a hydroelectric power plant and related structures, affected by deformations observed since 1972. Site investigations (field surveys, full-core borehole drilling, seismic surveys) and deformation monitoring (EDM, GNSS, structural monitoring, GB-InSAR) show that the slope is affected by a deep-seated gravitational slope deformation, probably active before the LGM and partially collapsed, and by a system of nested large landslides, including a toe failure up to 200 m deep and two suspended rockslides affecting some of the structures.

We performed an accurate 3D geomodelling to provide sound constraints on the geometry, lithology, and mechanisms of the active landslides. By integrating all available geological data we reconstructed longitudinal and transversal cross-sections in MOVETM and performed implicit-surface interpolation in SKUA-GOCADTM, eventually obtaining solid objects corresponding to tectono-stratigraphic units that are dissected by the nested landslides. These volumes are populated with their rock mass properties, interpolated from boreholes and surface surveys. The geomodel shows a complex dome-and-basin folded structure, strongly constraining the spatial distribution and anisotropy of weaker rocks (e.g. serpentinites), and thus the geometry, kinematics, rock strength and shear zone properties of active landslides.

Based on the geomodel, we set up a continuum-based 3DFEM elasto-plastic model in MIDAS GTS-NXTM. Individual solids in the analysis domain were discretized into a 3D mesh of 150000 hybrid finite elements with variable size in the range 20-200 m. Rock masses were considered as Mohr-Coulomb materials with tensile cut-off and post-peak dilatancy, while shear zones were included explicitly. After stress initialization, the model was ran with a Shear Strength Reduction (SSR) technique. Model parameters were calibrated using a quantitative back-analysis approach, optimizing the fit between normalized GB-InSAR measured displacements and computed displacements, projected in the radar LOS. The calibrated model was validated against field evidence and effects on man-made structures, and provided a starting point for forward modeling of the slope response to groundwater perturbations. We considered the effects of groundwater changes for 5 scenarios of perched aquifers, and assessed critical conditions corresponding to different instability scenarios with different impacts on the hydropower facilities.

Our results show that an explicit account for 3D geometrical and geological complexities is key to a realistic modeling of large slope failure mechanisms, their impacts on critical infrastructures and the evaluation of related risks.

How to cite: Agliardi, F., Carnevale, A., Andreozzi, M., Bistacchi, A., Spreafico, M. C., Franzosi, F., Crippa, C., Ceriani, M., Rivolta, C., Crosta, G. B., and Castellanza, R.: Integrated 3D geological and Finite Element modeling of slow rock-slope deformations affecting hydropower facilities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11756, https://doi.org/10.5194/egusphere-egu22-11756, 2022.

EGU22-11877 | Presentations | NH3.5

Experimental study towards the investigation of scale effects in 3D granular slides 

Sazeda Begam and Valentin Heller

Granular slides can be defined as gravity-driven rapid movements of granular particle assemblies mixed with air and often also water. This ubiquitous phenomenon is not only observed in industrial applications such as hoppers, blenders and rotating drums, but also in natural contexts in the form of landslides, rockslides and avalanches. These granular slides in nature may cause devastation and human losses in their run-out path and indirect effects such as landslide-tsunamis, landslide dams and glacial lake outburst floods. The investigation of granular slides in nature is challenging due to the dangers in accessing the landslide locations in a timely manner and the challenges in predicting when and where they occur. Here, we use well defined and controlled three-dimensional (3D) laboratory experiments, building up on own (Kesseler et al., 2020*) and other studies, which were commonly limited to two dimensions (2D). The primary aim of the current study is to extend the scale effects investigation of Kesseler et al. (2020) to 3D and to provide new physical insight into 3D granular slides.

 

The experimental setup from Kesseler et al. (2020) has been upgraded from 2D to 3D by extending the side of the ramp and runout zone. The upgraded versatile 3 m long and 1.5 m wide ramp transitions via a curved section into a 3 m long and 2 m wide runout area. The measurement system, consisting of cameras recording the slide evolution and for general observations and a photogrammetry system to investigate the slide deposit shape including the runout, has been complemented with two laser distance sensors measuring the slide thickness along its centreline at two distinct positions during slide propagation.

 

In this initial study, we explore two different slide volume limits and, surprisingly, found a negative correlation between the slide volume and runout distance. Moreover, we identified a positive correlation between the slide thickness and slide volume. A positive correlation has also been identified between the maximum deposit height and the initial slide volume. Further, the good test repeatability is demonstrated with a detailed quantification and presentation of the characteristic variation plot at different time instances, involving the slide centroid and front velocities, the maximum slide thickness, the slide side expansion ratio and the locations of the slide deposit front- and backlines.

 

These findings may ultimately contribute to landslide and avalanche hazard assessments by providing an efficient and improved prediction of the slide kinematics, the slide evolution and the slide deposition features such as the runout distance. Moreover, once all experiments are conducted at different scales, we hope to be able to quantify and understand scale effects of granular slides and to improve the upscaling procedure from laboratory scale to nature.

 

 

*Kesseler, M., Heller, V., Turnbull, B. (2020) Grain Reynolds number scale effects in dry granular slides. Journal of Geophysical Research-Earth Surface 125(1):1-19.

 

How to cite: Begam, S. and Heller, V.: Experimental study towards the investigation of scale effects in 3D granular slides, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11877, https://doi.org/10.5194/egusphere-egu22-11877, 2022.

EGU22-11939 | Presentations | NH3.5

Investigation of rock slope failure processes in the Southern Swiss Alps 

Alessandro De Pedrini, Christian Ambrosi, Cristian Scapozza, Andrea Manconi, and Federico Agliardi

The evolution of rockslide processes towards failure events depends on the combination of geological and geomorphological properties, structural setting, and the glacial history of each site. The identification and analysis of the dominant factors affecting the spatial distribution and the temporal evolution of such massive phenomena are relevant not only for scientific purposes but also have large impacts on hazard assessments. Several large rockslide phenomena are located between five valleys north of Bellinzona, southern Swiss Alps, including the Riviera, Leventina and Blenio valleys in Canton Ticino, and the Calanca and Mesolcina valleys in Canton Grisons. The distribution of such phenomena is highly variable and appears to be higher along the eastern side of the Leventina Valley and the western side of the Blenio valley rather than in the rest of the region. Furthermore, the observed failure events range from 13.50 ka cal BP to 2002 CE, and many rockslides have not yet collapsed despite visible signs of surface deformation. The reasons for these differences in spatial and temporal distribution are yet unknown.  
Our research aims to define the influence and relationship of regional and local factors on the spatial and temporal rockslides distribution in this study area. We rely on an exceptional dataset including (i) detailed geological and geomorphological mapping of the area of study, (ii) a collection of historical data and scientific research on the activity of the large rock slope failures in Ticino and Grisons Cantons, (iii) detailed knowledge of the timing of deglaciation for several valleys of the Canton Ticino, (iv) a catalog of instabilities of the Canton of Ticino finalized in 2016, and (v) several results of current surface deformation activity constrained with satellite radar interferometry. Here we present the preliminary results of the activities performed to extend the rockslides catalog in the Calanca and Mesolcina valleys (Canto Grisons) obtained through the evaluation of stereo-photogrammetry datasets and evaluating the state of activity with satellite radar interferometry. Moreover, we will detail the approach used to set upslope stability modeling attempts at selected locations, combining techniques such as slope exposure dating, analysis of morphological parameters from digital elevation models, and analysis of structural data providing the dominant orientations of rock mass discontinuities.

How to cite: De Pedrini, A., Ambrosi, C., Scapozza, C., Manconi, A., and Agliardi, F.: Investigation of rock slope failure processes in the Southern Swiss Alps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11939, https://doi.org/10.5194/egusphere-egu22-11939, 2022.

EGU22-12009 | Presentations | NH3.5

Inventory and characterization of recent (<100 years) gravitational activity of the Queyras DSGSDs - South French Alps 

Clément Boivin, Jean Philippe Malet, Catherine Bertrand, and Yannick Thiery

Deep Seated Gravitational Slope Deformation (DSGSD) are gravitational processes damaging slopes over long periods of time. These processes may be reactived with the occurrence of smaller, shallow gravitational events. Thus, a better understanding of DSGSDs, from their formation to more catastrophic phases of activity, is an important goal  for natural hazard prevention in mountainous areas. .A first inventory of DSGSD in the Western Alps has been proposed by Crosta et al. (2013) with 1057 DSGSDs identified. A similar work has been conducted more recently at the scale of the French Alps by Blondeau (2018) who identified nearly 460 DSGSDs. Despite the importance of these works, there are still many Alpine sub-massifs where high concentrations of DSGSDs (Blondeau., 2018) have been recognized but where no detailed studies have been conducted. This is the case of the Queyras Massif (South French Alps). It is in this context that this study is carried out, with both the objectives of locating and characterizing the DSGSDs observed in this area and identifying their recent activity.

The proposed approach is based on quantitative geomorphological studies combining photo-interpretation of multi-date aerial imagery, analysis of DSMs and field observations. Quantitative description criteria are proposed to identify DSGSDs and discriminate them from large deep-seated landslides. Thirty DSGSDs are inventoried and their lithological and structural setting is analyzed. Analysis of multi-date aerial photographs and InSAR derived landslide velocities (NSBAS processing of Sentinel-1 observations; e.g. André et al., XX?) allow characterizing their gravitational activity.

How to cite: Boivin, C., Malet, J. P., Bertrand, C., and Thiery, Y.: Inventory and characterization of recent (<100 years) gravitational activity of the Queyras DSGSDs - South French Alps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12009, https://doi.org/10.5194/egusphere-egu22-12009, 2022.

EGU22-12124 | Presentations | NH3.5

Towards a national susceptibility map for rock avalanches 

Martina Böhme, Odd Andre Morken, Thierry Oppikofer, Reginald L. Hermanns, Ivanna Penna, Pierrick Nicolet, Marie Bredal, José Pullarello, and Francois Noël

Several rock avalanches with significant consequences have taken place in Norway during the last centuries. This has caused a high awareness with respect to this natural hazard. As a result, mapping of unstable slopes was initiated in 2006 and several high-risk unstable rock slopes have been identified and investigated in detail and today are monitored. Furthermore, the mapping program of unstable rock slopes has become systematic. Under this initiative, so far five out of eleven Norwegian counties have been analysed systematically for unstable rock slopes and the mapping has been completed for one of these counties. Registered slopes are mapped and classified based on a systematic hazard and risk classification system, established in 2012. This process is time intensive, and currently attention might not be given to the highest risk objects.

In order to get a rapid, complete national overview of potential large rock slope failures, as well as their total hazard and consequence potential, a national overview mapping project has been started. This will make it possible to better prioritize high risk objects in the systematic mapping program. The project will be divided into several steps: (1) systematic analysis of remote sensing data (e.g. detailed DEM, orthophoto and InSAR data) to locate potential unstable rock slopes; (2) a simplified hazard ranking; (3) semi-automated volume estimation; (4) automated run-out assessment; (5) and empirical displacement wave run-up height assessment.

In order to minimize the area that needs to be analysed in Step 1, presently known unstable rock slopes have been analysed. Results indicate that the study area can be restricted based on available relief, presence of inhabitants and distance to the shorelines (fjords and lakes). This makes it possible to reduce the study area significantly, from the total land area of Norway down to roughly one third of this. Furthermore, for this quick overview assessment we use a simplified hazard ranking that is based on signs of activity, visible grade of development and its volume.

The resulting susceptibility map will serve as a source to prioritize mapping and mitigation efforts, with respect to other natural hazards in Norway as well.

How to cite: Böhme, M., Morken, O. A., Oppikofer, T., Hermanns, R. L., Penna, I., Nicolet, P., Bredal, M., Pullarello, J., and Noël, F.: Towards a national susceptibility map for rock avalanches, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12124, https://doi.org/10.5194/egusphere-egu22-12124, 2022.

As a key part of landscape evolution and hazard to people in Alpine terrain, rock weathering leads to the breakdown and weakening of rock, causing rock fall and ultimately slope failure. Rock moisture availability is a major factor in these processes. It is understudied, partly due to a lack of reliable measurement techniques. Most frost weathering tests in the laboratory to date have been conducted with fully saturated specimens, which is often not the case under natural conditions.

As part of the DFG-funded CLIMROCK project, we performed laboratory based experiments in a climate cabinet looking at rock moisture movement during frost cracking cycles and its relation to rock weathering. A selection of Wettersteinkalk (limestone) blocks of 40 x 40 x 20 cm size were used, some of which were compact and some of which were highly fractured. The blocks saturated with water to different degrees (0%, 50%, 100%) and were insulated on the side faces. In different test runs, the base of the individual blocks were either left uncovered to allow water seeping through, also isolated at the base to create Different sensor types including Time Domain Reflectometry (TDR), Electrical Resistivity (ER) and Microwave sensor (MW) were used to quantify rock moisture levels and movement during freeze-thaw cycles of different duration. As a measure of relative rock weathering contact Acoustic Emissions (AE) loggers were used to detect subcritical cracking. Calibration of these instruments will be individual to each block.

Initial findings show marked movement of rock moisture at the beginning of the cycles with possible evidence of cryosuction down to 36cm depth from rock surface. Particularly strong moisture migration is seen in 50% and 100% samples at 25cm depth, though not when the sample is initially dry. There is also evidence of migrations to the freezing front and probable subsequent refreezing events.

Further test runs with different saturation levels (75%, 90%) are planned. Observations of moisture movements and weathering effects from the laboratory experiments will be applied to the interpretation of field rock moisture data from ongoing CLIMROCK studies in the Bavarian and Austrian Alps.

How to cite: Mitchell, A. and Sass, O.: Movement of moisture during frost cracking cycles: First laboratory results from the CLIMROCK project., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12182, https://doi.org/10.5194/egusphere-egu22-12182, 2022.

EGU22-12230 | Presentations | NH3.5

Toward national-covering dynamic rockfall simulations: adapting stnParabel with efficiency in mind 

François Noël, Thierry Oppikofer, Michel Jaboyedoff, Reginald Hermanns, Martina Böhme, and Synnøve Flugekvam Nordang

Working with 3D point clouds offers many benefits for reducing the subjectivity of rockfall simulations at a local scale. Indeed, many “dynamic” rockfall rebound models are strongly affected by the topography and the perceived surface roughness, which can be objectively represented with detailed terrain models. This reduces the need for complex time intensive back analyses and associated sensitive adjustments of parameters used for subjectively adjusting the simulations to the desired runout distances.

Predictable and reproductible simulations from a constrained set of parameters while still managing to reproduce observed runouts on a wide range of sites could be time saving for practitioners and their clients, ultimately improving quality at lower costs to the society. This could speed up the process for practitioners to deliver concise reports easier to interpret and quality-check by a wider range of employees on the client side.

However, working with 3D point clouds can have a steep learning curve and quickly becomes impractical at a larger scale for regional analysis, partially obscuring some of the previously mention advantages. To explore potential ways to circumvent these issues, a prototype of an algorithm that runs the stnParabel rockfall simulation freeware in batch was quickly implemented in 2020. It was developed to expand such dynamic simulation capabilities to larger regions and up to potentially national-covering capabilities.

Slight modifications were done on the impact detection algorithm to also work with high resolution gridded terrain models (DTMs) with a focus at not sacrificing the benefits of working on 3D point clouds. The sources biases due to the stretched grided cells underrepresenting the steep cliffs are worked around by randomly distributing the sources based on the 3D stretched surface occupied by the cells.

Preliminary results were produced regionally over 6000 km2, involving 115 000 000 simulated rockfalls with 10 m3 blocks of dimensions 3.8x3.2x1.8 m. The simulations were performed on the Norwegian national 1 m DTM from airborne LiDAR, up sampled to 50 cm cells for future proofing the approach. They were produced at a rate of about 15 000 000 simulated 3D trajectories per hour when ran on a small Ultrabook laptop with fast SSD.

The preliminary results from the dynamic rockfall model were then combined with databases of observed deposited blocks from previous rockfall events to act as a calibration guide for FlowR model. This simpler model based on gridded topographic-hydrologic spreading and sliding block approaches can be adjusted to produce a wide range of desired runouts envelopes from numerous processes, like rockfalls. The simpler simulations on 10 m DTM were used as a candidate for the revision of the national rockfall susceptibility mapping methodology.

The prototype approach to run detailed dynamic rockfall simulations regionally would require validations. Such potentially useful approach with objective dynamic simulations for hazard mapping as well as for the design of mitigation measures could then be shared through publications and be implemented in the distributed rockfall simulation freeware stnParabel. 

How to cite: Noël, F., Oppikofer, T., Jaboyedoff, M., Hermanns, R., Böhme, M., and Flugekvam Nordang, S.: Toward national-covering dynamic rockfall simulations: adapting stnParabel with efficiency in mind, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12230, https://doi.org/10.5194/egusphere-egu22-12230, 2022.

EGU22-12412 | Presentations | NH3.5

Automated delimitation of rockfall runout zones using high resolution trajectory modelling at regional scale 

Luuk Dorren, Christine Moos, and Christoph Schaller

More than ten years ago, Swiss-wide rockfall modelling was carried out to indicate potential hazard areas and rockfall protection forests within the framework of the SilvaProtect-CH project. The forest effect itself was not included in these models and only one block size (1 m3) was calculated. The aim of our study was to model rockfall runout zones using Rockyfor3D for block size scenarios ranging from 0.05 – 30 m3 with explicit inclusion of the protective effect of the forest for an area of approx. 7200 km2 in Switzerland and Liechtenstein with a 2m-resolution. For the determination of the start cells as well as the slope surface characteristics, we used the terrain morphometry derived from a 1m-resolution digital terrain model as well as the Swiss TLM geodata and information from geological maps. The forest structure was defined by individual trees with their coordinates, diameters and tree type (coniferous or deciduous). These were generated on the one hand from detected individual trees and on the other hand from statistical relationships between the detected trees, remote sensing-based forest structure type definitions and stem numbers from field inventory data. Based on the latter, we generated forest strata in addition to the detected individual trees. The delimited rockfall runout zones automatically derived from the simulated reach probability maps were validated with 1554 mapped historical rockfall events. The results of the more than 78 billion simulated trajectories showed that 94% of the mapped silent witnesses could be reproduced by the simulations and 78% were within the delimited runout zones. The median of the volume of the non-reproduced silent witnesses was 0.1 m3, which led us to a hypothesis, that these mapped blocks could partly be deposited fragments from larger blocks. We conclude that a rockfall simulation with explicit consideration of the forest effect at 2m-resolution with plausible results is possible for very large areas.

How to cite: Dorren, L., Moos, C., and Schaller, C.: Automated delimitation of rockfall runout zones using high resolution trajectory modelling at regional scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12412, https://doi.org/10.5194/egusphere-egu22-12412, 2022.

Technology advances and rising population has led to the establishment of geoengineering projects such as dams, tunnels, bridges, road network, etc. in the mountainous terrain which causes slope destabilization. National Highway-5 connects Shimla, Kinnaur, Kullu, and China border to the rest of the country. The route is of paramount importance for defense and security purposes. The area encompasses complex geomorphological and geological terrain and often encounters road cut slopes susceptible to failure. In the present study, a detailed geotechnical investigation is carried out around Dhalli Landslide (September, 2017) and Malyana Landslide (August, 2018) along NH-5, Shimla, Himachal Pradesh. RMR, SMR, kinematic analysis and numerical modeling using the finite element modelling (FEM) technique is applied for the aforementioned two slopes and its nearby area. Kinematic analysis of joint data shows that rocks are prone to mainly wedge and planar failures. The RMR results show that the slopes belong to fair (Class III) and weak (Class IV) category. The SMR results for the slopes show that slopes lie in the completely unstable (Class V) category, unstable (Class IV) category and in the partially stable (Class III) category. The Strength Reduction Factor (SRF) was calculated using RS2 module of Rocscience. The SRF for both the slopes was less than 1 which shows that the slopes are completely unstable. Dominating factors responsible for the slope instability are identified and accordingly, some suggestions are proposed to strengthen the stability of road cut slope.

 

How to cite: Singh, J., Thakur, M., and Kishore, N.: Slope Stability Assessment of Rock Slopes Using Finite Element Modelling Along National Highway-5, Shimla, Northwestern Himalaya, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12612, https://doi.org/10.5194/egusphere-egu22-12612, 2022.

EGU22-12639 | Presentations | NH3.5

A complete rockfall inventory across twelve orders of magnitude. 

Benjamin Jacobs, Florian Huber, and Michael Krautblatter

Understanding the magnitude-frequency relationship of rock falls is one of the most important issues for both geomorphologists assessing sediment budgets as well as public stakeholders evaluating rock fall hazards. Multi-temporal Terrestrial Laser Scanning (TLS) surveys, or more general LiDAR, is often applied to produce rock fall inventories of event magnitudes and their frequency. However, LiDAR-based rock fall inventories systematically miss or underestimate both ends of the magnitude bandwidth.

Here we present the first attempt of a complete rock fall inventory including the full spectrum of magnitudes, ranging from fragmental rock falls (cm³) to Bergsturz-sized events (106 m³). We combine rock fall inventories derived from multi-temporal TLS campaigns over six years, rock fall collectors and the historic record in a previously intensely investigated study area (Reintal, German Alps). We investigate which factors – such as structural geology, systematic sampling limitations or different rock fall processes – can lead to possible misinterpretation of rock fall inventories regarding geomorphic systems.

The study shows that (i) LiDAR-based rock fall inventories do not cover the full spectrum of rock fall magnitudes due to their limitations in temporal and spatial resolution, (ii) structural geological features control the magnitude/frequency relation beyond the roll-over of these inventories and (iii) taking fragmentation as well as a clear distinction between rock fall processes into account when analysing rock fall inventories is crucial.

How to cite: Jacobs, B., Huber, F., and Krautblatter, M.: A complete rockfall inventory across twelve orders of magnitude., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12639, https://doi.org/10.5194/egusphere-egu22-12639, 2022.

EGU22-12804 | Presentations | NH3.5

Collapse, fragmentation, high-speed boulders, and dust cloud: analysis of the 2017 Pousset (Cogne, Val D’Aosta) rockslide in Northern Italy 

Giovanni Crosta, Giuseppe Dattola, Fabio De Blasio, Camilla Lanfranconi, and Davide Bertolo

The dynamics of rock fragmentation during the collapse of a rock avalanche, a rockfall, or an extremely energetic rockfall, is insufficiently known (De Blasio et al., 2018). Fragmentation especially at the base of a rock avalanche may affect on the one hand the dynamics of the rock avalanche and the geometry of the final deposit. On the other hand, fragmentation in the upper layers produces a dust of rock particles which: i) impacts energetically with the surrounding areas, and in a later stage, ii) propagates as a dust cloud. Although such dynamics are commonly observed, they are still inadequately addressed.

Recently, a rock avalanche in the Italian Alps occurred in November 2017, giving us the possibility to investigate these phenomena in better detail. In particular, we analysed a  8,000 m3 collapse of serpentinites and metabasics (Grivola-Urtier metaophiolitic Unit) from the Pousset peak (Aosta Valley Region in Western Italian Alps). The peak collapsed from an average height of 2800 m a.s.l. to the foot of the slope 800 m below, where it completely disintegrated. The impact on the ground produced a rock dust cloud which subsequently flowed downstream over the successive few minutes.  The site was visited immediately after the event, and it was possible to investigate the fresh deposit of rock dust before alteration by climate or weathering. This collapse thus represents an interesting case study for trying to determine the energy threshold required for fragmentation and dust cloud formation, the redistribution of the kinetic energy after impact and the amount related to cloud generation within the energy balance.

After identifying in situ the main characteristics of the collapse, we then concentrated our efforts on a more quantitative understanding of the event via numerical calculations. We reproduced the blocks trajectories and computed the impact points where a strong energy dissipation occurred by using the 3D rockfall simulator code HY-STONE (Crosta & Agliardi 2004; Frattini et al. 2012). In these points, the block fragmentation has been taken place and the formation of dust occurred. Through laboratory analysis of dust samples collected from the few centimetres thick deposits on trees and paths, we determined the particle size frequency curves for each location. The fragmentation energy was then estimated by integrating the spectrum of the grains assuming that the fragmentation energy is proportional to the area just created.

Once obtained the fragmentation energy, we estimated the maximum speed and runout of the dust cloud and the settling time using a simple model for suspension flows. From the analysis of the results obtained in the three described procedures, the fragmentation energy was found to be a relatively small fraction of the initial energy of the landslide, and the calculated flow rate of the suspended powder was found to be compatible with the one observed, even though flowage parameters for the cloud still need to be understood from first principles. In conclusion this case study, even if volumetrically small (or perhaps because of it), may add interesting information on the ongoing debate about rock fragmentation in catastrophic events.

 

 

How to cite: Crosta, G., Dattola, G., De Blasio, F., Lanfranconi, C., and Bertolo, D.: Collapse, fragmentation, high-speed boulders, and dust cloud: analysis of the 2017 Pousset (Cogne, Val D’Aosta) rockslide in Northern Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12804, https://doi.org/10.5194/egusphere-egu22-12804, 2022.

Giant rock avalanche is extremely rare worldwide, while giant rock avalanche developed in suture zone has presented unique development characteristics. The suture zone is a product of plate moving and strong tectonic activity, where the appearance of a giant avalanche not only plays a barometer role for the regional disaster development environment but an indicator role for the complicated geological environment. In 2019-2021, the author has found a giant paleo-rock avalanche (name Basu avalanche) in the Bangonghu-Nujiang suture zone of the Tibetan Plateau. Some infrequent characteristics such as huge volume, development in nappe structure, and hyper-mobility (debris impact height > 600m) appeared for this giant rock avalanche. In this paper, based on the detailed investigation, 36Cl dating, and reconstructing the pre-avalanche terrain methods, the development, failure, and hyper-mobility of this giant rock avalanche have been analyzed. The result shows that: (1) The volume of the Basu avalanche is about 3.5×109m3, the residue is about 1.4×109m3 now. The avalanche occurred at 205.70±7.71ka B.P.(ka: millennium), subsequent the accumulation body occurred two times secondary landslides (name Duolasi landslide) at 17.57±0.72ka B.P. and 7.01±0.32ka B.P., respectively; (2) The nappe structure, formed from the uplift and orogeny process of the suture zone, controls the development and volume size of the Basu avalanche, while the strong earthquake is the biggest likely to trigger the avalanche finally failure because of the dense active faults distribution; (3) Because of the rich Ultrabasic clasts derived from the F2 fault and fine particles produced by cataclastic rock mass, the Basu avalanche formed the slide belt that thickness from centimeters to meters during the motion. The lubrication effect of the slide belt has dominated the avalanche debris's high-speed motion and hyper-mobility, the mechanism is that: due to the huge avalanche volume and induced the high pressure and closed slide belt environment, the slide belt fine-grain formed the lubrication layer with certain water involved, and the friction force sharply decreased; (4) Because of the Basu rock avalanche and the debris flow successive blocked the Leng River, the Leng River valley has experienced diversions process and the river valley from the ’S’ shape to approximate straight-line shape.

How to cite: Gao, Y. and Zhao, S.: A new perception in the development, failure, and hyper-mobility of a giant rock avalanche in the suture zone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13034, https://doi.org/10.5194/egusphere-egu22-13034, 2022.

Landslides are among the top five natural disasters in terms of casualties and property damage; therefore, landslide susceptibility mapping is vital in landslide-prone areas, particularly hilly terrain. Globally, landslides alone take away the life of 17% of the total death caused by natural hazards. The death count in numbers is approximately 1000 per year, with property damage of about US$ 4 billion. This makes the study of landslides extremely significant. Important factors contributing to the reported global increase in landslides are the rapid growth of the world's population, urbanisation in the developing world, and global climate change.

Landslides are natural and anthropogenic hazards that have impacted Indian subcontinent, especially the Himalayas and other mountainous areas. Comparative evaluations of the landslide susceptibility mapping models are necessary for landslide susceptibility mapping to find the best fit model for the specific area. The present study has been conducted in the West Sikkim district of India, in the Indian Himalayan Region, using a data-driven statistical model of information value method (IVM) and frequency ratio method (FRM), as well as a knowledge-driven heuristic approach of analytic hierarchy process (AHP). The combination of the statistical and the knowledge-based approach is applied because the former gives the unbiased result based on the pixel value of the satellite data used, whereas the knowledge-based method gives the value based on the knowledge and experience of the expert, so a very good comparison can be made. In this study, eleven landslide conditioning factors were analysed in the remote sensing (RS) and geographic information system (GIS) environment, which are slope aspect, slope gradient, slope curvature, drainage density, elevation, lithology, land use and land cover (LULC), normalised difference vegetation index (NDVI), geomorphology, lineament density, and soil type. The Resourcesat 2A satellite images were used from Indian remote sensing agency having LISS 4 sensors of 5.8 m resolution data.

A total of 685 landslides were identified in a satellite image, and the polygons of the same in the shapefile format mapped in the GIS environment. Landslides mapped from the satellite data has also been validated in the google earth images and selected sites are also validated by ground truthing. 70% of the total landslide polygons were taken as the training data the remaining 30% landslide polygons were taken for the validation purpose The studies were validated using a receiver operating characteristic curve that fit the model with acceptable values of more than 60% for all three models, with the highest value of 74% being obtained for the information value method. The density distribution method has validated the result, confirmed by the landslide density increased from the low susceptibility zone to the high susceptibility zone. These types of studies are helpful for the decision-makers and the planners for the developmental projects that are ongoing in the state and future projects.

How to cite: Biswakarma, P. and Joshi, V.: A comparative study using bivariate statistical method and knowledge-driven heuristic approach for the comparison of landslide susceptibility mapping in West Sikkim district of Sikkim Himalaya, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-488, https://doi.org/10.5194/egusphere-egu22-488, 2022.

EGU22-1356 | Presentations | NH3.6 | Highlight

Multi-spatiotemporal landslide mapping for landslide evolutionary investigation 

Kushanav Bhuyan, Hakan Tanyas, Lorenzo Nava, Silvia Puliero, Sansar Raj Meena, Mario Floris, Filippo Catani, Cees Van Westen, and Tanuj Pareek

Multi-temporal landslide inventories are crucial for understanding the changing dynamics and states of activity of landslide masses. However, mapping landslides over space and time is challenging as it requires lots of time and resources to delineate landslide bodies for affected areas. With the current advances in artificial intelligence models and acquisition of very high-resolution satellite imageries, the need to map landslides not just spatially, but also temporally, has become evident. Generating multi-spatiotemporal landslide inventories can allow to improve our understanding of evolving landslides and landslide re-activations, addressing the changing susceptibilities, and the associated risks to elements-at-risk. Furthermore, as a result of having multi-temporal inventories, the temporal probability of occurrence of landslides can also be investigated with the help of envelop curves based on variables like rainfall duration, intensity, cumulative rainfall, antecedent rainfall. Therefore, in this endeavour, we have developed a model that generates multi-temporal landslide inventories for some of the most affected landslide regions by using several inventories around the world, for example, in Nepal (Gorkha earthquake of 2015). This study is the first attempt to map landslides over space and time using the state-of-the-art artificial intelligence models and gives a new perspective at mapping landslides through a temporal lens. Subsequently, the modelled outputs are utilised to assess and understand the changing dynamic behaviour of past landslides.   

How to cite: Bhuyan, K., Tanyas, H., Nava, L., Puliero, S., Meena, S. R., Floris, M., Catani, F., Van Westen, C., and Pareek, T.: Multi-spatiotemporal landslide mapping for landslide evolutionary investigation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1356, https://doi.org/10.5194/egusphere-egu22-1356, 2022.

EGU22-1478 | Presentations | NH3.6

Combining active-learning approaches with support vector machines for landslide mapping 

Zhihao Wang and Alexander Brenning

Cost-effective spatial landslide models play a critical role in landslide mapping after an event and landslide susceptibility modelling for spatial planning and hazard mitigation. Challenges faced by many researchers in compiling the necessary landslide inventories are the time-consuming instance labelling and imbalanced data when training machine-learning models. Active learning is a practical way of reducing labelling costs by selecting more informative instances for labelling by an expert. Although this method has increasingly been adopted in remote-sensing classification, it is relatively new in the context of landslide mapping. To test the performance and potential benefits of active learning in this context, we combined two common active learning strategies, uncertainty sampling and query by committee with a state-of-the-art machine-learning technique, the support vector machine (SVM). Their utility is illustrated in a case study in the Ecuadorian Andes by comparing their performances to SVMs with simple random sampling of training locations. Based on the mean AUROC (area under the receiver operating characteristic curve) as a performance measure, SVMs with uncertainty sampling tended to perform better than random sampling and query-by-committee strategies. Meanwhile, uncertainty sampling achieved more stable performances according to a lower AUROC standard deviation across repetitions. Taken together, under limited data conditions, active learning with uncertainty sampling is more efficient by selecting more informative instances for SVM training. Therefore, we suggest that this strategy can be incorporated into the workflow of interactive landslide modeling not only in emergency response settings but also to more efficiently generate landslide inventories for event-based landslide susceptibility modeling.

How to cite: Wang, Z. and Brenning, A.: Combining active-learning approaches with support vector machines for landslide mapping, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1478, https://doi.org/10.5194/egusphere-egu22-1478, 2022.

EGU22-1542 | Presentations | NH3.6

Investigating the effect of the landslide deposition area for susceptibility assessment in Brazil 

Helen Cristina Dias, Daniel Hölbling, and Carlos Henrique Grohmann

Shallow landslides are a frequent type of mass movement in mountains regions. The recognition and mapping of shallow landslides are very important to better understand the characteristics of the hazard (e.g., triggering factors, conditional factors) and the magnitude of the event, as well as to facilitate susceptibility, vulnerability, and risk analysis. In Brazil, they are one of the most frequent and destructive natural hazards; each year numerous shallow landslides are triggered by rainfall, particularly in the south and southeastern regions of the country, resulting in social and economic impact. The construction of landslide inventories in Brazil is still incipient since not all mass movement events that occurred are documented and no mapping guidelines exist. Thus, this research aims to investigate how the inclusion/exclusion of the deposition area in a shallow landslide inventory mapping influences the results of a susceptibility assessment. The study area is the Gurutuba watershed, located in the municipality of Itaóca, São Paulo state, southeastern Brazil. Two shallow landslide inventories of the 2014 high magnitude mass movement event were created based on Google Earth Pro images dated 2014/10/08. The criteria applied for visual mapping were the absence of vegetation, shape, size, drainage network distance, planar rupture surface, altimetric variation, and slope position. The inventories were constructed based on the same visual guidelines, the difference between them is regarding the deposition area. Inventory 1 (INV1) includes rupture, transport, and deposition area, while inventory 2 (INV2) only includes rupture and transport area but excludes the deposition area. A bivariate statistical approach, i.e., the informative value method, was applied to create a susceptibility map and compare the performance of INV1 and INV2. Besides the inventories, four morphological thematic variables (aspect, slope, elevation, and curvature) derived from a digital elevation model (DEM) from the SRTM mission, re-sampled to 12.5 m, were used for this analysis. The thematic variables slope, aspect, and elevation did not generate a substantial difference with the inclusion/exclusion of the deposition area and showed similar statistical results for both inventories. The morphological classes with high susceptibility were slope between 40°and 50°, E and SE orientation, and elevation between 400 and 500 m. Curvature presented different results for each inventory, while in INV1 convex areas were the most susceptible, with INV2 both convex and concave areas were considered susceptible. The validation indicated slightly better performance of INV2 for the susceptibility mapping based on the success rate (AUC 0.775) and prediction rate (AUC 0.758) than INV1, which resulted in a lower success rate (AUC 0.758) and prediction rate (AUC 0.740). These results indicate that considering the deposition area for shallow landslide recognition and mapping affects the assessment of susceptibility mapping in a tropical environment. The criteria applied for shallow landslide mapping are not always mentioned in Brazilian studies despite the landslide inventory being the most important input variable for susceptibility assessment. Further analysis should be carried out in other regions of the country, as well as with more accurate resolution data if available.

How to cite: Dias, H. C., Hölbling, D., and Grohmann, C. H.: Investigating the effect of the landslide deposition area for susceptibility assessment in Brazil, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1542, https://doi.org/10.5194/egusphere-egu22-1542, 2022.

EGU22-1599 | Presentations | NH3.6

Development of a first local landslide early warning system in Slovenia 

Tina Peternel, Matija Zupan, Ela Šegina, Mateja Jemec Auflič, and Jasna Šinigoj

The fact that Slovenia is highly exposed to landslides underlines the need for preventive measures to reduce the hazard associated with landslides. For this reason, in 2011 the Geological Survey of Slovenia (GeoZS) started developing the MASPREM system to predict landslides hazard due to increased rainfall at the national level.

In 2021, the MASPREM system was upgraded to a local landslide early warning system which was specifically developed for landslide-prone area in the hinterland of the settlement of Koroška Bela (Karavanke mountain, NW Slovenia). This area is known by numerous landslides, that represent the source area of a potential debris flows that could pose a threat to the settlement bellow. The triggering mechanisms behind this kind of landslides are related to various environmental conditions (e.g. geological conditions, tectonic settings, topography, etc.) and triggering factors such as prolonged and/or intense precipitation, changes in groundwater levels, erosion and earthquakes.

Since we cannot avoid the risk of landslides and have to adapt, it is important to understand and predict landslide behaviour. With the help of landslide monitoring early landslide activity can be detected and landslide impacts can be reduced.

To meet this need, we have implemented real-time geotechnical (extensometers), hydrometeorological (piezometers, rain gauges) and geodetic (GNSS antennas) sensors that enable temporal prediction of landslide dynamics. Based on analyses of monitoring data and reconstruction of previous event, threshold values (precipitation, displacements) were determined.

Additionally, we set up customised dashboards that allow access to all real-time monitoring sensors. In this way, GeoZS emergency service and stakeholders can access daily updated data presented on webpage at any time. In the future, we plan to upgrade the local warning system with emails alerts sent to registered users when determined threshold values will be exceeded.

Acknowledgement:  The research was funded by the Slovenian Research Agency (Research Program P1-0419, project Z1-2638, Infrastructure programme I0-0007), the Administration of the Republic of Slovenia for Civil Protection and Disaster Relief, the Ministry of Environment and Spatial Planning, and the Municipality of Jesenice.

How to cite: Peternel, T., Zupan, M., Šegina, E., Jemec Auflič, M., and Šinigoj, J.: Development of a first local landslide early warning system in Slovenia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1599, https://doi.org/10.5194/egusphere-egu22-1599, 2022.

EGU22-2682 | Presentations | NH3.6

Physics-informed machine learning to model rapid complex geohazards 

Anil Yildiz, Hu Zhao, and Julia Kowalski

Predictive simulations of rapid complex geohazards remains a challenge as it requires multiple computationally demanding tasks – such as model selection, parameter inversion or uncertainty quantification. Complexity of the geohazard herein refers to the dynamics of the event, i.e. 1962 and 1970 Huascarán events in Peru, both of which started as rock-ice falls – latter with a much larger release volume – and resulted in debris – ice avalanches. Recent efforts demonstrated the promising high estimation capability of inexpensive-to-built Gaussian process emulators to replace expensive-to-run landslide run-out simulations for predictive modelling. Furthermore, parameter inversion based on active Bayesian learning has recently been shown to greatly benefit from the developed surrogate models. Such demonstrations were conducted on rather simplistic cases with flow models that require low number of parameters. Inclusion of entrainment, complex topography, and higher number of model parameters inevitably increases the dimension of input parameter space. This study investigates the estimation ability of Gaussian process emulators to estimate the run-out characteristics of 1962 and 1970 Huascarán events by considering the spatial variation of model parameters and entrainment. A GIS-based open source landslide run-out model, r.avaflow v2.3, was used to simulate both events. Effects of high dimensionality of input parameter space on the performance metrics of emulation has been addressed by increased number of simulations and parameter reduction techniques. Parameter inversion has been performed to calibrate the model by using a synthetic simulation as ground truth. Inverting synthetic field observations for a known ground truth simulation result now allows us to assess the information content of different candidate data.

How to cite: Yildiz, A., Zhao, H., and Kowalski, J.: Physics-informed machine learning to model rapid complex geohazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2682, https://doi.org/10.5194/egusphere-egu22-2682, 2022.

EGU22-2757 | Presentations | NH3.6

Performance of satellite rainfall products for landslide prediction in India 

Maria Teresa Brunetti, Massimo Melillo, Stefano Luigi Gariano, Luca Ciabatta, Luca Brocca, Giriraj Amarnath, and Silvia Peruccacci

Landslides are among the most dangerous natural hazards, especially in developing countries. In these areas, where rain gauge networks are scarce, satellite rainfall products can be a viable alternative for landslide prediction. To date, only a few studies have investigated the capability and effectiveness of these products in regional-scale landslide prediction. We performed a comparative study on the reliability of ground-based rainfall products and satellite rainfall products for landslide prediction in India. We used a catalog of 197 rainfall-induced landslides over the 13-year period between April 2007 and October 2019. We calculated frequentist rainfall thresholds using GPM, SM2RAIN-ASCAT satellite products, and their merging, at daily and hourly temporal resolution, and ground-based data from the rainfall network of the Indian Meteorological Department (IMD) at daily resolution. The results indicate that satellite rainfall products outperform ground-based observations in the prediction of landslides due to their improved spatial (0.1° vs. 0.25°/pixel) and temporal (hourly vs. daily) resolutions. The best performance is achieved through the merging of GPM and SM2RAIN-ASCAT. These results open up the possibility for using satellite rainfall products in landslide early warning systems, particularly in poorly gauged areas.

How to cite: Brunetti, M. T., Melillo, M., Gariano, S. L., Ciabatta, L., Brocca, L., Amarnath, G., and Peruccacci, S.: Performance of satellite rainfall products for landslide prediction in India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2757, https://doi.org/10.5194/egusphere-egu22-2757, 2022.

EGU22-2935 | Presentations | NH3.6

Quantitative spatial distribution and human vulnerability assessment for site-specific loess landslide 

Qi Zhou, Qiang Xu, Dalei Peng, Peng Zeng, Xuanmei Fan, Chaojun Ouyang, Kuanyao Zhao, Shuang Yuan, Xing Zhu, and Huajin Li

Landslides are associated with severe losses on the Loess Plateau of China. Providing hazard mitigation decision support for stakeholders and ensuring the safety of personnel play essential roles in risk management for landslides. Although early warning systems and escape guidelines have mitigated the risk to some extent, most methods are qualitative or semi-quantitative in the sitescale. Therefore, we propose a quantitative simulated-based spatial distribution model and scenario‐based human vulnerability probabilistic model for site-specific loess landslide risk assessment. For spatial distribution, coupled with multi-temporal remote sensing images and high-precision UAV cloud point data, a total of 98 loess landslides have occurred since 2004 on the Heifangtai terrace (North-West China) were collected to establish a landslide volume-date and retreating distance database. Eleven loess landslides are selected to construct a numerical model for parameter analysis. The centroid distance and overlapping area can quantitatively evaluate the accuracy of the simulation results. Different volumes and receding distance rates of landslides are fitted to determine the relationship between cracks and potential volume. Different volumes and parameters are combined to simulate the spatial distribution of potential loess landslides. Following the obtained hazard zone, a scenario-based model for evaluating the escape behavior and human vulnerability was proposed using a Python platform. Based on sampling surveys and field investigations, a database that includes detailed information for the hazard zone’s demographic structure and behavioral characteristics were established. The probability of scenario input parameters, such as the escape route and speed, were calculated and quantified by classic probability theory. In the selected slope slide case, farmland near the toe of the slope primarily includes exposed hazards with probabilities greater than 0.7. The registered population over 65 years old accounted for 13.46% of the total, and most residents had no more than a primary school education background. Older adults were inclined to escape a moving landslide by running parallel to the sliding direction, although the public considers this direction to be the most dangerous. The model simulation revealed that cumulative mortality could be significantly reduced by promoting disaster prevention awareness and improving the advance warning time. The developed quantitative hazard and human vulnerability framework provide a useful reference for local disaster reduction and disaster prevention rehearsal guidelines.

How to cite: Zhou, Q., Xu, Q., Peng, D., Zeng, P., Fan, X., Ouyang, C., Zhao, K., Yuan, S., Zhu, X., and Li, H.: Quantitative spatial distribution and human vulnerability assessment for site-specific loess landslide, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2935, https://doi.org/10.5194/egusphere-egu22-2935, 2022.

EGU22-3536 | Presentations | NH3.6 | Highlight

ALADIM – A change detection on-line service for landslide detection from EO imagery. 

Aline Deprez, Odin Marc, Jean-Philippe Malet, André Stumpf, and David Michéa

Mapping landslides after major triggering events (earthquake, large rainfall) is crucial for disaster response, hazard assessment, as well as for having benchmark inventories on which landslide models can be tested. Numerous studies have already demonstrated the utility of very-high resolution satellite and aerial images for the elaboration of inventories based on semi-automatic methods or visual image interpretation. However, while manual methods are very time consuming, faster semi-automatic methods are rarely used in an operational contexts, partly caused by data access restrictions on the required input (i.e. VHR satellite images) and by the absence of dedicated services (i.e. processing chain) available for the landslide community.

From a data perspective, the free access to the Sentinel-2 and Landsat-8 missions offers opportunities for the design of an operational service that can be deployed for landslide inventory mapping at any time and everywhere on the Earth. From a processing perspective, the Geohazards Exploitation Platform –GEP– of the European Space Agency –ESA– allows the access to processing algorithms in a high computing performance environment. And, from a community perspective, the Committee on Earth Observation Satellites (CEOS) has targeted the take-off of such service as a main objective for the landslide and risk community.

Within this context, we present a largely automatic, supervised image processing chain for landslide inventory mapping. The workflow includes:

  • A segmentation step, which performances is optimized in terms of precision and computing time and with respect to the input data resolution.
  • A feature extraction step, consisting in the computation of a large set of features (spectral, textural, topographic, morphometric) for the candidate segments to be classified;
  • A per object classification , based on the training of a random-forest classifier from a sample of manually mapped landslide polygons .

The service is able to process both HR (Sentinel-2 or Landsat-8) and VHR (Pléiades, SPOT, Planet, Geo-eyes or every multi-spectral image with 4 bands, blue, green, red, NIR) sensors. The service can be operated in two modes (bi-dates, single-date; the bi-dates mode is based on change detection methods with images before and after a given event, whereas the mono-date mode allows a mapping of landcover at any given time).  

 The service is presented on use cases with both medium resolution (Sentinel-2, Landsat-8) and high-resolution (Spot-6,7, Pléiades) images corresponding landscapes recently impacted by landslide disasters (e.g. Haiti, Mozambique, Kenya). The landslide inventory maps are provided with uncertainty maps that allows identifying areas which might require further considerations.

Although the initial focus and the main usage of ALADIM is associated with the landslide analyses, there is a large panel of possible applications. The processing chain was already tested in different others contexts (urbanization, deforestation, agricultural land change, …) with very promising results.

How to cite: Deprez, A., Marc, O., Malet, J.-P., Stumpf, A., and Michéa, D.: ALADIM – A change detection on-line service for landslide detection from EO imagery., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3536, https://doi.org/10.5194/egusphere-egu22-3536, 2022.

The overarching goal of the study was to test the influence of climate-related spatially distributed predictors on rockfall susceptibility in an Alpine environment. The study focused over the central part of Aosta Valley (Western Italian Alps), where a large historical rockfall inventory and an extensive, multi-variable meteorological dataset are available for the period 1990-2020. 

The first part of the study regarded the definition of process-based climate predictors for the susceptibility model. Based on previous studies (Bajni et al., 2021), three climate indices were known to influence rockfall occurrence in the area: effective water inputs (EWI, including rainfall and snow melting), wet-dry episodes (WD), and freeze-thaw cycles (FT). For each index, the spatially-distributed predictor for the susceptibility analysis was calculated as the mean annual exceedance frequency of previously defined thresholds. Such predictors were produced both starting from a station-based hourly dataset, and consequent regionalization, and a grid-based hourly dataset.

The second part of the study comprised the set-up of a rockfall susceptibility model by means of Generalized Additive Models (GAM), including topographic, climatic and two additional snow-related predictors (derived from a Snow Water Equivalent weekly gridded dataset, Camera et al., 2021). The validation of the produced models was carried out through a k-fold cross-validation (CV), while the evaluation of its performance was expressed in terms of area under the receiver operating characteristic curve (AUROC). Variable importance was assessed through the decrease in explained deviance (mDD%).

To improve and optimize the model, stepwise modifications of its setup were carried out:

  • a visibility mask related to roads and main infrastructures was introduced to reduce the rockfall inventory bias.
  • Models including alternatively the station-based and grid-based climatic predictors were compared. The evaluation was based both on the physical plausibility of the smoothing functions describing predictors behaviour, and in terms of quantitative performance. For the grid-based model, performance and predictors transferability were evaluated comparing a random CV, a spatial CV and a holdout CV.
  • Concurvity among predictors was reduced through the implementation of a Principal Component Analysis.

The key results were: (i) the use of climate predictors (both station-derived and gridded-derived) resulted in an improvement of the model performance (AUROC up to 3%) in comparison to a topographic-only model; (ii) the climate predictors with the strongest physical significance were EWI and WD, with a mDD%= 5-10% each, followed by the maximum cumulated snow melting over a 32-day period (mDD%= 3-5%); (iii) the effect of FT was masked by elevation; (iv) the station-based models were more strongly affected by concurvity issues; (v) the PCA derived predictors maintained explainable physical meanings while consistently decreasing concurvity.

The presented procedure is reproducible in other environmental and climatic conditions and allows to implement process-related non-stationary susceptibility models, making them adaptable for future climate change scenarios.

References
Bajni et al., 2021. Landslides 18, 3279–3298. https://doi.org/10.1007/s10346-021-01697-3
Camera et al., 2021. Science of The Total Environment 147360. https://doi.org/10.1016/j.scitotenv.2021.147360

Acknowledgement
This study was supported by the RISK-Gest project operating under the INTERREG ALCOTRA 14/20 Programme.

How to cite: Bajni, G., Camera, C. A. S., and Apuani, T.: Precipitation, temperature and snow related predictors for a potentially dynamic rockfall susceptibility model in Aosta Valley, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3840, https://doi.org/10.5194/egusphere-egu22-3840, 2022.

EGU22-3913 | Presentations | NH3.6

Lessons learned from deformation nowcasting at a deep-seated landslide 

Adriaan van Natijne, Thom Bogaard, and Roderik Lindenbergh

Where landslide hazard mitigation is impossible, Early Warning Systems are a valuable alternative to reduce landslide risk. Nowcasting and Early Warning Systems for landslide hazard mitigation have been implemented mostly at local scale, as such systems are often difficult to implement at regional scale or in remote areas due to dependency on fieldwork as well as local sensors. In recent years, various studies have demonstrated the effective application of machine learning for deformation forecasting of slow-moving, non-catastrophic, deep-seated landslides. Machine learning, combined with satellite remote sensing products offers new opportunities for both local and regional monitoring of deep-seated landslides and associated processes.

We tested the opportunities for machine learning on a multi-sensor monitored Austrian landslide. Our goal was to link conditions on the slope to the deformation pattern, to nowcast the deformation accelerations four days ahead of time. The in-situ sensors enabled us to test various model configurations based on combinations of local, remote sensing and retrospective analysis data sources. Our early results with shallow neural networks provide important context for future attempts. The complexities encountered were twofold: the machine learning model is poorly constrained due to the limited time span of five years of observations, and standard error metrics, like mean squared error, are unsuitable for model optimizations for landslide nowcasting.

First, even in Europe, with a six-day repeat cycle for Sentinel-1, there will be less than 500 InSAR deformation estimates from the start of the mission early 2015 to the end of 2022. As as consequence, there are only a few uniquely identifiable accelerations at the slope, and their timing is poorly defined within the six days between acquisitions. Therefore, the amount of training data is limited compared to the potentially large number of variables in more powerful machine learning models. On the Austrian slope we could rely on local, daily deformation measurements, to reveal sub-weekly minor accelerations, and to simulate potential, future, data availability.

Second, training of machine learning models is typically aimed at minimizing the average error. However, the average is a poor descriptor of the landslide accelerations that are deviations from the average, long-term behaviour. An alternative error metric was developed, that is more resiliant to slight timing errors.

Therefore, landslide deformation nowcasting is not a straightforward application of machine learning and there is a long road ahead for the large scale implementation of machine learning in landslide nowcasting and Early Warning Systems. Next step will be to evaluate our model on a landslide with a stronger deformation signal and more rapid onset of acceleration. We expect that these additional experiments will strengthen our preliminary conclusion that a successful nowcasting system requires simple, robust models and frequent, high quality and event rich data to train the system.

How to cite: van Natijne, A., Bogaard, T., and Lindenbergh, R.: Lessons learned from deformation nowcasting at a deep-seated landslide, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3913, https://doi.org/10.5194/egusphere-egu22-3913, 2022.

Landslide susceptibility maps (LSMs) depict the probability of occurrence of a given type of landslide in a given area, based on the spatial distribution of a set of selected predisposing factors. Therefore, the susceptibility assessment is very sensitive to the parameters chosen and the identification of new parameters to be used as input data is a promising field of research in susceptibility studies as it may contribute to enhance the results.

In this work the machine learning algorithm called Random Forest (RF) has been applied, employing, in addition to the most common predisposing factors, a set of newly proposed parameters, with the aim of verifying their applicability in the landslide susceptibility analysis. The study area, 3100 km2 wide, contains the provinces of Lucca, Prato and Pistoia, in northern Tuscany (Italy).

The first innovative parameter introduced is the soil sealing map, derived from the national map updated yearly by ISPRA (Italian Institute for Environmental Protection and Research). Soil sealing represents the degree of anthropization of the soil, which can radically alter the geotechnical equilibrium or the hydrological system of hillslopes. This may be directly or indirectly linked to an increased landslides hazard.

In addition, multi-parametric geological information has been included. Usually, LSMs exploit only the lithological information provided by geological maps, neglecting potentially relevant geological information (e.g. degree of weathering or tectonic stress history). We created a set of geologically-based explanatory variables by reclassifying a high resolution geological map (where 194 lithostratigraphic units were mapped at the 1:10,000 scale) using five different approaches: lithological, genetic, paleo-environmental, structural and chronological.

The model was run twice, with and without these innovative parameters, and the two resulting LSMs were compared with three approaches: (1) the area under receiver-operator characteristic curve (AUC) highlighted that the advanced parameterization increases the effectiveness of the model; (2) the Out-of-Bag Error (OOBE). OOBE was used to assess the relative importance of each predisposing factors, and the new parameters showed high predictive power; (3) the resulting maps were compared, and the main differences could be explained by local complex geological settings, which are better accounted for using the multi-criteria geological parameterization.

How to cite: Nocentini, N., Luti, T., Rosi, A., and Segoni, S.: Landslide susceptibility assessment including a set of novel explanatory variables: soil sealing, and multi-criteria geological parameterization., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4051, https://doi.org/10.5194/egusphere-egu22-4051, 2022.

EGU22-4260 | Presentations | NH3.6

Predicting seasonal landslide activity with Bayesian inference 

Lisa Luna and Oliver Korup

Improving landslide prediction in time is key to reducing damage and fatalities in areas susceptible to landsliding. While most landslide early warning research has focused on establishing hydro-meteorological landslide thresholds on hourly to daily timescales, few studies globally have attempted to model or predict landslide seasonality. We use probabilistic models based on two intuitive metrics — counts of landslides and presence or absence of landslides — to predict landslide activity at monthly resolution. Our focus area is the Pacific Northwest region of the United States, which has one of the highest densities of landsliding in the country, and where seasonal landslide activity has been recognized but hardly quantified. We use Bayesian inference to combine data from five landslide inventories from the region with varying spatial and temporal coverage, data density, and reporting protocols to learn the regional pattern of seasonal landslide activity. Results of logistic and negative binomial regression show that the landslide season in the Pacific Northwest begins in November and is marked by credible increases in the probability of landsliding, average landslide intensity, and inter-annual variability. Landslide activity is highest between November and February, decreases from March through May, and stays low between June and October. Inter-annual variability in landslide activity is higher in winter than in summer months. These flexible models could be easily adapted to learn diverse seasonal patterns from other regions of the world, such as the East Asian Summer Monsoon peak observed in Japan or the Atlantic hurricane season fall peak seen in the Caribbean. Our results also show that Bayesian multi-level models are a promising way to combine data from multiple, seemingly incompatible landslide inventories from a single region with potentially wide-ranging future applications.

How to cite: Luna, L. and Korup, O.: Predicting seasonal landslide activity with Bayesian inference, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4260, https://doi.org/10.5194/egusphere-egu22-4260, 2022.

EGU22-4637 | Presentations | NH3.6

Endeavours into a more automated workflow for regional scale landslide and flash flood event detection in the tropics using IMCLASS 

David Michea, Axel Deijns, Aline Deprez, Olivier Dewitte, François Kervyn, and Jean-Philippe Malet

Geomorphic hazards such as landslides and flash floods (hereafter called GH) often co-occur
and interact imposing significant impacts in the landscape. Particularly in the tropics, where
GH are under-researched while impact is disproportionally high, establishing regional-scale
inventories of GH events is essential to better understand the behaviour and the patterns in
GH event occurrence. Robust AI-based detection tools such as the IMCLASS classifier
provide an excellent solution to accurately determine the location of GH events. However,
they rely on accurate training samples and require some knowledge on the timing of the event.
This information is regularly unavailable when exploring for new GH events in inaccessible
areas such as the tropics. Here we present our first endeavours into an automated workflow
for detecting unknown events in the tropics using the IMCLASS detection tool associated to
an unsupervised building of training samples using time series of Copernicus Sentinel 2
imagery. Per pixel, we investigate the cumulative difference from the mean over time for a
multitude of spectral index time series (e.g. NDVI, BI, SAVI) and their related z-score time
series. The method allows us to distinguish GH-affected and non-affected pixels based on the
prominence of the peak, and determine an approximate timing based on the location of the
peak within the timeseries. Both information are then used as input for the IMCLASS
classifier. The method is highly optimized in terms of computation time allowing to process
large regions of interest. Preliminary results over Uvira, DRC and the Mahale Mountains,
Tanzania, have shown to be encouraging and provide insight into a more automated workflow
applicable on the regional scale where event occurrence and timing is yet unknown. Further
steps will consist of adapting the workflow to different landscape, topography and climatic
regions.

How to cite: Michea, D., Deijns, A., Deprez, A., Dewitte, O., Kervyn, F., and Malet, J.-P.: Endeavours into a more automated workflow for regional scale landslide and flash flood event detection in the tropics using IMCLASS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4637, https://doi.org/10.5194/egusphere-egu22-4637, 2022.

EGU22-4669 | Presentations | NH3.6

Data requirements and scientific efforts for reliable large-scale assessment of landslide hazard in urban areas 

Giandomenico Mastrantoni, Patrizia Caprari, Carlo Esposito, Gian Marco Marmoni, Paolo Mazzanti, and Francesca Bozzano

Landslides in urban areas are conceived as phenomena capable of tearing the physical structure as well as the networks of socio-economic, cultural, material and immaterial relations that make up the life of cities. Landslide hazard analysis is usually mandatory for proper land use planning and management. Nevertheless, in some cases (e.g., municipality of Rome in Italy) regulatory plans lack detailed thematic mapping of geohazard-related data. In Italy, the safety of urban areas has become a very important issue in the last decade, therefore projects of national interest have been funded for the mitigation of geological risks.

Shallow landslides are common mass movements in urban areas. They can be triggered by earthquakes, heavy rains or induced by proximity to specific urban assets, like road cuts or retaining walls. Reliable quantification of landslide hazardous areas is often associated with the existence of static specific predisposing factors, such as local terrain variables, land use, lithology, proximity to roads and streams as well as dynamic factors related to trigger (e.g., antecedent rainfalls). Predictive multivariate statistical analysis, among which Machine Learning (ML) models, takes as input several predisposing and conditioning factors that may reveal patterns with the spatial and temporal distribution of different types of landslides. Therefore, ancillary landslide databases are the key-data to investigate the distribution, types, pattern, recurrence, and statistics of slope failures and consequently to determine the overall landslide hazard. However, the amount and quality of available data may be inadequate to build accurate large-scale predictive models. Open-source landslide inventories are often incomplete in spatial and temporal terms, with heterogeneous geometries, thus generating a data sparse environment consisting of a variety of low-accuracy datasets that need to be integrated and cross-validated to gain reliability. 

In this study, the adoption of a combined approach based on GIS tools and Machine Learning techniques allowed to estimate landslide susceptibility based on both real and synthetic Landslide Initiation Points (LIPs). Open-source landslide inventories have been collected, cross-validated, and integrated in a unique database, thus creating a richer data product that contains the strengths but overcomes the weakness of each contributing dataset. As the number of LIPs was too low to train reliable ML models, we developed a methodology based on the features of occurred landslides in order to derive synthetic LIPs to boost the original database by three times. This approach has been applied to the Metropolitan area of Rome (Lazio, Central Italy), where rainfall-induced shallow landslides have been widely overlooked.

The final database with LIPs and predisposing factors has been used to create and validate different ML models and the most accurate one was then deployed to estimate landslide susceptibility for the whole area of the municipality of Rome with a resolution of 5 meters. The obtained results were then compared with pre-existing, regional, national, and European scale susceptibility maps to assess their reliability in case more detailed studies are not available. Eventually, rainfall probability curves were estimated to evaluate the temporal dependence of rainfall-induced shallow landslides.

How to cite: Mastrantoni, G., Caprari, P., Esposito, C., Marmoni, G. M., Mazzanti, P., and Bozzano, F.: Data requirements and scientific efforts for reliable large-scale assessment of landslide hazard in urban areas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4669, https://doi.org/10.5194/egusphere-egu22-4669, 2022.

Deformation monitoring has been proven to be an effective way to forecast and mitigate landslide geohazards. With the development of monitoring technology and equipment, the GPS technology have been widely adopted in landslide surface displacement monitoring, and borehole inclinometer methods are often used to measure deep displacements. However, for landslides with large and abrupt deformations, a large amount of landslide deep displacement data can hardly be processed by traditional methods because of the shearing failures of inclinometers, which cause serious data redundancy. Considering the time-frequency characteristics of deep displacement data obtained from typical rainfall-reservoir induced landslides in China Three Gorges Reservoir (CTGR) area, a quadratic wavelet reconstruction and bispectrum analysis (QWRBA) method is designed for feature extraction and landslide state classification. During this process, two wavelet decompositions are first used to decompose the input deep displacement data into components with different physical meanings. Then, some reconstructed components and non-reconstructed components are analysed with a bispectrum. The deep displacement bispectrum features generated by the bispectrum analysis of each component are fused to obtain the eigenvalues of these bispectrum features, and the eigenvalues of the fused bispectrum features are used as the characteristic landslide deep displacement data. By utilizing the fused bispectrum features as the inputs of an adaptive moment estimation-based convolutional neural network (CNN), different deep displacement conditions are recognized as corresponding deformation states. 

How to cite: Long, J., Li, C., Liu, Y., and Feng, P.: Evolution state identification of deep landslide displacement based on a quadratic wavelet reconstruction and bispectrum analysis method, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4781, https://doi.org/10.5194/egusphere-egu22-4781, 2022.

EGU22-5022 | Presentations | NH3.6 | Highlight

Global assessment of the skills of satellite precipitation products to retrieve extreme rainfall events causing landsliding 

Odin Marc, Romulo Juca-Oliveira, Marielle Gosset, Robert Emberson, and Jean-Philippe Malet

Storm-induced landsliding is a global and recurrent hazard, likely to increase with the strengthening of extreme precipitation events associated with current climate change. Risks associated with landslide hazard could be mitigated, for example with early warning systems or forecasting procedures. However, these approaches require to have constrained a tight relation between rainfall characteristics and the occurrence of landsliding. A traditional approach has been to derive such relationships from the failure of individual landslides, but the development of landslide mapping from satellite imagery allows now to constrain large landslide inventories triggered by single storm. Thus, at regional scale, forecasting the region of occurrence of a widespread landsliding event may be easier than forecasting the failure of individual slopes.

In turn, this regional approach requires spatially and temporally resolved rainfall information about the storms which caused landsliding. In-situ measurements are often too sparse for this and rainfall estimates derived from satellite observations have been proposed as a potential solution to this problem. However, only few studies have assessed the ability of satellite multi-sensor precipitation products (SMPPs) to characterize adequately the rainfall events which caused landsliding. Here, we address this issue by testing the rainfall pattern retrieved by 2 SMPPs (IMERG and GSMAP) and a hybrid product (MSWEP) against a large, global database of 18 comprehensive landslide inventories associated with well identified storm events. We use the nearly 20 years of data of the products to compute local rainfall anomaly over each area during the events and in every year of available data, and assess if the spatial pattern of intense anomaly corresponds to the landslide pattern, and if years without reported landslides have low level of anomalies. We found that after converting event rainfall to anomaly, the three products do retrieve the largest anomaly (of the 20 years) during the major landslide event for a number of cases. Still, the spatial pattern is often at least partially offset from the landslide areas, and that in many cases large anomalies are retrieved in years without substantial landsliding. Typically short, intense and localized storms are often missed by the three products, while large scale storms (e.g., hurricanes) are mostly retrieved, although the quality of the retrieval varies with each product. Using radar measurements or lightning records, we also show that in a number of cases where the SMPPs rainfall anomaly is poorly collocated with the landsliding, this is likely due to a biased retrieval of the rainfall rather than some variations in the landscape propensity to rainfall-induced landslides. We conclude on some potential avenue to improve SMPPs, typically including space-borne lightning measurement and better accounting for orographic precipitations.

In conclusion, rainfall estimates derived from satellite may be helpful in analyzing and understanding the pattern of landsliding, provided they are normalized by local extreme rainfall to obtain rainfall anomaly. Still, to advance toward regional scale landsliding, such methods of rainfall anomaly should also be applied to nowcast products from SMPPs and possibly to forecast issued from modern weather model.

How to cite: Marc, O., Juca-Oliveira, R., Gosset, M., Emberson, R., and Malet, J.-P.: Global assessment of the skills of satellite precipitation products to retrieve extreme rainfall events causing landsliding, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5022, https://doi.org/10.5194/egusphere-egu22-5022, 2022.

EGU22-5190 | Presentations | NH3.6

Exploring the effect of inventory un-completeness in landslide susceptibility assessment: a test for conditional analysis- and regression-based models. 

Chiara Martinello, Claudio Mercurio, Chiara Cappadonia, Giampiero Mineo, Viviana Bellomo, Grazia Azzara, and Edoardo Rotigliano

Landslide susceptibility can be evaluated by using different statistical approaches. Among these, the methods based on conditional analysis exploit the observed incidence of landslides into homogeneous statistical domains (corresponding to single classes of each geo-environmental variable or to multivariate Unique Condition Units) to estimate their landslide susceptibility. Thus, the results of these types of analysis can be heavily compromised by the completeness or representativeness of the adopted landslide archive. On the other hand, inference-based frequentist methods allow scoring landslide susceptibility by using limited samples of cases, provided the calibration samples are statistically representative of the whole population, assuming that the lacking cases are missing completely at random.

This research aims to evaluate the effect of incomplete inventories in assessing landslide susceptibility, by using conditional analysis (Weight of Evidence, WoE; Frequency Ratio, FR) and inference-based (Binary Logistic Regression, BLR; Multivariate Adaptive Regression Splines, MARS) methods. In particular, we analysed the effects in terms of prediction skill of each of the four methods by reducing and randomly hiding the training calibration cases (and increasing the related validation cases).

The study was conducted in the Imera Settentrionale river basin (Sicily, Italy), by exploiting two different landslide archives (5134 earth flow and 1608 rotational/translational slides) and a set of 10 physical-environmental predictors. Cutoff-dependent and -independent metrics (ROC-curve analysis and confusion matrixes) were used to estimate the performance of the models.

As general assumptions, MARS and BLR modeling resulted as markedly more performing with moderately and asymptotically AUC improving up to 30-40% of the whole dataset, corresponding to the reaching of the relative optimal performance. A similar asymptotic AUC-increasing trend is described for WoE and FR, but with a lower performance. In particular, the optimal AUC values for rotational/translational slides range between 0.77 and 0.90, for BLR, 0.82 and 0.90, for MARS, 0.78 and 0.80, for FR, 0.76 and 0.78, for WoE. At the same time, a general lower model performance resulted for earth flows, with AUC values ranges of 0.69 and 0.75, for BLR; 0.75 and 0.79 for MARS; 0.67 and 0.70 for FR; 0.56 and 0.6, for WoE. Furthermore, differences in the selected predictors produced by the cases reduction were also explored through the analysis of the variable importance and the response curves.

 

How to cite: Martinello, C., Mercurio, C., Cappadonia, C., Mineo, G., Bellomo, V., Azzara, G., and Rotigliano, E.: Exploring the effect of inventory un-completeness in landslide susceptibility assessment: a test for conditional analysis- and regression-based models., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5190, https://doi.org/10.5194/egusphere-egu22-5190, 2022.

EGU22-5250 | Presentations | NH3.6

Terrain visibility can affect landslide data collection 

Txomin Bornaetxea, Ivan Marchesini, Alessandro Mondini, Sumit Kumar, and Rabisankar Karmakar

Landslide inventories are used for multiple purposes including landscape characterisation and monitoring, or landslide susceptibility, hazard, and risk evaluation. Their quality can depend on the data and the methods with which they were produced. The poor visibility of the territory to investigate offered by the point of observation from which landslides are interpreted is not frequently considered as a source of error in manually produced inventories. In this work, we present an approach to relate visibility and spatial distribution of the information collected in field work based inventories and inventories obtained through interpretation of satellite images.
We first used the r.survey tool and a digital elevation model to model and classify the visibility of the territory explored by field work based inventories. Furthermore, we assumed uniform visibility for inventories obtained through interpretation of satellite images.
Then, we measured the landslide density in the different visibility classes of the field based inventories. Last, we simulated visibility classes for the image based inventories using the road net of the area as virtual observation points, and we measured the relative landslide density.
We applied this approach to four inventories: one was produced by photo-interpretation, another one concerns to a regional multi-temporal database and the other 2 were done by direct field-mapping.
Our results show that 1) the density of the information is strongly related to the visibility in inventories obtained through field work, where landslides are abundant in high visibility classes but rarely reported in low visibility classes; and 2) the density of information is almost constant in inventories obtained by photo-interpretation of images, but they suffer from a marked under representation of small landslides in areas with potentially high visibility, e.g. close to roads. We maintain that the proposed procedure can be useful to evaluate the quality of landslide inventories and drive their correct use.

How to cite: Bornaetxea, T., Marchesini, I., Mondini, A., Kumar, S., and Karmakar, R.: Terrain visibility can affect landslide data collection, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5250, https://doi.org/10.5194/egusphere-egu22-5250, 2022.

EGU22-5493 | Presentations | NH3.6

A Modified Mask-RCNN Algorithm for Intelligent Identification of Landslide Based on High-resolution Remote Sensing data 

Jingjing Wang, Gang Chen, Marc-Henri Derron, and Michel Jaboyedoff

Deep learning is a data-driven approach that requires high-quality labeled data to construct training and evaluation datasets. However, there are few open landslide data sets at present, and the degree of standardization of data sets is low. Now, the most advanced instance segmentation algorithms require strongly supervised learning. The cost of acquiring new categories of images is prohibitive. A question is raised: Is it possible to train high-quality instance segmentation models for early landslide disaster identification on the premise that not all categories are marked with complete instance segmentation annotations?

This article mainly deals with the intelligent identification of the small and medium-scale loess-bedrock historical landslides in the east Gansu Province. We proposed a modified instance segmentation algorithm based on transfer learning. Specifically, (1) A self-made landslide dataset was constructed. Google Earth images were used as the data source, and Arc GIS was selected as the landslide interpretation software. Based on DEM and 1:50,000 detailed regional geological hazard survey data, landslide boundaries were manually circled using the dataset annotation software(label me)according to the landslides' features of color, spectrum, vein, and surface roughness in optical images. The method of regional separation of datasets was used, with Anding district of Dingxi city as the validation set (15%), and Tianshui city, Longnan city, and Qingyang city as the sampling areas of the training set (70%) and testing set (15%) in the dataset. (2) A novel segmentation algorithm for landslide instances was proposed. The algorithm combined partially supervised training with weight transfer function to achieve high precision landslide classification and boundary recognition on data set constructed by mixed label annotation method. (3) A new method of Mask scoring was adopted to solve the problem that the accuracy of instance segmentation was affected by the lack of Mask scoring in Mask-RCNN.

The results show that the proposed method is superior to other algorithms in precision, accuracy, and recall rate. In addition, the Mask-IOU threshold value of 0.5 was used to estimate the average accuracy higher than the Mask-IOU threshold value of 0.75. The improved algorithm is in the segmentation of small and medium-sized landslides better than for large landslides, which will help solve the problem that it is difficult to comprehensively monitor the small and medium-sized landslides in the geological field survey. And our algorithm is not sensitive to the diffident backbone network and can achieve stable improvement on different Backbones. The average accuracy is about 3.1. The result of the experiment verified with the landslide field survey data in the validation area demonstrates this algorithm is stable and adaptable.

How to cite: Wang, J., Chen, G., Derron, M.-H., and Jaboyedoff, M.: A Modified Mask-RCNN Algorithm for Intelligent Identification of Landslide Based on High-resolution Remote Sensing data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5493, https://doi.org/10.5194/egusphere-egu22-5493, 2022.

EGU22-5517 | Presentations | NH3.6

A landslide in Heifangtai, Northwest of Chinese Loess Plateau: Triggered Factors, Movement Characteristics and Failure Mechanism 

kong jiaxu, zhuang jianqi, peng jianbing, zheng jia, mu jiaqi, wang shibao, and fu yuting

On 27 January 2021, at 21:00 (UTC+8), a shallow loess landslide occurred in Heifangtai, Yongjing County, Gansu Province, northwest of the Chinese Loess Plateau. Fortunately, the independently developed GNSS system predicted the landslide 7 hours in advance. Although farmland and channels were buried and destroyed, no damage has been done to the lives and houses of residents. In order to explore the triggering factors and movement process of the landslide, based on the field investigation, we collected the precipitation and temperature data more than one year before the landslide and comprehensively used UAV photogrammetry, numerical simulation, and laboratory test for comprehensive research. It was found that as the temperature rose and freeze-thaw cycles, changes in mechanical properties of loess and unique stratum structure were the main factors triggering the landslide. The rise of temperature led to an increase in groundwater levels, and the strength of soil decreased gradually until shear liquefaction occurred. This landslide caused a substantial topographic change, which provided conditions for slope instability in the future. The process of landslide movement can be divided into three stages: start-up stage, severe sliding stage, and deceleration stage. Simulation results show that the maximum velocity was 22 m/s, and the maximum sliding distance was 393 m. The main movement period was 40 s, and the apparent friction angle was 5°. Finally, this study provides a reliable basis for studying dynamic process and failure mechanism of loess landslide.

How to cite: jiaxu, K., jianqi, Z., jianbing, P., jia, Z., jiaqi, M., shibao, W., and yuting, F.: A landslide in Heifangtai, Northwest of Chinese Loess Plateau: Triggered Factors, Movement Characteristics and Failure Mechanism, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5517, https://doi.org/10.5194/egusphere-egu22-5517, 2022.

EGU22-5595 | Presentations | NH3.6

Natural hazard assessment for strategic infrastructures: a study of Cotopaxi lahars’ impact upon the Hidroagoyán Dam in Ecuador 

Francesco Chidichimo, Valeria Lupiano, Paolo Catelan, Salvatore Straface, and Salvatore Di Gregorio

In the aftermath of the catastrophic 1877 eruption of Cotopaxi volcano, Ecuador, lahars triggered in the summit cone, after making havoc of the city of Latacunga, flowed into the Pastaza River gorge, eventually reaching the Amazon lowlands. Presently, just downstream the town of Baños, the Hidroagoyán Dam impounds the water of the upper Pastaza, creating a reservoir of about two million m3, and annually producing 2520 GWh of energy, or about the 10% of the national demand of Ecuador. Should an 1877-scale Cotopaxi eruption occur nowadays, which is not unlikely after the 2015 reactivation of the volcano, similarly originated lahars might impact the dam, overwhelming the protective bypass system designed to contain anomalous flood waves of the Pastaza river. We present here an assessment of the hazard that such lahars may imply to the very functioning of Hidroagoyán. The investigation exploits the predictive power of LLUNPIY, a Cellular Automata model for primary and secondary lahars, already validated when simulating the 1877 Cotopaxi north and southward lahars as far as Tumbaco and Latacunga, respectively. Specifically, the present preliminary simulation succeeds for the first time to describe the flow of the lahars along the Pastaza gorge, thus reaching the dam in Baños and beyond. LLUNPIY simulates lahars in a discretized space-time, where the values of altitude, erodible soil depth, lahar thickness, kinetic head and lahar outflows are updated for each cell at each step according to the following processes: 1) Lahar flows determination and shift, 2) Detrital cover erosion, 3) Energy dissipation by turbulence, and 4) Melting of Cotopaxi ice cap by pyroclastic bombs, the latter process being limited to the cells corresponding to the glacier. Simulation inputs are morphology, erodible pyroclastic cover, extension of the Cotopaxi ice cap, pyroclastic bombs’ duration and frequency; by modifying their values we are able to predict several different hazard scenarios, which as a whole represent a reliable forecast of what might happen to the Hidroagoyán dam and the energy production of Ecuador in the case of a novel eruption of Cotopaxi volcano.

References

Lupiano V. et al. (2018). Revisiting the 1877 Cataclysmic Lahars of Cotopaxi Volcano by a Cellular Automata Model and Implications for Future Events. CSAE'18.

Lupiano V. et al. (2021). LLUNPIY Simulations of the 1877 Northward Catastrophic Lahars of Cotopaxi Volcano (Ecuador) for a Contribution to Forecasting the Hazards. Geosciences 2021, 11, 81.

Frimberger T. et al. (2021). Modelling future lahars controlled by different volcanic eruption scenarios at Cotopaxi (Ecuador) calibrated with the massively destructive 1877 lahar. Earth Surface Processes and Landforms.

How to cite: Chidichimo, F., Lupiano, V., Catelan, P., Straface, S., and Di Gregorio, S.: Natural hazard assessment for strategic infrastructures: a study of Cotopaxi lahars’ impact upon the Hidroagoyán Dam in Ecuador, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5595, https://doi.org/10.5194/egusphere-egu22-5595, 2022.

EGU22-5963 | Presentations | NH3.6

Aspects derived from the geological, geometrical, and statistical analysis of the Ticino landslide inventory 

Amalia Gutierrez, Marc-Henri Derron, Michel Jaboyedoff, and Andrea Pedrazzini

An inventory of more than 2000 mass movement events from the last 20 years from the canton Ticino, in the south of Switzerland, was analysed. The pre-Alpine to Alpine setting, combined with a mild temperate climate makes for a large number of natural events per year. The inventory consists of entries for spatially located movement types corresponding to rockfalls (43 %), debris flows (28%), landslides (17%), and avalanches (12%), with some recorded variables (date, coordinates, etc.). Additional geometrical data, as well as data from four categories (topography, hydrography, land use, and geology) was collected and pre-processed. Both a simple analysis and a more complex ones were carried out. From the initial statistical analysis, we determined that the relevant controlling parameters in this context are slope, aspect, terrain roughness index, topographic wetness index, and general lithology; while geometrical aspects of importance are area, length, height difference, volume, and angle of reach. We also conclude that the most affected districts are those of Blenio, Mendrisio, Locarno and Bellinzona, where debris flows and avalanches, debris flows, rockfalls and rockfalls prevail, respectively. From the geometrical aspects, we conclude that that rockfalls and landslides tend to have smaller areas and perimeters than avalanches and debris flows, as expected, due to their mobility. However, the deposit lengths, height differences and volumes show similar patterns. The calculated angle of reach shows similar median and mode values at around 26º/30º, 33º, 34º/35º and 41º, for debris flows, avalanches, landslides, and rockfalls and respectively. Significant power law correlations were found between deposit length and the height difference (cf. Corominas, 1996), deposit volume and the movement area (cf. Guzzeti et al., 2009), and the distribution of rockfall volumes (cf. Dussauge et al., 2003). Possible further work with this inventory includes probabilistic approaches and the application of machine learning techniques for the establishment of the precise relationships between the different controlling parameters and each movement type.

 

References

Corominas, J. (1996). The angle of reach as a mobility index for small and large landslides. Canadian Geotechnical Journal, 33(2), 260-271.

Dussauge, C., Grasso, J. R., & Helmstetter, A. (2003). Statistical analysis of rockfall volume distributions: Implications for rockfall dynamics. Journal of Geophysical Research: Solid Earth, 108(B6).

Guzzetti, F., Ardizzone, F., Cardinali, M., Rossi, M., & Valigi, D. (2009). Landslide volumes and landslide mobilization rates in Umbria, central Italy. Earth and Planetary Science Letters, 279(3-4), 222-229.

How to cite: Gutierrez, A., Derron, M.-H., Jaboyedoff, M., and Pedrazzini, A.: Aspects derived from the geological, geometrical, and statistical analysis of the Ticino landslide inventory, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5963, https://doi.org/10.5194/egusphere-egu22-5963, 2022.

EGU22-6393 | Presentations | NH3.6

Landslide hydrology: new challenges in landslide prediction 

Pasquale Marino, Roberto Greco, and Thom A. Bogaard

Rainfall-induced landslides are a damaging natural hazard occurring worldwide. Generally, slope failure mechanisms are quite established, as they are related to pore water pressure increase or gradients (either in saturated or unsaturated soil conditions), while the hydrological processes that control the conditions that predispose the slopes to landslide triggering are rarely, or only indirectly, considered. In fact, understanding and modelling these processes, usually developing over spatial and temporal scales much larger than the landslide itself, have been neglected for decades by the scientific community involved in landslide hazard assessment.

More recently, increasing attention has been given to the driving hydrological processes in landslide field research, but several challenging aspects are still open: the inclusion of large scale (in time and space) processes in the assessment of the hydrological balance of the potentially unstable soil mass; the effects of drainage processes through the soil-bedrock interface at slope scale; the mismatch of soil mechanics and hydrological models, in terms of scale and process conceptualization; the inclusion of catchment hydrological information in landslide hazard assessment.

Identification of predisposing hydrological processes in hillslopes and their influence on landslide triggering can significantly improve the predictive performance of landslide models, whatever their application scale (i.e., from hillslope to regional) and level of complexity (i.e., from physically-based distributed to lumped empirical). Recently, studies that consider the role of predisposing hydrological processes in landslide triggering have been rising, and landslide hydrology is progressively establishing itself throughout the scientific community. A brief overview of some significant recent results of landslide hydrology is presented, with specific reference to: assessment of slope water balance for the identification of major hydrological processes predisposing slopes to failure; definition of empirical hydrometeorological thresholds for landslide prediction, by coupling triggering precipitation depth with either antecedent water content at slope scale, or catchment water storage.

How to cite: Marino, P., Greco, R., and Bogaard, T. A.: Landslide hydrology: new challenges in landslide prediction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6393, https://doi.org/10.5194/egusphere-egu22-6393, 2022.

EGU22-6411 | Presentations | NH3.6

An efficient parallel depth-integrated adaptive numerical framework with application to flow-type landslides 

Federico Gatti, Simona Perotto, Carlo De Falco, and Luca Formaggia

Hydrogeological instability is among the effects of climate change with major impact on people and built environments security. Among instabilities, landslides are responsible for significant human and economic losses worldwide.

Landslide dynamic is characterized by a broad range of velocity-scales, from the steady creeping slip to a catastrophic avalanche passing through the intermittent rapid slip. During these phases, the landslide undergoes different mechanical behaviours. In particular, during the triggering phase, the landslide behaves roughly like a rigid body and the driving process is the pore-pressure diffusion that causes the intermittent slipping of the involved material. Once the landslide is initiated, it follows various behaviours, e.g. we may have a flow-like motion typical of debris and mud flows, where the landslide follows a visco-plastic behaviour and the overall process becomes advection dominated.

We propose an efficient multi-core numerical framework solving a two-dimensional depth-integrated fluid dynamic model for the simulation of flow-type landslides such as debris and mud flows. The governing equations are solved on adaptive quadtree meshes via the classical two-step second order Taylor-Galerkin scheme with a classical flux correction finite element strategy to avoid spurious oscillations near discontinuities and wetting-drying interface. Possible extensions considered by the author, such as an implicit-explicit operator splitting strategy, to deal with stiff diffusion and source terms will be discussed. Extensions that however do not affect the data locality of the scheme so do not affect the efficiency of the parallel implementation. To avoid excessive refinement in non-interfacial regions, we implement an interface tracking strategy that ensures detail preservation at the wetting-drying interface. We test the numerical framework on a real case study located in the Northern Italy to show its ability to deal with real problems.

How to cite: Gatti, F., Perotto, S., De Falco, C., and Formaggia, L.: An efficient parallel depth-integrated adaptive numerical framework with application to flow-type landslides, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6411, https://doi.org/10.5194/egusphere-egu22-6411, 2022.

EGU22-7351 | Presentations | NH3.6

Exploiting newly available landslide data to verify existing landslide susceptibility maps a decade after their implementation 

Pedro Lima, Stefan Steger, Helene Petschko, Jason Goetz, Joachim Schweigl, Michael Bertagnoli, and Thomas Glade

For many years, statistical based landslide susceptibility maps have been used to spatially display the relative landslide probability of large areas. Consequently, such maps serve as guidance for strategic territorial planning. In Lower Austria (approx. 19200 km²) a complete set of landslide susceptibility maps for all municipalities has been implemented in 2014. These maps resulted from using 12889 slides as observations and fitting a generalized additive model (GAM) with a variety of geomorphically meaningful explanatory variables. Aiming at easy interpretable maps, the three susceptibility classes minor (78% of all pixels within Lower Austria), moderate (16%) and major (6%) were defined.  In these classes, 5%, 25% and 70% of the landslides were in the categories 1, 2 and 3, respectively. Since the completion of these susceptibility maps, nearly eight years have passed, and many new landslides have been mapped. This study investigates, if and to which degree the existing landslide susceptibility maps can correctly predict these new events.

This research aims to quantify the accuracy of the spatial predictions. Recently mapped landslides were obtained from two different sources: damage reports related to the “Baugrundkataster", and landslides mapped from hillshades of a high-resolution LiDAR DTM. Additionally, information on the quality of the original landslide inventory and the new ones is used to analyze the effects of only using high quality inventories in this explorative comparison.

First results give a similar occurrence percentage of recently mapped landslides in the same classes, in comparison with the original classification design. Depending on the inventory the occurrence percentage varies especially in the 3rd class. Preliminary analysis indicates that, depending on the inventory, 34 to 63% of the new landslides are situated in the 3rd category (designed to contain 70%). However, it is also observed even for the lower quality inventories, that more than 90% of the landslides are not more than 30 meters away from merged 2nd and 3rd category susceptibility class. Depending on the new inventory, this percentage can reach 97%, while up to 94% of the points are at 0m distance of the 2nd and 3rd classes. This is of major importance for the application of these maps, e.g. within spatial planning. Additionally other preliminary analyses already indicate a better proportional correspondence of landslides coinciding with the most landslide-prone 3rd category, when excluding lower quality samples.

The landslide susceptibility map will be recalculated based on the newly recorded events. The potential change of the spatial prediction will be quantified, and the causes of these potential changes will be analyzed. The identical methodological design is applied to ensure comparability and quality control.

How to cite: Lima, P., Steger, S., Petschko, H., Goetz, J., Schweigl, J., Bertagnoli, M., and Glade, T.: Exploiting newly available landslide data to verify existing landslide susceptibility maps a decade after their implementation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7351, https://doi.org/10.5194/egusphere-egu22-7351, 2022.

EGU22-7673 | Presentations | NH3.6

Towards prospective failure time forecasting of slope failures 

Johannes Leinauer, Samuel Weber, Alessandro Cicoira, Jan Beutel, and Michael Krautblatter

Forecasting the time of imminent slope failures is a powerful component in local early warning systems. Different prediction methods have been developed and applied successfully since the 1960s, but the most used and commonly accepted is the inverse velocity method after Fukuzono (1985). Technical developments in real-time and remote monitoring in the last decade offer new possibilities to monitor the displacement of unstable slopes with high accuracy and high frequency. However, state-of-the-art failure time forecasting methods are not yet ready to simply use such data for prospective predictions. The inverse velocity method has not been developed with high-frequency and therefore usually noisy measurement data which require automatism and filtering which in turn influences the outcome of the forecasts. Also, it does not indicate the uncertainty of its forecasts by default. Furthermore, defining the starting point for the calculation of reasonable forecasts (onset of acceleration) in real time remains challenging while many studies in literature used the method retrospectively in post-event analyses.

We developed a prospective failure time forecasting model (PFTF model) based on the linear inverse velocity method which can handle high frequency data in real time or simulated real time. The model uses multiple smoothing windows for the input data and the inverse velocity calculation. This minimizes the influence of subjective decisions on the sensitive smoothing process and enables a statistical quantification of uncertainties. The onset of acceleration is detected automatically and in real time by using different quantiles of inverse velocities. The model runs a new calculation with every new available datapoint. The completely open-source code is written in R and will be available online after publication. To perform sensitivity analyses and calibrate the model, we used GNSS and inclinometer observations from before the acceleration phase until failure of a rock block at the Grabengufer (Randa, CH). We also tested the model with data from other historical events characterized by different geological settings, measurement techniques, and sampling rates ranging from 2 minutes to multiple hours.

Here, we show the potential of the developed PFTF model as a tool for prospective slope failure time forecasting. Our multiple smoothing approach minimizes subjective decisions, improves forecasting after automatic detection of the onset of acceleration, and enables a statistical evaluation of the forecasts´ uncertainty. The most essential pattern here is the transition from diverging, unreliable and unstable forecasts to converging, reliable and certain forecasts. After further validation with multiple datasets, the model will be applicable to many slope failure processes (slide, topple, fall, flow), different materials (rock, earth, ice, other) and different scales (m³-km³).

Reference: Fukuzono, T. (1985): A Method to Predict the Time of Slope Failure Caused by Rainfall Using the Inverse Number of Velocity of Surface Displacement. – Journal of Japan Landslide Society, 22, 2: 8–14.

How to cite: Leinauer, J., Weber, S., Cicoira, A., Beutel, J., and Krautblatter, M.: Towards prospective failure time forecasting of slope failures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7673, https://doi.org/10.5194/egusphere-egu22-7673, 2022.

EGU22-8286 | Presentations | NH3.6

Regional landslide susceptibility mapping using tree-based machine learning techniques 

Hamish Mitchell, James Brennan, Claire Burke, Kamil Kluza, Laura Ramsamy, and Markela Zeneli

The identification of assets susceptible to landslide-related damage is critical for planners, managers, and decision-makers in developing effective mitigation strategies. Recent applications of machine learning and data mining methods have demonstrated their use in geotechnical assessments including the spatial evaluation of landslide susceptibility.

At Climate X, we utilise tree-based machine learning techniques alongside geographic information system and remote sensing data to map landslide susceptibility across Great Britain. We compile several conditioning factors—including topographic, subsurface, land use, and climate-related data—and combine them with over 18,000 landslide instances, recorded in National Landslide Database. We evaluate the capabilities of several techniques including, decision tree, bagged tree, random forest, and balanced random forest (applies random undersampling of the majority, non-landslide class) for landslide susceptibility modelling. Several performance evaluation indices (area under receiver operator characteristic curve (AUC), precision, recall, F1 score) were used to assess and compare the performance of models. We show that the random forest is the most accurate of our models with an AUC of ​94.7%. Our results demonstrate that tree-based algorithms form a robust method to analyse regional landslide susceptibility and provide new insights into locations susceptible to landslide-related damage across Great Britain.

How to cite: Mitchell, H., Brennan, J., Burke, C., Kluza, K., Ramsamy, L., and Zeneli, M.: Regional landslide susceptibility mapping using tree-based machine learning techniques, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8286, https://doi.org/10.5194/egusphere-egu22-8286, 2022.

EGU22-8382 | Presentations | NH3.6 | Highlight

Co-seismic Landslide Susceptibility Modelling Based on the Fibre Bundle Model 

Yuanjing Chen, Bastian van den Bout, Cees van Westen, and Luigi Lombardo

Co-seismic landslides are triggered by strong ground shaking in mountainous areas, resulting in threats to human activity and infrastructure. Co-seismic landslide susceptibility assessment plays a vital role in disaster prevention and mitigation. However, existing physical models for susceptibility assessment do not involve the dynamic nature of seismicity and the progressive processes of landslide initiation. The challenge of linking the development of internal cracks caused by dynamic seismic loading with the process of localized failure from abrupt mass movement will be addressed by a new physically based model that bridges the limit-equilibrium stability analysis with the fibre bundle model (FBM), which the FBM is a mathematical framework to simulate the highly nonlinear behaviour of the progressive damage and breakdown of disordered media statistically. Each hillslope in a catchment is depicted as an assembly of virtual bundles of fibres that represented the soil columns. The vibrating seismic load exerted on the mechanical connections causes the fibres to break progressively until restraining forces are exceeded. Since cracks occur at the interface of different soil layers, load redistribution occurs from the broken column to its neighbours through intact mechanical linkages, resulting in a new mechanical state. When the ground columns lose their balance, a load-bearing column can liquefy and trigger a landslide which could spread downstream. primary purpose of this study is to develop a semi-physical model for simulating the earthquake-induced landslides by incorporating earthquake time histories into a spatially distributed slope stability method on the basis of the FBM to represent the localized failure occurring prior to landslide release or after the ground shaking. The study has four specific objectives: (1) Development of a model framework assembled with the limit-equilibrium analysis and FBM for seismic effect simulation on hillslopes; (2) Development of an efficient regional method for physically based simulation of co-seismic slope instability; (3) Derive a method for predicting the increase in susceptibility to rainfall-induced landslides after seismic shaking, taking into account the soil healing process; (4) Determine the effect of vertical variation in soil strength parameters and groundwater table depth on the fibre bundle model by implementing a multi-layer approach. The proposed model framework linking limit-equilibrium stability analysis and fibre bundle model should sufficiently consider the dynamic characteristics of seismicity and progressive slope failure processes of landslide triggering.

How to cite: Chen, Y., van den Bout, B., van Westen, C., and Lombardo, L.: Co-seismic Landslide Susceptibility Modelling Based on the Fibre Bundle Model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8382, https://doi.org/10.5194/egusphere-egu22-8382, 2022.

EGU22-8547 | Presentations | NH3.6

Identification of hydrological monitoring variables for improvement of shallow landslides prediction in pyroclastic slopes of Campania 

Daniel C. Roman Quintero, Carlo Giudicianni, Pasquale Marino, Giovanni Santonastaso, and Roberto Greco

Large areas of Campania (southern Italy) are characterized by steep slopes covered with shallow deposits of loose pyroclastic materials, laying upon bedrocks with different characteristics (i.e., limestones, dolomites, volcanic tuff). The pyroclastic covers, usually in unsaturated conditions, are frequently affected by rainfall-induced shallow landslides, which cause heavy damage to property and infrastructures and sometimes casualties. Owing to the brittle behavior of the involved soils, hardly exhibiting any deformation before failure, the occurrence of such landslides is not easily predictable, so that operational early warning systems for rainfall-induced landslides (LEWS) usually rely only on empirical thresholds based on precipitation information (i.e., intensity and duration of triggering rainfall event). Anyway, the reliability of landslide prediction would benefit from the inclusion of hydrological information about the condition of the slope cover before the onset of the triggering rainfall (e.g., Marino et al., 2020a).

Three years of continuous field monitoring carried out at the slope of Cervinara, located around 40 km north-east of the city of Naples, where a destructive flowslide occurred in December 1999, have provided insight of the hydrological processes controlling the water balance of the pyroclastic deposits, laying upon a densely fractured limestone bedrock, where a temporary perched aquifer develops during the rainy season (Marino et al., 2020b). This knowledge allowed setting up a physically based model capable of identifying the seasonality of the predisposing conditions leading to slope failure (Greco et al., 2018; Marino et al., 2021). Aiming at identifying the hydrological processes mostly affecting landslide triggering, the model is coupled with a stochastic rainfall generator (i.e., the Neyman-Scott rectangular pulse model), previously calibrated based on 20 years hourly rainfall data, obtaining a 1000 years long synthetic series of the slope cover response to precipitations (in terms of soil suction, water content, perched aquifer water level, and leakage through the soil-bedrock interface). The obtained synthetic dataset of rainfall and hydrological variables have been analyzed with machine-learning techniques, so to identify the most effective combination of variables for landslide predictions.

The analysis of the synthetic data allows identifying the most suitable variables to be monitored, for assessing the hydrologic conditions predisposing the slopes to failure. In fact, the obtained results are confirmed by the analysis of the available field monitoring data, indicating that coupling rainfall measurements with field and remote hydrological monitoring significantly improves landslide prediction.

References

Greco R, Marino P, Santonastaso GF, Damiano E (2018). Interaction between perched epikarst aquifer and unsaturated soil cover in the initiation of shallow landslides in pyroclastic soils. Water 10:948.

Marino P, Peres DJ, Cancelliere A, Greco R, Bogaard TA (2020a). Soil moisture information can improve shallow landslide forecasting using the hydrometeorological threshold approach. Landslides 17(9): 2041-2054.

Marino P, Comegna L, Damiano E, Olivares L, Greco R (2020b). Monitoring the Hydrological Balance of a Landslide-Prone Slope Covered by Pyroclastic Deposits over Limestone Fractured Bedrock. Water 12(12): 3309.

Marino P, Santonastaso GF, Fan X, Greco R (2021). Prediction of shallow landslides in pyroclastic-covered slopes by coupled modeling of unsaturated and saturated groundwater flow. Landslides 18(1): 31-41.

How to cite: Roman Quintero, D. C., Giudicianni, C., Marino, P., Santonastaso, G., and Greco, R.: Identification of hydrological monitoring variables for improvement of shallow landslides prediction in pyroclastic slopes of Campania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8547, https://doi.org/10.5194/egusphere-egu22-8547, 2022.

EGU22-8646 | Presentations | NH3.6

Mobility and hazard analysis of selected landslides in Lower Austria 

Maria Isabel Arango, Pedro Lima, Martin Mergili, and Thomas Glade

Landslide processes often cause great economic losses, infrastructure damage and numerous casualties in many mountains and hilly landscapes worldwide. Landslide processes are very diverse, and may be shallow or deep, slow, or fast, with translational or rotational movements, and can sometimes even have a compound nature, with a single event behaving in different ways along time or space. For example, under certain conditions, slow-moving landslides can increase their speed, becoming flows with a large mobility range and destructive energy.

Although the methods for creating landslide susceptibility and hazard maps are now well advanced, they often do not represent the diversity of the landslide processes. Moreover, they do not represent hazard to the different stages of land sliding sub-processes, like failure, movement, and deposition area. Even though these sub-processes are connected, the final outcome of a disastrous event can differ greatly according to the movement mechanisms and pre-event conditions. This way, reliable hazard maps for single landslides, that account for their changing behavior during motion, still faces significant challenges.

The core purpose of this research is to evaluate the mobility and hazard scenarios of three slow-moving landslides with varying extensions, depths, and topography. All the study areas are located in Lower Austria. The run-out of the landslides was estimated using r.avaflow, a physically based mass flow model. The depth and soil structure of the landslides has been previously investigated by geotechnical and geophysical analysis. Different scenarios were considered for the modelling, including different factors like landslide extent, soil depth, and assumed water saturation, that determines the flow velocity, extent, and viscosity and thus the spatial extent of the run-out. The temporal probability of failures was analyzed using a physically based slope stability model. Using rainfall, snow, and temperature records from nearby gauging stations in Lower Austria, each landslide event was linked to different triggering rainfall or snowmelt events, and the slope stability was evaluated in terms of their Safety Factor.

The output of the analysis is a set of different landslide run-out maps for each of the three study areas. These maps also include the temporal probabilities for each landslide, considering several extent and mobility scenarios. The results support the decision-making policies, including risk reduction measures, and the implementation of landslide early warning systems.

How to cite: Arango, M. I., Lima, P., Mergili, M., and Glade, T.: Mobility and hazard analysis of selected landslides in Lower Austria, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8646, https://doi.org/10.5194/egusphere-egu22-8646, 2022.

EGU22-9175 | Presentations | NH3.6

Space-time modeling of rainfall-induced shallow landslides in South Tyrol, Italy 

Mateo Moreno, Stefan Steger, Luigi Lombardo, Alice Crespi, Peter James Zellner, Massimiliano Pittore, Volkmar Mair, and Cees van Westen

Shallow landslides of the slide-type movement represent potentially damaging events in mountain areas all over the world. These geomorphic processes are caused by a combination of predisposing factors (e.g., hillslope material), preparatory conditions (e.g., prolonged snow-melt), and triggers (e.g., heavy rainfall). Data-driven methods have been used to model shallow landslides at regional scales. Traditional approaches are mainly focused on the spatial dimension, whereas the space-time component remains a challenge.

This contribution is built upon data on past landslide occurrence from 2000 to 2020 events in the province of South Tyrol, Italy (7400 km²). The inventoried information systematically relates to damage-causing and infrastructure-threatening events. The methodical procedure included an initial delineation of slope units that were subsequently replicated in time (2000 to 2020) and randomly subsampled to generate balanced distributions of landslide presence/absence observations across space and time. Different spatial static factors and cumulative daily precipitation time windows were aggregated into the mapping units. A Generalized Additive Mixed Model (GAMM) was implemented to derive statistical relationships between the different static and dynamic factors and the occurrence in space-time of shallow landslides. The resulting predictions were validated from multiple perspectives and transferred into space for different combinations of dynamic factors (e.g., triggering and preparatory precipitation, seasonal effects).

The first results are promising. The exploratory analysis has revealed that from a temporal viewpoint, the best-performing model consists of a combination of preparatory and triggering factors while additionally accounting for seasonal effects. The further inclusion of the spatial static factors improved the modeling results. The developed approach shows the potential to integrate static and dynamic landslide factors for large areas by also accounting for the underlying data structure (e.g., repeated observations nested in space) and data limitations (e.g., accounting for spatial data incompleteness). The proposed method is expected to enhance the predictability of shallow landslides at multiple spatial and temporal scales and provide a better understanding of the role of the environmental processes. This study is framed within the PROSLIDE project, that has received funding from the research program Research Südtirol/Alto Adige 2019 of the Autonomous Province of Bozen/Bolzano – Südtirol/Alto Adige.

How to cite: Moreno, M., Steger, S., Lombardo, L., Crespi, A., Zellner, P. J., Pittore, M., Mair, V., and van Westen, C.: Space-time modeling of rainfall-induced shallow landslides in South Tyrol, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9175, https://doi.org/10.5194/egusphere-egu22-9175, 2022.

EGU22-9752 | Presentations | NH3.6 | Highlight

A global landslide incident reporting demonstrator using AI to interpret social media imagery in near-real-time 

Catherine Pennington, Rémy Bossu, Ferda Ofli, Muhammad Imran, Umair Qazi, Julien Roch, and Vanessa Banks

This research has developed a system that monitors social media continuously for landslide-related content, using a landslide classification model to identify and retain the most relevant information. The system harvests photographs in real-time and interprets each image as landslide or not-landslide.  To achieve this, a training model was developed and tested through independent and collaborative working to establish a large image dataset that has then been applied to the live Twitter data stream.  This paper presents results from interdisciplinary research carried out by computer scientists at the Qatar Computing Research Institute (QCRI), earthquakes and social media specialists at the European-Mediterranean Seismological Centre (EMSC) and landslide hazard expertise from the British Geological Survey (BGS).

How to cite: Pennington, C., Bossu, R., Ofli, F., Imran, M., Qazi, U., Roch, J., and Banks, V.: A global landslide incident reporting demonstrator using AI to interpret social media imagery in near-real-time, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9752, https://doi.org/10.5194/egusphere-egu22-9752, 2022.

EGU22-9847 | Presentations | NH3.6

Multi-temporal landslide inventory for validation of landslide susceptibility maps after 2018 Vaia windstorm event in Belluno province (Veneto Region, NE, Italy). 

Sansar Raj Meena, Silvia Puliero, Kushanav Bhuyan, Lorenzo Nava, Lorenzo Faes, Mario Floris, Filippo Catani, and Emanuele Lingua

Landslide susceptibility maps are often not validated after significant landslide events. In this work, we analyse the impact of the Vaia windstorm on landslide activity in Belluno province (Veneto Region, NE, Italy). The storm hit the area on October 27-30, 2018, causing 8,679 ha of damaged forests and widespread landslides. As shown in the case of windstorm Vivian (1990) and Lothar (1999) (Switzerland), extreme meteorological events can influence slope stability after three to ten years (Bebi et al 2019). Through multi-temporal landslide inventory mapping post Vaia event, we want to access and validate the landslide susceptibility maps produced by using pre-event data from the Italian Landslide Inventory IFFI and assess if the susceptibility has increased in the areas affected by the storm. We used artificial intelligence techniques to prepare multi-temporal inventory and susceptibility maps pre and post-event. In the pre-event event inventory, 5934 landslides and 14 landslide conditioning factors were used to prepare the susceptibility models. We then validate the pre-event landslide susceptibility maps using post-event inventory from the 2018 Vaia windstorm and a following intense rainfall event that occurred in the same area in December 2020. A total of 542 landslides were mapped after the 2018 Vaia storm event, and an update to the landcover map as forest damage layer was used for post-event susceptibility analysis. This study is one of the first attempts to validate pre-event susceptibility maps by utilising multi-temporal artificial intelligence-based landslide inventories in Belluno province (Veneto Region, NE, Italy).

 

Bebi, P., Bast, A., Ginzler, C., Rickli, C., Schöngrundner, K., and Graf, F., 2019, Forest dynamics and shallow landslides: A large-scale GIS-analysis: Schweizerische Zeitschrift fur Forstwesen, v. 170, p. 318–325, doi:10.3188/szf.2019.0318.

How to cite: Meena, S. R., Puliero, S., Bhuyan, K., Nava, L., Faes, L., Floris, M., Catani, F., and Lingua, E.: Multi-temporal landslide inventory for validation of landslide susceptibility maps after 2018 Vaia windstorm event in Belluno province (Veneto Region, NE, Italy)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9847, https://doi.org/10.5194/egusphere-egu22-9847, 2022.

EGU22-10247 | Presentations | NH3.6

High-performance Material Point Method for Landslide Simulation in Julia 

Zenan Huo, Michel Jaboyedoff, Marc-Henri Derron, Emmanuel Wyser, and Gang Mei

The study of landslides spans from pre-failure mechanisms to post-failure propagation. The risk posed by landslides often relies more on the latter, and quantitative analysis for it can also describe the hazard caused by landslides more intuitively. Traditional numerical methods, such as the finite element method (FEM), suffer from severe mesh distortions when dealing with the highly nonlinear problems of landslides, especially in the post-failure propagation, resulting in inefficient or even failed computations. Meshfree methods such as the material point method (MPM) can efficiently describe the large deformation process of a structure using material points by reducing the dependence on the mesh. However, its computational efficiency is much lower compared to FEM. Currently, MPM programs are written in languages like C/C++/Fortran, which are performant but difficult to implement and read, and in languages like MATLAB/Python, which are flexible and easy to read but at the cost of much lower performance. This is known as the “two-language problem”. A new programming language, Julia, recently rose to prominence in scientific computing. It is designed for high-performance computing, has many of the features of advanced programming languages, and solves the "two-language problem". Benefiting from the native support for GPU computing in Julia, we can easily introduce GPU computing in the program to efficiently simulate the dynamic process in the post-failure of landslide. Consequently, for such a computationally intensive task, programming a high-performance MPM in Julia would be an attractive alternative. We use the Generalized Interpolation Material Point (GIMP) method, a variant of MPM, to perform the simulations and demonstrate the capabilities of the Julia language for high-performance scientific computing.

How to cite: Huo, Z., Jaboyedoff, M., Derron, M.-H., Wyser, E., and Mei, G.: High-performance Material Point Method for Landslide Simulation in Julia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10247, https://doi.org/10.5194/egusphere-egu22-10247, 2022.

EGU22-10338 | Presentations | NH3.6

Analysis of the influence of land use on the runout area of shallow landslides 

Alessia Giarola, Massimiliano Bordoni, Paolo Tarolli, Francesco Zucca, Jorge Pedro Galve, and Claudia Meisina

According to the Centre for Research on Epidemiology of Disasters, every year landslides are to be blamed worldwide for at least 17% of all fatalities from natural disasters. Rainfall-induced shallow landslides are responsible for a significant number of those: they mobilize the first few meters (usually <2m) of soil, have high velocities and occur after abundant and prolonged rainfall events.

The runout of a landslide, defined as the difference between the total area of a landslide and its source area, from which the sediment is first mobilized, is what determines how far a landslide travels and how big the affected area is, and yet the runout is often neglected when it comes to analysing the overall hazard caused by potential landslides.

The land use practices have been proven as one of the factors which impact the susceptibility of an area to the formation of shallow landslides, it is however less clear if the land use also plays a role in influencing the size of the area of runout.

The aim of the present work is to investigate the correlation between the runout area and the land use in which the shallow landslide develops.

To do so, two inventories of landslides, which occurred in neighbouring regions in Northern Italy (Lombardy and Piedmont), comparable for lithology, land use, geomorphology and climate, were analysed.

The result of the analysis was that there were statistical differences in the distribution of the runout among different land use classes, meaning that an influence of the land use on the runout was highly probable. Such results could improve the comprehension on shallow landslides mobility and runout and could lead to the development of possible models of assessment of the runout at different scales.

How to cite: Giarola, A., Bordoni, M., Tarolli, P., Zucca, F., Galve, J. P., and Meisina, C.: Analysis of the influence of land use on the runout area of shallow landslides, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10338, https://doi.org/10.5194/egusphere-egu22-10338, 2022.

EGU22-10550 | Presentations | NH3.6

Regional slope stability simulations: recent advances in root reinforcement modelling 

Elena Benedetta Masi, Samuele Segoni, and Veronica Tofani

Literature has been widely enriched lately by results of research on the effects of vegetation on slope stability. The abundant research carried out in the field arose from different purposes: many works were performed with the finality of developing slope stability models and improving their capability of represent the soil behavior, while for many others, the priority was deepening the knowledge on the vegetation effects for bioengineering purposes. All those studies have in common the consequences of having confirmed, deepened, and expanded our knowledge on the subject, in some cases exploring some aspects not considered in the past. Some authors focused on certain plant species, other on the influence of the forest management, still others on the effect of the moisture gradient and wildfires, exploiting the numerical modelling and/or the field work.

The present work aims to summarize the most recent studies about the vegetation effects in slope stability dynamics, focusing on the root reinforcement effect and its parameterization into slope stability models: the evaluation of root reinforcement in wide areas is analyzed with reference to the most recent studies; studies dealing with development of slope stability models that consider root reinforcement are reviewed, followed by works on the influence on slope stability of some plant species, forest management techniques, wildfires and moisture gradients.

The vast spatial and temporal variability characterizing the root reinforcement still represents an open challenge for research in distributed slope stability modelling of wide areas and every new research in the field is much needed. The results of the studies conducted to assess the root reinforcement impact of different plant species highlighted the high species-specific character of the parameter. That points out the importance to pursue the study of new plant species root reinforcement impacts as well as already studied plant species, but in different environmental conditions. The impact of forest structure disturbances due to sylviculture or wildfires on root reinforcement emerged as significative and further studies are therefore needed in this direction. Lastly, some recent works pointed out that soil moisture has a significant control on root tensile strength.

How to cite: Masi, E. B., Segoni, S., and Tofani, V.: Regional slope stability simulations: recent advances in root reinforcement modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10550, https://doi.org/10.5194/egusphere-egu22-10550, 2022.

EGU22-11496 | Presentations | NH3.6

Spatial Prediction of Landslide susceptibility zones using Artificial Neural Network in the Sikkim Himalaya, India 

Vikram Gupta, Sandeep Kumar, Reginald Hermanns, Ivanna Penna, John Dehls, Aniruddha Sengupta, and Rajinder K. Bhasin

Landslide is one of the most destructive natural hazard in Himalaya. It is mainly caused by numerous geological, geomorphological and hydrological characteristics of the terrain, and generally triggered either by rainfall or earthquake. It poses a serious threat to human lives, environment and the built infrastructures of the region. It has been reported that every year around 300 - 400 fatalities occur in the Himalayan region and monetary loss incurred is ~ 100 million USD. Therefore it is necessary to demarcate different landslide susceptible zones in the region. This will help in the sustainable development of region and minimize the destruction caused by landslides. For the present study, large scale landslide susceptibility mapping for the state of Sikkim encompassing northern and eastern districts using Artificial Neural Network has been carried out.

 

Landslide susceptibility, the relative probability of occurrence of landslides in an area, is one of the prerequisites for the development of the area in this mountain terrain. To assess the landslide susceptibility in a region, it is essential to understand the spatial distribution of the active landslides and landslide deposits, and their controlling factors. The relative weightage to each landslide controlling factor is determined using appropriate models and finally the landslide susceptibility map is prepared.

Geologically, the area encompasses the rocks of the Lesser Himalaya and Higher Himalaya, demarcated from one another by Main Central Thrust (MCT) and mainly constitutes phyllite, schist, quartzite, schist and gneiss. An inventory of 247 active landslides and landslide deposits ranging in area from ~ 200 m2 to ~ 450700 m2 and thematic layers of fifteen possible causative factors of landslides viz. lithology, slope angle & aspect, elevation, curvature-plan, curvature-profile, topographic wetness index, stream power index, distance to drainage, road & thrusts, land use and land cover, normalized difference vegetation index (NDVI), and peak ground acceleration (PGA) have been prepared. Of the 247 landslides, 70% were randomly selected for the assessment of landslide susceptibility, and the remaining 30% were used for validating the model. The dependency rate of landslides on each causative factor were estimated using information gain value analysis and subsequently landslide susceptibility map was computed using artificial neural network (ANN) algorithm.

It has been noted that high and very high susceptible zones are mainly concentrated along the strike of the MCT, on south facing slopes as these are slopes experience concentrated rainfall due to the orographic barrier. The success rate of our model is 92% and prediction rate is 89%.

How to cite: Gupta, V., Kumar, S., Hermanns, R., Penna, I., Dehls, J., Sengupta, A., and Bhasin, R. K.: Spatial Prediction of Landslide susceptibility zones using Artificial Neural Network in the Sikkim Himalaya, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11496, https://doi.org/10.5194/egusphere-egu22-11496, 2022.

EGU22-11907 | Presentations | NH3.6

Estimation of landslide risk at national scale by means of environmental indicators 

Francesco Caleca and Samuele Segoni

The purpose of this work was the definition of a new set of environmental indicators for a fast estimation of landslide risk over very wide areas. The proposed methodology was performed in GIS environment using Italy (301.340 km2) as test case since it is a country characterized by a very high exposure to hydrogeological disasters and where landslides are very common.

The proposed indicators aim to characterize landslide risk by quantifying how much urban expansion interferes with geomorphological processes; to this end a landslide susceptibility map and a soil sealing/land consumption map were combined to derive a spatially distributed indicator over the whole Italian country (namely, Landslide Risk Index - LRI). LRI emphasizes how much anthropic elements are exposed to landslide processes, and it is a basic element which can be aggregated over larger spatial units to characterize them respect to risk. To this aim, LRI was aggregated at the municipal scale in order to define two more indexes named Average Landslide Risk (ALR) and Total Landslide Risk (TLR).

ALR was defined by the mean value of LRI for each municipality: it represents how hazardous is the area of the territory where the exposed elements have been located. TLR was defined as the sum of susceptibility values of all cells with land consumption within each municipality: it expresses how much the urbanization of a municipality involves areas which can be affected by landslides.

The highest values of ALR are located in small municipalities renowned as international holiday destinations located by the sea in rocky coasts; on the contrary, highest values of TLR are in large and densely urbanized municipalities and where large portions of the territory urbanized are located in hazardous areas. The obtained results are supported by evidence collected from other national databases of landslide hazard and risk.

Both indexes showed to be useful to evaluate if local administrations have been prudent in planning urban development or if they ignored the geomorphological hazards threatening its territory. The proposed indexes are simple to understand and they can be adapted to various contexts and at various scales (e.g provinces, districts or basins) and updated with very low efforts. Obviously, they represent an oversimplification of the complexity of landslide risk and they cannot substitute a detail quantitative risk assessment, nevertheless a thorough national-scale risk assessment is not yet feasible in Italy and this is the first time that a set of landslide risk indicators have been defined in Italy at national scale combining landslide susceptibility and land consumption maps allowing to gain preliminary insights about the landslide risk produced by the interaction between hillslope dynamics and urban expansion.

How to cite: Caleca, F. and Segoni, S.: Estimation of landslide risk at national scale by means of environmental indicators, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11907, https://doi.org/10.5194/egusphere-egu22-11907, 2022.

EGU22-12253 | Presentations | NH3.6

From landslide mapping to susceptibility modeling: a test in central Italy 

Margherita Bufalini, Chiara Martinello, Chiara Cappadonia, Gilberto Pambianchi, Edoardo Rotigliano, and Marco Materazzi

In the framework of the CARG (Geological and Geomorphological Mapping of Italy) project, landslides are also mapped as constituting one of the main surficial layers, masking the bedrock lithologies and related stratigraphic/tectonic contacts. As such, they are frequently mapped with a low resolution both in terms of spatial pattern and typology characterization. In particular, typical landslides affecting slopes in the Italian Apennines (slides and flows) are frequently grouped inside large polygons sometimes at a small catchment scale. However, the possibility to exploit such a reference landslide inventory for landslide susceptibility assessment is of great importance.

In this test, the existing CARG landslide dataset for the “Visso” map (Marche, Italy) was split according to the movement typology by exploiting topography maps and orthophotos, thus producing rotational slides, earth flows, and complex landslides archives (198, 91, and 51 cases, respectively). Multivariate Adaptive Regression Splines (MARS)-based susceptibility models were following prepared by regressing each systematic landslide archive to a specific set of physical-environmental predictors, considered as determining for landslides activation. Furthermore, multicollinearity and variables importance analyses were carried out to verify their relevance and influence in landslide susceptibility assessment. Besides, a new type (LCL_SLU) of slope units, obtained by crossing classic hydrological partitioning with landform classification, was used as mapping units.

The results show good AUC (Area under the ROC curve) for all models when prediction skill is evaluated, with values of 0.82, 0.77, 0.78 for rotational slides, earth flows, and complex landslides, respectively; the same AUC became outstanding when success skill is detected, with 0.91, 0.95, and 0.99 scores, respectively. Finally, for potential use in territorial planning, an integrated map was produced by adding up the single-landslide susceptibility scores and ranking the output on a classical 0-1 scale. The final map reaches an AUC value of 0.89, confirming the high performance of the models.

The results of the test in the “Visso” map suggest as potentially very worth processing the landslide inventories already available from the CARG project to assess landslide susceptibility on a regional to national scale.

How to cite: Bufalini, M., Martinello, C., Cappadonia, C., Pambianchi, G., Rotigliano, E., and Materazzi, M.: From landslide mapping to susceptibility modeling: a test in central Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12253, https://doi.org/10.5194/egusphere-egu22-12253, 2022.

The Norwegian Mass Movements inventory is crucial for producing landslide susceptibility maps and early warning thresholds. However, it has significant sampling and spatial bias, with approximately 90% of registered landslides found within 100 m of a road. Applying AI, and the computing power of Google Earth Engine, to extract information from earth observation data, has great potential to improve our understanding of the true spatial distribution of landslides in Norway. Recently, globally-trained generalised ML algorithms have been developed, aiming to detect landslides from satellite images in regions where they have not been previously trained. Here we investigate how these tools can be applied in Norwegian conditions.

This study consists of two parts; 1) to evaluate how well existing generalised ML landslide detection algorithms perform in Norwegian conditions, and 2) to investigate methods for automatically back-dating and extracting trigger information for newly detected landslides using the Google Earth Engine platform. Two generalised ML methods using Sentinel-2 images, proposed by Prakash et. al (2021) and Tehrani et. al (2021), were tested on the Jølster case study (30.07.2019) from western Norway. This case study is a very well documented example of a multiple landslide event, triggered by extreme rainfall, and represents some of the ‘unique’ fjord- and mountainous-environments in Norway. In part two; backdating and extracting trigger information with Google Earth Engine - the investigated methods were tested on specific debris flow at Vassenden, using Sentinel-2 satellite images and global precipitation datasets (GSMaP and GPM).

Preliminary detection results were relatively poor. The Prakash algorithm vastly overestimated landslide activity, and the Tehrani algorithm did not detect any landslides. We found that snow cover, seasonal vegetation and lighting changes in the input images - factors that greatly affect detectability of landslides in Norway - were not sufficiently accounted for in the two methods tested.  In the second part; extracting the date and trigger information -  a mean-NDVI time-series of Sentinel-2 images within a one-year window was produced for the landslide area, and the date range of vegetation loss determined. The precipitation datasets were filtered to identify the magnitude and time of maximum precipitation at the landslide point, within the previously determined date range.

To conclude, these early, generalised ML landslide detection models show good potential to be applied in Norway, however they do require retraining and further development to perform well in the local conditions. Due to the strong seasonal effects, a more suitable approach for improving landslide inventories could be to conduct annual regional surveys, then backdate the newly detected landslides and assign most-likely-trigger information. Modifications to the preparation of input images are recommended to account for the seasonal conditions, including a) widening the time window for image selection to one year, b) creating a cloud-free composite based on a modified greenest-pixel approach, and c) filtering for snow. We plan to expand this study to include case studies from a diverse range of locations and seasonal conditions in Norway, and to retrain and modify the machine learning pipelines to further improve detection results.

How to cite: Lindsay, E., Jarna, A., Fredin, O., and Nordal, S.: Towards automated registration of climate-related landslides in Norway by combining Google Earth Engine, global precipitation datasets and AI, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12540, https://doi.org/10.5194/egusphere-egu22-12540, 2022.

EGU22-12676 | Presentations | NH3.6

Landslide susceptibility mapping by using various selection strategies of landslide conditioning factors and XGBoost 

Tymon Lewandowski and Kamila Pawluszek-Filipiak

Landslides are one of the most common and dangerous natural hazards that occur worldwide. Their occurrence may cause material losses and even death. Therefore, it is important to incorporate any mitigation action to ensure safety. One of the first steps can be generation of the landslide susceptibility maps which portrays the terrain probability to landsliding. There are numerous methods for creating landslide susceptibility maps, and machine learning methods are recently widely used. Therefore, in this study, the XGBoost machine learning algorithm was also implemented.

However, many scientists reported that the most critical step in any prediction model is the selection of the most appropriate features. In the case of landslide susceptibility modelling, they are called landslide conditioning factors (LCFs). LCFs are selected based on expert knowledge, literature review, or based on various statistical approaches for feature selection. Among statistical approaches, Symmetrical Uncertainty (SU), Analysis of variance (ANOVA) or Pearson correlation index (PI) can be applied.

Therefore, the objective of this experiment was to evaluate the effect of the feature selection method on the accuracy of the maps of susceptibility to landslides. For the experiment, two various areas of interest have been evaluated in the area of Polish Flysch Carpathians. Also, various accuracy measures were used to evaluate model performance among them Area Under the Curve (AUC), precision, Recall, and F1-score.

Accuracy measures indicated that the best method for feature selection is  Pearson correlation (F1 score on the level of 77.2 % and 79.4 %) for both study cases, however, the difference between these feature selection methods are not significant.

How to cite: Lewandowski, T. and Pawluszek-Filipiak, K.: Landslide susceptibility mapping by using various selection strategies of landslide conditioning factors and XGBoost, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12676, https://doi.org/10.5194/egusphere-egu22-12676, 2022.

EGU22-12728 | Presentations | NH3.6

Value of ground information in regions with limited landslide inventory for trigger threshold development — Application in Nilgiris, Tamil Nadu State, India 

Nikhil Nedumpallile Vasu, Vanessa Banks, Rajkumar Mathiyalaghan, Sumit Kumar, Rabisankar Karmarkar, Gargi Singh, Akshaya Kumar Mishra, Mauro Rossi, Christian Arnhardt, Claire Dashwood, Saibal Ghosh, and Emma Bee

Forecasting rainfall-induced landslides, whilst challenging, is increasingly important due to the impact these hazards can have on society. The difficulty in forecasting arises from the inherent variability of geo-environmental factors and the scale at which underlying processes operate. The availability of data required to develop and validate thresholds for operational purposes is often limited. In regions where data (e.g. meteorological, or geotechnical) is sparse or incomprehensive, it is important to have a framework to systematically fuse the incomplete datasets to aid the development of a threshold model or to supplement an existing preliminary trigger threshold model.

For this study, a bespoke conceptual hydrological model called the ‘BGS water balance model’ is used in Nilgiris (Tamil Nadu state, India) to integrate the ground and meteorological information for informed decision making on the landscape saturation condition. This simple conceptual model with applicability over a large area provides an approximation of the degree of saturation value that can be used to map the potential antecedent wetness pathway leading to the initiation of landslides.

In this session, the BGS water balance model features along with the study area geological characteristics, landslide controls, input datasets and sensitivity analysis will be discussed. Further, we will show the results of the back-analysed landslides and explore the value of this approach in the context of landslide forecasting.

How to cite: Nedumpallile Vasu, N., Banks, V., Mathiyalaghan, R., Kumar, S., Karmarkar, R., Singh, G., Kumar Mishra, A., Rossi, M., Arnhardt, C., Dashwood, C., Ghosh, S., and Bee, E.: Value of ground information in regions with limited landslide inventory for trigger threshold development — Application in Nilgiris, Tamil Nadu State, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12728, https://doi.org/10.5194/egusphere-egu22-12728, 2022.

Landslides are one of the most widespread natural hazards on earth and has been a major problem in many countries, especially in developing countries. Rainfall induced shallow landslides are ubiquitous on steep terrains of Himalayas, India and are accountable for substantial damage to properties, loss of human lives and livestock. They are densely distributed across territories, very frequent in time and space, and occur without any significant premonitory signals. Due to the surge in occurrence of extreme precipitation events as a result of climate change, rainfall induced landslides have become more frequent in the Himalayas. Since the mountains are becoming increasingly inhabited because of the population expansion, the geohazards like landslides have become more destructible. The Himalayas is one of the most vulnerable areas in the world and is a region of crucial interests.  The Himalayas has been receiving surplus amount of rainfall and which is a trigger for devastating landslides along the steep terrains.  Prediction of rainfall induced landslides can help the policy makers and local administration to propose appropriate mitigation strategies for unstable and vulnerable terrains.

In the present study, a hydrological model is integrated with a dynamic physically based slope stability model for the grid-wise forecasting of the stability of the terrain in the central Himalayas. The model has been optimised and calibrated based on remotely sensed data and multi-temporal landslide inventory corresponding to various landslide inducing precipitation events. HYDRUS 1D platform is used for the hydrological modelling which includes the derivation of SHPs and subsurface soil moisture. The hydrological model with finer resolution SHPs and subsurface soil moisture is later integrated with Transient Rainfall Infiltration and Grid-based Regional Slope-stability (TRIGRS) model to compute the factor of safety of the terrain. The integrated model is validated for the study area with the previous occurrence of the rainfall induced landslides. The integrated model shows higher positive rate for landslide prediction as compared with the utilization of simple slope stability model.

Keywords: Himalayas, landslides, HYDRUS 1D, TRIGRS

How to cite: Thomas, J. and Gupta, M.: Prediction of rainfall-induced shallow landslides through integration of hydrological model with a slope stability model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-273, https://doi.org/10.5194/egusphere-egu22-273, 2022.

EGU22-990 | Presentations | NH3.7

Uncertainties in local and regional mass movement prediction using rainfall 

Brian McArdell, Jacob Hirschberg, Alexandre Badoux, Elena Leonarduzzi, and Peter Molnar

The prediction of debris flows is relevant because this type of natural hazard can pose a threat to humans and infrastructure. Debris-flow (and landslide) early warning systems often rely on rainfall intensity–duration (ID) thresholds. Multiple competing methods exist for the determination of such ID thresholds but have not been objectively and thoroughly compared at multiple scales, and a validation and uncertainty assessment is often missing in their formulation. As a consequence, updating, interpreting, generalizing and comparing rainfall thresholds is challenging. Here, we present the findings of Hirschberg et al. (2021), which focused on (i) uncertainties related to ID thresholds, (ii) differences in local compared to regional ID thresholds, and (iii) how prediction can potentially be improved using statistical learning algorithms. The findings are of interest for debris-flow (and landslide) early-warning developers.

We use a 17-year record of rainfall and 67 debris flows in a Swiss Alpine catchment (Illgraben) to determine ID thresholds and associated uncertainties as a function of record du- ration. This included comparing two methods for rainfall threshold definition based on linear regression and/or true-skill-statistic maximization. The main difference between these approaches and the well-known frequentist method is that non-triggering rainfall events were additionally considered for obtaining ID-threshold parameters. Depending on the method applied, the ID-threshold parameters and their uncertainties differed significantly. We found that 25 debris flows are sufficient to constrain uncertainties in ID-threshold parameters to ±30% for our study site. We further demonstrated the change in predictive performance of the two methods if a regional landslide data set with a regional rainfall product was used instead of a local one with local rainfall measurements. Hence, an important finding is that the ideal method for ID- threshold determination depends on the available landslide and rainfall data sets. Furthermore, for the local data set we tested if the ID-threshold performance can be increased by considering other rainfall properties (e.g. antecedent rainfall, maximum intensity) in a multivariate statistical learning algorithm based on decision trees (random forest). The highest predictive power was reached when the peak 30 min rainfall intensity was added to the ID variables, while no improvement was achieved by considering antecedent rainfall for debris-flow predictions in Illgraben. Although the increase in predictive performance with the random forest model over the classical ID threshold was small, such a framework could be valuable for future studies if more predictors are available from measured or modelled data.

How to cite: McArdell, B., Hirschberg, J., Badoux, A., Leonarduzzi, E., and Molnar, P.: Uncertainties in local and regional mass movement prediction using rainfall, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-990, https://doi.org/10.5194/egusphere-egu22-990, 2022.

EGU22-1998 | Presentations | NH3.7

DTVT: a GIS tool for the automatic validation of Physically Based Landslide Models and the identification of the optimal warning criterium 

Samuele Segoni, Giulio Pappafico, Elena Benedetta Masi, Guglielmo Rossi, and Veronica Tofani

Distributed physically based slope stability models represent the most advanced and scientifically sound method to forecast landslide triggering conditions. However, their operational application in regional warning systems is still hindered by some limitations. Among these, the problem of a robust validation (a task that is time consuming and not standardized) and the difficulty to manage a model output that (especially in the most advanced applications) is constituted by a raster of small pixels expressing the probability of landslide triggering: to activate an operational response an evaluation is usually performed on the overall conditions of larger spatial units and not on a pixel basis.

To overcome these shortcomings, we developed a GIS tool that can be fed with the results of slope stability models (raster maps representing the probability of landslide occurrence) and landslide inventory maps. The tool automatically performs a long series of operations traditionally performed by GIS operators to validate their models: the raw instability maps are reaggregated from pixels to watershed; warning maps are drawn; they are compared with the landslide inventory; a contingency matrix (with true positives, true negatives, false positive, and false negatives) is built; the validation results are drawn in a map. The warning criterium is defined based on two threshold values:  the probability of failure above which a pixel should be considered stable and the percentage of unstable pixels that a watershed needs to consider the hazard level widespread enough to justify the issuing of an alert. The tool was named Double Threshold Validation Tool (DTVT) and after some tests in three different test sites it was verified that: (i) DTVT can be used to carry out a standardized validation procedure in a very shorter time than traditional methods (ii) a reiterated application of the tool (by varying the values of the thresholds) can be used to identify the best warning criterion for each test site (e.g. which double threshold maximizes correct predictions while minimizing missed alarms). It is important to stress that DTVT does not improve the results obtained with the slope stability model; instead, this newly proposed tool that can be used to shift form a triggering model to a warning model, the latter being aimed at identifying when larger spatial units need the activation of operational procedures.

How to cite: Segoni, S., Pappafico, G., Masi, E. B., Rossi, G., and Tofani, V.: DTVT: a GIS tool for the automatic validation of Physically Based Landslide Models and the identification of the optimal warning criterium, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1998, https://doi.org/10.5194/egusphere-egu22-1998, 2022.

EGU22-2774 | Presentations | NH3.7

DEWS: a QGIS tool pack for the automatic selection of reference rain gauges for landslide-triggering rainfall thresholds 

Omar F. Althuwaynee, Massimo Melillo, Stefano Luigi Gariano, Luigi Lambardo, Hyuck-Jin Park, Sang-Wan Kim, Paulo Hader, Meriame Mohajane, Renata Pacheco Quevedo, Filippo Catani, and Ali Aydda

Several territorial landslide early warning systems in different parts of the world are based on empirical rainfall thresholds for landslide triggering. The calculation of such thresholds, using rainfall measurements gathered from rain gauges, has been examined frequently, especially considering uncertainties, modeling complexity, spatial assumptions, and analytical tools. Installed rain gauge networks that are spatially clustered in crowded areas have different spatial and attribute settings based on landslide occurrence conditions, such as rainfall record accessibility, processing, and usability, as well as specific locational, morphological, and hydrological settings.

In this research work, we introduce an automatic tool called DEWS (Distance, Elevation, Watershed, and Slope unit) for rainfall-induced landslide spatial reference rain gauge selection. DEWS can be considered supplementary and complementary to the CTRL-T tool (Calculation of Thresholds for Rainfall-induced Landslides Tool) developed earlier, and works on a macro-to-micro scale of the spatial components of  CTRL-T rain gauge selections. The output information, i.e. the list of selected reference rain gauges, can be used as input for CTRL-T to calculate frequentist rainfall thresholds at different non-exceedance probabilities. The DEWS tool fills the gap of the current literature, where the selection of reference rain gauges is mostly based on the nearest distance location and on statistical or manual procedures, without considering the morphological and hydrological settings of the area in which landslides occurred.

The tool allows extracting rain gauges referring to landslide locations by employing four spatial filters: F1 (Distance), F2 (Elevation), F3 (Watershed), F4 (Slope unit), needing only a DEM, the coordinates of landslide and rain gauge locations and the parameters of the filter’s algorithms as inputs. More in detail, F1 selects rain gauges within a specified buffer distance from the landslide locations using the setting parameters and the coordinates of the landslides and rain gauges. Then, F2 uses the DEM to extract the elevation of the rain gauges and the landslides and then calculates the differences within each buffer circle; therefore, the filter keeps only the rain gauge with closest elevation values to each landslide (within F1 results) using the recommended/preferred/ or allowable elevation difference defined by the parameter’s settings. In F3, the rain gauges falling in the watershed that contains the landslide locations are extracted (within F1 and F2 results). F4, which is the smallest and most focused filter, uses a previously developed tool pack (within F1, F2, and F3 results) to extract the slope units associated with each landslide. Consequently, only the rain gauges falling within these slope units are selected.

DEWS was implemented in a free tool pack in QGIS software, with default parameter values for non-expert users. The tool pack is divided into three main blocks following the filter structure (F1 and F2 are kept together). The reliability of DEWS was tested at a territorial scale in South Korea, using 223 landslides and 328 rain gauges. As a second step, frequentist rainfall thresholds were calculated in the study area.

How to cite: Althuwaynee, O. F., Melillo, M., Gariano, S. L., Lambardo, L., Park, H.-J., Kim, S.-W., Hader, P., Mohajane, M., Quevedo, R. P., Catani, F., and Aydda, A.: DEWS: a QGIS tool pack for the automatic selection of reference rain gauges for landslide-triggering rainfall thresholds, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2774, https://doi.org/10.5194/egusphere-egu22-2774, 2022.

EGU22-3449 | Presentations | NH3.7

Implementation of soil moisture data into landslide rainfall thresholds: two case studies in Italy and Norway 

Pierpaolo Distefano, Luca Piciullo, David J. Peres, Pietro Scandura, and Antonino Cancelliere

Prediction of rainfall-induced landslides is a complex task, due to the multitude of processes involved, heterogeneity of soil properties, spatial variability of rainfall and uncertainty in landslide inventories. Rainfall thresholds can provide a useful insight on the prediction of rainfall-induced landslides; however, they just describe a part of the problem, completely neglecting the hydrological conditions. Empirical thresholds, generally focus on the characteristics of precipitation, expressed in terms of intensity and duration (I-D threshold). Although an increasing number of studies is aiming at defining the link between precipitation characteristics and soil moisture data, few are describing the usefulness of soil moisture together with empirical thresholds for rainfall-induced landslide prediction. Soil moisture data are generally used in physically based models being a function of the characteristics of the soils therefore highly site-specific and obtainable with instrumental observations and/or in situ or laboratory analyzes.

In this study, a preliminary analysis on the use of soil moisture data for the definition of empirical rainfall thresholds is carried out. The newly released fifth-generation reanalysis product of the European Center for Medium Range Weather Forecasts (ECMWF), i.e., ERA5, provides soil moisture data even for those areas in which no measuring instruments are available. ERA5 data are available in the Climate Data Store on regular latitude-longitude grids at 0.1° x 0.1° resolution covering a period from 1950 to the present with hourly resolution. The goodness of the product has been verified comparing in situ available data with those obtained with ERA by statistical analysis including the Taylor diagram that links correlation coefficient, standard deviation and root mean squared difference between two analyzed series. Soil moisture data have been collected for several stations located in Norway and Italy.

Soil moisture data for Norway has been collected from stations in two different places near Oslo, while soil moisture data for Italy comes from the International Soil Moisture Network (ISMN), specifically, Calabria region stations have been used. Rainfall-soil moisture thresholds have been defined for two case studies and the performance of thresholds considering and neglecting the soil moisture has been evaluated.

 

How to cite: Distefano, P., Piciullo, L., Peres, D. J., Scandura, P., and Cancelliere, A.: Implementation of soil moisture data into landslide rainfall thresholds: two case studies in Italy and Norway, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3449, https://doi.org/10.5194/egusphere-egu22-3449, 2022.

Rainfall intensity-duration landslide-triggering thresholds have been proposed as a possible component for the implementation of territorial landslide early warning systems. Given a set of rainfall and landslide data, three approaches can be distinguished to determine thresholds: (i) methods based on triggering events only, (ii) methods based on the non-triggering events only, and (iii) methods based on both type of rainfall events. The aim of the present research is to compare these three possible approaches based on statistical criteria: robustness, sampling variation, and performance. This comparison can provide an insight on which of the three approaches is more appropriate based on the dataset that happens to be available for the area of interest.

We address these aspects by setting up a virtual simulation framework combining a stochastic rainfall model with a hydrological and slope stability model, which allows to make repeated experiments and to simulate different uncertainty conditions.

Our analysis shows that methods based on triggering rainfall only can be the worst with respect to the three investigated statistical properties. Methods based on both triggering and non-triggering rainfall have the highest performances in terms of the ROC true skill statistic; they are also robust, but still require a quite large sample to sufficiently limit the sampling variation of the threshold parameters. On the other side, methods based on non-triggering rainfall only, which are mostly overlooked up, are characterized by good robustness and low sampling variation. It can also be shown that in realistic scenarios their performances can be acceptable and even higher than thresholds derived from triggering events only. Indeed, the use of triggering rainfall only, a common practice in the past literature, yields to thresholds with the worse statistical properties, except when there is a clear separation between triggering and non-triggering events.

Based on these results, it can be stated that methods based on non-triggering rainfall only deserve wider attention, as they have also the practical advantage that can be in principle used where limited information on landslide occurrence is available. The fact that relatively large samples (about 200 landslides events) are needed for a sufficiently precise estimation of threshold parameters when using triggering rainfall, provides a possible insight on the level of uncertainty of thresholds proposed in the past literature.

 

How to cite: Peres, D. J. and Cancelliere, A.: An analysis of robustness, sampling variation and performances of landslide triggering thresholds determined by different approaches, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3630, https://doi.org/10.5194/egusphere-egu22-3630, 2022.

EGU22-3806 | Presentations | NH3.7

Role of measured and simulated water content patterns for landslide early warning systems 

Tobias Halter, Peter Lehmann, Adrian Wicki, and Manfred Stähli

Landslide early warning systems based on rainfall intensity and duration thresholds neglect the role of antecedent rainfall events on the hydration state that defines the disposition of a steep slope to fail in forthcoming rainfall events. Water content, water potential and mechanical strength of the soil largely depend on the antecedent rainfall signature and the soil hydraulic properties. To investigate how soil moisture information can be used for LEWS, six soil moisture measuring stations have been installed in the Napf-Emmental region as part of an ongoing pilot study to develop a territorial LEWS in Switzerland. In order to estimate the spatial distribution of the initial water content and its effect on landslide frequency and magnitude, we combine water content patterns from these stations, topographic disposition and regional rainfall data. The calculated soil water content patterns are used as input for landslide triggering simulations using the hydromechanical model framework STEP-TRAMM. STEP-TRAMM calculates the load distribution between mechanically interacting soil columns that may result in progressive failure culminating in hazardous landslides. Using landslide inventory data for the pilot region, we calibrate and validate the landslide model and evaluate the role of uncertainty in initial water content pattern on landslide characteristics and rainfall thresholds. We found high correlations between the measured and simulated water content based on rainfall characteristics and topographic disposition (R2 = 0.94), allowing a reasonable estimate of the spatial distribution of the initial water content which underlines the outcome of further landslide triggering simulations.

How to cite: Halter, T., Lehmann, P., Wicki, A., and Stähli, M.: Role of measured and simulated water content patterns for landslide early warning systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3806, https://doi.org/10.5194/egusphere-egu22-3806, 2022.

EGU22-4990 | Presentations | NH3.7

Developing the conceptual framework for a prototype government-led regional Landslide Early Warning System in India 

Emma Bee and Bruce Malamud and the LANDSLIP project partners

The LANDSLIP (LANDSLIde multi-hazard risk assessment, Preparedness and early warning in South Asia) research project commenced in 2016 with the aim of developing a prototype regional landslide forecasting and early warning system to help build resilience to hydrologically related landslides in two case study regions of India, the Nilgiris and Darjeeling. Here we present our pathway and reflections on the development of the LANDSLIP prototype LEWS (landslide early warning system) and its component parts, which includes a decision-support information dashboard and protype daily landslide forecast bulletin.

Central to the LEWS was a common and shared understanding of its conceptual framework. In other words, what were the components of the LEWS and how did they interact? To develop our LEWS conceptual framework we engaged a LANDSLIP interdisciplinary team which consisted of a range of researchers and practitioners from the British Geological Survey, Kings College London, Amrita University, Consiglio Nazionale delle Ricerche, Practical Action, UK Met Office, and Newcastle University. We developed the conceptual framework in collaboration with in-country partners (e.g. Save the Hills, Keystone, National Centre for Medium Range Weather Forecasting (NCMRWF) and District Management Authorities). As the nodal agency for landslides in India, the Geological Survey of India (GSI) partnered with the project and provided a focal point for the prototype LEWS.

The result of our final conceptual framework for the LEWS consisted of: (A) Dynamic forecast modelling data products, (B) semi-static landslide data layers feeding into (A), and (C) additional data sources. (A) to (C) then feed into (D) a LEWS information dashboard (data and physical models display). Finally, our conceptual framework included the communication flows, operating procedures and guidance documentation surrounding these communications. The aim of the conceptual framework was to help ensure that the prototype LEWS would create insight from the data and models and lead to behavioural change by recipients of the daily landslide forecast bulletins (i.e. District authorities).

The development of the LEWS conceptual framework occurred, not by design but out of necessity. At the start of the project, it was assumed all partners in the consortium had a shared vision for the LEWS. However, it quickly transpired that there were slightly different interpretations and nuances to this vision, which resulted in disparate working and a degree of disenfranchisement. By acknowledging this, and exploring it through a series of discussions and workshops, the consortium developed a shared and common conceptual framework for LANDSLIP’s prototype LEWS. This common framework helped guide the project and enabled all partners to realise how everyone contributed to the overall vision of the project. This session will cover some of the challenges, processes, outcomes and learning encountered through developing a conceptual framework for LANDSLIP’s prototype LEWS.

How to cite: Bee, E. and Malamud, B. and the LANDSLIP project partners: Developing the conceptual framework for a prototype government-led regional Landslide Early Warning System in India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4990, https://doi.org/10.5194/egusphere-egu22-4990, 2022.

EGU22-5272 | Presentations | NH3.7

Using machine learning for defining distributed monitoring variables correlated to the occurrence of rainfall-induced shallow landslides and debris flows: a case study in Campania region, Italy 

Michele Calvello, Gaetano Pecoraro, Massimo Esposito, Marco Pota, Guido Rianna, and Alfredo Reder

Rainfall-induced shallow landslides and debris flows often cause casualties and significant damage to property. Territorial landslide early warning systems are recognized as an important countermeasure to avoid or reduce fatalities during rainfall events. A reliable warning model is a key component of these systems. Warning models operating over large areas usually relate the occurrence of landslides to rainfall monitoring data adopting appropriate thresholds (e.g., intensity-duration, cumulated rainfall-duration, hourly/daily rainfall indicators). The increasing availability of large sets of atmospheric and land monitoring data represents an opportunity to upgrade and improve existing landslide warning models. At the same time, appropriately treating such data may pose a significant challenge to analysts that are used to deal with much smaller amounts of data.

The objective of this preliminary study is to demonstrate that machine learning techniques can be effectively used to process monitoring data over large areas at regional scale, with the aim of defining and selecting the variables that best correlate with the initiation of shallow landslides and debris flows. The machine learning models have been tested in one of the warning zones defined by the regional civil protection agency for hydrogeological risk management in Campania (Italy). Two categories of data are used for the analyses: distributed monitoring data, and a landslide inventory. The monitoring variables are derived from the fifth generation of ECMWF atmospheric reanalysis (ERA5), available with a spatial resolution of about 31 km and a temporal resolution of 1 h (http://dx.doi.org/10.24381/cds.adbb2d47). Data on landslide events come from “FraneItalia”, a geo-referenced openly available catalogue of Italian landslides created consulting online news from 2010 onwards (http://dx.doi.org/10.17632/zygb8jygrw.2). Different machine learning models have been defined, trained, and tested to relate the occurrence of landslides in the case study area to multiple variables arising from different combinations of the adopted monitoring data, mainly rainfall and soil water content. The performance of these models is evaluated by means of standard contingencies and skill scores. The best performing variables are used to define an optimal multivariate threshold to be adopted in the landslide warning model. The results of the optimal model are also compared with the outcomes of an application of a more classical exceedance probability statistical methodology based on cumulated rainfall-duration thresholds.

How to cite: Calvello, M., Pecoraro, G., Esposito, M., Pota, M., Rianna, G., and Reder, A.: Using machine learning for defining distributed monitoring variables correlated to the occurrence of rainfall-induced shallow landslides and debris flows: a case study in Campania region, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5272, https://doi.org/10.5194/egusphere-egu22-5272, 2022.

In this work, we use a probabilistic approach for modelling rainfall thresholds (Caine 1980) triggering shallow landslides with a case study for the Alpes-Maritimes region (France).

In particular, the CTRL-T algorithm (Melillo and al. 2018) is tested to output critical rainfall thresholds, based on the accumulated rainfall – duration parameters (E-D), for different exceedance probabilities from respectively a landslide and two climate datasets. The first climate dataset stores high resolution gridded rainfall data (1km resolution, hourly) and the second climate dataset contains lower resolution gridded rainfall, snow, temperature and evapotranspiration data (8km resolution, daily); the first dataset provides the rainfall records directly used for defining the rainfall events and then for the threshold construction; the second one enables to assess the region’s climate via parameters imported in CTRL-T. The thresholds are then validated using a method designed by Gariano and al. (2015).

Several improvements are made to the method. First, potential evapotranspiration values approximated from temperatures and latitudes in one of the process’ steps are replaced by values from the second climate dataset, the result accounting best for the regional climate. Then, climate-specific duration values, used to split the raw rainfall records in events and sub-events, are computed for each mesh point. This second modification enables considering the heterogeneity of the Alpes-Maritimes climate.

Rainfall thresholds are eventually obtained for different exceedance probabilities, first from a set of probable conditions (MRC), then from a set of highly probable conditions (MPRC). The validation process strengthens the analysis as well as enables to identify best performing thresholds. This work represents novel scientific progress towards landslide reliable warning systems by (a) making a case study of probabilistic rainfall thresholds for Alpes-Maritimes, (b) using for the first time high-resolution rainfall data and (c) adapting the method to climatically heterogeneous zones.

How to cite: Barthelemy, S., Bernardie, S., and Grandjean, G.: Assessing rainfall triggering of shallow landslides with an automatic tool generating thresholds: a case study for the Alpes-Maritimes region, France, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5864, https://doi.org/10.5194/egusphere-egu22-5864, 2022.

EGU22-5902 | Presentations | NH3.7

A data-driven approach to establish prediction surfaces for rainfall-induced shallow landslides in South Tyrol, Italy 

Stefan Steger, Robin Kohrs, Alice Crespi, Mateo Moreno, Peter James Zellner, Jason Goetz, Volkmar Mair, Stefano Luigi Gariano, Maria Teresa Brunetti, Massimo Melillo, Silvia Peruccacci, and Massimiliano Pittore

The occurrence of rainfall-induced shallow landslides is frequently caused by an interplay of predisposing environmental factors and dynamic preparatory and triggering conditions. For large-area assessments and for regional early warning, event-based landslide inventories are often employed to establish critical rainfall thresholds using statistical procedures (e.g., non-exceedance probability curves). These approaches typically put the spotlight on rainfall conditions associated with known landslide occurrences. Not accounting for rainfall conditions that did not induce slope instability comes along with a variety of criticalities, such as the impossibility to discriminate landslide from non-landslide rainfall conditions or the difficulty to validate the results.

This contribution proposes a data-driven approach based on Generalized Additive Mixed Models (GAMM) to identify season-dependent shallow landslide rainfall conditions for the province of South Tyrol, Italy. The work builds upon high resolution gridded daily rainfall data and landslide observations for the period from 2000 to 2020. The workflow comprised an initial filtering of rainfall-induced landslides (presence data) and a rule-based stratified random sampling procedure to select non-landslide rainy days at the same locations (absence data). The time periods (time windows in days) to describe preparatory and triggering cumulative rainfall conditions were determined using an optimization procedure based on cross validation. In addition to modelling a yearly effect, a circular day-of-the-year variable was included in the model to consider additional seasonal influences. The underlying nested data structure (i.e., repeated measurements at each landslide location) was accounted for via a location-dependent random intercept. The resulting probability scores for the analysed variables were validated using space-time cross validation, visualized in the form of probability surface plots and complemented with quantitative thresholds (e.g., curves that optimally separate landslide presences and absences).

Validation of the model showed a high capability to distinguish the two groups (presence vs. absence observations). The results further indicate that the temporal prediction of shallow landslides in South Tyrol can be improved by accounting for systematic seasonal effects other than triggering and preparatory rainfall variables. This novel approach is flexible and will further be extended to derive space-time predictions. Strengths and limitations for regional landslide early warning will be discussed.

The research leading to these results are related to the Proslide project that received funding from the research program Research Südtirol/Alto Adige 2019 of the Autonomous Province of Bozen/Bolzano – Südtirol/Alto Adige.

How to cite: Steger, S., Kohrs, R., Crespi, A., Moreno, M., Zellner, P. J., Goetz, J., Mair, V., Gariano, S. L., Brunetti, M. T., Melillo, M., Peruccacci, S., and Pittore, M.: A data-driven approach to establish prediction surfaces for rainfall-induced shallow landslides in South Tyrol, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5902, https://doi.org/10.5194/egusphere-egu22-5902, 2022.

EGU22-6380 | Presentations | NH3.7

Rainfall thresholds for shallow landslides occurrence in a prone area of Northern Italy 

Valerio Vivaldi, Massimiliano Bordoni, and Claudia Meisina

Rainfall-induced shallow landslides can provoke severe consequences to people, infrastructures, cultivations and environment. For these reasons, it is necessary assessing the spatial and temporal probability of occurrence of these phenomena in the most prone zones of a territory, for early warning system strategies and land planning. The most adopted method for the determination of triggering events are rainfall thresholds. Empirical thresholds consider only rainfall attributes, such as duration, intensity and cumulated amount, while physically-based thresholds take into consideration also soil attribute, representing the soil conditions at the beginning of an event, such as the soil saturation degree at the depth of the sliding surface. This work focused to develop hydro empirical and physically-based thresholds for the occurrence of shallow landslides, taking into account field rainfall observations and soil moisture data, retrieved by hydrometeorological monitoring stations datasets. Monitoring stations were placed in 2 test sites representative of the hilly area of northern Italian Apennines and provided hydrometeorological time series, collecting data every 10 minutes. Empirical thresholds showed a good capacity to detect True Positives (TP: 95%) but they resulted affected by a high percentage of False Positives (FP: 24%), while physically-based thresholds detected 100% of TP and only 7% of FP, confirming the importance of soil conditions at the beginning of the event. Physically-based thresholds are reconstructed through a data-driven technique, based on “random forest”, that allows to find the best pair of parameters chosen within rainfall cumulated amounts and mean soil moisture conditions between 1 and 7 days. The model is calibrated considering a time span of 11 years (2007-2018) and validated using data between 2019 and 2021. The methodological approach is testing in different catchments of Oltrepò Pavese hilly area (northern Italy), that is representative of Italian Apennines environment. This work was made in the frame of the ANDROMEDA project, funded by Fondazione Cariplo.

How to cite: Vivaldi, V., Bordoni, M., and Meisina, C.: Rainfall thresholds for shallow landslides occurrence in a prone area of Northern Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6380, https://doi.org/10.5194/egusphere-egu22-6380, 2022.

In this research the occurrence of landslides triggered by rainfall is investigated through the assessment of rainfall thresholds for three regions in Portugal: Lisbon, Oporto, and Coimbra. An historical landslide inventory is used, based on newspapers published between 1865 and 2010, associated with daily precipitation databases from three long-term meteorological stations. An empirical approach based on antecedent rainfall is applied to define the rainfall thresholds for landslides occurrence. The analysis is focused on each single rain gauge, for which the spatial representativeness is evaluated. The daily rainfall data is analysed using the Gumbel probability distribution for different durations. The critical rainfall combinations (cumulated rainfall duration) with the highest return period are associated with the landslide occurrence.

For the three regions, rainfall thresholds are defined from regression (linear and potential), extreme values (upper and lower) and probability (probability of a rainfall event resulting in a landslide event when the threshold is exceeded), and the results are assessed and calibrated using the receiver operating characteristic (ROC) metrics. The thresholds comparation reveal regional patterns in rainfall thresholds. The differences in regional critical rainfall conditions for landslide occurrence between regions are associated with geological, geomorphological, and climatic features.

 

This work is part of the project BeSafeSlide (BSS) - Landslide Early Warning soft technology prototype to improve community resilience and adaptation to environmental change [PTDC/GES-AMB/30052/2017]. JL Zêzere was supported by the RiskCoast project - Development of tools to prevent and manage geological risks on the coast linked to climate change, Interreg SUDOE [SOE3/P4/EO868]

How to cite: Vaz, T. and Zêzere, J. L.: Empirical rainfall thresholds for landslide activity based on long-term Portuguese meteorological stations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6389, https://doi.org/10.5194/egusphere-egu22-6389, 2022.

El Salvador is a country that is geologically young in most of its territory, with steep slopes covered with unconsolidated volcanic sediments. It is frequently affected by extreme weather events and it also has the highest population density in Central America, which makes it very vulnerable to landslides. Therefore, predicting when landslides will occur it is necessary, and rainfall thresholds are a useful tool for that purpose. In this study, thresholds represented by cumulated rainfall (E, in mm) and duration (D, in hours) for shallow landslide initiation in El Salvador have been generated, with the objective of using them in the future in a national landslide early warning system. The thresholds have been delineated with the CTRL-T code (Melillo et al, 2018), which automatically reconstructs the rainfall conditions that triggered the landslides and determines thresholds at different non-exceedance probabilities. Rainfall data from an automatic rain gauge network and landslide data occurred in the period of 2004 to 2019 were used. A validation of the thresholds with the procedure introduced by Gariano et al (2015) has been conducted, using rainfall and landslide data for the year 2020. There are not previous ED thresholds at national level created for El Salvador, so a comparison with global and national thresholds from other countries was done.

References

Gariano S.L., Brunetti, M.T., Iovine, G., Melillo, M., Peruccacci, S., Terranova, O., Vennari, C., Guzzetti, F. (2015). Calibration and validation of rainfall thresholds for shallow landslide forecasting in Sicily, southern Italy. Geomorphology 228:653–665.

Melillo, M., Brunetti, M. T., Peruccacci, S., Gariano, S. L., Roccati, A., & Guzzetti, F. (2018). A tool for the automatic calculation of rainfall thresholds for landslide occurrence. Environmental Modelling & Software, 105:230-243.

How to cite: Reyes, M.: Rainfall thresholds for shallow landslides triggering in El Salvador, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6762, https://doi.org/10.5194/egusphere-egu22-6762, 2022.

EGU22-6795 | Presentations | NH3.7

Effect of data splitting and selection of machine learning algorithms for landslide susceptibility mapping 

Minu Treesa Abraham, Neelima Satyam, and Biswajeet Pradhan

Landslide susceptibility maps (LSMs) are inevitable parts of regional scale landslide forecasting models. The susceptibility maps can provide the spatial probability of occurrence of landslides and have crucial role in the development and planning activities of any region. With the wide availability of satellite-based data and advanced computational facilities, data driven LSMs are being developed for different regions across the world. Since a decade, machine learning (ML) algorithms have gained wide acceptance for developing LSMs and the performance of such maps depends highly on the quality of input data and the choice of ML algorithm. This study employs a k fold cross validation technique for evaluating the performance of five different ML models, viz., Naïve Bayes (NB), Logistic Regression (LR), Random Forest (RF), K Nearest Neighbors (KNN) and Support Vector Machines (SVM), to develop LSMs, by varying the train to test ratio. The ratio is varied by changing the number folds used for k fold cross validation from 2 to 10, and its effect on each algorithm is assessed using Receiver Operating Characteristic (ROC) curves and accuracy values. The method is tested for Wayanad district, Kerala, India, which is highly affected by landslides during monsoon. The results show that RF algorithm performs better among all the five algorithms considered, and the maximum accuracy values were obtained with the value of k as 8, for all cases. The variation between the minimum and maximum accuracy values were found to be 0.6 %, 0.74 %, 1.71 %, 1.92 % and 1.83 % for NB, LR, KNN, RF and SVM respectively.

How to cite: Abraham, M. T., Satyam, N., and Pradhan, B.: Effect of data splitting and selection of machine learning algorithms for landslide susceptibility mapping, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6795, https://doi.org/10.5194/egusphere-egu22-6795, 2022.

EGU22-6895 | Presentations | NH3.7

Multi-model-based evaluation of landslide susceptibility in a meizoseismal area 

Xiao Wang, Di Wang, and Shaoda Li

On August 8, 2017, a magnitude 7 earthquake struck Jiuzhaigou County, Aba Prefecture, Sichuan Province, inducing a large number of landslides. Evaluating the susceptibility to landslides induced by strong earthquakes can provide a scientific basis for disaster risk management and monitoring. However, different evaluation models can obtain different spatial distributions of landslide susceptibility, and thus, selecting the optimal model is the most effective way to improve the susceptibility evaluation. To select the most suitable evaluation model for a strong earthquake area (Jiuzhaigou), 12 influencing factors affecting the landslide occurrence, including slope, elevation, and aspect, were extracted, and different statistical analysis methods and machine learning models were used to calculate the susceptibility index. The results show that the deep neural network model had the highest accuracy (85.4%), followed by the random forest and support vector machine models (84.2% and 82.3%, respectively), while the logistic regression model and certainty factor models achieved accuracies of 80.8% and 76.2%, respectively. Accordingly, the deep neural network model can be considered a new tool to achieve the more accurate zonation of landslide susceptibility in meizoseismal regions.

How to cite: Wang, X., Wang, D., and Li, S.: Multi-model-based evaluation of landslide susceptibility in a meizoseismal area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6895, https://doi.org/10.5194/egusphere-egu22-6895, 2022.

EGU22-6969 | Presentations | NH3.7

Development of a local impact-based Landslide Early Warning System using physically-based multi-hazards modelling and machine learning in Java, Indonesia. 

Andy Subiyantoro, Cees van Westen, Bastian van den Bout, Jetten Victor, Agus Muntohar, Akhyar Mushthofa, Ragil Andika Yuniawan, and Ratna Satyaningsih

Early Warning Systems are one of the most effective tools for reducing disaster risk, however the development of Landslide Early Warning Systems (LEWS) is complicated due to the random nature of landslide occurrence and the uncertainty in mapping the parameters that cause them. Local LEWS have been effective for known landslides, but regional scale LEWS based on rainfall thresholds have not been very effective up to now. In recent years physically-based multi-hazard models have been developed which allow to predict mass movement hazards at a local scale. However, it is still difficult to apply these in LEWS in a local scale due to the coarse resolution of rainfall estimates and the high computational modelling requirements for running such models real-time. On the other hand, machine learning approaches have been used to assess the relationship between the distribution of the landslide hazard and the catchment morphometric features.

This research applies a physically-based multi-hazard model combined with machine learning to forecast the mass movement impact, based on rainfall predictions in an area in Java, Indonesia. The landslide inventory was developed using a combination of local reporting data and machine learning techniques. The integrated physically-based multi hazard model OpenLISEM is used to create a database of hazard intensity maps under various rainfall scenarios. The resulting hazard intensity maps are subsequently used to subdivide the area in homogeneous zones for which warning levels are given. Machine learning is used to query the database and extract the most likely hazard intensity map based on the rainfall prediction. The intensity is then combined with exposure information of people, buildings, transportation infrastructure and agriculture to provide impact forecasts. The output of combining physically-based models with machine learning approaches has the potential to improve the prediction of landslide impact. The method also allows to make more specific local decisions related to the actions for various levels of warning (e.g. increased vigilance, removal of resources, evacuation of people). The method is currently under development as part of an Indonesian-Netherlands collaboration project to develop a blueprint to use tailored rainfall data, in combination with empirical and physically-based hydrological and landslide models, and historical landslide data for the development of thresholds for landslides and debris flows, as the basis for early warning at settlement level, applied to several test sites in Java.

How to cite: Subiyantoro, A., Westen, C. V., Bout, B. V. D., Victor, J., Muntohar, A., Mushthofa, A., Yuniawan, R. A., and Satyaningsih, R.: Development of a local impact-based Landslide Early Warning System using physically-based multi-hazards modelling and machine learning in Java, Indonesia., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6969, https://doi.org/10.5194/egusphere-egu22-6969, 2022.

Earthquake-induced landslides are among the most common seismic hazards in Indian Himalayan high terrains, claiming hundreds of lives and infrastructural losses. Uttarakhand state is in the Western Himalayas and comes under high seismic activity zones as per the seismic code of India. However, a detailed seismically induced landslide hazard assessment is unavailable for the region. Therefore, a parametric time probabilistic approach was used to evaluate the co-seismic landslide hazard in Uttarakhand. Characteristics of the seismicity affecting the area were considered to estimate the critical acceleration (Ac)x(p,t) that slopes should have to limit the probability of exceedance of Newmark displacement value x within time t. Initially, occurrence probabilities for different degrees of seismic shaking for a time frame of 50 years were calculated in terms of Arias intensity. Then, the spatial distribution of the slope strength demand was mapped using the empirical relationship of the Newmark displacement with Arias intensity and critical acceleration. Newmark displacement of 2 and 10 cm were considered critical thresholds with a 10% probability of exceedance. The obtained results suggested that the significant part of the region along the Main Boundary Thrust (MBT) and Main Central thrust (MCT) have Arias Intensity value greater than 2 m/s. Higher Arias intensity values of approximately 4.5 m/s for soil slope conditions and 3 m/s for rock slope conditions were observed throughout the lesser Himalayan zone. In these areas, for the thresholds mentioned above, the exceedance probability in 50 years reaches 50% in the case of 0.32 m/s for soil slope conditions and 70% in the case of 0:11 m/s for rock slope conditions. By comparing the anticipated strength demand with the actual critical acceleration values computed from slope material parameters and slope angle, the resultant slope strength demand maps could offer the basis for determining if particular slopes have a considerable failure probability.

How to cite: Gupta, K. and Satyam, N.: Seismically induced Landslide hazard assessment based on the spatial distribution of the slope strength demand in the Western Himalayas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7328, https://doi.org/10.5194/egusphere-egu22-7328, 2022.

EGU22-7388 | Presentations | NH3.7

The use of robotized inclinometric system in Early Warning System. The case study of a large landslide monitoring. 

Danilo Godone, Paolo Allasia, Marco Baldo, Diego Guenzi, and Fabio De Polo

Geohazard monitoring is a key component in an early warning system (EWS). The implementation of monitoring actions provides data for the acquisition of variables related to the landslide, its triggering and kinematic; additionally, it can provide insights of its evolution in time in order to plan mitigation actions, including alarms and warnings. The use of high-frequency systems can also provide such data in the shortest time thus optimizing the aforementioned actions. In the last decades, numerous surface monitoring systems were developed, with various features, providing punctual information, like GNSS or Robotized Total Stations, at high frequency or large-scale data, i.e. Remote Sensing, at lower temporal resolution. The choice of the best one is related to the goals to be fulfilled but, independently from the selected method, surface techniques monitor only a displacement resulting from the sum of all the deep-seated ground deformations. To properly detect the subsoil behavior of a landslide, the use of subsurface sensors is necessary. To couple the subsoil survey with high frequency monitoring a robotic inclinometric system was developed, and patented, by the Geohazard Monitoring Group (GMG) of CNR-IRPI. The instrumentation features the operational characteristics of the manual inclinometric measures (reliability, double readings 0/180˚…) but integrates the advantages of the robotization (accuracy, measurement frequency…), too. The robotized instrumentation also called “Automated Inclinometer System” (AIS) allows the automatic exploration of all the borehole length (up to 120 meters in the standard configuration) with a single probe. The AIS is remotely connected by a 4G modem so it is possible to define the acquisition parameters, download measured data and check the device functioning parameters. The instrumentation was deployed, at the beginning of December 2021, in a borehole located in Passiria Valley (northeastern Italy) to monitor a large and slow-moving landslide involving the whole mountain face; thanks to instrumentation modularity, the AIS is ready to measure after only 4÷5 hours of installation time. Concurrently with the main installation, a GNSS benchmark was positioned and surveyed to provide, with the next measurement campaigns, a crosscheck with the AIS results. After 10÷15 days of monitoring at 1 measurement/day the landslide’s sliding surface, its depth and deformation rate, were clearly identified, thus confirming the capability of the AIS to perform early detection of the landslide kinematic. This result is key information in the risk reduction chain as it shortens the time necessary to achieve the numerical parameters describing the landslide and, consequently, plain the following, mitigating, actions.

How to cite: Godone, D., Allasia, P., Baldo, M., Guenzi, D., and De Polo, F.: The use of robotized inclinometric system in Early Warning System. The case study of a large landslide monitoring., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7388, https://doi.org/10.5194/egusphere-egu22-7388, 2022.

EGU22-7819 | Presentations | NH3.7

Analysis of landslide-triggering rainfalls in a typhoon-prone region of the Philippines 

Clàudia Abancó, Vicente Medina, Georgina L. Bennett, Adrian J. Matthews, and Marcel Hürlimann

The rain that falls weeks or months before the occurrence of landslides can play a major role in the failure process, therefore it is crucial to account for it in hazard assessments and warning systems. It is especially relevant in tropical areas, where the amount of water that falls during wet seasons can be very high. In the Philippines, rainfall and typhoon events trigger Multiple-Occurrence Regional Landslide Events (MORLEs, Crozier, 2005), which cause hundreds of fatalities and significant economic damage every year.

Satellite-based rainfall measurements (IMERG GPM) associated with three typhoons that triggered MORLEs in the area of Itogon (Benguet, Philippines) and water infiltrated into the soil during the previous months are analysed. Data from the three typhoons are compared with 560 high intensity rainfall events (from period 2000-2020) that did not trigger regional landslide events. Results show that landslides occurred when typhoon rainfall exceeds 300 mm and the water infiltrated was higher than 1000 mm in the previous months. For one specific landslide-triggering typhoon event, satellite-based soil moisture data (1 m top soil layer) are analysed and compared to other non-landslide triggering rainfalls. Results do not show a clear correlation of critical rainfall and soil moisture values that triggered landslides.

The findings of this work highlight that the antecedent rainfall, and in particular its infiltration below the top soil layer, plays a major role in the triggering process of landslides, especially in tropical regions.

 Crozier, M.J. Multiple-occurrence regional landslide events in New Zealand: Hazardmanagement issues. Landslides 2, 247–256 (2005). https://doi.org/10.1007/s10346-005-0019-7

How to cite: Abancó, C., Medina, V., Bennett, G. L., Matthews, A. J., and Hürlimann, M.: Analysis of landslide-triggering rainfalls in a typhoon-prone region of the Philippines, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7819, https://doi.org/10.5194/egusphere-egu22-7819, 2022.

EGU22-7863 | Presentations | NH3.7

Revisited Rainfall Threshold In the Indonesia Landslide Early Warning System 

Ragil A Yuniawan, Ahmad Rifai, Fikri Faris, Cees van Westen, Victor Jetten, Bastian den Bout, Andy Subiyantoro, Agus Muntohar, Akhyar Musthofa, Rokhmat Hidayat, Alidina Hidayah, Banata Ridwan, Eka Priangga, Ratna Satyaningsih, and Samuel Sutanto

Landslides are one of the most disastrous natural hazards that frequently occur in Indonesia. Since 2017, Balai Sabo has developed an Indonesia Landslide Early Warning System (ILEWS) by utilizing a single rainfall threshold for an entire nation. This condition might lead to inaccuracy of the landslide prediction. Therefore, this study aims to improve the accuracy of the system by updating the rainfall threshold. This study focused on Java Island, where most of the landslides in Indonesia occur. We analyzed 420 landslide events with the one-day and three-day cumulative rainfall for each landslide event. Rainfall data were obtained from the Global Precipitation Measurement (GPM), which is also used in the ILEWS. We propose four methods to derive the thresholds, 1st is the existing threshold applied in the Balai Sabo-ILEWS, the 2nd and the 3rd use the average and minimum of rainfall that trigger landslides, respectively, and the 4th uses the minimum values of rainfall that induce major landslides. We employed the Receiver Operating Characteristic (ROC) analysis to evaluate the predictability of the rainfall thresholds. The 4th method shows the best result compared to the others, and this method provides a good prediction of landslide events with a low error value. The chosen threshold will be used as a new threshold in the Balai Sabo-ILEWS.

How to cite: Yuniawan, R. A., Rifai, A., Faris, F., Westen, C. V., Jetten, V., den Bout, B., Subiyantoro, A., Muntohar, A., Musthofa, A., Hidayat, R., Hidayah, A., Ridwan, B., Priangga, E., Satyaningsih, R., and Sutanto, S.: Revisited Rainfall Threshold In the Indonesia Landslide Early Warning System, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7863, https://doi.org/10.5194/egusphere-egu22-7863, 2022.

After the 2008 Wenchuan earthquake (Mw 7.9), increased occurrence of rainfall-induced debris flows was initially observed in the earthquake-hit region (Sichuan, China). In the following years, the frequency of debris flows gradually reduced, indicating a progressive recovery of stability of debris deposits accumulated along slopes and in gullies after the earthquake. To assess these dynamically changing conditions, empirical thresholds have been identified to predict post-seismic debris flow occurrence with two approaches: a meteorological approach based only on precipitation characteristics, and a hydrometeorological approach that also considers the hydrologic conditions before the onset of rainfall. Both used the available record of precipitations and debris flows that occurred between 2008 and 2015 in several gullies, tributary of the upper Minjiang river course, in Wenchuan county. Hydrometeorological thresholds for debris flows were identified at the gully catchment scale, by assessing the water balance with a simplified lumped hydrological model, based on the Budyko framework. The parameters of the model were estimated based on the scarce available information about the water balance of the entire watershed of the upper Minjiang. Simulated catchment water storage was used as a proxy of the moisture state of the slopes. The results indicate that both meteorological and hydrometeorological thresholds allow catching the progressive recovery of stability of the debris deposits. Specifically, the assessment of water balance at the catchment scale highlights the role played by the hydrological processes affecting the slopes, leading to the definition of reliable thresholds, that resulted robust despite the uncertainty of the estimated parameters of the hydrological model. Therefore, the hydrometeorological approach appears suitable to define thresholds for early warning of debris flows at the catchment scale.

How to cite: Greco, R., Marino, P., and Fan, X.: Hydrometeorological thresholds based on catchment storage to predict changes in debris-flow susceptibility after the Wenchuan earthquake (Sichuan, China), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8081, https://doi.org/10.5194/egusphere-egu22-8081, 2022.

Norway's high-relief landscape is susceptible to gravity-driven natural hazards including snow avalanches, landslides, debris flows, and rockfalls. Rockfalls are the most numerous geohazard in Norway. There are currently over 35 000 rockfall events registered in Norway's national hazard database, accounting for nearly 50% of the total number of events for all hazard types. Rockfalls commonly impact the functioning of infrastructure assets such as roads and railways, and occasionally damage buildings and result in death.

The relationship between rockfall events and weather conditions is recognised but not straightforward. Several hydrometeorological variables are significant for rockfall triggering including precipitation, snow melt, freezing and thawing, temperature, insolation, and soil or rock moisture. The highest frequency of rockfall activity in Norway is observed in spring, a period of snowmelt and freeze-thaw cycling. Given the links to meteorological variables, rockfall frequency is expected to change with climate, altering the exposure of population and infrastructures to rockfalls.

Rockfall risk mitigation at regional scale is challenging. Early warning systems are a helpful tool to depict the time and location of future rockfall events so that emergency managers can act in advance. At present, most existing rockfall early warning systems (REWS) are based on the monitoring and analysis of seismic signals to determine the movement of boulders or the cracking of joints. Little previous research has been conducted to analyse the meteorological conditions that could trigger rockfalls. There is currently no REWS in Norway.

The main objective of this work is to investigate the feasibility of using hydrometeorological thresholds for regional scale rockfall warning. To do so rainfall, temperature, and soil moisture data from SeNorge.no, and the rockfall inventory contained in the Norwegian national hazard database have been analysed to find relations between the hydrometeorological conditions and the triggering of rockfalls in Norway.

How to cite: Palau, R. M., Gilbert, G. L., Solheim, A., Capobianco, V., and Gisnås, K.: Are hydrometeorological thresholds useful for regional-scale rockfall early warning systems? A preliminary analysis of the hydrometeorological conditions leading to rockfalls in Norway, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8464, https://doi.org/10.5194/egusphere-egu22-8464, 2022.

EGU22-9375 | Presentations | NH3.7

The potential of Satellite and model derived precipitation and soil moisture for estimation of landslide hazard thresholds in Rwanda 

Judith Uwihirwe, Alessia Riveros, Faraz Sadeghi Tehrani, Frederiek Sperna Weiland, Markus Hrachowitz, and Thom A. Bogaard A. Bogaard

A combination of extreme environmental conditions such as high soil moisture content and heavy or prolonged precipitation contribute to landslide initiation in mountainous areas worldwide. On-site soil moisture monitoring equipment and rain gauge have been widely used to record these variables despite the sparse spatial coverage. Satellite‐based technologies provide estimates of rainfall and soil moisture over large spatial areas sufficient to be explored for landslide hazard assessment in data scarce regions. In this study, we used statistical metrics to compare the gauge based to the satellite precipitation products: TRMM42, CHIRPS, PERSIANN-CDR, GLDAS-2.1, CFSV2, GPM-IMERG, and ERA-5 and assess their performance. Similarly, high resolution satellite and hydrological model derived soil moisture was compared to the automated soil moisture observations at Rwanda weather station sites to assess the usefulness in empirical landslide hazard assessment thresholds in Rwanda. Based on statistical indicators, the NASA GPM based IMERG showed the highest skill to reproduce the main spatiotemporal precipitation patterns. Similarly, the satellite and hydrological model derived soil moisture broadly reproduce the in situ measured soil moisture. The landslide explanatory variables from IMERG satellite precipitation; event rainfall volume E and Duration D in bilinear thresholds framework reveal promising results with improved landslide prediction capabilities in terms of true positive alarms ~80-90% and low rate of false alarms ~14-16%. However, the incorporation of satellite and model derived antecedent soil moisture to the empirical landslide hydro-meteorological thresholds showed no significant improvement. This may be attributed to the probable long and no constant timescale of the defined landslide triggering events that could be shortened to further improve the landslide prediction and support the early warning system development in Rwanda.

How to cite: Uwihirwe, J., Riveros, A., Sadeghi Tehrani, F., Sperna Weiland, F., Hrachowitz, M., and A. Bogaard, T. A. B.: The potential of Satellite and model derived precipitation and soil moisture for estimation of landslide hazard thresholds in Rwanda, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9375, https://doi.org/10.5194/egusphere-egu22-9375, 2022.

EGU22-10251 | Presentations | NH3.7

Electrical Resistivity Tomography (ERT) Applied to the assessment of Karst Carbonate Aquifers structure: Case Study from Zaghouan-Bent Saidan (NE Tunisia) 

Amal Mhimdi, Hakim Gabtni, Ines Ezzine, Fadoua Hamzaoui, Mohamed Ghanmi, and Rachida Bouhlila

Abstract:

Karst aquifers belong to the fractured aquifer family. The Zaghouan region located in NE of Tunisia (North Africa) is characterized by a high degree of karstification due to the climate impact and the development of fracture network. Survey using electrical resistivity tomography (ERT) is deployed to provide a cost-effective characterization of the subsurface karst environments. A total of three ERT profiles with a length of 300 meters were evaluated in Zaghouan region.

The area represents an anticline of Jurassic limestone rocks, which is overlain by a thin clay layer. In this study, an ERT survey was conducted to examine the spatial distribution and shape of underground cavities in the karst area of Jebel Bent Saidan. In this study, geological, hydrogeological and electrical resistivity tomography (ERT) methods were applied to determine the geometry of the karst aquifer in the Zaghouan area (NE Tunisia). The area is characterized by fractured and karstic limestone aquifer of Jurassic. Three resistivity profiles were carried out along the study area (Jebel Bent Saidan). The correct resistivity data was interpreted using ZONDRes 2D software.  The results of the interpreted geo-electrical sections showed that the resistivity of the carbonate aquifer ranges from 350 to over 4000 Ωm. The thickness of the aquifer varies between 15 and 30 meters, while its depth from the surface is between 10 and 40 meters. The ERT not only provided accurate near-surface information, but was also very useful in establishing the geometry of the aquifer. It was also very useful in establishing the 3D geometry and position of several potential karst cavities and conduits. The results show the presence of two large isolated cavities at different depths. The low resistivity of karst cavities in the Jurassic carbonate of Jebel Bent Saidane was explained by the saturation of groundwater. The ERT imaging technique using to identify and characterize the discontinuities, faults and water investigation of the fractured and karstified limestone aquifers in the Bent Saidan Mounts. The conducted research demonstrated that the ERT method was an effective tool for imaging the subsurface in the karst terrain.

Keywords: Bent Saidan (NE Tunisia), karst aquifers, electrical resistivity tomography (ERT), cavities.

 

How to cite: Mhimdi, A., Gabtni, H., Ezzine, I., Hamzaoui, F., Ghanmi, M., and Bouhlila, R.: Electrical Resistivity Tomography (ERT) Applied to the assessment of Karst Carbonate Aquifers structure: Case Study from Zaghouan-Bent Saidan (NE Tunisia), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10251, https://doi.org/10.5194/egusphere-egu22-10251, 2022.

EGU22-10474 | Presentations | NH3.7

Extending a ML impact-based forecasting model for typhoons in the Philippines with a rainfall threshold for consecutive landslide events 

Renske Free, Marc van den Homberg, Frederiek Sperna Weiland, Aklilu Teklesadik, Massimo Melillo, and Thom Bogaard

Anticipatory action requires models that can accurately predict the impact of both the primary hazard and its consecutive events. In the Philippines, typhoons trigger 90% of landslides, causing a lot of fatalities and damage to infrastructure and agriculture. The lack of information on past landslides hampers the development of accurate forecasting models of landslide occurrence and impact. An impact-based forecasting model for typhoons currently operational in the Philippines predicts impact due to the high wind speeds associated with typhoons and includes the possible impact due to landslides only via a static landslide susceptibility map. This study expands the impact-based forecasting model of 510, an initiative of the Netherlands Red Cross, with a dynamic landslide component via hybrid modeling for two typhoon events in the Bicol region in the Philippines.

A hydrometeorological model to forecast landslide occurrences was successfully created, even with the limited data on landslide occurrences and rainfall available. The newly established regional event duration threshold was applied on the case study events with an increased impact boundary of 300 km compared to the typhoon impact boundary of 100 km. The dynamic multi-hazard model showed an improved impact forecast - compared to the model considering solely static input of landslides - both in geographical impact extent and accuracy: the True Positives doubled, whereas the False Negatives reduced by half. A separate landslide forecasting model as an extension of the existing ML model provided additional benefits as the models can be decoupled to optimize the performance and reliability of both models. This study resulted in a prototype of an impact-based multi-hazard or consecutive event model for the Philippines and demonstrated the importance of considering the impact from consecutive hazards.

Keywords: Landslide, typhoon, consecutive hazards, impact-based forecasting, rainfall, machine learning, Philippines

How to cite: Free, R., van den Homberg, M., Sperna Weiland, F., Teklesadik, A., Melillo, M., and Bogaard, T.: Extending a ML impact-based forecasting model for typhoons in the Philippines with a rainfall threshold for consecutive landslide events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10474, https://doi.org/10.5194/egusphere-egu22-10474, 2022.

EGU22-10685 | Presentations | NH3.7

BeSafeSlide – A Landslide early warning soft technology prototype to improve community resilience and adaptation to environmental change 

Sérgio C. Oliveira, José L. Zêzere, Ricardo M. Trigo, Fernando Marques, Alexandre Tavares, Rui Marques, Alexandre M. Ramos, and Raquel Melo

As observed worldwide during the last decades, landslides are one of the deadliest natural hazards in mainland Portugal and Azores archipelago being responsible for significant direct and indirect societal and economic losses, justifying the implementation of a landslide early warning system at the regional scale.

The BeSafeSlide project aims to develop and implement a soft technology/low-cost prototype for precipitation-triggered landslide early warning system (LEWS) in Portugal. We plan it to allow be adaptable to a changing climate and a changing land use by working with different climate scenarios. Future changes on regional rainfall patterns due to climate change were evaluated in the LEWS for 2071-2100 period, considering two emission scenarios: RCP 4.5 and RCP 8.5. To evaluate future exposure trends and effects in risk analysis, simulations of changes in land use, by the end of the 21th century, will be carried out. The uncertainty of future projections will be addressed by developing a set of different scenarios.

The LEWS prototype for Portugal is sustained on different types of regional rainfall thresholds for landslide occurrence based on daily/hourly rainfall series available for each BeSafeSlide study area. The proposed prototype aims at integrating 3-day rainfall forecasts on rainfall thresholds monitoring and on dynamic physically based susceptibility models, to anticipate changes in hydrological conditions and consequently on the spatio-temporal occurrence of landslides. Special attention is given to two different types of rainfall-triggered landslide events, recognized as responsible for shallow and deep-seated landslides occurrence on natural slopes, which are permanently monitored within the regional early warning system in hotspot risk areas: (i) landslide events associated to intense, short-duration rainfall periods; and (ii) landslide events associated to long-lasting rainfall periods.

The LEWS main goals are to provide information to civil protection services to anticipate and manage people’s evacuation from landslide prone areas and to ensure the maintenance and operability of regional transport, energy and communications networks and the safeguarding of people´s lives. Although the LEWS is being developed within the framework of Portugal we expect to be applicable in different settings. The application of the LEWS will define warning communication procedures, assess response capacity of stakeholders and develop social capacity practices, to reduce vulnerability and mitigate risk, providing a reduction of affected people, economic losses and critical infrastructures/basic services disruptions.

Acknowledgments: This work was financed by national funds through FCT (Foundation for Science and Technology, I. P.), in the framework of the project BeSafeSlide – Landslide early warning soft technology prototype to improve community resilience and adaptation to environmental change (PTDC/GES-AMB/30052/2017), and the Research Unit UIDB/00295/2020 and UIDP/00295/2020.

How to cite: Oliveira, S. C., Zêzere, J. L., Trigo, R. M., Marques, F., Tavares, A., Marques, R., Ramos, A. M., and Melo, R.: BeSafeSlide – A Landslide early warning soft technology prototype to improve community resilience and adaptation to environmental change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10685, https://doi.org/10.5194/egusphere-egu22-10685, 2022.

EGU22-10918 | Presentations | NH3.7

Integration of the Terrain Characteristics and Data of Gaging Station for Mimicking the Plausible Surface of Slope Failures. 

Hock-Kiet Wong, Chih-Ling Wang, Ching-Yuan Ma, and Yih-Chin Tai

An Idealized curve surface (ICS) with two constant curvatures was proposed in Tai et al. (2020) for mimicking the plausible landslide failure surface in numerical simulation.  For ease of illustrating the ICS, Ko et al. (2021) suggested the concept of a reference ellipse for constructing the associated ICS, i.e. the ellipse-ICS method. Hence, with respect to a landslide-prone area, the most appropriate ICS can be figured out by translating, rotating and side-tilting the reference ellipse.

In the present study, the criteria for the searching the most appropriate ICS consist of the terrain characteristics (cracks, scarps, erosion gullies) and the data of the gauging station (inclinometer and groundwater indicators), where the terrain characteristics indicate the plausible boundary of the failure area, the records of inclinometer help to identify the (local) depth of sliding surface. Since the inclinometer and groundwater indicators provide the local data only, the proposed ellipse-ICS method is employed as an efficient tool to construct the plausible ICS and to investigate the impacts of the groundwater distribution on the slope stability.

The ellipse-ICS method is therefore applied to two potential large-scale landslide areas in Taiwan, i.e., the T003 at Yanping Township in eastern Taiwan and the T002 at Fuxing District in northern Taiwan. The ICSs are identified with respect to the failure depths measured by inclinometer, where the safety factors are estimated. Together with the numerical approach given in Tai et al. (2019), the subsequent flow paths of post-failure can be estimated and may serve as useful information for hazard assessment.

 

Keywords:

ellipse-ICS, inclinometer, groundwater level, safety factors, flow paths

 

References

  • Tai, Y. C., Heß, J., & Wang, Y. (2019). Modeling Two‐Phase Debris Flows with Grain‐Fluid Separation over Rugged Topography: Application to the 2009 Hsiaolin Event, Taiwan. Journal of Geophysical Research: Earth Surface124(2), 305-333.
  • Tai, Y. C., Ko, C. J., Li, K. D., Wu, Y. C., Kuo, C. Y., Chen, R. F., & Lin, C. W. (2020). An idealized landslide failure surface and its impacts on the traveling paths. Frontiers in Earth Science8, 313.
  • Ko, C. J., Wang, C. L., Wong, H. K., Lai, W. C., Kuo, C. Y. & Tai, Y. C. (2021). Landslide Scarp Assessments by Means of an Ellipse-Referenced Idealized Curved Surface. Frontiers in Earth Science, 9,862.

How to cite: Wong, H.-K., Wang, C.-L., Ma, C.-Y., and Tai, Y.-C.: Integration of the Terrain Characteristics and Data of Gaging Station for Mimicking the Plausible Surface of Slope Failures., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10918, https://doi.org/10.5194/egusphere-egu22-10918, 2022.

EGU22-11011 | Presentations | NH3.7

Tailings dam monitoring and early warning with InSAR technique 

Ida Svendsen, Luca Piciullo, Malte Vöge, Roberto Montalti, and Emanuele Intrieri

Waste materials produced by mining activities (tailings) can be collected in artificial ponds delimited by earth embankments (tailings dams). In case of tailings dam failure, the consequences are often catastrophic for the surrounding communities and livelihoods as this rupture may release large amounts of tailings and mining wastewater that moves downstream. Furthermore, the mining by-products cause, in many cases, a devastating impact on the surrounding environments and ecosystem. As an increased trend of tailings dam failure has been observed in the last decade, there is an urgent demand from the industry as well as the civil society and the investor community to gain a broader understanding of the risks posed by tailings facilities. Furthermore, efficient techniques to monitor and predict the failure of tailings dams are also crucial.
 
This study investigates how the satellite remote sensing interferometric synthetic aperture radar (InSAR) technique can be used to monitor tailings dams and the applicability of the inverse velocity method to predict failures. InSAR data have been used to map surface displacement prior to dam failures in two case studies: the Feijao tailings dam in Brazil and the Cadia tailings dam in Australia. In the case of the Feijao dam, both the SBAS and PS techniques were applied to process displacement time-series from the satellite data. For the Cadia dam, data processing was carried out using the SqueeSAR algorithm.

The inverse velocity method uses surface displacement measurement points to predict a time of failure. For the Feijao dam InSAR dataset, the inverse velocity method was applicable to different periods presenting an evident increase in the displacement rate. However, it was difficult to retrieve any reliable indication of failure. Contrary to the Feijao dam, the results from the Cadia dam shows a significantly accelerating deformation with time, and by applying the inverse velocity method a predicted time of failure can be retrieved in good agreement with the actual failure.  

How to cite: Svendsen, I., Piciullo, L., Vöge, M., Montalti, R., and Intrieri, E.: Tailings dam monitoring and early warning with InSAR technique, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11011, https://doi.org/10.5194/egusphere-egu22-11011, 2022.

EGU22-12227 | Presentations | NH3.7

Dynamic Rainfall Thresholds for Landslide Early Warning System in Progo Catchment, Java, Indonesia 

Ratna Satyaningsih, Victor Jetten, Janneke Ettema, Ardhasena Sopaheluwakan, Danang Eko Nuryanto, Yakob Umer, Tri Astuti Nuraini, and Rian Anggraeni

Landslide occurrences are governed by precondition factors and triggering factors. Hence, it is desirable to include physical parameters representing precondition factors in determining thresholds over which landslides are likely to occur. In the case of rainfall-triggered landslides, such parameters include soil properties and land cover information. However, high-resolution data required for a physical-based approach are rarely readily available for a large area, especially in developed countries. Therefore, in developing a landslide early warning system (LEWS) for a large area, rainfall thresholds are derived by optimizing the usage of rainfall datasets.

This study aims to derive rainfall thresholds from a meteorological perspective regarding rainfall event characteristics (e.g., cumulative rainfall, intensity, duration) that result in trigger the landslides in Progo Catchment in Java, Indonesia.  We explore various hourly rainfall datasets, including rain gauge measurements and satellite-based rainfall products (e.g., the Japan Aerospace Exploration Agency’s Global Satellite Mapping of Precipitation/GSMaP and the Climate Prediction Center/National Oceanic and Atmospheric Administration’s morphing technique/ CMORPH), to derive the thresholds. The effect of rainfall event characteristics is assessed by clustering the rainfall event types and preceding conditions associated with different triggering mechanisms leading to the landslide occurrences. The rainfall thresholds are then derived using the frequentist method for each group, hence “dynamic.” 

How to cite: Satyaningsih, R., Jetten, V., Ettema, J., Sopaheluwakan, A., Eko Nuryanto, D., Umer, Y., Astuti Nuraini, T., and Anggraeni, R.: Dynamic Rainfall Thresholds for Landslide Early Warning System in Progo Catchment, Java, Indonesia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12227, https://doi.org/10.5194/egusphere-egu22-12227, 2022.

EGU22-12899 | Presentations | NH3.7

Rainfall induced shallow landslides: rainfall thresholds and antecedent conditions 

Elena Leonarduzzi, Reed Maxwell, and Peter Molnar

Landslides are a natural hazard affecting alpine regions all over the world. They cause not only substantial economic damages, but also human casualties. The focus here is on rainfall induced shallow landslides, which happen following an increase in the pore water pressure in the soil. As the name suggests, this typically occurs after rainfall events, either prolonged in time or short but intense, and combining such rainfall data with landslide inventories allows the definition of landslide-triggering rainfall thresholds. Nevertheless, it is now widely accepted that antecedent conditions, i.e., the wetness of the soil prior to the (non) triggering rainfall, also plays an essential role. Not accounting for the soil condition prior to the rainfall event is the main limitation of rainfall thresholds, together with the fact that they do not consider spatial heterogeneities within the domain.

Here we take advantage of two long records of daily rainfall (MeteoSwiss) and landslides events (WSL) existing in Switzerland, as well as the hydrological estimates provided by two hydrological forecasting systems operational over Switzerland. We use these not only to confirm the importance of antecedent conditions, but also to explore how to best exploit them to improve upon classical rainfall thresholds to predict landslide occurrence.

We start by considering antecedent rainfall and demonstrate that it is helpful in reducing the misclassification associated with rainfall thresholds: missed landslide events are anticipated by high N-day antecedent rainfall, while false alarms by low N-day antecedent rainfall. Recognising the limit of this simple proxy of antecedent conditions, which cannot account for snowmelt or water redistribution, we proceed by considering the soil saturation provided by a) a European physically based hydrological forecasting system (TerrSysMP) and b) a Swiss conceptual hydrological model (PREVAH). The comparison between these two systems leads to the following main findings. First, the soil saturation estimates provided by PREVAH are more informative for landslides prediction, due to a much higher spatial resolution (Prevah 250m while TerrSysMP 12.5km). Second, if spatial heterogeneities in triggering conditions are considered by using the hydrological soil wetness estimates for the calculation of the Factor of Safety (infinite slope stability model), the separation between triggering and non-triggering conditions improves compared to just using saturation. Third, while the information content of antecedent conditions is evident, accounting for them in a regional warning system is not straightforward. In fact, we find a classical hydrometeorological threshold (with a measure of antecedent conditions on the x-axis and a measure of triggering rainfall on the y-axis) to be less successful than a pure rainfall threshold. Instead, we propose a sequential threshold, where first a soil saturation threshold is used to separate “wet” and “dry” conditions, and then 2 rainfall thresholds are utilised for the wet and dry antecedent conditions.

How to cite: Leonarduzzi, E., Maxwell, R., and Molnar, P.: Rainfall induced shallow landslides: rainfall thresholds and antecedent conditions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12899, https://doi.org/10.5194/egusphere-egu22-12899, 2022.

EGU22-13151 | Presentations | NH3.7

Geophysical imaging for local landslide early warning systems 

Jim Whiteley, Arnaud Watlet, John-Michael Kendall, and Jonathan Chambers

A complete assessment of slope stability is achieved by identifying and monitoring the subsurface properties and processes leading to slope failure conditions. Monitoring technologies need to be applied at appropriate scales and resolution, and with sufficient coverage, to be able to assess these conditions in local landslide early warning systems. A holistic understanding of the subsurface at the slope-scale is not always captured by some landslide monitoring approaches, such as remote sensing observations with limited depth penetration or sparse resolution, or point sensor measurements with highly localised information. Geophysical techniques have demonstrable capacity to link between the different scales, resolutions and coverage of these established landslide monitoring techniques. Here, we present a novel framework identifying the benefits and limitations of including geophysical imaging and monitoring techniques at different stages of local landslide early warning system strategies. These include the use of geophysical inputs to aid the design of local landslide early warning systems, monitor slopes at risk of failure, inform forecasting, and support decision making for stakeholders.

How to cite: Whiteley, J., Watlet, A., Kendall, J.-M., and Chambers, J.: Geophysical imaging for local landslide early warning systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13151, https://doi.org/10.5194/egusphere-egu22-13151, 2022.

EGU22-1104 | Presentations | NH3.8

UAV applications to assess short-term dynamics of slow-moving landslides under dense forest cover 

Viorel Ilinca, Ionuț Șandric, Zenaida Chițu, Radu Irimia, and Ion Gheuca

The paper focuses on presenting a methodology that can be used to rapidly assess and map kinematics of landslides when these occur in areas with dense vegetation cover. The method is based on using aerial imagery collected with UAV (Unmanned Aerial Vehicle) and their derived products obtained by applying the Structure from Motion (SfM) technique. The landslide occurred on May 3, 2021, and is located in the Livadea village, Curvature Subcarpathians (Romania). It affected several houses from the vicinity, and the people were relocated because of the high probability of landslide reactivation. To mitigate the consequences of this landslide, a preliminary investigation, based on three UAV surveys and field geological-geomorphological surveys, was carried out to delineate active parts of the landslide and to define evacuation measures. Three UAV flights (May 6, May 25 and July 10) were performed using DJI Phantom 4 and Phantom 4 RTK drones. Because it is a heavily forested area, a semi-automated processing of the landslide kinematics and change detection analysis were not possible. The landslide displacement rates and the changes in terrain morphology between flights were assessed by manual interpolating of collected landmarks on all three UAV flights. Tilted trees were used to estimate the landslide direction and evolution. The results show an average displacement of 9.55 m (minimum 1.2 m, maximum 20.6 m) between the first and the second flight and an average of 19.27 m (minimum 1.98 m and maximum 46.3 m) between the second and the third flight, respectively. This approach proved quick and efficient for rapid landslide investigations when fast response and measures are necessary to reduce landslide consequences.

Acknowledgement

This work was supported by a grant of the Romanian Ministry of Education and Research, CCCDI - UEFISCDI, project number PN-III-P2-2.1-PED-2019-5152, within PNCDI III (project coordinator Ionuț Șandric, https://slidemap.gmrsg.ro) and by the project PN19450103 / Core Program (project coordinator Viorel Ilinca).

How to cite: Ilinca, V., Șandric, I., Chițu, Z., Irimia, R., and Gheuca, I.: UAV applications to assess short-term dynamics of slow-moving landslides under dense forest cover, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1104, https://doi.org/10.5194/egusphere-egu22-1104, 2022.

EGU22-1156 | Presentations | NH3.8

2D Phase-based RFID localization for on-site landslide monitoring 

Arthur Charléty, Eric Larose, Mathieu Le Breton, Laurent Baillet, and Agnès Helmstetter

Radio-Frequency Identification (RFID) shows great potential for earth-
sciences applications, notably in landslide surface monitoring at high spatio-
temporal resolution [1] with meteorological robustness [2]. Ten 865MHz
RFID tags were deployed on part of a landslide and continuously moni-
tored for 8 months by a station composed of 4 reader antennas. 2D rela-
tive localization was performed using a Phase-of-Arrival approach [3], and
compared with optical reference measurements. The centimeter-scale ac-
curacy of this technique was confirmed theoretically by developing a mea-
surement model that includes multipath interference and system sensitiv-
ity kernel. Although horizontal localization shows promising results, ver-
tical displacement monitoring presents intrinsic error sources that greatly
decrease accuracy in this direction. This study confirms that 2D landslide
displacement tracking is feasible at relatively low station and maintenance
cost (Charlety et al.,2021, submitted).


References


[1] M. Le Breton, L. Baillet, E. Larose, E. Rey, P. Benech, D. Jongmans, F. Guy-
oton, and M. Jaboyedoff, “Passive radio-frequency identification ranging, a
dense and weather-robust technique for landslide displacement monitoring,”
Engineering geology, vol. 250, pp. 1–10, 2019.
[2] M. Le Breton, L. Baillet, E. Larose, E. Rey, P. Benech, D. Jongmans, and
F. Guyoton, “Outdoor uhf rfid: Phase stabilization for real-world appli-
cations,” IEEE Journal of Radio Frequency Identification, vol. 1, no. 4,
pp. 279–290, 2017

How to cite: Charléty, A., Larose, E., Le Breton, M., Baillet, L., and Helmstetter, A.: 2D Phase-based RFID localization for on-site landslide monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1156, https://doi.org/10.5194/egusphere-egu22-1156, 2022.

EGU22-1342 | Presentations | NH3.8

Integrated time-lapse geophysical imaging and remote-sensing study of the antropoghenic triggering of the landslides 

Artur Marciniak, Mariusz Majdański, Sebastian Kowalczyk, Andrzej Górszczyk, Wojciech Gajek, Szymon Oryński, and Iwona Stan-Kłeczek

In recent years, rapid climatic changes and their impact is widely visible and recognizable around the world. One of the effects of global warming is reduced snow cover in high-mountain areas. Such a situation leads to the case, where retaining snow cover suitable for the skiing activities is crucial. As a solution, heavy artificial snow with high water content is used. To prolongate the skiing season additional snow is produced and stored as a thick cover on the hillsides.  Such a heavy load leads to a situation, where slow-developing landslides with a tendency for rapid movements can occur. Such a situation can be potentially dangerous not only for the infrastructure but also for the humans themselves. Such a situation was observed in a study site in Cisiec (Silesian Voivodeship, Southern Poland), we're slowly developing landslide strongly affected the infrastructure on a small skiing resort. For a fuller understanding of the problem, precise geophysical imaging is required to distinguish of main triggering factors, as well as the anthropogenic impact on the landslide itself. In the presented study, the authors propose an integrated geophysical approach utilizing imaging techniques such as seismic reflection imaging and tomography, seismological monitoring, Electrical resistivity tomography (ERT), Audio-Magnetotellurics (AMT), laser scanning and photogrammetry for the monitoring time evolution of anthropogenically developed landslide. The integration of the results allows for obtaining a more certain image of the subsurface and its time evolution necessary for the studied problem. By using the uncertainty driven approach, where data is correlated with preserved information about its uncertainty, multiple interpretation mistakes can be solved. As a result, the authors were able to estimate the seasonal evolution of the landslide in relationship to the anthropogenic load on the hillside.

This research was funded by the National Science Centre, Poland (NCN) Grant 2020/37/N/ST10/01486.

How to cite: Marciniak, A., Majdański, M., Kowalczyk, S., Górszczyk, A., Gajek, W., Oryński, S., and Stan-Kłeczek, I.: Integrated time-lapse geophysical imaging and remote-sensing study of the antropoghenic triggering of the landslides, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1342, https://doi.org/10.5194/egusphere-egu22-1342, 2022.

EGU22-1553 | Presentations | NH3.8

Landslide hazard monitoring by combining geophysical and remote sensing data. 

Sylvain Fiolleau, Nicola Falco, Baptiste Dafflon, and Sebastian Uhlemann

Landslides are a major natural hazard, threatening communities and infrastructure worldwide. The mitigation of these hazards relies on the understanding of their causes and triggering processes, directly depending on soil properties, land use, and their variations over time. Firstly, we propose a new approach combining geophysical and remote sensing data into hydro-geomechanical modeling to provide a robust estimate of the probability of failure of slopes endangering surrounding structures, with a focus on an urban area. We performed a sensitivity analysis of the main parameters of the hydro-geomechanical model, which highlighted strong sensitivity to variations in soil thickness and cohesion. Based on those results, we use seismic noise measurements to assess soil thickness around our study site and remote sensing data to assess the vegetation cover, which impacts the cohesion. Our results highlight that relatively thick soil layers (above 2 m) have up to 4 times higher probability of failure. The presence of tall vegetation has a significant effect on soil cohesion, especially when the soil layer is relatively thin. The addition of vegetation cover showed a drastic reduction in the probability of failure when the soil thickness is less than 5 m. Secondly, we used those results to locate an area highly prone to sliding and endangering a bridge. We monitored this area using passive seismic and low-cost tiltmeter landslide mechanisms to better define the precursors of landslide activation. The combination of the two monitoring methods provided an accurate description of a small reactivation that occurred during a heavy rainfall event after a 7-month drought. Seismic monitoring provided a means of tracking changes in soil properties and the tiltmeter provided accurate displacement rates. Eventually, these developments will enable us to provide an accurate hazard assessment and landslide early warning.

How to cite: Fiolleau, S., Falco, N., Dafflon, B., and Uhlemann, S.: Landslide hazard monitoring by combining geophysical and remote sensing data., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1553, https://doi.org/10.5194/egusphere-egu22-1553, 2022.

EGU22-2126 | Presentations | NH3.8

3D Analysis of Stability for Rainfall Induced Landslides in Unsaturated Soils 

Seboong Oh, Seong Jin Kim, and Kwang Ik Son

In the stability analysis of landslides, it is required to consider the rainfall intensity, geographical features and hydromechanical behavior in unsaturated layers. The actual landslide can be simulated rigorously by 3D analysis. The unsaturated shear strength can be evaluated from soil water retention curves based on the suction stress which has generalized Bishop’s effective stress. The unsaturated soils become unstable as the saturation ratio increases and subsequently the effective stress decreases. The assessment of landslide stability is based on the effective stress theory in unsaturated soils.

By the GIS based analysis system, the slope stability is estimated for wide mountain area in Korea. From digital map data, the contour map and elevation are extracted and the mesh is created as a preprocess. In each cell, the infiltration and stability analysis are performed step by step. In the area of actual landslides, the infiltration analysis on transient flow has been performed one dimensionally for the actual rainfall record. The stability analysis is subsequently performed three dimensionally based on the unsaturated effective stress principle. It is verified that the 3D stability analysis can simulate the actual landslide rigorously.

 

 Acknowledgements This research is supported by grant from Korean NRF (2019R1A2C1003604), which are greatly appreciated.

How to cite: Oh, S., Kim, S. J., and Son, K. I.: 3D Analysis of Stability for Rainfall Induced Landslides in Unsaturated Soils, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2126, https://doi.org/10.5194/egusphere-egu22-2126, 2022.

EGU22-3282 | Presentations | NH3.8

Assessing the potential for mass movements of the Danube Bend (Hungary) endangering transport infrastructure: an integration of field observations and UAV and other imagery 

Balázs Székely, Gábor Rozman, Ekaterina Bitiukova, Fanni Vörös, and Béla Kovács

The Danube Bend is one of the environmental hotspots of Northern Hungary.
Numerous geodynamic, geomorphological, fluvial and anthropogenic processes contribute to the formation of spectacular and dynamic landscapes, which result in mass movements of varying magnitude, threatening the transport infrastructure crossing the area. The combination of continuous uplift and the incision of the Danube, the largest river in Central Europe, has created steep slopes in critical or sub-critical state for mass movements. Recent landslides, which have brought road and rail traffic to a standstill for considerable periods, have shown that research into the (in)equilibrium of slopes is an important issue.

For this study, a variety of remote sensing observations have been integrated, including satellite and UAV imagery, LiDAR data and derived data, as well as field observations Workflows such as laser scanning and Structure from Motion to create digital surface and digital terrain models with an accuracy of tenths of a metre horizontally and a few centimetres vertically.
Vegetation is also an important issue, as it can partly stabilise slopes and can provide protection, so detailed mapping has also been carried out. Geomorphological observations, satellite and recent UAV imagery were used to map the potential for mass movements, and a rough estimate of the amount of loose material available for mass movements was made. The results provide important spatial and temporal input for road safety and the maintenance and safe upkeep of roads and railways.

MÁV Hungarian State Railways is thanked for providing facilities and data.

FV is supported by EFOP-3.6.3-VEKOP-16-2017-00001: Talent Management in Autonomous Vehicle Control Technologies – (financed by the Hungarian Government & the European Social Fund).

BK is supported by the NRDI Fund of Hungary, Thematic Excellence Programme no. TKP2020-NKA-06 (National Challenges Subprogramme) funding scheme.

How to cite: Székely, B., Rozman, G., Bitiukova, E., Vörös, F., and Kovács, B.: Assessing the potential for mass movements of the Danube Bend (Hungary) endangering transport infrastructure: an integration of field observations and UAV and other imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3282, https://doi.org/10.5194/egusphere-egu22-3282, 2022.

EGU22-4525 | Presentations | NH3.8

Hydrogeological modelling of the Viella landslide (Hautes-Pyrénées) for hazard understanding 

Joshua Ducasse, Catherine Bertrand, Olivier Maillard, Jean-Philippe Malet, Myriam Lajaunie, Sylvain Benarioumli, Claire Bataillès, and Laurent Lespine

Following a rockslide in 2018, a landslide was reactivated affecting the town of Viella in the Hautes-Pyrénées (South France). The slope movement threatens road infrastructure and buildings. The landslide is in the Bayet-Badoueil watershed. This torrential stream has its source on the heights of Viella and has the Bastan river as its outfall. The Bastan flows at the toe of the landslide. The landslide is compartmentalized and covers an area of about 50 ha. he is composed of a morainic floor on which colluvium and scree have been deposited following the dismantling of the mountain above Viella. The whole thing rests on a Devonian substratum. The colluviums are composed of schists and limestones (Devovian). The study aimed at improving the state of knowledge of the Viella landslide to better manage the natural disaster. Water circulation within the massif is the motor of the sliding. Modelling the hydrogeological conditions allow better understanding the phenomena and will help to design mitigation solutions. A three-dimensional geological model was built as a prerequisite of the hydrogeological modelling with the 3D GeoModeller software. The model was built from the geological map, the logs of the fifteen drillings, including eight piezometers and seven inclinometers, as well as 3D geophysical models (3D resistivity model, 3D P-wave velocity model). The heterogeneity of the colluvium was simplified into two layers to locate the rupture surface at the interface of these layers. The depth of the rupture surface in relation to the topographic surface varies from a few meters below the Bayet to 55 meters deep at the I10 inclinometer. The construction of the geological model makes it possible to improve knowledge of the local structures and to propose geometry for the formations and the position of the rupture surface. The realization of a three-dimensional finite element water flow model, built from the geological model and an electrical resistivity model, with the software FEFLOW (©DHI) provides an understanding of the functioning of the landslide aquifer. This integrative approach on hydrogeological modeling makes it possible to propose a robust model which made it possible to establish the piezometric map of the site at equilibrium. In the landslide, the piezometry is between 780m and 970m the general orientation of the groundwater flow is about 340° north. The hydraulic conductivities determined by the model are between 10-4 and 10-5 m.s-1 in the colluvium under the village. From the calibrated model, various simulations were carried out to estimate the impacts of mitigation works on the water storage and circulation. It further helped to simulate the piezometric response of the slope to a flood event at the toe of the landslide. Model simulations showed that the (“sealing” or “waterproofing”) of a 650m section in the lower part of the Bayet-Badoueil stream would lower the piezometric height under the village to a maximum of 30m and reduce the hydraulic load upstream of the landslide. A decrease of 5 to 10 meters seems achievable and would be sufficient to significantly reduce the sliding kinematics.

How to cite: Ducasse, J., Bertrand, C., Maillard, O., Malet, J.-P., Lajaunie, M., Benarioumli, S., Bataillès, C., and Lespine, L.: Hydrogeological modelling of the Viella landslide (Hautes-Pyrénées) for hazard understanding, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4525, https://doi.org/10.5194/egusphere-egu22-4525, 2022.

EGU22-4787 | Presentations | NH3.8 | Highlight

Automated detection of gravitational instabilities by combining seismology, satellite data and machine learning - example over the European Alps. 

Charlotte Groult, Clément Hibert, and Jean-Philippe Malet

Recent large landslides in many parts of the World (Nuugaatsiaq, Greenland; Taan-Tyndall, US; Culluchaca, Peru) as well as the increase in the frequency of gravitational instability in the European Alps (e.g. collapse of the Drus, Mont Blanc Massif, France) revealed the threat of such events to human activity. Seismology provides continuous recordings of landslides activity on long distances. High frequency time series of satellite imagery (Copernicus Mission Sentinel) provides relevant complementary information to locate, identify the type of gravitational instability and gather information on the volume of the event. The objective of this work is to present a new method to automatically construct instrumental landslide catalogs by combining seismological and satellite observations using machine learning approaches. This new type of landslide catalog will provide an unprecedented spatio-temporal resolution over a long time period allowing to explore possible correlations between landslide activity and forcing (meteorological, climatic, tectonic) factors. 

The detection method applied to the seismological observations consists of computing the energy of the signal between 2 and 10 Hz on which a STA/LTA method is applied. Detections are refined by applying the Kurtosis picking method. Detections which are too close (< 2 min) are combined. For the processing of continuous seismic data, detections are considered as an event if at least 2 stations recorded them at the same time. Then, a supervised Random Forest classifier is used to identify the source of the event (earthquakes or landslides). The landslide database, used to train the Random Forest classifier, consists of 68 events that occured in the last 20 years over the entire European Alps. A database of 7914 earthquakes (of MLv > 0.1) that occured in 2020 has also been compiled in order to train the classifier in order to discriminate landslides and earthquakes. Thus, a dataset of 2502 seismological traces of landslides and 39540 traces of earthquakes is used to train and test the seismological detection and identification methods. First tests of our processing chain gave us a rate of good identification of around 80% for landslides and 99% for earthquakes. 

The model is then applied to the archive of seismological observations (e.g. 1800 stations in 2021) acquired over the European Alps since 2000. To avoid having too many noise detections, we chose to keep an event in the new landslide catalog only if it is detected and classified as a landslide by at least two stations in a time window of 4 minutes. The derived instrumental catalog will be presented, and the sensitivity of the method will be discussed.

How to cite: Groult, C., Hibert, C., and Malet, J.-P.: Automated detection of gravitational instabilities by combining seismology, satellite data and machine learning - example over the European Alps., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4787, https://doi.org/10.5194/egusphere-egu22-4787, 2022.

The increase in freely available optical satellite data with 10-15 m spatial resolution offers new opportunities to monitor slow-moving landslides and study their past movements through image cross-correlation in difficult-to-access regions around the world. Here, we explore this potential using Landsat-8 and Sentinel-2 optical satellite imagery to detect and quantify slope movements in the northwestern Argentine Andes over the past eight years. Our study takes advantage of the large spatial and temporal availability of optical satellite imagery, but we also show the caveats associated with cross-correlation for slow-moving targets. The northwestern Argentine Andes, particularly the mountain ranges that border the Central Andean Plateau (Altiplano-Puna Plateau), are predisposed to slope movements because of their steep hillslopes, weakened lithologies, sparse vegetation cover, and frequent rainfall events. Previous studies based on radar interferometry have identified several landslides moving at ~1 m/yr throughout our study area. We use these areas of known offset to identify optimal processing routines, evaluate their accuracy, and define the limitations of monitoring the movement of slow-moving landslides with optical imagery. We present approaches to pre- and post-correlation filtering to reduce noise and increase signal strength and further validate our results with high spatial resolution imagery (1-3 m). In this way, we aim to better constrain the distribution of slow-moving landslides throughout our study area and understand the driving factors of past and present slope movements at the regional scale.

How to cite: Mueting, A. and Bookhagen, B.: Cross-correlation of optical satellite data for the detection and monitoring of slow-moving landslides in northwestern Argentina, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4825, https://doi.org/10.5194/egusphere-egu22-4825, 2022.

A large, deep-seated ancient landslide body was partially reactivated close to the Aniangzhai village in the southwest of China on 17 June 2020. The catastrophic event occurred as a result of a  complex cascading event, started by a debris flow triggered by the heavy rainfall in the summer. The debris flows, coming from the northern Meilonggou Gully, created a dammed lake just under the ancient landslide body and blocked the Xiaojinchuan river, leading to an increase in the water level. Thereafter, the overflow of the barrier dam, influenced by the discharge of the surplus water from the nearby hydropower station to reduce the flood pressure, undercut the toe of the landslide, resulting in partial reactivation of this ancient landslide body.

This paper provided a comprehensive analysis of the evolution of this hazard chain using both radar and optical remote sensing techniques. 

Firstly, a horizontal displacement map is produced by cross-correlation technique using Planet data to retrieve co-failure motion. Results show that the horizontal displacement peaks at 14.7 m, and most of the large displacement, ranging from 12.5 m to 15.0 m, were found on the lower part of the slide compared to the middle and head parts in the large failure zone.

Next,  pre-failure slope stability analysis is performed using a stack of Sentinel-1 SAR data from 2014 to 2020.  InSAR time-series results show that the landslide has long been active before the failure. However, the rate of creep on this slow-moving landslide was not constant, rather it changed over time.  The 3-year wet period that followed a relative drought year in 2016 resulted in a 14% higher average velocity in 2018-2020, in comparison to the rate observed for 2014-2017. An accelerated creep was observed on the head part of the failure body since spring 2020 before the large failure.

Finally, X-band TerrASAR-X data, C-band Sentinel-1 data, and newly designed artificial corner reflectors are used to investigate the post-failure deformation rate. Corner reflectors are helpful auxiliaries for SAR and InSAR target analysis since they are identified as stable objects during radar acquisitions, especially in vegetated or agricultural landscapes, where the widespread loss of coherence between consecutive image acquisitions could happen. We evaluated the performance of newly designed miniature artificial cornel reflectors that are constructed for retrieving displacement signals from both ascending and descending TerraSAR-X satellites. The results indicate that the lower part of the ancient landslide body is still creeping. However, the average displacement rate of the active part has decreased since the catastrophic failure, although it is  still higher than the rate recorded in the precursory analysis prior to the failure between 2014 and 2020. Given the lack of in-situ monitoring data at Aniangzhai and other large landslides in high mountain areas all over the world, the uses of high resolution remote sensing data offer a unique opportunity to assess the state of landslide activities and their relation with different triggering factors.

How to cite: Xia, Z., Motagh, M., Li, T., and Roessner, S.: Pre-, co- and post-failure analysis of the Aniangzhai landslide on 17 June 2020 with satellite remote sensing and corner reflector InSAR (CR-InSAR), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4905, https://doi.org/10.5194/egusphere-egu22-4905, 2022.

EGU22-5093 | Presentations | NH3.8

Satellite Remote Sensing Investigation of 21 July 2020 Shaziba Landslide, China 

Wandi Wang, Mahdi Motagh, Sara Mirzaee, Sigrid Roessner, and Tao Li

Satellite Remote Sensing Investigation of 21 July 2020 Shaziba Landslide, China

 

Wandi Wang1,2, Mahdi Motagh1,2, Sara Mirzaee3, Sigrid Roessner1 and Tao Li4

  • Section 1.4 - Remote Sensing and Geoinformatics, GFZ German Research Center for Geosciences, Potsdam, Germany
  • Institute of Photogrammetry and Geoinformation, Leibniz University Hannover, Hannover, Germany
  • Department of Marine Geology and Geophysics, University of Miami, United States
  • GNSS Research Center, Wuhan University, China

 

We present the results of remote sensing analysis of deformation related to the 21 July 2020 Shaziba landslide in China. The landslide, which occurred following the heavy precipitation from June to August 2020, is located at the Qingjiang River, approx. 30 km from Enshi City in Hubei Province of China.   It destroyed over 60 houses, and by blocking the course of the river, formed a landslide dam, which threatened the safety of people and infrastructure downstream. Although Shaziba landslide occurred in form of reactivation of an old landslide, the landslide prone slope was not instrumented prior to this most recent failure. Therefore, high-resolution remote sensing imagery was used as a very effective source of information for a detailed investigation of the evolution of this slope failure.  We collected the satellite remote sensing data covering a time period from June 2016 to July 2021 and comprise optical and radar data. Firstly, cross-correlation analysis using satellite optical imagery from Planet and Sentinel-2 systems was used to retrieve the lateral direction and magnitude of landslide movements. Next, multi-temporal interferometry (MTI) analysis based on Sentinel-1 and TerraSAR-X SAR data was exploited to obtain pre- and post-failure deformation. Results from different MTI techniques including Persistent Scatterer (PS), Small Baseline Subsets (SBAS), and Eigendecomposition based Maximum-likelihood-estimator of Interferometric phase (EMI) were compared to evaluate the most suitable method for InSAR time-series analysis of deformation related to the evolution of Shaziba landslide. Finally, several high-resolution DEMs derived from TanDEM-X (TDX) data were analyzed using repeat-pass interferometry and stacked together to compensate for the errors related to DEM alignment in order to precisely estimate the landslide volume. The results highlight how the integration of various remote sensing sensors helps to gain a better understanding of landslide evolution process and characterization. 

How to cite: Wang, W., Motagh, M., Mirzaee, S., Roessner, S., and Li, T.: Satellite Remote Sensing Investigation of 21 July 2020 Shaziba Landslide, China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5093, https://doi.org/10.5194/egusphere-egu22-5093, 2022.

EGU22-5245 | Presentations | NH3.8

RIEGL 3D Terrestrial Laser Scanner On-Board Monitoring Solution 

Bernhard Groiss and Thomas Gaisecker

RIEGL Laser Measurement System GmbH has been manufacturing laser scanners for a wide range of applications for more than 20 years. The high accuracy and reliability of their long-range measurement is based on RIEGL’s unique technology of echo digitization and online waveform processing, which means that the laser scanners operate even in poor visibility and demanding multitarget situations caused by dust, haze, rain, snow.

The RIEGL surveying equipment provides highly accurate 3D data for a wide range of applications, including bathymetry, monitoring, archaeology, topography and many more. For all these applications, RIEGL provides various sensors to carry out surveys from an aircraft, from a UAV, from boats, mobile mounted on a car or classically from a tripod as a terrestrial laser scanner.

We would like to take a closer look at the latter and the latest developments in the field of terrestrial laser scanners, especially with regard to surface monitoring.

The latest hardware processing architecture enables execution of different background tasks (such as point cloud registration, geo-referencing, orientation via integrated Inertial Measurement Unit, etc.) on-board in parallel with simultaneous scan data acquisition.

This on-board data processing capability can also be utilized within apps running on the scanner for customized data-processing workflows. RIEGL offers the so-called “Mining Apps” as a bundle, including the Monitoring App, the Design Compare App and the Slope Angle App.

The Monitoring App calculates changes to a given reference scan. This allows to detect movements of e.g., highwalls long before they are visible to the human eye. The interpretation of these movements through a time series of scans allows the prediction of a possible slope failure. The Design Compare App works similar to the Monitoring App. Instead of a reference scan a given design model defines the reference. As a result over- and under-cut to the given design model are visualized. The Slope Angle App calculates the local slope angle from the scan data and visualizes the results color-encoded.

All of these apps produce a web browser-based result (Fig. 1). The web server runs on the scanner hardware, allowing the user to view the results with any standard web browser without installing additional software. Alternatively, the result data can be automatically synchronized to the cloud for worldwide publication on a website.

Fig. 1 Web Viewer Result Monitoring App

Furthermore, a Scheduling App allows defining complex scheduling tasks for scan data acquisition. This also enables the automatic monitoring of prisms. An auto-generated csv-file containing the coordinates and range of the scanned prism is ready to be utilized in any standard prism monitoring software solution.

These new developments for on-board data processing and the generation of automatic, web browser-based end results open the door for permanent 24/7 monitoring with RIEGL laser scanners.

How to cite: Groiss, B. and Gaisecker, T.: RIEGL 3D Terrestrial Laser Scanner On-Board Monitoring Solution, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5245, https://doi.org/10.5194/egusphere-egu22-5245, 2022.

EGU22-5351 | Presentations | NH3.8

Landslide investigation using Remote Sensing and Geophysics 

Stéphanie Gautier, Xavier Wanner, Juliette Fabre, Romain Besso, Maurin Vidal, David Ottiwitz, Birgit Jochum, Myriam Lajaunie, Catherine Bertrand, and Jean-Philippe Malet

Over the last decade, many Electrical Resistivity Tomography (ERT) surveys have been acquired on landslides, both from surface and boreholes. The surveys aimed at inferring the geometry of the landslide body, at imaging conductive and resistive structures possibly linked to in-depth water storage, and even at qualifying underground water flows. Several ERT galvanic-type configurations have been deployed according to the sites, all of them using buried metallic electrodes as conductors. Devices were deployed both on hard rocks (mostly crystalline) and soft rock (mostly clayey) landslides, and most were associated with hydrogeological observations (soil temperature, groundwater table, soil humidity). 
The acquired time-lapse resistivity profiles represent real added-value information for the long-term understanding of landslide processes and their links to meteorological and hydrological triggering factors. In France, most of the ERT surveys on landslides were acquired by the French Landslide Observatory (OMIV) of the Institute of Earth and Universe Science (INSU), in collaboration with many Universities (Strasbourg, Nice, Montpellier) and with the Geological Survey of Austria (Vienna). 
The electrical resistivity datasets are acquired either individually on particular dates with possible repeated measurements or at high-frequency with fixed and automated measurement devices and permanent arrays. At the surface, multi-electrode ERT surveys are recorded by SYSCAL Pro (Iris Instrument) or GEOMON4D resistivimeters (GSA / Supper et al., 2002). Using the GEOMON4D device, at least 2 measurements of resistance are performed daily (using multiple gradient array). The SYSCAL resistivity surveys are measured every day using a Wenner-Schlumberger array. In boreholes, dipole-dipole electrical soundings are recorded daily using an autonomous acquisition system (ImaGeau®) with inter-electrode spacings of one meter. 
The objective of this work is to present the OMIV-ERT free online repository of electrical resistivity data. Data are provided at three interpretational levels: (i) raw data (Vn and In, level 0), (ii) filtered and computed apparent resistivity (level 1), and (iii) inverted data (resistivity model, level 2). The information system consists of a PostgreSQL/PostGIS spatial database, R and Python scripts for data pre-processing and integration in the database. The pyGIMLi (Rücker et al., 2017) library is interfaced with R scripts to invert the resistivity data (from level 1 to level 2). An R-shiny-based web interface for data visualization and download is accessible online. The OMIV-ERT database will permit analyses of relationships between measured resistivities and landslide conditions.

How to cite: Gautier, S., Wanner, X., Fabre, J., Besso, R., Vidal, M., Ottiwitz, D., Jochum, B., Lajaunie, M., Bertrand, C., and Malet, J.-P.: Landslide investigation using Remote Sensing and Geophysics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5351, https://doi.org/10.5194/egusphere-egu22-5351, 2022.

EGU22-5933 | Presentations | NH3.8

Coupling terrestrial laser scanning and UAV photogrammetry with geoelectrical data for better time-lapse hydrological characterisation of an active landslide 

James Boyd, Jonathan Chambers, Paul Wilkinson, Maria Peppa, Arnaud Watlet, Matt Kirkham, Lee Jones, Russell Swift, Sebastian Ulhemann, Jessica Holmes, and Andrew Binley

Landslides are complex geological hazards that affect all globally settled areas; hence the necessity to understand this hazard for purposes of studying failure mechanisms and managing risk levels. Numerous methods have been explored for characterising the geomorphology and geology of active landslides. In this study we characterise and monitor a well understood field site, Hollin Hill (situated in Lias Group rocks in the southern Howardian Hills, UK), using geomatics (UAV and LiDAR surveys), near-surface geophysics and petrophysical relationships. Time-lapse electrical resistivity tomography (ERT) is an effective tool for monitoring hydrological processes, given that the Hollin Hill landslide is moisture-induced, the field site is instrumented with a permanent (shallow buried) 3D ERT monitoring array. However, monitoring active landslides poses specific challenges regarding time-lapse geophysical methods as the surface topography is distorted with slope movements, which in this case are expressed as centimetre to metre scale lateral and vertical movements that complicate time-lapse resistivity processing. To compensate for the changing slope topography, we incorporate terrestrial LiDAR and aerial photogrammetry surveys to capture the changing slope surface through time. Additionally, lateral movements are periodically recorded with RTK corrected GNSS surveys. For each geophysical survey the topography and positions of the electrodes are interpolated using thin plate splines, and a modelling mesh with unique surface topography is created for each time step in the time-lapse ERT scheme (which uses a baseline constraint). Hence, we develop a time-lapse geophysical model spanning approximately 8 years, which captures both changes in the electrical properties of Hollin Hill and the slope’s geomorphology.

To further understand the hydrological state of the landslide, we observe a direct relationship between electrical conductivity (the inverse of resistivity), gravimetric moisture content and soil suction for the relevant lithologies present at Hollin Hill. The resistivity models are partitioned into different lithologies using k-means clustering, and subsequently resistivity is converted to matric suction via a petrophysical relationship. Areas of consistently low resistivity, and by extension high moisture content and low suction, correspond to areas on the landslide which exhibit the most movement. Furthermore, the movements of electrodes are used to estimate the depth of the landslide surface via the balanced cross section method (after Bishop). Low soil suctions occur at the location of the likely slip surface, thus offering insights into the failure mechanisms occurring at the Hollin Hill landslide. This suggests that a combination of the techniques demonstrated in this study could be used to assess active landslide dynamics and hence improve our capacity to forecast movements on unstable slopes.

How to cite: Boyd, J., Chambers, J., Wilkinson, P., Peppa, M., Watlet, A., Kirkham, M., Jones, L., Swift, R., Ulhemann, S., Holmes, J., and Binley, A.: Coupling terrestrial laser scanning and UAV photogrammetry with geoelectrical data for better time-lapse hydrological characterisation of an active landslide, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5933, https://doi.org/10.5194/egusphere-egu22-5933, 2022.

EGU22-5964 | Presentations | NH3.8 | Highlight

Monitoring rockfalls on alpine peaks. A trade-off between spatial extent and resolution. 

Natalie Barbosa, Juilson Jubanski, Ulrich Münzer, and Florian Siegert

The high mean rate of erosion in mountain environments is the product of events that are episodic in time and discontinuous in space. Bedrock cliffs development can be influenced by rare, large-scale failures or regular block falls. This distinction may influence the rates of sediment flux, geomorphic changes over the slopes and impose different degrees of natural hazards.

The Hochvogel summit, located at 2,592 m a.s.l at Allgäuer Alps in the German - Austrian border, is currently monitored as part of the AlpSenseRely project. The monitoring program consists of an early warning system operational from 2018 at the top of the summit (Leinauer et al., 2020, 2021). Multi-temporal, multi-scale photogrammetric monitoring aims to complement the monitoring program by quantifying geomorphological changes over the steep slopes that surround the crack. 

The multi-temporal analysis of changes over a decade of aerial imagery with bi-yearly to yearly frequency and 20 cm resolution brings attention to areas with continuous rockfall activity over the Hochvogel slopes. The estimated rockfall volume accuracy is highly influenced by the limitation of nadir aerial imagery to map complex and steep terrains. On the other hand, the pyramid-shaped summit imposes limitations to classical field slope monitoring techniques. Yearly UAV surveys have been acquired since 2017. The usage of structure-from-motion (SfM) enables the production of various high-resolution, low-cost products such as point clouds, digital surface models, and orthomosaics, which improves the quality and resolution of the rockfall mapping and volumetric calculation. Nevertheless, the limited spatial extent, combined with the steep slopes, hardly accessible and dangerous location at the Hochvogel, challenges a constant and complete slope monitoring. 

This contribution explores the capability of a multi-sensor camera system (MSKS) mounted on an Ultralight aircraft to acquire optical imagery and monitor rockfall activity at the Hochvogel. The MSKS consists of 5 optical cameras, 1 camera nadir oriented, and 4 cameras oblique oriented, to improve the data quality acquisition on steep terrain areas. The ultralight aircraft flies at a height of 450 m above the ground to acquire up to 5 cm resolution imagery over an area of 14 km2. The aim of the dataset is to fill the gap between the wide areal coverage, 20 cm resolution of the aerial imagery (ultracam sensor), and high-resolution but limited to the top of the summit information of the UAV survey. The integration of a more reliable, operationally safe, fast, and lower cost aerial photogrammetric survey is highly beneficial for the mapping, monitoring, and understanding of different alpine climate-induced mass wasting processes and hazards.

 

References

  • Leinauer, J., Jacobs, B. and Krautblatter, M. (2020), “Anticipating an imminent large rock slope failure at the Hochvogel (Allgäu Alps)”, Geomechanics and Tunnelling, Vol. 13 No. 6, pp. 597–603.
  • Leinauer, J., Jacobs, B. and Krautblatter, M. (2021), “High alpine geotechnical real time monitoring and early warning at a large imminent rock slope failure (Hochvogel, GER/AUT)”, IOP Conference Series: Earth and Environmental Science, Vol. 833 No. 1, p. 012146.

How to cite: Barbosa, N., Jubanski, J., Münzer, U., and Siegert, F.: Monitoring rockfalls on alpine peaks. A trade-off between spatial extent and resolution., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5964, https://doi.org/10.5194/egusphere-egu22-5964, 2022.

EGU22-6501 | Presentations | NH3.8

Landslides, soil moisture, and land use changes in the mountainous Northern-western provinces of Rwanda: field-based research in a tropical environment 

Pascal Sibomana, Matthias Vanmaercke, Déogratias Nahayo, Judith Uwihirwe, Thom Bogaard, Aurélia Hubert, Emmanuel Rukundo, Bernard Tychon, and Olivier Dewitte

The mountainous environments of the Northern-western provinces of Rwanda are often affected by severe cases of rainfall-triggered landslides. Recent studies carried out in the region reveal that the peak in the occurrence of these new landslides is not associated with the highest monthly rainfall, but occurs at the end of the wet season when the antecedent soil moisture conditions seem to be the most favourable. The Northern-western provinces of Rwanda are also densely populated. This high demographic pressure is associated with significant land use/cover changes (e.g. deforestation) and land management practices (e.g. agricultural terraces). Recent studies in the region have demonstrated that deforestation initiates a landslide peak that lasts several years. Our field observations also show that agricultural terraces seem to play a role in the occurrence of landslides. Nonetheless, not only for Rwanda, but also in general, our insights on the impacts of land use/cover changes and land management practices on the soil moisture conditions that lead to rainfall-triggered landslides remain very poorly quantified. This is especially true in the tropics. The goal of our research is to make a contribution to the quantification of these interactions. More specifically, we work at the level of six experimental hillslopes that present similar topographic characteristics but contrasting soil types, namely clayey soils and sandy soils. For each soil type, three hillslopes with different land uses and land management practices are investigated: cultivated hillslope, terraced hillslope, and forest hillslope. In total, we installed sixty access tubes, eighteen sensors, five rain gauges and six piezometers to monitor/measure the spatial-temporal variation of soil moisture content, rainfall and groundwater fluctuations. Both automatic and manual measurements are carried out, bringing accurate daily to sub-daily data for all the sites. The acquisition of the data was initiated during the wet season that started at the end of 2021. Preliminary results show the occurrence of patterns of rainfall-soil moisture conditions. These data from the field measurements will be used to better link the landslide susceptibly of the region with the human-induced changes and the rainfall characteristics. Ultimately, this will serve to improve the prediction of spatial-temporal patterns of rainfall triggered landslides at local scale in this tropical and intensively cultivated environment.

How to cite: Sibomana, P., Vanmaercke, M., Nahayo, D., Uwihirwe, J., Bogaard, T., Hubert, A., Rukundo, E., Tychon, B., and Dewitte, O.: Landslides, soil moisture, and land use changes in the mountainous Northern-western provinces of Rwanda: field-based research in a tropical environment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6501, https://doi.org/10.5194/egusphere-egu22-6501, 2022.

EGU22-6538 | Presentations | NH3.8

Distributed acoustic sensing for quick clay monitoring 

Susann Wienecke, Joacim Jacobsen, Jan-Kristoffer Brenne, Martin Landrø, Hefeng Dong, Robin André Rørstadbotnen, Umedzhon Kakhkhorov, and Kevin Growe

Distributed Acoustic Sensing (DAS) is becoming increasingly popular due to its high spatial and temporal resolution. DAS holds great potential for geohazard applications as, in principle, anything affecting the strain on a fibre optic cable section can be measured. Examples are passing seismic surface waves and ambient temperature changes.  This presentation demonstrates the feasibility of DAS for quick clay monitoring, and presents data from a field trial in Rissa, Norway.

In Norway, almost all landslides in clays that have serious consequences are caused by the instability of quick clay. Examples include the landslides Trögstad (1967), Rissa (1978), and recently Gjerdrum (2020).

A research field site was established at Rissa by the Centre for Geophysical Forecasting (CGF). Long term monitoring with DAS over several months is carried out to monitor changes in the geophysical parameters of the soil before and after road construction work.

Due to the close relation between elastic parameters controlling seismic wave propagation and the petrophysical properties of the sediment, which determine the strength, DAS measurements from seismic waves, mainly Rayleigh waves, can be used to investigate the soil stability.

The Rayleigh waves of interest travel with a velocity that is approximately 0.9 times the shear wave velocity (Vs) and may have wavelengths of only a few meters. The shear modulus, which is the main geomechanical parameter controlling the stability and shear strength, can be approximately inferred from Vs. Therefore, observation of changes in Vs can be used to detect changes in shear strength of clay formations.

One of the main challenges for this application lies in the detection of seismic surface waves of shorter wavelengths. Commonly used methods for quick clay monitoring suffer either from lower spatial resolution or limited area coverage, and we also seek to address these challenges.

Alcatel Submarine Network Norway developed an interrogation technology (OptoDAS) enabling long-range measurement over 100km. Spatial sampling intervals as small as 1m can be chosen. It is, however, the gauge length and the spatial sampling that determines the spatial resolution. The gauge length varies from 40m to 2m, and is analogous to receiver (group or node) separation in conventional seismic methods. 

Due to the inherent properties of DAS interrogation the SNR is lower for very small gauge lengths. Although the data quality is adequate, we strive to improve the SNR further to make DAS well suited for the analysis of seismic waves with wavelengths even shorter than 4m.

A cost-effective solution for increasing the data quality could be found by introducing fibre loops into the acquisition design. The gain of these optimization will be presented, and it will be demonstrated that data quality can be improved by stacking over multiple similar fibre optic pathways.

Results will be presented for seismic signals from passive sources – such as passing cars on the nearby road, and from an active source, a seismic hammer and plate shot.

The pros and cons of using long-range high-resolution DAS technology for soil monitoring will be discussed along with potential areas for future advances.

How to cite: Wienecke, S., Jacobsen, J., Brenne, J.-K., Landrø, M., Dong, H., Rørstadbotnen, R. A., Kakhkhorov, U., and Growe, K.: Distributed acoustic sensing for quick clay monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6538, https://doi.org/10.5194/egusphere-egu22-6538, 2022.

EGU22-7116 | Presentations | NH3.8

Hillslope failure due to stream undercutting: The 2021 flood event in the Ahr-valley and resulting mass movements – a multi-method approach 

Till Wenzel, Rainer Bell, Michael Dietze, Lothar Schrott, Alexander Beer, Anika Braun, and Tomas Fernandez-Steeger

Exceptional rainfalls (up to 200 mm in 72 h) in W-Germany, the Netherlands and Belgium led to severe flooding on 14-15 July 2021. In Germany the Ahr valley (Eifel mountains) was hit heavily, leading to 134 fatalities and substantial loss of property and infrastructure. Besides the damage in the floodplains, multiple shallow landslides were triggered along the Ahr embankments. Furthermore, the flood caused undercutting of several old landslide bodies. One such landslide in Devonian Schist bedrock is located at a narrow, bended stretch of the Ahr, near the town of Müsch. A complete failure has the potential to dam the river posing a considerable hazard.

The main objectives of this study are to gain an in-depth understanding of the landslide causes and its transient activity. These objectives are tackled by a multi-method approach: landslide mapping, analysis of pre- and post-event airborne laser scanning (ALS) and terrestrial laser scanning (TLS) data, electrical resistivity tomography (ERT), seismic refraction tomography (SRT), passive seismic monitoring, geotechnical analysis and interviews with local inhabitants.

The old landslide is 100 m wide and 200 m long. Preliminary analysis of ERT and SRT indicate a landslide depth of 20-30 m, leading to an overall landslide volume of 400,000 - 600,000 m³. ERT further shows underlying bedrock properties and water saturated zones. An old dumpsite as well as an ancient railway, now used as forest trail, cutting through the landslide horizontally are clearly shown as resistive zones. Analysis of ALS data shows that so far only the frontal part at the Ahr banks has been active and has lost about 6300 m³ due to fluvial erosion and landsliding. Field mapping shows clear signs of retrogressive landsliding. From October 2021 onwards the landslide body has been equipped with five geophones to record both subtle changes in ground rheology and discrete events of rock bridge failure due to incremental mass movement. Currently most seismic signals at the slope can be allocated to daily traffic and road construction in the area.

The combination of geophysical and remote sensing methods enables a profound insight into the mechanisms and present processes of the Müsch landslide. Based on this, we will be able to assess the probability for a reactivation of the whole landslide body, which could trigger cascading hazards affecting a much larger region. An improved monitoring concept will be developed which can be adopted to similar structures in the Ahr valley and beyond. 

How to cite: Wenzel, T., Bell, R., Dietze, M., Schrott, L., Beer, A., Braun, A., and Fernandez-Steeger, T.: Hillslope failure due to stream undercutting: The 2021 flood event in the Ahr-valley and resulting mass movements – a multi-method approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7116, https://doi.org/10.5194/egusphere-egu22-7116, 2022.

EGU22-7616 | Presentations | NH3.8

Road influences on landslide inventories 

Bruce D. Malamud, Renée A. Heijenk, Faith E. Taylor, and Joanne L. Wood

Roads can both increase and decrease the likelihood of landslides occurring in a given region. This might be due to (i) mapping biases when compiling landslide inventories, (ii) the influence of the road on the landslide susceptibility. Here, we present a spatial statistical analysis of landslide proximity to roads across a range of geographic settings and landslide inventory types. We examine the proximity of landslide centroids to roads at regional to national scales using 12 diverse landslide inventories with variations in inventory type (6 triggered event, 6 multi-temporal), mapping method (1 field-based, 6 remote sensing, 5 a combination of mapping methods), and countries of origin distinguished by their human development index (HDI) (6 high and 6 low HDI). Each inventory contains 270 < nLandslides < 81,000 landslides with inventory regional extents ranging from 80 km2 < Ainventory < 385,000 km2. We have developed a PyQGIS tool that calculates the distance between each landslide centroid and the closest road vector within the same watershed. From these distance values, we create a density distribution of landslides as a function of distance from roads for that inventory. We then compare each inventory’s density distribution of landslide-to-road distance to a set of randomly generated points and their distances to roads. For the 12 inventories, we find that the landslide density near roads compared to random points is greater in 3 inventories, equal in 3 inventories, and lower in 6 inventories. We find that a comparison between landslides and random points describes each inventory well in terms of road density. We divide the 12 inventories into 4 typologies with different potential explanations for each group. We believe there is evidence of mapping bias towards roads for the typology with 3 inventories that have greater landslide density (compared to random points), which suggests that a more nuanced use of road proximity within landslide susceptibility models should be adopted. Further research should be done to understand the interactions between landslides and proximity to roads at the regional to national scale.

How to cite: Malamud, B. D., Heijenk, R. A., Taylor, F. E., and Wood, J. L.: Road influences on landslide inventories, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7616, https://doi.org/10.5194/egusphere-egu22-7616, 2022.

EGU22-8599 | Presentations | NH3.8

Complex, slow-moving landslide dynamics: implications from a long-term monitoring setup on the Hofermühle landslide in Lower Austria 

Margherita J. Stumvoll, Marr Philipp, Kanta Robert, Alejandra Jiménez, and Glade Thomas

Slow-moving landslides play an important role in both theoretical slope evolution and practical landslide hazard and risk research. Their process rates impede the quantitative analysis of related dynamics over short time periods, given that the actual changes are often lying within the error margins of the respective methodological approaches. In this study, current results are presented for a long-term monitoring setup of a slow-moving earth slide – earth flow system in the Flysch and Klippen Zone of Lower Austria. The aim is to further assess surface and subsurface characteristics, their interrelations, and implications on spatio-temporal landslide dynamics.

The research strategy comprises the utilization and analysis of both surface and subsurface monitoring data. The methodology includes the application of Terrestrial Laser Scanning (TLS) and Unmanned Aerial Vehicle (UAV) based Structure from Motion (SfM). Geotechnical methods, such as penetration tests, percussion drilling and inclinometer measurements are used to gain information about subsurface characterization. A meteorological station and piezometer measurements provide information on hydro-meteorological conditions. Surface monitoring data is available since 2015, subsurface monitoring started in 2018.

Results suggest that a) very high-resolution surface data is necessary to capture real surface changes and that TLS is more suited for processes such as these than UAV based SfM, b) the interpretation of morphological features based on multi-temporal mapping can increase the DoD based level of surface change detection, c) only prolonged observation periods can reveal interrelations on surface and sub-surface dynamics and d) that in-depth knowledge on the study area is important to interpret results and that the impact of natural, but especially artificial disturbances of the hillslope system more or less temporarily close to recent process activities remains difficult to evaluate.

Current monitoring results reveal the complexity and non-linearity of slow-moving, complex landslide behaviour. Both high spatial and temporal resolution of on-going monitoring data enables an assessment of low rates and changes. However, the slower the process, the longer the observation needs to be. Otherwise the actual process dynamics might be misinterpreted, e.g. the data might be superimposed by technical restrictions. 

How to cite: Stumvoll, M. J., Philipp, M., Robert, K., Jiménez, A., and Thomas, G.: Complex, slow-moving landslide dynamics: implications from a long-term monitoring setup on the Hofermühle landslide in Lower Austria, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8599, https://doi.org/10.5194/egusphere-egu22-8599, 2022.

EGU22-8647 | Presentations | NH3.8

Landslides on the radar: detection, monitoring, and runout hazard forecasting 

Zhong Lu, Yuankun Xu, Roland Burgmann, and David George

Landslides annually cause thousands of casualties and billions of dollars in property loss. Mitigation of their hazards demands answers to three fundamental questions: where are the landslides, how are they evolving, and what damages would they cause upon a runout failure? Radar remote sensing, capable of capturing landslide deformation in near real-time, proves itself an effective and efficient tool to help address these challenges. Here, we highlight a workflow that incorporate SAR (Synthetic Aperture Radar)’s unique values to aid landslide detection, monitoring, and runout damage forecasting. By integrating field instrumentation and hydromechanical modeling, our recent studies over the U.S. West Coast substantiated SAR’s powerful capabilities: (1) Discovering approximately 600 destabilized, slow-moving landslides that were missing from the currently existing, non-systematically mapped landslide database of the United States; (2) Monitoring and characterizing spatiotemporal dynamics of landslides that destroy highways (e.g., the Hooskanaden landslide in southwestern Oregon), damage aquatic habitats (e.g., tens of irrigation-induced landslides in eastern Washington ), and endanger communities (e.g., the Cascade Locks landslide in southern Washington); (3) Constraining source volume to help predict runout hazard of landslides that threaten popular campgrounds (e.g., the Gold Basin landslide in central Washington) and urban communities (e.g., the Cape Meares landslide in northwestern Oregon). Adaptation of our methodology to assimilate SAR observations could prove useful for mitigating similar landslide hazards beyond the regional scale.

How to cite: Lu, Z., Xu, Y., Burgmann, R., and George, D.: Landslides on the radar: detection, monitoring, and runout hazard forecasting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8647, https://doi.org/10.5194/egusphere-egu22-8647, 2022.

EGU22-8842 | Presentations | NH3.8

Rock instability hazard in high mountain area: the example of the Brenva spur (Mont Blanc massif) 

Joëlle Hélène Vicari, Li Fei, Davide Bertolo, Tiggi Choanji, Marc-Henri Derron, Gabriele Ferretti, Michel Jaboyedoff, Patrick Thuegaz, Fabrizio Troilo, Daniel Uhlmann, and Charlotte Wolff

Large rock-ice avalanches have been observed in the past in the Mont Blanc Massif area, notably from the Grand Pilier d’Angle in 1920 and from the Brenva spur in 1997, which involved millions of cubic meters of material. More recently, a rockslide detached from the Brenva spur in 2016, involving 35000 m3 of material. In the context of monitoring, in the fall of 2020 and 2021, two Lidar campaigns were performed to obtain 3D models of the rock face and monitor future rockfall activity. Moreover, point clouds were obtained from the Structure from Motion technique, using aerial photos from helicopter. Comparing the point clouds of 2020 and 2021 in CloudCompare software, only a few small rockfalls of 10-30 m3 were observed. The three-dimensional model of the rock wall was used as an input for the structural analysis of the Brenva Spur and Grand Pilier d'Angle, using Coltop3D software. The analysis showed that the same families of discontinuities characterizing the Brenva Spur are also found in the Grand Pilier d’Angle and other granitic crops at lower altitudes, indicating that they all belong to the same regional set of discontinuities. To monitor the collapses of the Brenva spur, an accelerometer was installed in 2017 on the wall and a high-resolution camera was placed at a distance of about 6 km. In June and July 2018, two rockfalls and one rockslide were detected, by both the accelerometric signal and the visual inspection of the photos. A spectrogram was therefore created, which showed that both high and low-frequency contents are present. Low frequencies may correspond to the sliding and high frequencies may correspond to rock bounces.

 

How to cite: Vicari, J. H., Fei, L., Bertolo, D., Choanji, T., Derron, M.-H., Ferretti, G., Jaboyedoff, M., Thuegaz, P., Troilo, F., Uhlmann, D., and Wolff, C.: Rock instability hazard in high mountain area: the example of the Brenva spur (Mont Blanc massif), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8842, https://doi.org/10.5194/egusphere-egu22-8842, 2022.

EGU22-9017 | Presentations | NH3.8

Applications of soil moisture for three-dimensional landslide thresholds 

Seungcheol Oh, Jaehwan Jeong, and Minha Choi

In analyzing the trigger of landslides, numerous studies have paid attention to the importance of hydrological variables. Above all, precipitation is the main factor triggering landslides and debris flows. Since pore water pressure rise influenced by rainfall can lead to the reduction of slope stability, many studies tried to determine the rainfall-driven threshold to figure out the conditions of landslide initiation. Though rainfall-driven threshold (e.g., Intensity-duration curve) is simple and straightforward, universal use has been constrained due to the site-specific features, such as hydraulic parameters, soil texture, and anthropogenic activities. Recently, soil moisture is widely applied to enhance the detecting capability of thresholds. Since soil moisture reflects the condition of the ground directly, it can be used more effectively to identify fluctuations in pore pressure. Therefore, this study attempted to use both rainfall and soil moisture for determining the landslide thresholds. Daily precipitation from Global Precipitation Measurement (GPM) IMERG Final run and 3-hourly surface soil moisture from Global Land Data Assimilation System (GLDAS) L4 V2.1 were used to produce hydrological characteristics (i.e., Antecedent Precipitation Index (API) 24-hr accumulated precipitation, antecedent soil moisture, daily soil moisture, and soil moisture increment). Very firstly, two-dimensional relationships were shown to analyze the corresponding reactivity of each factor in the event of landslides. Based on these results, a three-dimensional critical plane was determined. In order to reflect the site-specific characteristics depending on the region, the thresholding process was divided into 2 steps. After obtaining the national scale threshold based on the probability distribution, regional-scale thresholds were optimized for each area. The capability was verified through validation. Results showed compared to the two-dimensional threshold, the three-dimensional critical plane showed similar accuracy rates but lower False Alarm Rates (FAR). In other words, soil moisture increase can detect landslides effectively and the three-dimensional critical plane can help understand the process of landslide occurrence. Furthermore, it seems possible to quantify the landslide vulnerability depending on the critical plane section.

How to cite: Oh, S., Jeong, J., and Choi, M.: Applications of soil moisture for three-dimensional landslide thresholds, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9017, https://doi.org/10.5194/egusphere-egu22-9017, 2022.

EGU22-9919 | Presentations | NH3.8 | Highlight

Data fusion of robotic total station and time-lapse camera to assess the surface three-dimensional deformation of a landslide. 

Niccolò Dematteis, Aleksandra Wrzesniak, and Daniele Giordan

The assessment of the surface spatially-distributed three-dimensional (3D) deformation is crucial in landslide monitoring, as it represents the landslide kinematics. However, there is a lack of technologies that can provide this datum effectively and they are often limited by financial and/or logistic issues. We have developed a methodology to fuse displacement data obtained by robotic total station (RTS) and time-lapse camera, whose images we processed with digital image correlation (DIC). Our technique adopts the 3D RTS measurements at specific points (i.e., corresponding to reflective prisms) to calibrate a transformation from the two-dimensional (2D) spatially-distributed DIC observations into 3D data. The algorithm involves a series of steps: i) DIC measurements are orthorectified on an available digital elevation model and represented in the local coordinate system of the time-lapse camera, obtaining the 2D displacement vectors that lie on the image plane (z and x components). ii) The RTS data are rototranslated into the camera coordinate system. iii) The ratio α between the z component of the RTS displacement vector and the module of the RTS displacement vector is calculated in the available measurement points. iv) The point values of α are spatially interpolated over the landslide active domain. v) The DIC displacement map of the z component is divided by α to obtain the spatially-distributed module of displacement (the third displacement component is simply derived using the Pythagoras Theorem). vi) The results are rototranslated from the camera coordinate system into the geographic coordinate system. The most critical element of the data fusion is the spatial interpolation of α across the landslide domain. Actually, the availability of a dense network of RTS measurement points, compared to the landslide extension, is not common in real monitoring. Therefore, α might suffer strong approximation in the presence of complex kinematics. Nevertheless, since α is a composition of non-independent displacement components, it is expected to vary smoothly and, therefore, it should be efficiently interpolated even with a limited number of measurement points. We conducted simulations with synthetic data to quantify the uncertainty contribution of α interpolation, which is generally <10%. We successfully applied the RTS-DIC data fusion to the monitoring dataset of the Mont de La Saxe Rockslide, during a period of strong reactivation, with displacement rates from ~0.1 m day-1 to >10 m day-1. We proved the efficacy of the methodology by comparing the obtained results with the independent measurements of a ground-based interferometric synthetic aperture radar, obtaining a median deviation < 0.09 m. The proposed monitoring solution has the advantage of involving low-cost and widely-used technologies, therefore it can be easily adopted in many other sites and monitoring contexts.

How to cite: Dematteis, N., Wrzesniak, A., and Giordan, D.: Data fusion of robotic total station and time-lapse camera to assess the surface three-dimensional deformation of a landslide., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9919, https://doi.org/10.5194/egusphere-egu22-9919, 2022.

EGU22-10072 | Presentations | NH3.8 | Highlight

Assessment of deep learning based landslide detection and mapping performances with backscatter SAR data 

Lorenzo Nava, Kushanav Bhuyan, Sansar Raj Meena, Oriol Monserrat, and Filippo Catani

Multiple landslide events are one of the most critical natural hazards. Landslide occurrences have become more frequent in recent decades because of rapid urbanization and climate change, causing widespread failures throughout the world. Extreme landslide events can cause severe damages to both human lives and infrastructures. Hence, there is a growing need to intervene quickly in the impacted areas. Although a vast quantity of research have been carried out to address rapid mapping of landslides by employing optical Earth Observation (EO) data, various gaps and uncertainties are still present when dealing with optical images, since they present limitations due to weather-related issues such as cloud cover.
 
To address this issue, various combinations of composites of SAR backscatter data and state-of-art Deep Learning (DL) models are evaluated by analyzing and comparing object detection and image segmentation approaches. The study area lies in the eastern Iburi sub-prefecture in Hokkaido. At 03.08 local time (JST) on September 6, 2018, the area was hit by an Mw 6.6 earthquake that triggered about 8000 co-seismic landslides. The models' predictions are compared against an accurate landslide inventory obtained by manual mapping on pre- and post-event PlanetScope imagery, by using evaluation metrics. When dealing with object detection, a tri-temporal combination of SAR backscatter data yielded the best results (88% F1-score). Similarly, for the landslide segmentation, the best result was given by the augmented ascending tri-temporal SAR composite image and slope angle (61% F1-score). Results show that the landslide location is usually predicted correctly, while the landslide boundaries are often wrongly detected or may present dimension overestimation. Our findings demonstrate that the combination of SAR data and Deep Learning algorithms may help detect landslides quickly, even during storms and under deep cloud cover. For the chosen study area, the first suitable Sentinel-2 optical image was acquired more than a month after the earthquake event of September 6, 2018, while SAR data were readily available right after and before. However, further investigations and improvements are still needed, this being the first attempt in which the combination of SAR data and DL algorithms are employed for landslide detection and mapping purposes.

How to cite: Nava, L., Bhuyan, K., Meena, S. R., Monserrat, O., and Catani, F.: Assessment of deep learning based landslide detection and mapping performances with backscatter SAR data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10072, https://doi.org/10.5194/egusphere-egu22-10072, 2022.

Following intense precipitation records between mid-March and the beginning of April 2019, thousands of slope failures affected the mountainous regions in northeast and south of Iran. In particular, a catastrophic landslide occurred in Hoseynabad-e Kalpush village, in Semnan province in the Northeast of Iran, where more than 300 houses were damaged, of which 163 houses had to be evacuated due to the severity of the destruction and the danger to their residents. Several questions were raised in the aftermath of the disaster as to whether the landslide was triggered by the heavy precipitation only or by other factors such as additional load due to the increase of the hydraulic gradient and seepage from a nearby artificial reservoir built in 2013 on the opposite side of the slope. This paper provides multi-scale and multi-sensor remote sensing investigation for the pre-, co-, and post-failure slope stability of the Hoseynabad-e Kalpush landslide and assesses the role of potential external factors in triggering the 2019 catastrophic failure. C-band Sentinel-1A Interferometric Synthetic Aperture Radar (InSAR) measurements and very-high-resolution Planet scope imagery cross-correlation show a clear precursory and transient deformation in the lower part of the slope that culminated in a slope failure of more than 35 m in the upper part of the landslide in April 2019. The lower and middle parts of the landslide continued to move with a maximum displacement rate of 10 cm in the first 6 months. Satellite remote sensing results are integrated with rainfall data and in-situ records of the reservoir water levels to evaluate the role of meteorological and anthropogenic conditions in promoting slope instability. The outcomes of this study highlight how the complex interaction between climate and anthropogenic factors influence unstable hillslope conditions in space and time and the need for more integration of remote sensing measurements into early warning systems at regional and national scales. 

How to cite: Vassileva, M., Motagh, M., Roessner, S., and Akbari, B.: Evolution analysis of the April 2019 Hoseynabad-e Kalpush landslide in Iran inferred from  multi-sensor satellite remote sensing and in-situ measurements, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10402, https://doi.org/10.5194/egusphere-egu22-10402, 2022.

Early warning for complex landslides is a difficult task since their evolution could depend on the combination of various predisposing and triggering geological (e.g. rock type, water circulation) and climatic factors (e.g. rainfall, snowmelt). Depending on the type of phenomenon, the temporal evolution of a landslide can be monitored in several ways, from classical to recent advances in remote sensing and in-situ measurements. The potential of real-time monitoring by ground-based radar interferometry (GB-InSAR) is exploited here to improve the understanding of the kinematic evolution of a complex landslide in the Italian Alps. To this end, the integrated use of long-term, spatially distributed GB-InSAR data and of a classical Robotic Total Station (RTS) monitoring is analyzed and discussed for the Sant’Andrea landslide, located in the municipality of Perarolo di Cadore (Belluno, Italy), a rotational slide in heterogeneous materials. Due to the landslide features, the use of these two different techniques is complementary: GB-InSAR measures a continuous field of motion, although along LOS, that is suitable for detecting unstable sectors and quantifying the space-time variations of the kinematics on the entire slope, whereas RTS is able to acquire tridimensional displacement data, very useful to monitor single points and to correctly interpret the GB-InSAR data. The landslide position, just upstream of the village center, represents a relevant hydrogeological risk for the inhabitants. This complex mass movement involves a clay-calcareous debris mass overlying an anhydrite-gypsum dolomitic bedrock. The kinematic activity exhibits an alternation of slow displacements, as long-term creep, and episodic or seasonal accelerations, strongly related to rainfall triggering in response to both heavy and lasting events. Based on the intensity and duration of rainfall, the significant accelerations are followed by a relaxation period with a slow regression of the displacement rate, usually without returning to the previous values.
The analysis carried out by combining the mapping of 3D point-based displacements and LOS surface velocity fields allows distinguishing mechanisms and sensitivity of the landslide sectors to rainfall inputs, as well as to understand the wide range of mechanical behaviors shown by the slope during the monitoring period. Such information aims to quantitatively evaluate the trigger-response signals to rainfall events to predict accelerating trends of the landslide displacements as well as possible failures. The proposed monitoring and modelling framework will be soon implemented in an operational early warning procedure using real-time, high-frequency GB-InSAR data together with RTS and weather forecasts, in accordance with local authorities of Civil Protection.

 

How to cite: Catani, F., Carraro, E., Galgaro, A., and Nava, L.: Integration of ground-based radar interferometry (GB-InSAR) and weather forecasts for real-time monitoring: kinematic evolution and early warning of the Sant’Andrea landslide (Eastern Italian Alps), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11731, https://doi.org/10.5194/egusphere-egu22-11731, 2022.

EGU22-12120 | Presentations | NH3.8

Monitoring slope instability integrating InSAR, GNSS, Total Station and Levelling: a case study in the Eastern slope of the Mt. Amiata volcanic complex, Italy 

Taraka Venkatadripathi Pattela, Leonardo Disperati, Lorenzo Marzini, Michele Amaddii, Gianni Lombardi, and Daniele Rappuoli

Landslides are considered one of the major hazards causing economic and human losses worldwide. Slope instability processes are affecting buildings and infrastructures in the towns of the eastern slope of the Mt. Amiata volcanic complex (Tuscany, Italy). These processes are relevant as they expose the inhabitants to risk, moreover their analysis provide hints about the mechanisms and roles of land sliding in the progressive disruption of extinct volcanic edifices.

In this study we present the first results of some monitoring and multi-temporal systems which are integrated to investigate the spatial-temporal ground displacement field in the eastern slope of the Mt. Amiata volcanic complex. In detail, we combine InSAR, GNSS, robotic total stations (TS) and levelling techniques to obtain a framework in terms of planimetric and vertical displacements. We apply the Multi-Temporal InSAR approach from 2014 to 2021 using the ESA Copernicus Sentinel-1 data. To perform the interferometry analysis, we implement the single master Stanford Method for Persistent Scatterers (StaMPS) approach for both ascending and descending geometries, and by combining both Line of Sight (LOS) results, we reveal the vertical and E-W components of the displacement. In addition, we perform multi-temporal survey-style GNSS measurements for some tens stations from 2019 to present day. About one hundred reflectors are continuously monitored by TS. Additionally, multi-temporal geometric levelling is performed to assess the vertical movements of selected relevant benchmarks. Finally, results from different monitoring systems are combined to model the ground displacements.

The InSAR results reveal mean velocity vectors with standard deviation less than 1 mm/y. The GNSS results have higher signal to noise ratio in the horizontal components with residuals lower than 10 mm. Accuracies of the geometrical levelling and TS results are ca. 1 mm and ca. 5 mm respectively. By combining the results, the magnitude of displacement field is ranging up to ca. 30 cm/y. The different systems provide results each other reasonably coherent in terms of magnitude and direction of the displacement vector. Integration of systems allows us to get solutions where one or more systems fail to provide data (i.e., when few or no PS are obtained by InSAR). Finally, we compare the results with seasonal data like rainfall. Velocities tend to reduce during summer low precipitation periods, while they increase during winter. Long term quantitative monitoring activities will allow us to better understand the spatial-temporal evolution of the landslide processes in the perspective of developing an early warning system.

How to cite: Pattela, T. V., Disperati, L., Marzini, L., Amaddii, M., Lombardi, G., and Rappuoli, D.: Monitoring slope instability integrating InSAR, GNSS, Total Station and Levelling: a case study in the Eastern slope of the Mt. Amiata volcanic complex, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12120, https://doi.org/10.5194/egusphere-egu22-12120, 2022.

EGU22-13061 | Presentations | NH3.8 | Highlight

A new method to detect changes in displacement rates of slow-moving landslides using InSAR time series 

Alexandra Rocio Urgilez Vinueza, Alexander L. Handwerger, Mark Bakker, and Thom Bogaard

Slow-moving landslides move downslope at velocities that range from mm year-1 to m year-1. Such deformations can be measured using satellite-based synthetic aperture radar interferometry (InSAR). We developed a new method to systematically detect and quantify accelerations and decelerations of slowly deforming areas using InSAR displacement time series. The displacement time series are filtered using an outlier detector and subsequently, piecewise linear functions are fitted to identify changes in the displacement rate (i.e., accelerations or decelerations). Grouped accelerations and decelerations are inventoried as indicators of potentially unstable areas. We tested and refined our new method using a high-quality dataset from the Mud Creek landslide, California, USA. Our method detects accelerations and decelerations that coincide with those previously detected by manual examination. Second, we tested our method in the region around the Mazar dam and reservoir in Southeast Ecuador, where the time series data were of considerably lower quality. We detected accelerations and decelerations occurring during the entire study period near and upslope of the reservoir. The application of our method results in a wealth of information on the dynamics of the surface displacement of hillslopes and provides an objective way to identify changes in displacement rates. The displacement rates, their spatial variation, and the timing of accelerations and decelerations can be used to study the physical behavior of a slow-moving slope or for regional hazard assessment by linking the timing of changes in displacement rates to landslide causal and triggering factors

How to cite: Urgilez Vinueza, A. R., Handwerger, A. L., Bakker, M., and Bogaard, T.: A new method to detect changes in displacement rates of slow-moving landslides using InSAR time series, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13061, https://doi.org/10.5194/egusphere-egu22-13061, 2022.

EGU22-1434 | Presentations | EMRP1.14

Multiscale analysis of physical rock properties at Stromboli Volcano: what controls the frictional properties?    

Thomas Alcock, Sergio Vinciguerra, and Phillip Benson

Stromboli volcano, located in the north-easternmost island of the Aeolian archipelago (Southern Italy) and well known for its persistent volcanic activity, has experienced at least four sector collapses over the past 13 thousand years. The most recent activity resulted in the formation of the Sciara del Fuoco (SDF) horseshoe-shaped depression and a tectonic strain field believed to have promoted flank collapses and formed a NE / SW trending weakness zone across the SDF and the western sector of the island. The tectonic strain field interplayed with dyking and fracturing appears to control the episodes of instability and the onset of slip surfaces. This study presents new data identifying areas of damage that could promote fracturing via remote sensing and rock friction measurements taken on rocks around the SDF and the coupled “weak” zone. We have carried out a multiscale approach by integrating satellite observations with block and sample scale physical and mechanical properties and frictional tests carried out in triaxial configuration on cm scale slabs. Over 5000 individual fractures have been at first processed through the MatLab toolbox FracPaQ to determine fracture density, slip and dilatancy tendency around the collapse scarp with results showing that dilation and slip 0.6< is more common the northern side of the SDF as well as around areas of eruptive activity.

Key units have been sampled on the field (Paleostromboli, Vancori and Neostromboli) with reference to SDF and the weak zone. Physical and mechanical properties defined using elastic wave velocities, electrical resistivity, uniaxial compressive strength and elastic moduli have been assessed and inverted for comparison to field scale geophysical investigations. Finally, direct-shear tests in triaxial configuration were carried out to explore the frictional properties using rectangular basalt slabs at 5 – 15 MPa confining pressure in dry and saturated conditions. Preliminary results show a variation in the friction coefficient (µ) between 0.55 and 0.7 with a general µ decrease with increasing confining pressure and saturation. The most porous Neostromboli units show the lowest friction.  This suggests that the textural and pre-existing crack damage variability due to the complex and different magmatic history and cooling rates do control the evolution of the frictional properties and evolving fracturing processes. Further work will structurally quantify the slip evolution throughout post-mortem microstructural observation in order to interpret the relations to the field scale weakness zone and the SDF.

How to cite: Alcock, T., Vinciguerra, S., and Benson, P.: Multiscale analysis of physical rock properties at Stromboli Volcano: what controls the frictional properties?   , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1434, https://doi.org/10.5194/egusphere-egu22-1434, 2022.

EGU22-4697 | Presentations | EMRP1.14

Laboratory assessment of rock fracturing state using infrared thermography 

Federico Franzosi, Stefano Casiraghi, Roberto Colombo, Chiara Crippa, and Federico Agliardi

 

The fracturing state of rocks is a fundamental control on their hydro-mechanical properties at all scales and provides a descriptor of the evolution of brittle deformation around faults, underground excavations, and slopes. Its quantitative assessment is thus key to several geological, engineering and geohazard applications.

Descriptors of rock fracturing are diverse depending on considered scale, fracture topology (traces, surfaces) and sampling dimension (linear, areal, volumetric). A complete representation of fracture distribution and abundance in a 3D space can be obtained in the laboratory by non-destructive imaging techniques (e.g. X-ray CT), in terms of volumetric fracture intensity (P32) and porosity (P33). Nevertheless, geophysical imaging is usually unable to resolve small objects in fractured media at field scale. Window and scanline sampling strategies are easily applied in the field to measure fracture intensity descriptors (e.g. P10, P21) or empirical rock mass quality indices (e.g. GSI), but are affected by scale and fracture orientation biases. Some authors suggested that rock mass fracturing states can be characterized by measuring their heating and cooling response through infrared thermography (IRT), but a physically-based, generalized approach to prediction is lacking.

In this perspective, we carried out an experimental study on the thermal response of rock samples with known fracturing state. We studied cylindrical samples of gneiss (7) and schist (8), pre-fractured in uniaxial compression that produced complex fracture patterns constrained by rock composition and fabrics.

Using MicroCT (voxel: 0.625 mm) we reconstructed the 3D fracture network and computed the P32 and P33 of each sample. Then, we set up cooling experiments in both laboratory and outdoor conditions. In laboratory experiments, samples were oven-heated at 80°C and let cool in a controlled environment. Sample surface temperature during cooling was imaged in time lapse using a FLIRTM T1020 IRT camera. In outdoor experiments, samples underwent natural solar forcing in a daily heating-cooling cycle.

The acquired multi-temporal thermal images were processed to extract: a) spatial temperature patterns corresponding to the response of individual features and fracture networks at different cooling steps; b) time-dependent cooling curves, described in terms of Cooling Rate Indices and a Curve Factor. These descriptors show statistically significant correlations with fracture abundance measures, stronger with P33 than with P32 and more robust for gneiss samples, characterized by more distributed fractures than schist. More fractured rocks cool at faster rates and the corresponding cooling curve shapes can be normalized to remove the effects of lithology and boundary conditions to obtain a predictive tool. Experimental results have been reproduced by 3D finite-element modeling of the cooling process in numerical samples including explicit fracture objects. Model results closely reproduce experimental data when fracture surfaces are included as convection surfaces, suggesting that overall sample cooling rates depend on the size of individual blocks forming the sample. Results of outdoor experiments show that differences in thermal response can be significantly detected even in natural conditions. Our results provide a starting point to develop an upscaled, quantitative methodology for the contactless in situ assessment of fracturing state of rock masses using thermal data.

How to cite: Franzosi, F., Casiraghi, S., Colombo, R., Crippa, C., and Agliardi, F.: Laboratory assessment of rock fracturing state using infrared thermography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4697, https://doi.org/10.5194/egusphere-egu22-4697, 2022.

Failure and fault slip in crystalline rocks is associated with dilation. When pore fluids are present and drainage is insufficient, dilation leads to pore pressure drops, which in turn lead to strengthening of the material. We conducted laboratory rock fracture experiments with direct in-situ fluid pressure measurements which demonstrate that dynamic rupture propagation and fault slip can be stabilised (i.e., become quasi-static) by such a dilatancy strengthening effect. We also observe that, for the same effective pressures but lower pore fluid pressures, the stabilisation process may be arrested when the pore fluid pressure approaches zero and vaporises, resulting in dynamic shear failure.

We use acoustic emission locations and our fluid pressure sensors to further detail dilatancy-induced stable failure by tracking the progression of the rupture front (i.e., creation of the fault) and the active slip patches of the newly formed fault. In doing so, we are able to link local pore pressure records to the position of the rupture front where dilation is strongest. We see minimal slip in the wake of the rupture front. Once the fault is completed, we observe that the entire fault slips for up to a few minutes, driven by pore pressure recharge of the fault zone. Hence, we directly observe decoupling of rupture and “after”-slip that would otherwise – in a dynamic failure – occur simultaneously.

All our observations are quantitatively explained by a spring-slider model combining slip-weakening behaviour, slip-induced dilation, and pore fluid diffusion. Using our data in an inverse problem, we estimate the key parameters controlling rupture stabilization: fault dilation rate and fault zone storage. These estimates are used to make predictions for the pore pressure drop associated with faulting, and where in the crust we may expect dilatancy stabilisation or vaporisation during earthquakes. For intact rock and well consolidated faults, we expect strong dilatancy strengthening between 4 and 6 km depth regardless of ambient pore pressure, and at greater depths when the ambient pore pressure approaches lithostatic pressure. In the uppermost part of the crust (<4 km), we predict vaporisation of pore fluids that limits dilatancy strengthening.

How to cite: Aben, F. and Brantut, N.: How dilatancy-induced pore pressure changes control rupture and slip during failure experiments in crystalline rock., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5711, https://doi.org/10.5194/egusphere-egu22-5711, 2022.

EGU22-7387 | Presentations | EMRP1.14

Permeability evoluation at the brittle to ductile transition in newberry volcano basalt 

Marie Violay and Gabriel Meyer

Superhot Rock (SHR) geothermal projects (e.g., Japan Beyond-Brittle Project, Iceland Deep Drilling Project, and Newberry Volcano) seek to extract heat from geothermal reservoirs where water reaches a supercritical state (≥ 400 °C). Exploiting such a resource could multiply the electrical power delivered by geothermal wells by almost an order of magnitude. However, SHR reservoirs are hosted in semi-brittle to ductile rocks where fluid flow, porosity, permeability, and rock mechanics are still poorly understood. We conduct experiments in a newly designed, internally heated, gas-confining triaxial apparatus (located at EPFL, CH) where we deform reservoir-type samples under realistic SHR temperature, pressure, and strain rate conditions. Deep well core samples (40 x 20 mm) of andesitic basalts (porosities of 8–10%) from Newberry Volcano (US), were subjected to increasing confinement pressure (25–100 MPa) and temperature (20–500 °C) while continuously recording gas permeability via harmonic permeability. Additionally, triaxial deformation experiments were done at strain rates of 10-6 s-1, confinement up to 100 MPa, temperature up to 500 °C, and up to 8% strain while recording permeability. Results were compared with granite samples from Lanhelin (Fr.). Samples were ductile (e.g., no localization of strain) at relatively low pressure–low temperature conditions (100 MPa, 200 °C). Moreover, permeability in samples subjected to hydrostatic conditions rapidly decreased several orders of magnitude from an initial value of 5.10-20 m2 to less than 10-22 m2  at 50 MPa and 200 °C, effectively impermeable. Thus, permeability decreases rapidly in the ductile regime with strain to reach below measurable values at around 3% strain, and it remains so during subsequent semi-brittle flow up to 8% strain. We interpret this rapid decay of permeability as a result of the conjoined effect of ductile pore collapse and plastic deformation of the poorly crystalline matrix present in the sample. These insights further underline the need for advanced, sustainable reservoir engineering techniques in order to extract heat from high enthalpy geothermal reservoirs.

How to cite: Violay, M. and Meyer, G.: Permeability evoluation at the brittle to ductile transition in newberry volcano basalt, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7387, https://doi.org/10.5194/egusphere-egu22-7387, 2022.

EGU22-7429 | Presentations | EMRP1.14

Hydromechanical Coupling and Damage at a Retreating Glacier Margin 

Marc Hugentobler, Simon Loew, and Jordan Aaron

In deglaciating environments, rock slopes are affected by stress perturbations driven by mechanical unloading due to ice downwasting and concurrent changes in thermal and hydraulic boundary conditions. Since in-situ data is rare, the different processes and their relative contribution to slope damage remain poorly understood. Here we present detailed analyses of subsurface pore pressures and micrometer scale strain time-histories recorded in three boreholes drilled in a rock slope aside the retreating Great Aletsch Glacier (Switzerland). Additionally, we use monitored englacial water levels, climatic data, and annually acquired ice surface measurements for our process analysis.

At the timescale of days, diurnal meltwater cycles and rainfall infiltration into the glacier during summertime cause strong pressure fluctuations in the subglacial drainage channel that diffuse into the adjacent rock aquifer. We show that the pressure diffusion from the subglacial meltwater channel, through the fractured bedrock below the glacier ice, to the ice-free bedrock slope occurs under predominantly confined conditions. In the adjacent ice-free bedrock, rainfall infiltration can cause strong variations in the phreatic groundwater table of the slope. On the seasonal timescale, glacial hydraulic boundary conditions vary with high, relatively constant englacial water levels during wintertime and lower mean englacial water levels during summertime. Above ice elevations, snowmelt infiltration during springtime causes yearly maximum phreatic groundwater tables and a general recession over the rest of the year, that is interrupted by summertime rainfall infiltrations. The seasonality in hydraulic head levels of both the glacier and the rock slope controls the interaction of the two systems. On timescales of decades, phreatic groundwater levels in the rock slope are often assumed to be linked to the ice elevation of temperate glaciers. According to our data, this head boundary effect of the glacier is mainly effective during wintertime when it controls the minimum groundwater level in the slope.

Our results show that the variations in mechanical boundary conditions (or loads) caused by a temperate valley glacier on the adjacent rock slope are more complex than had been previously described. Our observed rapid bedrock strain signals coincide with some of the extreme englacial water level states, and are likely caused by rapid changes in the mechanical load of the glacier with an empty or water filled englacial drainage system. Similarly, but at seasonal timescales, the spring and fall transition time of the englacial hydrological system coincides with characteristic strain reactions in our bedrock slope. Our in-situ data show that these effects also promote progressive rock mass damage, probably similar to hydromechanical effects. Additionally, we show how a single extreme rainstorm event triggers hydromechanical damage exceeding the levels of two years exposition to all the other drivers for progressive rock mass damage in this environment.

The magnitude and impact of coupled cyclic processes in a paraglacial rock slope vary with location on the slope and the process considered. The strongest damage is observed directly at the actively reteating glacer margin and moves through the slope at relatively high speed.

How to cite: Hugentobler, M., Loew, S., and Aaron, J.: Hydromechanical Coupling and Damage at a Retreating Glacier Margin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7429, https://doi.org/10.5194/egusphere-egu22-7429, 2022.

EGU22-7622 | Presentations | EMRP1.14

Impact of structural geology on the failure mechanisms of a rock fall site in a metamorphic rock mass (Hüttschlag, Austria) 

Reinhard Gerstner, Erik Kuschel, Gerald Valentin, Klaus Voit, Wolfgang Straka, and Christian Zangerl

The case study presented herein is located in the alpine environment of Austria (Hüttschlag), in the geologic unit of the Rauris Nappe, belonging to the Glockner Nappe System. The study site is composed of intensively foliated and fractured calc-mica schists and greenschists. Together with several generations of pre-existing discontinuity-sets, they form a rock mass, which has hosted multiple rock fall events since 2019. The rock fall events show a cumulative volume of 41 000 m3, with individual blocks of up to 200 m3 reaching the valley bottom.

In order to gain insights into the interplay between structural geology and the rock fall failure mechanism, we present a combined approach of methods. They act on multiple observation scales: At the micro-scale, intact rock samples are studied by petrographic microscopy of orientated thin sections. This provides insights into the mineralogy of the intact rocks and their inherent brittle and ductile microstructures (e.g. micro-cracks, folding).

In the field, advanced remote sensing techniques were applied, to perform medium- to large-scale investigations. For this purpose, a ground-based radar interferometer (GB-InSAR) was installed for several months. By this, the actual deformation of the unstable rock face and of the rock fall deposit at the slope´s foot was measured at mm resolution. Additionally, several campaigns of terrestrial laser scanning (TLS) enable us to derive high-resolution recordings of the inaccessible rock face, backed by 3D point cloud processing (LIS Pro 3D) tools. For additional displacement measurements and graphic representation of the results, unmanned aerial system photogrammetry (UAS-P) delivers a 3D model of the rock face.

Geological field investigations complete this combined approach, comprising the recording of lithological, hydrogeological and structural geological features. They embed the rock fall site in its geological setting and allow the creation of a 3D discontinuity network, validating the measurements derived from the advanced remote sensing techniques listed above.

The preliminary results promise interesting insights into the interplay between distinctive structural features and the failure mechanisms of the rock fall site in Hüttschlag, working on variable scales: From micro-structures to well-defined discontinuities, that may be reactivated in course of the rock fall process. This broad database serves as the basis for numerical modelling, intensifying the investigation of failure mechanisms. Furthermore, the high-resolution recordings of the instable rock face derived from UAS-P and TLS allow us to assess the potential failure volume of future rock fall events, contributing to the rock fall site´s hazard assessment subsequently.

How to cite: Gerstner, R., Kuschel, E., Valentin, G., Voit, K., Straka, W., and Zangerl, C.: Impact of structural geology on the failure mechanisms of a rock fall site in a metamorphic rock mass (Hüttschlag, Austria), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7622, https://doi.org/10.5194/egusphere-egu22-7622, 2022.

EGU22-9278 | Presentations | EMRP1.14

Multiscale characterization of chaotic rock body for mining backfill remediation 

Chiara Caselle, Sabrina Maria Rita Bonetto, Pietro Mosca, Arianna Paschetto, Davide Vianello, Andrea Garello, and Fabio Paletto

The sustainability of geomineral resourses’ exploitation may be assured only in presence of adequate plans for the re-use and reclamation of old or abandoned sites. Among the most commonly used techniques, mining backfill is largely employed for the stabilization of underground sites. This technique recreates the original stress state of the underground, assuring the definitive stabilization of the hypogea volumes, and reduces the risks due to the interference between underground tunnels and ground surface (e.g. possible collapses and surface subsidences). Despite these obvious advantages, careful evaluations are needed to assure the environmental sustainability, with particular attention to the interaction between the hydro-geological and permeability features of the rock body and the chemical properties of the backfill material.

The present research proposes an analysis of the advantages and the risks connected with this technique, examining a case study of mining backfill in an underground gypsum quarry at the end of the active exploitation. The considered quarry is located in Monferrato (NW Italy) and is exploited within chaotic Messinian deposits made of gypsum blocks (from centimeter-size to kilometer-size) included in a marly matrix. The study includes a campaign of field and laboratory tests (i.e. geological and geo-structural mapping and modeling, geophysical surveys, mechanical and permeability tests) that aim at characterize the permeability and mechanical behaviour of the rock mass.

How to cite: Caselle, C., Bonetto, S. M. R., Mosca, P., Paschetto, A., Vianello, D., Garello, A., and Paletto, F.: Multiscale characterization of chaotic rock body for mining backfill remediation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9278, https://doi.org/10.5194/egusphere-egu22-9278, 2022.

EGU22-348 | Presentations | GM4.1 | Highlight

Review on deep-seated landslides in the Carpathians under climate variability/change and their implication in hazard assessment 

Mirela Vasile, Flavius Sîrbu, Răzvan Popescu, Dana Micu, and Mihai Micu

In mountain regions, landslides are enhancing the short- to long-term slope denudation and sediment delivery, conditioning the general landscape evolution; meanwhile, their regional typological patterns should be properly incorporated into single- to multi-hazard evaluations for a proper mitigation of consequences and risk management strategies development.  The Carpathians are an elongate and twisted young mountainous chain of Europe, which is continuing the Alpine orogenetic system towards the internal, Central and Eastern parts of the continent, covering parts of Austria, Czech Republic, Slovakia, Poland, Ukraine, Romania and Serbia. Their heterogeneous morphological and litho-structural forming conditions, the regional climatic traits and the extremely complex and complicated political and socio-economical development stages resulted in a landslide-prone environment, as outlined through numerous scientific works. Nevertheless, there is little synthesis information which can allow a clear evaluation of the entire mountain chain, highlighting the importance of such a study in the present-day context of climate variability and change analysis. As part of the broad landslide typological spectrum, the deep-seated landslides are important paleo-environmental witnesses which may offer substantial information within the risk management and resilience construction context under the modern challenges of climate change impact evaluation. The complexity (many times site-specific) of deep-seated landslides susceptibility and hazard evaluation is enhanced by the (very) high magnitude of such processes, marking with a substantial share the evolution of the coupled slope and channel morphodynamic systems, an interface usually prone to the development of human activities, thus driving the fundamental understanding of their morphogenesis towards highly applied exposure analysis, vulnerability evaluations and risk mitigation concerns. In order to obtain a full extent evaluation of the implication of deep-seated landslides in hazard assessment, a consistent literature review was performed. Several key-issues in understanding the complexity of hazard evaluation, from inventory to susceptibility and frequency/magnitude or triggering thresholds and their return periods were studied: predisposition traits (structure, lithology, terrain/elevation models), preparing conditions (neotectonics, seismicity, human influence, climate variability), triggering factors (precipitation and climate change, earthquakes, anthropic activities), landslide inventories (graphic representations and spatio-temporal coverage), susceptibility modelling (in terms of methods, purpose, units, validation methods, existence of sensitivity analysis), triggering thresholds (scale, typologically-adapted or not, theoretical/validated, recurrences, EWS or  forecast systems) and hazard evaluation (scale, typologically-adapted or not, theoretical/validated, expressed in terms of  susceptibility, relative hazard or hazard). The purpose of this paper is to harmonize for the first time at the entire mountain chain’s continental scale the information concerning the role of deep-seated landslides inside the complex hazard assessment framework. A special attention is directed towards climate variability/change related implications, since the Carpathians, through their more internal, continental position, are representing a key environment for the assessment of continental climate change adaptation strategies.

How to cite: Vasile, M., Sîrbu, F., Popescu, R., Micu, D., and Micu, M.: Review on deep-seated landslides in the Carpathians under climate variability/change and their implication in hazard assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-348, https://doi.org/10.5194/egusphere-egu22-348, 2022.

EGU22-1038 | Presentations | GM4.1 | Highlight

Basin-scale sediment transport and sediment concentration-discharge relationship modeling in a permafrost-dominated basin 

Ting Zhang, Dongfeng Li, Albert J. Kettner, and XiXi Lu

Permafrost degradation by ongoing climate warming has expanded the erodible thermokarst landscapes, enhanced the thermal erosion, and altered the sediment transport processes in cryosphere basins. Thermal-activated sediment sources and enhanced sediment export due to developed hillslope-channel connectivity can increase the annual sediment flux and accelerate the sediment response to hydroclimatic disturbances, thus complicating suspended sediment concentration (SSC) and discharge (Q) relationships and forming various hysteretic patterns. Yet, the commonly used sediment rating curve (SSC=a×Qb with a and b as static fitting parameters) is unable to capture the SSC-Q hysteretic patterns and most single-event-scale hysteresis models mainly emphasize the pluvially enhanced sediment transport (e.g. rainstorms), but overlook the thermally-erosional processes.

To rebuild dynamic SSC-Q relationships and hysteresis in sediment transport in cryosphere basins, we propose a Sediment-Availability-Transport (SAT) model by extending traditional rating curves to incorporate the time-varying sediment availability regulated by thermal-fluvial processes and long-term storage exhaustion. In the SAT-model, increased thermal erosion is represented by basin temperature; enhanced fluvial erosion is represented by runoff increase; sediment transport capacity is represented by total runoff. Specifically, thawing permafrost as temperature rising can enhance sediment generation by forming active layer detachment, retrogressive thaw slump, and thermal erosion gully from hillslopes, and fluvio-thermal erosion along the riverbank, associated with a time-lag in the sediment response due to the time for temperature accumulation to melt cryosphere and long-travel distance from thermal-activated sediment sources to the basin outlet. A surge in basin water supply during intense rainfall and excessive melting with a certain time-lag can increase sediment availability and fluvial erosion by flushing the erodible slope and scouring the river channel. Moreover, sediment storage is assumed to be continuously depleted throughout a hydrological year and leads to sediment exhaustion.

With the support of multi-decadal daily SSC and Q in-situ observations (1985-2017), the SAT-model can be parameterized and validated in the permafrost-dominated Tuotuohe basin on Tibetan Plateau. In Tuotuohe, thermal erosion processes are found to be best captured by an eight-day average temperature, associated with an exponential amplification of SSC. Fluvial erosion is best captured by a two-day runoff increase and shows a linear amplification of SSC. Moreover, the warming-wetting climate over the past decades has expanded the thermokarst landscapes and boosted the slope-channel connectivity by thermal gullies, which leads to the significant inter/intra-annual variation in SSC-Q relationships and reduces the performance of the sediment rating curve. Yet, the SAT-model can robustly reproduce the long-term evolution, seasonality, and various event-scale hysteresis of SSC, including clockwise, counter-clockwise, figure-eight, counter-figure-eight, and more complex hysteresis loops. Overall, the SAT-model can explain over 75% of long-term SSC variance, outperforming the sediment rating curve approach by 20%, with stable performance under an abrupt hydroclimate change.

Part of the results is also published in Water Resources Research: Zhang et al., 2021. Constraining dynamic sediment-discharge relationships in cold environments: The sediment-availability-transport (SAT) model.;. Li et al., 2021. Air temperature regulates erodible landscape, water, and sediment fluxes in the permafrost dominated catchment on the Tibetan Plateau.

How to cite: Zhang, T., Li, D., J. Kettner, A., and Lu, X.: Basin-scale sediment transport and sediment concentration-discharge relationship modeling in a permafrost-dominated basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1038, https://doi.org/10.5194/egusphere-egu22-1038, 2022.

Denudation, including both chemical and mechanical processes, is controlled by a range of environmental drivers and is in most environments and landscapes worldwide significantly affected by anthropogenic activities. In the boreal mountain environment of central Norway the regulated lake Selbusjøen, situated at ca. 160 m a.s.l. with an area of 58 km2 and connecting the upstream main mountain river Nea and the downstream main river Nidelva, forms a significant sink for sediments being transferred from its drainage basin area of in total 2876 km2.  The significant sediment trapping efficiency of lake Selbusjøen is causing a sediment deficit and locally increased fluvial erosion and down-cutting in the downstream river Nidelva which drains into the Trondheim fjord.

This ongoing GFL research on contemporary denudation rates in undisturbed and anthropogenically modified surface areas of the boreal mountain basin of lake Selbusjøen builds on year-round process geomorphological field work including high-resolution monitoring of runoff, solute and sediment fluxes in selected catchments or drainage areas draining into Selbusjøen. The selected catchment or drainage area systems are characterized by high shares of surface areas with a nearly closed and continuous vegetation cover mostly composed of boreal forests and bogs, and represent a range of different catchment sizes, catchment morphometries, orientations/aspects, and sediment sources and sediment availabilities. Different types and intensities of direct anthropogenic impacts like, e.g., agriculture, forestry, and modifications of natural stream channels (e.g., dams, steps, bank protection) and channel discharge for water power purposes are found in the different selected catchments.

Runoff is occurring year-round and the natural runoff regime is clearly nival. Most fluvial transport is occurring during peak-runoff events generated by snowmelt, rainfall events or combinations of snowmelt and rainfall.  Altogether, chemical denudation is moderate but dominates clearly over mechanical fluvial denudation. While chemical denudation is not significantly affected by anthropogenic impacts, mechanical fluvial denudation shows significantly higher rates in surface areas that are modified by anthropogenic activities like agriculture and forestry. At the same time, anthropogenic stream channel and channel discharge modifications are leading to reduced fluvial bedload transport rates into lake Selbusjøen.

Ongoing and accelerated climate change with the related changes of the current wind, temperature and precipitation regimes are expected to increase fluvial denudation and sediment transport rates into lake Selbusjøen, particularly in surface areas that have been modified by anthropogenic activities.

How to cite: Beylich, A. A. and Laute, K.: Contemporary denudation rates in undisturbed and anthropogenically modified surface areas of the boreal mountain basin of a regulated lake system in central Norway, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1766, https://doi.org/10.5194/egusphere-egu22-1766, 2022.

EGU22-1991 | Presentations | GM4.1

Understanding sedimentary provenance and sub-surface lithostratigraphy of Central Gangetic Basin 

Oindrila Bose, Abhijit Mukherjee, Probal Sengupta, Ashok Shaw, Prerona Das, Mrinal Kanti Layek, and Martin Smith

River Ganges, being one of the largest trans-boundary river, flows along the northern part of the Indian subcontinent contributes sediment to, one of the largest alluvial basin in the world, the Indo-Gangetic basin. The basin is composed of sediments sourced from the Himalayas and also from peninsular India. This river has experienced rapid and multiple migrations through its geological history and varied fluvial geomorphic processes, tectonic controls and complex climatic interplay have led to the deposition of different lithofacies within this Central Ganges basin (CGB). A provenance study has been started in the CGB in order to understand its geological evolution and reconstruct the regional paleo-environment through subsurface lithostratigraphy. Initial X-ray diffraction data of borehole sediments in CGB shows dominant presence of quartz, feldspar, mica and heavy minerals in varying proportions at different depths. Substantial amounts of kaolinite, smectite, illite and montmorilonite are found in descending proportions within the upper clay layers, where abundance of kaolinite is significantly higher over the other minerals. The upper layers till ~30m comprises of clay having particle size of 2.42μm- 3.12μm, below which are mostly silt and sand layers ranging from 16.4 μm -1.63mm, with fine intercalations of gravel and clay layers in-between.The upper layers are dominated by muscovite indicating a Himalayan origin of the sediments, which shows a sharp decline in abundance below 100 m bgl. Moreover, presence of only zircon as heavy mineral is noted within 100m bgl. In contrast, beyond 100m bgl, the sediments are represented by very low mica content, abundance of pyroxene, and heavy minerals like zircon, rutile, illmanite, and sphene possibly signifying contribution from cratonic areas. Significant quantities of recrystallized and highly altered quartz-feldspathic mass showing clear evidence of strain, are also observed. The disposition of sediments from multiple provenances confirms significant contribution of sediment load from southern tributaries of the Ganges river system which eventually diminishes with time due to temporal and spatial migration of the river.

How to cite: Bose, O., Mukherjee, A., Sengupta, P., Shaw, A., Das, P., Layek, M. K., and Smith, M.: Understanding sedimentary provenance and sub-surface lithostratigraphy of Central Gangetic Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1991, https://doi.org/10.5194/egusphere-egu22-1991, 2022.

EGU22-2245 | Presentations | GM4.1

P mobilization by an extreme rainfall event and its spatial variability in an agroforestry South-Pyrenean catchment 

Maria Concepción Ramos, Ivan Lizaga, Leticia Gaspar, and Ana Navas

High intensity rainfall events produce not only significant soil losses but also nutrient losses which act as important sources of water pollution. In particular, those erosion processes contribute significantly to phosphorous (P) losses and its transportation along the catchments. The high-intensity events that occurred during the last decade and the projected increase under climate change scenarios, suggest the need for a more in-depth analysis of the associated effect of rainfall on the mobilization and export of P from a catchment. Nevertheless, the P losses are influenced not only by rainfall characteristics but also by land use and by soil properties. The agricultural lands have been pointed out as the main contributor to P losses, but other landscape elements should be taken into account. In addition, the form in which P is linked to soil particles also conditions the processes. The aim of this research was to evaluate the effects of an extraordinary event on P mobilization in areas under different land use in an agroforestry catchment of the South Pyrenean region (Aragón, Spain), as well as the variability in the processes along the channel beds in three nested subcatchments. P concentrations in soils under different land use and the sediments in the channels were assessed before and after an extreme event in three nested sub-catchments and related to other soil properties. The results showed that in the study catchment, P was mostly linked to the mineral fraction (mainly to silicates), while the binding between P and OM was only observed in the soils under forest land use. The high intensity rainfall event produced a significant change in the particle size distribution with the loss of fine material (clay and silt) and OM leading to an enrichment of the sediments in P. It was also confirmed that, in addition to the agricultural lands, which had the highest P concentration and were more prone to suffer erosion and contribute to P release, the channel banks and the own beds of the channels should be considered as contributors to P exportation. The higher P concentration in the channel beds after the extreme events leads to higher P levels exposed to be eroded. The variability of P concentration along the nested channels was in agreement with the increase of magnitude of the erosion processes along the streams.

How to cite: Ramos, M. C., Lizaga, I., Gaspar, L., and Navas, A.: P mobilization by an extreme rainfall event and its spatial variability in an agroforestry South-Pyrenean catchment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2245, https://doi.org/10.5194/egusphere-egu22-2245, 2022.

During the second half of 20th century, in the central part of the Călimani Mountains (Eastern Carpathians, Romania), the mining activities for sulfur-rich ore extraction and processing resulted in significant morphological changes. Hydrogeomorphic processes, i.e., debris flows originating in the spoil heap area produced in the last decades an increasing volume of sediments transferred along the stream channels. In this mining area, very limited information exist about the frequency and spatial extent of debris flow activity. To bridge the gap between the increasing need of information regarding debris flow patterns and the data provided by the costly field monitoring methods, dendrogeomorphic methods allow to document the spatial extent and temporal frequency of debris-flow activity in forested areas. Dendrogeomorphic approach rely on the identification of growth anomalies recorded by the annual rings of trees disturbed by debris flows. This method proven to be a viable tool for reconstruction of past natural debris flows occurring mountainous areas, but recently few dendrogeomorphic studies have focused also on reconstructing anthropogenically-induced debris flows. The main aim of this study is to apply dendrogeomorphic methods to reconstruct debris flow chronology in mining area of Cǎlimani Mts. Trees living along debris-flow channels below the spoil heaps, which exhibited clear external signs of disturbances (stem wounding) caused by the mechanical impact of past debris-flows were sampled. The growth anomalies, e.g., scars identified within the annual rings of the disturbed trees served to date the occurrence of debris-flows events with a seasonal resolution. In the study area, tree-ring analyses allowed the reconstruction of the past debris-flow events, spanning the period 1970–2021. Reconstructed debris flow frequencies and return periods indicate an increase of debris flow activity over the last two decades. Further studies will attempt to link the seasonality of reconstructed events and the analysis of meteorological patterns characterizing debris flow triggering rainfall events in the study area.

How to cite: Pop, O., Rusu, A., and Horvath, C.: Seasonality of debris-flow events in the mining area of Călimani Mountains (Eastern Carpathians, Romania) inferred from tree rings, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3575, https://doi.org/10.5194/egusphere-egu22-3575, 2022.

EGU22-3861 | Presentations | GM4.1

Fingerprinting approach to trace sedimentary and contaminant sources in a canalized section of the Scheldt river (Northern France) for watershed management 

Dylan Laurence, Christine Franke, Claire Alary, Marion Delplanque, and Laurent De Windt

Watershed management is an important issue throughout Europe. A key point is that business activities that prosper through fluvial transport require optimal conditions of navigation, leading to a double problematic. On one hand, urbanization, industrial, and agricultural activities have evolved to intensifying inflow to water ways (run off and effluents). Input of particulate matter to river networks has hampered functionality of water gates and fluvial circulation. On the other hand, due to human activities (industry, wastewater treatment plants, domestic and agricultural drains), particulate matter may become a contamination vector in the fluvial realm and thus may degrade sediment and water quality.

The territorial direction of the Voies Navigables de France (VNF) of the Nord-Pas-de-Calais is responsible of the maintenance of all water ways in the Northern France region. Regular dredging campaigns are necessary to maintain optimal navigation conditions, which produces ~100.000 m3 of sediment waste each year. VNF has the ambition to both prevent particle and contaminant inputs into the water ways and valorize the dredged sediments. However, this is not feasible without a detailed knowledge of the contribution of particulate matter sources, which requires a source-to-sink approach for both sediments and contaminants.

 

The present study aims to spatialize and quantify the contribution of particulate matter sources and their role on the sediment contamination using a sediment fingerprint approach (e.g. Haddadchi et al., 2013). The focus is on the canalized Denain-Trith reach of the Scheldt River which presents an important sediment accrual (about 18.000 m3/year) contaminated by heavy metals (Zn, Pb, Cd) and organic compounds.

Geochemical and mineralogical analyses were performed on about 200 riverbed sediments and 30 topsoil samples by powder X-ray diffraction, X-ray fluorescence, ICP-MS, and chemo-analytical methods adapted to organic compounds (RRLC-MS/MS, HPLC-MS). This set of analyses is used as tracers of the different particulate sources. Effluent samples are also analyzed to evaluate the contribution of anthropogenic inputs. Preliminary results have already demonstrated the spatial distribution of metal contamination in the reach, which can be related to spot sources, and led to a first estimation of their respective contributions. Geostatistical analyses (such as kriging) will be further used to assess the impact of contaminant sediment accrual on the sediment source quantification (Alary and Demougeot-Renard, 2010).

Alary, C., Demougeot-Renard, H., 2010. Factorial Kriging Analysis As a Tool for Explaining the Complex Spatial Distribution of Metals in Sediments. Environ. Sci. Technol. 44, 593–599. https://doi.org/10.1021/es9022305

Haddadchi, A., Ryder, D.S., Evrard, O., Olley, J., 2013. Sediment fingerprinting in fluvial systems: review of tracers, sediment sources and mixing models. International Journal of Sediment Research 28, 560–578. https://doi.org/10.1016/S1001-6279(14)60013-5

How to cite: Laurence, D., Franke, C., Alary, C., Delplanque, M., and De Windt, L.: Fingerprinting approach to trace sedimentary and contaminant sources in a canalized section of the Scheldt river (Northern France) for watershed management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3861, https://doi.org/10.5194/egusphere-egu22-3861, 2022.

EGU22-4280 | Presentations | GM4.1 | Highlight

Landslides in the Tovel Valley: shaping the landscape and ruling the people 

Sandro Rossato, Silvana Martin, Susan Ivy-Ochs, Alfio Viganò, Paolo Campedel, and Manuel Rigo

Landslides are very efficient in shaping mountain landscapes, modifying the drainage pattern of the valleys, forcing people to adapt, react or counter them. In particular, valleys in the southern side of the Alps are narrow, with very steep slopes, and often have been inhabited since prehistoric times.

The Tovel Valley is located in the Adamello Brenta Nature Park in the northern Brenta Dolomites, near a lake (Tovel lake) that is famous for its, at times, red colour. This valley can be found in the central-eastern Southern Alps, along the western margin of the Adriatic indenter. Here, tectonic forces started to act in the Late Cretaceous, during the initial phases of the Alpine orogenic history, and are still active today. Moreover, the Trentino Region is one of the most seismically active sectors of Northern Italy, with significant historical and instrumental earthquakes typically clustered in very good agreement with tectonic structures. N-S oriented vertical strike-slip faults determined the shape of the Tovel Valley, favouring the occurrence of prominent source detachment scarps on the eastern valley side. The Tovel lake, whose origin is still debated if due to glacial processes or landslide events, records a sudden rise in its level, testified by the drowning of a submerged forest dated by dendrochronology at 1597 AD. This event is interpreted as due to a minor rockfall, which blocked the outflow channel on the north-eastern lakeside. This event had direct consequences on people living in the area, that were forced to find timber elsewhere, but also older, and larger, rock avalanches likely affected people living in the valley.

Whilst Tovel lake has been studied for a long time, the blocky deposits of the Tovel Valley gathered much less attention. By means of field mapping, remote sensing and cosmogenic 36Cl exposure dating, we reconstruct the age and the evolution of the blocky deposits that occupy large areas of the valley bottom, with implications directly connected to the formation and evolution of the Tovel lake. Landslide deposits cover an area of ~5 km2 and are composed of seven bodies distributed at different elevations, ranging from ~1900 to ~900 m a.s.l. Their total volume is estimated at 200–280 Mm3 of debris made of Dolomia Principale and Calcare di Zu Formations. Detachment areas are mainly located along the eastern valley side, with six out of seven events that can be classified as rock avalanches.

How to cite: Rossato, S., Martin, S., Ivy-Ochs, S., Viganò, A., Campedel, P., and Rigo, M.: Landslides in the Tovel Valley: shaping the landscape and ruling the people, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4280, https://doi.org/10.5194/egusphere-egu22-4280, 2022.

EGU22-4510 * | Presentations | GM4.1 | Highlight

Enormous erosion in mining areas during the 2021 July flood in western Germany: Examples from the Inde and Erft River 

Frank Lehmkuhl, Georg Stauch, Philipp Schulte, Stefanie Wolf, and Catrina Brüll

Extreme precipitation and resulting extraordinary discharge on July 15th 2021 caused serious flooding and erosion in the northern foreland of the Eifel Mountains, western Germany. We provide two examples of strong backward erosion and sedimentation events from two open cast mining areas in North Rhine-Westphalia (NRW). The first one from the catchment of the Inde River close to Lamersdorf and the lignite open cast mining Inden; the second one from the catchment area of the Erft River near the village of Blessem and the local gravel mining. On-site fieldwork was supported by surveys of unoccupied aerial systems (UAS). Subsequent structure-from-motion (SfM) analyses were compared with the 1 m digital elevation model of the state NRW to estimate size and volume of the erosion and to provide the basis for a geomorphological mapping approach.

At the Inde River between 1998 and 2005 a new river course was created due to the eastward extension of the lignite mining Inden. The 4 km long course of the Inde River was abandoned and today the river relocation, “new Inde River”, passes the mining area in a ~12 km long river bend to the west. At the junction of the new and old river course a flood protection dam was constructed to avoid the flooding of the lignite mining. After heavy rainfall on July 15th bankfull discharge of the Inde River resulted in a spill over at the junction and the reoccupation of parts of the old river channel. As the lignite mining is more than 200 m below the surface, rapid erosion of the old channel and fast backward erosion creates a 540 m long gorge which was about 5 m deep. More than 500.000 m³ of material were eroded and subsequently accumulated in the lignite mining area.

At the Erft River flooding of a 60 m deep gravel pit occurred and backward erosion quickly reaches the nearby settlement Blessem resulting in the destruction and damage of several houses. In Blessem, first the settling basin of the gravel pit was flooded on July 15th 2021, resulting in backward erosion of the flood protection dams and finally in a large canyon. An area of more than 7 ha eroded until a depth of 8 m to max. 14m and more than 530,000 m³ sediment were transported into the nearby gravel pit. The new erosion level of the Erft River was about 3 m below its previous base. The original 60 m deep gravel pit was filled with water and about 30 meters of sediments. The digital elevation model and the aerial images indicate three morphdynamic phases of this flood event, with different direction of backward erosion and sediment transport.

Both areas show semi-circle like structures caused by the backward erosion at the headwalls. Immediately deposited material in the headwalls during the event slowed down the erosion processes. Both examples show the high risk and strong geomorphological processes in flooded open-cast mining areas with large base-level changes on short distances.

How to cite: Lehmkuhl, F., Stauch, G., Schulte, P., Wolf, S., and Brüll, C.: Enormous erosion in mining areas during the 2021 July flood in western Germany: Examples from the Inde and Erft River, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4510, https://doi.org/10.5194/egusphere-egu22-4510, 2022.

This paper outlines a recording schema for features, events, processes and data identified by decimal latitude-longitude locations. Such geolocation is preferable to using only names or geomorphic features because points, areas and lines can be uniquely identified, represented on a GIS (or Google Earth) and (ideally) searched for in any literature (geomorphic, hydrological, tectonic, ecological etc). It is thus useful for location and integrating ‘critical zone’ studies and to develop knowledge management systems. Such systems would include geolocated data points in tables, diagrams or as maps. Downslope transects, on hillslopes most notably, can be identified by geolocated points appended to a bearing. This bearing will generally be downslope to provide a pathline that can be associated with data points corresponding to e.g. downhill movement, fluxes, material properties, dated surfaces as well as locations that may correspond to geomorphic features. Transects may link not just surface features or ‘processes’ but represent a flowline in continuum mechanics. Data points can be referenced according to either/or/both Eulerian and Lagrangian schemes as appropriate. The schema also suggests sharing data and interoperability for measurement methods and data that will be especially useful for modelling purposes.

How to cite: Whalley, W. B.: Towards better long-term integration of earth science data from landscape scale to detail studies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4630, https://doi.org/10.5194/egusphere-egu22-4630, 2022.

EGU22-5075 | Presentations | GM4.1 | Highlight

Initial soil formation in an artificial river valley - Interplay of anthropogenic landscape shaping and fluvial dynamics 

Philipp Schulte, Hendrik Hamacher, Frank Lehmkuhl, and Verena Esser

 Recultivation is a strategy for restoring near-natural landscape systems in anthropogenically influenced environments. Especially in post-mining landscapes after open pit mining, recultivation gives opportunities and potential for near-natural landscape modeling. In order to evaluate the success of the applied measures, biological monitoring approaches with a focus on biodiversity are often carried out. However, the loss of natural soils, which are the result of long-term formation, is an irreversible damage to the pedosphere. The natural soil functions must be completely re-established and it is difficult to examine its success. In our study we therefore investigated initial soil formation in an morphodynamically active artificial river valley, modeled and constructed with a recultivation substrate called “Forstkies”. The study area is located in the catchment of the Inde River (North Rhine-Westphalia, Western Germany), which is part of the international River Basin District Meuse. Due to the progress of the open pit lignite mining, a 5 km long river course had to be relocated. With the aim of creating a near-natural landscape and an appropriate development corridor for the river, a ~ 12 km long river relocation was designed. The artificial river section "Neue Inde" is still geomorphologically naïve and characterized by temporary, highly energetic morphodynamic processes resulting in strong erosion processes in the river bed and the surrounding area. To characterize the morphodynamics and to detect initial soil formation processes, we analyzed a transect of seven soil profiles. The transect includes floodplains and slope areas further away from the river. Allochthonous flood sediments can be differentiated from the underlying artificial Forstkies sediments by inherited contamination of the heavy metals Pb, Zn and Cu. By means of common soil parameters (grain size, CaCO3, total organic carbon, pH value and sediment colors) and geochemical weathering indices, first initial post-sedimentary alterations can be detected. The quality of the soils is absolutely appropriate to the state of development. The results obtained can be helpful for the planning of future renaturation in post-mining landscapes.  

How to cite: Schulte, P., Hamacher, H., Lehmkuhl, F., and Esser, V.: Initial soil formation in an artificial river valley - Interplay of anthropogenic landscape shaping and fluvial dynamics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5075, https://doi.org/10.5194/egusphere-egu22-5075, 2022.

EGU22-5240 | Presentations | GM4.1

Impact of an extreme storm on the 10Be signal in a mountainous catchment 

Apolline Mariotti, Pierre-Henri Blard, Julien Charreau, Carole Petit, and Team Aster

The impact of discrete extreme meteorological events on the long-term evolution of landscapes and sedimentary budget is poorly understood. We need quantitative estimates of the geomorphic change occurring during such events, of the sediment fluxes produced by landslides, flashfloods, and sediment remobilization. The frequency of such events at the geological and historical time scale and how they can be driven by climate change is also a major concern, especially for risk management. 10Be concentrations measured in river sediments produced during extreme events may provide a powerful tool to quantitatively study the geomorphic impact of the event.

 

On October 2-3 2020, the Var catchment in the French Alps was struck by an extreme rainfall episode connected to the "Alex" storm (> 500 mm / 24h). This event resulted in flash floods in the Vésubie and Var valleys, mobilizing large volume of sediments and resulting in a 10 km long sedimentary plume at the Var outlet in the Mediterranean Sea. Fortunately, the Var catchment had been extensively studied before this event: 10Be had been measured in sediments to derive sub-catchment denudation rates and interannual variability of the 10Be signal (Mariotti et al., 2019). Moreover, paleo denudation rates over the last 75 ka for the whole catchment had also been measured using two sediments cores drilled in the Mediterranean Sea (Mariotti et al., 2021), providing a high-resolution record of past sedimentary dynamics. This extreme rainfall event of October 2020 and our previous 10Be dataset offer the unique opportunity to assess the sensibility of a sedimentary system and its capacity to relay extreme events in a source-to-sink system. This is also a great opportunity to characterize the 10Be geochemical signature of such events. This step is important to interpret paleo-10Be signals in sedimentary archives, with the aim to better assess the frequency of extreme events at the geological time scale.

 

In order to characterize the response of the Var system to the Alex event, we compare 10Be concentrations in samples taken in 2016, 2017 and 2018 with 10Be concentrations in samples taken at the same locations after the 2020 storm at +7 days, +21 days, +4 months and +7 months. We use also use samples taken within each sub-catchments to constrain the evolution of the 10Be signal over time. This dataset permits to define the background of the 10Be concentrations and compare these concentrations to the ones measured after the storm. The 10Be concentrations measured at the outlet of the Var catchment at +7 days and +21 days are similar to those measured before the storm. However, the sample taken +4 months later shows a 20% decrease in 10Be concentration from pre-storm values. The Vésubie sub-basin is the only one to exhibit a 10Be decrease at +21 days. Hence, the delayed depletion observed at the outlet probably reflects the transfer of a 10Be-depleted sediment-wave from the Vésubie valley, where most of the landslides and terraces reworking happened during the storm.

How to cite: Mariotti, A., Blard, P.-H., Charreau, J., Petit, C., and Aster, T.: Impact of an extreme storm on the 10Be signal in a mountainous catchment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5240, https://doi.org/10.5194/egusphere-egu22-5240, 2022.

EGU22-5981 | Presentations | GM4.1

Applicability of Smart-SED, a new sediment erosion and transport model, to Alpine scenarios 

Monica Corti, Federico Gatti, Andrea Abbate, Monica Papini, and Laura Longoni

In recent times, the study of effective methods to deal with hydrological hazard in urban areas became more urgent in relation to the climate changes in act.

The development of tools able to predict the effects of extreme rainfall events is of great importance particularly for cities located at the downstream of mountain catchments, where exposure to floods and to the hazard related to sediment transport is relevant. Soil erosion and transport models are helpful instruments for the identification of hazardous areas and for risk management.

In this work, results gained applying an efficient simulation tool, developed by Politecnico di Milano research group and named Smart-SED, to different real case studies are presented.

The advantages of this new model over other tools already available in literature are the few input parameters required, the automatic identification of the drainage zones, the adaptive time step implied for the computations and the capability of dealing with multi-event simulations.

The proposed model was calibrated on a catchment locatedin the Southern Alps, in Northern Italy, and successfully validated, considering rainfall events of 2020 together with sediment and water discharge data collected in control points on the field. The calibrated model was then applied to another catchment in the proximity to evaluate flood risk in case of extreme rainfall events, such as catastrophic storms recently occurred in Northern Italy and climate change scenarios.

How to cite: Corti, M., Gatti, F., Abbate, A., Papini, M., and Longoni, L.: Applicability of Smart-SED, a new sediment erosion and transport model, to Alpine scenarios, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5981, https://doi.org/10.5194/egusphere-egu22-5981, 2022.

EGU22-6098 | Presentations | GM4.1

Decadal sedimentary yield and provenance in the Gioveretto, San Valentino and Vernago reservoirs, western South Tyrol, Italy 

Francesco Brardinoni, Manel Llena, Volkmar Mair, and Giovanni Vezzoli

In mountain drainage basins, constraining source-to-sink sediment fluxes over decadal time scales is critical for evaluating hillslope and fluvial response to ongoing climate change and holds practical implications for sediment management. To this end, we combine geomorphic change detection (GCD) (Wheaton et al., 2010) and sediment provenance analysis in the reservoirs of Gioveretto (1850 m a.s.l.), Vernago (1665 m a.s.l.) and San Valentino (1499 m a.s.l.), western South Tyrol, Italy. The reservoirs are located in the Austroalpine domain and the main outcropping lithologies consist of metamorphic rocks (e.g., metapelites and gneisses).

Through GCD analysis conducted on recently acquired lake-bottom DTMs (i.e., SfM-UAV and multibeam surveys) and pre-dam (i.e., contour-based) counterparts, we have mapped the spatial distribution of erosion and deposition, and have assessed the relevant sediment yields over the last six decades. The three systems, which drain areas of 69 km2 (Vernago), 77 km2 (Gioveretto) and 163 km2 (San Valentino), exhibit varying degree of glacier extent, and have experienced a different history of lake-bottom anthropogenic disturbance. Preliminary, conservative GCD results constrain net aggradation volumes that correspond to sediment yields of 35*103 m3/yr at Gioveretto (1954-2019), and 68*103 m3/yr at San Valentino (1959-2020). In this context, the much lower figure of 6.5*103 m3/yr (1962-2021) at Vernago refers to a small portion (20%) of the lake bottom, which was spared from sediment removal during maintenance work occurred in 2001-2002.

To quantify the contribution of each tributary stream to the sediment yield in each reservoir, quantitative provenance analysis was carried out on 18 sand/silt samples collected from fluvial bars of major tributaries and on the 3 reservoirs. The similarity between petrographic composition of river sediments supplied by different combinations of diverse end-member sources (e.g., parent lithologies) and the observed detrital mode of the sediments in the reservoirs was quantified using a statistical distance. Next, the relative contribution to the total sediment load from each of these tributaries was calculated by forward mixing modelling (Garzanti et al., 2012). Sediments in the study streams are dominated by quartz, feldspars, and metamorphic lithic grains. Heavy minerals include hornblende, garnet, and epidote. Results of the provenance analysis indicate that in Lakes San Valentino, Gioveretto and Vernago, the dominant contributions derive respectively from Rio Carlino (Mt. Palla Bianca – Weißkugel; 3738 m a.s.l.), Rio Plima (Mt. Cevedale – Zufallspitze; 3769 m a.s.l) and Tisentalbach (Mt. Similaun 3607 m a.s.l). This contribution is part of the SedInOut project (2019-2022), funded through the V-A Italia-Österreich Interreg Programme (European Regional Development Fund). Modern bathymetric data, processed by Cartorender Srl, are kindly made available by Alperia Srl.

 

References

Garzanti E., Resentini A., Vezzoli G., Andò S., Malusà M., and Padoan M. 2012. Forward compositional modelling of Alpine orogenic sediments. Sedimentary Geology, 280, 149-164.

Wheaton J.M., Brasington J., Darby S.E., Sear D.A. 2010. Accounting for uncertainty in DEMs from repeat topographic surveys: improved sediment budgets. Earth Surface Processes and Landforms, 35, 136-156.

How to cite: Brardinoni, F., Llena, M., Mair, V., and Vezzoli, G.: Decadal sedimentary yield and provenance in the Gioveretto, San Valentino and Vernago reservoirs, western South Tyrol, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6098, https://doi.org/10.5194/egusphere-egu22-6098, 2022.

Tailings are a by-product of the processing of minerals at mine sites and are usually fine grained, contain water and processing chemical residues and are usually very erodible. Tailings are commonly stored in ‘tailings dams’ and these dams are a feature of many mine sites. These dams are in a geomorphic disequilibrium and have similar risk to that of water storage dams with geotechnical, seismic, hydrological (rainfall) and erosional induced failure concerns. These dams also pose a risk of release of polluted water and the accompanying chemicals and fines.  At the majority of mine sites tailings dams will be permanent geomorphological features which do not geomorphologically integrate with the surrounding landscape. A dam has a design life and it has been suggested that closure designs be considered for a 1000 year design life with other sites considered for 10 000 year scenarios. New methods are therefore needed for assessing long-term behaviour of anthropogenic structures such as tailings dams. Computer based Landscape Evolution Models (LEMs) are a new tool to assess tailings dam design.  These models provide information on type of erosion and erosion location as well as erosion rates. Models such as CAESAR-Lisflood can also provide information on water quality and stream sediment loads and models the transport of all size fractions. The model can therefore provide guidance on long-term behaviour, which allow designs to be tested and improved accordingly. The work uses CAESAR-Lisflood to examines a series of hypothetical tailings dams subject to a range of different possible rainfall scenarios. The findings demonstrate that without maintenance the dam wall will be breached at a time exceeding the dam life design for average conditions but may breach within decades for an extreme (yet possible) event. For both cases water quality will be reduced for centuries post breach and may never reach background (pre breach) levels representing a permanent change in water quality. The modelling here provides a method for the assessment of not just tailings dams but other anthropogenic structures and their geomorphological behaviour. The work here also raises questions about landscape stewardship for such altered systems.

How to cite: Hancock, G. and Coulthard, T.: Anthroprogenic landscapes: assessing the geomorphological stability of tailings dams using a Landscape Evolution Model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6548, https://doi.org/10.5194/egusphere-egu22-6548, 2022.

EGU22-6550 | Presentations | GM4.1

How landslide debris grainsize controls sediment transport and dynamics 

Jun Xie and Tom Coulthard

The grain size of sediment delivered to a river by hillslope processes is crucial for fluvial erosion, sediment transport and associated geomorphic changes. Grain size distribution (GSD) is increasingly recognized an important factor for the impact of landslides on sediment pulses and long-term erosion rates. Therefore a better understanding of grain size control on landslide generated sediment transport and dynamics is crucial and imperative for post-seismic fluvial process and landscape evolution. In this study, we modelled the recovery of the Hongxi river catchment affected by landslides triggered from the Wenchuan Earthquake under different GSD scenarios. Using the CAESAR-Lisflood (CL) model we simulated three different GSD scenarios (Original, Coarser, Finer) by altering original sediment GSD data set observed from a post-earthquake basin. In particular we analysed the fate of landslide-generated sediment using a new sediment tracing function embedded in CAESAR-Lisflood. This enabled us to evaluate the role of landslide GSD variation on the spatial-temporal heterogeneity of sediment transport and landform changes. Our results show that the GSD variations of landslide material exerts an evident impact on both sediment yield and spatial distribution of sediment transport with Finer scenarios showing an overall higher sediment yield. The content of fine sediment display a predominant control when the daily sediment yield is less than 5*10 m³ at the basin outlet. The impact of GSD on sediment transport process varies from landslide to landslide based on their characteristics. These findings highlight the importance of grain size distribution of landslide material and thus shed some light to determine the complete role of landslides on basin sediment dynamics.

How to cite: Xie, J. and Coulthard, T.: How landslide debris grainsize controls sediment transport and dynamics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6550, https://doi.org/10.5194/egusphere-egu22-6550, 2022.

EGU22-8173 | Presentations | GM4.1

Reconstructing five decades of suspended sediment yields at two high alpine gauges in the Ötztal, Austria, using quantile regression forests 

Lena Katharina Schmidt, Till Francke, Peter Grosse, Christoph Mayer, and Axel Bronstert

Suspended sediment export from partly glaciated high alpine catchments is not only relevant for ecosystems, but also for infrastructure and flood hazard alterations in downstream areas. In order to estimate future changes, it is important to assess long-term developments in past sediment yields. However, existing records of suspended sediment export are mostly too short to investigate these long-term changes. For example, for the two gauges “Vent Rofenache” and “Vernagtferner” in the high alpine and partly glaciated Upper Ötztal in Tyrol, Austria, only 15 and four years of turbidity measurements exist, respectively, precluding robust explorations of longer-term developments.

To compensate for this lack of measurement data, we use a Quantile Regression Forest approach, a non-parametrical, multivariate tool based on regression trees. It allows for reconstructing continuous sedigraphs based on short-term or point-like sediment concentration data and continuous predictor variables such as discharge (Q), precipitation (P) and air temperature (T).

At gauge “Vernagtferner”, turbidity-based sediment concentration data were available only for the years 2000, 2001, 2019 and 2020. To test the ability of our model to reconstruct past sediment concentrations, we trained our model using the 2019 and 2020 data and validated against the 2000 and 2001 measurements, which showed good agreement (Nash-Sutcliffe Efficiency of 0.73). At gauge “Vent Rofenache”, the hydrographic service of Tyrol, Austria, has recorded turbidity-based sediment concentration data since 2006. Our model showed to be well able to reconstruct sediment yields based on by these data (out-of-bag Nash-Sutcliffe efficiency of 0.66).

This validation enabled us to confidently use the long-term availability of the predictor variables (Q, P, T) to reconstruct sediment yields at gauge “Vernagtferner” since 1974 and at gauge “Vent Rofenache” since 1967.

The resulting dataset allows us to

  • Analyze annual sediment yields with respect to trends and change points for time series of 47 and 54 years, respectively,
  • Examine changes in the predictor variables,
  • and connect developments in sediment yields to mass balances of the large glaciers within the catchment.

Current results point at an almost step-like increase in annual sediment yields at the beginning of the 1980s at both gauges. This coincides with a marked increase in discharge volumes that in turn correlate with a basic change in glacier mass balances.

How to cite: Schmidt, L. K., Francke, T., Grosse, P., Mayer, C., and Bronstert, A.: Reconstructing five decades of suspended sediment yields at two high alpine gauges in the Ötztal, Austria, using quantile regression forests, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8173, https://doi.org/10.5194/egusphere-egu22-8173, 2022.

EGU22-8589 | Presentations | GM4.1

Quantifying long-term sediment dynamics of a proglacial river in an alpine catchment 

Livia Piermattei, Tobias Heckmann, Moritz Altmann, Sarah Betz-Nutz, Fabian Fleischer, Florian Haas, Norbert Pfeifer, Camillo Ressl, Jakob Rom, and Michael Becht

Alpine rivers have experienced considerable changes in channel morphology over the last century. The main problem of current studies is the lack of information over a longer period. In order to reliably assess the magnitude of the channel change processes and/or their frequencies due to recent climate change, the investigation period needs to be extended to the last century, ideally back to the end of the Little Ice Age. In addition, a high temporal resolution is required to account for the history of changes in channel morphology and for better detection and interpretation of related processes.

The increasing availability of digitized historical aerial images, together with advances in digital photogrammetry, provides the basis for reconstructing and assessing the long-term evolution of the surface, both in terms of mapping of historic planimetric position and generation of historical digital elevation models (DEMs). We use photogrammetric analysis of recent and historical images, together with LiDAR and drone-based photogrammetric DEMs, to quantify channel changes and the net sediment balance of a main alpine river in a glaciated catchment (Kaunertal, Austria) over nineteen periods from 1953 to 2019. Based on DEMs of difference, we estimate the spatio-temporal patterns of erosion and deposition. We show that geomorphic changes are mainly driven by deglaciation, i.e. glacier retreat, and sediment delivery from recently deglaciated steep lateral moraines, and from extreme runoff events. Overall, this work contributes to better understanding the main factors influencing river changes and the links between channel changes and climatic factors.

How to cite: Piermattei, L., Heckmann, T., Altmann, M., Betz-Nutz, S., Fleischer, F., Haas, F., Pfeifer, N., Ressl, C., Rom, J., and Becht, M.: Quantifying long-term sediment dynamics of a proglacial river in an alpine catchment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8589, https://doi.org/10.5194/egusphere-egu22-8589, 2022.

EGU22-8702 | Presentations | GM4.1

Hydrological drivers of bedload transport in an Alpine watershed 

Gilles Antoniazza, Tobias Nicollier, Stefan Boss, François Mettra, Alexandre Badoux, Bettina Schaefli, Dieter Rickenmann, and Stuart Lane

Understanding and predicting bedload transport is an important element of watershed management. Yet, predictions of bedload remain uncertain by up to several order(s) of magnitude. In this paper, we use a five-year continuous time-series of streamflow and bedload transport monitoring in a 13.4 km2 snow-dominated Alpine watershed in the Western Swiss Alps to investigate the hydrological drivers of bedload transport. Following a calibration of the bedload sensors, and a quantification of the hydraulic forcing of streamflow upon bedload, a hydrological analysis is performed to identify daily flow hydrographs influenced by different hydrological drivers: rainfall, snow-melt, and mixed rain and snow-melt events. We then quantify their respective contribution to bedload transport. Results emphasize the importance of mixed rainfall and snow-melt events, for both annual bedload volumes (77% in average) and peaks in bedload transport rate. Results further show that a non-negligible amount of bedload transport may occur during late summer and autumn storms, once the snow-melt contribution and baseflow have significantly decreased (9% of the annual volume in average). Although rainfall-driven changes in flow hydrographs are responsible for a large majority of the annual bedload volumes (86% in average), the identified melt-only events also represent a substantial contribution (14 % in average). Through a better understanding of the bedload magnitude-frequency under different hydrological conditions, the results of this study may help to improve current predictions of bedload transport, and we further discuss how bedload could evolve under a changing climate through its effects on Alpine watershed hydrology.

How to cite: Antoniazza, G., Nicollier, T., Boss, S., Mettra, F., Badoux, A., Schaefli, B., Rickenmann, D., and Lane, S.: Hydrological drivers of bedload transport in an Alpine watershed, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8702, https://doi.org/10.5194/egusphere-egu22-8702, 2022.

EGU22-8920 | Presentations | GM4.1

Chronology and sedimentary characteristics of rock avalanches from Meseta Belgrano to Lago Pueyrredón Valley, Patagonia 

Veronika Kapustová, Tomáš Pánek, Michal Břežný, Elisabeth Schönfeldt, Diego Winocur, and Rachel Smedley

On the northern slopes of Meseta Belgrano (MB), eastern foothills of Patagonian Andes in Argentina, complex of multiple overlapping rock avalanches and landslides can be found. Interpretation of remote-sensing data, field mapping, together with OSL dating of lacustrine sediments revealed that slope collapses evolved during last oscillations of the Patagonian Ice Sheet and after its retreat. The longest rock avalanche with ~11 km runout originated most likely before the last glacial advance following the LGM because it involves moraine deposits in part of the scarp area. We suppose, that the distal part of the rock avalanche body was subaqueous due to presence of a proglacial lake in Lago Pueyrredón Valley after LGM. The hummocky character of the distal body and its lithological composition coming from MB bedrock was preserved, but the deposit is discontinuous with straight east-west glacial lineations on the surface. We think this is result of erosion by the ice sheet approaching from East during post-LGM glacial fluctuations. Next pronounced landslide activity took place after ~17 ka BP, when at least three rock avalanches overlaid lacustrine sediments in a dropping proglacial lake. One of them, superimposing the above described older rock avalanche, evolved from the collapsed moraine deposit and created ~5 km long lobe with subaqueous radial distal part. In the proximal parts of the rock avalanches east from this form, bellow the slopes of MB, distinct large ridge-like forms are visible in topography. They are similar to moraine ridges preserved on the MB slopes in higher altitudes. They can be interpreted as lower-lying moraines, but this requires another pronounced ice-sheet oscillation after its final retreat, which was not documented in Patagonian Ice Sheet chronostratigraphy. Thus, we interpret them as Toreva blocks. Documentation and granulometric analysis of natural outcrops in rock avalanche bodies show that typical features, i.e. blocky, jigsaw and fragmented facies are present throughout the depth along whole travel distances of rock avalanches. Fragmented facies with jigsaw-fractured blocks and preserved original lithology sequence are most frequent. Sedimentary facies are very similar in all of the studied rock avalanches, which collapsed from bedrock MB slopes, regardless of their age or size.

How to cite: Kapustová, V., Pánek, T., Břežný, M., Schönfeldt, E., Winocur, D., and Smedley, R.: Chronology and sedimentary characteristics of rock avalanches from Meseta Belgrano to Lago Pueyrredón Valley, Patagonia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8920, https://doi.org/10.5194/egusphere-egu22-8920, 2022.

EGU22-9191 | Presentations | GM4.1

A framework for assessing sediment volumes mobilized by debris flows: the case study of the Liera catchment (Dolomites) 

Giorgia Macchi, Stefano Crema, Gabriella Boretto, Giovanni Monegato, Lorenzo Marchi, Luciano Arziliero, Barbara De Fanti, and Marco Cavalli

Extreme meteorological events can trigger widespread environmental damages, particularly in mountain areas where landslides and debris flows express their full destructive potential. An intense storm, named Vaia, occurred from 27th to 30th October 2018 over Northeastern Italy, triggering mass wasting processes, generating slope instabilities, causing widespread windthrows, and damaging anthropic structures. The Liera catchment (37.7 km2) in the Dolomites (Northeastern Italy), was severely affected by the Vaia storm and 34 sub-basins featured debris flows. Mapping sediment source areas and quantifying sediment volumes mobilized by debris flows in extraordinary events greatly contributes to reliable and accurate hazard assessment. The objectives of the present study are to create and compare pre- and post-event sediment source inventories and to quantify debris flows mobilized volumes. To this end, a combination of field surveys, orthophotos interpretation, rainfall analysis, and high-resolution multi-temporal LiDAR data processing was carried out in the Liera catchment test area. The main outcomes of this study encompass (i) reliable and detailed pre- and post-event sediment sources inventories from which it was possible to identify new source areas generated by the Vaia storm, (ii) the quantitative estimation of mobilized material from each sub-basin through DEM of Difference (DoD) and (iii) the assessment of the debris yield rate (i.e. the volume eroded for unit channel length) of each homogeneous channel reach. Sediment sources identified and mapped in 2015 in the Liera catchment were 1,346, ranging in area from 10 to 347,000 m2, with a total area of about 1,890,000 m2. The 2019 post-event inventory shows 815 more sediment sources, 550,000 m2 more than the 2015 inventory. Results indicate that the total amount of sediment mobilized from the sub-basins was about 307,000±63,500 m3, and the total net volume balance exiting the basins was -64,000±14,500 m3. The latter value encompasses the volume entered the Liera stream and the material that has been removed during and after the emergency operations. Despite the great impact of the event, only a limited amount of the total material mobilized reached the Liera torrent. We propose the approach devised and tested in the Liera catchment as an effective way to recognize the sources and assess the volumes of sediment mobilized by debris flows at the event and catchment scales, making an effective use of data commonly available in alpine catchments.  

KEY WORDS: DEM of Difference (DoD); debris flow; geomorphometry, LiDAR; sediment delivery; natural hazard.

How to cite: Macchi, G., Crema, S., Boretto, G., Monegato, G., Marchi, L., Arziliero, L., De Fanti, B., and Cavalli, M.: A framework for assessing sediment volumes mobilized by debris flows: the case study of the Liera catchment (Dolomites), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9191, https://doi.org/10.5194/egusphere-egu22-9191, 2022.

Among the greatest stressors on global riverine sediment transport are the 48,000+ existing large dams and the ~3,700 dams that are planned or under construction. They directly obstruct sediment flowing to the ocean, alter downstream flow regimes, modify sediment carrying capacities, trigger hazardous bank erosion and riverbed incision, and influence river water quality. Understanding the role of dams in sediment retention is crucial for quantifying the anthropogenic influences on global fluvial systems. Representation of sediment trapping by dams is currently a major source of bias in continental- and global-scale hydro-geomorphic modeling frameworks. This study focuses on developing a new reservoir trapping efficiency (Te) parameter to account for the impacts of sediment trapping behind dams in hydrological modeling efforts. This will be done by harnessing a novel remote sensing data product, developed using Machine Learning within Google Earth Engine (GEE) to generate high-resolution and spatially continuous maps of sediment concentration across the CONUS. Sediment trapping is calculated for 400+ dams across the CONUS using pre-reservoir and post-dam sediment fluxes, and various explanatory variables including attributes of dams, topography, land use and land cover characteristics, soil parameters, and fluvial properties, are evaluated to estimate their contribution for predicting sediment trapping. This study provides a robust framework for isolating and quantifying the influence of anthropogenic factors on fluvial fluxes by informing more realistic trapping of sediment at dam locations.

How to cite: Moragoda, N., Cohen, S., and Gardner, J.: Development of a New Reservoir Trapping Efficiency Parameter for Large Scale Sediment Modeling using Remote Sensing of Fluvial Sediment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10636, https://doi.org/10.5194/egusphere-egu22-10636, 2022.

EGU22-10839 | Presentations | GM4.1

Increasing sediment connectivity and decreasing water availability: the anthropogenic impacts of exotic tree plantations on a Mediterranean catchment in central Chile 

Violeta Tolorza, Mauricio Zambrano-Bigiarini, Christian Mohr, Benjamin Sotomayor, Dagoberto Poblete-Caballero, and Mauricio Galleguillos

The Coastal Range in the Mediterranean segment of the Chilean active margin is a soil mantled landscape of gentle hillslopes, able to store fresh water and potentially to support biodiverse native forests. In this landscape, anthropogenic intervention has been increasing soil erosion for ∼200 yr, with the last ∼45 yr experiencing intensive management on exotic tree plantations. Such intense forest management practices come along with rotational cycles as short as 9-25 yrs, depending on the tree species, dense forest road networks, and promoting wildfire susceptibility. 

Here we compare decadal-scale catchment erosion rates from suspended sediment loads with 104-years-scale catchment erosion rate estimated from detritic 10Be in a ∼400 km2 catchment. We relate these rates to land cover dynamics, sediment connectivity modified by forestry roads, and  hydro-meteorologic trends, because the catchment has been widely disturbed by forest management practices, wildfires, and  earthquakes, while an unprecedented drought started on 2010. 

Both, short- and long-term erosion show comparably low rates (0.018 ± 0.005 mm/yr and 0.024 ± 0.004 mm/yr). Recent human-made disturbances include logging operations every season and the building, the maintaining and the heavy machinery traffic on forestry road. Forestry roads often intersect streams, thus forming bypasses to route sediments between hillslopes and valleys. That is, increasing structural sediment connectivity. In addition, one Mw 8.8 earthquake and two widespread wildfires disturbed this catchment in 2010, 2015 and 2017, respectively. Mann-Kendall tests applied to decadal records of rainfall and streamflow resulted in decreasing trends. The suspended sediments fluxes of July also decreases in the same period, yet other subsets of that specific series were ruled out by autocorrelation or by completeness tests. 

The low 104-years erosion rate agrees with a landscape dominated by slow soil creep. The low 10-years-scale erosion rate, however, conflicts with the observed disturbances and the increase in structural sediment connectivity.

The latter results suggest that, either the suspended sediment fluxes are underestimated, or the decennial sediment detachment and transport may be affected by the negative trends on rainfall and streamflows. Sediment mobilization depends mostly on specific thresholds of rainfall intensity on hillslopes and on water discharge in the streams, while the unprecedented drought starting in 2010 together with high water demands of fast-growing tree plantations mean a reduction in water availability. Ultimately, our findings indicate that human-made disturbances and hydrometeorologic trends may result in contrasting effects for the recent mobilization of sediments. However, both are negative for the resilience of ecosystems and then, for humans.

How to cite: Tolorza, V., Zambrano-Bigiarini, M., Mohr, C., Sotomayor, B., Poblete-Caballero, D., and Galleguillos, M.: Increasing sediment connectivity and decreasing water availability: the anthropogenic impacts of exotic tree plantations on a Mediterranean catchment in central Chile, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10839, https://doi.org/10.5194/egusphere-egu22-10839, 2022.

EGU22-10893 | Presentations | GM4.1

A new photo-sieving approach: quick and effective semi-automated method for gran size counting for gravel beds, and application to a Chilean Patagonia river 

Amantu Jullian, Franco Fortini, Paulo Quezada, Alejandro Dussaillant, Cristian Gonzales, and Pedro Chavez

Many rivers in Chilean Patagonia are difficult to access, experience high flow variability and frequent sudden floods, which make traditional grain size distribution sampling and analysis extremely challenging. There are several diverse methods and software that attempt to determine grain size using analysis of photographs. Manual methods, although of high precision, are extremely labour and time intensive as they process particle by particle by hand. On the other hand, automated methods although fast, still produce low precision in particle identification and size determination, This motivated us on developing a field and desktop method that is fast, precise and requires light equipment. It includes good natural light management with a light and inexpensive kit, considering a good representative selection of the study site. Preliminary to the automated method, the photographic sample is calibrated regarding tones, colours and brightness, with the aim of generating high contrast between clasts and therefore an easier recognition by the software ImageJ. We tested the method with 50 photographs analysed with manual and other (semi)automated methods, characterizing the surface depoosits of río Simpson between the towns of El Blanco and Coyhaique, in Chilean Patagonia. We identified and mapped sediment patches using an UAV. Results show that our method has a lower error and processing time. Ongoing challenges include the underestimation in size and number of some clasts, and overestimation of sand, with respect to the manual method, but it still outperforms other (semi)automatic methods.

How to cite: Jullian, A., Fortini, F., Quezada, P., Dussaillant, A., Gonzales, C., and Chavez, P.: A new photo-sieving approach: quick and effective semi-automated method for gran size counting for gravel beds, and application to a Chilean Patagonia river, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10893, https://doi.org/10.5194/egusphere-egu22-10893, 2022.

EGU22-11706 | Presentations | GM4.1

Global variations in SSC-Q relationships and the controlling catchment characteristics 

Renee van Dongen, Thomas Hoffmann, and Stephan Dietrich

Rivers transport large amounts of fine mineral and organic matter in suspension from their sources to the ocean. Suspended solids, which also bind contaminants and nutrients, therefore, affect river morphodynamics, water quality and ecosystem functioning. A detailed understanding of suspended solid dynamics is urgently needed to improve suspended sediment monitoring and management around the world.

Sediment rating curves (SSC=aQb) describe the relation between suspended solid concentrations (SSC) and river discharge (Q) and are frequently used to study suspended sediment dynamics at specific location in a river. In this formula, a and b are regression coefficients that depend on river basin characteristics. The a-parameter is an indicator of the erosion severity and the b-parameter reflects the erosion reactivity with respect to changing discharge. To date, a few studies have compared the rating parameters (a and b) to catchment characteristics, however, these studies only focused on specific regions on earth. A global study is required to better understand suspended sediment dynamics along a wide range of catchments characteristics.

In this study, we compiled available SSC and Q data from 176 rivers that are located in various regions around the world. The majority of the SSC and Q data have been collected from the GEMStat and the Global Runoff Data Centre (GRCD) databases, but we also included data from the USGS and SO-HYBAM datasets. The compiled dataset ranges from small basins (~50 km2) to large basins (~190,000 km2), with medium-sized river basins (~1000-10,000 km2) being most dominant. Furthermore, the dataset contains basins that are located in various climate regions, ranging from semi-arid to humid climate, and includes both upland and lowland rivers. We only included river monitoring stations with >50 overlapping SSC and Q data points (i.e., SSC and Q data measured on the same day). We parameterized the rating curve between the SSC and Q data and compared the a- and b-parameters to topographic, lithologic, climatic and land cover-related catchment characteristics using simple and multiple linear regressions.

The first results reveal that the b-exponent and, thus, the suspended solids variability, shows a fairly good relationship with catchment steepness and basin size. The data suggests that climatic and land use parameters play an insignificant role, however, when combining all parameters in a multiple linear model, climate seems to have a secondary effect on top of topographic parameters. The erosion severity (a-parameter) is most strongly controlled by climatic and land cover parameters. The results of this study can be used to infer for suspended sediment dynamics in ungauged catchments, which is relevant for implementing sediment monitoring and management in these regions on earth.

How to cite: van Dongen, R., Hoffmann, T., and Dietrich, S.: Global variations in SSC-Q relationships and the controlling catchment characteristics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11706, https://doi.org/10.5194/egusphere-egu22-11706, 2022.

EGU22-12005 | Presentations | GM4.1

Trends in suspended sediment fluxes and sediment budgets across the river Rhine basin (1990-present) 

Tatjana Edler, Marcel Van der Perk, and Hans Middelkoop

Suspended sediment transport is a vital process in healthy river systems as it provides a source of nutrients in the soils of riverbanks and floodplains that eventually forms the principal building material of downstream river deltas. Deltas require sufficient sediment supply from the upstream river basin to sustain area and elevation on the long-term. Recent decades, the delivery of suspended sediment to many deltas in the world has decreased, which, together with sediment extraction through dredging, resulted in negative sediment budgets of these deltas. To design strategies to attenuate or reverse the decreased sediment delivery, a quantitative understanding of the sources, fluxes, and budget of suspended sediment in river basins is essesntial.

The aim of this study is to quantify the contribution of different tributaries to the suspended sediment budget in the Rhine river basin between 1995 and 2015. For this, we used fortnightly to monthly measurements of suspended sediment concentrations and daily discharge measurements at 34 stations along the main branch of the Rhine river and its four major tributaries Aare, Neckar, Main, Mosel. Annual suspended sediment loads were estimated by means of the sediment rating curve method, which allowed establishing the annual sediment budgets for 28 river sections.

For the first time we were able to show the relative contribution of different tributaries to the overall decreasing suspended sediment load of the upper Rhine river (between 1995 and 2015). A decline of 70% percent in suspended sediment at Lobith between 1950 and 2016 and an observed consistent decline further upstream suggests an overall decline of sediment delivered to the lower lying delta. The causes must be sought in basin wide changes such as land-use, land management, hydrology, or climate. This is a trend that is observed in many river basins in recent decades.

 

 

How to cite: Edler, T., Van der Perk, M., and Middelkoop, H.: Trends in suspended sediment fluxes and sediment budgets across the river Rhine basin (1990-present), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12005, https://doi.org/10.5194/egusphere-egu22-12005, 2022.

EGU22-12285 | Presentations | GM4.1

New luminescence chronological tools for dating and tracing sediment movement 

Ed Rhodes, Andrew Ivester, James Dolan, Judith Gauriau, Russ Van Dissen, and Tim Little

As part of a large research project reconstructing fault slip rates, palaeoseismiology and landscape evolution in New Zealand, we have developed a range of new chronological tools with applications to sediment. These closely related methods are based on Infra-Red Stimulated Luminescence (IRSL) signals of alkali feldspar, and allow us to determine aspects of transport and burial at the scale of individual grains over time periods ranging from 1 to 300,000 years. In particular, we have introduced and tested a method referred to as 3ET-IRSL (Three Elevated Temperature IRSL), and we are also applying a MET-IRSL (Multiple Elevated Temperature IRSL) approach comprising measurement sequences that include five IRSL measurements at different temperatures. These techniques can be used in different ways to filter complex single grain IRSL apparent age distributions that arise from processes including short duration reworking associated with incomplete trapped charge removal during transport. These methods were primarily designed to improve chronological control for sediment dating in contexts where conventional approaches encounter significant challenges owing to the geomorphic setting including high volume, rapid deposition. However, these approaches can provide significant insight into the dynamics of sediment transport routes and rates at the individual grain scale. We will demonstrate the performance of these methods at key test sites, and assess the implications of our findings in New Zealand (NZ), coupling observations of relict fluvial terrace formation with landscape response to the Mw 7.8 Kaikoura earthquake of 2016. At one of our NZ sites, fluvial system response to this event is the opposite of that expected from the literature in terms of sediment deposition and erosion; the degree to which this represents a transient response is assessed. We highlight the amazing potential of these new tools for improving our understanding of source-to-sink sediment transport dynamics.

How to cite: Rhodes, E., Ivester, A., Dolan, J., Gauriau, J., Van Dissen, R., and Little, T.: New luminescence chronological tools for dating and tracing sediment movement, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12285, https://doi.org/10.5194/egusphere-egu22-12285, 2022.

EGU22-12674 | Presentations | GM4.1

Sources and transformation of dissolved inorganic carbon in a Himalayan river system 

Siddhartha Sarkar, Rayees Ahmed Shah, and Sanjeev Kumar

Inland waters play a vital role in the global carbon cycling. Mountainous rivers act as active pipelines for the transportation of sediments and elements from the mountains through the plains to be ultimately processed and buried along the coasts. During this transit, various in situ biogeochemical processes govern the alterations of the suspended and dissolved matter (and associated organic and inorganic components) and in the process exchange major GHGs (CH4, CO2 and N2O) with the atmosphere. Due to changing climate and the associated shifts in the flow regime of the world rivers, it is essential to revisit the mechanisms by which carbon is being transported along the river continuum and further constrain the effects of regional climate and lithology on the rates of transport and processing. The rivers originating from the Tibetan plateau and the Himalayan region play a dominant role in continental weathering, and represent some of the highest rates among the large river systems across the globe.

            In the present study, an attempt has been made to estimate the concentrations and fluxes of dissolved inorganic carbon (DIC) in the Jhelum River (a tributary of the Indus River) along with its major tributaries (Sindh, Liddar, Vishav, and Rambiara) situated in the Kashmir valley of the western Himalaya. The Jhelum River drains a distinct terrain of recent alluvium to a thick loess deposit, which is assumed to have a significant contribution to the inorganic carbon loading into the river. Furthermore, the flow velocity of the river and turbidity varies along its continuum resulting in a strong coupling of respiration and primary production. We used the miller-tans plots (a graphical mixing model) to identify the sources of inorganic carbon in different reaches along the continuum. Preliminary results from ~ 50 sites and three major seasons in the valley indicate DIC source with isotopically enriched signature (d13CDIC ~ – 2.1 to –3.7 ‰) in the Sind and Lidder catchments whereas a depleted source in the mainstem of the river (d13CDIC ~ –7.1 ‰).

How to cite: Sarkar, S., Shah, R. A., and Kumar, S.: Sources and transformation of dissolved inorganic carbon in a Himalayan river system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12674, https://doi.org/10.5194/egusphere-egu22-12674, 2022.

The Yellow Riversource zone is located in the northeast of the Qinghai-Tibet Plateau. The landform of this zone is diverse,leading to various river network patterns. To explore the planform geometries and controlling factors of the river networks in this zone, 83 representative sub-basins are selected for the study. Based on the definitions and descriptions of different river network types, these sub-basins can be divided into four types, namely, dendritic, pinnate, rectangular, and symmetrical pinnate patterns. Using river network parameters, the classification trees are established to automatically classify river networks. The results show that the aspect ratio, drainage density and maximum frequency of flow directions play important roles in classification. Aspect ratios of basins characterize basin shapes, andthe more elongated the basin is, the smaller the aspect ratio is. Thus, aspect ratios of pinnate and symmetrical pinnate patterns are lower than that of dendriticand rectangular patterns. The mean aspect ratios of dendritic, pinnate, rectangular and symmetrical pinnate patterns were 0.56, 0.29, 0.62, and 0.26, respectively. Drainage density reflects the relative spacing of drainage lines in a network. The tributaries of the pinnatepattern are long and concentrated, and the drainage density of this pattern is the largest, with an average of 1.92 km/km2.  Though the tributaries of the symmetrical pinnate pattern arealso concentrated, most of the tributaries are short, and the drainage density is smaller than that of the pinnate pattern, with an average of 1.54 km/km2. Mean drainage densities of dendritic and rectangular patternsareabout 1.24 km/km2and 1.22 km/km2. The maximum frequency describes flow direction distributions of river networks. The greater the value is, the rivers within the basin tend to flow in the same direction.The flow directionsof tributaries inthe dendritic pattern are free, and the mean maximum frequency is small, which is 2.48. For the rectangular pattern with lots of right-angle bends, the mean maximum frequency is 2.40. There is a dominant direction in the pinnate pattern. The mean value of the maximum frequency of this pattern is the largest, which is 8.11. Tributaries of the symmetric pinnate pattern are distributed symmetrically along the main trunk, and the mean maximum frequency is 3.36. To explore the controlling factors, correlation analysis is made between these river network parameters and topography (i.e. basin slope and relief) and climate (i.e.precipitation, temperature, and aridity). Compared with topography, climate is more strongly correlated with these river network parameters. In the Yellow River source zone, the pinnate pattern is mainly distributed in arid areas with little precipitation. Dendritic and symmetric pinnate patterns, the basin slopes of which are relatively larger, are more likely to occur in humid areas with more precipitation. The rectangular pattern is concentrated in the Ruoergai basin, where the slope and relief are low and the climate is relatively humid. 

How to cite: Li, M. and Wu, B.: Planform geometries and controlling factors of river networks in the Yellow River source zone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13217, https://doi.org/10.5194/egusphere-egu22-13217, 2022.

EGU22-13442 | Presentations | GM4.1

How do both valley head initiation and headwater catchment extent change with relief? 

Hui Chen and Jongmin Byun

Headwater catchments, each of which consists of hillslopes, valley heads, and colluvial channels, make up a major portion of a drainage basin, supplying sediment, water, and nutrients downstream. In a headwater catchment, valley heads where hillslope diffusive transport transits to fluvial transport play an important role in channel initiation. Headwater catchments where mass movements are dominated are sensitive to human activities. Human activities in headwater catchments, such as logging and crop cultivation, change the rate of hillslope erosion, thereby increasing sediment inputs and leading to channel form change and stream habitat destruction. In recent years, such human activities have increased significantly in headwater catchments. As such, delineations of the extent of headwater catchment and valley head initiation become increasingly important for watershed protection and management. Previous studies have shown that the area of the headwater catchment ranges from 104 to 106 m2, but little is known about what factors affect its range. The evolution of headwater catchment topography is mainly determined by surface processes such as landslides and runoff. The rates of these processes vary depending on the hillslope gradient closely related to topographic relief. To understand the impacts of relief on the valley head initiation and the extent of headwater catchment, we analyzed the slope-area relations of the Seo River drainage in South Korea. Firstly, we found that the upslope area at the valley head shows a weak positive correlation with relief. This finding seems to be associated with hillslope material input to fill valley heads. Steep hillslopes in a high relief region could induce more hillslope material supply, consequently filling valley heads. Such abundant flux into valley heads probably enhances the hillslope length and makes valley head initiation downstream. Secondly, the upslope area of the headwater catchment, which is set by the downstream limit of the colluvial channel increased exponentially with relief. This exponential correlation would be related to the length of debris flow-dominated channel. In high relief regions where the channel slope is steeper, debris flows scour for a further distance, resulting longer colluvial channels. These results reveal the importance of relief as controls on valley head initiation and headwater catchment extent.

How to cite: Chen, H. and Byun, J.: How do both valley head initiation and headwater catchment extent change with relief?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13442, https://doi.org/10.5194/egusphere-egu22-13442, 2022.

NH4 – Earthquake Hazards

The interest of this research work is focused on the detection of possible pre-seismic perturbations related to medium-sized earthquakes (5≤Mw≤5.9) occurring in the upper ionized atmosphere (about 350 km above the Earth, ionospheric F2-region). For this specific purpose, we have exploited several geodetic data, derived through signal processing of dual-frequency permanent ground-based Global Positioning System (GPS)/Global Navigation Satellite Systems (GNSS) receivers, located at the Euro-Mediterranean basin.

To find out whether the ionospheric F2-layer is responsive to the energy released during the preparation periods of medium magnitude earthquakes, the Lorca seismic event (May 11th, 2011, Mw 5.1, Murcia region) was taken as an initial sample. For this shallow-focus earthquake (4 km depth), the longitude-latitude coordinates of the epicenter are 1.7114° W, 37.7175° N. As result, modeling regional ionosphere using GPS/GNSS-total electron content (TEC) measurements over the epicentral area through spherical harmonic analysis, allowing us to identify pre-earthquake ionospheric irregularities in response to the M5.1 Lorca event. After discerning the seismo-ionospheric precursors from those caused by space weather effects, via wavelet-based spectral analysis, these irregularities were identified about a week before the onset of the mainshock.

The seismo-geodetic technique adopted in this study validates our hypothesis that stimulates the existence of a strong correlation between deep lithospheric deformations and pre-seismic ionospheric anomalies due to moderate magnitudes.

Keywords: Murcia earthquake, Seismo-ionospheric precursors, Spherical harmonic analysis, Wavelet transform, GPS/GNSS-TEC, Lithospheric deformations, Regional F2-ionosphere maps.

How to cite: Tachema, A.: Could the moderate-sized earthquakes trigger pre-seismic ionospheric irregularities? Study of the 2011 Murcia earthquake in the Mediterranean region (SE-Spain)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1438, https://doi.org/10.5194/egusphere-egu22-1438, 2022.

EGU22-1505 | Presentations | NH4.1 | Highlight

Testing spatial aftershock forecasts accounting for large secondary events during on going earthquake sequences: A case study of the 2017-2019 Kermanshah sequence 

Behnam Maleki Asayesh, Hamid Zafarani, Sebastian Hainzl, and Shubham Sharma

Large earthquakes are always followed by aftershocks sequence that last for months to years. Sometimes, these aftershocks are as destructive as the mainshocks. Hence, accurate and immediate prediction of aftershocks’ spatial and temporal distribution is of great importance for planning search and rescue activities. Despite large uncertainties associated with the calculation of Coulomb failure stress changes (ΔCFS), it is the most commonly used method for predicting spatial distributions of aftershocks. Recent studies showed that classical Coulomb failure stress maps are outperformed by alternative scalar stress quantities, as well as a distance-slip probabilistic model (R) and deep neural networks (DNN). However, these test results were based on the receiver operating characteristic (ROC) metric, which is not well suited for imbalanced data sets such as aftershock distributions. Furthermore, the previous analyses also ignored the potential impact of large secondary earthquakes.

In order to examine the effects of large events in spatial forecasting of aftershocks during a sequence, we use the 2017-2019 seismic sequence in western Iran. This sequence started by Azgeleh M7.3 mainshock (12 November 2017) and followed by Tazehabad M5.9 (August 2018) and Sarpol-e Zahab M6.3 (November 2018) events. Furthermore, 15 aftershocks with magnitude > 5.0 and more than 8000 aftershocks with magnitude > 1 were recorded by Iranian seismological center (IRSC) during this sequence (12.11.2017-04.07.2019). For this complex sequence, we applied the classical Coulomb failure stress, alternative stress scalars, and R forecast models and used the more appropriate MCC-F1 metric to test the prediction accuracy. We observe that the receiver independent stress scalars (maximum shear and von-Mises stress) perform better than the classical CFS values relying on the specification of receiver mechanisms (ΔCFS resolved on master fault, optimally oriented planes, and variable mechanism). However, detailed analysis based on the MCC-F1 metric revealed that the performance depends on the grid size, magnitude cutoff, and test period. Increasing the magnitude cutoff and decreasing the grid size and test period reduces the performance of all methods. Finally, we found that the performance of all methods except ΔCFS resolved on master fault and optimally oriented planes improve when the source information of large aftershocks is additionally considered, with stress-based models outperforming the R model. Our results highlight the importance of accounting for secondary stress changes in improving earthquake forecasts.

How to cite: Maleki Asayesh, B., Zafarani, H., Hainzl, S., and Sharma, S.: Testing spatial aftershock forecasts accounting for large secondary events during on going earthquake sequences: A case study of the 2017-2019 Kermanshah sequence, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1505, https://doi.org/10.5194/egusphere-egu22-1505, 2022.

EGU22-2152 | Presentations | NH4.1

Extension of the radon monitoring network in seismic areas in Romania 

Victorin - Emilian Toader, Constantin Ionescu, Iren-Adelina Moldovan, Alexandru Marmureanu, Iosif Lingvay, and Ovidiu Ciogescu

The Romanian National Institute of Earth Physics (NIEP) developed a radon monitoring network mainly for Vrancea seismic are characterized by deep earthquakes (a rectangle zone in longitude/ latitude 25.050/ 46.210 - 27.950/ 44.690, 60 Km – 250 Km). Few stations were relocated after a year of operation following inconclusive results regarding the relationship between radon and seismic activity. To the 5 stations that are in the Vrancea area (Bisoca, Nehoiu, Plostina, Sahastru and Lopatari) we added others positioned in areas with surface seismicity (Panciu, Râmnicu Vâlcea, Surlari and Mangalia). The last two are on the Intramoesica fault, which will be monitored in the future along with the Fagaras - Câmpulung fault. Radon together with CO2 - CO is monitored at Râmnicu Vâlcea within the SPEIGN project near a 40 m deep borehole in which the acceleration in three directions, temperature and humidity are recorded. The same project funded the monitoring of radon, CO2 and CO in Mangalia, which is close to the Shabla seismic zone. The last significant earthquake in the Panciu area with ML = 5.7 R occurred on 22.11.2014. The area is seismically active, which justified the installation of a radon detector next to a radio receiver in the ULF band within the AFROS project. Within the same project, radon monitoring is performed at Surlari, following the activity of the Intramoesica fault. In this location we also measure CO2, CO, air temperature and humidity. The first results show a normal radon activity in Panciu. The measurements in Surlari have higher values than those in Panciu, possibly due to the forest where the sensors are located. A special case is Mangalia where the data indicate more local pollution than the effects of tectonic activity. Radon CO2 and CO values vary widely beyond normal limits. The source of these anomalies may be the local drinking water treatment plant or the nearby shipyard. We also recorded abnormal infrasound values that are monitored in the same location. Determining the source of these anomalies requires at least one more monitoring point.

The purpose of expanding radon monitoring is to analyze the possibility of implementing a seismic event forecast. This can be done in a multidisciplinary approach. For this reason, in addition to radon, determinations of CO2, CO, air ionization, magnetic field, inclinations, telluric currents, solar radiation, VLF - ULF radio waves, temperature in borehole, infrasound and acoustics are made.

This research helps organizations specializing in emergencies not only with short-term earthquake forecasts but also with information on pollution and the effects of climate change that are becoming increasingly evident lately. The methods and solutions are general and can be applied anywhere by customizing them according to the specifics of the monitored area.

The main conclusion is that only a multidisciplinary approach allows the correlation of events and ensures a reliable forecast.

How to cite: Toader, V.-E., Ionescu, C., Moldovan, I.-A., Marmureanu, A., Lingvay, I., and Ciogescu, O.: Extension of the radon monitoring network in seismic areas in Romania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2152, https://doi.org/10.5194/egusphere-egu22-2152, 2022.

EGU22-2979 | Presentations | NH4.1

TEC variation over Europe during the intense tectonic activity in the area of  Arkalochori of Crete on December of 2021 

Michael E. Contadakis, Demeter N. Arabelos, Christos Pikridas, Styllianos Bitharis, and Emmanuel M. Scordilis

This paper is one of a series of papers dealing with the investigation of  the Lower ionospheric variation on the occasion of an intense tectonic activity.In the present paper, we investigate the TEC variations during the intense seismic activity in Arkalochori of Crete on December 2021 over Europe. The Total Electron Content (TEC) data are been provided by the  Hermes GNSS Network managed by GNSS_QC, AUTH Greece, the HxGN/SmartNet-Greece of Metrica S.A, and the EUREF Network. These data were analysed using Discrete Fourier Analysis in order to investigate the TEC turbulence band content. The results of this investigation indicate that the High-Frequency limit fo of the ionospheric turbulence content, increases as aproaching the occurrence time of the earthquake, pointing to the earthquake epicenter, in accordane to our previous investigations. We conclude that the Lithosphere Atmosphere Ionosphere Coupling, LAIC, mechanism through acoustic or gravity waves could explain this phenomenology.

 

Keywords: Seismicity, Lower Ionosphere, Ionospheric Turbulence, Brownian Walk, Aegean area.

How to cite: Contadakis, M. E., Arabelos, D. N., Pikridas, C., Bitharis, S., and Scordilis, E. M.: TEC variation over Europe during the intense tectonic activity in the area of  Arkalochori of Crete on December of 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2979, https://doi.org/10.5194/egusphere-egu22-2979, 2022.

EGU22-3138 | Presentations | NH4.1

The Jun 15, 2019, M7.2 Kermadec Islands (New Zealand) earthquake as analyzed from ground to space 

Angelo De Santis, Loredana Perrone, Saioa A. Campuzano, Gianfranco Cianchini, Serena D'Arcangelo, Domenico Di Mauro, Dedalo Marchetti, Adriano Nardi, Martina Orlando, Alessandro Piscini, Dario Sabbagh, and Maurizio Soldani

The M7.2 Kermadec Islands (New Zealand) large earthquake occurred on June 15, 2019 as the result of shallow reverse faulting within the Tonga-Kermadec subduction zone. This work deals with the study of the earthquake-related processes that occurred during the preparation phase of this earthquake. We focused our analyses on seismic (earthquake catalogues), atmospheric (climatological archives) and ionospheric data (from ground to space, mainly satellite) in order to disclose the possible Lithosphere-Atmosphere-Ionosphere Coupling (LAIC). For what concern the ionospheric investigations, we analysed and compared the observations from the Global Navigation Satellite System (GNSS) receiver network and those from satellites in space. Specifically, the data from the European Space Agency (ESA) Swarm satellite constellation and from the China National Space Administration (CNSA, in partnership with Italian Space Agency, ASI) China Seismo-Electromagnetic Satellite (CSES-01) are used in this study. An interesting comparison is made with another subsequent earthquake with comparable magnitude (M7.1) that occurred in Ridgecrest, California (USA) on July 6 of the same year. Both earthquakes showed several multiparametric anomalies that occurred at almost the same times from each earthquake occurrence, evidencing a chain of processes that point to the moment of the corresponding mainshock. In both cases, it is demonstrated that a multiparametric and multilayer analysis is fundamental to better understand the LAIC in complex phenomena such as the earthquakes.

How to cite: De Santis, A., Perrone, L., Campuzano, S. A., Cianchini, G., D'Arcangelo, S., Di Mauro, D., Marchetti, D., Nardi, A., Orlando, M., Piscini, A., Sabbagh, D., and Soldani, M.: The Jun 15, 2019, M7.2 Kermadec Islands (New Zealand) earthquake as analyzed from ground to space, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3138, https://doi.org/10.5194/egusphere-egu22-3138, 2022.

EGU22-3194 | Presentations | NH4.1

Using Operational Earthquake Forecasting Tool for Decision Making: A Synthetic Case Study 

Chen Huang, Håkan Bolin, Vetle Refsum, and Abdelghani Meslem

Operational earthquake forecasting (OEF) provides timely information about the time-dependent earthquake probabilities, which facilitates resilience-oriented decision-making. This study utilized the tools developed within the TURNkey (Towards more Earthquake-Resilient Urban Societies through a Multi-Sensor-Based Information System enabling Earthquake Forecasting, Early Warning and Rapid Response Actions) project funded by the European Union’s Horizon 2020 research and innovation programme to demonstrate the benefits of OEF to the decision support system.  The considered tools are developed based on the state-of-the-art knowledge about seismology and earthquake engineering, involving the Bayesian spatiotemporal epidemic-type aftershock sequence (ETAS) forecasting model, the time-dependent probabilistic seismic hazard assessment, the SELENA (SEimic Loss EstimatioN using a logic tree Approach) risk analysis, cost-benefit analysis and the multi-criteria decision-making methodology. Moreover, the tools are connected to the dense seismograph network developed also within the TURNkey project and, thus, it is capable of real-time updating the forecasting based on the latest earthquake information and observations (e.g., earthquake catalogue). Through a case study in a synthetic city, this study first shows that the changes in the earthquake probabilities can be used as an indicator to inform the authorities or property owners about the heightened seismicity, based on which the decision-maker can, for example, issue a warning of the potential seismic hazard. Moreover, this study illustrates that OEF together with the risk and loss analysis provides the decision-maker with a better picture of the potential seismic impact on the physical vulnerabilities (e.g., damage, economic loss, functionality) and social vulnerabilities (e.g., casualty and required shelters). Finally, given the decision-maker’s preference, this study shows how the hazard and risk results are used to help the decision-maker to identify the optimal action based on cost-beneficial class and the optimality value computed based on the multi-criteria decision-making methodology.

How to cite: Huang, C., Bolin, H., Refsum, V., and Meslem, A.: Using Operational Earthquake Forecasting Tool for Decision Making: A Synthetic Case Study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3194, https://doi.org/10.5194/egusphere-egu22-3194, 2022.

EGU22-3337 | Presentations | NH4.1

Multiparametric and multilayer investigation of global earthquakes in the World by a statistical approach 

Dedalo Marchetti, Kaiguang Zhu, Angelo De Santis, Saioa A. Campuzano, Donghua Zhang, Maurizio Soldani, Ting Wang, Gianfranco Cianchini, Serena D’Arcangelo, Domenico Di Mauro, Alessandro Ippolito, Adriano Nardi, Martina Orlando, Loredana Perrone, Alessandro Piscini, Dario Sabbagh, Xuhui Shen, Zeren Zhima, and Yiqun Zhang and the Zhu Kaiguang's earthquake research group in Jilin University

Earthquake prediction has always been a challenging task, and some researchers have proposed that it is an even impossible goal, concluding earthquakes are unpredictable events. Such a conclusion seems too extreme and in contrast with several pieces of evidence of alterations recorded by several instrumentations from the ground, atmosphere, and more recently by Earth Observation satellite. On the other side, it is clear that searching the “perfect precursor parameter” doesn’t seem to be a good way, since the earthquake process is a complex phenomenon. In fact, a precursor that works for one earthquake does not necessarily work for the next one, even on the same fault. In some cases, another problem for precursors identification is the recurrency time between the earthquakes, which could be very long and, in such cases, we don’t have comparable observations of earthquakes generated by the same fault system.

In past years, we concentrated mainly on two aspects: statistical and single case study; the first one consists of some statistical evidence on ionospheric disturbances possibly related to M5.5+ earthquakes (e.g., presented at EGU2018-9468, and published by De Santis et al., Scientific Report, 2019), furthermore, some clear signals in the atmosphere statistically preceded the occurrence of M8+ events (e.g., presented at EGU2020-19809). On the other side, we also investigated about 20 earthquakes that occurred in the last ten years, some of them by a very detailed and multiparametric investigation, like the M7.5 Indonesia earthquake (presented at EGU2019-8077 and published by Marchetti et al., JAES, 2020), or the Jamaica earthquake investigation presented at the last EGU2021-15456. We found that both approaches are very important. Actually, the statistical studies can provide proofs that at least some of the detected anomalies seem to be related to the earthquakes, while the single case studies permit us to explore deeply the details and the possible connections between the geolayers (lithosphere, atmosphere and ionosphere).

In this presentation, we want to show an update of the statistical study of the atmosphere and ionosphere, together with a new statistical investigation of the seismic acceleration before M7.5+ global earthquakes.

Finally, we demonstrate that it is essential to consider the earthquake not as a point source (that is the basic approximation), but in all its complexity, including its focal mechanism, fault rupture length and even other seismological constraints, in order to try to better understand the preparation phase of the earthquakes, and the reasons for their different behaviour. These studies give hope and fundamental (but not yet sufficient) tools for the possible achievement, one day, of earthquakes prediction capabilities.

How to cite: Marchetti, D., Zhu, K., De Santis, A., Campuzano, S. A., Zhang, D., Soldani, M., Wang, T., Cianchini, G., D’Arcangelo, S., Di Mauro, D., Ippolito, A., Nardi, A., Orlando, M., Perrone, L., Piscini, A., Sabbagh, D., Shen, X., Zhima, Z., and Zhang, Y. and the Zhu Kaiguang's earthquake research group in Jilin University: Multiparametric and multilayer investigation of global earthquakes in the World by a statistical approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3337, https://doi.org/10.5194/egusphere-egu22-3337, 2022.

EGU22-3610 | Presentations | NH4.1

Mechanism of frictional discharge plasma at fault asperities 

Kiriha Tanaka, Jun Muto, and Hiroyuki Nagahama

The mechanism of seismic-electromagnetic phenomena (SEP) encouraged as precursors of earthquake forecast remains unrevealed. The previous studies reported that the surface charges of the frictional and fractured quartz are enough to cause electric discharge due to the dielectric breakdown of air. To verify the discharge occurrence, friction experiments between a diamond pin and quartz disk were performed under nitrogen gas with a CCD camera and UV-VIS photon spectrometer (e.g., Muto et al., 2006). The photon emission was observed at the pin-to-disk gap only during the friction. The photon spectra obtained from a friction experiment (normal stresses of 13-20 MPa, a sliding speed of 1.0×10-2 m/s, and a gas pressure of 2.4×104 Pa) showed that the photon was emitted through the second positive band (SPB) system of neutral nitrogen and the first negative band (FNB) system of ionized nitrogen. The estimated potential difference at the gap gave the breakdown electric field and surface charge density on the frictional surface at a gap, where photon was the most intense. These values were enough to cause dielectric breakdown of air. Therefore, the above results demonstrated that frictional discharge could occur on a fault asperity due to dielectric breakdown of ambient gases by frictional electrification. However, the details of electronic transition during the discharge and its type are unknown.
This study discussed the details of the gas pressure dependency for the photon emission intensity and distribution, and the discharge type using the electronic transition theory. Moreover, we compared the surface charge density estimated from the potential difference with that estimated from electron and hole trapping centre concentrations in the frictional quartz subsurfaces measured by electron spin resonance. From this comparison, we also discussed the possibility for the trapping centres to be the sources of the discharge. We could explain the nitrogen gas pressure dependency for the photon emission intensity and vibration temperature observed during our friction experiments using the electron transition theory. For example, Miura et al. (2004) reported that the gas pressure decreases with increasing vibration temperature of the SPB system and the relative intensity in the SPB system to the FNB system. This result showed that the vibration temperature and the relative intensity were about 2800 K and 0.1 during the friction experiment under a pressure of 2.4×104 Pa. The FNB system is related to negative glow charge and the discharge observed during the friction experiments was spark and/or glow discharges. The gas pressure decreases with increasing vibration temperature and molecule density as shown in several previous studies and decrease with increasing electron temperature and density as explained the electron transition theory. This implies that the increase in the free path of excited molecules as gas pressure decreases can result in the photo emission pattern change. The surface charge density of a frictional quartz surface estimated from the potential difference to be 5.5×10-5 C/m2 included in the range of 6.51×10-6–6.4×10-3 C/m² estimated from the trapping centre concentrations. Hence, the trapping centres can be the sources of the frictional discharge.

How to cite: Tanaka, K., Muto, J., and Nagahama, H.: Mechanism of frictional discharge plasma at fault asperities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3610, https://doi.org/10.5194/egusphere-egu22-3610, 2022.

EGU22-4417 | Presentations | NH4.1

The study of the geomagnetic diurnal variation behavior associated with Mw>4.9 Vrancea (Romania) Earthquakes 

Iren Adelina Moldovan, Victorin Emilian Toader, Marco Carnini, Laura Petrescu, Anica Otilia Placinta, and Bogdan Dumitru Enescu

Diurnal geomagnetic variations are generated in the magnetosphere and last for about 24 hours. These can be seen on the recordings of all magnetic observatories, with amplitudes of several tens of nT, on all magnetic components. The shape and amplitude of diurnal variations strongly depend on the geographical latitude of the observatory. In addition to the dominant external source from the interaction with the magnetosphere, the diurnal geomagnetic variation is also influenced by local phenomena, mainly due to internal electric fields. External influence remains unchanged over distances of hundreds of kilometers, while internal influence may differ over very short distances due to the underground conductivity. The ration of the diurnal geomagnetic variation at two stations should be stable in calm periods and could be destroyed by the phenomena that can occur during the preparation of an earthquake, when at the station inside the seismogenic zone, the underground conductivity would change or additional currents would appear. The cracking process inside the lithosphere before and during earthquakes occurrence, possibly modifies the under- ground electrical structure and emits electro-magnetic waves.

In this paper, we study how the diurnal geomagnetic field variations are related to Mw>4.9 earthquakes occurred in Vrancea, Romania. For this purpose, we use two magnetometers situated at 150 km away from each other, one, the Muntele Rosu (MLR) observatory of NIEP, inside the Vrancea seismic zone and the other, the Surlari (SUA) observatory of IGR and INERMAGNET, outside the preparation area of moderate earthquakes. We have studied the daily ranges of the magnetic diurnal variation, R=DBMLR/DBSUA, during the last 10 years, to identify behavior patterns associated with external or internal conditions, where DB= Bmax-Bmin, during a 24 hours period.

As a first conclusion, we can mention the fact that the only visible disturbances appear before some earthquakes in Vrancea with Mw> 5.5, when we see a differentiation of the two recordings due to possible local internal phenomena at MLR. The differentiation consists in the decrease of the value of the vertical component Bzmax-Bzmin at MLR compared to the USA a few days before the earthquake and the return to the initial value after the earthquake. These studies need to be continued in order to determine if it is a repetitive behavior, or if it is just an isolated phenomenon.

Acknowledgments:

The research was supported by: the NUCLEU program (MULTIRISC) of the Romanian Ministry of Research and Innovation through the projects PN19080102 and by the Executive Agency for Higher Education, Research, Development and Innovation Funding (UEFISCDI) through the projects PN-III-P2-2.1-PED-2019-1693, 480 PED/2020 (PHENOMENAL) and PN-III-P4-ID-PCE- 2020-1361, 119 PCE/2021 (AFROS).

How to cite: Moldovan, I. A., Toader, V. E., Carnini, M., Petrescu, L., Placinta, A. O., and Enescu, B. D.: The study of the geomagnetic diurnal variation behavior associated with Mw>4.9 Vrancea (Romania) Earthquakes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4417, https://doi.org/10.5194/egusphere-egu22-4417, 2022.

EGU22-5375 | Presentations | NH4.1 | Highlight

Non-tectonic-induced stress variations on active faults 

Yiting Cai and Maxime Mouyen

Non-tectonic processes, namely solid earth tides and surface loads such as ocean, atmosphere, and continental water, constantly modify the stress field of the Earth's crust. Such stress perturbations may trigger earthquakes. Several previous studies reported that tides or hydrological loading could modulate seismicity in some areas. We elaborate on this idea and compute the total Coulomb stress change created by solid earth tides and surface loads together on active faults. We expect that computing a total stress budget over all non-tectonic processes would be more relevant than focusing on one of these processes in particular. The Coulomb stress change is a convenient approach to infer if a fault is brought closer to or further from its critical rupture when experiencing a given stress status. It requires to know 1) the fault's rake and geometry and 2) the value of the stress applied on it, which we retrieve from a subduction zone geometry model (Slab2) and a loading-induced Earth's stress database, respectively. In this study, we focus on the Coulomb stress variations on the Kuril-Japan fault over the few last years. By applying this method to the entire Slab2 catalogue and other known active faults, we aim at producing a database of non-tectonic-induced Coulomb failure function variations. Using earthquakes catalogues, this database can then be used to statistically infer the role of the non-tectonic process in earthquakes nucleation.

How to cite: Cai, Y. and Mouyen, M.: Non-tectonic-induced stress variations on active faults, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5375, https://doi.org/10.5194/egusphere-egu22-5375, 2022.

EGU22-6296 | Presentations | NH4.1

Analysis of Swarm Satellite Magnetic Field Data before and after the 2015 Mw7.8 Nepal Earthquake Based on Non-negative Tensor Decomposition 

Mengxuan Fan, Kaiguang Zhu, Angelo De Santis, Dedalo Marchetti, Gianfranco Cianchini, Alessandro Piscini, Loredana Perrone, Xiaodan He, Jiami Wen, Ting Wang, Yiqun Zhang, Wenqi Chen, Hanshuo Zhang, Donghua Zhang, and Yuqi Cheng

In this paper, based on the Non-negative Tensor Decomposition (NTD), we analyzed the Y-component ionospheric magnetic field data as observed by Swarm Alpha and Charlie satellites before, during and after the 2015 (Mw=7.8) Nepal earthquake (April 25, 28.231°N 84.731°E). All the observation data were analyzed, including the data collected under quiet and strong geomagnetic activities. For each investigated satellite track, we can obtain a tensor, which is decomposed in three components. We found that the cumulative number of the inside anomalous tracks for one component of decomposition components (i.e., hs1, whose energy and entropy are more concentrated inside the earthquake-sensitive area, shows an accelerated increase which conforms to a sigmoid trend from 60 to 40 days before the mainshock. After that till the day before the mainshock, the cumulative result displays a weak acceleration trend which obeys a power law trend and resumed linear growth after the earthquake. According to the basis vectors, the frequency of the ionospheric magnetic anomalies is around 0.02 to 0.1 Hz, and by the skin depth formula the estimated depth of the mainshock is similar to the real one.

In addition, we did some confutation analysis to exclude the influence of the geomagnetic activity and solar activity on the abnormal phenomenon of the cumulative result for the hs1 component, according to the ap, Dst and F 10.7 indices. We also analyzed another area at the same magnetic latitude with no seismicity and find that its cumulative result shows a linear increase, which means that the accelerated anomalous phenomenon is not affected by the local time or due by chance.

At lithosphere, the cumulative Benioff Strain S also shows two accelerating increases before the mainshock, which is consistent with the cumulative result of the ionospheric anomalies. At the first acceleration, the seismicity occurred around the boundary of the research area not near the epicenter, and most of the ionospheric anomalies offset from the epicenter. During the second acceleration, some seismicity occurred closer to or on the mainshock fault, and the ionospheric anomalies appeared nearby the two faults around the epicenter, as well.

Furthermore, we considered combining with other studies on Nepal earthquake. Therefore, we noticed that the ionospheric magnetic field anomalies began to accelerate two days after the subsurface microwave radiation anomaly detected by Feng Jing et al. (2019). The spatial distribution of some ionospheric anomalies is consistent with the atmospheric Outgoing Longwave Radiation (OLR) anomalies found by Ouzounov et al. (2021). The latter occurred around two faults near the epicenter and the atmospheric anomalies occurred earlier than the ionospheric anomalies.

Considering the occurrence time of the anomalies in different layers, the abnormal phenomenon appeared in lithosphere, then transferred to the atmosphere, and at last occurred in the ionosphere. These results can be described by the Lithosphere Atmosphere Ionosphere Coupling model.

All these analyses indicate that by means of the NTD method, we can use all observed multi-channel data to analyze the Nepal earthquake and obtain a component whose anomalies are likely to be related to the earthquake. 

How to cite: Fan, M., Zhu, K., De Santis, A., Marchetti, D., Cianchini, G., Piscini, A., Perrone, L., He, X., Wen, J., Wang, T., Zhang, Y., Chen, W., Zhang, H., Zhang, D., and Cheng, Y.: Analysis of Swarm Satellite Magnetic Field Data before and after the 2015 Mw7.8 Nepal Earthquake Based on Non-negative Tensor Decomposition, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6296, https://doi.org/10.5194/egusphere-egu22-6296, 2022.

A very strong earthquake of magnitude Mw8.2 struck the coastal zone of Alaska (USA), on July 29, 2021. This earthquake was felt around the Gulf of Alaska, on a wide offshore area belonging to USA and Canada. In order to identify an anomalous geomagnetic signal before the onset of this earthquake, we retrospectively analyzed the data collected on the interval June 17 - July 31, 2021, via internet (www.intermagnet.org), at the two geomagnetic observatories, College (CMO) - Alaska and Newport (NEW)-USA, by using the polarization parameter (BPOL) and the strain effect–related to geomagnetic signal identification. Thus, for the both observation sites (CMO and NEW), the daily mean distribution of the BPOL and its standard deviation (STDEV) are carried out using an FFT band-pass filtering in the ULF range (0.001-0.0083Hz). Further on, a statistical analysis based on a standardized random variable equation was applied to emphasize the following: a) the anomalous signature related to Mw8.2 earthquake on the both time series BPOL*(CMO) and BPOL*(NEW); b) the differentiation of the transient local anomalies associated with Mw8.2 earthquake from the internal and external parts of the geomagnetic field, taking the NEW observatory as reference. Consequently, on the BPOL*(NEW-CMO) time series, carried out on the interval 07-31 July, 2021, a very clear anomaly of maximum, greater than 1.2 STDEV, was detected on July 22, with 7 days before the onset of Mw8.2 earthquake.

How to cite: Stanica, D. A.: ANOMALOUS GEOMAGNETIC SIGNAL EMPHASISED BEFORE THE Mw8.2 ALASKA EARTHQUAKE OCCURRED ON JULY 29, 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7107, https://doi.org/10.5194/egusphere-egu22-7107, 2022.

Among the different parameters, the fluctuations of Earth's thermally emitted radiation, as measured by sensors on board of satellite systems operating in the Thermal Infra-Red (TIR) spectral range and Earth's surface deformation as recorded by satellite radar interferometry, have been proposed since long time as potential earthquake precursors. Nevertheless, the spatiotemporal relationship between the two different phenomena has been ignored till now.

On September 27, 2021, a strong earthquake of magnitude M5.8 occurred in Crete, near the village of Arkalochori at 06:17:21 UTC, as the result of shallow normal faulting. The epicenter of the seismic event was located at latitude 35.15 N and longitude 25.27 E, while the focal depth was 10 km. Since the beginning of June, almost 4 months earlier, more than 400 foreshocks ranging in magnitude from M0.5 to M4.8 were recorded in the broader area while the strongest aftershock (M 5.3) occurred on September 28th at 04:48:09 UTC.

10 years of MODIS Land Surface Temperature and Emissivity Daily L3 Global 1km satellite records were incorporated to the RETIRA index computation in order to detect and map probable pre-seismic and co-seismic thermal anomalies in the area of tectonic activation. At the same time, SAR images of the Sentinel-1 Copernicus satellite in both geometries of acquisition were used to create the differential interferograms and the displacement maps according to the Interferometric Synthetic Aperture Radar (InSAR) technique. Then, the two kinds of datasets (i.e thermal anomaly maps and crustal deformation maps) were introduced into a Geographic Information System environment along with geological formations, active faults, and earthquakes’ epicenters. By overlapping all the aforementioned data, their spatiotemporal relation is explored.

How to cite: Peleli, S., Kouli, M., and Vallianatos, F.: Investigating the spatiotemporal relationship between thermal anomalies and surface deformation; The Arkalochori Earthquake sequence of September 2021, Crete, Greece., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7148, https://doi.org/10.5194/egusphere-egu22-7148, 2022.

EGU22-7309 | Presentations | NH4.1

Wave-like structures prior to very recent southeastern Mediterranean earthquakes as recorded by a VLF/LF radio receiver in Athens (Greece) 

Dimitrios Z. Politis, Stelios M. Potirakis, Sagardweep Biswas, Sudipta Sasmal, and Masashi Hayakawa

A VLF (10 – 47.5 kHz) radio receiver with call sign UWA has recently been installed at the University of West Attica in Athens (Greece) and is continuously monitoring the lower ionosphere by means of the receptions from many transmitters, in order to identify any possible pre-seismic signatures or other precursors associated with extreme geophysical and space phenomena. In this study, we examine the case of three very recent strong mainshocks with magnitude Mw ≥ 5.5 that happened in September and October of 2021 in the southeastern Mediterranean. The VLF data used in this work correspond to the recordings of one specific transmitter with the call sign “ISR” which is located in Negev (Israel). The borders of the 5th Fresnel zone of the corresponding sub-ionospheric propagation path (ISR-UWA) are close in distance with the epicenters of the two earthquakes (EQ), while the third one is located within the 5th Fresnel zone of the specific path. In this work, we computed the morlet wavelet scalogram of the nighttime amplitude signal in order to check for any embedded wave-like structures, which would indicate the existence of Atmospheric Gravity Waves (AGW) before each one of the examined EQs. In our investigation, we also checked for any other global extreme phenomena, such as geomagnetic storms and solar flares, which may have occurred close in time with the examined EQs and could have a contaminating impact on the obtained results. Our results revealed wave-like structures in the amplitude of the signal a few days before the occurrence of these three EQs.

How to cite: Politis, D. Z., Potirakis, S. M., Biswas, S., Sasmal, S., and Hayakawa, M.: Wave-like structures prior to very recent southeastern Mediterranean earthquakes as recorded by a VLF/LF radio receiver in Athens (Greece), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7309, https://doi.org/10.5194/egusphere-egu22-7309, 2022.

EGU22-8280 | Presentations | NH4.1

Primary-level Site Effect Zoning in Developing Urban Areas Through the Geomorphic Interpretation of Landforms 

Zahra Pak Tarmani, Zohre Masoumi, and Esmaeil Shabanian

The site effect has a great impact on seismic hazard assessment in urban and industrial regions.
For instance, a layer of soft soil with a thickness of several meters amplifies seismic waves from
1.5 to 6 times relative to the underlying bedrock. Therefore, investigating the main characteristics
of Quaternary deposits such as the granulometry and mechanical layering is crucial in site effect
studies. These parameters are directly related to the local geologic/geomorphic setting and genesis
processes of the Quaternary deposits. Nevertheless, large cities in development countries have 
rapidly been enlarged covering Quaternary terrains before being evaluated for the site effect. This
rather rapid growth in urbanization interested us to take advantage of ancient aerial photographs
reprocessed with new image processing techniques in order to provide 3D terrain models from
such kind of areas before the recent urbanization. It helped us in the geomorphic terrain
classification and the detection of regions with different site effects originally caused by the
geomorphic setting and genesis of the Quaternary terrains. For example, site effect in a river flood
plain will be different from surrounding areas underlined by alluvial conglomerates or bedrock.
The main target of this study is investigating the primary-level site effect in Urmia city using 3D
geomorphic models derived from ancient aerial photos taken in 1955. Urmia in NW Iran is one of
the populated high-risk areas according to the standard regulations of earthquake in Iran, and
covers a wide region from mountainous areas to the ancient coast of Lake Urmia, with the Shahr
Chai River as the axial drainage. We created the 3D terrain model through the Structure from
Motion (SfM) algorithm. We have provided a detailed geomorphic map of Plio-Quaternary terrains
using the 3D Anaglyph view, Digital Elevation Model (DEM), and orthophoto-mosaic of the
region. It was complemented by granulometry and mechanical layering information from the
available geotechnical boreholes to reconstruct a shallow soil structure model for the area. It
allowed us establishing a primary-level site effect zoning for Urmia. Our results reveal the
presence of five distinct geomorphic zones, with different genesis processes and soil characteristics
from piedmont to coastal zones, which represent different soil structures and probable site effects.
This zoning paves the way for performing complementary site effect investigations with lower
time consummation and cost. The developed method, proposes a sophisticated tool to evaluate
primary site effect in areas covered by urbanization subjected to future natural hazards like
earthquake, landslide and flood before designing geophysical networks for the measurement of
quantitative site effect parameters such as Nakamura microtremor H/V and Multichannel Analysis
of Surface Waves.
Key words: Earthquake hazard, Site effect, Image Processing, Aerial photos, Quaternary geology, Structure from
Motion 

How to cite: Pak Tarmani, Z., Masoumi, Z., and Shabanian, E.: Primary-level Site Effect Zoning in Developing Urban Areas Through the Geomorphic Interpretation of Landforms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8280, https://doi.org/10.5194/egusphere-egu22-8280, 2022.

EGU22-8420 | Presentations | NH4.1

Ionospheric perturbations related to seismicity and volcanic eruptions inferred from VLF/LF electric field measurements 

Hans U. Eichelberger, Konrad Schwingenschuh, Mohammed Y. Boudjada, Bruno P. Besser, Daniel Wolbang, Maria Solovieva, Pier F. Biagi, Manfred Stachel, Özer Aydogar, Christoph Schirninger, Cosima Muck, Claudia Grill, and Irmgard Jernej

In this study we investigate electric field perturbations from sub-ionospheric VLF/LF paths which cross seismic and volcanic active areas. We use waveguide cavity radio links from the transmitters TBB (26.70 kHz, Bafa, Turkey) and ITS (45.90 kHz, Niscemi, Sicily, Italy) to the seismo-electromagnetic receiver facility GRZ (Graz, Austria). The continuous real-time amplitude and phase measurements have a temporal resolution of 1 sec, events are analyzed for the period 2020-2021. Of high interest in this time span are paroxysms of the stratovolcano Mt. Etna, Sicily, Italy. We show electric field amplitude variations which could be related to atmospheric waves, occurred at the active crater and propagated up to the lower ionosphere. This corresponds to vertical coupling processes from the ground to the E-region, the upper waveguide boundary during night-time. Ionospheric variations possibly related to earthquakes are discussed for events along the TBB-GRZ path, assumed is an area given by the so-called effective precursor manifestation zone [1,2]. The findings indicate statistical relations between electric field amplitude variations of the ITS-GRZ path in the VLF/LF sub-ionospheric waveguide and high volcanic activity of Etna. For earthquakes multi-parametric observations shall be taken into account to diagnose physical processes related to the events. In summary, VLF/LF investigations in a network together with automated data processing can be an essential component of natural hazards characterization.

References:

[1] Dobrovolsky, I.P., Zubkov, S.I., and Miachkin, V.I., Estimation of the size of earthquake preparation zones, PAGEOPH 117, 1025–1044, 1979. https://doi.org/10.1007/BF00876083

[2] Bowman, D.D., Ouillon, G., Sammis, C.G., Sornette, A., and Sornette, D., An observational test of the critical earthquake concept, JGR Solid Earth, 103, B10, 24359-24372, 1998. https://doi.org/10.1029/98JB00792

How to cite: Eichelberger, H. U., Schwingenschuh, K., Boudjada, M. Y., Besser, B. P., Wolbang, D., Solovieva, M., Biagi, P. F., Stachel, M., Aydogar, Ö., Schirninger, C., Muck, C., Grill, C., and Jernej, I.: Ionospheric perturbations related to seismicity and volcanic eruptions inferred from VLF/LF electric field measurements, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8420, https://doi.org/10.5194/egusphere-egu22-8420, 2022.

EGU22-8426 | Presentations | NH4.1 | Highlight

Earthquake nowcasting: Retrospective testing in Greece 2019 - 2021 

Gerasimos Chouliaras, Efthimios S. Skordas, and Nikolaos Sarlis

Earthquake nowcasting [1] (EN) is a modern method to estimate seismic risk by evaluating the progress of the earthquake cycle in fault systems [2]. EN employs natural time [3], which uniquely estimates seismic risk by means of the earthquake potential score (EPS) [1,4] and has found many useful applications both regionally and globally [1, 2, 4-10]. Among these applications, here we focus on those in Greece since 2019 [2], by using the earthquake catalogue of the Institute of Geodynamics of the National Observatory of Athens[11–13] (NOA) for the estimation of the EPS in various locations: For example, the ML(NOA)=6.0 off-shore Southern Crete earthquake on 2 May 2020, the ML(NOA)=6.7 Samos earthquake on 30 October 2020, the ML(NOA)=6.0 Tyrnavos earthquake on 3 March 2021, the ML(NOA)=5.8 Arkalohorion Crete earthquake on 27 September 2021, the ML(NOA)=6.3 Sitia Crete earthquake on 12 October 2021. The results are promising and reveal that earthquake nowcast scores provide useful information on impending seismicity.

[1] J.B. Rundle, D.L. Turcotte, A. Donnellan, L. Grant Ludwig, M. Luginbuhl, G. Gong, Earth and Space Science 3 (2016) 480–486. dx.doi.org/10.1002/2016EA000185

[2] J.B. Rundle, A. Donnellan, G. Fox, J.P. Crutchfield, Surveys in Geophysics (2021). dx.doi.org/10.1007/s10712-021-09655-3

[3] P.A. Varotsos, N.V. Sarlis, E.S. Skordas, Phys. Rev. E 66 (2002) 011902. dx.doi.org/10.1103/physreve.66.011902

[4] S. Pasari, Pure Appl. Geophys. 176 (2019) 1417–1432. dx.doi.org/10.1007/s00024-018-2037-0

[5] M. Luginbuhl, J.B. Rundle, D.L. Turcotte, Pure and Applied Geophysics 175 (2018) 661–670. dx.doi.org/10.1007/s00024-018-1778-0

[6] M. Luginbuhl, J.B. Rundle, D.L. Turcotte, Geophys. J. Int. 215 (2018) 753–759. dx.doi.org/10.1093/gji/ggy315

[7] N.V. Sarlis, E.S. Skordas, Entropy 20 (2018) 882. dx.doi.org/10.3390/e20110882

[8] S. Pasari, Y. Sharma, Seismological Research Letters 91 (6) (2020) 3358–3369. dx.doi.org/10.1785/0220200104

[9] J. Perez-Oregon, F. Angulo-Brown, N.V. Sarlis, Entropy 22 (11) (2020) 1228. dx.doi.org/10.3390/e22111228

[10] P.K. Varotsos, J. Perez-Oregon, E.S. Skordas, N.V. Sarlis, Applied Sciences 11 (21) (2021) 10093. dx.doi.org/10.3390/app112110093

[11] G. Chouliaras, Natural Hazards and Earth System Sciences 9 (3) (2009) 905–912. dx.doi.org/10.5194/ nhess-9-905-2009

[12] G. Chouliaras, N.S. Melis, G. Drakatos, K. Makropoulos, Advances in Geosciences 36 (2013) 7–9. dx.doi.org/10.5194/adgeo-36-7-2013

[13] A. Mignan, G. Chouliaras, Seismological Research Letters 85 (3) (2014) 657–667. dx.doi.org/10.1785/0220130209

How to cite: Chouliaras, G., Skordas, E. S., and Sarlis, N.: Earthquake nowcasting: Retrospective testing in Greece 2019 - 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8426, https://doi.org/10.5194/egusphere-egu22-8426, 2022.

The visibility graph method has allowed to identify statistical properties of earthquake magnitude time series. So that, such statistical features in the time series have helped to classify the earthquakes sequences in different categories according with their tectonical sources related with their dynamical seismicity. The Tehuantepec Isthmus subduction zone, México, has showed different dynamical behavior before and after the M8.2 occurred on September 07, 2017. This behavior is associated with the temporal correlations observed in the magnitude sequences. With the aim to characterize these correlations we use the visibility graph method which has showed great potential to get the dynamical properties of studied system from the statistical properties in the network graph. In this study we investigate four periods: the first, between 2005 and 2012, the second (before the M8.2 EQ) from 2012 to 2017, the third from September 2017 to March 2018 corresponding to aftershocks period, and the fourth from April to December 2021, in order to find type of connectivity corresponding to each one, we have computed the distribution function P(k) of the connectivity degree k. Our results show the connectivity increases till the earthquake and decrease in the aftershocks period.

How to cite: Ramírez-Rojas, A. and Flores-Márquez, E. L.: Visibility graph analysis to identify correlations in the magnitude earthquake time series monitored in the Tehuantepec Isthmus subduction zone, México., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8718, https://doi.org/10.5194/egusphere-egu22-8718, 2022.

EGU22-8924 | Presentations | NH4.1 | Highlight

The Cascading Foreshock Sequence of the Ms 6.4 Yangbi Earthquake in Yunnan, China 

Gaohua Zhu, Hongfeng Yang, Yen Joe Tan, Mingpei Jin, Xiaobin Li, and Wei Yang

Foreshocks may provide valuable information on the nucleation process of large earthquakes. The 2021 Ms 6.4 Yangbi, Yunnan, China, earthquake was preceded by abundant foreshocks in the ~75 hours leading up to the mainshock. To understand the space-time evolution of the foreshock sequence and its relationship to the mainshock nucleation, we built a high‐precision earthquake catalog using a machine-learning phase picker—EQtransformer and the template matching method. The source parameters of 17 large foreshocks and the mainshock were derived to analyze their interaction. Observed “back-and-forth” spatial patterns of seismicity and intermittent episodes of foreshocks without an accelerating pattern do not favor hypotheses that the foreshocks were a manifestation of a slow slip or fluid front propagating along the mainshock’s rupture plane. The ruptured patches of most large foreshocks were adjacent to one another with little overlap, and the mainshock eventually initiated near the edge of the foreshocks’ ruptured area where there had been a local increase in shear stress. These observations are consistent with a triggered cascade of stress transfer, where previous foreshocks load adjacent fault patches to rupture as additional foreshocks, and eventually the mainshock.

How to cite: Zhu, G., Yang, H., Tan, Y. J., Jin, M., Li, X., and Yang, W.: The Cascading Foreshock Sequence of the Ms 6.4 Yangbi Earthquake in Yunnan, China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8924, https://doi.org/10.5194/egusphere-egu22-8924, 2022.

EGU22-9690 | Presentations | NH4.1 | Highlight

Lesson learnt after long-term (>10 years) correlation analyses between satellite TIR anomalies and earthquakes occurrence performed over Greece, Italy, Japan and Turkey 

Valeria Satriano, Roberto Colonna, Angelo Corrado, Alexander Eleftheriou, Carolina Filizzola, Nicola Genzano, Hattori Katsumi, Mariano Lisi, Nicola Pergola, Vallianatos Filippos, and Valerio Tramutoli

In the recent years, in order to evaluate the possible spatial-temporal correlation among anomalies in Earth’s thermally emitted InfraRed radiation and earthquakes occurrence, several long-term studies have been performed. Different seismically active areas around the world have been this way investigated by using TIR sensors on board geostationary (e.g. Eleftheriou et al. 2016, Genzano et al., 2020, Genzano et al., 2021, Filizzola et al., 2022) and polar (e.g. Zhang and Meng, 2019) satellites.  Since the study of Filizzola et al. (2004) the better S/N ratio achievable by the geostationary sensors (compared with the polar ones) made this kind of sensors the first choice for this kind of long-term analyses.

In this paper the lesson learnt after 20 years of satellite TIR analyses are critically analyzed in the perspective of the possible inclusion of such anomalies among the parameters usefully contributing to the construction of a multi-parametric system for a time-Dependent Assessment of Seismic Hazard.

The more recent results achieved by applying the RST (Tramutoli et al., 2005, Tramutoli 2007) approach to long-term (>10 years) TIR satellite data collected by the geostationary sensors SEVIRI (on board MSG) - over Greece (Elefteriou et al., 2016), Italy (Genzano et al, 2020) and Turkey (Filizzola et al., 2022) – and  by JAMI and IMAGER (on board MTSAT satellites) over Japan (Genzano et al., 2021) will be also presented and discussed.

References

Eleftheriou, A., C. Filizzola, N. Genzano, T. Lacava, M. Lisi, R. Paciello, N. Pergola, F. Vallianatos, and V. Tramutoli (2016), Long-Term RST Analysis of Anomalous TIR Sequences in Relation with Earthquakes Occurred in Greece in the Period 2004–2013, PAGEOPGH, 173(1), 285–303, doi:10.1007/s00024-015-1116-8.

Filizzola, C., N. Pergola, C. Pietrapertosa, V. Tramutoli (2004), Robust satellite techniques for seismically active areas moni-toring: a sensitivity analysis on September 7, 1999 Athens’s earthquake. Phys. Chem. Earth, 29, 517–527. 10.1016/j.pce.2003.11.019

Filizzola C., A. Corrado, N. Genzano, M. Lisi, N. Pergola, R. Colonna and V. Tramutoli (2022), RST Analysis of Anomalous TIR Sequences in relation with earthquakes occurred in Turkey in the period 2004–2015, Remote Sensing, (accepted).

Genzano, N., C. Filizzola, M. Lisi, N. Pergola, and V. Tramutoli (2020), Toward the development of a multi parametric system for a short-term assessment of the seismic hazard in Italy, Ann. Geophys, 63(5) doi:10.4401/ag-8227.

Genzano, N., C. Filizzola, K. Hattori, N. Pergola, and V. Tramutoli (2021), Statistical correlation analysis between thermal infrared anomalies observed from MTSATs and large earthquakes occurred in Japan (2005–2015). JGR: Solid Earth, 126, e2020JB020108, https://doi.org/10.1029/2020JB020108

Tramutoli, V. (2007), Robust Satellite Techniques (RST) for Natural and Environmental Hazards Monitoring and Mitigation: Theory and Applications, in 2007 International Workshop on the Analysis of Multi-temporal Remote Sensing Images, pp. 1–6, IEEE. doi: 10.1109/MULTITEMP.2007.4293057

Tramutoli, V., V. Cuomo, C. Filizzola, N. Pergola, C. Pietrapertosa (2005), Assessing the potential of thermal infrared satellite surveys for monitoring seismically active areas: The case of Kocaeli (İzmit) earthquake, August 17, 1999. RSE, 96, 409–426. https://doi.org/10.1016/j.rse.2005.04.006

Zhang, Y. and Meng, Q. (2019), A statistical analysis of TIR anomalies extracted by RSTs in relation to an earthquake in the Sichuan area using MODIS LST data, NHESS, 19, 535–549, https://doi.org/10.5194/nhess-19-535-2019, 2019

How to cite: Satriano, V., Colonna, R., Corrado, A., Eleftheriou, A., Filizzola, C., Genzano, N., Katsumi, H., Lisi, M., Pergola, N., Filippos, V., and Tramutoli, V.: Lesson learnt after long-term (>10 years) correlation analyses between satellite TIR anomalies and earthquakes occurrence performed over Greece, Italy, Japan and Turkey, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9690, https://doi.org/10.5194/egusphere-egu22-9690, 2022.

EGU22-10161 | Presentations | NH4.1 | Highlight

Analysis of VLF and LF signal fluctuations recorded by Graz facility prior to earthquakes occurrences 

Mohammed Y. Boudjada, Pier Francesco Biagi, Hans Ulrich Eichelberger, Patrick H.M. Galopeau, Konrad Schwingenschuh, Maria Solovieva, Helmut Lammer, Wolfgang Voller, and Masashi Hayakawa

We report in our study on earthquakes that occurred in Croatia and Slovenia in the period from 1 Jan. 2020 to 31 Dec. 2021. Those seismic events happened in a localized region confined between 13.46°E and 17.46°E in longitude and 45.03°N and 49.03°N in latitude. Maximum magnitudes Mw6.4 and Mw5.4 occurred, respectively, on 29 Dec. 2020, at 11:19 UT, and 22 March 2020, at 05:24 UT. We use two-radio system, INFREP (Biagi et al., 2019) and UltraMSK (Schwingenschuh et al., 2011) to investigate the reception conditions of LF-VLF transmitter signals. The selected earthquakes occurred at distances less than 300km from the Graz station (47.03°N, 15.46°E) in Austria. First, we emphasize on the time evolutions of earthquakes that occurred along a same meridian, i.e. at a geographical longitude of 16°E. Second, we study the daily VLF-LF transmitter signals that exhibit a minimum around local sunrises and sunsets. This daily variations are specifically considered two/three weeks before the occurrence of the two intense events with magnitudes Mw6.4 and Mw5.4. We discuss the unusual terminator time motions of VLF-LF signals linked to earthquakes occurrences, and their appearances at sunrise- or sunset-times. Such observational features are interpreted as disturbances of the transmitter signal propagations in the ionospheric D- and E-layers above the earthquakes preparation zone (Hayakawa, 2015).

 

References:

Biagi et al., The INFREP Network: Present Situation and Recent Results, Open J. Earth. Research, 8, 2019.

Hayakawa, Earthquake Prediction with Radio Techniques, John Wiley and Sons, Singapore, 2015.

Schwingenschuh et al., The Graz seismo-electromagnetic VLF facility, Nat. Hazards Earth Syst. Sci., 11, 2011

How to cite: Boudjada, M. Y., Biagi, P. F., Eichelberger, H. U., Galopeau, P. H. M., Schwingenschuh, K., Solovieva, M., Lammer, H., Voller, W., and Hayakawa, M.: Analysis of VLF and LF signal fluctuations recorded by Graz facility prior to earthquakes occurrences, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10161, https://doi.org/10.5194/egusphere-egu22-10161, 2022.

EGU22-10209 | Presentations | NH4.1

Enhancing Data Sets From Rudna Deep Copper Mine, SW Poland: Implications on Detailed Structural Resolution and Short-Term Hazard Assessment 

Monika Sobiesiak, Konstantinos Leptokaropoulos, Monika Staszek, Natalia Poiata, Pascal Bernard, and Lukasz Rudzinski

Applying the software BackTrackBB (Poiata et al., 2016) for automated detection and location of seismic events to data sets from Rudna Deep Copper Mine, SW Poland, lead to an enhancement of existing routine catalogs by about a factor of 10.000 in number of events. Following our hypothesis that all types of seismic events contribute to seismic hazard in a mine, we included all events from major mine collapses (M>3), recorded blasting works and detonations, to machinery noise. These enhanced data sets enabled a detailed spatio-temporal distribution of seismicity in the mine and a short-term hazard assessment on a daily basis.

In this study, we focus on the data from two days with major mine collapses: the 2016-11-29 Mw=3.4, and the 2018-09-15 Mw=3.7 events. The spatio-temporal distribution of seismicity of both days deciphered detailed horizontal and vertical structures and revealed the increase of seismic activity after the daily blasting work. The daily histograms exhibit similar patterns, suggesting the dominant influence of explosions on the overall seismicity in the mine. Using the enhanced data sets for short-term hazard assessment, we observed gaps in the activity rates before the main shocks. They were followed by sudden increase of seismicity, a simultaneous drop in seismic b-value, and an increase in exceedance probability for the assumed largest magnitude events. This demonstrates the usefulness of enhanced data sets from surface networks for revealing precursory phenomena before destructive mine collapses and suggests a testing strategy for early warning procedures.

How to cite: Sobiesiak, M., Leptokaropoulos, K., Staszek, M., Poiata, N., Bernard, P., and Rudzinski, L.: Enhancing Data Sets From Rudna Deep Copper Mine, SW Poland: Implications on Detailed Structural Resolution and Short-Term Hazard Assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10209, https://doi.org/10.5194/egusphere-egu22-10209, 2022.

EGU22-10222 | Presentations | NH4.1

Optimized setup and long-term validation of anomaly detection methods for earthquake-related ionospheric-TEC (Total Electron Content) parameter over Italy and Mediterranean area 

Roberto Colonna, Carolina Filizzola, Nicola Genzano, Mariano Lisi, Nicola Pergola, and Valerio Tramutoli

Near the end of the last century and the beginning of the new, different types of geophysical parameters (components of the electromagnetic field in several frequency bands, thermal anomalies, radon exhalation from the ground, ionospheric parameters and more) have been proposed as indicators of variability potentially related to the earthquakes occurrence. During the last decade, thanks to the availability of historical satellite observations which has begun to be significantly large and thanks to the exponential growth of artificial intelligence techniques, many advances have been made on the study of the seismic-related anomalies detection observed from space.

In this work, the variations in Total Electron Content (TEC) parameter are investigated as indicator of the ionospheric status potentially affected by earthquake related phenomena. In-depth and systematic analysis of multi-year historical data series plays a key role in distinguishing between anomalous TEC variations and TEC changes associated with normal ionospheric behavior or non-terrestrial forcing phenomena (mainly dominated by solar cycles and activity).

In order to detect the differences between the two types of variation, we performed an optimal setting of the methodological inputs for the detection of seismically related anomalies in ionospheric-TEC using machine learning techniques and validating the findings on multiple long-term historical series (mostly nearly 20-year). The setting was optimized using techniques capable of combining multi-year time series of TEC satellite data and multi-year time series of seismic catalogues, simulating their behaviors in tens of thousands of possible combinations and classifying them according to criteria established a priori. Input setup and validation were done by investigating possible links between TEC anomalies and earthquake occurring over Italy and Mediterranean area. We will show and comment the results of both, optimal input setting and statistical correlation analyses consequently performed, and we will discuss the potential impact of these on future developments in this field.

How to cite: Colonna, R., Filizzola, C., Genzano, N., Lisi, M., Pergola, N., and Tramutoli, V.: Optimized setup and long-term validation of anomaly detection methods for earthquake-related ionospheric-TEC (Total Electron Content) parameter over Italy and Mediterranean area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10222, https://doi.org/10.5194/egusphere-egu22-10222, 2022.

EGU22-10371 | Presentations | NH4.1

Utilizing machine learning techniques along with GPS ionospheric TEC maps for potentially predicting earthquake events 

Yuval Reuveni, Sead Asaly, Nimrod Inbar, and Leead Gottlieb

The scientific use of ground and space-based remote sensing technology is inherently vital for studying different lithospheric-tropospheric-ionospheric coupling mechanisms, which are imperative for understanding geodynamic processes. Current remote sensing technologies operating at a wide range of frequencies, using either sound or electromagnetic emitted waves, have become a valuable tool for detecting and measuring signatures presumably associated with earthquake events. Over the past two decades, numerous studies have been presenting promising results related to natural hazards mitigation, especially for earthquake precursors, while other studies have been refuting them. While highly impacting for geodynamic processes the controversy around precursors that may precede earthquakes yet remains significant. Thus, predicting where and when natural hazard event such as earthquake is likely to occur in a specific region of interest still remains a key challenging task in geo-sciences related research. Recently, it has been discovered that natural hazard signatures associated with strong earthquakes appear not only in the lithosphere, but also in the troposphere and ionosphere. Both ground and space-based remote sensing techniques can be used to detect early warning signals from places where stresses build up deep in the Earth’s crust and may lead to a catastrophic earthquake. Here, we propose to implement a machine learning Support Vector Machine (SVM) technique, applied with GPS ionospheric Total Electron Content (TEC) pre-processed time series estimations, extracted from global ionospheric TEC maps, to evaluate any potential precursory caused by the earthquake and is manifested as ionospheric TEC anomaly. Each TEC time series data was geographically extracted around the earthquake epicenter and calculated by weighted average of the four closest points to evaluate any potential influence caused by the earthquake. After filtering and screening our data from any solar or geomagnetic influence at different time scales, our results indicate that with large earthquakes (> 6 [Mw]), there is a potentially high probability of gaining true negative prediction with accuracy of 85.7% as well as true positive prediction accuracy of 80%. Our suggested method has been also tested with different skill scores such as Accuracy (0.8285), precision (0.85), recall (0.8), Heidke Skill Score (0.657) and Tue Skill Statistics (0.657).

How to cite: Reuveni, Y., Asaly, S., Inbar, N., and Gottlieb, L.: Utilizing machine learning techniques along with GPS ionospheric TEC maps for potentially predicting earthquake events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10371, https://doi.org/10.5194/egusphere-egu22-10371, 2022.

EGU22-10488 | Presentations | NH4.1

Results of the analysis of VLF and ULF perturbations and modeling atmosphere-ionosphere coupling 

Yuriy Rapoport, Volodymyr Reshetnyk, Asen Grytsai, Alex Liashchuk, Alla Fedorenko, Masashi Hayakawa, Volodymyr Grimalsky, and Sergei Petrishchevskii

The work continues one presented by us in 2021, which included the identification of three groups of periods in the VLF amplitude variations in the waveguide Earth-Ionosphere (WGEI) according to data of Japan receivers, obtained in 2014–2017. Periods of 5–10 minutes correspond to the fundamental mode of acoustic-gravity waves (AGW) near the Brunt–Väisälä period and were firstly revealed in VLF signals. Apart from these values, periods of 2–3 hours and possibly 1 week were also detected; the weekly periodicity is caused by anthropogenic influence on the VLF data. The problem with penetration of the ULF electric field to the ionosphere is investigated both within the dynamic simulation of the Maxwell equations and within the quasi-electrostatic approach. It is demonstrated that in the case of open field lines the results of dynamic simulations differ essentially from the quasi-electrostatic approach, which is not valid there. In the case of closed field lines, the simulation results are practically the same for both approaches and correspond to the data of measurements of plasma perturbations in the ionosphere. It is shown that the diurnal cycle is most clearly visible in the variations of the VLF amplitudes. Disturbances from various phenomena also appear in the VLF data series. One of the strongest geomagnetic storms during the analyzed time range was the event of St. Patrick's Day (March 17, 2015), which is not reflected in Japanese data because this event occurred at night for East Asia. The use of information entropy in the VLF signal processing was tested with the determination of the main features of information entropy. Variations in information entropy at different stations are discussed in detail. It has been found that information entropy shows maxima near sunrise and sunset. The location of these peaks relative to the moments of sunrise and sunset changes with the seasons that is probably connected with the solar terminator passage at the heights of the VLF signal propagation. A study of 109 earthquakes during 2014-2017 did not show a clear dependence of information entropy when using the superposed epoch analysis, although a slight decrease in information entropy was observed before a part of the earthquakes. The effect of solar flares on information entropy has been established, but this issue needs further study. We have developed a model describing the penetration into the ionosphere of a nonlinear AGW packet excited by a ground source. Complex modulation of the initial AGW includes acoustic waves with closed frequencies and random phases. The model is important for the interpretation of atmosphere–ionosphere coupling along with seismoionospheric one. We are working on the application of this model to the spectrum of the VLF waves in the WGEI and unified models of the atmosphere–ionosphere coupling due to AGW and electromagnetic field excited by the same source in the lower atmosphere. This model would be important for the understanding seismogenic and tropical cyclone influence on the ionosphere.

How to cite: Rapoport, Y., Reshetnyk, V., Grytsai, A., Liashchuk, A., Fedorenko, A., Hayakawa, M., Grimalsky, V., and Petrishchevskii, S.: Results of the analysis of VLF and ULF perturbations and modeling atmosphere-ionosphere coupling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10488, https://doi.org/10.5194/egusphere-egu22-10488, 2022.

EGU22-10961 | Presentations | NH4.1

Regional applicability of earthquake forecasts using geoelectric statistical moments: Application to Kakioka, Japan 

Hong-Jia Chen, Katsumi Hattori, and Chien-Chih Chen

Electromagnetic anomalies have become promising for short-term earthquake forecasting. One forecasting algorithm based on statistical moments of geoelectric data was developed and applied in Taiwan. The objective of our research was to investigate such a reliable, rigorously testable algorithm to issue earthquake forecasts. We tested the applicability of the forecasting algorithm and applied it to geoelectric data and an earthquake catalog in Kakioka, Japan with a long-term period of 26 years. We calculated the variance, skewness, and kurtosis of the geoelectric data each day, determined their anomalies, and then compared them with earthquake occurrences through the forecasting algorithm. We observed that the anomalies of variance, skewness, and kurtosis significantly precede earthquakes, suggesting that the geoelectric data distributions deviate from normal distributions before earthquakes. Furthermore, the forecasting algorithm can select robust optimal models and produce explicit forecasting probability for two-thirds of all experimental cases. Therefore, we concluded that the forecasting algorithm based on statistical moments of geoelectric data is universal and may contribute to short-term earthquake forecasting.

How to cite: Chen, H.-J., Hattori, K., and Chen, C.-C.: Regional applicability of earthquake forecasts using geoelectric statistical moments: Application to Kakioka, Japan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10961, https://doi.org/10.5194/egusphere-egu22-10961, 2022.

EGU22-11299 | Presentations | NH4.1

b-value and kinematic parameters from 3D focal mechanisms distributions in Southern California 

Andrea Carducci, Antonio Petruccelli, Angelo De Santis, Rita de Nardis, and Giusy Lavecchia

The frequency-magnitude relation of earthquakes, with particular attention to the b-value of Gutenberg-Richter law, is computed in Southern California. A three-dimensional grid is employed to sample relocated focal mechanisms and determine both the magnitude of completeness and the b-value for each node. Sampling radius and grid size are appropriately chosen accordingly to seismogenic source dimensions. The SCEC Community Fault Model is used for comparison of the main fault systems along with the calculated 3D distributions.

The b-values are compared to Aλ, a streamlined kinematic fault quantification, which does not use inversion processes since directly depends on individual rakes of focal mechanisms. Potential relationships between the two quantities are then computed through multiple regressions at increasing depth ranges: they may help to evaluate seismic hazard assessment in relating the frequency and size of earthquakes to kinematic features. The rheological transition from elastic to plastic conditions is computed, assuming different physical constraints, and its influence on b-value and Aλ is also analyzed. Among proposed linear, polynomial, and harmonic equations, the linear model is statistically valued as the most probable one to relate the two parameters at different depth ranges. b-values against Aλ results are implemented into a 3D figure, where point data are interpolated by “Lowess Smoothing” surfaces to visually check the constancy depending on depth.

How to cite: Carducci, A., Petruccelli, A., De Santis, A., de Nardis, R., and Lavecchia, G.: b-value and kinematic parameters from 3D focal mechanisms distributions in Southern California, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11299, https://doi.org/10.5194/egusphere-egu22-11299, 2022.

EGU22-11511 | Presentations | NH4.1 | Highlight

Earthquake forecasting probability by statistical correlations between low to moderate seismic events and variations in geochemical parameters 

Lisa Pierotti, Cristiano Fidani, Gianluca Facca, and Fabrizio Gherardi

Since late 2002, a network of six automatic monitoring stations is operating in Tuscany, Central Italy, to investigate possible geochemical precursors of earthquakes. The network is operated by the Institute of Geosciences and Earth Resources (IGG), of the National Research Council of Italy (CNR), in collaboration and with the financial support of the Government of the Tuscany Region. The areas of highest seismic risk of the region, Garfagnana, Lunigiana, Mugello, Upper Tiber Valley and Mt. Amiata, are currently investigated. The monitoring stations are equipped with multi-parametric sensors to measure temperature, pH, electric conductivity, redox potential, dissolved CO2 and CH4 concentrations in spring waters. The elaboration of long-term time series allowed for an accurate definition of the geochemical background, and for the recognition of a number of geochemical anomalies in concomitance with the most energetic seismic events occurred during the monitoring period (Pierotti et al., 2017).

In an attempt to further exploit data from the geochemical network of Tuscany in a seismic risk reduction perspective, here we present a new statistical analysis that focuses on the possible correlation between low to moderate seismic events and variations in the chemical-physical parameters detected by the monitoring network. This approach relies on the estimate of a conditional probability for the forecast of earthquakes from the correlation coefficient between seismic events and signals variations (Fidani, 2021).

Seismic events (EQ) are classified according to a magnitude threshold, Mo. We set EQ = 0, if no seismic events were observed with M < Mo, and EQ = 1, if at least a seismic event was observed with M > Mo. Chemical-physical (CP) events were defined based on their appropriate amplitudes threshold Ao, being CP = 0 if the amplitude A < Ao, and CP = 1 if A > Ao. Digital time series were elaborated from data collected over the last 10 years, where EQs were declustered and CPs detrended for external influences. The couples of events with the same time differences TEQ – TCP, between EQs and CPs, were summed in a histogram. Then, a Pearson statistical correlation coefficient corr(EQ,CP) was obtained starting from the covariance definition.

A conditional probability for EQ forecasting is estimated starting from the correlation coefficient in an attempt to use data from CP network of Tuscany in a seismic risk reduction framework. The approach consists in an evaluation of EQ probability in a defined area, given a CP detection by the station in the same area. The conditional probability P(EQCP), when a correlation between EQs and CPs exists and time difference is that evidenced by the correlation, is increased by a term proportional to the correlation coefficient as

 

with respect to the unconditioned probability P(EQ) when a CP event is detected, where P(CP) is the unconditioned probability of CP.

 

 

Fidani, C. (2021). Front. Earth Sci. 9:673105.

Pierotti, L. et al. (2017). Physics and Chemistry of the Earth, Parts A/B/C, 98, 161-172.

 

How to cite: Pierotti, L., Fidani, C., Facca, G., and Gherardi, F.: Earthquake forecasting probability by statistical correlations between low to moderate seismic events and variations in geochemical parameters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11511, https://doi.org/10.5194/egusphere-egu22-11511, 2022.

Some samples are given illustrating possible influences of the natural hazards those will occur in the future times for the seismic activities those occur at the present time in [1]. Those samples force to ask whether there exist operational connections originating from future time’s naturel events, NEs on the present time’s NEs or do not. The analytical basics orienting such cooperation are derived in here [2]-[3].

Both the past time’s NEs and the future time’s NEs are not exist at the present time’s NEs topology when we want to observe and measure all them at the same location in the present time as a matter of the event for the present time’s temporal and spatial metric or in a space-time differential displacement with other words [4]. This situation brings the fact on the absence and/or presence of NEs in a temporal topology as a principle about the occurrence of NEs in their specific manifolds [4]. The very simple example in below may be helpful to understand the fact:

Example 1: If you want to be a medical doctor in your future then you have to study and learn medical facts in an official way. Without doing this in your past times and present times you cannot earn the medical doctor degree in your future times.

Result 1: The future time’s NEs present cooperation in both the past and future time’s NEs.

Example 1 and connected result 1 illustrate the future time’s event of being medical doctor operates the past and present time’s event of learning medicine so the principle 1 in below brings the processes designing the cooperation among past, present, and future NEs:

Principle 1: There is either definitive and/or fuzzy cooperation among the NEs in the future time, pas time, and present time for NEs’ topology.

The retarded potential in gauge form is split into two parts: The first part is a part of Fourier transform given the future time’s NEs and the second part is a Fourier sinus transform. The first part involves the ingredients of future time’s NEs. The second part involves the ingredients of both NEs of past time and present time. The first part has the property as a forwarded potential. The second part fits to the properties as the events at the past and/or the present.

The principle 1 is checked during several earthquakes received in 1999-2004 [5]- [6] and some important results are shared in [1]. The present writer calls virtual earthquake (VEQ) future time’s earthquake activities cooperating with the past and/or present time’s seismic activities and presents the topological processes with their analytical extractions from the above-mentioned observations.

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1Sengor T, http://meetingorganizer.copernicus.org/ EGU2020/EGU2020-22589.pdf.

2Sengor T, Helsinki University of Tech., Electromagnetics Lab. Report 344, Nov. 2000, ISBN 951-22-5258-9, ISSN 1456-632X.

3Sengor T, Helsinki University of Tech., Electromagnetics Lab. Report 347, Dec. 2000, ISBN 951-22-5274-0, ISSN 1456-632X.

4Sengor T, Invited paper. doi:10.23919/URSI- ETS.2019.8931455

5Sengor T, http://meetingorganizer.copernicus.org/EGU2019/EGU2019-17127.pdf.

6Sengor T, Helsinki University of Tech., Electromagnetics Lab. Report 368, May. 2001, ISBN 951-22-5275-1, ISSN 1456-632X.

How to cite: Sengor, T.: Virtual Earthquakes Cooperating with Natural Hazards and Simultaneously Scheduled Seismic Activities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12275, https://doi.org/10.5194/egusphere-egu22-12275, 2022.

EGU22-12349 | Presentations | NH4.1 | Highlight

Multi-channel singular spectrum analysis of soil radon concentration, Japan: Relationship between soil radon flux and precipitation and the local seismic activity 

Katsumi Hattori, Kazuhide Nemoto, Haruna Kojina, Akitsugu Kitade, Shu kaneko, Chie Yoshino, Toru Mogi, Toshiharu Konishi, and Dimitar Ouzounov

Recently, there are many papers on electromagnetic pre-earthquake phenomena such as geomagnetic, ionospheric, and atmospheric anomalous changes. Ionospheric anomaly preceding large earthquakes is one of the most promising phenomena. Lithosphere-Atmosphere-Ionosphere Coupling (LAIC) model has been proposed to explain these phenomena. In this study, to evaluate the possibility of chemical channel of LAIC by observation, we have installed sensors for atmospheric electric field, atmospheric ion concentration, atmospheric Rn concentration, soil radon Rn concentration (SRC), and weather elements at Asahi station, Boso, Japan. Since the atmospheric electricity parameters are very much influenced by weather factors, it is necessary to remove these effects as much as possible. In this aim, we apply the MSSA (Multi-channel Singular Spectral Analysis) to remove these influences from the variation of GRC and estimate the soil Rn flux (SRF). We investigated the correlations (1) between SRF and precipitation and (2) between SRF and the local seismic activity around Asahi station. The preliminary results show that SRF was significantly increased by heavy precipitations of 20 mm or more in total for 2 hours. We proposed two types of models, a rainwater load model and a rainwater infiltration model, and it is appropriate for both models to work and (2) between SRF and local seismicity within an epicenter distance of 50 km from the station.

 

How to cite: Hattori, K., Nemoto, K., Kojina, H., Kitade, A., kaneko, S., Yoshino, C., Mogi, T., Konishi, T., and Ouzounov, D.: Multi-channel singular spectrum analysis of soil radon concentration, Japan: Relationship between soil radon flux and precipitation and the local seismic activity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12349, https://doi.org/10.5194/egusphere-egu22-12349, 2022.

EGU22-114 | Presentations | NH4.2

Seismic intensity outside the earthquake focal zone 

Anastasia Nekrasova and Vladimir Kossobokov

We present an original method for determining the seismic impact outside the elliptical focal zone of an earthquake. The technique is based on the research of N.V. Shebalin (1927-1996) and generalizes the work of Russian and foreign seismologists, taking into account anisotropic concentration of seismic impact observed in nature in the direction of the source stretch. The macroseismic intensity is approximated by the function of magnitude, hypocentral distance and direction of the main axis of the focal zone taking into account the existing regional characteristics including information on active faults and earthquake focal mechanisms in the study area. The methodology can be used both in the operational assessment of damage from an earthquake immediately after its occurrence, and for the purposes of long-term general seismic zoning. The study was carried out as part of the Russian Federation State task of Scientific Research Works on "Seismic hazard assessment, development and testing of earthquake prediction methods" (No. 0143-2019-0006).

How to cite: Nekrasova, A. and Kossobokov, V.: Seismic intensity outside the earthquake focal zone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-114, https://doi.org/10.5194/egusphere-egu22-114, 2022.

EGU22-604 | Presentations | NH4.2

Deterministic scenarios for seismic hazard assessment in the metropolitan area of San Jose, Costa Rica. First results of the Kuk-Ahpan Project. 

Adriana Fatima Ornelas Agrela, Belen Benito Oterino, Rebeca Franco Blanco, Carlos García Lanchares, Miguel Marchamalo Sacristan, Guillermo Alvarado, Alvaro Climent, Walter Montero, and Victor Schmidt

We present here the first results of the KUK-AHPAN Project: INTEGRATED REGIONAL STUDY OF STRUCTURE AND EVOLUTION 4D OF CENTRAL AMERICAN LITHOSPHERE. IMPLICATIONS IN SEISMIC HAZARD AND RISK CALCULATION). One of the main purposes of this project is to improve the knowledge of the seismic hazard in Central American countries, as well as the seismic risk in populations of the region.

An initial phase is addressed to define deterministic scenarios in the capital cities, giving the expected strong motion due to possible ruptures in local faults which may be critical for the risk of the population.

Preliminary results have already been found in the metropolitan area of San Jose (Costa Rica), affected by moderate-high seismicity due to a complex system of faults in the Valle Central in a local frame. In a regional context, the seismicity of the country is explained by the tectonic interaction between the Cocos and Caribbean plates.

We have identified three critical scenarios corresponding to events located in the Belo Horizonte, Rio Azul, and Cipreses faults. The strong motion for these scenarios has been estimated firstly in rock conditions, by application of different Ground Motion Prediction Equations. (GMPEs). In the second place, a microzonation map for San Jose is proposed, derived from data of isoperiods, lithology and other geotechnical information.  The amplification factor for the different soils has been extracted from NEHRP. Finally, we estimated the peak ground acceleration (PGA) and other spectral accelerations SA(T) including the local effects for each rupture scenario defined.

These deterministic scenarios will be compared with other results obtained with probabilistic approaches including modelization of faults in the definition of source models. A final goal is to improve the knowledge of the influence of the source models based on faults, not only in zones, in the hazard estimates.

How to cite: Ornelas Agrela, A. F., Benito Oterino, B., Franco Blanco, R., García Lanchares, C., Marchamalo Sacristan, M., Alvarado, G., Climent, A., Montero, W., and Schmidt, V.: Deterministic scenarios for seismic hazard assessment in the metropolitan area of San Jose, Costa Rica. First results of the Kuk-Ahpan Project., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-604, https://doi.org/10.5194/egusphere-egu22-604, 2022.

To confirm the probabilistic hazard assessment proposed by the Taiwan Earthquake Model (TEM), we compared it with the strong ground motion observations. We accessed the Taiwan Strong Motion Instrumentation Program (TSMIP) database and reported the maximum ground shaking of each strong-motion station. Comparing the TSMIP observations and the TEM hazard model reveals similar spatial patterns. However, some records indicate significantly higher shaking levels than the model does due to the occurrence of some large events, for example, the 1999 Mw7.6 Chi-Chi earthquake. Such discrepancies cannot be explained by model parameter uncertainties but by unexpected events in the given short observation period. We have confirmed that although each seismogenic structure in Taiwan is unlikely to rupture within a short period, the summarized earthquake potentials from all the structures are significant. Additionally, we discuss the impacts of some model parameters, including epistemic uncertainties of source parameters, truncation of standard deviation for ground motion prediction equations, the Gutenberg-Richter law for area source, and the time-dependent seismicity rate model. The outcomes of this study provide not only crucial information for urban planning on a city scale and building code legislation on a national scale, but also suggestions for the next generation of probabilistic seismic hazard assessment for Taiwan as well as other regions.

How to cite: Chan, C.-H., Gao, J.-C., and Tseng, Y.-H.: Confirmation of the probabilistic seismic hazard assessment by the Taiwan Earthquake Model through comparison with strong ground motion observations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1472, https://doi.org/10.5194/egusphere-egu22-1472, 2022.

EGU22-2303 | Presentations | NH4.2

Time-dependent earthquake and tsunami hazard scenarios for the Adriatic region 

Antonella Peresan and Hany M. Hassan

During the last two decades, an operational procedure for time-dependent seismic hazard scenarios has been developed, which integrates fully formalized and validated earthquake forecasting information from pattern recognition analysis (e.g. by CN algorithm), with the realistic modelling of earthquake ground motion by the neo-deterministic approach (NDSHA). The proposed methodology permits to define, both at regional and local scale, a set of scenarios of ground motion for the time interval for the time interval in which a strong event is likely to occur within the alerted areas. When dealing with offshore large earthquakes occurrence, this integrated approach can be naturally extended to the definition of time-dependent tsunami scenarios, based on physical scenario models of tsunami waves.

CN forecasts for the Italian territory and its surroundings, as well as the corresponding time-dependent ground motion scenarios associated with the alarmed areas, are regularly updated since about two decades (Peresan, 2018, Geophysical Monograph Series, 234, pp. 149–172 and references therein). We review the results obtained so far by rigorous prospective testing of the developed procedure, including analysis of the statistical significance of issued forecasts. Special emphasis is placed on the recent earthquakes that occurred in the Adriatic region, which support validation of the applied methodologies, and evidence the opportunity of developing time-dependent tsunamis scenarios, by integrating forecast information with the modelling of tsunami waves propagation.

In this study, tsunami modelling is performed by the NAMI DANCE software (Yalciner et al., 2006, Middle East Technical University, Ankara, Turkey), which allows us accounting for seismic source properties, variable bathymetry, and non-linear effects in waves propagation. Urban scale hazard scenarios for selected coastal sites are developed considering different potential tsunamigenic sources of tectonic origin, located in the Central and Southern Adriatic Sea. The results from parametric studies accounting for possible sources related to historical events, as well as for yet unobserved extreme events, are considered for this purpose. Their verification against recent earthquakes, allows us assessing the relevance of space-time information and uncertainties on source parameters, and their possible operational contribution towards effective tsunami warning system for the Adriatic Sea and in the whole Mediterranean area. 

How to cite: Peresan, A. and Hassan, H. M.: Time-dependent earthquake and tsunami hazard scenarios for the Adriatic region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2303, https://doi.org/10.5194/egusphere-egu22-2303, 2022.

EGU22-2378 | Presentations | NH4.2

Anatomy of seismicity clustering from parametric space-time analysis 

Giuliana Rossi, Gianni Bressan, Antonella Peresan, and Carla Barnaba

A multi-parametric approach, based on five different parameters quantifying seismicity, is proposed for investigating the space-time evolution of earthquakes occurrence in areas characterized by complex tectonics, namely by the interference of differently oriented faults and by the heterogeneous mechanical strength of the rocks. Specifically, the variations of entropy, the b-value from the Gutenberg-Richter law, the changes in fractal dimension, and the Nearest Neighbour distance (η) are used for assessing changes in the temporal patterns of seismicity. In parallel, the Principal Component Analysis (PCA) in 4D (space and time) is used to define the hypocentres distribution geometry and the propagation directions.

In particular, we applied the methods mentioned above in a multi-parametric study of the seismicity space-time evolution from 2015 to the beginning of 2020 in a well-focused area. The study area, centred on the town of Tolmezzo, in Northeastern Italy, between the Alps and the Prealps, is characterized by a complex tectonic pattern resulting from the interference of differently oriented fault systems and involving mechanically heterogeneous rocks. After a long period of low seismic activity, lasting about 15 years, in 2018–2019, the area experienced a significant increase of radiated seismic energy, spatially clustered, with four sequences induced by earthquakes with MD (coda-duration magnitude) from 3.7 to 4.0 (http://www.crs.inogs.it/bollettino/RSFVG). Notably, the most energetic events are located in correspondence with the sharp transitions from zones of low damage to zones of intermediate damage. Two distinct periods of the seismic activity are identified, as revealed by the b-value and the fractal dimension, which show relevant fluctuations since the beginning of 2017. The temporal variation of the b-value can be related to crustal stress changes in the medium, which is characterized by different mechanical properties. The fractal dimension time evolution indicates a prevailing clustering of the earthquakes with a tendency to propagate linearly. The temporal variations of the Shannon entropy and η quantify the evolving organization and correlation of seismicity within an area; hence, they reflect a process of damage evolution in heterogeneous rocks that changes with time due to continuous strain energy redistribution. According to this view, the Shannon entropy and η can be considered parameters related to each other that reflect the memory of past deformations. The recovery of Shannon entropy and η to values preceding the crisis of 2018–2019 suggests that the system has reached a temporary new equilibrium.

The solutions provided by the PCA analysis along a cross-section close to Tolmezzo confirm such observations. They reveal mostly vertical and sub-vertical planes changing orientation along the cross-section considered. The fracture propagates within the fracturing plane in the southernmost and northernmost parts of the cross-section. In contrast, the results suggest the activation of parallel planes in the central part of the section, closer to Tolmezzo. The orientation of the planes inferred from PCA analysis agrees with secondary NNE-SSW and E-W trends present in the region considered. 

How to cite: Rossi, G., Bressan, G., Peresan, A., and Barnaba, C.: Anatomy of seismicity clustering from parametric space-time analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2378, https://doi.org/10.5194/egusphere-egu22-2378, 2022.

EGU22-2526 | Presentations | NH4.2 | Highlight

Building typologies for Norway: a case study for Oslo using machine learning 

Federica Ghione, Steffen Mæland, Abdelghani Meslem, and Volker Oye

To evaluate potential human and economic losses in a seismic risk assessment, it is important to define an exposure model by defining building materials and characteristics. The common approach to develop an exposure model is to have a first overview of the area with Google Earth and to perform extensive fieldwork in representative areas of the city. This procedure is time and cost consuming, and it is also subject to personal interpretation. To mitigate these costs, a Convolutional Neural Network (CNN) is used to automatically identify the different building typologies in the city of Oslo, Norway, based on facade images taken from in-situ fieldwork and Google Street View.

The present article attempts to categorize Oslo’s building stock in five main building typologies: timber (T), unreinforced masonry (MUR), reinforced concrete (CR), composite (steel reinforced concrete) (SRC) and steel (S). This method shows good results for timber buildings with 91% accuracy score, but only 41% for steel reinforced concrete buildings. These variations can be explained by differences in the number of labelled images for each typology, comprising the training data, and differences in complexity between typologies.

This work is the first tentative to identify Norwegian building typologies: based on experts judgement, the five types observed in Oslo can be applicable at national level. In addition, this study shows that CNNs can significantly contribute in terms of developing a cost-effective exposure model.

How to cite: Ghione, F., Mæland, S., Meslem, A., and Oye, V.: Building typologies for Norway: a case study for Oslo using machine learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2526, https://doi.org/10.5194/egusphere-egu22-2526, 2022.

EGU22-2700 | Presentations | NH4.2

Investigating earthquake clusters complexity in Central Italy by network theory tools 

Elisa Varini and Antonella Peresan

Complex network theory has been recently applied to get new insights and a different perspective in the study of earthquake patterns. Several studies (see for instance Daskalaki et al., J Seismol, 2016; Telesca, Phys. Chem. Earth, 2015; Varini et al., J Geophys Res, 2020; Ebrahimi et al., Chaos Solitons Fractals, 2021, and references therein) were based on the preliminary mapping of the time series of earthquakes into networks, by applying visibility graph method or other clustering algorithms. In a second step, the topological properties of the obtained networks were analyze by exploiting tools of complex network theory with the aim of discovering possible precursory signatures of strong earthquakes or other features relevant to hazard assessment.

In this study we investigated the earthquake clusters extracted by two data-driven declustering algorithms: the nearest-neighbor, which classifies the earthquakes on the basis of a nearest-neighbor distance between events in the space-time-energy domain (Zaliapin and Ben-Zion, J Geophys Res, 2013), and the stochastic declustering, which is based on the space-time ETAS point process model (Zhuang et al., J Geophys Res, 2004). Case studies from selected sequences, occurred in Central Italy from 1985 to 2021, are examined in some detail.

The earthquake clusters extracted by the two declustering algorithms are compared by different tools, so as to assess the similarities and differences in their classification and characterization (Varini et al., J Geophys Res, 2020). The connections between events forming a cluster, as defined by the considered declustering method, allow us representing its hierarchical structure by means of a tree graph. The topological structure of the clusters is then investigated by means of centrality measures in the frame of Network analysis.

How to cite: Varini, E. and Peresan, A.: Investigating earthquake clusters complexity in Central Italy by network theory tools, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2700, https://doi.org/10.5194/egusphere-egu22-2700, 2022.

EGU22-3695 | Presentations | NH4.2

Seismic Intensity Estimation using Machine Learning for on-site Earthquake Early Warning (EEW) 

Sungmyung Bae, Yonggyu Choi, Youngseok Song, Joongmoo Byun, and Soon Jee Seol

Earthquake Early Warning System (EEW) is a technology that calculates earthquake parameter using P-wave that arrives earlier and warns the expected damage area before the arrival of destructive S wave. Therefore, many countries are operating EEW to mitigate damage from earthquake shaking. Especially an on-site EEW is drawn attention as it can reduce blind zones due to using only a single or minimum station. In the on-site EEW, it is important to quickly predict the seismic intensity, which indicates the degree of ground damage, response of structures and ground shaking felt by people at a given location, rather than information on the magnitude or distance of the earthquake.

In this study, we suggest a machine learning (ML) model that can directly estimate the seismic intensity scale from initial P-waveforms of three-component acceleration data measured at a single station. We used 1D-Convolutional Neural Networks (1D-CNN), which have been shown good performance in signal processing of speech and medical data which are similar to earthquake signals. K-Net and KiK-net datasets, recorded at stations in Japan, were used for training the ML model. Since the amount of data is enough and all of data are labeled with Japan Meteorological Agency Seismic Intensity Scale (IJMA), the datasets were used as training data in this study. The developed model produced fast and accurate results using only the three-component acceleration field data at a single station.

In order to test applicability of the trained model to the new dataset acquired from other regions, the trained model was applied to the STEAD data which were recorded at stations distributed globally. When the trained model was applied to STEAD data directly, the prediction results were worse than those of K-Net and KiK-net data. The reason is that the characteristics of the ground and waveforms are different depending on the region. Therefore, to solve this problem, transfer learning was applied, and only the parameters of a fully connected layer of pretrained ML model were fine-tuned using small number of both labeled target dataset and training dataset used for pretraining. Moreover, by considering the imbalance problem of the training data for transfer learning, it was able to obtain better prediction results. Ultimately, this study shows the pretrained model with a specific region dataset can provide reasonable prediction of seismic intensity to new dataset acquired from other regions using transfer learning.

How to cite: Bae, S., Choi, Y., Song, Y., Byun, J., and Seol, S. J.: Seismic Intensity Estimation using Machine Learning for on-site Earthquake Early Warning (EEW), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3695, https://doi.org/10.5194/egusphere-egu22-3695, 2022.

EGU22-4035 | Presentations | NH4.2

Using Negative Binomial Hidden Markov models to extrapolate past states of seismicity into the future 

Katerina Orfanogiannaki and Dimitris Karlis

Over the years numerous attempts have been made to obtain the distribution of earthquake numbers. The most popular distribution that has been widely used to describe earthquake numbers is the Poisson distribution due to its simplicity and relative ease of application. Another distribution that has been used to approximate the earthquake number distribution is the Negative Binomial. However, for small-time intervals, both the Poisson and Negative binomial distributions fail to fit observed earthquake frequencies. We propose an extension of mixture models that is Hidden Markov Models (HMMs) with Poisson and Negative Binomial state-specific probability distributions and thus derive Poisson (P-HMMs) and Negative Binomial Hidden Markov Models (NB-HMMs), respectively. We use the parametrization of the Negative Binomial distribution in which the probability density function is expressed in terms of the mean and the shape parameter. In this parametrization, a variance is a quadratic form of the mean and the Negative Binomial distribution tends to the Poisson distribution when the shape parameter tends to infinity. Three-time units have been selected to count the number of earthquakes, namely 1-day, 5-day, and 10-days counting intervals resulting in daily, 5-day, and 10-day time series.

The region of Killini, Western Greece has been selected to apply the proposed methodology. All earthquakes with Local Magnitude ML 3:2 have been selected in the time interval from 1990 to 2007, inclusive. This time interval is divided into two sub-intervals that correspond to the learning and the testing periods. In the learning period from 1990 to 2004, inclusive the parameters of the models are estimated while in the testing period from 2005 to 2007, inclusive the ability of the models is tested to extrapolate past states of seismicity into the future. We applied both models with a different number of states to the daily, 5-day and 10-day time series of earthquakes that occurred in the Killini region during the learning period. Based on the Bayesian Information Criterion (BIC) for all three counting intervals the NB-HMMs model with three components was selected. The best-fitting model was used to estimate through simulations the number of earthquakes expected to occur in the study area during 1-day, 5-day, and 10-day intervals for the testing period. From the results obtained it appears that regardless of the selected time unit the models are able to capture the future variations
of seismic activity.

How to cite: Orfanogiannaki, K. and Karlis, D.: Using Negative Binomial Hidden Markov models to extrapolate past states of seismicity into the future, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4035, https://doi.org/10.5194/egusphere-egu22-4035, 2022.

EGU22-4093 | Presentations | NH4.2

Testing the applicability of GMPEs for the Hainaut region (Belgium) using macroseismic intensity data 

Kris Vanneste and Thierry Camelbeeck

In the area around Belgium, the Hainaut region is one of the most seismically active zones, behind the Roer Valley Graben (where seismicity is linked to known active faults) and the Eastern Ardennes (where the largest historical earthquake in NW Europe occurred). As a result, this comparatively small area stands out on most seismic hazard maps made during the past two decades. However, seismicity only started at the end of the 19th century and seems to decline gradually since the late 20th century. Historical earthquakes are not known in this area. This evolution is very similar to the history of coal mining in the area, which started in the 19th century, culminated in the 20th century and ceased in 1984, suggesting that the Hainaut seismicity may be induced. This seismicity is characterized by low to moderate magnitudes, up to MW= 4.1, but due to their shallow focal depth (< 6 km), many earthquakes caused damage with corresponding maximum intensities up to VII on the EMS-98 scale, as indicated by a recent compilation of all available macroseismic intensity data (Camelbeeck et al., 2021). This reassessment also showed that intensities in this region attenuate much faster with distance than in other parts of Belgium. This highlights the importance of selecting appropriate ground-motion prediction equations (GMPEs) for seismic hazard assessment (SHA), which is the main objective of this study.

The past two decades, several metrics have been proposed to evaluate the goodness of fit between a GMPE and observed ground motion, such as the LH and LLH measures (Scherbaum et al., 2004; 2009) and Euclidean-based Distance Ranking (Kale & Akkar, 2013). Using macroseismic data to rank GMPEs requires an additional conversion of predicted ground motions to intensities using a ground-motion-to-intensity conversion equation (GMICE). Normalized residuals between observed and predicted intensities are then computed using the combined uncertainty of GMPE and GMICE (Villani et al., 2019). We evaluated different GMICEs and selected the relation by Atkinson & Kaka (2007) because it includes magnitude- and distance-dependent terms that result in better consistency between PGA and PGV than with the other relations. We made a selection of 20 recent GMPEs for the analysis, including newer versions of GMPEs used earlier in Belgium, GMPEs applied in recent SHAs in France, Germany and the UK, as well as two GMPEs developed specifically for induced earthquakes. Our preliminary results indicate that the latter GMPEs, in addition to the NGA-East GMPE by Atkinson & Boore (2006), show the best agreement with the data, although it should be noted that none of the tested GMPEs provides a really good match and none of the ranking methods considers the trend of residuals with distance. We also find that the scores based on PGV are significantly better than those based on PGA. The ranking results will be used to guide our selection of GMPEs for the new seismic hazard map of Belgium.

How to cite: Vanneste, K. and Camelbeeck, T.: Testing the applicability of GMPEs for the Hainaut region (Belgium) using macroseismic intensity data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4093, https://doi.org/10.5194/egusphere-egu22-4093, 2022.

EGU22-4746 | Presentations | NH4.2

Real-time global shear-traction model verification using atmospheric effects of radon activity 

Sergey Pulinets, Blaž Vičič, Pavel Budnikov, Jure Žalohar, Matic Potočnik, Marco Komac, and Matej Dolenec

Over the last 30 years, the Cosserat continuum has gained an importance in the description of physical properties of tectonic faulting. Using the sine-Gordon equation we show that kink and antikink solitary wave solutions can be used to describe propagation of the couple-stresses through the faulted medium of the Earth’s crust. Recently it was established that the shear-traction exerted on the tectonic faults by the couple-stresses correlates with radon degassing. Degassing is estimated through atmospheric effects due to air ionization expressed in the form of the atmospheric chemical potential (ACP), thus providing a direct and measurable proof for the existence propagating couple-stresses in the Earth’s crust. The positive and negative correlation corresponds to different faulting mechanism and thickness of the Earth’s crust. Positive correlation is observed in the regions characterized by thin crust, as well as in the normal and strike-slip faulting regimes. The negative correlation is observed in the regions characterized by thick crust as well as in the reverse faulting regimes, and along very long transform faults. Using together the shear-traction modeling and ACP measurements, we can identify critical zones prone to the earthquake triggering and calculate the time-dependent probability for the future earthquakes.

How to cite: Pulinets, S., Vičič, B., Budnikov, P., Žalohar, J., Potočnik, M., Komac, M., and Dolenec, M.: Real-time global shear-traction model verification using atmospheric effects of radon activity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4746, https://doi.org/10.5194/egusphere-egu22-4746, 2022.

EGU22-5838 | Presentations | NH4.2

A New Seismic Source Zone Model for Lesser Antilles Seismic Hazard Assessment 

Oceane Foix, Stephane Mazzotti, and Herve Jomard

Seismic hazard levels used as reference for the French Lesser Antilles are derived from probabilistic seismic hazard assessment studies performed in 2002. However, our scientific knowledge has greatly increased over the past 20 years in this area. As part of a project linking the French Ministry of Ecological Transition and Solidarity, and the Seismicity Transverse Action of RéSiF (French seismological and geodetic network), we are developing a new seismotectonic model of the Lesser Antilles Subduction Zone (LASZ). The LASZ results from the subduction of the North and South American plates beneath the Caribbean plate since the Eocene. The boundary extends along 850 km in an ENE-WSW convergence direction at 18-20 mm/yr. Significant N-S variations in tectonic, seismic and volcanic activities raise questions on the undergoing geodynamic processes. Fractures and ridges entering into the subduction deform the trench, adding seismotectonic complexities. Several controversial hypothesis remain, such as the origins of the 1839 (Mw 7.5-8) and 1843 (Mw 8-8.5) earthquakes and the long term interseismic coupling, which is currently interpreted as being low. New seismic imageries and more complete seismic catalogs help to better constrain the slab and Moho shapes, as well as the hydrological behavior of the plate interface. In this study, we propose a compilation of existing data and hypothesis, completed by an analysis of focal mechanisms rupture types averaged on grid and strain tensor derived from GPS. For the first time, we add a particular attention in the role and influence of the mantle wedge seismicity, observed in only few subduction zones.

How to cite: Foix, O., Mazzotti, S., and Jomard, H.: A New Seismic Source Zone Model for Lesser Antilles Seismic Hazard Assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5838, https://doi.org/10.5194/egusphere-egu22-5838, 2022.

EGU22-9029 | Presentations | NH4.2

Physics Based Seismicity Rate Computation For Northeast Himalaya, India 

Auchitya Kumar Pandey, Prasanta Chingtham, and Paresh Nath Singha Roy

The computation of probable occurrence of future large earthquakes is the prime objective of the present study in the Northeast Himalaya India. For this purpose, the physics based rate-and-state friction law is adopted for forecasting the seismicity rate changes for MW ≥ 5.0 during the period 2016-2020. The coulomb stress changes (ΔCFF) is consider as a principle component which associated with the earthquake ruptured from the receiver’s fault. The reason behind considering the coulomb stress changes lies on the fact that the seismicity rate increases where the stress increase and decrease where the stress decreases. Here, it has been observed that high ΔCFF values are found widespread along the Main Central Thrust. Moreover, highest b-value is found to be in and around the Sikkim Himalaya. However, the highest background seismicity rate is also obtained in the vicinity of Sikkim and Bhutan with values ranging from 0 to 3.6. Finally, we have considered the consecutive fault parameter (Aσ = 0.05 MPa) for computing the forecast model with variable ΔCFF and heterogeneous b-value. The different value of the constitutive parameter (Aσ = 0.01, 0.02, 0.09, and 0.30 MPa) is adopted to understand the contribution of this parameter in a sudden change of seismicity rate due to stress perturbations. Also, various friction coefficient values (μ' = 0.2, 0.5, 0.6 and 0.8) are considered to find out the variation of seismicity rate changes. Then, CSEP model have been explored to check the consistency between the observed earthquakes and forecasted seismicity rates. The result from the CSEP model approves that the observed earthquakes matches well with the forecasted seismicity rates, thereby showing the consistency and efficiency of our forecast model.

How to cite: Pandey, A. K., Chingtham, P., and Roy, P. N. S.: Physics Based Seismicity Rate Computation For Northeast Himalaya, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9029, https://doi.org/10.5194/egusphere-egu22-9029, 2022.

EGU22-9041 | Presentations | NH4.2

Earthquake forecasting model in Albania 

Edlira Xhafaj, Chung-Han Chan, and Kuo-Fong Ma

Abstract
We proposed an earthquake forecasting model for Albania, one of the most seismic
regions in Europe, to give an overview of seismic activity by implementing area
source and smoothing approaches. The earthquake catalogue was firstly declustered
to evaluate the completeness time window and magnitude of completeness for shallow
events. Considering catalogue completeness, the events with M≥4.0 during the period
of time 1960 – 2006 were implemented for forecasting seismicity in 20 area sources
covering the region of study and each grid cell with a size of 0.2 x 0.2 degrees. Our
results from both models show a high seismic rate along the western coastline and
south part of the study area, consistent with previous studies and currently active
regions. To further evaluate the seismicity results from the models, we introduced a
Molchan diagram to investigate the correlation between a model and observations of
earthquake events. The catalogue from 1960 to 2006 is regarded as the “learning
period” for model construction, and the catalogue data covering the period of time
2018-2020 is the “testing period” for comparing and validating the results. The
Molchan diagram suggests that both models are significantly better than random
distributed, confirming their forecasting abilities. Our results could provide crucial
information for subsequent probabilistic seismic hazard assessment.


Keywords: area sources, declustering, earthquake catalogue, Molchan diagram,
probabilistic seismic hazard assessment, smoothing model,.

How to cite: Xhafaj, E., Chan, C.-H., and Ma, K.-F.: Earthquake forecasting model in Albania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9041, https://doi.org/10.5194/egusphere-egu22-9041, 2022.

EGU22-9327 | Presentations | NH4.2

Seismic potential of the northern Chile region of the Nazca subduction zone 

Sylvain Michel, Romain Jolivet, Chris Rollins, and Jorge Jara

The northern Chile region of the Nazca subduction zone has hosted a Mw 8.5-9.0 earthquake in 1977 which induced a tsunami. The different magnitude estimates of this event are based on the evaluation of seismic intensities, tide gauge information and/or on the event’s inferred length, however, its actual along-strike extent is still under discussion. Based on geodetic data, former studies have also suggested this region awaits a Mw 8.6-8.8. In our study, we propose to revisit the evaluation of the seismic potential of the region, accounting for the fault’s moment deficit rate, earthquake magnitude-frequency distribution and earthquake physics. To do so, we combine an improved probabilistic estimate of moment deficit rate with results from dynamic models of the earthquake cycle, taking into account the influence of a potential barrier which could control the extent and therefore the magnitude of large events.

How to cite: Michel, S., Jolivet, R., Rollins, C., and Jara, J.: Seismic potential of the northern Chile region of the Nazca subduction zone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9327, https://doi.org/10.5194/egusphere-egu22-9327, 2022.

EGU22-10280 | Presentations | NH4.2

Assessment of the macroseismic/strong-ground motion distribution of the 2021 Crete (Arkalochori) earthquake sequence using a finite fault stochastic simulation approach 

Michail Ravnalis, Charalampos Kkallas, Constantinos Papazachos, and Christos Papaioannou

At 27/09/2021, 06:17 (UTC) a strong ground motion with moment magnitude M6.0 occurred on the island of Crete, approximately 25km SE of the city of Heraklion, near Arkalochori. The highest macroseismic intensity value was observed in the area of the central part of the peripheral unit of Heraklion (i.e., in the area of the Municipality of Minoa Pediada) and had a value of IMM = VII. The earthquake was also felt in the islands of the southern and eastern Aegean up to areas of Attica. We collected macroseismic data from EMSC considering a significant number of macroseismic testimonies and available strong motion information. The main goal was to perform a combined interpretation between observed and synthetic macroseismic data. In order to predict the expected ground motion measurements, for example peak ground acceleration (PGA) and peak ground velocity (PGV), as a function of distance and magnitude we used the stochastic simulation approach. These simulations are performed with the EXSIM code (Motazedian and Atkinson, 2005), as described by Boore (2009) taking into account finite-fault effects in ground-motion modeling. Good knowledge of the detailed rupture process is essential for realistic simulations of strong ground motion. Earthquake relocations for this aftershock sequence suffer from poor knowledge of the local velocity structure, especially for the shallow part of the crust. This was an important factor in the case of this earthquake, as the permanent network is rather sparse in this area. We employed a Monte Carlo parametric search of the velocity model space, realized through an adapted neighborhood algorithm, as included in the Geopsy software, together with a conventional location code. In this approach, the regional 1D velocity model, together with appropriate station corrections, is simultaneously estimated (non-linear optimization) with the relocation of the complete seismic sequence. Finally, a good agreement of the spatial distribution of the initial and modeled simulated macroseismic intensities is observed, showing that can reliably reconstruct the main features of the damage distribution approach for this earthquake.

 

How to cite: Ravnalis, M., Kkallas, C., Papazachos, C., and Papaioannou, C.: Assessment of the macroseismic/strong-ground motion distribution of the 2021 Crete (Arkalochori) earthquake sequence using a finite fault stochastic simulation approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10280, https://doi.org/10.5194/egusphere-egu22-10280, 2022.

EGU22-11648 | Presentations | NH4.2 | Highlight

Seismic Vulnerability of a Slender Intact Stalagmite standing in a Karstic Cave 

Katalin Gribovszki, Piotr A. Bońkowski, Marcin A. Jaworski, and Zbigniew Zembaty

Recently, it has been argued that natural, intact stalagmites in caves give important constraints on seismic hazard since they have survived all earthquakes over their (rather long) life span. For this reason, applying detailed modelling methodologies to study the seismic motion of speleothems has special significance. Here we present a stalagmite-based study from the Little Carpathians of Slovakia, Plavecka priepast cave.

The seismic response of stalagmite is computed using a robust, a fully three-dimensional, Finite Element Method model calibrated from free vibration records by Hilbert-Huang modal extraction. It is demonstrated that the stalagmite vibrations consist of pairs of closely coupled flexural natural modes with a negligible role of vertical excitations.

An underground record of a moderate earthquake was applied to excite low intensity seismic vibrations. Particular attention was paid to observing the role of the vertical component of seismic ground motion. It is concluded that the failure mode of the stalagmite is driven by flexural vibrations. The safety margins of this stalagmite were assessed by analysing the tensile stress map from the seismic response computations. The location of the breaking point of the stalagmite is a result of a balance between the overturning bending moment and variations of horizontal cross-sections with height. The ultimate peak velocity of excitations equalling 3.2 mm/s is estimated.

The used input data and the animations are available on these web pages:

https://z.zembaty.po.opole.pl/SupplementaryStalagmite3Dview.html

https://z.zembaty.po.opole.pl/SupplementaryStalagmite.html

How to cite: Gribovszki, K., Bońkowski, P. A., Jaworski, M. A., and Zembaty, Z.: Seismic Vulnerability of a Slender Intact Stalagmite standing in a Karstic Cave, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11648, https://doi.org/10.5194/egusphere-egu22-11648, 2022.

EGU22-12835 | Presentations | NH4.2

The effects of large-scale geological characteristics on the average spatial pattern of earthquake-induced ground motions 

Karim Tarbali, John McCloskey, Himanshu Agrawal, and Carmine Galasso

This paper investigates the predominant effects of sub-surface geological characteristics on the earthquake-induced ground-motion properties relevant to the design of infrastructure systems in urban environments. By considering ensembles of different earthquake scenarios and conducting numerical simulations to generate surface ground motion realizations, the contributing factors of earthquake source and earth properties in shaping the spatial pattern of ground motion amplitudes are scrutinized. Physics-based ground-motion simulations are conducted for 28 earthquake scenarios with moment magnitudes of 5.0 and 6.0 triggered with different azimuthal and geometrical properties. The earth wave-propagation properties are defined by considering data and empirical relationships that represent a typical geological setting with depth crustal rock and soft sedimentary basin (including a river channel). The spatial pattern of ground motion intensity measures (defined as the geometrical mean of the two horizontal pseudo-spectral accelerations) is used to show the average spatial pattern of ground motion severity. The results demonstrate that, even though the spatial ground motion patterns for a specific scenario earthquake depend on both the sub-surface geology and the source properties, the sub-surface geological characteristics impose a deterministic impact on the average spatial pattern of ground motions regardless of the earthquake location, azimuthal and geometrical properties. This clearly indicates that the regional seismic hazard assessments should allocate further resources for determining the sub-surface earth properties as they can disproportionally alter urban designs in contrast to the conventional concern on determining the location of probable future earthquakes and their small-scale characteristics.

How to cite: Tarbali, K., McCloskey, J., Agrawal, H., and Galasso, C.: The effects of large-scale geological characteristics on the average spatial pattern of earthquake-induced ground motions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12835, https://doi.org/10.5194/egusphere-egu22-12835, 2022.

EGU22-13334 | Presentations | NH4.2 | Highlight

Scenario-based Earthquake Early Warning empowered by NDSHA 

Yan Zhang, Zhongliang Wu, Fabio Romanelli, Franco Vaccari, Changsheng Jiang, Shanghua Gao, Jiawei Li, Vladimir G. Kossobokov, and Giuliano F. Panza

For the concept of next-generation Early Earthquake Warning (EEW), the core idea is to combine EEW with seismic hazard assessment. In other words, to perform rapidly the computation of seismic hazard after the occurrence of an earthquake is detected and then to issue accurate warning, including lead time and potential seismic hazard level, to different end-users, e.g., railway system, working nuclear power plants and precision surgery in progress. We propose a scenario-based EEW by using the physics- and scenario-based hazard assessment, well known as Neo-deterministic Seismic Hazard Assessment (NDSHA). NDSHA can reliably compute the physically possible maximum ground motion response, including Maximum Credible Earthquakes (MCEs). In the framework of NDSHA, the general unit of processing time ranges from minutes to seconds, depending on the size of the study area and on the amount of computations. When the structural spectral information is available, the processing time significantly drops to a few seconds. Accordingly, a NDSHA scenario-based EEW relies on a hazard database, made by a collection of Modified Mercalli Intensity (MMI) maps, prepared and stored in advance. The establishment of such a hazard database is to consider all possible earthquake scenarios around target source zones based on now-available geophysical knowledge. Taking Xianshuihe (XSH) fault as an example, the six steps of the procedure to build the necessary hazard database could be the following: (1) definition of seismogenic zone; (2) definition of the first scenario source; (3) determination of source parameters; (4) determination of structural models; (5) computation of synthetic seismograms from the first source; (6) repeat (1) ~ (5), to travel all sources. Steps 1 to 6 allows us to obtain final (3264 in our case) results, i.e., the MMI maps for the adopted earthquake scenarios, which should be well representative of the potential earthquakes related to XSH.

As a first-order approximation in the construction of the hazard database, we assigned a characteristic focal mechanism for each cellular scenario earthquake. Once the hazard database is available, effective warning can be quickly issued to different end-users by selecting the suitable MMI map in the hazard database.

How to cite: Zhang, Y., Wu, Z., Romanelli, F., Vaccari, F., Jiang, C., Gao, S., Li, J., Kossobokov, V. G., and Panza, G. F.: Scenario-based Earthquake Early Warning empowered by NDSHA, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13334, https://doi.org/10.5194/egusphere-egu22-13334, 2022.

EGU22-13415 | Presentations | NH4.2

Statistical methods for middle-term forecast of earthquake occurrences 

Renata Rotondi

Investigation into possible precursors of strong earthquakes constitutes a challenging research topic which is carried out mainly in two directions: the one based on the analysis of physical parameters and the one based on statistical methodologies. In the first, recent studies have shown significant correlation between major earthquakes and anomalies of different physical parameters measured in the atmosphere/ionosphere which cover time intervals of months.

On the contrary in this presentation we focus on the statistical modelling of the parameters that constitute an earthquake record in a catalog (location, time, magnitude) and we show that significant variations are observed in the months/years preceding a strong earthquake. In particular we consider the spatial distribution of a set of earthquakes and its temporal variations by modelling the area of Voronoi cells generated by the epicenters through a generalized Pareto (GP) distribution. Following the Bayesian paradigm we analyze the recent seismicity of the central Italy and we compare the posterior marginal likelihood of the most promising distributions in shifting time windows. We point out that the best fitting distribution varies over time and the trend of the GP distribution and of other distributions among the most studied in the literature converges to that of the exponential distribution a few months before the start of the preparatory phase to the main shock.

How to cite: Rotondi, R.: Statistical methods for middle-term forecast of earthquake occurrences, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13415, https://doi.org/10.5194/egusphere-egu22-13415, 2022.

Central America is a seismically active region where five tectonic plates interact (North America, Caribbean, Coco, Nazca, and South America) in a subduction zone with transform faults and near to triple points. This complex tectonic setting makes the estimation of the seismic potential (maximum magnitude) a very important task. There are a series of empirical formulas and diagrams by means of which the seismic potential of faults can be estimated from rupture earthquake geometry parameters. In this study, some of these formulas were applied to approximate the magnitude of earthquakes occurred in Central America, comparing the estimated magnitudes with those observed instrumentally. This has been accomplished based on the most complete data set of relevant and better characterized earthquakes generated by faults in the region. The data set consists in a compilation of the seismic events and its relatively well-established rupture parameters (length, width, area, slip, magnitude) and characteristics (location, faults, or possible associated faults, as well as localized aftershocks). The slip rate was incorporated, when available, but considering the current lack of information and, in some cases, the high uncertainty in its estimation, the use of other simpler rupture parameters is more practical and applicable for the region. Based on this, we identified which of the current available formulas developed worldwide, estimate magnitudes in a better way for the Central American seismotectonic context. The preliminary results show a better fit with the instrumental data, when the empirical equations were used with the segmented fault length. These outcomes were specifically validated for lengths between 10 and 30 km, in which the database presents good information coverage. We found that some empirical relationships fit quite well the observed data, including the classical Wells & Coppersmith (1994) equations. Finally, according to our data set compilation, we will try to propose a new empirical specific earthquake scaling relationship for Central America to be included in future seismic hazard studies. Is recommended, when possible, complement these approaches with more detailed historical seismicity review and paleoseismological, geodetic and neotectonic studies, to determine more precisely and realistically the fault’s maximum magnitude. Also, we suggest make estimates of the magnitude using the maximum and the segmented fault length and differentiating between ruptures at depth in the seismogenic zone (smaller) and ruptures in surface (larger). This approach is relevant due to the selection of an earthquake scaling relationships for a specific region is typically an abbreviated component of seismic-hazard analysis, being an important issue for the definition of source models which are one of the main inputs in the hazard estimation.

How to cite: Arroyo Solórzano, M., Benito, B., Alvarado, G., and Climent, Á.: Analysis and proposal of empirical magnitude scaling relationships for the seismic potential of earthquakes in Central America: its application for seismic hazard studies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-295, https://doi.org/10.5194/egusphere-egu22-295, 2022.

EGU22-479 | Presentations | NH4.3

Detecting the preparatory phase of induced earthquake at The Geysers (California) using K-means and LSTM 

Antonio Giovanni Iaccarino and Matteo Picozzi

What happens just before and generates a moderate to large earthquake is still on debate. Two different models are usually proposed. The first considers the main event as triggered by cascading effect from multiple random small earthquakes. The other one proposes the existence of a preparatory phase in which the seismicity slowly migrates towards the hypocentral zone loading stress on it, until the main event occurs.

In this work, we want to identify the preparatory process from catalogue data. We use data from The Geysers, a geothermal area in California (USA). Many studies showed that the seismicity of the area is triggered by the human activities related to the extraction of geo-energy.

Following the work done in Picozzi and Iaccarino (2021), we compute different features related to the seismicity around moderate events (M>3.5) and we use them as time-series. In this study, the features are computed following a fully causal procedure that make this analysis suitable for a real-time application. We apply both a supervised machine learning technique (LSTM Recurrent Neural Network) and an unsupervised clustering technique (K-means) to highlight the preparatory phase with respect to the background seismicity.

We show that, with both techniques, it is possible to identify a change in the seismicity just before most of the events studied. This confirms the existence, at least in some cases, of a preparatory phase for induced earthquakes at The Geysers.

How to cite: Iaccarino, A. G. and Picozzi, M.: Detecting the preparatory phase of induced earthquake at The Geysers (California) using K-means and LSTM, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-479, https://doi.org/10.5194/egusphere-egu22-479, 2022.

EGU22-2043 | Presentations | NH4.3

Assessing crustal stability via fault stress perturbation analysis 

Davide Zaccagnino, Luciano Telesca, and Carlo Doglioni

Assessing the stability state of faults is a crucial issue not only for seismic hazard, but also for understanding how the earthquake machine works. A possible approach consists in perturbing fault systems and studying how seismicity changes after additional stress is provided: if the starting energy state is stable, it will oscillate around it; otherwise, the background seismic rate will be modified. Tides provide natural stress sources featured by a wide range of frequencies and amplitudes, which make them a suitable candidate for our needs.  Analyses prove that the brittle crust becomes more and more sensible to stress modulations as the critical breaking point comes close.  Especially, the correlation between the variation of Coulomb failure stress induced by tidal loading, ΔCFS, and seismic energy rate progressively increases as long as seismic stability is kept; conversely, abrupt drops are observed as foreshocks and preslip occur. A preparatory phase, featured by increasing correlation, is usually detected before large and intermediate (Mw > 5) shallow (depth < 50 km) earthquakes. The duration of the anomaly, T, is suggested to be related to the seismic moment M of the impending mainshock by T ∝ M^(1/3) for M < 10^19  N m. The same power exponent characterizes seismic nucleation scaling of single earthquakes. This analogy may be explained assuming that the physical mechanism behind both these phenomena is the same. Consequently, the anomalies we measure might be interpreted as diffuse nucleation phases throughout the crust. The scaling relation becomes T ∝ M^0.1 for M > 10^19 N m, probably because of preparation processes occurring contemporaneously in interacting faults.  We apply this method to dozens of seismic sequences which hit California, Greece, Iceland, Italy and New Zealand, we also analysed seismic activity jointly with slow slip events in the Cascadia subduction zone, Manawatu region and in the Nankai Trough. Even though it is unlikely that our results may ever be of practical use for seismic hazard, the procedure could illuminate slow hidden processes of destabilization taking place within the brittle crust.                                                             

How to cite: Zaccagnino, D., Telesca, L., and Doglioni, C.: Assessing crustal stability via fault stress perturbation analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2043, https://doi.org/10.5194/egusphere-egu22-2043, 2022.

In recent years, it became clear that the seismological community is adopting deep learning (DL) models for many diverse tasks such as problems of discrimination and classification of seismic events, earthquake detection and phase picking, generalised phase detection, earthquake early warning etc. Many models that have been developed and tested reach quite high accuracy values. However, it has been showed that their performances depend on the DL architecture, on the training hyperparameters and on the datasets that are used for training. To help the community to understand how final results and a model’s performance depend on each of these different aspects, we propose implementing some techniques that target the black-box nature of DL models. In this study we applied three visualisation technique to a convolutional neural network (CNN) classification model for the earthquake detection. The implemented techniques are: feature map visualisation, backward optimisation and layer-wise relevance propagation methods. These can help us answer questions such as: How is an earthquake represented within a CNN model? What is the optimal earthquake signal according to a CNN? Which parts of the earthquake signal are more relevant for the model to correctly classify an earthquake sample? These findings can help us understand why the model might fail, how to build better model architectures, but also whether there is a physical meaning embedded in a model from training samples. The CNN used in this study had been trained for single-station detection, where an input sample is a 25 seconds long three-component waveform. The model outputs a binary target: an earthquake (positive) and a noise (negative) class. Following our two output classes, our training database contains a balanced number of samples from both classes. The positive samples span a wide range of earthquakes, from local to teleseismic, with a focus on the local and regional ones. Our analysis showed that the CNN model correctly identifies earthquakes within the sample window, while the position of the earthquake in the window is not explicitly given (based on the high relevance values). The model handles well earthquakes of different distance and magnitude values, without having any physical information about them during the training process. Thus, the model constructs highly abstract latent space where different earthquakes can eventually fit (can be shown by visualising feature maps). We also notice that having non-filtered training samples with low signal to noise ratio does not disrupt the model to generate distinct feature maps, which is crucial for the successful earthquake detection process. Finally, interpretation techniques proved to be useful for having an insight of how the CNN model treats input samples, which is beneficial for understanding whether the architecture is well designed for this task. 

How to cite: Majstorovic, J., Giffard-Roisin, S., and Poli, P.: Post hoc visual interpretation of convolutional neural network model for earthquake detection using feature maps, optimal solutions, and relevance values, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2874, https://doi.org/10.5194/egusphere-egu22-2874, 2022.

We discuss recent results aimed at robust identification and quantification of space-time variations of earthquakes, with the ultimate goal of tracking preparation processes of large earthquakes. The first part focuses on progressive localization of seismicity, which corresponds to mechanical evolution of deformation from distributed failures in a rock volume to localized shear zones, culminating in generation of primary slip zones and large earthquakes. We present a methodology for estimation of localization using earthquake catalogs and acoustic emission experimental data, and showcase its applications to tracking localization processes of large failure events. This analysis is performed with declustered catalogs. The second part describes a technique to assess the degree of regional clustering of earthquakes, and justifies the need for declustering in localization and other analyses of seismicity. We demonstrate that events included in the existing short-duration instrumental catalogs are concentrated strongly within a very small fraction of the space-time volume, which is highly amplified by activity associated with the largest recorded events. The earthquakes that are included in instrumental catalogs are unlikely to be fully representative of the long-term behavior of regional seismicity, creating a bias in a range of seismicity analyses. Methodologically, both discussed topics are based on using the Receiver Operating Characteristic (ROC) framework. We demonstrate how this unified framework is adopted for diverse tasks, including assessment of coupled space-time clustering after controlling for space and time marginal inhomogeneities of earthquake rates, and tracking time-dependent transformations of a highly inhomogeneous earthquake space distribution. The examined data include crustal seismicity in California, Alaska and other regions, synthetic catalogs of the ETAS model, and acoustic emission data of laboratory fracturing experiments.

How to cite: Zaliapin, I. and Ben-Zion, Y.: Space-time variations of seismicity: quantitative assessment and systematic changes before large earthquakes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3136, https://doi.org/10.5194/egusphere-egu22-3136, 2022.

EGU22-3959 | Presentations | NH4.3

An optimized online version of NESTORE software package for the forecasting of strong aftershocks: an application to Italian clusters 

Stefania Gentili, Piero Brondi, and Rita Di Giovambattista

NESTORE (Next STrOng Related Earthquake) is a recently developed algorithm (Gentili & Di Giovambattista 2017, 2020) to recognize clusters in which a strong mainshock is followed by an aftershock of similar magnitude. Specifically, NESTORE labels clusters as type A if the magnitude difference between the mainshock and its strongest aftershock is less than or equal to 1, otherwise as type B. After an intense earthquake, the prediction of strong following events is strategic for civil protection purposes. In fact, already weakened structures may suffer further damage, increasing the risk of collapse and casualties. The goal of NESTORE is a near real-time estimation of the probability that the ongoing cluster is type A. The software is based on a set of parameters (features) of seismic clusters calculated at increasing time intervals after the mainshock. In particular, the algorithm exploits a training procedure with a feature-based machine learning approach. The features are related to the evolution of the number of events and their space-magnitude distribution over time. To make NESTORE a suitable software for online sharing, we optimized its structure. Specifically, some functions have been improved, further ones have been added, and a new name structure has been introduced to better characterize the three independent modules of NESTORE (cluster identification, training, and testing). This software renovation has been developed in the frame of project “Analysis of seismic sequences for strong aftershock forecasting” funded by a grant from the Italian Ministry of Foreign Affairs and International Cooperation within the collaboration in science and technology between Italy and Japan. We applied this new version of NESTORE to Italian seismicity and in particular to North-Eastern Italy, and obtained information on the features with best performances in terms of type A and B cluster discrimination.

 

Funded by a grant from the Italian Ministry of Foreign Affairs and International Cooperation

How to cite: Gentili, S., Brondi, P., and Di Giovambattista, R.: An optimized online version of NESTORE software package for the forecasting of strong aftershocks: an application to Italian clusters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3959, https://doi.org/10.5194/egusphere-egu22-3959, 2022.

EGU22-4721 | Presentations | NH4.3

Structure of Motifs in Seismic Networks 

Gabriel Pană, Virgil Băran, and Alexandru Nicolin

We report detailed statistical results on the structure of motifs in seismic networks covering four distinct terrain regions. Our main finding is that all seismic networks under investigation display motifs which have a distinct scale-free-like structure. 

The seismic networks were constructed from public seismic data using a standard procedure which relies on splitting the seismic region into equally sized cubes, which are the nodes of the seismic network. Then, placing each earthquake, in chronological order, into the cube corresponding to its epicenter, we define a link between two nodes as a series of two subsequent earthquakes with epicenters in different cubes. Using these seismic networks we study the occurrence of 3-node and 4-node motifs, which are triangles and tetrahedrons of the network, and report a scale-free-like behavior of the area or volume of these motifs weighted by the total energy released by the earthquakes contained in the nodes of the motif.

The statistical properties of motifs, in particular the scaling exponents of the aforementioned scale-free-like distributions, can be used to assess the differences and similarities between different seismic regions, without taking into account the inner workings of the plate tectonics. Our approach is fully customizable as all relevant parameters of the network (e.g., size of the cubes, magnitude of earthquakes, considered timeframe, coordinates of epicenters) can be changed to accommodate virtually all seismic regions.  

How to cite: Pană, G., Băran, V., and Nicolin, A.: Structure of Motifs in Seismic Networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4721, https://doi.org/10.5194/egusphere-egu22-4721, 2022.

EGU22-4799 | Presentations | NH4.3

Comparing machine-learning based picking algorithms in a subduction setting 

Nooshin Najafipour and Christian Sippl

As the number of seismic stations and experiments greatly increases due to ever greater availability of instrumentation, automated data processing becomes more and more necessary and important. Machine Learning (ML)methods are becoming widespread in seismology, with programsthat identify signals and patterns or extract features that can eventually improve our understanding of ongoing physical processes. We here focus on comparing and testing a selection of currently available methods for machine-learning-based seismic event detection and arrival time picking, performing a comparative study of the two autopickers EQTransformer and GPD with seismic data from the IPOC deployment in Northern Chile within the open-source Seisbench framework.

As a small benchmark dataset, we chose a random day for which we handpicked all visually discernible events on the 16 IPOC stations, which led to 200 events from 450 extracted, comprising 1493 P and 1163 S-phases. These events cover a large range of hypocentral depths (surface to >200 km) as well as magnitudes (<1.5 to 4.5).

We present first results from the application of the two autopickers EQTransformer and GPD, which have been shown to be most suitable for our type of dataset in a recent study by Münchmeyer et al. (2021), to IPOC data. We use our small benchmark dataset to evaluate detection rate (missed events, false detections) as well as picking accuracy (residuals to handpicks), and also investigate the effect of using different training datasets.

The present study is the first step towards the design of an automated workflow that comprises event detection and phase picking, phase association and event location and will be used to evaluate subduction zone microseismicity in different locations.

How to cite: Najafipour, N. and Sippl, C.: Comparing machine-learning based picking algorithms in a subduction setting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4799, https://doi.org/10.5194/egusphere-egu22-4799, 2022.

EGU22-4843 | Presentations | NH4.3

Exploring the performance of phase association algorithms 

Jorge Antonio Puente Huerta and Christian Sippl

Seismic phase association plays an important role in earthquake detection and location workflows as it links together seismic phases detected on different seismometers into individual earthquakes. Together with improved phase picking algorithms, a phase association algorithm can generate large earthquake phase data sets and earthquake catalogs when applied to dense permanent or temporary seismic networks. Recently, many efforts have been made on improving seismic phase association performance, such as developing machine learning approaches that are trained on millions of synthetic sequences of P and S arrival times, to generate more precise and complete catalogs including more small earthquakes.

As part of project MILESTONE, which aims at the automatic creation of large microseismicity catalogs in subduction settings, the present study evaluates the performance of the deep-learning based phase association algorithm PhaseLink (Ross et al. 2019) by comparison with a traditional grid-based method and a small handpicked benchmark dataset.

We used seismic data from the IPOC (Integrated Plate boundary Observatory Chile) permanent deployment of broadband stations in Northern Chile, dedicated to the study of earthquakes and deformation at the continental margin of Chile.

For an initial calibration, we manually picked P and S phases of raw waveforms on 15 stations on two randomly chosen days. All events that were visually recognizable were picked and located, which led to a dataset of 251 events comprising 1823 P and 1468 S picks, spanning a depth range from the surface down to 240 km. We use this handpicked dataset as ‘ground truth’, and evaluate the performance of PhaseLink and the grid-based method coupled with a STA/LTA trigger against this benchmark, considering both the numbers of (correctly/falsely) associated events and the number of constituent picks per event.

In a second experiment, we compare PhaseLink and conventional phase associator using a much larger set of STA/LTA alerts from the same region, but without the additional ground truth.

The presented research represents first steps towards an integrated automated workflow for detecting, picking, associating and locating microseismicity in subduction zone settings.

How to cite: Puente Huerta, J. A. and Sippl, C.: Exploring the performance of phase association algorithms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4843, https://doi.org/10.5194/egusphere-egu22-4843, 2022.

EGU22-5805 | Presentations | NH4.3

Seismological investigation of Mw=7.3 Karmedec Islands (New Zealand) earthquake occurred on June 15, 2019 

Martina Orlando, Gianfranco Cianchini, Angelo De Santis, Loredana Perrone, Saioa Arquero Campuzano, Serena D'Arcangelo, Domenico Di Mauro, Dedalo Marchetti, Alessandro Piscini, Dario Sabbagh, and Maurizio Soldani

An Mw=7.3 earthquake occurred on June 15, 2019 in New Zealand, Kermadec Islands (30.644° S, 178.100° W, 46 km depth), in correspondence with the Tonga-Kermadec subduction zone, and was characterized by a tectonic setting of shallow reverse faulting.

We investigated the preparatory phase from a seismological point of view, focusing on the analysis of seismic data in the period between January 1, 2018 and June 14, 2019 in an area limited by the Dobrovolsky strain radius. Specifically, the data from the global United States Geological Survey (USGS) and the national New Zealand (GEONet) earthquake catalogues are used in this study.

To characterize the seismicity trend in terms of magnitude distribution variations and strain release with time, we made a two-step analysis. The first one was to calculate the magnitude of completeness (Mc), which is an important parameter when estimating b-values (Wiemer and Wyss, B. Seism. Soc. Am., 2000). After this preliminary step, we observed that the seismicity accelerated during the preparation phase of the earthquake through the Revised Accelerated Moment Release (R-AMR) method (De Santis et al., Tectonophysics, 2015).

Finally, we found that the seismological research of the preparation phase of this earthquake helped to understand, together with other observations from ground and satellite, the so-called Lithosphere-Atmosphere-Ionosphere Coupling (LAIC) phenomena prior to the mainshock.

How to cite: Orlando, M., Cianchini, G., De Santis, A., Perrone, L., Arquero Campuzano, S., D'Arcangelo, S., Di Mauro, D., Marchetti, D., Piscini, A., Sabbagh, D., and Soldani, M.: Seismological investigation of Mw=7.3 Karmedec Islands (New Zealand) earthquake occurred on June 15, 2019, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5805, https://doi.org/10.5194/egusphere-egu22-5805, 2022.

EGU22-5907 | Presentations | NH4.3

Effects of Spatial Grid Resolution on the Statistical Power of Testing Earthquake Forecast Models 

Muhammad Asim Khawaja, Sebastian Hainzl, Pablo Iturrieta, and Danijel Schorlemmer

The Collaboratory for the Study of Earthquake Predictability (CSEP) is an international effort to independently evaluate earthquake forecasting models and to provide the cyber-infrastructure together with a suite of testing methods. For global forecasts, CSEP defines a grid-based format to describe the expected rate of earthquakes, which is composed of 6.48 million cells for a 0.1º spacing. The spatial performance of the forecast is tested using the Spatial test (S-test), based on joint log-likelihood evaluations. The high-resolution grid combined with sparse and inhomogeneous earthquake distributions leads to many empty cells that may never experience an earthquake, biasing the S-test results. To explore this issue, we conducted a global earthquake forecast experiment. We tested a spatially uniform forecast model, which is non-informative and should be rejected by the S-test. However, it is not rejected by the S-test when the spatial resolution is high enough to allocate each observed earthquake in individual cells, thus raising questions about the test statistical power.

The number of observed earthquakes used to evaluate global forecasts is usually only a few hundred, in contrast to the millions of spatial cells. Our analysis shows that for such disparity, the statistical power of tests for single-resolution grids also depends on the number of earthquakes available to evaluate a model. With few earthquakes, the S-test does not allow powerful testing.

We propose to use a multi-resolution grid to generate and test earthquake forecast models, in which the resolution can be set freely based on available data, e.g., by the number of earthquakes per cell. Data-driven multi-resolution grids demonstrate the ability to reject the uniform forecast, contrary to a high-resolution grid. Furthermore, multi-resolution grids offer powerful testing with as minimum as four earthquakes available in the test catalog. Therefore, we propose to use multi-resolution grids in future CSEP global forecast experiments and to further study its application in regional and local experiments, where such sparsity of observations is present.

How to cite: Khawaja, M. A., Hainzl, S., Iturrieta, P., and Schorlemmer, D.: Effects of Spatial Grid Resolution on the Statistical Power of Testing Earthquake Forecast Models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5907, https://doi.org/10.5194/egusphere-egu22-5907, 2022.

EGU22-6650 | Presentations | NH4.3

Nature of Deep Earthquakes in the Pacific Plate from Unsupervised Machine Learning 

Gilbert Mao, Thomas Ferrand, Jiaqi Li, Brian Zhu, Ziyi Xi, and Min Chen

Deep earthquakes, 300 to 700 km deep, have been observed for decades and shown to originate from major mineral transformations occurring at these depths, including phase transitions of olivine and pyroxenes. Yet, we still do not fully grasp their mechanism. Although transformational faulting in the rim of the metastable olivine wedge (MOW) is hypothesized as a triggering mechanism of deep-focus earthquakes, there is no direct seismic evidence of such rim. Variations of b-value – slope of the Gutenberg-Richter distribution – have been used to decipher triggering and rupture mechanisms of earthquakes. However, regarding deep-focus earthquakes the detection limit prevents full understanding of rupture nucleation at all sizes.

With one of the most complete catalogs, the Japan Meteorological Agency (JMA) catalog, we estimate the b values of deep-focus earthquakes (> 300 km) of four clusters in the NW Pacific Plate based on unsupervised machine learning. The applied K-means, Spectral and Gaussian Mixture Models Clustering algorithms divide the events into four clusters. For the first time, we observe kinks in the b values with abrupt reductions from 1.5–1.8 down to 0.7–1.0 at a threshold Mw of 3.7–3.8 for the Honshu and Izu clusters, while normal constant b values (0.9–1.0) are observed for the Bonin and Kuril clusters.

The four clusters found by the algorithms actually correspond to events within four different segments of the sinking Pacific lithosphere, characterized by significant differences in hydration state prior to subduction. High b values (1.5–1.8) at low magnitudes (Mw < 3.7–3.8) correlate with highly hydrated slab portions. The hydrous defects would enhance the nucleation of small earthquakes via transformational faulting within the rim. Such mechanism operates for small events with a rupture length of less than 1 km, which would correspond to the thickness of the MOW rim.

Combining with the b-value analysis from the latest CMT catalog, the kink at Mw 6.7 suggests that the thermal runaway mechanism operates for larger earthquakes rupturing through and possibly propagating outside the MOW, with increased heterogeneity in the new rupture domain. The changes of controlling mechanism and rupture domain heterogeneity due to the slab hydrous state and thermal state can explain the spatially varying b values.

How to cite: Mao, G., Ferrand, T., Li, J., Zhu, B., Xi, Z., and Chen, M.: Nature of Deep Earthquakes in the Pacific Plate from Unsupervised Machine Learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6650, https://doi.org/10.5194/egusphere-egu22-6650, 2022.

Levels of artificial seismic noise are typically lower at night, when road and train traffic, industries and other human activities are decreased. Such a variable noise hampers detection of small earthquakes preferentially during daytime, so typically they are more frequently recorded at night. Small earthquakes are recorded in higher numbers during the weekends too, also due to the lower artificial noise. Daily variations of earthquake frequencies might also have natural causes, but higher numbers of earthquakes recorded during weekends are unequivocally artificial.

These variations of detection capabilities are usually not well taken into account when looking for natural periodicities of earthquake frequencies, for example when searching for correlations of earthquake occurrence with diurnal or semidiurnal tides.

Featuring examples from different, regional, earthquake catalogues, this presentation shows that using a magnitude of completeness (Mc) calculated from the whole catalogue can be misleading. The reason is that such a value is actually an average between lower Mc values reached during the night (and weekends) and higher ones reached during the day (and working days).

The solution proposed here is to use a high enough Mc value such as the artificial (daily and weekly) periodicities of earthquake frequencies are removed, considering not only the best estimate of Mc but also its uncertainty range.

How to cite: González, Á.: On artificial daily and weekly periodicities of recorded earthquake frequencies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6663, https://doi.org/10.5194/egusphere-egu22-6663, 2022.

EGU22-7239 | Presentations | NH4.3

A method for characterizing the earthquake-inducing capacity of hydraulic fracturing 

Jun Hu, Hongfeng Yang, Haijiang Zhang, and Yuyang Tan

The seismicity rate in the Southern Sichuan Basin, China (SSBC), has increased by orders of magnitude within the past a few years accompanying the rapidly growing hydraulic fracturing (HF) operations. However, there is currently no appropriate method to directly determine whether a HF platform has induced seismicity and to quantitatively describe its potential of inducing earthquakes. In this study, by taking advantage of a more complete seismic catalog constructed from temporary short-period seismic stations and broadband stations for two adjacent well pads in the SSBC, we investigate a new statistical metrics for detailed studies of earthquake clusters on the "pre- and post-fracture" time scales to characterize their earthquake-inducing capacity. After declustering the earthquake catalog, a small-scale “Spatiotemporal Association Filter (SAF)” is designed to obtain seismic data closely associated with six independent fracturing well groups, and an “Unit Seismic Energy Release (USER)” index is established to evaluate the potential to induce earthquakes. Comparing the differences in the index before and after fracturing, as well as the nonparametric statistical test of each well group’s “Interevent time (IET)” and historical IET, four of the well groups are considered “induced-seismic”, and the other two are “anti-seismic”. The HF well with the largest USER value has the largest inducing capacity. The paired result of the nonparametric test shows that the p values are less than 0.001, indicating significant statistical differences between the IET series before and after the HF process around the four induced-seismic wells. To sum up, our method can conveniently distinguish the earthquake-inducing capacity of different HF wells, and thus offer practical advice for HF operation in the SSBC.

How to cite: Hu, J., Yang, H., Zhang, H., and Tan, Y.: A method for characterizing the earthquake-inducing capacity of hydraulic fracturing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7239, https://doi.org/10.5194/egusphere-egu22-7239, 2022.

EGU22-7506 | Presentations | NH4.3

Predictive properties of an anisotropic ETAS Space-time model applied to Chilean seismicity 

Marcello Chiodi, Orietta Nicolis, Giada Adelfio, Giulia Marcon, Alex Gonzalez, and Antonino D'Alessandro
Seismic activity can be often described by a space-time ETAS (Epidemic Type Aftershock Sequences) model, which is composed of a background seismicity component (large scale) and a triggering one (small scale). Typically the large-scale component is a spatial inhomogeneous Poissonian process, whose intensity is usually estimated through non-parametric techniques: in the case of Chilean seismicity, the majority of events, with a greater magnitude, occur along the Nazca plate, due to the subduction process, so that the  anisotropic kernel estimates should better describe the background seismicity than the classical isotropic kernel estimates. Similar considerations could be made for triggered events.
In previous papers, we used the ETAS model, with the Forward Likelihood Predictive approach (FLP), with the triggered seismicity modeled with a parametric space-time function, using also some covariates together with the magnitude of the triggering events. From a statistical point of view, a forecast of triggered seismicity can be made in the days following a big event. In this work, we will explore the predictive properties of a new proposal of anisotropic ETAS model, with an extension of the semiparametric approach of etasFLP proposed by Chiodi, et al. (2021).
We used open-source software (R package etasFLP, Chiodi and Adelfio 
(2017, 2020)) to perform the semiparametric estimation of the ETAS model with covariates.
 

How to cite: Chiodi, M., Nicolis, O., Adelfio, G., Marcon, G., Gonzalez, A., and D'Alessandro, A.: Predictive properties of an anisotropic ETAS Space-time model applied to Chilean seismicity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7506, https://doi.org/10.5194/egusphere-egu22-7506, 2022.

EGU22-7510 | Presentations | NH4.3

Pattern analysis of seismicity around Mavrovo lake: a case study for the period July 2020 - November 2021 

Dragana Chernih-Anastasovska, Katerina Drogreshka, Jasmina Najdovska, Lazo Pekevski, and Cvetan Sinadinovski
Two moderate earthquakes with magnitude ML5.0 happened on the 11th of November 2020 near the Mavrovo lake in northwestern Macedonia. Mavrovo lake is an artificial lake with a dam built between 1947 and filled by 1953. Its maximum length is 10km, width is 5km and depth is 50m. We try to investigate the factors which might be causing earthquakes, for example, local geology and seismotectonic regime in the region.
Seismic events of such size can have various sequences of foreshocks and aftershocks, which mostly depend on the earthquake mechanism. In this case study, a numerical analysis was done for the first time from the list of events reported by the Skopje Seismological observatory, that occurred some six months prior to the main events and one year after, till November 2021.
 
A list of 180 earthquakes registered by the local and regional stations with magnitudes equal or greater than ML1.7 was analyzed in more detail in terms of temporal and spatial distribution around the lake, in a polygon area defined by geological features. No statistically significant clustering of events was noticed in the foreshock period from July 2020. In the aftershock period, the most numerous events lasted about a month after the main events. However, there was another period of increased seismicity during March 2021, followed by a gradual decrease onwards.

The preliminary distribution of epicenters was mainly along the terrain of Radika river and close monitoring continues to establish possible longer-term variations of seismicity. Comparative analysis with various periods will be also considered in order to determine any patterns of seismicity.

How to cite: Chernih-Anastasovska, D., Drogreshka, K., Najdovska, J., Pekevski, L., and Sinadinovski, C.: Pattern analysis of seismicity around Mavrovo lake: a case study for the period July 2020 - November 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7510, https://doi.org/10.5194/egusphere-egu22-7510, 2022.

EGU22-7674 | Presentations | NH4.3

Advancing the ETAS Model to Improve Forecasts of Earthquake Sequences and Doublets 

Christian Grimm, Sebastian Hainzl, Martin Käser, Marco Pagani, and Helmut Küchenhoff

Earthquake sequences typically show distinct spatiotemporal patterns, characterized by a power-law decay
of aftershock times and elongated aftershock distributions around the (extended) rupture. A prominent approach to
model seismic clustering in space and time is the Epidemic Type Aftershock Sequence (ETAS) model that differentiates
an independent background seismicity process from a branching tree process for triggered events. The conventional
ETAS approach shows three substantial biases: (1) The assumption of isotropic spatial distributions of aftershock
locations stands in contrast to observations and geophysical models for large mainshocks. (2) The unlimited spatial
distribution allows small events to trigger aftershocks at unrealistically large distances. (3) Short-term incomplete
event records after large mainshock events suggest supposedly smaller aftershock productivity and cluster sizes. The
above biases can lead to an underestimation of the aftershock productivity of strong events, and in consequence to
underpredicted cluster sizes, and to a miss-specification of the spatial aftershock distribution in the case of clearly ex-
tended ruptures. Here, we combine an ETAS-Incomplete model, accounting for short-term aftershock incompleteness,
with an ETAS approach applying anisotropic, spatially restricted distributions of aftershock locations. We evaluate
the benefits of these models by running forecast experiments for the 2019 Ridgecrest sequence and analyzing the oc-
currence frequencies of so-called Earthquake Doublets, i.e., sequences of two or more similarly strong earthquakes
within a small time-space window. The new model provides more realistic sequence forecasts and doublet predictions
and might be of particular interest for (short term) risk assessment units.

How to cite: Grimm, C., Hainzl, S., Käser, M., Pagani, M., and Küchenhoff, H.: Advancing the ETAS Model to Improve Forecasts of Earthquake Sequences and Doublets, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7674, https://doi.org/10.5194/egusphere-egu22-7674, 2022.

EGU22-7735 | Presentations | NH4.3

Sensitivity analysis using the TREMOL code for seismicity forecasting 

Marisol Monterrubio-Velasco and Natalia Zamora

Forecasting spatio-temporal occurrence of earthquakes is not a trivial step for the seismic and tsunami hazard assessments. Estimating earthquake rates depends on information of a nonlinear system that is poorly known including the source dimensions. Thus, these assessments rely on e.g. seismic catalogues, or geophysical and geological data that could portray the statistical and physical behaviour of the seismogenic zones. In particular, earthquakes could rupture along asperities or areas of the seismogenic zone with high stress accumulation.Those areas have different physical properties than the surrounding area, such as a high frictional strength and larger stress drop (e.g. Madariaga 1979, Corbi et al., 2017). In this work, we apply the TREMOL code (Monterrubio-Velasco et al., 2019), based on the Fiber Bundle Model, to validate it as a tool to reproduce the seismicity occurring by the rupture of large, in some cases, single asperities. We have selected four regions where large earthquakes have occurred: M8.8 Maule 2010 (Chile) earthquakes, M9.1 Tohoku 2011 (Japan), M7.6 Nicoya 2012 (Costa Rica) and M8.3 Coquimbo 2015 (Chile). In these tectonic regions, earthquake sequences are generated based on a discrete model of material failure used in TREMOL. One of the most notable results is that the maximum earthquakes of the real sequences are achieved. Also, in most cases, the magnitude - frequency distribution is similar to those of real data. While the outcomes of TREMOL are given in rupture areas, several area-magnitude scaling laws are employed to obtain moment magnitudes. By carrying out a sensitivity analysis of different scaling laws, we show the bias in the synthetic catalogues which is a critical input in seismic hazard assessment. It is shown that the synthetic seismicity using the Ramirez-Gaytan scaling law (Ramirez-Gaytan et al. 2014) is the best to fit the magnitude of the real series in most of the cases. Following the validation of TREMOL, we provide a new seismic scenario generator of future events to assist e.g. the Probabilistic Seismic/Tsunami Hazard Assessment (PSHA/PTHA) complementing the seismic forecast with other well known statistical tools. 

 

References

 

Corbi, F., Funiciello, F., Brizzi, S., Lallemand, S., and Rosenau, M. (2017). Control of asperities size and spacing on seismic behavior of subduction megathrusts, Geophys. Res. Lett., 44, 8227– 8235, doi:10.1002/2017GL074182.



Madariaga, R. (1979). On the relation between seismic moment and stress drop in the presence of stress and strength heterogeneity, J. Geophys. Res.-Sol. Ea., 84, 2243–2250.





Monterrubio-Velasco et al., (2019). A stochastic rupture earthquake code based on the fiber bundle model (TREMOL v0.1): application to Mexican subduction earthquakes. Geosci. Model Dev., 12, 1809–1831.

Ramírez-Gaytán, A., Aguirre, J., Jaimes, M. A., and Huérfano, V. (2014). Scaling relationships of source parameters of M w 6.9–8.1 earthquakes in the Cocos–Rivera–North American subduction zone, Bulletin of the Seismological Society of America, 104, 840–854.

 

How to cite: Monterrubio-Velasco, M. and Zamora, N.: Sensitivity analysis using the TREMOL code for seismicity forecasting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7735, https://doi.org/10.5194/egusphere-egu22-7735, 2022.

EGU22-9181 | Presentations | NH4.3

Studying the stress field variations in the Vrancea-zone using clustering-based stress inversions 

Lili Czirok, Lukács Kuslits, István Bozsó, and Katalin Gribovszki

The SE-Carpathians indicate significant geodynamic activity, especially in the external part due to the current subduction processes. This part is the so-called Vrancea-zone where the distribution of the seismic events is quite dense considering the relatively small area (around 30*70 km).

The authors have carried out cluster analyses of the focal mechanism solutions and their inversions to support the recent and previously published studies in this region. They have applied different pre-existing clustering methods – e.g. HDBSCAN (hierarchical density-based clustering for applications with noise) and agglomerative hierarchical analysis – considering the geographical coordinates, focal depths and parameters of the focal mechanism solutions of the used seismic events, as well. Moreover, they have attempted to improve a fully-automated algorithm for the clustering of the earthquakes for the estimations. This algorithm has only one optional hyper-parameter which is eligible to detect the outliers from the input dataset. Due to this, it is possible to reduce the running time and subjectivity. In all cases, the calculated stress tensors are in close agreement with the previously published results.

How to cite: Czirok, L., Kuslits, L., Bozsó, I., and Gribovszki, K.: Studying the stress field variations in the Vrancea-zone using clustering-based stress inversions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9181, https://doi.org/10.5194/egusphere-egu22-9181, 2022.

EGU22-10324 | Presentations | NH4.3

An Ensemble Kalman Filter for Estimating Future Slow Slip Events and Earthquakes on 1D, 2D and 3D Synthetic Experiments 

Hamed Ali Diab Montero, Meng Li, Ylona van Dinther, and Femke C Vossepoel

Our ability to forecast future earthquakes is hampered by the very limited information on the fault slip that produce them. In particular the current state of stress, strength, and parameters governing the slip of the faults are highly uncertain. Ensemble data-assimilation methods provide a means to estimate these variables by combining physics-based models and observations while considering their uncertainties. Perfect model experiments with an Ensemble Kalman Filter (EnKF), connected with one-dimensional (1D), two-dimensional (2D), and three-dimensional (3D) earthquake cycle models, demonstrate the ability to estimate the state variables of shear stress, slip velocity, and state (θ) of a straight fault governed by rate-and-state friction surrounded by a homogeneous elastic medium. The models represent a direct-shear laboratory setup in one, two and three dimensions, with an array of shear-strain gauges and piezoelectric transducers located at a small distance to the fault. In this research, we compare the recurrence interval and earthquake occurrence of the EnKF across the different models to better understand the challenges associated with a space-time systems with increasing dimensions and increasingly complex earthquake sequences. The assimilation of synthetic shear-stress and slip-rate observations improves in particular the estimates of shear stress and slip rate on the fault, despite the very low accuracy of the observations. We get reasonable estimates when modelling long-duration earthquakes or slow slip events . Interestingly, we also obtain very good estimates when simulating earthquakes with fast slip rates (up to m/s). The large, nonlinear, changes in stress and velocitiy  during the fast transition from the interseismic to the coseismic phase cause the distributions of the state variables to become bi-modal. The EnKF still provides a reasonable estimate of the time of occurrence of the earthquakes in the synthetic experiments, despite the inherent assumption on the Gaussianity of these distributions.

How to cite: Diab Montero, H. A., Li, M., van Dinther, Y., and Vossepoel, F. C.: An Ensemble Kalman Filter for Estimating Future Slow Slip Events and Earthquakes on 1D, 2D and 3D Synthetic Experiments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10324, https://doi.org/10.5194/egusphere-egu22-10324, 2022.

EGU22-10382 | Presentations | NH4.3

Classifying earthquakes and mining activity with deep neural networks 

András Horváth, Máté Timkó, Márta Kiszely, Tamás Bozóki, István Bozsó, and Lukács Kuslits

Earthquake detection and phase picking are central problems of seismic activity analysis. Traditional approaches [1] and machine learning methods [2] are applied in this domain, typically performing well on commonly investigated standard datasets reaching above 99% accuracy in seismic activity detection.

 

Unfortunately, most databases in the literature contain only earthquake data as detectable activities and spurious activities such as mining are not included in these datasets. We have investigated a recently published deep neural network-based method [3] and found that these detectors are fooled by mining activity.

 

To solve this problem, we have created a complex dataset that contains 1200 independently recorded mining and earthquake activities from Central Europe. Our dataset poses a more complex problem than commonly investigated datasets such as the STanford EArthquake Dataset and can be viewed as an extension of that.

 

We have trained a convolutional neural network containing five convolutional and three fully-connected layers to classify these signals on this dataset and reached a 94% classification accuracy, which demonstrates that the categorization of mining activity and earthquakes is possible with modern machine learning approaches.



[1] Galiana-Merino, J. J., Rosa-Herranz, J. L., & Parolai, S. (2008). Seismic P Phase Picking Using a Kurtosis-Based Criterion in the Stationary Wavelet Domain. IEEE Transactions on Geoscience and Remote Sensing, 46(11), 3815-3826.

 

[2] Zhu, W., & Beroza, G. C. (2019). PhaseNet: a deep-neural-network-based seismic arrival-time picking method. Geophysical Journal International, 216(1), 261-273.

 

[3] Mousavi, S. M., Ellsworth, W. L., Zhu, W., Chuang, L. Y., & Beroza, G. C. (2020). Earthquake transformer—an attentive deep-learning model for simultaneous earthquake detection and phase picking. Nature communications, 11(1), 1-12.

How to cite: Horváth, A., Timkó, M., Kiszely, M., Bozóki, T., Bozsó, I., and Kuslits, L.: Classifying earthquakes and mining activity with deep neural networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10382, https://doi.org/10.5194/egusphere-egu22-10382, 2022.

EGU22-10503 | Presentations | NH4.3

Intraplate seismicity controlled by lithospheric-mantle strength: the Ireland and Britain case study 

Sergei Lebedev, Pierre Arroucau, James Grannell, and Raffaele Bonadio

Stable continental areas—those largely unaffected by currently active plate-boundary processes—undergo little deformation and feature low seismicity rates. Notable exceptions, such as the well-known large earthquakes in the central United States or the Fennoscandian Craton, are rare but highlight the importance of understanding the seismicity in low-strain regions. One long-standing question, debated for over a century, relates to the seismicity of Ireland. Why is it much lower than that in the neighbouring Britain, even though they were assembled in the same Caledonian orogeny, share many of the ancient tectonic boundaries, and are subjected to similar tectonic stresses? Our new catalogue of Ireland’s seismicity, produced using the greatly improved seismic station coverage of the island over the last decade, shows many more micro-earthquakes than known previously but confirms the much lower seismicity rates in Ireland compared to Britain.

Comparing the distribution of seismicity with high-resolution, surface-wave tomography (performed using the abundant new data) we observe that areas with thicker, colder lithosphere feature lower seismicity than those with thinner lithosphere. This must be because the thicker and colder lithosphere is mechanically stronger and less likely to deform, compared to the thinner and weaker lithosphere under the same tectonic stress. According to the new tomography, Ireland has thicker lithosphere than most of Britain, which can explain its lower seismicity rates. The thinnest lithosphere in Ireland is found in the north of the island, in Co Donegal, and this is where most of Ireland’s micro-seismicity occurs. A similar relationship between the lithospheric thickness and seismicity rates is observed in Britain, with the London Platform in the southeast of the island showing thick lithosphere and low seismicity.

Together, lithospheric tomography and seismicity maps thus offer a solution to a seismo-tectonic puzzle first formulated in the 19-th century. Evidence of the lithospheric mantle controls on earthquake occurrence can be seen elsewhere around the world as well. The improving accuracy of the tomographic imaging of the lithosphere presents a useful new line of evidence on the mechanisms that control the regional distributions of intraplate earthquakes.

How to cite: Lebedev, S., Arroucau, P., Grannell, J., and Bonadio, R.: Intraplate seismicity controlled by lithospheric-mantle strength: the Ireland and Britain case study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10503, https://doi.org/10.5194/egusphere-egu22-10503, 2022.

EGU22-10718 | Presentations | NH4.3

Relaxing ETAS’s Assumptions to Better Capture the Real Behavior of Seismicity 

Leila Mizrahi, Shyam Nandan, William Savran, Stefan Wiemer, and Yehuda Ben-Zion

When developing next-generation earthquake forecasting models, the key is to more carefully account for the real world (which has fault systems with different properties, site-specific properties, swarm-like episodes of temporally elevated seismicity, etc.), without constructing overly complicated models that are hard to comprehend and even harder to use. Finding the sweet spot between simplicity and accuracy is what constitutes the art of modelling. Epidemic-Type Aftershock Sequence (ETAS) models, despite being introduced over three decades ago, are still the undisputed reference for earthquake forecasting methods – be it as a benchmark when testing novel forecasting techniques, or as the model of choice for operational earthquake forecasting around the world. ETAS models accurately describe the average behavior of aftershock triggering as a self-exciting point process based on few simple empirical principles, including the Omori-Utsu and Gutenberg-Richter laws.

With this in mind, we are proposing a new model which naturally captures the diversity of conditions under which earthquakes take place. Within the ETAS statistical framework, we relax the assumptions of parametrically defined aftershock productivity and background earthquake rates. Instead, both productivity and background rates are calibrated with data such that their variability is optimally represented by the model. This allows for an impartial view on the behavior of background and triggered seismicity in different regions, different time periods, or different sequences. We perform pseudo-prospective forecasting experiments for Southern California to evaluate models based on their accuracy at forecasting the next event. These experiments reveal when, where, and under which conditions our proposed model yields better forecasts than the standard ETAS null model. 

How to cite: Mizrahi, L., Nandan, S., Savran, W., Wiemer, S., and Ben-Zion, Y.: Relaxing ETAS’s Assumptions to Better Capture the Real Behavior of Seismicity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10718, https://doi.org/10.5194/egusphere-egu22-10718, 2022.

EGU22-11098 | Presentations | NH4.3

P- and S-wave arrival picking and epicentral distance estimation of earthquakes using convolutional neural networks 

Yonggyu Choi, Sungmyung Bae, Youngseok Song, Soon Jee Seol, and Joongmoo Byun

In recent years, machine learning techniques have been widely applied in seismological data processing such as seismic event detection, phase picking, location, magnitude estimation, and further data analysis for determining source mechanisms. Especially in earthquake location, deep learning methods are used to reduce location errors compared to conventional algorithms.

In this study, we present a deep learning based epicentral distance estimation with two separate models using seismic data from two stations as input data. The first model is the P- and S-wave arrival time picking model and the second is the epicentral distance estimation model. Since the traditional epicentral distance estimation methods uses the difference in arrival times between P- and S-waves, the P- and S-wave arrival times were first predicted from three-component seismic data so that this information could be directly used as the next input data. This picking information is used as input data along with the station location in the epicentral distance estimation model to output the final epicentral distance. Since this method uses data from two stations, it has higher accuracy than epicentral distance estimation using data from a single station.

The P- and S-wave arrival time picking model was modified by referring to the ResUNet (Diakogiannis et al., 2020) structure to improve performance based on the seismic detection and phase picking model from the three-component acceleration data developed by Mousavi et al. (2020). This modified model performs feature extraction for P- and S-phase picking and includes a residual block and skip connection. The model for estimating the distance from the epicenter was constructed using a basic artificial neural network (ANN) architecture. As input data, a total of eight features were used by adding six combinations of the difference in arrival times of P-wave and S-wave in each component of the two stations and two values of the latitude and longitude difference between two stations. The ANN architecture consists of four hidden layers and the epicentral distances of the two stations are final output.

The STEAD data were used as training data and test data. The STEAD is a seismogram dataset recorded from about 450,000 global earthquakes, and among them, data with magnitudes greater than 2.5 and epicentral distances less than 400 km were selected and used. As a result of applying the trained model to the test data, the mean absolute error of the predicted epicentral distance was 6.5 km, which showed improved performance compared to the previous results. Also, since this method uses six time-differences as input data, it can provide more robust results even in the presence of random noise at the picked times.

How to cite: Choi, Y., Bae, S., Song, Y., Seol, S. J., and Byun, J.: P- and S-wave arrival picking and epicentral distance estimation of earthquakes using convolutional neural networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11098, https://doi.org/10.5194/egusphere-egu22-11098, 2022.

EGU22-11461 | Presentations | NH4.3

Seismogenic nodes in the Bulgarian territory, defined by pattern recognition 

Lyuba Dimova, Alexander Gorshkov, Olga Novikova, Sonya Dimitrova, and Reneta Raykova

Seismogenic nodes, able to locate earthquakes with magnitudes M equal or higher than 6 (M6+), are identified for the territory of Bulgaria and adjacent areas. Definition of nodes is based on morphostructural zonation. Pattern recognition algorithm Cora-3 is applied to identify the seismogenic nodes, characterized by specific geological, geophysical and morphological data. The pattern recognition algorithm is trained on information for 30 seismic events M6+ for the period 29 B.C. – 2020, selected from historical and instrumental Bulgarian earthquake catalogues. These events are associated with 16 "training" nodes. Totally we have recognized 56 seismogenic nodes, most of them in southwestern Bulgaria.

The analysis of the identified seismic nodes shows that in addition to the initial 16 "training" nodes, about 20 ones may be associated with the already observed seismicity. Some of these nodes may be related with documented seismicity, which is not taken into account to select the “training” nodes. Other seimogenic nodes are close to (but do not include) some historical earthquakes, whose location or magnitude is not precise enough.

There has not been registered seismic activity M6+ in the vicinity of other 20 seismogenic nodes. To consider a certain inaccuracy in the determination of the earthquake magnitudes, in the analysis of these seismogenic nodes we take into account earthquakes with M higher than 5.8. In such a way the number of “inactive” until now seismogenic nodes decrease further. Several nodes can be related to seismic activity in the past, established by geological research. But a significant part of seismic nodes remains, which cannot be associated with any seismic manifestations. This is a sign of possible future earthquakes M6+ near these nodes.

It should be noted that 3 of the earthquakes M6+ in the twentieth century were not close to any seismogenic node. This may be due to several reasons among which are: hidden tectonic structures, gaps in the morphostructural zonation or an inaccurate magnitude of the earthquake’s catalogue data.

Acknowledgements. This study is partly funded by Russian Foundation of Basic Research (RFBR) according to the research projects 20-55-18008 and by Bulgarian National Science Fund, research project KP-06-Russia-29/16.12.2020.

How to cite: Dimova, L., Gorshkov, A., Novikova, O., Dimitrova, S., and Raykova, R.: Seismogenic nodes in the Bulgarian territory, defined by pattern recognition, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11461, https://doi.org/10.5194/egusphere-egu22-11461, 2022.

EGU22-11532 | Presentations | NH4.3

Evaluating injection strategies for EGS from the temporal evolution of the Gutenberg-Richter b-value. 

Vanille Ritz, Antonio P. Rinaldi, and Stefan Wiemer

Induced seismicity is a hot topic within geo-applications, however the physical mechanisms driving the induced ruptures is yet to be fully understood. The injection of fluid in the subsurface in particular has been shown to cause changes in the stress field leading to the induction of eqarthquakes. Recent events in Switzerland (Basel, Sankt-Gallen) and Korea (Pohang) have shown that such injection operations can have dramatic consequences. The hazard associated with these earthquakes thus needs to be managed to prevent infrastructure damages and protect both the population and viability of the project.

The Gutenberg-Richter b-value has been used as a proxy for the state of stress in the subsurface. The temporal evolution of the b-value provides statistical tools to estimate the seismic hazard posed by an earthquake sequence. Thus, monitoring and forecasting changes in the b-value could be used as a proxy in a near-real-time mitigation context (Adaptive Traffic Light System). Several studies have looked at the evolution of the b-value both in time and space, for example in Basel, where the observed b-value dropped before shut-in and further away from the injection well.

We present a numerical approach coupling a fluid flow simulator with a geomechanical-stochastic formulation (TOUGH2-Seed) to simulate injection-induced seismicity sequences. We model a Hot Dry Rock-type setting, and we investigate the variation of b-value during injection-induced seismic sequences with different injection scenarios and levels of complexity as to the geological features.

How to cite: Ritz, V., Rinaldi, A. P., and Wiemer, S.: Evaluating injection strategies for EGS from the temporal evolution of the Gutenberg-Richter b-value., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11532, https://doi.org/10.5194/egusphere-egu22-11532, 2022.

EGU22-11800 | Presentations | NH4.3

Spatial distribution of the b-value in Southern California based on Gauss process inference with a geologically defined prior 

Sebastian von Specht, Matthias Holschneider, Khadidja Ferrat, Gert Zöller, Christian Molkenthin, and Sebastian Hainzl

As a population parameter, reliable estimation of the b-value is intrinsically complicated, particularly when spatial variability is considered. We approach this issue by treating the spatial b-value distribution as a non-stationary Gauss process for the underlying earthquake-realizing Poisson process. For Gauss process inference the covariance—which describes here the spatial correlation of the b-value—must be specified a priori. We base the covariance on the local fault structure, i.e. the covariance is anisotropic: elongated along the dominant fault strike and shortened when normal to the fault trace. This adaptive feature captures the geological structure better than an isotropic covariance or similarly defined and commonly used running-window estimates of the b-value.We demonstrate the Bayesian inference of the Gauss process b-value estimation for southern California based on the SCEDC earthquake catalog and with the covariance calibrated with the USGS fault model.Our model provides a continuous b-value estimate which reflects the local fault structure to a very high degree. Therefore, we are able to associate the b-value with the local seismicity distribution and can link it to the major Californian faults and geothermal areas. This technique, in its general formulation, can be applied to other non-stationary seismicity parameters, e.g. Omori’s law.

How to cite: von Specht, S., Holschneider, M., Ferrat, K., Zöller, G., Molkenthin, C., and Hainzl, S.: Spatial distribution of the b-value in Southern California based on Gauss process inference with a geologically defined prior, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11800, https://doi.org/10.5194/egusphere-egu22-11800, 2022.

EGU22-11803 | Presentations | NH4.3

Everything you always wanted to know about b-value* (*but were afraid to ask) 

Matteo Taroni, Jacopo Selva, Warner Marzocchi, and Jiancang Zhuang

The b-value of the Gutenberg-Richter law is one of the most widely studied parameters regarding the distribution of earthquakes’ magnitude. The estimation of such a parameter and its uncertainty is critical, and it may become complex in the case of seismic catalogs with a non-uniform magnitude of completeness, or when different shapes of the Gutenberg-Richter relation (e.g. the tapered one) are adopted. Here we review recent results on the b-value estimation, also in the case of catalogs with multiple completeness levels, including the application of the weighted likelihood methodology, a method particularly suitable for spatial b-value mapping and for studying its temporal variations. These new techniques are applied to both global and regional seismic catalogs, in order to unveil the peculiarities of the b-value.

How to cite: Taroni, M., Selva, J., Marzocchi, W., and Zhuang, J.: Everything you always wanted to know about b-value* (*but were afraid to ask), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11803, https://doi.org/10.5194/egusphere-egu22-11803, 2022.

I summarize a broad suite of laboratory data sets showing that stick-slip failure events –lab earthquakes– are commonly preceded by both measurable changes in fault zone properties and acoustic emission (AE) events that foretell catastrophic failure.  These works show that both types of data can be used to predict labquakes with machine learning (ML) methods and deep learning (DL) approaches.  The first works used continuous measurements of AE to predict the timing of labquakes and the fault zone shear stress. Subsequent studies showed that catalogs of AE events could also predict labquakes and that ML approaches could also predict stress drop, peak fault slip velocity and the duration of failure. Recently, DL has been used to predict and autoregressively forecast labquakes and fault zone shear stress. Consistent with previous works, we see that seismic b-value begins to decrease as faults unlock and start to creep.  This provides a sensible connection between the ML-based predictions, fault zone elastic properties, and the physics of failure.  In the lab, AE events represent a form of foreshock and, not surprisingly, the rate of foreshock activity correlates with fault slip rate and its acceleration toward failure.  Our work shows precursory changes in wave speed prior to labquakes, consistent with many well known past studies, but the early studies did not provide a method to predict impending failure.  ML and DL predicts with fidelity the time of impending failure and other aspects of it. This suggests the possibility of physics-based models for prediction. We are working to connect ML prediction of labquakes with the evolution of fault zone elastic properties, frictional contact mechanics and constitutive laws.  A central goal is to learn from lab earthquake prediction to improve forecasts of earthquake precursors and tectonic faulting.

How to cite: Marone, C.: Machine Learning for Understanding Lab Earthquake Prediction and Precursors, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12022, https://doi.org/10.5194/egusphere-egu22-12022, 2022.

EGU22-811 | Presentations | NH4.4

Protects and heats 

tavecchio walter

Author: Eurogeologist Walter Tavecchio, CNG Rome, IT

EurGeol number: 1688, Crowd thermal linked third parties

Title: PROTECTS AND HEATS

Abstract

The project combines the building heating / cooling technique with a geotechnical system for attenuating the vibrations induced in the structures by seismic phenomena.

It aims to protect buildings and structures from earthquakes and at the same time provide low enthalpy geothermal energy.

It is applied to the outside of any building: residential, commercial, industrial or sensitive, such as hospitals, theaters, museums, shopping centers, cinemas, supermarkets, skyscrapers, churches, towers, bell towers in urban or archaeological or monumental areas but also in the vicinity of bridges, viaducts and tunnels.

  This system attenuates the vibrations of earthquakes on surface soils and existing structures and produces low-cost geothermal energy by exploiting the perforations already made for the attenuation of vibrations.

How to cite: walter, T.: Protects and heats, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-811, https://doi.org/10.5194/egusphere-egu22-811, 2022.

EGU22-1980 | Presentations | NH4.4

First analysis of landslides triggered by the August 14, 2021, Nippes (Haiti) earthquake, compared with the 2010 event 

Hans-Balder Havenith, Kelly Guerrier, Romy Schlögel, Anne-Sophie Mreyen, Sophia Ulysse, Anika Braun, Karl-Henry Victor, Newdeskarl Saint-Fleur, Lena Cauchie, Dominique Boisson, and Claude Prépetit

First analyses of landslide distribution and triggering factors are presented for the region affected by the August, 14, Nippes, earthquake (Mw=7.2) in Haiti. Landslide mapping was mainly carried out by comparing pre- and post-event remote imagery (~0.5-1 m resolution) available on Google Earth® and with Sentinel 2 (10 m) satellite images. The first cover about 50% of the affected region (for post-event imagery), the latter were selected to cover the entire potentially affected zone. On the basis of the completed landslide inventory, comparisons are made with a catalogue compiled by the USGS for the January, 12, 2010 seismic event (Mw=7.0); additionally, we also analyzed the pre-2021 earthquake slope stability conditions. These comparisons show that the  total number of landslides mapped for the 2021 earthquake (=7091) is smaller than the one observed for the 2010 (=23567). However, these fewer landslides triggered in 2021 cover a much wider area of slopes (>80 km2) than those induced by the 2010 event (~25 km2). A simple statistical analysis indicates that the lower number of 2021-landslides can be explained by the ‘under-mapping’ of smallest landslides triggered in 2021, partly due to the lower resolution imagery available for most of the areas affected by the recent earthquake; this is also confirmed by an inventory completeness analysis based on size-frequency statistics. The much larger total area of landslides triggered in 2021, compared to the 2010 earthquake, can be related to different physical reasons: a) the larger earthquake magnitude in 2021; b) the more central location of the fault segment that ruptured in 2021 with respect to coastal zones; c) and possible climatic pre-conditioning of slope stability in the 2021-affected area. These observations are supported by (1) a new pre-2021 earthquake landslide map, (2) rainfall distribution maps presented for different periods (including October 2016 - when Hurricane Matthew had crossed the western part of Haiti), covering a region including both 2010- and 2021 affected zones, as well as (3) the shaking intensity prediction and related simplified Newmark Displacement maps.

How to cite: Havenith, H.-B., Guerrier, K., Schlögel, R., Mreyen, A.-S., Ulysse, S., Braun, A., Victor, K.-H., Saint-Fleur, N., Cauchie, L., Boisson, D., and Prépetit, C.: First analysis of landslides triggered by the August 14, 2021, Nippes (Haiti) earthquake, compared with the 2010 event, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1980, https://doi.org/10.5194/egusphere-egu22-1980, 2022.

EGU22-2747 | Presentations | NH4.4

The difficult prediction of earthquake-induced landslide displacements: the case of Gaggio Montano (northern Apennines, Italy) 

Gianluigi Di Paola, Giovanni Lattanzi, Rodolfo Rani, Silvia Castellaro, and Matteo Berti

One of the most damaging side effects associated with seismic shaking within a certain distance from the seismogenic source are possible landslide movements. Seismic-induced landslide movements can cause serious problems to local communities even if the seismic shaking is of low intensity. To face these problems, local administrators are often forced to take unpopular planning decisions that affect the population. Therefore, detailed knowledge of landslide behavior to seismic shaking appears crucial.

In this study, we analyze the seismic response of a slow-moving landslide, which mainly affects clay soils. This landslide is located along a built-up area of about one thousand inhabitants (Gaggio Montano, northern Apennines, Italy), in a zone classified as medium seismic risk and its hazard potential has been assessed by considering geomorphological, geological, hydrological and seismic issues.

Firstly, we compiled a database of the existent geognostic investigations (cores, inclinometers, piezometers and CPT) and of the new geophysical surveys (HVSR and MASW) specifically acquired for this study. This allowed us to realize a detailed geological model of the slope and of the landslide body. Secondly, we run a 2D-numerical model of the seismic response of the slope. This allowed to evaluate the topographic and stratigraphic effects in response to hypothetical earthquakes with return period of 475 years. Finally, we applied the Newmark method to estimate the seismic-induced landslide movements.

A detailed sensitivity analysis was performed to account for the strong uncertainty in the data, especially regarding the geotechnical input parameters. The results show a dramatic influence of the shear strength parameters on the seismic-induced displacements. For example, by changing the effective friction angle by just 1°, the displacements vary more than 30 cm. This highlights the limitations of the conventional approach and the difficulty to predict the response of existing landslides to seismic shaking.

How to cite: Di Paola, G., Lattanzi, G., Rani, R., Castellaro, S., and Berti, M.: The difficult prediction of earthquake-induced landslide displacements: the case of Gaggio Montano (northern Apennines, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2747, https://doi.org/10.5194/egusphere-egu22-2747, 2022.

EGU22-6017 | Presentations | NH4.4

Mapping Active and Capable faults in structural complex settings. A case study from central Apennines (Italy). 

Alessandra Sciortino, Edi Chiarini, Giuseppe Nirta, Marco Spadi, Marco Tallini, Fernando Ferri, Luca Maria Puzzilli, Vincenzo Sapia, and Valerio Materni

Earthquake-induced ground effects are strongly related to the presence and distance of active and capable faults, and they play an extremely important role in the mitigation of seismic risk. The Italian Seismic Microzonation Guidelines subdivide the active and capable faults in ‘certain and defined’ and ‘uncertain’, attributing to them microzones with defined landscape uses: ‘Respect’ and ‘Susceptibility’ zones respectively. In this work, we present the methodology used to map and analyze the Montereale basin’s faults, located in the highly seismic region of the central Apennines of Italy. The Montereale faults (MFS) pertain to two fault systems with an en echélon array, namely the San Giovanni and Capitignano fault systems. Yet the great scientific attention in this region, these faults still lack clear evidence of relationships with the major active and capable structures in the neighboring area that are considered responsible for the seismic events that affected central Italy in recent decades.

The San Giovanni fault cuts in heterogeneous deposits consisting of calcareous lithotypes, which expose well defined fault planes and easily recognizable fault scarps. Instead, the Capitignano fault occurs on softer arenaceous-pelitic deposits, which make hard to identify tectonic discontinuities.

The approach, by which we have mapped the Capitignano fault and defined Susceptibility and Respect microzones for the MFS, is divided into the following phases: 1. Identification of morphotectonic elements by the analysis of digital terrain models (DTM 10 m and LiDAR 1 m), morphological elements (linear slopes, non-degraded triangular facets, anomalies in the drainage network, linear valleys, saddles, alignments of slope breaks) represent the most evident expression of active tectonics. 2. Geological and geomorphological survey for the interpretation of the elements recognized by remote sensing data. 3. Geophysical surveys (tomography electrical resistivity and seismic reflection), planned based on the morphotectonic features, identified in the previous stages. 4. Paleoseismological trenches, located where geophysical investigations have confirmed the presence of subsoil’s discontinuities. 5. Dating of faulted soils.

Following this method, the recognition of active and capable faults was possible, even where their morphological expression was not evident or completely absent. Moreover, the study outcomes provided new pieces of evidence for a comparison with the neighboring and well-studied fault systems allowing to propose eventual structural relationships.  Finally, we believe that the proposed approach can be a powerful tool in regions densely affected by earthquakes. In fact, a deep knowledge of fault network and their mutual interactions allows to limit damage to people and inhabited centers and to plan reconstruction works in areas affected by seismic events.

 

How to cite: Sciortino, A., Chiarini, E., Nirta, G., Spadi, M., Tallini, M., Ferri, F., Puzzilli, L. M., Sapia, V., and Materni, V.: Mapping Active and Capable faults in structural complex settings. A case study from central Apennines (Italy)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6017, https://doi.org/10.5194/egusphere-egu22-6017, 2022.

EGU22-6312 | Presentations | NH4.4

Surface faulting and liquefaction hazard assessment in the central Apennines for land use practices: a case study from the L’Aquila urban area (central Italy) 

Marco Spadi, Deborah Maceroni, Girolamo Dixit Dominus, Marco Tallini, Emanuela Falcucci, Fabrizio Galadini, Stefano Gori, Marco Moro, and Michele Saroli

The Seismic Microzonation, as practiced in Italy, consists in defining microzones of the territory affected by homogeneous response to seismic ground shaking, defined as stable zones, vulnerable seismic amplification zones, and unstable zones. In detail, the unstable zones are affected by landslides, soil liquefaction, ground subsidence and surface faulting. In this framework, we conducted a study in the administrative district of L’Aquila (central Italy) aimed at the construction of a new school building, in an area indicated as prone to surface faulting (an active and capable fault was hypothesised in the area) and liquefaction.

We dug two trenches (named as A and B) perpendicular to the presumed active fault trace. The excavation walls exposed several different continental units mainly characterized by colluvial, organic-rich and “cultural” sediments, as well as paleosols. In trench A, some units, made of sandy-gravelly colluvial deposits, contained abundant pottery fragments, being intensely reworked by very recent human activity. These units were mainly composed of silt and sand sparse with carbonate clasts and directly overlying Middle Pleistocene alluvial deposits. Trench B only exposed units containing pottery fragments and hence pertaining to historical times. Several radiocarbon dating made on charcoal found within these units confirmed the recent age of the deposits, spanning from 25000 to 1800 years before the present. The analysis of the trench walls, the analysis of two boreholes, and field geological investigations revealed the absence of any surface faulting events affecting the stratigraphic sequence of the area, at least since the Middle Pleistocene, likely since the Early Pleistocene. Furthermore, trench B exposed several sedimentary dikes reaching up close to the ground surface, crossing the historical colluvial units, as well as other deformation features typical of liquefaction phenomena. The radiocarbon age determination and the sedimentological characteristics of the units indicate that the most recent liquefaction event occurred after 180 A.D.

Ultimately, this work represents a “best-practice” case study to investigate the occurrence of geological surface criticalities (such as surface faulting and liquefaction) at specific sites of interest.

How to cite: Spadi, M., Maceroni, D., Dixit Dominus, G., Tallini, M., Falcucci, E., Galadini, F., Gori, S., Moro, M., and Saroli, M.: Surface faulting and liquefaction hazard assessment in the central Apennines for land use practices: a case study from the L’Aquila urban area (central Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6312, https://doi.org/10.5194/egusphere-egu22-6312, 2022.

EGU22-6449 | Presentations | NH4.4

Susceptibility analysis for seismically-induced landslides: application to the 2001 earthquakes in El Salvador (C.A.) 

Claudio Mercurio, Chiara Martinello, Grazia Azzara, Abel Alexei Argueta Platero, Giorgio Manno, Chiara Cappadonia, Christian Conoscenti, and Edoardo Rotigliano

The geodynamic context in which El Salvador is located, made of a convergent structure characterized by the interaction among six different plates, together with the lithological characteristics of the outcropping rocks and soils (mainly corresponding to deeply weathered acid pyroclastites, basic effusive rocks and volcanic ashes), are responsible for the very high seismically-induced landslide susceptibility of the country. These predisposing factors were decisive on the occurrence of thousands of seismically-induced landslides caused by two huge earthquakes on 13th January and 13th February 2001, which triggered thousands of landslides in the country. In particular, the February event (6.6M, onshore and intraplate at a depth of 10 km) triggered 5,371 landslides in an area of around 300km2. These gravitational phenomena took the form of debris slides, earth slides and debris flows and affected several inhabited areas damaging infrastructures and crops and causing, respectively 844 and 315 fatalities.

Thanks to aerial photos taken soon after the days following both the two earthquakes and made available by the CNR (Centro Nacional de Registros - Instituto Geográfico y del Catastro Nacional), associated landslide maps have been prepared, where each phenomenon is represented by a landslide polygon and its LIP (Landslide Identification Point), located in the crown of the landslide. In particular, static landslide susceptibility models were prepared for the Ilopango (1594 landslides in an area of around 40km2) and the San Vicente (1602 landslides in an area of around 108 km2) sectors, by regressing the spatial distribution of the 13th February seismically-induced landslides on a set of explanatory variables obtained by a geologic map and a 10m pixel DTM (Digital Terrain Model). At the same time, shaking-dependent models were prepared by including also PGA (Peak Ground Acceleration) and the epicentral distance (ED) among the predictors.

For both the two areas a marked increase of performance was observed (AUC from 0.70 to 0.75, for Ilopango, from 0.73 to 0.77, for San Vicente) from the static to the shaking-dependent models, highlighting the role of the seismic acceleration in the triggering of the landslides both in activating the susceptible sites and in lowering the score threshold for slope failures occurrences. Besides, for the Ilopango sector, a rainfall-induced susceptibility model was also prepared, exploiting a landslide inventory available for the 2009 IDA/12E storm events. The obtained score was then combined with PGA and ED to predict the spatial distribution of the seismically induced landslides, obtaining a higher performance than the relative basic model (AUC = 0.75).

The results obtained from the research demonstrate suggest the possibility to couple the susceptibility scores obtained from static modelling to the expected mechanical shaking for the seismically-induced susceptibility assessment.

The whole modelling was carried out by applying MARS (Multivariate Adaptive Regression Splines) analysis through RStudio and SAGA GIS freeware software.

How to cite: Mercurio, C., Martinello, C., Azzara, G., Argueta Platero, A. A., Manno, G., Cappadonia, C., Conoscenti, C., and Rotigliano, E.: Susceptibility analysis for seismically-induced landslides: application to the 2001 earthquakes in El Salvador (C.A.), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6449, https://doi.org/10.5194/egusphere-egu22-6449, 2022.

EGU22-6950 | Presentations | NH4.4

Ambient seismic amplification in extreme topography: instrumental evidence from the Matterhorn 

Samuel Weber, Jan Beutel, Mauro Häusler, Paul R. Geimer, Donat Fäh, and Jeffrey R. Moore

Amplification of seismic energy in steep topography is widespread and plays an important role affecting the locations of earthquake-induced damage and the distribution of earthquake-triggered landslides. Mountains, and especially the large freestanding massifs of the European Alps, represent extreme topography and may thus exhibit larger topographic amplification than features with less relief. However, suitable broadband seismic data from these locations are rare, in part due to difficult and often dangerous site access. Here we present ambient seismic data collected on two mountains in the Swiss Alps (the Matterhorn and Grosser Mythen), similar in shape but different in scale. At the Matterhorn, comparing data from seismic stations on the summit and ridge to a nearby local reference showed elevated spectral power on the mountain between 0.4 and 1 Hz, and directional site-to-reference spectral amplitude ratios up to 14, which we attribute in part to topographic resonance. We used ambient vibration modal analysis and numerical eigenfrequency modeling to identify the fundamental mode of the Matterhorn at 0.42 Hz, as well as evidence for a second, mutually-perpendicular mode at a similar frequency. Our data further show high modal damping ratios of ∼20% for these modes, which we ascribe to radiative energy loss. A short campaign measurement at Grosser Mythen, showed similar modal properties with a higher fundamental frequency of 1.8 Hz and peak spectral ratios of 6. At the Matterhorn, we analyzed 13 months of continuous data, showing that spectral peaks are stable over time and that the fundamental frequency of the mountain does not measurably vary. Our results aid estimation of topographic amplification for other mountain features.

How to cite: Weber, S., Beutel, J., Häusler, M., Geimer, P. R., Fäh, D., and Moore, J. R.: Ambient seismic amplification in extreme topography: instrumental evidence from the Matterhorn, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6950, https://doi.org/10.5194/egusphere-egu22-6950, 2022.

EGU22-7045 | Presentations | NH4.4

A systematic review of scientific literature on earthquake-induced landslides 

Luca Schilirò, Mauro Rossi, Federica Polpetta, Federica Fiorucci, Carolina Fortunato, and Paola Reichenbach

Earthquake-induced landslides (EQILs) are severe secondary effects of a seismic event. These phenomena can produce direct and indirect damages to structure, infrastructures and to the society. EQILs can also trigger secondary hazard cascading effects and impact civil protection activities. For this reason, the scientific community over the past decades has dedicated an increasing attention to EQILs, with the publication of numerous scientific papers. In this work we describe a preliminary outcome of a comprehensive review of the main articles published on this topic from 1984 to 2021 in peer reviewed international journals. The selected articles, which have been identified after a systematic search on the Clarivate analytics’ Web of Science-Core Collection™ online platform, have been catalogued in a database, whose structure was designed to include the information preparatory for the analysis. Specifically, for each of the 798 articles we reported: a) the bibliometric information (i.e., article title, author(s), publication year, journal name and number of citations); b) the specific topic addressed by the article, which can be distinguished with respect to the scale of the analysis (i.e., regional or single slope) and the type of research (e.g., mapping, characterization/description, modelling); and c) the information related to the earthquake(s) considered in the article. In the database, we have identified 139 earthquakes whose main characteristics (e.g., date of occurrence, location, magnitude, focal mechanism) have been organized in a sub-section of the database. The analyses pointed out different commonalities between articles which allowed us to infer general aspects related to EQILs and, at the same time, to describe a comprehensive state of art on the topic.

How to cite: Schilirò, L., Rossi, M., Polpetta, F., Fiorucci, F., Fortunato, C., and Reichenbach, P.: A systematic review of scientific literature on earthquake-induced landslides, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7045, https://doi.org/10.5194/egusphere-egu22-7045, 2022.

EGU22-7586 | Presentations | NH4.4

Failure susceptibility assessment under dynamic conditions of man-made underground caves in soft rocks 

Piernicola Lollino, Daniela de Lucia, and Nunzio Luciano Fazio

The Apulian region (south-east of Italy) is extensively characterized by the presence of old underground cavities used in the past for the extraction of calcarenite rock, a very soft carbonate rock, and then abandoned over time. The assessment of the stability conditions for such caves is a very challenging problem, especially where the interaction of cavities with overlying structures or infrastructures is possible. The role of environmental factors in the triggering of cave failure processes has been widely studied in the literature, for instance by Parise & Lollino (2011), Castellanza et al. (2018), Perrotti et al. (2018) to mention a few. However, the instability processes related to dynamic loads are often underestimated. In fact, very few literature works exist in the specific field: Genis & Gercek (2003) have firstly demonstrated the role of dynamic waves in the enlargement of the yield zone around the cave; Genis & Aydan (2007; 2008) have carried out some studies applied to real cases, specifically focusing on the pillar behaviour. The effects of the interaction between adjacent cavities has been also investigated by Gercek (2005) and Landolfi (2013), all highlighting that the presence of cavities at short distance induces larger risk conditions under dynamic conditions.

This work is aimed at investigating the effects of dynamic loads, in accordance with regional seismicity, on the evolution of plasticity within man-made underground cavities in soft calcarenite. Both the seismic behaviour of single ideal caves and that of twin adjacent caves have been analyzed. In order to investigate the evolution of the stress-strain state of the cavity under dynamic loading and the corresponding equilibrium conditions, a parametric analysis was carried out. The parametric analysis was performed by varying both the geometrical features of the ideal cavity, in accordance with the typical values observed for the Apulian underground cavities system, and the seismic input characteristics. An elastic-perfectly plastic Mohr-Coulomb model, integrated by viscous damping according to the frequency-dependent Rayleigh formulation, has been adopted.

The numerical results highlight appreciable widening of the rock zones at yielding caused by the dynamic input, especially in the case of wide cavities. Also, the overburden roof thickness plays a significant influence, since a clear increment of the difference between the static and dynamic behaviour of the rock mass is observed when the roof thickness increases. The numerical results also indicate that the dynamic cavity stability depends on the energy content of the dynamic input.

In addition, the numerical model implementing the interaction between twin cavities under dynamic conditions shows the tendency to plastic failure in the septum, which is enhanced in the dynamic phase compared to the static one, and again dependent on the width of the cavity, the thickness of the roof and the energy content of the dynamic load.  

Lastly, the research has also proposed a methodology to calculate the factor of safety with respect to the occurrence of a general failure of underground cavities under dynamic conditions, which allows to quantify the change of the stability conditions from static to dynamic conditions.

 

How to cite: Lollino, P., de Lucia, D., and Fazio, N. L.: Failure susceptibility assessment under dynamic conditions of man-made underground caves in soft rocks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7586, https://doi.org/10.5194/egusphere-egu22-7586, 2022.

EGU22-8586 | Presentations | NH4.4

An integrated approach for engineering - geological modelling in view of seismic microzonation 

Chiara Varone, Anna Baris, Maria Chiara Caciolli, Stefania Fabozzi, Carolina Fortunato, Iolanda Gaudiosi, Silvia Giallini, Marco Mancini, Luca Martelli, Giuseppe Modoni, Massimiliano Moscatelli, Luca Paolella, Maurizio Simionato, Pietro Sirianni, Rose Line Spacagna, Francesco Stigliano, Daniel Tentori, and Roberto Razzano

Terre del Reno is a municipality in the Emilia-Romagna Region (Italy) that experienced relevant liquefaction events during the 2012 seismic crisis, which was characterised by two main shocks (ML 5.9 and 5.8).  Such events are mainly related to the complex geo-stratigraphic setting of the area. In this background, the present work is devoted to achieving two main objectives: i) define a new integrated methodology to assess liquefaction susceptibility in complex stratigraphic conditions through a multi-level approach; ii) perform a level 3 seismic microzonation study of Terre del Reno. To this purpose, more than one thousand geophysical and geotechnical measurements available from three different databases and some hundreds of new collected investigations were stored in a dedicated geodatabase. Data and metadata, that were spatially and statistically manipulated to guarantee their harmonization, standardization, and uniqueness, were explored to reconstruct a model for the Terre del Reno subsoil. Specifically, a geological model of the studied area (~ several hundreds of meters) was first reconstructed as well as the seismic bedrock geometry (the latter defines as the layer characterized by the stiffness requirement: Vs > 800 m/s). This model was obtained by integrating deep bore-hole data available from previous studies and geophysical and geotechnical investigations. Furthermore, a high-resolution geological reconstruction of the upper 30 m has also been performed through sedimentological and paleo morphological analysis to characterize the sedimentary units affected by liquefaction. This analysis may be used to compare both well-known and innovative geotechnical indicators for liquefaction susceptibility assessment. Thus, a set of acceleration time histories, that are spectrum-compatibles with the spectrum of reference input motion at outcropping bedrock of the site, were used as input in 1D and 2D site effect numerical modelling. The obtained results were synthetized and represented in a level 3 seismic microzonation study with the aim of providing operational indicators devoted to urban planning and for challenging problem related to liquefaction.

How to cite: Varone, C., Baris, A., Caciolli, M. C., Fabozzi, S., Fortunato, C., Gaudiosi, I., Giallini, S., Mancini, M., Martelli, L., Modoni, G., Moscatelli, M., Paolella, L., Simionato, M., Sirianni, P., Spacagna, R. L., Stigliano, F., Tentori, D., and Razzano, R.: An integrated approach for engineering - geological modelling in view of seismic microzonation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8586, https://doi.org/10.5194/egusphere-egu22-8586, 2022.

EGU22-8973 | Presentations | NH4.4

The near-surface velocity structures of an incipient volcanic flank collapse revealed by geophysical studies (preliminary results) 

Yawar Hussain, Léna Cauchie, Anne-Sophie Mreyen, and Hans-Balder Havenith

The present study aims at the investigation of the large (> 10 km run-out and volume up to 20-50 km3), ancient (176 and 545 ka) coastal and submarine San Andres landslide on volcanic island, El Hierro. The landslide formed, as a result of an aborted giant volcanic flank collapse and represents a rare site where the landslide mass and related failure planes can be studied onshore. The possible triggers of a future massive failure include volcanic activity, large earthquakes, and the rising sea level under future climate change scenarios. Therefore, it is important to analyze possible associated geological hazards based on an extensive site study, as a massive failure could have catastrophic consequences, not only for the population of El Hierro Island, but also for the neighboring islands and even beyond. To that end, we adopted an integrated geophysical approach including horizontal-to-vertical spectral ratio (H/V), seismic array measurements, multi- channel analysis of surface waves (MASW) and seismic refraction tomography (SRT).

The data acquisition phase included campaigns in 2020 (H/V and seismological arrays) and 2021 (H/V, MASW, SRT). The seismic survey (refraction and MASW) was completed with profiles of variable lengths using 48 geophones while ambient noise array and single station measurements were carried out with CMG-6TD broadband velocimeters. Also a mixed scheme combining geophones and seismic stations along longer profiles were tested to increase the investigation depth. Data collected along these profiles were processed both in terms of SRT (providing a 2D P- wave velocity distribution over varying depths) and of MASW (providing S-wave velocity logs through surface wave inversion). Such S-wave velocity logs were also computed by inverting the array seismic noise data (first processed by f-k and cross-correlation techniques, providing a surface wave dispersion curve), which generally provided related information over larger depths.

Denoising of the seismic refraction data was often necessary before picking of the first arrivals as the records were affected by a high level of noise due to the proximity of coastal areas and of windmills. Our approach increased the precision in picking the first arrival and in determining the depth of the elastic properties of the landslide. Additionally, a geomodeling approach is used for the better presentation of the results in 3D. The latter reveals large variations in the measured physical properties because of the highly heterogeneous conditions marking the volcanic environment. The delineated subsurface information will provide an essential input parameter to be used for further numerical modeling studies of the flank stability and of the potential impact of a collapsing mass on the ocean.

How to cite: Hussain, Y., Cauchie, L., Mreyen, A.-S., and Havenith, H.-B.: The near-surface velocity structures of an incipient volcanic flank collapse revealed by geophysical studies (preliminary results), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8973, https://doi.org/10.5194/egusphere-egu22-8973, 2022.

EGU22-9387 | Presentations | NH4.4

Assessing local site response using earthquake data: The case of thick buried low-velocity layers 

Daniela Farrugia, Pauline Galea, and Sebastiano D'Amico

In the past decade, studies to determine amplification effects due to the local geology have been conducted in the Maltese islands (Central Mediterranean) by means of ambient noise techniques. Particular areas of interest include the north and north-western areas of the islands which are characterised by clay, that can reach a thickness of 75 m, buried beneath limestone.  This introduces a velocity inversion in the stratigraphy and consistent, characteristic peaks in the H/V spectral ratios. With the expansion of the Malta Seismic Network (MSN) to these geological areas of concern, the possibility of confirming and further investigating the results using empirical data arises. Here we present results, mainly in terms of Standard Spectral Ratio (SSR) and earthquake H/V, using 3 years of earthquake data at three stations of the MSN. In particular we note that the amplifications obtained using the SSR technique are significantly higher than those obtained using both noise and earthquake H/V techniques. While the peaks observed in the H/V spectra are also reproduced in the SSR curves using earthquake data, the latter exhibit important additional peaks at frequencies below 1 Hz, whose amplitude may be as high as 30. By separating the earthquake data set on the basis of distance from the islands, we show that the amplification is source-dependent, and that the high amplification values originate from larger, more distant earthquakes in the Hellenic arc. This has important implications for seismic hazard determination.

How to cite: Farrugia, D., Galea, P., and D'Amico, S.: Assessing local site response using earthquake data: The case of thick buried low-velocity layers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9387, https://doi.org/10.5194/egusphere-egu22-9387, 2022.

EGU22-9511 | Presentations | NH4.4

Noise-based estimation of local seismic amplification in an industrialized area of the French Rhone Valley 

Loïc Gisselbrecht, Bérénice Froment, and Pierre Boué

Shallow sedimentary layers have a strong impact on seismic motion. These so-called site effects may be responsible for dramatic ground motion amplification and increase the duration of shaking when an earthquake occurs. The quantification of such amplification effects for specific sites might be challenging to carry out in low-to-moderate seismicity regions where moderate to large earthquakes have long return periods. Therefore, methods based on background ambient noise might be of great interest for these areas.

In this study, we investigate the potential of ambient noise in ground motion amplification assessment through SSRn (noise-based Standard Spectral Ratio) and SSRh (hybrid Standard Spectral Ratio, Perron et al., 2018) computation. We continuously recorded ambient noise from February to March 2020 on a 400-sensor seismic array covering an area of about 10 x 10 km in the Tricastin industrial region (French Rhone Valley) where critical facilities are located. This area is located on a very elongated valley, filled with Pliocene sediments (sands and clays), that was dug during the Messinian Salinity Crisis in Cretaceous sandstones and limestones. The strong lithological contrast between the sedimentary filling and the bedrock, as well as the valley's incised geometry, is prone to generate strong and complicated site effects.

Previous studies have shown that SSRn is not able to reproduce earthquake-based SSR amplification factor for frequencies higher than 1 Hz. This disagreement may be explained by the influence of local noise sources. Here, we introduce an approach to mitigate the influence of strong local sources in SSRn and SSRh. Our workflow relies on a clustering algorithm to select the Fourier Amplitude Spectrum (FAS) used in the SSRn and SSRh computation. By applying this method, we were able to remove strong anthropic transient signals at some sites and therefore improve the amplification assessment above 1Hz through the SSRn and SSRh. However, half part of the array is located nearby permanent anthropic sources that remain a major issue in quantifying the amplification at the scale of the valley. This study provides some insights into the conditions of applications of SSRn and SSRh in noisy industrialized environments.

How to cite: Gisselbrecht, L., Froment, B., and Boué, P.: Noise-based estimation of local seismic amplification in an industrialized area of the French Rhone Valley, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9511, https://doi.org/10.5194/egusphere-egu22-9511, 2022.

EGU22-9779 | Presentations | NH4.4

Automatized CPT-based soil profile characterization for liquefaction susceptibility assessment 

Anna Baris, Maria Chiara Caciolli, Stefania Fabozzi, Iolanda Gaudiosi, Marco Mancini, Luca Martelli, Giuseppe Modoni, Massimiliano Moscatelli, Luca Paolella, Roberto Razzano, Maurizio Simionato, Rose Line Spacagna, Francesco Stigliano, Daniel Tentori, and Chiara Varone

The huge impact caused by liquefaction during past earthquakes stimulates the interest of researchers in investigating the factors ruling the susceptibility of subsoil and the triggering conditions. The concern of stakeholders raises the need for risk assessment methods applicable at the large scale. A crucial aspect for liquefaction risk assessment consists in the subsoil characterization, with the  stratigraphic classification into homogeneous soil layers and the identification of the susceptible volumes, with the aim of constructing 2D and 3D geo-mechanical models. In the current practice, the CPT-based soil behavior type (SBT) and the soil behavior type index (Ic), are widely used to identify soil boundaries discontinuities (Robertson, 2016). Sometimes, the interpretation of subsoil profile is not immediate and unique, due to the lack of evident boundary changes. In these cases, the need is felt for sound, widely applicable tools that provide univocal identification of subsoil strata. Statistical procedure, developed over the years, provides a less subjective interpretation of the subsoil and, in conjunction with artificial intelligence, can lead to improve the current methodology obtaining an objective and extensive site characterization. This work exposes a data-driven analysis for the subsoil stratigraphic recognition combining geostatistical tools and AI genetic algorithms. The presented procedure is calibrated and validated on the case study of Terre del Reno (Italy), severely struck by liquefaction during the 2012 Mw 6.1 earthquake and characterized by complex geo-stratigraphic conditions. The selected area, homogeneously covered by about 1700 geognostic surveys, is investigated within the "PERL" research project, carried out by the Emilia Romagna Region (RER), CNR-IGAG and UniCas-DiCeM, aiming to provide a reliable procedure for liquefaction risk assessment and a seismic microzonation. From the RER geodatabase, 102 pairs of complementary CPT and boreholes were extracted to calibrate the method, defined as the couples of surveys located at a relative distance less than 30m, considered for this purpose as spatially correlated. Starting from the information available from the boreholes, a geologic-sedimentologic study has been carried out to define the main stratigraphic units. In parallel, CPT profiles are processed with a statistical method based on the spatial variability analysis of the measured parameters, identifying statistically homogeneous layers and associating to each of them the correspondent stratigraphic unit reported in the complementary borehole. At this stage, an artificial intelligence algorithm has been calibrated merging the outcomes derived from couples of CPTs and boreholes. Subsequently, the procedure has been applied to the remaining CPTs, combining the geological and geotechnical knowledge of the subsoil in an efficient and automatic way to enable a large-scale reconstruction of the subsoil stratigraphy.

How to cite: Baris, A., Caciolli, M. C., Fabozzi, S., Gaudiosi, I., Mancini, M., Martelli, L., Modoni, G., Moscatelli, M., Paolella, L., Razzano, R., Simionato, M., Spacagna, R. L., Stigliano, F., Tentori, D., and Varone, C.: Automatized CPT-based soil profile characterization for liquefaction susceptibility assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9779, https://doi.org/10.5194/egusphere-egu22-9779, 2022.

EGU22-10750 | Presentations | NH4.4

Ground motion simulations relating topographic amplification and landslide initiation during the Mw7.6 2005 Kashmir Earthquake. 

Audrey Dunham, Eric Kiser, Jeffrey Kargel, Umesh Haritashya, Scott Watson, and Dan Shugar

The 2005 Mw 7.6 Kashmir earthquake is the most devastating earthquake to occur along the Himalayan arc, resulting in 87,000 fatalities, 69,000 injuries, and 2.8 million people left homeless. The rupture occurred on a 30° NE dipping thrust fault and generated a ~70 km long surface rupture that concentrated much of the damage. Along with the primary hazard caused by the seismic shaking, many secondary hazards, including nearly 3,000 coseismic landslides, were initiated due to the shaking from this event. In the absence of seismic data recorded near the source of this earthquake, we attempt to understand the relationships between ground shaking and coseismic landslides by using numerical techniques to model the ground motions and topographic amplification from the Kashmir earthquake. We use the spectral element method implemented in SPECFEM3D to model kinematic rupture scenarios for the Kashmir earthquake in both high resolution and flat topography, obtaining a topographic amplification factor by comparing these simulations. We generate a range of seismic source models using the rupture generator FakeQuakes, starting with a mean slip model from the earthquake and adding stochastic variations to both static and kinematic rupture properties to produce variable rupture scenarios. The advantages of this technique, compared to calculating ground motions from one finite fault model, is that by adding stochastic variations, the source model has higher, more realistic, frequencies, and that it enables the investigation of how varying rupture properties affect topographic amplification. We calculate both peak ground velocity (PGV) and topographic amplification for each scenario and compare the average and standard deviations to locations of landslide initiation. Preliminary results from five earthquake sources shows that with changing source parameters, PGV and topographic amplification patterns remain relatively constant and that positive amplifications are concentrated at the peaks of ridges and negative amplifications are concentrated in valleys. There are no obvious relationships between the patterns of amplification and landsliding, possibly due to limitations in landslide mapping. Other causes of landslides--such as variations in lithology, distance to anthropogenic features (roads, construction), distance to faults, and distance to ridges, and rivers--will be investigated further to understand the relationships between topographic amplification and other triggers. Future work includes combining these results with similar studies for earthquakes with different source properties and in different topographic settings to further understand the controlling factors of topographic amplification as a trigger for coseismic landslides.

How to cite: Dunham, A., Kiser, E., Kargel, J., Haritashya, U., Watson, S., and Shugar, D.: Ground motion simulations relating topographic amplification and landslide initiation during the Mw7.6 2005 Kashmir Earthquake., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10750, https://doi.org/10.5194/egusphere-egu22-10750, 2022.

EGU22-11746 | Presentations | NH4.4

2D simplified landslide models inferred by statistical analyses on existing landslide databases for multi-hazard analysis: an application to the Campotosto Lake basin (Central Apennines, Italy) 

Mara Mita, Maria Elena Di Renzo, Céline Bourdeau, Matteo Fiorucci, Gianmarco Marmoni, Benedetta Antonielli, Carlo Esposito, Luca Lenti, and Salvatore Martino

Landslides are among the most frequent secondary effects related to seismic events. The prediction of the expected displacements of landslides activated by seismic shaking (1st-time failures and reactivated landslides) is therefore a substantial feature for the hazard assessment in high seismicity regions. Several databases collecting geological and geometrical information on worldwide landslides events are available in literature. This study presents the result of statistical analyses on morphometric, topographic and geotechnical parameters extracted from existing landslide databases (Domej et al., 2020; Martino et al., 2019; Tanyas et al., 2019). The aim is to define a procedure to generate 2D step-like-slope landslide models representative of the most common landslides in terms of failure mechanism (divided into two main categories: purely rotational and translational landslides), volume, and geotechnical properties. Rock falls and toppling, flow-like landslides and deep-seated landslides were excluded from the initial dataset, because they are associated with peculiar physical processes during the failure and the propagation. The performed statistical analysis allowed to identify the most frequent values of depth/length ratios, volume and slope angle, from which other geometrical measurements were analytically derived. In addition, various landslide locations along the slope were considered to cover most of the real cases. This resulted in 36 different landslides/slopes shapes. Landslides dynamic/geotechnical parameters (shear wave velocity, density, strength) were selected to be consistent with those inferred for rocks, cohesive soils and granular soils by statistical analysis. The representativeness of the inferred models is assessed by comparing the theoretical geometries with the real ones detected in the Campotosto Basin (Central Apennines, Italy), a high seismicity area very close to the Amatrice village, which was strongly hit by the recent 2016-2017 (M 6.5) Central Italy seismic sequence as well as by the 2009 (M 5.9) L’Aquila earthquake. The simplified landslide models represent the first part of a major study on the prediction of seismically induced landslide displacements. The aim is to improve the existing Newmark’s approach–based PARSIFAL (Probabilistic Approach to pRovide Scenarios of earthquake-Induced slope FAiLures) method (Martino et al., 2019) to assess the earthquake-induced displacements at a regional scale, by introducing corrective factors derived from parametric dynamic numerical simulations on the simplified geometries; such factors should incorporate some aspects of the complex seismic waves/landslides slopes interaction. Such a procedure will allow to overcome the Newmark’s method limitations and to extend the advantages of the numerical analyses, the use of which is generally limited to studies at slope scale, over larger areas.

How to cite: Mita, M., Di Renzo, M. E., Bourdeau, C., Fiorucci, M., Marmoni, G., Antonielli, B., Esposito, C., Lenti, L., and Martino, S.: 2D simplified landslide models inferred by statistical analyses on existing landslide databases for multi-hazard analysis: an application to the Campotosto Lake basin (Central Apennines, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11746, https://doi.org/10.5194/egusphere-egu22-11746, 2022.

EGU22-13472 | Presentations | NH4.4

Lessons learnt from the landslides triggered during and after the 2018 Mw 7.5 Papua New Guinea earthquake 

Hakan Tanyas, Hill Kevin, Mahoney Luke, Fadel Islam, and Lombardo Luigi

This study presents an event inventory for the co-seismic landslides induced by the February 25, 2018 Mw 7.5 Papua New Guinea earthquake as well as its post-seismic counterparts including the landslides triggered by either aftershocks or succeeding rainfall events that occurred between February 26 and March 19. We mapped approximately 11,600 landslides of which more than 10,000 were triggered by the mainshock with a total failed planimetric area of about 145 km2. Such a large area makes this inventory the world’s second-largest recorded landslide event after the 2008 Wenchuan earthquake. Large landslides are abundant throughout the study area located within the remote Papua New Guinea Highlands. Specifically, more than half of the landslide population is larger than 50,000 m2 and overall, post-seismic landslides are even larger than their co-seismic counterparts. Our analyses indicate that large and widespread landslides were triggered as a result of the compound effects of the strong seismicity, complex geology, steep topography and high rainfall. We statistically show that the 15-day antecedent precipitation, as a predisposing factor, contributes to the spatial distribution of co-seismic landslides. Also, we statistically demonstrate that the cumulative effect of aftershocks is the main factor disturbing steep hillslopes and causing the initiation of very large landslides up to the size of ~5 km2. Taking aside the role of the intense seismic swarm and antecedent precipitation, these inventories also provide evidence for landslide events where the active tectonics contribute to weaken hillslopes and the fatigue damage. Overall, the dataset and the findings provided by this paper is a step forward in seismic landslide hazard assessment of the entire Papua New Guinea mainland.

How to cite: Tanyas, H., Kevin, H., Luke, M., Islam, F., and Luigi, L.: Lessons learnt from the landslides triggered during and after the 2018 Mw 7.5 Papua New Guinea earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13472, https://doi.org/10.5194/egusphere-egu22-13472, 2022.

The spectral boundary integral equation (SBIE) method is widely used for numerical modeling of earthquake ruptures at a planar interface between two elastic half-spaces. It was originally proposed by Geubelle and Rice (1995) based on the boundary integral formulation of Budiansky and Rice (1979). The distinguishing feature of the formulation is that it involves performing elastodynamic space-time convolution of the displacement discontinuities at the interface between the two solids. The method was extended to bi-material interfaces by Geubelle and Breitenfeld (1997) and Breitenfeld and Geubelle (1998). An alternative boundary integral formulation to that of Budiansky and Rice (1979) is that of Kostrov (1966), where the elastodynamic space-time convolution is done of the tractions at the interface between the two solids. A SBIE method based on the latter formulation was proposed by Ranjith (2015) for plane strain. In the present work, the SBIE method for antiplane strain based on the formulation of Kostrov (1966) is proposed and compared with other approaches. Illustrations of the use of the method for simulating dynamic antiplane ruptures at bi-material interfaces are given.

How to cite: Kunnath, R.: A new spectral boundary integral equation method for antiplane problems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9, https://doi.org/10.5194/egusphere-egu22-9, 2022.

EGU22-349 | Presentations | SM8.1

Numerical Advances in Understanding the Behavior of Gravity Retaining Wall during Seismic Motions 

Prerna Singh, Priyanka Bhartiya, Tanusree Chakraborty, and Dipanjan Basu

The response of gravity retaining walls during ground motion is still a challenging field. Recent developments in computational methods have opened the possibility of enhancing the understanding of the non-linear nature of soil-structure systems, e.g., earth pressure thrust acting on the retaining wall, translational and rotational movements, propagation of waves in the soil more realistically and quickly. Till today, Mononobe Okabe (MO) method (pseudo-static) is the most used analytical method because of its simplicity. However, there are many limitations and gives over-conservative results in terms of earth pressure thrust, and many literatures have already justified such a response. Several improved studies are already available, but very few have considered proper soil-structure interaction, real-time input earthquake data (not sinusoidal), and a sufficient number of earthquakes to evaluate the response acting on the wall during dynamic loading.

We seek contribution by analyzing the problem numerically using FE software Plaxis 2D and studying the behavior of retaining wall during seismic loading (range of amax = 0.053g to 1.2g) in terms of acceleration, displacement, rotation, and earth pressure thrust of retaining wall. The main contribution observed is the acceleration was not uniform throughout the medium instead gets amplified up to around 0.6g and later gets attenuated with maximum amplification occurring at the top of the retaining wall followed by the top of backfill soil and base of the wall. The residual displacement and rotation showed an incremental trend with an increase in horizontal seismic coefficient (kh). The earth pressure thrust obtained using numerical analysis was comparatively less than predicted by the MO method.

Keywords: Gravity retaining wall; Acceleration amplification response; Earth pressure thrust; Finite element method; 

How to cite: Singh, P., Bhartiya, P., Chakraborty, T., and Basu, D.: Numerical Advances in Understanding the Behavior of Gravity Retaining Wall during Seismic Motions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-349, https://doi.org/10.5194/egusphere-egu22-349, 2022.

EGU22-508 | Presentations | SM8.1

Do Large Earthquakes along Major Faults Synchronize in Time? 

Eyup Sopaci and Atilla Arda Özacar

The triggering mechanism of earthquakes and their synchronization in time and space can be considered the two sides of the same coin. Our previous studies on earthquake triggering reveal sensitive parameters affecting the triggering mechanism using simple spring slider systems. We pursue our previous analyses by considering a simulation set-up for synchronizing three strong asperity patches on a vertically oriented strike-slip fault with initial slip heterogeneity separated by barriers and strong creeping regions at the edges. This analogy intends to explore earthquake synchronization in time and mimic observed sequences of large earthquakes that ruptured most of the North Anatolian Fault within short time intervals. Using the quasi-dynamic and full-dynamic pseudo-spectral Fast Fourier Transform (FFT) method, we apply a periodic fault model governed with Rate-and-State Friction (RSF) law embedded in a 2.5D continuum. Simulation results so far using the quasi-dynamic approach revealed that the earthquake synchronization is mainly affected by direct velocity effect parameters, barrier dimension/properties, and RSF law (aging and slip law), particularly the weakening terms. Lower direct velocity effect parameters, state evolutions with a stronger weakening term such as slip law, and shorter barrier lengths promote better synchronization. In this respect, we observed fast, slow, or no synchronization depending on the parameter sets. It is also worth noting that slip localizes in the continuum at small critical slip distances, which cannot be inferred from simple 1D models, suggesting the size dependence. In order to minimize inherent non-uniqueness and uncertainties, the same set-up will also be simulated with the full-dynamic approach in which wave-mediated stress transfer is taken into account, and the long-term earthquake histories will be correlated with case-specific simulations.

How to cite: Sopaci, E. and Özacar, A. A.: Do Large Earthquakes along Major Faults Synchronize in Time?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-508, https://doi.org/10.5194/egusphere-egu22-508, 2022.

It is widely accepted that the rupture area of earthquake is controlled by fault geometry and the interaction between segments. Besides, many earthquakes do not rupture the whole seismogenic depth but only some limited depth zone. It is not so often to observe that a moderate earthquake such as the 2019 Mw4.9 Le Teil, France, earthquake shows a clear surface rupture and the very shallow rupture area limited at the first 1-2 km depth. Aochi and Tsuda (EGU, 2021) propose the concept that the fault is not uniformly loaded along dip due to the 1D layered structure. Namely, the stress is loaded mainly on the stiff layers, while the soft layers play a role of barrier. We use a boundary element method and a spectral element method for simulating the dynamic rupture propagation and wave propagation. We then demonstrate that the shallowest soft layer can be slipped if the rupture at deeper portion is sufficiently developed. On the other hand, a depth soft layer is difficult to be ruptured, mainly because the absolute stress level is high. In our synthetic scenarios, we compare the ground motions around the fault. In the usual model where the stress is uniformly loaded on all the depths, we observe a strong coherent pulse as the rupture progresses fast to the ground surface. However, we observe more than one pulse in our setting. Such heterogeneous condition along dip should be important to investigate the causality of the seismic asperity and the influence on the resultant near-field ground motion.

How to cite: Aochi, H. and Tsuda, K.: Numerical simulation of dynamic rupture and ground motion on a fault non-uniformly loaded along dip, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1672, https://doi.org/10.5194/egusphere-egu22-1672, 2022.

Earthquakes occur by sudden slippage along pre-existing faults via a frictional instability. Laboratory-derived rate and state friction laws have emerged as powerful tools for investigating the mechanics of earthquakes. Two types of state‐variable evolution laws are commonly used to fit the experimental data, the aging and slip laws. The aging evolution law has been used extensively to model the earthquake cycle, including the nucleation, dynamic rupture propagation and arrest, and interseismic period. The slip law, which generally provides a better fit to rock friction experiments, has rarely been used in simulations of the whole seismic cycle. In addition, faults are zones with complex internal structure and non-planar geometry, which also affect the rupture process during the seismic cycle.

In this study, I examine the effects of fault geometry, state evolution law, and friction parameters on the earthquake source process with fully dynamic 2-D simulations of earthquake sequences on planar and non-planar faults. The numerical approach accounts for all stages in the seismic cycle and enables modeling slip that is comparable to the minimum wavelength of roughness. I test the statistics of the events in terms of static source parameters and analyze in detail the rupture process during the nucleation and dynamic propagation stages. For the same friction parameters and fault geometry, the slip law results in a more rapid weakening of the friction coefficient than the aging law. That leads to ruptures with smaller nucleation sizes, larger slip rates, and larger rupture speeds for the slip law, including transition to supershear. With the aging law, a small level of fault roughness is enough to introduce considerable complexity into the rupture process, with larger amount of aseismic slip and larger variability in earthquake sizes.  For the same level of roughness, those effects are significantly smaller in the case of the slip law.

How to cite: Tal, Y.: The Seismic Cycle on Rate and State Faults with Different Evolution Laws and Fault Geometries, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2368, https://doi.org/10.5194/egusphere-egu22-2368, 2022.

EGU22-2414 | Presentations | SM8.1

Epistemic uncertainty in fault geometry effects earthquake rupture behavior 

Olaf Zielke, Theodoros Aspiotis, and Paul Martin Mai

It is well established in the seismology community that geometric complexity plays an important role for a fault’s seismotectonic behavior. It affects the initiation, propagation and termination of an earthquake as well as influencing the stress-slip relationship, the size of fault segments, and the probability of multi-segment rupture. Consequently, fault geometric complexity is studied intensively and increasingly incorporated into computational earthquake rupture simulations. These efforts reveal a problem: While we may be able to constrain a natural fault’s geometry with a high level of detail at the surface (i.e., the fault trace), we cannot do the same for the buried portion of the fault -where most of the rupture takes place. How much does a fault’s seismotectonic behavior vary as a result of this epistemic uncertainty?

We address this question computationally with a physics-based multi-cycle earthquake rupture simulator (MCQsim), enabling us to investigate how (for example) earthquake recurrence, slip accumulation, magnitude-frequency distribution, and fault segmentation vary (looking at the entire fault as well as individual locations on the fault) as function of our insufficient knowledge about the fault’s geometric complexity. To simulate fault geometric complexity, we generate 2-D random fields, using the “random midpoint displacement” method (RMD), representing the fault’s non-planar, self-similar geometry. The advantage of using RMD is that it allows us to create a 2-D random field while also keeping one or more of the field’s edges at a prescribed value. Hence, this approach allows us to generate a random field to represent fault roughness while also allowing us to incorporate what is known about the fault geometry (i.e., the fault surface trace, representing one of the random field’s edges). In doing so, we can investigate how the aforementioned seismo-tectonic parameters vary as a function of fault roughness uncertainty.

For this purpose, we create 5000-year long earthquake catalogs for a 150x18km large strike slip fault that is parameterized by more than 40k fault cells (average cell size 0.07km^2), containing earthquakes with 3.5 < M < 7.8. We create these catalogs for 100 roughness realizations while keeping the simulated fault’s surface trace constant for all realizations. The results of these simulations will be presented in our presentation.

How to cite: Zielke, O., Aspiotis, T., and Mai, P. M.: Epistemic uncertainty in fault geometry effects earthquake rupture behavior, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2414, https://doi.org/10.5194/egusphere-egu22-2414, 2022.

EGU22-2676 | Presentations | SM8.1

Ground-motion simulation in the Calabrian accretionary prism (Southern Italy) using a 3D geologic-based velocity model 

Giulia Sgattoni, Irene Molinari, Lorenzo Lipparini, Licia Faenza, and Andrea Argnani

Ground motion prediction is one of the main goals in seismic hazard assessment. Empirical ground motion prediction equations may fail to reproduce the complexity of ground shaking in complex 3D media and therefore the use of full waveform modelling is increasingly adopted to model ground shaking. The knowledge of the 3D crustal structure in terms of geometries of the main discontinuities and velocities is fundamental to model wave propagation. However, we often lack detailed geological and geophysical information to build reliable models.

We exploit here a large set composed of high-resolution 2D and 3D seismic data and of about 40 wells with stratigraphic and velocity information, both onshore and offshore, to constrain a 3D crustal velocity model in a sector of the Calabrian accretionary prism (southern Italy). We interpret the main reflection discontinuities and constrain their depth at all available wells in the study area and we use well’s check-shots and velocity data to estimate interval-velocities of the main stratigraphic units. We then combine all depth and velocity information into a regional 3D crustal velocity model of the first 8-10 km. This is subsequently extended to a depth of ~50 km using available regional crustal models to obtain the final model used for ground motion simulation.

We implement our crustal model in the spectral-element code SPECFEM3D_Cartesian to simulate wave propagation in the 3D velocity model honoring surface topography. This allows reconstructing the low-frequency part of the waveforms (up to ~1 Hz), which is then combined with high-frequency seismograms obtained with a stochastic method following the hybrid broadband simulation approach by Graves and Pitarka (2010).

We evaluate the goodness of our model by simulating real earthquakes and comparing simulated and recorded waveforms at the available seismic stations in the area. We compare the results from our 3D model with the ones obtained using a local tomography model and the European crust model EPcrust. The maps of ground motion obtained from the simulated broadband waveforms are then compared with empirical ShakeMaps. These results will also be useful for earthquake scenario calculations, by simulating potential seismic sources identified from structural analysis of geological and seismic data.

How to cite: Sgattoni, G., Molinari, I., Lipparini, L., Faenza, L., and Argnani, A.: Ground-motion simulation in the Calabrian accretionary prism (Southern Italy) using a 3D geologic-based velocity model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2676, https://doi.org/10.5194/egusphere-egu22-2676, 2022.

EGU22-3110 | Presentations | SM8.1

Numerical Modeling of Cascading Foreshocks and Aftershocks in Discrete Fault Network 

Kyungjae Im and Jean-Philippe Avouac

Earthquakes often come in clusters formed of foreshock-mainshock-aftershock sequences. This clustering is generally thought to result from a cascading process which is commonly modeled using either the phenomenological ETAS model or a stress-based model assuming an earthquake nucleation process governed by Coulomb stress changes and Rate-and-State friction (CRS). In this work, we numerically investigated the foreshock and aftershock sequence in a discrete fault network with rate and state friction law and compared the result with the ETAS model. We set a fault zone consisting of dense fault segments and an off-fault area consisting of sparsely distributed smaller faults in the simulation domain. The CRS simulations are conducted 100 times with 1000 discrete faults with randomly generated fault location, initial velocity, and fault length within the weighted distribution, yielding a Gutenberg-Richter law. The simulations produce realistic foreshocks and aftershocks sequences. Aftershocks occur in the area of increased Coulomb stress and decay following Omori law as observed in nature. Individual foreshock sequences do not show a clear trend, but once stacked, they show an apparent inverse-Omori law acceleration. The prediction from our CRS model can be fitted with the ETAS model. This is not surprising since ETAS incorporates the Omori and Gutenberg-Richter laws. However, our CRS model predicts significantly more foreshocks than would be expected from the ETAS model. This results from the fact that the triggering productivity is lower in the aftershock sequence than in the foreshocks due to the depletion of critically stressed faults in our simulations. In other words, the ETAS is not compatible with the CRS model because Coulomb stress changes result in a time advance (if positive) or delay (if negative). This clustering process is fundamentally different from the additive process assumed in ETAS. As a result, the claim made that foreshocks more frequent than expected based on ETAS imply pre-seismic slip might be incorrect. It could alternatively be a manifestation of the nucleation process.

How to cite: Im, K. and Avouac, J.-P.: Numerical Modeling of Cascading Foreshocks and Aftershocks in Discrete Fault Network, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3110, https://doi.org/10.5194/egusphere-egu22-3110, 2022.

EGU22-3555 | Presentations | SM8.1

Detection Limits and Near-Field Ground Motions of Fast and Slow Earthquakes 

Grzegorz Kwiatek and Yehuda Ben-Zion

We investigate theoretical limits to detection of fast and slow seismic events and discuss spatial variations of ground motion expected from an synthetic family of M6 earthquakes at short epicentral distances. The performed analyses are based on synthetic velocity seismograms calculated with the discrete wavenumber method assuming seismic velocities and attenuation properties of the crust in Southern California. The examined source properties include  magnitudes ranging from M -1.0 to M 6.0, static stress drops (0.1-10 MPa), and slow and fast ruptures (0.1-0.9 of shear wave velocity). For the M 6.0 events we also consider variations in rise times producing crack- and pulse-type events and different rupture directivities. We found slow events produce ground motions with considerably lower amplitude than corresponding regular fast earthquakes with the same magnitude, and hence are significantly more difficult to detect. The static stress drop and slip rise time also affect the maximum radiated seismic motion, and thus event detectability. Apart from geometrical factors, the saturation and depletion of seismic ground motion at short epicentral distances stem from radiation pattern, earthquake size (magnitude, stress drop), and rupture directivity. The rupture velocity, rise time and directivity affect significantly the spatial pattern of the ground motions. The results can help optimizing detection of slow and fast dynamic small earthquakes and understand the spatial distribution of ground motion generated by large events.

How to cite: Kwiatek, G. and Ben-Zion, Y.: Detection Limits and Near-Field Ground Motions of Fast and Slow Earthquakes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3555, https://doi.org/10.5194/egusphere-egu22-3555, 2022.

EGU22-4709 | Presentations | SM8.1

On the relation between the coefficient of friction of a fault and the variation of damage degree on the host rock: a numerical approach 

Ludovico Manna, Marcin Dabrowski, Matteo Maino, Leonardo Casini, Alessandro Reali, and Giovanni Toscani

We present a study on the dependence of the frictional properties of a fault rock on its degree of damage. The purpose is therefore to gain insight into frictional sliding, the governing force that controls earthquake nucleation, propagation and arrest. The focus on this topic is to try to find a reason for the experimental evidence that the friction coefficient seems to be almost independent on lithology. A possible explanation to investigate through the numerical modelling could be that the frictional properties of a realistic fault rock depend mostly on the concentration of micro- to macroscopic cracks and/or of lamellar phyllosilicates in the host rock, rather than on the composition of its bulk materials. The formalism of the Linear Elastic Fracture Mechanics (LEFM) can quantitatively reproduce the stresses and the strains on the interface propagating frictional rupture. The purpose is to use a Finite Element Method (FEM) numerical code in order to simulate the plane strain elastic deformation of a two-dimensional medium crossed by elliptical fractures and weak anisotropic inclusions. The analysis of the distribution and orientation of the stresses resulting from the interaction of a system of randomly oriented elliptical fractures under different loading conditions could provide information on the onset and propagation of frictional ruptures, such as real contact area reduction, slip velocity, number and length of global sliding precursors. The magnitude and orientation of the principal stresses around the tips of elliptical voids are crucial for the understanding of fracture coalescence and frictional reactivation of shear cracks in an elastic rock, which in turn is one of the main factors that govern the seismic cycle of natural faults. 

How to cite: Manna, L., Dabrowski, M., Maino, M., Casini, L., Reali, A., and Toscani, G.: On the relation between the coefficient of friction of a fault and the variation of damage degree on the host rock: a numerical approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4709, https://doi.org/10.5194/egusphere-egu22-4709, 2022.

EGU22-5309 | Presentations | SM8.1

The onset of faulting around geometrically irregular faults 

Amir Sagy, Doron Morad, Yossef H. Hatzor, and Vladimir Lyakhovsky

Geological and geophysical observations indicate that fault geometry is nonplanar, includes irregularities in all directions at many scales. The geometrical heterogeneity of faults is particularly critical during the interseismic stage of the earthquake cycle because it perturbs the stress field and thus affects the rupture nucleation along the fault zone and around it. We present a new analytical solution for the static stress field around a rough interlocked interface obtained under compressional stresses, and discuss its applications to faulting and seismic hazards. The model outputs are the local stress field and the Failure-Ratio, defined here as the susceptibility to failure of the bulk material around the interface. The calculations are then obtained by the following steps: First, the interface geometry is represented by a Fourier series. Then, the stress components around the irregular interface are calculated analytically using perturbation theory for any two dimensional far-field stress tensor. Finally, the Failure Ratio at any location near the interface is estimated by adopting a Coulomb failure criterion for the bulk material.

The model results can be applied to faulting mechanics because they demonstrate how the elastic stress field around rough fault is controlled by the geometry and by the tectonic stresses. We find that under a given tectonic stress state, stress heterogeneity increases with roughness. Therefore, some zones near rough faults are expected to yield at lower tectonic shear stress comparing to zones nearby smooth ones. However, the magnitudes of these events are expected to be relatively small, as they nucleate under relatively low tectonic stresses and fail as they propagating immediately to a stress shadow. This stress distribution promotes small seismic events near rough fault and therefore we suggest that increasing heterogeneity of the surface, contributes to increasing of the b-value in Gutenberg-Richter earthquakes distribution.

We compare the model predictions with results of experiments performed on rough rock surfaces and find good agreement between the locations of off-fault deformation zones and the calculated high Failure-Ratio values. We further test the model implications for stresses and failure around a natural fault system – the San Andreas Fault and find a first-order agreement between Failure-Ratio values and earthquake distribution around this fault system. We conclude that the proposed analytical approach is a useful and practical tool for evaluating the contribution of fault geometry to the seismic hazard potential around it.

 

How to cite: Sagy, A., Morad, D., H. Hatzor, Y., and Lyakhovsky, V.: The onset of faulting around geometrically irregular faults, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5309, https://doi.org/10.5194/egusphere-egu22-5309, 2022.

EGU22-5432 | Presentations | SM8.1

Simulation of pure qP-wave in vertical transversely isotropic media 

Yi Zhang, Luca De Siena, and Boris Kaus

Acoustic wave equations are widely employed in wavefield extrapolation and inversion due to their simplicity compared to the elastic wave equations. In anisotropic media, qP- and qSV-waves are coupled. Multiple acoustic approximations in the vertical transversely isotropic (VTI) media have been proposed during the last decades. A classic way is to set the vertical S-wave velocity zero. As such, the S-wave artefacts still exist, whose amplitude increases with anisotropy. Setting S-wave velocity zero in all propagating directions tackles the issue. However, the higher-order spatial derivatives in the pure qP-wave equation make it hard to solve in the space domain. The spatial derivatives in the denominator of the pure qP-wave equation make the solution by the spatial-domain finite-difference unstable.  In this study, we employed the time-domain pseudospectral method to solve both the classic acoustic wave equation and the pure qP-wave equation in VTI media. Hybrid absorbing boundary conditions are used. Both equations are applied to reverse time migration (RTM) for the anisotropic Marmousi model. The new qP-wave equation outperformed the classic qP-wave equation regarding the computational time. Further work can be extended to waveform inversion with the pure qP-wave equation.

How to cite: Zhang, Y., De Siena, L., and Kaus, B.: Simulation of pure qP-wave in vertical transversely isotropic media, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5432, https://doi.org/10.5194/egusphere-egu22-5432, 2022.

The 2018 Mw 7.5 Palu earthquake struck the Sulawesi island, Indonesia, in 2018 and was followed by an unexpected tsunami. Using a physics-based, coupled earthquake-tsunami model, Ulrich et al. (2019) showed that direct earthquake-induced uplift could have sourced the tsunami. The 3D dynamic rupture model of the earthquake captures key observations, including the supershear rupture speed and the deformation pattern derived from satellite data. Stress state and fault conditions were tightly constrained by observations combined with simple static analyses based on Mohr-Coulomb theory of frictional failure and a few trial models. The earthquake scenario predicts a combination of up to 6 m of left-lateral slip and 2 m of normal slip on a straight fault segment dipping 65 degrees beneath Palu Bay.

While most studies (e.g. Bai et al., 2018, Ulrich et al., 2019, Oral et al., 2019) suggest a very early supershear transition, the exact timing of the onset of supershear rupture and the driving mechanism of the supershear transition are elusive. Here we revisit the earthquake dynamic rupture modeling based on new high-resolution near-fault deformation maps derived from correlation of optical satellite data. We vary nucleation radius, fault geometry, and off-fault plasticity parametrization to obtain alternative dynamic rupture scenarios. Specific inputs allow delayed transition to supershear. The obtained scenarios are evaluated based on near-fault damage inference.

Additionally, we revisit the tsunami model, adopting advanced strategies for earthquake-tsunami linking and tsunami modeling. In Ulrich et al. (2019), a one-way linking approach with a shallow water equations solver allowed translating the time-dependent seafloor displacements into a tsunami model with wave amplitudes and periods matching those measured at the Pantoloan wave gauge and inundation that is consistent with field survey data. Such modeling workflow yet neglects tsunami generation complexity, acoustic waves, and dispersion, and only approximates horizontal momentum transfer.  We present a 3D fully coupled earthquake-tsunami model (Krenz et al., 2021), that releases these limitations. This allows us to assess how the standard earthquake-tsunami workflow affects our results, and to revisit our conclusions.

How to cite: Ulrich, T., Marconato, L., Gabriel, A.-A., and Klinger, Y.: Revisiting earthquake-tsunami models of the 2018 Palu events using near-fault high-resolution imaging and 3D fully-coupled earthquake-tsunami modeling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5488, https://doi.org/10.5194/egusphere-egu22-5488, 2022.

EGU22-6897 | Presentations | SM8.1

Fluid-driven earthquake sequences and aseismic slip in a poro-visco-elasto-plastic fluid-bearing fault structure 

Luca Dal Zilio, Betti Hegyi, Whitney Behr, and Taras Gerya

There is a growing interest in understanding how geologic faults respond to transient sources of fluid. However, the spatio-temporal evolution of sequences of seismic and aseismic slip in response to pore-fluid evolution is still poorly constrained. In this study, we present H-MEC (Hydro-Mechanical Earthquake Cycles), a newly-developed two-phase flow numerical code — which couples solid rock deformation and pervasive fluid flow — to simulate how crustal stress and fluid pressure evolve during the earthquake cycle on a fluid-bearing fault structure. This unified 2D numerical framework accounts for full inertial (wave) effects and fluid flow in a finite difference method and poro-visco-elasto-plastic compressible medium with rate-dependent strength. An adaptive time stepping allows the correct resolution of both long- and short-time scales, ranging from years to milliseconds during the dynamic propagation of dynamic rupture. We present a comprehensive plane strain strike-slip setup in which we test analytical benchmarks of pore-fluid pressure diffusion from an injection point. We then investigate how pore-fluid pressure evolution and solid–fluid compressibility control sequences of seismic and aseismic slip on a finite fault width. While the onset of fluid-driven shear cracks is controlled by localized collapse of pores and dynamic self-pressurization of fluids inside the undrained fault zone, subsequent dynamic ruptures are driven by solitary pulse-like fluid pressure wave propagating at seismic speed. Furthermore, shear strength weakening associated with rapid self-pressurization of pore-fluid can account for the slip–fracture energy scaling observed in large earthquakes. This numerical framework provides a viable tool to better understand fluid-driven dynamic ruptures — either as a natural process or induced by human activities — and highlight the importance of considering the realistic hydro-mechanical structure of faults to investigate sequences of seismic and aseismic slip.

How to cite: Dal Zilio, L., Hegyi, B., Behr, W., and Gerya, T.: Fluid-driven earthquake sequences and aseismic slip in a poro-visco-elasto-plastic fluid-bearing fault structure, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6897, https://doi.org/10.5194/egusphere-egu22-6897, 2022.

EGU22-7558 | Presentations | SM8.1

First calibration of the physics-based ground motion model of the 2019 Mw4.9 Le Teil earthquake (France) 

Fanny Lehmann, Filippo Gatti, Michaël Bertin, and Didier Clouteau

The seismic risk in France, a region of low to moderate seismicity, is of paramount importance given the large number of industrial and nuclear installations. However, the large uncertainties on the geology and the poor knowledge of active faults make the seismic hazard estimation a challenging task. Despite being a promising tool to explore the underlying uncertainties, numerical simulations must be duly calibrated by reproducing specific events.

In this work, we considered the 2019 Mw4.9 earthquake that occurred at Le Teil village in southern France. This event was recorded by 17 stations of 3-component accelerometers, within an area of 50 km around the epicenter (French Accelerometric Network). We used these records to calibrate the numerical simulation. The seismological P- and S-wave speed profiles used result from a 3D weighted average model for Metropolitan France. In addition, the topography was included in the spatial discretization. The uncertainties on dip, strike, and rake angles were explored in order to calibrate the far-field synthetic ground motion model by determining the eigenquakes that efficiently span a large diversity of sources.

A good agreement between synthetic and recorded time histories was found, despite the simplicity of the geological and source model.

How to cite: Lehmann, F., Gatti, F., Bertin, M., and Clouteau, D.: First calibration of the physics-based ground motion model of the 2019 Mw4.9 Le Teil earthquake (France), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7558, https://doi.org/10.5194/egusphere-egu22-7558, 2022.

EGU22-7627 | Presentations | SM8.1

The role of rheological heterogeneities in postseismic deformation 

James Moore, Sambuddha Dhar, Jun Muto, Daisuke Sato, and Youichiro Takada

Advances in modelling and access to InSAR and GNSS observations have highlighted the role that rheological heterogeneities play in postseismic deformation. Here we discuss three recent studies (Muto et al. 2019, Sambuddha et al. 2022, and Takada et al. in prep) following the 2011 Tohoku-Oki and 2008 Iwate-Miyagi earthquakes, which reveal both localised and along-strike rheological heterogeneities. We construct a self-consistent physical model of the postseismic deformation for these two events using the Unicycle code (Moore et al. 2019, Barbot, Moore, and Lambert 2017), with which we consider coupled fault slip and viscoelastic flow utilising laboratory-derived constitutive laws to simulate the time series of geodetic observations. All three studies illuminate a crustal low viscosity rheological heterogeneity in the vicinity of Mt Kurikoma / Mt Naruko. This is perhaps to be expected, given the proximity to known active volcanic centres, and is commensurate with observations following the 2016 Kumamoto earthquake (Moore et al. 2017) where we found low-viscosity anomalies beneath Mt Aso and Mt Kuju. However, the heterogeneities the data reveal are not restricted to known volcanic regions, because our results also suggest along-arc heterogeneity in the forearc mantle rheology of north-eastern Japan; specifically we find a narrower cold nose in the Miyagi region and wider for the Fukushima forearc. We also find evidence of interaction between the localized crustal heterogeneity and afterslip in both events, highlighting the importance of addressing mechanical coupling for long-term studies of postseismic relaxation. Variations in rheological properties in the lithosphere are not restricted to viscous and thermal effects, and observations of the Iwate-Miyagi earthquake suggest elastic heterogeneities may also play a role. We therefore conclude by presenting expressions for computing displacements and stress due to localised (faulting) and distributed inelastic deformation in heterogeneous elastic spaces with piece-wise constant homogeneous elastic subregions (Sato & Moore 2022), and their application in the context of the seismic cycle.

 

Muto J, Moore J D P, Barbot S, Iinuma T, Ohta Y, Horiuchi S, Hikaru I, 2019. Coupled afterslip and transient mantle flow after the 2011 Tohoku earthquake. Science Advances

Dhar S, Muto J, Ito Y, Muira S, Moore J D P, Ohta Y, Iinuma T, 2022. Along-Arc Heterogeneous Rheology Inferred from Postseismic deformation of the 2011 Tohoku-oki Earthquake.

Moore J D P, Barbot S, Feng L, Hang Y, Lambert V, Lindsey E, Masuti S, Matsuzawa T, Muto J, Nanjundiah P, Salman R, Sathiakumar S, & Sethi H, 2019. jdpmoore/unicycle: Unicycle. In Coupled afterslip and transient mantle flow after the 2011 Tohoku earthquake, Science Advances 2019. Zenodo. https://doi.org/10.5281/zenodo.5688288

Barbot S, Moore J D P, Lambert V, 2017. Displacements and stress associated with distributed anelastic deformation in a half-space. BSSA

Moore J D P, Yu H, Tang C, Wang T, Barbot S, Peng D, Masuti S, Dauwels J, Hsu Y, Lambert V, Nanjundiah P, Wei S, Lindsey E, Feng L, Shibazaki B, 2017. Imaging the distribution of transient viscosity after the 2016 Mw7.1 Kumamoto earthquake. Science

Sato D, Moore J D P, 2022. Displacements and stress associated with localised and distributed inelastic deformation with piecewise-constant elastic variations.

How to cite: Moore, J., Dhar, S., Muto, J., Sato, D., and Takada, Y.: The role of rheological heterogeneities in postseismic deformation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7627, https://doi.org/10.5194/egusphere-egu22-7627, 2022.

EGU22-8291 | Presentations | SM8.1

Seismic shaking scenarios for city of Dubrovnik, Croatia 

Helena Latečki, Marin Sečanj, Iva Dasović, and Josip Stipčević

The south-eastern part of Adriatic Sea is seismically highly active region where numerous strong events have occurred in historic times. Among these, the most significant is the infamous Great Dubrovnik earthquake of 1667. This event, whose magnitude was estimated to be in the vicinity of Mw 7.0, caused widespread devastation in the whole region. More recently, a large Mw 7.1 event happening in 1979 in Montenegro caused extensive damage along 100 km of coastline, including the area around Dubrovnik. From this it is obvious that the city of Dubrovnik is seismically highly vulnerable and that there is an acute need to better understand possible consequences if an event of such a magnitude would happen today.  
 
One of the major steps in reducing the seismic risk in any region is to simulate seismic shaking and to evaluate expected ground motion for plausible earthquake scenarios. Therefore, our aim in this work is to create several earthquake scenarios for the city of Dubrovnik and estimate seismically most endangered parts of the region. For that purpose, we first assemble a detailed 3D crustal model which includes information on physical parameters of interest (velocity and density) and which reflects all the important geological features of the studied area. Then, we test whether the model is suitable for simulation by computing and comparing broadband seismograms against the recorded data of several moderate events. We validate the results by assessing the goodness of fit for different metrics describing ground-motion. Next, by combining seismic and geophysical data, we define the geometry of the main active faults and parameters required for the rupture model used in the simulation. We calculate synthetic waveforms on a dense grid and then extract intensity measures to determine the expected ground-motion features of a strong seismic event such was The Great Dubrovnik earthquake.

How to cite: Latečki, H., Sečanj, M., Dasović, I., and Stipčević, J.: Seismic shaking scenarios for city of Dubrovnik, Croatia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8291, https://doi.org/10.5194/egusphere-egu22-8291, 2022.

EGU22-8698 | Presentations | SM8.1

Broadband strong ground motion modeling using planar dynamic rupture model with fractal parameters 

František Gallovič and Ľubica Valentová

Dynamic rupture modeling represents a preferable physics-based approach to strong ground motion simulations. However, its application in a broad frequency range (0-10Hz), interesting for engineering studies, is challenging. The main reason is that relatively simple models with smooth distributions of initial stress and frictional parameters on planar faults result in ground motions with depleted high-frequency content. Several studies suggested that nonplanar rupture surfaces can solve this issue. Nevertheless, fully accounting for rough ruptures typically requires supercomputers, preventing widespread use.

Here we test an efficient approach for the linear slip-weakening friction model on planar fault, based on the Ide and Aochi (2005) multiscale model, with a small-scale fractal distribution of the slip-weakening distance Dc. To intensify the incoherence of the rupture propagation, we also include a variation of the strength and initial stress correlated with Dc. We propose a way to combine the fractal variations of the dynamic parameters with a large-scale dynamic model. The planar fault assumption permits the use of the computationally very fast code FD3D_TSN (Premus et al., 2020). 

We illustrate the approach on a canonical elliptical model with linearly increasing fracture energy (i.e., constant rupture velocity) and the 2016 Mw6.2 Amatrice earthquake smooth rupture model from the dynamic source inversion by Gallovič et al. (2019). We demonstrate that the addition of the small-scale fractal properties results in sustained high-frequency radiation during the rupture propagation and omega-square (apparent) source time functions. The model improves the fit of the recordings of the Amatrice earthquake in the frequency range of 0-10Hz and generates synthetics agreeing with ground motion prediction equations up to 5Hz.

Our FD3D_TSN takes about 5 minutes to simulate the Mw6.2 rupture propagation on a single GPU. Nevertheless, the fractal dynamic model can be easily implemented in any dynamic rupture propagation code. This makes the proposed approach readily applicable in physics-based ground motion predictions for scenario earthquakes in seismic hazard assessment.

How to cite: Gallovič, F. and Valentová, Ľ.: Broadband strong ground motion modeling using planar dynamic rupture model with fractal parameters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8698, https://doi.org/10.5194/egusphere-egu22-8698, 2022.

EGU22-10523 | Presentations | SM8.1

A Discontinuous-Galerkin approach to model non-classical nonlinearity observed from lab to global scales 

Zihua Niu, Alice-Agnes Gabriel, Dave May, Christoph Sens-Schönfelder, and Heiner Igel

Under dynamic perturbations, it has been observed that materials like sedimentary rocks show complex mechanical behaviors. They include the simultaneous dependence of the elastic moduli and attenuation on strain at the same time scale of the perturbations, as well as the conditioning and recovery of the elastic moduli that may happen at time scales that are much larger. The latter cases were recently referred to as non-classical nonlinearity. Aside from laboratory experiments, comparable observations of the non-classical nonlinearity have been made in the field over the past two decades with the development of long-term continuous monitoring of the velocity field inside the Earth using methods such as ambient noise interferometry.

 

A variety of mathematical models that can potentially quantify the non-classical nonlinearity have already been proposed, e.g., the Damage–Breakage Rheology Model, the Internal Variable Model and the Godunov–Peshkov–Romenski model. However, implementing them in numerical schemes suitable to reproduce nonlinear effects in wave propagation on the local, regional, or global scale is challenging. This can be of interest for constraining a more realistic dynamic rheology for the Earth with the field observations.

 

In this work, wave propagation in different non-classical nonlinear models is implemented in FEniCS using the discontinuous Galerkin (DG) method in 1D. Behaviors of the different models are systematically studied and quantitatively compared against measurements. This work lays the foundation for an extension to the simulation of 2D/3D wave propagation in the Earth on the large-scale DG simulation frameworks, e.g., SeisSol and ExaHyPE.

How to cite: Niu, Z., Gabriel, A.-A., May, D., Sens-Schönfelder, C., and Igel, H.: A Discontinuous-Galerkin approach to model non-classical nonlinearity observed from lab to global scales, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10523, https://doi.org/10.5194/egusphere-egu22-10523, 2022.

EGU22-10798 | Presentations | SM8.1

Numerical analysis of the seismic hazard in Sichuan-Yunnan region 

Di Yin, PeiYu Dong, and YaoLin Shi

    The Sichuan-Yunnan region is located in the southern part of Chinese north-south seismic belt and has strong seismic activity. The prediction of future strong earthquake activity in this region has always been a research hotspot. In this study, firstly, we established a quasi-three-dimensional finite element elastic model, combined with the regional geological background and GPS observation data. Then, based on the information of 30 M>6.7 historical earthquakes that occurred in the region over the past 100 years, and constrained by the Coulomb-Mohr rupture criterion, we inverted a possible reasonable initial stress field at a specific time. Secondly, we simulated the development process of each historical earthquake and reproduced the 30 events orderly, by comprehensively considering the tectonic stress loading in the seismogenic stage and the stress change in the co-seismic adjustment stage. However, it is worth noting that there were some uncertainties in the numerical simulation process. We used Monte Carlo random experiments to obtain 5000 kinds of different possible initial values, which all can reproduce the development process of historical events. Then we got different current reginal stress values and calculated earthquake risk coefficient. Finally, we used mathematical methods to investigate the current seismic hazard of the different models, and assembled them into a probability distribution map of possible seismic risk in the region. The preliminary result shows that the seismic risk in the rupture zone of historical earthquakes is greatly reduced, which means relatively safe. Mainly due to the stress change caused by the 2008 Wenchuan Ms8.0 earthquake, the seismic probability in the northeastern segment of the Longmenshan fault is as high as 30%. At the junction of the southwestern section of the Longmenshan fault and the Xianshuihe fault zone, the seismic probability is about 15-20%. In addition, near the Longling Ruili fault and the Lancangjiang fault in southwestern Yunnan, the value is about 10-15%. In recent years, small earthquakes have occurred frequently in southwestern Yunnan, and the seismic risk in this area is also worth noting.

How to cite: Yin, D., Dong, P., and Shi, Y.: Numerical analysis of the seismic hazard in Sichuan-Yunnan region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10798, https://doi.org/10.5194/egusphere-egu22-10798, 2022.

EGU22-11092 | Presentations | SM8.1

Time-varying stick-slip behaviors described by dehydration kinetics of gypsum 

Mikihiro Kawabata, Yuto Sasaki, Masaaki Iwasaki, Rei Shiraishi, Jun Muto, and Hiroyuki Nagahama

Dehydration embrittlement was proposed to account for intermediate or deep earthquakes (e.g., Raleigh and Paterson, 1965). Many researchers have investigated the frictional instability induced by dehydration of hydrous minerals, such as gypsum (e.g., Milsch and Scholz, 2005; Brantut et al., 2011; Leclère et al., 2016). In addition, time dependence of dehydration of hydrous minerals has been studied based on reaction kinetics (e.g., Sawai et al., 2013). Since kinetics controls the dehydration rate, the effect of dehydration-derived pore fluid pressure on the mechanical strength of rocks can also be represented by kinetics. However, there is no experimental study to quantitatively investigate how pore fluid pressure builds up and controls the mechanical strength of fault gouges in terms of kinetics. Here, we derived time function of pore fluid pressure based on dehydration kinetics of simulated gypsum (bassanite) gouges. First, we conducted friction experiments of simulated gypsum gouges using gas apparatus under eight different conditions of pressures from 10 MPa to 200 MPa and temperatures from room temperature to 180 °C, spanning dehydration condition of gypsum. Each stress-strain curve showed stick-slip behaviors with almost constant stress drops and recurrence intervals depending on the effective pressures under the conditions of room temperature (RT): larger stress drops and longer intervals for higher effective stresses. On the other hand, stress drops and recurrence intervals gradually decrease with time under 200 MPa and 110 °C, close to the dehydration boundary. These results suggested that the elevated pore fluid pressure by dehydration decreases effective pressure and reduces the stress drops and the intervals. We tested this hypothesis as follows. Microstructural observations illuminated marked development of Riedel shears (R1 shear) in samples deformed under the stability field of gypsums (RT and 70 °C), while scarce development of Riedel shears in the sample deformed under 110 °C, being consistent with Leclère et al. (2016)’s observations on that the elevated pore pressure suppress the development of Riedel shears. Based on the equation of state for water (He and Zoller, 1991), we calculated the porosity of the sample deformed under 110 °C. Although the estimated value was smaller than that obtained from dehydration under hydrostatic conditions (Bedford et al., 2017), this result indicates that shear compaction may have occurred due to deformation caused by higher differential stress. Considering that the decrease in effective pressure modulates the amount of stress drops and recurrence intervals, we analyzed frictional coefficients with Mohr’s circle assuming pore fluid pressure. The estimated value of about 0.6 is consistent with Byerlee (1978)’s law. Based on the results, we created a time function for evolution of pore fluid pressure controlled by Avrami-type dehydration kinetics (Avrami, 1940). The estimated Avrami exponent, the important parameter for crystallization, of 3.121 indicated that the dehydration proceeded with nucleation and three-dimensional growth. This function enables more accurate prediction of pore fluid pressure evolution controlled by dehydration kinetics and may contribute to better understanding the effect of hydrous minerals on frequency of intermediate and deep earthquakes.

How to cite: Kawabata, M., Sasaki, Y., Iwasaki, M., Shiraishi, R., Muto, J., and Nagahama, H.: Time-varying stick-slip behaviors described by dehydration kinetics of gypsum, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11092, https://doi.org/10.5194/egusphere-egu22-11092, 2022.

We cross validate a numerical solver for wave propagation in 3-D elastic media written on Graphical Processing Units (GPUs) against the semi-analytical solver for earthquakes in axisymmetric media, using seismic full moment tensors as earthquakes sources, variable earthquake source durations, and comparing observed with synthetic seismograms. The GPU-based solver is based on a numerical formulation of elastodynamic wave equation and can capture isotropic and anisotropic media. The algorithm simulates wave propagation in elastic media in three dimensions and at very high spatial and temporal resolution, and can compute entire wavefields within seconds (Alkhimenkov et al., 2021). For example, the multi-GPU code for elastic wave propagation can compute the entire wavefield of a 1000^3 model (1 billion grid cells) in 40 seconds. We achieve a close-to-ideal parallel efficiency (98% and 96%) on weak scaling tests up to 128 GPUs by overlapping MPI communication and computations. Seismic full moment tensors are routinely used to model a range of seismic processes, natural and anthropogenic, including earthquakes (shear slip), volcanic events, explosions, cavity collapses, landslides, etc. The analytical solver is based on a Thompson-Haskell propagator matrix for layered axisymmetric media (Zhu and Rivera, 2002), with moment tensors as seismic sources, with seismic sources at depths 10s of km below the surface and seismic stations at distances over 2000 km, and has been successfully used in various earthquake source studies (e.g. Alvizuri et al 2018). We validate the GPU-based wave propagation solver through numerical experiments in homogeneous and in layered media, and with observed and synthetic seismograms for an M4.6 earthquake in Linthal, Switzerland on 2017-03-06 with seismic stations at distances up to 30 km. The seismograms from the numerical solver match the analytic and observed seismograms (within frequencies 0.02-0.10 Hz). In future work we will apply the solver to study earthquake source generation, wave propagation in anisotropic media, and seismic source determination.

References
Alkhimenkov, Y., Räss, L., Khakimova, L., Quintal, B., & Podladchikov, Y., 2021. Resolving wave propagation in anisotropic poroelastic media using graphical processing units (CPUs), J. Geophys. Res., 126, doi:10.1029/2020JB021175.
Alvizuri, C., Silwal, V., Krischer, L., & Tape, C., 2018. Estimation of full moment tensors, including uncertainties, for nuclear explosions, volcanic events, and earthquakes, J. Geophys. Res. Solid Earth, 123, 5099–5119, doi:10.1029/2017JB015325.
Zhu, L. & Rivera, L. A., 2002. A note on the dynamic and static displacements from a point source in multilayered media, Geophys. J. Int., 148, 619–627, doi:10.1046/j.1365-246X.2002.01610.x.

How to cite: Alvizuri, C., Alkhimenkov, Y., and Podladchikov, Y.: Cross-validation of a GPU-based wave propagation solver and application to seismic waveform modeling of an M4.6 earthquake in Linthal, Switzerland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11592, https://doi.org/10.5194/egusphere-egu22-11592, 2022.

EGU22-11610 | Presentations | SM8.1

Broadband Dynamic Rupture and Ground Motion Simulations (up to 5 Hz) of the 2016 Mw 6.2 Amatrice, Italy Earthquake 

Taufiq Taufiqurrahman, Alice-Agnes Gabriel, Thomas Ulrich, Lubica Valentová, and Frantisek Gallovič

Broadband earthquake ground motion simulations (>1 Hz) are of great interest to seismologists and the earthquake engineering community. The evolution of the earthquake ruptures related to the 2016 Mw 6.2 Amatrice earthquake and the uniquely dense seismological recordings provide an opportunity to understand better the processes controlling earthquake dynamics, strong ground motion, and the relation between earthquakes. We here propose a novel approach to design data-driven broadband (up to 5 Hz) dynamic rupture scenarios from 0.5-1 Hz Bayesian dynamic finite-fault inversion (Gallovič et al., 2019). We analyze the effects of enhancing the best-fitting smooth dynamic source inversion result by subsequent adding of complexity such as non-planar fault geometry (i.e., fault listricity and surface roughness), topography, inelastic off-fault rheology, and visco-elastic attenuation. We utilize the open-source software package SeisSol (www.seissol.org), suited explicitly for incorporating such geometrical complexities and high-resolution simulations performed on modern supercomputers. The obtained scenarios reproduce synthetics resembling the observations in terms of velocity and accelerations waveforms and Fourier-amplitude-spectra (FAS) up to 5 Hz. The simulated peak ground velocity (PGV) maps show de-amplification of ground motion amplitudes on the foot-wall and amplification on the hanging-wall as a consequence of the wave-focusing effect caused by the listric fault curvature. This effect is seen mainly for distances up to 10 km from the fault. Our study suggests that the complexity of the earthquake source should not be neglected for the seismic hazard assessment for regions adjacent to active faults.

How to cite: Taufiqurrahman, T., Gabriel, A.-A., Ulrich, T., Valentová, L., and Gallovič, F.: Broadband Dynamic Rupture and Ground Motion Simulations (up to 5 Hz) of the 2016 Mw 6.2 Amatrice, Italy Earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11610, https://doi.org/10.5194/egusphere-egu22-11610, 2022.

Simulations of sequences of earthquakes and aseismic slip (SEAS) including more than one fault, complex geometries and elastic heterogeneities are challenging. We present a symmetric interior penalty discontinuous Galerkin (SIPG) method accounting for the complex geometries and heterogeneity of the subsurface. The method accommodates two- and three-dimensional domains, is of arbitrary order, handles sub-element variations in material properties and supports isoparametric elements, i.e. high-order representations of the exterior and interior boundaries and interfaces including intersecting faults.

We provide an open-source reference implementation, Tandem, that utilises highly efficient kernels, is inherently parallel and well suited to perform high resolution simulations on large scale distributed memory architectures. Further flexibility is provided by optionally defining the displacement evaluation via a discrete Green's function, using algorithmically optimal and scalable sparse parallel solvers and preconditioners. We highlight the characteristics of the SIPG formulation via an extensive suite of verification problems (analytic, manufactured and code comparison) for elasto-static and seismic cycle problems. We demonstrate that high-order convergence of the discrete solution can be achieved in space and time for elasto-static and SEAS problems.

Lastly, we apply the method to realistic demonstration models consisting of a 2D SEAS multi-fault scenario on a shallowly-dipping normal fault with four curved splay faults, and a 3D multi-fault scenario of instantaneous displacement due to the 2019 Ridgecrest, CA, earthquake sequence. We exploit the curvilinear geometry representation in both application examples and elucidate the importance of accurate stresses (or displacement gradients) representations on-fault. Our results exploit advantages of both the boundary integral and volumetric methods and is an interesting avenue to pursue in the future for extreme scale 3D SEAS simulations.

How to cite: May, D., Uphoff, C., and Gabriel, A.-A.: A discontinuous Galerkin method for sequences of earthquakes and aseismic slip on multiple faults using unstructured curvilinear grids, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12166, https://doi.org/10.5194/egusphere-egu22-12166, 2022.

EGU22-12539 | Presentations | SM8.1

Diffuse thick fault representation in 2D SEM for earthquake dynamic rupture simulations 

Jorge Nicolas Hayek Valencia, Dave May, Casper Pranger, and Alice-Agnes Gabriel

Natural fault system observations feature complexity that includes damage variation from the outer damage zone to the fault core and associated rheological degradation (e.g. variation in the frictional strength and spatio-temporal slip localisation). In earthquake dynamic rupture simulations, faults are typically treated as infinitesimally thin interfaces with distinct on- versus off-fault rheologies. Commonly, such faults are explicitly represented in the discretisation of the computational domain.

Here we present a diffuse interface approach for dynamic rupture modelling. We introduce a 2D spectral element method (SEM) with an embedded smeared discontinuity representing volumetric fault slip. Our diffuse fault SEM is inspired by the stress-glut method of Andrews, 1999. In our approach, a subdomain in which the tangential stresses are limited by a critical shear strength and an empirical friction law is embedded in a purely elastic domain, resembling classical discrete fault representations. Our approach is implemented on a structured quadrilateral mesh within an SEM framework for elastic wave propagation, with PETSc (Balay et al. 2019) as a linear algebra back-end.

Our method collapses volumetric complexities onto a distribution within a compact support instead of the traditional interface approach, making it a flexible inelastic zone alternative for mesh-independent fault representation in dynamic rupture simulations. We conduct 2D numerical experiments, including a kinematically driven Kostrov-like crack and spontaneous dynamic rupture as defined in SCEC community benchmarks (Harris et al., 2018) of increasing complexity. We extract the spectral response from seismograms at different receivers normal and along the fault. We also analyse the capacity of flexible fault representation by including mesh-independent fault geometries. 

Our approach will allow us to incorporate volumetric failure rheologies in SEM dynamic rupture simulations and is part of the TEAR ERC project (www.tear-erc.eu).

How to cite: Hayek Valencia, J. N., May, D., Pranger, C., and Gabriel, A.-A.: Diffuse thick fault representation in 2D SEM for earthquake dynamic rupture simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12539, https://doi.org/10.5194/egusphere-egu22-12539, 2022.

EGU22-12624 | Presentations | SM8.1

Estimation of Rupture Scenarios along the Cascadia Megathrust from Interseismic Locking Models 

Yuk Po Bowie Chan, Hongfeng Yang, and Suli Yao

In the West of Northern America, the Cascadia subduction zone that extends over one thousand kilometers has well-documented geological records of megathrust earthquakes. The most recent one occurred in 1700 AD with a moment magnitude of 9. Hence, it has been more than 300 years since the last earthquake, suggesting that Southern Cascadia is mature for the next large earthquake. Estimating future rupture scenarios is therefore crucial for earthquake hazard assessment in the region. Multiple interseismic locking distributions have been proposed for Cascadia. Since each locking model differs from another, it remains unclear how to estimate future rupture extents from interseismic locking distributions. Here, we use 3-D dynamic rupture simulations to investigate the potential rupture segmentation in Cascadia and test the dependency of rupture propagation on hypocenter, especially for the Southern Cascadia. We process the slip deficit distributions from locking models by interpolation and smoothening with a gaussian filter. We then calculate the corresponding stress changes with the assumption that all slip deficits would be released during a coseismic event and derive different initial stress distributions by prescribing constant dynamic stress. For the northern segment, the stress-shadowing (Lindsey et al. 2021) and the viscoelastic (Li et al. 2018) interseismic locking models based respectively on elastic and visco-elastic deformation have similar stress levels, lower than those derived from the Gamma model (Schmalzle et al. 2014). In addition, the Gamma model displays a distinct low-stress gap in the central segment but the stress-shadowing and viscoelastic models show smooth transition stress changes. Since the stress-shadowing and the viscoelastic locking models bear a resemblance, dynamic simulations are then developed based on the initial stress conditions derived from the viscoelastic and the Gamma models by prescribing artificial nucleation zones on the fault plane with varied hypocentre locations. Preliminary results demonstrate three major rupture scenario types - self-arrested, segmented, and full-margin ruptures for both stress models. Given the same conditions, both models indicate that Southern Cascadia with a shorter recurrence interval has a lower potential of growing into a margin-wide rupture compared to the central segment. The southern segment mainly hosts self-arrested and segmented ruptures with Mw ranging from ~6.7 to >7.3. Another finding is strong along-strike variations in stress distribution flavor segmented ruptures while homogeneous stress field promotes margin-wide ruptures. For ruptures initiating from the central segment, several segmented ruptures with Mw 8.14 to larger than 8.25 are observed from the Gamma model but such features are absent in the viscoelastic model. Apart from segmented ruptures, the margin-wide ruptures have amplitudes of ground surface vertical displacement comparable to the subsidence record in the A.D. 1700 megathrust earthquake, particularly for the along-strike variation in the Gamma model.

How to cite: Chan, Y. P. B., Yang, H., and Yao, S.: Estimation of Rupture Scenarios along the Cascadia Megathrust from Interseismic Locking Models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12624, https://doi.org/10.5194/egusphere-egu22-12624, 2022.

EGU22-13390 | Presentations | SM8.1

Influence of pre-stress conditions in 2D plane strain simulations of a dynamic rupture with off fault damage 

Louise Jeandet Ribes, Marion Thomas, and Harsha Bhat

Understanding the mechanical properties of the off-fault medium and its interactions with earthquake rupture is essential for a better understanding of the behavior of fault zones. In this framework, two-dimensional, plane strain models are often used to investigate the interplay between seismic rupture propagation and inelastic deformation in the damage zone. The role of pre-stress conditions for faulting and damage has been studied, in particular the influence of Y, the angle between the largest principal stress and the fault strike. However, in plane strain conditions, the out-of-plane stress is often ignored when setting up the initial stress field, and its influence on dynamic rupture and stress evolution has not been inferred. In this study, we explore the role of the out-of-plane pre-stress for a 2D in-plane model in plane strain conditions. We model a 1D right-lateral, strike-slip vertical fault featuring slip-weakening friction law. We first demonstrate theoretically that if the out- of-plane stress is not considered properly in the initial stress field, pre-stress conditions may not correspond to actual strike-slip faulting. We then investigate how changing the initial stress field can influence the rupture and the stress evolution in the off-fault medium. Our results show that if it does not influence significantly the rupture dynamics, the out-of-plane stress is essential in controlling the evolution of the off-fault medium, especially the localization and extend of areas affected by plastic yielding. Therefore, our results demonstrate the importance of considering properly the initial out-of-plane stress to infer the extend, magnitude and distribution of damage in 2D plane strain simulations with off fault plastic deformation.

How to cite: Jeandet Ribes, L., Thomas, M., and Bhat, H.: Influence of pre-stress conditions in 2D plane strain simulations of a dynamic rupture with off fault damage, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13390, https://doi.org/10.5194/egusphere-egu22-13390, 2022.

EGU22-13551 | Presentations | SM8.1

A unified model for thermally-activated fault weakening during nonlinear dynamic earthquake rupture and off-fault fracturing in 3D diffuse fault zones 

Duo Li, Alice-Agnes Gabriel, Simone Chiocchetti, Maurizio Tavelli, Ilya Peshkov, Evgeniy Romenski, and Michael Dumbser

Earthquake fault zones are more complex, both geometrically and rheologically, than an idealized infinitely thin plane embedded in linear elastic material. Field and laboratory measurements have revealed intense fault weakening induced by flash heating and melting on natural fault (Di Toro et al., 2006; Goldsby & Tullis, 2011) and complex fault zone structure involving both tensile and shear fractures spanning a wide spectrum of length scales (e.g., Mitchell & Faulkner, 2009). Previous 2D numerical models explicitly accounting for off-fault fractures have demonstrated important feedback with rupture dynamics and ground motions (e.g., Thomas & Bhat 2018, Okubo et al., 2019). However, numerical studies of thermal-related weakening mechanisms usually avoid frictional melting due to the lack of the solid-fluid phase transition. 

In the work of Gabriel et al. (2021), we have presented our first-order hyperbolic and thermodynamically compatible mathematical model, namely the GPR model (Godunov & Romenski, 1972; Romenski, 1988), combined with a diffuse crack representation to incorporate finite strain nonlinear material behavior, natural complexities and multi-physics coupling within and outside of fault zones into dynamic earthquake rupture modeling. We compare our novel diffuse interface fault models of kinematic cracks, spontaneous dynamic rupture, and dynamically generated off-fault shear cracks to sharp interface reference models. Pre-damaged faults, as well as dynamically induced secondary cracks are therein described via a scalar function indicating the local level of material damage (Tavelli et al., 2020); arbitrarily complex geometries are represented via a diffuse interface approach based on a solid volume fraction function (Tavelli et al., 2019). 

Here we further extend the diffuse crack representation to more complicated scenarios including severe dynamic fault zone weakening as activated by flash heating, the effect of locally melting rocks, and off-fault cracks with complex topology in 3D materials, by taking advantage of adaptive Cartesian meshes (AMR) embedded in the extreme-scale hyperbolic PDE solver ExaHyPE (Reinarz et al., 2019). We intend to compare our thermally-weakened rupture in diffused fault zone with the semi-analytical thermal pressurization weakening implemented in the linear elastodynamic rupture on an infinitely-thin fault surface, using SeisSol (https://github.com/SeisSol). We will further qualitatively verify our model using the up-to-date observations in the 2020 M8.2 Chignik, Alaska, to illustrate the importance of thermal weakening on relatively deeper faults.

Our approach is part of the TEAR ERC project (www.tear-erc.eu) and will potentially allow to fully model volumetric fault zone shearing during earthquake rupture, which includes spontaneous partition of fault slip into intensely localized shear deformation within weaker (possibly cohesionless/ultracataclastic) fault-core gouge and more distributed damage within fault rocks and foliated gouges.

How to cite: Li, D., Gabriel, A.-A., Chiocchetti, S., Tavelli, M., Peshkov, I., Romenski, E., and Dumbser, M.: A unified model for thermally-activated fault weakening during nonlinear dynamic earthquake rupture and off-fault fracturing in 3D diffuse fault zones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13551, https://doi.org/10.5194/egusphere-egu22-13551, 2022.

EGU22-462 | Presentations | SM6.1

Hydroacoustic observations of a seismic cluster at Melville Fracture Zone along the Southwest Indian Ridge in 2016-17 

Vaibhav Vijay Ingale, Sara Bazin, and Jean-Yves Royer

Seismic clusters of volcanic and tectonic events along mid-oceanic ridges are inherent to seafloor spreading. Due to the rapid attenuation of seismic waves in the solid Earth, land-based seismic networks lack the low-level seismicity associated with such clusters. However, regional studies using autonomous underwater hydrophones overcome this difficulty due to their sensitivity to low-frequency hydroacoustic waves, known as T-waves, that travel in the SOund Fixing And Ranging (SOFAR) channel over very long distances with little attenuation. Using hydroacoustic records from the temporary OHASISBIO network and permanent stations of the CTBT Organization, we have examined a seismic cluster near the Melville Fracture Zone (FZ) at 61°E along the ultraslow spreading Southwest Indian Ridge (spreading rate: 14-15 mm/yr).

Near 61°E, 259 events were reported in the International Seismological Center (ISC) catalogue between 9th June 2016 and 25th March 2017 in the region of 3 x 3 degrees in latitude and longitude around Melville Transform. Out of them, 17 events display normal faulting mechanisms parallel to the ridge axis (Global Centroid Moment Tensor (GCMT) solutions).

In the preliminary analysis, we have detected 4273 hydroacoustic events between 9th June and 11th July 2016, vs 28 events in the ISC catalogue, so with ~150-fold increase in the event detections. These events are mostly aligned parallelly to the ridge axis near its intersection with the Melville FZ. The event median uncertainties are ~4.7 km in latitude and longitude, and ~1.4 s in origin time. Their median acoustic magnitude or Source Level (SL) is 225.26 dB.

This seismic cluster includes several highly energetic and short duration (~10 s) impulsive events, located on the slopes of seamounts near the FZ at 61.2°E. These events are interpreted as thermal explosions resulting from direct magma supplies on the seafloor. Also, most of the hydroacoustic events are clustered around the same seamounts. There is no evidence for long mainshock-aftershock sequence at the onset of this seismic cluster. These observations point to a magmatic origin for this seismic cluster with an active source located near a chain of seamounts in the vicinity of Melville FZ.

How to cite: Ingale, V. V., Bazin, S., and Royer, J.-Y.: Hydroacoustic observations of a seismic cluster at Melville Fracture Zone along the Southwest Indian Ridge in 2016-17, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-462, https://doi.org/10.5194/egusphere-egu22-462, 2022.

EGU22-1068 | Presentations | SM6.1

Injection-induced sequences give us insights about what is happening at depth during natural earthquake swarms 

Philippe Danre, Louis De Barros, and Frédéric Cappa

Natural earthquake swarms occur in various geological contexts, and are usually interpreted as driven by fluid pressure diffusion. However, little is known about their fluid-driving processes, as no direct observations of either fluid and deformation are possible at such depths. To improve our understanding of the processes involved in swarms, we develop a quantitative comparison between natural and injection-induced swarms. Fluid injections in the crust, for instance geothermal reservoir development or wastewater storage, are accompanied by a prolific seismicity, that can be related to the fluid-pressure perturbation and potentially in association with aseismic slip at depth. It is well-accepted that the released seismic moment scales with injected fluid volume, but proposed relations usually not consider the contribution of aseismic deformation. Constraining such a relation might provide information on what happens at depth during natural earthquake swarms. Indeed, based on the numerous similarities observed between natural and injection-induced swarms, we confirm that both types of sequences seem to obey the same physics. In our work, we establish a framework to relate seismic observables to the fluid volume circulating at depth. This allows us to quantify aseismic slip for all types of swarms, but also to estimate the volume of fluids circulating at depth during natural earthquake swarms. By focusing on several natural swarms, this sheds a new light on the processes driving swarms of seismicity.

How to cite: Danre, P., De Barros, L., and Cappa, F.: Injection-induced sequences give us insights about what is happening at depth during natural earthquake swarms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1068, https://doi.org/10.5194/egusphere-egu22-1068, 2022.

EGU22-2319 | Presentations | SM6.1

Spatio-temporal distribution of seismicity in the northern Armutlu Peninsula (northwest Turkey) 

Gian Maria Bocchini, Patricia Martínez-Garzón, Alessandro Verdecchia, Rebecca M. Harrington, Marco Bohnhoff, Taylan Turkmen, and Murat Nurlu

The Armutlu Peninsula, bounded between two major sub-branches of the North Anatolian Fault (NAF) at the eastern Sea of Marmara, hosts the only onshore NAF segment along the Marmara seismic gap. It also hosts intense seismic and hydrothermal activity and documented episodes of aseismic slip. Here, we investigate the spatio-temporal distribution of seismicity in the northern Armutlu Peninsula to identify primary deformational mechanisms (i.e. seismic vs aseismic) and investigate the processes driving the seismicity. We employ multi-station matched-filter techniques to generate an enhanced seismicity catalog using up to 30 seismic stations, including regional permanent stations augmented by temporary stations from the SMARTnet network. We detect 7,677 events between 2019.01.25 and 2020.02.10, and successfully relocate 4,182 of them using double-difference methods. The enhanced seismicity catalog reveals four week-long sequences with up to ~> 200 events per day alternating in month-long periods with only < 10-20 events per day. Earthquakes primarily concentrate within a narrow region of ~80 km2 between 40.540°-40.600° N and 28.920°-29.025° E, forming linear structures striking from NW-SE to N-S at 5-12 km depth. Nearest-neighbor cluster analysis shows a gradual decrease of the ratio between swarm-like and burst-like activity, accompanied by a decrease of the background activity rates from the first to the fourth seismic sequence. Periods with predominantly swarm-like behavior and increased background activity exhibit a higher b-value. We invert focal mechanism solutions of background seismicity and obtain an extensional stress regime for the broader Armutlu Peninsula and a transtensional stress regime for the narrow, most seismically active region. Within the narrow seismically most active region the minimum compressive stress (σ3) is approximately horizontal and well defined, while the maximum (σ1) and intermediate (σ2) compressive stresses are close in magnitude and less well constrained. Moreover, in the most seismically active region, we observe that the principal stress orientations obtained from aftershocks is similar to that estimated from background seismicity. In contrast, the respective orientations of σ1 and σ2 inferred from foreshocks switch from vertical and horizontal to horizontal and vertical. Clusters of both normal faulting and strike-slip events identified through waveform based clustering analysis are optimally oriented with respect to the regional stress field, where normal faulting kinematics are predominant. We observe negligible seismic activity associated with the onshore segment of the NAF in the Marmara seismic gap. In contrast, we observe seismicity at 5-12 km depth that highlights the geometry of a major normal fault structure, the Waterfall fault, in the northern Armutlu Peninsula. The seismicity distribution and stress-field orientation suggest that the Waterfall fault exerts a primary control in the deformation of the northern Armutlu Peninsula.

How to cite: Bocchini, G. M., Martínez-Garzón, P., Verdecchia, A., Harrington, R. M., Bohnhoff, M., Turkmen, T., and Nurlu, M.: Spatio-temporal distribution of seismicity in the northern Armutlu Peninsula (northwest Turkey), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2319, https://doi.org/10.5194/egusphere-egu22-2319, 2022.

Seismic swarms at volcanic regions are important manifestations of volcanic unrest. While they are often inferred to be related to fluid or magma movements, their underlying process remains an active research topic. In particular, quantifying the proportion of seismic swarms that are related to magma movement can potentially improve their utility for eruption forecasting. To better understand the relationship between seismic swarms and magma movement, we focus on the Akutan volcano where episodic inflations have been recorded every 2-3 years since 2002. We first applied template matching on continuous seismic waveforms between 2005-2017 to improve the earthquake catalog’s magnitude of completeness. We further classified the events as long-period (LP) or regular volcano-tectonic (VT) events based on their frequency content. After waveform-based double-difference relocation, we find that the VT and LP events are concentrated above and below the shallow magma reservoir respectively. We clustered the VT and LP events based on their spatiotemporal evolution and find that most clusters are swarm-like with no clear mainshock-aftershock sequences. Based on their temporal relation to the inflation episodes, we infer that the LP swarms are related to ascending magma into the shallow reservoir, which sometimes triggers VT swarms through stress transfer.

How to cite: Song, Z. and Tan, Y. J.: Relationship between seismic swarms and episodic inflations at Akutan Volcano in Alaska, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3364, https://doi.org/10.5194/egusphere-egu22-3364, 2022.

EGU22-3468 | Presentations | SM6.1 | Highlight

A massive earthquake swarm driven by magmatic intrusion at the Bransfield Strait, Antarctica 

Simone Cesca, Monica Sugan, Łukasz Rudzinski, Sanaz Vajedian, Peter Niemz, Simon Plank, Gesa Petersen, Zhiguo Deng, Eleonora Rivalta, Alessandro Vuan, Milton Percy Plasencia Linares, Sebastian Heimann, and Torsten Dahm

A swarm of ~85,000 volcano-tectonic earthquakes started in August 2020 at the Bransfield Strait, between the South Shetland Islands and the Antarctic Peninsula. The Bransfield Basin is a unique back-arc basin, where the past active subduction slowed down dramatically ~4 Ma, leaving a small remnant of the former Phoenix plate incorporated in the Antarctic plate. Today there is no clear evidence for recent normal seafloor spreading. Continental crust is thinning to develop oceanic crust and the current extension is either attributed to the Phoenix Block subduction and rollback or to shear between the Scotia and Antarctic plates. The 2020 seismicity occurred close to the Orca submarine volcano, previously considered inactive. Geodetic data reported a transient deformation with up to ~11 cm northwestward displacement over King George Island. We use a wide variety of geophysical data and methods to reveal the complex migration of seismicity, accompanying the intrusion of 0.26-0.56 km3of magma off the Orca seamount at ~20 km depth. Deeper, clustered strike-slip earthquakes mark the magmatic intrusion at depth, while shallower normal faulting events are induced by the growth of a lateral dike, extending ~20 km NE-SW. Seismicity abruptly decreased after the largest Mw 6.0 earthquake, suggesting the magmatic dike lost pressure with the slipping of a large fault and the opening of upward paths. A seafloor eruption is likely, but not confirmed by sea surface roughness or temperature anomalies. The unrest documents episodic magmatic intrusion in the Bransfield Strait and provides unique insights into active continental rifting.

How to cite: Cesca, S., Sugan, M., Rudzinski, Ł., Vajedian, S., Niemz, P., Plank, S., Petersen, G., Deng, Z., Rivalta, E., Vuan, A., Plasencia Linares, M. P., Heimann, S., and Dahm, T.: A massive earthquake swarm driven by magmatic intrusion at the Bransfield Strait, Antarctica, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3468, https://doi.org/10.5194/egusphere-egu22-3468, 2022.

EGU22-5154 | Presentations | SM6.1

The nature of seismicity in a complex volcanic rift setting 

Miriam Christina Reiss, James Muirhead, Amani Laizer, Emmanuel Kazimoto, Cynthia Ebinger, Frederik Link, and Georg Rümpker

Deciphering the nature of seismicity in regions of active magmatic and tectonic areas is critical when examining the interplay between faulting, magmatism and magmatic fluids. Here, we present a rich seismic data set from a 15-month temporary network from the Natron basin of the East African Rift System, which provides an ideal location to study these processes owing to its recent magmatic-tectonic activity and ongoing active carbonatite volcanism at Oldoinyo Lengai. We report seismicity, seismic swarms and their fault plane solutions which we use to constrain the complex volcanic plumbing system and long-term tectonic processes.

Between March 2019 and May 2020, we locate ~10 000 earthquakes with ML -0.85 to 3.6. These are related to ongoing magmatic and volcanic activity in the region, as well as regional tectonic extension. We observe seismicity down to ~17 km depth north and south of Oldoinyo Lengai and shallow seismicity (3 - 10 km) beneath the inactive shield volcano Gelai, including two likely fluid driven swarms. The deepest seismicity (down to ~20 km) occurs above a previously imaged magma body below Naibor Soito volcanic field. These seismicity patterns reveal a detailed image of a complex volcanic plumbing system, supporting potential lateral and vertical connections between shallow- and deep-seated magmas, where fluid and melt transport to the surface is facilitated by intrusion of dikes and sills.

Focal mechanisms vary spatially and are a strong indicator for differences between magmatic and tectonic forces. T-axis trends reveal dominantly WNW-ESE extension near Gelai, while strike-slip mechanisms and a radial trend in P-axes are observed in the vicinity of Oldoinyo Lengai. These observations support local variations in the state of stress, resulting from a combination of volcanic edifice loading and magma-driven stress changes imposed on a regional extensional stress field. Our results indicate that the southern Natron basin is a segmented rift system, in which fluids preferentially percolate vertically and laterally in a region where strain transfers from a border fault to a developing magmatic rift segment.

How to cite: Reiss, M. C., Muirhead, J., Laizer, A., Kazimoto, E., Ebinger, C., Link, F., and Rümpker, G.: The nature of seismicity in a complex volcanic rift setting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5154, https://doi.org/10.5194/egusphere-egu22-5154, 2022.

EGU22-5645 | Presentations | SM6.1

Spatiotemporal evolution of the 2020 Perachora peninsula earthquake sequence (East Corinth Rift, Greece) and its association with pore-fluid pressure diffusion 

Georgios Michas, Vasilis Kapetanidis, Ioannis Spingos, George Kaviris, and Filippos Vallianatos

In 2020, a pronounced earthquake sequence occurred at the Perachora peninsula, at the eastern edge of the active continental Corinth Rift (Greece). The sequence evolved as a swarm over the course of four months, with the largest magnitude event (Mw=3.7) occurring approximately 2 months after its initiation. The sequence was widely felt by the local population, rising public concern regarding its evolution and a possibly impending stronger and damaging event. Herein, we use seismic waveform data from the Hellenic Unified Seismic Network (HUSN) to decipher the spatiotemporal evolution of the sequence and to investigate the possible triggering mechanisms. We use a custom velocity model for the area and apply the double-difference algorithm to relocate earthquake hypocenters at the East Corinth Rift for the period January 2020 – June 2021. Although the area lacks a local dense network, the herein analysis is able to reduce the relative location uncertainties and to enhance the spatial resolution of the catalogue, providing clues on the activated structures at depth. The spatiotemporal evolution of the sequence presented distinct characteristics of earthquake migration. The Perachora earthquake swarm initiated at shallow depths at the easternmost side of the activated area and progressively migrated towards greater depths to the northwest and then west. The observed seismicity migration pattern is consistent with an expanding parabolic front of hydraulic diffusivity D=2.8 m2/s and an average velocity of 0.22 km/day, indicating pore-fluid pressure diffusion as the primary triggering mechanism. This result is further supported by the relatively high diffusion exponent of the sequence (α=0.89±0.06), which is consistent with anomalous fluid transport phenomena in heterogeneous and fractured media. Overall, the analysis and results demonstrate that the sequence was triggered by fluid overpressures. The source of fluids is likely the down-going flux of meteoric water, possibly combined with fluids of hydrothermal affinity due to the area’s proximity to the Sousaki geothermal system. The activated structures are linked with the Pisia Fault Zone, a major tectonic feature in the area that was activated during the 1981 Alkyonides earthquakes; a series of three Mw > 6 events within a period of few days, which caused severe damage and fatalities in the broader area, including Athens.          

Acknowledgements

The research project was supported by the Hellenic Foundation for Research and Innovation (H.F.R.I.) under the “2nd Call for H.F.R.I. Research Projects to support Post-Doctoral Researchers” (Project Number: 00256).

How to cite: Michas, G., Kapetanidis, V., Spingos, I., Kaviris, G., and Vallianatos, F.: Spatiotemporal evolution of the 2020 Perachora peninsula earthquake sequence (East Corinth Rift, Greece) and its association with pore-fluid pressure diffusion, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5645, https://doi.org/10.5194/egusphere-egu22-5645, 2022.

EGU22-5869 | Presentations | SM6.1

Analysis of fluid induced earthquake swarms in Northern Main Ethiopian Rift 

Martina Raggiunti, Derek Keir, Carolina Pagli, and Aude Lavayssière

An increase of fluid pressure can induce fault slip and therefore lead to the occurrence of earthquakes. The aim of our works is to investigate this phenomenon from a seismic point of view.

We analyzed the EAGLE seismic database, that includes the earthquakes that occurred in the Northern Main Ethiopian Rift (NMER) from October 2001 to February 2003, with the aim of achieving accurate earthquake locations that show subsurface fault structure and temporal behavior. The earthquakes in the database were relocated with a number different methods including double difference relative relocation following waveform cross correlation. We focus on the Fentale-Dofan magmatic segment, an area involved in the active rifting process with a widespread seismicity and with the presence of surface hydrothermal deposits that suggest ongoing hydrothermal activity. The earthquakes were first relocated with NonLinLoc using a non-linear method and the velocity model from controlled source seismology. The events relocated with NonLinLoc was divided in four distinct clusters, with three clusters in the rift and one cluster on the western border fault. Each cluster was then relocate separately with HypoDD double-difference location algorithm, including implementation of waveform cross correlation. From the earthquake magnitudes, b-values and seismic moment were also computed. Seismic data was interpreted with hydrothermal surface data obtained from automated remote mapping from Landasat 8 images.

The analysis of the temporal-spatial distribution of earthquakes shows that some of the clusters are strongly concentrated in time and in space, and therefore swarm-like. These swarms are characterized by events with similar waveforms. There is direct correlation between the increase of seismic rate in the cluster and the presence of families of similar earthquakes. The values found for the seismic moment suggest that the events are originated from activation of rift related structures. This is supported by the N to NE elongation strike of seismic clusters highlighted by the HypoDD location, in accordance with the tectonic setting of the area. The events are mostly localized in the top 15 km of the crust. The b-values calculated for the clusters are smaller than 1, with the exception for the cluster localized near Dofan volcanic complex. The hydrothermal deposits mapped by us are mainly focused in two areas: on the western side of Dofan volcanic complex, in an area intense faulted by NNE-SSW faults; and around the Fentale volcano with a circular pattern on southern side of volcanic edifice.

The no clear correlation between seismicity and mapped hydrothermal deposits suggesting that seismicity is not driven by shallow hydrothermal fluid flow. It is possible to conclude that these earthquakes have a component fluid induced, but the origin of these fluids are deeper than the fluids that feed the hydrothermal systems.

How to cite: Raggiunti, M., Keir, D., Pagli, C., and Lavayssière, A.: Analysis of fluid induced earthquake swarms in Northern Main Ethiopian Rift, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5869, https://doi.org/10.5194/egusphere-egu22-5869, 2022.

EGU22-6917 | Presentations | SM6.1

Aseismic slip and cascade triggering process of foreshocks leading to the 2021 Mw 6.1 Yangbi Earthquake 

Xiao Ge Liu, Wen Bin Xu, Zi Long He, Li Hua Fang, and Zhi Dan Chen

Understanding the nature of foreshock evolution is important for earthquake nucleation and hazard evaluation. Aseismic slip and cascade triggering processes are considered to be two end-member precursors in earthquake nucleation processes. However, to perceive the physical mechanisms of these precursors leading to the occurrence of large events is challenging. In this study, the relocated 2021 Yangbi earthquake sequences are observed to be aligned along the NW-SE direction and exhibit several evident spatial migration fronts towards the hypocenters of large events including the mainshock. An apparent static Coulomb stress increase on the mainshock hypocenter was detected, owing to the precursors. This suggests that the foreshocks are manifestations of aseismic transients that promote the cascade triggering of both the foreshocks and the eventual mainshock. The temporal depth of the brittle-ductile transition exhibit deepening, followed by shallowing during the foreshock-mainshock-aftershock sequence. By jointly inverting both InSAR and GNSS data, we observe that the mainshock ruptured on a blind vertical fault with a peak slip of 0.8 m. Our results demonstrate that the lateral crustal extrusion and lower crustal flow are probably the major driving  mechanisms of mainshock. Additionally, the potential seismic hazards on the Weixi-Weishan and Red River faults deserve further attention

How to cite: Liu, X. G., Xu, W. B., He, Z. L., Fang, L. H., and Chen, Z. D.: Aseismic slip and cascade triggering process of foreshocks leading to the 2021 Mw 6.1 Yangbi Earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6917, https://doi.org/10.5194/egusphere-egu22-6917, 2022.

EGU22-7757 | Presentations | SM6.1

Clustering and event similarity based fault characterization of post mining induced seismicity of Gardanne mine, France 

Dalija Namjesnik, Peter Niemz, Jannes Kinscher, Simone Cesca, Isabelle Contrucci, Pascal Dominique, and Hideo Aochi

In post-mining environments, seismic hazard is still not very well understood, as number of research studies remains limited. Seismicity is often considered in post-mining risk mitigation procedures as a precursory of failure initiation in rocks within the mining works leading to ground instabilities. However, flooding of the mines can also lead to perturbations of stress states and pore pressures within the rock mass leading to failure of pre-existing faults, which may have more important impact on public safety due to a potentially longer period of activity and possibly higher magnitudes of the induced seismic events depending on the fault size.  

In a former coal mine in Gardanne, France, which was abandoned in 2003 and flooded afterwards, seismicity started appearing and raising concerns since 2010, when flooding reached the center of the mining basin. The seismic activity has been occurring approximately every two years in the form of crises. Events were also felt by the local population. A sparse temporary monitoring network has been installed in 2013 in this seismically active area. Based on research results so far, seismicity originates from the reactivation of faults underlying the mining excavations and is influenced by flooding, pumping of the water, and seasonal meteorological conditions. 

We investigate the clustering behavior and multiplet occurrences within the seismic events recorded by the sparse temporary microseismic network between 2014 and 2017. Detailed cluster analyses, the spatio-temporal distribution, recurrence time patterns, and source parameters help to characterize seismically active structure(s) below the mining works. The triggering of the seismic activity in each cluster appears to be differently influenced by the hydro-meteorological conditions, with some clusters being more affected by rainfall, while other by dry period. The variations of the pumping rate strongly affect the rate of seismicity in this area as well. The analysis is complemented by incorporating a new dataset recorded by an enhanced monitoring network during 2019, which allows to follow the evolution of the cluster activity. 

How to cite: Namjesnik, D., Niemz, P., Kinscher, J., Cesca, S., Contrucci, I., Dominique, P., and Aochi, H.: Clustering and event similarity based fault characterization of post mining induced seismicity of Gardanne mine, France, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7757, https://doi.org/10.5194/egusphere-egu22-7757, 2022.

EGU22-8100 | Presentations | SM6.1

Insight into the mechanics of seismic swarms triggered by water-reservoir impoundment 

Beata Orlecka-Sikora, Grzegorz Lizurek, Łukasz Rudziński, Dorota Olszewska, and Taghi Shirzad

Water Reservoir Impoundment (WRI) can trigger swarms and strong earthquakes under favorable geological conditions. Although many studies have investigated the relationship between the pore pressure changes due to WRI and the observed seismicity, hydromechanical models that explain the observed processes are rare. We investigated the role of hydromechanical interactions in producing earthquake swarm bursts under pore pressure changes, using the Song Tranh 2 Water Reservoir Impoundment (WRI) in Vietnam as an example. Our work contributes to the investigation of the physical mechanisms responsible for earthquake swarms. We find that the seismic swarms accompanying WRI represent the shearing of a damage fault zone composed of multiple interfering surfaces. The source parameters of seismic swarms image the quasi-dynamic weakening of the fault damage zone. Fault weakening during the propagation of seismic rupture is a key process governing the earthquake rupture dynamics and energy partitioning. Quasi-dynamic weakening evolution means here that it captures histories of fault zone slip, including the seismic slip phases within this zone, and slip weakening shows a memory effect that fades with time. Based on the calculated traction evolution within the damage zones in ST2 we estimate the effective slip-weakening distance , which is a significant parameter for characterizing a fault-weakening process. The observed quasi-dynamic weakening process is fluid driven at slower migration velocity of the order of meters/day but over short duration the migration of seismicity accelerates to velocities of kms/day. We therefore conclude that the seismic swarms are driven by a combination of fluid pressurization and stress perturbation through aseismic slip induced by pore pressure changes.

This work was partially financed by National Statutory Activity of the Ministry of Education and Science of Poland No 3841/E-41/S/2021 (BOS, ŁR, TS, GL), and Polish National Science Centre grant No UMO-2017/27/B/ST10/01267 (GL), and co-financed by the European Union and the Polish European Regional Development Fund grant No POIR.04.02.00-14-A003/16 (DO)

How to cite: Orlecka-Sikora, B., Lizurek, G., Rudziński, Ł., Olszewska, D., and Shirzad, T.: Insight into the mechanics of seismic swarms triggered by water-reservoir impoundment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8100, https://doi.org/10.5194/egusphere-egu22-8100, 2022.

EGU22-9312 | Presentations | SM6.1

Triggered Earthquakes Reveal Hydraulic Properties of the Subsurface 

Andrew Delorey, Xioafei Ma, and Ting Chen

Seismicity both at The Geysers geothermal field (northern California) and in north-central Oklahoma is heavily influenced by industrial activities related to energy production, though the mechanism in which earthquakes are induced or triggered is different. At The Geysers, much of the seismicity is linked to thermoelastic stresses caused by injecting cold water into hot rocks, while in Oklahoma the seismicity is linked to a reduction of confining stress on faults due to increasing pore pressure resulting from wastewater injections. Here we show that these contrasting conditions are also evident in tidally-triggered earthquakes. At The Geysers, earthquakes preferentially occur during maximum extensional strain, which does not occur at the same time as maximum shear strain on optimally oriented faults in the regional stress field. In Oklahoma, earthquakes preferentially occur during maximum shear strain on optimally oriented faults, rather than maximum extensional strain. The magnitude of tidal extensional strain is naturally much greater than tidal shear strain. However, in a fluid saturated environment, pore pressure responds to changes in volume, which can counteract or reduce the effect of the applied stress. The difference in behavior at these two sites is indicative of the level of coupling between applied stress and pore pressure, corresponding to unsaturated conditions at The Geysers and high pore pressure in Oklahoma.

How to cite: Delorey, A., Ma, X., and Chen, T.: Triggered Earthquakes Reveal Hydraulic Properties of the Subsurface, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9312, https://doi.org/10.5194/egusphere-egu22-9312, 2022.

Earthquake swarms are generally interpreted as resulting from the redistribution of stresses within the crust. Swarms develop in response to fluid flow and poro-thermo-elastic stresses in reservoirs, aseismic slip on major faults, or during magmatic events in volcanic areas. However, our ability to quantify stress changes at depth from the observation of earthquake swarms is still very limited.  In his seminal study (Dieterich, 1994) was able to develop a model leading to a quantitative relationship between stress and seismicity rate. This model, based on non-interacting spring-and-slider systems undergoing rate-and-state friction was successful in determining stress conditions from seismicity rate in several active areas involving both tectonic and magmatic processes. This approach nevertheless relies on very strong assumptions, one of them being that no stress redistribution occurs following an earthquake. Stress redistributions are however known to drive earthquake sequences as observed during foreshock aftershock sequences. Ignoring this contribution might lead to wrong estimations of stress conditions at depth from seismicity rate.
In order to evaluate the role of stress redistribution in earthquake swarm dynamics, I present a new physics based earthquake simulator extending Dieterich's model. It consists of a set of planar rate-and-state frictional faults distributed in a 3D homogeneous elastic medium, and loaded by a prescribed stress history. Faults can have any size and orientation. Stress redistributions are thus fully accounted for.
The model is then used to investigate the relationship between seismicity rate and stressing history under different loading conditions (constant tectonic stressing, periodic loading) and fault properties (initial stress, frictional properties, relative distance between faults). In many cases, Dieterich's theory ignoring stress transfers captures many features of the seismicity rate patterns. This is particularly true for periodic loading, which generates frequency dependent seismicity modulation: at low frequency, seismicity rate scales exponentially with the loading stress, while at higher frequencies it tracks the stressing rate. The period separating the two modulation regimes is correctly predicted by Dieterich's theory. Under constant loading, seismicity rate is also constant (as predicted by Dieterich's theory) if the sequences are analysed over long enough time series involving several seismic cycles on each fault. At a shorter time scale however, significant clustering (not predicted by Dieterich's approach) arises, in particular for compact fault distributions enhancing the stress redistributions. 
More generally, the approach presented here allows to define the mechanical conditions leading to a significant contribution of stress transfers in the development of earthquake swarms.

How to cite: Dublanchet, P.: What is the contribution of stress redistribution in earthquake swarm dynamics?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10369, https://doi.org/10.5194/egusphere-egu22-10369, 2022.

EGU22-10517 | Presentations | SM6.1

Earthquake swarms and clusters in stable continental regions: a case study from Northern Norway 

Hasbi Ash Shiddiqi, Lars Ottemöller, Felix Halpaap, and Stéphane Rondenay

Parts of northern Norway, located between the rifted Mid Norwegian margin and the Northern Scandinavian mountains, are seismically active despite being situated in a stable continental region. Previously, seismic swarms have been observed in different places along the coast, but detailed studies on the swarms could not yet be carried out due to sparse seismic networks. During the last decade, the number of seismic stations has increased significantly, allowing for a more detailed study of the seismicity. Here, we develop a machine-learning-based earthquake catalog from eleven years of continuous data (2010-2021) and combine it with the earthquake catalog from the Norwegian National Seismic Network. To improve accuracy, we perform relative earthquake relocation using differential times, and clustering analysis based on waveform cross-correlation. The relocation results reveal distinct clusters of possibly repeating events and several swarm sequences. A prominent seismic swarm occurred in the Jektvik area between 2014 – 2016 with the largest magnitude of ML 3.2. We compare the spatio-temporal distribution, b-value, seismic moment rate, and seasonal variation of each sequence. The Jetkvik swarm exhibits a diffusive pattern, which together with a low VP anomaly found by a previous tomography study suggests that fluids may play a role in the source process. We find that the possibly repeating clusters are not as diffuse in space, and mostly spread along the vertical axis. These earthquake clusters may be attributed to fault intersections, and fluids may not be a major factor in their generation. 

How to cite: Shiddiqi, H. A., Ottemöller, L., Halpaap, F., and Rondenay, S.: Earthquake swarms and clusters in stable continental regions: a case study from Northern Norway, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10517, https://doi.org/10.5194/egusphere-egu22-10517, 2022.

EGU22-11943 | Presentations | SM6.1

Spatio-temporal patterns of fluid-driven aseismic slip transients: implications to seismic swarms 

Alexis Sáez and Brice Lecampion

Seismic swarms are often interpreted to be driven by natural fluid pressurization in the Earth’s crust, when seismicity is observed to spread away from a common origin and follows approximately a square-root-of-time pattern of growth. On the other hand, a growing body of literature suggests that aseismic fault slip seems to be a frequent result of fluid injections and may trigger seismicity due to the stress transfer of quasi-statically propagating ruptures in critically stressed regions. Although in some conditions a nominal pore pressure perturbation front may evolve proportionally to the square root of time, much less is known about the temporal patterns of fluid-driven aseismic slip fronts. The latter hinders efforts to distinguish whether some seismic swarms are driven by aseismic slip episodes or not. In this contribution, we provide an extensive set of physics-based solutions that describes the evolution of fluid-driven aseismic slip fronts for a wide range of conditions in terms of in-situ stress state and fluid flow. Our solutions show that fluid-driven aseismic slip fronts may result in many different patterns of propagation, depending on the characteristics of the fluid source (e.g., constant-pressure source, constant-rate source, among others) and also if simplified 2-D or fully 3-D elasticity is considered. Other parameters such as the initial stress state and fault hydraulic properties are also relevant in the propagation of the slip fronts. Our family of solutions includes cases in which aseismic slip fronts propagate following a square-root-of-time dependence, a linear expansion with time, power laws of time with exponents lower than ½, and some other more complex evolutions. These results are based on the model of a fluid-driven frictional shear crack that propagates on a planar fault interface characterized by a constant friction coefficient and a constant permeability, embedded in an infinite linearly elastic medium with an initially uniform state of stress. Although the basic assumptions of the model are simple, it results in a significant amount of complexity in terms of possible spatio-temporal patterns of rupture propagation. Since a constant friction coefficient corresponds to a fault interface with zero fracture energy, we show by analyzing the rupture-front energy balance of fluid-driven aseismic slip transients with non-zero fracture energy, that an asymptotic regime in which the fracture energy is negligible is always ultimately reached. This regime is approached asymptotically when the rupture has propagated over a distance larger than a characteristic length-scale depending on the frictional fracture energy and the in-situ stress state. We expect our results to provide a simple means to interpret observations of seismic swarms for which fluid-driven aseismic slip transients are thought to be a relevant mechanism in the triggering of seismicity.

How to cite: Sáez, A. and Lecampion, B.: Spatio-temporal patterns of fluid-driven aseismic slip transients: implications to seismic swarms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11943, https://doi.org/10.5194/egusphere-egu22-11943, 2022.

EGU22-13176 | Presentations | SM6.1

March 2021 Thessaly, central Greece, seismic sequence:  domino effect of a complex normal fault system 

Vincenzo Convertito, Vincenzo De Novellis, Diego Reale, Guido Maria Adinolfi, and Eugenio Sansosti

The Thessaly seismic sequence (TSS) in Central Greece, started on 3 March 2021 with a Mw 6.3 event that struck an area located about 25 km WNW of the Larissa town. In the following days, TSS was affected by other two major events: An Mw 6.0 on March 4, localized about 7 km to the northwest of the first one, and a Mw 5.6 on March 12, located 12 km further towards the northwest of the second one. A large number of smaller events have been also recorded until mid-April when the sequence decreased in frequency and magnitude. The TSS represents the largest seismic sequence affecting a continental extensional domain in Greece that has been monitored by modern geodetic techniques. Thanks to the short satellite revisit time, InSAR measurements made it possible to isolate each contribution of the three major earthquakes of the sequence, thus allowing the study of their interactions. In addition, available geological data indicate that the northern sector of Thessaly represents a large seismic gap. This may be a direct consequence of the limited size of the faults (less than 20 km) and their intrinsic capability to originate earthquakes of small-to-moderate magnitude only. TSS, which finally filled the gap, confirmed this hypothesis.

We modelled the available InSAR deformation maps to retrieve the parameters characterizing some finite dislocation sources, which were used to perform a Coulomb stress transfer in order to investigate possible faults interactions. To constrain the geometry and location of the main fault structures involved during the TSS, we considered 1853 earthquakes occurred in the area from 28 February 2021 to 26 April 2021 with magnitude ranging between 0.2 and 6.3. Our model shows that the TSS has nucleated at shallow depths (<12 km) and is related to the activation of several blind, previously unknown, faults; moreover, the seismic sequence developed in a sort of domino effect involving a complex interaction among the normal faults within the activated crustal volume. As for the temporal evolution of the sequence, the delayed triggering of the Mw 6.0 earthquake can be explained by the distribution of the events occurred earlier, which encircle the asperities that will fail in the subsequent event together with a fluid diffusion in the seismogenic volume.

Finally, we highlight the key role played by the configuration of the Thessaly Basin characterized by blind faults interconnected at depth, particularly interesting from the neotectonics point of view. The used approach can help improving our knowledge on the seismic potential of the Thessaly region and refine the associated seismic hazard.

How to cite: Convertito, V., De Novellis, V., Reale, D., Adinolfi, G. M., and Sansosti, E.: March 2021 Thessaly, central Greece, seismic sequence:  domino effect of a complex normal fault system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13176, https://doi.org/10.5194/egusphere-egu22-13176, 2022.

EGU22-194 | Presentations | TS4.2

The Ar-Hötöl surface rupture along the Khovd fault (Mongolian Altay) 

Battogtokh Davaasambuu, Matthieu Ferry, Ritz Jean-Francois, and Ulziibat Munkhuu

The Ar-Hötöl surface rupture along the Khovd fault (Mongolian Altay)

 

Battogtokh Davaasambuu1,2, Matthieu Ferry1,*, Jean-Francois Ritz1 and Ulziibat Munkhuu2

  • Géosciences Montpellier, University of Montpellier, CNRS, France
  • Institute of Astronomy and Geophysics, Mongolian Academy of Sciences, Mongolia

 

Abstract

The Khovd fault is one of the major active faults of the Altay but has been little studied. Detailed mapping based on satellite imagery shows that the Khovd structure exceeds 550 km in length and displays different types of complex rupture segmentation, fresh and mature surface ruptures and a number of co-seismic and cumulative offsets along its entire length.

We present a 1:200,000 scale map of the Ar-Hötöl surface rupture along the Khovd Fault in the Mongolian Altay, presumed to be the surface expression of a Mw ~ 7.8 earthquake that was felt regionally in 1761 CE. The detailed mapping is based on a multi-scale approach combining a range of airborne and terrestrial imaging and topographic techniques: Sentinel-2, Pleiades, TanDEM-X, UAV, and terrestrial laser scanning. This effort led to the detailed quantification of right-lateral and vertical offsets ranging from ~ 1 m to ~ 4 km over a continuous rupture length of 238 km. The distribution of the smaller offset class documents the surface deformation associated with the last surface-rupturing earthquake. Its analysis yields a robust segmentation model comprising 6 segments 18 to 55 km in length, a maximum co-seismic slip value of 4.5 m ± 0.5 m located near the center of the rupture. Our detailed remote sensing and field observations precise the varying kinematics along strike, bring new evidence of repeated faulting and confirm a moment magnitude of 7.8 ± 0.3.

The aim of the present research work is to reveal the main sources of potential destructive earthquakes by identifying the location of past large earthquakes along the fault and estimate their magnitude and recurrence period. Our results would contribute to improve seismic hazard estimation for population of the Altay Mountains.

 

Keywords: active fault, surface rupture, Altay Range

 

How to cite: Davaasambuu, B., Ferry, M., Jean-Francois, R., and Munkhuu, U.: The Ar-Hötöl surface rupture along the Khovd fault (Mongolian Altay), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-194, https://doi.org/10.5194/egusphere-egu22-194, 2022.

EGU22-514 | Presentations | TS4.2

Seafloor expression of the deep structure during initiation of transtensional fault systems, as seen in the North-South fault system of the Alboran Sea, SE Iberia. 

Ariadna Canari Bordoy, Hector Perea, Sara Martínez - Loriente, Eulàlia Gràcia, David Fernández - Blanco, and Jaume Llopart

How fault segments grow and connect in regions with moderate to high seismic activity is key to assess associated hazards. Earthquakes may affect populated areas and can trigger tsunamis that threaten coastal areas and affect marine infrastructures. Regions accommodating relatively slow tectonic deformation may still enclose active fault systems capable of generating moderate to large magnitude earthquakes, albeit at long recurrence intervals (103 to 104 years). Although the Alboran Sea is currently characterised by slow tectonic deformation and by earthquakes of low to moderate magnitude, large historical and instrumental events have also occurred (i.e., the Almeria 1522 IEMS98 VIII-IX or the Al-Idrissi 2016 Mw 6.4 earthquakes). This Neogene basin located in the westernmost Mediterranean Sea absorbs most of the convergence between the Eurasian and Nubian plates (3 - 5 mm/year) by means of four tectonic-scale fault systems: the Carboneras and Al-Idrissi left-lateral strike-slip faults, the Yusuf right-lateral strike-slip fault and the Alboran Ridge thrust.

Our study characterises the North-South fault system on the northern Alboran Sea to better understand the kinematics of the region on a larger scale. This system is proposed as the northern termination of the Al-Idrissi fault, and it may be presently evolving due to the transtensional stress field that affects the area. The first step to characterise the fault system has been to elaborate a detailed geomorphological map of the area to describe the identified scarps, their distribution, and structural relations. To achieve this, we have used very high-resolution bathymetric data (1x1 m pixel resolution) acquired with an autonomous underwater vehicle. The bathymetry shows several fault scarps striking N-S, resulting in horst and graben systems. The second step has involved the interpretation of high-resolution multichannel airgun and sparker seismic profiles running across the N-S faults. The integration of this dataset allows us to relate the morphological scarps with different normal faults interpreted in the seismic profiles. These faults cut the post-Messinian seismostratigraphic units (last 5.3 Ma) up to the seafloor, which supports that the fault system is currently active. Finally, the high segmentation of the North-South fault system and its small accumulated fault displacements supports it is in its initial stage of evolution.

How to cite: Canari Bordoy, A., Perea, H., Martínez - Loriente, S., Gràcia, E., Fernández - Blanco, D., and Llopart, J.: Seafloor expression of the deep structure during initiation of transtensional fault systems, as seen in the North-South fault system of the Alboran Sea, SE Iberia., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-514, https://doi.org/10.5194/egusphere-egu22-514, 2022.

EGU22-1341 | Presentations | TS4.2

A comparative analysis of approaches to expanding Canada’s Earthquake Scenario Catalogue 

Jeremy Rimando, Tiegan Hobbs, Alexander Peace, and Katsuichiro Goda

Canada’s earthquake scenario catalogue is a nation-wide collection of possible earthquake rupture scenarios that allows us to understand which populations and assets will be impacted by the rupture of particular faults (or their segments). In the past, scenarios were often generated on an ad hoc basis, when they were needed by practitioners. As new information from geologic, geomorphic, geophysical, and geodetic studies become available, it is possible to model additional earthquake rupture scenarios for inclusion in Canada’s earthquake scenario catalogue, which will be crucial to providing relevant seismic hazard and risk estimates to end users such as community planners and emergency managers. This is especially valuable in the seismically active intraplate regions of eastern Canada, where the seismic risk awareness, perception and, consequently, preparedness, is relatively low. In updating this catalogue, we employed different approaches to modelling earthquake hazard and risk scenarios using the Global Earthquake Model Foundation’s (GEM) OpenQuake Engine. We conducted a ‘known events’ approach, which involved modelling representative events for historical earthquakes and potentially active faults. We also implemented a ‘systematic risk-based’ approach, which involved disaggregating the seismic risk at certain locations into the relative contributions from different seismic source zones, and ranking the seismic risk for each census subdivision (approximately aligned with municipalities) across Canada. The goal of the ‘systematic risk-based’ approach was to mitigate the irregular coverage of the existing catalogue. We compare the nature of the two catalogues for one community, taking into account the ways these kinds of catalogues are used in Canada and elsewhere. Finally, we described the overall spatial variations in seismic risk, focusing on regions where seismic zones are close to densely-populated areas, such as the offshore BC region and Cascadia subduction zone in western Canada; and the Western Quebec, Charlevoix, lower St. Lawrence, and southern Great Lakes seismic zones in eastern Canada. 

How to cite: Rimando, J., Hobbs, T., Peace, A., and Goda, K.: A comparative analysis of approaches to expanding Canada’s Earthquake Scenario Catalogue, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1341, https://doi.org/10.5194/egusphere-egu22-1341, 2022.

EGU22-1829 | Presentations | TS4.2

Hidden Tectonics: Finding faults in (seemingly) climate controlled landscapes 

Jorien L.N. van der Wal, Veit Nottebaum, Georg Stauch, Boris Gailleton, Steven Binnie, Justin Tully, Ochirbat Batkhishig, Frank Lehmkuhl, and Klaus Reicherter

Central Asia’s arid landscape provides a key natural laboratory to study the effects of slow deformation in continental interiors. Far-field stresses of the India-Eurasia collision have created major transpressive fault systems across the continent since the Cenozoic. In the 20th century the northward progression of this deformation resulted in four major earthquakes in Mongolia, among which was the 1957 Mw 8.1 Gobi Altai earthquake in southern Mongolia. Palaeoseismic research following this event has allowed for quantification of deformation rates since the Late Pleistocene. Yet, the application of classic palaeoseismological methods disregards the possibility of more dispersed deformation, as was suggested in other continental interiors.

The 1957 earthquake ruptured ~350 km of the Bogd fault in southern Mongolia, along the mountain front of a series of Gobi Altai restraining bends just south of the Valley of (Gobi) Lakes basin. The high restraining bends are bound by small, steep alluvial fans that reflect a ~100 kyr climate cyclicity, whereas the low relief Valley of Gobi Lakes is characterized by endorheic lakes and sparsely dated large, gentle fans. To determine whether deformation during the 1957 earthquake was representative of regional deformation, we expanded the active tectonic record by increasing the spatial and temporal scales of our studies. Along the highest restraining bend, Ikh Bogd Mountain (~4,000 m asl), we confirmed vertical slip rates of <0.3 mm/yr along single fault strands. We also observed cumulative deformation and increased steepness of older alluvial fan levels, which could suggest progressive tilting by reverse faults along the mountain front. If this tilting is merely tectonically induced, uplift rates of Ikh Bogd could reach 0.9-1 mm/yr. Morphometric analyses indicate that faults in the restraining bend’s interior still affect river steepness. This could imply that multiple sub-parallel faults are active simultaneously, accumulating to the higher uplift rate suggested by fan tilting.

The basin north of Ikh Bogd comprises the endorheic Orog Nuur (lake) which is mostly fed by the Tuyn Gol (river) that drains the Hangay Mountains in central Mongolia. Its large alluvial fans are cross-cut by four tectonic lineaments that can each accommodate M~7 earthquakes and that have a cumulative vertical slip rate that is similar to the Bogd fault. This suggests that they are significant components of the regional structure, yet they were previously overlooked because the recurrence intervals of surface-rupturing events are slower than climatic rates. In the Orog Nuur Basin itself, reflection seismics indicate that Jurassic-Cretaceous extension structures were reactivated by Miocene-Present transpression. The effect these structures have on the Basin’s modern geomorphology indicates that they may still be active, although lacustrine and fluvial sediments do not reflect any tectonic activity since MIS 5 (~120 ka).

By expanding spatial and temporal scales of active tectonic studies in southern Mongolia, we show that variability in the interplay between climate, tectonics, and geomorphology can mask the complexity of a tectonic structure. By adapting methods and incorporating the different processes that affect landscapes, such studies contribute to more complete seismic hazard assessments in slowly deforming continental interiors.

How to cite: van der Wal, J. L. N., Nottebaum, V., Stauch, G., Gailleton, B., Binnie, S., Tully, J., Batkhishig, O., Lehmkuhl, F., and Reicherter, K.: Hidden Tectonics: Finding faults in (seemingly) climate controlled landscapes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1829, https://doi.org/10.5194/egusphere-egu22-1829, 2022.

EGU22-1868 | Presentations | TS4.2 | Highlight

Surface-rupturing paleoearthquakes in a context of slow deforming continental interiors: the Lower Tagus Valley fault, Central Portugal 

Mohammad Foroutan, Susana Vilanova, Sandra Heleno, Andrew Murray, Luís Pinto, Ailar Sajedifar, Ana Falcão, Mohadesseh Torkamani, Carolina Canora, Pedro Pina, Gonçalo Vieira, and Joao Fonseca

Estimating the rate and the pattern of active deformation of slow-slip structures in intracontinental regions has always been a challenging task. Central Portugal is one of those intracontinental regions where the convergence of Eurasian and Nubian plates governs its active deformation. The NE-striking Lower Tagus Valley (LTV) is a locus of active deformation and several historical earthquakes. The eastern and western margins of the LTV are fault-controlled zones (Lower Tagus Valley Fault Zone; LTVFZ), characterized by the predominant strike-slip component. The ~80 km long LTVFZ is one of the most significant intraplate structures in mainland Portugal, and its seismic activity may pose a considerable threat in densely populated urban and industrial areas developed along the LTV. However, the spatio-temporal seismic history along the main structures of LTV is still poorly constrained. In this study, we investigate the geomorphologic features along the Eastern LTVFZ using high-resolution digital aerial orthophotos, high-resolution topographic data extracted from airborne Light Detection and Ranging (LiDAR) data sets, drone-derived high-resolution topographic data, and very high-resolution orthophotos acquired by a small unoccupied aerial system. Removing vegetation cover by LiDAR data leads to access to bare earth surface models that are essential to recognize subtle geomorphic features and constrain their offsets. Accordingly, several cumulative left-lateral displacements were measured along a 20-km stretch of the Eastern LTVFZ. The smallest measured offsets range between 2 and 3 meters that may correspond to the coseismic slip during the most recent surface faulting.     

To specify the contribution of the Eastern LTVFZ to the regional seismic hazard, we investigate its seismic history through three paleoseismic trenches excavated across the fault near the city of Almeirim. The stratigraphic units, structural features, and geological relations were first logged in the field and then evaluated using the high-resolution, rectified seamless trench-wall photomosaics. Several vertical to steep fault strands exposed in the trench walls cut through the late Pleistocene and Holocene alluvial deposits, recording the signature of several strong paleoearthquakes. Stratigraphic analysis and optically stimulated luminescence dating suggest that the most recent surface faulting has occurred sometime in the middle-late Holocene. The horizontal displacement of this earthquake was measured at two localities nearby the trench site, both in the field and on the very high-resolution orthophotos, and amounts to 2 to 3 meters of the on-fault sinistral offset. The evidence of an older earthquake has been preserved in the late marine isotope stage (MIS) 3 deposits, and at least two even older earthquakes recorded in a sequence of alluvial deposits that predate MIS 4. Although the Eastern LTVFZ may be characterize by low slip rates and instrumentally a quiescent structure, it remains capable of generating morphogenic large-magnitude earthquakes of Mw 7 to 7.5 with millennial recurrence intervals. Such seismic behavior challenges the reliability of assessing seismic hazard over slow-slipping faults across intraplate settings in the lack of geological information.

How to cite: Foroutan, M., Vilanova, S., Heleno, S., Murray, A., Pinto, L., Sajedifar, A., Falcão, A., Torkamani, M., Canora, C., Pina, P., Vieira, G., and Fonseca, J.: Surface-rupturing paleoearthquakes in a context of slow deforming continental interiors: the Lower Tagus Valley fault, Central Portugal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1868, https://doi.org/10.5194/egusphere-egu22-1868, 2022.

EGU22-3003 | Presentations | TS4.2

Active deformation across the western Kunlun range, from NW Tibet to the SW Tarim Basin (China), using Sentinel-1 InSAR data 

Marguerite Mathey, Raphaël Grandin, Cécile Lasserre, Martine Simoes, Marie-Pierre Doin, Philippe Durand, and the Flatsim Team

The western Kunlun (WK) region is characterized by weak to moderate seismicity. However the recent Pishan earthquake (Mw 6.4), which ruptured in 2015 a blind thrust of the Pishan anticline at the front of the WK range, points out the potential for larger earthquakes in this region. Previous studies highlighted the existence of a major thrust sheet, connected at depth to the fault segment that likely ruptured in 2015, spanning ~ 150-180 km, between the western Kunlun front of the chain and another active deformation front further north within the Tarim basin (Mazar Tagh ridge). This active thrust sheet has a probable slip-rate of ~ 0.5-2.5 mm/yr as derived from geological and morphotectonic indicators. Would this structure be fully locked during the interseismic period, it could lead to earthquakes of Mw ~ 8 given the rupture width under consideration.

 

The present work aims at studying slip partitioning and interseismic loading in this area. GPS data within the Tarim basin lack constraints due to relatively high uncertainties and to a sparse spatial distribution. We present here an InSAR time-series analysis which provides a high space and time resolution to monitor the main active structures. This analysis is however challenging due to sand dunes and vegetation, which alter the coherence of the signal, and to topographic gradients inducing atmospheric phase delays where tectonic deformation is expected. We thus rely for this study on the ForM@Ter LArge-scale multi-Temporal Sentinel-1 InterferoMetry (FLATSIM) service (Thollard et al., 2021) to process the 5 ascending and 5 descending tracks covering our area. We compare parametric signal decompositions and principal/independent components analysis in order to separate tectonic from non-tectonic signals. We finally derive a regional linear velocity map representative of tectonic motions, masking unwrapping errors, atmospheric residuals, and remaining non-tectonic signals.

 

These first InSAR-based velocity results obtained along the WK-Tarim area allow to discuss the potential locking of the wide thrust sheet, in the context of known moderate ruptures. It also brings new insights into the possible connections between compressive structures and large strike-slip fault systems from the WK front to northwestern Tibet. In the complex junction area of the Western Kunlun, Altyn Tagh and Karakorum faults, several strike-slip and normal faults could be identified as active over the observation period (2015-2021), with slip rates consistent with the ones derived from morphotectonic studies (~ 4-5 mm/yr), and some faults likely showing creep (Longmu-Gozha Co fault system). These results may contribute to better understand the occurrence of normal faulting earthquakes in-between the identified strike-slip segments, such as the 2020 Mw 6.3 Yutian earthquake.

How to cite: Mathey, M., Grandin, R., Lasserre, C., Simoes, M., Doin, M.-P., Durand, P., and Team, T. F.: Active deformation across the western Kunlun range, from NW Tibet to the SW Tarim Basin (China), using Sentinel-1 InSAR data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3003, https://doi.org/10.5194/egusphere-egu22-3003, 2022.

EGU22-3646 | Presentations | TS4.2 | Highlight

Boosting detection of active tectonics with multi-source data and integrated methods: recent outcomes from the Apennines 

Federica Ferrarini, J Ramón Arrowsmith, Rita de Nardis, Francesco Brozzetti, Daniele Cirillo, Kelin X Whipple, and Giusy Lavecchia

   The Apennine mountain belt is a seismically active region showing coupled extensional- and compressional tectonic regimes. The bulk of the seismic energy is released along the normal-fault systems paralleling the topographic divide where earthquakes with 6.0<MW<7.0 have occurred both in historical- and recent times. Moderately-energetic compressive/transpressive earthquakes (4.0<MW<6.0), which occurred in the last 50 years, are associated instead with recent activity along the outer front of the fold-and-thrust belt.

   The relatively-low slip rates (1-3 mm/y), peculiar geological settings, fault systems’ immaturity hamper the assessment of Quaternary fault activity, challenging estimation of the seismic hazard.

   We present the results of multiscale-multidisciplinary approaches carried out in the Sibillini Mts and peri-Adriatic piedmont of Abruzzo and Molise regions, located in the Apennine extensional- and compressional domain, respectively. In detail:

  • we investigated the area beyond the northern tip of the Mt Vettore-Mt Bove Fault (VBF), where a remarkable seismicity rate was observed after the 2016 (Mw 6.5) Norcia earthquake. We interpreted primary topographic attributes to direct geological field surveys. We compared (on-surface) evidence of distributed deformation with results coming from 3D assessment of fault slip tendency with computation of Coulomb failure function across the potential fault surfaces. We pointed out the seismogenic character of the ∼13 km-long Pievebovigliana master normal Fault (PBF), which strikes N155°E, dips SW and is in right-lateral en echelon setting with respect to the VBF. The reconstructed geometry of the immature PBF is compatible with the occurrence of Mw≥6.0 earthquakes;
  • we addressed the hypothesis of late Quaternary activity along the Apennines Outer Front (SAOF), in central-southern Italy, where compressional tectonics is well documented until the Lower-Middle Pleistocene and the front is buried under Plio-Pleistocene foredeep deposits. By integrating topographic- and fluvial network analyses along with morphotectonic investigation of fluvial terraces we found, in the Abruzzo region, variable evidence of rock uplift along segments of the SAOF and inward structures, on its hanging wall. The observed pattern of anomalies is difficult to explain with long-wavelength regional uplift alone and agrees with the regional seismotectonic framework. Despite the low deformation-rate context challenging the interpretation of the topographic and geomorphic signals, the study suggests a reconsideration of late Quaternary active thrusting in central-southern Italy.

   Despite the different tectonic contexts, the study areas belong to, and the diversity in scale and resolution of the input data, the integration of different methods of investigation turned out successful while dealing with active tectonics in low-deforming-rate regions. Our results along the Apennines confirm how multidisciplinarity boosts the chance to decipher clues of active tectonics and unveil potentially seismogenic sources.

This work has received funding from DiSPuTer - University ‘G. d’Annunzio’ of Chieti-Pescara and from the European Union’s Horizon 2020 research and innovation programme, under Grant Agreement #795396.

 

How to cite: Ferrarini, F., Arrowsmith, J. R., de Nardis, R., Brozzetti, F., Cirillo, D., Whipple, K. X., and Lavecchia, G.: Boosting detection of active tectonics with multi-source data and integrated methods: recent outcomes from the Apennines, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3646, https://doi.org/10.5194/egusphere-egu22-3646, 2022.

EGU22-3735 | Presentations | TS4.2

Using numerical modelling to investigate the driving forces of permanent forearc deformation in northern Cascadia 

Nicolas Harrichhausen, Jack P Loveless, Kristin D Morell, Christine Regalla, and Emerson M Lynch

We use boundary element method modelling to investigate whether subduction zone coupling drives permanent forearc deformation in the northern Cascadia subduction zone. Recent work in this region shows that several active crustal faults accommodate permanent strain north of the Olympic Peninsula in Washington State, USA and British Columbia, Canada. These faults are similar in that they strike west-northwest, have oblique right-lateral slip senses, and have low slip rates (<1 mm/yr). Paleoseismic studies show that despite the region’s low permanent strain rates, these faults have produced large (~M 7) earthquakes. Therefore understanding how and why these structures accommodate permanent deformation is crucial to assessing regional seismic hazard. Previous work has hypothesized this type of permanent forearc deformation may be driven by stress resulting from interseismic subduction zone coupling. To test this hypothesis, we used a 3D boundary element method model to determine whether coupling-driven forearc deformation can account for the observed right-lateral fault slip on one of the recently studied structures, the Leech River--Devils Mountain fault. Our model predicts left-lateral slip on this fault if strain results from subduction zone coupling alone, inconsistent with the observed kinematics. Additionally, if we use our model to mimic strain partitioning, where only strain resulting from the strike-slip component of subduction zone coupling is accommodated in the forearc, the predicted fault slip is also inconsistent with observations of fault kinematics. These simplified models represent a first-order test that contradicts the hypothesis that subduction zone coupling is the primary driver of permanent forearc deformation in northern Cascadia.

How to cite: Harrichhausen, N., Loveless, J. P., Morell, K. D., Regalla, C., and Lynch, E. M.: Using numerical modelling to investigate the driving forces of permanent forearc deformation in northern Cascadia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3735, https://doi.org/10.5194/egusphere-egu22-3735, 2022.

EGU22-3768 | Presentations | TS4.2 | Highlight

Quaternary slip rates from multi-site paleoseismic analysis of a complex deformation zone in the Alhama de Murcia Fault (SE Spain): improvements and challenges 

Octavi Gómez-Novell, María Ortuño, Julián García-Mayordomo, Juan M. Insua-Arévalo, Thomas K. Rockwell, Stéphane Baize, José J. Martínez-Díaz, Raimon Pallàs, Marc Ollé, and Eulàlia Masana

Paleoseismology is a fundamental method to characterize the activity of faults in low to moderate strain regions such as SE Spain. Among the different parameters to characterize such activity, the slip rate is one of the most crucial for fault-based probabilistic seismic hazard assessments (PSHA) as it controls the rates of earthquake occurrence and ultimately the hazard levels likely to be exceeded in a given time period.

The Alhama de Murcia Fault (AMF) is the most active structure within the Eastern Betics Shear Zone (EBSZ), a transpressive fault system that accommodates the largest part of the Africa-Eurasia convergence in SE Iberia. The AMF has caused some of the most important earthquakes in the EBSZ since historical times, including the damaging 2011 Mw 5.2 Lorca event. In this setting, paleoseismic studies in the EBSZ have paid special attention to this fault, and particularly to its central segment (Lorca-Totana) as this is one of the most geomorphologically prominent.  Despite this, the segment comprises a wide deformation zone where the fault splays into five subparallel slip-partitioned branches, four of these still unstudied to date. We present a comprehensive paleoseismic study that integrates paleoseismic data from four out of the five branches that compose the segment. Our aim is to improve the representativeness of the geological slip rates by accounting for a nearly complete transect of the fault zone: we excavated eight new trenches across the four branches including seven fault-perpendicular and one parallel trench to measure vertical and lateral displacements, respectively. Fault slip analysis combined with OSL and radiocarbon dating allowed the calculation of slip rates for each branch and for the whole transect, as well as their variability over time.

A total net slip rate of 1.60 +0.16/-0.11 mm/yr for the past 18-15 ka is obtained, which is almost twice the previous estimations from a single fault branch (0.9±0.1 mm/yr). This points out the relevance of accounting for all structures of a fault zone for a more reliable characterization. The slip rate variability analysis depicts cyclic patterns of short slip rate accelerations followed by longer quiescence periods, some of which are interestingly similar to those identified in the neighboring Carrascoy Fault in previous studies. This may, for the first time, suggest potentially synchronous activity among faults in Iberia. The present study is therefore an important step to improve the representativeness of the slip rate estimations in the AMF, and ultimately for subsequent PSHA studies in the area. Despite this, two main challenges still need to be assessed; first, the intermittent deposition of alluvium in the area makes it difficult to have correlative time periods between sites to integrate slip rates. Second, the lack of data in one of the five fault branches and the lack of detailed 3D trenching in most branches suggests that the obtained slip rate values could be a minimum. In this sense, integrating data from new paleoseismic sites and refining the existing data would likely allow to refine the current estimations and potentially fill the present knowledge gaps.

How to cite: Gómez-Novell, O., Ortuño, M., García-Mayordomo, J., Insua-Arévalo, J. M., Rockwell, T. K., Baize, S., Martínez-Díaz, J. J., Pallàs, R., Ollé, M., and Masana, E.: Quaternary slip rates from multi-site paleoseismic analysis of a complex deformation zone in the Alhama de Murcia Fault (SE Spain): improvements and challenges, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3768, https://doi.org/10.5194/egusphere-egu22-3768, 2022.

EGU22-5732 | Presentations | TS4.2

The seismicity of Cyprus 

Thomas Merry, Ian Bastow, David Green, Freddie Ugo, Rebecca Bell, Sylvana Pilidou, and Iordanis Dimitriadis

The island of Cyprus sits at the boundary between the Anatolian and African plates, at a transition between oceanic subduction and incipient continental collision. Seismicity has been recorded here for millenia, with at least 12 town-destroying earthquakes recorded over the last 2,000 years. However, the instrumental coverage on the island has remained poor until relatively recently, and there is no bespoke velocity model or local magnitude scale, meaning that local seismicity is relatively poorly understood. Larger earthquakes, mainly to the south and west of the island, have revealed a mix of strike-slip and reverse faulting mechanisms. More enigmatic is the onshore seismicity, and questions remain over deformation within the Cyprus slab and uplift mechanisms of the Troodos ophiolite. We investigate seismicity in and around the island, in order to better understand these processes and their associated seismic hazard. We combine records of a temporary deployment of five broadband seismometers with the 13 permanent broadband seismometers on the island, as well as two accelerometers, to create a two-year local earthquake catalogue. We locate earthquakes both within the overriding Cyprus crust and the underthrusting African plate, and identify previously unrecognised seismically active regions on the island, especially around the Troodos ophiolite. We use this earthquake catalogue to constrain a new 1-D velocity model and local magnitude scale for the region. We also constrain new focal mechanisms and interpret these in the context of the regional tectonics.

How to cite: Merry, T., Bastow, I., Green, D., Ugo, F., Bell, R., Pilidou, S., and Dimitriadis, I.: The seismicity of Cyprus, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5732, https://doi.org/10.5194/egusphere-egu22-5732, 2022.

EGU22-6018 | Presentations | TS4.2

Seismotectonic evidence for present-day transtensional reactivation of the slowly deforming Bodensee-Hegau Graben in the northern foreland of the Central Alps 

Tobias Diehl, Herfried Madritsch, Michael Schnellmann, Thomas Spillmann, Elmar Brockmann, and Stefan Wiemer

This study presents a seismotectonic analysis of the Miocene-aged Bodensee-Hegau Graben, a major tectonic element in the northern foreland of the European Central Alps. The graben is characterized by comparatively low strain rates and low to moderate seismicity. Our study builds on the seismological analysis of earthquakes recorded by a recently densified seismometer network. The derived high-precision absolute and relative hypocenter relocations allow to identify seismogenic structures in the pre-Mesozoic basement, which we relate to bounding faults on either side of the NW-SE striking graben. A cluster of seismicity on the SW side of the graben is associated with the previously mapped Neuhausen Fault. In contrast, the seismogenic, SW-dipping bounding faults on the opposite side of the graben, between the extinct Hegau volcanic field and the Bodanrück peninsula of Lake Constance, cannot be associated with any known fault. A set of 51 focal mechanisms allows for a high-resolution analysis of kinematics and stress regime of the graben. Our results show that the bounding faults of the graben are optimally oriented to be reactivated in transtensional mode in the present-day stress field. Slip rates across the Neuhausen and Randen faults estimated from geodetic data are likely <0.1 mm/yr. In comparison with historic seismicity over the past 600 years and geomorphic field observations, these rates appear overestimated. Nevertheless, historic seismicity over the past 600 years suggests that fault dimensions and slip rates are certainly sufficient to generate MW 5.0 earthquakes within this slowly deforming transtensive fault zone in the foreland of the Alpine collision zone.

How to cite: Diehl, T., Madritsch, H., Schnellmann, M., Spillmann, T., Brockmann, E., and Wiemer, S.: Seismotectonic evidence for present-day transtensional reactivation of the slowly deforming Bodensee-Hegau Graben in the northern foreland of the Central Alps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6018, https://doi.org/10.5194/egusphere-egu22-6018, 2022.

EGU22-6469 | Presentations | TS4.2

Quantifying fault activity over different time scales in the Lower Rhine Graben, towards an improved fault database for seismic hazard assessment. 

Marthe Lefevre, Kris Vanneste, Alain Demoulin, and Aurelia Hubert-Ferrari

The Lower Rhine Graben (LRG) is an area of slow intra-plate extension in north-western Europe. Located in a densely populated area, this rift, with moderate but rather continuous seismic activity, poses significant seismic hazard. The LRG NW-trending fault system is 200-km long and accommodates a total extension of ~0.1 +/- 0.03mm/yr. While the major active faults are well known, the activity of this complex system as a whole remains poorly understood. This is partly due to the fact that the tectonic signal issued from such low strain rates deformation is often overprinted by other natural or anthropogenic processes. Thus, previous fault models do not integrate minor structures associated with limited deformation and remain elusive about precise fault geometry and branching. A high-resolution DEM, created from Lidar-based DEMs recently available in the surrounding countries, allows us to retrieve detailed tectonic information and refine the fault traces and scarp geometry. We thus present, for the entire region, a revised and homogeneous fault map, based on morphological observations of fault scarps and offset alluvial terraces, complemented by external information from paleoseismological surveys and geophysical profiles. The high-resolution topography shows a clear difference in fault morphological expression between the eastern and western sides of the graben, with clear scarps and sharp boundaries along the eastern side and smoother cumulative scarps in the west, suggesting contrasting fault behavior across the graben. Based on this detailed mapping, we propose a new active faults model for the whole LRG, reflecting the uncertainties in fault geometry. This is compiled in a database, including several levels of fault mapping (traces, fault sections, faults, main faults), where the fault traces are ranked according to the certainty of their identification and location.

Another limitation for seismic hazard assessment in the area is the relative scarcity of fault-displacement data compared to the large number of structures. In the southern part of the graben, a well-developed terrace allows us to estimate the activity of most faults over the Quaternary, but such an extended marker is missing in the northern part of the LRG, resulting in only few localized data. To complement these offset observations, we use several 3D-geological models. After a selection of the most representative geological layers, we automatically retrieve their offsets at several locations along each fault, to obtain the spatial slip distribution at different timescales.  We observe that along individual faults, the slip profile evolves laterally and in time, showing some fault linkage, while at the scale of the graben borders the total slip does not show significant lateral variations. Moreover, although the surface-expression differs between the two sides of the graben, the total slip rates are fairly equivalent on both sides, suggesting a symmetrical extension, at least for the northern area.

All offset measurements available for different marker horizons are also included in the new LRG fault database, thus providing an integrated tool which allows the user to choose the most relevant timescale and degree of geometrical complexity for advanced seismic hazard assessment.

How to cite: Lefevre, M., Vanneste, K., Demoulin, A., and Hubert-Ferrari, A.: Quantifying fault activity over different time scales in the Lower Rhine Graben, towards an improved fault database for seismic hazard assessment., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6469, https://doi.org/10.5194/egusphere-egu22-6469, 2022.

EGU22-6846 | Presentations | TS4.2

Intra-plate seismicity of the Lake Eyre Basin and Gawler Craton, Australia 

Caroline Eakin, Shubham Agrawal, and John Paul O'Donnell

The Australian continent, being void of plate boundaries, is often perceived as seismically quiescent. However, around 100 magnitude three or larger earthquakes are typically recorded in Australia each year, with a magnitude 6+ occurring every 8-10 years. Such intra-plate activity can pose a significant risk as they are often non-periodic, poorly understood, and sporadically recorded by sparse seismic networks across vast continents. Within Australia the distribution of intra-plate seismicity is non-uniform, but instead tends to concentrate along certain weak zones of increased activity. One such region is the eastern margin of the Gawler Craton in South Australia, one of the oldest building blocks of the continent. Recently several new temporary seismic arrays have been deployed in the region, transforming data coverage across South Australia. So far over 70 new local events have been recorded that would otherwise have gone undetected by the national network. After relocation the pattern of earthquakes becomes more spatially defined and appears to be closely tied to the edge of the Gawler Craton. Supporting evidence suggests that these events may be associated with a trans-crustal scale fault system that adds new constraints on the poorly defined craton boundary.

How to cite: Eakin, C., Agrawal, S., and O'Donnell, J. P.: Intra-plate seismicity of the Lake Eyre Basin and Gawler Craton, Australia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6846, https://doi.org/10.5194/egusphere-egu22-6846, 2022.

EGU22-7856 | Presentations | TS4.2

Rapid detection of complex deformation pattern following strong earthquakes through DInSAR measurements: the October 2016 central Italy case 

Filippo Carboni, Massimiliano Porreca, Emanuela Valerio, Mariarosaria Manzo, Claudio De Luca, Maurizio Ercoli, and Massimiliano Barchi

In the last three decades, remote sensing techniques, such as Differential Synthetic Aperture Radar Interferometry (DInSAR), Lidar differencing, optical imagery, and Global Positioning System (GPS) have been exploited for investigating, with high accuracy, ground displacement phenomena. Large seismic events (Mw > 5.5) can trigger deformations at the surface, such as ruptures related to the activation of main active faults and/or other deformations induced by seismic shaking (e.g., landslides, creeping, sinkhole).

In 2016-2017, a long earthquake sequence struck the Apennines in central Italy, producing impressive surface ruptures attributed to the 24 August Mw 6.0 and 30 October Mw 6.5 main-shocks. These ruptures were investigated and mapped by field geologists soon after the earthquakes.

We present detailed maps of the surface deformation pattern produced by the M. Vettore Fault System during the October 2016 earthquakes. The DInSAR analysis have been retrieved from ALOS-2 SAR data, via the Parallel Small BAseline Subsets (P-SBAS) algorithm. On these maps, we trace a set of cross-sections to analyse the coseismic vertical displacement, essential to identify both surface fault ruptures and off-fault deformations.

At a local scale, we identify a lower number of coseismic ruptures respect to the ones recognised in the field, but they are in very good agreement and even more laterally continuous. At a larger scale, we observe the M. Vettore Fault System hanging-wall being characterized by a long-wavelength upward-convex curvature, which is less evident towards the south and locally interrupted by a steep vertical gradient, testifying the occurrence of an antithetic NE-dipping fault.

A quantitative comparison of DInSAR- and field-derived vertical displacement reveals that our approach is particularly effective to constrain ruptures characterized by spatial vertical displacement up to 50 – 60 cm, which, in the field, show an unclear lateral continuity.

The rapid detection of deformation patterns from DInSAR technique can furnish important constraints on the activated fault segments, their spatial distribution and interaction soon after the seismic events. Thanks to the large availability of satellite SAR acquisitions, the proposed workflow can be potentially applied worldwide. It might be fundamental not only to support field geological mapping activities during an ongoing seismic crisis but also to provide a wider and faster picture of surface ruptures crucial for emergency management by civil protection in densely populated areas.

How to cite: Carboni, F., Porreca, M., Valerio, E., Manzo, M., De Luca, C., Ercoli, M., and Barchi, M.: Rapid detection of complex deformation pattern following strong earthquakes through DInSAR measurements: the October 2016 central Italy case, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7856, https://doi.org/10.5194/egusphere-egu22-7856, 2022.

EGU22-7945 | Presentations | TS4.2 | Highlight

Slip distribution of the 29 December 2020 Mw 6.4 Petrinja earthquake (Croatia) from dense geodetic benchmarks and optical image correlation measurements 

Maxime Henriquet, Marianne Métois, James Hollingsworth, Branko Kordić, Cécile Lasserre, and Lucilla Benedetti

The intracontinental Mw 6.4 Petrinja earthquake (Croatia) of December 29th, 2020, is one of the strongest earthquakes recorded in slowly deforming Eastern Europe. In low strain contexts, sparse seismic monitoring and the rare occurrence of strong earthquakes often prevent the detailed analysis of coseismic rupture. Discontinuous right-lateral coseismic surface rupture and extensive damages reported in the area suggest a relatively shallow seismogenic source for the Petrinja earthquake. Here, we leverage dense near field measurements from optical image correlation and numerous geodetic benchmarks for cadastral and engineering purposes to model the surface and subsurface slip distribution of the Petrinja earthquake. Optical image correlation based on pre-event (7th December 2017) WorldView and post-event (12th and 20th February 2021) Pleiades satellite images is used to refine the trace of the segmented surface rupture and derive coseismic displacements in the very near-field (< 1km from the fault). The ~13 km long imaged fault trace reveals an en échelon geometry in agreement with field observations, and a right-lateral slip reaching up to ~1 m. These results are consistent with the displacement field derived from the dense cadastral GNSS measurements. No additional conjugate fault is visible on the image correlation outcomes. The elastic inversion of these data shows that the coseismic slip was localized on a near-vertical strike-slip fault at shallow depth, < 10 km, and that significant slip reached the surface. It also suggests that the fault bending near Župić interfered with the rupture propagation as the largest slip, > 3 m, is localized on the northern section at depth < 5 km. In conclusion, this study not only provides new constrains on the seismogenic source of the Petrinja earthquake, it also underlines the potential of optical image correlation and cadastral GNSS measurements to retrieve a dense surface displacement field in the epicentral area of moderate intracontinental earthquakes.

 

How to cite: Henriquet, M., Métois, M., Hollingsworth, J., Kordić, B., Lasserre, C., and Benedetti, L.: Slip distribution of the 29 December 2020 Mw 6.4 Petrinja earthquake (Croatia) from dense geodetic benchmarks and optical image correlation measurements, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7945, https://doi.org/10.5194/egusphere-egu22-7945, 2022.

EGU22-8300 | Presentations | TS4.2

Velocity influence on deformation partitioning along evolving restraining bends 

Hanna Elston and Michele Cooke

The evolution of strike-slip restraining bends depends on early fault geometry (e.g., bend angle & stepover distance) and material properties, yet the influence of loading rate on fault system evolution is unknown. Within viscoelastic materials, such as the crust, the relaxation of stresses depends on loading rate. Under faster strain, faults will have shorter recurrence intervals, which reduces the time for stress relaxation during the interseismic period. Because slow strain rates yield greater stress relaxation, the growth of new faults near restraining bends may depend on loading rate. While crustal restraining bends evolve under a range of strain rates, the field expressions of faulting have overprints of early and late deformation, which makes discerning the impact of early strain rate on fault growth difficult. Here, we use scaled physical experiments to directly investigate the impact of strain rate on the evolution of restraining bends. We use wet kaolin as an analog for the crust because it creates sharp faults that remain active even when the loading orientation deviates slightly from the ideal for fault slip. In addition, off-fault stresses within the wet kaolin dissipate over time just as stresses within the crust do via inelastic processes and are tracked with tests on Anton Paar MCR102 rheometer. We directly observe and record the horizontal surface deformation for three experiments with the same initial restraining bend geometry. Computer-controlled stepper motors drive a basal plate at a prescribed velocity to induce faulting within the overlying layer of wet kaolin. The three experimental loading rates of 0.25, 0.5, and 1.0 mm/min scale to crustal loading rates of 2-4, 4-8, and 11-22 mm/yr respectively. We use digital image correlation to calculate incremental displacement and strain field data from overhead photos. Restraining bend experiments with different loading rates produce different deformation histories; slower applied loading produces greater  off-fault deformation and more secondary faults. Furthermore, new oblique-slip faults that grow within the slower loading rate experiments accommodate greater slip than the new faults that grow within the faster loading rate experiments. This suggests that strike-slip fault systems in slow strain rate regions may have slip distributed among several faults whereas slip may localize along a few faults within high strain rate regions. Additionally, the restraining bend geometry becomes more open in the slower loading rate experiments due to greater off-fault deformation. The differences in fault evolution owe to the sensitivity of both the wet kaolin strength and the degree of stress relaxation to strain rate, supported by rheometer tests. The experimental data suggest that loading rate can impact strain partitioning and fault geometry in crustal faults.

How to cite: Elston, H. and Cooke, M.: Velocity influence on deformation partitioning along evolving restraining bends, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8300, https://doi.org/10.5194/egusphere-egu22-8300, 2022.

EGU22-8806 | Presentations | TS4.2 | Highlight

Morphotectonics of the eastern Rhine Graben Boundary Fault (Germany): an active fault within the plate interiors of Central Europe 

Sara Pena-Castellnou, Stephane Baize, Jochen Hürtgen, and Klaus Reicherter

The eastern Rhine Graben Boundary fault zone (RGBF) constitutes the oriental margin of the Upper Rhine Graben (URG) which forms part of the European Cenozoic Rift System. The URG with low to moderate intraplate seismicity is one of the most seismically active areas in the plate interiors of Central Europe. Assessing seismic hazard in intraplate Europe is challenging as modest lithospheric deformation (<1 mm/yr) resulting from far-field stresses is accommodated by slow-slip faults. The instrumental and historical earthquake catalog of the URG (dating back to 800 AD) is too short to include the complete earthquake history and, for instance, document the occurrence of large earthquakes, potentially leading to underestimate capable faults.

Identifying and characterizing active faults is essential towards a comprehensive seismic hazard assessment in the URG. Several research efforts have been made towards this direction, focusing on the western RGBF and the southern end of the eastern RGBF. However, neotectonic studies integrating the whole eastern RGBF are lacking. As a first step, we here present a study of the neotectonic imprint in the morphology of the eastern margin of the URG based on the 12 m resolution TanDEM-X DEM and the 1 m resolution DEM of Baden-Württemberg derived from LIDAR data together with data from regional geological maps. We performed geomorphological mapping of Quaternary deposits, paleoseismic features, and faults. Besides, we calculated several morphometric parameters, including mountain front sinuosity, basin asymmetry, knickpoints, and hypsometric curve analysis to depict long-term deformation. The eastern RGBF consists of several NNE-SSW parallel fault strands marked by topographic steps that constitute the boundary between the Rhine River plain and the eastern uplifted URG shoulder. We have identified along the fault landforms that appear typical of active tectonic landscapes: a) topographical scarps, b) well-defined triangular facets developed on the hillslope associated with the main fault trace, c) displaced alluvial fans, d) left-lateral channel deflections and beheaded channels, and e) hanging valleys; that allows us to prove the kinematics of the fault as transtensional left-lateral strike-slip which is consistent with the regional stress (SH max). The occurrence of these neotectonic features varies along the 300 km long eastern RGBF fault, which, together with the results from the morphometric analysis, allow us to differentiate areas with differential tectonic activity suggesting fault segmentation. These results point out the seismic potential of the eastern RGBF, are critical to find suitable sites for paleoseismological trenching and are key to later propose plausible rupture scenarios for further PSHA studies.

How to cite: Pena-Castellnou, S., Baize, S., Hürtgen, J., and Reicherter, K.: Morphotectonics of the eastern Rhine Graben Boundary Fault (Germany): an active fault within the plate interiors of Central Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8806, https://doi.org/10.5194/egusphere-egu22-8806, 2022.

EGU22-9137 | Presentations | TS4.2

Revised classification criteria for glacially induced faults 

Holger Steffen, Odleiv Olesen, and Raimo Sutinen

Glacially triggered faulting is the release of stresses induced by the advances and retreats of ice sheets in addition to other stresses that accumulated in the lithosphere. The faulting typically occurred along pre-existing faults or weakness zones before, during or after the last ice melting. This type of faulting is mainly recognized in intraplate regions but is also proposed for some plate boundary areas. Past reactivations were probably accompanied by large-magnitude seismic events triggering hundreds of landslides and seismically induced soft-sediment deformation structures (SSDS) in the region surrounding the glacially induced faults (GIFs).

Classification criteria were developed in the 1980s and 1990s to correctly identify a GIF and distinguish it from the vast number of other faults around the globe. Reliable field evidence for reactivated faults in and (even) around many formerly glaciated areas has considerably increased the number of confirmed and probable GIFs in recent years, which were recently unified in an international database (Munier et al., 2020). It has been generally thought that GIFs, especially the so-called postglacial faults in northern Fennoscandia, were developed during a short period of time towards the end of and shortly after the deglaciation, however, new dating results from Fennoscandia documenting several episodes of fault rupture within the past 14,000 years (Ojala et al., 2018; Olesen et al., 2021) and even connected to the begin of glaciation (Sutinen & Middleton, 2021) challenge this idea. The youngest fault scarp was formed less than 600 years ago (Olesen et al., 2021).

The new findings warrant a discussion of the classification criteria. We introduce revised classification criteria for GIFs, modified from the previous criteria and for easier application expressed as a checklist, see also Steffen et al. (2021).

 

References

Munier, R., Adams, J., Brandes, C., et al. (2020). International database of Glacially Induced Faults. PANGAEA, https://doi.org/10.1594/PANGAEA.922705.

Ojala, A. E., Markovaara-Koivisto, M., Middleton, M., Ruskeeniemi, T., Mattila, J., Sutinen, R. (2018). Dating of paleolandslides in western Finnish Lapland. Earth Surface Processes and Landforms 43(11), 2449–2462, https://doi.org/10.1002/esp.4408.

Olesen, O., Olsen, L., Gibbons, S., Ruud, B., Høgaas, F., Johansen, T., Kværna, T. (2021). Postglacial faulting in Norway – Large magnitude earthquakes of the Late Holocene Age. In H. Steffen, O. Olesen, R. Sutinen, eds., Glacially-triggered faulting. Cambridge University Press, pp. 198– 217, https://doi.org/10.1017/9781108779906.015.

Steffen, H., Olesen, O., Sutinen, R. (2021). Glacially-triggered faulting – A historical overview and recent developments. In H. Steffen, O. Olesen, R. Sutinen, eds., Glacially-triggered faulting. Cambridge University Press, pp. 3–19, https://doi.org/10.1017/9781108779906.003.

Sutinen, R., Middleton, M. (2021). Porttipahta end moraine in Finnish Lapland is constrained to Early Weichselian (MIS 5d, Herning stadial). Geomorphology 393, 107942, https://doi.org/10.1016/j.geomorph.2021.107942.

How to cite: Steffen, H., Olesen, O., and Sutinen, R.: Revised classification criteria for glacially induced faults, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9137, https://doi.org/10.5194/egusphere-egu22-9137, 2022.

EGU22-9228 | Presentations | TS4.2

Soft-sediment deformations in post-collisional calcarenites: a multi-scale descriptive approach 

Silvia Tamburelli, Pierre Mueller, Chiara Amadori, Laura Crispini, Matteo Maino, and Niccolò Menegoni

In the time frame after initial deposition but prior to lithification, sediments are frequently prone to physical, chemical, or biological disturbance. The resultant structures – commonly referred to as soft sediment deformation (SSD) - can be explained by a variety of mechanisms, each defined by a distinct set of parameters. Among the factors responsible for upward-oriented, physically-induced disturbance, two main triggering mechanisms are distinguished: (i) Fluidization of sediment, where SSD occurs as a fluid (typically saline water) passes through a layer of solid particles via areas of available pore space, and (ii) Liquefaction of unconsolidated sands, a process that commonly occurs in response to sudden loading on a bed which forces the sediment to transition from a solid to a liquefied state. Liquefaction can moreover be caused by seismic shocks. When subjected to seismic shocks, unconsolidated sand-size sediments tend to decrease in volume, which in turn produces an increase in pore-water pressure and a decrease in shear strength. A contrasting mechanism responsible for SSD is chemical disturbance which is thought to be the result of desiccation, cementation and crystal growth, thermal expansion, and contraction of partially lithified sediment during a continuous spectrum of diagenetic stages.

The origin of SSD remains a disputed topic in clastic sedimentology and a challenging task in outcrop studies. We present the first report of disturbed calcarenites in the “Pietra di Finale”, which crops out along the Ligurian coast, bordering the Ligurian Alps transect of the Western Alps. It represents an Early to Late Miocene mixed carbonate-siliciclastic coastal wedge that unconformably superimposes the Alpine metamorphic units. The "Pietra di Finale" is considered as a low strain region due to the lack of any deformation evidence, including seismic record, suggesting a Miocene tectonic quiescence in the southernmost part of the Alps. The “Pietra di Finale” can be subdivided in two formations: a basal terrigenous sequence resting below calcarenites making up the top of the formation. The calcarenitic formation displays a uniquely well-exposed assemblage of SSD features. These features comprise (i) vertical sediment expulsions recognizable by gross changes in granulometry with respect to that of the hosting sediments, (ii) carbonatic fluid-expulsion veins, (iii) lateral continuity of SSD-prone layers and (iv) sequential vertical and lateral organization of SSDs. The main aim of this study is to unravel the origin of untypically large coarse-clastic injections into the hosting calcarenites, with emphasis put on distinguishing the role of discriminating seismically from diagenetically induced sediment disturbances. Results from a multi-proxy approach: comprising a detailed study of the sedimentological characteristics at the outcrop-scale and photogrammetric investigations of the geometry of the structures and their stratigraphic occurrence; petrographic investigations of both grain and intergranular features (i.e. clasts and cement); as well as compositional and microthermometry analyses of the vein-filling cements, can yield insights into the pivotal role of the fluids as driver of seismicity-induced liquefaction and  uncommon mineralization and intrastratal sediment mobilization.

How to cite: Tamburelli, S., Mueller, P., Amadori, C., Crispini, L., Maino, M., and Menegoni, N.: Soft-sediment deformations in post-collisional calcarenites: a multi-scale descriptive approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9228, https://doi.org/10.5194/egusphere-egu22-9228, 2022.

EGU22-10132 | Presentations | TS4.2 | Highlight

A possible surface rupture of the 1756 Düren earthquake (Lower Rhine Graben) 

Vanessa Steinritz, Jochen Hürtgen, and Klaus Reicherter

Strong and rare or infrequent intraplate quakes in densely populated areas pose a significant risk to humans, infrastructure, and the environment. The Lower Rhine Graben is tectonically one of the most active zones in central Europe, and it is part of the European Cenozoic rift system. The destructive 1756 CE Düren Earthquake (Mw 6.4±0.3; located in western Germany), or the  1992 CE Roermond Earthquake (Mw 5.9; located in eastern Netherlands), both caused by normal faults of the Lower Rhine Graben, inflicted tremendous damage and demonstrate the need of hazard assessments and prevention in this highly industrialized area. Therefore, mapping and detecting of the traces, historical activity and kinematics of faults and related fault systems, is of high importance for hazard assessment of critical infrastructure   (i.e. pipelines, highways, lifelines) and cities in the Dutch, Belgian and German border region.

The 1756 CE Düren earthquake was one of the most destructive ones in the area, and in entire Central Europe, the observed damage (landslides, sackungen) and magnitude suggest a surface rupturing event. The causative fault is still under debate, also epicentral area and hypocentral depth remain enigmatic although different studies investaged several faults in the area, e.g. the normal Rurrand Fault or the Schafberg Fault. The Rurrand Fault does not exhibit seismic surface rupturing events younger than 2.3 ka, whereas the Schafberg Fault is much too short to produce a M > 6 event and trenching failed.

Trenching at the Birkesdorfer Sprung (or Fault), a NW-SE trending normal fault with a minimum length of c. 9 km, revealed a set of SW dipping normal faults associated with colluvial wedges and unconformities. Geophysical ground survey methods (GPR and ERT) as well as GIS-based morphotectonic analyses identified a long fault trace. Radiocarbon (14C) charcoal dating of displaced colluvial deposits revealed very young ages of c. 240 y BP and evidence for a second event older than c. 3.6 ky BP, the latter has been already described. However, this older event can be bracketed here much better in between 9.1 ± 1.5 ky BP and 3.6 ± 0.03 ky BP. Hence, in the Holocene, the recurrence period of surface rupturing earthquakes is lower than thought before and other seismic sources, such as the Birkesdorfer Fault must be considered.

How to cite: Steinritz, V., Hürtgen, J., and Reicherter, K.: A possible surface rupture of the 1756 Düren earthquake (Lower Rhine Graben), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10132, https://doi.org/10.5194/egusphere-egu22-10132, 2022.

EGU22-10362 | Presentations | TS4.2

Palaeoseismological constraints on the Anghiari normal fault (Northern Apennines, Italy): first results. 

alessio testa, Paolo Boncio, Stephane Baize, Francesco Mirabella, Stefano Pucci, Cristina Pauselli, Maurizio Ercoli, Magali Riesner, Bruno Pace, and Lucilla Benedetti

The Italian Apennines is a slowly deforming area, despite not properly being an intraplate region. This is particularly true for the Northern Apennines, where<= 2mm/yr of extension is accommodated by low-slip rate normal faults, often organized in parallel systems partitioning the regional deformation. As a result, large earthquakes on individual faults are separated by long (>~1ka) recurrence intervals. This makes earthquake geology a fundamental tool for characterizing the seismic hazard.

The Anghiari fault is a 11 km-long segmented NE-dipping normal fault bounding the western side of the Upper Tiber Valley (Northern Apennines, Italy), and belonging to the well-known Altotiberina low-angle normal fault system. Here, we provide unprecedented evidence of the Holocene activity of the Anghiari fault through geological, geophysical and palaeoseismological investigations.

The fault is composed of at least two nearly parallel splays. One splay runs at the base of the Pleistocene Anghiari ridge, downfaulting the late Quaternary alluvial deposits of the Tiber Valley against Middle Pleistocene continental deposits. The other splay is located within the Middle Pleistocene units of the Anghiari ridge. We focus on the latter.
Detailed geomorphological analysis, geological mapping and near-surface geophysics, enabled us to select two sites for palaeoseismological trenching. Radiocarbon dating of faulted sediments provides constraints for late Holocene and historical surface faulting events significantly contributing to the estimation of the seismic hazard in the region.

How to cite: testa, A., Boncio, P., Baize, S., Mirabella, F., Pucci, S., Pauselli, C., Ercoli, M., Riesner, M., Pace, B., and Benedetti, L.: Palaeoseismological constraints on the Anghiari normal fault (Northern Apennines, Italy): first results., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10362, https://doi.org/10.5194/egusphere-egu22-10362, 2022.

EGU22-11135 | Presentations | TS4.2 | Highlight

Interactive map of seismic hazard for nuclear facilities, Czech Republic 

Renata Lukešová, Jiří Málek, Jiří Vackář, Jan Valenta, Lucia Fojtíková, Ivan Prachař, and Barbora Lachová

The main aim of this project is create an interactive map of seismic hazard of the territory of the Czech Republic and the system of its upgrading. The map will fulfill the recommendation of the International Atomic Energy Agency for evaluation of seismic hazard at the sites of nuclear facilities. It will serve as the background material during the process of approving of seismic safety of nuclear infrastructure. The interactive map will enable also to improve seismic hazard assessment for non-nuclear buildings, facilities and infrastructure. The system of continual upgrading will enable to include the new scientific results in the field of seismic hazard and experience from new earthquakes.

Czech Republic is situated in an intraplate region with low seismicity. The seismic hazard is relatively low, but not negligible. The seismic hazard is evaluated by probabilistic seismic hazard method, including construction of logic tree and deriving of seismic hazard curves. In areas, where no or just a few weak events are recorded, but significant earthquakes can occur from both geological and seismological point of view, the concept of diffused seismicity is applied.

Historical catalogs in weak-seismic regions cover a much shorter period than the average time between the strong (controlling) earthquakes. This cause a complicate evaluation of focal zone maximal magnitude parameter. Hence, a new method of maximal magnitude determination was developed. It uses Bayesian approach combining a priori information from wider region with historical earthquake catalogue resulting in probability distribution of maximum magnitude.

For the evaluation of the local conditions, the new Vs30 map of Czech Republic is prepared. The map combines method of Wald and Allen (2007), using topographic slope as a proxy for seismic site conditions and amplification, and new Vs30 field measurements on multiple locations in the area of study.

References:

Wald, J.W. and Allen, T.I (2007): Topographic Slope as a Proxy for Seismic Site Conditions and Amplification, doi: 10.1785/0120060267.

How to cite: Lukešová, R., Málek, J., Vackář, J., Valenta, J., Fojtíková, L., Prachař, I., and Lachová, B.: Interactive map of seismic hazard for nuclear facilities, Czech Republic, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11135, https://doi.org/10.5194/egusphere-egu22-11135, 2022.

EGU22-11609 | Presentations | TS4.2

Towards integrating information about strain rates in PSHA models in Europe: comparison between seismic moment rates from ESHM20 model and geodetic estimates 

Bénédicte Donniol, Anne Socquet, Celine Beauval, Jesús Piña-Valdès, Laurentiu Danciu, and Shyam Nandan

Most national and international seismic regulations require quantifying seismic hazard based on probabilistic seismic hazard assessment (PSHA) methods. The probabilities of exceeding ground-motion levels at sites of interest over a future time window are determined by combining a source model and a ground-motion model. This research work aims at understanding how the measurement of strain rates by geodesy can provide constraints on the source model.

Earthquake catalogs, merging instrumental and historical data, are usually used to establish earthquake recurrence models. Although these catalogs extend over several centuries, the observation time windows are often short with respect to the recurrence times of moderate-to-large events and in some regions the recurrence models can be weakly constrained.

Here, we compute different realizations of strain rates maps over Europe using a combined velocity field (Piña Valdes et al., JGR submitted). These strain rates are compared to the source model of the new European seismic hazard model (ESHM20, Danciu et al. 2021). More precisely, the moment rates estimated from the earthquake recurrence models are compared to the geodetically-derived moment rates.

We explore the different uncertainties in both models. For geodesy, we integrate uncertainties on the velocities at each station, and the epistemic uncertainties on the different steps of the computation of the geodetic moment rate : filtering of the velocity field (outliers’ removal and smoothing) (Piña-Valdés et al, JGR submitted), parameters used to drive the strain inversion with VISR software (Shen et al. 2015), constants and formula used for the moment computation. The goal is to quantify the impact of each parameter uncertainty or decision on the moment computation.

The first results show that a correlation exists between the seismically and geodetically derived moment rates. In general, the main uncertainty is on the velocities at each stations, followed by the depth taken into account for the moment computation. In areas characterized by high activity, such as Betics or Apennines for example, the moment rates derived by both methods are comparable. In areas of lower activity, such as at the interior of plates, the error associated with geodetic measurements is of the same order of magnitude as the measured strain, and the relation between catalog-based and strain-based moment is not straightforward.

How to cite: Donniol, B., Socquet, A., Beauval, C., Piña-Valdès, J., Danciu, L., and Nandan, S.: Towards integrating information about strain rates in PSHA models in Europe: comparison between seismic moment rates from ESHM20 model and geodetic estimates, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11609, https://doi.org/10.5194/egusphere-egu22-11609, 2022.

EGU22-12054 | Presentations | TS4.2 | Highlight

3D GNSS Velocity Field sheds light on the Deformation Mechanisms in Europe:  effects of the vertical crustal motion on the distribution of seismicity 

Anne Socquet, Jesus Piña Valdes, Céline Beauval, Marie Pierre Doin, Nicola D'Agostino, and Zhengkang Shen

Crustal deformation and seismicity in Europe are still poorly understood. Seismic activity is classically ascribed to crustal strain rates generated by tectonic deformation. However, crustal deformation is not only due to tectonic loading, but can also be related to isostatic and buoyancy processes that induce additional strains on the crust by flexure. The influence that those processes have on seismic activity, as well their interaction, is still controversial, and the main limitation to study it is because the deformation processes are commonly analyzed separately in small regions. We present here a 3D secular velocity field that covers Eurasia and its plate boundaries including 4508 GNSS stations obtained by combining 10 different datasets. We have developed a method based on spatial filtering to identify outliers and smooth the velocity field, and have computed a strain rate map representative of the main deformation processes that affect Europe. The vertical and horizontal deformation features were compared with earthquake recurrence models obtained from the spatial and temporal distribution of the seismicity in Europe. Our results suggest that is not possible to explain the seismicity of Europe based on the horizontal strain rate maps only. In some areas markers of the crustal flexure such as the vertical velocity field and its derivative, may help to interpret earthquake distribution models derived from geodetic data.

How to cite: Socquet, A., Piña Valdes, J., Beauval, C., Doin, M. P., D'Agostino, N., and Shen, Z.: 3D GNSS Velocity Field sheds light on the Deformation Mechanisms in Europe:  effects of the vertical crustal motion on the distribution of seismicity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12054, https://doi.org/10.5194/egusphere-egu22-12054, 2022.

EGU22-932 | Presentations | TS4.4

Structural setting, active tectonics and seafloor morphology of the northeastern Calabria accretionary prism (Ionian Sea, Italy) 

Lorenzo Lipparini, Andrea Argnani, Giulia Sgattoni, Claudio Pellegrini, Marzia Rovere, and Irene Molinari

The Calabrian accretionary prism is the result of a complex interaction between subduction-related tectonics and sedimentation, active since the Eocene. The limited seismicity recorded in recent years in the area appears mostly associated to the subduction interface and could reflect either a weak subduction coupling or a slow subduction rate. Nevertheless, recent intense deformation and uplift of the seafloor has been observed within the accretionary prism.

The analysis of multichannel 2D and high-quality 3D seismic data, morphobathymetric data and instrumental seismicity, allows defining and characterizing both the deeper and shallower tectonic deformation affecting the northeastern sector of the Calabrian accretionary prism. 

Besides the uppermost thrust fault of the Calabrian accretionary prism, that outlines the Crotone promontory, the shallow tectonic pattern of the prism is characterized by a belt of broad flat-topped anticlines, and a set of minor narrow structures, mainly NNW-SSE to N-S oriented, that present a variable relationship with the underlying main thrust faults. The uppermost sedimentary strata within the anticlines are affected by numerous small-scale extensional faults, not rooted at depth, likely due to outer-arc extension above uplifted depocenters. In places, the inversion of basin-bounding faults is also visible. More regularly spaced and cylindrical NW-SE anticlines are also observed in the Gulf of Taranto, in the outer sector of the accretionary prism, where a thrust/back-thrust tectonic style is present. The origin of the anticlines varies within the overall set and reflects the long-term tectonic evolution of the accretionary prism, with the oblique docking of the Calabrian accretionary prism onto the Apulian Escarpment as a key feature.

How to cite: Lipparini, L., Argnani, A., Sgattoni, G., Pellegrini, C., Rovere, M., and Molinari, I.: Structural setting, active tectonics and seafloor morphology of the northeastern Calabria accretionary prism (Ionian Sea, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-932, https://doi.org/10.5194/egusphere-egu22-932, 2022.

EGU22-1588 | Presentations | TS4.4 | Highlight

Tracking past earthquakes along the Japan Trench:  Fresh initial results from the IODP Japan Trench Paleoseismology Project 

Michael Strasser, Ken Ikehara, Jeremy Everest, and Lena Maeda and the IODP Expedition 386 Science Party

Short historical and even shorter instrumental records limit our perspective of earthquake maximum magnitude and recurrence, and thus are inadequate to fully characterize Earth’s complex and multiscale seismic behavior and its consequences. Examining prehistoric events preserved in the geological record is essential to reconstruct the long-term history of earthquakes and to deliver observational data that help to reduce uncertainties in seismic hazard assessment for long return periods. Motivated by the mission to fill the gap in long-term records of giant (Mw 9 class) earthquakes such as the Tohoku-Oki earthquake in 2011, International Ocean Discovery Program (IODP) Expedition 386, Japan Trench Paleoseismology, was designed to test and further develop submarine paleoseismology in the Japan Trench.

Earthquake rupture propagation to the trench and sediment remobilization related to the 2011 Mw 9.0 Tohoku-Oki earthquake, and the respective structures and deposits are preserved in trench basins formed by flexural bending of the subducting Pacific Plate. These basins are ideal study areas for testing event deposits for earthquake triggering as they have poorly connected sediment transport pathways from the shelf and experience high sedimentation rates and low benthos activity (and thus high preservation potential) in the ultra-deep water hadal environment. Results from conventional coring covering the last ~1,500 y reveal good agreement between the sedimentary record and historical documents. Subbottom profile data are consistent with basin-fill successions of episodic muddy turbidite deposition and thus define clear targets for paleoseismologic investigations on longer timescales accessible only by deeper coring.

In 2021, IODP Expedition 386 successfully collected 29 Giant Piston cores at 15 sites (1 to 3 holes each; total core recovery 831 meters), recovering 20 to 40-meter-long, continuous, upper Pleistocene to Holocene stratigraphic successions of 11 individual trench-fill basins along an axis-parallel transect from 36°N – 40.4°N, at water depth between 7445-8023 m below sea level. The cores are currently being examined by multimethod applications to characterize and date event deposits for which the detailed stratigraphic expressions and spatiotemporal distribution will be analyzed for proxy evidence of giant versus smaller earthquakes versus other driving mechanisms. Initial preliminary results presented in this EGU presentation reveal event-stratigraphic successions comprising several 10s of potentially giant-earthquake related event beds, revealing a fascinating record that will unravel the earthquake history of the different along-strike segments, that is 10–100 times longer than currently available information. The data set will enable a statistically robust assessment of the recurrence patterns of giant earthquakes as input for improved probabilistic seismic hazard assessment and advanced understanding of earthquake-induced geohazards globally. 

 

How to cite: Strasser, M., Ikehara, K., Everest, J., and Maeda, L. and the IODP Expedition 386 Science Party: Tracking past earthquakes along the Japan Trench:  Fresh initial results from the IODP Japan Trench Paleoseismology Project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1588, https://doi.org/10.5194/egusphere-egu22-1588, 2022.

EGU22-2942 | Presentations | TS4.4

The Plio-Quaternary activity of the Yusuf Fault System (Alboran Sea; Westernmost Mediterranean): From 3D deep structure to seafloor geomorphology 

Hector Perea, Sara Martínez-Loriente, Jaume Llopart, Ariadna Canari, Laura Gómez de la Peña, Rafael Bartolomé, and Eulàlia Gràcia

The identification and seismic characterization of the active structures in the Alboran Sea (westernmost Mediterranean) are essential to evaluate better the exposure of the South Iberian Peninsula and Maghreb coasts to different natural hazards. The Alboran Sea accommodates part of the present-day crustal deformation related to the NW-SE convergence (4-5 mm/yr) between the African and Eurasian plates. The area is characterized by low to moderate magnitude instrumental seismicity. However, large earthquakes (I > IX and M > 6.0) have occurred in this region in historical and recent times (i.e., 1522 Almeria, 1790 Oran, 1910 Adra, 1994 and 2004 Al-Hoceima or 2016 Al-Idrissi earthquakes). The dextral strike-slip Yusuf Fault System (YFS) is one of the largest active faults in the Alboran Sea and its seismogenic and tsunamigenic hazard needs to be characterized. The fault system trends WNW-ESE and has a length of ~150 km. Using multi-scale bathymetric (ranging from m to cm) and seismic data and different morphological and seismic analysis tools (i.e., slope or relief image maps), we have imaged and characterized the fault system. The analysis of this dataset reveals that the YFS is a complex structure composed of an array of strike-slip faults. The 3D structural model shows that most of the identified faults reach up and offset the seafloor and the Upper Quaternary sedimentary units. The current morphology of the seafloor is a consequence of the Plio-Quaternary tectonic evolution that have resulted in the formation of a large pull-apart basin, which is deeper than the surrounding areas, a topographic ridge, an elongated depression and morphologic lineaments following its trend. The dataset also images several submarine landslides scars, mainly on the steeper slopes surrounding the pull-apart basin. In addition, the analysis of ultra-high resolution data acquired along the Yusuf lineament with AUV has revealed the presence of a series of en-echelon scarps with heights ranging from few centimeters to less than 10 meter. Seismic profiles across these scarps show that they are related to different fault strands of the YFS that are offsetting the seafloor, possibly because of an earthquake occurred in historical times.

How to cite: Perea, H., Martínez-Loriente, S., Llopart, J., Canari, A., Gómez de la Peña, L., Bartolomé, R., and Gràcia, E.: The Plio-Quaternary activity of the Yusuf Fault System (Alboran Sea; Westernmost Mediterranean): From 3D deep structure to seafloor geomorphology, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2942, https://doi.org/10.5194/egusphere-egu22-2942, 2022.

In southwestern Japan, the northwestward subduction of the Philippine Sea plate beneath the Eurasian plate results in large magnitude (>8) earthquakes and tsunamis (e.g. 1944 Tonankai and 1946 Nankaido earthquakes) and slow earthquakes at the Nankai margin. As part of the Nankai Trough Seismogenic Zone Experiment (NanTroSEIZE), Long Term Borehole Monitoring Systems (LTBMSs), a suite of high-sensitivity borehole sensors providing real-time observations of hydrologic processes and crustal deformation, were installed from 2010 at 3 boreholes of the International Ocean Discovery Program (IODP).  

The pore pressure recorded by the LTBMSs, used as a proxy for volumetric strain, shows transient variations associated with slow slip events (Araki et al., 2017). Similar observations have been made at other subduction zones, like the north Hikurangi margin (e.g. Wallace et al., 2016), highlighting the key role of hydromechanical properties in fault mechanics and processes. The LTBMSs also capture the pore pressure oscillations arising from Earth tides forcing, with diurnal (~24 h) and semidiurnal (~12 h) periods. The phase and amplitude of the tidal signal can be decomposed from the observational data using tidal analysis programs, providing an opportunity to monitor changes related to the hydraulic and poroelastic responses to tectonic loading and transient loading arising from SSEs.

In this study, we use BAYTAP-08 (Tamura and Agnew, 2008), a modified version of the Bayesian Tidal Analysis Program - Grouping Model program of Tamura et al. (1991), to extract the tidal response from the pore pressure recorded at different depth intervals, at three sites: above the updip limit of the locked seismogenic zone at Site C0002 (first-time LTBMS deployment in 2010), at the megasplay fault zone and its footwall at Site C0010 (since 2016) and at the frontal thrust of the accretionary prism at Site C0006 (since 2018).

Tidal amplitudes and phases of semi-diurnal and diurnal tide components were carefully checked for any possible temporal variations, that may be related to subseafloor strain accumulation or coseismic release. We focused on the M2 and O1 canonical components.

Using a 1D poroelastic model, the analytic solution for tidal amplitude and phase was derived and compared with observations. The average amplitude ratio (relative to the seafloor) is 0.62-0.66, which is lower than the theoretical loading efficiency value. The phase lag difference is <1° for all depth intervals, as predicted by the 1D poroelastic theory for the range of permeability values (10-15 to 10-19 m²) determined from core samples (e.g. Reuschlé, 2011; Rowe et al., 2011; Tanikawa et al., 2012, 2014; Chen, 2015; Dutilleul, 2021) or drilling data (e.g. Pwavodi and Doan, 2021). This may be caused by the borehole casing or the LTBMS assembly itself. More careful inspection is on the way.

The removal of the tidal signal computed with BAYTAP-08 provides a clearer residual (i.e. non-tidal) pore pressure signal, which seems to have a long-term variation. It may either be the instrumental drift, but may be related to potential subseafloor strain modulations related to plate convergence and seismic activities.

How to cite: Dutilleul, J. and Kinoshita, M.: Tidal analysis of the NanTroSEIZE Long Term Borehole Monitoring System (LTBMS) pore pressure records at the Nankai margin, SW Japan., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4332, https://doi.org/10.5194/egusphere-egu22-4332, 2022.

EGU22-4835 | Presentations | TS4.4

Submarine landslides triggered by the 1663 earthquake (M>7) in the St. Lawrence Estuary, Quebec, Canada 

Méril Mérindol, Guillaume Saint-Onge, Nabil Sultan, Patrick Lajeunesse, and Sébastien Garziglia

In eastern Canada, the Charlevoix-Kamouraska/Bas-Saint-Laurent (CKBSL) seismic zone presents a seismic hazard almost as high as the active Pacific zone. The major event of February 5, 1663, with a magnitude estimated at > 7 highlights this important seismic hazard. The numerous submarine landslides mapped in the St. Lawrence Estuary in the CKBSL seismic zone suggest that earthquakes have acted as a trigger for submarine slope failures. In this context, the SLIDE-2020 expedition on board the RV Coriolis II in the St. Lawrence Estuary aimed to map, image and sample more than 12 zones of submarine instabilities and their associated deposits. The analysis of sediment cores sampled in the distal sedimentary deposits from these landslides reveals the presence of rapidly deposited layers (turbidites and debrites) directly linked to the submarine landslides. Dating of these landslides with 210Pb and 14C techniques led to the identification of four periods of synchronous emplacement corresponding to the strongest historical earthquakes: 1663 AD, 1860/1870 AD, 1925 AD and 1988 AD. This synchronicity over a distance reaching 220 km of several landslides supports a relationship between their triggering in the St. Lawrence Estuary and regional seismicity. The fact that as many as 9 submarine landslides appear to have been triggered by the 1663 AD earthquake indicates that this event is the strongest recorded in the last two millennia.

Keywords: 1663 earthquake, Canada, Geohazards, Geophysics, Holocene, Quebec, Paleoseismicity, Sedimentology, Submarine landslides.

How to cite: Mérindol, M., Saint-Onge, G., Sultan, N., Lajeunesse, P., and Garziglia, S.: Submarine landslides triggered by the 1663 earthquake (M>7) in the St. Lawrence Estuary, Quebec, Canada, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4835, https://doi.org/10.5194/egusphere-egu22-4835, 2022.

For many countries, the methodology for offshore geohazards mitigation lags far behind the well-established onshore methodology. Particularly complicated is the mapping of active faults. One possibility is to follow the onshore practice, i.e., identifying a sub-seabed Holocene horizon and determining whether it displaces this horizon for each fault. In practice, such an analysis requires numerous coring and often ends without an answer.   

Here we suggest a new approach aimed for master planning. Based on high-quality seismic data, we measure for each fault the amount of its recent (in our specific case 350 ky) displacement and the size of its plane. According to these two independently measured quantities, we classify the faults into three hazard levels, highlighting the “green” and “red” zone for planning.

Our case study is the Israeli continental slope, where numerous salt-related, thin-skinned, normal faults dissect the seabed, forming tens of meters high scarp, which are crossed by gas pipelines. A particular red zone is the upper slope south of the Dor disturbance, where a series of big listric faults rupture the seabed in an area where the sedimentation rate is four times faster than the displacement rate. We suggest that this indicates seismic rupture rather than creep.

How to cite: Laor, M. and Gvirtzman, Z.: Classifying offshore faults for hazard assessment: A new approach based on fault size and vertical displacement, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7112, https://doi.org/10.5194/egusphere-egu22-7112, 2022.

EGU22-11083 | Presentations | TS4.4

Identification and 3D modeling of active faults in the Dubrovnik (Croatia) offshore area – preliminary results 

Marin Sečanj, Bruno Tomljenović, Josip Stipčević, Helena Latečki, and Iva Dasović

The wider region around the city of Dubrovnik, encompassing coastal and offshore area of southern Croatia, is characterized by the relatively high seismicity rate with intermittent occurrence of strong events indicating the ongoing tectonic activity. Historical, instrumental and paleoseismological records show that this area was hit by at least dozen strong earthquakes in the last 500 years. Among these the most significant is the Great Dubrovnik earthquake from 1667 which devastated the region. This and other strong events of this area are related to several individual to composite seismogenic sources that generally extends in NW-SE direction from Albania to the central part of External Dinarides fold-thrust-belt in Croatia, still however, not yet sufficiently known in great details. Here, we aim to present preliminary results of identification and 3-D modeling of distribution and geometry of active faults in the offshore Dubrovnik area, based on analyses of reflection seismic profiles associated with deep borehole and surface geology data provided by the Croatian Hydrocarbon Agency.

Identification and classification of recently active faults in this area were performed by matching at least one of the following criteria: (1) offsets of the Pliocene - Quaternary deposits along faults that could be correlated between neighboring seismic lines, (2) deformation of Pliocene - Quaternary deposits above fault tips and (3) correlation of fault geometry and kinematics with distribution of the earthquake hypocenters and available fault plane solutions. In addition, a long-term neotectonic activity of identified faults has been studied by deformation and truncation of Miocene and Pliocene stratigraphic horizons that are frequently found affected by faults closely related with a long-term salt tectonics activity.

Location and geometry of the identified recently active faults are in good correlation with distribution of instrumentally recorded earthquake locations, where certain events are clustered within narrow zones of delineated fault planes. These preliminary results will be used for 3D geological and structural modelling of active earthquake generating fault systems between the city of Dubrovnik and the town of Ston, cross-section balancing and slip-rate calculation along active faults. In turn, these would provide input data for seismic shaking simulation and future seismic hazard assessment in this area.

How to cite: Sečanj, M., Tomljenović, B., Stipčević, J., Latečki, H., and Dasović, I.: Identification and 3D modeling of active faults in the Dubrovnik (Croatia) offshore area – preliminary results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11083, https://doi.org/10.5194/egusphere-egu22-11083, 2022.

EGU22-11506 | Presentations | TS4.4

Submarine active tectonics in the south and northwest Iberian margins 

Adrià Ramos, Luis Somoza, Teresa Medialdea, Pedro Terrinha, and Juan-Tomás Vázquez

The Iberian Peninsula is surrounded to the north by the convergence margin between Eurasia and the former Iberian plates (North and Northwest Iberian margin), and to the south by a transform plate boundary between Eurasia and Nubia (Gulf of Cádiz) to a shear-compressive indentation of Nubia northwards in the Alborán Sea. These margins are affected by historic and present-day seismicity, which are linked to active tectonic structures deforming the seafloor of the margins. The main objective is to better understand their development in the framework of the present plate organization and thus evaluate the seismic hazard around Iberia. Therefore, we carried out an extensive geophysical characterization of submarine faults, focusing on those that show seabed morphological expressions, by mapping them with high-resolution swath bathymetry data, high-resolution parametric sub-bottom profiles and multichannel 2D seismic profiles. Their activity and distribution are in good agreement with the geodetic and seismological observations.

Our results show that the present-day active tectonics and its related deformation, including seismicity and tsunami-affected coastal areas, are mainly located in the south Iberian margin, around the boundary between the Eurasian and Nubia tectonic plates. The submarine active faults are represented in this margin by a large strike-slip fault system and fold-thrust systems, in response to the NW-SE convergence between the aforementioned tectonic plates. The different orientation and distribution of submarine faults, and the fault type from focal mechanism of seismic events, led us to identify simple and pure shear zones from the Alborán Sea to the east, to the Gibraltar Arc and Gulf of Cadiz to the west. This suggests a strain partitioning model along the plate boundary in response to the present-day shear stress orientation.

Deformation is also documented in the NW Iberian margin. Thrust fault systems with high seismic activity were identified and mapped along Iberian ocean-continent transition around the Galician and Portuguese margins, reflecting the re-activation of former Cenozoic faults. Deformation in this margin is also derived from the westward motion of the Iberian oceanic domain and the clockwise rotation of the Iberian continental domain with respect to the Eurasian plate.

How to cite: Ramos, A., Somoza, L., Medialdea, T., Terrinha, P., and Vázquez, J.-T.: Submarine active tectonics in the south and northwest Iberian margins, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11506, https://doi.org/10.5194/egusphere-egu22-11506, 2022.

EGU22-12537 | Presentations | TS4.4

Structural reconstruction and Quaternary evolution of the buried thrust in the central Adriatic Sea (Italy). 

Francesco Emanuele Maesano, Giovanni Toscani, Yuri Panara, and Roberto Basili

Whenever sedimentation exceeds the tectonic rate, the detection and investigation of active faults become challenging, especially when the investigated area is offshore. The coastal area of the central Adriatic is characterized by the presence of Plio-Pleistocene thrusts, which strongly controlled the evolution of the Apennines foredeep. Apart from the significant exception of the Conero promontory, these thrusts are all blind and have no significant signature in the bathymetry. Nonetheless, the coastal and offshore central Adriatic has experienced some moderate-magnitude seismic sequences related to the frontal thrusts on either side, belonging to the Apennines and the Dinarides chains.

In the last years, multiple studies conducted along the Apennine orogeny assessed the Plio-Pleistocene slip rates using different approaches and methodologies. Fault plane dimensions and attitude are key parameters for seismotectonic information fed into seismic and tsunami hazard analyses. In this work, we present the interpretation of two regional seismic reflection profiles across the central Adriatic, calibrated with the available well-logs, which show the evolution of the thrust system in space and time and their influence on the development of the Apennines foredeep and help to put some constraints to understand the most recent tectonic history of the region.

How to cite: Maesano, F. E., Toscani, G., Panara, Y., and Basili, R.: Structural reconstruction and Quaternary evolution of the buried thrust in the central Adriatic Sea (Italy)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12537, https://doi.org/10.5194/egusphere-egu22-12537, 2022.

EGU22-12572 | Presentations | TS4.4

A releasing-bend at the northern termination of the Alfeo-Etna shear zone (Western Ionian Sea, Italy): seismotectonic implications and relation with Mt. Etna volcanism 

Carmelo Monaco, Giovanni Barreca, Valentina Bruno, Giorgio De Guidi, Carmelo Ferlito, Salvatore Gambino, Felix Gross, Mario Mattia, and Luciano Scarfì

Offshore data in the western Ionian Sea indicate that the NW-SE trending dextral shear zone of the Alfeo-Etna fault system turns to N-S direction near the Ionian coastline, where the Timpe fault system occurs. This latter deform the lower eastern slope of Mt. Etna, showing NNW-SSE to NNE-SSW orientation and resulting from E-W trending regional extension. They are seismically active having given rise to shallow and low-moderate magnitude earthquakes in the last 150 years. Morpho-structural data show that NW-SE trending right-lateral strike-slip faults connect the Timpe fault system with the upper slope of the volcano, where the eruptive activity mainly occurs along N-S to SW-NE trending fissures. As a whole, morpho-structural, geodetic and seismological data, seismic profiles and bathymetric maps suggest that similar geometric and kinematic features characterize the shear zone both on the eastern flank of the volcano and in the Ionian offshore. The Alfeo-Etna fault system probably represents a major kinematic boundary in the western Ionian Sea associated with the relative motion of Africa and Eurasia since it accommodates, by dextral transtensional kinematics, diverging motions in adjacent western Ionian compartments. Along this major tectonic alignment, crustal structures such as releasing bends, pull-apart basins and extensional horsetails occur both offshore and on-land, where they probably represent the pathway for magma uprising from depth.

How to cite: Monaco, C., Barreca, G., Bruno, V., De Guidi, G., Ferlito, C., Gambino, S., Gross, F., Mattia, M., and Scarfì, L.: A releasing-bend at the northern termination of the Alfeo-Etna shear zone (Western Ionian Sea, Italy): seismotectonic implications and relation with Mt. Etna volcanism, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12572, https://doi.org/10.5194/egusphere-egu22-12572, 2022.

EGU22-617 | Presentations | TS3.1

A Bayesian probabilistic approach to estimate the focal mechanism of micro-earthquakes occurring at the Irpinia fault system, southern Italy. 

Stefania Tarantino, Antonio Emolo, Guido Maria Adinolfi, Gaetano Festa, and Aldo Zollo

We developed a Bayesian technique to infer the double-couple, focal mechanism parameters (strike, dip and slip angles) of an earthquake source. The method uses 3 independent datasets: P-wave peak amplitude and polarity and S-to-P amplitude ratio wherever it is available.

The Bayesian technique works even in absence of one dataset and easily integrates any prior information about the region of study. The parameter space is explored thanks to an octree strategy. The method estimates the Posterior pdf, where the maximum likelihood parameter values (MAP model) both for the principal and auxiliary plane are chosen as the final fault mechanism solution. Furtherly, the uncertainties as the projections of the semi-axis of the 68% confidence ellipsoid centred on the MAP model are provided.

The joint use of the three datasets allows to determine a solution even in the case of a limited number of stations that have recorded the event, which is the case for example for small magnitude earthquakes (M<3).

We applied and tested the methodology to a microearthquake sequence (ML 0.4-3.0) occurred in the Irpinia region, South Italy, using an uninformative prior distribution for the parameters. In this area, the background seismicity occurs in a volume delimited by the faults activated during the 1980 Irpinia M 6.9 earthquake. This faults system is complex and composed of northwest–southeast striking normal faults along the Apennines chain. A network of 3-component accelerometers and velocimeters is currently monitoring the area (Irpinia Seismic NETwork).

We inferred the focal mechanism of the earthquakes of the sequence. Our results show fault mechanism solutions which are consistent with previous studies, well reflecting the regional stress field. The focus on micro-seismicity can reveal characteristics useful to highlight behaviours of larger scale seismicity.

How to cite: Tarantino, S., Emolo, A., Adinolfi, G. M., Festa, G., and Zollo, A.: A Bayesian probabilistic approach to estimate the focal mechanism of micro-earthquakes occurring at the Irpinia fault system, southern Italy., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-617, https://doi.org/10.5194/egusphere-egu22-617, 2022.

EGU22-991 | Presentations | TS3.1

High-resolution reflection seismic imaging of fault systems in Metropolitan Seoul, South Korea 

Samuel Zappalá, Alireza Malehmir, Tae-Kyung Hong, Junhyung Lee, Bojan Brodic, Dongchan Chung, Christopher Juhlin, Byeongwoo Kim, Myrto Papadopoulou, Seongjun Park, Jeongin Lee, and Dongwoo Kil

The Korean peninsula is considered a stable intraplate setting with few large magnitude earthquakes and in terms of seismic risk, a low-risk region. However, the peninsula is crosscut by crustal-scale fault systems, some of which may be active or have a potential of reactivation. After the Tohoku-Oki earthquake (Mw 9.0, 2011) offshore Japan, subsequent larger magnitude seismic events were registered along some of the fault systems in the South Korean portion of the peninsula. Following these, seismic risk in the area has been given more attention with several initiatives to study the current state of the seismicity in the region and to better understand the geometry and role of these crustal-scale fault systems.

To provide information on the geometry of subsurface structures causing the seismic events, a number of locations were identified for high-resolution reflection seismic imaging. In November 2020, the first active-source seismic profiles in the region (P1 and P2) were acquired with a total length of approximately 14 km with the aim to better understand the correlation between one of the main faults, the Chugaryeong fault system, and the seismicity in the area. A novel data acquisition survey consisting of a 120-unit micro-electromechanical sensors (MEMS-based) seismic landstreamer and 290 wireless recorders was employed to allow both near-surface and deep imaging of structures. Profile P1, 5 km long, was acquired on the outskirt of Seoul and P2, 9 km long, was acquired in the central part of the city. Acquiring P2 was a significant challenge given that the Seoul metropolitan area is densely populated. Difficulty to obtain good geophone-ground coupling and anthropogenic noise severely degraded the data quality. Nonetheless, final seismic sections from both profiles show encouraging results, particularly along P1 where much deeper imaging was possible (up to 9 km depth). An integrated processing work flow was required to take advantage of both the landstreamer and wireless data and this proved to be instrumental for improved imaging and subsequent interpretation.

Along P1 a clear correlation between seismic event clusters and reflection intersections (at two depth intervals of 4.5-5 km and 8-9 km) is observed, suggesting that seismic triggering is coupled to the fault intersections at depth. P2 shows strong westerly-dipping reflections with similar characteristics to the ones seen along P1, but only visible from the near surface to around 1200 m depth. It was not possible to map these faults deeper along P2, probably due to the noise conditions, thus no correlation between fault intersections and seismicity could be made. The encouraging reflection seismic results from both profiles, motivated the acquisition of a much longer profile (P3, 40 km) crossing three major fault systems in 2021. It lies in between P1 and P2 and a similar acquisition strategy was used as before. Preliminary results are ready and these are currently being interpreted together with other seismological and geological information from the area.

How to cite: Zappalá, S., Malehmir, A., Hong, T.-K., Lee, J., Brodic, B., Chung, D., Juhlin, C., Kim, B., Papadopoulou, M., Park, S., Lee, J., and Kil, D.: High-resolution reflection seismic imaging of fault systems in Metropolitan Seoul, South Korea, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-991, https://doi.org/10.5194/egusphere-egu22-991, 2022.

EGU22-1403 | Presentations | TS3.1

Seismic anisotropy structure of the northern Hikurangi margin, New Zealand, and its significance for subduction fault systems 

Ryuta Arai, Shuichi Kodaira, Stuart Henrys, Nathan Bangs, Koichiro Obana, Gou Fujie, Seiichi Miura, Daniel Barker, Dan Bassett, Rebecca Bell, Kimihiro Mochizuki, Richard Kellett, Valerie Stucker, and Bill Fry

The NZ3D OBS experiment performed in 2017-2018 in the northern Hikurangi margin off the east coast of North Island, New Zealand, provided the highest-resolution seismic refraction/wide‐angle reflection data with multi-azimuth ray coverage in subduction zones to date (Arai et al., 2020). The study area extending 60 km in the trench-normal direction and 14 km in the trench-parallel direction covers source regions of a variety of slow earthquake phenomena, such as shallow slow slip events and tectonic tremor (e.g., Wallace, 2020), and thus offers an ideal location to link our understanding of structural and hydrogeologic properties at subduction faults to slip behavior. We applied an anisotropic traveltime tomography analysis to this active-source dataset from 97 ocean bottom seismographs deployed with an average spacing of 2 km on four parallel lines and dense air gun shooting with a 25 m interval, and succeeded in quantitatively constraining the P-wave velocities (Vp) of the upper plate forearc and the subducting slab and their azimuthal anisotropy in three dimensions. The velocity models revealed some locations with significant Vp azimuthal anisotropy over 5 % near the splay faults in the low-velocity accretionary wedge and the deformation front. This finding suggests that the anisotropy is not ubiquitous and homogeneous within the upper plate, but more localized in the vicinity of active thrust faults. While the fast axes of Vp are mostly oriented in the trench-normal direction in the accretionary wedge, which is interpreted as results of preferentially oriented cracks in a compressional stress regime associated with the plate convergence, they are rotated to the trench-parallel direction on the seaward side of the trench and in the landward backstop. This regional variation is consistent with the results of shear-wave splitting analysis (Zal et al., 2020) and the directions of maximum horizontal stress inferred from the borehole breakouts at two IODP drilling sites (Wallace et al., 2019). The significant magnitudes of anisotropy may indicate that in addition to the crack orientation, clay-rich sedimentary sequences that stack and form coherent strata along the accretionary wedge also contribute to seismic anisotropy in the subduction margin.

 

How to cite: Arai, R., Kodaira, S., Henrys, S., Bangs, N., Obana, K., Fujie, G., Miura, S., Barker, D., Bassett, D., Bell, R., Mochizuki, K., Kellett, R., Stucker, V., and Fry, B.: Seismic anisotropy structure of the northern Hikurangi margin, New Zealand, and its significance for subduction fault systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1403, https://doi.org/10.5194/egusphere-egu22-1403, 2022.

EGU22-1926 | Presentations | TS3.1

Geological imaging of a crustal-scale seismogenic source in the continental crust (Bolfin Fault Zone, Atacama Fault System, Chile) 

Simone Masoch, Michele Fondriest, Rodrigo Gomila, Erik Jensen, Giulia Magnarini, Javier Espinosa, Karin Hofer, Tom Mitchell, José Cembrano, Giorgio Pennacchioni, and Giulio Di Toro

Fault zone architecture controls, for instance, the nucleation, propagation and arrest of individual seismic ruptures, the moment magnitude of the mainshocks and the evolution in space and time of foreshock and aftershock seismic sequences. Nevertheless, the architecture of crustal-scale seismogenic sources is still poorly known. Here, we examine the architecture of the >40-km-long, Mesozoic seismogenic Bolfin Fault Zone (BFZ) of the Atacama Fault System (Northern Chile). The exceptionally well-exposed BFZ cuts through plutonic rocks of the Coastal Cordillera and was seismically active at 5-7 km depth and ≤ 300 °C in a fluid-rich environment. The BFZ includes multiple fault core strands consisting of chlorite-rich cataclasites-ultracataclasites and pseudotachylytes, surrounded by chlorite-rich protobreccias to protocataclasites over a zone as wide as 75 m. These cataclastic units are associated with a damage zone, up to 150-m-thick, which comprises strongly altered and brecciated rock volumes, and with clusters of epidote-rich fault-vein networks located at the linkage of the BFZ with other faults. The architecture of the BFZ is the result of fault core widening by cyclic co-seismic frictional melting and post-to-inter-seismic fault healing due to hydrothermal (chlorite + epidote ± K-feldspar) mineral precipitation plus pervasive, possibly associated with mainshocks and aftershocks, damaging of the surrounding rocks. Additionally, we interpret the epidote-rich fault-vein networks as an exhumed seismic source of fluid-driven earthquake swarm-type sequences in agreement with seismological observations of presently active magmatic and hydrothermal regions. 

How to cite: Masoch, S., Fondriest, M., Gomila, R., Jensen, E., Magnarini, G., Espinosa, J., Hofer, K., Mitchell, T., Cembrano, J., Pennacchioni, G., and Di Toro, G.: Geological imaging of a crustal-scale seismogenic source in the continental crust (Bolfin Fault Zone, Atacama Fault System, Chile), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1926, https://doi.org/10.5194/egusphere-egu22-1926, 2022.

EGU22-2202 | Presentations | TS3.1

Unraveling the complexity of the Pollino (Italy) seismic gap fault system. 

Ferdinando Napolitano, Ortensia Amoroso, Mario La Rocca, Luca De Siena, Danilo Galluzzo, Vincenzo Convertito, Raffaella De Matteis, Toshiko Terakawa, and Paolo Capuano

The Mt. Pollino area has been affected by a 4-year long seismic sequence, occurred between 2010 and 2014 and characterized by low-to-moderate seismicity and two moderate events (ML 4.3 and ML 5.0). The sequence developed as a combination of swarm-like and aftershocks. The two main earthquakes occurred late in the sequence, with a slow-slip event starting 3-4 months before the largest earthquake and lasting for a year. Despite the lack of historical and instrumental recordings of strong earthquakes (M>6), paleo-seismological investigations confirm the occurrence in the last 10,000 years of at least two M 6.5-7 earthquakes on the Pollino and Castrovillari faults, located in the SE sector of the Mt. Pollino area. Thus, the area has been marked as the widest high seismic hazard gap in Italy.

In this study we present the most recent advancements in the comprehension of the main peculiarities of the last seismic sequence and of its space and time evolution.   

New local 3D P- and S-wave tomographic images offered a detailed picture of the main lithological units involved in the sequence and more reliable earthquake hypocenter locations. The inferred velocity contrasts have been compared with 2D scattering and absorption maps computed for the area, along with total direct wave attenuation. Clusters of events of similar waveforms (cross-correlation higher than 0.8) have been selected and located applying the master-slave relative location technique. New fault mechanisms have been computed. These mechanisms allowed modeling the local stress field and performing a Focal Mechanism Tomography. Its result was an evaluation of the excess of pore fluid pressure in the volume interested by the sequence. A 1D diffusivity analysis suggests a pore fluid pressure diffusion which, in addition to the Coulomb static stress transfer, can explain the delayed triggering of the two larger events.

This work has been supported by the CORE (“sCience and human factor for Resilient sociEty”) project, funded from the European Union’s Horizon 2020 - research and innovation program under grant agreement No 101021746 and by PRIN-MATISSE (20177EPPN2) project funded by Italian Ministry of Education and Research.

How to cite: Napolitano, F., Amoroso, O., La Rocca, M., De Siena, L., Galluzzo, D., Convertito, V., De Matteis, R., Terakawa, T., and Capuano, P.: Unraveling the complexity of the Pollino (Italy) seismic gap fault system., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2202, https://doi.org/10.5194/egusphere-egu22-2202, 2022.

EGU22-2940 | Presentations | TS3.1

Constraints on Fracture Distribution in Geothermal Fields Using Seismic Noise Beamforming 

Heather Kennedy, Amy Gilligan, and Katrin Löer

Faults and fractures are crucial parameters for geothermal systems as they provide secondary permeability allowing fluids to circulate and heat up in the subsurface. In this study, we use an ambient seismic noise technique referred to as the three-component (3C) beamforming to detect and monitor faults and fractures at a geothermal field in Mexico.

Three-component (3C) beamforming extracts the polarizations, azimuths, and phase velocities of coherent waves as a function of frequency, providing a detailed characterisation of the seismic wavefield. In this study, 3C beamforming of ambient seismic noise is used to determine surface wave velocities as a function of depth and propagation direction. Anisotropic velocities are assumed to relate to the presence of faults giving an indication of the maximum depth of permeability, a vital parameter for fluid circulation and heat flow throughout a geothermal field.

We perform 3C beamforming on ambient noise data collected at the Los Humeros Geothermal Field (LHGF) in Mexico. The LHGF is situated in a complicated geological area, being part of a volcanic complex with an active tectonic fault system. Although the LHGF has been exploited for geothermal resources for over three decades, the field has yet to be explored at depths greater than 3 km. Thus, it is currently unknown how deep faults and fractures permeate and the LHGF has yet to be exploited to its full capacity.

3C beamforming was used to determine if the complex surface fracture system permeates deeper than is currently known. Our results show that anisotropy of seismic velocities does not decline significantly with depth, suggesting that faults and fractures, and hence permeability, persist below 3 km. Moreover, estimates of fast and slow directions, with respect to surface wave velocities, indicate the orientation of faults with increasing depth. The North-East and North-West orientation of the fast direction corresponds to the orientation of the Arroyo Grande and Los Humeros faults respectively. Various other orientations of anisotropy align with other major faults within the LHGF at depths permeating to 6 km.

How to cite: Kennedy, H., Gilligan, A., and Löer, K.: Constraints on Fracture Distribution in Geothermal Fields Using Seismic Noise Beamforming, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2940, https://doi.org/10.5194/egusphere-egu22-2940, 2022.

EGU22-4047 | Presentations | TS3.1

Complex fault growth controls 3-D rift geometry: Insights from deep learning of seismic reflection data from the entire northern North Sea rift 

Thilo Wrona, Indranil Pan, Rebecca Bell, Christopher Jackson, Robert Gawthorpe, Haakon Fossen, and Sascha Brune

Understanding how normal faults grow is critical to an accurate assessment of seismic hazards, for successful exploration of natural (including low-carbon) resources and for safe subsurface carbon storage. Our current knowledge of fault growth is, in large parts, derived from seismic reflection data of continental rifts and margins. These seismic datasets do however suffer from limited data coverage and resolution. In addition, detailed fault mapping in increasingly large seismic reflection data requires a large amount of expertise and time from interpreters. Here we map faults across the entire northern North Sea rift using a combination of supervised deep learning and broadband 3-D seismic reflection data. This approach requires us to interpret <0.1% of the data for training and allows us to extract almost 8000 individual normal faults across a 161 km wide (E-W), 266 km long (N-S) and 20 km deep volume. We find that rift faults form incredibly complex networks revealing a previously-unrecognised variability in terms of fault length, density and strike. For instance, while we observe up to 75.9 km long faults extending from the Stord Basin and Bjørgvin Arch in the south into the Uer and Lomre Terrace to the north, most faults (>90%) are closely spaced (< 5 km) and relatively short (<10 km long). Moreover, these faults show a large range of strikes varying from NW-SE to NE-SW with two dominant fault strikes (NE-SW & NW-SE) almost perpendicular to each other. This observation is difficult to reconcile with previous studies on the extension directions during rifting of the northern North Sea. While previous studies suggest that pre-existing shear zones control faulting in the northern North Sea, we only observe faults aligning with the southern parts of the Lomre shear zone and the eastern parts of the Ninian shear zones, but none of the other eight previously mapped shear zones. Instead we think that these variations in fault strike could occur naturally through the complex evolution of fault networks. As such our innovative approach allows us to map faults across the entire northern North Sea revealing complex networks, which challenge many conventional views of fault growth during continental rifting.

How to cite: Wrona, T., Pan, I., Bell, R., Jackson, C., Gawthorpe, R., Fossen, H., and Brune, S.: Complex fault growth controls 3-D rift geometry: Insights from deep learning of seismic reflection data from the entire northern North Sea rift, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4047, https://doi.org/10.5194/egusphere-egu22-4047, 2022.

EGU22-4446 | Presentations | TS3.1

2-D Sn attenuation tomography of Arunachal Himalaya 

Sukanta Sarkar, Chandrani Singh, M. Ravi Kumar, Ashwani Kant Tiwari, Arun Kumar Dubey, and Arun Singh

In this study, we have presented the first high-resolution 2-D Sn attenuation tomography image of
Arunachal Himalaya to enlighten the lithospheric structure of the area. The region is one of the
active segments of the Himalaya and least understood because of the inaccessibility and difficult
working conditions. 37 regional earthquakes within the epicentral distance of 250 - 1650 km were
recorded by 29 broadband seismic stations operated in Arunachal Himalaya covering the majority
portions of the eastern Himalaya are used in the present study.
Sn is the uppermost mantle refracted phase travelled with a velocity of 4.3 - 4.7 km/s. It
is highly sensitive to the velocity gradient and attenuation in the uppermost mantle. We have
categorised the propagation efficiencies of Sn as efficient, inefficient and blocked based on a
visual inspection. The inefficient and blocked Sn phases are observed mainly in the western side
of our study region. Further, we have obtained the Sn Q tomography model to examine lateral
variations in attenuation characteristics, employing the Two Station Method (TSM) using 567 station
pairs as input data. The central Arunachal Himalaya exhibits a low Q value (≤ 50) whereas
Tawang and the western part of Arunachal Himalaya show a high value of Q ≤ 300. The obtained
results are well correlated with the tectonic fabric of the area.

How to cite: Sarkar, S., Singh, C., Kumar, M. R., Tiwari, A. K., Dubey, A. K., and Singh, A.: 2-D Sn attenuation tomography of Arunachal Himalaya, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4446, https://doi.org/10.5194/egusphere-egu22-4446, 2022.

EGU22-6589 | Presentations | TS3.1

Early results from 3D full-waveform inversion imaging of the slow slip region at the shallow Hikurangi Subduction Margin 

Richard Davy, Laura Frahm, Rebecca Bell, Joanna Morgan, Ryuta Arai, Nathan Bangs, Stuart Henrys, and Daniel Barker

The northern Hikurangi subduction margin hosts shallow slow-slip events (SSEs) and multiple historic tsunami earthquakes. The physical mechanisms and properties of the subduction interface which enable these dual modes of fault rupture remain largely enigmatic. In 2017-2018, the NZ3D seismic experiment was conducted offshore of Gisborne to image the structure of the overriding plate and subduction interface and infer the physical properties within the region of shallow SSEs. This experiment included a 3D seismic volume collected with four 6 km long streamers, ocean-bottom seismometers, and land stations. Early results from this project have demonstrated the successful application of 2D full-waveform inversion (FWI) to high frequencies along selected seismic inlines.

Here, we present the initial results of acoustic 3D FWI on the collected streamer data. Compared with 2D FWI, 3D FWI benefits from greater azimuthal coverage and the ability to relocate out-of-plane arrivals accurately but is restricted by increased calculation times and file sizes. Velocity models reveal a complex system of thrust faulting, horst and graben structures and bottom-simulating reflectors within the accretionary prism, as well as the decollement below the accretionary prism. Velocity inversions across the imaged thrust faults in the accretionary prism indicate the presence of fluids, potentially supporting the hypothesis that the subduction interface has elevated pore-fluid pressures, which are drained along some thrust faults. Velocity inversions are also observed across bottom-simulating reflectors, which indicate the presence of gas hydrates and free gas. Imaging the shallow decollement reveals an acoustically transparent region of low velocity contrasts in the inferred location of a subducted seamount.

How to cite: Davy, R., Frahm, L., Bell, R., Morgan, J., Arai, R., Bangs, N., Henrys, S., and Barker, D.: Early results from 3D full-waveform inversion imaging of the slow slip region at the shallow Hikurangi Subduction Margin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6589, https://doi.org/10.5194/egusphere-egu22-6589, 2022.

EGU22-7059 | Presentations | TS3.1

A Monte Carlo-Based Approach to Image Active 3D Fault Systems from Relocated Hypocenters 

Sandro Truttmann, Tobias Diehl, and Marco Herwegh

Despite the generally accepted concept that most earthquakes occur along pre-existing faults, the complex 3D geometries of seismically active fault systems at depth often remain unresolved. However, earthquake nucleation and migration processes are heavily influenced by the geometries and properties of such pre-existing structures, which limits our general understanding of earthquake nucleation and fault interactions.

Under the assumption that faults are reactivated at spatially and temporally different localities, previous studies have attempted to derive fault geometries from hypocenter locations, but were usually limited by the precision of relocation techniques. Enabled by the recent advances in hypocenter relocation techniques, we present a novel Monte Carlo-based method that uses relatively relocated hypocenters and their uncertainties to image geometries, stress states and kinematics of seismically active fault systems. The application of the developed Python toolbox on a natural earthquake sequence along the Rhone-Simplon fault zone in the northern Valais (Swiss Alps) reveals active strike-slip faults with a contractional stepover. Performed stress analyses indicate varying stress states along the fault system, which has direct implications for fault properties such as the reactivation potential or the fluid transmissivity. Overall, we document the migration of an earthquake swarm across a complex strike-slip fault system at an unprecedented spatiotemporal resolution.

Our toolbox can be applied to high-precision hypocenter catalogs of natural earthquake sequences or hydraulic stimulation experiments, which could help to improve our understanding of the role of pre-existing faults on earthquake nucleation and migration processes at various scales.

How to cite: Truttmann, S., Diehl, T., and Herwegh, M.: A Monte Carlo-Based Approach to Image Active 3D Fault Systems from Relocated Hypocenters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7059, https://doi.org/10.5194/egusphere-egu22-7059, 2022.

EGU22-7998 | Presentations | TS3.1

3D Scattering and Absorption model during the 2016-2017 Central Italy Seismic Sequence 

Simona Gabrielli, Aybige Akinci, Ferdinando Napolitano, Edoardo Del Pezzo, and Luca De Siena

The Amatrice-Visso-Norcia seismic sequence struck the Central Apennine (Italy) in 2016. Previous works brought to light how fluid movements likely triggered the sequence and reduced the stability of the normal fault network following the first earthquake (Amatrice, Mw6.0), and the subsequent events of Visso (Mw5.9) and Norcia (Mw6.5) mainshocks.
Seismic attenuation has the potential to visualize fluids presence and fractures in a seismic sequence and to image the effect of fluid migration in the events nucleation.

This work aims to provide 3D images of scattering and absorption at different frequency bands for two datasets, one before the sequence (March 2013-August 2016) and a second from the Amatrice-Visso-Norcia sequence (August 2016-January 2017). To measure scattering and absorption we used peak delay mapping and coda-attenuation tomography, respectively.
Previous 2D imaging of scattering and absorption showed a difference between the pre-sequence and the singular sequences at different frequency bands. Structural discontinuities and lithology control scattering losses at all frequencies, while a single high-absorption anomaly developed NNW-SSE across the seismogenic zone during the seismic sequence, probably related to the migration of deep-CO2 fluids from a deep source of trapped CO2 near the Amatrice earth.
The 3D preliminary results are in agreement with the 2D mapping, with high-scattering anomalies following the main structural and lithological elements of the Central Apennines (e.g. Monti Sibillini thrust), both during the pre-sequence and the sequence, also in depth. As for the 2D, the high absorption anomaly is widespread in the area before the Amatrice event, while it is mainly focused on the seismogenic zone during the sequence. This spatial expansion can be related to the deep migration of CO2-bearing fluids across the fault network also at seismogenic depths.

How to cite: Gabrielli, S., Akinci, A., Napolitano, F., Del Pezzo, E., and De Siena, L.: 3D Scattering and Absorption model during the 2016-2017 Central Italy Seismic Sequence, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7998, https://doi.org/10.5194/egusphere-egu22-7998, 2022.

Ongoing under-thrusting between Indian and Eurasian plate poses a serious concern to millions of human lives residing in the foreland Himalayan. A devastating earthquake in the Central Seismic Gap (CSG) is anticipated in various studies with a possible estimated slip of ~10 m, thereby a thorough analysis of the foreland set up is essential. Present study aims the Kumaon Himalaya of the CSG using the high-resolution seismic sections along profiles PGR4, PGR5 and PGR6. Profiles PGR4 and PGR5 trend N-S direction across the Kaladungi Fault (KF) and Himalayan Frontal Thrust (HFT), whereas the PGR6 trends E-W in the Indo-Gangetic plain. Here we mostly observe Siwalik formation and alluvial deposits of the Dabka and Baur rivers. PGR4 and PGR5 clearly show evidence of south verging faults that displace the Siwalik formation. We observe Upper, Middle and Lower Siwalik rocks at ~0.82 and 0.62 s, ~1.38 and 1.27s, and ~1.88 and 1.85 s TWTT in the footwall and hanging wall sides of KF, respectively. Sedimentary deposits near the KF is highly fractured and host multiple traces of the Fault among which two reach to the surface inferring these are active. We further observe highly folded top sediments with evidence of fault bend folding at North of the KF. In the Indo-Gangetic plain, we observe gentle folding in the Lower Siwalik deposits and trace of a south verging fault that meets the Main Himalayan Thrust (MHT) at ~3 s TWTT displacing the Lower Siwalik deposits by ~ 0.0368 s TWTT. Evidence of such folding and displacements in the formation reveal that foreland Himalaya is conducive to rupture propagation of any major earthquakes developed along MHT over the CSG.

How to cite: Verma, S. and Ghosal, D.: Shallow crustal architecture of the foreland Kumaon Himalaya analysing high-resolution seismic data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9287, https://doi.org/10.5194/egusphere-egu22-9287, 2022.

EGU22-9588 | Presentations | TS3.1

Seismic attenuation tomography in the Carpathian-Pannonian region from ambient seismic noise analysis 

Felix Borleanu, Laura Petrescu, Fabrizio Magrini, Anica Otilia Placinta, Bogdan Grecu, Mircea Radulian, and Luca De Siena

The Carpathian-Pannonian region (CPR) is one of the geotectonically most exciting areas of Europe due to a diversity of tectonic processes activating in close proximity: extensional basin evolution, oceanic subduction, post-collisional volcanism, as well as active crustal deformation associated with the push of the Adria plate or the pull of the actively detaching Vrancea slab. This makes CPR an excellent natural laboratory to study the behavior of the lithosphere-asthenosphere system in a special tectonic setting. To emphasize the lateral heterogeneity and physical properties of the crust in the CPR we investigate noise data recorded by the vertical components of broadband stations that have been operational in 2007, 2009, 2010, 2011 and 2020 in Eastern Europe, kindly provided by the Romanian Seismic Network and EIDA-European Integrated Data Archive. With the advent of this large amount of data and by applying a new processing method of ambient seismic noise field based on the continuous wavelet transform, we computed cross-correlations between various station pairs to transform every available seismic station into a virtual source. The inter-station cross-correlograms were used to determine the coda quality factors (Qc) in three different period ranges (2.5–5 s, 5–10 s and 10–20 s) and invert them using a modified version of the open-access code MURAT2D to construct the highest resolution attenuation tomography of the region. By mapping the attenuation features, within the study region, our results reveal high attenuation features throughout the Bohemian Massif, Alcapa unit, and Vrancea area, as well as a strong difference in attenuation between the Pannonian Basin, and stable platform regions located in front of the Carpathians. In addition, Qc variations are larger at short period in agreement with the strong heterogeneities in the uppermost crust. Finally, our findings demonstrate that noise correlation approaches are more efficient in analyzing Qc at lower frequencies than those previously proposed for earthquake data analyses.

How to cite: Borleanu, F., Petrescu, L., Magrini, F., Placinta, A. O., Grecu, B., Radulian, M., and De Siena, L.: Seismic attenuation tomography in the Carpathian-Pannonian region from ambient seismic noise analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9588, https://doi.org/10.5194/egusphere-egu22-9588, 2022.

EGU22-10564 | Presentations | TS3.1

Decade-long monitoring of seismic velocity changes at the Irpinia Fault System (southern Italy) 

Guido Russo, Grazia De Landro, Ortensia Amoroso, Nicola D'Agostino, Raffaella Esposito, Antonio Emolo, and Aldo Zollo

Repeated tomographic inversions in time (the so called 4D tomography) track physical properties and stress changes in the medium hosting fault systems by measuring changes in P and S seismic velocities. These changes may provide insights on fault system dynamics and earthquake triggering mechanisms. We applied 4D tomography to the volume embedding the Irpinia Fault System (IFS, southern Italy) using more than ten years of continuous seismicity monitoring. The IFS is one of the Italian most hazardous fault systems, being able to generate the 1980 Ms 6.9 earthquake, characterized by a multi-segmented rupture. Seismicity was divided into uneven epochs having almost the same spatial resolution of the volume hosting the IFS.

The resulting images show time-invariant features, clearly related to crustal lithology, and time-changing (up to 20%) velocity anomalies in the central region. Vp, Vs and Vp/Vs anomalies are referred to the tomographic model obtained using all the data set, and occur at depths ranging between 1 and 5 km, and between 8 and 12 km. These anomalies are temporally well-correlated with groundwater recharge/discharge series and geodetic displacements during the same time intervals. This correlation provides evidence for the existence of pulsating pore pressure changes in a fractured crustal volume at depth of 8-12 km, saturated with a predominant gas phase (likely CO2) and correlated with groundwater recharge processes,  

We suggest that tomographic measurements of the Vp-to-Vs spatiotemporal changes are a suitable proxy to track the pore pressure evolution at depth in highly sensitive regions of fault systems.

How to cite: Russo, G., De Landro, G., Amoroso, O., D'Agostino, N., Esposito, R., Emolo, A., and Zollo, A.: Decade-long monitoring of seismic velocity changes at the Irpinia Fault System (southern Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10564, https://doi.org/10.5194/egusphere-egu22-10564, 2022.

EGU22-1070 | Presentations | TS8.1

Looking beyond kinematics: 3D thermo-mechanical modelling reveals the dynamics of transform margins 

Anthony Jourdon, Charlie Kergaravat, Guillaume Duclaux, and Caroline Huguen

Transform margins represent ~30% of nonconvergent margins worldwide. Their formation and evolution have traditionally been addressed through kinematic models that do not account for the mechanical behaviour of the lithosphere. In this study, we use high-resolution 3D numerical thermo-mechanical modelling to simulate and investigate the evolution of intra-continental strain localization under oblique extension. The obliquity is set through velocity boundary conditions that range from 15 (high obliquity) to 75 (low obliquity) every 15 for rheologies of strong and weak lower continental crust. Numerical models show that the formation of localized strike-slip shear zones leading to transform continental margins always follows a thinning phase during which the lithosphere is thermally and mechanically weakened. For low- (75) to intermediate-obliquity (45) cases, the strike-slip faults are not parallel to the extension direction but form an angle of 20 to 40 with the plate motion vector, while for higher obliquities (30 to 15) the strike-slip faults develop parallel to the extension direction. Numerical models also show that during the thinning of the lithosphere, the stress and strain re-orient while boundary conditions are kept constant. This evolution, due to the weakening of the lithosphere, leads to a strain localization process in three major phases: (1) initiation of strain in a rigid plate where structures are sub-perpendicular to the extension direction; (2) distributed deformation with local stress field variations and formation of transtensional and strikeslip structures; (3) formation of highly localized plate boundaries stopping the intra-continental deformation. Our results call for a thorough re-evaluation of the kinematic approach to studying transform margins.

How to cite: Jourdon, A., Kergaravat, C., Duclaux, G., and Huguen, C.: Looking beyond kinematics: 3D thermo-mechanical modelling reveals the dynamics of transform margins, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1070, https://doi.org/10.5194/egusphere-egu22-1070, 2022.

EGU22-1979 | Presentations | TS8.1

Extensional tectonics at oceanic transform plate boundaries: evidence from seafloor morphology 

Yu Ren, Jacob Geersen, and Ingo Grevemeyer

Oceanic transform faults are among the most prominent morphologic features in ocean basins, offsetting mid-ocean ridges by tens to hundreds of kilometers. Since the inception of plate tectonics, transform faults have been assumed to be simple, two-dimensional strike-slip, conservative plate boundaries, where lithosphere is neither created nor destroyed. This concept nurtured an over-simplified understanding of oceanic transform faults for many decades. New advances in seafloor mapping revealed that the morphology of oceanic transform faults is difficult to explain exclusively by strike-slip faulting and differential thermal subsidence. We compiled ship-based bathymetric data of 94 oceanic transform faults, and parameterized their morphological characteristics (e.g., length, width, depth, etc.) using quantitative geomorphologic methods. A prominent feature of most oceanic transform plate boundaries is a deep valley extending along the active transform fault. Our statistical analysis indicates that these valleys are generally deeper and wider at slow- and ultraslow-slipping rates than at faster slipping rates. However, the key feature that governs structural variability, seems to be age-offset across a transform fault rather than spreading rate. While the correlation between transform morphology and spreading rate turns out to be rather weak, our statistical results consistently show that transform valleys get deeper and wider with increasing age-offset. The surface deformation pattern observed therefore supports the tectonic extension scaling with age-offset predicted by recent geodynamic simulations (Grevemeyer et al., 2021). Furthermore, at small age-offsets (< 5 Myr), scatters especially in the depth of transform valley increase, indicating that small-age-offset transforms corresponding to weak lithospheric strength are easily affected by secondary tectonic processes, such as nearby hotspots and changes in plate motion. Now, five decades after Wilson (1965) published his seminal paper on transform faults, our quantitative submarine geomorphologic study emphasizes that oceanic transform faults are not simple conservative strike-slip plate boundaries, but that tectonic extension is an integral process affecting their morphology. The larger age-offset causes greater extension at OTFs and hence wider and deeper valleys as evidenced by our statistics on transform morphology.

References

Wilson, J. T. (1965), A new class of faults and their bearing on continental drift. Nature, 207, 343–347. doi: 10.1038/207343a0

Grevemeyer, I., Rüpke, L. H., Morgan, J. P., Iyer, K., & Devey, C. W. (2021), Extensional tectonics and two-stage crustal accretion at oceanic transform faults. Nature, 591, 402–407. doi: 10.1038/s41586-021-03278-9

How to cite: Ren, Y., Geersen, J., and Grevemeyer, I.: Extensional tectonics at oceanic transform plate boundaries: evidence from seafloor morphology, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1979, https://doi.org/10.5194/egusphere-egu22-1979, 2022.

EGU22-2128 | Presentations | TS8.1

A kink in the plate boundary, rotation and transtension: new 4d insights into the tectonics of the southern Dead Sea Transform 

Jakub Fedorik, Abdulkader Afifi, Frank Zwaan, and Guido Schreurs

The southern Dead Sea Transform (SDST) is an active left-lateral transform plate boundary that extends from the Sinai triple junction to the Lebanon restraining bend, separating the Arabian and Sinai plates. In this study, we analyze structural variations along the SDTS, and reproduce these variations in a 4D analogue model.  

From south to north, the structural styles along the SDTS indicate (1) rotational transtension within the Gulf of Aqaba, (2) pure strike-slip in Wadi Araba and Jordan River valley, and (3) pull-apart basins in the Dead Sea, Sea of Galilee and Hula basin. These different structural styles were replicated experimentally in an analogue model incorporating transtension with minor rotation along a kinked plate boundary. Our 4D model produced a deep southern depression with en echelon faults corresponding to the Gulf of Aqaba, a simple strike-slip fault system without vertical displacement reflecting the Wadi Araba and Jordan Valley, and a set of pull-apart basins reminiscent of the Dead Sea, Sea of Galilee and Hula basins. The accurate reproduction of the structural styles along this 600km-long plate boundary segment constrains the relative movement between the Arabian and Sinai plates to a simple combination of transtension with minor rotation, thereby negating the earlier hypothesis of Euler pole shift during the tectonic evolution of the SDST. 

How to cite: Fedorik, J., Afifi, A., Zwaan, F., and Schreurs, G.: A kink in the plate boundary, rotation and transtension: new 4d insights into the tectonics of the southern Dead Sea Transform, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2128, https://doi.org/10.5194/egusphere-egu22-2128, 2022.

EGU22-2279 | Presentations | TS8.1 | Highlight

The Oceanographer transform fault revisited – preliminary results from a micro-seismicity survey reveals extensional tectonics at ridge-transform intersections 

Ingo Grevemeyer, Dietrich Lange, Ingo Klaucke, Anouk Beniest, Laura Gómez de la Peña, Yu Ren, Helene-Sophie Hilbert, Yuhan Li, Louisa Murray-Bergquist, Katharina Unger, Colin W. Devey, and Lars Ruepke

Fracture zones were recognized to be an integral part of the seabed long before plate tectonics was established. Later, plate tectonics linked fracture zones to oceanic transform faults, suggesting that they are the inactive and hence fossil trace of transforms. Yet, scientist have spent little time surveying them in much detail over the last three decades. Recent evidence (Grevemeyer, I., Rüpke, L.H., Morgan, J.P., Iyer, K, and Devey, C.W., 2021, Extensional tectonics and two-stage crustal accretion at oceanic transform faults, Nature, 591, 402–407, doi:10.1038/s41586-021-03278-9) suggests that the traditional concept of transform faults as being conservative (non-accretionary) plate boundary faults might be wrong. Instead, transform faults are always deeper than the associated fracture zones and numerical modelling results suggest that transform faults seem to suffer from extensional tectonics below their strike-slip surface fault zone. During the cruise M170 of the German research vessel METEOR early in 2021, we aimed to test this hypothesis by collecting, in a pilot study, micro-seismicity data from the Oceanographer transform fault which offsets the Mid-Atlantic Ridge by 120-km south of the Azores near 35°N. Preliminary analysis of 10-days of seismicity data recorded at 26 ocean-bottom-seismometers and hydrophones showed 10-15 local earthquakes per day. Along the transform fault the distribution of micro-earthquakes and focal mechanisms support strike-slip motion. However, at both ridge-transform intersections seismicity does not mimic a right-angular plate boundary; instead, seismicity occurs below the inside corner and focal mechanism indicate extensional tectonics. Therefore, micro-seismicity supports features found in numerical simulations, revealing that transform faults have an extensional as well as a strike-slip component.

How to cite: Grevemeyer, I., Lange, D., Klaucke, I., Beniest, A., Gómez de la Peña, L., Ren, Y., Hilbert, H.-S., Li, Y., Murray-Bergquist, L., Unger, K., Devey, C. W., and Ruepke, L.: The Oceanographer transform fault revisited – preliminary results from a micro-seismicity survey reveals extensional tectonics at ridge-transform intersections, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2279, https://doi.org/10.5194/egusphere-egu22-2279, 2022.

EGU22-3802 | Presentations | TS8.1

Post-5 Ma rock deformation on Alonnisos (Greece) constrains the propagation of the North Anatolian Fault 

Kristóf Porkoláb, Ernst Willingshofer, Dimitrios Sokoutis, Eszter Békési, and Fred Beekman

The localization of the North Anatolian Fault in the northern Aegean Sea (North Aegean Trough) is an intriguing example of continental transform fault propagation. Understanding this process critically depends on quantifying the amount of strike-slip displacement and the superposition of normal and strike-slip faulting in the region, which is the aim of this study. In particular, we unravel and quantify normal and dextral faulting along the Alonnisos fault system, at the south-western margin of the North Aegean Trough (Sporades Basin), in order to constrain the spatial and temporal evolution of the basin and the North Anatolian Fault. We present detailed structural data collected from Messinian strata of Alonnisos to infer the amount of tilting and shortening and to constrain normal and dextral faulting along the Alonnisos fault system through simple analytical half-space models of dislocations. The Messinian rocks of Alonnisos record significant tilting and gentle folding close to the termination zone of the main fault segment. The tilting of the Messinian rocks implies footwall uplift in the order of 6-7 km (vertical displacement) during normal faulting on the boundary fault system, which lead to post 5 Ma substantial deepening of the Sporades Basin. The post-Messinian folding accommodated ~ 1 km shortening at the footwall termination zone of the Alonnisos fault, which implies a dextral slip of 3-4 km. Our results support the models of currently distributed dextral strain in the North Aegean in response to the propagation of the North Anatolian Fault. However, similarities with the evolution of the Sea of Marmara might suggest that dextral shear could yet become fully localized in the NAT in the next few Myrs.

How to cite: Porkoláb, K., Willingshofer, E., Sokoutis, D., Békési, E., and Beekman, F.: Post-5 Ma rock deformation on Alonnisos (Greece) constrains the propagation of the North Anatolian Fault, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3802, https://doi.org/10.5194/egusphere-egu22-3802, 2022.

EGU22-4993 | Presentations | TS8.1

A new model for the evolution of oceanic transform faults based on 3D PSDM Seismic observations from São Tomé and Príncipe, eastern Gulf of Guinea. 

Christian Heine, Myron Thomas, Jimmy van Itterbeeck, Ilya Ostanin, Andrey Seregin, Michael Spaak, Tamara Morales, and Tess Oude Essink

Oceanic Transform faults are one of the three major tectonic plate boundaries and yet their evolution and deformational mechanism is not well understood. They are broadly considered to be dominated by strike-slip displacement along simple planar vertical faults and to be conservative in nature with no magmatic addition. Observations from Pre-Stack depth-migrated (PSDM) 3D seismic of Cretaceous-aged transforms in the eastern Gulf of Guinea allow complex internal architectures to be described, including crustal scale detachments and rotated packages of volcanics.

These insights demonstrate additional complexity previously only predicted in numerical simulations of spreading ridge-transform interaction, namely intra-transform extension at a high angle to the spreading orientation, and the addition of significant extrusive volcanic material. In the study area of São Tomé and Príncipe, several Oceanic Fracture Zones (OFZ) are identified, consisting of a broad deformational zones that can be described from top to base crust. OFZ scarps are observed to connect at depth with zones of low angle reflectivity which dip into the OFZ and perpendicular to the spreading orientation. At depth they detach onto the Moho below, necking the adjacent crust along the length of the OFZ in the manner of extensional shear zones. Thickly stacked and tilted reflectors, interpreted as extrusive lava flows, are common above the shear zones and infill up to 75% of the crustal thickness. The entire OFZ stratigraphy is overlain and sealed by late-stage lavas that are continuous from the abyssal hills of the trailing spreading ridge. This constrains a process of oblique extension at a high angle to the spreading orientation along a low angle shear zone which also acts as a conduit for decompression related melt.

We demonstrate that transforms in São Tomé and Príncipe were both non-conservative and not a simple strike slip fault zone, contradicting the current understanding of modern systems. This style of deformation has similarities with anomalously deep and smooth nodal basins which form at slow spreading inside-corner crust. Our model adds strong observational constraints to complement recent numerical models that predict oblique extension within transform zones.

How to cite: Heine, C., Thomas, M., van Itterbeeck, J., Ostanin, I., Seregin, A., Spaak, M., Morales, T., and Oude Essink, T.: A new model for the evolution of oceanic transform faults based on 3D PSDM Seismic observations from São Tomé and Príncipe, eastern Gulf of Guinea., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4993, https://doi.org/10.5194/egusphere-egu22-4993, 2022.

EGU22-5427 | Presentations | TS8.1

3D geodynamic evolution of strike-slip restraining and releasing bends modulated by surface processes: application to the Dead Sea Transform 

Esther Heckenbach, Sascha Brune, Anne Glerum, and Derek Neuharth

The region around the Dead Sea Transform represents a unique example of the structures that form around restraining and releasing bends in a strike-slip environment. With our 3D numerical models, we aim to understand the processes that shaped the region including the Dead Sea Basin, the Dead Sea Transform Fault, and the Lebanese Restraining Bend.

In our study, we employ geodynamic modelling using the software ASPECT coupled to the surface processes code FastScape. Our model setup includes a compressive and a tensional stepover along a strike-slip fault with periodic along-strike boundary conditions. Even though we use a simplistic setup with horizontally homogeneous rock layers, we can reproduce many of the present-day features of the Dead Sea Transform region, including the sediment thicknesses in the Dead Sea basin, heat flow patterns, relative topographical height differences, and the general outlines and activity of the main faults along the Dead Sea basin, the Mount Lebanon and Anti Lebanon ranges.

With our models we can investigate the influence of surface processes on the underlying stepover strike-slip tectonics and the resulting crustal-scale flower structures: (1) Along the tensional stepover, the horizontal distance between the bounding faults of the pull-apart basin increases with greater efficiency of surface processes due to an increasing sediment load filling the basin. The sediments hinder the border faults in approaching each other at the surface, thereby enforcing basin-ward fault dip, resulting in wider and deeper basins with greater surface process efficiency. (2) In the uplifted compressive stepover, the erosional efficiency has a direct feedback on the longevity of faults and the rheological state of the crust through its influence on the uplift rate. Elevated erosion-induced uplift rates lead to a connection of the brittle parts of lower and upper crust, because the upper crustal viscous part is moved into a zone of lower temperatures and thus becomes brittle. This drastic change of the underlying rheology manifests in the formation of a new fault, which cuts through the centre of the compressional area. When no erosion is assumed a similar fault is observed in map view, but cross sections reveal that without erosion this fault has a different origin and the flower structure is more complex and more symmetric than for models that include erosion.

How to cite: Heckenbach, E., Brune, S., Glerum, A., and Neuharth, D.: 3D geodynamic evolution of strike-slip restraining and releasing bends modulated by surface processes: application to the Dead Sea Transform, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5427, https://doi.org/10.5194/egusphere-egu22-5427, 2022.

Passive and transform margins emerging during continental rifting and opening of oceanic basins are fundamental elements of plate tectonics. It has been suggested that inherited structures, variable plate divergence velocities and surface processes exert a first order control on the topographic, bathymetric and magmatic evolution and thermal history of these margins and related sedimentary basins. We conducted 3D thermo-mechanical numerical experiments with the code I3ELVIS coupled to surface processes modelling (FDSPM) to simulate the dynamics of continental rifting, continental transform fault zone formation and persistent oceanic transform faulting. Numerical modelling results allow to explain the first order observations from passive and transform margins, such as diachronous rifting, strain localization into individual oblique rift basins and the opening of structurally separate oceanic basins connected in an open marine environment. In addition, the models reproduce the rise of transform marginal ridges and submarine plateaus, continental crustal slivers within oceanic transforms and their interaction with erosion and sedimentation. Model results are compared and validated by seismic and well data from passive and transform margin segments of the Atlantic.

How to cite: Balazs, A., Gerya, T., May, D., and Tari, G.: Contrasting passive and transform margin tectonic history and sedimentation: insights from 3D numerical modelling and observations from the Atlantic, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8005, https://doi.org/10.5194/egusphere-egu22-8005, 2022.

EGU22-10112 | Presentations | TS8.1

Formation and Development of the San Andreas Fault System with Migration of the Mendocino Triple Junction 

Kevin P. Furlong and Kirsty A. McKenzie

The faults that accommodate Pacific - North America plate motion along the San Andreas plate boundary occupy a region that previously served as part of the upper plate of the Cascadia subduction zone plate boundary. After the passage of the Mendocino triple junction (MTJ), several fault systems develop within the newly formed Pacific-North America plate margin, with one fault system eventually evolving to become the primary plate boundary structure (termed the San Andreas Fault in central California). As a result of the northward migration of the MTJ, the Cascadia subduction zone, undergoing NNW-directed shortening at a rate of ~ 50 km/Ma, replaced by the equivalent lengthening of the San Andreas system.  In northern California, three primary fault systems are identified:  on the west (along the western margin of the North America plate) is the San Andreas fault (which does not serve as major component of the lithospheric scale plate boundary structure in northern California; moving inland (eastward) is the Maacama - Rodgers Creek (M-RC) fault system; further east is the Lake Mountain - Bartlett Springs (LM-BS) fault system.  These latter two faults primarily accommodate Pacific -North America motion in the region just to the south of the MTJ. 

New tomography imagery of this region of northern California provides crustal constraints on deformation and fault localization, both within Cascadia, north of the MTJ, and south of the transition from subduction to translation. Using these tomographic images and analyses of GPS data within the region, we have developed a tectonic model that both explains the present fault systems north and south of the MTJ, and helps us understand why one of these fault systems - the M-RC fault system - develops to become the primary plate boundary structure over several million years after MTJ passage. Two fundamental aspects of the North America and Pacific plates control the location of these primary fault systems - the existence of relatively rigid upper-plate backstops  (the Great Valley and Klamath blocks), and a small remnant (the Pioneer fragment) of the subducted Farallon plate accreted to the eastern margin of the Pacific plate and migrating northward with it. As a result of these structures, the LM-BS fault system develops as an upper-crust (brittle) fault system, while the M-RC system initially forms as a shear zone (ductile) along the eastern margin of the Pioneer fragment, with the upper-crustal faults developing in response to the deeper plate boundary shear zone. This lithospheric shear zone localizes the plate boundary development and leads to the M-RC system becoming the main plate boundary fault.

How to cite: Furlong, K. P. and McKenzie, K. A.: Formation and Development of the San Andreas Fault System with Migration of the Mendocino Triple Junction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10112, https://doi.org/10.5194/egusphere-egu22-10112, 2022.

EGU22-10205 | Presentations | TS8.1

Linking the strike-slip kinematics of the Rennick Graben Fault system and the Aviator Fault from field structural data, North Victoria Land, Antarctica 

Paola Cianfarra, Francesco Salvini, Laura Crispini, Michele Locatelli, and Laura Federico

The North Victoria Land structural framework is characterized by the long-lived tectonic activity along major crustal lineaments, including the NNW-SSE and NW-SE trending Rennick Graben Fault (RGF) system and Aviator Fault (AF). This tectonic corridor is characterized by an important strike-slip component that is easily connected to the main strike-slip fracture zone that characterizes the Southern Ocean between Australia and East-Antarctica. Structural analysis of field data along the RGF evidences a poly-phased activity with multiple reactivations related to the Paleozoic juxtaposition of NVL to the East Antarctic craton (as resulting from the Gondwana breakup) and to the Meso-Cenozoic plate tectonics associated to the Australia-East Antarctica separation and characterized by both offshore and onshore crustal strike-slip deformation. Both the northward, offshore propagation of the RGF system and its southward prosecution and link with the AF are inferred but still need to be proved/better framed.

During the XXXVII Italian Antarctic campaign in the framework of the LARK project 92 field measurement sites have been surveyed between latitude 71.5°S and 73.5°S. To better frame the link between the RGF and AF the evidence of brittle deformation (including faults with the associated kinematic indicators and fracture attitude, dimension and sets) have been measured. This deformation involve rocks with ages ranging from Lower Paleozoic to Lower Jurassic. Where time constraints from stratigraphy are lacking and to better frame the age of the tectonics with its associated vertical displacement, ad hoc field samples have been collected for thermochronology dating.

Open, un-mineralized fracture sets are important indicator of recent paleo-stress (tectonic) activity, since their formation is limited to shallow depth and their presence testify a short erosion time, thus representing a good indicator of the last, recent stress regime. The intensity of brittle deformation associated to this last tectonic setting can be quantified by the H/S adimensional parameter, where H represents the size of the fracture and S is the spacing between nearest fractures belonging to the same azimuthal family and having comparable dimensions. This parameter has been proved (Cianfarra & Salvini 2016) to be proportional to the total energy released by the stress during fracture generation though time. The analysis of the recently collected field structural data is still in progress and will allow to prepare both a map of the spatial distribution of H/S values and to infer the (multiple) paleostress responsible for the observed brittle deformations by the application of original methodologies that include the inversion of fault and near orthogonal fracture systems. The latter inversion methodology solves both the identification and grouping of the fractures into the two systematic and non-systematic families, and the orientation of the responsible paleostress by a Monte Carlo approach.

Results from the central RGF system area shows the increase of the H/S values by approaching the RGF central zone, due to the increase of the local stress produced by its kinematics.

Cianfarra P. and Salvini F., (2016). Quantification of fracturing within fault damage zones affecting Late Proterozoic carbonates in Svalbard. Rend. Fis. Acc. Lincei, 27(19), 229-241. DOI 10.1007/s12210-016-0527-5

How to cite: Cianfarra, P., Salvini, F., Crispini, L., Locatelli, M., and Federico, L.: Linking the strike-slip kinematics of the Rennick Graben Fault system and the Aviator Fault from field structural data, North Victoria Land, Antarctica, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10205, https://doi.org/10.5194/egusphere-egu22-10205, 2022.

EGU22-11355 | Presentations | TS8.1

Cuba's northern offshore: a witness to geodynamics evolution of the northern boundary of the Caribbean plate 

Alana Oliveira de Sa, Sylvie Leroy, Elia D'Acremont, Sara La Fuerza, and Bernard Mercier de Lepinay

The northern boundary of the Caribbean plate is characterized by the oblique collision between the Caribbean (CAR) and North American (NOAM) tectonic plates. The progressive counterclockwise rotation of the two plates accompanying the eastward translation of NOAM vs. CAR is responsible for the increasing obliquity of the collision between these two plates. Consequently, successive southward jumps of major strike-slip faults accommodate the eastward escape of the Caribbean plate and the collisional indentation against the Bahama Banks. During this process, Cuba was progressively welded to the North American Plate. Several strike-slip corridors record this diachronous collision as major left-lateral transfer zones in Cuba: Eastern Yucatan Margin (Upper Cretaceous), Pinar-Varadero (Paleocene), La Trocha (early Eocene), Cauto-Nipe (middle/late Eocene), and Oriente Fault Zone (early Oligocene). The nature and age of the related tectonic events of these tectonic corridors were widely studied onshore. However, offshore northern Cuba remains relatively unknown. We provided a first offshore description of northeastern Cuba based on a multi-channel seismic reflection and swath-bathymetric dataset from the Haiti-SIS cruise. The seismic reflection profiles show that the structural and sedimentary architecture of the insular slope varies significantly from central to eastern Cuba. This lateral variability seems mainly influenced by the proximity with the Bahama Banks, which act as a succession of local indenters. The width of the insular slope varies from 5-10km in central Cuba to more than 50km in width towards the east off the Guacanayabo-Nipe tectonic corridor. In this region, the insular slope shows a thick sedimentary cover suggesting a main subsiding regional block related to the middle/late Eocene onset of the Guacanayabo-Nipe tectonic corridor. Contrasting lateral deformation patterns in this region are probably related to the diachronous strike-slip events related to the activity of the Cauto-Nipe fault. The coexistence of folds, transtensive and transpressive structures affecting the sedimentary infill attests that the local stress regimes of this fault have gradually changed. Our study correlates offshore deformation phases recorded in the offshore northeastern coast of Cuba, with major deformation episodes recorded onshore Cuba from Eocene to present-day. Our tectonostratigraphic evolution of the eastern offshore of Cuba provides new constraints to improve the knowledge of the geodynamics of the northern boundary of the Caribbean plate.

How to cite: Oliveira de Sa, A., Leroy, S., D'Acremont, E., La Fuerza, S., and Mercier de Lepinay, B.: Cuba's northern offshore: a witness to geodynamics evolution of the northern boundary of the Caribbean plate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11355, https://doi.org/10.5194/egusphere-egu22-11355, 2022.

EGU22-12062 | Presentations | TS8.1

Quaternary Seismogenic Activity Along the Eastern Periadriatic Fault System: Dating of Fault Gouges via Trapped Charge Methods 

Erick Prince, Kamil Ustaszewski, Sumiko Tsukamoto, Christoph Grützner, and Marko Vrabec

The Periadriatic Fault System (PAF) is one of the most important tectonic and geomorphological features in the Alps. It has accommodated between 150-300 km of right-lateral strike-slip motion between the European and Adriatic plates from about 35 Ma until 15 Ma. However, for such a large-scale feature, the eastern PAF reveals relatively little instrumental and historical seismic activity, especially when compared to nearby structures in the adjacent Southern Alps. With this project, we aim to show which fault segments of the eastern PAF system accommodated seismotectonic deformation in the Quaternary by applying trapped charge dating methods to fault gouges produced by its activity. We use optically stimulated luminescence (OSL) and electron spin resonance (ESR). The principle for both is the accumulation of unpaired electrons in lattice defects of quartz and feldspar, due to natural radiation product of the decay of radiogenic nuclides, which are then released during an earthquake due to shear heating allowing the system to reset (Fukuchi 1992, Aitken 1998, Tsukamoto et al., in Tanner 2019). Due to their dating range (a few decades to ~1Ma) and low closing temperature, trapped charge methods provide a unique opportunity to date earthquake activity during the Quaternary at near-surface conditions. During our field campaigns, we collected 19 fault gouge samples from 15 localities along the PAF, the Labot/Lavanttal fault, and the Šoštanj fault. From each locality, we controlled the structures found in the field, which allowed us to relate the observed deformation features in outcrop scale to the activity along each fault. Aside from the fault gouge in the cores of the large-scale structures at the sampled localities, we additionally found gouge and cataclasites formed within the host rocks in small-scale faults presenting the orientation of the respective regional fault, providing supplementary evidence of activity.

How to cite: Prince, E., Ustaszewski, K., Tsukamoto, S., Grützner, C., and Vrabec, M.: Quaternary Seismogenic Activity Along the Eastern Periadriatic Fault System: Dating of Fault Gouges via Trapped Charge Methods, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12062, https://doi.org/10.5194/egusphere-egu22-12062, 2022.

EGU22-12463 | Presentations | TS8.1

East African Fracture Zones: a long lifespan since the breakup of Gondwana 

Vincent Roche, Sylvie Leroy, Jean-Claude Ringenbach, François Sapin, Sidonie Revillon, François Guillocheau, William Vetel, and Louise Watremez

Gondwana splitting started during the Early Jurassic (ca. 180 Ma) with the separation of Antarctica and Madagascar from Africa, followed by the separation of South America and Africa during the Middle Jurassic. Thanks to recent seismic profiles for petroleum exploration, the architecture of rifted margins and the transform faults zones, which developed as a result of the relative motion between tectonic plates have been recently evidenced and studied along the whole eastern and south-eastern Africa (i.e., in the Western Somali Basin, the Mozambique Basin, the Natal Basin, and the Outeniqua Basin). Yet, the structure and overall kinematic evolution of the three major transform faults zones together – i.e., the Agulhas, the Davie, and the Limpopo Fracture Zones – that control the opening of these major oceanic basins remain poorly studied. The interpretation of an extensive regional multichannel seismic dataset coupled with recent studies allows us to propose an accurate regional mapping of the crustal domains and major structural elements along the rifted margins along the whole eastern and south-eastern Africa. We provide new constraints on the structuration and evolution of these three transform systems. Although our findings indicate common features in transform style (e.g., a right-lateral transform system, a wide sheared corridor), the deformation and the thermal regime along these systems appear quite different. In particular, we show that the Davie and Agulhas Fracture Zones recorded spectacular inversions during the transform stage whereas transtensional deformation is observed along the Limpopo Fracture Zone during its activity. This suggests that faults activity controls vertical displacements along transform margins, minimising other processes such as thermal exchanges between the oceanic and continental lithospheres across the transform fault and flexural behaviour of the lithosphere. This different style of deformation may be explained by two main forcing parameters: (i) the magmatic conditions that may modify the rheology of the crust, and (ii) the far-field forces that may induce a rapid change of regional tectonic stress. Further, in the Davie and Agulhas cases, the major transform faults postdate the development of the rift zone-controlling faults. Thus, there are no pre-existing structures that control the initiation of a transform fault zone. Conversely, the Limpopo margin shows an intracontinental transform faulting stage. In both cases, a minimum of several Ma is required to establish a complete kinematic linkage between the two-active spreading centers. During this period, the rifted segments opening possibly triggered rift-parallel mantle flow, which progressively favors the decoupling in-between the continental domain and the future oceanic domain. In the post-drift history, rapid changes of regional tectonic stress are recorded and show that some transform margins are excellent recorders of large plate kinematic changes.

How to cite: Roche, V., Leroy, S., Ringenbach, J.-C., Sapin, F., Revillon, S., Guillocheau, F., Vetel, W., and Watremez, L.: East African Fracture Zones: a long lifespan since the breakup of Gondwana, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12463, https://doi.org/10.5194/egusphere-egu22-12463, 2022.

NH5 – Sea & Ocean Hazards

Subaerial landslide-generated waves are among natural hazards that have attracted attention in recent years, in particular after the 2018 Anak Krakatau volcanic tsunami (Indonesia), which left a death toll of over 450. This has increased the application of physical modelling on subaerial landslide tsunamis to cope with the risks of such hazards and to develop knowledge of their generation mechanisms. Physical experiments in two-dimensional flumes are generally more cost-efficient, less time consuming and allow better control on the set-up. As a result, landslide–tsunamis are considerably investigated in 2D rather than in 3D. However, it is important to note that 2D physical modelling of subaerial landslide–tsunamis could be associated with some uncertainties and may slightly overestimate the wave amplitudes. By using 3D physical models, it is possible to investigate wave amplitude attenuations in both radial and angular directions, which would improve the understanding of wave propagation. In this research, we conduct 2D and 3D experiments on subaerial landslide tsunamis. The physical experiments were conducted in a 2.5 m wide, 0.50 m deep and 2.5 m long wave basin at the Brunel University London (UK). The experimental setup included five different slope angles (i.e. 25o,35o,45o,55o and 65o). The solid blocks had four different volumes in a range of 0.5×10-12 km3-3.0×10-12 km3. The generated water waves were measured using six precision capacitance wave gauges located in both near- and far-fields. The 2D and 3D results are compared to quantify the effects of dimensions on the wave amplitudes and attenuations.

How to cite: Sabeti, R. and Heidarzadeh, M.: Three-dimensional physical modelling of subaerial landslide-generated waves and comparison with two-dimensional experiments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-39, https://doi.org/10.5194/egusphere-egu22-39, 2022.

The last major events in the Sea of Japan were in 1983 and 1993. There were the 1983 Nihonkai-Chubu Earthquake (Mw 7.8) and the 1993 Hokkaido Nansei-Oki Earthquake (Mw 7.7). These earthquakes caused tsunamis, which we are studying in this research. I use numerical modelling to reproduce and study effects for the Russian coast. The tsunami waves were stimulated by the TUNAMI numerical model. The bottom topography was created using GEBCO database (30 arc seconds), SRTM data, digitized Russian navigational charts and NOAA Center data. The tsunami source was calculated using Okada's formulas. To better resolve local resonant properties arising from local topography and tsunami run-up, calculations were carried out with nested grids. Using nested grids made it possible to obtain significant agreement with the observational data. Since the seismic source of the 1993 earthquake has a complex structure, three different models were analyzed: USGS, Harvard-model and Takahashi et al. 1995. This study focuses on an examination of the Russian coast. Vladivostok, Posyet and Nakhodka were considered in the most detail. Comparison of the model with the observations was done for both the tsunami waveforms and their spectra. Also, a tsunami wave height map was built for the entire Russian coast of the Sea of Japan. The maximum tsunami wave height on the Russian coast in 1993 was more than 5 m.

How to cite: Tsukanova, E.: The 1983 and 1993 tsunamis on the coast of the Sea of Japan: observations and numerical modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-166, https://doi.org/10.5194/egusphere-egu22-166, 2022.

EGU22-904 | Presentations | NH5.1

The South Sandwich circum-Antarctic tsunami of August 12, 2021: widespread propagation using oceanic ridges 

Jean Roger, Helene Hebert, Anthony Jamelot, Aditya Gusman, William Power, and Judith Hubbard

On the 12th of August 2021 at 18:32:54 and 18:35:20 (UTC) a doublet of reverse faulting earthquakes of magnitude Mw 7.5 and 8.1 were recorded by seismic observatories. These earthquakes were located on the South Sandwich Islands (UK) subduction zone, in the south Atlantic Ocean at 25.032°W/57.567°S and 25.327°W/58.451°S respectively (USGS locations). Initially, their temporal proximity (2’26”) made clear distinction of the two events impossible and a tsunami warning was issued by the PTWC after the first earthquake only. In fact, a tsunami was clearly recorded ~800 km north-westward of the epicentre on nearby King Edward Point coastal gauge (South Georgia Island, UK) ~1.5 hours after the shaking, showing a maximum amplitude of ~74 cm. While tsunami waves were recorded by neighbouring gauges located in the south Atlantic Ocean and the south-west Indian Ocean, numerical simulations of wave propagation show that this tsunami appears likely to have reached far-field regions not only in the Atlantic Ocean, but also in the Indian and Pacific Oceans using oceanic ridges like the Mid-Atlantic and Atlantic-Indian ridges as waveguides. Analysis of 33 records from gauges located within the maximum amplitude lobes of the simulated tsunami validates the modelling and the nearly worldwide spread of this tsunami. Further tsunami simulations using high-resolution nested grids to refine the bathymetry around the gauges (e.g. La Réunion Island, Cocos, Hillary Harbour) are used to constrain the source model via tsunami waveform inversion, comparing the calculated results and the real records. Consequently, we highlight that this tsunami reached many places including the Canary Islands, Cape Verde and the Azores in the northern Atlantic Ocean, and French Polynesia, New Zealand, Hawaii and as far as the Aleutian Islands in the Pacific Ocean, making this subduction zone a source for further consideration in tsunami hazard assessments of these distant regions, especially in the case of a more energetic rupture. Although the largest known event in the instrumental period is the 27 June 1929 MPAS 8.3 earthquake, geological knowledge of the region suggests that this ~1000 km long convergence zone between the South American and the South Sandwich plates with a convergence rate of 69-78 mm yr−1, is potentially able to produce a Mw 9.0 earthquake. This is supported by recent studies showing that the sediment thickness of 2-3 km at the trench and the ~150 km wide subduction interface shallow dipping (< 20° in the forearc part) are positive factors for generation of earthquakes Mw > 8.5. Results of simulation of Mw 9.0+ scenarios rupturing most of the subduction zone are discussed as well as the particular role of the oceanic ridges in the tsunami propagation. Our research aims to improve understanding of tsunami hazard posed by this subduction zone, especially for southern hemisphere coastlines.

How to cite: Roger, J., Hebert, H., Jamelot, A., Gusman, A., Power, W., and Hubbard, J.: The South Sandwich circum-Antarctic tsunami of August 12, 2021: widespread propagation using oceanic ridges, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-904, https://doi.org/10.5194/egusphere-egu22-904, 2022.

EGU22-1273 | Presentations | NH5.1

Tsunami Mitigation Map and Evacuation Route Modeling on the Jetis Beach, Cilacap Regency, Indonesia using Scoring Method and Dijkstra’s Algorithm 

Anjar Tri Laksono, Asmoro Widagdo, Maulana Rizki Aditama, Muhammad Rifki Fauzan, and Janos Kovacs

The tsunami that occurred on the Southern Coast of West Java and Central Java resulted in 802 people killed, 498 people injured, and 1623 houses heavily damaged. The total economic loss and damage to infrastructure due to this disaster reached US$55 million. The impact of this disaster in Jetis Village, Cilacap, Central Java was 12 people died, Jetis Beach tourist facilities were damaged, transportation infrastructure was destroyed, and hundreds of houses collapsed. The Jetis area and its surroundings are very close to vital national infrastructures such as the Cilacap steam power plant that supplies electricity to southern Java and the Cilacap container port. In addition, this area is a tourist attraction visited by thousands of people per year. Therefore, the purpose of this research is to create a tsunami disaster mitigation map and evacuation route in Jetis Village to anticipate future casualties and economic losses. The method used in this study is scoring to create a tsunami mitigation map and Dijkstra's algorithm to determine the fastest evacuation route. The results depict that there are five zones of tsunami vulnerability, namely high impact potential, moderately high, moderate, moderately low, and low impact potential. The most vulnerable tsunami is the South Jetis area that has low elevation, is near the coast, fairly gentle slope, and is close to the river. Meanwhile, the northern part of Jetis is the safest zone of tsunami hazard. It has a high elevation, far from the coastline and river, and a steep slope. The distance of the evacuation route from the high-impact zone to the safe evacuation zone is 683 m. This study concludes that the high-impact to moderate-impact zone needs to be avoided in the event of a tsunami. If the community is within that range zone, then an evacuation route should be followed.

How to cite: Laksono, A. T., Widagdo, A., Aditama, M. R., Fauzan, M. R., and Kovacs, J.: Tsunami Mitigation Map and Evacuation Route Modeling on the Jetis Beach, Cilacap Regency, Indonesia using Scoring Method and Dijkstra’s Algorithm, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1273, https://doi.org/10.5194/egusphere-egu22-1273, 2022.

EGU22-1559 | Presentations | NH5.1

Tsunami hazards in Eastern Indonesia from earthquake, landslide and volcanic sources: Seram Island (June 2021) and Molucca Sea (November 2019) tsunamis 

Mohammad Heidarzadeh, Danny Hilmann Natawidjaja, Nugroho D. Hananto, Widjo Kongko, Ramtin Sabeti, Mudrik R. Daryono, Purna Putra, Adi Patria, and Aditya Riadi Gusman

Eastern Indonesia is exposed to significant tsunami hazards induced by its complex tectonic setting characterized by several curved subduction zones, multiple active volcanoes, as well as submarine landslides. Therefore, the region experiences tsunami from various types of sources (earthquake, landslide and volcano). Here, we study the great tsunami hazards in Eastern Indonesia through analyzing two recent real tsunamis that occurred in this region namely the 14 November 2019 Molucca Sea tsunami following an Mw 7.2 earthquake, and the 16th of June 2021 tsunami following an Mw 5.9 earthquake.

For the 2019 Molucca Sea tsunami, we analyzed 16 tide gauge records and 69 teleseismic data to characterize the tsunami and the earthquake. The maximum zero-to-crest tsunami amplitude was 13.6 cm recorded at Bitung. A combination of aftershocks analysis, forward tsunami simulations and teleseismic inversions were applied to obtain the tsunami source. It is found that the best results are obtained using a rupture velocity of 2.0 km/s and a high-angle reverse fault with a dip angle of 55o. The source model has a maximum slip of 2.9 m, and an average slip of 0.64 m. The seismic moment associated with this final slip model is 7.64 × 1019 N·m, equivalent to Mw 7.2. By comparing the results with other similar events in the region, such as the November 2014 event (Mw 7.1) with a reverse mechanism and a high dip angle of 65o, we may conclude that the Molucca Sea region is prone to splay faulting.

The 16th June 2021 tsunami was observed on the southern coast of Seram Island following an Mw 5.9 earthquake. The tsunami’s maximum wave amplitude was approximately 50 cm on the Tehoru tide gauge whereas the other two nearby stations showed amplitudes of less than 4 cm. Such a relatively large tsunami (50 cm in Tehoru) is normally unexpected from an earthquake of Mw 5.9 having a normal faulting mechanism. It is likely that a plausible secondary tsunami source, such as a submarine landslide, was involved. For the case of the 2021 Seram tsunami, here we apply numerical modelling and bathymetric analysis to examine the veracity of it being generated by a submarine landslide. Modeling of earthquake sources of the tsunami confirmed that that the simulated tsunamis were only a few centimeters in height and thus cannot reproduce the 50 cm waves observed in Tehoru. However, we were able to reproduce the tsunami observations using potential landslide sources.

This research is funded by The Royal Society (the United Kingdom), grant number CHL/R1/180173.   

How to cite: Heidarzadeh, M., Hilmann Natawidjaja, D., Hananto, N. D., Kongko, W., Sabeti, R., Daryono, M. R., Putra, P., Patria, A., and Gusman, A. R.: Tsunami hazards in Eastern Indonesia from earthquake, landslide and volcanic sources: Seram Island (June 2021) and Molucca Sea (November 2019) tsunamis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1559, https://doi.org/10.5194/egusphere-egu22-1559, 2022.

EGU22-2852 | Presentations | NH5.1

Probabilistic Tsunami Hazard Assessments in Eastern Sicily (Italy) including sea level rise caused by climate change and local subduction effects. 

Anita Grezio, Enrico Baglione, Jacopo Selva, Roberto Tonini, Marco Anzidei, and Antonio Vecchio

The coasts of the Mediterranean Sea are densely populated and exposed to tsunami inundations as reported by historical evidence. Measures to mitigate the tsunami risk in this region are based on Probabilistic Tsunami Hazard Assessments (PTHA) computed considering present coastal morphologies. However, mean sea level projections for the 21st century indicated a general sea level rise which can be substantially modified if uplift or subsidence may occur locally due to other geological factors. In order to reduce the potential impact of tsunamis all factors (climatic or not) should be included in the tsunami hazard analysis. In this study we focus on the Eastern Sicily and we examine how the PTHA can significantly change when the general trend of sea level rise, based on AR-5 and AR-6 IPCC climate scenarios and rates of Vertical Land Movements, are included in the region. Moreover, we take into account associated epistemic uncertainties related to the future sea level rise under different conditions of low- and high-emission representative concentrations. 

How to cite: Grezio, A., Baglione, E., Selva, J., Tonini, R., Anzidei, M., and Vecchio, A.: Probabilistic Tsunami Hazard Assessments in Eastern Sicily (Italy) including sea level rise caused by climate change and local subduction effects., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2852, https://doi.org/10.5194/egusphere-egu22-2852, 2022.

EGU22-3912 | Presentations | NH5.1

Performance and limits of a shallow model for landslide generated tsunamis: from lab experiments to simulations of flank collapses at La Montagne Pelée (Martinique) 

Pablo Poulain, Anne Le Friant, Anne Mangeney, Sylvain Viroulet, Enrique Fernandez-Nieto, Manuel Castro Diaz, Marc Peruzzetto, Gilles Grandjean, François Bouchut, Rodrigo Pedreros, and Jean-Christophe Komorowski

We investigate the dynamics and deposits of granular flows and the amplitude of the generated water waves using the depth-averaged shallow numerical model HySEA, both at the lab- and field scales. We investigate the different sources of errors by quantitatively comparing the simulations with (i) six new laboratory experiments of granular collapses in different conditions (dry, immersed, dry flow entering water) and slope angles, and (ii) numerical simulations made with the code SHALTOP that describes topography effects better than most landslide-tsunami models. In the laboratory configurations, at the limit of the shallow-approximation in such models, we show that topography and non-hydrostatic effects are crucial. However, when empirically accounting for topography effects by artificially increasing the friction coefficient and performing non-hydrostatic simulations, the model is able to reproduce the granular mass deposit and the waves recorded at gauges located at a distance of more than 2-3 times the characteristic dimension of the slide, with an error ranging from 1 % to 25 % depending on the scenario, without any further calibration. Taking into account this error estimation, we simulate landslides that occurred on Montagne Pelée volcano, Martinique, Petites Antilles as well as the generated waves. Results support the hypothesis that large flank collapse events in Montagne Pelée likely occurred in several successive sub-events. This result has a strong impact on the amplitude of the generated waves, and thus on the associated hazards. In the context of the on-going seismic volcanic unrest at Montagne Pelée volcano, we calculate the debris avalanche and associated tsunami for two potential flank-collapse scenarios.

How to cite: Poulain, P., Le Friant, A., Mangeney, A., Viroulet, S., Fernandez-Nieto, E., Castro Diaz, M., Peruzzetto, M., Grandjean, G., Bouchut, F., Pedreros, R., and Komorowski, J.-C.: Performance and limits of a shallow model for landslide generated tsunamis: from lab experiments to simulations of flank collapses at La Montagne Pelée (Martinique), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3912, https://doi.org/10.5194/egusphere-egu22-3912, 2022.

EGU22-3949 | Presentations | NH5.1

An improved workflow to efficiently compute local seismic probabilistic tsunami analysis (SPTHA): a case study for the harbour of Ravenna (Italy) 

Enrico Baglione, Beatriz Brizuela, Manuela Volpe, Alberto Armigliato, Filippo Zaniboni, Roberto Tonini, and Jacopo Selva

We present a refined methodological procedure for computationally efficient local SPTHA based on regional SPTHA.  The adopted procedure extracts from the regional SPTHA the most impacting tsunami sources at the investigated site, and reconstructs hazard curves on high-resolution topobathymetric models based on a reduced set of inundation simulations. This procedure enhances the original workflow for local SPTHA quantification described by Volpe et al. (2019), applying some significant upgrades to simplify its application and improve the accuracy of the results. In particular, the description of local sources has been refined through a more detailed discretization of the natural variability (aleatory uncertainty), eventually reducing the epistemic uncertainty. Then, a more efficient filtering procedure, based on the strategy proposed by Williamson et al. (2020), is adopted to select a subset of scenarios to be modelled at high resolution, eventually reducing the epistemic uncertainty introduced by this selection. This allows to perform only coarse-grid simulations after the regional source filtering and local source refinement, and then combine coarse-grid results with fine-grid topography. Overall, the resulting method simplifies the original one, improving accuracy and decreasing uncertainty. The newly developed procedure is applied to an illustrative case study for the harbour of Ravenna (Northern Adriatic Sea, Italy).

How to cite: Baglione, E., Brizuela, B., Volpe, M., Armigliato, A., Zaniboni, F., Tonini, R., and Selva, J.: An improved workflow to efficiently compute local seismic probabilistic tsunami analysis (SPTHA): a case study for the harbour of Ravenna (Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3949, https://doi.org/10.5194/egusphere-egu22-3949, 2022.

EGU22-4804 | Presentations | NH5.1

Granular porous landslide tsunami modelling with OpenFOAM 

Matthias Rauter, Sylvain Viroulet, Sigríður Sif Gylfadóttir, Finn Løvholt, and Wolfgang Fellin

Subaerial landslides are among the most complex sources for tsunamis, as several complex processes occur simultaneously in various regimes, with multiple phases interacting. The simulation and prediction of these events is respectively difficult.

We will present a three-dimensional multiphase model (granules, air, water) that considers the  effects and properties that we deem most important: (i) a sharp water-air interface with low diffusivity, (ii) granular rheology for the landslide, (iii) differentiation between effective pressure and pore pressure, as well as (iv) porosity, dilatancy and permeability. No depth-integration or other form of simplification is applied. The resulting mathematical model is solved with the fluid dynamics toolkit OpenFOAM.


Many effects and processes that are lost in depth-integrated models are directly simulated in our approach. This allows the simulation of complex events with a relatively simple model, however for a large computational cost. The model parameters are widely intrinsic material parameters, which promises a prediction of events without significant parameter optimizations.

We will show results for small scale experiments as well as for a well documented real scale event and will give an outlook on further developments and remaining problems.

How to cite: Rauter, M., Viroulet, S., Gylfadóttir, S. S., Løvholt, F., and Fellin, W.: Granular porous landslide tsunami modelling with OpenFOAM, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4804, https://doi.org/10.5194/egusphere-egu22-4804, 2022.

EGU22-4840 | Presentations | NH5.1

Modern Eyes on the Historical 551 AD Earthquake and Tsunami Offshore Phoenicia, Lebanon of Today 

Amos Salamon, Rachid Omira, and Maria Ana Baptista

On July 9th, 551 AD, a destructive earthquake, estimated magnitude 7.5, impacted the Phoenician coast, nowadays Lebanon, Easternmost Mediterranean. Historical accounts describe a sudden withdrawal of the sea from Berytus (Beirut at the time) and other towns along the Phoenician littoral, for a distance of two miles and then return to its normal position, causing many casualties. Critical reading of the historic descriptions raises questions regarding the possible seismogenic and tsunamigenic sources of this catastrophe. Previous researchers presumed inland and offshore seismogenic sources, and submarine earthquake and submarine landslide as tsunami triggers.

Lebanon lies along the Yammouneh restraining bend of the left-lateral Dead Sea Transform (DST), the boundary between the Sinai Sub-Plate (Africa) and Arabia Plate. The bend resulted from a right stepping offset of the DST and thus induces transpressional deformation formed of several thrust faults, such as the recently identified Mount Lebanon thrust (MLT). On the base of extensive geological investigation, marine survey and submarine study (e.g., Elias et al. 2007), the MLT was found to be an active fault that underlies Lebanon and was interpreted to crop out at the seabed, just offshore the coast. It was thus proposed as the source for both the earthquake and the tsunami. Yet, we were puzzled how the significant retreat of the sea and the return to its original state without noticed inundation, conforms inundation expected from near offshore thrust fault.

First, we constructed a grid of the SRTM Lebanon topography merged with the EMODnet bathymetry of the northeastern Mediterranean Basin, and modified the present-day Beirut coastline so as to reflect its pattern at the time. We then modelled the coseismic deformation of an M7.5 thrust earthquake on the MLT, constraining the vertical offset according to evidence of uplifted marine-cut terraces along the Lebanese coast. The calculated seafloor deformation was used for tsunami wave generation, and non-linear shallow water equation for numerical modelling of tsunami propagation and inundation.

Preliminary assessment shows that, as expected, the simulated scenario exhibits a series of waves. However, the general effect of the simulation is a notable drawdown and minimal inundation, which in our eyes is compatible with the historical observations. The results also suggest that the modelled M7.5 MLT offshore scenario, can explain the 551 AD tsunami description with no need to consider secondary submarine and/or subaerial landslide sources. The review of historical events is thus an important tool to characterize earthquake and tsunami hazards in this area. While further elaboration is certainly needed, we already learnt the need to consider coseismic deformation in tsunami inundation modelling. This effect is critical in the case of near-shore sources leading to coseismic subsidence of coastal areas, which in turn can amplify the expected inundation.

How to cite: Salamon, A., Omira, R., and Baptista, M. A.: Modern Eyes on the Historical 551 AD Earthquake and Tsunami Offshore Phoenicia, Lebanon of Today, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4840, https://doi.org/10.5194/egusphere-egu22-4840, 2022.

EGU22-5324 | Presentations | NH5.1

Tsunami Ionospheric Monitoring Across the Pacific Ocean and the Southern Atlantic 

Edhah Munaibari, Lucie Rolland, Anthony Sladen, and Bertrand Delouis

As tsunamis propagate across open oceans, they remain largely unseen due to the lack of
adequate sensors. To help better mitigate the tsunami risk, we use a detection method that takes
advantage of the efficient coupling of tsunami waves with the atmosphere. Tsunami-induced
internal gravity waves thus travel upward in the atmosphere, where amplitude amplifies by several
orders of magnitude as the air density decreases with altitude. Once the waves reach the
ionosphere, they put charged particles into motion, creating propagative phenomena known as
Traveling Ionospheric Disturbances (TIDs). Thanks to the Global Navigation Satellites Systems
(GNSS), such disturbances can be monitored and observed using the Total Electron Content (TEC)
derived from the delay that the ionosphere imposes in the electromagnetic signals transmitted to
the Earth’s surface by the GNSS satellites. Here we show ionospheric TEC signatures following the
passage of three ocean-wide tsunami events: the two tsunamis triggered by the March 4th, 2021
8.1 Mw Kermadec Islands, New Zealand, and the July 29th, 2021 8.2 Mw Perryville, Alaska
earthquakes, as well as across the southern Atlantic following the tsunami generated by the
August 12th, 2021 8.1 Mw Sandwich Islands earthquake. We classify the observed TEC signatures
based on detection reliability and the potential connection to the tsunami wavefield. In addition,
we utilize an analytical model to investigate the source of these identified TEC signatures. Thus, we
ensure their gravity-waves origin and assess the characteristics (wavelength, period, etc.) of such
gravity waves, which is necessary to confirm they originate from the tsunami. Finally, to better
map the tsunami amplitude at the ocean level in various configurations, we examine, compare,
and contrast the amplitude of the identified tsunami-induced TEC signatures from geographically
sparse regions. We account for multiple parameters such as the local magnetic field, the azimuth,
and the distance to the tsunami source. They all affect the TEC signature detection and the
retrieval of the tsunami wavefield and, thus, potentially, the estimated risk.

How to cite: Munaibari, E., Rolland, L., Sladen, A., and Delouis, B.: Tsunami Ionospheric Monitoring Across the Pacific Ocean and the Southern Atlantic, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5324, https://doi.org/10.5194/egusphere-egu22-5324, 2022.

EGU22-5642 | Presentations | NH5.1

A hybrid ML-physical modelling approach for efficient approximation of tsunami waves at the coast for probabilistic tsunami hazard assessment 

Naveen Ragu Ramalingam, Kendra Johnson, Marco Pagani, and Mario Martina

This work investigates a novel approach combining numerical modelling and machine learning, aimed at developing an efficient procedure that can be used for large scale tsunami hazard and risk studies. Probabilistic tsunami hazard and risk assessment are vital tools to understand the risk of tsunami and mitigate its impact, guiding the risk reduction and transfer activities. Such large-scale probabilistic tsunami hazard and risk assessment require many numerically intensive simulations of the possible tsunami events, involving the tsunami phases of generation, wave propagation and inundation on the coast, which are not always feasible without large computational resources like HPCs. In order to undertake such regional PTHA for a larger proportion of the coast, we need to develop concepts and algorithms for reducing the number of events simulated and more rapidly approximate the simulation results needed. This case study for a coastal region of Japan utilizes a limited number of tsunami simulations from submarine earthquakes along the subduction interface to generate a wave propagation database at different depths, and fits these simulation results to a machine learning model to predict the water depth or velocity of the tsunami wave at the coast. Such a hybrid ML-physical model can be further coupled with an inundation scheme to compute the probabilistic tsunami hazard and risk for the onshore region.

How to cite: Ragu Ramalingam, N., Johnson, K., Pagani, M., and Martina, M.: A hybrid ML-physical modelling approach for efficient approximation of tsunami waves at the coast for probabilistic tsunami hazard assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5642, https://doi.org/10.5194/egusphere-egu22-5642, 2022.

EGU22-6282 | Presentations | NH5.1

Assessing research gaps in probabilistic tsunami hazard and risk analysis 

Joern Behrens, Finn Løvholt, Fatemeh Jalayer, Stefano Lorito, Mario A. Salgado-Gálvez, and Mathilde Sørensen and the AGITHAR Team

Probabilistic tsunami hazard and risk analysis (PTHA/PTRA) is an emerging scientific discipline within the tsuanmi community and allows potentially to incorporate the diverse sources of uncertainty into disaster prevention, preparedness, and mitigation activities. While there are a number of successful applications of this paradigm, it is still an emerging field with a number of unresolved research questions. 

In a collaborative effort members of the COST Action AGITHAR assessed the existing research gaps for PTHA/PTRA and identified almost 50 different topics worth of further research. An ad hoc expert judgement was conducted to weight these open questions with respect to their expected impact on the quality of the PTHA/PTRA results and their difficulty to be answered. The results of this collaborative effort will be reported highlighting the most challenging and most severe research gaps.

The presentation is based on the following publication:
J. Behrens, F. Løvholt, F. Jalayer, et al. (2021): Probabilistic Tsunami Hazard and Risk Analysis – A Review of Research Gaps, Frontiers in Earth Science, 9:114, DOI:10.3389/feart.2021.628772.

How to cite: Behrens, J., Løvholt, F., Jalayer, F., Lorito, S., Salgado-Gálvez, M. A., and Sørensen, M. and the AGITHAR Team: Assessing research gaps in probabilistic tsunami hazard and risk analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6282, https://doi.org/10.5194/egusphere-egu22-6282, 2022.

Two hazardous storms, Christina (January 2014) and Leslie (October 2018), destructively affected the coast of Portugal and generated extreme sea level variations. We analyzed both the sea-level and meteorological data, and performed numerical simulations to examine the observed wave-induced coastal hazard and identify the background harbor resonances at each port. The results revealed that the sea-level variation is affected by the combined effect of low-frequency sea level rise (surges) and high-frequency (HF) waves. For the 2014 event, we found that wind was the main source of the HF sea surface variation, which excited the background harbor resonance. For the 2018 event, storm surges were significantly stronger and HF amplitudes were mostly induced by the movement of a pressure jump, leading to a meteotsunami formation. Commonly, wind is considered as a principal factor of the storm-generated HF waves, but we show herein  that the atmospheric pressure jump can play an important role in their formation through meteotsunami. The latter, when combined to a storm surge, can cause serious impact on the threatened coastal areas. 

How to cite: Kim, J., Omira, R., and Dutsch, C.: Combined storm and meteotsunami hazards: Data analysis and numerical simulation of Christina (Jan. 2014) and Leslie (Oct. 2018) events on the coast of Portugal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6347, https://doi.org/10.5194/egusphere-egu22-6347, 2022.

EGU22-6439 | Presentations | NH5.1

Tsunami hazard along the Alboran Coast triggered by submarine landslides 

Alain Rabaute, Sara Lafuerza, Maud Thomas, Jacques Sainte-Marie, Apolline El Baz, Anne Mangeney, Elia d'Acremont, Elise Basquin, Denis Mercier, Axel Creach, and Christian Gorini

Historical earthquake records suggest that the Alboran Sea seismicity is mostly triggered by strike-slip faults with little or no vertical throw preventing significant tsunami formation. Although in the North Alboran Sea the Averroes fault may have a tsunamigenic potential, the main active fault system responsible of the last three major earthquakes (Mw ≥ 6) in the South Alboran Sea, the Al-Idrissi fault, has no significant vertical component. This points to submarine landslides as the main potential source of tsunamis for the southern sector of the basin. Our study deals with the tsunamigenic potential of submarine landslides in the southern Alboran Sea, where several deposits are stacked within the last million year of sedimentary cover. We have identified up to 67 landslide events with volumes between 0.01 to 15 km3. The probability of landslide occurrence has been analysed with a logistic regression describing the relationship between a binary response variable (existence or absence of landslide) and a set of predictor variables such as high seafloor gradients and presence of active faults. The analysis of the severity of a given landslide has been investigated based on the estimation of the probability that the landslide reaches a certain (high) level (e.g. tsunami run-up or submarine cable breaks) giving that it has occurred through the extreme value analysis. We have used the Shaltop code simulating landslide run-out on the basis of a depth-averaged model based on the hydrostatic Saint Venant equations and Coulomb-type basal friction considering a Bingham rheology. Our tsunami simulations include Shaltop output scenarios as a source of the generated tsunami through hydrodynamic simulations using the hydrostatic 3D Navier-Stokes code Freshkiss3d. We found that tsunamis waves triggered by submarine landslides on the South Alboran Sea would be no higher than two meters. However, the tsunami would include wavelengths of tens of kilometres translating into important water volumes flooding several areas of around the Alboran coast. 

How to cite: Rabaute, A., Lafuerza, S., Thomas, M., Sainte-Marie, J., El Baz, A., Mangeney, A., d'Acremont, E., Basquin, E., Mercier, D., Creach, A., and Gorini, C.: Tsunami hazard along the Alboran Coast triggered by submarine landslides, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6439, https://doi.org/10.5194/egusphere-egu22-6439, 2022.

EGU22-7194 | Presentations | NH5.1

Meteotsunamis: the hazard in the coastal areas 

Chiara Visentin, Nicola Prodi, Elena Benvenuti, Elena Marrocchino, and Carmela Vaccaro

Meteotsunamis (or meteorological tsunamis) are long, progressive sea waves triggered by external forcings due to meteorological events as e.g., air pressure disturbances, wind gusts and fast-moving storms that are observed in beaches of enclosed basins and/or in ocean waves entering the harbors and bays. The atmospheric disturbance in open sea generates near the surface water the localized waves, that travel at the same speed but with a period ranging from a few minutes to two hours. The waves propagate toward the shore amplifying near the coast due to resonance mechanisms related to the bathymetric characteristics of the waterbody and the topography of the coastal line. Therefore, a meteotsunamis results from two resonance effects: an external resonance between the air pressure disturbance and the long sea waves in the open sea, followed by an internal resonance between the incoming long waves and the harbor/bay eigenmodes.

Meteotsunamis have been observed all around the globe, but the most destructive events happened at a limited number of sites where meteorological and resonance conditions (i.e., intense resonant amplification due to the harbor/bay geomorphology, dynamic instability, frontal passages, gales, squalls, storms, tornadoes, convection cells, and atmospheric gravity waves) are satisfied at the same time. Examples of these sites are the North-East Adriatic Sea, the Balearic Islands (Spain) and the Sicily Strait (Marrobbio). Over the years, this natural phenomenon recorded an increase (higher frequency of Medicanes) and it has caused structural damages to properties and infrastructures along the coastal areas, as well as human casualties.

In the last fifteen years, numerous studies have addressed the issue of producing statistics and hazard estimates for meteotsunamis, even though in situ data are scarce and often available with a low spatial and temporal resolution. Numerical atmospheric-ocean models, mostly running with simulated air-pressure disturbance and calibrated over data of real events, were therefore carried out seeking to establish a shared approach for hazard estimation and meteotsunamis short-term forecast. Selecting appropriate models for this natural phenomenon is important in the view of planning coastal intervention in danger areas and quantifying the hazard in the harbor/bay in relation to geomorphological changes. In this light the PMO-GATE project (Preventing, Managing and Overcoming Natural-Hazards Risks to mitiGATE economic and social impact project) in the framework of the Interreg V Italy-Croatia 2014-2020 Program aims to develop a joint innovative methodology to strengthen and consolidate the collaboration against natural disasters specific to the NUTS Italy-Croatia in order to increase the level of protection, resilience and prevention of natural disasters through shared management methodologies and multi-risk overcoming of extreme events, such as meteotsunamis, to deal with natural risk with greater awareness and effectiveness.

In particular, it is crucial to understand whether and how the hazard estimate would be modified due to coastal changes brought about by the rise in the sea level expected as a consequence of climate changes.

How to cite: Visentin, C., Prodi, N., Benvenuti, E., Marrocchino, E., and Vaccaro, C.: Meteotsunamis: the hazard in the coastal areas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7194, https://doi.org/10.5194/egusphere-egu22-7194, 2022.

EGU22-7972 | Presentations | NH5.1

Tsunami research in Bulgaria: recent developments, gaps and further directions 

Lyubka Pashova*, Ira Didenkulova, and Boyko Ranguelov

Tsunamis are severe natural hazards, causing significant human casualties and material damage to infrastructure, especially in the coastal zone. Research shows that tsunami danger exists for any water basin. The Black Sea is an inland sea, surrounded and crossed by several active faults whose geodynamic characteristics indicate that they can generate a tsunami. Moreover, the Black Sea is also prone to landslide-generated tsunamis and meteotsunamis. Until five decades ago, the existence of a tsunami threat in the Black Sea was ignored until the appearance of books that mention events described by ancient chroniclers interpreting information about tsunami-related phenomena in historical documents.

This work reviews and systematizes the main achievements in the field of tsunami research in Bulgaria from the initial voluntary enthusiastic research, initiated through the FP4-ENV 2C funded project "Genesis and impact of the tsunami on the European coasts" (GITEC-TWO, 1996-1998; https://cordis.europa.eu/project/id/ENV4960297) up to the present days. The small number of tsunami events observed in the western Black Sea basin limits our knowledge of the tsunamigenic potential of the Black Sea. The main problems, omissions and challenges are related to establishing the characteristics of tsunami sources, such as kinematic parameters of active faults and their geometry, coastal and underwater landslides and special weather conditions inducing meteotsunamis. This review presents the actions, studies, and observations on the western Black Sea coast, the first steps in building a tsunami warning system and other related activities. Based on the collected information, we identify the research gaps according to the AGITHAR priority matrix (Behrens et al., 2021) and highlight the emerging research areas in the Black Sea basin. The possibility of proposing a framework for assessing multi-hazard and multi-risk due to the cascade effect of different hazards along the Bulgarian coast in the context of the Sendai Framework for Disaster Risk Reduction is also outlined.

Acknowledgements: The authors thank the Bulgarian National Science Fund for co-funding the research under the Contract КП-СЕ-КОСТ/8, 25.09.2020, which is carried out within the framework of COST Action 18109 “Accelerating Global science In Tsunami HAzard and Risk analysis” (AGITHAR; https://www.agithar.uni-hamburg.de/).

 

References:

Behrens J, Løvholt F, Jalayer F, Lorito S, Salgado-Gálvez MA, Sørensen M, Abadie S, Aguirre-Ayerbe I, Aniel-Quiroga I, Babeyko A, Baiguera M, Basili R, Belliazzi S, Grezio A, Johnson K,Murphy S, Paris R, Rafliana I, De Risi R,Rossetto T, Selva J, Taroni M,Del Zoppo M, Armigliato A, Bures V, Cech P, Cecioni C, Christodoulides P, Davies G, Dias F, Bayraktar HB, González M, Gritsevich M, Guillas S, Harbitz CB, Kanoglu U, Macías J, Papadopoulos GA, Polet J, Romano F, Salamon A, Scala A, Stepinac M, Tappin DR, Thio HK, Tonini R, Triantafyllou I, Ulrich T, Varini E, Volpe M and Vyhmeister E (2021) Probabilistic Tsunami Hazard and Risk Analysis: A Review of Research Gaps. Front. Earth Sci. 9:628772. doi: 10.3389/feart.2021.628772

* corresponding author

How to cite: Pashova*, L., Didenkulova, I., and Ranguelov, B.: Tsunami research in Bulgaria: recent developments, gaps and further directions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7972, https://doi.org/10.5194/egusphere-egu22-7972, 2022.

EGU22-8069 | Presentations | NH5.1 | Highlight

The Role of Communication and Public Education in Tsunami Early Warnings and Responses in New Zealand 

Rachel Hunt, Carina Fearnley, Simon Day, and Mark Maslin

Individuals and communities are known to respond in different ways to official tsunami warnings and natural tsunami warning signs. This interdisciplinary research seeks to understand how official warnings are decided upon and communicated, and the ways in which warnings can be tailored through educational measures to improve tsunami awareness and preparedness. By improving the understanding of tsunami responses to official warnings and natural warning signs through examining the interactions between different emergency agencies, the mitigation methods for various tsunami hazards, and the numerous approaches to public warning communication, it is proposed that more tsunami resilient communities can be developed in New Zealand.

Online social research methods were used to investigate tsunami early warnings and responses in New Zealand. 106 documents and archives were collected to examine the nature and content of official tsunami information and the methods currently used to communicate these warnings, including director’s guidelines, memorandums of understanding, standard operating procedures, ministerial reviews, and technical standards. 57 semi-structured interviews were conducted with tsunami researchers, warning specialists, and emergency managers to gain an understanding of the opinions held on the effectiveness of official warnings and public education. The participants were recruited from research institutes, national agencies, regional groups, and local councils in New Zealand, Australia, the Pacific Islands, the UK, and the USA.

Three key findings have been established. First, the division of responsibilities between the various research institutes, national agencies, regional groups, and local councils involved in monitoring, disseminating, and responding to official tsunami warnings leads to the potential for error and delay in issuing official warnings, highlighting the need for consistent messages and coordinated responses. Second, whilst New Zealand has the capability to communicate official warnings for distal events, the country relies on educating the public to observe natural warning signs for local events, with emergency drills as well as awareness and preparedness campaigns in place to promote self-evacuation. Third, whilst sirens can be useful for issuing official tsunami warnings in rural or isolated communities, they can create confusion if the tone is misunderstood, whilst Emergency Mobile Alerts (EMAs) can only be used in areas with good reception but provide more information on the approaching hazard.

Further public education around the warning communications issued by national, regional, and local agencies, as well as New Zealand’s vulnerability to distally, regionally, and locally generated tsunamis, would contribute to more effective tsunami responses. The advantages and disadvantages of sirens and EMAs emphasise the value of these two methods of tsunami warning being used holistically, in a multi-channel approach, to provide more thorough warning communication. This research concludes that improvements must be made to emergency agency interaction, tsunami mitigation methods, and warning communication approaches in order to develop tsunami resilience in New Zealand.

How to cite: Hunt, R., Fearnley, C., Day, S., and Maslin, M.: The Role of Communication and Public Education in Tsunami Early Warnings and Responses in New Zealand, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8069, https://doi.org/10.5194/egusphere-egu22-8069, 2022.

EGU22-8075 | Presentations | NH5.1

Utilising ocean bottom seismometer platforms for tsunami early warning and hazard assessment 

Rui Barbara, Marcella Cilia, Will Reis, Neil Watkiss, Sally Mohr, Phil Hill, and Dan Whealing

Seismic instrumentation is critical for instantaneous tsunami early warning systems as well as assessing long-term risk of tsunami activity in areas with high seismic hazard. Ocean Bottom Seismometer (OBS) systems provide real-time data in areas with appropriate infrastructure or batch data from offline temporary autonomous stations.

OBS systems detect ground motion from seismic waves significantly before detecting any pressure change in the water column from an associated tsunami due to the order of magnitude difference in wave velocity. Güralp’s OBS systems combine seismic and pressure detection in both permanent cabled networks and temporary non-cabled systems utilising near-real-time acoustic transmission. All seismic sensors used in Güralp systems are sensitive to both earthquakes as well as other tsunami-triggering events such as landslides (e.g. Anak Krakatau, 2018) or volcanic eruptions (e.g. Hunga Tonga–Hunga Haʻapai, 2022).

Cabled systems provide obvious benefits of real-time data, confidence of installation and flexibility to add additional instrumentation without power consideration. For example, Güralp Orcus and Maris cabled OBS systems are both deployed off the western coast of North America monitoring volcanic and tectonically induced earthquakes that have potential to cause tsunamis. Seismometers at these stations coupled with pressure gauges allow for immediate notification of a threat and subsequent refinement of hazard estimates using surrounding assets such as dedicated DART buoys.

Both Orcus and Maris allow for multiple auxiliary systems to be incorporated into the system while maintaining as well as providing additional installation flexibility for operators. Orcus has facility for both strong & weak motion seismometers in addition to auxiliary sensors while Maris has the unique feature of operating at any angle without the need for a gimbal mechanism, simplifying installation and network design considerations.

The Güralp Aquarius is the latest generation autonomous OBS for short-to-medium term or rapid response campaigns to monitor areas with increased seismic and tsunami hazard. Aquarius also uses omnidirectional capabilities as well as acoustic communication of seismic data to the surface to improve operator confidence of installation. Acoustic communication also allows for near-real-time communication with land-based warning systems after a significant seismic event in anticipation of a tsunami. This can be verified and communicated after the initial seismic wave using onboard pressure gauges. In areas where surface communication is not required, intelligent battery systems optimise deployment lengths beyond 18 months for maximum data/cost benefit.

Güralp is also pioneering the use of seismic sensors and auxiliary equipment within Science Monitoring And Reliable Telecommunications (“SMART”) cables which have already been shown to be useful in incorporating pressure gauges to detect tsunami events. These cables utilise regular telecommunication cables making uses of their natural communication and power source qualities to improve sensor network coverage. Güralp is currently manufacturing a demonstration system to be deployed in the Ionian Sea, monitoring seismic and volcanic activity with the aim of indicating practicality and data quality using this installation method.

How to cite: Barbara, R., Cilia, M., Reis, W., Watkiss, N., Mohr, S., Hill, P., and Whealing, D.: Utilising ocean bottom seismometer platforms for tsunami early warning and hazard assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8075, https://doi.org/10.5194/egusphere-egu22-8075, 2022.

EGU22-8236 | Presentations | NH5.1

Submarine landslide tsunamis in fjord environments: the case of Pangnirtung Fjord, eastern Baffin Island (Nunavut, Canada) 

Glauco Gallotti, Philip Sedore, Alberto Armigliato, Alexandre Normandeau, Vittorio Maselli, and Filippo Zaniboni

Fjord environments are subject to submarine mass wasting events due to their steep slopes, high sedimentation rates, and tectonic activity driven by glacial-isostatic rebound. In specific cases, these events can generate tsunami waves whose coastal heights are strongly influenced by the physiography, both subaerial and submarine, of the fjord. Here we present modeling simulations of a potential tsunami initiated by a submarine landslide in Pangnirtung Fjord, eastern Baffin Island (Nunavut, Canada). Pangnirtung Fjord, a 43 km long, 1 to 3 km wide, and 165 m deep fjord, is fed by numerous rivers that transport sediment from the surrounding high-relief, partially glaciated landscape. Collapse of the Kolik River delta, situated directly across from the hamlet of Pangnirtung, is the likely cause of the largest submarine landslide (2.1 km2) identified in the fjord using multibeam bathymetric data and 3.5 kHz sub-bottom profiles collected in 2019. The mapped landslide extends across the flat basin and features a blocky deposit directly downslope of the delta. The landslide dynamics, the consequent water waves generation and propagation were simulated by means of codes developed by the Tsunami Research Team of Bologna University. The landslide parameters characterizing the downslope motion have been retrieved by matching the landslide dynamics with the observed deposit. As the landslide impulses to the water column are considered, the propagation of the waves inside the fjord is determined through the shallow water approximation of the Navier-Stokes set of equations. The waves reach the hamlet (3.5 km from the landslide source) in 200 s, and the surrounding fjord coasts in approximately 800 s. Maximum wave height values of approximately 2 m were modeled and used to construct an inundation map for the area, over a 2 m regularly spaced grid for the hamlet of Pangnirtung.

How to cite: Gallotti, G., Sedore, P., Armigliato, A., Normandeau, A., Maselli, V., and Zaniboni, F.: Submarine landslide tsunamis in fjord environments: the case of Pangnirtung Fjord, eastern Baffin Island (Nunavut, Canada), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8236, https://doi.org/10.5194/egusphere-egu22-8236, 2022.

EGU22-8374 | Presentations | NH5.1

Empirical tsunami fragility modelling for hierarchical damage levels: application to damage data of the 2009 South Pacific tsunami 

Fatemeh Jalayer, Hossein Ebarahimian, Konstantinos Trevlopoulos, and Brendon Bradley

Methodology:

A fragility model expresses the probability of exceeding certain damage levels for a given level of intensity for a specific class of buildings or infrastructure. An empirical tsunami fragility curve for a given damage level is derived based on observed pairs of data for the tsunami intensity measure and the corresponding damage level. Tsunami inundation depth and/or flow velocity are usually adopted as scalar intensity measures (they can also be employed together as a vector-valued intensity measure). Physical damage levels are usually defined in a hierarchical manner, implying discrete, mutually exclusive, and collectively exhaustive (MECE) damage states. This means that the fragility curves for consecutive hierarchical damage levels must not intersect. It is clear that by fitting empirical fragility curves to each single damage level, this condition is not automatically satisfied. To overcome this problem, ordered (“parallel”) fragility models or partially ordered models have been adopted in the literature to derive fragility curves for MECE damage states. Empirical tsunami fragility curves are usually constructed using generalized linear regression models by adopting probit, logit, or the complementary loglog link functions. As far as model comparison and selection are concerned, established statistical approaches have been used in recent literature to identify the optimal link function among those mentioned above. Moreover, for estimating the uncertainty in the resulting empirical fragility curves, bootstrap resampling has been commonly used.

The present work proposes a simulation-based Bayesian method for inference and model class selection to perform ensemble modelling of the tsunami fragility curves for MECE damage states and the related uncertainties for a given class of buildings. The method uses adaptive Markov Chain Monte Carlo Simulation (MCMC), based on likelihood estimation using point-wise intensity values, to estimate the fragility model parameters and the uncertainties. Among the set of viable fragility models considered, Bayesian model class selection is used to identify the simplest model that fits the data best (i.e., is a parsimonious model). The proposed method provides consistent parameter estimation and confidence intervals for MECE the damage states and identifies the best fragility model class among the pool of viable models, based on a single set of simulation realizations. The whole procedure is provided as open-source software on the site of the European Tsunami Risk Service (https://eurotsunamirisk.org/software/) and is also available as a standalone docker application.

Application:

As the case-study application, the central South Pacific region-wide tsunami on September 29, 2009 is used. The tsunami was triggered by an unprecedented earthquake doublet (Mw 8.1 and Mw 8.0). The tsunami seriously impacted numerous locations in the central South Pacific. Herein, the damage data related to 120 brick masonry residential buildings associated with the reconnaissance survey sites of American Samoa and Samoa islands were utilized as a proof of concept. A six-tier damage scale is considered, and tsunami inundation depth has been used as the intensity measure.

 

Keywords: probabilistic tsunami risk analysis, tsunami fragility, Bayesian inference, model class selection

How to cite: Jalayer, F., Ebarahimian, H., Trevlopoulos, K., and Bradley, B.: Empirical tsunami fragility modelling for hierarchical damage levels: application to damage data of the 2009 South Pacific tsunami, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8374, https://doi.org/10.5194/egusphere-egu22-8374, 2022.

EGU22-8520 | Presentations | NH5.1

Effects of coastal roughness on long wave runup 

Ira Didenkulova, Ahmed Abdalazeez, Denys Dutykh, and Petr Denissenko

Studies of the influence of coast roughness on run-up height have numerous applications to tsunami problem. It happens when tsunami propagates over the urban area and houses and coastal structures represent roughness elements, which help to dissipate wave energy and reduce maximum tsunami inundation and at the same time can break due to tsunami loading. In this paper we focus on this topic from both points of view and study experimentally and numerically reduction of wave run-up height due to the bed roughness and corresponding wave loading on roughness elements.

Experiments have been performed in a 307 m long, 7 m deep and 5 m wide Large Wave Flume in Hannover, Germany. The experimental setup contained a 251 m long section of the constant depth, which was kept at the depth of h = 3.5 m during all tests, and a 1:6 slope section. A total of 16 wave gauges were mounted along the flume to reconstruct the incident wave field and to study its nonlinear deformation. During the tests, two video cameras and a capacitance probe were used to measure wave run-up on a sloping beach. Two cameras were set up to film the surf zone. One video record was used to calibrate the run-up data measured by the capacitance probe. An additional video record was used to determine the shape of the water surface, which was illuminated by a laser sheet along the direction of wave propagation.

Logs with rectangular 10×10 cm cross-section were used as roughness elements and the force acting on logs was recorded. Two logs were equipped with force transducers; one located at the unperturbed shoreline 272 m and the one located at 276 m mark. Four roughness configurations were considered, with logs every 1 m, 2 m, and 4 m which was compared to the smooth, zero log baseline condition. Waves of different height, period and shape have been used as input signals.

Experimentally shown, that run-up height has a strong non-linear dependence on the amplitude of incident wave and the number of roughness elements. Force acting on the roughness elements is related to the amplitude of the incident wave during the run-up phase and is defined by the flowing down near-slope layer when the bulk of the fluid recedes. At higher wave amplitudes, the average force (total momentum) imposed by roughness elements on the fluid is directed up the slope

Described experiments have been used to validate two numerical models (nondispersive shallow water model and dispersive model based on modified Peregrine equations) and to evaluate the potential of these models to simulate wave attenuation due to sea bed roughness. To model the bottom friction, we used both Manning’s and Chezy’s roughness laws. The results of this work are also discussed.

How to cite: Didenkulova, I., Abdalazeez, A., Dutykh, D., and Denissenko, P.: Effects of coastal roughness on long wave runup, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8520, https://doi.org/10.5194/egusphere-egu22-8520, 2022.

EGU22-9174 | Presentations | NH5.1

Tsunami hazard scenarios for the northern Bulgarian Black Sea coast 

Reneta Raykova and Lyuba Dimova

The Black Sea is located in the Anatolian sector of the Alpine-Himalayan orogenic system. In this region the African and Arab plates are moving to the north and to the west colliding with the Eurasia tectonic plate. In this study we focused on the northern Bulgarian Black Sea coast, where devastating earthquakes occurred in the past, during the Ist century BC, 543 AD, 1444 and 1901, all of them with estimated magnitudes M>7.0 causing tsunami waves. An evaluation of the possible seismic sources and maximum credible earthquake magnitude is made to build tsunami hazard scenarios for the northern Bulgarian coastline, including Shabla-Kaliakra seismic zone. The numerical code UBO-TSUFD is used for the tsunami simulations, coupled with bathymetry and relief data. The initial conditions of the generated tsunami waves are calculated using the method proposed by Okada supplemented with focal mechanisms information and fault geometry. We consider three seismic sources (SS I, SS II and SS III) which are tested for three different earthquake magnitudes M7.0, M7.5 and M8.0. To increase the resolution of the results we use nested grids, as the finest one (space resolution 50 m) is focused on the coastline between the city of Varna and Cape Kaliakra. We built simplified local tsunami hazard maps based on the computed water column on the coast for all nine tsunami scenarios in the studied region. The potentially threatened inundation zones are marked with different colors and vary between 0 and 5 m, depending on the selected magnitude. SS I poses the highest risk of potential tsunami flooding with the calculated water column for the northern part of the Bulgarian coast reaching more than 1.5 m, even for M7.0. When M7.5 is considered, the tsunami heights rise to 2.3 m and assuming M8.0, the water column exceed 4 m. The gulf of Bourgas is partially protected by Cape Emine, located to the north. It should be noted that the Romanian coast and more precisely the shores to the north of Constanta are seriously affected by the modelled scenarios, as the calculated inundation heights exceed 2.5 m for M8.0. The results for SS III show the lowest values of the vertical water column inland. The modeling estimates the sea level variations in certain points computing synthetic mareograms. Virtual mareograms near Varna, Balchik and Albena resort displays the evolution of the initiated tsunami heights in time. SS II and SS III have similar behavior for all three magnitudes. The dominant tsunamigenic source with extremely high waves is SS I.

In addition, the impact of these three seismic sources on the entire Black Sea coast is examined through the coarse grid of 500 m, the propagation field and the maximum computed tsunami heights.

This study is funded by the Bulgarian National Science Fund, grant number CP-06-COST-7/24.09.2020. LD contributed to the European Cooperation in Science and Technology COST project “AGITHAR-Accelerating Global science In Tsunami HAzard and Risk analysis”.

How to cite: Raykova, R. and Dimova, L.: Tsunami hazard scenarios for the northern Bulgarian Black Sea coast, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9174, https://doi.org/10.5194/egusphere-egu22-9174, 2022.

EGU22-9486 | Presentations | NH5.1

Earthquake scenarios for the Hellenic Arc from 3D dynamic rupture modeling: implications for tsunami hazard 

Sara Aniko Wirp, Thomas Ulrich, Lukas Krenz, Michael Bader, Stefano Lorito, and Alice-Agnes Gabriel

The Hellenic Arc is an active seismogenic zone in the Mediterranean Sea that hosted at least two historical M≥8 earthquakes, which both caused destructive tsunamis. The low-angle geometry of its subduction interface could promote shallow slip amplification, enhancing seafloor displacement.
Long-term seismic-probabilistic tsunami hazard assessment (S-PTHA, e.g., Scala et al., 2020) and early warning systems typically rely on kinematic models and Okada's analytical solution to compute static seafloor displacements. The static displacement is then used to source tsunami models. However, the complex interaction of earthquake dynamics and tsunami-genesis may not be fully captured.

We recently demonstrated mechanically consistent dynamic rupture models in generic megathrust settings informed from long-term geodynamic modeling that can provide building blocks toward integrating physics-based dynamic rupture modeling in Probabilistic Tsunami Hazard Analysis (Wirp et al., 21). We here present a range of 3D multi-physics, high-resolution dynamic rupture subduction earthquake scenarios accounting for the complex slab geometry of the Hellenic Arc. We vary hypocenter locations, which leads to a wide range of rupture speeds, extent of shallow fault slip, and moment magnitudes. 
Our dynamic rupture models include highly resolved bathymetry and topography data and detailed knowledge of the tectonic structure of the Hellenic Arc (seismic velocity structure, stresses, and strengths). We use the slab geometry from the European Database of Seismogenic Faults (EDSF, Basili et al., 2013) to create a 3D dynamic rupture scenario that covers great parts of the Mediterranean Sea. The initial conditions in our models are constrained on the subduction zone scale (Ulrich et al., 2021) and specified for the Hellenic Arc region.

Only part of the Hellenic Arc is fully seismically coupled (e.g., Laigle et al., 2004) and most of the convergence is assumed to occur as aseismic creep. We follow Ramos et al. (2021) and apply different friction parameters accounting for high or low coupling of the plate interface.
Our modeling suggests that margin-wide rupture would yield an Mw 9.3 earthquake. More reasonable smaller magnitude earthquakes are obtained by increasing the along-arc complexity of the reference model. Different hypocenter locations result in remarkable differences in shallow fault slip penetrating into velocity-strengthening regions, which translate into strong variations of the final seafloor displacement across scenarios. 
In additional models with partially consolidated and totally unconsolidated sediments (Ulrich et al., 2021) we show that off-fault plastic yielding, which limits shallow fault slip, may drastically increase the seafloor uplift. 
Finally, we explore a novel 3D fully coupled earthquake-tsunami modeling approach (Lotto and Dunham, 2018; Krenz et al., 2021) by adding a water layer to the modeling domain. This enables simulating earthquake dynamics, acoustic waves, and the resulting tsunami simultaneously. The fully coupled model will capture the dynamics of the entire tsunami-genesis in a single simulation, overcoming typical approximations for standard earthquake-tsunami coupling workflows. 

We envision that mechanically consistent dynamic rupture models can provide building blocks toward combined, self-consistent, and physics-based Seismic and Tsunami Hazard Analysis.

How to cite: Wirp, S. A., Ulrich, T., Krenz, L., Bader, M., Lorito, S., and Gabriel, A.-A.: Earthquake scenarios for the Hellenic Arc from 3D dynamic rupture modeling: implications for tsunami hazard, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9486, https://doi.org/10.5194/egusphere-egu22-9486, 2022.

EGU22-10179 | Presentations | NH5.1

Estimating Time Series of Tsunami Inundation using One-Dimensional Convolutional Neural Networks for Early Warning. 

Patricio A. Catalan, Jorge Núñez, Carlos Valle, Natalia Zamora, and Alvaro Valderrama

Tsunamis have the potential to cause widespread damage and loss of life over large swaths of coastal areas. To mitigate their effects, both in the long term and during emergency situations, an accurate, detailed and timely assessment of the hazard is essential. Here, an enhanced method for estimating tsunami time series using a uni-dimensional convolutional neural network model is presented, with the aim of reducing the time and computing capacity required by a high-resolution numerical modeling. While the use of deep learning for this problem is not new,  most of existing research has focused on the determination of the capability of a network to reproduce inundation values. However, for the context of Tsunami Early Warning, it is equally relevant to assess whether the networks can predict the absence of inundation. Hence, the network model was adjusted for the bays of Valparaíso, Viña del Mar and Coquimbo in central Chile, based on a set of 6800 scenarios with Mw 8.0-9.2. Tentative models were trained with time series from low- and high-resolution numerical modeling, to recreate the tsunami time series of control points on land. The objective was to reproduce the inundation high resolution time series, when the network was fed with low resolution offshore data. The approach considered 1075 (15%) scenarios to test the model, and 5783 (85%) scenarios to adjust (train and validate) the model. Different performance metrics are employed, particularly the RMSE measured with respect to peak flow depth and arrival times. Critically, the number of false alerts and alerts not issued was analyzed, which was considered a relevant performance owing to the wide range of magnitudes tested that led to an unbalance between scenarios that inundate and the ones that not. A notable outcome in this study shows the network is capable of reproducing inundation, either for small or large amplitudes, and also of no inundation. To further assess the performance, the model was tested with three existing tsunamis and compared with actual inundation metrics at three cities with different hydrodynamic response. The results obtained are promising, and the proposed model could become a reliable alternative for the calculation of tsunami intensity measures (TIMs) in a near to real time manner, with a network model forecasting where sea surface and geodetic data are not readily available, as occurs in many countries. This could complement existing early warning systems to reduce uncertainties involved in the decision making process.

How to cite: Catalan, P. A., Núñez, J., Valle, C., Zamora, N., and Valderrama, A.: Estimating Time Series of Tsunami Inundation using One-Dimensional Convolutional Neural Networks for Early Warning., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10179, https://doi.org/10.5194/egusphere-egu22-10179, 2022.

EGU22-10261 | Presentations | NH5.1

Tsunami propagation and high-resolution inundation modelling of the 2017 Karrat rock avalanche and potential future tsunamis from proximal slope failures 

Finn Løvholt, Sylfest Glimsdal, Carl Harbitz, Kristian Svennevig, Marie Keiding, and Jens Jørgen Møller

On June 17, 2017, a 40 Mm3 rock avalanche generated a tsunami that impacted several coastal communities in Karrat Fjord, Central West Greenland. The tsunami run-up was 10-12 m high in the nearest village 30 kilometres away from the rock avalanche and caused four fatalities. The two villages most heavily affected are still evacuated. In the aftermath of this event, several unstable rock slopes have been discovered proximal to the 2017 rock avalanche. One of these volumes, coined Karrat 1, has a volume of about 0.5 km3 and is hence at least an order of magnitude larger than the volume involved in the 2017 event. To put this in perspective, it has a volume 2-3 times larger than the 2018 Anak Krakatau tsunami that led to more than 400 fatalities in Sunda Strait, Indonesia (which is also much more heavily populated). Hence, the Karrat 1 worst case scenario poses a threat to a much larger area than the event that took place in 2017 and could potentially affect the whole fjord system. In this study, we quantify the tsunami hazard from this unstable rock slope as well as the 2017 event. We first provide a set of landslide tsunami simulations using a frictional-collisional Voellmy type model coupled to a tsunamis model for the event in 2017 and compare it with observations. We found that the model results agree closely with observations of the tsunami run-up heights, observations of the tsunami arrival times, and the wave periods. The 2017 tsunami model was then used to calibrate the landslide source model for the future hazard, simulating the Karrat 1 landslide tsunami with an included uncertainty range. Extreme run-up heights (10-70 m) are found for the nearest villages, as well as complete inundation of entire low-lying villages, some more than 100 km away from the landslide release area. The large modelled run-up heights, involving extreme run-up heights and relatively short arrival times for the nearby villages, demonstrate the need for better understanding of the risk as well as risk-reducing measures. With few or no previous subaerial events that have taken place historically of this scale, the possible implications of a catastrophic release are widespread, but they also imply substantial uncertainties.

How to cite: Løvholt, F., Glimsdal, S., Harbitz, C., Svennevig, K., Keiding, M., and Møller, J. J.: Tsunami propagation and high-resolution inundation modelling of the 2017 Karrat rock avalanche and potential future tsunamis from proximal slope failures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10261, https://doi.org/10.5194/egusphere-egu22-10261, 2022.

EGU22-10756 | Presentations | NH5.1

SMART Cables: Integration of Environmental Sensors Into Submarine Telecommunications Cables for Improved Ocean Monitoring 

Matthew Fouch, Stephen Lentz, Bruce Howe, and Brad Avenson

Innovative deep ocean monitoring technologies are crucial to catalyzing fundamental improvements in mitigating natural disasters, reducing human vulnerabilities, and understanding environmental threats. An attractive but untapped resource is the global submarine fiber optic cable network, which carries over 95% of international internet traffic. Key components of undersea fiber optic cable systems are repeaters, which are placed every 60-100 km along the cable to provide optical signal amplification. Integrating environmental sensors, including seismic, pressure, and temperature sensors, would enable real-time data collection for environmental and infrastructure threat reduction, natural disaster mitigation, and cable system monitoring. 

A unique technology that will revolutionize the utility of these cables is the SMART (Sensor Monitoring And Reliable Telecommunications) cable concept. Although the concept has been evaluated for over 10 years by an international suite of agencies and institutions, developing a SMART repeater requires substantial investment in research and development to validate a technology that could transform an industry. To date, no commercial manufacturer has allocated the resources to produce a prototype SMART repeater. To bridge this gap, we have obtained support by the National Science Foundation’s Small Business Innovation Research (SBIR) program to develop a benchtop prototype SMART repeater. As part of an international effort to help develop a SMART Cable system for the New Caledonia - Vanuatu region, we also have received support from the Gordon and Betty Moore Foundation as part of a team led by the University of Hawai`i.

Best-in-class SMART repeater sensors include a 3-axis accelerometer, absolute pressure gauge, and temperature sensor. Included with the sensors are data acquisition circuits with suitable dynamic range and precision, integration around a common communications module, an interface suitable for fiber optic cable spans up to 120 km in length, the software and firmware necessary to support the data path from the sensors to data storage servers, and precision timing for both time-stamps and frequency reference. The SMART repeater sensor system design is modular, thereby containing branch points for different sensors, as well as incorporation in different repeater housings or as standalone units. 

SMART Cables will be particularly well suited for providing essential tsunami monitoring data, particularly from the seismic and pressure sensors. More specifically, SMART repeaters provide a unique opportunity to develop significantly more extensive sensor networks of real-time ocean bottom monitoring, filling in critical near-field and azimuthal gaps frequently encountered in earthquake monitoring. Further, our SMART repeater sensor system design includes the option for either acceleration or velocity monitoring, thereby enabling better measurement of amplitudes of tsunamigenic subduction zone earthquakes while providing a lower noise sensor in ocean basins. Further, data from SMART Cables will facilitate the detection of other tsunamigenic sources, including underwater landslides. We will present the results of our sensor development efforts and upcoming opportunities for SMART Cable installations.

How to cite: Fouch, M., Lentz, S., Howe, B., and Avenson, B.: SMART Cables: Integration of Environmental Sensors Into Submarine Telecommunications Cables for Improved Ocean Monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10756, https://doi.org/10.5194/egusphere-egu22-10756, 2022.

EGU22-10966 | Presentations | NH5.1

The extreme sea-level event of 14-15 October 2016 on the coasts of British Columbia and Washington State caused by Typhoon "Songda" 

Alexander Rabinovich, Jadranka Šepić, and Richard Thomson

From 12 to 16 October 2016, a series of three strong low-pressure systems, including typhoon “Songda”, passed over the coasts of southern British Columbia (BC) and Washington State (WA). Typhoon “Songda” was generated on 2 October about 1,000 miles to the southwest of Hawaii. After passing along the coast of Japan, it turned eastward, crossed the Pacific Ocean, arriving off the coast of North America on 12 October, where it merged with local extratropical cyclones propagating along the coast of Vancouver Island.  These three lows passed across the western coast of the island on 14-15 October, generating strong surface currents if the offshore region and significant sea level oscillations, including storm surges, seiches and infragravity waves along southern BC and northern Washington. Oceanic observations of the event included HF WERA radar data, offshore bottom sea pressure measurements from the Ocean Network Canada (ONC) observatories and sea level records from BC and WA tide gauges. Meteorological data analyzed included radar records, satellite imaginary, reanalysis synoptic data, and air pressure and wind surface measurements of remarkable spatial and temporal resolution from more than 150 school network stations. These extensive datasets allowed for a detailed tracking of atmospheric processes responsible for strong ocean surface currents and sea-level oscillations. Maximum currents of up to 50 cm/s were measured by the HF radar. The surge heights on the southern BC and northern WA coasts were higher than 80 cm, with maximum storm surge observed at La Push, WA (117 cm) and New Westminster, BC (101 cm). A particularly interesting phenomenon was observed on the west side of Vancouver Island, beginning at Tofino, where the tide gauge record indicated a sharp, knife-like 40-cm increase in sea level with a peak value at 07:01 UTC on 14 October. Slightly lower sharp sea level peaks were also observed at Bamfield, Port Alberni and Port Renfrew. The high negative correlation between sea level and atmospheric pressure is consistent with the inverted barometer (IB) effect. Sharp sea level peaks at Tofino, Bamfield and Port Alberni are shown to be related to the specific shapes of the air pressure variations at these sites (the minimum atmospheric pressure at Tofino was 971.4 hPa), but the sea level response was 1.5-2.5 times greater than the IB effect, demonstrating the topographic amplification of sea levels in the respective areas. Such oscillations at Tofino and surrounding regions, may be described as a “meteorological tsunami” that for this specific case has a character of a forced solitary wave.

How to cite: Rabinovich, A., Šepić, J., and Thomson, R.: The extreme sea-level event of 14-15 October 2016 on the coasts of British Columbia and Washington State caused by Typhoon "Songda", EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10966, https://doi.org/10.5194/egusphere-egu22-10966, 2022.

EGU22-11303 | Presentations | NH5.1

Numerical Tsunami Inundation Modeling in Ambon City, Indonesia for Potential Earthquake and Landslide at Ambon bay 

Tatok Yatimantoro, Muhammad Harvan, Suci Dewi Anugrah, Daryono Daryono, Bambang Setiyo Prayitno, and Suko Prayitno Adi

A tsunami numerical inundation modeling in the Ambon city was developed by considering large earthquakes along the Ambon bay strike-slip fault and triggering submarine landslide as the tsunami source. 
The simulation was conducted using Comcot (Cornell Multi-grid Coupled Tsunami model) with a nested grid system in the spherical coordinate system. The four different spatial grid sizes of 60 (layer 1), 15 (layer 2), 3.75 (layer 3), and 0.9375 (layer 4) arc-sec were used in the computation. The linear shallow-water theory with bottom friction was applied for layers 1 -3, meanwhile, layer 4 used the non-linear shallow-water theory with manning roughness coefficient and detail bathymetry data. 
The single segmentation of earthquake scenarios with magnitudes Mw 7.2 was assumed. The earthquake then triggers submarine landslides in some areas around Ambon city. The landslide area was approached by Peak Ground Acceleration (PGA) value and historical data.
The results showed that in Ambon city the first tsunami wave arrived 18 min after the earthquake with a maximum flow depth of 7.4 m and inundation distance around 1.2 km. These results show that Ambon city has a risk of tsunami threat from earthquakes and submarine landslides. Therefore, it is necessary the tsunami hazard preparedness by the government and communities.

How to cite: Yatimantoro, T., Harvan, M., Anugrah, S. D., Daryono, D., Prayitno, B. S., and Adi, S. P.: Numerical Tsunami Inundation Modeling in Ambon City, Indonesia for Potential Earthquake and Landslide at Ambon bay, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11303, https://doi.org/10.5194/egusphere-egu22-11303, 2022.

One of the most critical part of tsunami warning systems is the so-called “last mile”, i.e., informing promptly residents and tourists about a possible impending inundation.

In Italy, one of the most recent activities to reach this goal is the implementation of the Tsunami Ready (TR) Program, developed under the aegis of UNESCO and achieved in synergy between INGV, ISPRA and the Italian Civil Protection Department (the three components of the Italian Tsunami Warning System - SiAM).

In 2020, the path towards the TR recognition has started in three Italian pilot municipalities: Minturno, Palmi, Marzamemi. The response of local authorities has been enthusiastic in all three cases, despite numerous bureaucratic obstacles to involvement and membership.

Italy as a NEAM member aims to reach the goal of 100% of communities at risk of tsunami prepared for and resilient to tsunamis by 2030 through the implementation of the UNESCO/IOC Tsunami Ready Programme.

Several developments are going on because all participants are aware that TR is a virtuous model for dealing with tsunami risk, with numerous implications in terms of education and responsibilities for the harmful consequences of a tsunami.

First of all, the direct involvement of citizens in the education and information process represents a significant step change of TR. It is achieved through the participation of citizens’ representatives in the TR Local Board, which is responsible for monitoring the development of procedures and certifying that a suite of 12 target parameters identified in the TR guidelines have been accomplished.

It is important to remind that the recognition as Tsunami Ready community must be also approved by the National TR Board and by the UNESCO ICG.

Secondly, the existence of internationally accredited guidelines (IOC UNESCO n. 74 and its ongoing updates) represents a reliable parameter for determining the behavior to be adopted by public decision-makers.  In case of harmful events, the compliance with these parameters can contribute to mitigating the (possible) criminal reproach against civil protection officers charged in risk management.

How to cite: Valbonesi, C.: Tsunami Ready Programme in NEAM region: strategies, responsibilities and further advancements to protect communities from tsunamis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11876, https://doi.org/10.5194/egusphere-egu22-11876, 2022.

EGU22-12471 | Presentations | NH5.1

A bed pressure correction for depth-averaged granular flow models to ensure the physical threshold of motion 

Enrique Fernandez-Nieto, François Bouchut, Juan Manuel Delgado Sánchez, Gladys Narbona-Reina, and Anne Mangeney

Depth-averaged models, such as the Savage-Hutter model with Coulomb or Pouliquen friction laws, are usually considered to simulate aerial and submarine avalanches. In particular,  submarine avalanches can be the source of a tsunami. These models are presented in local coordinates over the topography or a reference bottom. We show in this work that  classical models do not in some cases preserve the physical threshold of motion. On the one hand, the simulated granular mass can start to flow  even if the slope angle of its free surface is lower than the repose angle of the granular material involved. On the other hand, the granular mass can stay at rest being the slope angle of the free surface higher than the repose angle of the material. Several numerical tests are presented  to illustrate these problems related to classical depth averaged models. In this work we also propose an initial correction which ensures that the model preserves, up to the second order, the physical threshold of motion defined by the repose angle of the material. Several numerical tests are presented, by comparing also with experimental data to illustrate the effect of the proposed correction.

How to cite: Fernandez-Nieto, E., Bouchut, F., Delgado Sánchez, J. M., Narbona-Reina, G., and Mangeney, A.: A bed pressure correction for depth-averaged granular flow models to ensure the physical threshold of motion, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12471, https://doi.org/10.5194/egusphere-egu22-12471, 2022.

Tsunami warning systems currently focus on the first parameters of the earthquake, based on a 24-hour monitoring of earthquakes, seismic data processing (Magnitude, location), and tsunami risk modelling at basin scale.

The French Tsunami Warning Center (CENALT) runs actually two tsunami modelling tools where the water height at the coast is not calculated (i.e., Cassiopee based on a pre-computed database, and Calypso based on real time simulations at basin scale). A complete calculation up to the coastal impact all along the French Mediterranean or Atlantic coastline is incompatible with real time near field or regional forecast, as nonlinear models require fine topo-bathymetric data nearshore and indeed a considerable computation time (> 45 min). Predicting coastal flooding in real time is then a major challenge in near field context, the aim being a rapid determination of shoreline amplitude and real time estimation of run-up and currents. A rapid prediction of water heights at the coast by amplification laws or derived transfer function can be used to linearly approximate the amplitude at the coastline, with error bars on calculated values within a factor 2 at best. However, such approach suffers from a limited consideration of local effects and no run-up estimation.

The goal is there to add complexity to the predicted models through deep learning techniques, which are newly explored approaches for rapid tsunami forecasting. Several architectures, treatments and settings are being explored to quickly transform a deep ocean simulation result into a coastal flooding model. The models provide predictions of maximum height and run-up, maximum retreat, and currents in 1 second. However, such approach is dependent of a large scenario base for learning. This work presents preliminary comparisons of the coastal impact captured from nonlinear time consuming tsunami simulations (ground truth) with predicted localised tsunami responses provided by rapid forecasting deep learning approaches at 10 m resolution along the French Mediterranean, for several earthquake scenarios.

How to cite: Andraud, P., Gailler, A., Sprunck, T., and Vayatis, N.: Deep learning models  exploration for rapid forecasting of coastal tsunami impact in near field context – application to the French Mediterranean coastline., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12716, https://doi.org/10.5194/egusphere-egu22-12716, 2022.

EGU22-13387 | Presentations | NH5.1

Physics-based earthquake-tsunami modelling of the Húsavík-Flatey transform fault zone in North Iceland 

Fabian Kutschera, Sara Aniko Wirp, Bo Li, Alice-Agnes Gabriel, Benedikt Halldórsson, and Claudia Abril

The ~100 km long Húsavík Flatey Fault Zone (HFFZ) in North Iceland is the largest linear transform fault zone in Iceland composed of multiple fault segments that localise both strike-slip and normal movements, agreeing with a transtensional deformation pattern (Garcia and Dhont, 2005). With maximum seismogenic potential larger than Mw 7 and located primarily offshore, the HFFZ subjects several nearby coastal communities to potentially significant tsunami hazard from strong earthquake occurrence on the HFFZ. Namely, tsunami hazard assessment of submarine strike-slip fault systems in transtensional tectonic settings worldwide has received increased attention since the unexpected and devastating local tsunami in the Palu Bay following the 2018 Mw 7.5 Sulawesi earthquake in Indonesia.

Our goal is to carry out a physics-based assessment of the tsunami potential of the HFFZ using both a one-way linked dynamic earthquake rupture and shallow water equations tsunami workflow (Madden et al., 2021) as well as a fully-coupled elastic-acoustic earthquake-tsunami simulation (Krenz et al., SC 2021). We start by simulating physics-based dynamic rupture models with varying hypocenter locations with SeisSol (https://github.com/SeisSol/SeisSol), a scientific open-source software for 3D dynamic earthquake rupture simulation (www.seissol.org). SeisSol, a flagship code of the ChEESE project (https://cheese-coe.eu) and part of the project TEAR (https://www.tear-erc.eu), enables us to explore newly inferred simple and complex fault geometries that have been compiled and proposed in the ChEESE project by using unstructured tetrahedral meshes. The linked workflow uses the time-dependent seafloor displacement output from SeisSol to initialise bathymetry perturbations within sam(oa)²-flash. The dynamically adaptive, parallel software sam(oa)²-flash (https://gitlab.lrz.de/samoa/samoa) solves the hydrostatic shallow water equations (Meister, 2016). Here we consider the contribution of the horizontal ground deformation of realistic bathymetry to the vertical displacement following Tanioka and Satake (1996). Our second approach is based on the recent development of SeisSol which allows us to include a water layer in the earthquake-tsunami simulation to account for fully-coupled 3D elastic, acoustic and tsunami wave generation and propagation simultaneously.


The HFFZ is exposed to a laterally homogeneous regional stress field constrained from seismo-tectonic observations, knowledge of fault fluid pressurisation, and the Mohr-Coulomb theory of frictional failure. We are able to model large Mw 6.7 to 7.3 dynamic rupture scenarios that can generate up to 2m of vertical coseismic offset. Our simulations are controlled by spontaneous fault interaction in terms of dynamic and static stress transfer and rupture jumping across the complex fault network. The models show a dynamic rake rotation of ±20° near the surface, indicating the presence of dip-slip components. Shallow fault slip of up to 8m and off-fault plastic yielding contribute to the tsunami genesis. The sea surface height anomaly (ssha), which is measured at synthetic tide gauge stations along the coastline and defined as the deviation from the mean sea level, provides an estimate about the impact of the tsunami. Our physically informed worst-case tsunami simulation causes a total ssha amplitude of ~1m. We conclude that the HFFZ has the capability to generate localised tsunamigenic earthquakes potentially posing significant hazards to the coastline communities.

How to cite: Kutschera, F., Wirp, S. A., Li, B., Gabriel, A.-A., Halldórsson, B., and Abril, C.: Physics-based earthquake-tsunami modelling of the Húsavík-Flatey transform fault zone in North Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13387, https://doi.org/10.5194/egusphere-egu22-13387, 2022.

EGU22-1533 | Presentations | NH5.2

Self-modulation of oceanic waves on an ice-covered surface 

Alexey Slunyaev and Yury Stepanyants

We study the self-modulation of flexural-gravity waves on a water surface covered by a compressed ice sheet. For weakly nonlinear long perturbations of the potential flow, we derive the nonlinear Schrödinger equation and investigate the conditions when a quasi-sinusoidal wave becomes unstable with respect to the amplitude modulation. The domains of instability are presented in the planes of parameters depending on the values of the local water depth, and the coefficients of ice rigidity/elasticity and of longitudinal stress. We show that under some conditions the occurrence of the modulational instability of oceanic waves under ice looks feasible and present estimates for the real oceanic conditions. Depending on the conditions, bright envelope solitons or dark solitons can emerge on the surface.

A.S. acknowledges the support from Laboratory of Dynamical Systems and Applications NRU HSE (the Ministry of Science and Higher Education of the Russian Federation Grant No. 075-15-2019-1931) and by the Russian Foundation for Basic Research (Grant No. 21-55-15008). Y.S. acknowledges the funding provided by the grant No. FSWE-2020-0007 through the State task program in the sphere of scientific activity of the Ministry of Science and Higher Education of the Russian Federation.

How to cite: Slunyaev, A. and Stepanyants, Y.: Self-modulation of oceanic waves on an ice-covered surface, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1533, https://doi.org/10.5194/egusphere-egu22-1533, 2022.

EGU22-1541 | Presentations | NH5.2

Travelling reflectionless waves in shallow water channels with variable cross-section and current 

Efim Pelinovsky, Tatiana Talipova, Ekaterina Didenkulova, Oleg Kaptsov, Yury Stepanyants, Semyon Churilov, and Ira Didenkulova

As it is known, the problem of finding traveling waves in 1D nonlinear and dispersive media may be reduced to solving a system of ordinary differential equations. If the order of the system is large, then the internal wave structure can be very complicated and even random. If the medium is inhomogeneous, it is natural to expect the absence of solutions in the form of traveling waves due to the reflection and multiple reflection effects. If, however, the medium parameters change slowly (in comparison to the wavelength), and the reflection is weak, it becomes possible to construct an approximate solution in the form of a traveling wave with a variable amplitude and phase by using asymptotic methods (WKB, geometric optics or acoustics). For the media with a monotonic change in parameters, such solutions demonstrate the highest gain and the ability to transmit a signal over long distances without distortion.

It turns out to be possible to find exact solutions in the form of traveling waves with variable amplitude and phase in highly inhomogeneous media under certain assumptions on the medium parameters. Our paper reviews possible approaches to finding travelling reflectionless waves in the shallow water channels with variable cross-sections and currents. The basic equations are the classical 1D nonlinear shallow-water equations for water displacement and velocity averaged through the cross-channel. Mathematical procedure to get the solutions in the form of travelling reflectionless waves is based on the transformation of the original equations with variable coefficients to the constant-coefficient PDE. We first demonstrate this procedure using the example of the classical linear wave equation with variable coefficient when it can be reduced to the Klein-Gordon equation with constant coefficients. This gives rise to an ordinary second-order differential equation for finding a variable coefficient (the wave speed), so that traveling waves exist in a wide class of inhomogeneous water channels. The second procedure is the reducing of variable-coefficient 1D wave equation to the spherical symmetric wave equation in the odd-dimensional space, where waves traveling to and from the center are separated. More complicated procedure is developed for the channels with non-uniform current. In conclusion, we discuss the effectiveness of this procedure in the framework of Boussinesq systems.

The study is supported by grants RFBR (20-05-00162, 21-55-15008, 19-35-60022), President of the RF for the state support of Leading Scientific Schools of the RF (Grant No. NSH-70.2022.1.5).

Recent publications:

  • Didenkulova I. and Pelinovsky E. On shallow water rogue wave formation in strongly inhomogeneous channels. Journal of Physics A: Mathematical and Theoretical, 2016, vol. 49, 194001.
  • Pelinovsky E., Didenkulova I., Shurgalina E., and Aseeva N. Nonlinear wave dynamics in self-consistent water channels. J Phys. A, 2017, vol. 50, 505501.
  • Pelinovsky E., Talipova T., Didenkulova I., Didenkulova E. Interfacial long traveling waves in a two-layer fluid with variable depth. Studies in Applied Mathematics, 2019, vol. 142, No. 4, 513–527.
  • Churilov S.M., Stepanyants Yu.A. Reflectionless wave propagation on shallow water with variable bathymetry and current. J. Fluid Mech., 2022, vol. 931, A15.

How to cite: Pelinovsky, E., Talipova, T., Didenkulova, E., Kaptsov, O., Stepanyants, Y., Churilov, S., and Didenkulova, I.: Travelling reflectionless waves in shallow water channels with variable cross-section and current, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1541, https://doi.org/10.5194/egusphere-egu22-1541, 2022.

EGU22-1680 | Presentations | NH5.2

Non-isospectral modelling in probing nonlinear water waves 

Longyuan Zhang, Wenyang Duan, and Jiazhi Li

Reducing nonlinear evolution equations into integrable systems has emerged as a practical approach to probing nonlinear water waves. As a widely-accepted result, rogue waves can generate from the state changes of other types of wave solutions, for instance, a breather whose period approaches infinity. Crucially, the physical parameters varying across time and space can induce state transfers between different nonlinear wave solutions. More precisely, the coefficients of integrable systems are closely related to the real-world physical context. Especially in oceanography, the physical parameters concerned have large scale distribution in space and time, which implies that the simple iso-spectral models are out of reach.

 

The non-isospectral generalization of the (2+1)-dimensional Gardner equation adequately describes the nonlinear oceanic waves' abundant phenomena and characteristics. For this sake, we propose an extension of the Bell polynomial approach to derive its integrability features. Moreover, we obtain the explicit solution of corresponding non-isospectral solitary interactions, which indicates the drifting and alternating mechanisms of the wave envelopes in non-isospectral kink collisions.

How to cite: Zhang, L., Duan, W., and Li, J.: Non-isospectral modelling in probing nonlinear water waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1680, https://doi.org/10.5194/egusphere-egu22-1680, 2022.

It is known that the kurtosis of wave elevations can reach a maximum near the top of abrupt depth transitions (Zeng, et al. 2012), which can be explained due to a mechanism of the interaction between free and second-order bound waves due to a depth transition (Li, et al., 2021). The horizontal velocity at a still surface can show significantly different statistics from that of surface displacement for an irregular train of random long-crested waves atop a submerged bar (Trulsen, et al. 2020). Motivated by the latter, this work focuses on effects of a submerged bar and trench on the main properties of weakly nonlinear surface gravity waves in two dimensions. The analysis is based on a novel theoretical framework that allows for narrow-banded surface waves experiencing a step-type seabed with two sudden depth transitions, correct to the second order in wave steepness. Such a seabed is modeled both as a submerged trench and bar. To reveal the fundamental physics, the evolution of a wavepacket that experiences abrupt depth transitions are examined in detail; (a) we show the differences of the release of free waves at second order in wave steepness both for the super-harmonic and sub-harmonic or ‘mean’ contents between a submerged bar and trench; (b) we also show the differences between the spatial distributions of horizontal velocity field induced by a narrowband wavepacket over a bar and a trench; (c) furthermore, we examine which parameters affect the release of free waves and the distributions of the horizontal velocity. The novel physics has implications for wave statistics for long-crested irregular waves experiencing a submerged bar as investigated experimentally by Trulsen et al. (2020) and numerically by Laurence et al. (2021) and Zhang et al. (2021).

References

Lawrence, C., Trulsen, K. & Gramstad, O. 2021 Statistical properties of wave kinematics in long-crested irregular waves propagating over non-uniform bathymetry. Phys. Fluids 33 (4), 046601.

Li, Y., Draycott, S., Zheng, Y., Lin, Z., Adcock, T.A.A. & Van Den Bremer, T.S. 2021b Why rogue waves occur atop abrupt depth transitions. J. Fluid Mech. 919, R5.

Trulsen, K., Raustøl, A., Jorde, S. & Bæverfjord Rye, L. 2020 Extreme wave statistics of long-crested irregular waves over a shoal. J. Fluid Mech. 882, R2.

Zeng, H. & Trulsen, K. 2012 Evolution of skewness and kurtosis of weakly nonlinear unidirectional waves over a sloping bottom. Nat. Hazards Earth Syst. Sci. 12 (3), 631–638.

Zhang, J. & Benoit, M. 2021 Wave–bottom interaction and extreme wave statistics due to shoaling and de-shoaling of irregular long-crested wave trains over steep seabed changes. J. Fluid Mech. 912, A28.

How to cite: Li, Y.: Effects of a submerged bar and trench on weakly nonlinear surface gravity waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1772, https://doi.org/10.5194/egusphere-egu22-1772, 2022.

EGU22-1977 | Presentations | NH5.2

Wave equilibration process of a non-equilibrium sea-state in shallow water after strong depth variation 

Jie Zhang, Michel Benoit, and Yuxiang Ma

Freak waves are extreme events in the ocean, usually defined as waves with crest-to-trough excursion higher than twice the significant wave height of the ambient sea-state. In recent decades, freak waves have attracted considerable attention of oceanographers, as they seem to manifest with unexpected high frequencies and resulted in numerous tragedies.  

The dominant formation mechanisms of freak waves are still an open question, and various hypotheses have been put forward. The modulation instability (MI) is the most well-known prototype of freak wave in deep water. However, some researchers argue that the role played by MI is insignificant in real ocean, where the sea-state could be stabilized by the wave directionality, finite spectral width and shallow water depth. The non-equilibrium dynamics (NED) induced by significant depth variations could explain freak waves occurring in coastal areas where the MI is absent.

The NED manifests when an incident quasi-equilibrium sea-state undergoes a rapid depth decrease, and propagates in the new shallower water depth. Before reaching the new equilibrium state after depth transition, the wave evolution is characterized by strong non-Gaussian behavior. Previous studies mainly focused on the NED effects over an extent of a couple of wavelengths after the depth variation, showing the local enhancement of skewness and kurtosis (third- and fourth-order moments of the free surface elevation), the excitation of bound super-harmonics, and the intensified occurrence probability of freak waves. However, very few studies discuss how NED fades away at larger scale, and what is the equilibrium state established in the shallower region.

The present work numerically investigates the experiments reported by Trulsen et al. (J. Fluid Mech., vol. 882, R2, 2020) using a fully nonlinear potential wave model. We extend the analysis of NED to a longer spatial extent in the shallow water area, from O(Lp) to O(102 Lp), with Lp being the spectral peak wavelength. It is found that the NED affects the shallow water wave evolution in two spatial scales: (i) in the shorter scale O(Lp), as reported in the literature, the sea-state undergoes fast changes of wave statistics (skewness, kurtosis and probability of freak waves); (ii) in the longer scale O(102 Lp), the NED results in strong modulation of the spectral shape. The analysis of the wave height distribution shows that, in the long scale, the sea-state is still non-Gaussian, and the freak wave occurrence probability is lower than the linear expectation. So the NED effects could “protect” the structures and ships from freak waves, at long distances from abrupt depth transitions. The output of the current work allows for a better assessment of the risk of freak waves in coastal areas, with practical benefits for coastal engineers and oceanographers.

How to cite: Zhang, J., Benoit, M., and Ma, Y.: Wave equilibration process of a non-equilibrium sea-state in shallow water after strong depth variation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1977, https://doi.org/10.5194/egusphere-egu22-1977, 2022.

EGU22-3107 | Presentations | NH5.2

Non-homogenous analysis of shoaling rogue wave statistics 

Saulo Mendes, Alberto Scotti, Maura Brunetti, and Jerome Kasparian

Non-equilibrium evolution of wave fields due to shoaling can amplify rogue wave statistics. This process is studied by the analysis of spatial variations in the energy density and time averages, affecting the Khintchine theorem. The resulting probability model reproduces the heavy tail of the probability distribution of unidirectional wave tank experiments, describes why the peak of rogue wave probability appears atop the shoal, and explains the influence of depth on variations in peak intensity.

How to cite: Mendes, S., Scotti, A., Brunetti, M., and Kasparian, J.: Non-homogenous analysis of shoaling rogue wave statistics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3107, https://doi.org/10.5194/egusphere-egu22-3107, 2022.

EGU22-3231 | Presentations | NH5.2 | Highlight

Observation and prediction of a coastal rogue wave 

Johannes Gemmrich, Leah Cicon, and Carmen Holmes-Smith

Direct observations of rogue waves in high sea states are rare. However, rogue waves can pose a danger to marine operations, onshore and offshore structures, and beachgoers. Here we report on a 17.6m rogue wave in coastal waters with crest height about twice, and wave height almost three times the significant wave height. These are amongst the largest normalized heights ever recorded.

Simulations of random superposition of Stokes waves in intermediate water depth show good agreement with the observation, whereas non-linear wave modulational instability did not contribute significantly to the rogue wave generation. We present a spectral parameter that can easily be derived from a routine wave forecast as an indicator of rogue wave risk. These results confirm that probabilistic prediction of oceanic rogue waves based on random superposition of steep waves are possible and should replace predictions based on modulational instability. Furthermore, large individual waves offshore do not necessarily result in extreme runup on the beach.

How to cite: Gemmrich, J., Cicon, L., and Holmes-Smith, C.: Observation and prediction of a coastal rogue wave, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3231, https://doi.org/10.5194/egusphere-egu22-3231, 2022.

We perform the direct numerical simulation of surface gravity waves in the deep sea with the initial conditions specified by waves with a given JONSWAP spectrum and the directional spreading according to the cos2 distribution. The High Order Spectral Method employed for the simulation, allows to control the order of nonlinearity through the parameter of the scheme, M. In particular, the value M = 1 corresponds to the linear solution, M = 3 – to the account of the cubic nonlinearity due to the four-wave nonlinear interactions. Most of the direct numerical simulations of the HOSM available in the literature, are performed with the parameter M = 3, which is sufficient to take into account the modulational instability. In this work we examine the role of even higher order nonlinear effects due to 5-wave interactions. To this end, a series of comparative numerical simulations have been performed with M = 3 and M = 4. The obtained wave data are examined with respect to the probability distribution functions for the wave heights, and the typical rogue wave shapes. So far, no new dynamical effects between waves associated with the high-order nonlinearity is found. The high-order nonlinearity seems to affect the dynamics of very steep waves leading to the generation of even slightly higher waves. The main part of the wave height probability distribution function remains unchanged.

 

The research is supported by the RFBR grants Nos. 20-05-00162 and 21-55-15008.

[1] A. Sergeeva (Kokorina), A. Slunyaev, Rogue waves, rogue events and extreme wave kinematics in spatio-temporal fields of simulated sea states. Nat. Hazards Earth Syst. Sci. 13, 1759-1771 (2013).

[2] A. Slunyaev, A. Sergeeva (Kokorina), I. Didenkulova, Rogue events in spatiotemporal numerical simulations of unidirectional waves in basins of different depth. Natural Hazards 84(2), 549-565 (2016).

[3] A. Slunyaev, A. Kokorina, Account of occasional wave breaking in numerical simulations of irregular water waves in the focus of the rogue wave problem. Water Waves 2(2), 243-262 (2020).

[4] A. Slunyaev, A. Kokorina, Numerical Simulation of the Sea Surface Rogue Waves within the Framework of the Potential Euler Equations. Izvestiya, Atmospheric and Oceanic Physics 56, No. 2, 179–190 (2020).

How to cite: Kokorina, A. and Slunyaev, A.: Numerical simulation of directional JONSWAP sea waves taking into account four- and five-wave nonlinear resonances, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3393, https://doi.org/10.5194/egusphere-egu22-3393, 2022.

EGU22-3452 | Presentations | NH5.2

Non-linear internal waves in two-layer stratified flows 

Nikolay Makarenko, Janna Maltseva, and Alexander Cherevko

We consider an analytical model of internal waves propagating in a weakly stratified two-layer fluid. A new model equation extents the long-wave approximation suggested in [1,2] for the non-linear Dubreil-Jacotin - Long equation. This model takes into account a slight density gradient in stratified layers, which can be comparable with the density jump at the interface between layers. Parametric range of solitary waves is determined in the framework of considered mathematical model. We demonstrate that solitary wave modes can be subject to the Kelvin-Helmholtz instability arising due to wave-induced velocity shear in layered flow. Such a marginal stability of internal waves could explain the formation mechanism of billow trains leading to the mixing in abyssal near-bottom flows.

This work was supported by the grant of the Russian Science Foundation (Project No 21-71-20039).

References

[1] Makarenko N.I., Maltseva J.L., Morozov E.G., Tarakanov R.Yu., Ivanova K.A. Internal waves in marginally stable abyssal stratified flow, Nonlin. Proc. Geophys. 2018, 25, 659-669

[2] Makarenko N.I., Maltseva J.L., Morozov E.G., Tarakanov R.Yu., Ivanova K.A.  Steady internal waves in deep stratified flow, J. Appl. Mech. Tech. Phys. 2019, 60(2), 248-256

How to cite: Makarenko, N., Maltseva, J., and Cherevko, A.: Non-linear internal waves in two-layer stratified flows, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3452, https://doi.org/10.5194/egusphere-egu22-3452, 2022.

EGU22-4143 | Presentations | NH5.2

Analysis and numerical experiments on extreme waves through oblique interaction of solitary waves 

Onno Bokhove, Anna Kalogirou, and Junho Choi

Extreme waves can randomly arise in crossing seas with waves coming from two or more main directions. Linear superposition with weak nonlinearity has been proposed to explain "every-day'' extreme waves, i.e. waves with an amplitude of at least twice the amplitude of those in the ambient sea. Alternatively, higher-order nonlinear effects in statistical distributions have been simulated and observed to lead to extreme waves. In the former case, it has been proposed to reserve the term "rogue waves'' for very high and steep waves. Hence, we have investigated exact and numerical "rogue-wave'' solutions of water-wave equations for crossing seas but in a deterministic manner. Two exact web-solitons have been analysed for the unidirectional Kadomtsev-Petviashvili equation (KPE) and numerical solutions have been simulated for the bi-directional, higher-order Benney-Luke equations (BLE) in two horizontal dimensions, the latter seeded at an initial time by either one of these two exact solutions of the KPE. The first exact solution of the KPE is well-known and consists of two main soliton branches of amplitude A, interacting under an angle, to lead to a branch with amplitude 4A. The second exact solution of the KPE is less well-known and consists of three main soliton branches, each with far-field amplitude A, involving waves coming from three directions, and it leads at one point in space and time to an extreme-wave splash. We analyse this exact three-line soliton solution under a symmetric set-up and show in a novel analysis that its maximum, limiting amplification is 9A for a certain angle between the main solitary wave travelling in the positive x-direction and the two other symmetrically-aligned solitary waves. Due to a phase shift, it is only possible to reach the ninefold amplification asymptotically, given a suitable small parameter.

Simulation of these solutions is cumbersome given that they travel fast and exist on an infinite horizontal plane. Given the symmetry in both solutions, we artificially place them as initial condition on a sufficiently-large domain periodic in the x,y-directions, and show, by using further (approximate) symmetry around a y-level, that half a domain suffices with two solid walls and periodicity in the x-direction. Effectively, we have thus created cnoidal-wave solutions of crossing seas. Hence, we seed simulations of the BLE with the exact solutions at some initial time and use geometric or variational (finite-element) integrators to discretise the BLE in space and time, thus preserving phase-space volume, mass and keeping energy oscillations small and bounded, a methodology geared to avoid artificial numerical damping of wave amplitudes. Simulations at different resolutions (using polynomial or p-refinement) reveal that these two types of extreme waves or web-solitons reach maximum amplifications of circa 3.65 to 4.0 as well as circa 7.8, respectively, for maximum amplifications of 4.0 and circa 8.4 in the exact KPE solutions. Deviations of the exact solutions emerge also because of minor secondary waves created after the initial time, which cause the far-field soliton(s) of original amplitude A to oscillate in amplitude a bit, diffusing the definition of what the maximum amplification is.

How to cite: Bokhove, O., Kalogirou, A., and Choi, J.: Analysis and numerical experiments on extreme waves through oblique interaction of solitary waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4143, https://doi.org/10.5194/egusphere-egu22-4143, 2022.

The numerical direct and inverse scattering transform applications represent a broad topic of nonlinear wave field studies [1]. Here we investigate various stochastic nonlinear wavefields with the dominant role of a large number of solitons within the one-dimensional nonlinear Schrodinger equation model. First, applying the recently developed direct scattering transform numerical scheme allowing accurate identification of the complete wavefield scattering data [2,3], we find distributions of all soliton parameters (amplitudes, velocities, positions, and phases). Then, using the previously developed numerical tools of solving the inverse scattering problem for a large number of solitons [4], we reconstruct the solitonic content of the initial wave field, which allows us to estimate the role of solitons in the initial wave field composition. Finally, we discuss the obtained scattering data distributions, paying particular attention to the correlations in parameters of different solitons. The presented accurate characterization of soliton positions and phases in stochastic nonlinear wavefields can be used in further studies of such important realms of nonlinear physics as spontaneous modulation instability development [5] and integrable turbulence growing [6].

 

The work was supported by Russian Science Foundation grant No. 20-71-00022.

 

[1] A. Osborne, Nonlinear Ocean Waves (Academic Press, New York, 2010).

[2] A. Gelash, and R. Mullyadzhanov, Physical Review E, 101(5), 052206, 2020.

[3] R. Mullyadzhanov, and A. Gelash, Optics Letters, 44(21), 5298-5301, 2019.

[4] A. A. Gelash and D. S. Agafontsev, Physical Review E 98, 042210, 2018.

[5] D. S. Agafontsev and V. E. Zakharov, Nonlinearity 28, 2791, 2015.

[6] D. S. Agafontsev and V. E. Zakharov, Low Temperature Physics, 46(8), 786-791, 2020.

How to cite: Gelash, A.: Direct and inverse scattering transform analysis of stochastic nonlinear wavefields, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4744, https://doi.org/10.5194/egusphere-egu22-4744, 2022.

EGU22-5640 | Presentations | NH5.2 | Highlight

Analysis of rogue wave events in 2005-2021 

Ekaterina Didenkulova, Ira Didenkulova, Oleg Didenkulov, and Igor Medvedev

Rogue waves are abnormally large waves in the ocean that are at least twice as large as their surrounding waves. The present work combines existing data of rogue wave events, which have been reported in mass media sources. These rogue events caused damages of ships, oil platforms, coastal structures, and human losses [1-6]. Evidences of this phenomenon are widely spread around the globe.

The database includes 431 rogue events registered during the period 2005-2021. The following information about each event is available: data and location, description, reported wave height of the event (not always), damages, link to the source.

Locations of the events have been determined approximately based on the eyewitnesses’ reports. The water depth for each event has been taken from the GEBCO database. Based on this water depth, all events have been separated into groups based on the depth of their occurrence: deep water (depth is more than 50m), shallow water (depth is less than 50 m), and coast. The latter represented either gentle beaches or high rocky coasts.

Using the data from global atmospheric and ocean reanalysis ERA5, the characteristics of background waves and maximal individual waves in the area as well as meteorological conditions have also been determined and analyzed. This includes wind speed, gust, significant wave height, maximum individual wave height, peak wave period, and spectra. According to these data, the freak events that satisfy the criterion of modulation instability kh>1.363 (where h is the water depth and k is the wave number) have been distinguished.

According to the events’ descriptions and ERA5 information, all rogue wave events have been divided into two groups: “true” and “possible”. For true events the wave description satisfies the freak wave conditions: to be unexpected and abnormally high – twice larger than the background waves. The events, which could not be classified with certainty as “true” due to the lack of data, but which could still be related to rogue wave events, have been considered as “possible”.

Based on the available data the conclusions about characteristics of a rogue wave, associated to accidents, their occurrence, and their statistics are drawn.

This work was supported by the Russian Science Foundation (project No. 21-77-00003).

Bibliography

1) Didenkulova I, Slunyaev A, Pelinovsky E, Kharif Ch (2006) Freak waves in 2005. Nat Hazard Earth Syst Sci 6:1007-1015

2) Nikolkina I, Didenkulova I (2011) Rogue waves in 2006 – 2010. Nat Hazards Earth Syst Sci 11: 2913–2924

3) O'Brien L, Renzi E, Dudley J M, Clancy C, Dias F (2018) Catalogue of extreme wave events in Ireland: revised and updated for 14680 BP to 2017. Nat Hazards Earth Syst Sci 18:729-758

4) García-Medina G, Özkan-Haller H T, Ruggiero P et al. (2018) Analysis and catalogue of sneaker waves in the US Pacific Northwest between 2005 and 2017. Nat Hazards 94: 583–603

5) Didenkulova E (2020) Catalogue of rogue waves occurred in the World Ocean from 2011 to 2018 reported by mass media sources. Ocean and Coastal Management 188: 105076

6) Didenkulova I, Didenkulova E, Didenkulov O (2022) Freak wave accidents in 2019-2021. Proceedings of OCEANS 

How to cite: Didenkulova, E., Didenkulova, I., Didenkulov, O., and Medvedev, I.: Analysis of rogue wave events in 2005-2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5640, https://doi.org/10.5194/egusphere-egu22-5640, 2022.

EGU22-5837 | Presentations | NH5.2

The influence of spectral cutoff in random wave simulations 

Thomas Adock, Dylan Barratt, Tianning Tang, Harry Bingham, and Ton van den Bremer

When investigating large ocean waves we frequently run simulations or experiments with random waves. For practical reasons such seastates are often initalised without the full spectral tail which would normally be present in the ocean. The change in the distribution of energy associated with this is generally very small and it impact on subsequent wave statistics presumed negligible. Here we investigate this by running firstly fully non-linear simulations of the sea-state considered in the experiments of Latheef & Swan (2013) and secondly Modified non-linear Schrödinger equation simulations of the experiments of Onorato et al. (2009). We find a consistent pattern across our simulations (which are also consistent with other results in the literature). We find that the curtailing of the spectrum in the initial conditions has a significant impact on the subsequent wave statistics—cutting off the spectrum leads to significantly more rogue waves than would otherwise be expected. We attribute this to the curtailed spectrum being far from equilibrium and this driving a strongly non-linear response. The results presented here are only for directionally spread waves—unidirectional waves are not expected to show the same physics.

How to cite: Adock, T., Barratt, D., Tang, T., Bingham, H., and van den Bremer, T.: The influence of spectral cutoff in random wave simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5837, https://doi.org/10.5194/egusphere-egu22-5837, 2022.

The goal of this talk is the study of the non-integrable, physical hierarchy of equations in 2+1 dimensions: Nonlinear Schroedinger, Dysthe, Trulsen-Dysthe and Zakharov. These equations describe, with increasing order, the dynamics of water waves in two dimensions. I demonstrate a procedure to determine a nearby hierarchy of these equations, which is Lax Integrable and the Lax pairs and the Its-Matveev formulae are given. I am then able to show that the solutions of each of these equations can be reduced to a quasiperiodic Fourier series with coherent structure basis functions. These include Stokes waves, envelope solitons and breather packets. In order to return to the original hierarchy of the Nonlinear Schroedinger, Dysthe, Trulsen-Dysthe and Zakharov equations I make a Hamiltonian perturbation of the Lax integrable hierarchy. I then apply a theorem of Kuksin, and a further theorem of Baker and Mumford, to write the algebraic geometric solutions. These steps provide me with an approach for the hyperfast numerical integration of these equations for physics and engineering purposes, and for the analysis of recorded data in one and two dimensions through a procedure I refer to as nonlinear Fourier analysis.

How to cite: Osborne, A.: Solving the Physical Hierarchy of Nonlinear Water Wave Equations via a Nearby Lax Integrable Hierarchy with Hamiltonian Perturbations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6076, https://doi.org/10.5194/egusphere-egu22-6076, 2022.

EGU22-6711 | Presentations | NH5.2

Stabilization of Unsteady Nonlinear Waves by Phase-Space Manipulation 

Alexis Gomel, Amin Chabchoub, Maura Brunetti, Stefano Trillo, Jérôme Kasparian, and Andrea Armaroli

We consider the stabilization of modulationally unstable wave packets by designing and abruptly changing the floor topography within the framework of the nonlinear Schrödinger equation in variable water depth [1]. This is achieved as a result of abrupt expansion of a homoclinic Akhmediev breather orbit and its into an elliptic fixed point [2,3].

We experimentally demonstrate this phenomenon process in a water wave tank and provide a rigorous theoretical description of this process. The low-dimensional theoretical predictions and measurements show that the relative phase among the side-bands locks to π and their relative amplitudes oscillates around a finite value. Apart from a 10% conversion to higher-order side-bands, this implies that the breathing stage of modulation instability (MI) is indeed frozen. This phenomenon has been also verified in an optical fiber experiment [4].

We confirm that this complex wave dynamics is robust and such control of MI processes is feasible in a realistic experimental system. Our results highlight the influence of topography and how waveguide properties can influence and manipulate the lifetime of nonlinear and extreme waves.

 

References

  • [1] Djordjevic, V. and Redekopp, L., On the development of packets of surface gravity waves moving over an uneven bottom, ZAMP 29, 950-962 (1978).
  • [2] Armaroli, A. et al., Stabilization of uni-directional water wave trains over an uneven bottom. 2021, Nonlinear Dynamics 101 , 1131-1145 (2021).
  • [3] Gomel, A. et al., Stabilization of Unsteady Nonlinear Waves by Phase-Space Manipulation, Physical Review Letters 126, 174501 (2021).
  • [4] Bendahmane, A. et al., Experimental dynamics of Akhmediev breathers in a dispersion varying optical fiber, Optics Letters 39, 4490-4493 (2014).

 

How to cite: Gomel, A., Chabchoub, A., Brunetti, M., Trillo, S., Kasparian, J., and Armaroli, A.: Stabilization of Unsteady Nonlinear Waves by Phase-Space Manipulation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6711, https://doi.org/10.5194/egusphere-egu22-6711, 2022.

EGU22-6806 | Presentations | NH5.2

Nonlinear damped higher order nonlinear Schrodinger dynamics 

Constance Schober

 The spatially periodic breather solutions (SPBs)  of the nonlinear Schr\"odinger equation, prominent in modeling rogue waves, are
  unstable.
 In this paper we numerically investigate the effects of nonlinear dissipation and higher order nonlinearities  on the routes to stability of the SPBs in the 
framework of the nonlinear damped higher order nonlinear Schr\"odinger (NLD-HONLS) equation. 
We appeal to the  Floquet spectral theory of the NLS equation to interpret and provide a characterization of the perturbed dynamics in terms of nearby solutions of the NLS equation. The number of instabilities of the background Stokes wave, the damping strength, and the time of onset of  nonlinear damping  are varied. 
A broad categorization of the routes to stability of the SPBs and the novel features related to the effects of nonlinear damping will be discussed.

How to cite: Schober, C.: Nonlinear damped higher order nonlinear Schrodinger dynamics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6806, https://doi.org/10.5194/egusphere-egu22-6806, 2022.

Unlike surface waves, whose generation is mainly associated with wind action, internal waves, which are widespread in the oceans and seas, have many sources of generation. The knowledge about the parameters of internal waves in the ocean and their structure is quite complete by now, however, the area concerning the causes of the appearance of internal waves is still poorly understood. Only one mechanism is well known that leads to the formation of intense internal waves. It is associated with the collision of tidal currents with a continental slope or underwater ridges. The talk will present the processes responsible for the generation of intense soliton-like internal waves on the shelf. This information has been collected over 40 years of experimental research by the author. Eleven main processes were identified that are responsible for the generation of intense short-period internal waves on the shelf. Most of them were observed in the non-tidal Black Sea. These processes are as follows: 1. Generation by a local hydrological front moving towards the coast in the post-storm period; 2. Ggeneration by subsurface intrusion of waters returning to the coastal zone in the post-storm period; 3. Generation of a submesoscale eddy during the passage of a submesoscale eddy on the shelf; 4. Generation by internal inertial waves approaching the coastal zone; 5. Generation by a cold atmospheric front passing over the sea; 6. Generation by river runoff at the places where large rivers flow into the sea; 7. Generation associated with the upwelling process in the coastal zone; 8. Generation of internal soliton-like waves by moving intrusion of surface freshened waters; 9. Generation of internal soliton-like waves in the collision of currents; 10. Generation of packets of internal waves when tidal internal waves enter the shelf; 11. Generation of packets of internal waves when internal seiches enter the shelf. This work was supported by RFBR grant No. 19-05-00715.

How to cite: Serebryanyy, A.: Processes responsible for the generation of internal solitons on a shelf: experimental evidences, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6963, https://doi.org/10.5194/egusphere-egu22-6963, 2022.

EGU22-8285 | Presentations | NH5.2

Extreme waves on vertically sheared flows: Statistical analysis of weakly nonlinear waves 

Zibo Zheng, Yan Li, and Simen Ellingsen

A depth-dependent shear current can play a significant role in modifying the statistics of wave surface elevation, including the probability of rogue waves. This work develops a second-order theory in wave steepness for the prediction of a train of weakly nonlinear irregular waves, which extends Dalzell (1999) to allow for the influence of a depth-dependent background flow and does not rely on the assumption of irrotational flows.

The theory was implemented numerically and we focus on the analysis of statistical proprieties of random waves. The linear dispersion relation of the coupled wave-current system is solved implicitly by a direct integration method (Li & Ellingsen 2019).

Both a JONSWAP spectrum and a directionally spread distribution are used to generate random linear waves, to which second-order modifications are obtained in the presence and absence of a depth-dependent shear current. The resulting probability distributions of wave crest are found to be greatly different from the Tayfun distribution (Tayfun 1980). The shear current with positive or negative vorticity leads to an increase or decrease in the probability of rogue waves, respectively. We also analyse the effects of different shear current profiles on the wave group averaged from a number of largest waves, the spectral change, and skewness and kurtosis of wave elevation.

Key words: waves/free-surface flow, ocean surface waves, wave-current interaction

 

References

Dalzell, J. F. (1999) "A note on finite depth second-order wave–wave interactions." Applied Ocean Research 21 105-111.

Li, Y. and Ellingsen, S. Å. (2019) "A framework for modeling linear surface waves on shear currents in slowly varying waters." Journal of Geophysical Research: Oceans 124 2527-2545.  

Tayfun, M. (1980) "Narrow-band nonlinear sea waves. " Journal of Geophysical Research 85 1548-1552..

How to cite: Zheng, Z., Li, Y., and Ellingsen, S.: Extreme waves on vertically sheared flows: Statistical analysis of weakly nonlinear waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8285, https://doi.org/10.5194/egusphere-egu22-8285, 2022.

EGU22-8981 | Presentations | NH5.2

A numerical and experimental study of Galilei-transformed nonlinear wave groups 

Yuchen He, Guillaume Ducrozet, Norbert Hoffmann, John M. Dudley, and Amin Chabchoub

The Galilei transformation (GT) is a universal operation connecting the fixed and translated co-ordinates of a dynamical system. When considering exact wave envelope solutions of the nonlinear Schrödinger equation (NLSE) propagating with a relative Galilei speed (GS), the GT imposes a frequency shift to satisfy the symmetry. This limits the applicability of the GT to nonlinear dispersive waves. We show that the Galilei-transformed envelope solitons and Peregrine breathers generated in a wave tank clearly deviate from their respective pure NLSE hydrodynamics. The type of discrepancies depends on the sign of the GS while these can be still quantified by the modified NLSE or solving the Euler equations. Furthermore, Galilei-transformed envelope solitons with positive GSs exhibit self-modulation. With designated GS and steepness values, such solitons can be transformed to follow the exact dynamics of higher-order solitons, which under specific circumstances are responsible for the generation of supercontinua.

How to cite: He, Y., Ducrozet, G., Hoffmann, N., Dudley, J. M., and Chabchoub, A.: A numerical and experimental study of Galilei-transformed nonlinear wave groups, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8981, https://doi.org/10.5194/egusphere-egu22-8981, 2022.

EGU22-9460 | Presentations | NH5.2

Harmonic-induced wave breaking due to abrupt depth transitions 

Samuel Draycott, Yan Li, Peter Stansby, Thomas Adcock, and Ton van den Bremer

Abrupt depth transitions (ADTs) exist in the form of natural and man-made bathymetric features, such as seamounts, continental shelves, steep beaches, reefs, and breakwaters. ADTs have been shown to induce the release of bound waves into free waves, which results in spatially inhomogeneous wave fields atop ADTs and regions where rogue waves are significantly more likely than predicted by linear theory.  Herein, we examine the role of free-wave release in the generation and spatial distribution of higher-harmonic wave components and in the onset of wave breaking for very steep periodic waves upon interaction with an ADT. We utilise a Smoothed Particle Hydrodynamics (SPH) model, making use of its ability to automatically capture breaking and overturning surfaces. We validate the model against experiments. The SPH model is found to accurately reproduce the phase-resolved harmonic components up to the sixth harmonic, particularly in the vicinity of the ADT. For the cases studied, we conclude that second-order free waves released at the ADT, and their interaction with the linear and second-order bound waves (beating), drive higher-order bound-wave components, which show spatial variation in amplitude as a result.  For wave amplitudes smaller than the breaking threshold, this second-order beating phenomenon can be used to predict the locations where peak values of surface elevation are located, whilst also predicting the breaking location for wave amplitudes at the breaking threshold.  Beyond this threshold, the contributions of the second-order and higher harmonics (second–harmonic amplitudes are up to 60% and sixth-harmonic up to 10% of the incident amplitude) cause breaking to occur nearer to the ADT, and hence the wave breaking onset location is confined to the region between the ADT and the first anti-node location of the second-order components.  Counter-intuitively, we find that, at the point of breaking, steeper incident waves are found to display reduced non-linearity as a result of breaking nearer to the ADT.

How to cite: Draycott, S., Li, Y., Stansby, P., Adcock, T., and van den Bremer, T.: Harmonic-induced wave breaking due to abrupt depth transitions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9460, https://doi.org/10.5194/egusphere-egu22-9460, 2022.

EGU22-9535 | Presentations | NH5.2

The System of Supercompact Equations for Two-Dimensional Waves Propagating on the Surface of a Three-Dimensional Deep Fluid 

Sergey Dremov, Dmitry Kachulin, and Alexander Dyachenko

The hydrodynamics of potential flows of a 3D ideal incompressible fluid with a free surface in a gravitational field is considered in the approximation of the Zakharov equation. In the case of one-dimensional waves a special property of the four-wave interaction coefficient in the Zakharov equation allows it to be written in a simple form of the so-called supercompact equations for one-dimensional counterpropagating waves. We generalize the system of equations to the case of two-dimensional surface waves and study the problem of modulation instability for a monochromatic and standing wave, as well as resonant interactions of such waves within the framework of this model. The work was supported by Grant No. 19-72-30028 of the Russian Science Foundation.

How to cite: Dremov, S., Kachulin, D., and Dyachenko, A.: The System of Supercompact Equations for Two-Dimensional Waves Propagating on the Surface of a Three-Dimensional Deep Fluid, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9535, https://doi.org/10.5194/egusphere-egu22-9535, 2022.

EGU22-9969 | Presentations | NH5.2

An Experimental Study of Wave Breaking in Crossing Seas 

Mark McAllister, Sam Draycott, Ross Calvert, Tom Davey, Frederic Dias, and Ton van den Bremer

Breaking poses an upper limit to how large an individual wave can become and is the main mechanism of dissipation of wave energy in the ocean. Understanding how and when waves break is essential for forecasting extreme waves and predicting the resulting loads they exert on fixed structures and floating bodies. When modelling and forecasting extreme wave heights, to predict when a wave may break, parametric wave breaking criteria are currently used. These criteria use properties such as the steepness or the ratio of the fluid speed to crest speed to determine whether a wave will break. Current state-of-the-art wave breaking criteria are capable of predicting when waves will break, when the waves travel in a single mean direction (`following-seas'). In the oceans, it is common to have remotely generated `swell waves', in combination with locally- generated wind-waves that travel in the direction of the wind, resulting in crossing when the two are not aligned. In such `crossing-seas', state-of-art breaking criteria become challenging to apply and may lose their predictive power. We present a series of experiments in which we create crossing and highly directionally spread breaking waves. We examine the effects of crossing and high degrees of spreading on the onset and intensity of wave breaking. Our results show that the onset of breaking, is strongly influenced by directional spreading (both spreading width and crossing angle). As the degree of directional spreading, or crossing angle increases there is a sharp rise in the amplitude at which the onset of wave breaking occurs.

How to cite: McAllister, M., Draycott, S., Calvert, R., Davey, T., Dias, F., and van den Bremer, T.: An Experimental Study of Wave Breaking in Crossing Seas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9969, https://doi.org/10.5194/egusphere-egu22-9969, 2022.

EGU22-11154 | Presentations | NH5.2

Control of crest heigth statistics at a target position in a wave tank environement 

Maxime Canard, Guillaume Ducrozet, and Benjamin Bouscasse

The present study deals with the generation and the propagation of unidirectional irregular waves in experimental or numerical wave tanks. It introduces, tests and validates a new wave generation procedure, allowing for the accurate control of a generated sea state at any position of the domain.

A sea state represents the wave conditions observed at sea. It is defined with a wave spectrum and a certain duration, associated to the probability of occurrence of the extreme events. A sea state can be reproduced at model scale in wave tanks, usually for wave structure interaction tests with a typical duration of 3hours at full scale.

To generate a sea state, the usual procedures rely on a stochastic approach. Long-duration free surface elevation time-series (realizations) are generated by the wave maker. They are built in the Fourier space using the linear dispersive waves theory. The amplitudes are set using the wave spectrum of interest, and the phases are random. The quality of the generated wave field is then assessed at a target position Xt (usually the position of a tested marine structure). The qualification of the sea state at Xt mainly rely on the mean wave spectrum (over all the realizations) and the ensemble crest heigth distribution (considering all the realizations).

However, nonlinear phenomena occur from the wave maker to the target position. They affect the shape of the spectrum and deviate the crest distributions from its references. The most advanced state-of-the-art wave generation procedures iterate on the wave maker motion to correct the spectrum at Xt. However, recent studies [1] show that using such methods, the crest statistics can strongly vary with Xt.

On those grounds, our new procedure complete the state-of-the-art methodologies. It allows for the control of the spectrum together with the crest distributon at any target position. The method is numerically tested and validated with the nonlinear wave propagation solver HOS-NWT [2]. And some preliminary experimental results are presented.

 

[1] Canard, M., Ducrozet, G., and Bouscasse, B., 2022 (accept-edfor publication). Varying ocean wave statistics emerg-ing from a single energy spectrum in an experimental wavetank. Ocean Engineering.

[2] Ducrozet, G., Bonnefoy, F., Le Touzé, D., & Ferrant, P. (2012). A modified high-order spectral method for wavemaker modeling in a numerical wave tank. European Journal of Mechanics-B/Fluids, 34, 19-34.

How to cite: Canard, M., Ducrozet, G., and Bouscasse, B.: Control of crest heigth statistics at a target position in a wave tank environement, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11154, https://doi.org/10.5194/egusphere-egu22-11154, 2022.

EGU22-13238 | Presentations | NH5.2

Statistical Analysis of Extreme Wave Run-up on Steep Slopes 

Henrik Kalisch, Francesco Lagona, Volker Roeber, and Maria Bjørnestad

Some rock coasts around the world feature very steep coastal profiles which often continue past the waterline, and may quicly drop to one or two-hundred meters depth. We consider the interaction of ocean waves with such steep coastal topography. It has been shown that shoaling ocean waves may experience significant amplification in the last 50 to 100 meters before they run up on the shore, leading to potentially hazardous run-up events even under relatively calm conditions. We study the distribution of simulated run-up heights on steep and gentle slopes for a range of sea states, and compare the results to the distribution of offshore wave elevation.

How to cite: Kalisch, H., Lagona, F., Roeber, V., and Bjørnestad, M.: Statistical Analysis of Extreme Wave Run-up on Steep Slopes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13238, https://doi.org/10.5194/egusphere-egu22-13238, 2022.

EGU22-1600 | Presentations | NH5.3

Imbricated trains of massive coastal rock clasts (103–104 kg) on Ludao Island, Taiwan: what they can and cannot tell us about palaeotyphoons 

James Terry, Annie Lau, Kim Anh Nguyen, Yuei-An Liou, and Adam Switzer

Ludao Island in south eastern Taiwan regularly experiences strong Pacific typhoons.  Fieldwork was undertaken to investigate the characteristics of a boulder field comprising massive limestone and volcanic clasts (103–104 kg) on the exposed SE coast.  Old large clasts on the Holocene emerged platform provide evidence for multiple high-energy palaeowave events.  Of particular interest were clasts stacked and imbricated together to form distinct boulder trains.  Inferred minimum flow velocities of 4.3–13.8 m/s were needed for their deposition.  What can imbricated boulder trains tell us about the wave processes and geomorphic influences responsible?  One hypothesis here is that localized funnelling of water flow through narrow relict channels is able to concentrate onshore flow energy into powerful jets.  These channels represent inherited (fossil) spur-and-groove morphology, oriented perpendicular to the modern reef edge, now overdeepened by subaerial karstic solution.  Support for this idea is the location and train-of-direction of the main imbricated boulder cluster at the landward head of one such feature.  Geomorphic controls amplifying wave-breaking flow velocities across Ludao's coastal platform mean that a palaeotyphoon origin is sufficient to account for large rock clast stacking and imbrication, without recourse to a tsunami hypothesis.

How to cite: Terry, J., Lau, A., Nguyen, K. A., Liou, Y.-A., and Switzer, A.: Imbricated trains of massive coastal rock clasts (103–104 kg) on Ludao Island, Taiwan: what they can and cannot tell us about palaeotyphoons, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1600, https://doi.org/10.5194/egusphere-egu22-1600, 2022.

EGU22-2435 | Presentations | NH5.3

A 1921 Western Australian tropical cyclone underscores the utility of historical records for hazard analysis in areas of marginal cyclone influence. 

Adam D. Switzer, Joseph Christensen, Joanna Aldridge, David Taylor, Jim Churchill, Holly Watson, Matthew W. Fraser, and Jenny Shaw

Shark Bay Marine Park is a UNESCO World Heritage Property in a region of marginal tropical cyclone influence and its sustainability requires a deep consideration of cyclone hazards. Here, we analyse historical records of a large storm surge from a Tropical Cyclone in 1921 that generated remarkable overland flow leaving fish and sharks stranded over 9 km inland. We weight information from the historical archives in a new framework and model event scenarios to reconstruct its magnitude. The plausible event scenarios imply that the cyclone was a marginal Category 4 or 5 storm with a return interval equivalent or slightly greater than the regional planning level. The outcome underscores the importance of examining the pre-instrumental events in areas of marginal cyclone influence as they are commonly of key economic importance.  Our work also implies that TC risk affects marine conservation in the Shark Bay World Heritage Property and requires attention.

How to cite: Switzer, A. D., Christensen, J., Aldridge, J., Taylor, D., Churchill, J., Watson, H., Fraser, M. W., and Shaw, J.: A 1921 Western Australian tropical cyclone underscores the utility of historical records for hazard analysis in areas of marginal cyclone influence., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2435, https://doi.org/10.5194/egusphere-egu22-2435, 2022.

Coastal boulders are usually the results of extreme wave events, and many imply tsunami events, which can cause significant damage and dramatic coastline changes. However, the interpretation of boulder accumulations still remains challenging. Recent boulder transport studies primarily focus on steady flow conditions with discontinuous simulations. Time-varying characteristics of tsunami waves and topography have been ignored in previous researches. To explore the boulder transport mechanisms under different boundary conditions and topographies, we establish a new sediment transport model that includes three different transport modes (sliding, suspension, and rolling) and tracks the boulder movement processes in actual topography and flow conditions. Using the field observation distribution of boulders during Chile 2010 Tsunami at Bucalemu, we validate the stability and accuracy of the boulder transport model and invert the potential hydrodynamic properties of the tsunami. The results show that our model can effectively simulate and predict the tsunami boulder transport hazard and hydrodynamic characteristics. The initiation and transport of boulders in interaction with various geophysical flows, including tsunamis, is essential for understanding geophysical flows dynamics, assessing natural hazards, and also for interpreting sedimentary evidence.

How to cite: Xu, X. and Tang, H.: Numerical Modelling and Validation for Three-dimensional Boulder Transport during Tsunami, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3287, https://doi.org/10.5194/egusphere-egu22-3287, 2022.

EGU22-3848 | Presentations | NH5.3

Sedimentary evidence for a Quaternary mega-tsunami in NW Australia 

Piers Larcombe, Moyra Wilson, Thomas Whitley, Ingrid Ward, Duncan Pirrie, Tanghua Li, Jon Hill, Veronique Florec, and Mark Bateman

Tsunamis can cause catastrophic impacts at the coastline. Australia’s NW continental margin displays abundant massive slope-failure deposits, but there is little evidence of associated coastal tsunami deposits. Here we report on investigations of an exposed field of cemented dunes and associated conglomero-breccias, located on Barrow Island. Preliminary OSL dating indicates that these deposits formed when relative sea level was around 30 to 50 m below present. If the deposits can be interpreted as having been formed by a mega-tsunami, then it was a very significant event that ran inland several km and achieved a maximum run-up of several tens of metres. A similar event today would directly impact thousands of people, multiple ports, and industrial facilities worth many billions of dollars, as well as impacting many unique ecological and cultural resources.

How to cite: Larcombe, P., Wilson, M., Whitley, T., Ward, I., Pirrie, D., Li, T., Hill, J., Florec, V., and Bateman, M.: Sedimentary evidence for a Quaternary mega-tsunami in NW Australia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3848, https://doi.org/10.5194/egusphere-egu22-3848, 2022.

EGU22-6914 | Presentations | NH5.3

Tsunamis in the Caribbean Sea – Implications from coarse-clast deposits and the importance of their shape 

Jan Oetjen, Max Engel, Holger Schüttrumpf, and Helmut Brückner

This presentation gives an overview of the results of a five-year research project on tsunami-induced boulder transport. It stresses the importance of the exact determination of boulder shapes in contrast to simplified bodies (such as cuboids), especially with regard to the transport distance. It also provides insights about a newly developed numerical boulder-transport model based on Pudasaini (2012). Additionally, some ideas how experimental research on tsunami-induced boulder transport may be improved and coordinated in the future will be presented.

The investigations by physical experiments are based on three boulder shapes of which one depicts the replica of an original boulder from the island of Bonaire (Caribbean Sea, Lesser Antilles). The experiments clearly reveal that the available impact area of the boulder has a great significance; however, this is so far insufficiently considered in analytical equations. In the given case, the comparison between the more streamline-shaped replica of the Bonaire boulder and an idealised cuboid boulder resulted in reduced transport distances of 30 %, in average. Additionally, statistical evaluations revealed that the entire process is highly sensitive with partly stochastic behaviour. Thus, we support the statement of Bressan et al. (2018) in this regard. We show, how important it is to calculate and communicate wave thresholds for mobilisation in terms of probability ranges instead of fixed values.

Based on the results of our own physical experiments and the evaluation of published physical experiments, we developed a tool, which supports researchers in assessing the accuracy of analytical equations for specific in-situ settings (Oetjen et al., 2021). This tool encompasses the crucial parameters (e.g., bottom roughness, boulder shape), combines their influence on the transport process and finally gives an indication of whether the present conditions tend to amplify or hamper the boulder transport. The benefit and the usage of the above-mentioned tool will be demonstrated exemplarily.

Furthermore, within the framework of the project a numerical Boulder-Transport-Model was developed which is based on the Immersed Boundary Method and the Two-Phase Flow Model of Pudasaini (2012). Insights into the functionality of the model and the importance of the increased flow density will be highlighted, while the further development steps will be indicated.

As part of the project, we also dealt with the future development of research on tsunami-induced boulder transport (cf. Oetjen et al., 2021). One important suggestion is to establish a standardised reference setup for experimental investigations within the research community. It would enable researchers to compare the results of their own experiments and the effect of the investigated parameters with well-documented reference values and assist them to evaluate and classify their experimental results accordingly.

 

 

Bressan, L., Guerrero, M., Antonini, A., Petruzzelli, V., Archetti, R., Lamberti, A., Tinti, S. (2018): A laboratory experiment on the incipient motion of boulders by high-energy coastal flows. Earth Surface Processes and Landforms 43 (14), 2935–2947. DOI: 10.1002/esp.4461.

Oetjen, J., Engel., M., Schüttrumpf, H. (2021): Experiments on tsunami induced boulder transport – a review. Earth-Science Reviews 220. DOI: 10.1016/j.earscirev.2021.103714.

Pudasaini, S.P. (2012): A general two-phase debris flow model. Journal of Geophysical Research: Earth Surface 117, F03010. DOI: 10.1029/2011JF002186.

How to cite: Oetjen, J., Engel, M., Schüttrumpf, H., and Brückner, H.: Tsunamis in the Caribbean Sea – Implications from coarse-clast deposits and the importance of their shape, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6914, https://doi.org/10.5194/egusphere-egu22-6914, 2022.

EGU22-8120 | Presentations | NH5.3

ISROC—Inundation Signatures on ROcky Coastlines—A new Research Coordination Network targeting coastal boulder deposits 

Max Engel, Rónadh Cox, Andrew B. Kennedy, Melissa A. Berke, Gregory Guannel, A. Y. Annie Lau, and Nobuhito Mori

Intertidal and supratidal coastal boulder deposits (CBD) result from extreme marine inundation on rocky shores. They are important for understanding long-term coastal wave patterns, have predictive value for future events and can support coastal hazard assessment. But they are poorly studied, and their interpretation remains contentious, with debate on whether they record storms, tsunami, or both. In the case of older deposits, uncertainties about paleo-sea level contribute additional uncertainty. These ambiguities impact risk analysis: should CBD data be part of tsunami risk catalogues, or storminess indices? The hydrodynamics and climatology leading to CBD generation are also still uncertain. Two main obstacles to deeper understanding have been identified: a lack of data on CBD worldwide; and discrepant approaches that lead to difficulties in comparing data from different sites. Building community and interaction among CBD researchers, and awareness of CBD as research targets, can help grow our knowledge and tackle these obstacles.

ISROC (www.isroc.network)—Inundation Signatures on Rocky Coastlines—is an NSF-funded Research Coordination Network to define the CBD problem chain and identify research gaps by developing a broad and diverse network of researchers. The authors of this paper are the PIs and steering group. We plan to extend the community of researchers, in particular to include underrepresented groups; to facilitate development of standards and best practices for gathering and archiving CBD data; to develop cyberinfrastructure for uploading, visualizing, and analyzing data; and train the next generation of CBD researchers. To do this, we will create opportunities for cross-disciplinary collaboration and exchange. Using CBD to reconstruct coastal inundation history and extreme climatological states is a prime example of convergence research that cannot be solved by one discipline. The network includes geologists, geographers, oceanographers, engineers, hydrodynamicists, geophysicists, climatologists and paleoclimatologists. Activities include meetings, student training and exchanges; sessions in future years at major conferences in geoscience and coastal engineering; consolidation of survey/mapping approaches; building a global database; and user-friendly, fully accessible online data archiving. Understanding past inundation and how CBD form and evolve will both help to quantify present-day risk and will provide guidance for what to expect from future climate and sea level.

How to cite: Engel, M., Cox, R., Kennedy, A. B., Berke, M. A., Guannel, G., Lau, A. Y. A., and Mori, N.: ISROC—Inundation Signatures on ROcky Coastlines—A new Research Coordination Network targeting coastal boulder deposits, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8120, https://doi.org/10.5194/egusphere-egu22-8120, 2022.

EGU22-8768 | Presentations | NH5.3

Evidence of an unreported Chilean tsunami highlights the importance of combining geological and historical records in tsunami hazard assessment 

Emma Hocking, Ed Garrett, Diego Aedo, Matías Carvajal, and Daniel Melnick

Assessing seismic and tsunami hazards commonly relies on historical accounts of past events, but aside from limitations where such chronicles are too short to account for variability in earthquake size, rupture style, tsunamigenesis and the existence of supercycles, even where long written histories exist, records may be biased by temporal gaps due to historical circumstances. We demonstrate that this is the case for the area affected by the magnitude 9.5 1960 Chile earthquake. Historical records document four great earthquakes (M8+) in the last 450 years in this region, but while devastating tsunamis are known to have accompanied earthquakes in 1575, 1837 and 1960 CE, there is no such record of inundation in 1737. The lack of reports of tsunami inundation from the 1737 south-central Chile earthquake has been attributed to either civil unrest or a small tsunami due to deep fault slip below land. Here we cross-check the historical record using a coastal sedimentary record from Chaihuín, a tidal marsh 15 km southwest of Valdivia, close to the region of maximum 1960 slip. Tidal marshes are low energy intertidal settings that may preserve evidence for abrupt co-seismic changes in land level and inundation by extreme waves. We conduct sedimentological and diatom analyses of tidal marsh sediments within the 1737 rupture area and find evidence for a locally-sourced tsunami consistent in age with this event. The evidence is a laterally-extensive sand sheet coincident with abrupt, decametric-scale subsidence. Coupled dislocation-tsunami models place the causative fault slip mostly offshore rather than below land, as had previously been assumed from the absence of historical accounts of a tsunami. Whether associated or not with the 1737 earthquake, our findings reduce the average recurrence interval of tsunami inundation derived from historical records alone, highlighting the importance of combining geological and historical records in order to obtain robust long-term patterns to inform seismic and tsunami hazard assessment.

How to cite: Hocking, E., Garrett, E., Aedo, D., Carvajal, M., and Melnick, D.: Evidence of an unreported Chilean tsunami highlights the importance of combining geological and historical records in tsunami hazard assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8768, https://doi.org/10.5194/egusphere-egu22-8768, 2022.

EGU22-9189 | Presentations | NH5.3

Hydroacoustic expression of offshore tsunami deposits on the Algarve shelf, Portugal 

Lisa Feist, Pedro J.M. Costa, Juan I. Santisteban, Stijn Albers, Marc De Batist, João F. Duarte, and Klaus Reicherter

Continental shelves are often affected by high-density sediment flows triggered by high-energy events such as floods, storms, submarine slope failures or tsunamis. The sedimentary imprints of these events are recorded as erosive or depositional features in the geological record of the shelves. Especially floods, storms and tsunamis can severely affect coastal societies and have an impact on local economies. Research focus on the sedimentary imprints of these events has relied essentially on onshore studies where their impacts are more noticeable and access is facilitated. However, investigations into the offshore domain become more important for palaeotsunami research as, in theory, their Holocene record can be better preserved there compared to shallower areas. The Algarve area, southern Portugal, provides conditions for a proof-of-concept study on offshore tsunami imprints as it was affected by the 1755 CE Lisbon tsunami and, probably, older events.

Here, we present sub-bottom profiles from an investigation into the shallow sedimentary cover of this area. Along with a coring campaign, the profiles were recorded in November 2018, within the scope of RV METEOR cruise M152, aiming to a) analyse the shelf’s Holocene sedimentary record in the most tsunamigenic earthquake-prone region in Atlantic Europe; and b) identify sedimentological features of offshore tsunami deposits. To support the results obtained from cruise M152 and to extend the collected profiles further towards the coast into shallower water depths, an additional hydroacoustic campaign was conducted in January 2020.

According to the profiles, the study area is generally marked by rough erosional seafloor and frequent exposure of bedrock. Sub-bottom profiles show different geomorphological conditions and sediment dynamics between the western and eastern parts of the study area. Already onboard METEOR during cruise M152, a strong reflector was noticed in the sub-bottom profiles of the western study area down to a water depth of 75 m and about 1.20-1.55 m below the seafloor. This reflector correlates with a conspicuous sediment layer in the cores of this transect which we interpret as a tsunami (backwash) deposit based on a multi-proxy approach applying various well-established and innovative analytical techniques. This tsunami deposit is unique in Portugal and dates to ca. 3400 cal. years BP. The January 2020 survey was also able to find the same strong reflector and trace it into shallower water depths. With a detailed analysis of the obtained profiles, we aim to investigate the lateral extent of this tsunami deposit, to better understand offshore tsunami processes, related sediment transport and the prevailing sediment dynamics of the Algarve shelf in general.

How to cite: Feist, L., Costa, P. J. M., Santisteban, J. I., Albers, S., De Batist, M., Duarte, J. F., and Reicherter, K.: Hydroacoustic expression of offshore tsunami deposits on the Algarve shelf, Portugal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9189, https://doi.org/10.5194/egusphere-egu22-9189, 2022.

EGU22-9383 | Presentations | NH5.3

Spread tsunami impact in East Tunisia contemporaneous of the CE 365 Crete earthquake 

Nejib Bahrouni, Mustapha Meghraoui, Hafize Başak Bayraktar, Stefano Lorito, Mohamed Fawzi Zagrarni, Alina Polonia, Nabil Bel Mabrouk, Mohamed Kamoun, Afef Khadraoui, and Fekri Kamoun

New field investigations along the East Tunisian coastline reveal sedimentary deposits and damaged localities that may account for a catastrophic event during late Holocene. North of Sfax - Thyna city (at Henchir El Majdoul site) ~3.4 m high cliff coastal marine and alluvial terraces show a 20 to 50-cm-thick chaotic layer with sandy coarse gravels mixed with limestone beach-rocks, reworked blocks, broken shells of marine and lagoon gastropods and lamellibranch mollusks, organic matter, and Roman pottery. The chaotic layer truncates a succession of sandy-silty paleosol, covers Roman settlements and is overlain by fire remains and a relatively thin (~10 cm) sandy-silty aeolian unit and ~1-m-thick alluvial deposits. Charcoal samples collected at 10 cm below and 4 cm above the catastrophic deposits provide radiocarbon dating that brackets a catastrophic event between 286 and 370 CE (2s). Beside the damaged Roman site of Thyna, other localities of the east Tunisian coastline such as Neapolis (Nabeul) near Tunis, Hadrumete (Sousse), Meninx-town in Girba (Djerba), Wadi Ennouili (Gulf of Gabes), and Sabratha (in Libya) experienced major damage and abandonment of sites in Fifth century. The extent of damage from northern Libya to northern Tunisia at the Fourth century and radiocarbon dating, added to the 2.6 m thick turbidite deposits west of Malta correlate with the major tsunamigenic earthquake of 21 July 365 (Mw ~ 8) in west Crete (Greece). Numerical modelling of the tsunami caused by an earthquake in the Hellenic Arc subduction zone suggests more than 3.5 m high tsunami waves propagation affecting the Tunisia coastline, resulting in a run-up consistent with the stratigraphic evidence presented here. The catastrophic deposits, offshore-onshore correlations, archeological damage and modelling of tsunami waves suggest a new, higher-resolution, assessment of the tsunami hazard leading to a better estimate of tsunami risk on the eastern coast of Tunisia.

How to cite: Bahrouni, N., Meghraoui, M., Bayraktar, H. B., Lorito, S., Zagrarni, M. F., Polonia, A., Bel Mabrouk, N., Kamoun, M., Khadraoui, A., and Kamoun, F.: Spread tsunami impact in East Tunisia contemporaneous of the CE 365 Crete earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9383, https://doi.org/10.5194/egusphere-egu22-9383, 2022.

EGU22-10397 | Presentations | NH5.3

Chaotic conglomerates from Santiago Island (Cabo Verde): a review and insights into the proximal impacts of collapse-triggered megatsunamis 

Ricardo S. Ramalho, José Madeira, Pedro J.M. Costa, Joseph A. Stewart, Laura F. Robinson, A. Cristina Rebelo, Carlos S. Melo, Deirdre D. Ryan, Michael W. Rasser, Maria C. Freitas, Mário Cachão, César Andrade, Ana Hipólito, Alessio Rovere, and Sérgio P. Ávila

The Cabo Verde Archipelago holds a remarkable sedimentary record of tsunami inundations, as highlighted by recent finds on Santiago and Maio Islands. Santiago, in particular, constitutes an exceptional site to study in detail the proximal impacts of the megatsunami(s) triggered by the well-known catastrophic flank collapse of Fogo volcano (~60 km to the west of this island) and one of the most active ocean island volcanoes in the Atlantic. Previous studies identified and documented deposits – fields of megaclasts and chaotic conglomerates on northern Santiago – which were attributed to the impact of this megatsunami(s); moreover, the pioneer use of cosmogenic 3He geochronology on basaltic megaclasts quarried/displaced by the event bracketed its occurrence within the 65-84 ka time interval. Here we present the results of a recent study conducted within the remit of the project UNTIeD, which combined detailed field surveys and U-Th disequilibrium geochronology to review and further document the tsunamigenic conglomerates of Santiago and gain additional insights into their formative event(s). We can confirm the presence of tsunami conglomerates on several sectors of the island, chiefly in the north and southeast of the island. Furthermore, on the northern sector, our study suggests the presence of two distinct sets of deposits, of differing ages, as corroborated by U-Th geochronology on corals entrained in the conglomerates. The older set of deposits is restricted to 60–100 m in elevation and yielded coral ages at the upper limit of U-Th techniques (200-450 ka); its origin is still uncertain. The younger and most widespread chaotic deposit can be found from 0 to 100 m in elevation, is poorly consolidated, and mostly mantles a topography partially carved on the older deposit. Coral ages are very widespread from ~58 to >400 ka (as commonly observed in tsunami deposits) but with the higher-confidence younger ages clustering around 58-65 ka, in agreement with the youngest cosmogenic ages. This suggests a more constricted timing for Fogo's (main) megatsunami at around 58-65 ka, in close agreement with recent studies at Fogo. A distinct and younger deposit, of Holocene age, can only be found at low elevations in Nossa Senhora da Luz Bay and likely represents a local event possibly triggered by a small submarine landslide. Taken together, these finds not only provide a better time constraint and insights on the impact of Fogo's megatsunami but reinforce the notion that the Cabo Verde Islands have been impacted by multiple tsunamis in the last 500 ka.

This work was supported by project PTDC/CTA-GEO/28588/2017 - LISBOA-01-0145-FEDER-028588 UNTIeD, co-funded by the ERDF through POR Lisboa 2020 and FCT, and by projects IF/01641/2015 MEGAWAVE and FCT/UIDB/50019/2020 - IDL, also funded by FCT.

How to cite: Ramalho, R. S., Madeira, J., Costa, P. J. M., Stewart, J. A., Robinson, L. F., Rebelo, A. C., Melo, C. S., Ryan, D. D., Rasser, M. W., Freitas, M. C., Cachão, M., Andrade, C., Hipólito, A., Rovere, A., and Ávila, S. P.: Chaotic conglomerates from Santiago Island (Cabo Verde): a review and insights into the proximal impacts of collapse-triggered megatsunamis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10397, https://doi.org/10.5194/egusphere-egu22-10397, 2022.

EGU22-13502 | Presentations | NH5.3

An unconsidered source of earthquakes and tsunamis from the Kanto region of Japan 

Jessica Pilarczyk, Yuki Sawai, Yuichi Namegaya, Toru Tamura, Koichiro Tanigawa, Dan Matsumoto, Tetsuya Shinozaki, Osamu Fujiwara, Masanobu Shishikura, Yumi Shimada, Tina Dura, Ben Horton, Andrew Parnell, and Christopher Vane

The assessment of seismic hazards along subduction zone coastlines provides important information regarding the frequency and magnitude of earthquakes and tsunamis that can be expected in the future.  Unlike many subduction zone coastlines that involve one tectonic plate subducting under another, seismic hazard assessments for the Kanto region of Japan are complicated by the presence of a nearby triple junction; where one continental (CON) and two oceanic plates (PHS, PAC) collide.   The CON/PHS (Sagami Trough) and CON/PAC (Japan Trench) boundaries are recognized earthquake sources.  However, historical and geological evidence of a large PHS/PAC (Izu-Bonin Trench) earthquake has been lacking and decades worth of instrumental data point to low seismicity along this boundary.  Here we show that two unusually large tsunamis are evidenced by sandy deposits preserved along 50 km of coastline in the Kanto region.  The oldest of them, deposited about 1,000 years ago, contains evidence consistent with tsunami deposits reported elsewhere (e.g., marine foraminifera, rip-up clasts, pebbles, erosional base) and represents a previously unknown prehistoric earthquake.  In computer simulations, this earthquake deposited sand that extended too far inland to represent any known historical earthquake originating from the CON/PHS and CON/PAC boundaries alone.  Rather, the greater inland inundation points to significantly greater displacement on the CON/PHS and CON/PAC boundaries, which may be unrealistic, or much smaller displacement along the previously unconsidered PHS/PAC megathrust.  This plate-boundary fault adds another source for earthquakes in Tokyo and tsunamis in the Pacific Ocean.

How to cite: Pilarczyk, J., Sawai, Y., Namegaya, Y., Tamura, T., Tanigawa, K., Matsumoto, D., Shinozaki, T., Fujiwara, O., Shishikura, M., Shimada, Y., Dura, T., Horton, B., Parnell, A., and Vane, C.: An unconsidered source of earthquakes and tsunamis from the Kanto region of Japan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13502, https://doi.org/10.5194/egusphere-egu22-13502, 2022.

EGU22-198 | Presentations | NH5.4

An efficient multi-scale modelling  framework for assessment of coastal flood events 

Irene Benito Lazaro, Sanne Muis, Jeroen Aerts, Philip Ward, and Dirk Eilander

Flood risk in coastal areas is projected to increase with climate change, affecting more coastal communities and their economies. An accurate estimation of risk is essential to reduce the potential impact of extreme flood events. Recent studies have focused on improving the simulation of extreme sea levels at large scales. However, the inundation mapping derived from those water levels is usually done using simple static approaches that can lead to an overestimation of flood extents. This research provides a step forward towards global-scale modeling of coastal inundation due to tropical cyclone events. We are developing a model framework to rapidly and realistically simulate flood hazard in any coastal region. The framework will incorporate three main improvements compared to previous approaches: (1) use of a multi-scale modelling approach that allows for the use of global models and datasets for local flood hazard assessments at high-resolution; (2) move from simple static inundation models towards more physically-based approaches; and (3) move from homogeneous return periods towards event-based modeling. For this purpose, we use the Oceanographic Multipurpose Software Environment which enables model coupling across different spatial scales and physics. Refined local models are nested in the Global Tide and Surge Model for a better representation of the extreme sea levels driven by tropical cyclones. Next, we will combine the water levels with SFINCS and the Synthetic Tropical cyclOne geneRation Model (STORM) to map inundation for a large number of tropical cyclone events.  Here we will present the validation of the framework for three historical events, that is Idai, Haiyan and Katrina.

How to cite: Benito Lazaro, I., Muis, S., Aerts, J., Ward, P., and Eilander, D.: An efficient multi-scale modelling  framework for assessment of coastal flood events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-198, https://doi.org/10.5194/egusphere-egu22-198, 2022.

EGU22-329 | Presentations | NH5.4

Comparison of machine learning algorithms in predicting wave overtopping discharges at vertical breakwaters 

Md Arman Habib, John O'Sullivan, and Md Salauddin

Sea defences such as vertical breakwaters are critical marine infrastructures that safeguard communities and properties behind the structure from coastal flooding arising from wave-induced overtopping. In the context of future climate change, the frequency and magnitude of extreme wave events that threaten the functional performance of these defense lines and cause flooding is expected to increase. The capacity to reliably predict mean overtopping rates and individual overtopping volumes at these structures is therefore critical in deriving the tolerable limits of overtopping hazards. Common approaches for predicting overtopping rates at sea defences (such as vertical seawalls) have typically relied on physical, empirical and numerical methods. Notwithstanding the accuracy of these approaches, they are often complex and determining reliable predictions requires considerable expertise and time. Of late, the use of soft computing techniques such as Machine Learning (ML) algorithms have been employed to predict overtopping rates with comparable accuracy to the more common approaches. A significant advantage of ML methods are associated with their straightforward construction that can efficiently use existing databases, such as EurOtop 2018, in their training and testing to produce satisfactory results.

Research to date has, for the most part, focused on the application of  ML algorithms (such as decision tree and artificial neural network) to predict overtopping rates at sea defenses.  However,  the trade-offs of these methods (e.g., altered performance from missing values in the database) have not yet been investigated. Here, we investigate the application of two advanced ML methods, a Gradient-Boosting based Decision Tree (GBDT), and a feed forward based Artificial Neural Network (ANN) framework. Both algorithms were trained and tested using the CLASH database to predict mean overtopping rates at seawalls.  The CLASH database for this study comprises more than 1500 overtopping entries and a train-test split of 70% and 30%, respectively, was applied. Hyperparameter tuning was performed on the GBDT algorithm to refine the outputs. A provision was included in the ANN algorithm for it to detect, check and impute missing values as ANN does not implement when there is missing values and also imputing for a large number of missing values may negatively impact the performance of GBDT models.  

Results of this study revealed that the GBDT algorithm, overall, performed marginally better the ANN algorithm. The root-mean-squared errors (RMSE) for the GBDT and ANN models were 0.50 and 0.52, respectively. The Pearson R values for the GBDT and ANN algorithms were 0.92 and 0.90, respectively, confirming a strong correlation between the predicted and measured overtopping discharges for methods. Additionally, by permutation importance analysis, the GBDT algorithm was shown to be capable of identifying influential overtopping parameters, with significant wave height and crest-freeboard being shown to be significant in this study.  

Keywords: Machine Learning, Wave Overtopping, Climate Resilience. Climate Change

 

How to cite: Habib, M. A., O'Sullivan, J., and Salauddin, M.: Comparison of machine learning algorithms in predicting wave overtopping discharges at vertical breakwaters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-329, https://doi.org/10.5194/egusphere-egu22-329, 2022.

EGU22-602 | Presentations | NH5.4 | Highlight

Quantifying the effects of employing multiple disaster risk reduction strategies in a coastal flood risk context on the global scale 

Eric Mortensen, Timothy Tiggeloven, Toon Haer, Dirk Eilander, Sanne Muis, Frederiek Sperna Weiland, Dewi le Bars, Jeroen Aerts, Marleen de Ruiter, and Philip Ward

Coastal flood risk is a major global challenge facing current and future generations. Indeed, this risk is expected to increase over the next several decades due to the changing climate, increased urbanization within flood-prone areas, loss of natural coastal defenses, and underground resource extraction, among other global factors. A number of risk reduction strategies have been posited as methods of mitigating the deleterious impacts of coastal flooding and investigated thoroughly through several existing small-scale applications around the world.

On the global scale, however, efforts to model the effects of such risk reduction strategies in the future are rather limited. Most global modeling efforts that have been undertaken typically examine the potential risk reductions of structural measures (e.g., dykes and levees). And while some initial progress has been made in recent years on assessing alternative risk reduction strategies, the majority of this work still looks to quantify the effects of individual strategies alone. In reality, the hybridization of risk reduction strategies may be the most cost effective or environmentally feasible pathway forward for different segments of society.

We look to quantify the risk reductions expected from employing multiple strategies at once. Within the same global flood risk modeling framework, we model the dry-proofing of urban assets, restriction of future development within flood-prone zones, and conservation of foreshore vegetation. In addition to modeling these strategies individually, we determine what risk reductions are possible when they are hybridized, both with each other and also structural measures. By using a disaster risk framework – risk defined as a product of hazard, exposure, and vulnerability – and a benefit-cost analysis that measures financial and human impacts of each strategy, we determine expected levels of risk reduction for different regions of the world. These results are available for various points in the future under various representative concentration pathway and shared socioeconomic pathway combinations. Further, we demonstrate which (combinations of) strategies may be able to achieve similar levels of overall risk reduction that would be anticipated with solely structural measures. This work not only demonstrates how the envelope of potential options can be expanded for decision makers addressing coastal flood risk, but also can be used as the foundation of future risk flood reduction assessments that incorporate more options than those examined here.

How to cite: Mortensen, E., Tiggeloven, T., Haer, T., Eilander, D., Muis, S., Sperna Weiland, F., le Bars, D., Aerts, J., de Ruiter, M., and Ward, P.: Quantifying the effects of employing multiple disaster risk reduction strategies in a coastal flood risk context on the global scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-602, https://doi.org/10.5194/egusphere-egu22-602, 2022.

EGU22-844 | Presentations | NH5.4

Assessing the coastal impact of medicane Ianos through a wave-current model forced by a multi-model atmospheric ensemble 

Marco Bajo, Christian Ferrarin, Florian Pantillon, Silvio Davolio, Mario Miglietta, Emmanouil Flaounas, and Diego Carrió

The Mediterranean basin occasionally hosts small intense vortices that evolve in tropical-like cyclones, also called “medicanes”. Although they are more intense over the sea, their landfall may be associated with destructive extreme events, such as heavy precipitation, windstorms, flooding, and marine storminess. On 18 September 2020, medicane Ianos hit the western coast of Greece resulting in flooding and severe damages at specific coastal locations. In this work, we aim at evaluating the impact of medicane Ianos on the sea state and water level through the use of numerical simulations. We applied a coupled wave-current model to an unstructured mesh representing the whole Mediterranean Sea, with a grid resolution varying from 15 km in the open sea to 2 km along the predetermined cyclone path, and up to 500 m along the landfall area (the western Greek coast). In order to investigate the uncertainty of the ocean model derived by the atmospheric modelling of such an intense event, we performed an ensemble of simulations using several coarse (10 km) and high-resolution (2 km) meteorological forcings from different mesoscale models. Also, results obtained using ERA5 reanalysis or IFS analysis are considered as a benchmark. The multi-model approach allows us to assess how the uncertainty propagates from meteorological fields to the ocean quantities and the subsequent coastal impact. The model performance was evaluated against observations retrieved from fixed monitoring stations and satellites. The numerical results show a large spread of the simulated sea conditions. Due to the rugged and complex coastline,  extreme sea levels are localized at specific coastal sites. The ensemble results were combined for proving a set of indicators of the potential impact of such an intense event, in order to assess the effectiveness of this multi-model ensemble approach. This work is part of the COST action CA19109 MEDCYCLONES (European Network for Mediterranean Cyclones in weather and climate) and of the Interreg Italy-Croatia STREAM project (Strategic development of flood management, project ID 10249186).

How to cite: Bajo, M., Ferrarin, C., Pantillon, F., Davolio, S., Miglietta, M., Flaounas, E., and Carrió, D.: Assessing the coastal impact of medicane Ianos through a wave-current model forced by a multi-model atmospheric ensemble, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-844, https://doi.org/10.5194/egusphere-egu22-844, 2022.

EGU22-1262 | Presentations | NH5.4

Extreme sea levels and wind-waves in the Mediterranean Sea since 1950 

Tim Toomey, Angel Amores, Marta Marcos, and Alejandro Orfila

In the Mediterranean Sea, coastal extreme sea levels are mainly caused by storm surges driven by atmospheric pressure and surface winds from extratropical cyclones. In addition, wind-waves generated by the same atmospheric perturbations may also contribute to coastal extremes through wave setup (a temporary rise in mean sea level due to waves breaking close to shore). This study investigates the spatial and temporal variability of coastal extreme sea levels within the Mediterranean basin, using a new ocean hindcast generated with a coupled hydrodynamic-wave model that simulates storm surges and wind-waves generation and propagation. The numerical simulation spans the period 1950-2020 and is run with high temporal sampling (1h) and at unprecedented spatial resolution that reaches 200 m along the coastlines. Coastal storm surges and wave heights have been extensively validated with available observations (tide gauges and waves buoys). Comparison to tide gauges shows an average RMSE of 0.05m (0.08m for extreme events) and linear correlation of 0.75 for the period covering 1980-2020. Similarly, comparison of simulated and observed significant wave height shows good agreement with RMSE lower than 0.25 m and coefficient correlation as high as 0.95. Preliminary results show that coastal extreme sea levels found are more likely to be located in regions with wide and shallow continental shelves, where mild slope favour the combined effects of wind and wave setup. The contribution of waves to coastal extreme sea levels has been explored with an uncoupled simulation and has been shown to be significant, reaching up to 120% of observed maximum sea levels.

How to cite: Toomey, T., Amores, A., Marcos, M., and Orfila, A.: Extreme sea levels and wind-waves in the Mediterranean Sea since 1950, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1262, https://doi.org/10.5194/egusphere-egu22-1262, 2022.

EGU22-1595 | Presentations | NH5.4

Coastal flooding and mean sea-level rise allowances in atoll island 

Angel Amores, Marta Marcos, Gonéri Le Cozannet, and Jochen Hinkel

Atoll islands are among the places most vulnerable to climate change due to their low elevation above mean sea level. Even today, some of these islands suffer from severe flooding generated by wind-waves, that will be exacerbated with mean sea-level rise. Wave-induced flooding is a complex physical process that requires computationally-expensive numerical models to be reliably estimated, thus limiting its application to single island case studies. Here we present a new model-based parameterisation for wave setup and a set of numerical simulations for the wave-induced flooding in coral reef islands as a function of their morphology, the Manning friction coefficient, wave characteristics and projected mean sea level that can be used for rapid, broad scale flood risk assessments. We apply this new approach to the Maldives to compute the increase in wave hazard due to mean sea-level rise, as well as the change in island elevation or coastal protection required to keep wave-induced flooding constant. While future flooding in the Maldives is projected to increase drastically due to sea-level rise, we show that similar impacts in nearby islands can occur decades apart depending on the exposure to waves and the topobathymetry of each island. Such assessment can be useful to determine on which islands adaptation is most urgently needed.

How to cite: Amores, A., Marcos, M., Le Cozannet, G., and Hinkel, J.: Coastal flooding and mean sea-level rise allowances in atoll island, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1595, https://doi.org/10.5194/egusphere-egu22-1595, 2022.

EGU22-2026 | Presentations | NH5.4

Coastal Vulnerability, Resilience and Adaptation in Thailand. 

Cherith Moses, Kanchana Nakhapakorn, Raymond Ward, Yi Wang, Uma Langkulsen, Pannee Cheewinsiriwat, Chalermpol Chamchan, Suparee Boonmanunt, Netsanet Alamirew, John Barlow, Jerome Curoy, Jimy Dudia, and David Martin

The Thai-coast project aims to improve scientific understanding of the vulnerability of Thailand's shoreline and coastal communities to hydro-meteorological hazards, including storms, floods and coastal erosion, under future climate change scenarios. Coastal erosion and flooding affect more than 11 million people living in Thailand’s coastal zone communities (17% of the country's population). Each year erosion causes Thailand to lose 30 km2 of coastal land (Department of Marine and Coastal Resources (DMCR), Ministry of Natural Resources and Environment). Sea level is predicted to rise by 1 metre in the next 40 -100 years, impacting at least 3,200 km2 of coastal land, through erosion and flooding, at a potential financial cost to Thailand of 3 billion baht [~ £70 million; Office of Natural Resources and Environmental Policy and Planning]. We address an urgent need to enhance the resilience and adaptation potential of coastal communities, applying scientific research to inform more robust and cost-effective governance and institutional arrangements.

The Thai-coast project has established causal links between climate change, erosion and flooding and is using this information to assess natural and social processes’ interactions to enhance coastal community resilience and future sustainability. We focus on two study areas, Nakhon Si Thammarat Province and Krabi Province, selected on the basis of DMCR coastal erosion data and with contrasting natural and socio-economic characteristics. Using a multidisciplinary approach, we integrate climate science, geomorphology, socio-economics, health and wellbeing science and geo-information technology to improve understanding of hydro-meteorological hazard occurrence, their physical and socioeconomic, health and wellbeing impacts on Thailand's coastal zone and the ways in which governance and institutional arrangements mitigate their impact. Examining future scenarios of climate change hydrometeorology, coastal landform and land use change scenarios we have assessed and modelled impacts (erosion, flooding, coastal community vulnerability), and population and community adaptation. Our collaborative team of natural and social scientists, from UK, US and Thai research institutions work closely with Thai Government and UK and Thai industry partners to ensure that results are policy and practice-relevant.

Key findings indicate that erosion and accretion rates are more dramatic on mangrove coastlines (-34.5 and 21.7 m/year) compared with sandy coastlines (-4.1 and 4 m/year). Modelled future climate changes indicate more extended and severe floods in Southern Thailand with the risk of flash floods increasing significantly. Socio-economic resilience is generally higher in more urbanized areas but there are greater variations amongst subdistricts. Different communities within the coastal regions have different levels of resilience and adopt different coping strategies when faced with emergency situations. When physical and socio-economic indices are compared, Krabi Province has a higher level of physical vulnerability than Nakhon Si Thammarat (NST), whilst NST is has a higher level of socio-economic vulnerability than Krabi.  When physical and socio-economic factors are combined to generate the Coastal Vulnerability Index (CVI), the results show that the two provinces have relatively comparable CVI despite the underlying variability in physical and socio-economic resilience.

How to cite: Moses, C., Nakhapakorn, K., Ward, R., Wang, Y., Langkulsen, U., Cheewinsiriwat, P., Chamchan, C., Boonmanunt, S., Alamirew, N., Barlow, J., Curoy, J., Dudia, J., and Martin, D.: Coastal Vulnerability, Resilience and Adaptation in Thailand., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2026, https://doi.org/10.5194/egusphere-egu22-2026, 2022.

EGU22-2999 | Presentations | NH5.4

Historic spatial patterns of compound flood events in UK estuaries 

Charlotte Lyddon, Peter Robins, Matt Lewis, Andrew Barkwith, Ivan Haigh, Greg Vasilopoulos, and Tom Coulthard

Combination estuarine flooding is driven by extreme sea-levels and river discharge occurring at the same time, or in close succession. We hypothesise the drivers of flooding rarely occur independently and operate and co-operate at sub-daily timescales. There is a need to accurately capture fluvial and sea-level interactions at a sub-daily timescale to understand the relative timing and duration of compound flooding hazards in estuaries to support forecasts and warnings, emergency response and long-term management plans. This research analyses the co-cooccurrence of extreme sea-level and river discharge events using historic river flow data from 126 gauges and tide gauge data from 27 locations across Britain, which were analysed to identify estuaries that are susceptible to compound flooding events. Daily mean and maximum river discharge, and river discharge at 15-minute frequency were analysed to identify extreme peaks in the records, and corresponding skew surge values identified within a time window based on average hydrograph duration. Results show that daily mean river discharge underestimates peaks in the record and does not accurately capture hydrograph behaviour. This research is the first time that 15-minute frequency river discharge data has been used to characterise hydrograph behaviour and identify i) peaks over threshold; ii) top 500 peaks and corresponding skew surges to determine dependence based on Kendall’s rank correlation and the number of occurrences between extreme drivers each storm season (May-June). Different methods of data selection and identification of peak river discharge events generates different results. The duration of river discharge peaks, total water level, lag time, and overlap between peaks is calculated to identify locations where co-occurrences are likely to happen. The results identify a clear east-west split in dependence, with gauges on the west coast of Britain showing stronger correlations. There are more co-occurrences of extreme sea and fluvial levels each storm season in Northwest England and West Scotland. Estuaries that are most susceptible to compound events based on the Kendall’s rank correlation τ, seasonal occurrences, and potential for river discharge and sea-level peaks to overlap based on duration and lag time are identified. The results identify 46 gauges that are highly susceptible to compound flooding, notably the Rivers Lune and Eden, with strongest correlation coefficients and highest number of seasonal occurrences. The results highlight spatial variability to the sensitivity of estuaries to combination flood hazard, and the impact of future changes in flood risk that are unresolved currently in management plans.

How to cite: Lyddon, C., Robins, P., Lewis, M., Barkwith, A., Haigh, I., Vasilopoulos, G., and Coulthard, T.: Historic spatial patterns of compound flood events in UK estuaries, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2999, https://doi.org/10.5194/egusphere-egu22-2999, 2022.

EGU22-3000 | Presentations | NH5.4

On the Evolution of Beach Shoreline According to Equilibrium Profile 

Pau Luque, Marta Marcos, Lluís Gómez-Pujol, and Alejandro Orfila

Shoreline position is a key parameter of a beach state, used as a descriptor of the system response to changes in external forcings, such as sea-level rise. Changes in shoreline position are the result of hydro- and morphodynamic processes taking place in the nearshore, including feedback mechanisms. Due to this complexity, state-of-the-art methodologies aimed at reproducing the variability of the shoreline are based on several assumptions that simplify the problem. One of the most widespread methods uses a beach equilibrium profile whose shape depends only on the beach morphology (i.e., beach slope, berm) and whose location varies with sea level. Here, we derive a general equation for shoreline evolution using the equilibrium profile, and we use it to evaluate the contribution of sea-level rise to shoreline evolution under wave forcing. We also provide analytical closed-form expressions to this shoreline evolution for a 2/3-power curve equilibrium profile and for three different probability distributions of breaking wave height (corresponding to three different families commonly used to describe wave climate). Our general equation is a step forward in the computation of shoreline evolution assuming a realistic equilibrium profile (described by a range of arbitrary parameters). When used to analyze the effects of sea-level rise, it is not constrained to sea-level rises small compared to the berm height. We also provide a novel and easy way to integrate it.

How to cite: Luque, P., Marcos, M., Gómez-Pujol, L., and Orfila, A.: On the Evolution of Beach Shoreline According to Equilibrium Profile, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3000, https://doi.org/10.5194/egusphere-egu22-3000, 2022.

EGU22-3052 | Presentations | NH5.4

Changing extreme sea levels in the Ganges-Brahmaputra-Meghna delta 

Alexandre Mussa, Mélanie Becker, and Mikhail Karpytchev

Low-standing deltas are a home for half a billion of people that are extremely vulnerable to sea level variations. Justly only in the Ganges-Brahmaputra-Meghna (GBM) delta, over 100 million people suffer every year from floods due to storm surges and monsoons exacerbated by the ongoing sea level rise. The aim of our study is to re-assess the variations of extreme sea levels (ESL), as well as the interactions between the relative sea level rise and the ESL in the GBM delta. A set of hourly tide gauge records from the Bay of Bengal, especially from the low-lying Bangladesh's coastal area, has been used to evaluate ESL changes over the past decades. We focus on the variations of extreme high waters and their components (surge and tide), and on the interaction between them by applying advanced methods of statistical extreme values analysis. An assessment of temporal changes in storm surge duration and their intensity was obtained in the framework of a rigorous re-analysis of the past storm surge events.

How to cite: Mussa, A., Becker, M., and Karpytchev, M.: Changing extreme sea levels in the Ganges-Brahmaputra-Meghna delta, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3052, https://doi.org/10.5194/egusphere-egu22-3052, 2022.

EGU22-4452 | Presentations | NH5.4

Storm surges and meteotsunamis of the Adriatic Sea: interplay and quantification of hazard level 

Krešimir Ruić, Jadranka Šepić, Marko Mlinar, and Iva Međugorac

Sea level time series of up to 19 years length, recorded with one-minute sampling interval at 18 tide gauges, evenly distributed along the eastern and western coast of the Adriatic Sea, were analysed in an attempt to quantify hazard related to the Adriatic Sea level extremes.  Prior to analysis, quality control and pre-processing were done: all unphysical spikes and outliers were removed; shorter gaps were interpolated, and time series were de-tided.

For each tide gauge, two types of sea level extremes were defined and extracted from residual time series: (1) extremes related to storm surges, i.e. extremes that dominate the total residual signal; (2) extremes related to meteotsunamis, i.e. extremes that dominate the high-frequency signal (T < 2 h). The two types of extremes were analysed in detail and following conclusions were reached: (1) on average, extremes related to storm surges are stronger than those related to meteotsunamis; (2) nonetheless, there are stations at which two types of extremes are of almost comparable strength (e.g. Vela Luka, Stari Grad); (3) high-frequency oscillations can contribute significantly (up to 30% of residual signal) to the storm surge related extremes  at most areas; (4) extremes related to storm surges mostly happen from October to January while the second type of extremes happen more throughout the year, with peak appearances of the strongest ones from May to September. 

Conclusively, for both types of episodes, it has been shown that the high-frequency signal contributes significantly to total extremes and that analysis of sea level time series sampled at a one-minute time interval is a prerequisite for proper analysis of hazards related to sea level extremes.

How to cite: Ruić, K., Šepić, J., Mlinar, M., and Međugorac, I.: Storm surges and meteotsunamis of the Adriatic Sea: interplay and quantification of hazard level, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4452, https://doi.org/10.5194/egusphere-egu22-4452, 2022.

Tsunami disasters can cause infiltration of seawater into coastal unconfined aquifers over large scales, which would induce long-term salinization of groundwater resources. According to the report by Cabinet Office of Japan (2011), an earthquake of 9.0 Mw will very possibly occur along the Nankai Trough during the years 2011-2030. Under the worst tsunami scenario, the coastal area of Niijima Island, Japan, will be inundated by seawater up to about 15 m a.m.s.l. (above mean sea-level) (Tokyo Disaster Management Council, 2013). As a result, groundwater, the only freshwater source for the island, will face severe salinization. In order to assess the risk of groundwater salinization under such scenario, a 3-D numerical model of Niijima Island was developed using the HydroGeoSphere code which can solve coupled surface-subsurface flow processes.  The results showed that the simulated early stage seawater ponding at the land surface was controlled by the type (DEM or DSM) and spatial resolution of topographic data  used in the model. This suggested that high-resolution topographic data considering the existence of artificial structures should be preferred for modeling seawater ponding and infiltration after tsunamis in urbanized areas. Furthermore, compared with the baseline case, the reduction in hydraulic conductivity and the Manning’s roughness coefficient in places of buildings and roads reduced the amount of seawater infiltration. The results highlighted the land surface conditions as an important indicator for the vulnerability of groundwater resources to tsunami-induced seawater infiltration.

How to cite: Liu, J., Brunner, P., and Tokunaga, T.: Modeling seawater flooding, ponding, and infiltration processes under future tsunami scenarios: A case study at Niijima Island, Japan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4643, https://doi.org/10.5194/egusphere-egu22-4643, 2022.

EGU22-6805 | Presentations | NH5.4

Major controls on storm surge flooding: sea-level rise, climate or coastal landforms?  Insights from the coastal sedimentary record of southern Baltic Sea 

Leszczyńska Leszczynska, Stattegger Karl, Moskalewicz Damian, Jagodziński Robert, Kokociński Mikołaj, Niedzielski Przemysław, and Szczuciński Witold

Lowland coasts, accounting for ca. 30% of the global coastline, are significantly threatened by the climate change, related sea-level rise and enhanced storminess. However, the role of key factors controlling the frequency and extent of extreme storm surges of inundation regime are not yet fully understood. In the present research we seek for the answer what are factors governing the susceptibility of the coast to storm surge flooding: is it coastal landforms development, storminess or rising sea-level?

            The southern Baltic Sea coast presents an ideal target for the research on the frequency and intensity of catastrophic storm surge flooding as it is nontidal/microtidal sea, where major water level fluctuations are related to well-documented past sea-level changes and storm surge floodings. Moreover, it is located in the area highly sensitive to latitudinal shifts in North Atlantic Oscillation and changes of the westerly storm tracks. Furthermore, the southern Baltic coast has recently been identified as the region where the storm surge flooding overtopping coastal barriers is one of the highest in the world and is expected to increase in the near future together with the climate change.

             We documented the longest to date, high-resolution sedimentary succession from the Polish coastal wetland located at Mechelinki, Puck Bay within the Gulf of Gdańsk at the southern Baltic sea coast. There, high-resolution records of extreme storm surge flooding of inundation regime within two periods: 3.6-2.9 ka BP and from ca. 0.7 ka BP until present, are preserved. The studied wetland succession, including sedimentary archive of storm surges, has been analyzed by sedimentological (grain size, loss-on-ignition, micromorphology), geochronological (14C, 210Pb, 137Cs), geochemical (XRF), mineralogical (heavy minerals) and micropaleontological (diatoms) methods. The results indicated that both periods were characterized by high-frequency storm surge flooding in order of 1.3 – 4.2 events per century. They are correlated to widely recognized enhanced storminess periods in NW Europe and took place during both rising and fluctuating sea levels. Our results show that the storm surge driven coastal inundation frequency and extent largely depend on the development of coastal barriers (e.g., beach ridges). Thus, in the context of the future coastal storm surge hazard, the protection of existing coastal barriers should be the prime concern.

The research project CatFlood is funded by National Science Centre, Poland, OPUS grant nr: 2018/29/B/ST10/00042

How to cite: Leszczynska, L., Karl, S., Damian, M., Robert, J., Mikołaj, K., Przemysław, N., and Witold, S.: Major controls on storm surge flooding: sea-level rise, climate or coastal landforms?  Insights from the coastal sedimentary record of southern Baltic Sea, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6805, https://doi.org/10.5194/egusphere-egu22-6805, 2022.

EGU22-6936 | Presentations | NH5.4

Adaptation to the impacts of climate change and human intervention in the Elbe estuary: model-based identification of possible trade-offs 

Johannes Pein, Corinna Schrum, Joanna Staneva, and Ute Daewel

The Elbe estuary ensures the connection between one of the largest ports in Europe, Hamburg, and the North Sea. The need to adapt the navigational channel to the increasing demands of ship transport as well as the necessities of coastal protection and of ensuring the functioning of the ecosystem are leading to contradicting demands. In order to decide on possible trade-offs, a detailed understanding of present and possible future interactions between local and global processes is necessary. In this study, we use realistic modeling and observations to show the functioning of the current hydrodynamic and biogeochemical estuarine system. We demonstrate the increasing importance of the formation of stratification in the low-salinity reaches, which is related to an increase in salt intrusion, sedimentation and the risk of hypoxia. The model results reveal that dry and hot summers are leading to dangerous oxygen minima in the artificially deepened tidal Elbe. To examine the effect of a more natural expansion of the navigational channel, we further use an idealized model of the estuary. In this exercise, we study the influence of sinusoidal meanders on the tides, the thermohaline dynamics and the estuarine ecosystem. It turns out that this deregulation of the shipping channel leads to a reduction of the tidal range and of silting in the port area. Furthermore, the channel curvature enhances oxygen levels in the area of the estuariane oxygen minimum zone in comparison with the straight channel. Sensitivity experiments demonstrate the sustainability of such an adaptation strategy towards the dominant trends of climate change such as sea level rise and global warming. Finally we assess the plausibility of the measure in terms of its potential to conciliate contradicting demands in the intensively used estuarine environment.

How to cite: Pein, J., Schrum, C., Staneva, J., and Daewel, U.: Adaptation to the impacts of climate change and human intervention in the Elbe estuary: model-based identification of possible trade-offs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6936, https://doi.org/10.5194/egusphere-egu22-6936, 2022.

EGU22-7169 | Presentations | NH5.4

Observational characterization of meteotsunami triggering in the Balearic Islands from an ultra-dense observational network 

Joan Villalonga, Àngel Amores, Sebastià Monserrat, Damià Gomis, and Gabriel Jordà

Meteotsunamis are atmospherically induced sea level oscillations with periods ranging from a few minutes to an hour, the same energy band as seismically induced tsunamis.  These phenomena have been widely studied in the Balearic Islands, as the port of Ciutadella is known for its high occurrence of extreme events (> 1 meter trough-to-crest a couple of times per year) which can cause strong damages. At present, forecasting systems struggle to produce reliable predictions of meteotsunami intensity in Ciutadella.

Past intensive research established the basis for the physical mechanism that explains how a relatively small atmospheric pressure perturbation can cause a sea level oscillation of the order of meters that can have hazardous consequences on the coast. According to the state-of-the-art knowledge, a particular meteorological synoptic pattern triggers the generation and propagation of atmospheric gravity waves resulting in high-frequency atmospheric pressure oscillations at surface; the later force a sea level response that is amplified by Proudman resonance as it travels; finally, the amplified sea surface waves force port and harbour eigenmodes, causing a further amplification by resonance. However, the complex relationship between the characteristics of the atmospheric forcing and of the ocean wave amplification is not yet fully understood. This results in a great uncertainty when operational systems attempt to infer the meteotsunami amplitude from the characteristics of the atmospheric disturbance. Part of the knowledge gaps are due to the lack of resolution of atmospheric observations.

From April to October 2021, ten events were observed in Ciutadella with sea level oscillations exceeding 50 cm amplitude. During that period, time series of atmospheric pressure have been recorded at high temporal resolution (10 s) by the ultra-dense amateur weather station network (71 high quality Davis stations in the Balearic Islands) of BalearsMeteo. We use these observations, as an example of citizen science, to characterize the propagation velocity and spectral energy distribution of the atmospheric disturbances causing the meteotsunamis at an unprecedentedly high spatial resolution covering the Balearic islands archipelago. As in previous studies, these parameters are found to be key in causing the meteotsunamis, since a high correlation has been found between the energy in the high frequency band (period < 20 min) of atmospheric pressure and the energy of sea level oscillations at Ciutadella, when both are averaged over several hours. The estimated velocity and direction of propagation during meteotsunami events are also in agreement with prior numerical and observational studies. However, when examining the time series of sea level and atmospheric pressure on a minutal time scale, the correlations dramatically drop. This has led us to propose other parameters such as the duration of the pressure perturbation, or the preconditioning of the harbour as being key to explain the magnitude of the events.

  The high spatial resolution of observations also allows the study of spatial structures within the atmospheric disturbances causing meteotsunamis, which has not been analyzed before. Preliminary results show a high degree of heterogeneity among the disturbances, although it remains unclear whether that heterogeneity can affect the final meteotsunami amplitude. 

How to cite: Villalonga, J., Amores, À., Monserrat, S., Gomis, D., and Jordà, G.: Observational characterization of meteotsunami triggering in the Balearic Islands from an ultra-dense observational network, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7169, https://doi.org/10.5194/egusphere-egu22-7169, 2022.

EGU22-7687 | Presentations | NH5.4

Exposure of coastal land owned by the French Coastal Conservation Agency to sea-level rise until 2150. 

Rémi Thiéblemont, Gonéri Le Cozannet, Jérémy Rohmer, Robin Quique, Romain Guidez, Caterina Negulescu, Xénia Philippenko, and Adrien Privat

Without adaptation, coastal erosion and flooding are projected to significantly increase during the 21st century due to sea-level rise (SLR). Yet, many important coastal practitioners have limited knowledge of their exposure to future sea-level rise, which prevents them from taking informed adaptation decisions.  Here, we quantify the exposure of the coastal land heritage owned by the French Conservatoire du Littoral (CdL), the French coastal conservation agency, over the metropolitan France, which protects 1,450km (13%) of the coastline in France. This updates a previous assessment performed in 2006, since when both sea-level projections and land area of the CdL have changed (Clus-Auby et al., 2006). Ultimately, this assessment informs the land acquisition strategy of the CdL, in order to review and adapt its long term strategy by aiming to acquire in the next decades the “shores of tomorrow” and ensure its primary mission: the conservation of coastal natural shorelines and emblematic landscapes for the benefit of future generations.

We focus on three types of land areas:

  • The protected area, which is the land and the real estate already owned by the CdL;
  • The authorized perimeter, which is the area that the CdL is currently already authorized to acquire;
  • The 2015-2050 Strategy, which identifies areas that are considered for future acquisitions, in order to meet the strategic objective of protecting 33% of the coastline up to 2050.

Change in exposure of these lands are quantified by a cross-analysis between these CdL land assets on the one hand, and flooding and erosion prone areas under various SLR scenarios and horizons on the other hand. More specifically, the flood prone areas are calculated as the land area below the highest astronomical tide level plus a SLR elevation scenario (ranging from 0 to 4 m) and rely on high resolution (1 m) LIDAR data (bathtub approach). Erosion projections make use of empirical erosion models constrained by historical records of shoreline position and consider SLR using the Bruun rule.       

At the scale of metropolitan France, we find that the degree and evolution of the land exposure strongly varies with regions. For instance, in French Brittany, for present conditions (i.e. SLR at 0 m), flood prone area cover less than 20% of the protected area and increase linearly of ~5% per m of SLR. Hence under the highest SLR estimate of the AR6 in 2100 (SSP5-8.5), exposure of protected area only increase by a few % for this region. Conversely, for the same time horizon, the Western French Mediterranean coast shows a much larger increase of ~20% (SSP1-2.6) to ~50% (SSP5-8.5) of the protected area exposure. Overall, our results reveal that land area exposure change is more sensitive to SLR increases in the range 0-1 m than SLR increases beyond 2 m.

Clus-Auby, C., Paskoff, R. and Verger, F., 2006. Le patrimoine foncier du Conservatoire du littoral et le changement climatique: scénarios d'évolution par érosion et submersion. In Annales de géographie (No. 2, pp. 115-132). Armand Colin.

How to cite: Thiéblemont, R., Le Cozannet, G., Rohmer, J., Quique, R., Guidez, R., Negulescu, C., Philippenko, X., and Privat, A.: Exposure of coastal land owned by the French Coastal Conservation Agency to sea-level rise until 2150., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7687, https://doi.org/10.5194/egusphere-egu22-7687, 2022.

EGU22-7902 | Presentations | NH5.4 | Highlight

Sea Level Rise Weakens the Natural Protection against Storm Surges in Shallow Lagoons 

Marvin Lorenz, Arne Arns, and Ulf Gräwe

Sea level rise (SLR) increases the likelihood of storm surges by shifting their frequency distribution to higher base levels. Shallow lagoons are located along many coasts, providing natural protection against storm surges by significantly reducing the surge heights inside the lagoons compared to the open coast.

In this study, we investigate the effect of SLR on storm surge heights by using a numerical model of the Western Baltic Sea with a resolution of 200 m. We find that SLR linearly increases storm surge heights at most areas of the open Western Baltic Sea coast, e.g., a storm surge of one meter height in the present time would increase to 1.2 m height at an SLR of 20 cm. For shallow lagoons, on the other hand, the results suggest surge height increases of up to 30% additional to SLR, e.g., at an SLR of 20 cm, the surge height inside the lagoon would increase to 26 cm. We investigate this behavior in further detail with a box model to study the parameter space using the following lagoon parameters: lagoon surface area, depth and width of the connection to the open water, friction, and varying surge shapes and heights.

We find that the increase is largest for lagoons where the ratio of the width of the connection to the area of the lagoon is close to ~10⁻⁵ m⁻¹. The additional surge height decreases with increasing depth of the connection. We further find that surge height increases with surge height itself, e.g., higher surges will increase more in the future than lower surges. We find increases up to 30% for lagoons in the Baltic Sea and for lagoons in the Gulf of Mexico up to 10%.

In summary, our results highlight that additional (non-linear) surge height increase needs to be considered when evaluating and planning future coastal protection measures in shallow coastal lagoons.

How to cite: Lorenz, M., Arns, A., and Gräwe, U.: Sea Level Rise Weakens the Natural Protection against Storm Surges in Shallow Lagoons, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7902, https://doi.org/10.5194/egusphere-egu22-7902, 2022.

EGU22-8105 | Presentations | NH5.4 | Highlight

Evaluating climate change and coastal erosion risks on the Venice coastline: a Machine Learning approach supporting multi-risk scenario analysis 

Maria Katherina Dal Barco, Hung Vuong Pham, Stefano Fogarin, Marco Zanetti, Marco Cadau, Remi Harris, Sara Rubinetti, Angelo Rubino, Davide Zanchettin, Francesco Barbariol, Alvise Benetazzo, Elisa Furlan, Silvia Torresan, and Andrea Critto

Climate change and its consequences on coastal erosion, flooding and water quality are becoming a major concern for a significant percentage of littorals in the world. This issue is particularly challenging for gentle-sloping sandy coasts which are vulnerable to slow and continuous changes related to rising sea-levels and to extreme storm surge and wave events.

Here we present a multidisciplinary research combining satellite image with machine learning and GIS spatial analysis tools to analyze coastal erosion risk in the Venice shoreline over the period 2015-2019. Firstly, an advanced image preprocessing was performed on satellite images (e.g. co-registration, colors normalization) to prepare the input dataset. Secondly, different supervised and unsupervised machine learning classification methods were tested to accurately define shoreline position by recognizing land-sea areas in each image and the Digital Shoreline Analysis System (DSAS) tool in ArcGis was applied to evaluate the net shoreline movement overtime. Finally, a GIS-based Bayesian Network (BN) approach was developed, to evaluate the probability and uncertainty of coastal erosion risks, and the cascading effects on water quality variation, against multiple ‘what-if’ scenarios related to extreme sea levels and wave conditions under climate change for the period 2040-2050.

According to the spatial resolution of the available data for the case study of Venice (Veneto Region-Italy), the proposed BN-model was trained and validated by considering atmospheric, oceanographic and water quality parameters over the 2015-2019 timeframe, allowing to capture local-scale coastal progression and related driving forces.

Results showed general shoreline stability in the considered reference timeframe. However, the high presence of anthropogenic structures (e.g. jetties, breakwaters) induces the formation of well-delimited hotspots of erosion/accretion. Future trends from the BN-based scenario analysis, according to RCP8.5 scenario within the 2040-2050 period, showed that, even if in minor extent, water quality parameters (i.e. suspended matter, diffuse attenuation) will increase. On the other hand, shoreline evolution trend will face a decreasing probability of the stable class, which in turn will increase instability.

Despite constraints posed by the spatial resolution of the available data for the investigated case, the outcomes of the performed assessment represent valuable information to support adaptive policy pathways in the context of Integrated Coastal Zone Management and Disaster Risk Reduction in the Venice coastal area.

How to cite: Dal Barco, M. K., Pham, H. V., Fogarin, S., Zanetti, M., Cadau, M., Harris, R., Rubinetti, S., Rubino, A., Zanchettin, D., Barbariol, F., Benetazzo, A., Furlan, E., Torresan, S., and Critto, A.: Evaluating climate change and coastal erosion risks on the Venice coastline: a Machine Learning approach supporting multi-risk scenario analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8105, https://doi.org/10.5194/egusphere-egu22-8105, 2022.

EGU22-9605 | Presentations | NH5.4

The evolution of UK sea-level projections 

Jennifer H. Weeks, Benjamin J. Harrison, and Matthew D. Palmer

The methods used to generate global to local sea-level projections have evolved significantly since the publication of the first set of UK national sea-level projections in 2009 (UKCP09; Lowe et al, 2009), including improved process understanding, ice-sheet modelling advances, the use of emulators and development of high-end scenarios. The UK Climate Projections in 2018 (UKCP18) presented local mean sea-level projections for the UK coastline for the 21st century based on CMIP5 models, with an emulator-based methodology to provide traceable extended projections to 2300 (Palmer et al, 2018). First, we present the evolution of UK sea-level projections since UKCP09 and discuss how these projections have been used by UK stakeholders. Second, we compare UKCP18 global and local sea-level projections with those recently presented in the IPCC Sixth Assessment Report (AR6). We find that although the likely range projections (i.e the characterisation of the central two-thirds of the distribution) are broadly similar, larger AR6 contributions from oceanographic processes and the Antarctic ice sheet give rise to discrepancies at selected tide gauge locations of up to 30%. In AR6, high-end scenarios for sea-level rise were presented as low-likelihood high-impact storylines. These offer some comparison with the high-end H++ range presented at 2095 for UKCP09, showing reasonable agreement for London. Future UK sea-level projections would benefit from updated scenarios for high-end sea-level change which extend beyond 2100 as well as an improved understanding of observed sea-level change drivers. This will enhance the usability of these local sea-level projections by UK stakeholder groups and coastal decision-makers.

How to cite: Weeks, J. H., Harrison, B. J., and Palmer, M. D.: The evolution of UK sea-level projections, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9605, https://doi.org/10.5194/egusphere-egu22-9605, 2022.

EGU22-11246 | Presentations | NH5.4

Reduced-complexity modeling as a valuable tool for studying the coastal impacts of climate change 

Moisés Álvarez-Cuesta, Alexandra Toimil, and Iñigo Losada

Forecasting the coastal response to climate change is a complex problem due to the nonlinear interplays at multiple scales between the different hazards, i.e. flooding and erosion. To handle this challenge, the use of simple and computationally efficient, yet accurate tools is required. The combination of reduced-complexity shoreline modelling and efficient physics-based flood spread models is an appropriate way to project coastal risks under climate scenarios, being a balanced solution regarding computational time and accuracy. We present a methodology comprised by an efficient wave downscaling methodology, the recently developed shoreline evolution model IH-LANS (Alvarez-Cuesta et al., 2021a), flood-spread modeling and an ensemble treatment of climate-related uncertainty as in (Alvarez-Cuesta et al., 2021b) to forecast the evolution of coastal risk. The methodology is applied at a vulnerable low-lying coastal area in Murcia, Spain and it allowed to highlight the coastal hotspots and the definition and evaluation of adaptation measures. This application strengthen the suitability of reduced-complexity modeling to guide decision making in complex coastal settings.

 

Alvarez-Cuesta, M., Toimil, A., & Losada, I. J. (2021a). Modelling long-term shoreline evolution in highly anthropized coastal areas . Part 1 : Model description and validation. Coastal Engineering, 169(July), 103960. https://doi.org/10.1016/j.coastaleng.2021.103960

Alvarez-Cuesta, M., Toimil, A., & Losada, I. J. (2021b). Modelling long-term shoreline evolution in highly anthropized coastal areas . Part 2 : Assessing the response to climate change. Coastal Engineering, 168(July), 103961. https://doi.org/10.1016/j.coastaleng.2021.103961

How to cite: Álvarez-Cuesta, M., Toimil, A., and Losada, I.: Reduced-complexity modeling as a valuable tool for studying the coastal impacts of climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11246, https://doi.org/10.5194/egusphere-egu22-11246, 2022.

EGU22-11419 | Presentations | NH5.4 | Highlight

On the need of considering the uncertainty cascade for decision making on climate-change adaptation to coastal erosion 

Alexandra Toimil, Iñigo J. Losada, and Moisés Álvarez-Cuesta

Climate change is posing growing risks to coastal areas exacerbating the problems these systems already face. One of these problems is coastal erosion, which happens at two different time scales. On one hand, mean sea-level rise leads to the chronic loss of beach surface; on the other, the combined effect of waves, storm surges and tides causes episodic erosion, which due to this increase in mean sea level will become more frequent. In light of this, while some systems will be able to undergo a landward retreat, others will suffer from coastal squeeze, which occurs when an eroding coast approaches seawalls or resistant natural cliffs, leading to adverse impacts to both environment and society. Coastal erosion risks need to be addressed with adaptation, and this is particularly challenged by the high uncertainty in climate change-related erosion forcing conditions. Expanding scientific knowledge of uncertainty treatment in climate-change coastal erosion projections is thus key to effective decision making (Toimil et al., 2021a). Here, we show progress on decomposition, factorisation, attribution, and visualisation of the uncertainty sources involved in shoreline change projections, which arise from climate-change scenarios, climate models, and erosion models, and cascade through the complete impact modelling process. This uncertainty accumulates in coastal erosion estimates, is further inherited by erosion risks and can highly influence adaptation planning (Toimil et al., 2021b).

Toimil A, Camus P, Losada IJ, Álvarez-Cuesta M (2021a) Visualising the uncertainty cascade in multi-ensemble probabilistic coastal erosion projections. Front. Mar. Sci. 8:683535.

Toimil A, Losada IJ, Hinkel J, Nicholls RJ (2021b) Using quantitative dynamic adaptive policy pathways to manage climate change-induced coastal erosion. Clim. Risk Manag. 33, 100342.

How to cite: Toimil, A., Losada, I. J., and Álvarez-Cuesta, M.: On the need of considering the uncertainty cascade for decision making on climate-change adaptation to coastal erosion, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11419, https://doi.org/10.5194/egusphere-egu22-11419, 2022.

EGU22-11530 | Presentations | NH5.4

The Increase of Sardinian Coastal Erosion and the Historical Climate Change Effects on Wind and Wave Height 

Riccardo Piras, Nicola Montaldo, and Roberto Corona

Climate change effects on wave regime are affecting Sardinian beaches and coasts. Sardinia island is in the centre of western Mediterranean basin, and its coasts are mainly under two main opposite winds, the mistral and the sirocco, which affect north-west and south-east coasts of the island respectively. We analysed historical wind intensities and wave heights in Sardinian coasts, for detecting historical trends which can explain the alarming increase of coastal erosion of the island. In this sense, we investigated two case studies located in the two opposite quadrants of Sardinia, the Gulf of Alghero and in the Gulf of Cagliari that are in the North-West and South-East quadrants, respectively. For the wind analysis we used the values of speed and direction of the anemometer stations of Alghero and Elmas (Cagliari), for which long series of data are available. The wind most frequently detected by the station of Elmas is the sirocco, with a linear growth for the period of analysis (1943-2021) with higher values of 3, 4 and 5 m/s for 2 consecutive days of sirocco. On the other hand, in Alghero, for 2 consecutive days of mistral, there is a linear decrease for the analysis period (1957-2021) with values greater than 3, 4 and 5 m/s. For the analysis of wave data in the quadrants of Sardinian coasts we compared the ECMWF, the Copernicus and the SIMAR database. The direction and wave height values from the models were validated with observed data of the buoy wavemeters in the Gulf of Alghero and in the Gulf of Cagliari, which data are available for shorter periods.to. Annual maximum significant wave heights are increasing in both the Gulf of Cagliari and the Gulf of Alghero. In particular, the increase in wave heights is more evident in the last two decades (from 1998 to 2019). The increase of the average sea level and the intensification of extreme events in the South-East quadrant of Sardinia is accelerating the erosion of the wonderful beaches of Nora, Capoterra, Sarroch and Poetto in the Gulf of Cagliari, which reduction was dramatic (up to 70 m). Climate change effects on wind frequency and intensity and wave can affect island tourism, an important source of income for Sardinia, and in the extreme cases is leading to damage to housing, alarming resident population.

How to cite: Piras, R., Montaldo, N., and Corona, R.: The Increase of Sardinian Coastal Erosion and the Historical Climate Change Effects on Wind and Wave Height, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11530, https://doi.org/10.5194/egusphere-egu22-11530, 2022.

EGU22-11851 | Presentations | NH5.4

Multi-decadal shoreline change in coastal Natural World Heritage Sites – a global assessment 

Salma Sabour, Sally Brown, Robert J. Nicholls, Ivan D. Haigh, and Arjen P. Luijendijk

Natural World Heritage Sites (NWHS), which are of Outstanding Universal Value, are increasingly threatened by natural and anthropogenic pressures. This is especially true for coastal NWHS, which are additionally subject to erosion and flooding. This study assesses shoreline change from 1984 to 2016 within the boundaries of 67 designated sites, providing a first global consistent assessment of its drivers. It develops a transferable methodology utilising new satellite-derived global shoreline datasets, which are classified based on linearity of change against time and compared with global datasets of geomorphology (topography, land cover, coastal type, and lithology), climate variability and sea-level change. Significant shoreline change is observed on 14% of 52 coastal NWHS shorelines that show the largest recessional and accretive trends (means of -3.4 m yr-1 and 3.5 m yr-1, respectively). These rapid shoreline changes are found in low-lying shorelines (< 1 m elevation) composed of unconsolidated sediments in vegetated tidal coastal systems (means of -7.7 m yr-1 and 12.5 m yr-1), and vegetated tidal deltas at the mouth of large river systems (means of -6.9 and 11 m yr-1). Extreme shoreline changes occur as a result of redistribution of sediment driven by a combination of geomorphological conditions with (1) specific natural coastal morphodynamics such as opening of inlets (e.g. Río Plátano Biosphere Reserve) or gradients of alongshore sediment transport (e.g. Namib Sea) and (2) direct or indirect human interferences with natural coastal processes such as sand nourishment (e.g. Wadden Sea) and damming of river sediments upstream of a delta (e.g. Danube Delta). The most stable soft coasts are associated with the protection of coral reef ecosystems (e.g. Great Barrier Reef) which may be degraded/destroyed by climate change or human stress in the future. A positive correlation between shoreline retreat and local relative sea-level change was apparent in the Wadden Sea. However, globally, the effects of contemporary sea-level rise are not apparent for coastal NWHS, but it is a major concern for the future reinforcing the shoreline dynamics already being observed due to other drivers. Hence, future assessments of shoreline change need to account of other drivers of coastal change in addition to sea-level rise projections. In conclusion, extreme multi-decadal linear shoreline trends occur in coastal NWHS and are driven primarily by sediment redistribution. Future exacerbation of these trends may affect heritage values and coastal communities. Thus shoreline change should be considered in future management plans where necessary. This approach provides a consistent method to assess NWHS which can be repeated and help steer future management of these important sites.

How to cite: Sabour, S., Brown, S., Nicholls, R. J., Haigh, I. D., and Luijendijk, A. P.: Multi-decadal shoreline change in coastal Natural World Heritage Sites – a global assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11851, https://doi.org/10.5194/egusphere-egu22-11851, 2022.

EGU22-12142 | Presentations | NH5.4

Understanding household-level flood responses in Ho Chi Minh City: who acts what and why? 

Liang Emlyn Yang and Matthias Garschagen

Ho Chi Minh City (HCMC) is characterized by rapid urbanization, socio-economic transitions and significant climate/environment influences at a low lying flood prone area, which in combination results in more frequent and intense floods. Accordingly, flood coping measures and adaptation actions have been carried out by various stakeholders for years, especially the diverse responses at household level. However, there is a lack of substantial understanding on the profiles of different households regarding their flood response measures, the driving factors, particularly with regards to dynamically changing socio-economic groups and the question of individual vs. collective action for flood risk reduction. Based on a large scale household survey conducted in HCMC in September and October 2020, the study classifies different flood coping/adaptation measures. A cluster analysis of multiple factors is carried out to clarify the major factors and to identify the features of households and their networks in each cluster. Specific data analysis indicates: 1) Majority of local people don’t receive external supports, due to the fact of moderate flood events and that they subjectively don’t concern much to the impacts (have got used to floods). 2) The most vulnerable groups did receive various supports, which indicates the existence of a basic flood-safe system in HCMC. 3) Long-term adaptation measures are not often applied, because vulnerable groups are not able to while rich people don’t need to. Findings of the study help to better understand the local status of flood responses against the backdrop of underlying socio-economic transformations.

How to cite: Yang, L. E. and Garschagen, M.: Understanding household-level flood responses in Ho Chi Minh City: who acts what and why?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12142, https://doi.org/10.5194/egusphere-egu22-12142, 2022.

EGU22-12368 | Presentations | NH5.4 | Highlight

A fully-open approach to modeling TC storm surge on a global scale 

Thomas Vogt, Simon Treu, Matthias Mengel, Katja Frieler, and Christian Otto

The existing research about hindcasting flood surges and flood plains caused by tropical cyclones (TCs) is largely specific to single storms, regions or countries. Often enough, the tools and data used are not publicly available, making it challenging to extend those analyses to other world regions. For instance, there is not yet a global data set of flood surges and flood extent maps from tropical cyclones. 

We present a modeling framework for hindcasting TC surges, based on the open-source software GeoClaw. We use open-source software and publicly available data sources only, making our approach fully transparent, reproducible and reusable for a global community of impact and risk modelers. The selected input data products include all world regions. Thus, our setup can be applied to all ocean basins that experience TCs. We evaluate our framework by comparing i) the flood surges of selected events to tide gauge records and modeled (GTSM) sea level, and ii) the flood extent maps to a global data set of satellite-based (MODIS) flood maps for the period 2000-2019.

Our analysis of tide gauge records shows that the setup captures the storm surge component of ocean dynamics at gauge locations very well, even though the model's capability to incorporate astronomical tides is limited. From the satellite-based flood maps, it becomes clear that beneath storm surge also rainfall and fluvial floods are important drivers of TC-related flooding, making it difficult to evaluate our model's performance based on its agreement with observed flood extents. Further, a comparison with high water marks in the field indicates that satellite-based products are often not sufficient to capture the full extent of short-term coastal flooding due to limited satellite overpass times. In this sense, storm surge model output can complement satellite observations.

The modeling framework allows us to generate globally consistent TC storm surge hazard data for all world regions, including the global south and least developed countries. It is suitable for historical analyses as well as for attribution studies or future climate projections, based on synthetic events or ensembles.

How to cite: Vogt, T., Treu, S., Mengel, M., Frieler, K., and Otto, C.: A fully-open approach to modeling TC storm surge on a global scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12368, https://doi.org/10.5194/egusphere-egu22-12368, 2022.

EGU22-12485 | Presentations | NH5.4 | Highlight

A first order assessment of long-term sea-level rise impacts beyond 2100 and the global and regional urgency for adaptation 

Gundula Winter, Marjolijn Haasnoot, Sally Brown, Richard Dawson, Philip Ward, and Dirk Eilander

Adaptation to sea-level rise (SLR) will be necessary to protect people at risk from flooding due to a combination of tide, surge and SLR in the future. This adaptation commitment requires adequate time and resources to prepare for the impacts of SLR that are expected within this century and beyond (here until 2150). In this study, we address the question of “when” in addition to “how much” adaptation to SLR is needed. We use a scenario-neutral approach to assess the amount of people at risk from flooding under different SLR magnitudes. We combine this scenario neutral approach with SLR projections for the SSPs in AR6 and population growth scenarios in the coastal zone to identify the timing, in which the number of additional people affected by SLR alone or in combination with a 100-year storm event will exceed a set of thresholds. The comparison of the timing for different SSPs demonstrates that it is rather a question of “when” than “if” these thresholds will be exceeded. Some countries will need to adapt to SLR within the next few decades to prevent an additional 1–5 million people from becoming affected by flooding. Other countries have more time for adaption but will face a rapid increase in the number of people at risk from flooding beyond 2100. Combining SLR impacts with projected population change further increases the number of people at risk in the middle of this century for most SSPs. Considering low-confidence high-end SLR scenarios that include the possibility for a more rapid melting of the ice sheets may shift expected impacts approximately 50 years forward. This means that adaptation needs to be implemented faster and sooner than previously anticipated, which may have consequences for the available adaptation options. Ignoring the potential and long-term (including beyond 2100) commitment for adaptation may lead to an adaptation gap and subsequently expensive retrofitting of infrastructure, creation of stranded assets, and less time to adapt at greater cost. In contrast, acknowledging and acting upon the long-term adaptation commitment can encourage timely adaptation and its alignment with other societal ambitions.

How to cite: Winter, G., Haasnoot, M., Brown, S., Dawson, R., Ward, P., and Eilander, D.: A first order assessment of long-term sea-level rise impacts beyond 2100 and the global and regional urgency for adaptation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12485, https://doi.org/10.5194/egusphere-egu22-12485, 2022.

EGU22-12987 | Presentations | NH5.4

A Numerical Modeling Approach to Capture Erosion around Coastal Protection Structures under Wave Impact 

Hans Bihs, Weizhi Wang, Ronja Ehlers, and Arun Kamath

Common structure to protect the coastline against wave impact and erosion are seawalls. Whereas seawalls are effective at preventing coastal erosion during storm events, the wave energy is not dissipated. Waves are propagation on a sloping beach towards the seawall, where they interact with the vertical structure. Resulting from the incident and reflected waves, downward directed vertical velocity components cause a region of increased bed shear stress at the toe of the seawall, ultimately leading to local scour. Future climate change induced sea level rise and increased wave heights create a need for estimating possibly larger scour holes around seawalls which can threaten their structural stability. In this contribution, a solution strategy for the prediction of seawall scour scenarios for different water levels and wave conditions is presented. The high-resolution NavierStokes solver of the open-source hydrodynamics framework REEF3D is used to calculate the waves impacting the seawall. The interface capturing level set method for the free surface makes it possible to resolve the complex wave pattern in front of the seawall including the breaking of individual waves. Based on the near-bed flow conditions, the bed shear stress is calculated. Then bed load and suspended sediment transport formulations are numerically solved. Erosion and deposition of the sediment is calculated with Exner’s equation for the conservation of sediment mass. The morpho-hydrodynamic solver requires relatively large computational resources and is suitable for the near-field solutions. In order to predict realistic wave conditions at a given coastline location, more efficient large-scale wave models are required. A coupling strategy for a fully nonlinear potential flow model to the Navier-Stokes solver is presented. The numerical modeling results are validated against measured wave and sediment data from laboratory experiments.

How to cite: Bihs, H., Wang, W., Ehlers, R., and Kamath, A.: A Numerical Modeling Approach to Capture Erosion around Coastal Protection Structures under Wave Impact, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12987, https://doi.org/10.5194/egusphere-egu22-12987, 2022.

EGU22-326 | Presentations | OS4.2

Feature of Surface Waves Generated by Polar Lows 

Vahid Cheshm Siyahi, Vladimir Kudryavtsev, and Maria Yurovskaya

A parametric wave model developed by Kudryavtsev et al. (2021) is adapted for Arctic conditions, to help simulate surface waves generated by non-stationary and non-uniform wind fields, to study extreme events in the Norwegian and Barents seas. The ERA-5 reanalysis wind field is used as the input parameter. The model equations are solved using method of characteristics and solutions are then presented as hourly fields of wave parameters (significant wave height, SWH, wavelength, and direction) on the regular grid. The satellite altimeter data are used to validate the model results. Model outputs can then be readily compared with all available satellite observations, including Sentinel-3, Altika and CryoSat-2 measurements.

Observations and analysis of model simulations reveal appearance of abnormal high surface waves, resulting from a resonant fetch-enhancement associated to travelling wind fields.  In other words, the generation of waves in the “spiral-shaped” PLs is most likely associated with the generation of waves in the TCs. However, in PLs with a “comma-shape”, the resonance effect occurs when the strong wind zone inside the PL is located in the right sector, where the direction of the wind velocity coincides with the movement of the front. That is, the surface wave group velocity enters in resonance with moving wind field features, leading to abnormal wave development.

ACKNOWLEDGMENT

The results presented in this work were obtained with the financial support of the Russian Science Foundation, Grant No. 21-47-00038, State Assignment of the Ministry of Science and Education No. 0763-2020-0005 at RSHU, and No. 0555-2021-0004 at MHI RAS.

Reference

Kudryavtsev, V., Yurovskaya M. , Chapron, B., 2021. “2D parametric model for surface wave development in wind field varying in space and time”, Journal of Geophysical Research: Oceans, Vol. 126.

How to cite: Cheshm Siyahi, V., Kudryavtsev, V., and Yurovskaya, M.: Feature of Surface Waves Generated by Polar Lows, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-326, https://doi.org/10.5194/egusphere-egu22-326, 2022.

EGU22-2036 | Presentations | OS4.2

The structure of waves during Geostrophic Adjustment on the mid-latitude β-plane 

Itamar Yacoby, Nathan Paldor, and Hezi Gildor

The theory of the transition from an unbalanced initial state to a geostrophically balanced state, referred to as geostrophic adjustment, is a fundamental theory in geophysical fluid dynamics. The theory originated in the 1930s on the f-plane and since then the theory was barely advanced to the β-plane. The present study partially fills the gap by extending the geostrophic adjustment theory to the β-plane in the case of resting fluid with a step-like initial height distribution η0. In the presentation, we focus on the one-dimensional adjustment theory in a zonally-invariant, finite, meridional domain of width L where η0 = η0(y). By solving the linearized rotating shallow water equations numerically, the effect of β on the adjustment process is examined primarily from the wave perspective while the spatial structure of the geostrophic steady-state will be addressed only briefly. The gradient of η0(y) is aligned perpendicular to the domain walls in our zonally-invariant set-up which implies that the geostrophic state only represents the time-averaged solution over many wave periods rather than a steady-state that is reached by the system at long times. We found that: (i) the effect of β on the geostrophic state is significant only for b = cot(φ0)Rd/R ≥ 0.5 (where Rd is the radius of deformation, R is Earth's radius and φ0 is the central latitude of the domain). (ii) In wide domains the effect of β on the waves is significant even for small b (e.g. b=0.005). EOF analysis demonstrates that for b=0.005 and in narrow domains (e.g. L = 4Rd) harmonic wave theory provides an accurate approximation for the waves, while in wide domains (e.g. L = 60Rd) accurate approximations are provided by the trapped wave theory. Preliminary results derived in the two-dimensional case, where η0 = η0(x) is symmetric, imply that the results outlined in item (ii) above hold in this case too. 

How to cite: Yacoby, I., Paldor, N., and Gildor, H.: The structure of waves during Geostrophic Adjustment on the mid-latitude β-plane, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2036, https://doi.org/10.5194/egusphere-egu22-2036, 2022.

EGU22-2064 | Presentations | OS4.2

Wave-induced tracer dispersion by ocean surface waves 

Joey Voermans, Alexander Babanin, Cagil Kirezci, Alex Skvortsov, Petra Heil, Luciano Pezzi, and Marcelo Santini

Material tracers at the ocean surface disperse under the influence of the quasi-random forces that act on the ocean surface. These forces may include ocean turbulence, wind, and surface waves. Currently, wind and ocean turbulence are assumed to be the important drivers of dispersion of the floating tracer particles. Despite some theoretical results and laboratory experiments, the experimental proof of the significant contribution of wave induced dispersion in overall transport of large-scale geophysical systems remains elusive. This is mainly due to a lack of practical observations.

In this study we aim to estimate the contribution of wave-induced dispersion in comparison with conventional mechanisms of dispersion due to ocean turbulence. We do so through the analysis of in-situ observations of surface drifters deployed across the seas and oceans.  The experimental dataset include data from the Global Drifter Program and newly obtained data through cluster deployment of Spotter wave buoys. The results suggest that waves during marine storm conditions may be a critical driver of surface tracer dispersion during the first ten days after the storm and at horizontal length scales up to the order of 10 km. Our results imply that accurate information of wave conditions is required for accurate prediction of tracer dispersion at short to intermediate time and length scales.

How to cite: Voermans, J., Babanin, A., Kirezci, C., Skvortsov, A., Heil, P., Pezzi, L., and Santini, M.: Wave-induced tracer dispersion by ocean surface waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2064, https://doi.org/10.5194/egusphere-egu22-2064, 2022.

Bubble plumes within the two-phase flow generated by sufficiently energetic surface breaking waves (whitecaps) enhance the exchange of gas, mass and heat between the atmosphere and ocean. The bubbles formed inside whitecaps range in size from order tens of microns to centimetres, and accurate measurements of the space- and time-evolving bubble size distribution is central to achieving a better understanding of air-sea gas exchange and aerosol production flux.

In the present study, we describe the measurements of time- and space-evolving bubble size distribution in 2-D laboratory breaking waves. The bubbles were measured with high resolution digital images using a range of novel image processing and object detection techniques. A wide range of breaking waves were considered by altering the underlying scale, nonlinearity and spectral bandwidth of the dispersively-focused wave groups. The experiments were initially conducted in the absence of wind, and again under influence of direct wind shear stress. A variety of wind speeds were examined to replicate the effects of varying wave age on the breaking process, air entrainment and resulting bubble size distribution.

Our experimental results demonstrate that underlying wave scale, non-linearity, spectral bandwidth and wind speed (wave age) all have a measurable influence on the evolution of the two-phase flow and bubble size distributions within the breaking waves studied here, highlighting the complexity of the air entrainment over the breaking process. The relative magnitude and importance of these influences will be discussed in detail in this work. For instance, compared to breaking waves without wind stress, wave in the presence of wind tend to break at lower wave steepness, resulting in a reduction of total air entrainment and significantly different spatial distribution of bubbles.

How to cite: Cao, R. and Callaghan, A.: The effects of wave scale, non-linearity, spectral bandwidth and direct wind shear stress on air entrainment and bubble size distributions in laboratory breaking waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2741, https://doi.org/10.5194/egusphere-egu22-2741, 2022.

EGU22-3991 | Presentations | OS4.2

Global sea state variability from new multivariate multi-mission satellite altimeter products, reanalyses and wave buoys 

Ben Timmermans, Christine Gommenginger, and Andrew Shaw

Accurate knowledge and understanding of the sea state and its variability is crucial to numerous oceanic and coastal engineering applications, but also to climate change and related impacts including coastal inundation from extreme weather and ice-shelf break-up. An increasing duration of multi-decadal altimeter observations of the sea state motivates a range of global analyses, including the examination of changes in ocean climate. For ocean surface waves in particular, the recent development and release of products providing observations of altimeter-derived significant wave height make long term analyses fairly straightforward. In addition, advances in imaging SAR processing for some missions have made available multivariate observations of sea state including wave period and sea state partition information such as swell wave height. Records containing multivariate information from both Envisat and Sentinel-1 are included in the version 3 release of the European Space Agency Climate Change Initiative (CCI) for Sea State data product.

 

In this study, long term trends and variability in significant wave height spanning the continuous satellite record are intercompared across high-quality global datasets using a consistent methodology. We make use of products presented by Ribal et al. (2019), and the recently released products developed through Sea State CCI. In particular, making use of long term and continuous time series from moored data buoys, we demonstrate the impact of steadily increasing altimeter sample density on trend estimation. In addition to wave height, global climatologies for wave period are also intercompared between the recent Sea State CCI product, ERA 5 reanalysis and in situ observations. Results reveal good performance of the CCI products but also raise questions over methodological approach to multivariate sea state analysis. For example, differences in computational approach to the derivation of higher order summaries of wave period, such as the zero-crossing period, lead to apparent discrepancy between satellite products and reanalysis and modelled data. It is clear that the broadening diversity of reliable sea state observations from satellite, such as provided by the Sea State CCI project, thus motivates new intercomparisons and analyses, and in turn elucidates inconsistencies that have been previously overlooked.

 

We discuss these results in the context of both the current state of knowledge of the changing wave climate, and the on-going development of CCI Sea State altimetry and imaging SAR products.

How to cite: Timmermans, B., Gommenginger, C., and Shaw, A.: Global sea state variability from new multivariate multi-mission satellite altimeter products, reanalyses and wave buoys, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3991, https://doi.org/10.5194/egusphere-egu22-3991, 2022.

EGU22-4007 | Presentations | OS4.2

Detection and tracking of individual surface breaking waves from a fixed stereo video system 

Joseph Peach, Adrian Callaghan, Filippo Bergamasco, Alvise Benetazzo, and Francesco Barbariol

Sea surface wave breaking is the dominant process that results in dissipation of ocean surface wave energy. During the breaking process, wave energy is converted into turbulent kinetic energy, and if significantly energetic, entrains air which facilitates air-sea gas transfer and scatters light to create the signature whitecap. Exploiting the broadband scattering of light by the surface whitecaps, this study uses a fixed stereo video system to detect and track individual air-entraining surface breaking waves at wind speeds of up to 16 m/s. The sea surface foam (whitecap) from a breaking event is detected in grayscale images using a brightness thresholding technique based on the image pixel intensity histogram. The movement of individual whitecaps is estimated with optical flow and is used to track whitecaps between consecutive frames. Once breaking events have been tracked through their lifetime, fundamental properties of the whitecap such as the time-evolving foam area [m2], breaking speed [m/s], average crest length [m] and foam area growth and decay timescales [s] are extracted and subsequently aggregated into whitecap statistics. The geometric, kinematic and dynamic quantities obtained for individual whitecaps via this tracking method are used in conjunction with the volume-time-integral method developed in Callaghan et al 2016 to estimate the energy dissipated by each individual whitecap and to then develop an empirical frequency-dependent whitecap energy dissipation source term.

How to cite: Peach, J., Callaghan, A., Bergamasco, F., Benetazzo, A., and Barbariol, F.: Detection and tracking of individual surface breaking waves from a fixed stereo video system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4007, https://doi.org/10.5194/egusphere-egu22-4007, 2022.

EGU22-6647 | Presentations | OS4.2

Laboratory experimental study on wave-turbulence interactions 

Hongyu Ma, Dejun Dai, Shumin Jiang, Chuanjiang Huang, and Fangli Qiao

Surface gravity waves play an important role in the mixing process of upper ocean. How wave energy is transferred to ocean turbulence through the wave-turbulence interactions remains an open question. Here, laboratory experiments were designed and performed in a wave tank to investigate wave-turbulence interactions in detail. The turbulence intensities before and after the wave-turbulence interactions were compared quantitatively based on their power spectra, and the experimental results indicate that the background turbulence increased approximately by 23.3% through wave-turbulence interaction between 7 and 20 Hz of the power spectrum. Using the Holo-Hilbert spectral analysis method, the results clearly show that the turbulence was modulated by surface waves and then enhanced through the wave-turbulence interaction process. When the wave height was 3 cm and 5 cm, the modulation mainly occurred in the wave trough phase which is consistent with previous literatures. However, the modulation occurred in both the wave trough and crest phases when the surface wave was strong with a wave height of 7 cm. In addition, the intensity of the wave-turbulence interaction increases with the wave height and is proportional to .

How to cite: Ma, H., Dai, D., Jiang, S., Huang, C., and Qiao, F.: Laboratory experimental study on wave-turbulence interactions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6647, https://doi.org/10.5194/egusphere-egu22-6647, 2022.

In the presentation, wave-induced influences at the ocean side will be discussed. While the role of breaking waves in producing turbulence is well appreciated, the turbulence produced by wave orbital motion at the vertical scale of wavelength – is not. Such mixing, however, produces feedbacks to the ocean circulation at scales from weather to climate. In order to account for the wave-turbulence effects, large-scale air-sea interaction models need to be coupled with wave models. Theory and practical applications for the wave-induced turbulence are reviewed in the presentation.

 

Analytical approaches for the wave turbulence include viscous and instability theories which appear to be linked. This was verified through direct numerical simulations with fully nonlinear wave model coupled with three-dimensional (LES) model for turbulence. Furthermore, dedicated laboratory experiments and field observations, both in situ and by means of remote sensing, confirmed and validated the conclusions of theory and academic simulations and tests. Finally implementations of the wave-turbulence modules in models for Tropical Cyclones, ocean circulation and sea ice will be demonstrated.

How to cite: Babanin, A.: Wave-induced turbulence, and its role in connecting small- and large-scale ocean processes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6746, https://doi.org/10.5194/egusphere-egu22-6746, 2022.

EGU22-6778 | Presentations | OS4.2

Sea Spray Generation Function in Major Tropical Cyclones 

Alexander Soloviev, Breanna Vanderplow, Roger Lukas, Brian Haus, Muhammad Sumi, and Isaac Ginis

Sea spray is a factor in thermodynamics, intensity, and intensification of tropical cyclones. However, the sea spray generation function under major tropical cyclone conditions is still virtually unknown and the scatter of data between different field experiments is significant. In this work we have conducted a computational fluid dynamics experiment using the approach that has been partially verified with data from the air-sea interaction facility SUSTAIN. In the computational model, the sea spray generation function has been studied using the Volume of Fluid (VOF) method. This method is enhanced with a Volume of Fluid to Discrete Phase transition model (VOF to DPM). Due to dynamic remeshing, VOF to DPM resolves spray particles ranging in size from tens of micrometers to a few millimeters (spume). The water particles that satisfy the condition of asphericity are converted into Lagrangian particles involved in a two-way interaction with the airflow. The size distribution of non-spherical spray particles is represented by the equivalent radii calculated from the particle mass. The sea spray generation function has been calculated for category 1, 3, and 5 tropical cyclones. A comparison with the data available from literature for a category 1 tropical cyclone shows that our sea spray generation function is close to those found by Zhao et al. (2006) and Troitskaya et al. (2018) for the radius range of spume. Our sea spray generation function results in the spray-induced stress exceeding the interfacial wind stress at approximately 60 m/s wind speed. Connection of spray-induced enthalpy flux to the sea spray generation function is more complicated due to the suspension and evaporation of small-size particles in the turbulent boundary layer (Richter’s and Peng 2019 effect of negative feedback).

 

How to cite: Soloviev, A., Vanderplow, B., Lukas, R., Haus, B., Sumi, M., and Ginis, I.: Sea Spray Generation Function in Major Tropical Cyclones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6778, https://doi.org/10.5194/egusphere-egu22-6778, 2022.

The Zakharov equation is a fundamental equation of water waves that is used as a dynamical model for wind wave growth/decay. A nearby Lax integrable version of the Zakharov equation is studied and subsequently a Hamiltonian perturbation provides a close approximation of the Zakharov equation itself.  Theorems of Kuksin, and Baker and Mumford are used to develop the algebraic-geometric solutions of the Zakharov equation in terms of the associated Its-Matveev formula. A subsequent derivation of a multiply periodic Fourier series solution is found which includes the coherent structure solutions (breathers) and cascading. The correlation function is computed and the space/time evolution of the Power spectrum is given analytic form, including a wind-wave transfer function appropriate for multiply periodic Fourier series. Some advantages of this method over classical kinetic equations are that the modulational instability is included together with coherent structure breather solutions. Furthermore, the weak interaction assumptions are no longer necessary in this new formulation, which retains the full nonlinear interactions of the Zakharov equation. 

How to cite: Osborne, A.: The Zakharov Equation as a Model for Wind Waves: Nearby Integrability, Hamiltonian Perturbations and Multiply Periodic Fourier Series, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7300, https://doi.org/10.5194/egusphere-egu22-7300, 2022.

EGU22-7495 | Presentations | OS4.2

On the wave boundary layer above wind waves: influence of surfactants 

Katja Schultz, Martin Gade, Marc P. Buckley, and Janina Tenhaus

This study aims to investigate the wave boundary layer and the turbulent
airflow above wind waves on slick-free and slick-covered water surfaces. To realize
this, we carried out laboratory measurements of the airflow in a wind-wave
tank, where we deployed three surfactants of different visco-elastic properties,
each at five wind speeds ranging from 4 ms−1 to 8 ms−1. For measurements
over slick-free water surfaces, we chose wind speeds, at which we observed the
same peak wave frequencies as in the presence of the surfactants. We measured
high-resolution single-point profiles of the horizontal and vertical velocity
components at different heights above the water surface using a Laser-Doppler-
Velocimeter (LDV), wave heights using a wire gauge, and wave slopes using
a laser slope gauge. Both wave field parameters were recorded simultaneously
with the airflow measurements to investigate the influences of the small-scale
wave field on the wave boundary layer. In the airflow turbulence spectra, we
found a clear maximum corresponding to the dominant wave frequencies reflecting
the influence of the waves on the airflow. However, depending on wind
speed and the surfactants’ damping behaviour, the maximum differs in both its
strength and its height above the wavy surface, the latter being interpreted as
the wave boundary layer height. The LDV achieved mean data rates exceeding
2 kHz; hence, it resolved the small-scale turbulence, which manifests in the
high-frequency part of the turbulence spectra. For the slick-free cases, we observed
a linear decrease in turbulence with increasing height above the surface,
and increasing turbulence with increasing friction velocity u∗, which depends
on the wind speed and wind-wave interactions. However, we did not find clear
trends at any wind speed when the water surface was covered by a surfactant.
Here, the turbulence increases with increasing height above the water surface for
higher friction velocities. Thus, the surfactants dampen not only the waves, but
they also reduce the turbulence in the airflow directly above the waves, within
the wave boundary layer.

How to cite: Schultz, K., Gade, M., Buckley, M. P., and Tenhaus, J.: On the wave boundary layer above wind waves: influence of surfactants, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7495, https://doi.org/10.5194/egusphere-egu22-7495, 2022.

EGU22-7723 | Presentations | OS4.2

Attenuation of surface waves in the Antarctic marginal ice zone from in-situ measurements 

Stina Wahlgren, Sebastiaan Swart, Louise Biddle, Jim Thomson, and Lucia Hošeková

Antarctic sea ice has an important impact on the global climate, affecting albedo, global circulation and heat- and gas exchange between the ocean and the atmosphere. Wave energy propagating into the sea ice can affect the quality and extent of the sea ice, and wave attenuation in sea ice is therefore an important factor for understanding changes in the ice cover. Yet in-situ observations of wave activity in the Antarctic marginal ice zone are scarce, due to the extreme conditions of the region.

We estimate attenuation of significant wave height in the Antarctic marginal ice zone using in-situ data from two drifting Surface Wave Instrument Float with Tracking (SWIFT) buoys deployed in the Southern Ocean for two days in the Antarctic winter and two weeks in the Antarctic spring. The buoy location ranges from open water to more than 200 km into the sea ice. The extent of the sea ice coverage is determined using satellite sea ice concentration from AMSR-E and SAR imagery from Sentinel-1. Waves were observed more than 150 km into the sea ice, and in higher than 85 % sea ice concentration. Significant wave height and wave direction measured by the buoys in open water agreed well with ERA5 reanalysis data. We find that the significant wave height decayed exponentially in sea ice, which is consistent with physical experiments and other field observations in the Arctic and Antarctic marginal ice zones. 

How to cite: Wahlgren, S., Swart, S., Biddle, L., Thomson, J., and Hošeková, L.: Attenuation of surface waves in the Antarctic marginal ice zone from in-situ measurements, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7723, https://doi.org/10.5194/egusphere-egu22-7723, 2022.

EGU22-8355 | Presentations | OS4.2

On the global assessment of the coastal wave storminess 

Hector Lobeto, Alvaro Semedo, Melisa Menendez, Gil Lemos, Roshanka Ranasinghe, and Ali Dastgheib

Coastal storms represent powerful and damaging episodes involving climatic variables such as wind, precipitation, sea level and ocean wind waves. Particularly, ocean wind wave storms (or simply wave storms) have a high potential for coastal damage by acting as a major driver of impacts like shoreline erosion and flooding. Wave storms represent extreme wave events significantly exceeding the mean local wave climate conditions, hence impacting the coast by altering the mean equilibrium. This study assesses, for the first time, the global wave storminess based on a high resolution hindcast covering a 42-year period (1979-2020) with hourly time resolution, forced with wind fields from ERA5 reanalysis.

Here, wave events are classified as wave storms by using a unique global criterion based on exceedances over the 95th percentile of the significant wave height. This threshold is selected due to its widespread use in the scientific literature and its flexibility to adapt to local wave conditions, a basic requirement for working at global scale. Additionally, a minimum storm duration of 12 hours and a wave storm independence interval of 48 hours are considered to define the storms. For completeness, an independent analysis of the most severe wave storms reaching the coast is performed. For that matter, wave storms are classified as severe wave storms if the significant wave height exceeds the 99th percentile for more than 6 hours.  

The computation of several statistics and indices allows the analysis of the main characteristics of wave storms, such as frequency, duration and intensity. In addition, the mean significant wave height, mean wave direction and energy flux during wave storms are analyzed. Other secondary storm characteristics, such as swell and wind-sea dominance of the storm energy, and wave height and wave period dominance in the energy transport are also examined to complete the analysis. Results show a global coastal wave storminess pattern strongly characterized by a latitudinal gradient in which the coasts at higher latitudes are stormier than those at lower ones. The higher latitudes show the greatest mean wave heights during storms, reaching over 6 meters in western Ireland or southernmost Chile, and a high number of events per year. The tropical coasts are characterized by lower wave heights and longer storm durations, even exceeding 4 days in some stretches bordering the Arabian Sea. The most relevant exceptions to this behavior in the tropical region are the areas affected by TCs, which can be impacted by storms with very high wave heights.

How to cite: Lobeto, H., Semedo, A., Menendez, M., Lemos, G., Ranasinghe, R., and Dastgheib, A.: On the global assessment of the coastal wave storminess, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8355, https://doi.org/10.5194/egusphere-egu22-8355, 2022.

Air-sea interactions are important for weather and climate predictions since they control the momentum and energy transfer between the atmosphere and the ocean. In current models, the momentum flux in the atmospheric boundary layer is estimated by turbulence closure models which were developed heavily based on measurements over land. However, those turbulence closure models often fail to capture the momentum flux and wind profile in the marine atmospheric boundary layer due to wave impacts. In this study, we proposed a new turbulence closure model to estimate the wind stress in the wave boundary layer from viscous stress, shear-induced turbulent stress, wind-sea induced stress, and swell-induced upward stress, separately. The misalignment between the wind stress and wind is also considered in the model. Single-column simulations indicate that 1) the swell-induced upward momentum flux increases the surface wind and changes the wind direction, 2) the misalignment between the upward momentum flux and wind has a more significant impact on the wind profile than that from the downward momentum flux, and 3) the impact of swell-induced upward momentum flux decreases with atmospheric convection. The proposed closure scheme was implemented into an atmosphere-wave coupled model. A month-long simulation over the ocean off California shows that the surface wind can be altered up to 5% by ocean surface gravity waves.

How to cite: Wu, L. and Qiao, F.: A turbulence closure scheme in the wave boundary layer and its application in a coupled model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9640, https://doi.org/10.5194/egusphere-egu22-9640, 2022.

EGU22-9869 | Presentations | OS4.2

Space-time statistics of extreme ocean waves in crossing sea conditions during a tropical cyclone 

Silvio Davison, Alvise Benetazzo, Francesco Barbariol, and Guillaume Ducrozet

In recent years, the study of extreme ocean waves has gained considerable interest and several theoretical approaches have been developed for their statistical prediction. However, a full understanding of the main mechanisms responsible for the occurrence of extreme waves has not yet been reached in the relatively common case of a crossing sea, where a local wind sea system coexists with a system of swell. In this context, we investigate how the space-time extreme-value statistics of realistic crossing sea states differs from the statistics of the corresponding short-crested wind sea and long-crested swell partitions during tropical cyclone Kong Rey (2018) in the Northwestern Pacific Ocean (Yellow Sea and East China Sea). The investigation is carried out using an ensemble of numerical simulations obtained from a phase-resolving wave model based on the high-order spectral method (HOSM) and focuses on the maximum sea surface elevation (crest height). The reliability of the numerical model outputs has been assessed with space-time measurements of the 3D sea surface elevation field collected from a fixed offshore platform in the area of interest. Our results highlight the different roles that linear and nonlinear effects have in the formation of extreme waves for different combinations of wind sea and swell systems.

How to cite: Davison, S., Benetazzo, A., Barbariol, F., and Ducrozet, G.: Space-time statistics of extreme ocean waves in crossing sea conditions during a tropical cyclone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9869, https://doi.org/10.5194/egusphere-egu22-9869, 2022.

EGU22-10814 | Presentations | OS4.2

Ocean surface wave and turbulence characteristics from direct measurements with a velocity sensor deployed in a buoy 

Francisco J. Ocampo-Torres, Pedro Osuna, Bernardo Esquivel-Trava, Nicolas Rascle, and Héctor García-Nava

There is great interest in acquiring directional ocean surface wave direct measurements in order to better determine sea state conditions in open waters as well as in harbors and nearshore sites. Typical applications range widely over coastal and oceanic engineering, naval architecture and safety at sea, for design and construction of vessels and infrastructure, as well as for maintenance and marine operations. In this work we explore the influence of the buoy motion and we are able to detect some turbulence characteristics of the near surface flow. Full motion of the buoy structure is recorded by an Inertial Motion Unit within the velocimeter case, and after applying motion corrections directional wave and some turbulence characteristics are analyzed. The buoy responde is readily defined and the final results are compared with corresponding measurements from a bottom fixed acoustic Doppler current profiler. Details of the groupinness behaviour of the wave field in a nearshore site are given, showing some enhancement of turbulence intensity during the passage of relatively high wave groups. Some attempts to quantify the kinetic energy dissipation rate are explained. Final results show similar turbulence intensity values from the buoys measurements when compared with those from the fixed ADCP.

How to cite: Ocampo-Torres, F. J., Osuna, P., Esquivel-Trava, B., Rascle, N., and García-Nava, H.: Ocean surface wave and turbulence characteristics from direct measurements with a velocity sensor deployed in a buoy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10814, https://doi.org/10.5194/egusphere-egu22-10814, 2022.

EGU22-11376 | Presentations | OS4.2

Experimental study of wave-turbulence interaction 

Benjamin K. Smeltzer, R. Jason Hearst, and Simen Å. Ellingsen

Turbulence is ubiquitous in the uppermost layer of the ocean, where it interacts with surface waves. Theoretical, numerical, and experimental works (e.g. [1,2,3] respectively) predict that motion of non-breaking waves will increase turbulent energy, in turn leading to a dissipation of waves. Waves are believed to contribute significantly to the turbulence in the ocean mixed layer, yet additional measurements are needed to validate and distinguish between models and theories [4].

In this work we study the modification of turbulence by surface waves using experimental measurements of turbulent flows in the presence of waves. The measurements were performed in the water channel laboratory at NTNU Trondheim [5], able to mimic the water-side flow in the ocean surface layer under a range of conditions. An active grid at the inlet allowed the turbulence intensity and length scale to be varied while maintaining an approximately constant mean flow. The flow field was measured in the spanwise-vertical plane by stereo particle image velocimetry for various background turbulence cases with waves propagating against the current. The turbulence characteristics are compared to cases without waves, and the turbulence level is found to be increased after the passage of wave groups. The results are discussed considering predictions from rapid distortion theory [1].

 

[1] Teixeira M. and Belcher S. 2002 “On the distortion of turbulence by a progressive surface wave” J. Fluid Mechanics 458 229-267.

[2] McWilliams J. C., Sullivan P. P. and Moeng C-H. 1997 “Langmuir turbulence in the ocean” J. Fluid Mechanics 334 1-30.

[3] Thais L. and Magnaudet J. 1996 “Turbulent structure beneath surface gravity waves sheared by the wind” J. Fluid Mechanics 328 313-344.

[4] D’Asaro E.A. 2014 “Turbulence in the upper-ocean mixed layer” Annual Review of Marine Sciences 101-115.

[5] Jooss Y., et al. 2021 “Spatial development of a turbulent boundary layer subjected to freestream turbulence” Journal of Fluid Mechanics 911 A4.

How to cite: Smeltzer, B. K., Hearst, R. J., and Ellingsen, S. Å.: Experimental study of wave-turbulence interaction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11376, https://doi.org/10.5194/egusphere-egu22-11376, 2022.

EGU22-11598 | Presentations | OS4.2 | Highlight

On the improvement of surface currents from ocean/waves coupled simulations : Sensitivity to wave forcing 

Lotfi Aouf, Stephane Law-Chune, Daniele Hauser, and Bertrand Chapron

The climate is evolving rapidly and there is a strong need of better description on momentum and heat fluxes exchanges between the ocean and the atmosphere. Recently directional wave observations from CFOSAT shed ligth on the improvement of dominant wave direction and better scaling of wind-wave growth in critical ocean areas such as the Southern Ocean (Aouf et al. 2021). This work examines the validation of coupled simulations between the ocean model NEMO and the wave model MFWAM including assimilation of directional wave observations. The coupling experiments have been performed for austral summer and fall seasons during 2020 and 2021. The objective of this work is on the one hand to assess the impact of waves on key parameters describing the ocean circulation and on the other hand to evaluate the contributions of different processes of the wave forcing (stress, Stokes drift and wave breaking inducing turbulence) on the mixing in upper ocean layers. The outputs of the coupled simulations have been validated with in situ observations of ocean surface currents, temperature and salinity. The results clearly reveals an improvement in the estimation of the Antarctic Circumpolar Current (ACC) with an increase in the intensity of the current for example in the region between Tasmania and Antarctica. We also observed a significant improvement of the surface currents in the tropics, for instance the ascending brazilian current. In other respects, we have examined the contribution of improved surface stress on inertial oscillations of the current in the Southern Ocean.

Comparison of the surface currents from the coupled simulations with those provided by altimeters showed an increase in current intensity and a better description for small scales in regions of strong currents such as the Agulhas, ACC and Kuroshio regions. We also investigated the impact of wave forcing depending on the mixing layer length.

Further discussions and conclusions will be presented in the final paper.

How to cite: Aouf, L., Law-Chune, S., Hauser, D., and Chapron, B.: On the improvement of surface currents from ocean/waves coupled simulations : Sensitivity to wave forcing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11598, https://doi.org/10.5194/egusphere-egu22-11598, 2022.

EGU22-11717 | Presentations | OS4.2

Impacts of Sea Spray in a coupled ocean-wave-atmosphere model : Mediterranean Sea case studies 

Sophia Brumer, Marie-Noelle Bouin, Marie Cathelain, Fabien Leckler, Hubert Branger, Jacques Piazolla, Fabrice Veron, Nicolas Michelet, Jean-François Filipot, and Jean-Luc Redelsperger

With the flourishing of offshore wind projects there is a new socio-economic interest to better our knowledge and forecasting ability of winds within the coastal marine atmospheric boundary layer (MABL). Air-sea fluxes of enthalpy and momentum greatly influence the turbulent and mean winds in the MABL. Already at moderate but certainly at high winds, wave breaking is a key driver of air-sea fluxes and the sea spray generated by whitecaps is thought to be a crucial component when modelling air-sea interactions. Most studies so far have focused on the role of sea spray in enhancing tropical cyclone intensity.  Here we investigate its impacts on the MABL under strong orographic wind forcing. A coupled model framework was developed within the scope of the CASSIOWPE project aiming at characterizing the physical environment in the Gulf of Lion (NW Mediterranean Sea) in the prospective of future floating wind farms development. It consists of the non-hydrostatic mesoscale atmospheric model of the French research community Meso-NH, the 3rd generation wave model WAVEWATCH III®, and the oceanic model CROCO. Sea-spray physics were incorporated into the Meso-NH’s surface model SURFEX. Added parametrizations will be detailed and a series of test cases will be presented to illustrate how sea spray alters the MABL under Mistral and Tramontane winds. Several sea-state dependent sea spray generation functions (SSGF) are considered in the present study. The variability in simulated fields linked to the choice of wave forcing or coupling will be showcased to evaluate their suitability in varying fetch conditions. Sea spray production remains to be adequately quantified. Existing measurement derived SSGFs span several orders of magnitude resulting in uncertainties in simulated fields which will be discussed.

How to cite: Brumer, S., Bouin, M.-N., Cathelain, M., Leckler, F., Branger, H., Piazolla, J., Veron, F., Michelet, N., Filipot, J.-F., and Redelsperger, J.-L.: Impacts of Sea Spray in a coupled ocean-wave-atmosphere model : Mediterranean Sea case studies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11717, https://doi.org/10.5194/egusphere-egu22-11717, 2022.

EGU22-11735 | Presentations | OS4.2

Historical Simulation of Global Wave Climate using Anthropogenic and Natural Forcings Derived from Multimodel Ensemble of CMIP6 

Anindita Patra, Guillaume Dodet, and Mickaël Accensi

Wind-waves are of paramount importance for shoreline stability, offshore and coastal activities, and renewable energy generation. There is sufficient evidence of climate-driven trends in historical wave heights. It is important to quantify the relative contributions of natural and anthropogenic forcings to historical changes in wave height in order to produce more reliable future projections and adopt appropriate adaptation strategies. Historical wave climate is simulated using numerical model WAVEWATCH-III ® (WW3) forced by multi-model CMIP6 simulations corresponding to natural forcing only (NAT), greenhouse gas forcing only (GHG), aerosol forcing only (AA), combined all forcings (ALL), and preindustrial control conditions (CTL). Surface wind at 3-hourly temporal resolution, and sea-ice area fraction at monthly frequency, from each CMIP6 model is derived to force spectral wave model WW3 over the global ocean at 1° grid resolution for 1950-2020. Other specification such as spectral discretization and parameterizations is same as the recent WW3 hindcast implemented at Ifremer. The ALL simulations generally ended in 2014, but simulations are extended to 2020 with the SSP (Shared Economic Pathway) 2-4.5 scenario. The preindustrial control (CTL) simulations is used to estimate internal climate variability. Model validation is done using altimeter data set produced by European Space Agency Climate Change Initiative (ESA-CCI), and recent ERA-5 reanalysis. Numerically simulated wave parameters time-series for different external forcing is not available yet. This study produces a novel database particularly useful for investigating the link between wave and climate variability.

How to cite: Patra, A., Dodet, G., and Accensi, M.: Historical Simulation of Global Wave Climate using Anthropogenic and Natural Forcings Derived from Multimodel Ensemble of CMIP6, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11735, https://doi.org/10.5194/egusphere-egu22-11735, 2022.

EGU22-732 | Presentations | OS4.7

Sea-level modelling in the Mediterranean Sea using data assimilation 

Christian Ferrarin, Marco Bajo, and Georg Umgiesser

The correct reproduction of sea-level dynamics is crucial for forecasting floods and managing the associated risk. On the other hand, sea-level monitoring through observations can provide a description only of past events and it is challenging and costly, both of time and money. In this context, oceanographic models are increasingly used to describe the sea dynamics, providing a spatial/temporal extension to the observations. The best solution, which merges the observation accuracy and the model spatial/temporal resolution, is the data assimilation analysis, which is particularly important in coastal regions with scarce monitoring resources. In this study, we investigate the benefits of assimilating sparse observations from tide gauges in an unstructured hydrodynamic model for simulating the sea level in the Mediterranean Sea. We use the Ensemble Kalman filter, both to obtain an analysis of the past and to produce accurate forecasts. In the analysis we tested the assimilation in storm-surge simulations, only-tide simulations, and total-level simulations, using the observations in the stations. The results of storm-surge simulations were compared with those of total-level simulations, by adding the tide obtained from harmonic analysis of the observations. RMSE and correlation show improvements for all the components of the sea level and all the stations considered (not assimilated). The averaged-over-station RMSE reduces from 9.1 to 3.4 cm for the total level. The greatest improvements happen when the model without assimilation, due to an error of the wind-pressure forcing, did not reproduce some barotropic free modes of oscillation triggered by an initial surge. The preliminary forecast simulations of storm surge show improvements due to the data assimilation extending up to 5 days of forecasting. Even in this case, the longer improvements seem to happen when a free mode of oscillation is triggered. The results of this study will be used to improve the sea level forecasting system in the Adriatic Sea, developed within the framework of the Interreg Italy-Croatia STREAM project (Strategic development of flood management, project ID 10249186).

How to cite: Ferrarin, C., Bajo, M., and Umgiesser, G.: Sea-level modelling in the Mediterranean Sea using data assimilation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-732, https://doi.org/10.5194/egusphere-egu22-732, 2022.

EGU22-923 | Presentations | OS4.7

TOPAZ4b: a new version of the ocean and sea-ice Arctic reanalysis 

Jiping Xie and Laurent Bertino

The second version of the Arctic ocean and sea ice reanalysis is based on the coupled ensemble data assimilation system (TOPAZ4b). Compared to its predecessor (Xie et al. 2017) it has benefited from enhancements to observation, model vertical resolution, and forcing datasets. TOPAZ4 relies on version 2.2 of the HYCOM ocean model and the ensemble Kalman filter data assimilation using 100 dynamical members. A 30-years reanalysis of the Arctic ocean and sea ice has been completed starting in 1991, and made available as the multi-year physical product by the Arctic Marine Forecasting Center (ARC MFC) under the Copernicus Marine Environment Monitoring Service. Contrary to the previous version of the Arctic reanalysis, the systematic errors due to fragmented time series of assimilated observations have been removed by using consistent ESA CCI data. The comparison to in situ profiles shows that the temperature and salinity stratification has been considerably improved by the increased vertical resolution in HYCOM, for example in the East Greenland Sea, the temperature root mean square error (RMSE) from surface to 1400 m has been reduced by 50%. These improvements encourage the use of this Arctic reanalysis for climate studies.

How to cite: Xie, J. and Bertino, L.: TOPAZ4b: a new version of the ocean and sea-ice Arctic reanalysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-923, https://doi.org/10.5194/egusphere-egu22-923, 2022.

This study uses a variational method combined with satellite observations to reconstruct three-dimensional temperature and salinity profiles for the Northern Indian Ocean (NIO). Sensitivity experiments show that sea surface temperature (SST) dominantly improve the temperature reconstruction of upper 100 m; sea surface salinity (SSS) determines salinity estimation in the upper 100 m; sea surface height anomaly (SSHA) dominates the reconstruction of thermocline. The reconstructed temperature fields can be greatly improved in the thermocline by removing barotropic signal from the altimeter SSH data through a linear regression method. Ocean reanalysis and in situ temperature and salinity data are used to evaluate the results of reconstruction. Comparing with Simple Ocean Data Assimilation (SODA) in 2016, the spectral correlation between the reconstruction and the SODA density anomalies show that the reconstruction fields can retrieve mesoscale and large-scale signals better. Moreover, the reconstruction salinity is much more accurate than SODA salinity in the upper ocean over the Bay of Bengal (BoB). Compared with CTD section observations, the reconstruction fields can capture the mesoscale eddy structure in the Arabian Sea (AS) and BoB well, respectively. The long time series of reconstruction along Argo trajectory shows that the reconstruction fields can better reproduce the observed intraseasonal oscillations of thermocline/halocline in the BoB. Compared with the World Ocean Atlas 2013 (WOA13) climatology, the reconstruction fields can better characterize upper ocean water mass variability.

How to cite: He, Z., Wang, X., Wu, X., and Chen, J.: Projecting Three-dimensional Ocean Thermohaline Structure in the North Indian Ocean from the Satellite Sea Surface Data Based on a Variational Method, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2107, https://doi.org/10.5194/egusphere-egu22-2107, 2022.

The objective of this study is to investigate if the assimilation of ocean color data into a complex marine ecosystem model can improve the hindcast of key biogeochemical variables in coastal seas. A localized Singular Evolutive Interpolated Kalman filter was used to make assimilation of the daily fully reprocessed product of Multi-Satellite chlorophyll observations into a three-dimensional ecosystem model of the Baltic Sea. Twin experiments are performed to evaluate the performance of the assimilation with respect to both satellite and in situ observations. Compared to the reference run, the assimilation was found to immediately and considerably reduce the bias, root mean square error, and increase the correlation with the spatial distributions of the assimilated chlorophyll data while this improvement is limited to the upper layer of the water column. This feature is explained by the weak correlation taken into account by the assimilation between the surface and deep phytoplankton. The assimilation scheme used is multivariate, updating all biogeochemical model state variables. The other variables were not degraded by the assimilation. More significantly, the skill metrics for non assimilated variables indicate that the hindcast of the mean data values at L4 was improved; however, improvements in the short-term forecast were not discernable. Our results provide general recommendations for the successful application of ocean color assimilation to hindcast key biogeochemical variables in coastal seas.

How to cite: Liu, Y. and Arneborg, L.: Assimilating the remote sensing ocean color data into a biogeochemical model of the Baltic Sea, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2555, https://doi.org/10.5194/egusphere-egu22-2555, 2022.

Accurate knowledge of ocean surface currents is crucial for a gamut of applications. In this study, the way in which merging altimeters composited two-dimensional sea surface height (SSH, 1/4°) with remote sensing combined sea surface temperature (SST, 9km) image improves the surface current estimates is investigated. Based on the surface quasigeostrophic (SQG) theory, we reconstruct the surface current by resolving the large scale motions, the mesoscale dynamics, and the oceanic smaller processes. Its feasibility is validated using the altimeter-derived geostrophic current (GC) and drogued drifters in the South Indian Ocean (SIO) during 2011–2015. Results of the two cases show that the effective resolution of the reconstructed surface current (RSC) has improved to 30 km after merging the high-resolution SST information, compared to 70 km of the GC. Moreover, the RSC outperforms the altimeter-derived GC in reproducing the practical dynamical processes. Over the analyzed period, compared with 841 drifters, the statistical results indicate that the RSC reduces the reconstruction errors of zonal velocity, meridional velocity, and velocity phase by about 14.6%, 45.7%, 27.0% in the SIO relative to the GC, respectively. Our method particularly improves the meridional velocity and velocity phase along the Antarctic Circumpolar Current, Agulhas Retroflection, Greater Agulhas System, and South Equatorial Current. In addition, the lower Lagrangian separation distance and higher skill score of the RSC given by Lagrangian analysis also demonstrate that the proposed method is more promising to provide essential information on ocean surface currents applications, such as water property transports, search and rescue, etc.

How to cite: Chen, Z., Wang, X., and Chen, J.: Improving the Surface Currents from the Merging of Altimetry and Sea Surface Temperature Image in the South Indian Ocean, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2731, https://doi.org/10.5194/egusphere-egu22-2731, 2022.

EGU22-4313 | Presentations | OS4.7

Improving High Resolution Ocean Reanalyses Using a Smoother Algorithm 

Bo Dong, Keith Haines, and Matthew Martin

We present a post-hoc smoothing algorithm for use with sequentially generated reanalysis products, utilizing the archive of “future” assimilation increments to update the “current” analysis. This is applied to the Lorenz 1963 model and then to the Met Office GloSea5 Global ¼° ocean reanalysis during 2016.  A decay time parameter is applied to the sequential increments which assumes that background error covariances remain spatially unchanged but decay exponentially away from analysis times. Only increments are smoothed so the reanalysis product retains modelled high-frequency variability, e.g., from atmospheric forcing. Results show significant improvement over the original reanalysis in the 3D temperature and salinity variability, as well as in the sea surface height (SSH) and ocean currents. Spatial gap filling from future data is particularly beneficial. The impact on the time variability of ocean heat and salt content, as well as kinetic energy and the Atlantic Meridional Overturning Circulation (AMOC), is demonstrated. 

How to cite: Dong, B., Haines, K., and Martin, M.: Improving High Resolution Ocean Reanalyses Using a Smoother Algorithm, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4313, https://doi.org/10.5194/egusphere-egu22-4313, 2022.

EGU22-4741 | Presentations | OS4.7

Variational data assimilation for advanced cross-scale ocean modelling. 

Marco Stefanelli, Eric Jansen, Ali Aydogdu, Ivan Federico, Giovanni Coppini, and Nadia Pinardi

Eight of the top ten most populated cities in the world are located by the coast. The improvement of the coastal ocean representation is a key topic to understand the  present and near-future ocean state and predict its evolution under climate change conditions.

The coastal ocean is difficult to model due to the presence of complex coastlines, interaction with inland waters, rapid changes in  topography and highly space-time variability of the phenomena involved. Unstructured-grid models are used to partially attenuate this source of errors in cross-scale (from open sea to coastal regions) oceanographic modelling. On the other hand, the data assimilation methodologies to improve the unstructured-grid models in the coastal seas is being developed only recently (e.g., Aydogdu et al., 2018; Bajo et al., 2019) and needs more advancements.  

Here, we show preliminary results from the coastal ocean forecasting system SANIFS (Southern Adriatic Northern Ionian coastal Forecasting System, Federico et al., 2017) based on SHYFEM fully-baroclinic unstructured-grid model (Umgiesser et al., 2004)  interfaced with OceanVar (Dobricic and Pinardi, 2008; Storto et al., 2014), a state-of-art variational data assimilation scheme, adopted for several systems based on structured grid (e.g. regional CMEMS for Mediterranean and Black Seas, marine.cmems.eu).

In OceanVar, Empirical Orthogonal Functions (EOFs) method is used to reduce the dimensionality of computation removing the statistically less significant modes and to correlate observations and model background in the water column;  while the increments are spread horizontally using the recursive filter method. While this method is typically only used to model covariances between neighbouring points in a structured grid, the algorithm has now been generalised and successfully implemented also for unstructured grids.

Preliminary results show that temperature and salinity observations from Argo profilers improve the ocean state. Future steps will also include sea level assimilation. 

This work is a starting point in order to improve our forecast of local extreme events (e.g. heat waves and storm surge) which are statistically increasing in number and intensity in the Mediterranean region due to climate change.

How to cite: Stefanelli, M., Jansen, E., Aydogdu, A., Federico, I., Coppini, G., and Pinardi, N.: Variational data assimilation for advanced cross-scale ocean modelling., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4741, https://doi.org/10.5194/egusphere-egu22-4741, 2022.

EGU22-5698 | Presentations | OS4.7

Bivariate sea-ice assimilation for Global Ocean Analysis/Reanalysis 

Andrea Cipollone, Deep Sankar Banerjee, Ali Aydogdu, Doroteaciro Iovino, and Simona Masina

Recent intercomparison studies among ocean/sea-ice Reanalyses (such as ORA-IP) have shown large discrepancies in many sea-ice-related fields, despite a rather general agreement in the sea-ice extension. The low accuracy of sea-ice thickness measurements together with the highly non-gaussian distributions of related uncertainty, made multivariate sea-ice data assimilation (DA) strategies still at an early stage, although nearly twenty years of thickness observations are now available. In a standard multivariate scheme, the break of Gaussianity can generate un-realistic corrections due to the poor linear relationship driven by the B matrix.

One approach to solve the problem is the implementation of anamorphous transformations that modify the probability density functions of ice anomalies into Gaussian ones (Brankart et al. 2012). In this study, a 3DVar DA scheme (called OceanVar), employed in the routinely production of global/regional ocean reanalysis CGLORS (Storto et al, 2016), has been recently extended to ingest sea-ice concentration (SIC) and thickness (SIT) data. An anamorphous operator, firstly developed and made freely available within the SANGOMA project (http://www.data-assimilation.net/), has been updated and adapted for the bivariate assimilation of SIC/SIT within the OceanVar framework.

We present the comparison among several sensitivity experiments that were performed assimilating different observation datasets and using different DA configurations at 1/4 degree global resolution. Specifically, we assess the impact of ingesting different SIT products, such as SMOS and CRYOSAT-2 data or the merged product CS2SMOS.

We show that the sole assimilation of SIC improves the spatial representation of SIT with respect to a free run. The inclusion of thickness correction, determined by empirical relations, appears to improve the sea ice characteristics in the Atlantic sector and degrade them in the Siberian region; therefore a refined tuning could probably be beneficial. The spatial error reduces sharply only once CRYOSAT-2 data are assimilated jointly with SIC data. In the present set up, all the experiments generally tend to overestimate the sea-ice volume in the case SMOS data are not assimilated. However, observational errors associated with SMOS data are generally too small, leading to jumps in the volume time series at the beginning of the accretion period if not calibrated correctly.

The proposed approach is suitable to be used for covarying ocean/sea-ice variables in future coupled ocean/sea-ice DA.

Storto, A. and Masina, S. (2016), Earth Syst. Sci. Data, 8, 679, doi: 0.5194/essd-8-679-2016

Brankart, et al. (2012), Ocean Sci., 8, 121, doi: 10.5194/os-8-121-2012

 

How to cite: Cipollone, A., Banerjee, D. S., Aydogdu, A., Iovino, D., and Masina, S.: Bivariate sea-ice assimilation for Global Ocean Analysis/Reanalysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5698, https://doi.org/10.5194/egusphere-egu22-5698, 2022.

EGU22-6451 | Presentations | OS4.7

Measurement and modeling of small-scale to mesoscale ocean circulation in the Straits of Florida 

Breanna Vanderplow, John Kluge, Alexander Soloviev, Richard Dodge, Jon Wood, Johanna Evans, William Venezia, and Michael Ferrar

Predicting ocean circulation in strong currents remains challenging because of limits in modelling capabilities such as resolution. Coastal ocean circulation models typically have horizontal resolution starting from 1 km. To address this matter, we have developed a high resolution three-dimensional computational fluid dynamics (CFD) model for strong ocean currents such as the Gulf Stream. Our model domain contains three inlets and an outlet and has been verified with field data from the Straits of Florida. For model verification, a 6 ADCP mooring array in a rectangular shape was deployed 8 miles offshore on the Miami Terrace. The data from 5 ADCP moorings were used to produce the inlet boundary conditions, which were updated every 1 minute. The sixth ADCP in the center of the outlet was used for model verification. This approach has demonstrated good predictive ability for ocean circulation in the challenging environment of a strong western boundary current. We anticipate our work to be a starting point for the development of sophisticated prediction models applicable to western boundary currents in the range from small-scales to sub-mesoscales, based on advanced data assimilation techniques.

How to cite: Vanderplow, B., Kluge, J., Soloviev, A., Dodge, R., Wood, J., Evans, J., Venezia, W., and Ferrar, M.: Measurement and modeling of small-scale to mesoscale ocean circulation in the Straits of Florida, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6451, https://doi.org/10.5194/egusphere-egu22-6451, 2022.

EGU22-6848 | Presentations | OS4.7

Effects of inclusion of adjoint sea ice rheology on estimating ocean-sea ice state 

Guokun Lyu and Meng Zhou

As part of the ongoing development of a data assimilation system for reconstructing the Arctic ocean-sea ice state, we incorporated an adjoint of sea ice rheology, which was approximated by free drift assumption due to stability problem, into an adjoint model of a coupled ocean-sea ice model. The adjoint sensitivity experiments show that the internal stress effect, represented by the adjoint rheology, induced remarkable differences in the sensitivities to ice drift and wind stress in the central Arctic Ocean. In contrast, ice is mostly free drift in the marginal ice zone. The assimilation experiments reveal that including the adjoint of ice rheology helps extract observational information, especially the ice drift observations, which improves the estimation of the sea ice decline process in 2012. The results suggested great potentials for further improving the Arctic ocean-ice state estimation in the framework of the adjoint method with the adjoint sea ice rheology included. 

How to cite: Lyu, G. and Zhou, M.: Effects of inclusion of adjoint sea ice rheology on estimating ocean-sea ice state, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6848, https://doi.org/10.5194/egusphere-egu22-6848, 2022.

EGU22-740 | Presentations | OS4.1

Using citizen science to digitise 3 million hand-written tide-gauge data entries 

Joanne Williams, Andrew Matthews, and Elizabeth Bradshaw
How can you get sea-level data faster than one day at a time? Get it from the past!
 
The port of Liverpool is one of the world's longest sea-level records, but for the 1800s the only digital record is hand-calculated monthly mean data, which have many gaps. Hand-written ledgers contain high frequency (15 minute) records from 1853 to 1903, both at Liverpool and neighbouring Hilbre Island. In 2021, we coordinated over 3600 volunteers through the Zooniverse website to transcribe this data. At the time of writing this abstract, the transcription is nearing completion.  From the newly digitised data we can examine whether tides in the Mersey have changed and reassess the frequency of rare storm surge events. We now understand the reason for the gaps in the Liverpool monthly mean sea-level, which are due to a dock fire and an intermittent siltation problem at low water, and may be able to use the Hilbre data to help fill them.
 
We report on the feasibility of this process for other transcription projects, the unusual quality control requirements for volunteer transcription, and present the newly restored data with 19th Century tides, storm surges and sea-level.
 

How to cite: Williams, J., Matthews, A., and Bradshaw, E.: Using citizen science to digitise 3 million hand-written tide-gauge data entries, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-740, https://doi.org/10.5194/egusphere-egu22-740, 2022.

Breaking internal tides contributes substantially to small-scale turbulent mixing in the ocean interior and hence to maintaining the large-scale overturning circulation. How much internal tide energy is available for ocean mixing can be estimated by using semi-analytical methods based on linear theory. Until recently, a method resolving the horizontal direction of the barotropic-to-baroclinic energy transfer was lacking. We here present the first global application of such a method for the first vertical mode of the principal lunar semi-diurnal tide. The conversion rate estimates are in general agreement with those obtained in previous studies, albeit somewhat smoother since the non-locality of the internal tide generation problem is taken into account more strongly. An advantage is that the conversion rate is positive definite with the new method. We also show that the effect of supercritical slopes on the modally decomposed internal tides is different than previously suggested. To deal with this the continental shelf and the shelf slope are masked in the global computation. The result shows that the energy flux can vary substantially with direction depending on the shape and orientation of topographic obstacles and the flow direction of the local tidal currents. Taking this additional information into account in tidal mixing parameterizations could have important ramifications for vertical mixing and water mass properties in global numerical simulations.

How to cite: Nycander, J. and Pollmann, F.: Resolving the horizontal direction of internal tide generation: Global application for the first mode M2-tide, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1159, https://doi.org/10.5194/egusphere-egu22-1159, 2022.

EGU22-1644 | Presentations | OS4.1

Internal Tide Generation by Submarine Canyons 

Joseph Elmes, Stephen Griffiths, and Onno Bokhove

Approximately 70% of the global dissipation of the barotropic tide occurs in the waters of the continental margins, due to bottom friction on the shelves and internal tide generation at the continental slopes. Here we are interested in the latter process, and how it depends upon the presence of submarine canyons, which are a ubiquitous feature of continental slopes. Whilst there have been modeling studies of internal tide generation at particular canyons (e.g., Monterey), our emphasis is on understanding the effects of canyon geometry more generally, given the diversity of canyons that exist across the globe.  

To do this, we study idealised canyon configurations cutting through idealised continental slopes, enabling us to define and then explore a relevant parameter space (canyon length, width, depth, etc.). For forcing by a prescribed barotropic tide, taking the form of a Kelvin wave with predominantly alongshore flow, we investigate both the amplitude and direction of the implied radiating internal tides, and generate scaling laws for how the tidal dissipation varies across parameter space.

Such a study would be challenging and extremely time consuming with traditional ocean circulation models, because of the small length scales of both the canyons and the internal tides. For efficiency, we thus use the multi-modal linear modelling strategy of Griffiths and Grimshaw (2007), but solved with cutting-edge numerics in the form of a Discontinuous Galerkin Finite Element methodology. We have generated high-quality multi-scale triangular meshes to resolve the canyons, and can deploy a range of test-function orders and numerical fluxes therein. This methodology is a key part of this study.

How to cite: Elmes, J., Griffiths, S., and Bokhove, O.: Internal Tide Generation by Submarine Canyons, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1644, https://doi.org/10.5194/egusphere-egu22-1644, 2022.

EGU22-2478 | Presentations | OS4.1

The assessment of minor tidal constituents in ocean models for optimising the ocean tidal correction 

Michael Hart-Davis, Roman Sulzbach, Denise Dettmering, Maik Thomas, Christian Schwatke, and Florian Seitz

Satellite altimetry observations have provided a significant contribution to the understanding of global sea surface processes, particularly allowing for advances in the accuracy of ocean tide estimations. Accurate estimations of ocean tides are valuable for the understanding of sea surface processes from along-track satellite altimetry. Ocean tide models have done a suitable job in providing these estimations, however, difficulties remain in the handling of minor tidal constituents. The estimation of minor tides from altimetry-derived products proves difficult due to the relatively small signals of these tides and due to the temporal sampling of the altimetry missions meaning a long time series of observations is required. This is generally solved by models and tidal prediction software by using admittance theory to infer these minor constituents from the more well-known and better estimated major constituents. In this presentation, the results of a recent study that looked at the estimation of several minor constituents directly from tide models compared to the inferred version of these tides are presented. The model used for the direct estimations and the inferences is a regional version of the Empirical Ocean Tide model (EOT) which is a data-constrained model derived from multi-mission satellite altimetry. The resultant estimations from these two approaches are compared to two global numerical tide models (TiME and FES2014) and in situ tide gauge observations (from the TICON dataset). Based on the study of eight tidal constituents, a recommendation of directly estimating four tides (J1, L2, μ2 and ν2) and inferring four tides (2N2, ϵ2, MSF and T2) is given to optimise the ocean tidal correction. Following on from this, a new approach of merging tidal constituents from different tide models to produce the ocean tidal correction for satellite altimetry that benefits from the strengths of the respective models is presented. This concept allows for the benefit of using data-constrained tide models in the estimation of the major constituents as well as the use of numerical models in providing a greater number of minor constituents, to be combined to provide a more optimised estimation of the full tidal signal.

How to cite: Hart-Davis, M., Sulzbach, R., Dettmering, D., Thomas, M., Schwatke, C., and Seitz, F.: The assessment of minor tidal constituents in ocean models for optimising the ocean tidal correction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2478, https://doi.org/10.5194/egusphere-egu22-2478, 2022.

EGU22-3944 | Presentations | OS4.1

The new GESLA-3 tide gauge data set and its quality control for tidal studies 

Marta Marcos, Ivan D. Haigh, Stefan A. Talke, Michael Hart-Davis, Denise Dettmering, Philip L. Woodworth, and John R. Hunter

The Global Extreme Sea Level Analysis (GESLA) dataset contains, in its recently released version 3, a total of 5199 tide gauge records of hourly (or higher) temporal resolution, globally distributed and totalling more than 91000 years of data (www.gesla.org). This represents twice the number of observations compared to the former version of the database. The tide gauge records have been compiled from multiple data providers and so they have different levels of quality controls. Here we describe a set of tools to homogenise and quality control sea level observations from raw GESLA files, including adjustments of datum jumps and time shifts in the time series. We apply these tools to estimate tidal constituents from the extended in-situ dataset. The results are used to identify the river influences on coastal tide gauges and to map the spatial patterns of mean tidal ranges along densely monitored coastlines.

How to cite: Marcos, M., Haigh, I. D., Talke, S. A., Hart-Davis, M., Dettmering, D., Woodworth, P. L., and Hunter, J. R.: The new GESLA-3 tide gauge data set and its quality control for tidal studies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3944, https://doi.org/10.5194/egusphere-egu22-3944, 2022.

EGU22-4019 | Presentations | OS4.1

Tides And Relative Dissipation In Supercycles – An overview of tidal modelling work with OTIS and what’s next. 

Hannah Sophia Davies, J. A. Mattias Green, Dave Waltham, and João C. Duarte

The supercontinent cycle and Wilson cycle describe the periodic formation and termination of supercontinents and ocean basins respectively. This cyclicity has occurred since the beginning of the Phanerozoic, however, it may have been active in some form much earlier (i.e., during the Proterozoic). The periodic opening and closing of ocean basins following the Wilson cycle has been found to affect the tides, as oceans grow and shrink over geological time, they occasionally allow open ocean tidal resonance to occur. These resonant periods are relatively short lived (~ 20 Ma) however, they profoundly affect the tidal energy budget of the planet while active.  

We have now investigated the relationship between tides and “plate tectonics” during the Archean, Paleo-Proterozoic, Cryogenian, Ediacaran, Devonian, and during conceptualised future supercontinent scenarios. We find that periods of open ocean tidal resonance occur much more frequently in our tidal models after ~600 Ma. While earlier periods of Earth history where the Moon was physically closer produce higher relative tides, later periods such as the Ediacaran, Devonian and present day produce higher tides through open ocean resonance. This trend continues into the near future, with open ocean resonance likely occurring multiple times before the formation of the next supercontinent. Notwithstanding, the Cryogenian period represents an outlier in this trend, with very low tidal dissipation rates. We conclude that this is due to the global “snowball” glaciations of the time supressing the tide. Despite the Cryogenian outlier, our results are consistent with other deep-time modelling studies.

The result of the Cryogenian, and the disparity in time between periods which we have tidally modelled, show that more work is needed to fully reconstruct the tidal environment of the Earth in deep-time. Filling in the missing periods with tidal modelling efforts and including the effect of other components of the Earth system, (i.e., glacial periods/climate, orbital parameters, and tectonic setting) are all needed to establish a robust record of the tide in deep-time. This can then be further validated with other models and geological data of the tide to help us better understand Lunar orbital evolution, and the Earth system in the past and potentially in the future.

How to cite: Davies, H. S., Green, J. A. M., Waltham, D., and Duarte, J. C.: Tides And Relative Dissipation In Supercycles – An overview of tidal modelling work with OTIS and what’s next., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4019, https://doi.org/10.5194/egusphere-egu22-4019, 2022.

EGU22-4695 | Presentations | OS4.1

Modeling the impact of contemporary ocean stratification changes on the global M2 tide 

Lana Opel and Michael Schindelegger

Low-frequency non-astronomical changes of tides are among the most puzzling signals in the world ocean. Although the relevance of these signals in the order of a few cm is gradually being appreciated in the context of coastal flooding or de-aliasing of satellite gravimetry observations, a detailed quantitative understanding of the causative mechanisms has been lacking. Among the suspected forcing factors are fluctuations and trends in relative sea level, basin geometry (associated with, e.g., melting Antarctic ice-shelves), bed roughness, and ocean stratification. Here, we use a high-resolution general circulation model to spatially map the influence of stratification changes on the global M2 tide, on time scales from years out to decades. We conduct global tidal simulations in annually changing density structures, as drawn from hydrographic profiles and other external datasets (e.g., an eddying ocean reanalysis) from 1993 to present day. We perform internal-tide permitting simulations (1/12° horizontal grid spacing, 50 vertical layers) to resolve the relevant physics, particularly low-mode barotropic-to-baroclinic energy conversion at topographic features and vertical mixing in shallow water. Atmospheric forcing is omitted to constrain the model’s density distribution to the prescribed initial hydrography. We validate the resulting annual M2 amplitude changes against estimates from harmonically analyzed tide gauge series, distributed across the globe. Particular emphasis in our analysis is given to the tropical Pacific and the South China Sea, where the seesawing of stratification between positive and negative phases of ENSO (El Niño-Southern Oscillation) is expected to introduce spatially coherent amplitude modulations of ±1 cm on interannual time scales.

How to cite: Opel, L. and Schindelegger, M.: Modeling the impact of contemporary ocean stratification changes on the global M2 tide, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4695, https://doi.org/10.5194/egusphere-egu22-4695, 2022.

EGU22-7405 | Presentations | OS4.1

Energy of the semidiurnal internal tide from Argo data compared with theory 

Gaspard Geoffroy, Jonas Nycander, and Casimir de Lavergne

A global map of the amplitude of the semidiurnal internal tide at the 1000 dbar level, obtained from Argo park-phase data, is converted to depth-integrated energy density. As opposed to current satellite altimeter data, the high sampling rate of the floats enables the direct observation of the total wave field, including waves with a time varying phase difference to the astronomical forcing. Thus, the Argo-derived energy content is only affected by mixing, scattering, and nonlinear processes. The Argo data alone do not allow for retrieving the distribution of the energy over the different vertical modes. Nevertheless, the modal partitioning of the Argo-derived energy content is inferred from other datasets. The results are compared with a geographical distribution of the internal tide energy content estimated with a Lagrangian ray tracing model. The outcome is in turn used to tune the modelled attenuation of low-mode internal tides.

How to cite: Geoffroy, G., Nycander, J., and de Lavergne, C.: Energy of the semidiurnal internal tide from Argo data compared with theory, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7405, https://doi.org/10.5194/egusphere-egu22-7405, 2022.

EGU22-8346 | Presentations | OS4.1

Tidal sea level oscillations in the Sea of Azov 

Arina Korzhenovskaia, Igor Medvedev, and Viktor Arkhipkin

The Sea of Azov is the most isolated and shallow sea of the World Ocean. Longterm hourly data from 14 coastal tide gauges were used to study the features of tides in the Sea of Azov. Spectral analysis showed well-defined spectral peaks at tidal diurnal and semidiurnal frequencies. Harmonic analysis of tides for individual annual sea level series with consecutive vector averaging over the entire observation period was applied to estimate mean amplitudes and phases of 11 tidal constituents. The amplitude of the major diurnal harmonics is generally greater than the semidiurnal ones. The amplitude of the diurnal radiational constituent S1 changes from 6 cm at the head of the Taganrog Bay to 0.5 cm in the Kerch Strait, while the amplitude of the main semidiurnal gravitational harmonic M2 inside the sea varies from 1.0 cm in the southeastern part of the Sea of Azov, to 0.38 cm at Mysovoye. The tidal form factor within the Sea of Azov changes significantly from the diurnal form in the north to the mixed, mainly semidiurnal near the Kerch Strait. The maximum theoretical tidal range of 19.5 cm were found at the head of the Taganrog Bay, and the lowest was noted in the Kerch Strait, 4.9 cm. The assumption about the predominantly radiational genesis of diurnal tides is confirmed by the seasonal variations of their spectrum. Radiational tides in the Sea of Azov may be initiated by sea breeze winds, which is best expressed in summer.

How to cite: Korzhenovskaia, A., Medvedev, I., and Arkhipkin, V.: Tidal sea level oscillations in the Sea of Azov, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8346, https://doi.org/10.5194/egusphere-egu22-8346, 2022.

EGU22-9241 | Presentations | OS4.1

Relative Changes in Tidal Ranges on the Northern Hemisphere since the Last Glacial Maximum 

Roman Sulzbach, Volker Klemann, Henryk Dobslaw, Gregor Knorr, Gerrit Lohmann, and Maik Thomas

Ocean tidal dynamics depend on several factors of which some have experienced considerable changes since the last glacial maximum (LGM). Mainly driven by deglaciation-induced sea-level rise and altered oceanographic conditions, these changes comprise (i) the global bathymetric conditions that control ocean tide resonances, (ii) shallow-water energy dissipation in shelf seas, (iii) deep-ocean energy dissipation by internal wave drag, and (iv) sea-ice energy dissipation affected by the reduced sea-ice coverage. The corresponding changes in tidal range and energy dissipation (e.g., Wilmes and Green, 2014) with respect to modern-day tidal conditions are important for reconstructing paleo-oceanographic conditions with a direct impact on paleoclimatic simulations and, e. g., the interpretation of sea-level markers that depend on the actual tidal range.

In this contribution, we present paleo tidal simulations obtained with the purely hydrodynamic ocean tide model TiME2021 (Sulzbach et al. 2021), which was updated with a sea-ice friction parametrization. Applying bathymetry changes due to glacial isostatic adjustment and internal dissipation changes due to paleo ocean stratification and paleo sea-ice coverage, we find the latter effect (iv) to be of minor importance. For a timespan ranging from modern-day conditions to 21 ky before present, simulations were performed on a rotated numerical grid that ensures high accuracy in the Pan-Arctic region which is known to have drastically changed in the semidiurnal tidal regime from micro- to mega-tidal (e.g., Velay-Vitow and Peltier, 2020). We find the phenomenon of Arctic Megatides being highly sensitive to the employed parametrization of Self-Attraction and Loading (SAL), which can be locally approximated or included to full extent by considering a global load Love number approach. For a cylindrical, analytical model of the Arctic basin, the observed behavior of the Arctic tidal regime can be directly related to properties of the lowest-order Arctic Kelvin wave, so, it can be traced back to bathymetric changes.

In line with other studies, we find tidal energy dissipation especially in the deep ocean to be strongly increased during the LGM. We further present charts for different epochs displaying relative changes in the tidal range with respect to modern conditions that show deviations of several meters in critical regions (Arctic Ocean, South China Sea, Baffin Bay). The employed approach is based on simulations of two major partial tides per tidal band (M2, K2 and O1, K1) and the linear admittance theory. This information is aimed to be used with sea-level markers that are sensitive to tidal levels in order to improve the consistency of paleo sea-level reconstructions.

 

References:

[1] Wilmes S. B. and Green J. A. M. (2014), JGR: Oceans, 119, 4083–4100

[2] Sulzbach, R., Dobslaw, H., & Thomas, M. (2021), JGR: Oceans., 126, 1–21

[3] Velay-Vitow, J. and Peltier, W. R. (2020), Geophysical Research Letters, 47, e2020GL08987

How to cite: Sulzbach, R., Klemann, V., Dobslaw, H., Knorr, G., Lohmann, G., and Thomas, M.: Relative Changes in Tidal Ranges on the Northern Hemisphere since the Last Glacial Maximum, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9241, https://doi.org/10.5194/egusphere-egu22-9241, 2022.

EGU22-9396 | Presentations | OS4.1

A new service providing sea level height data using GNSS sensors from around the globe 

Elizabeth Bradshaw, Andrew Matthews, Simon Williams, and Angela Hibbert

The Permanent Service for Mean Sea Level (PSMSL) is the internationally recognised global sea level data bank for long-term sea level change information from tide gauges, responsible for the collection, publication, analysis and interpretation of sea level data. There is a need both for more records in data sparse regions such as Antarctica, the Arctic and Africa, and for a low cost method for monitoring climate change through sea level. 

While tide gauge sensors themselves are not very expensive, the costs in operating them over a long period of time can be considerable. Sensors based in the water are prone to biofouling, and can require divers to access. Meanwhile, land-based sensors are exposed to damage from accidents, storms, and vandalism. 

The emerging field of GNSS (Global Navigation Satellite Systems, such as GPS, GLONASS, Galileo and BeiDou) interferometric reflectometry (GNSS-IR) provides an alternative way to measure sea level. Permanent GNSS receivers are routinely installed near the coast to monitor land movements, and we can infer sea level by comparing the direct signal to a GNSS with those reflected off the surface of the water. GNSS-IR does not yet match the accuracy of traditional tide gauges, but has the potential to be part of an affordable, effective monitoring system of water levels. 

Here we present a new data portal of sea level measured using GNSS-IR, developed as part of the EuroSea project. So far, we have extracted sea level data from over 250 GNSS receivers worldwide. At each site we provide a file of calculated sea levels, along with metadata about the site, some diagnostic plots, and links to the source of the original GNSS data. We have also created an interactive map to help investigate the footprint of a GNSS installed at any location. 

At present the portal is in a beta stage of development, and we hope to continue to make improvements, including hosting the data on a server with an API (ERDDAP) to allow interoperable access to data and metadata in a wide range of formats. We have carried out proof-of-concept tests that demonstrate that data can be provided in near real time, and aim to secure funding to allow us to add this in the future. 

How to cite: Bradshaw, E., Matthews, A., Williams, S., and Hibbert, A.: A new service providing sea level height data using GNSS sensors from around the globe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9396, https://doi.org/10.5194/egusphere-egu22-9396, 2022.

EGU22-9505 | Presentations | OS4.1

Developments of the Global Tide and Surge Model 

Jelmer Veenstra, Sanne Muis, and Martin Verlaan

The Global Tide and Surge Model (GTSM) is a depth-averaged hydrodynamic model, developed by Deltares. GTSM can be used to dynamically simulate water levels and currents, that arise from tides and storm surges. The model is based on Delft3D Flexible Mesh software and has a spatially varying resolution which increases towards the coast. Previous studies with this model used GTSMv3.0 and focused for instance on operational forecasting, reanalysis and climate projections and estimation of return periods (Muis et al., 2020; Dullaart et al., 2021), satellite altimetry (Bij de Vaate, 2021), changes in tides due to sea level rise and various others.

Significant improvements in model performance were made in the newest GTSMv4.1, released in 2021. This model with increased resolution and improved representation of physical processes was calibrated by applying bathymetry and friction correction (Wang et al., 2021). From GTSMv3.0 to GTSMv4.1, the model performance showed great improvements with a 37% reduction of the root-mean-squared-error between modelled and observed tides from 17.8 cm to 11.3 cm.

The model development is an ongoing and continuous effort. The current developments are to improve the grid+bathymetry, representation of the sea-land interface, improving the spatial distribution of internal tide energy dissipation and the inclusion of other baroclinic processes like steric and radiational tides. Preliminary results show improvements in several areas. Furthermore, improving geometry representation by cutting parts of coastal cells with a landboundary often shows to improve the model performance just as significant as a resolution increase, while saving computational cost.

How to cite: Veenstra, J., Muis, S., and Verlaan, M.: Developments of the Global Tide and Surge Model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9505, https://doi.org/10.5194/egusphere-egu22-9505, 2022.

EGU22-9980 | Presentations | OS4.1

Evolution of tides and tidal dissipation over the last glacial cycle 

Sophie-Berenice Wilmes and J. A. Mattias Green

Simulations of the tides from the Last Glacial Maximum (26.5 – 19 kyr BP) to the present show large amplitude and dissipation changes, especially in the semi-diurnal band during the deglacial period. New reconstructions of global ice sheet history and sea levels allow us to extend the tidal simulations back to cover most of the last glacial cycle. Climate during this period was far from stable with periods of ice sheet advance and lower sea levels interspaced with ice sheet melting and sea level increases. Here, using the sea level and ice history from Gowan et al., 2021, we present simulations of tidal amplitudes and dissipation from 80 kyr BP to present using the tide model OTIS. Our results show large variations in amplitudes and dissipation over this period for the M2 tidal constituent with several tidal maxima. Due to the lower sea levels and altered bathymetry open ocean dissipation was enhanced with respect to present day levels for most of the glacial cycle. This result is important in the context of historical ocean mixing rates. For the semi-diurnal K1 tide, in contrast, changes are mainly local or regional. 

How to cite: Wilmes, S.-B. and Green, J. A. M.: Evolution of tides and tidal dissipation over the last glacial cycle, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9980, https://doi.org/10.5194/egusphere-egu22-9980, 2022.

EGU22-10432 | Presentations | OS4.1

Tidal effects in a global general circulation model: comparison between coarse and high resolution configurations 

Federica Borile, Simona Masina, Doroteaciro Iovino, Nadia Pinardi, and Paola Cessi

The energy budget of the global ocean circulation highlights the importance of winds and tides as main sources of energy. As wind forcing acts at the ocean surface, tidal potential affects the entire water column and, in regions of rough topography, it generates energy conversion from barotropic to baroclinic high frequency modes. An intercomparison is computed between experiments with and without tidal forcing, using a global ocean general circulation model in two different configurations, respectively mesoscale-permitting and mesoscale-resolving ones. Regardless of the resolution, the contribution of tides to the mean kinetic energy is negligible on the global scale, while it enhances the eddy kinetic energy, especially on continental shelves and rough bottom topography sites, where internal waves are generated before being dissipated or radiated away. The interaction between these waves and mesoscale features is enhanced in the higher-resolution experiments, and their effects on the mean circulation are analysed in two regions where the tidal activity is well documented: the North-West Atlantic Ocean and the Indonesian region. We investigate the impact of internal tides presence on the modelled tidal amplitude, and we include a topographic wave drag as an additional term of internal wave dissipation.

How to cite: Borile, F., Masina, S., Iovino, D., Pinardi, N., and Cessi, P.: Tidal effects in a global general circulation model: comparison between coarse and high resolution configurations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10432, https://doi.org/10.5194/egusphere-egu22-10432, 2022.

EGU22-10852 | Presentations | OS4.1

Internal Tide Scattering by an Isolated Cyclogeostrophic Vortex 

Jeffrey Uncu and Nicolas Grisouard

Internal tides (ITs) are internal waves which oscillate at the tidal frequencies. ITs may cross entire ocean basins and along the way, they may be redirected, break, and dissipate. The latter is due to changes in stratification, bottom turbulence, wave-wave interactions, and of interest in this study, the scattering of ITs by balanced flow. Mesoscale wave-vortex interactions are characterized by low Rossby numbers. With the aid of satellite altimetry, the effects of mesoscale eddies on ITs has been used successfully to map low mode IT propagation.  In the submesoscale, these interactions become more complex, due to strong non-linearities, a partial breakdown of geostrophic balance, and intermediate scales for both balanced flows and ITs, which are hard to observe with current methods. However, the next generation of satellite altimetry, the Surface Water and Ocean Topography mission, will have fine enough resolution to begin to capture the submesoscale, which makes it an exciting time to explore wave-vortex interactions in this regime. We use the one-layer shallow water model to run idealized numerical simulations of a single wave mode propagating through a (cyclo)geostrophic vortex. By varying the Rossby number, which controls the strength of the vortex, and varying the relative scale of the vortex size to IT wavelength, we observe the IT energy redistribution at the lee side of a submesoscale vortex. We find that high Rossby numbers and relatively small waves will induce sharper deflections in wave propagation, which we quantify with energy flux calculations. By applying complex demodulation, we can filter the incoming plane wave to reveal the characteristic pattern of an isolated vortex scatter, which consists of three beams, two slightly skewed beams from the edge of the vortex, and one strongly skewed beam from the middle.

How to cite: Uncu, J. and Grisouard, N.: Internal Tide Scattering by an Isolated Cyclogeostrophic Vortex, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10852, https://doi.org/10.5194/egusphere-egu22-10852, 2022.

EGU22-12362 | Presentations | OS4.1

Adjoint modeling of load-tide sensitivity 

Andrei A. Dmitrovskii, Hilary Martens, Amir Khan, Martin van Driel, and Christian Boehm

Deformations of the solid Earth as a response to ocean tidal loading (OTL) are sensitive to the material properties of Earth’s interior across a broad range of spatial and temporal scales. Studying tidal response can provide constraints on the interior structure, which are complementary to seismic tomography and particularly important to explore the interior response to low frequency loads. Although seismic tomography is widely used to constrain the Earth’s interior, it is prone to be only slightly sensitive to the density distribution in the interior with an increase of the sensitivity towards the long period signal. Whereas previous research (e.g. Ito & Simons, 2011, Martens et al., 2016) has shown that the tidal surface displacements may be sensitive to elastic properties of the interior to the same extent as to the mass distribution in the lithosphere and the mantle. The latter are of massive interest to all fields of geophysics and especially geodynamics.

We present a numerical approach to simulate the elastic and gravitational responses of the solid Earth that relies on the spectral-element method. Modeling the governing equations in a 3-D Earth using a coupled system of the elastostatic and Poisson’s equations enables us to include effects like topography or lateral variations in Earth structure. The adjoint method is a powerful technique to simultaneously compute sensitivity with respect to all material parameters, e.g., density and elastic moduli, by solving an auxiliary linear system. We introduce a recipe for computing adjoint-based sensitivities of the complex-valued amplitude of surface displacement by two simulations for the real and imaginary part of the surface load. Those two simulations are independent under assumption of negligible attenuation.

How to cite: Dmitrovskii, A. A., Martens, H., Khan, A., van Driel, M., and Boehm, C.: Adjoint modeling of load-tide sensitivity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12362, https://doi.org/10.5194/egusphere-egu22-12362, 2022.

EGU22-640 | Presentations | SSP1.2

DeepStor-1 exploration well at KIT Campus North (Upper Rhine Graben, Germany) 

Schill Eva, Florian Bauer, Ulrich Steiner, Bernd Frieg, and Thomas Kohl

DeepStor-1 is the exploration well to the Helmholtz research infrastructure "DeepStor". DeepStor focuses on the investigation of high-temperature heat storage at the rim of the fromer oil-field „Leopoldshafen“. It is located about 10 km north of the city of Karlsruhe (Germany). The DeepStor-1 well is planned to reach the Pechelbronn group at 1‘460 m, i.e. it includes nearly the entire Oligocene sediments at the site. Seismic investigation reveal a structurally undisturbed section that below 200 m depth covers the Landau, Bruchsal, Niederrödern and Froidefontaine Formations. Cores will be taken from the entire section below 820 m. In addition to coring, the logging program is planned to include besides technical logging, a caliper-, self-potential-, temperature-, dual latero-, natural gamma spectrometry-, neutron-gamma porosity-, sonic-, elemental capture spectroscopy-, as well as image-logs in the sections 215-820 m as well as 820-1460 m. Drilling of DeepStor-1 is planned between 2022 and 2023.

How to cite: Eva, S., Bauer, F., Steiner, U., Frieg, B., and Kohl, T.: DeepStor-1 exploration well at KIT Campus North (Upper Rhine Graben, Germany), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-640, https://doi.org/10.5194/egusphere-egu22-640, 2022.

EGU22-1019 | Presentations | SSP1.2

Dating the serpentinite mud production of Fantangisña seamount using calcareous nannofossils and planktonic foraminifera biostratigraphy (IODP Expedition 366). 

Arianna Valentina Del Gaudio, Werner E. Piller, Gerald Auer, and Walter Kurz

The Izu-Bonin Mariana (IBM) convergent margin is located in the NW Pacific Ocean (12° N to 35° N) and represents, to the best of our knowledge, the only setting where recent episodes of serpentinite mud volcanism took place. The IBM arc-system started to form around 50-52 Ma when the Pacific Plate began to subside below the Philippine Plate and the eastern Eurasian Margin. On the Mariana forearc system, which constitutes the southward region of the IBM, a high number of large serpentinite mud volcanoes formed between the trench and the Mariana volcanic arc. Their origin is linked to episodic extrusion of serpentinite mud and fluids along with materials from the upper mantle, the Philippine plate, and the subducting Pacific plate to the sea floor, through a system of forearc faults. Among them, Fantangisña seamount was drilled during IODP Expedition 366. Cored material comprises serpentinite mud and ultramafic clasts that are underlain by nannofossil-rich forearc deposits and topped by pelagic sediments.

Integrated calcareous nannofossil and planktonic foraminifera biostratigraphy was performed on Sites U1497 and U1498, which are at the top of the serpentinite seamount and on its most stable southern flank, respectively. A total of nine bioevents were recorded in this study, permitting the establishment of a valid age-depth model for Site U1498A which allows for the definition of the latest phase of activity of Fantangisña serpentinite mud volcano. In particular, the emplacement of the mud production was detected between 6.10 (Late Miocene, Messinian) to 4.20 (Early Pliocene, Zanclean). This time interval is defined by nannofossil bioevents LO Reticulofenestra rotaria and FO of Discoaster asymmetricus. Furthermore, our analyses reveal that the latest stage of the serpentinite mud activity occurred 4 Ma later than the age proposed by a previous study (10.77 Ma) and is coeval with the initiation of the rifting in the Mariana Trough recorded at 7-6 Ma.

The age depth model also shows a rapid shift in sedimentation rates (11.80 to 94.71 m/Myr) during the Middle Pleistocene, which corresponds to a change in deposition of distinct serpentinite mud units, likely associated with the regional tectonic activity (different stages of seamount accretion and subduction and/or changes in the forearc extension related to the slab rollback).

How to cite: Del Gaudio, A. V., Piller, W. E., Auer, G., and Kurz, W.: Dating the serpentinite mud production of Fantangisña seamount using calcareous nannofossils and planktonic foraminifera biostratigraphy (IODP Expedition 366)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1019, https://doi.org/10.5194/egusphere-egu22-1019, 2022.

EGU22-1277 | Presentations | SSP1.2 | Highlight

The Cenozoic Arctic Climate and Sea Ice History - Scientific objectives, challenges and implementation update of IODP Expedition 377 (ArcOP) 

Ruediger Stein, Kristen St.John, and Jeremy Everest

The Arctic is both a contributor to climate change and a region that is most affected by global warming. Despite this global importance, the Arctic Ocean is the last major region on Earth where the long-term climate history remains poorly known. Major advances in understanding were achieved in 2004 with the successful completion of IODP Expedition 302: Arctic Coring Expedition – ACEX – implemented by ECORD, marking the start of a new era in Arctic climate exploration. Although the ACEX results were unprecedented, key questions related to the Cenozoic Arctic climate history remain unanswered, largely due to a major mid-Cenozoic hiatus (or condensed interval) and partly to the poor recovery of the ACEX record. Building on ACEX and its cutting-edge science, IODP Expedition 377: Arctic Ocean Paleoceanography (ArcOP) has been scheduled for mid-August to mid-October 2022. The overall goal of ArcOP is the recovery of a complete stratigraphic sedimentary record on the southern Lomonosov Ridge to meet the highest priority paleoceanographic objective: the continuous long-term Cenozoic Arctic Ocean climate history with its transition from the early Cenozoic Greenhouse world to the late Cenozoic Icehouse world. Furthermore, sedimentation rates two to four times higher than those of ACEX will permit higher-resolution studies of Arctic climate change in the Neogene and Pleistocene. Key objectives are related to the reconstruction of the history of circum-Arctic ice-sheets, sea-ice cover, Siberian river discharge, and deep-water circulation and ventilation and its significance within the global climate system. Obtaining a geologic record of a 50-60 million year time span will provide opportunities to examine trends, pat­terns, rates, causes, and consequences of climate change that are important and relevant to our future. This goal can be achieved through (i) careful site selection, (ii) the use of appropriate drilling technology and ice management, and (iii) applying multi-proxy approaches to paleoceanographic, paleoclimatic, and age-model reconstructions.

In August 2022, a fleet of three ships, the drilling vessel “Dina Polaris” and the powerful icebreakers “Oden” and “Viktor Chernomyrdin”, will set sail for a location on Lomonosov Ridge in international waters far from shore (81°N, 140°E; 800-900 m of water depth). There, the expedition will complete one primary deep drill site (LR-11B) to 900 meters below seafloor (mbsf) which is twice that of the ACEX drill depth – certainly a challenging approach. Based on detailed site survey data, about 230 m of Plio‐Pleistocene, 460 m of Miocene, and >200 m of Oligocene‐Eocene sedimentary sequences might be recovered at this site. In addition, a short drill site (LR-10B) to 50 mbsf will be supplemented to recover an undisturbed uppermost (Quaternary) sedimentary section to ensure complete recovery for construction of a composite section spanning the full age range through the Cenozoic.

In this talk, background information, scientific objectives and an update of the status of planning and implementation of the ArcOP Expedition will be presented. For further details we refer to the ArcOP Scientific Prospectus (https://doi.org/10.14379/iodp.sp.377.2021).

How to cite: Stein, R., St.John, K., and Everest, J.: The Cenozoic Arctic Climate and Sea Ice History - Scientific objectives, challenges and implementation update of IODP Expedition 377 (ArcOP), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1277, https://doi.org/10.5194/egusphere-egu22-1277, 2022.

EGU22-1509 | Presentations | SSP1.2 | Highlight

A Campaign of Scientific Drilling for Monsoon Exploration in the Asian Marginal Seas 

Peter Clift, Christian Betzler, Steven Clemens, Beth Christensen, Gregor Eberli, Christian France-Lanord, Stephen Gallagher, Ann Holbourn, Wolfgang Kuhnt, Richard Murray, Yair Rosenthal, Ryuji Tada, and Shiming Wan

International Ocean Discovery Program (IODP) conducted a series of expeditions between 2014 and 2016 that were designed to address the development of monsoon climate systems in Asia and Australia. Significant progress was made in recovering Neogene sections spanning the region from the Arabian Sea to the Japan Sea and south to western Australia. High recovery by advanced piston core (APC) technology has provided a host of semi-continuous sections that have been used to examine monsoonal evolution. Use of half APC was successful in sampling sand-rich sediment in Indian Ocean submarine fans. The records show that humidity and seasonality developed diachronously across the region, although most regions show drying since the middle Miocene and especially since ~4 Ma, likely linked to global cooling. The transition from C3 to C4 vegetation often accompanied the drying, but may be more linked to global cooling. Western Australia, and possibly southern China diverge from the general trend in becoming wetter during the late Miocene, with the Australian monsoon being more affected by the Indonesian Throughflow, while the Asian Monsoon is tied more to the rising Himalaya in South Asia and to the Tibetan Plateau in East Asia. The monsoon shows sensitivity to orbital forcing, with many regions having a weaker summer monsoon during times of Northern Hemispheric Glaciation. Stronger monsoons are associated with faster continental erosion, but not weathering intensity, which either shows no trend or decreasing strength since the middle Miocene in Asia. Marine productivity proxies and terrestrial environmental proxies are often seen to diverge. Future work on the almost unknown Paleogene is highlighted, as well as the potential of carbonate platforms as archives of paleoceanographic conditions.

How to cite: Clift, P., Betzler, C., Clemens, S., Christensen, B., Eberli, G., France-Lanord, C., Gallagher, S., Holbourn, A., Kuhnt, W., Murray, R., Rosenthal, Y., Tada, R., and Wan, S.: A Campaign of Scientific Drilling for Monsoon Exploration in the Asian Marginal Seas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1509, https://doi.org/10.5194/egusphere-egu22-1509, 2022.

EGU22-1679 | Presentations | SSP1.2

Direct evidence of high pore pressure at the toe of the Nankai accretionary prism 

Joshua Pwavodi and Mai-Linh Doan

The Nankai Trough is a locus of slow slip, low frequency earthquakes and Mw>8 classical earthquakes. It is assumed that high pore pressure contributes substantially to earthquake dynamics. Hence, a full understanding of the hydraulic regime of the Nankai accretionary prism is needed to understand this diversity of behaviors. We contribute to this understanding by innovatively integrating the drilling and logging data of the NanTroSEIZE project. We focus on the toe of the accretionary prism by studying data from Hole C0024A drilled and intersected the décollement at 813 mbsf about 3km away from the trench.

Down Hole Annular Pressure was monitored during drilling. We perform a careful quantitative reanalysis of its variation and show localized fluid exchange between the formation and the borehole (excess of 0.05m3/s), especially in the damage zones at the footwall of the décollement.

Pore pressure was estimated using Eaton’s method on both drilling and sonic velocity data. The formation fluids are getting significantly over-pressurized only a few hundred meters from the toe of the accretionary prism near the décollement with excess pore-pressure (P*≈0.04–4.79MPa) and lithostatic load (λ≈88-0.96 & λ*≈0.1-0.62 ) contributing to maximum 62% of the overburden stress.

The hydraulic profile suggests that the plate boundary acts as a barrier inhibiting upward fluid convection, as well as a lateral channel along the damage zone, favouring high pore pressure at the footwall. Such high pressure at the toe of the subsection zone makes high pressure probable further down in the locus of tremors and slow slip events.

How to cite: Pwavodi, J. and Doan, M.-L.: Direct evidence of high pore pressure at the toe of the Nankai accretionary prism, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1679, https://doi.org/10.5194/egusphere-egu22-1679, 2022.

EGU22-1729 | Presentations | SSP1.2

IODP Expedition 386 “Japan Trench Paleoseismology”: Mission Specific Platform Giant Piston Coring to track past megathrust earthquakes and their consequences in a deep-sea subduction trench. 

Michael Strasser, Ken Ikehara, Jeremy Everest, and Lena Maeda and the IODP Expedition 386 Science Party

International Ocean Discovery Program (IODP) Expedition 386, Japan Trench Paleoseismology (offshore period: 13 April to 1 June 2021; Onshore Science Party: 14 February to 14 March 2022) was designed to test the concept of submarine paleoseismology in the Japan Trench, the area where the last, and globally only one out of four instrumentally-recorded, giant (i.e. magnitude 9 class) earthquake occurred back in 2011. “Submarine paleoseismology” is a promising approach to investigate deposits from the deep sea, where earthquakes leave traces preserved in the stratigraphic succession, to reconstruct the long-term history of earthquakes and to deliver observational data that help to reduce uncertainties in seismic hazard assessment for long return periods. This expedition marks the first time, giant piston coring (GPC) was used in IODP, and also the first time, partner IODP implementing organizations cooperated in jointly implementing a mission-specific platform expedition.

We successfully collected 29 GPCs at 15 sites (1 to 3 holes each; total core recovery 831 meters), recovering 20 to 40-meter-long, continuous, upper Pleistocene to Holocene stratigraphic successions of 11 individual trench-fill basins along an axis-parallel transect from 36°N – 40.4°N, at water depth between 7445-8023 m below sea level. These offshore expedition achievements reveal the first high-temporal and high spatial resolution investigation and sampling of a hadal oceanic trench, that form the deepest and least explored environments on our planet.

The cores are currently being examined by multimethod applications to characterize and date hadal trench sediments and extreme event deposits, for which the detailed sedimentological, physical and (bio-)geochemical features, stratigraphic expressions and spatiotemporal distribution will be analyzed for proxy evidence of giant earthquakes and (bio-)geochemical cycling in deep sea sediments. Initial preliminary results presented in this EGU presentation reveal event-stratigraphic successions comprising several 10s of potentially giant-earthquake related event beds, revealing a fascinating record that will unravel the earthquake history of the different along-strike segments that is 10–100 times longer than currently available information. Post-Expedition research projects further analyzing these initial IODP data sets will (i) enable statistically robust assessment of the recurrence patterns of giant earthquakes, there while advancing our understanding of earthquake-induced geohazards along subduction zones and (ii) provide new constraints on sediment and carbon flux of event-triggered sediment mobilization to a deep-sea trench and its influence on the hadal environment.

 

How to cite: Strasser, M., Ikehara, K., Everest, J., and Maeda, L. and the IODP Expedition 386 Science Party: IODP Expedition 386 “Japan Trench Paleoseismology”: Mission Specific Platform Giant Piston Coring to track past megathrust earthquakes and their consequences in a deep-sea subduction trench., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1729, https://doi.org/10.5194/egusphere-egu22-1729, 2022.

EGU22-1917 | Presentations | SSP1.2

Operations and Initial Results from IODP Expedition 396: Mid-Norwegian Continental Margin Magmatism and Paleoclimate 

Sverre Planke, Christian Berndt, Ritske Huismans, Stefan Buenz, Carlos A. Alvarez Zarikian, and Expedition Scientists

The NE Atlantic conjugate volcanic rifted margins are characterized by extensive breakup-related magmatism recorded by basalt flows, volcanogenic sediments, magmatic underplates, and intrusive complexes in sedimentary basins and the crust. Onset of this voluminous magmatism is concomitant with the global hot-house climate in the Paleogene, and the injection of magma into organic-rich sedimentary basins is a proposed mechanism for triggering short-term global warming during the Paleocene-Eocene Thermal Maximum (PETM, ~56 Ma).

The aims of IODP Exp. 396 (August-September 2021) were to drill three transects on the mid-Norwegian continental margin to sample 1) hydrothermal vent complexes formed by eruption of hot fluids and sediments above sill intrusions (Modgunn Transect), 2) Paleogene sediments, with particular focus on the Paleocene-Eocene transition (Mimir Transect), and 3) basalt and sub-basalt sequences across the volcanic rifted margin and the initial oceanic crust (Basement Transect). A total of 21 boreholes were drilled, successfully coring all nine primary and one alternate sites. A comprehensive suite of wireline logs was collected in eight boreholes. Most of the sites were located on industry-standard 3D seismic reflection data, whereas additional high-resolution 2D and 3D P-Cable site survey data were acquired across six sites which were highly useful during the Mimir and Modgunn transect drilling. In total, more than 2000 m of core were recovered during 48 days of operations, including more than 350 m of basalt, 15 m of granite, and 900 m of late Paleocene to early Eocene sediments. Drilling was done using a combination of RCB, XCB, and APC drill bits, commonly with half-advances (c. 5 m) to optimize core recovery. Particularly high recovery (almost 100%) was obtained by half-length APC coring of Eocene sediments in two holes on the outer Vøring Margin, whereas basaltic basement recovery was above 60% in seven holes.

Expedition 396 probed the key elements of a typical volcanic rifted margin and the associated sedimentary archive. Of particular importance is the Modgunn Transect, where we drilled five holes through the upper part of a hydrothermal vent complex with a very expanded Paleocene-Eocene Thermal Maximum (PETM) interval dominated by biogenic ooze and volcanic ash deposits. The expedition also recovered an unprecedented suite of basalt cores across a volcanic rifted margin, including both subaerial and deep marine sheet flows with inter-lava sediments and spectacular shallow marine pillow basalts and hyaloclastites, as well as high-resolution interstitial water samples to assess sediment diagenesis and fluid migration in the region. Lastly, we recovered the first cores of sub-basalt granitic igneous rocks and upper Paleocene sediments along the mid-Norwegian continental margin. Collectively, this unique sample archive offers unprecedented insight on tectonomagmatic processes in the NE Atlantic, and links to rapid climate evolution across the Cenozoic.

How to cite: Planke, S., Berndt, C., Huismans, R., Buenz, S., Alvarez Zarikian, C. A., and Scientists, E.: Operations and Initial Results from IODP Expedition 396: Mid-Norwegian Continental Margin Magmatism and Paleoclimate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1917, https://doi.org/10.5194/egusphere-egu22-1917, 2022.

EGU22-2525 | Presentations | SSP1.2

Biological sulfate reduction in deep subseafloor sediment of Guaymas Basin 

Toshiki Nagakura, Florian Schubert, and Jens Kallmeyer and the IODP Exp. 385 Scientists

Sulfate reduction is the quantitatively most important process to degrade organic matter in anoxic marine sediment and has been studied intensively in a variety of settings. Guaymas Basin, a young marginal ocean basin, offers the unique opportunity to study sulfate reduction in an environment characterized by organic-rich sediment, high sedimentation rates, and high geothermal gradients (100-958°C km-1). We measured sulfate reduction rates (SRR) in samples of the International Ocean Discovery Program (IODP) Expedition 385 using incubation experiments with radiolabeled 35SO42- carried out at in-situ pressure and temperature. Site U1548C, outside of a circular hydrothermal mound above a hot sill intrusion (Ringvent), has the highest geothermal gradient (958°C km-1) of all eight sampling sites. In near-surface sediment from this site, we measured the highest SRR (387 nmol cm-3 d-1) of all samples from this expedition. At Site U1548C SRR were generally over an order of magnitude higher than at similar depths at other sites. Site U1546D also had a sill intrusion, but it had already reached thermal equilibrium and SRR were in the same range as nearby Site U1545C, which is minimally affected by sills. The wide temperature range found in the stratigraphic section at each drill site leads to major shifts in microbial community composition with very different temperature optima. At the transition between the mesophilic and thermophilic range around 40 to 60°C, sulfate-reducing activity appears to be decreased, particularly in more oligotrophic settings but shows a slight recovery at higher temperatures.

How to cite: Nagakura, T., Schubert, F., and Kallmeyer, J. and the IODP Exp. 385 Scientists: Biological sulfate reduction in deep subseafloor sediment of Guaymas Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2525, https://doi.org/10.5194/egusphere-egu22-2525, 2022.

EGU22-2909 | Presentations | SSP1.2 | Highlight

Microbial survival through high metabolic rates in a deep and hot subseafloor environment 

Florian Schubert, Felix Beulig, Rishi Ram Adhikari, Clemens Glombitza, Verena Heuer, Kai-Uwe Hinrichs, Kira Homola, Fumio Inagaki, Bo Barker Jørgensen, Jens Kallmeyer, Sebastian Krause, Yuki Morono, Justine Sauvage, Arthur Spivack, and Tina Treude

A fourth of the global seabed sediment volume is buried at depths where temperatures exceed 80 °C, a previously proposed thermal barrier for life in the subsurface. Here, we demonstrate, utilizing an extensive suite of radiotracer experiments, the prevalence of active methanogenic and sulfate-reducing populations in deeply buried marine sediment from the Nankai Trough subduction zone, heated to extreme temperature (up to ~120 °C). Sediment cores were recovered during International Ocean Discovery Program (IODP) Expedition 370 to Nankai Trough, off the cost of Moroto, Japan. The steep geothermal gradient of ~100 °C km-1 allowed for the exploration of most of the known temperature range for life over just 1 km of drill core. Despite the high temperatures, microbial cells were detected almost throughout the entire sediment column, albeit at extremely low concentration of <500 cells per cm³ in sediment above ~50 °C. In millions of years old sediment a small microbial community subsisted with high potential cell-specific rates of energy metabolism, which approach the rates of active surface sediments and laboratory cultures. Even under the most conservative assumptions, potential biomass turnover times for the recovered sediment ranges from days to years and therefore many orders of magnitude faster than in colder deep sediment.

Our discovery is in stark contrast to the extremely low metabolic rates otherwise observed in the deep subseafloor. As cells appear to invest most of their energy to repair thermal cell damage in the hot sediment, they are forced to balance delicately between subsistence near the upper temperature limit for life and a rich supply of substrates and energy from thermally driven reactions of the sediment organic matter.

How to cite: Schubert, F., Beulig, F., Adhikari, R. R., Glombitza, C., Heuer, V., Hinrichs, K.-U., Homola, K., Inagaki, F., Jørgensen, B. B., Kallmeyer, J., Krause, S., Morono, Y., Sauvage, J., Spivack, A., and Treude, T.: Microbial survival through high metabolic rates in a deep and hot subseafloor environment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2909, https://doi.org/10.5194/egusphere-egu22-2909, 2022.

EGU22-3165 | Presentations | SSP1.2 | Highlight

Drilling Overdeepened Alpine Valleys (ICDP-DOVE): Age, extent and environmental impact of Alpine glaciations 

Flavio Anselmetti and Marius Buechi and the ICDP-DOVE Team

The sedimentary infill of glacially overdeepened valleys (i.e. eroded structures below the fluvial base level) are, together with glacial geomorphology, the best-preserved (yet underexplored) direct archives of extents and ages of past glaciations in and around mountain ranges. ICDP project DOVE (Drilling Overdeepened Alpine Valleys) Phase-1 investigates five drill cores from glacially overdeepened structures at several complementing locations along the northern front of the Alps and their foreland. Two of these drill sites, both in the former reaches of the Rhine Glacier, have been successfully drilled in 2021 with excellent core recovery of 95 %: i) The borehole in Basadingen in Northern Switzerland reached a depth of 253 m, and ii) The Tannwald site in Southern Germany consists of one cored borehole to 165 m and two nearby flush boreholes; all three sites will allow a series of crosshole geophysical experiments. Three previously drilled legacy cores from the Eastern Alps are included in the DOVE Phase-1: iii) a core from Schäftlarn, located in the Isar-Loisach glacier catchment, was drilled in 2017 down to a depth of 199 m; iv) the Neusillersdorf drill site, located in the southern German Salzach Foreland glacier area, recovered a sequence down to 136 m (incl. 116 m of Quaternary strata); and v) the drill site Bad Aussee in Austria is located in the area of the Traun Glacier at an inneralpine location. It recovered almost 900 m of Quaternary sediments.

All the sites will be investigated with regard to several aspects of environmental dynamics during the Quaternary, with focus on the glaciation, vegetation, and landscape history. For example, the geometry of overdeepened structures will be investigated using different geophysical approaches (e.g. seismic surveys) to better understand the process of overdeepening. Sedimentological analyses in combination with downhole logging, investigation of biological remains and state-of-the-art geochronological methods will allow to reconstruct the filling and erosion history of the troughs. We expect significant and novel data relating to the extent and timing of the past Alpine glaciations during the Middle-to-Late Quaternary glacial-interglacial cycles. Besides these basic scientific goals, this proposal also addresses a number of applied objectives such as groundwater resources, geothermal energy production, and seismic hazard assessment.

A successful DOVE Phase-1 will lay the ground for an upcoming Phase-2 that will complete the panalpine approach. This follow-up phase will investigate paleoglacier lobes from the western and southern Alpine margins through drilling sites in France, Italy and Slovenia.

How to cite: Anselmetti, F. and Buechi, M. and the ICDP-DOVE Team: Drilling Overdeepened Alpine Valleys (ICDP-DOVE): Age, extent and environmental impact of Alpine glaciations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3165, https://doi.org/10.5194/egusphere-egu22-3165, 2022.

EGU22-3372 | Presentations | SSP1.2

Re–Os geochemistry of altered dacitic rock at Site U1527, IODP Expedition 376: Implications for the Re cycle in intraoceanic arcs 

Mizuki Ishida, Tatsuo Nozaki, Yutaro Takaya, Junichiro Ohta, Qing Chang, Jun-Ichi Kimura, Kentaro Nakamura, and Yasuhiro Kato

The Re–Os isotopic system is a powerful tool for both geochronology and tracing various geochemical processes. Because the Os isotopic ratio (187Os/188Os) distinctly differs between modern seawater (∼1.06) and hydrothermal fluid (∼0.13), the Re–Os isotopic system is potentially a sensitive tracer of subseafloor fluid flow and the release or uptake of hydrogenous/magmatic Re and Os. The effect of alteration on the Re–Os budget in oceanic crust has been examined for mid-ocean ridge basalt (MORB) and lower oceanic crustal gabbro. In contrast, applications of the Re–Os system in intraoceanic arc settings are limited mainly to fresh igneous rocks; the role of hydrothermal alteration has not yet been examined.

Here, we provide a depth profile of Re–Os geochemistry at Site U1527, located on the NW caldera rim of the Brothers volcano hydrothermal field in the Kermadec arc, which was drilled during International Ocean Discovery Program (IODP) Expedition 376 in 2018. Volcaniclastic rocks from Hole U1527C that had experienced various degrees of high- and low-temperature hydrothermal alteration were analyzed for bulk chemical composition as well as Re–Os concentrations and isotopes. The concentration of Re varied from 0.172 to 18.7 ppb, and that of Os ranges from 9.7 to 147.1 ppt. Hydrothermal alteration usually resulted in the Re uptake by rocks, but a part of Re was released into the ocean by later oxidative weathering. Compared with Re, Os mobility resulting from hydrothermal alteration was limited. Before alteration, our samples likely had homogenous 187Os/188Os of between 0.13 and 0.14, whereas alteration added hydrogenous Os to some drill core sections in two different ways. Elevated 187Os/188Os with Ba enrichment and abundant pyrite occurrence suggests Os precipitation induced by subseafloor mixing of seawater and high-temperature hydrothermal fluid. The highest Re and Os concentrations at Hole U1527C, found in the same interval, were associated with high concentrations of Bi, Sb, and Tl. In contrast, elevated 187Os/188Os without Ba and Os enrichment can be explained by adsorption of seawater-derived radiogenic Os onto Fe hydroxide during seawater ingress into volcaniclastic rocks with a high matrix volume.

Intense Re enrichment at Hole U1527 relative to the high-temperature alteration zone in altered MORB may be related to abundant pyrite precipitation and high Re content in primary arc magmas. We propose that degassed Re from shallow intraoceanic arc magmas may be sequestered by subseafloor high-temperature alteration. Part of the stored Re might also be released into the ocean by later oxidative seawater circulation and seafloor weathering, raising a question about the role of alteration zones in the Re cycle in subduction zones. This study is one of the first attempts to apply the Re–Os system to altered rocks in arc settings, and future research should provide more information about the fate of Re in intraoceanic arcs and the detailed role of hydrothermal alteration in the Re cycle on the Earth.

How to cite: Ishida, M., Nozaki, T., Takaya, Y., Ohta, J., Chang, Q., Kimura, J.-I., Nakamura, K., and Kato, Y.: Re–Os geochemistry of altered dacitic rock at Site U1527, IODP Expedition 376: Implications for the Re cycle in intraoceanic arcs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3372, https://doi.org/10.5194/egusphere-egu22-3372, 2022.

EGU22-3428 | Presentations | SSP1.2

Hipercorig Hallstatt History (H3) reveals a high-resolution Late Pleistocene to Holocene sediment record at Lake Hallstatt (Salzkammergut, Austria) 

Marcel Ortler, Achim Brauer, Stefano C. Fabbri, Kerstin Kowarik, Jochem Kueck, and Michael Strasser

The innovative, new drilling technique of the Hipercorig platform (Harms et al., 2020, https://doi.org/10.5194/sd-28-29-2020) enables to recover undisturbed long cores of sediment archives, and hence allows us to study past environmental conditions and changes. Here we present initial results from the Hipercorig Hallstatt History (H3) lake drilling campaign 2021, which succeeded to recover two parallel cores (core A: 41m, core B: 51m) from 122 m water depth providing a high-resolution record, within the UNESCO World Heritage Cultural Landscape Hallstatt-Dachstein/Salzkammergut, Austria. The Hallstatt-Dachstein region has a history of over 7,000 years of human salt mining and is one of the oldest documented cultural landscapes worldwide.

We present physical- and litho-stratigraphy based on borehole logging (of hole B), non-destructive core logging data, visual core and lithofacies description, Core-Log-Seismic-Correlation and initial age modelling using 14C dating. The core logging covers (i) x-ray computed tomography, (ii) multi-sensor-core-logger data with Gamma-Ray attenuated bulk density, magnetic susceptibility and visible light photo spectroscopy. The upper ~15 m of the sediment profile can be unambiguously correlated with previous cores (Lauterbach et al., submitted) thus confirming that the sediments are truly representative for Lake Hallstatt. The entire stratigraphic succession comprises two major lithostratigraphic units: The Holocene unit (0-40 m below lake floor (mblf)) and the Late Pleistocene unit (> 40 m). The Holocene unit consists of variably laminated (sub-mm to 5 mm) dark gray clayey-silty carbonate mud interbedded with up to 5.5 m thick mass-movement deposits and thick turbidites. The Late Pleistocene sedimentary succession comprises very thin bedded (1-3 cm) medium gray silty clayey carbonate mud, with some laminated (<1 cm) intervals and multiple cm-thick light gray turbidites. Within the Late Holocene unit, there is a prominent yellowish gray clastic interval of ~4 m with faintly mm- to cm-scale laminated sediments. Another remarkable characteristic of the Holocene unit is the occurrence of at least four major mass-movement deposits containing pebbles (up to 3 cm in diameter) and six thick turbidite deposits >1 m with different sediment colors and compositions.

Detailed multi-proxy analyzes of the Lake Hallstatt cores will provide new insights into the early history of human settlement and salt mining in this Alpine region and their relation to environmental and climatic conditions and meteorological and geological extreme events.

How to cite: Ortler, M., Brauer, A., Fabbri, S. C., Kowarik, K., Kueck, J., and Strasser, M.: Hipercorig Hallstatt History (H3) reveals a high-resolution Late Pleistocene to Holocene sediment record at Lake Hallstatt (Salzkammergut, Austria), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3428, https://doi.org/10.5194/egusphere-egu22-3428, 2022.

EGU22-3534 | Presentations | SSP1.2

Reconstructing the moisture availability of Central Mexico over the past 500,000 years using borehole logging data 

Mehrdad Abadi, Christian Zeeden, Arne Ulfers, and Thomas Wonik

Assessing the moisture history of Central Mexico reveals the responses of tropical areas to variation in past climate. Central Mexico has several long-lived lakes, which are potentially important paleoclimate archives. Lake Chalco in Central Mexico contains a ~300 m lacustrine sequence, which were deposited over a period of ~500,000 years. We conducted Spectral Gamma Ray (SGR) measurements across the lacustrine deposits of Lake Chalco to reconstruct the moisture availability over the past. The SGR data reflect the presence of naturally occurring radioactive elements including potassium (40K) and the equilibrium decay series of uranium (U) and thorium (Th). Natural sources of gamma radiation in lacustrine deposits of Lake Chalco are from volcanic ash deposition and detrital input of eroded sediments containing radioactive elements. However, redox conditions in the lake water influence the mobility of soluble U through conversion to more stable reduced phases. To extract the primary non-volcanic signals, we detected and removed signals from embedded tephra layers in the lacustrine sediments of Lake Chalco. We developed a moisture proxy by calculating the probability of authigenic U distributed across the lake sediments. We expect that an increasing U content in proportion to the content of K and Th indicate redox conditions in lake bottom water as a result of rising lake level. To evaluate this moisture proxy, we examined differences in the percent of the diatom species that are indicative of a deeper lake from literature. Results suggest that Lake Chalco likely formed prior or within MIS13, and the lake level rose gradually over time until the interglacial period of MIS9. Moisture levels are higher during the interglacial than glacial periods and interglacial periods show higher moisture variability. While glacial periods have less moisture, two periods, MIS6 and MIS4, still have a higher likelihood of authigenic U and more moist conditions. In order to determine potential regulators of moisture, we compared models containing the drivers of Earth’s orbital cycles, carbon dioxide and sea surface temperature. Carbon dioxide, eccentricity, and precession are all key drivers of the moisture content of Lake Chalco over the past 500,000 years. High levels of atmospheric CO2 have a positive effect on the moisture in Mexico while eccentricity and precession consistently have negative effects on lake moisture. Obliquity and δ18O have weaker effects on moisture in Mexico, probably due to the equatorial high-altitude region far away from poles, oceans and ice sheets.

How to cite: Abadi, M., Zeeden, C., Ulfers, A., and Wonik, T.: Reconstructing the moisture availability of Central Mexico over the past 500,000 years using borehole logging data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3534, https://doi.org/10.5194/egusphere-egu22-3534, 2022.

EGU22-3538 | Presentations | SSP1.2 | Highlight

Deformation mechanisms along the Main Marmara Fault around the ICDP-site GONAF 

Magdalena Scheck-Wenderoth, Mauro Cacace, Oliver Heidbach, Marco Bohnhoff, Murat Nurlu, Naiara Fernandez Terrones, Judith Bott, and Ershad Gholamrezaie

The Main Marmara Fault (MMF) in NW Turkey south of Istanbul is a segment of the North Anatolian Fault Zone (NAFZ) that constitutes a right-lateral continental transform fault.  Several well-documented strong (M7+) earthquakes indicate that the MMF poses a great risk to the Istanbul metropolitan region. A 150 km long stretch of the MMF has not ruptured since 1766 and the recurrence time of 250 yrs for M7+ events derived from historical records indicate that the fault is overdue. We introduce a new project addressing how the rheological configuration of the lithosphere in concert with active fluid dynamics within the crust and mantle influence the present-day deformation along the MMF in the Marmara Sea region. We test the following hypotheses: (1) the seismic gap is related to the mechanical segmentation along the MMF which originates from the rheological configuration of the crust and lithosphere; (2) variations in deformation mechanisms with depth in response to variations in temperature and (fluid) pressure exert a first-order control on the mode of seismic activity along the MMF, and, (3) stress and strain concentrations due to strength and structural variability along the MMF can be used as an indicator for potential nucleation areas of expected earthquakes. To assess what mechanisms control the deformation along the MMF, we use data from the ICDP GONAF observatory (International Continental Drilling Programme – Geophysical Observatory at the North Anatolian Fault) and a combined work flow of data integration and process modelling to derive a quantitative description of the physical state of the MMF and its surrounding crust and upper mantle. Seismic and strain observations from the ICDP-GONAF site are integrated with regional observations on active seismicity, on the present-day deformation field at the surface, on the deep structure (crust and upper mantle) and on the present-day stress and thermal fields. This will be complemented by numerical forward simulations of coupled thermo-hydraulic-mechanical processes based on the observation-derived 3D models to evaluate the key controlling factors for the present-day mechanical configuration of the MMF and to contribute to a physics-based seismic hazard assessment.

How to cite: Scheck-Wenderoth, M., Cacace, M., Heidbach, O., Bohnhoff, M., Nurlu, M., Fernandez Terrones, N., Bott, J., and Gholamrezaie, E.: Deformation mechanisms along the Main Marmara Fault around the ICDP-site GONAF, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3538, https://doi.org/10.5194/egusphere-egu22-3538, 2022.

EGU22-3793 | Presentations | SSP1.2

Legacy DSDP and ODP data suggest a paradigm shift in methane hydrate stability in the Mediterranean Basin 

Cristina Corradin, Angelo Camerlenghi, Michela Giustiniani, Umberta Tinivella, and Claudia Bertoni

The global reservoir of submarine gas hydrates is favored by the cold temperature of oceanic bottom water and the generally low geothermal gradients along passive continental margins. The continental margins of the land-locked Mediterranean basin are a remarkable exception for the lack of evidence of extensive presence of gas hydrates. Using public data of the physics and chemistry of the subsurface available from 44 Deep Sea Drilling Project (DSDP) and Ocean Drilling Program (ODP) wells as lithologic logs, downhole temperature measurements, and pore water salinity values, and observed physical characteristics of bottom waters, we model the theoretical methane hydrate stability zone (MHSZ) below the seafloor and in the water column.

We find important positive pore water salinity anomalies in the subsurface indicating the pervasive presence of concentrated brines up to saturation concentration of halite and gypsum (> 300 ‰). The resulting sub-bottom MHSZ is thinner by up to 90-95% with respect to its thickness calculated assuming constant salinity with depth equal to bottom waters salinity. In the Eastern Mediterranean deep basins the thickness of the subsurface MHSZ is largest (up to ~ 350 m) and the anomaly induced by subsurface brines is highest (~ -300 m), while in the Alboran, Western Mediterranean, Tyrrhenian, Sicily Channel, Adriatic and Aegean basins the MHSZ, where present, thins to less than 100 m with mostly negligible anomaly induced by the presence of subsurface brines.

Modelling results suggest that subsurface brines can produce dramatic reductions of the thickness of the MHSZ only where the geothermal gradient is low (Eastern Mediterranean). We have modelled the same brine-induced limiting effect on the thickness of the MHSZ in synthetic cases of high and low heat flow to simulate Western and Eastern Mediterranean subsurface thermo-haline conditions. The salinity effect is attenuated by the thermal effect in the Western Mediterranean that produces the most relevant thinning of the MHSZ.

The distribution of the MHSZ resulting from the modelling coincides well with the distribution of the Late Miocene salt deposits which limit further the possibility of formation of gas hydrates acting as low permeability seal to the up-ward migration of hydrocarbon gases.

This modelling exercise provides a robust explanation for the lack of evidence of widespread gas hydrates on Mediterranean continental margins, with the exception of areas of local methane upward advection such as mud volcanoes, and it outlines a number of local hydrate-limiting factors that make this basin unfavorable to gas hydrate occurrence.

How to cite: Corradin, C., Camerlenghi, A., Giustiniani, M., Tinivella, U., and Bertoni, C.: Legacy DSDP and ODP data suggest a paradigm shift in methane hydrate stability in the Mediterranean Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3793, https://doi.org/10.5194/egusphere-egu22-3793, 2022.

EGU22-4022 | Presentations | SSP1.2 | Highlight

Half-precession signals in marine an terrestrial records – connecting IODP/ICDP sites from the equatorial Atlantic to Greenland 

Arne Ulfers, Christian Zeeden, Silke Voigt, Mehrdad Sardar Abadi, and Thomas Wonik

The characteristics of half-precession (HP) cycles (~9,000 - 12,000 years) is still poorly understood, despite their appearance in numerous records. We analyse HP signals in a variety of different marine and terrestrial proxy records from Europe and the Atlantic Ocean, investigate the temporal evolution of the HP signal from the early/middle Pleistocene to the present, and evaluate the potential of the HP to reflect the connectivity of climate systems over time.

We apply filters on the datasets that remove the classical orbital cycles (eccentricity, obliquity, precession) and high frequency signals, and focus on the bandwidth of HP signals. Wavelet annalysis and correlation techniques are used to study the evolution of specific frequencies through the different records.

In addition to a connection of HP cycles with interglacials, we observe a more pronounced HP signal in the younger part of several proxy records. Besides, we observe a trend of more pronounced HP signals in low latitude records compared to high latitudes. This is in agreement with the assumption that HP is an equatorial signal and can be transmitted northward via various pathways. The appearance of HP signals in mid- and high-latitude records may thus be an indicator for the intensity of the transporting mechanisms. We suggest that the African Monsoon plays a major role in this context, as its magnitude directly influences the climate systems of the Mediterranean and Southern Europe. In order to better understand the African climate variability, both equatorial marine and terrestrial records will be examined with respect to HP.

How to cite: Ulfers, A., Zeeden, C., Voigt, S., Sardar Abadi, M., and Wonik, T.: Half-precession signals in marine an terrestrial records – connecting IODP/ICDP sites from the equatorial Atlantic to Greenland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4022, https://doi.org/10.5194/egusphere-egu22-4022, 2022.

Together with amphibole and garnet, epidote-group minerals are one of the three most important heavy minerals found in orogenic sediments (Garzanti and Andò, 2007). Their chemical composition and optical properties vary markedly with temperature and pressure conditions, and thus provide useful information in provenance analysis on the metamorphic grade of source rocks.

The aim of this study is to devise an efficient and quick method, with micrometric resolution to distinguish among the different species of the epidote group during routine point-counting of heavy-mineral slides, which can be applied on a vast ranges of grain-sizes from fine silt to medium sand.

The geochemical variability of epidote-supergroup minerals from different source rock collected in different sectors of the Alpine orogenic belt was first investigated by coupling Raman Spectroscopy, Scanning Electron Microscopy, and Energy-dispersed X-ray Spectroscopy (SEM-EDS). The geochemical composition, optical properties, and Raman fingerprints of these standard epidote grains were described and in-house database of Raman spectra was created, combining geochemical data and Raman response in the low wavenumbers region and OH stretching bands. A program, written in Matlab® language, has been established which allows to obtain a quick estimate of the amount of iron from the Raman spectra in the clinozoisite-epidote series.

Raman spectra of detrital epidotes contained in turbiditic sediments of the Bengal Fan (IODP Expedition 354) were next compared with Raman spectra of epidote-group standards to determine their composition. The identification and relative amount of detrital epidote, clinozoisite and zoisite in silt- and sand-sized deep-sea sediments contribute to constrain the metamorphic grade of Himalayan source rocks, reconstruct the erosional evolution of the Himalayan orogen, and provide information on climate change and strengthening of the Indian Ocean monsoon throughout the Neogene and Quaternary.

Key words: epidote, provenance, Himalaya, Raman spectroscopy, Microprobe analyses, optical microscope.

Garzanti, E., Andò S., 2007. Plate tectonics and heavy-mineral suites of modern sands. In: Mange, M.A., Wright, D.T. (Eds.), Heavy Minerals in Use, Developments in Sedimentology Series, 58. Elsevier, Amsterdam, pp. 741-763.

How to cite: Limonta, M., Andò, S., Bersani, D., France-Lanord, C., and Garzanti, E.: Raman identification of epidote-group minerals in turbiditic sediments from the Bengal Fan (IODP Exp. 354): a complementary tool to better constrain metamorphic grade of source rocks., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6161, https://doi.org/10.5194/egusphere-egu22-6161, 2022.

A 6-meter drill core from Merensky Reef, Bushveld Complex, South Africa, was scanned in detail with a drill core scanner based on Laser Induced Breakdown Spectroscopy (LIBS). The purpose of the investigation was to visualize variations in the chemical composition along the core, and following a mineral classification of the LIBS data, of variations in the mineral chemical composition, e.g. of Fe/Mg, Cr/Al, and Ca/Na ratios, as well.

The LIBS technology is based on atomic emission spectroscopy, in which the excitation of the atomic species occurs in-situ on the sample surface. The excitation source was a pulsed 50 mJ 1064 nm Nd:YAG laser, and the emitted light was collected with a high-resolution wide-range echelle spectrograph with CCD detector. This approach for measuring mineral chemical ratios such as Mg/Fe, Cr/Al, and Ca/Na, is based on the strength of LIBS in detecting chemical variations using intensity ratios within a single matrix, which in this application is one single particular type of mineral phase. For validation purposes, selected samples were analysed with bulk chemical analysis and electron probe microanalysis as well.

Distinct trends could indeed be extracted from the 6 m core section through the Merensky Reef. From a saw-cut core surface without further preparation, a continuous record could be extracted consisting of Mg/Fe of orthopyroxene, Ca/Na of plagioclase, bulk chemical patterns, modal composition, and direct neighbourhood. The data can be used to highlight the presence of unusual patterns and to relate them to Ni, Cu, PGE or other mineralization. When applied to different core sections, it may become an important tool for comparing lateral variability of diagnostic horizons in vertical sequences in layered intrusions such as Merensky Reef and UG-2.

How to cite: Meima, J., Rammlmair, D., Junge, M., and Nikonow, W.: Continuous measurement of Mg/Fe and Ca/Na ratios with scanning Laser Induced Breakdown Spectroscopy in 6 meter of drill core through Merensky Reef, Bushveld Complex, South Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7513, https://doi.org/10.5194/egusphere-egu22-7513, 2022.

EGU22-8339 | Presentations | SSP1.2

How was the Bushveld Complex assembled? A search for cryptic layering in ICDP drillcores from the Main Zone 

Robert B. Trumbull, Ilya V. Veksler, Wilhelm Nikonov, and Dieter Rammlmair

The Main Zone of the Bushveld Complex in South Africa is the most voluminous but least studied part of the world’s largest igneous intrusion. Modal layering is poorly developed compared with the units above and below (Upper and Critical Zones, resp.), and most of the ca. 3000 meter-thick Main Zone consists of monotonous gabbronorite, occasionally grading into norite and anorthosite. An exception is the ultramafic “Pyroxenite Marker” near the top of the Main Zone, which is present regionally in the complex and represents a major event of magma recharge into the chamber. However, studies of drillcore through the Main Zone in the Bushveld Northern limb (Ashwal et al., 2005; Hayes et al., 2017) found evidence for layering by periodic variations in rock density at vertical length-scales of 40 to 170 m. This implies there were many more episodes of magma recharge than previously thought.

Our study in the Eastern Limb of the complex tests if cryptic layering in the Main Zone is a local phenomenon or is regionally developed like the Pyroxenite Marker. The first step, reported here, was a vertical profile of bulk density data (Archimedes method) for a 1450 m section of the upper Main Zone below the Pyroxenite Marker. Samples were taken at 1 to 5 m intervals and the results show several intervals of density variations at length-scales of 30 to 120 m, comparable to those previously described in the Northern Limb. Periodicity in density changes is not so well developed as in the earlier study, and we identified several 50 to 75 m intervals where density variations are below 0.05 g/cm3. The second step of the study will use multispectral and laser-induced breakdown spectroscopy (LIBS) scanning to provide modal mineralogy profiles of the same drillcore samples used for density measurement. After cryptic modal layering is documented in this way, follow-up petrologic-geochemical studies at the layer boundaries will aim to characterize the composition and temperature of the magmas involved.

For this project the Bushveld Complex Drilling Project (BVDP) provided access to the BH7771 borehole, donated by Impala Platinum’s Marula mine.

References:

Ashwal, L..D., Webb, S.J. and Knoper, M.W. (2005) S. Afr. Jour. Geol., 108, 199-232.

Hayes, B., Ashwal, L.D., Webb, S.J. and Bybee, G.M. (2017) Contrib. Mineral. Petrol., 172, 13.

How to cite: Trumbull, R. B., Veksler, I. V., Nikonov, W., and Rammlmair, D.: How was the Bushveld Complex assembled? A search for cryptic layering in ICDP drillcores from the Main Zone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8339, https://doi.org/10.5194/egusphere-egu22-8339, 2022.

EGU22-8952 | Presentations | SSP1.2

‘SaltGiant’ drilling in the Sorbas Basin: Structural, Petrophysical and Geochemical characterization of the Messinian Salinity Crisis deposits 

Fadl Raad, Philippe Pezard, Cesar Viseras, Francisco J. Sierro, Luis M. Yeste, Javier J. Aguila, Paula Jerez, Andrea Schleifer, Fabio Meneghini, Cinzia Bellezza, Johanna Lofi, Angelo Camerlenghi, and Giovanni Aloisi

The Late Miocene deposits in the Sorbas Basin (Spain) have been of an extreme importance in the understanding of the Messinian Salinity Crisis (MSC) events (5.97-5.33 Ma). They consist of four formations. The pre-crisis Abad marls topped by the evaporitic Yesares gypsum member, followed by two non-evaporitic units known as the Sorbas and Zorreras members. Those deposits have been widely explored and studied thanks to the numerous outcropping sections in the basin.


The ‘SaltGiant’ European Training Network held a training school in October 2021 in the Sorbas Basin, where four boreholes (named SG0, 1, 2 and 3) covering most of the Messinian Salinity Crisis sequence, were drilled, cored and logged in this context along an overall thickness of about 175 m. The drillings took place inside and in the vicinity of the Torralba gypsum mine. It allowed for the first time in the scientific non-industrial domain, access to a continuous and non-outcropping succession of the Messinian deposits in the Sorbas basin. In addition to the recovered cores, borehole geophysical data were obtained from the four holes and digital images of the area were collected with a drone. Prior to the drilling, an OBO (Outcrop / Behind Outcrop) workflow was followed, which will allow integrating the outcrop and subsurface data by combining the 3D geometry of geobodies with geophysical information.


Optical borehole wall images provide mm-scale images of the borehole walls, highlighting the sedimentological and structural characteristics of the deposits. Downhole geophysical measurements included acoustic velocity, electrical resistivity and natural spectral gamma ray, which allowed determining the petrophysical characteristics of the penetrated lithologies. In addition to the petrophysical logs, a Vertical Seismic Profiling was performed in holes SG2 and SG3, including a multi-offset VSP survey in hole SG3.


The petrophysical characterization of the Messinian deposits will provide a reference case study for the lithologic characterization of MSC deposits in the subsurface elsewhere. VSP analysis provided an in-field preliminary seismic velocity evaluation in the encountered formations. Preliminary results confirm the astronomical precession-driven cyclicity observed elsewhere in the Messinian gypsum. Further processing and analyses of the large amount of acquired data will lead to identifying the astronomical and possibly higher-frequency cyclicity in the post-evaporitic deposits in the Sorbas member.

How to cite: Raad, F., Pezard, P., Viseras, C., Sierro, F. J., Yeste, L. M., Aguila, J. J., Jerez, P., Schleifer, A., Meneghini, F., Bellezza, C., Lofi, J., Camerlenghi, A., and Aloisi, G.: ‘SaltGiant’ drilling in the Sorbas Basin: Structural, Petrophysical and Geochemical characterization of the Messinian Salinity Crisis deposits, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8952, https://doi.org/10.5194/egusphere-egu22-8952, 2022.

EGU22-10040 | Presentations | SSP1.2

A profile through fast-spreading oceanic crust in the Oman ophiolite: reference frame for the crustal drillings within the ICDP Oman Drilling Project 

Jürgen Koepke, Dieter Garbe-Schönberg, Dominik Mock, and Samuel Müller

The Oman Ophiolite is the largest and best-investigated piece of ancient oceanic lithosphere on our planet. This ophiolite was target of the Oman Drilling Project (OmanDP) within the frame of ICDP (International Continental Scientific Drilling Program) which aimed to establish a comprehensive drilling program in order to understand essential processes related to the geodynamics of mid-ocean ridges, as magmatic formation, cooling/alteration by seawater-derived fluids, and the weathering with focus on the carbonatisation of peridotites.

Over two drilling seasons, the OmanDP has sampled the Samail Ophiolite sequence from crust to basal thrust. The total cumulative drilled length is 5458 m, with 3221 m of which was at 100% recovery. These cores were logged to IODP standards aboard the Japanese drilling vessel Chikyu during two description campaigns in summer 2017 and 2018. 

Here we present the main results of the working groups of the Universities Hannover and Kiel, focusing on the magmatic accretion of the Oman paleoridge. During 5 field campaigns these groups established a 5 km long profile through the whole crust of the Oman ophiolite by systematic outcrop sampling, providing the reference frame for the 400 m long OmanDP drill cores. The profile contains 463 samples from the mantle, through gabbros up to the dike/gabbro transition. Identical samples have been analyzed by several methods (bulk rock geochemistry, mineral analysis, Isotope geochemistry, EBSD analysis).

The results allow implication on the mechanism of accretion of fast-spreading lower oceanic crust. Depth profiles of mineral compositions combined with petrological modeling reveal insights into the mode of magmatic formation of fast-spreading lower oceanic crust, implying a hybrid accretion mechanism. The lower two thirds of the crust, mainly consisting of layered gabbros, formed via the injection of melt sills and in situ crystallization. Here, upward moving fractionated melts mixed with more primitive melts through melt replenishments, resulting in a slight but distinct upward differentiation trend. The upper third of the gabbroic crust is significantly more differentiated, in accord with a model of downward differentiation of a primitive parental melt originated from the axial melt lens located at the top of the gabbroic crust. Our hybrid model for crustal accretion requires a system to cool the deep crust, which was established by hydrothermal fault zones, initially formed on-axis at very high temperatures.

How to cite: Koepke, J., Garbe-Schönberg, D., Mock, D., and Müller, S.: A profile through fast-spreading oceanic crust in the Oman ophiolite: reference frame for the crustal drillings within the ICDP Oman Drilling Project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10040, https://doi.org/10.5194/egusphere-egu22-10040, 2022.

EGU22-10406 | Presentations | SSP1.2

Assessing the well logging data from the Lake Bosumtwi (Ghana) 

Christian Zeeden, Mathias Vinnepand, Stefanie Kaboth-Bahr, William Gosling, Jochem Kück, and Thomas Wonik

Insights into the climate variability of western Africa during the Pleistocene epoch have thus far been limited by the lack of well-dated, high-resolution terrestrial climate archives. The missing information on the climate evolution of western African hampers our understanding of the proposed pan-African evolution of our species. The ~294 m lacustrine sedimentary sequence raised from Lake Bosumtwi by the International Continental Drilling program in 2004, encompassing the last ~1.1 Ma, offers the best opportunity provide a climatic benchmark record in western Africa. However, the establishment of a chronology for this record has proven challenging. To try and improve our understanding of the climatic evolution during the last ~1.1 Ma in western Africa, we will use the high-resolution downhole logging data (natural gamma ray, GR) and magnetic susceptibility data from core logging from Site 5, which is situated in the centre of Lake Bosumtwi. To maximise the robustness of this record we will try to correlate data from downhole logs with core data. This approach has help improve interpretation of logging signals and environmental reconstructions for other long lake records, such as e.g. Lake Ohrid.

How to cite: Zeeden, C., Vinnepand, M., Kaboth-Bahr, S., Gosling, W., Kück, J., and Wonik, T.: Assessing the well logging data from the Lake Bosumtwi (Ghana), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10406, https://doi.org/10.5194/egusphere-egu22-10406, 2022.

EGU22-11265 | Presentations | SSP1.2

Heterogeneous deformation across the Papaku fault, Hikurangi accretionary prism 

Rebecca Kühn, Annika Greve, Rüdiger Kilian, Marcel Mizera, and Michael Stipp

At the Hikurangi convergent margin the Pacific plate is subducted westward beneath the Australian plate. This margin has been the location of major earthquakes as well as slow slip events related to the ongoing subduction. Drill site U1518 which was drilled during IODP Expedition 375, 73 km offshore Gisborne (New Zealand), targeted the Papaku fault, a splay fault of the major decollement in sediments of the frontal accretionary prism. We selected samples from the mostly hemipelagic, weakly consolidated mudstones in the fault zone, as well as from hangingwall and footwall. In order to investigate localized and distributed deformation in the fault zone, we analysed composition, microstructure and crystallographic preferred orientation (CPO). For that we applied µXRF measurements and optical microscopy, as well as synchrotron texture analysis at DESY in Hamburg.

The samples from hanging- and footwall sediments show a relatively homogeneous microstructure with local compositional layering. While CPO strength in the hangingwall is slightly increasing with depth for all analysed clay mineral phases, the CPO in the footwall samples is in general lower and does not show a clear trend with depth. This might be interpreted as different deformation histories in hangingwall and footwall which is in accordance with previous studies. Fault zone samples show a variety of microstructures, such as mingling of different sedimentary components, locally overprinted by microfaults. CPO strength in the faulted sediments is also variable, with zones showing strong alignment of phyllosilicates and zones showing weak alignment of phyllosilicates. Variations in CPO and variable distribution of sedimentary components indicate a heterogeneous deformation within the fault zone which might be due to local compositional variations.

How to cite: Kühn, R., Greve, A., Kilian, R., Mizera, M., and Stipp, M.: Heterogeneous deformation across the Papaku fault, Hikurangi accretionary prism, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11265, https://doi.org/10.5194/egusphere-egu22-11265, 2022.

NH6 – Remote Sensing & Hazards

EGU22-592 | Presentations | NH6.1

Producing a High-Resolution Land Cover Map for Southwest Ethiopia Using Sentinel-2 Images and Google Earth Engine 

Farzad Vahidi Mayamey, Navid Ghajarnia, Saeid Aminjafari, Zahra Kalantari, and Kristoffer Hylander

Accurate knowledge of local land cover and land use and their changes is crucial for many different applications such as natural resources management, environmental studies, ecological and biodiversity change evaluations, and food security. Global landcover maps can be useful datasets as a reference source and starting points, however, they usually show areas of geographical disagreements when compared to one another. Moreover, the global land cover products mostly generalize different land cover types which may not fit exactly to the specific needs of different projects and user communities. For instance, different types of forests are mostly considered as one category as they are not easy to be differentiated. In this study, we used high-resolution time-series images of Sentinel-2 to produce a local land cover for southwest Ethiopia with focusing on 8 major land cover classes: Forests, Plantations of exotic trees, Woodlands, Home Gardens, Annual crop fields, Grazing Wetlands, Urban areas, and Open water bodies. We also utilized high-resolution google map satellite imagery and the local expert knowledge on the study area to produce an observational dataset for training and validating steps. Different machine learning algorithms, land cover combinations, and seasonal scenarios were also used to produce the best local land cover map for the study area. For this purpose, a two-step approach was implemented to produce the final high-resolution land cover map. Firstly, we produced the best individual maps for each landcover class based on the highest producer accuracy among different scenarios. Then to produce the final land cover map for all land cover classes, all individual maps were combined by using the consumer accuracy index. For this, we found the most accurate land cover class for each pixel based on the highest consumer accuracy across all individually produced maps in the first step. In the end, we evaluated the results by the validation dataset and using different confusion indices. The final high-resolution land cover map produced in this study showed us the combination of remote sensing and local field-based knowledge in cloud computing platforms like google earth engine (GEE) improves the mapping of different land cover classes across southwest Ethiopia.

 

Keywords: Land cover map; Sentinel-2; High resolution; Machine Learning; Google Earth Engine; Ethiopia

How to cite: Vahidi Mayamey, F., Ghajarnia, N., Aminjafari, S., Kalantari, Z., and Hylander, K.: Producing a High-Resolution Land Cover Map for Southwest Ethiopia Using Sentinel-2 Images and Google Earth Engine, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-592, https://doi.org/10.5194/egusphere-egu22-592, 2022.

EGU22-1004 | Presentations | NH6.1 | Highlight

Remote sensing big data characterization of tectonic and hydrological sources of ground deformation in California 

Xie Hu, Roland Bürgmann, and Xiaohua Xu

Although scientific advances have been achieved in every individual geoscience discipline, enabled by more extensive and accurate observations and more robust models, our knowledge of the Earth’s complexity remains limited. California represents an ideal natural laboratory that hosts active tectonics processes associated with the San Andreas fault system and hydrological processes dominated by the Central Valley, which contribute to dynamic surface deformation across the state. The spatiotemporal characteristics and three-dimensional patterns of the tectonic and hydrological sources of ground motions differ systematically. Spatially, interseismic creep is distributed along several strands of the San Andreas Fault (SAF) system. The elastic deformation off the locked faults usually spreads out over tens of kilometers in a long-wavelength pattern. Hydrologically driven displacements are distinct between water-bearing sedimentary basins and the bounding fault structures. Temporarily, both displacement sources involve long-term trends such as from interseismic creep and prolonged climate change. In addition, episodic signals are due to seismic and aseismic fault slip events, seasonal elastic surface and groundwater loading, and poroelastic groundwater volume strain. The orientation of tectonic strain accumulation in California mainly represents a northwest trending shear zone associated with the right-lateral strike-slip SAF system. Hydrological processes mainly deform the Earth vertically while horizontal motions concentrate along the aquifer margins.

We used the time-series ground displacements during 2015-2019 relying on four ascending tracks and five descending tracks of the ESA’s Sentinel-1 Interferometric Synthetic Aperture Radar (InSAR) observations. We considered the secular horizontal surface velocities and strain rates, constrained from GNSS measurements and tectonic models, as proxies for tectonic processes. InSAR time series and GNSS velocity maps benefit from the Southern California Earthquake Center (SCEC) Community Geodetic Model (CGM) developments. We further extracted the seasonal displacement amplitudes from InSAR-derived time-series displacements as proxies for hydrological processes. We synergized multidisciplinary remote sensing and auxiliary big data including ground deformation, sedimentary basins, precipitation, soil moisture, topography, and hydrocarbon production fields, using an ensemble, random forest machine learning algorithm. We succeeded in predicting 86%-95% of the representative data sets.

Interestingly, high strain rates along the SAF system mainly occur in areas with a low-to-moderate vegetation fraction, suggesting a correlation of rough/high-relief coastal range morphology and topography with the active faulting, seasonal and orographic rainfall, and vegetation growth. Linear discontinuities in the long-term, seasonal amplitude and phase of the surface displacement fields coincide with some fault strands, the boundary zone between the sediment-fill Central Valley and bedrock-dominated Sierra Nevada, and the margins of the inelastically deforming aquifer in the Central Valley, suggesting groundwater flow interruptions, contrasting elastic properties, and heterogeneous hydrological units.

How to cite: Hu, X., Bürgmann, R., and Xu, X.: Remote sensing big data characterization of tectonic and hydrological sources of ground deformation in California, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1004, https://doi.org/10.5194/egusphere-egu22-1004, 2022.

EGU22-1082 | Presentations | NH6.1 | Highlight

Monitoring of rehabilitation of a raised bog in Ireland using a machine learning model 

Richa Marwaha and Matthew Saunders

Peatlands cover ~3% of the global land area and are under threat from a land-use change such as drainage for peat extraction, and conversion to agriculture and commercial forestry. Historically, peatlands in Ireland have been used for industrial peat extraction and domestic turf cutting. One such example is Cavemount bog, County Offaly, Ireland a former raised bog where peat extraction started in the 1970s and ceased in 2015. After 2015,  a programme of rehabilitation commenced by rewetting the site to raise water levels and to promote the establishment of wetland habitats. Some of the key species associated with the vegetation communities that have been developing across the site include Betula pubescens, Calluna vulgaris, Eriophorum angustifolium, Typha latifolia and Phragmites australis.

To monitor the progress of the colonisation of natural vegetation as part of the rehabilitation plan, reliable habitat maps are required. Google Earth Engine (GEE) is a cloud computing platform where satellite images can be processed to obtain cloud-free composite images. GEE was used to develop an automated approach to map the habitats at Cavemount using multispectral satellite imagery (Sentinel-2) and a machine-learning model i.e. random forest classifier. In this study 9 habitat classes were used which included bare peat, coniferous trees, heather, heather and scrub, open water, pioneer open cutaway habitats, scrub pioneer open cutaway habitats, wetland and mosaic of wetland and scrub. Cloud-free composites for the growing season (May to September) using satellite imagery from 2018-2021 were used to get spectral indices such as NDVI (normalised difference vegetation index), NDWI (normalised difference water index), mNDWI (modified normalised difference water index), red-edge vegetation index, EVI (enhanced vegetation index) and BSI (bare soil index). To extract open water, a seasonal composite of mNDWI was used which could differentiate water from bare peat. The seasonal composite of mNDWI was also used to monitor flooding over winter periods due to increased rainfall and was compared with summer conditions. These indices along with 10 spectral bands (10-20 m resolution) were used as an input to a random forest model, and a yearly habitat map from 2018 to 2021 was developed. The overall accuracy for the testing data from 2018, 2019, 2020 and 2021 was 87.42%, 86.81%, 87.16% and 87.50% and kappa coefficient was 0.81, 0.80, 0.81 and 0.81 respectively. Over time, the former peat extraction area showed a transformation from bare peat to a mosaic of wetland vegetation. This methodology will provide a useful tool for the long-term monitoring of the habitats at this site and to evaluate the effect of rehabilitation on the ecological composition of the site. The final habitat map will also be integrated with the eddy covariance data from the site to provide further insight into the carbon and greenhouse gas dynamics of each habitat in the future.   

How to cite: Marwaha, R. and Saunders, M.: Monitoring of rehabilitation of a raised bog in Ireland using a machine learning model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1082, https://doi.org/10.5194/egusphere-egu22-1082, 2022.

NOAA reported that the sea level has risen by 203-228 mm since 1880 and the rates accelerated to 3.556 mm/year during 2006-2015. Coastal regions, home to about half of the world’s population (~3 billion), are subject to erosion from wind and waves and subsidence from natural compaction and artificial explication of subsurface resources, and are at high risks of floods from accidental storms and inundations from prolonged sea level rise. The vertical land motion (VLM) directly determines the relative sea level rise. To be specific, locally upward VLM can help alleviate the risks while locally downward VLM may hasten the arrival of inundation. Therefore, monitoring coastal VLM is fundamental in coastal resilience and hazard mitigation. 

One 12-floor building, Champlain Towers South, in the Miami suburb of Surfside collapsed catastrophically and claimed 98 lives on June 24th, 2021. No confident conclusion has been drawn on the cause of the collapse, but it might be related to multiple processes from the ground floor pool deck instability, concrete damage, and land subsidence.

Subsidence has been noted in populous Surfside since 1990s. However, we still lack a detailed mapping of the contemporary coastal subsidence. Here we focus on multi-source Synthetic Aperture Radar (SAR) datasets from C-band Sentinel-1 and X-band TerraSAR-X satellite imagery.

We use the time-series SAR interferometry of ascending Sentinel-1 path 48 to extract the VLM from 2015 to 2021. A comparatively stable GPS station ZMA1 obtained from the Nevada Geodetic Laboratory acts as the reference site to calibrate InSAR results. Long-wavelength atmospheric phase screen and orbit errors are approximated by the low-order polynomial fitting. The average subsidence rates derived from stacking can help reduce the temporarily high-frequency noise. A comparison with the GPS network solution can help verify InSAR measurements. Beyond that, we will also rely on high-resolution X-band TerraSAR-X data (Path 36, strip_014) to elaborate VLM details in the building clusters. Beyond that, NOAA reported that the relative sea level increase in Florida is 2.97 mm/year from 1931 to 2020, i.e., >0.3 m in one century. The 2019 Unified Sea Level Rise Projection in Southeast Florida predicted that the sea level in 2024 will rise by 254 to 432 mm in Florida compared to the level in 2000. We aim to extract the high-accuracy VLM to provide scientific evidence for more safe urban planning and effective adaptation strategies in coastal cities, for an ultimate goal of coastal resilience during global climate change.

How to cite: Yu, X. and Hu, X.: Multi-annual InSAR solution of vertical land motion in 2021 lethal building collapse site in Miami, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2114, https://doi.org/10.5194/egusphere-egu22-2114, 2022.

EGU22-3291 | Presentations | NH6.1

Land subsidence in Liaohe River Delta, China due to oil and gas withdrawal, measured from multi-geometry InSAR data 

Wei Tang, Zhiqiang Gong, Jinbao Jiang, and Zhicai Li

Liaohe River Delta (LRD) is one of the major centers for hydrocarbon production, agriculture, and fisheries in Northeastern China. Liaohe Oilfield, located in the deltaic region, is China’s third-largest oilfield with an annual production capacity of 10 million tons of crude oil and 800 million m3 of natural gas. Since its operation in 1970, Liaohe Oilfield had produced more than 480 million tons of crude oil and 88 billion m3 of natural gas by the end of 2019.

Pore pressure drawdown due to oil/gas production has resulted in reservoir compaction and surface subsidence above the reservoir. This compaction and subsidence can cause significant damages to production and surface facilities. Main concerns are related to low-lying coastal areas in the context of eustatic sea-level rise (SLR), where land subsidence contributes to relative SLR and exacerbates flooding hazards. In addition, regional and local land subsidence have combined with global SLR to cause wetland loss in the LRD.

Our main aim in this study is to investigate time-dependent land subsidence induced by reservoir depletion in LRD, by analyzing Synthetic Aperture Radar (SAR) images from Sentinel-1 satellite. We retrieved vertical land subsidence and horizontal displacements through processing and merging multi-geometry images from two ascending and two descending tracks covering the area over the 2017 to 2021 time span. We observed significant local subsidence features in several active production oilfields, and the areal extent of subsidence is basically consistent with the spatial extent of production wells. The most prominent subsidence is occurring in the Shuguang oilfield. Due to reservoir depletion, it forms a land subsidence bowl in an elliptical shape with a major axis of ~6.3 km and a minor axis of ~3.2 km, and the maximum subsidence rate is exceeding 230 mm/yr. Because of the large depth D relative to the areal extent L, that is, a relatively small ratio L/D, the displacement field caused by oil production is three-dimensional. An inward, symmetrical, east-west horizontal movement was observed around the subsidence bowl in Shuguang oilfield, with an average eastward movement rate of ~40 mm/yr and an average westward rate of ~30 mm/yr. This three-dimensional deformation is well reproduced by a cylindrical reservoir compaction/subsidence model.

In September 2021, a storm surge accompanied by heavy rainfall caused water levels to rise by 50-130 cm in Liaodong Bay, resulting in extreme flooding in oilfields along the coast. The most severe flooding hazard was occurring in the Shuguang oilfield with the highest land subsidence rate. Our new InSAR-derived surface subsidence associated with the oilfield operations raises the question of the potential impact of land subsidence on the flood severity. This work highlights the importance of incorporating reservoir depletion-induced subsidence into flood management to ensure the security of the oil and gas industry along the coastal regions.

How to cite: Tang, W., Gong, Z., Jiang, J., and Li, Z.: Land subsidence in Liaohe River Delta, China due to oil and gas withdrawal, measured from multi-geometry InSAR data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3291, https://doi.org/10.5194/egusphere-egu22-3291, 2022.

EGU22-4618 | Presentations | NH6.1

Supervised LSTM Modelling for Classification of Sinkhole-related Anomalous InSAR Deformation Time Series 

Anurag Kulshrestha, Ling Chang, and Alfred Stein

Recently, we have shown that sinkholes can be characterized at an early stage by precursory deformation patterns from InSAR time series [1]. These patterns are often related to sudden changes in deformations or deformation velocities. With such a priori information, accurate deformation modelling and early detection of precursory patterns is feasible. It is still a challenge, however, to scale up methods for classifying larger numbers of sinkholes over large areas that may contain tens of thousands of InSAR observations. To address this, we explore the use of Long Short-Term Memory (LSTM) Networks to classify multi-temporal datasets by learning unique and distinguishable hidden patterns in the deformation time series samples.

We propose to design a two-layered Bi-directional LSTM model and use a supervised classifier to train the model for classifying sinkhole-related anomalous deformation patterns and non-anomalous deformation time series. Samples for linear, Heaviside, and Breakpoint deformation classes are extracted by applying Multiple Hypothesis Testing (MHT) [2] on deformation time series and are used to compile the training dataset. These samples are randomly divided into a training set and a testing set, and associated with a target label using one-hot encoding method. Hyperparameters of the model are tuned over a broad range of commonly used values. Using categorical cross-entropy as the loss function the model is optimized using the Adam optimizer.

We tested our method on an oil extraction field in Wink, Texas, USA, where sinkholes have been continuously evolving since 1980 and a recent sinkhole occurred in mid-2015. We used 52 Sentinel-1 SAR data acquired between 2015 and 2017. The results show that the supervised LSTM model classifies linear deformation samples with an accuracy of ~98%. The accuracy for classifying Heaviside and Breakpoint classes is ~75% at the most. Temporal periodicity was observed in the occurrence of anomalies, which may be related to the frequency of oil extraction and water injection events. Heaviside anomalies were observed to be clustered in space, with a higher density close to the sinkhole location. Breakpoint class anomalies were much more uniformly distributed. Close to the sinkhole spot, we found that two InSAR measurement points were classified into the Breakpoint class, and have considerable changes in deformation velocities (~60o velocity-change angle) shortly before the occurrence of this sinkhole. It is likely associated with the sinkhole-related precursory patterns. Through this study we conclude that our supervised LSTM is an effective classification method to identify anomalies in time. The classification map in terms of InSAR deformation temporal behavior can be used to identify areas which are vulnerable to sinkhole occurrence in the future and require further investigation. In the future, we plan to further develop methods to increase the classification accuracy of anomalous classes.

References:

[1] Anurag Kulshrestha, Ling Chang, and Alfred Stein. Sinkhole Scanner: A New Method to Detect Sinkhole-related Spatio-temporal Patterns in InSAR Deformation Time Series. Remote Sensing, 13(15), 2021.

[2] Ling Chang and Ramon F. Hanssen. A Probabilistic Approach for InSAR Time-Series Postprocessing. IEEE Transactions on Geoscience and Remote Sensing, 54(1):421–430, 2016.

How to cite: Kulshrestha, A., Chang, L., and Stein, A.: Supervised LSTM Modelling for Classification of Sinkhole-related Anomalous InSAR Deformation Time Series, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4618, https://doi.org/10.5194/egusphere-egu22-4618, 2022.

EGU22-4800 | Presentations | NH6.1

A methodology for the analysis of InSAR Time Series for the detection of ground deformation events 

Laura Pedretti, Massimiliano Bordoni, Valerio Vivaldi, Silvia Figini, Matteo Parnigoni, Alessandra Grossi, Luca Lanteri, Mauro Tararbra, Nicoletta Negro, and Claudia Meisina

The availability of Sentinel-1 dataset with high-temporal resolution of measures (6-12 days) and long time period, can be considered as a “near-real-time monitoring” since it provides a sampling frequency enough to track the evolution of some ground deformations (e.g. landslides, subsidence) if compared to other sensors. However, the analysis and elaborations of such huge dataset, covering large areas, could be tricky and time-consuming without a first exploitation to identify areas of potential interest for significant ground deformations. The A-InSAR Time Series (TS) interpretation is advantageous to understand the relation between ground movement processes and triggering factors (snow, heavy rainfall), both in areas where it is possible to compare A-InSAR TS with in-situ monitoring instruments, and in areas where in situ instruments are scarce or absent. Exploiting the availability of Sentinel-1 data, this work aims to develop a new methodology ("ONtheMOVE" - InterpolatiON of SAR Time series for the dEtection of ground deforMatiOneVEnts) to classify the trend of TS (uncorrelated, linear, non-linear); to identify breaks in non-linear TS; to provide the descriptive parameters (beginning and end of the break, length in days, cumulative displacement, the average rate of displacement) to characterize the magnitude and timing of changes in ground motion. The methodology has been tested on two Sentinel-1 datasets available from 2014 to 2020 in Piemonte region, in northwestern Italy, an area prone to slow-moving slope instabilities. The methodology can be applied to any type of satellite datasets characterized by low or high-temporal resolution of measures, and it can be tested in any areas to identify any ground instability (slow-moving landslides, subsidence) at local or regional scale. The thresholds used for event detection should be calibrated according to geological and geomorphological processes and characteristics of a specific site or regional site. This innovative methodology provides a supporting and integrated tool with conventional methods for planning and management of the area, furnishing a further validation of the real kinematic behaviour of ground movement processes of each test-site and where it is necessary doing further investigation. In addition, elaboration applied to Sentinel-1 data is helpful both for back analysis and for near real-time monitoring of the territory as regards the characterization and mapping of the kinematics of the ground instabilities, the assessment of susceptibility, hazard and risk.

How to cite: Pedretti, L., Bordoni, M., Vivaldi, V., Figini, S., Parnigoni, M., Grossi, A., Lanteri, L., Tararbra, M., Negro, N., and Meisina, C.: A methodology for the analysis of InSAR Time Series for the detection of ground deformation events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4800, https://doi.org/10.5194/egusphere-egu22-4800, 2022.

Abstract: Accurate spatial extent changes in urban built-up areas are essential for detecting urbanization, analyzing the drivers of urban development and the impact of urbanization on the environment. In recent years, nighttime light images have been widely used for urban built-up areas extraction, but traditional extraction methods need to be improved in terms of accuracy and automation. In this experiment, a U-Net model was built and trained with the NPP-VIIRS and MOD13A1 data in 2020. We used the optimal tuning model to inverse the spatial extent of built-up areas in China from 2012 to 2021. Through this model, we analyzed the changing trend of built-up areas in China from 2012 to 2021. The results showed that U-Net outperformed random forest (RF) and support vector machine (SVM), with an overall model accuracy (OA) of 0.9969 and mIOU of 0.7342. Built-up areas growth rate is higher in the south and northwest, but the largest growth areas are still concentrated in the east and southeast, which is consistent with China's economic development and urbanization process. This experiment produced a method to extract China's urban built-up areas effectively and rapidly, which provides some reference value for China's urbanization.

How to cite: Bai, M.: Detecting China's urban built-up areas expansion over the last decade based on the deep learning through NPP-VIIRS images, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6822, https://doi.org/10.5194/egusphere-egu22-6822, 2022.

EGU22-7215 | Presentations | NH6.1 | Highlight

Scalable Change Detection in Large Sentinel-2 data with SEVA 

Mike Sips and Daniel Eggert

We present SEVA, a scalable exploration tool that supports users in detecting land-use changes in large optical remote sensing data. SEVA addresses three current scientific and technological challenges of detecting changes in large data sets: a) the automated extraction of relevant changes from many high-resolution optical satellite observations, b) the exploration of spatial and temporal dynamics of the extracted changes, c) interpretation of the extracted changes. To address these challenges, we developed a distributed change detection pipeline. The change detection pipeline consists of a data browser, extraction, error analysis, and interactive exploration component. The data browser supports users to assess the spatial and temporal distribution of available Sentinel-2 images for a region of interest. The extraction component extracts changes from Sentinel-2 images using the post-classification change detection (PCCD) method. The error assessment component supports users in interpreting the relevance of extracted changes with global and local error metrics. The interactive exploration component supports users in investigating the spatial and temporal dynamics of extracted changes. SEVA supports users through interactive visualization in all components of the change detection pipeline.

How to cite: Sips, M. and Eggert, D.: Scalable Change Detection in Large Sentinel-2 data with SEVA, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7215, https://doi.org/10.5194/egusphere-egu22-7215, 2022.

EGU22-7236 | Presentations | NH6.1

Application of remote sensing big data in landslide identification 

Yuqi Song and Xie Hu

Landslides are general natural disasters in the world. Knowledge on the landslide distribution is fundamental for landslide monitoring, disaster mitigation and reduction. Traditional in-situ observations (e.g., leveling, GPS, extensometer, inclinometer) usually have high accuracy, but they are expensive and labor intensive and may also involve risks in the field. Alternatively, remote sensing data can capture the regional land surface features and thus are efficient in landslide mapping. Recent studies on landslide identification mainly rely on the pixel-based or object-oriented classification using optical images. Nonetheless, landslide activities are governed by multiple processes including the topography, geology, land cover, catchment, precipitation, and tectonics (e.g., dynamic shaking or aseismic creeping). Remote sensing data and products are beneficial to extract some of these critical parameters on a regional scale. Rapid development of machine learning algorithms makes it possible to systematically construct landslide inventory by interpreting multi-source remote sensing big data. The populous California suffers from high risks of landsliding. The United States Geological Survey (USGS) compiles the landslide inventory in the State and reports that California has about 86k landslides. Steep slope in the costal ranges, wet climate in the northern California, youthful materials at the surface from active tectonics of the San Andreas Fault and secondary fault systems, dynamic and aseismic movements instigated from the faults all contribute to high landslide susceptibility in California. In May 2017, the steep slopes at Mud Creek on California’s Big Sur coast collapsed catastrophically. During January and February in 2019, several landslides occurred on the southern part of Santa Monica Mountains. In January 2021, a large debris flow hit the Rat Creek in Big Sur due to extreme precipitation. In addition, a fairly complete collection of remote sensing data and products are available in California. Here we use machine learning methods to refine landslides in California using remote sensing big data, including elevation, slope, and aspect derived from SRTM digital elevation models (DEM), the normalized differential vegetation index (NDVI) derived from Landsat 8 OLI images, the hydrometeorological observations, the nearest distance to rivers and faults, the geological and land cover maps, as well as Synthetic Aperture Radar (SAR) images. We will use the archived landslide inventory for model training and testing. We plan to further explore the critical variables in determining landslide occurrences and the inferred triggering mechanisms.

How to cite: Song, Y. and Hu, X.: Application of remote sensing big data in landslide identification, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7236, https://doi.org/10.5194/egusphere-egu22-7236, 2022.

EGU22-7803 | Presentations | NH6.1

Detection of Volcanic Deformations in InSAR Velocity Maps - a contribution to TecVolSA project 

Teo Beker, Homa Ansari, Sina Montazeri, and Qian Song

TecVolSA (Tectonics and Volcanoes in South America) is a project with a goal of developing intelligent Earth Observation (EO) data processing and exploitation for monitoring various geophysical processes in central south American Andes. Large amount of Sentinel-1 data over the period of about 5 years has been processed using mixed Permanent Scatterer and Distributed Scatterer (PS/DS) approaches. The received products are velocity maps with InSAR relative error in the order of 1 mm/yr on a large scale (>100km). The second milestone of the project was automatic extraction of information from the data. In this work, the focus is on detecting volcanic deformations. Since the real data prepared in such manner is limited, to train a deep learning model for detection of volcanic deformations, a synthetic training set is used. Models are trained from scratch and InceptionResNet v2 was selected for further experiments as it was found to give best performance among the tested models. The explainable AI (XAI) techniques were used to understand and analyze the confidence of the model and to understand how to improve it. The models trained on synthetic training set underperformed on real test set. Using GradCAM technique, it was identified that slope induced signal and salt lake deformations were mistakenly identified as volcanic deformations. These patterns are difficult to simulate and were not contained in synthetic training set. Bridging this distribution gap was performed using hybrid synthetic-real fine-tuning set, consisting of the real slope induced signal data and synthetic volcanic data. Additionally, false positive rate of the model is reduced using low-pass spatial filtering of the real test set, and finally by adjustments of the temporal baseline received from a sensitivity analysis. The model successfully detected all 10 deforming volcanoes in the region, ranging from 0.4 - 1.8 cm/yr in deformation.

How to cite: Beker, T., Ansari, H., Montazeri, S., and Song, Q.: Detection of Volcanic Deformations in InSAR Velocity Maps - a contribution to TecVolSA project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7803, https://doi.org/10.5194/egusphere-egu22-7803, 2022.

EGU22-8948 | Presentations | NH6.1 | Highlight

Decrease of anthropogenic emission from aviation and detection of natural hazards with potential application in geosciences using satellite sensors, ground-based networks and model forecasts in the context of the SACS/ALARM early warning system 

Hugues Brenot, Nicolas Theys, Erwin de Donder, Lieven Clarisse, Pierre de Buyl, Nicolas Clerbaux, Simone Dietmüller, Sigrun Matthes, Volker Grewe, Sandy Chkeir, Alessandra Mascitell, Aikaterini Anesiadou, Riccardo Biondi, Igor Mahorčič, Tatjana Bolić, Ritthik Bhattacharya, Tim Winter, Adam Durant, Michel Van Roozendael, and Manuel Soler

Aviation safety can be jeopardised by multiple hazards arising from natural phenomena, e.g., severe weather, aerosols/gases from natural hazard, space weather. Furthermore, there is the anthropogenic emissions and climate impact of aviation, that could be reduced. The use of satellite sensors, ground-based networks, and model forecasts is essential to detect and mitigate the risk of airborne hazards for aviation, as flying through them can have a strong impact on engines (abrasion and damages caused by aerosols) and on the health of passengers (e.g. due to associated hazardous trace gases).

The goal of this work is to give an overview of the alert data products in development in the ALARM SESAR H2020 Exploratory Research project. The overall objective of ALARM (multi-hAzard monitoring and earLy wARning system; https://alarm-project.eu) is to develop a prototype global multi-hazard monitoring and Early Warning System (EWS), building upon SACS (Support to Aviation Control Service; https://sacs.aeronomie.be). This work presents the creation of alert data products, which have a potential use in geosciences (e.g. meteorology, climatology, volcanology). These products include observational data, alert flagging and tailored information (e.g., height of hazard and contamination of flight level – FL). We provide information about the threat to aviation, but also notifications for geoscience applications. Three different manners are produced, i.e., early warning (with geolocation, level of severity, quantification, …), nowcasting (up to 2 hours), and forecasting (from 2 to 48 hours) of hazard evolution at different FLs. Note that nowcasting and forecasting concerns SO2 contamination at FL around selected airports and the risk of environmental hotspots. This study shows the detection of 4 types of risks and weather-related phenomena, for which our EWS generates homogenised NetCDF Alert Products (NCAP) data. The first type is the near real-time detection of recent volcanic plumes, smoke from wildfires, and desert dust clouds, and the interest of combining geostationary and polar orbiting satellite observations. For the second type, ALARM EWS uses satellite and ground-based (GB) observations, and model forecasts to create NCAP related to real-time space weather activity. Exploratory research is developed by ALARM partners to improve detection of a third type of risk, i.e., the initiation of small-scale deep convection (under 2 km) around airports. GNSS data (ground-based networks and radio-occultations), lightning and radar data, are used to implement NCAP data (designed with the objective of bringing relevant information for improving nowcasts around airports). The fourth type is related to the detection of environmental hotspots, which describe regions that are strongly sensitive to aviation emissions. ALARM partners investigate the climate impact of aviation emissions with respect to the actual atmospheric synoptical condition, by relying on algorithmic Climate Change Functions (a-CCFs). These a-CCFs describe the climate impact of individual non-CO2 forcing compounds (contrails, nitrogen oxide and water vapour) as function of time, geographical location and cruise altitude.

Acknowledgements:

ALARM has received funding from the SESAR Joint Undertaking (JU) under grant agreement No 891467. The JU receives support from the European Union’s Horizon 2020 research and innovation programme and the SESAR JU members other than the Union.

How to cite: Brenot, H., Theys, N., de Donder, E., Clarisse, L., de Buyl, P., Clerbaux, N., Dietmüller, S., Matthes, S., Grewe, V., Chkeir, S., Mascitell, A., Anesiadou, A., Biondi, R., Mahorčič, I., Bolić, T., Bhattacharya, R., Winter, T., Durant, A., Van Roozendael, M., and Soler, M.: Decrease of anthropogenic emission from aviation and detection of natural hazards with potential application in geosciences using satellite sensors, ground-based networks and model forecasts in the context of the SACS/ALARM early warning system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8948, https://doi.org/10.5194/egusphere-egu22-8948, 2022.

The Arctic region is a very remote and vulnerable ecosystem but also rich in natural resources, which have been exploited for many decades.  These ecosystems are particularly vulnerable to any industrial accident.  The Arctic has short summers, low temperatures, and limited sunlight, so it can take decades for Arctic ecosystems to recover from anthropogenic pollution.  Examples of the potential hazards when exploiting natural resources in such fragile environments and the detrimental impact on the polar ecosystem and communities are all too frequent.  In the case of the oil and gas industry, spills caused by the failure of old pipelines are a very regular occurrence.  Given the geographical isolation of these activities, remote sensing is an obvious technology to underpin any effective monitoring solution.  Increasing availability in the public domain, together with recent advances in resolution, suggest satellite imagery can play a key role in effectively monitoring oil spills and is the focus for this study.

The remote sensing of polar regions and the detection of terrestrial oil spills have both been studied previously, however, there has been little work to investigate the two in combination. The challenge is how to detect an oil spill if it is from an unknown incident or illegal activity such as discharge.  Oil spill detection by applying image processing techniques to Earth Observation (EO) data has historically focused on marine pollution.  Satellite-based Synthetic Aperture Radar (SAR), with its day/night and all-weather capability and wide coverage, has proven to be effective.  Oil spill detection with remote sensing in terrestrial environments has received less attention due to the typically smaller regional scale of terrestrial oil spill contamination together with the overlapping spectral signatures of the impacted vegetation and soils.  SAR has not proven to be very effective onshore because of the false positives and consequent ambiguities associated with interpretation, reflecting the complexity of land cover.

A number of studies have highlighted the potential of airborne hyperspectral sensors for oil spill detection either through the identification of vegetation stress or directly on bare sites, with absorption bands identified in the short-wave infrared (SWIR) range at 1730 and 2300nm.  However, unlike spaceborne sensors, these devices do not provide regular coverage over broad areas.  Several hyperspectral satellites have been launched to date but have technical constraints.  The medium spatial resolution and long revisit times of most current hyperspectral instruments limit their use for identifying smaller incidents that often occur with high unpredictability.

No single sensor currently has all the characteristics required to detect the extent, impact and recovery from onshore oil spills.  This study will look at the potential of combining medium spatial resolution imagery (Sentinel-2) for initial screening, with high spatial/temporal (WorldView-3) and high spectral (PRISMA) resolution data, both covering the key SWIR bands, for site specific analysis.

How to cite: Sadler, G. and Rees, G.: Monitoring anthropogenic pollution in the Russian sub-Arctic with high resolution satellite imagery: An oil spill case study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10041, https://doi.org/10.5194/egusphere-egu22-10041, 2022.

EGU22-10256 | Presentations | NH6.1

Automatic Interferogram Selection for SBAS-InSAR Based on Deep Convolutional Neural Networks 

Yufang He, Guangzong Zhang, Hermann Kaufmann, and Guochang Xu

The small baseline subset of spaceborne interferometric synthetic aperture radar (SBAS-InSAR) technology has become a classical method for monitoring slow deformations through time series analysis with an accuracy in the centimeter or even millimeter range. Additionally, the process of calculating interferograms itself directly affects the accuracy of the SBAS-InSAR measurements, whereby the selection of high-quality interferogram pairs is crucial for SBAS data processing. Especially in the era of big data, the demand for an automatic and effective selection method of high-quality interferograms in SBAS-InSAR technology is growing. However, there are some methods including simulated annealing (SA) searching strategy, the graph theory (GT) and others. Until now, the most effective approach of high-quality interferogram selection still relies on the traditional manual method. Due to the high degree of human interaction and a large risk of repetitive work, this traditional manual method increases the instability and inconsistency of the deformation calculation.
Considering that the different qualities of interference pairs show different color characteristics, the DCNN method is adopted in this study. The ResNet50 model (one of DCNN models) has the advantages of representing a standard network structure and easy programming. The idea is based on the fact that interferograms less contaminated by different noise sources display smaller color phase changes within a certain phase range. Hence, training sets containing almost 3000 interferograms obtained from land subsidences in several subregions of Shenzhen in China with varying contaminations of noise were established. Up next, the ResNet50–DCNN model was set up, the respective parameters were determined through analysis of the data sets trained, and traditional interferogram selection methods were used to evaluate the performance. For simulation experiments and the evaluation and validation of real data, phase unwrapping interferograms obtained by the time-spatial baseline threshold method are used to classify high and low quality interferograms based on the ResNet50 model. The quantity of high quality interferograms extracted by the ResNet50–DCNN method is above 90% for the simulation experiment and above 87% concerning the real data experiment, which reflects the accuracy and reliability of the proposed method. A comparison of the overall surface subsidence rates and the deformation information of local PS points reveals little difference between the land subsidence rates obtained by the ResNet50–DCNN method and the actual simulations or the manual method. 
The proposed advanced method provides an automatized and fast interferogram selection process for high quality data, which contributes significantly to the application of SBAS-InSAR engineering. For future research, we will expand the training samples and study DCNN models to further improve the general accuracy for a wider applicability of this method.

How to cite: He, Y., Zhang, G., Kaufmann, H., and Xu, G.: Automatic Interferogram Selection for SBAS-InSAR Based on Deep Convolutional Neural Networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10256, https://doi.org/10.5194/egusphere-egu22-10256, 2022.

The European spruce bark beetle (Ips typographus) is one of the most detrimental insects of the European spruce forests. An effective mitigation measure consists in the removal of infected trees before the beetles leave the bark, which generally happens before the end of June. To minimize economic loss and prevent tree destruction, fast and early detection of European spruce bark beetle is therefore crucial for the future of spruce forests.

In order to detect the forest stressed regions, possibly associated to the beetle infestation, we investigated the forest vigour changes in time. One of the most damaged regions is Northern Italy in which the beetle diffusion has highly increased after the Storm Adrian of late 2018.

In this work we used Sentinel-2 images of a study area in the mountain territory of Val di Fiemme (Trento, Italy) from early 2017 to late 2021. A preliminary field investigation was necessary to localize healthy (green) and stressed (red) trees. NDVI index trends from Sentinel-2 showed an evident vigour discrepancy from green and red regions.

We therefore conceive a classification algorithm based on the slope of fitting lines of NDVI over time. Model accuracy is around 86%. The result is a classified map useful to distinguish stressed and healthy forest areas.

By using the proposed method and Google Earth Engine computational capabilities, we highlight the potential of a simple and effective model to predict and detect forest stressed areas, potentially associated with the diffusion of the European spruce bark beetle.

How to cite: Giomo, M., Moretto, J., and Fantinato, L.: Detection of forest stress from European spruce bark beetle attack in Northern Italy through a stress classification algorithm based on NDVI temporal changes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10630, https://doi.org/10.5194/egusphere-egu22-10630, 2022.

EGU22-10780 | Presentations | NH6.1

Morphometric analysis of volcanic structures using digital elevation models and models developed from radar images in the Apan volcanic field, México. 

Jesús Octavio Ruiz Sánchez, Jesús Eduardo Méndez Serrano, Mariana Patricia Jácome Páz, Nelly Ramírez Serrato, and Nestor López Váldes

The present project aims to make a preliminary assessment of the volcanic risk represented by the Apan Volcanic Field (CVA). The methodology was divided into two parts. In the first, Digital Elevation Models (DEM) published by official sources were used to identify unreported structures and perform morphometric analysis of previously dated structures. In the second stage, a new DEM was developed from interferometric methodologies to compare the results with those obtained from official sources. Two SAR satellite images from the SENTINEL-1 satellite of ESA's Copernicus program were used. Being the first of October 14, 2021, leader image, and the second of October 26, 2021, slave image. These images were processed in ESA's SNAP software. For the morphometric analysis, volcanic structures have been classified into three major categories: Young cones (0.18 Ma - 0.5 Ma), Intermediate cones (0.5 Ma-1 Ma), and Old cones (1 Ma-3 Ma). From the official DEM analysis, 243 volcanic structures were reported within the study area with a preliminary predominance of structures that fall in the range of old cones, 4 areas with a higher concentration of volcanic structures were detected in which some highly populated localities are found. In addition, demographic parameters were used for a better preliminary risk assessment in the study area. Official and Radar images DEMs were used for the morphometric analysis and the results were compared with the previously published models. Finally, it was concluded the importance of the CVA by comparison with other two Mexican volcanic fields CVA represents a moderate volcanic risk, for which a greater number of studies and monitoring in the area is recommended.  This project provides a new understanding of the volcanic hazard and risk associated with the CVA and the development of the surrounding social environment.

How to cite: Ruiz Sánchez, J. O., Méndez Serrano, J. E., Jácome Páz, M. P., Ramírez Serrato, N., and López Váldes, N.: Morphometric analysis of volcanic structures using digital elevation models and models developed from radar images in the Apan volcanic field, México., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10780, https://doi.org/10.5194/egusphere-egu22-10780, 2022.

Traditional fertilization techniques in crop production consist in a homogeneous distribution of inputs all over the cultivated field. Alternatively variable fertilization methods could minimize the environmental impact and increase economic benefits.

The objective of this study is to evaluate the capabilities of a Google Earth Engine code conceived to rapidly study the variability of cultivated fields, for a possible variable fertilization. The tool is semi-automatic as it requires just the field boundary and it gives few outputs ready to be inspected by the user. This work presents an application of this model in a corn field in Northern Italy (province of Venice).

Field variability is evaluated through NDVI index extracted from Sentinel-2 images from 2017 to 2021. For the purpose, the tool provides NDVI statistics, classified maps, classified area percentages, and punctual NDVI trends.

Results show that boundary regions of the field are systematically less vigour than other parts, thus crop production is not efficient. Otherwise, fertilization should be enhanced in internal parts, as they are steadily healthier.

The proposed model is a fast way to analyse field vigour status and Google Earth Engine capabilities permit to apply it nearly all over the world. Field variability and linked variable fertilization are crucial to reduce environmental and increase economic benefits, especially in extensive farming.

How to cite: Moretto, J., Giomo, M., Fantinato, L., and Rasera, R.: Application of a semi-automatic tool for field variability assessment on a cultivated field in Northern Italy to evaluate variable fertilization benefits, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10962, https://doi.org/10.5194/egusphere-egu22-10962, 2022.

EGU22-11589 | Presentations | NH6.1

New advances of the P-SBAS based automatic and unsupervised tool for the co-seismic Sentinel-1 DInSAR products generation 

Fernando Monterroso, Andrea Antonioli, Simone Atzori, Claudio De Luca, Riccardo Lanari, Michele Manunta, Emanuela Valerio, and Francesco Casu

Differential Synthetic Aperture Radar Interferometry (DInSAR) is a key method to estimate, with centimeter accuracy, the earth surface displacements caused by natural events or anthropogenic activities. Furthermore, since 2014 the scientific community can benefit from the huge spaceborne SAR data archives acquired by the Copernicus Sentinel-1 (S1) satellite constellation, which operationally provides SAR data with a free and open data access policy at nearly global scale. By using the S1 acquisitions, an automatic and unsupervised processing tool that generates co-seismic interferograms and LOS displacement maps has been developed. This tool routinely queries two different earthquake catalogs (USGS and INGV) to trigger, in automatic way, the S1 data download and the DInSAR processing through the Parallel Small BAseline Subsets (P-SBAS) algorithm. In particular, in order to guide the algorithm to only intercept the earthquakes which may produce ground displacements detectable through the DInSAR technology, the tool starts the SAR data processing for those events with a magnitude greater than 4.0 in Europe, and greater than 5.5 at a global scale.

We first remark that, in order to optimize the extension of the investigated area, thus reducing the processing time and effectively exploiting the available computing resources, an algorithm for the estimation of the co-seismically affected area has been integrated as first step of the workflow. More specifically, by considering the moment tensors provided by public catalogs (USGS, INGV, Global CMT project), a forward modelling procedure generates the predicted co-seismic displacement field, used by the P-SBAS algorithm to optimize some of the DInSAR processing steps. In particular, the phase unwrapping (PhU) algorithm is applied only to the part of the DInSAR interferograms delimited by the area identified through the predicted scenario and not to the whole S1 scene. In addition, the presented automatic and unsupervised tool has been migrated within a Cloud Computing (CC) environment, specifically the Amazon Web Service (AWS). This strategy allows us a more efficient management of the needed computing resources also in emergency scenario.

The adopted solutions allowed the creation of a worldwide co-seismic maps database. Indeed, by benefiting of the last seven years of Sentinel-1 operation, the tool has generated approximately 6500 interferograms and LOS displacement maps, corresponding to a total of 383 investigated earthquakes.

Note also that the generated interferograms and displacement maps have been made available for the scientific community through the EPOS infrastructure and the Geohazards Exploitation Platform, thus helping scientists and researchers to investigate the dynamics of surface deformation in the seismic zones around the Earth also in the case they have not available specific DInSAR processing capabilities and/or skills.

How to cite: Monterroso, F., Antonioli, A., Atzori, S., De Luca, C., Lanari, R., Manunta, M., Valerio, E., and Casu, F.: New advances of the P-SBAS based automatic and unsupervised tool for the co-seismic Sentinel-1 DInSAR products generation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11589, https://doi.org/10.5194/egusphere-egu22-11589, 2022.

EGU22-11701 | Presentations | NH6.1

Comparative analysis of  the role of labelled benchmark datasets for automatic flood mapping using SAR data 

Dibakar Kamalini Ritushree, Mahdi Motagh, Shagun Garg, and Binayak Ghosh

 The current scenario of the world has witnessed extreme events of floods irrespective of the heterogeneity in the geographical context. The necessity for accurately mapping such events is more of the essence for disaster relief and recovery efforts. The role of satellite imageries from both optical and radar sensors could have immensely benefited the process due to its easier interpretability and high resolution. However, the use of optical sensors for flood extent extraction is limited by weather conditions and the presence of clouds.   In contrast,   SAR sensors have proved to be one of the most powerful tools for flood monitoring due to their potential to observe in all-weather/day-night conditions. The exploitation of SAR in conjunction with optical datasets has shown exemplary results in flood monitoring applications.

With the onset of deep learning and big data, the application of data driven approaches on training models has shown great potential in automatic flood mapping. In order to improve the efficiency of deep learning algorithms at a global scale, publicly available labelled benchmark datasets have been introduced. One of such datasets is Sen1Floods11, that includes raw Sentinel-1 imagery and classified permanent water and flood water, covering 11 flood events. The flood events had coverage from Sentinel-1 and Sentinel-2 imagery on the same day or within 2 days of the Sentinel-1 image from Aug’2016 to May’2019. The other one is WorldFloods that consists of Sentinel-2 data acquired during 119  flood events from Nov’2015 to March’2019. In this study, we make a comparative analysis to investigate the efficiency of these labelled benchmark datasets for automatic flood mapping using SAR data. Various types of flooding in different geographic locations in Europe, Australia, India and Iran  are selected and the segmentation networks are evaluated on existing Sentinel-1 images covering these events.

 

How to cite: Ritushree, D. K., Motagh, M., Garg, S., and Ghosh, B.: Comparative analysis of  the role of labelled benchmark datasets for automatic flood mapping using SAR data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11701, https://doi.org/10.5194/egusphere-egu22-11701, 2022.

EGU22-12127 | Presentations | NH6.1

Methodologies for surface deformations analysis at regional scale 

Micol Fumagalli, Alberto Previati, Serena Rigamonti, Paolo Frattini, and Giovanni B. Crosta

Analysis of ground deformation is particularly demanding when displacement rates are in the range of some mm/y.  This study integrates different statistical techniques to unravel the spatial and temporal patterns of vertical ground deformation in an alluvial basin. Beyond the identification of critical areas, this is also essential to delineate a conceptual model for the uplift and subsidence mechanisms in complex environments such as a layered aquifer suffering strong piezometric oscillations and land use changes due to human activities.

The study area covers about 4000 km2 in the Lombardy region (N Italy) and includes the Milan metropolitan area and a part of the Po alluvial plain between the Como and Varese lakes. In this study, Sentinel-1A (C-band) PS-InSAR data with an average revisiting time 6 days and an average PS distance of 20 m, processed by TRE-Altamira, were analysed to investigate different movement styles in the study area.

The PS-InSAR data ranges from 2015 to 2020 and reveal a wide gently subsiding area oriented in NW-SE direction (average subsiding rate of nearly -1.5 mm/yr along the line of sight). Principal Component Analysis (PCA) and Independent Component Analysis (ICA) were applied on ground deformation and piezometric time series, showing analogue spatial patterns of the fluctuation styles. Then, from the correlations between the spatial patterns of ground motion, groundwater level changes and geological data, and between the temporal patterns of rainfall and groundwater abstraction rates, the main causes of ground motion were identified and summarized in a conceptual model.

Finally, after reconstructing the aquifer composition and the geo-hydro-mechanical properties, and by implementing the hydraulic stresses from the conceptual model, a hydro-mechanical coupled FEM numerical model was developed. This allowed verifying the hypotheses through the comparison between the simulated ground displacement and the measured one.

How to cite: Fumagalli, M., Previati, A., Rigamonti, S., Frattini, P., and Crosta, G. B.: Methodologies for surface deformations analysis at regional scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12127, https://doi.org/10.5194/egusphere-egu22-12127, 2022.

EGU22-12269 | Presentations | NH6.1 | Highlight

Time series analysis using global satellite remote sensing data archives for multi-temporal characterization of hazardous surface processes 

Sigrid Roessner, Robert Behling, Mahmud Haghshenas Haghighi, and Magdalena Vassileva

The Earth’s surface hosts a large variety of human habitats being subject to the simultaneous influence of a wide range of dynamic processes. The resulting dynamics are mainly driven by a complex interplay between geodynamic and hydrometeorological factors in combination with manifold human-induced land use changes and related impacts. The resulting effects on the Earth’s surface pose major threats to the population in these areas, especially under the conditions of increasing population pressure and further exploitation of new and remote regions accompanied by ongoing climate changes. This situation leads to significant changes in the type and dimension of natural hazards that have not yet been observed in the past in many of the affected regions.

This situation has been leading to an increasing demand for systematic and regular large area process monitoring which cannot be achieved by ground based observations alone. In this context, the potential of satellite remote sensing has already been investigated for a longer period of time as an approach for assessing dynamic processes on the Earth’s surface for large areas at different spatial and temporal scales. However, until recently these attempts have been largely hampered by the limited availability of suitable satellite remote sensing data at a global scale. During the last years new globally available satellite remote sensing data sources of high spatial and temporal resolution (e.g., Sentinels and Planet) have been increasing this potential to a large extent.

During the last decade, we have been pursuing extensive methodological developments in remote sensing based time series analysis including optical and radar observations with the goal of performing large area and at the same time detailed spatiotemporal analysis of natural hazard prone regions affected by a variety of processes, such as landslides, floods and subsidence. Our methodological developments include among others large-area automated post-failure landslide detection and mapping as well as assessment of the kinematics of pre- and post-failure slope deformation.  Our combined optical and radar remote sensing approaches aim at an improved understanding of spatiotemporal dynamics and complexities related to the evolution of these hazardous processes at different spatial and temporal scales.  We have been developing and applying our methods in a large variety of natural and societal contexts focusing on Central Asia, China and Germany.

We will present selected methodological approaches and results for a variety of hazardous surfaces processes investigated by satellite remote sensing based time series analysis. In this we will focus on the potential of our approaches for supporting the needs and requirements imposed by the disaster management cycle representing a widely used conceptual approach for disaster risk reduction and management including, rapid response, long-term preparedness and early warning.

How to cite: Roessner, S., Behling, R., Haghshenas Haghighi, M., and Vassileva, M.: Time series analysis using global satellite remote sensing data archives for multi-temporal characterization of hazardous surface processes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12269, https://doi.org/10.5194/egusphere-egu22-12269, 2022.

EGU22-12271 | Presentations | NH6.1 | Highlight

Deep learning, remote sensing and visual analytics to support automatic flood detection 

Binayak Ghosh, Shagun Garg, Mahdi Motagh, Daniel Eggert, Mike Sips, Sandro Martinis, and Simon Plank

Floods can have devastating consequences on people, infrastructure, and the ecosystem. Satellite imagery has proven to be an efficient instrument in supporting disaster management authorities during flood events. In contrast to optical remote sensing technology, Synthetic Aperture Radar (SAR) can penetrate clouds, and authorities can use SAR images even during cloudy circumstances. A challenge with SAR is the accurate classification and segmentation of flooded areas from SAR imagery. Recent advancements in deep learning algorithms have demonstrated the potential of deep learning for image segmentation demonstrated. Our research adopted deep learning algorithms to classify and segment flooded areas in SAR imagery. We used UNet and Feature Pyramid Network (FPN), both based on EfficientNet-B7 implementation, to detect flooded areas in SAR imaginary of Nebraska, North Alabama, Bangladesh, Red River North, and Florence. We evaluated both deep learning methods' predictive accuracy and will present the evaluation results at the conference. In the next step of our research, we develop an XAI toolbox to support the interpretation of detected flooded areas and algorithmic decisions of the deep learning methods through interactive visualizations.

How to cite: Ghosh, B., Garg, S., Motagh, M., Eggert, D., Sips, M., Martinis, S., and Plank, S.: Deep learning, remote sensing and visual analytics to support automatic flood detection, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12271, https://doi.org/10.5194/egusphere-egu22-12271, 2022.

EGU22-12507 | Presentations | NH6.1

Spatio-temporal analysis of surface displacements in N’Djamena, Chad derived by Persistent Scatter-Interferometric Synthetic Aperture Radar (PS-InSAR) and Small BAseline Subset (SBAS) techniques 

Michelle Rygus, Giulia Tessari, Francesco Holecz, Marie-Louise Vogt, Djoret Daïra, Elisa Destro, Moussa Isseini, Giaime Origgi, Calvin Ndjoh Messina, and Claudia Meisina

High-resolution characterisation of land deformation and its spatio-temporal response to external triggering mechanisms is an important step towards improving geological hazard forecasting and management. The work presented here is part of the ResEau-Tchad project (www.reseau-tchad.org), with a focus on the city of N’Djamena. The extraction of groundwater to sustain this rapidly growing capital city has increased the pressure on water supply and urban sanitation infrastructures which are failing to meet the current water demand. In this study we exploit Synthetic-Aperture Radar (SAR) data acquired by the Sentinel-1 satellite to investigate the temporal variability and spatial extent of land deformation to assist in the development of a sustainable water management program in N’Djamena city. 

The objectives of the work are: 1) to analyse the recent evolution of land deformation using two multi-temporal differential interferometry techniques, SBAS and PS-InSAR; and, 2) to investigate the land deformation mechanism in order to identify the factors triggering surface movements. The PS-InSAR and SBAS techniques are implemented on SAR images obtained in both ascending and descending orbits from April 2015 to May 2021 to generate high resolution deformation measurements representing the total displacement observed at the surface. While the pattern of displacement indicated by the two datasets is similar, the average velocity values obtained with PS-InSAR tend to be noisier than the ones derived using the SBAS technique, particularly when the SBAS time-series shows non-linear deformation trends.

Characterisation of the subsidence areas by means of statistical analyses are implemented to reveal the surface deformation patterns which are related to different geo-mechanical processes. The integration of the spatio-temporal distribution of PS and SBAS InSAR results with geological, hydrological, and hydrogeological data, along with subsurface lithological modelling shows a relationship between vertical displacements, clay sediments, and surface water accumulation. These areas are located mostly in the surroundings of the urban area. The city centre is observed to be mostly stable, which might be the result of the removal of the surface water through the city drainage system. Investigation of the relationship between vertical displacements and seasonal groundwater fluctuations or effects due to the groundwater withdrawal is limited due to the temporally sparse piezometric dataset; however, the recent deformation rates appear to be correlated with the groundwater level trend at some locations.

How to cite: Rygus, M., Tessari, G., Holecz, F., Vogt, M.-L., Daïra, D., Destro, E., Isseini, M., Origgi, G., Ndjoh Messina, C., and Meisina, C.: Spatio-temporal analysis of surface displacements in N’Djamena, Chad derived by Persistent Scatter-Interferometric Synthetic Aperture Radar (PS-InSAR) and Small BAseline Subset (SBAS) techniques, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12507, https://doi.org/10.5194/egusphere-egu22-12507, 2022.

EGU22-12552 | Presentations | NH6.1

Assessment of global burned area satellite products in the African savannah 

Manuel Arbelo, Jose Rafael García-Lázaro, and Jose Andres Moreno-Ruiz

Africa is the continent with the highest annual burned area, with the African savanna being the most affected ecosystem. This paper presents an assessment of the spatio-temporal accuracy of three of the main global-scale burned area products derived from images from polar-orbiting satellite-borne sensors: 1) Fire_CCI 5. 1, of 250 m spatial resolution, developed by the European Space Agency (ESA) and led by the University of Alcalá de Henares; 2) MCD64A1 C6, of 500 m spatial resolution, developed by the University of Maryland; and 3) GABAM (Global Annual Burned Area Map), of 30 m spatial resolution, developed through the Google Earth Engine (GEE) platform by researchers from the Aerospace Information Research Institute of China. The first two products are based on daily images from the MODIS (Moderate-Resolution Imaging Spectroradiometer) sensor onboard NASA's Terra and Aqua satellites, and the third is based on Landsat images available on GEE. The almost total absence of reference burned area data from official sources has made it difficult to assess the spatio-temporal accuracy of these burned area products in Africa. However, the recent creation of the Burned Area Reference Database (BARD), which includes reference datasets from different international projects, opens the possibility for a more detailed assessment. The study focused on a region covering an area of approximately 29.5 million ha located in the southern hemisphere between 10oS and 15oS and bounded longitudinally by the 35oE and 40oE meridians. The results show that the Fire_CCI 5.1, MCD64A1 C6 and GABAM products present an annual distribution of burned area with an irregular pattern in the interval between 7 and 10 million ha per year (around 30% of the whole study area), but there is hardly any correlation between their time series, with correlation coefficients lower than 0.3 for the period 2000-2019. The spatio-temporal accuracy analysis was performed for 2005, 2010 and 2016, the only years for which BARD has reference perimeters. The results are highly variable, with values between 1 and 20 million ha per year depending on the product, the year and the reference set used, which does not allow definitive conclusions to be drawn on the accuracy of the burned area estimates. These results indicate that uncertainties persist both in the burned area estimates derived from remote sensing products in these regions and in the reference sets used for their evaluation, which require further research effort.

How to cite: Arbelo, M., García-Lázaro, J. R., and Moreno-Ruiz, J. A.: Assessment of global burned area satellite products in the African savannah, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12552, https://doi.org/10.5194/egusphere-egu22-12552, 2022.

Many satellite images are corrupted by stripping; this noise degrades the visual quality of the images and inevitably introduces errors in processing. Thermal and hyperspectral images often suffer from stripping. The frequency distribution characteristic of stripe noise makes it difficult to remove such noise in the spatial domain; contrariwise, this noise can be efficiently detected in the frequency domain. Numerous solutions have been proposed to eliminate such noise using Fourier transform; however, most are subjective and time-consuming approaches.

The lack of a fast and automated tool in this subject has motivated us to introduce a Convolutional Neural Network-based tool that uses the U-Net architecture in the frequency domain to suppress the anomalies caused by stripe noise. We added synthetic noise to satellite images to train the model. Then, we taught the network how to mask these anomalies in the frequency domain. The input image dataset was down-sampled to a size of 128 x128 pixels for a fast training time. However, our results suggest that the output mask can be up-scaled and applied on the original Fourier transform of the image and still achieve satisfying results; this means that the proposed algorithm is applicable on images regardless of their size.

After the training step, the U-Net architecture can confidently find the anomalies and create an acceptable bounding mask; the results show that - with enough training data- the proposed procedure can efficiently remove stripe noise from all sorts of images. At this stage, we are trying to further develop the model to detect and suppress more complex synthetic noise. Next, we will focus on removing real stripe noise on satellite images to present a robust tool.

How to cite: Rangzan, M. and Attarchi, S.: Removing Stripe Noise from Satellite Images using Convolutional Neural Networks in Frequency Domain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12575, https://doi.org/10.5194/egusphere-egu22-12575, 2022.

EGU22-881 | Presentations | NH6.3

Performance testing of optical flow time series analyses based on a fast, high–alpine landslide 

Doris Hermle, Michele Gaeta, Michael Krautblatter, Paolo Mazzanti, and Markus Keuschnig

Accurate remote analyses of high–alpine landslides are a key requirement for future alpine safety. In critical stages of alpine landslides, UAV (unmanned aerial vehicle) data can be employed, using image registration techniques to derive ground motion with high temporal and spatial resolution. Nevertheless, the classical area–based algorithms, dynamic surface alterations, and limited velocity range restrict detection, which results in noise from decorrelation, preventing their application to fast and complex landslides.

Here for the first time to our knowledge, we apply optical flow time series to analyse one of the fastest and most critical debris flow source zones in Austria. The benchmark site Sattelkar (2’130-2’730 m asl), a steep, high–alpine cirque in Austria, is highly sensitive to rainfall and melt–water events, which led to a 70.000 m³ debris slide event in July 2014. We use a UAV data set (0.16 m) collected over three years (five acquisitions, 2018-2020). Our novel approach is to employ optical flow, which, along with phase correlation, is incorporated into the software IRIS. To test the performance, we compared the two algorithms by applying them to image stacks to calculate time–series displacement curves and ground motion maps. These maps enable us to precisely identify compartments of the complex landslide body and reveal different displacement patterns, with displacement curves reflecting an increased acceleration. Traceable boulders in the UAS orthophotos independently validate the methodology applied. We demonstrate that UAV optical flow time series analysis generates a better signal extraction and a wider observable velocity range, highlighting how it can be applied to a fast, high–alpine landslide.

How to cite: Hermle, D., Gaeta, M., Krautblatter, M., Mazzanti, P., and Keuschnig, M.: Performance testing of optical flow time series analyses based on a fast, high–alpine landslide, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-881, https://doi.org/10.5194/egusphere-egu22-881, 2022.

EGU22-1013 | Presentations | NH6.3

Exploring knowledge-based and data-driven approaches to map earthflow and gully erosion features in New Zealand 

Daniel Hölbling, Lorena Abad, Raphael Spiekermann, Hugh Smith, Andrew Neverman, and Harley Betts

In New Zealand, earthflows and gullies are - next to shallow landslides - important erosion processes and sediment sources in hill country areas. They can cause damage to infrastructure, affect the productivity of farmland, and impact water quality due to fine sediment input to streams. Implementing effective erosion mitigation measures requires detailed information on the location, extent, and spatial distribution of these features over large areas. Remote sensing provides an excellent opportunity to gain such knowledge, whereby different approaches can be applied. In this study, we present two approaches for detecting earthflow and gully erosion features on the North Island of New Zealand.

Earthflows are complex mass movement features that can occur on gentle to moderate slopes in plastic, mixed, and disturbed earth with significant internal deformation, whereby vegetation cover usually remains on the earthflow bodies during movement. High-resolution aerial photography and a LiDAR digital elevation model (DEM), including a range of derived products such as slope, surface roughness, terrain wetness index, were used within a knowledge-based object-based image analysis (OBIA) workflow to semi-automatically map potential earthflows. Specific earthflow characteristics discernible from the optical imagery, such as the presence of bare ground at the toe and rushes, were identified on different hierarchical segmentation levels and subsequently aggregated. Additionally, morphological and contextual properties (e.g. connection to streams) were integrated into the mapping workflow. Gully erosion is an indicator of land degradation, which occurs due to the removal of soil along drainage channels through surface water runoff. We tested a region-based convolutional neural network (Mask-RCNN) deep learning approach for object detection to map gully features. The deep learning was performed on three LiDAR DEM terrain derivatives, namely, slope length and steepness (LS) factor, hillshade and terrain ruggedness index. Labelled chips for training data were generated with reference gully features mapped manually on historical aerial photography.

Semi-automated earthflow detection appeared to be very challenging due to their complexity and the lack of distinct characteristics to differentiate them from other features. The initial results suggest the knowledge-based OBIA workflow has potential, but a major challenge is the creation of objects that represent one earthflow. Hence, the current mapping results may better indicate terrain susceptible to potential earthflow occurrence rather than correctly detecting single earthflows. As for gully mapping, the data-driven deep learning framework shows promising results regarding gully presence and absence. Validation resulted in detected gullies overlapping 60% of the reference gully area. However, a limiting factor related to the available reference data that was mapped on historical aerial photography and does not align with the LiDAR DEM. Given the significant impact of earthflows and gullies, it is essential to develop reliable and targeted analysis methods to better understand their spatial occurrence and enable improved representation of these erosion processes in catchment sediment budget models.

How to cite: Hölbling, D., Abad, L., Spiekermann, R., Smith, H., Neverman, A., and Betts, H.: Exploring knowledge-based and data-driven approaches to map earthflow and gully erosion features in New Zealand, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1013, https://doi.org/10.5194/egusphere-egu22-1013, 2022.

EGU22-1139 | Presentations | NH6.3

Large deformation field from InSAR during 2015 to 2021 for the Makran subduction and North Tibet 

Xiaoran Lv, Falk Amelung, Yun Shao, and Xiaoyong Wu

We have calculated the deformation velocity field for the Makran subduction and North Tibet region with the spatial range of [25°N - 31°N; 55°E-67°E] and [30N°-41°N; 85°E-97°E], respectively. There are two significant deformation signals in the epicenter of the 2013 Mw 7.7 Balochistan earthquake and the 2001 Mw 7.8 Kokoxili earthquake. For the Balochistan earthquake, we found that the 7-year post-seismic deformation was due to the widespread aseismic slip along the megathrust and not due to the viscoelastic relaxation. For the Kokoxili earthquake, we probed whether the viscoelastic relaxation of 2001 Kokoxili earthquake is still continuing. We first simulate the deformation caused by the interseismic slip along the major active faults in Tibet. By comparing the simulated deformation and the observed deformation, we found the maximum ratio of the simulated deformation to the observation is 42%, which means that the viscoelastic relaxation of 2001 Kokoxili earthquake is still continuing. The effective viscosities of lower crust and upper mantle are inverted as 1.78*1019Pas and 1.78 * 1020Pas, respectively.

How to cite: Lv, X., Amelung, F., Shao, Y., and Wu, X.: Large deformation field from InSAR during 2015 to 2021 for the Makran subduction and North Tibet, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1139, https://doi.org/10.5194/egusphere-egu22-1139, 2022.

EGU22-1173 | Presentations | NH6.3

InSAR measurements of ground deformations at Ischia island (Naples, Italy) along two decades dataset 

Lisa Beccaro, Cristiano Tolomei, Claudia Spinetti, Marina Bisson, Laura Colini, Riccardo De Ritis, and Roberto Gianardi

Ground deformation at volcanic areas is mainly driven by the interaction between lithology, morphology, seismology and volcanism. In the latest decades, radar interferometry has contributed to understand the volcanic dynamics through the measurement of ground deformations. This work focuses on the displacement analysis at Ischia, an active volcanic island located at the north-western end of the Gulf of Naples and characterized by a long eruptive and seismic history. The central portion of the island is dominated by Mt. Epomeo, a volcano-tectonic horst formed by caldera resurgence, tilted southward and bordered by a system of faults and fractures which represent the preferred degassing pathway of the hydrothermal system beneath the island. Seismicity is mainly concentrated in the northern area and the most recent and severe seismic sequence started with the Mw 3.9 earthquake on August 21st 2017 producing several damages and also victims. In this study, the investigation of surface displacement was carried out over a continuous time interval of about 17 years by using Synthetic Aperture Radar (SAR) dataset with different temporal and spatial resolutions. The Small Baseline Subset interferometric technique was applied to the dataset allowing the identification of the areas more potentially prone to trigger slope instability phenomena. The resulting ground displacement maps identified the highest deformations along the north-western, western and southern slopes of Mt. Epomeo and were validated by using GPS data acquired by local geodetic network. Mean velocity maps obtained from C-band Envisat and Sentinel-1 and X-band COSMO-SkyMed SAR data will be presented together with the ground deformation effects caused by the 2017 seismic swarm.

How to cite: Beccaro, L., Tolomei, C., Spinetti, C., Bisson, M., Colini, L., De Ritis, R., and Gianardi, R.: InSAR measurements of ground deformations at Ischia island (Naples, Italy) along two decades dataset, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1173, https://doi.org/10.5194/egusphere-egu22-1173, 2022.

EGU22-1329 | Presentations | NH6.3 | Highlight

Investigation of the Magnetospheric–Ionospheric–Lithospheric Coupling on occasion of the 14 August 2021 Haitian Earthquake 

Giulia D'Angelo, Mirko Piersanti, Roberto Battiston, Igor Bertello, Antonio Cicone, Piero Diego, Francesco Follega, Roberto Iuppa, Coralie Neubuser, Emanuele Papini, Alexandra Parmentier, Dario Recchiuti, and Pietro Ubertini

In the last few decades, the effort of the scientific community to clarify the issue of short-term forecasting of earthquakes has grown fast also thanks to the increasing number of data coming from networks of ground stations and satellites. This led to the discovery of several atmospheric and ionospheric anomalies statistically related to seismic activity, such as ionospheric plasma density perturbations and/or atmospheric temperature and pressure changes. With the aim to contribute in the understanding of the physical mechanisms behind the coupling between the lithosphere, lower atmosphere, ionosphere and magnetosphere during an earthquake, this paper presents a multi-instrumental analysis of a low latitude seismic event (Mw = 7.2), occurred in the Caribbean region on 14 August 2021. The earthquake happened during both super solar quiet and fair weather conditions, representing an optimal case study to the attempt of reconstructing the seismic scenario in terms of the link between lithosphere, atmosphere, ionosphere and magnetosphere. The proposed reconstruction based on ground and satellites high quality observations, suggests that the fault break generated an atmospheric gravity wave able to perturb mechanically the ionospheric plasma density, which, in turn, drove the generation of both electromagnetic waves and magnetospheric field line resonance frequency variation. The comparison between observations and the recent analytical Magnetospheric Ionospheric Lithospheric Coupling (M.I.L.C.) model confirms the activation of the lithosphere–atmosphere–ionosphere–magnetosphere chain. In addition, the observations of the China Seismo-Electromagnetic Satellite (CSES-01), which was flying over the epicentre some hours before the earthquake, confirms both the presence of electromagnetic wave activity coming from the lower ionosphere and plasma density variation consistent with the anomaly distribution of plasma density detected at ground by a chain of Global Navigation Satellite System stations located around the epicentre.

How to cite: D'Angelo, G., Piersanti, M., Battiston, R., Bertello, I., Cicone, A., Diego, P., Follega, F., Iuppa, R., Neubuser, C., Papini, E., Parmentier, A., Recchiuti, D., and Ubertini, P.: Investigation of the Magnetospheric–Ionospheric–Lithospheric Coupling on occasion of the 14 August 2021 Haitian Earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1329, https://doi.org/10.5194/egusphere-egu22-1329, 2022.

The present work aims at unveiling possible precursory signals of the devastating fire in North Evia island, during August 2021, that destroyed approximately 400 km2 of forest and cultivated land. Therefore, the time series of two environmental parameters known to be related to wild fire occurrence, i.e. soil moisture and Normalized Difference Vegetation Index (NDVI) were extracted and analyzed. Soil moisture in the top soil layer from 0 to 7cm was extracted from the ERA5-Land Monthly Averaged - ECMWF Climate Reanalysis data set at a spatial resolution of 9 km. The time series of remotely sensed NDVI was accessed through the Landsat 8 mission, at a spatial resolution of 30m, with a 32-day time step. Both time series covered the period from January 2015 to October 2021. Results indicated two specific patterns in the examined time series. Soil moisture time series in the affected areas demonstrated a shard declining trend since 2018, reaching its lowest value just prior the fire events in North Evia. The NDVI time series did not show any distinctive trend during the examined period in the affected sites, however comparing it to surrounding unaffected areas with the same extent, occupied from the same land cover types, an alarming finding was revealed; the NDVI time series in the affected sites demonstrated statistically significant lower variability compared to unaffected ones. This difference corresponds to a more homogeneous vegetation and possible absence of fire breaks in the burned areas compared to the ones that were not affected. Findings of the present work may help in highlighting areas with specific characteristics related to soil moisture and NDVI, that indicate a high risk of fire occurrence.

How to cite: Gemitzi, A. and Koutsias, N.: Possible precursory indicators for the devastating fire in North Evia island during August 2021, using remotely sensed and Earth-observation data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2444, https://doi.org/10.5194/egusphere-egu22-2444, 2022.

Landslide susceptibility mapping of Chitral, northwestern Pakistan using GIS

Mukhtar S. Ahmad1, *, Mona Lisa1, Saad Khan2 Munawar Shah3

1Department of Earth Sciences, Quaid-I-Azam University, Islamabad 45320, Pakistan

2Bacha Khan University Charsadda, Pakistan

3Department of Space Science, Institute of Space Technology, 44000 Islamabad, Pakistan

1mukhtargeo44@gmail.com

1lisa_qau@yahoo.com

2saadkhan@bkuc.edu.pk

3shahmunawar1@gmail.com

*Corresponding author: mukhtargeo44@gmail.com

Abstract

Landslides are the most frequently occurring geohazard in rugged Himalayan mountainous terrains. They often cause significant loss to life and property, and therefore landslide susceptibility mapping (LSM) has become increasingly urgent and important. In this study, LSM is carried out in the Chitral district of the Hindukush region in northwestern Pakistan. Several Geographic Information System (GIS) based models (such as Analytical Hierarchy Process (AHP), weighted overlay) has been used to build landslide inventory and susceptibility maps. The study incorporated nine main factors (including human-induced parameters, such as distance from road; topographical parameters, such as slope, aspect, and landcover; geological parameters, such as lithology, distance to fault, seismicity; hydrological parameters, such as rainfall and distance to stream) to generate LSM, further classified in five classes, very high susceptibility zone, high, moderate, low, and very low susceptible zone. It is concluded that most of the landslides in the study area are the result of steep slopes of mountains, followed by precipitation and earthquake. Landslide in the form of rockfall is mostly due to the active seismicity of the Hindukush region. The predicted susceptible zones of landslide in the study area are in good agreement with the past landslide localities, which is an indication of the susceptibility mapping of landslides in the region.

How to cite: Ahmad, S. M.: Landslide susceptibility mapping of Chitral, northwestern Pakistan using GIS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3853, https://doi.org/10.5194/egusphere-egu22-3853, 2022.

EGU22-4082 | Presentations | NH6.3 | Highlight

Timing landslide and flash flood events from radar satellite 

Axel Deijns, Olivier Dewitte, Wim Thiery, Nicolas d'Oreye, Jean-Philippe Malet, and François Kervyn

Landslides and flash floods are geomorphic hazards (hereafter called GH) that often co-occur and interact. Such events generally occur very quickly, leading to catastrophic impacts. In this study we focus on the accurate estimation of the timing of GH events using satellite Synthetic Aperture Radar (SAR) remote sensing. More specifically, we focus on a tropical region, i.e. environments that are frequently cloud-covered and where space-based accurate characterization of the timing of GH events at a regional scale can only be achieved through the use of SAR given its cloud penetrating capabilities. In our multi-temporal change analysis method we investigated amplitude, spatial amplitude correlation and coherence time series of four recent large GH events of several hundreds of occurrences each covering various terrain conditions and containing combinations of landslides and flash floods within the western branch of the East African Rift located in tropical Africa. We identified changes that could be attributed to the occurrence of the GH events within the SAR time series and estimated GH even timing from it. We compared the SAR time series with vegetation and rainfall time series to better understand the environmental influence imposed by the variying terrain conditions. The Copernicus Sentinel 1 satellite is the key product used, which next to being open access, offers a dense, high resolution time series within our study area. The results show that SAR can provide valuable information for GH event timing detection. The most accurate GH event timing estimations were achieved using the coherence time series ranging from one day to a 1,5 month difference from the GH event occurrence, followed by the spatial amplitude correlation time series with one day to a 2,5 month difference. Amplitude time series were highly influenced by seasonality and proved to be insufficient for accurate GH event timing estimation. The results provide additional insight into the influence of seasonal vegetation and rainfall patterns for varying landscape conditions on the SAR time series. This research is one of the first to show the capabilities of SAR to constrain the timing of GH events with an accuracy much higher than what can be obtained from optical imagery in cloud-covered environments. These methodological results have the potential to be implemented in cloud-based computing platforms to help improve GH event detection tools at regional scales, and help to establish unprecedented GH event inventories in changing environments such as the East African Rift.

How to cite: Deijns, A., Dewitte, O., Thiery, W., d'Oreye, N., Malet, J.-P., and Kervyn, F.: Timing landslide and flash flood events from radar satellite, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4082, https://doi.org/10.5194/egusphere-egu22-4082, 2022.

EGU22-4849 | Presentations | NH6.3 | Highlight

Extending the integrated monitoring of deep-seated landslide activity into the past using free and open-source photogrammetry 

Johannes Branke, Thomas Zieher, Jan Pfeiffer, Magnus Bremer, Martin Rutzinger, Bernhard Gems, Margreth Keiler, and Barbara Schneider-Muntau

Deep-seated gravitational slope deformations (DSGSDs) pose serious threats to buildings and infrastructure in mountain regions. The understanding of past movement behavior are essential requirements for enhancing process knowledge and potential mitigation measures. In this context historical aerial imagery provides a unique possibility to assess and reconstruct the deformation history of DSGSDs. This study investigates the feasibility of 3D point clouds derived from historical aerial imagery using free and open-source (FOSS) photogrammetric tools for analyzing the long-term behavior of the Reissenschuh DSGSD in the Schmirn valley (Tyrol, Austria) and assessing related secondary processes as changes in creep velocity, rockfall or debris flows. For the photogrammetric analyses, scanned analogue and digital imagery of six acquisition flights, conducted in 1954, 1971/1973, 2007, 2010, and 2019, have been processed using the FOSS photogrammetric suite MicMac. Further point cloud processing was carried out in CloudCompare. An improved version of the image correlation approach (IMCORR) implemented in SAGA GIS was used for the area-wide assessment of slope deformation. For the georeferencing and scaling an airborne laser scanning (ALS) point cloud of 2008 provided by the Federal State of Tyrol (Austria) was used. In total five photogrammetric 3D point clouds covering the period from 1954 to 2019 were derived and analyzed in terms of displacement, velocity and acceleration. The accuracy assessment with computed Multiscale Model to Model Cloud Comparison (M3C2) distances between photogrammetric 3D point clouds and reference ALS 3D point cloud, showed an overall uncertainty of about ±1.2 m (95% quantile) for all 3D point clouds produced with scanned analogue aerial images (1954, 1971/1973 and 2007), whereas 3D point clouds produced with digital aerial imagery (2010, 2019) showed a distinctly lower uncertainty of about ±0.3 m (95% quantile). Also, digital elevation models (DEM) of difference (DoD) for each epoch were calculated. IMCORR and DoD results indicate significant displacements up to 40 meters in 65 years for the central part of the landslide. The historical datasets further indicate a change of spatio-temporal patterns of movement rates and a minor but overall acceleration of the landslide. The main challenges were the (i) gaps in the 3D point clouds on areas of steep, shadowed slopes and high vegetation, (ii) ground filtering on the photogrammetric point clouds for accurate calculation of digital terrain models (DTMs) and (iii) the quality of the scanned aerial imagery showing scratches, cuts, color irritations and linear artefacts. This research enabled the characterization of the spatio-temporal movement patterns of the Reissenschuh DSGSD over more than six decades. Further research will use the results as a reference for modelling the discussed multi-hazard processes.

This research was partly conducted within the project EMOD-SLAP funded by the Tyrolean Science Fund (TWF).

How to cite: Branke, J., Zieher, T., Pfeiffer, J., Bremer, M., Rutzinger, M., Gems, B., Keiler, M., and Schneider-Muntau, B.: Extending the integrated monitoring of deep-seated landslide activity into the past using free and open-source photogrammetry, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4849, https://doi.org/10.5194/egusphere-egu22-4849, 2022.

EGU22-5291 | Presentations | NH6.3

Electromagnetic anomalies detection over seismic regions during an earthquake 

Dario Recchiuti, Giulia D'angelo, Emanuele Papini, Piero Diego, Antonio Cicone, Alexandra Parmentier, Pietro Ubertini, Roberto Battiston, and Mirko Piersanti

The definition of the statistical distribution of the ionospheric electromagnetic (EM) waves energy in absence of seismic activity and other anomalous inputs (such as the ones derived by solar forcing) is a necessary step in order to determine a background in the ionospheric EM emissions over seismic regions. An EM signal which differs from the background (exceeding a statistically meaningful threshold) should be considered as a potential event to be investigated. In this work, by means of the FIF (Fast Iterative Filtering) data analysis technique, we performed a multiscale analysis of the ionospheric environmental background, using almost the entire CSES01 (China Seismo-ElectroMagnetic Satellite) electric and magnetic field dataset (2019 - 2021), by creating the map of the averaged relative energy (εrel) over a 3° x 3° latitude-longitude cell, depending on both spatial and temporal scale of the ionospheric medium.
In order to make a robust discrimination between external (atmospheric, ionospheric, magnetospheric, solar activities) and internal (earthquakes, volcanoes) sources generating anomalous signals, we took into account geomagnetic activity conditions in terms of the Sym-H index.
Here we present the results obtained for the August 14, 2021 Haitian earthquake (7.2 MW) and the September 27, 2021 Crete (Greece) earthquake (6.0 MW). 

How to cite: Recchiuti, D., D'angelo, G., Papini, E., Diego, P., Cicone, A., Parmentier, A., Ubertini, P., Battiston, R., and Piersanti, M.: Electromagnetic anomalies detection over seismic regions during an earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5291, https://doi.org/10.5194/egusphere-egu22-5291, 2022.

EGU22-5803 | Presentations | NH6.3 | Highlight

SAR-based scientific products in support to recovery from hurricanes and earthquakes: lessons learnt in Haiti from the CEOS Recovery Observatory pilot to the demonstrator 

Deodato Tapete, Francesca Cigna, Agwilh Collet, Hélène de Boissezon, Robin Faivre, Andrew Eddy, Jens Danzeglocke, Philemon Mondesir, David Telcy, Esther Manasse, Boby Emmanuel Piard, and Samuel Généa

Since 2014, the Committee on Earth Observation Satellites (CEOS) has been working on means to increase the contribution of satellite data to recovery from major disasters. The 4 year-long Recovery Observatory (RO) pilot project, led by CNIGS with technical support from CNES [www.recovery-observatory.org], was triggered to address the needs of the Haitian community in the south-west of the country involved in recovery after the impact of Hurricane Matthew in October 2016. Following that experience, the RO Concept was published in an Advocacy Paper [1] and the RO Demonstrator Team was created with the aim to activate a series of 3 to 6 ROs after major events between 2021 and late 2023 [2].

It is with regard to the RO pilot and the latest RO demonstrator activation after the 7.2 Mw earthquake and Hurricane Grace occurred in August 2021, that the following lessons learnt in Haiti are discussed:

  • technical achievements and challenges in the use of SAR data from high revisit sensors (e.g. Sentinel-1) and on-demand acquisitions from high resolution missions (e.g. COSMO-SkyMed, TerraSAR-X) for terrain motion and land surface change applications;
  • the role that the collaboration with users and stakeholders can play to add value to SAR-based scientific products;
  • capacity building and training enabling local champions and public stakeholders to effectively uptake SAR technology for their own duties of disaster risk management.

During the pilot, a wide-area regional analysis was undertaken by processing Sentinel-1 in ESA’s Geohazards Exploitation Platform [3], to identify areas affected by ground motions not suitable for reconstruction. The exercise also allowed the understanding of the factors limiting the exploitation of this resource by users (e.g. skill gap, limited internet connectivity).

The high resolution monitoring activity with ASI’s COSMO-SkyMed data, CNES’ Pléiades images and ground-truth validation over 3 priority areas defined by the Haitian users, allowed the identification of the following categories of surface changes:

(a) environmental, along the Grand’Anse River south of Jérémie, mixed with quarrying and unregulated waste disposal [4];

(b) geological, along the rock cliffs north-west of Jérémie where toppling and lateral spreading may be worsened by future disasters, thus causing potential risks to small villages and isolated dwellings;

(c) urban, within the outskirts of Jérémie due to reconstruction and new constructions in unstable areas;

(d) rural, due to landslides to be distinguished by similar signals associated with agricultural practices along the slopes in Camp Perrin.

This knowledge was used as the most up-to-date baseline to assess the impact of the August 2021 earthquake and hurricane, and the current process of recovery on south-west Haiti peninsula in the framework of the RO demonstrator activation. The RO collaborated closely with local partners and the CNIGS performed satellite based analysis of damage after the earthquake. A long-term objective of the RO remains strong capacity development of local actors.

 

References:

[1] https://www.gfdrr.org/en/publication/use-of-eo-satellites-recovery

[2] https://ceos.org/document_management/Working_Groups/WGDisasters/WGMeetings/WGDisasters_Mtg16_Virtual/CEOS_WGD16_RO_Demonstrator.pdf

[3] Cigna, F. et al. (2020) Proceedings of 2020 IEEE IGARSS, pp. 6867–6870. https://doi.org/10.1109/IGARSS39084.2020.9323231

[4] De Giorgi, A. et al. (2021) Remote Sensing, 13 (17), 3509. https://doi.org/10.3390/rs13173509

How to cite: Tapete, D., Cigna, F., Collet, A., de Boissezon, H., Faivre, R., Eddy, A., Danzeglocke, J., Mondesir, P., Telcy, D., Manasse, E., Piard, B. E., and Généa, S.: SAR-based scientific products in support to recovery from hurricanes and earthquakes: lessons learnt in Haiti from the CEOS Recovery Observatory pilot to the demonstrator, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5803, https://doi.org/10.5194/egusphere-egu22-5803, 2022.

EGU22-5958 | Presentations | NH6.3

Mapping and kinematic history of active landslides in Panachaikon Mountain, Achaia (Peloponnese, Greece) by InSAR Time Series analysis and its relationship to rainfall patterns 

Varvara Tsironi, Athanassios Ganas, Ioannis Karamitros, Eirini Efstathiou, Ioannis Koukouvelas, and Efthimios Sokos

We investigate the kinematic behaviour of active landslides at several well-known locations around the Panachaikon Mountain, Achaia (Peloponnese, Greece), using space geodetic data (InSAR/GNSS). We process LiCSAR interferograms produced by Sentinel-1 (C-band) acquisitions using the open-source software LiCSBAS and we obtain average displacement maps for the period 2016-2021. The maximum displacement rate of each landslide is located at about the centre of each landslide. The average E-W velocity of the Krini landslide is 4 cm/yr (towards east) and 1 cm/yr downwards. The line-of-sight (LOS) velocity of this landslide compares well to a co-located GNSS station within (±) 3 mm/yr (25mm/yr for InSAR and 28mm/yr for GNSS for the descending orbit). Our results also suggest that there is a correlation between rainfall and landslide motion. A cross-correlation analysis of our data suggests that the mean time lag was 13.5 days between the maximum seasonal rainfall and the change of LOS displacement rate. Also, it seems that the amount of total seasonal rainfall controls the increase of displacement rate as 40-550% changes of the displacement rate of the Krini landslide were detected, following a seasonal maximum of rainfall values at the nearby meteorological station. A large part of this mountainous region of Achaia suffers from slope instability that is manifested in various degrees of ground displacement (detectable using space geodesy) affecting greatly its morphological features and inhabited areas.

We acknowledge funding by the project PROIΟΝ “Multiparametric microsensor monitoring platform of the Enceladus Hellenic Supersite” co-financed by Greece and the European Union

How to cite: Tsironi, V., Ganas, A., Karamitros, I., Efstathiou, E., Koukouvelas, I., and Sokos, E.: Mapping and kinematic history of active landslides in Panachaikon Mountain, Achaia (Peloponnese, Greece) by InSAR Time Series analysis and its relationship to rainfall patterns, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5958, https://doi.org/10.5194/egusphere-egu22-5958, 2022.

EGU22-8990 | Presentations | NH6.3

Small size but densely distributed: Insights from a LiDAR-based manual inventory of the recent earthquake-induced landslides case in Japan 

Rasis Putra Ritonga, Takashi Gomi, Roy C. Sidle, Yohei Arata, and Rozaqqa Noviandi

Individually delineated landslide inventories are essential in analyzing post-earthquake-induced landslides (EIL) hazard assessments, particularly examining statistical correlations between landslides (e.g., frequency and size) and physical parameters. Despite rapid advances in remote sensing technology, previous recorded EIL inventories still have limitations in carrying out fine quality inventories, mainly due to limitations in delineating individual landslides manually over large areas by low-resolution satellite images. To be specific, fine quality inventory requires the ability to detect landslide scars and deposits separately over whole affected areas, recognizing smaller landslide sizes (<103 m2) under canopies, as well as avoiding amalgamations, i.e., a combination of several individual landslides in a single polygon, which can lead to severe distortion of landslide statistics. The latest technology from LiDAR-Digital Terrain Model (DTM) allows geomorphologists to manually delineate landslides precisely, but most studies had only focused on deep-seated landslides. Thus, the main objective of this study was to delineate the recent EIL based on LiDAR-DTM visualization over whole landslide-affected areas and test preliminary statistics between our manual LiDAR-based inventory (MLI) with automatic aerial-based inventory (AAI) in the same areas, in addition to NASA’s global EIL database.

We manually delineated the recent landslides affected by the 2018 Eastern Iburi earthquake in the Atsuma basin in Hokkaido within an area of 266 km2, accounting for about 90% of the total area affected by landslides. Shaded relief derived from LiDAR-DTM (0.5 m), and aerial photograph (0.2 m) were used to identify landslide morphometrics. AAI collected in the same study area (Kita, 2018) was used to compare with MLI. As a result, our MLI was able to detect a total of 17,160 landslides (total landslide area: 27.5 km2) while the automatic AAI was only 4241 landslides (total landslide area: 33 km2), probably because our MLI was able to recognize more small landslides and separate individual landslides from amalgams. The mean landslide density for MLI is four times greater (64 landslides/km2) compared to AAI (16 landslides/km2), also considered the densest landslide inventory recorded so far in 20 years based on NASA's global EIL inventory database. Based on the binned frequency area distribution (FAD), MLI has a power-law exponent (β) of 3.4 and a rollover point of 800 m2, whereas AAI is 2.7 and 3×103 m2, respectively, probably because AAI's inventory overestimates its delineation by inserting channels and depositional regions in the delineated polygons. Compared with all global EIL inventories (mean β: 2.4), the value of the MLI was found to be larger, indicating that the Iburi EIL is the smallest size EIL so far in history (50% landslides are smaller than 103 m2), but very dense. Our findings suggest that MLI might reveal hidden unexpected statistics of the number and size of EILs, including exposing smaller landslides under the canopy and splitting amalgams.

How to cite: Ritonga, R. P., Gomi, T., Sidle, R. C., Arata, Y., and Noviandi, R.: Small size but densely distributed: Insights from a LiDAR-based manual inventory of the recent earthquake-induced landslides case in Japan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8990, https://doi.org/10.5194/egusphere-egu22-8990, 2022.

EGU22-9066 | Presentations | NH6.3

A fuzzy multi-criteria decision tree model for flood hazard assessment in the Dhemaji district of the state of Assam in India 

Diganta barman, Anupal baruah, Arjun bm, and Shiv prasad aggarwal

Flood in the North-Eastern part of India is a chronic event occurring from the River Brahmaputra and its tributaries and causes immense loss to the human life and property. Particularly, during the monsoon period, the north bank tributaries cause havoc on the nearby regions especially in the Dhemaji District. These tributaries mainly originate from the glacier fed regions and inundate the different locations of the Dhemaji district. In this work a fuzzy multi-criteria decision analysis model is developed to prepare the flood hazard map of the Dhemaji district. Six different layers are considered in the analysis such as elevation profile, Flood occurrence period, River confluence points of the second order tributaries, historical embankment breach locations, normalized difference vegetation index and normalized difference moisture index. The outputs from the model are categorized into very low to high hazard zone. The consistency ratio calculated from the assigned weights is found as 0.092. The computed flood hazard map from the present model is compared with the observed flood occurrence events and found to be realistic and satisfactory.

Keywords: Fuzzy AHP, Multi criteria decision analysis, Flood occurrence, Embankment breach, River confluence points

How to cite: barman, D., baruah, A., bm, A., and aggarwal, S. P.: A fuzzy multi-criteria decision tree model for flood hazard assessment in the Dhemaji district of the state of Assam in India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9066, https://doi.org/10.5194/egusphere-egu22-9066, 2022.

EGU22-9856 | Presentations | NH6.3

Satellite-derived shorelines extracted using SAET for characterizing the effect of Storm Gloria in the Ebro Delta (W Mediterranean) 

Josep E. Pardo-Pascual, Carlos Cabezas-Rabadán, Jesús Palomar-Vázquez, Alfonso Fernández-Sarría, Jaime Almonacid-Caballer, Paola Emilia Souto-Ceccon, Juan Montes, Clara Armaroli, and Paolo Ciavola

Coastal storms constitute a key factor controlling shoreline position changes. They may deeply modify the beach morphology and contribute to erosive processes. Earth observation data as the images from the Sentinel satellites of ESA's Copernicus program and the Copernicus Contributing Missions offer potential information for characterizing beach changes.

SAET (Shoreline Analysis and Extraction Tool) is an open-source tool developed within the framework of the ECFAS project intended to enable the automatic shoreline extraction from optical satellite imagery. SAET is assessed in order to determine the accuracy of the resulting satellite-derived shorelines (SDSs) as well as its capacity to detect and characterise beach changes. The SDSs are employed to define the changes of the shoreline position through 82 km of beaches in the Ebro Delta (E Spain) associated with Storm Gloria. The storm peaked on 22 of January 2020 (significant wave heights over 7 m), heavily affecting the whole of eastern Spain.

The accuracy of the SDS extracted using SAET was assessed by comparing its position against the shoreline photo-interpreted on a VHR image. A Spot 7 (1.5 m of spatial resolution) acquired 37 minutes before the Sentinel-2 used for defining the SDS was employed for this purpose. Both images were acquired on 26 of January, four days after the peak of the storm. An average error of 5.18 m (seawards) ± 9.98 m was measured.

The comparison of the position of the SDS obtained before (18/01/2020) and after the peak of the storm (26/01/2020) allows to map the retreat of the shoreline position linked to this event. Within the ECFAS project this approach will be extended to a number of other test cases.

The ECFAS (European Coastal Flood Awareness System) project (https://www.ecfas.eu/) has received funding from the EU H2020 research and innovation programme under Grant Agreement No 101004211.

How to cite: Pardo-Pascual, J. E., Cabezas-Rabadán, C., Palomar-Vázquez, J., Fernández-Sarría, A., Almonacid-Caballer, J., Souto-Ceccon, P. E., Montes, J., Armaroli, C., and Ciavola, P.: Satellite-derived shorelines extracted using SAET for characterizing the effect of Storm Gloria in the Ebro Delta (W Mediterranean), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9856, https://doi.org/10.5194/egusphere-egu22-9856, 2022.

EGU22-9857 | Presentations | NH6.3

SAET: a new tool for automatic shoreline extraction with subpixel accuracy for characterising shoreline changes linked to coastal storms 

Jesús Palomar-Vázquez, Jaime Almonacid-Caballer, Carlos Cabezas-Rabadán, and Josep E. Pardo-Pascual

SAET (Shoreline Analysis and Extraction Tool) is a tool intended to enable the automatic detection and quantification of the changes experienced by the shoreline position on beaches affected by coastal storms. It is an open-source tool developed within the framework of the ECFAS project which aims to demonstrate the technical and operational feasibility of a European Coastal Flood Awareness System.  SAET takes advantage of the freely-available images from the Sentinel satellites of ESA's Copernicus program and the Copernicus Contributing Missions. The tool currently uses the mid-resolution images of the Sentinel 2 and Landsat 8 satellites, although in the future it will allow the use of images from other satellites (as the recently available Landsat 9).

In order to characterize the shoreline changes caused by a coastal storm at a certain coastal segment, SAET identifies, downloads, and processes the most suitable satellite images (those closest in time and with low cloud coverage). The shoreline extraction starts by an approximate definition of the shoreline position at pixel level using the AWEINSH water index. Subsequently, the subpixel extraction algorithm is applied over dynamic coastal stretches not affected by clouds operating over the Short-Wave Infrared bands. For each of the analysed images, the process results in the obtention of satellite-derived shorelines in vector format. Analysis of shoreline position changes is intended to offer quantitative data about the state of beaches in terms of erosion/accretion,and about their response subsequent capacity to recover after storm episodes.

 

The ECFAS (European Coastal Flood Awareness System) project (https://www.ecfas.eu/) has received funding from the EU H2020 research and innovation programme under Grant Agreement No 101004211.

How to cite: Palomar-Vázquez, J., Almonacid-Caballer, J., Cabezas-Rabadán, C., and Pardo-Pascual, J. E.: SAET: a new tool for automatic shoreline extraction with subpixel accuracy for characterising shoreline changes linked to coastal storms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9857, https://doi.org/10.5194/egusphere-egu22-9857, 2022.

EGU22-9901 | Presentations | NH6.3 | Highlight

Thunderslide - from rainfall to preliminary landslide mapping: an automated open-data workflow for regional authorities 

Stefano Crema, Alessandro Sarretta, Donato Maio, Francesco Marra, Giorgia Macchi, Velio Coviello, Marco Borga, Lorenzo Marchi, and Marco Cavalli

Gathering systematic information on the effects of extreme weather events (e.g., floods, landslides and debris flows, windthrows) is a fundamental prerequisite to establishing rapid-response strategies and putting into practice management policies. However, the collection of field data requires significant economic and human efforts by local authorities. Furthermore, events occurring in remote areas are rarely detected and mapped accurately as they have a low chance of intersecting human infrastructures. These missed detections lead to incorrect assumptions in relation to both the extreme events’ spatial distribution and, especially, the real occurrence probability. This work proposes a framework for obtaining the automatic identification of severe weather events that may have caused important erosion processes or vegetation damage, combined with a rapid preliminary change detection mapping over the identified areas. The proposed approach leverages the free availability of both high-resolution global scale radar rainfall products and Sentinel-2 multi-spectral images to identify the areas to be analyzed and to carry out change detection algorithms, respectively. Radar rainfall data are analyzed and the areas where high-intensity rainfall and/or very important cumulative precipitation has occurred, are used as a mask for restricting the subsequent analysis, which, in turn, is based on a multi-spectral change detection algorithm. The whole procedure feeds a geodatabase (storing identified events, retrieved data and computed changes) for proper data management and subsequent analyses. The testing phase of the proposed methodology has provided encouraging results: applications to selected mountain catchments hit by intense events in northeastern Italy were capable of recognizing flooded areas, debris-flow and shallow landslide activations, and windthrows. The described approach can serve as a preliminary step toward detailed post-event surveys, but also as a preliminary “quick and dirty” mapping framework for local authorities especially when resources for ad hoc field surveys are not available, or in the case of an event that triggers changes in remote areas. Such a systematic potential change identification can help for a more homogeneous and systematic detection and census of the events and their effects. The workflow herein presented is intended as a starting point on top of which more modules can be added (e.g., radar climatology, SAR change detection for near real-time, other severe sources such as lightning, earthquakes or wildfires, machine learning algorithms for image classification, land use and morphological filtering of the results). Future improvements of the described procedure could be finally devised for allowing a continuous operational activity and for maintaining an open-source software implementation.

How to cite: Crema, S., Sarretta, A., Maio, D., Marra, F., Macchi, G., Coviello, V., Borga, M., Marchi, L., and Cavalli, M.: Thunderslide - from rainfall to preliminary landslide mapping: an automated open-data workflow for regional authorities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9901, https://doi.org/10.5194/egusphere-egu22-9901, 2022.

EGU22-10149 | Presentations | NH6.3

Differential SAR interferometry for estimating snow water equivalent in central Apennines complex orography from Sentinel-1 satellite within SMIVIA project 

Gianluca Palermo, Edoardo Raparelli, Nancy Alvan Romero, Mario Papa, Massimo Orlandi, Paolo Tuccella, Annalina Lombardi, Errico Picciotti, Saverio Di Fabio, Elena Pettinelli, Elisabetta Mattei, Sebastian Lauro, Barbara Cosciotti, David Cappelletti, Massimo Pecci, and Frank Marzano

Snow-mantle extent (or area), its local thickness (or height) and mass (often expressed by the snow water equivalent, SWE) are the main parameters characterizing snow deposits. Such parameters result of particular importance in meteorology, hydrology, and climate monitoring applications. The considerable geographical extension of snow layers and their typical spatial heterogeneity makes it impractical to monitor snow by means of direct or indirect in situ measurements, suggesting the exploitation of satellite technologies. Space-borne C-band synthetic aperture radar (SAR) sensors (such as those operating in Sentinel-1 A and B missions) are particularly suitable for the analysis of snow deposits, providing data with resolutions up to some meters with global coverage and 6-day revisit time. Most of the satellite remote sensing applications have been focused on major mountain systems, such as the Andes, the Alps, or the Himalayan region. Other important mountain systems, like the Italian Apennines, have not been extensively considered, probably due to their complex orography and the high variability of their snow cover. Nevertheless, the central Apennine has a central role for the meteorological dynamics in the Mediterranean area, and it hosts the southernmost European glacier – namely, the Calderone glacier whose evolution represents a relevant indicator, at least for the medium latitudes, of climatic changes.

The implementation of the objectives of the SMIVIA (Snow-mantle Modeling, Inversion and Validation using multi-frequency multi-mission InSAR in central Apennines) project is based on the development of innovative simulation techniques and snow parameter estimators from SAR and differential interferometric SAR (DInSAR) measurements, based on the synergy with spatial measurements from optical remote sensing sensors, data from ground weather radar and simulations from dynamic snow cover models and on an inverse problem approach with a robust physical-statistical rationale. Furthermore, the scientific validity of the achievable results is supported by an enormous systematic validation effort in the Apennine area with in-situ measurements, identifying 3 pilot sites manned with meteorological and snow measurements, dielectric and georadar measurements, trenches and micro-macrophysical sampling, 6 sites of semi-automatic verification, 31 remote auxiliary sites and 1 site of glaciological interest (Calderone) with ad hoc campaigns. SAR data processing can be performed in different ways to retrieve snow parameters.

In this work we exploit SAR backscattering coefficient to study the effects of backscattering at the air-snow interface, at the snow-ground interface, together with the volumetric effects of the snow layer. The distinction between wet and dry snow is obtained exploiting the copolar and cross-polar SAR returns. DInSAR is exploited to analyze the effects of air-snow refraction and the snow-ground reflection, together with the coherence and phase-shifts between two sequential images. In this work we will present the Sentinel-1 DInSAR processing chain to estimate snowpack height (SPH) combined with SAR-backscattered data for wet snow discrimination. The potential of using physically based analytical and statistical inversion algorithms, trained by forward electromagnetic and snowpack models, is introduced, and discussed. The processing chain is tested in central Apennines, using validation sites with snow-pit in-situ measurements, discussing potential developments and critical issues. 

How to cite: Palermo, G., Raparelli, E., Alvan Romero, N., Papa, M., Orlandi, M., Tuccella, P., Lombardi, A., Picciotti, E., Di Fabio, S., Pettinelli, E., Mattei, E., Lauro, S., Cosciotti, B., Cappelletti, D., Pecci, M., and Marzano, F.: Differential SAR interferometry for estimating snow water equivalent in central Apennines complex orography from Sentinel-1 satellite within SMIVIA project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10149, https://doi.org/10.5194/egusphere-egu22-10149, 2022.

EGU22-10737 | Presentations | NH6.3

Correlation analysis between the subsides reported as sinkholes and the thickness of the clays of the shallow aquifer in Mexico City (CDMX). 

Sergio García Cruzado, Nelly Ramírez Serrato, Graciela Herrera Zamarrón, Fabiola Yépez Rincón, Mario Hernández Hernández, José Hernandez Espriu, and Victor Velasco Herrera

CDMX is the capital of the country. This town has historically been at risk of subsidence damage to its civil structures due to its foundation. The area began to be populated with settlements in flooded areas for use in crops, followed by the colonization and subsequent drying out of the lake areas that ended up being urbanized. The areas formerly belonging to Lake Texcoco, previously used for cultivation, were drained to expand the developable coverage. As the water demand grew, it became necessary to extract groundwater from the shallow aquifer to supply the growing city. Although the depletion of this aquifer coincides with subsidence areas, previous studies indicate that there is no linear correlation between them. The objective of this project is to collect the different criteria related to the presence of sinkholes (as an effect of subsidence), such as Population and well density, distance to faults, fractures, roads, drainage, elevation and slope of the terrain, the thickness of subsoil clays, the type of rock and soil, the rate of subsidence and the geotechnical zones in the study area.

The criteria maps were compared with previous sinkholes mapping registered between the years 2017 to 2019. The statistics consisted of calculating the percentage of coincidence in coverage, categorized linear regression, and the application of logarithms as a normalization method to evaluate its correlation. The statistics consisted of calculating the percentage of coincidence in coverage, categorized linear regression, and the application of logarithms as a normalization method to evaluate its correlation. The most relevant results include the relationship between the sinkholes and the road zones (60%), the highest correlation registered in clays is 0.437 considering areas of competent rock. Although considering the total study site a 0.36 is reached, obtained from applying the logarithm of the clay values ​​and correlating it with the sinkhole areas.

 
  • 1Facultad de Ingeniería, Colegio de Geofísica, BUAP, Puebla, Mexico
  • 2Laboratorio de Percepción Remota, Departamento de Recursos Naturales, Instituto de Geofísica, UNAM, CDMX, México
  • 3Departamento de Recursos Naturales, Instituto de Geofísica, UNAM, CDMX, México
  • 4Facultad de Ingeniería Civil, Universidad Nacional Autónoma de México, CDMX, México
  • 5Consejo Nacional de Ciencia y Tecnología, Cátedras CONACYT- Instituto de Geofísica, UNAM, CDMX, México
  • 6Facultad de Ingeniería, UNAM, CDMX, México
  • 7Instituto de Geofísica, UNAM, CDMX, México

How to cite: García Cruzado, S., Ramírez Serrato, N., Herrera Zamarrón, G., Yépez Rincón, F., Hernández Hernández, M., Hernandez Espriu, J., and Velasco Herrera, V.: Correlation analysis between the subsides reported as sinkholes and the thickness of the clays of the shallow aquifer in Mexico City (CDMX)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10737, https://doi.org/10.5194/egusphere-egu22-10737, 2022.

EGU22-10867 | Presentations | NH6.3

Comparing Academia's Perception of Needed SDG Research to SDG Progress Reports and Known SDG Synergies and Tradeoffs 

Hannah Chaney, Majdi Abou Najm, and Maria Jose Lopez Serrano

The Sustainable Development Goals (SDG) are a set of 17 goals that was released by the United Nations (UN) in 2015. Each goal has a target figure that countries and, ideally, the world should aim to reach in order to create sustainability within that sector for current and future generations. Seven years after the SDGs were released, thousands of studies and academic articles have promoted the SDGs, as well as regular updates that have been released by the UN on goal progress specific to each country. In addition, multiple studies have highlighted synergies and tradeoffs between SDGs that have the potential to significantly influence goal completion (Biggeri et. Al, 2019; Moyer & Bohl, 2019; Jose-Serrano, 2022; Zhao et. al, 2021). With this information in mind, this study aims to conduct a large-scale network analysis of research articles concerning SDG progress to answer the following questions: Which SDGs receive the most attention from researchers? What are the perceptions in academia regarding the synergies/ trade-offs between the SDGs? The network analysis will be conducted using the search engine SCOPUS resulting in hundreds of retrieved papers for each category within the SDGs. Results from this study will be compared to current SDG progress and known synergies and tradeoffs within the SDGs in order to determine how the perception of the SDGs compare with research conclusions and known SDG goal progress. This information will serve as an indication of which goals, synergies, or tradeoffs researchers and industries are aware of and readily researching and which of these categories needs more attention within academic circles. The ultimate goal for this research is that the results can be used as a tool to advocate for what SDG research is most needed in order for SDG goals to reach completion by 2030.

How to cite: Chaney, H., Abou Najm, M., and Jose Lopez Serrano, M.: Comparing Academia's Perception of Needed SDG Research to SDG Progress Reports and Known SDG Synergies and Tradeoffs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10867, https://doi.org/10.5194/egusphere-egu22-10867, 2022.

EGU22-12363 | Presentations | NH6.3 | Highlight

MIPS: a new airborne Multiband Interferometric and Polarimetric SAR system for the Italian territory monitoring 

Antonio Natale, Paolo Berardino, Gianfranco Palmese, Carmen Esposito, Riccardo Lanari, and Stefano Perna

Synthetic Aperture Radar (SAR) systems represent nowadays standard tools for the high resolution Earth observation in all weather conditions [1].

Indeed, thanks to well established techniques based on SAR data, such as SAR interferometry (InSAR), Differential InSAR (DInSAR) and SAR polarimetry (PolSAR), it is possible to generate added-value products, as for instance Digital Elevation Models, ground deformation maps and time series, soil moisture maps, and exploit these systems for the remote monitoring of both natural and anthropic phenomena [2] - [5].

In addition, recent advancements in radar, navigation and aeronautical technologies allow us to benefit of lightweight and compact SAR sensors that can be mounted onboard highly flexible aerial platforms [6] - [7]. These aspects offer the opportunity to design novel observation configurations and to explore innovative estimation strategies based, for instance, on data provided by multi-frequency, multi-polarization, multi-antenna or even multi-platform SAR systems.

This work is aimed at showing the imaging capabilities of the new Italian airborne SAR system named MIPS (Multiband Interferometric and Polarimetric SAR).

The system is based on the Frequency Modulated Continuous Wave (FMCW) technology and is able to operate at both L- and X- band. In particular, the L-band sensor is able to acquire fully-polarized radar data, while the X-band sensor exhibits single-pass interferometric SAR capabilities.

A detailed description of both the MIPS system and its imaging capabilities will be provided at the conference time, with a special emphasis given to the activities carried out within the ASI-funded DInSAR-3M project.

 

References

[1] A. Moreira, P. Prats-Iraola, M. Younis, G. Krieger, I. Hajnsek, K. P. Papathanassiou, “A tutorial on Synthetic Aperture Radar”, IEEE Geoscience and Remote Sensing Magazine, pp. 6-43, March 2013.

[2] Bamler, R., Hartl, P., 1998. Synthetic Aperture Radar Interferometry. Inverse problems, 14(4), R1.

[3] P. Berardino, G. Fornaro, R. Lanari and E. Sansosti, “A new algorithm for surface deformation monitoring based on small baseline differential SAR interferograms”, IEEE Trans. Geosci. Remote Sens., vol. 40, no. 11, pp. 2375-2383, Nov. 2002.

[4] Lee, J., Pottier, E., 2009. Polarimetric Radar Imaging: From Basics to Applications. CRC Press, New York.

[5] R. Lanari, M. Bonano, F. Casu, C. De Luca, M. Manunta, M. Manzo, G. Onorato, I. Zinno, “Automatic Generation of Sentinel-1 Continental Scale DInSAR Deformation Time Series through an Extended P-SBAS Processing Pipeline in a Cloud Computing Environment”, Remote Sensing, 2020, 12, 2961.

[6] S. Perna, G. Alberti, P. Berardino, L. Bruzzone. D. Califano, I. Catapano, L. Ciofaniello, E. Donini, C. Esposito, C. Facchinetti, R. Formaro, G. Gennarelli, C. Gerekos, R. Lanari, F. Longo, G. Ludeno, M. Mariotti d’Alessandro, A. Natale, C. Noviello, G. Palmese. C. Papa, G. Pica, F. Rocca, G. Salzillo, F. Soldovieri, S. Tebaldini, S. Thakur, “The ASI Integrated Sounder-SAR System Operating in the UHF-VHF Bands: First Results of the 2018 Helicopter-Borne Morocco Desert Campaign”, Remote Sensing, 2019, 11(16), 1845.

[7] C. Esposito, A. Natale, G. Palmese, P. Berardino, R. Lanari, S. Perna, “On the Capabilities of the Italian Airborne FMCW AXIS InSAR System”, Remote Sens. 2020, 12, 539.

How to cite: Natale, A., Berardino, P., Palmese, G., Esposito, C., Lanari, R., and Perna, S.: MIPS: a new airborne Multiband Interferometric and Polarimetric SAR system for the Italian territory monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12363, https://doi.org/10.5194/egusphere-egu22-12363, 2022.

The increasing diffusion of the PS (Persistent Scatterers) InSAR services across the world and the early adoption of PS-Monitoring techniques, provide to the civil protection authorities effective and objective tools for disaster risk prevention, empowering the capability to detect early-stage terrain deformations even in unpopulated areas.

More in detail, the PS Monitoring technique exploits the high temporal resolution provided by the recent satellite constellations (e.g. Sentinel 2), with revisitation times of about 14 days  detecting, at a regional scale, the so called “anomalies” (i.e.: the Persistent Scatterers which show acceleration trends compared to a given deformation trend). Considering that the deformation anomalies could be provoked by many factors not related to an incipient landslide, the so-called “false positives”, terrain investigations are usually required to assess a real landslide hazard .

Furthermore, to be effective, the terrain investigations aimed at validating a potential incipient landslide situation should be conducted within a short time, to allow an effective implementation of the safety measures by the civil protection authorities.

Many constraints such as the limited availability of human resources and terrain conditions usually hamper an extensive terrain validation of the anomalies provided by PS-InSAR monitoring services. It is thus necessary a fast and objective method to filter and prioritize the terrain deformation anomalies which have the highest probability to indicate an incipient landslide, and require an immediate terrain investigation.

To make that possible, we developed a semiautomated GIS-based information system, called ARTEMIS (Advanced Regional TErrain Motion Information System), which allows an objective and fast selection of the PS InSAR anomalies to be investigated, detected twice a month by the PS-Monitoring services.

The ARTEMIS is a multi-stage workflow operating a preliminary validation of the anomaly itself, followed by a danger assessment stage and a final risk-assessment stage. At the end of the process, a risk-rating score to prioritize the field investigation is provided. 

ARTEMIS is a flexible and scalable tool, which can be adapted to different geographical realities and PS-Monitoring services. Its workflow is openly available for non-commercial use.

How to cite: Bertolo, D., Stra, M., and Thuegaz, P.: ARTEMIS – An operational tool to manage the information provided by Persistent Scatterers Monitoring at a regional scale., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12393, https://doi.org/10.5194/egusphere-egu22-12393, 2022.

EGU22-12951 | Presentations | NH6.3

ETNA 2021 13th December eruption: does SEVIRI data contribute to the early detection of lateral event? 

Massimo Musacchio, Malvina Silvestri, Giuseppe Puglisi, and Maria Fabrizia Buongiorno

Infrared remotely sensed data can be used to evaluate the surface thermal state of active volcanoes. Because the spectral radiance emitted by hot spots reaches its maximum in the region of Mid Infra-Red (MIR), the early detection of an impending eruption has been highlighted by exploiting the SEVIRI 3.9 mm channel. Despite its spatial resolution (3x3 sqkm at nadir), the presence of a high temperature source, even affecting only a small portion of one large pixel, causes a dramatic increase of the emitted MIR radiance easily detectable also at 4x5 sqKm (mid latitude).

The procedure named MS2RWS (MeteoSat to Rapid Response Web Service) allowed us to identify the Mt Etna summit area eruption since February 2010, when it was developed to detects the beginning and to estimates the duration of an eruption [1,2]. The procedure starts from the assumption that in a remote sensing image a pixel may assume a limited number of radiance values ranging from 0 up to the saturation. The radiance of a given pixel, in clear sky condition and no eruption ongoing, follows a characteristic Gaussian trend related to the Sun elevation and this trend varies during an eruption affecting, in particular, the pixel centred over the summit Mt. Etna craters [3].

On 13th December 2021 an eruptive vent opened in the eastern flank of Mt. Etna volcano, at an elevation of 2100 m a.s.l., about 3.5 km far from the summit craters. This eruption lasted only one day and produced a small lava flows (less than 1 km length). Thus it might be considered as a “punctual event” in the eruptive history of the volcano and ideal for validating the capability of the MS2RWS procedure in detecting flank eruptions since their beginning. This experiment succeed, demonstrating that the MS2RWS procedure has the capability to detect also lateral eruption, as this was, giving a further contribute on the monitoring of volcanic activity by space.

How to cite: Musacchio, M., Silvestri, M., Puglisi, G., and Buongiorno, M. F.: ETNA 2021 13th December eruption: does SEVIRI data contribute to the early detection of lateral event?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12951, https://doi.org/10.5194/egusphere-egu22-12951, 2022.

There’s still a poor understanding of how submarine volcanism works, although the majority of Earth’s volcanic activity happen in submarine context, forming new crust and ejection large amounts of material into the ocean.

This type of eruption has associated risks such as tsunamis and problems with shipping and air traffic, and is a source of natural pollution - gases such as sulphur and particulates are released into the atmosphere - hence the need for monitoring. Also, the study of submarine volcanic products will help understand in more detail how these volcanic processes evolve. Due to the remote location of submarine volcanoes, the use of remote sensing and earth observation techniques can be helpful in the monitoring process in order to mitigate the consequences of volcanic activity.

To answer this problem, a database of pre-registered submarine volcanic eruptions between 2000 and 2018 was created, with results stating 60 eruptions referring to 31 different volcanoes. A total of 450 satellite images were detected through observations of discoloration plumes associated with submarine events, and 82 of these images were subsequently selected for extraction of spectral signature, through what were considered to be the most representative images for the eruption in question, in order to proceed to the extraction of spectral signatures.

The spectral signature of the 263 sample points has similar characteristics within the different types of discoloration plumes (green coloration, brown coloration, and associated with pumice rafts) and can therefore be classified into several classes.

It can be concluded that the detection and differentiation of discoloration plumes associated with submarine volcanic events using remote sensing data can be accomplished effectively, confirming why remote sensing is an efficient and affordable technique for the regular detection, monitoring, and study of submarine volcanic eruptions in near-real time.

How to cite: Domingues, J. R., Mantas, V., and Pereira, A.: Characterisation of discolouration plumes resulting from submarine volcanism using remote sensing techniques between 2000 and 2018, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13029, https://doi.org/10.5194/egusphere-egu22-13029, 2022.

EGU22-13041 | Presentations | NH6.3

Application of the split range-spectrum method and GACOS model to correct the ionospheric and tropospheric delay of the InSAR time series 

Michał Tympalski, Marek Sompolski, Anna Kopeć, and Wojciech Milczarek

Synthetic aperture radar interferometry (InSAR) is an effective tool for large area measurements and analysis, including topography measurements or ground surface subsidence caused by mining operations, earthquakes, or volcanic activity. However, the accuracy of these measurements is often limited by the disturbances that arise during the microwave propagation process in the ionosphere and troposphere. The atmospheric delay in the interferometric phase may cause the detection of terrain surface changes to be impossible or significantly distorted.  In our proposed approach, we propose a complete workflow to computing a time series from raw data obtained with the Sentinel-1 mission. The solution consists of a Small Baseline Subset (SBAS) algorithm with an implementation of the split range-spectrum method and the Generic Atmospheric Correction Online Service (GACOS) model. The proposed solution was used in time series calculations of SAR data in two areas: northern Chile and Taiwan. It is demonstrated that simultaneous allowance for both the tropospheric and ionospheric corrections significantly improves final results.

How to cite: Tympalski, M., Sompolski, M., Kopeć, A., and Milczarek, W.: Application of the split range-spectrum method and GACOS model to correct the ionospheric and tropospheric delay of the InSAR time series, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13041, https://doi.org/10.5194/egusphere-egu22-13041, 2022.

EGU22-13232 | Presentations | NH6.3

Land degradation risk assessment using NDVI Landsat derived images – application in the hilly area of NE Romania 

Georgiana Văculișteanu, Mihai Ciprian Margarint, and Mihai Niculita

Land degradation represents a complex concept to quantify, especially in today's global context of climate change. During the last decades, a reduction of land quality has been recorded globally, and literature indicates that climate change and human activities are the most significant factors. To properly assess and mitigate this global problem, several remote sensing techniques are developed mainly to classify the grassland quality, which became a valuable indicator of the state of land degradation.

Nowadays, remote sensing indices are used to evaluate and predict scenarios in matters of land degradation state and evolution. Hence, land cover changes, desertification and deforestation, drought monitoring, soil erosion, and salinization are successfully analyzed using the Normalized Difference Vegetation Index (NDVI). This index is the most efficiently used vegetation indicator to detect the vegetation dynamics and other problem-related to this phenomenon.

Our study aims to analyze the grassland dynamic to assess the land degradation risk in the north-eastern lowlands of Romania. During the last century, the area was characterized by successive land reforms that translated to a heterogeneous diversity of grassland exploitation. The socio-economic development has brought, besides land management deficiencies, many other problems related to land ownership, land abandonment, mowing frequency, or grazing intensity. To fulfill our objective, we use the 30m spatial resolution Landsat satellite archive within the Google Earth Engine platform to detect and monitor the regions with high fluctuation of the NDVI values. The investigated period starts in 2000 until 2021.

Correlating the historical background evolution of the land use in NE Romania, with the NDVI time series and the climatic data, has revealed that both human-induced activities and climate change are impacting the grassland dynamics. The mismanagement of the land use intensification process has led to degradation and irreversible changes inside the ecosystem.

How to cite: Văculișteanu, G., Margarint, M. C., and Niculita, M.: Land degradation risk assessment using NDVI Landsat derived images – application in the hilly area of NE Romania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13232, https://doi.org/10.5194/egusphere-egu22-13232, 2022.

Slope-related mass movements and erosional processes are common in all regions on Earth and especially dangerous in mountain areas, where they can rapidly transfer material, threatening human lives and infrastructure. However, the characteristics and activity of small scale (< 1000 m2) events in highly elevated tropical mountains remain poorly understood, even though these areas are often populated. The morphological characterization and investigation of the short-term dynamics of different types of mass movement and erosional processes can help infer about slope processes and take appropriate actions to limit associated hazards. This contribution aims:(1) To recognize the different processes that contribute to overall slope dynamics; (2) To document the morphology and short-term (annual dynamics) of geohazards-related landforms (e.g. small landslides, erosional rills and gullies); (3) To investigate the relationships between the characteristics and dynamics of geohazard sites and the landscape properties; (4) To develop a model of mass wasting mechanisms as agents of slopes development in tropical mountains.

The study areas were located in South America in Cordillera Vilcanota (Willkanuta) in Peruvian Andes and Eje Cafetero region in Colombian Andes. We documented and investigated the morphology and annual spatial pattern of activity of 15 sites representing different types of geohazards. Topographic analyses were based on time series of data captured using an unmanned aerial vehicle (UAV). Where possible, we investigated the observed dynamics of slope processes in combination with data on anthropogenic use to identify the main possible hazards. We identified four main types of processes responsible for transforming the land surface within studied sites: landslides, debris flows, falling, accelerated soil erosion. The morphological expression of these processes included the formation of erosional rills and gullies, landslide head scarps and lobes, debris flow channels, and avalanche deposits. In addition, we identified two main processes that control the activity of small geohazard sites. First, road works often caused activation of mass movements because of undercutting roadsides and associated anthropogenic earth movements. Second, the topographic properties of slopes (mainly slope and aspect) can increase the landscape response to direct anthropogenic pressure. Documented activity often follows a pattern of initiation of movements at the bottom of the site and its further propagation towards the upper escarpment. These results suggest that the dynamics of small geohazard sites strongly depend on local conditions and direct human impacts. While individual events are hard to predict, the presence of fine-scale rills and furrows might be helpful as indicators of probable increase in activity of slope processes. Over the longer time scales, that can be used to identify the most hazardous elements of the slope systems.

This project was funded by Narodowe Centrum Nauki (National Science Centre, Poland), grant number 2015/19/D/ST10/00251

How to cite: Ewertowski, M. and Tomczyk, A.: Mapping and geomorphological characterization of small-scale slope-related geohazards in the tropical high-mountain environment: case studies from Cordillera Villcanota, Peru and Eje Cafetero, Colombia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-979, https://doi.org/10.5194/egusphere-egu22-979, 2022.

Floods are processes that significantly affect populations, the environment, economy and infrastructure. The Municipality of Saint Bernard, a rural, data-scarce locality, is one of the areas in the Philippines frequently affected by flooding. Risk Evaluation and Flood Susceptibility Mapping are critical components of flood prevention and mitigation techniques because they identify the most susceptible locations based on physiographic attributes that influence flooding propensity. The first objective of this study is to generate a flood susceptibility map for the identification of barangays or zones susceptible to flood in the Municipality of Saint Bernard based on the eight (8) physiographic maps, namely: (i) Fluvial Geomorphology, (ii) Slope, (iii) Elevation, (iv) Lithology, (v) Land cover, (vi) Topographic Wetness Index (TWI), (vii) Drainage density, and (viii) Distance from the Rivers and Streams. AHP serves to determine the weights of the aforementioned factors. The distance to rivers and streams is ranked as the essential factor for finding areas susceptible to flooding, with the highest weighted rate of 20.10%. The authors utilized a quantitative approach to validate the generated flood susceptibility map by correlating with the historical flood datasets. The quantitative validation showed an excellent agreement between the susceptibility zones and historical flood events, of which 74.6% were coincident with high or very high susceptibility levels, thus confirming the effectiveness of AHP. The second objective of this study is to evaluate the relative percentage risk of flooding in every barangays or zones and the generation of risk exposure maps, which is essential to visualize each barangays' or zones' builtups, roads, and the population at risk.

How to cite: Bendijo, J. R. and Morales, M. D.: Potential Flood-Prone Areas in the Municipality of Saint Bernard, Southern Leyte, Philippines: Risk Evaluation and Flood Susceptibility Mapping using GIS-based Analytical Hierarchy Process (AHP), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1574, https://doi.org/10.5194/egusphere-egu22-1574, 2022.

EGU22-2660 | Presentations | NH6.4

Multi-temporal sediment-yield estimates in a steep headwater catchment using UAV and sensor measurements. Challenges and results from the Rebaixader debris-flow monitoring site (Pyrenees). 

Marcel Hürlimann, Roger Ruiz-Carulla, José Moya, Ona Torra, Felipe Buill, and M. Amparo Núñez-Andrés

Debris flow and related processes strongly affect the morphology of headwater catchments and deliver large amounts of sediments into the drainage network. The Rebaixader monitoring site, which is situated in the Central Pyrenees, is a perfect location to analyse different slope mass-wasting processes and to quantify the sediment yield in this headwater catchment. Two types of data are available: first, yearly photogrammetric surveys by Uncrewed Aerial Vehicle (UAV) have been performed since 2016, and second, an instrumental monitoring system is operational since 2009. Therefore, six years of data can be compared by these two approaches. While the UAV surveys produce point-clouds, Digital Surface Models (DSM) and orthophotos, the monitoring system determines the total volume of each torrential flow by flow-depth sensors, geophones and video cameras. Therefore, the volumes of the torrential flows determined by the instrumental monitoring system were compared and contrasted with those obtained from the DoD (Dem of differences) of photogrammetric reconstructions from UAV flights.

The final values of the sediment yield are between 0.1 and 0.2 m3/m2/y, which shows that this torrential catchment has a very high erosion activity.

The experience from this study shows that the applied monitoring techniques make it possible to i) quantify the sediment yield, ii) identify the different phenomena, and iii) determine the spatial distribution of each process. Regarding the UAV-datasets, the appropriateness of using DoD or advantages of comparing directly the different 3D point clouds are other conclusions derived from this study that will be discussed.

How to cite: Hürlimann, M., Ruiz-Carulla, R., Moya, J., Torra, O., Buill, F., and Núñez-Andrés, M. A.: Multi-temporal sediment-yield estimates in a steep headwater catchment using UAV and sensor measurements. Challenges and results from the Rebaixader debris-flow monitoring site (Pyrenees)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2660, https://doi.org/10.5194/egusphere-egu22-2660, 2022.

EGU22-5942 | Presentations | NH6.4

Using remote sensing and GIS to project climate risk for asset management users 

James Brennan, Claire Burke, Laura Ramsamy, Hamish Mitchell, and Kamil Kluza
At Climate X we are producing risk estimates for the UK to help businesses and communities mitigate and adapt for climate change related losses. Climate X provides risk scores and expected financial losses from a plethora of hazards including flooding, subsidence, landslides, drought, fire and extreme heat. To do this at the scales we need, Earth Observation (EO) and other geospatial data sets play a crucial role in both physical modelling and risk estimation. Generating rich geospatial datasets to sit as the bedrock of risk models requires intelligent use of multiple data sources, involving the fusion of EO data from synthetic aperture radar, lidar and optical instruments and across processing levels from L1 to L3. This talk will cover the generation and use of these datasets that drive physical risk models (flooding) as well as ML enabled models (Landslides and subsidence).

How to cite: Brennan, J., Burke, C., Ramsamy, L., Mitchell, H., and Kluza, K.: Using remote sensing and GIS to project climate risk for asset management users, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5942, https://doi.org/10.5194/egusphere-egu22-5942, 2022.

EGU22-6058 | Presentations | NH6.4

The Relationship Between Soil Moisture and Drought Monitoring Using Sentinel-3 SLSTR Data in Lower Eastern Counties of Kenya 

Ghada Sahbeni, Peter K. Musyimi, Balázs Székely, and Tamás Weidinger

Drought is an extreme climate phenomenon that influences Earth’s water resources and energy balance. It affects hydrological cycle processes such as evapotranspiration, precipitation, surface runoff, condensation, and infiltration. Its extreme and severe occurrences threaten food security and drinking water availability for local populations worldwide. In this regard, this study uses Sentinel-3 SLSTR data to monitor drought spatiotemporal variation between 2019 and 2021 and investigate the crucial role of vegetation cover, land surface temperature, and water vapor amount in influencing drought dynamics over Kenyan’s lower eastern counties. Three essential climate variables (ECVs) of interest were extracted, namely, land surface temperature (LST), fractional vegetation cover (FVC), and total column water vapor (TCWV). These features were processed for four counties between the wettest and driest episodes in 2019 and 2021. The results showed that Makueni county has the highest FVC values of 88% in April and 76% in both periods and years. Machakos and Kitui counties had the lowest FVC estimates of 51% in September for both periods and range between 63% and 65% during dry seasons of both years. The land surface temperature has drastically changed over time and space, with Kitui county having the highest estimates of approximately 27 °C and 29 °C in April 2019 and September 2019, respectively. A significant spatial variation of TCWV was noticed across different counties, with the lowest value of 22 mm in Machakos county during the dry season of 2019, while Taita Taveta county had the highest estimates varying from 30 to 41 mm during the wettest season of 2021. Land surface temperature variation is negatively proportional to vegetation density and soil moisture content, as non-vegetated areas are expected to have lower moisture. A close link between TCWV and soil moisture content has been well established. Overall, Sentinel-3 SLSTR products depict an efficient and promising data source for drought monitoring, especially in cases where in situ measurements are scarce. ECVs produced maps will assist decision-makers in a better understanding of drought events that extremely influence agriculture in Kenya’s arid and semi-arid areas. Similarly, Sentinel-3 products can be used to interpret hydrological, ecological, and environmental changes and implications under different climatic conditions.

How to cite: Sahbeni, G., Musyimi, P. K., Székely, B., and Weidinger, T.: The Relationship Between Soil Moisture and Drought Monitoring Using Sentinel-3 SLSTR Data in Lower Eastern Counties of Kenya, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6058, https://doi.org/10.5194/egusphere-egu22-6058, 2022.

Landslide mapping using Machine Learning approaches often relies on various image statistics determined by neighbourhood functions. In this presentation, the effect of a graph network for the definition of the neighbourhood of each pixel is shown on the example of the Weheka valley, New Zealand. The graph network integrates the physical properties of sliding and flowing masses into the classification process of earth observation imagery. This neighbourhood is determined by connecting nodes based on the flow direction and therefore replacing common raster formats. Both Sentinel 1 and Sentinel 2 acquisitions are used to determine the change in each pixel. From the Sentinel 1 data the Beta Nought is calculated, and the Sentinel 2 data is used to derive multiple indices (e.g., NDWI and NDVI). These products are combined in each node of the graph network. Within the neighbourhood defined by the graph network image statistics (e.g., mean, and standard deviation) are derived for each node. All data and derived products are used to train a Random Forest Classifier which is applied to three different extents of a landslide in the Weheka valley. 81.11% of the affected area is detected for the largest event with a decreasing accuracy towards the margins of the reference area.  

How to cite: Luck, M. A. and Hajnsek, I.: Integration of a Graph Network for the Definition of Neighbourhood in Landslide Detection with Machine Learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7141, https://doi.org/10.5194/egusphere-egu22-7141, 2022.

EGU22-7536 | Presentations | NH6.4

An integrated UAS and TLS approach for monitoring coastal scarps and mass movement phenomena. The case of Ionian Islands. 

Michalis Diakakis, Emmanuel Vassilakis, Spyridon Mavroulis, Aliki Konsolaki, George Kaviris, Evangelia Kotsi, Vasilis Kapetanidis, Vassilis Sakkas, John D. Alexopoulos, Efthymis Lekkas, and Nicholas Voulgaris

Mediterranean tectonically-active coastal areas are a highly-dynamic environment balancing internal tectonic dynamics with external geomorphic processes, as well as manmade influences. Especially in touristic areas characterized by high built-up pressure and land value, where these dynamics are even more concentrated, the evolution of coastal environments needs careful and high-resolution study to identify localized risk and the processes they derive from.
Recently, new advanced remote sensing techniques such as Unmanned Aerial Systems (UAS)- and Terrestrial Laser Scanners (TLS)-aided monitoring have improved our capabilities in understanding the natural processes and the geomorphic risks (i.e. mass movement phenomena).
An integrated study comprising Unmanned Aerial Vehicles (UAV) and Light Detection And Ranging (LIDAR) sensors was conducted in coastal areas of the southern Ionian Islands (Western Greece) aiming to the mitigation of earthquake-triggered landslide risk and to responsible coastal development. Located at the northwesternmost part of the Hellenic Arc, this area is characterized by high seismicity and has been affected by destructive earthquakes mainly due to the Cephalonia Transform Fault Zone (CTFZ), which constitutes one of the most seismic active structures in the Eastern Mediterranean region. One of the most common environmental effect triggered by these earthquakes are landslides distributed along fault scarps in developed and highly visited coastal areas. Furthermore, this area is highly susceptible to hydrometeorological hazards inducing intense geomorphic processes, including Medicanes among others.
These technologies allow a highly-detailed view of landslide processes, providing insights on the structures and factors controlling and triggering failures along coastal scarps as well as highlighting susceptible zones and high-risk areas with accuracy and mitigating adverse effects with precision and clarity. Overall, by providing a better understanding of the risks the approach used allows a more sustainable development of these coastal segments enhanced by risk mitigation.
The study was conducted in the framework of the project “Telemachus - Innovative Operational Seismic Risk Management System of the Ionian Islands”, co-financed by Greece and the European Union (European Regional Development Fund) in Priority Axis “Environmental Protection and Sustainable Development” of the Operational Programme “Ionian Islands 2014–2020”.

How to cite: Diakakis, M., Vassilakis, E., Mavroulis, S., Konsolaki, A., Kaviris, G., Kotsi, E., Kapetanidis, V., Sakkas, V., Alexopoulos, J. D., Lekkas, E., and Voulgaris, N.: An integrated UAS and TLS approach for monitoring coastal scarps and mass movement phenomena. The case of Ionian Islands., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7536, https://doi.org/10.5194/egusphere-egu22-7536, 2022.

EGU22-8587 | Presentations | NH6.4

High-resolution mobile mapping of slope stability with car- and UAV-borne InSAR systems 

Othmar Frey, Charles Werner, Andrea Manconi, and Roberto Coscione
Terrestrial radar interferometry (TRI) has become an operational tool to measure slope surface displacements [1,2]. The day-and-night and all-weather capability of TRI together with the ability to measure line-of-sight displacements in the range of sub-centimeter to sub-millimeter precision are strong assets that complement other geodetic measurement techniques and devices such as total stations, GNSS, terrestrial laser scanning, and close/mid-range photogrammetric techniques.

(Quasi-)stationary TRI systems are bound to relatively high frequencies (X- to Ku-band or even higher) to obtain reasonable spatial resolution in azimuth and yet the azimuth resolution is typically only in the order of tens of meters for range distances beyond a few kilometers. These aspects are limiting factors to obtain surface displacement maps at high spatial resolution for areas of interest at several kilometers distance and also for (slightly) vegetated slopes due to the fast temporal decorrelation at high frequencies.
 
Recently, we have implemented and demonstrated car-borne and UAV-borne repeat-pass interferometry-based mobile mapping of surface displacements with an in-house-developed compact L-band FMCW SAR system which we have deployed 1) on a car and 2) on VTOL UAVs (Scout B1-100 and Scout B-330) by Aeroscout GmbH [3,4]. The SAR imaging and interferometric data processing is performed directly in map coordinates using a time-domain back-projection (TDBP) approach [5,6] which precisely takes into account the 3-D acquisition geometry.

We have meanwhile further consolidated our experience with the repeat-pass SAR interferometry data acquisition, SAR imaging, interferometric
processing, and surface displacement mapping using the car-borne and UAV-borne implementations of our InSAR system based on a number of repeat-pass interferometry campaigns. In our contribution, we present the capabilities of this new InSAR-based mobile mapping system and we discuss the lessons learned from our measurement campaigns.
 

References:
[1] Caduff, R., Schlunegger, F., Kos, A. & Wiesmann, A. A review of terrestrial radar interferometry for measuring surface change in the geosciences. Earth Surface Processes and Landforms 40, 208–228 (2015).
[2] Monserrat, O., Crosetto, M. & Luzi, G. A review of ground-based SAR interferometry for deformation measurement. ISPRS Journal of Photogrammetry and Remote Sensing 93, 40–48 (2014).
[3] O. Frey, C. L. Werner, and R. Coscione, “Car-borne and UAV-borne mobile mapping of surface displacements with a compact repeat-pass interferometric SAR system at L-band,” in Proc. IEEE Int. Geosci. Remote Sens. Symp., 2019, pp. 274–277.
[4] O. Frey, C. L. Werner, A. Manconi, and R. Coscione, “Measurement of surface displacements with a UAV-borne/car-borne L-band DInSAR system: system performance and use cases,” in Proc. IEEE Int. Geosci. Remote Sens. Symp.IEEE, 2021, pp.628–631.
[5] O. Frey, C. Magnard, M. Rüegg, and E. Meier, “Focusing of airborne synthetic aperture radar data from highly nonlinear flight tracks,” IEEE Trans. Geosci. Remote Sens., vol. 47, no. 6, pp. 1844–1858, June 2009.
[6] O. Frey, C. L. Werner, and U. Wegmuller, “GPU-based parallelized time-domain back-projection processing for agile SAR platforms,” in Proc. IEEE Int. Geosci. Remote Sens. Symp., July 2014, pp. 1132–113.

How to cite: Frey, O., Werner, C., Manconi, A., and Coscione, R.: High-resolution mobile mapping of slope stability with car- and UAV-borne InSAR systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8587, https://doi.org/10.5194/egusphere-egu22-8587, 2022.

EGU22-9087 | Presentations | NH6.4

The use of UAV-derived ultrahigh resolution data for the assessment of semiarid badland exposure to hazardous geomorphological processes: case of the Eastern Caucasus foothills 

Andrey Medvedev, Natalia Telnova, Natalia Alekseenko, Arseny Kudikov, Bashir Kuramagomedov, and Yaroslav Grozdov

Specific features of current semiarid landscape along the Eastern Caucasus foothills (so-called Dagestan extra-mountain region) are badlands formed on loess and clay deposits. The active piping, erosional and gravitational processes present a direct hazard for extensive grazing activities and infrastructure facilities accommodated here. The badlands topography is complicated with the abundance of diverse pseudokarst forms such as blind valleys, caverns, different sized and shaped sinkholes. Such typical patterns as chains of elongated sinkholes, marking the direction of underground flow along the bottoms of erosional forms, are rather distinguishable on satellite imagery with submeter spatial resolution. However, the real density and morphometric analysis of surface pseudokarst forms can be well mapped and analyzed only by means of remote sensing data with ultrahigh spatial and vertical resolution (about several decimeters). For the area in study we used UAV-derived data from 100 m altitude of survey to produced Digital Terrain Model (DTM) with resolution of 20 cm. The automatic extraction of DTM’s for semiarid badland with sparse desert steppe vegetation was rather simple but there is obvious limitations of using UAV data for morphometric analysis of the badland were manifested in the formation of the so-called "dead zones" in case of the large and deep sinkholes. For a complete three-dimensional reconstruction of the badland topography, the terrestrial laser scanning data were additionally involved.

As a result of the analysis of the DTM with very high resolution, derived highly-detailed morphometric and hydrological models were built, reflecting the complex structure and genesis of the badland topography. Automatic identification and mapping of sinkholes reveal the prevalence of large sinkholes with a diameter of 5-15 m and a depth of 1-3 m along the erosional valleys for the study area. Along the slopes more smaller sinkholes forms (up to 0.3 m in diameter and up to 1 m in depth) were identified, the complex network of gullies and micro-terraces pattern were clearly reconstructed. Identification and mapping of sites with high susceptibility to current processes of different genesis was done: in particular, the identified closed catchment micro-basins are areas of predominance of piping processes, while the escarpments in the upper parts of the steep slopes of the badlands are most affected by erosional processes with formation of micro-gullies.

Under regular monitoring of piping, erosional and gravitational processes remodeling the badland topography, it is necessary to carry out multitemporal UAV surveys at low altitudes along with terrestrial laser scanning data. Such complex approach will make it possible to identify more reliably the current ratio of surface and groundwater runoff, and to early allocate and warn the hazardous geomorphological processes.

How to cite: Medvedev, A., Telnova, N., Alekseenko, N., Kudikov, A., Kuramagomedov, B., and Grozdov, Y.: The use of UAV-derived ultrahigh resolution data for the assessment of semiarid badland exposure to hazardous geomorphological processes: case of the Eastern Caucasus foothills, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9087, https://doi.org/10.5194/egusphere-egu22-9087, 2022.

EGU22-9513 | Presentations | NH6.4

Remote sensing detection of climate-smart practices: Enhancing farm resilience in Austria 

Juan Carlos Laso Bayas, Martin Hofer, Ian McCallum, Gernot Bodner, Maxim Lamare, Olha Danylo, Victor Maus, David Luger, Linda See, and Steffen Fritz

Climate-smart agricultural practices are techniques that help crops to endure “extreme” weather events. Practices such as minimum or no tillage, crop rotations, and cover crops reduce wind and rain-driven erosion, enhance soil physical quality, and enable soil to store water for a longer time. Climate change has already led to an increased frequency of “extreme” weather events including prolonged dry spells and intense rain. From a farmer’s perspective, a clearer and more spatially explicit demonstration of how these practices can enhance the resilience of farms would support their accelerated uptake and thus result in increased food security. From a policy maker’s perspective, knowing the extent of adoption and location of these more resilient farms would enable them to produce policies that facilitate and promote the adoption of these practices, which can buffer the effects of climate change. The use of remote sensing to detect these practices would, therefore, benefit this process. Several existing remote sensing-derived indicators, such as the Normalized Difference Vegetation Index (NDVI), are already in use. They inform farmers and policy makers on, e.g., crop and nutrient status. A combination of existing and new remote sensing-derived indices is needed to facilitate and streamline the detection and promotion of climate-smart practices, but a lack of in-situ data to date has prevented the development and verification of new models of detection. The “SATFARM services” project, which brings together expertise in agriculture, remote sensing, and data analysis, aims to connect a large agricultural time-series data set, provided by the Austrian Chamber of Agriculture, with various remote-sensing derived indicators. The goal is to detect and track climate-smart practices and to display the results on a platform (https://apps.sentinel-hub.com/eo-browser/) accessible to farmers, researchers, and policy makers. This presentation will showcase the methodology employed, the initial results and the display of these indicators on the platform.

How to cite: Laso Bayas, J. C., Hofer, M., McCallum, I., Bodner, G., Lamare, M., Danylo, O., Maus, V., Luger, D., See, L., and Fritz, S.: Remote sensing detection of climate-smart practices: Enhancing farm resilience in Austria, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9513, https://doi.org/10.5194/egusphere-egu22-9513, 2022.

EGU22-10813 | Presentations | NH6.4

3D Reconstruction of the ancient church Santiago the Apostle, Morelos, Mexico as a follow up to the damage caused by the 2017 earthquake 

Jesús Eduardo Méndez Serrano, Jesús Octavio Ruiz Sánchez, Nelly Lucero Ramírez Serrato, Nestor López Valdés, and Mariana Patricia Jácome Paz

On September 19, 2017, Mexico was rocked by a 7.1 earthquake, causing an immense amount of damage in the states near the epicenter. This earthquake caused hundreds of damages in historical heritage, mainly in the states of Puebla, Oaxaca and Morelos. The patrimonial damages occurred were so extensive that they are prolonged till this day. Nepopualco Morelos was one of the towns that suffered great destruction by this shaking event. Their historical and main church, “Santiago the Apostle”, was  shattered in the shake, and the cleanup is still ongoing. The objective of this project was to create a 3D model of the Santiago the Apostle Church to view the process of restoration done by the National Institute of Anthropology and History (INAH). The 3D model obtained was the result of 478 images, which were captured by three different drone flights and a set of images shot on terrestrial. These flights were done by an Anafi Parrot drone, two circular flights and a double grid flight (180 and 256 images, respectively). For the purpose of obtaining a georeferenced accurate model, twelve ground control points were acquired in the field using a Emlid Reach RS+. The 3D model  presented in this project is a high-resolution model that allows the spatial analysis of the cabinet structure and represents a low-cost methodology. This model presents a centimeter resolution, while the error corresponds to 1.56%. The main contribution of this work is the obtainment of a 3D model of  Nepopualco´s historical church in which the final product shows the present stage of reconstruction done on the structural damages caused by the earthquake. The 3D reconstruction model will be delivered to the corresponding authorities of the National Institute of Anthropology and History. There is a possible consideration in creating other models that may help the INAH in the recovery process of cultural heritage affected by natural phenomena, as well as its structural mitigation. This project is the first effort on creating a digital catalog of these types of structures that make up Morelos’ historical heritage.
Acknowledgments:
Thanks to Arq. Antonio Mondragón from INAH,  Arq. Aimeé Mancilla and Arq.  Fabián Bernal Orozco for their facilities and support. We also want to thank Mr. Félix García Reyes and Gilberto García Peña, the community representatives, for their assistance in opening the entrance to the church.

How to cite: Méndez Serrano, J. E., Ruiz Sánchez, J. O., Ramírez Serrato, N. L., López Valdés, N., and Jácome Paz, M. P.: 3D Reconstruction of the ancient church Santiago the Apostle, Morelos, Mexico as a follow up to the damage caused by the 2017 earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10813, https://doi.org/10.5194/egusphere-egu22-10813, 2022.

EGU22-11192 | Presentations | NH6.4

Close-range hybrid solutions for glaciers instabilities monitoring 

Daniele Giordan, Niccolò Dematteis, Fabrizio Troilo, Paolo Perret, Simone Gotterdelli, and Luca Morandini

The dynamics that characterizes glaciers instabilities are often not well known because the study of these phenomena is done in many cases after their occurrence. A few examples of dedicated high resolution and high-frequency monitoring networks have been recently implemented to support risk assessment and management of glaciers affected by large potential instabilities.

The current climate trend and the rise of high mountain regions occupations by several anthropic activities have recently created areas affected by high potential risk due to the activation of glacial hazards, in particular during the summer season.

A few possible solutions are available: the substantial limitation of touristic exploitation of these areas or the management of the risk aimed to reduce the restrictions in accessing such high-value areas.

In this regard, it is required the implementation of high-resolution and high-frequency monitoring networks able to follow the evolution of the glacier and increase the knowledge of its dynamics.

In the Courmayeur municipality (Italy), the Planpincieux Glacier is a clear example of this critical condition: an active glacier with an unstable sector that could create a large ice avalanche that can reach the bottom of the valley, which is characterized by the presence of settlements and a famous touristic area.

For this reason, in the last decade, an innovative monitoring network has been implemented and tested in this very complex environment. The system comprises doppler radar, ground-based interferometric SAR and optical monitoring stations. The implementation of this hybrid network is a challenging task not only for the calibration of single instruments but also for the creation of network management that can acquire the dataset of different monitoring systems to obtain a precise representation of the evolution of the glacier. This is the final step that should be implemented for an effective strategy to support decision-makers.

How to cite: Giordan, D., Dematteis, N., Troilo, F., Perret, P., Gotterdelli, S., and Morandini, L.: Close-range hybrid solutions for glaciers instabilities monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11192, https://doi.org/10.5194/egusphere-egu22-11192, 2022.

EGU22-11334 | Presentations | NH6.4

Mapping Exposure to Landslides by Means of Artificial Intelligence and UAV Aerial Imagery in the Curvature Subcarpathians, Romania 

Zenaida Chitu, Ionut Sandric, Viorel Ilinca, and Radu Irimia

Curvature Subcarpathians is one of Romania's most complex geological and geomorphic areas, frequently affected by landslides. The juxtaposition of snowmelt and spring rainfalls triggers significant damages to roads and buildings every few years (2018, 2021). In this context, accurately delineating the most affected areas becomes critical for evaluating landslides exposure. Aerial images have begun to be used more and more for different risk assessment phases to detect natural phenomena spread and damaged infrastructure elements. In this study, we use fully automatic detection of the landslide body and infrastructure elements (intact or collapsed buildings and roads) to support Regional Civil Protection Agencies in disaster intervention decision support. Our methodology is based on deep learning techniques for automatic detection, mapping and classification of landslide and infrastructure elements. A U-Net model was trained to detect the landslide body, and several Mask RCNN models were trained to detect the landslide features and infrastructure elements. The training accuracy for the U-Net model used for landslide body mapping is 0.86, and the validation accuracy is 0.80. The training accuracy of the Mask RCNN models is 0.76 for landslide cracks, 0.82 for roads and 0.92 for buildings. Some confusions between landslide cracks and local roads without asphalt are often seen in rural areas. The models are run on high-resolution aerial imagery collected with Unammend Aerial Vehicles after a landslide event. The data obtained from the deep learning models are further integrated with information from various sources such as aerial/satellite imagery, online GIS resources, weather forecasts, and spatial analysis techniques for providing a helpful tool to emergency management specialists. The tools have been integrated into a GIS platform that acts as a decision support system, and it can be used from a graphical user interface without the need to have programming skills.

Acknowledgement

This work was supported by a grant of the Romanian Ministry of Education and Research, CCCDI - UEFISCDI, project number PN-III-P2-2.1-PED-2019-5152, within PNCDI III (project coordinator Ionuț Șandric, https://slidemap.gmrsg.ro) and by the project PN19450103 / Core Program (project coordinator Viorel Ilinca).

How to cite: Chitu, Z., Sandric, I., Ilinca, V., and Irimia, R.: Mapping Exposure to Landslides by Means of Artificial Intelligence and UAV Aerial Imagery in the Curvature Subcarpathians, Romania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11334, https://doi.org/10.5194/egusphere-egu22-11334, 2022.

EGU22-12942 | Presentations | NH6.4

Flood detection products to support emergency management services in the Lombardy region 

Ignacio Gatti, Andrea Taramelli, Mario Martina, Serena Sapio, Maria Jimenez, Marcello Arosio, Emma Schiavon, Beatrice Monteleone, and Margherita Righini

Earth Observation (EO) environments have been increasing exponentially in the last decades. New generation of satellites are designed for monitoring climate related hazards, providing higher spatial and temporal resolution images. Hazards processes are triggered by anomalies in precipitation. The service will be able to provide information on the extent of the flood footprint. The test area is located south of the city of Milan, where the urban area of Pavia is located. There was an unexpected high runoff of the Ticino river that produced high water in the flood-plain surface, affecting the local population for three consecutive days and with a total damage estimate of 250,699 euro.

The identification of datasets counts on a broad availability of EO data processed, such as C-band Synthetic Aperture Radar (SAR) data from the Sentinel 1 satellite constellation together with X-band SAR data provided by the TerraSAR-X.  Methods include in-SAR coherence, by cross-multiplying the two SAR images or techniques like threshold with a final pixel size of Sentinel 1 of 8.9 m and 1.8 m of TerraSAR-X. Imagery from the 25th of November (Sentinel 1) with a VV (vertical transmit, vertical receive) polarization and from the 27th of November (TerraSAR-X) with a HH (for horizontal transmit and horizontal receive) polarization were selected. Different bands have different characteristics, for instance in penetration and spatial resolution.

Obtained products include urban footprint and flood detection maps. Results could provide an important decision support tool for a wide range of actors, including public authorities to support the preparedness, mitigation and response phases of the emergency management cycle. In addition, adaptation measurements, intervention and urban planning, as well as flood mitigation activities are additional benefits. Future analysis will include impact estimates and vulnerability analysis on the urban footprint area.

 

How to cite: Gatti, I., Taramelli, A., Martina, M., Sapio, S., Jimenez, M., Arosio, M., Schiavon, E., Monteleone, B., and Righini, M.: Flood detection products to support emergency management services in the Lombardy region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12942, https://doi.org/10.5194/egusphere-egu22-12942, 2022.

EGU22-26 | Presentations | NH6.5

Detection of nonlinear kinematics in InSAR displacement time series for hazard monitoring 

Fabio Bovenga, Alberto Refice, Ilenia Argentiero, Raffaele Nutricato, Davide Oscar Nitti, Guido Pasquariello, and Giuseppe Spilotro

Multi-temporal SAR interferometry (MTInSAR),  allows analysing wide areas, identifying critical ground instabilities, and studying the phenomenon evolution in a long time-scale.  The identification of MTInSAR displacements trends showing non-linear kinematics is of particular interest since they include warning signals related to pre-failure of natural and artificial structures. Recently, the authors have introduced two innovative indexes for characterising MTInSAR time series: one relies on the fuzzy entropy and measures the disorder in a time series [1], the other performs a statistical test based on the Fisher distribution for selecting the polynomial model that more reliably approximate the displacement trend [2].

This work reviews the theoretical formulation of these indexes and evaluate their performances by simulating time series with different characteristics in terms of kinematic (stepwise linear with different breakpoints and velocities), level of noise, signal length and temporal sampling. Finally, the proposed procedures are used for analysing displacement time series derived by processing Sentinel-1 and COSMO-SkyMed datasets acquired over Southern Italian Apennine (Basilicata region), in an area where several landslides occurred in the recent past. The MTInSAR displacement time series have been analysed by using the proposed methods, searching for nonlinear trends that are possibly related to relevant ground instabilities and, in particular, to potential early warning signals for the landslide events. Specifically, the work presents an example of slope pre-failure monitoring on Pomarico landslide, an example of slope post-failure monitoring on Montescaglioso landslide, and few examples of structures (such as buildings and roads) affected by instability related to different causes.

References

[1] Refice, A.; Pasquariello, G.; Bovenga, F. Model-Free Characterization of SAR MTI Time Series. IEEE Geosci. Remote Sens. Lett. 2020, doi:10.1109/lgrs.2020.3031655.

[2] Bovenga, F.; Pasquariello, G.; Refice, A. Statistically‐based trend analysis of mtinsar displacement time series. Remote Sens. 2021, doi:10.3390/rs13122302.

Acknowledgments

This work was supported in part by the Italian Ministry of Education, University and Research, D.D. 2261 del 6.9.2018, Programma Operativo Nazionale Ricerca e Innovazione (PON R&I) 2014–2020 under Project OT4CLIMA; and in part by Regione Puglia, POR Puglia FESR-FSE 204-2020 - Asse I - Azione 1.6 under Project DECiSION (p.n. BQS5153).

How to cite: Bovenga, F., Refice, A., Argentiero, I., Nutricato, R., Nitti, D. O., Pasquariello, G., and Spilotro, G.: Detection of nonlinear kinematics in InSAR displacement time series for hazard monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-26, https://doi.org/10.5194/egusphere-egu22-26, 2022.

EGU22-935 | Presentations | NH6.5

The value of InSAR Coherence in TanDEM-X and Sentinel-1 for monitoring world’s forests 

Paola Rizzoli, José-Luis Bueso-Bello, Ricardo Dal Molin, Daniel Carcereri, Carolina Gonzalez, Michele Martone, Luca Dell'Amore, Nicola Gollin, Pietro Milillo, and Manfred Zink

Covering about 30 percent of the Earth’s surface, forests are of paramount importance for the Earth’s ecosystem. They act as effective carbon sinks, reducing the concentration of greenhouse gas in the atmosphere, and help mitigating climate change effects. This delicate ecosystem is currently threatened and degraded by anthropogenic activities and natural hazards, such as deforestation, agricultural activities, farming, fires, floods, winds, and soil erosion. In an era of dramatic changes for the Earth’s ecosystems, the scientific community urgently needs to better support public and societal authorities in decision-making processes. The availability of reliable, up-to-date measurements of forest resources, evolution, and impact is therefore of paramount importance for environmental preservation and climate change mitigation.

In this scenario, Synthetic Aperture Radar (SAR) systems, thanks to their capability to operate in presence of clouds, represent an attractive alternative to optical sensors for remote sensing over forested areas, such as tropical and boreal forests, which are hidden by clouds for most of the year.

In this work, we will investigate the potential of SAR interferometry (InSAR) for mapping forests worldwide and retrieve important biophysical parameters, such as canopy height and above ground biomass. We will compare pros and cons of single-pass (bistatic) versus repeat-pass InSAR, discussing their main peculiarities and limitations. In particular, we will concentrate on the analysis of the interferometric coherence and on the relationship between volume and temporal decorrelation with respect to forest parameters estimation. We will present the work done at DLR for mapping forests worldwide at high spatial resolution using the TanDEM-X bistatic coherence, together with the potential of Sentinel-1 InSAR time-series for a regular monitoring of vegetated areas. We will discuss the algorithms which currently under development for the estimation of above ground biomass, by fusion of InSAR and multi-spectral optical data, based on the latest advances in the field of artificial intelligence and, in particular, of deep learning, presenting the first promising results for a more effective exploitation of current EO datasets.

 

How to cite: Rizzoli, P., Bueso-Bello, J.-L., Dal Molin, R., Carcereri, D., Gonzalez, C., Martone, M., Dell'Amore, L., Gollin, N., Milillo, P., and Zink, M.: The value of InSAR Coherence in TanDEM-X and Sentinel-1 for monitoring world’s forests, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-935, https://doi.org/10.5194/egusphere-egu22-935, 2022.

EGU22-1327 | Presentations | NH6.5

Considerations on regional continuous Sentinel-1 monitoring services over three different regions 

Matteo Del Soldato, Pierluigi Confuorto, Davide Festa, Silvia Bianchini, and Federico Raspini

In 2016, a first worldwide continuous monitoring was proposed and implemented over the Tuscany Region (central Italy). It was the first application of SAR (Synthetic Aperture Radar) images for continuous monitoring of on-going ground deformations and, thanks to a PS (Permanent Scatterers) time-series data-mining for identifying changes in the trend, i.e. sudden accelerations or decelerations. The data-mining algorithm was devoted to automatically recognize trend variations higher than a velocity threshold in a determined time span. The continuous monitoring approach benefits from the launch, in 2014, of the Sentinel-1 constellation that allows having a constant flux of images every 12 days (halved to 6 days since 2016 considering the twin satellite at 180° on the same orbit). Two years after Tuscany, in April 2018, the Valle d’Aosta Region, north-western Italy, implemented a similar system to monitor its territory. The challenge was to apply the same approach, with very few changes adopted, in a region with completely different geological and geomorphological features, also considering the snow and glacial covering in winter. In fact, the Tuscany territory is characterized by wide plains, gentle slopes, and mountainous ridges limited to the eastern border in concomitants with the Northern Apennines. Consequently, the ground deformation phenomena in Tuscany are related to active and dormant landslides and subsidence phenomena, mainly due to groundwater extraction and, less commonly, geothermal activity. Valle d’Aosta Region, on the contrary, is almost all characterized by steep slopes with a central close valley. For this reason, the ground deformations to recognize and monitor are almost totally related to landslides, DSGSDs (deep-seated gravitational slope deformation) or rock glaciers. Then, a year later, in July 2019, the continuous monitoring was activated also over the Veneto Region, North-East of Italy. Its territory has partially similar characteristics to Tuscany, in the southern portion, and to the Valle d’Aosta features, in the northern part. Considering the geological and geomorphological properties, the detected ground deformations from Veneto Region share many similarities with the ones from the other two regions. These three laboratories were critically investigated, and after one-year of life, the benefits and the drawbacks of this approach over different environments were highlighted. For all the regions, separately (i) the spatial distribution of the anomalies regions, considering the slope, the aspect, the land cover, and the height, (ii) the persistency of the anomalies along time, (iii) and the correspondence between highlighted moving areas and known inventories, were investigated. At the end, considerations about the benefits evidenced by the use of this approach, considering also the good feedback of the regional administrative personnel, and the required improvements were critically taken into account.

How to cite: Del Soldato, M., Confuorto, P., Festa, D., Bianchini, S., and Raspini, F.: Considerations on regional continuous Sentinel-1 monitoring services over three different regions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1327, https://doi.org/10.5194/egusphere-egu22-1327, 2022.

EGU22-1467 | Presentations | NH6.5

Land subsidence hotspots in Central Mexico: from Sentinel-1 InSAR evidence to risk maps 

Francesca Cigna and Deodato Tapete

The use of satellite Interferometric Synthetic Aperture Radar (InSAR) for land subsidence assessment is already a well established scientific research approach. Although several studies analyze subsidence patterns via integration of InSAR output maps with geospatial layers depicting hazard factors or elements at risk (e.g. surface and bedrock geology, cadastral and infrastructure maps), still limited is the body of literature attempting to generate value-added products. These not only have the potential to be used by stakeholders in urban planning, but also can be updated as new InSAR data are made available. With this scope in mind, this work presents the experience gained across Central Mexico, where land subsidence due to groundwater resource overexploitation is a pressing issue affecting many urban centers and expanding metropolises. Groundwater availability and aquifer storage changes provided by the National Water Commission are analyzed in relation to surface deformation data from wide-area surveys based on InSAR. The Parallel Small BAseline Subset (P-SBAS) method integrated in ESA’s Geohazards Exploitation Platform (GEP) is used to process Sentinel-1 IW big data stacks over a region of 550,000 km2 encompassing the whole Trans-Mexican Volcanic Belt (TMVB) and several major states, including Puebla, Federal District, México, Hidalgo, Querétaro, Guanajuato, Michoacán, Jalisco, San Luis Potosí, Aguascalientes and Zacatecas. A number of hotspots affected by present-day subsidence rates of several cm/year are identified across the TMVB, with extents ranging from localized bowls up to whole valleys or metropolitan areas spanning hundreds of square kilometers. Surface faulting hazard and induced risk on urban properties are assessed and discussed with a focus on: (i) Mexico City metropolitan area, one of the most populated and fastest sinking cities globally (up to −40 cm/year vertical, and ±5 cm/year E-W rates) [1]; (ii) the state of Aguascalientes, where a structurally-controlled fast subsidence process (−12 cm/year vertical, ±3 cm/year E-W) affects the namesake valley and capital city [2]; and (iii) the Metropolitan Area of Morelia, a rapidly expanding metropolis where population doubled over the last 30 years and a subsidence-creep-fault process has been identified (−9 cm/year vertical, ±1.7 cm/year E-W) [3]. InSAR results and the derived risk maps prove valuable not only to constrain the land deformation process at the hotspots, but also to quantify properties and population at risk, hence an essential knowledge-base for policy makers and regulators to optimize groundwater resource management, and accommodate existing and future water demands.

 

[1] Cigna F., Tapete D. 2021. Present-day land subsidence rates, surface faulting hazard and risk in Mexico City with 2014-2020 Sentinel-1 IW InSAR. Remote Sensing of Environment, 253, 112161, https://doi.org/10.1016/j.rse.2020.112161

[2] Cigna F., Tapete D. 2021. Satellite InSAR survey of structurally-controlled land subsidence due to groundwater exploitation in the Aguascalientes Valley, Mexico. Remote Sensing of Environment, 254, 112254, https://doi.org/10.1016/j.rse.2020.112254

[3] Cigna F., Tapete D. 2022. Urban growth and land subsidence: Multi-decadal investigation using human settlement data and satellite InSAR in Morelia, Mexico. Science of the Total Environment, 811, 152211. https://doi.org/10.1016/j.scitotenv.2021.152211

How to cite: Cigna, F. and Tapete, D.: Land subsidence hotspots in Central Mexico: from Sentinel-1 InSAR evidence to risk maps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1467, https://doi.org/10.5194/egusphere-egu22-1467, 2022.

EGU22-1690 | Presentations | NH6.5

Tools for supporting Sentinel-1 data interpretation: the coast of Granada (Spain) 

Oriol Monserrat, Anna Barra, Cristina Reyes-Carmona, Rosa Maria Mateos, Jorge Pedro Galve, Roberto Tomas, Gerardo Herrera Herrera, Marta Béjar Bejar, José Miguel Azañón, Jose Navarro, and Roberto Sarro

In the last few years, satellite interferometry (InSAR) has become a consolidated technique for the detection and monitoring of ground movements. InSAR based techniques allows to process large areas providing a high number of displacement measurements with low cost. However, the outputs provided by such techniques are usually not easy, hampering the interpretation and time-consuming. This is critical for users who are not familiar with radar data. European Ground Motion Service (Copernicus) is a new public service that will bring a step forward in this context. However, the capability of exploiting it will still rely on the user experience. In this context, the development of methodologies and tools to automatize the information retrieval and to ease the results interpretation is a need to improve its operational use. Here we propose a set of tools and methodologies to detect and classify Active Deformation Areas, and to map the potential damages to anthropic elements, based on differential displacements. We present the results achieved in the coast of Granada, which is strongly affected by slope instabilities. The methodology is applied at a regional scale and allows to go to a detailed local scale of analysis. The presented results have been achieved within the framework of the Riskcoast Project (financed by the Interreg Sudoe Program through the European Regional Development Fund (ERDF)).

 

How to cite: Monserrat, O., Barra, A., Reyes-Carmona, C., Mateos, R. M., Galve, J. P., Tomas, R., Herrera, G. H., Bejar, M. B., Azañón, J. M., Navarro, J., and Sarro, R.: Tools for supporting Sentinel-1 data interpretation: the coast of Granada (Spain), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1690, https://doi.org/10.5194/egusphere-egu22-1690, 2022.

EGU22-2842 | Presentations | NH6.5

Exploiting Sentinel-1 InSAR capabilities for studying the land subsidence process in an urban area 

Alessandro Zuccarini, Benedikt Bayer, Silvia Franceschini, Serena Giacomelli, Gianluigi Di Paola, and Matteo Berti

Since the beginning of the 1960s, the urban area of Bologna has experienced land subsidence due to excessive groundwater withdrawals. Sinking reached its peak in the 70s of the last century when the subsidence rate attained the maximum value of about 10 cm/year, and significant damages to structures and infrastructures occurred. This process has been intensively monitored over the years, and extensive ground displacement data were collected employing various increasingly sophisticated techniques, ranging from topographic levelling to GNSS surveys and, since 1992, to satellite interferometry. Satellite data, in particular, allowed an accurate reconstruction of the land subsidence process. The available interferometric data are the results of three different SAR campaigns undertaken by local authorities in which the PSInSAR technique was adopted: 1992 – 2000 (ERS), 2002 – 2006 (ENVISAT) and 2006 – 2011 (RADARSAT). Within this work, a new InSAR survey from the free SENTINEL1 2014 – 2020 ascending and descending orbits data was undertaken by the UniBo spin-off “Fragile”. The software GMTSAR was used to process each interferogram and then a Small Baseline (SBAS) approach was followed to resolve the ground displacements over time. Great attention was paid to the choice of reference pixels on the existing buildings and structures, in order to maximise their density in the study area, and to the definition of the considered time span ranging from 6 to 365 days, allowing to analyse both quicker and slower ground movements. Compared to previous surveys, the displacement map obtained by Sentinel has a much higher spatial and temporal resolution, thus leading to a detailed interpretation of the ongoing subsidence. Results show that the displacement field well agrees with the 3D geological model of the area and that the temporal evolution of the subsidence rate nicely matches the piezometric level and groundwater pumping temporal series.

How to cite: Zuccarini, A., Bayer, B., Franceschini, S., Giacomelli, S., Di Paola, G., and Berti, M.: Exploiting Sentinel-1 InSAR capabilities for studying the land subsidence process in an urban area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2842, https://doi.org/10.5194/egusphere-egu22-2842, 2022.

Multi-temporal interferometric synthetic aperture radar (InSAR) algorithms represent nowadays mature tools to analyze the Earth’s ground deformation with high accuracy. Among them, a significant role is played by those algorithms based on the use of small-baseline (SB) multi-look interferograms, which are less affected by decorrelation noise artefacts. Recently, there is a great concern on the studying the sources of some inconsistencies in the InSAR products (i.e., ground deformation time-series and mean deformation velocity maps) that happen when sets of multi-look SAR interferograms with very short temporal baselines are processed, compared to those obtained using interferograms with longer temporal baselines. Concerning the interferometric SAR analyses for the study of the Earth's surface displacements, such spurious signals lead to systematic biases that, if not adequately compensated for, might lead to unreliable InSAR ground displacement products.

In this study, we propose a methodology to estimate and correct a set of multi-look SB interferograms that is based on computing and analyzing sets of (wrapped) non-closure phase triplets. The developed phase estimation method works on every single SAR pixels independently, assuming the (unknown) phase bias signal could be approximated as the sum of a constant phase velocity term v and a time-dependent (i.e., dependent on the interferograms temporal baseline) phase velocity difference terms Δv(Δti ), where Δti is the temporal baseline of the generic i-th interferogram. Once the whole set of triplets that could be formed using short baseline ML interferograms is identified, and considering the mathematical properties of the triplets non-closure phases, we can write an overdetermined system of linear equations, where the known terms are the measured wrapped non-closure phases over the set of identified triplets, namely ΔΦtriplets , and the unknowns are the temporal-baseline-dependent phase velocity difference terms Δv . For example, considering the Sentinel1-A/B sensors, the temporal baseline is sampled with an atomic sampling time of six days; accordingly, if we accept, for instance, a threshold of 96 days for the maximum allowed temporal baseline of the selected SB interferograms, we have 16 unknowns to be estimated. Once the linear system is solved in the Least-Squares sense, the phase biases at the different temporal baselines, namely ΔΦbias , are iteratively retrieved by integrating the phase acceleration terms, assuming as the initial condition that the phase bias at the maximum considered temporal baseline is zero, that is Δφbiasmax_baseline = 0.

Preliminarily experiments, performed on sets of Sentinel1-A/B SAR data in different geo-morphological conditions, demonstrate the effectiveness of the developed methodology. Additionally, we performed some simulations and experiments to test the validity of an extension of the developed method to the non-stationary case, e.g., when the phase bias signals depend on the specific single time acquisitions of the SAR images involved in the SB interferograms generation, and not only on their temporal baselines. Our work is propaedeutic for further investigations aiming at retrieving/analyzing the ground properties of the imaged targets on the terrain, such as the soil moisture content or other local ground properties that are usually not considered appropriately by conventional InSAR analyses.

How to cite: Falabella, F. and Pepe, A.: A Method for the Correction of Non-Closure Phase Artefacts in Triplets of Multi-look SAR Interferograms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4919, https://doi.org/10.5194/egusphere-egu22-4919, 2022.

The interest for using Interferometric Synthetic Aperture Radar (InSAR) for ground motion detection and monitoring is rapidly increasing, thanks to the Copernicus Senetinel-1 satellites which cover relatively large areas with a 6-days revisit time. Ground motion of many locations, especially urban areas around the world have been studied using Sentienl-1 data and the rate and distribution of the ground movements have been reported. For Sweden, for example, Fryksten and Nilfouroushan (2019) and Gido et al. (2020) studied the active ground subsidence in Uppsala and Gävle cities using the Senetinel-1 data collected between 2015-2020. The Persistent Scatterer Interferometry (PSI) technique was used to estimate the subsidence rate and the results were validated with the help of precise levelling data and correlated with the geological observations. Today, fortunately, we have the nationwide GMS of Sweden (https://insar.rymdstyrelsen.se) covering almost the entire country, which provides an opportunity to compare and cross-check the results of this new service with previous studies, for example the ones reported for Uppsala and Gävle cities. The temporal coverage of satellite data used for the GMS of Sweden has an overlap with the data used in previous studies for Uppsala and Gävle cities, and the same PSI technique has been used to generate the displacement map and time series.

In this study, we used the previous PSI results of Uppsala and Gävle cities to validate the newly launched nationwide GMS of Sweden. The Line Of Sight (LOS) displacement time-series at some deforming locations  were compared for both PSI-results. Although the number and imaging date of Senetinel-1 data, and the parameters used for PSI processing are not completely the same, the compared results show a good agreement between corresponding studies on the localization and rate of the subsidence in those two cities in last  ~5 years. The validation phase of the new GMS of Sweden is in progress and our study shows the promising results, at least for urban areas in those two cities.  

References

Fryksten J., Nilfouroushan F., Analysis of Clay-Induced Land Subsidence in Uppsala City Using Sentinel-1 SAR Data and Precise Leveling. Remote Sens. 2019, 11, 2764. https://doi.org/10.3390/rs11232764

Gido N.A.A., Bagherbandi M., Nilfouroushan F., Localized Subsidence Zones in Gävle City Detected by Sentinel-1 PSI and Leveling Data. Remote Sens. 2020, 12, 2629. https://doi.org/10.3390/rs12162629

How to cite: Nilfouroushan, F., Gido, N. A. A., and Darvishi, M.: Cross-checking of the nationwide Ground Motion Service (GMS) of Sweden with the previous InSAR-based results: Case studies of Uppsala and Gävle Cities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5293, https://doi.org/10.5194/egusphere-egu22-5293, 2022.

EGU22-5719 | Presentations | NH6.5

Ground deformation time series prediction based on machine learning 

Carolina Guardiola-Albert, Héctor Aguilera, Juliana Arias Patiño, Javier Fullea Urchulutegui, Pablo Ezquerro, and Guadalupe Bru

The problem of predicting terrain deformation time series from radar interferometry (InSAR) data is one of the biggest current challenges for the prevention and mitigation of the impact of geological risks (e.g. earthquakes, volcanoes, subsidence, slope landslides) that affect both urban (e.g. building movement) and non-urban areas. Generating spatio-temporal alert systems on the processes of deformation of the terrain based on predictive models is one of the great current challenges in the face of the prevention and management of geological risks. Within machine learning techniques, deep learning offers the possibility of applying prediction models of deformation time series on images using convolutional neural networks (Ma et al., 2020).

The objective of the present study is to develop a methodology to obtain predictive models of time series of terrain deformation from InSAR images using machine learning algorithms (e.g. deep convolutional neural networks). Data to train the algorithm will be time series of terrain deformation contained in InSAR images processed by the Geological Survey of Spain (IGME-CSIC). Different architectures and parameterizations of machine learning will be tested.

This work is performed within the framework of the SARAI Project PID2020-116540RB-C22 funded by MCIN/ AEI /10.13039/501100011033.

Reference:

Ma, P., Zhang, F., Lin, H. (2020). Prediction of InSAR time-series deformation using deep convolutional neural networks. Remote Sensing Letters, 11:2, 137-145.

 

How to cite: Guardiola-Albert, C., Aguilera, H., Arias Patiño, J., Fullea Urchulutegui, J., Ezquerro, P., and Bru, G.: Ground deformation time series prediction based on machine learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5719, https://doi.org/10.5194/egusphere-egu22-5719, 2022.

EGU22-6040 | Presentations | NH6.5 | Highlight

A first appraisal of the European Ground Motion Service 

Lorenzo Solari, Michele Crosetto, Joanna Balasis-Levinsen, Luke Bateson, Nicola Casagli, Valerio Comerci, Luca Guerrieri, Michaela Frei, Marek Mróz, Dag Anders Moldestad, Anneleen Oyen, and Henrik Steen Andersen

Satellite interferometry (InSAR) is a reliable and proven technique to monitor and map geohazards over wide areas. In the last years, InSAR is increasingly becoming an everyday tool for geoscientific and applicative analyses; many different users, ranging from academia to the industry, work and rely on InSAR products.

The European Ground Motion Service (EGMS) was conceived and is being implemented as a direct response to growing user needs. The EGMS is implemented under the responsibility of the European Environment Agency in the frame of the Copernicus Programme. The EGMS products are part of the portfolio of the Copernicus Land Monitoring Service. The EGMS provides consistent, regular, standardized, harmonized, and reliable information regarding natural and anthropogenic ground motion phenomena over the Copernicus Participating States and across national borders, with millimeter accuracy. The EGMS distributes three levels of products: (i) basic, i.e. line of sight (LOS) velocity maps in ascending and descending orbits referred to a local reference point; (ii) calibrated, i.e. LOS velocity maps calibrated with a geodetic reference network (a velocity model derived from thousands of global navigation satellite systems time series is used for calibration so that measurements are no longer relative to a local reference point) and (iii) ortho, i.e. components of motion (horizontal and vertical) anchored to the reference geodetic network. The products are generated from the multi-temporal interferometric analysis of Sentinel-1 images in ascending and descending orbit at full resolution.  The data is available and accessible to all and free of charge through a dedicated viewer and download interface.

The accessibility to EGMS accurate and validated interferometric data offers the geoscientific and professional communities the opportunity to study geohazards at the European level, including difficult-to-reach areas or where the availability of ground motion data has so far been scarce or null. The EGMS provides, for example, information useful for the identification and monitoring of slow-moving landslides, natural subsidence, or subsidence due to groundwater exploitation or underground mining activities and volcanic unrest. In addition, the Service establishes a baseline for studies dedicated to localized deformation affecting buildings and infrastructure in general. This presentation will offer a first evaluation of the EGMS products under geoscientific aspects. Case studies from different European environmental contexts will be shown to demonstrate how the EGMS products can be successfully used for geohazards-related studies.

How to cite: Solari, L., Crosetto, M., Balasis-Levinsen, J., Bateson, L., Casagli, N., Comerci, V., Guerrieri, L., Frei, M., Mróz, M., Moldestad, D. A., Oyen, A., and Andersen, H. S.: A first appraisal of the European Ground Motion Service, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6040, https://doi.org/10.5194/egusphere-egu22-6040, 2022.

EGU22-6544 | Presentations | NH6.5 | Highlight

Hazard assessment with SAR – What to expect from the NISAR mission 

Cathleen Jones, Karen An, and Scott Staniewicz

NASA’s NISAR mission, expected to launch in early 2023, will provide SAR observations of nearly all Earth’s land surfaces and selected ocean and sea ice areas on both ascending and descending orbits at a 12-day orbit repeat interval.  In this talk, mission plans to support both sustained and event-driven observations for hazard assessment are presented.  The NISAR satellite will carry both L- and S-band instruments, with the L-band instrument providing the near-global coverage and the S-band acquisitions concentrated in southern Asia and the polar regions.  In addition, the mission system will be capable of accepting and implementing requests for rapid processing to support disaster response.  Most land observations are part of the standard observation plan, so requested scenes will be marked for rapid processing and delivery, with the goal of providing information within hours of acquisition.  In the event that new acquisitions are needed, e.g., over the ocean as major tropical storms develop, the instrument can be retasked to acquire new scenes.

In addition, we present information about efforts on the part of the mission to enable realistic simulation of NISAR’s capabilities across a broad range of science and applications topics.  To that end, L-band quad-polarimetric and repeat pass SAR data acquired with the airborne UAVSAR instrument, which has ~3-m single look resolution, has been processed to be ‘NISAR-like,’ with the noise level and spatial resolution of NISAR’s planned acquisition modes.  To date, more than 400 NISAR-like products from 70 different UAVSAR scenes acquired in North America and Greenland have been produced, and the UAVSAR project is continuing to generate more products specifically to support hazard assessment for fires and landslides.  Examples of anticipated NISAR performance will be shown with comparison to results using the full resolution UAVSAR products. 

This work was carried out in part at the Jet Propulsion Laboratory, California Institute of Technology, under a contract with NASA.

How to cite: Jones, C., An, K., and Staniewicz, S.: Hazard assessment with SAR – What to expect from the NISAR mission, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6544, https://doi.org/10.5194/egusphere-egu22-6544, 2022.

Slow-moving landslides are hydrologically driven and respond to changes in precipitation over daily to decadal timescales. Open-access satellite InSAR data products, which are becoming increasingly common, can be used to investigate landslides (and other ground surface deformation) over large regions. Here we use standardized open-access satellite radar interferometry data processed by the Advanced Rapid Imaging and Analysis (ARIA) team at NASA’s Jet Propulsion Laboratory to identify 247 active landslides in California, USA. These landslides occur in both wet and dry climates and span more than ~2 m/yr in mean annual rainfall. We quantify the sensitivity of 38 landslides to changes in rainfall, including a drought and extreme rainfall that occurred in California between 2015 and 2020. Despite the large differences in climate, we found these landslides exhibited surprisingly similar behaviors and hydrologic sensitivity, which was characterized by faster (slower) than normal velocities during wetter (drier) than normal years. Our study documents the first application of open-access standardized InSAR products from ARIA to identify and monitor landslides across large regions. Due to the large volume of open-access InSAR data that is currently available, and will continue to increase with time, especially with the upcoming launch of the NASA-ISRO SAR (NISAR) satellite, standardized InSAR products will become one of the primary ways to deliver InSAR data to the broader scientific community. Thus, it is important to continue to explore new approaches to analyze these InSAR products for scientific research.

How to cite: Handwerger, A., Fielding, E., Sangha, S., and Bekaert, D.: Tracking slow-moving landslides over large regions using open-access standardized InSAR products produced by the Advanced Rapid Imaging and Analysis (ARIA) Center for Natural Hazards project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6817, https://doi.org/10.5194/egusphere-egu22-6817, 2022.

The paper presents the results of long-term terrain subsidence monitoring in the mining area of the Upper Silesian Coal Basin (USCB) in Poland using Interferometry Synthetic Aperture Radar (InSAR), supplemented with differential analysis of digital elevation models. The work included analysis of mining-induced subsidence based on three archival surface models: historical terrain model obtained from the digitization of Messtischblatt topographic maps, representing the surface in 1919-1944; numerical terrain model DTED, derived from the vectorization of diaposites of topographic maps from the 90s of the twentieth century; LIDAR digital terrain model from 2013. Archival analyses were complemented by the newest PSInSAR database of Sentinel-1 data, processed for the entire area of USCB. The data covered a period of 6 years (October 26, 2014 - June 26, 2020), in which a total of 260 scenes from 124 descending paths were used. In the time domain, data were recorded at intervals of 12 days (for one Sentinel-1 satellite) or every 6 days for the full Sentinel-1 A / B constellation. The entire collection includes 8,139,901 PS points over 6,620 km2, giving an average density of about 1230 PS /sq km. The dataset enabled the analysis of contemporary vertical land movements. This huge set of various data was used to analyze the long-term influence of mining in the area broken down into time intervals, collectively covering the period from the mid-twentieth century to 2020. As a result of the analyzes, zones of mining-induced subsidence were developed, where the terrain surface was systematically changed in individual years. The data allowed for over 600 sq km identification under the influence of exploitation. Subsidence areas were matched with topographic data such as buildings and roads to estimate the effect of subsidence on urban areas. The work shows the great advantage of remote monitoring methods, which is the possibility of showing the long-term environmental impact to a large extent. The use of both historical and the latest data allowed for a comprehensive analysis of changes on the surface of the area now and in the past.

How to cite: Przyłucka, M., Perski, Z., and Kowalski, Z.: Long-term analysis of the environmental impact of mining in the Upper Silesia Coal Basin area based on historical and the latest remote sensing data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7159, https://doi.org/10.5194/egusphere-egu22-7159, 2022.

EGU22-8397 | Presentations | NH6.5

P-band SAR for deformation surveying: advantages and challenges 

Yuankun Xu, Zhong Lu, and Jin-Woo Kim

To date, mainstream SAR (Synthetic Aperture Radar) systems dominantly operate in X/C/L bands (wavelengths of 3.1–24.2 cm), which commonly experience low coherence and thereby degraded InSAR accuracy over densely vegetated terrains. The long wavelength (69.7 cm) P-band SAR, in contrast, holds the potential to address this challenge by penetrating through dense forests to collect highly coherent data takes. Here, we experimented using the NASA JPL (Jet Propulsion Laboratory)’s P-band AirMOSS (Airborne Microwave Observatory of Subcanopy and Subsurface) radar system to acquire repeat-pass SAR data over diverse terrains (14 flight segments) in Washington, Oregon, and California (USA), and comprehensively evaluated the performance of P-band InSAR for ground deformation surveying. Our results show that the AirMOSS P-band InSAR could retain coherence two times as high as the L-band satellite ALOS-2 (Advanced Land Observing Satellite-2) data, and was significantly more effective in discovering localized geohazards that were unseen by the ALOS-2 interferograms in forested areas. Additionally, P-band InSAR could better avoid phase aliasing to resolve high-gradient deformation. However, despite these advantages, P-band InSAR were less sensitive to subtle deformation than X/C/L band radars and faced similar challenges posed by waterbodies, thick snow covers, shadow and layover effects, and the side-looking configuration. Overall, our results suggest that P-band InSAR could be a revolutionary tool for measuring relatively high-gradient deformation under dense forest canopies.   

How to cite: Xu, Y., Lu, Z., and Kim, J.-W.: P-band SAR for deformation surveying: advantages and challenges, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8397, https://doi.org/10.5194/egusphere-egu22-8397, 2022.

EGU22-9194 | Presentations | NH6.5

The importance of InSAR data post-processing for the interpretation of geomorphological processes 

Marta Zocchi, Benedetta Antonielli, Roberta Marini, Claudia Masciulli, Gianmarco Pantozzi, Francesco Troiani, Paolo Mazzanti, and Gabriele Scarascia Mugnozza

A-DInSAR (Advanced Differential Synthetic Aperture Radar Interferometry) is widely acknowledged as one of the most powerful remote sensing tools for measuring Earth’s surface displacements over large areas, and in particular landslides. The Persistent Scatterer Interferometry (PS-InSAR or PSI) is a common A-DInSAR multitemporal technique, which allows retrieving displacement measurements with sub-centimetric precision. Characterization and interpretation of landslides can greatly benefit from the application of A-DInSAR post-processing tools, especially when extremely slow-moving phenomena are not detectable by classical geomorphological investigations, or when complex displacement patterns need to be highlighted. Detailed representations of the spatial and temporal evolution of the processes provide useful constraints during the planning stages of reconstructions and for land use purposes.
The present study is part of a broader national project, focused on updating and monitoring landslide-prone slopes interacting with urban centres in the Central Apennines (Italy), by using both geomorphological and A-DInSAR analysis. Therefore, although field surveys permitted the systematic updating of the available landslide inventories, in most cases, clear indications of displacement were outlined only by the SAR interferometry results. In this regard, the preliminary results of the ongoing research focus on specific post-processing analyses of interferometric data performed in the study area. 
A specific PS-toolbox software, developed by NHAZCA S.r.l. as a set of post-processing plugins for the open-source software QGIS, was specifically designed to enhance spatial and temporal deformation trends of the PSI results, as well as for visualizing the differences between multi-satellite datasets. Moreover, the PS-toolbox allowed depicting subtle surface patterns within the landslide area, shedding light on kinematics and style of activity of slope instabilities.  
In complex morphological conditions, as the Apennines mountainous regions, the geometric distortions and the site coverage percentage can lead to a lack of information. Therefore, we compared the coverage of PSs and the accuracy of the surface velocity maps produced using different InSAR tool packages on both Sentinel-1 and COSMO-SkyMed scenes. Thus, the comparison of the resulting datasets allowed their validation in terms of measured displacements and reliability for further processing.

How to cite: Zocchi, M., Antonielli, B., Marini, R., Masciulli, C., Pantozzi, G., Troiani, F., Mazzanti, P., and Scarascia Mugnozza, G.: The importance of InSAR data post-processing for the interpretation of geomorphological processes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9194, https://doi.org/10.5194/egusphere-egu22-9194, 2022.

EGU22-9443 | Presentations | NH6.5

Regional scale monitoring results of surface deformation in the Transcarpathian Region 

Balint Magyar and Roland Horvath

One of the main objectives of the GeoSES* project to investigate dangerous natural and anthropogenic geo-processes and aim hazard assessment using space geodetic technologies and concentrating on the Hungary-Slovakia-Romania-Ukraine cross-border region. The monitoring of such natural hazards and emergency situations (e.g. landslides and sinkholes ) are also additional objectives of the project. In the framework of the presented project, our study utilizes one of the fastest developing space-borne remote sensing technology, namely InSAR, which is an outstanding tool to conduct large scale ground deformation observation and monitoring. According this, we utilized ascending and descending Sentinel-1 Level-1 SLC acquisitions since 2014 until 2021 over the indicated cross-border area, focusing the Transcarpathian Region.

We also present an automated processing chain of Sentinel-1 interferometric wide mode acquisitions to generate long-term ground deformation time-series. The pre-processing part of the workflow includes the migration of the input data from the Alaska Satellite Facility (ASF), the integration of precise orbits from S1QC, as well as the corresponding radiometric calibration and mosaicing of the TOPS mode data, furtheromore the geocoding of the geometrical reference. Subsequently all slave acquisition have be co-registered to the geometrical reference using iterative intensity matching and spectral diversity methods, then subsequent deramping has been also performed. To retrieve deformation time series from co-registered SLCs stacks, we have implemented multi-reference Interferometric Point Target Analysis (IPTA) using singe-look and multi-look phases using the GAMMA Software. After forming differential interferometric point stacks, we conducted the iterative IPTA processing. According this both topographical and orbit-related phase component, as well as the atmospheric phase, height-dependent atmospheric phase and linear phase term supplemented with the deformation phase are modeled and refined through iterative steps. To retrieve recent deformations of the investigated area, SVD LSQ optimization has been utilized to transform the multi-reference stack to single-reference phase time-series such could be converted to LOS displacements within the processing chain. Involving both ascending and descending LOS solutions also supports the evaluation of quasi East-West and Up-Down components of the surface deformations. Results are interpreted both in regional scale and through local examples of the introduced cross-border region as well.

* Hungary-Slovakia-Romania-Ukraine (HU-SK-RO-UA) ENI Cross-border Cooperation Programme (2014-2020) “GeoSES” - Extension of the operational "Space Emergency System"

How to cite: Magyar, B. and Horvath, R.: Regional scale monitoring results of surface deformation in the Transcarpathian Region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9443, https://doi.org/10.5194/egusphere-egu22-9443, 2022.

EGU22-9733 | Presentations | NH6.5

EGMS: a New Copernicus Service for Ground Motion Mapping and Monitoring 

Mario Costantini, Federico Minati, Francesco Trillo, Alessandro Ferretti, Emanuele Passera, Alessio Rucci, John Dehls, Yngvar Larsen, Petar Marinkovic, Michael Eineder, Ramon Brcic, Robert Siegmund, Paul Kotzerke, Ambrus Kenyeres, Sergio Proietti, Lorenzo Solari, and Henrik Andersen

Satellite interferometric SAR (InSAR) has demonstrated to be a powerful technology to perform millimeter-scale precision measurements of ground motions. The European Ground Motion Service (EGMS), funded by the European Commission as an essential element of the Copernicus Land Monitoring Service (CLMS), constitutes the first application of the InSAR technology to high-resolution monitoring of ground deformations over an entire continent, based on full-resolution processing of all Sentinel-1 (S1) satellite acquisitions over most of Europe (Copernicus Participating States).

Upscaling from existing national precursor services to pan-European scale is challenging. EGMS employs the most advanced persistent scatterer (PS) and distributed scatterer (DS) InSAR processing algorithms, and adequate techniques to ensure seamless harmonization between the Sentinel-1 tracks. Moreover, within EGMS, a Global Navigation Satellite System (GNSS) high-quality 50 km grid model is realized, in order to tie the InSAR products to the geodetic reference frame ETRF2014.

The millimeter-scale precision measurements of ground motions provided by EGMS will enable mapping and monitoring of landslides, subsidence and earthquake or volcanic phenomena all over Europe, and the stability of slopes, mining areas, buildings and infrastructures. The first release of EGMS products will be in March 2022, with annual updates to follow.

To foster as wide usage as possible, EGMS foresees tools for visualization, exploration, analysis and download of the ground deformation products, as well as elements to promote best practice applications and user uptake.

The new European geospatial dataset provided by EGMS will hopefully also stimulate the development of value-added products/services for the analysis and monitoring of ground motions and stability of structures based on InSAR measurements, as well as other InSAR products with higher spatial and/or temporal resolution.

This work will describe all the qualifying points of EGMS. Particular attention will be paid to the characteristics and the accuracy of the realized products, ensured in such a huge production by advanced algorithms and quality checks.

In addition, many examples of EGMS products will be shown to discuss the great potential and the (few) limitations of EGMS for mapping and monitoring landslides, subsidence and earthquake or volcanic phenomena, and the related stability of slopes, buildings and infrastructures.

How to cite: Costantini, M., Minati, F., Trillo, F., Ferretti, A., Passera, E., Rucci, A., Dehls, J., Larsen, Y., Marinkovic, P., Eineder, M., Brcic, R., Siegmund, R., Kotzerke, P., Kenyeres, A., Proietti, S., Solari, L., and Andersen, H.: EGMS: a New Copernicus Service for Ground Motion Mapping and Monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9733, https://doi.org/10.5194/egusphere-egu22-9733, 2022.

EGU22-10347 | Presentations | NH6.5

Monitoring mining-induced ground deformation in Karagandy mining basin using InSAR 

Gauhar Meldebekova, Chen Yu, Jon Mills, and Zhenhong Li

Strata deformation associated with underground longwall coal mining can induce large magnitudes of ground surface subsidence. The Karagandy basin, one of the largest coal mining regions in Kazakhstan, is located in close proximity to urban areas and critical infrastructure, necessitating detailed investigation into the spatial distribution and temporal dynamics of subsidence. Synthetic aperture radar interferometry (InSAR) is recognised as a powerful tool to detect, map and quantify ground deformation. In this research, C-band Sentinel-1 products were used to implement interferometric and time-series analysis using the Small BAseline Subset (SBAS) algorithm. Subsidence bowls were detected over eight mining sites. The maximum annual velocity along line-of-sight, some ‑82 mm/year,  was detected at the Kostenko mine, whilst cumulative subsidence reached a maximum of 350 mm in five years.  Wavelet transform analysis was used to inspect the non-linear nature of the signal and confirmed the annual periodicity of ground deformation. Spatio-temporal analysis of subsidence patterns revealed the different drivers of deformation, with sites clustered accordingly. Results from the research offer considerable insight for facilitating decision-making in forward sustainable mining operations, both in Kazakhstan and further afield.

How to cite: Meldebekova, G., Yu, C., Mills, J., and Li, Z.: Monitoring mining-induced ground deformation in Karagandy mining basin using InSAR, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10347, https://doi.org/10.5194/egusphere-egu22-10347, 2022.

EGU22-11186 | Presentations | NH6.5

Values and challenges of DInSAR derived velocity estimates for landslide hazard assessment and mapping 

Mylene Jacquemart and Andrea Manconi

Deep-seated slope instabilities pose a significant hazard to infrastructure and livelihoods in mountain regions all around the world. Increasingly accesible data from synthetic aperture radar (SAR) satellites, such as ESA’ Copernicus Sentinel-1 mission, offer easier access to displacement data that can be used to detect, delineate, and monitor landslides in mountainous terrain. However, displacement measurements retrieved from differential interferometric processing (DInSAR) can be biased by the terrain geometry, which can lead to an underestimation of the true displacement. In addition, the quality of DInSAR results is highly susceptible to changes of surface geometry and moisture conditions, for example due to snow melt, hillslope erosion, or vegetation changes. Furthermore, the relative nature of DInSAR measurements can lead to underestimation of displacements due to phase aliasing. These factors may severely impact the accuracy of landslide velocities quantification. However, landslide velocities are often directly used in hazard assessment.

 

In Switzerland, mean and maximum landslide velocities are key factors used to assess the hazard intensity of unstable slopes, and thus to determine the slope hazard potential and consequently hazard zonation. The latter has direct implications for land use and land-use planning. In this study, we use two exemplary large deep-seated instabilities at Brienzauls (canton of Grisons) and Spitzer Stein (canton of Bern), both in Switzerland, to showcase the challenges of relying on DInSAR derived velocities for hazard mapping. We attempt to disentangle effects of terrain and orbit geometry on the measurable velocities from those caused by transient changes to surface geometry and conditions, and explore ways by which the value of DInSAR-derived displacement measurements can nevertheless be maximized for hazard zonation mapping. 

How to cite: Jacquemart, M. and Manconi, A.: Values and challenges of DInSAR derived velocity estimates for landslide hazard assessment and mapping, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11186, https://doi.org/10.5194/egusphere-egu22-11186, 2022.

EGU22-11733 | Presentations | NH6.5 | Highlight

Operational monitoring of our hazardous planet with Sentinel-1 

Tim Wright, Andy Hooper, Milan Lazecky, Yasser Maghsoudi, Karsten Spaans, and Tom Ingleby

The European Commission’s Sentinel-1 constellation, operated by ESA, has been a game changer for operational monitoring of our hazardous planet. When fully operational, the Sentinel-1 mission is a two-satellite constellation; currently consisting of Sentinel-1A (launched in 2014) and Sentinel-1B (launched in 2016), the mission provides at least one SAR image for the whole land surface every 12 days, with both ascending and descending data acquired in tectonic/volcanic areas globally every 12 days, and images acquired in both geometries every 6 days over all of Europe. The narrow orbital tube, consistent imaging geometry, and long time series are optimised for ground deformation measurements with InSAR. Sentinel-1C and -1D have been built and will replace the existing satellites in due course. Perhaps the most important game changer has been the Copernicus data policy, which mandates fully free and open distribution of Sentinel-1 products for all applications, whether they are for research or commercial purposes. Sentinel-1 InSAR data has quickly become the primary data set for monitoring ground movement in our hazardous planet. Several research organisations/collaborations now process enormous quantities of Sentinel-1 data to produce deformation products that are made freely available through organisations like COMET in the UK, EPOS and the new European Ground Motion Service in Europe, and the Alaska SAR Facility in the US. Commercial providers are processing data at scales ranging from individual bridges/dams through to whole countries. In this presentation we will focus on Sentinel-1 results produced academically by COMET and commercially by SatSense Ltd. COMET now responds routinely to all continental earthquakes bigger than M5.5 and provides interactive tools and machine-learning-based alerting for global volcanoes. COMET is combining Sentinel-1 InSAR with GNSS to map tectonic strain at high spatial resolution on a continental scale, in areas including Anatolia, Tibet and Iran, and using the results to improve our understanding of seismic hazard. SatSense have demonstrated the value of Sentinel-1 InSAR for applications including dam monitoring, water pipe failures and railway infrastructure. The SatSense processing approach allows InSAR ground movement data to be kept continuously up to date for entire countries. We conclude the presentation by discussing prospects for the future of InSAR beyond Sentinel-1.

How to cite: Wright, T., Hooper, A., Lazecky, M., Maghsoudi, Y., Spaans, K., and Ingleby, T.: Operational monitoring of our hazardous planet with Sentinel-1, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11733, https://doi.org/10.5194/egusphere-egu22-11733, 2022.

EGU22-11969 | Presentations | NH6.5

Combined DInSAR-PSInSAR approach for increasing the quality of deformation map estimation in the area of underground mining exploitation 

Natalia Wielgocka, Kamila Pawluszek-Filipiak, and Maya Ilieva

Monitoring the deformation of the mining ground surface is crucial to ensuring the safety of residents, workers and the protection of all infrastructure in mining areas.The Polish realization of the European Plate Observing System project (EPOS-PL and its continuation EPOS-PL+) aims to build an infrastructure to monitor the deformation of the ground surface caused by extensive underground mining activities in the area of Upper Silesian Coal Basin in Southern Poland.  Among many geodetic and geophysical approaches for monitoring, two different Interferometric Synthetic Aperture Radar (InSAR) techniques have been applied, also taking the advantage of the big set of freely available and with shorter revisiting time (6 days) Sentinel-1 satellite data. In the current study the Differential InSAR (DInSAR) and the Persistent Scattered Interferometry (PSInSAR) approaches are compared, evaluated and integrated. Various processing strategies are tested aiming to increase the quality of the produced integrated deformation maps. The optimal processing strategy should accurately detect stable areas, estimate the small deformation, as well as the maximum deformation gradient occurring in the center of the subsidence bowl directly in the excavation area. 

One of the main error contributors to the Sentinel-1 data is the water vapor in the atmosphere that might slower the radar signal and modulate the results. Thus, the atmospheric artefacts have to be minimized since they are one of the main effects that limits the accuracy of interferometric products. In the PSInSAR approach high-pass and low-pass filtering has been used, while in the DInSAR approach – estimation of the Atmospheric Phase Screen has been made based on polynomial surface estimation using stable coherent points. Comparison of the one-year cumulated deformation for the area of Rydułtowy mine in Poland with ground truth data such as static GNSS measurement on reference points shows that PSInSAR results are more accurate. However, due to the linear deformation model required in the PSInSAR processing the areas in the center of the subsidence bowls were not estimated. Therefore, the difference between PSInSAR and DInSAR results was used for the refinement of the DInSAR deformation map. This refinement was made based on various statistical approaches (e.g. polynomial interpolation, kriging, inverse distance weighted-IDW). The results of IDW and kriging shows the best performance and allowed to minimize errors associated with DInSAR approach and provide a more accurate deformation map in the area of mining as well as provided the opportunity to capture maximal deformation gradient. 

How to cite: Wielgocka, N., Pawluszek-Filipiak, K., and Ilieva, M.: Combined DInSAR-PSInSAR approach for increasing the quality of deformation map estimation in the area of underground mining exploitation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11969, https://doi.org/10.5194/egusphere-egu22-11969, 2022.

EGU22-12444 | Presentations | NH6.5

New advances of the P-SBAS algorithm for the efficient generation of full resolution DInSAR products through scalable HPC infrastructures 

Riccardo Lanari, Manuela Bonano, Sabatino Buonanno, Michele Manunta, Pasquale Striano, Muhammad Yasir, and Ivana Zinno

The widespread availability of large SAR data volumes systematically acquired during the last 3 decades by several space-borne sensors, operating with different spatial resolutions, footprint extensions, revisit times and bandwidths (typically X-, C-, or L-band), has promoted the development of advanced Differential Interferometric SAR (DInSAR) techniques providing displacement time series relevant to wide areas with rather limited costs. These techniques allow us to carry out detailed analyses of the Earth surface deformation effects caused by various natural and anthropic phenomena and also to investigate the displacements affecting man-made structures. In particular, with reference to the latter issue, the increasing need to assess, preserve and mitigate the health conditions of buildings and infrastructures, due to the high vulnerability of the built-up environment, has fostered over the last decades an intense exploitation of the advanced DInSAR techniques. In this context, a new frontier for the development of these methodologies is related to their effective exploitation in operational contexts, requiring the use of up-to-date interferometric processing techniques and advanced HPC infrastructures to precisely and efficiently generate value-added information from the available, multi-temporal large SAR data stacks.

Among several advanced DInSAR algorithms, a widely used approach is the Small BAseline Subset (SBAS) technique which has largely demonstrated its effectiveness to retrieve deformations relevant to natural and anthropic hazard scenarios, through the generation of spatially dense mean velocity maps and displacement time series with millimetric accuracy, at different spatial resolution scales (both regional and local ones). Moreover, a parallel algorithmic solution for the SBAS approach, referred to as the parallel Small BAseline Subset (P-SBAS) technique, has been recently developed.

In this work, we present some new advances of the full resolution P-SBAS DInSAR processing chain that allow us to effectively retrieve, in reasonable time frames (less than 24 hours), the spatial and temporal patterns of the deformation signals associated to the built-up heritage. This is achieved through a dedicated implementation of the full resolution P-SBAS processing chain permitting to efficiently exploit HPC resources, also accessible through Cloud Computing environments. In particular, we make an extensive use of innovative hardware and software parallel solutions based on GPUs, which are able to efficiently store, retrieve and process huge amounts of full resolution DInSAR products, with high scalability performance.

To demonstrate the capability of the implemented solution we show the results of the massive full resolution P-SBAS processing relevant to several urban areas of the Italian territory. This is done by exploiting the overall, full frame SAR image stacks of ascending and descending X-band SAR data acquired by the sensors of the Italian COSMO-SkyMed (CSK) constellation, operated through the Stripmap mode (with about 3m x 3 m spatial resolution), and those of the C-band Sentinel-1 twin sensors of the Copernicus Programme, exploiting the Interferometric Wide Swath TOPS mode (with about 15 m x 4 m spatial resolution). Moreover, we also benefit from the availability of the first data acquired by the second generation COSMO-SkyMed constellation (CSG), which allows continuity with the CSK data in the monitoring of the detected deformation phenomena.

How to cite: Lanari, R., Bonano, M., Buonanno, S., Manunta, M., Striano, P., Yasir, M., and Zinno, I.: New advances of the P-SBAS algorithm for the efficient generation of full resolution DInSAR products through scalable HPC infrastructures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12444, https://doi.org/10.5194/egusphere-egu22-12444, 2022.

EGU22-12583 | Presentations | NH6.5

InSAR application for the detection of precursors on the Achoma landslide, Peru 

Benedetta Dini, Pascal Lacroix, and Marie-Pierre Doin

In the last few decades, InSAR has been used to identify ground deformation related to slope instability and to retrieve time series of landslide displacements. In some cases, retrospective retrieval of time series revealed acceleration patterns precursory to failure. This suggests that, the higher temporal sampling of new generation satellites, may indeed offer the opportunity to detect motion precursory to failure with viable lead time.

However, the possibility to retrieve continuous time series over landslides is often impaired by factors such as unfavourable orientation or landcover and fast movements, which make phase unwrapping difficult if not, in certain cases, impossible.

One way to retrieve precursors of destabilisation for landslides that present characteristics unfavourable to unwrapping and to time series inversion is to analyse in detail changes in successive interferograms in the phase domain in combination with interferometric coherence.  

We generated and analysed 102 Sentinel-1 interferograms, covering the period between April 2015 and February 2021, at high spatial resolution (8 and 2 looks in range and azimuth respectively) over the Achoma landslide in the Colca valley, Peru. This large, deep-seated landslide, covering an area of about 40 hectares, previously unidentified, failed on 18th June 2020, damming the Rio Colca and giving origin to a lake.

We developed a method to analyse the changes through time of the unwrapped phase difference between a stable point and points within the landslide. In combination with this, we investigated patterns of coherence loss both within the landslide and in the surrounding area.

We observed that, in the weeks prior to the landslide, there was an increase of the phase difference between a stable reference and points within the landslide, indicating an acceleration of the downslope displacements. In addition to that, seasonal coherence loss is seen both within the landslide and in the surrounding area, in correspondence with wet periods. However, we observed also significant, local coherence loss outlining the scarp and the southeastern flank of the landslide, intermittently in the years before failure, in periods in which coherence was overall higher. Moreover, we observe a sharp decrease in the ratio between the coherence within the landslide and in the surrounding area, roughly six months before the failure.

This type of approach is promising with respect to the extraction of relevant information from interferometric data when the generation of accurate and continuous time series of displacements is hindered by the nature of landcover or of the landslide studied, such in the case of the Achoma landslide. The combination of key, relevant parameters and their changes through time obtained with this methodology may prove necessary for the identification of precursors over a wider range of landslides than with time series generation alone.

 

How to cite: Dini, B., Lacroix, P., and Doin, M.-P.: InSAR application for the detection of precursors on the Achoma landslide, Peru, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12583, https://doi.org/10.5194/egusphere-egu22-12583, 2022.

EGU22-12646 | Presentations | NH6.5

Assessment of Land Subsidence Hazard, Vulnerability and Risk: A case study for National Capital Region in India 

Shagun Garg, Mahdi Motagh, Indu Jayaluxmi, Vamshi Karanam, Sivasakthy Selvakumaran, and Andrea Marinoni

Risk assessment and zoning are very important to risk management as it indicates how severe the hazard can be, and who would be most affected. It plays a crucial role in risk management, especially for densely populated areas. 

Delhi- the capital of India, is the fifth most populous city in the world, with a population density of nearly 30,000 people per square mile. Like other global megacities, Delhi is also facing a looming water crisis due to urbanization and rapid population expansion. The increasing demand for water has translated into the extraction of larger quantities of groundwater in the region. One of the many consequences of groundwater over-extraction is land subsidence. Amongst all other ways to monitor land subsidence, Interferometric Synthetic Aperture Radar (InSAR) is considered to be the most effective and widely used technique.  We used the InSAR technique and analyzed Sentinel-1 data acquired during 2014 - 2020 and identified some localized subsidence zones in the region. In addition to that,  a risk assessment was also performed by considering hazards and vulnerability approach.

In this study, a land subsidence risk assessment index was proposed based on the Disaster Risk Index. The cumulative subsidence volume, the land subsidence velocity, subsidence gradient, and the groundwater exploitation intensity were collected, analyzed, and put together to create a land subsidence hazard evaluation map in the National capital region India. The population density, land cover, and population estimates were adopted as indexes to create the vulnerability map. Finally, the land subsidence risk map was created by combining the hazard and vulnerability maps using the matrix multiplication approach. Specifically, the final risk map was classified into three levels, i.e., high, medium, and low. The analysis highlights an approximate area of 100 square kilometers to be subjected to the highest risk level of land subsidence, demanding urgent attention. The findings of this study are highly relevant for government agencies to formulate new policies against the over-exploitation of groundwater and to facilitate a sustainable and resilient groundwater management system in Delhi NCR.

How to cite: Garg, S., Motagh, M., Jayaluxmi, I., Karanam, V., Selvakumaran, S., and Marinoni, A.: Assessment of Land Subsidence Hazard, Vulnerability and Risk: A case study for National Capital Region in India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12646, https://doi.org/10.5194/egusphere-egu22-12646, 2022.

EGU22-12898 | Presentations | NH6.5

Subsidence in Askja Caldera between 2015 to 2021 

Josefa Sepúlveda, Andy Hooper, Susanna Ebmeier, and Camila Novoa

Iceland is in a Mid Ocean Ridge, where the North American Plate is moving far away from Eurasian Plate at a relative rate of 18-19 mm/yr. The boundary between plates is marked by an active neovolcanism expressed by different volcanoes centres and fissures swarms. Askja volcano is located in the North Volcanic Zone of Iceland. It has an area of 45 km3 and hosts three calderas. Three main eruptions have been observed during different periods: i) 1874 to 1876, ii) 1921-1929, and iii) 1961. Monitoring data have shown a period of alternance between subsidence and uplift between 1966 to 1972. Thereafter, since at least 1983 the caldera has been subsiding at a rate of 5 cm/yr, but this rate has been decaying slowing with time. Additionally, tomography data has revealed a possible deeper zone (between 9 and 15 km depth) below the volcano where melting is storage and also the seismicity between 20 and 25 km depth may be interpreted like a magma movement in this area. However, there are still questions about what is producing the subsidence at Askja. In this work, we present Interferometry Synthetic Aperture Radar (InSAR) results during the period of 2015 to 2021 in Askja. This data will help to constraint what is it causing the subsidence at Askja Caldera.

How to cite: Sepúlveda, J., Hooper, A., Ebmeier, S., and Novoa, C.: Subsidence in Askja Caldera between 2015 to 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12898, https://doi.org/10.5194/egusphere-egu22-12898, 2022.

EGU22-294 | Presentations | HS6.2

Performance of satellite rainfall estimates for flood and drought monitoring 

Mohamed Hamouda, Gilbert Hinge, and Mohamed Mohamed

In recent years, many researchers indicated that earth-observing satellites perform well in measuring or estimating precipitation rates. However, it has been highlighted that the performance of satellite rainfall estimates (SREs) is affected by many factors. In this study, a meta-data analysis was conducted to assess the performance of different SREs for flood and drought monitoring under diverse settings to test the influence of factors related to climate, topography, watershed size, and length of SREs data record. Koppen climate classification was used to classify the different studies into different climatic zone. Mean elevation was used as an indicator of varying topography. Studies were grouped into three different categories depending upon their available data record length. The impact of various factors on the performance of SREs was assessed with three statistical indices: Pearson correlation coefficient, Root Mean Square Error, and Nash-Sutcliffe Efficiency. Results showed that the performance of SREs for drought and flood monitoring is influenced by the climate, length of the data record, interactions between the applied hydrological model and type of SRE, and topography. Microwave-based SREs performed were found to perform better than infrared-based SREs. Low lying landscapes exhibited higher accuracy of SREs in flood and drought monitoring compared to complex mountainous terrain. In most cases, IMERG and CMORPH outperformed other SREs.  IMERG showed the best drought monitoring performance with Pearson correlation values ranging between 0.96-0.99. It was found that the best SREs that can represent the observed streamflow vary depending on the type of hydrological models. Also, the hydrological model performance for flood prediction significantly increases (p<0.05) when using the SREs for model calibration compared to when the model is manually calibrated with historical gauge data. Bias-adjusted SREs performed better than their counterpart. Overall, SREs offer great potential for flood and drought monitoring, but their performance needs to be enhanced for hydrological applications.

How to cite: Hamouda, M., Hinge, G., and Mohamed, M.: Performance of satellite rainfall estimates for flood and drought monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-294, https://doi.org/10.5194/egusphere-egu22-294, 2022.

EGU22-721 | Presentations | HS6.2

Spatial scale evaluation of forecast flood inundation maps using Synthetic Aperture Radar (SAR) images. 

Helen Hooker, Sarah L. Dance, David C. Mason, John Bevington, and Kay Shelton

Flood inundation forecast maps provide an essential tool for disaster management teams to aid planning and preparation ahead of a flood event in order to mitigate the impacts of flooding on the community. Evaluating the accuracy of forecast flood maps is essential for model development and improving future flood predictions and can be achieved by comparison with flood maps derived from remote-sensing observations. Conventional, quantitative binary verification measures typically provide a domain averaged score, at grid level, of forecast skill. This score is dependent on the magnitude of the flood and the spatial scale of the flood map. Binary scores have limited physical meaning and do not indicate location specific variations in forecast skill that enable targeted model improvements to be made. A new, scale-selective approach is presented to evaluate forecast flood inundation maps against Synthetic Aperture Radar (SAR)-derived observed flood extents. We evaluate forecast flood maps out to 10-days lead time for the Rivers Wye and Lugg (UK) during Storm Dennis, February 2020. A neighbourhood approach based on the Fraction Skill Score is applied to assess the spatial scale at which the forecast becomes skilful at capturing the observed flood. This skilful scale varies with location and when combined with a contingency map creates a novel categorical scale map, a valuable visual tool for model evaluation and development. The impact of model improvements on forecast flood map accuracy skill scores are often masked by large areas of correctly predicted flooded/unflooded cells. To address this, the accuracy of the flood-edge location is evaluated: this provides a physically meaningful verification measure of the forecast flood-edge discrepancy. Representation errors are introduced where remote sensing observations capture the flood extent at different spatial resolutions in comparison with the model. We evaluate the sensitivity of the verification measures to the resolution of the SAR-derived flood map.

An ensemble of forecast flood inundation maps has the potential to represent the uncertainty in the flood forecast and provides a location specific, probabilistic, likelihood of flooding. This gives valuable information to flood forecasters, flood risk managers and insurers and will ultimately benefit people living in flood prone areas. We apply a scale selective approach to evaluate the spatial predictability of forecast ensemble flood maps. An ensemble forecast of flooding of the Brahmaputra in the Assam region, August 2017, is evaluated using flood extents derived from Sentinel-1 SAR images. The results are presented on a Spatial Spread-Skill (SSS) map, indicating where the flood map ensemble is over-, under- or well-spread. Overall, emphasis on scale, rather than domain-average score, means that comparisons can be made across different flooding scenarios and forecast systems and between forecasts at different spatial scales.

How to cite: Hooker, H., Dance, S. L., Mason, D. C., Bevington, J., and Shelton, K.: Spatial scale evaluation of forecast flood inundation maps using Synthetic Aperture Radar (SAR) images., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-721, https://doi.org/10.5194/egusphere-egu22-721, 2022.

EGU22-1819 | Presentations | HS6.2

Improved urban flood mapping: dependence of SAR double scattering on building orientation. 

David Mason, Sarah Dance, Hannah Cloke, and Helen Hooker

Urban flood mapping using SAR is an important tool for emergency flood incident management and improved flood forecasting. We have recently developed a method for detecting urban flooding using Sentinel-1 and WorldDEM data1. This is a change detection technique that estimates flood levels using pre- and post-flood images. It searches for increased backscatter in the post-flood image due to double scattering between water and adjacent buildings, compared to that in the pre-flood image where double scattering is between unflooded ground and buildings. If φ is the angle between building and satellite direction of travel, double scattering is strongest for low φ, and falls off as φ increases. It also depends on the building height and length, the depth of flooding, the roughness of the ground surface, and the complex dielectric constants of the building wall and ground surface.

Ref. 2, modelling X-band data, concluded that the increase of double scattering was only high if buildings were roughly parallel to the flight direction. The modelling assumed isolated buildings, and in a complex urban environment any increase would be further masked due to adjacent buildings. This implies a limitation in our method, since if the falloff with φ is very rapid, this could reduce the number of flooded double scatterers detected.

We used the model of ref. [3] to estimate the post- to pre-flood radar cross section (RCS) ratio for double scatterers in Sentinel-1 C-band images. In agreement with ref. [2], this predicted that high ratios would only be obtained from building walls with φ < 10°.

However, there are limitations in the models, and as a result it was decided to carry out an empirical study to examine the relationship between the RCS ratio and φ. This was based on S-1 data from the UK floods of winter 2019/2020, using flooding in Fishlake as an example of flooding in moderate housing density, and flooding in Pontypridd as an example of flooding in dense housing. A LiDAR DSM was used to allow accurate measurement of φ.

Our results showed that, as well as flooded double scatterers (DSs) with φ < 10°, a significant number of flooded DSs with 10° < φ < 30° also produced a high RCS ratio. Our method also benefited from the predilection for building houses facing south in the northern hemisphere. As the S-1 sensor is in polar orbit, descending/ascending passes image the east/west walls of a house at low φ values. Similar arguments hold in the southern hemisphere and tropics. These effects combined to provide a sufficient density of high ratio DSs from flooded buildings to estimate an accurate average flood height for a local region. In areas of high housing density, the density of high ratio DSs from flooded buildings did fall, probably due to adjacent buildings, but was still sufficient to estimate an accurate local flood height.

1 Mason et al., JARS 15(3), 032003, (2021).

2 Pulvirenti et al., IEEE TGRS, 54(30), 1532-1544. (2016).

3 Franceshetti et al., IEEE TGRS, 40(8), 1787, 1801. (2002).

 

 

How to cite: Mason, D., Dance, S., Cloke, H., and Hooker, H.: Improved urban flood mapping: dependence of SAR double scattering on building orientation., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1819, https://doi.org/10.5194/egusphere-egu22-1819, 2022.

                Rapid and accurate mapping of floods offers an excellent advantage for local, regional decision-makers to mitigate the exposure of human and material losses. The current study assessed the performance of several machine learning (ML) and deep learning (DL) models for detecting and mapping floods using Sentinel-1 SAR imagery. Three distinct approaches were used with machine learning and deep learning models: pixel classification, object-based image analysis and object instance segmentation. The ML models are Random Forest (RF) and Support Vector Machine applied for pixel classification and object-based image analysis. The DL models are U-NET, DeepLabV3 and Mask RCNN used for pixel classification and object instance segmentation. The models were implemented using SNAP (Sentinel Application Platform), ESRI ArcGIS Pro, Esri ArcGIS API for Python and Python programming language. To test the model's scalability, five different cases studies were selected. These areas are located in Romania (Prut River sector, Timiș River sector and Râul Negru sector), the United States of America (Missouri River sector) and Australia (Broughton Creek sector). Five Sentinel-1 images were used for each flood, having four collected previous to the flood event and one collected after the flood event. Each Sentinel-1 image was calibrated and ortho-corrected, and filtered using SNAP. The intensity images were stacked and scaled in the range of the intensity thresholds associated with water and non-water so that all the case studies have the same margins for intensity. Further, samples were collected in ArcGIS Pro from the Prut River region using the stack of images created from the previous step. Besides water, other classes, such as forest, agricultural fields and bare soil, were collected and used in the training process. The training for the ML models took place directly on the standardized radar images within ArcGIS Pro. The training of the DL models was done through the use of Jupyter Notebooks and ArcGIS API for Python. The models were trained on samples collected from the Prut River area and then tested on all selected regions to assess their ability to perform in different study areas. The highest accuracy, calculated as Intersect over Union, was obtained by the U-Net model (IoU score of 0.74). Comparable accuracies were obtained by the RF and SVM models implemented with OBIA, with an IoU score of 0.72. Mask R-CNN and DeepLabV3 got IoU scores of 0.70, and the lowest accuracies for floods mapping were obtained by the RF and SVM models implemented as pixel classification (both having IoU scores of 0.53).

How to cite: Toma, A. and Sandric, I.: Mapping flooded areas using Sentinel-1 radar satellite imagery series through Machine learning and Deep learning methods, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2947, https://doi.org/10.5194/egusphere-egu22-2947, 2022.

EGU22-3724 | Presentations | HS6.2

Bare-earth DEM generation from ArcticDEM, and its use in flood simulation 

Yinxue Liu, Paul Bates, and Jeffery Neal

Terrain representation is important in many fields including flood mapping. In urban areas, topography data without ground objects are preferred in flood simulation for multiple concerns. However, the topography data collected by remote sensing techniques all contain the artefacts height to some extent. High-resolution photogrammetry DEMs, like ArcticDEM, are emerging with the widely available possibility while approaches to generate bare-earth DEM from them has yet been fully investigated. In this paper, we used the city of Helsinki as a case study. The optimal filter was selected among two morphological filters (PMF, SMRF) and then was used to generate bare-earth ArcticDEM with its various parameter combinations, generating a filtered ArcticDEM ensemble. Then, the elevation error and the flooding performance for a pluvial flooding scenario of this ensemble were evaluated at 2 m and 10 m resolution, respectively, using the LIDAR DTM as the benchmark. The SMRF was found to be advantageous over PMF and be effective at removing artefacts with broad parameter range. In the optimal ArcticDEM-SMRF the RMSE was reduced by up to 70%, achieving 1.02 m, and the simulated water depth error was reduced to a comparable magnitude expected from the LIDAR DTM simulation of 0.3 m. This paper indicates that the SMRF can be directly applied to generate bare-earth ArcticDEM in urban environment although caution should be taken when using in areas with densely packed buildings or vegetation. The results imply that the high-resolution photogrammetry DEMs have the potential to be an alternative of LIDAR in the future.

How to cite: Liu, Y., Bates, P., and Neal, J.: Bare-earth DEM generation from ArcticDEM, and its use in flood simulation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3724, https://doi.org/10.5194/egusphere-egu22-3724, 2022.

EGU22-3787 | Presentations | HS6.2

Flood inundation mapping using 2-d streamflow hydraulic modeling and land subsidence data from InSAR observations in the Alto Guadalentin valley, Spain. 

María Navarro-Hernández, Javier Valdés-Abellán, Roberto Tomás, Serena Tessitore, Pablo Ezquerro, and Gerardo Herrera

Floods are natural extreme events that occur after heavy rains, having a great impact on human settlements developed along flood risk areas (such as floodplains, valleys, etc.). Alto Guadalentin Valley is an orogenic tectonic depression affected by extreme flash floods. Additionaly, this area is affected by the fastest subsidence in Europe with a rate up to -10 cm/year due to groundwater withdrawal. In this study we present two flood event 2-D models comparison between different time land subsidence scenarios (1992 and 2016). The flood inundation modelling was performed in the Alto Guadalentin River and their tributaries using the Hydrologic Engineering Center River Analysis System 2D (HEC-RAS 2D) model, for the purpose of determining the flooded area extent and the depth water variations produced by the effect of land subsidence over time. To recreate both scenarios, different sets of synthetic aperture radar (SAR) images acquired by ERS (1992-2000), ENVISAT (2003-2010) and Cosmo-Skymed (2011-2016) satellites were used to calculate the magnitude and  spatial distribution of land subsidence using SAR Interferometry (InSAR) technique. The subsidence accumulated between 1992 and 2009 and between 2009 and 2016 derived from InSAR was substracted and added, respectively, to a Digital Surface Model (DSM) with 2.5 m spatial resolution from 2009 obtained using Light Detection and Ranging (LiDAR) to obtain the actual topography of the valley before (i.e. 1992) and after (i.e. 2016) the subsidence period covered by InSAR. These DEMs were used to generate the two 2D hydraulic models that ran in an unsteady mode. The results revealed significant changes in the water surface elevation with an increase of 3,073,200 m2 in the areas with depth water greater than 0.8 m over 24 years. From these simulation a flood risk map was performed. The resulting flood hazard data provides useful information to understand the inundation risk taking into account land subsidence contribution in the Alto Guadalentin Valley. This information can be of paramount importance for emergency management and civil protection against future potential floodings.

How to cite: Navarro-Hernández, M., Valdés-Abellán, J., Tomás, R., Tessitore, S., Ezquerro, P., and Herrera, G.: Flood inundation mapping using 2-d streamflow hydraulic modeling and land subsidence data from InSAR observations in the Alto Guadalentin valley, Spain., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3787, https://doi.org/10.5194/egusphere-egu22-3787, 2022.

EGU22-4067 | Presentations | HS6.2

Analysis of pan-tropical GNSS-R observations from CYGNSS satellites for floods detection and mapping 

Pierre Zeiger, Frédéric Frappart, and José Darrozes

Global Navigation Satellite System Reflectometry (GNSS-R) is an emerging remote sensing technique for studying land geophysical parameters. The launch of NASA’s Cyclone GNSS (CYGNSS) mission in 2016 provides GNSS-R data in the pan-tropical area with high spatiotemporal resolution. In this study, we analyze the bistatic observations from CYGNSS for a dynamic floods detection. We compute the coherent reflectivity from CYGNSS L1 data and we grid it at a 0.1°, 7 days spatiotemporal resolution. We use a K-means clustering technique to label the CYGNSS pixels based on their time series of reflectivity. Several reflectivity patterns are extracted from the characteristics of each labelled class: low, medium or high values of reflectivity, and constant or variable amplitude throughout the year. Results are compared to static and dynamic inundation maps, elevation from digital elevation models (DEM), and to land cover information to evaluate the potential of CYGNSS observations for mapping flood dynamics at a global scale. Results highlight the influence of the presence of water on the reflected signals recorded by the CYGNSS satellites. First, high reflectivity values are found over permanent water bodies (lakes, large rivers). Then, seasonal floods are identified by a highly variable value of reflectivity throughout the year, with a peak consistent with the maximum extent of inundations. This is clearly identified over some great floodplains in the Orinoco, Amazon and Parana basins, and over irrigated croplands in the Ganges-Brahmaputra, Mekong and Yangtze basins.

While the global link between CYGNSS observations and floods is assessed, we have identified some limitations at the regional scale. First, very dense canopy layers in tropical forests reduce drastically the penetration of GNSS L-band signals, as for other microwave remote sensing data. Thus, floodplains in densely vegetated areas are underestimated using CYGNSS dataset only. Secondly, the reflectivity over bare soils as in the Sahara or in Australia is high, creating sometimes a confusion with water bodies. Soil Moisture is also well captured by CYGNSS observations with a similar seasonality and a lower amplitude of reflectivity when compared to flooded regions. Finally, CYGNSS observations are affected by the elevation. Water bodies at high elevation suffer from a reduced amplitude of the signal, but are still detectable. To overcome these limitations, a CYGNSS-based mapping of floods dynamics should integrate additional information from the biomass, the land cover and the elevation. We are currently working on this aspect to supply a 0.1°, 7 days CYGNSS flood product to the hydrological community.

How to cite: Zeiger, P., Frappart, F., and Darrozes, J.: Analysis of pan-tropical GNSS-R observations from CYGNSS satellites for floods detection and mapping, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4067, https://doi.org/10.5194/egusphere-egu22-4067, 2022.

EGU22-4078 | Presentations | HS6.2

How many inundations are detectable in Europe using Sentinel-1 and Sentinel-2? 

Angelica Tarpanelli, Stefania Camici, and Alessandro Mondini

Inundation is one of the major natural hazards in Europe. After a number of dramatic floods, the Member States agreed to draw up guidelines to develop a flood risk assessment, flood hazard and risk maps and flood risk management plans (Directive 2007/60/EC) with the aim to reduce the adverse consequences on the human health and the environment. Flood hazard and risk evaluation is not straightforward and it is traditionally based on hydro-monitoring systems  not adequately distributed in the territory or on hydrodynamic models as a tool for delineating flooded areas. In the last decades, the satellite sensors launched for Earth Observation represent a valid support for early warning systems and for mitigating the impact of future flooding. The ESA Earth Observation Program includes a series of satellites, Sentinels, for the operative observation of the natural phenomena and, in particular, Sentinel-1 (SAR) and Sentinel-2 (optical) are more suitable for mapping flooded areas. The two instruments assurance an almost global coverage for free. However, the spatial resolution (10 – 20 m) and the revisit time (5 – 6 days) of the sensors do not always guarantee a full mapping of inundated territories.

Here, we proposed a study to evaluate the effectiveness of the Sentinel-1 and Sentinel-2 in the mapping of floods in Europe, where the flood events have duration ranging from some hours to a few days. To reach the target, we analyzed ten years of river discharge data over almost 2000 sites in Europe and we simulated flood riverine inundations selecting flood events over three established thresholds (97th, 99th and 99.5th percentile). Based on the revisit time of both the satellites constellations and the cloud coverage for the optical sensors, we derived the percentage of potential inundation events detectable from Sentinel-1 and Sentinel-2. Assuming the configuration of a constellation of two satellites for each mission and considering the ascending and descending orbit, we find that on average the 58 % of flood events were potentially observable by Sentinel-1 and only the 28 % by Sentinel-2.

 

 

How to cite: Tarpanelli, A., Camici, S., and Mondini, A.: How many inundations are detectable in Europe using Sentinel-1 and Sentinel-2?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4078, https://doi.org/10.5194/egusphere-egu22-4078, 2022.

EGU22-4403 | Presentations | HS6.2

High spatial and temporal resolution flood monitoring through integration of multisensor remotely sensed data and Google Earth Engine processing 

Rosa Colacicco, Alberto Refice, Raffaele Nutricato, Annarita D'Addabbo, Davide Oscar Nitti, and Domenico Capolongo

Climate change and anthropogenic impact are intensifying the frequency and intensity of extreme flood events. This is particularly worrying in the Mediterranean area, which is highly vulnerable and therefore subject to increased flood risk. The monitoring of flooded areas at high-resolution plays an important role in all phases of disaster management, from alert to the emergency and civil protection phase, up to damage assessment, for compensation and risk reduction purposes.

This study aims at the multi-temporal analysis of remote sensing data, mainly radar data, through the implementation of a semi-automated system for the high-resolution mapping of river flooding effects. The objective is also to develop a system based on the fusion of different data sources and for different land cover types. The system includes an algorithm for the computation of multi-temporal, probabilistic flood maps, based on the analysis of amplitude series (in dB) of a stack of SAR images, acquired both in areas with permanent water and in areas with potential flooding. Exploiting a Bayesian inference framework, conditioned probabilities are estimated for the presence of water. The procedure relies on the temporal modelling of the SAR amplitudes time series, in order to account for seasonal and other slow temporal trends, and thus highlighting floods as events causing abrupt variations of the backscatter, lasting for a single or a few acquisitions. The methodology is particularly suited to data from sensors characterized by a high temporal frequency, such as the European Sentinel-1 constellation, whose two sensors acquire with the same geometrical configuration every 6 days over Europe. In parallel, a land use classification, at high resolution, is produced for each year within the period of acquisition of the satellite image stack (late 2014 to present) using Google Earth Engine [1]. This cloud-based platform makes it easy to access high-performance computing resources for processing geospatial data, allowing for the independent development of algorithms and subsequently specific applications. This supervised classification, achieved with the 'random forest' machine learning technique, is obtained through the combined use of SAR Sentinel 1 and optical Sentinel 2 images, over each entire year of interest. We show how the combination of these techniques can help gaining insight on the land cover, and on the expected changes of their appearance in the remotely sensed data in flooded conditions. This information can be used to improve the performance of the monitoring algorithm over various land cover scenarios and climatic settings.

The procedure is tested over the Metaponto plain, in the Basilicata region (southern Italy). The proposed methodologies can however be used for other contexts affected by similar events, in the Mediterranean area and worldwide.

References

  • Gorelick, N., Hancher, M., Dixon, M., Ilyushchenko, S., Thau, D., Moore, R. (2017) - Google Earth Engine: Planetary-scale geospatial analysis for everyone. Remote Sensing of Environment, Volume 202, 2017, Pages 18-27, ISSN 0034-4257, https://doi.org/10.1016/j.rse.2017.06.031.

How to cite: Colacicco, R., Refice, A., Nutricato, R., D'Addabbo, A., Nitti, D. O., and Capolongo, D.: High spatial and temporal resolution flood monitoring through integration of multisensor remotely sensed data and Google Earth Engine processing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4403, https://doi.org/10.5194/egusphere-egu22-4403, 2022.

EGU22-4556 | Presentations | HS6.2

Observation-based bankfull discharge estimates to improve global flood models 

Michel Wortmann, Louise Slater, Richard Boothroyd, Greg Sambrook Smith, and Jeffrey Neal

The conveyance capacity of rivers is a key uncertainty in regional and global flood models. Most models resort to assumptions of uniform discharge recurrence of 1-2 years, using modelled discharge. While this assumption may hold on average, reach-scale bankfull discharge has been shown to vary significantly at the global scale. To improve this key boundary condition in large-scale hydrodynamic models, we have coupled emerging understanding of the hydrological and geomorphological drivers of bankfull discharge with recent advances in remote sensing products and machine learning. Using measured bankfull discharge values derived from stage-discharge and width-discharge relationships as reference, we construct a data-driven model to estimate bankfull discharge globally at the reach scale (30m centreline pixels and sub-kilometre vector reaches). Various remote sensing products are used as predictor variables that pertain to either catchment-wide or reach-specific attributes. This includes river geometry and floodplain metrics derived from Landsat water masks that have also been used to construct the underlying river network. This novel river network was designed to be as DEM-independent as possible, allowing for multi-thread channels, bifurcations and canals. Early results indicate good agreement between predicted and independent reference values.

The new dataset will be used to improve the parametrisation of a state-of-the-art global flood model as part of the EvoFlood research project (NERC, UK), but is also expected to be useful for other hydrological and hydrodynamic models as well as investigations at regional to global scales.

How to cite: Wortmann, M., Slater, L., Boothroyd, R., Sambrook Smith, G., and Neal, J.: Observation-based bankfull discharge estimates to improve global flood models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4556, https://doi.org/10.5194/egusphere-egu22-4556, 2022.

EGU22-4657 | Presentations | HS6.2

The optimal processing chain for flood mapping using polarimetric SAR in a temperate zone wetland 

Monika Gierszewska and Tomasz Berezowski

In this study, we investigated the influence of speckle filters and decomposition methods with different combinations of filter and decomposition windows sizes on classification accuracy. The study area was a part of Biebrza National Park, located in Northeast Poland. The C-Band SAR image from Radarsat 2 sensor was processed using various speckle filters (boxcar, IDAN, improved Lee sigma, refined Lee) in 5x5, 7x7, 9x9, and 11x11 pixel window sizes. We processed the filtered data using nine polarimetric decompositions also in 5x5, 7x7, 9x9, and 11x11 pixel window sizes. We used the calculated polarimetric features to conduct a supervised classification with random forest machine learning algorithms for each combination of processing parameters in three different scenarios: (1) each decomposition product was used separately as a model input; (2) all decomposition products with the same speckle filtering method were used as a model input; (3) all decomposition products with all speckle filtering methods were used together as the model input. Overall, the most accurate classification model (87%) was produced in scenario 3 with an 11x11 filter and decomposition windows. In scenario 1, the highest overall accuracy achieved the Cloude-Pottier decomposition (72%) and the lowest produced the Touzi decomposition (38%). In scenario 2, the IDAN filter provided the highest accuracy (84%) with an 11x11 filter window and a 9x9 decomposition window. The obtained results show that the selection of appropriate processing parameters is an important step in the SAR data classification workflow. Our study also indicates the most suitable combination of radar image processing parameters for wetland classification.

How to cite: Gierszewska, M. and Berezowski, T.: The optimal processing chain for flood mapping using polarimetric SAR in a temperate zone wetland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4657, https://doi.org/10.5194/egusphere-egu22-4657, 2022.

EGU22-4887 | Presentations | HS6.2

Surface water detection and flood mapping using optical remote sensing and water-related spectral indices 

Cinzia Albertini, Andrea Gioia, Vito Iacobellis, and Salvatore Manfreda

The use of multispectral satellite imagery for flood mapping and river monitoring is a fast and cost-effective method that can benefit from the growing availability of medium-high-resolution and free remote sensing data. Since the 1970s, several satellites are observing the Earth surface supporting water detection studies and flood management. In addition, many techniques exploiting different spectral indices have been proposed in the literature. Considering the high number of available sensors and their differences in spectral and spatial characteristics, this work aims to examine the applications of satellite remote sensing for water extent delineation and flood monitoring. Focusing on freely available optical imagery, this study presents a discussion of the most used satellites for flood and wetland mapping to highlight trends of current research studies. Furthermore, performances of the most common spectral indices for water segmentation are analysed first qualitatively, based on evidence obtained from a significant literature review, and then quantitatively by comparing different water-related index algorithms applied to a real case study. Performance assessment is carried out to provide an overview of the best sensor-specific spectral index in detecting surface water and expressed in terms of overall accuracy (OA) and Kappa coefficient.

How to cite: Albertini, C., Gioia, A., Iacobellis, V., and Manfreda, S.: Surface water detection and flood mapping using optical remote sensing and water-related spectral indices, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4887, https://doi.org/10.5194/egusphere-egu22-4887, 2022.

EGU22-4942 | Presentations | HS6.2

A Comparison of three deep learning-based methods for large-scale urban flood mapping using SAR data 

Jie Zhao, Yu Li, Patrick Matgen, Ramona Pelich, Renaud Hostache, Wolfgang Wagner, and Marco Chini

Synthetic Aperture Radar (SAR)-based floodwater detection in urban areas remains challenging because of the complex urban environment. Generally, open water appears as dark in SAR intensity images due to low values of backscattering caused by specular reflections, while standing water in built-up areas may lead to an increase of the backscattering value depending on the strength of the double bounce effect between the floodwater and the building’s facades. According to previous studies, it is known that the multitemporal interferometric SAR coherence is valuable for improving flood detection in urbanized areas while SAR intensity is more suited to map floods over bare soil. Deep convolutional neural networks approaches have also shown promising results in remote sensing applications, such as land cover classification, object detection and floodwater mapping. For the latter case and with particular attention to urban areas, there is not yet a well-established and unique method neither a privileged dataset to perform the detection of floodwater. In order to have a better understanding of the ability of different deep learning models for urban flood mapping, we compared the performance of three different deep learning-based methods, i.e. U-Net, U-Net with convolutional block attention module (CBAM) and U-Net with an Urban-aware module developed by us, for large-scale urban flood mapping. Here, we used as input multi-temporal intensity and interferometric SAR coherence data and the classification differentiates between flooded bare soils/sparely vegetated areas and flooded urban areas. To learn how to focus on different inputs, the urban-aware U-Net considers prior information provided by a SAR-derived probabilistic urban mask while CBAM U-Net only uses annotated data.
The annotated training dataset is composed of a small subset of Sentinel-1 data acquired during the Houston (US) flood, caused by Hurricane Harvey in 2017, and the Iwaki (Japan) flood, caused by Typhoon Hagibis in 2016, where ground truth data are available. Three independent datasets (i.e. Houston (US) flood in 2017, Koriyama (Japan) flood in 2016 and Beira (Mozambique) flood in 2019) were considered as test cases in order to evaluate the generalizability capabilities of the proposed approach with respect to different scenarios. To evaluate the accuracy of flood mapping in urban areas, we adopted the F1 score. The urban-aware U-Net improves the F1 score to 0.63 in the Houston case and 0.66 in the Beira case while the other two models’ results have quite low F1 values (0.04 ~ 0.38) in Houston case and Beira case. Moreover, a visual inspection of the resulting floodwater maps over the entire Sentinel-1 frame suggests that urban-aware U-Net has less over-detection compared with U-Net and CBAM U-Net. These results indicate that the prior information helps in the proper use of multi-temporal SAR data in large-scale flood mapping. Moreover, considering that the models were trained using a very small and independent dataset and given the agreement of the results with the available ground truth, we consider urban-aware U-Net as a promising approach, having the potential to be used for near real-time urban flood mapping in case of future flood events.

How to cite: Zhao, J., Li, Y., Matgen, P., Pelich, R., Hostache, R., Wagner, W., and Chini, M.: A Comparison of three deep learning-based methods for large-scale urban flood mapping using SAR data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4942, https://doi.org/10.5194/egusphere-egu22-4942, 2022.

EGU22-5877 | Presentations | HS6.2

Flood inundation mapping using Sentinel-1 SAR images with Google Earth Engine cloud platform 

Qin Wang, Lu Zhuo, Miguel Rico-Ramirez, Dawei Han, Jiao Wang, Ying Liu, and Sichan Du

Flood events are expected to become increasingly common with the global increases in weather extremes. The present state of the technologies for flood risk mapping is typically tested on small geographical regions due to limitation of flood inundation observations, which hinders the implementation of flood risk management activities. Synthetic aperture radar (SAR) sensors represent an indispensable data source for flood disaster planners and responders, given their ability to image the Earth's surface nearly independently of weather conditions and the time of day or night. The decision by the European Space Agency (ESA) Copernicus program to open data from its Sentinel-1 SAR satellites to the public marks the first time of global, operational SAR data freely available. Combined with the emergence of cloud computing platforms like the Google Earth Engine (GEE), this development presents a tremendous opportunity to the disaster response community, for whom rapid access to analysis-ready data is needed to inform effective flood disaster response interventions and management plans. Here, we present an algorithm that exploits all available Sentinel-1 SAR images in combination with historical Landsat and other auxiliary data sources hosted on the GEE to rapidly map surface inundation during flood events. Our algorithm relies on multi-temporal SAR statistics to identify unexpected floods in near real-time. Additionally, historical Landsat-based surface water class probabilities are used to distinguish unexpected floods from permanent or seasonally occurring surface water. The flexibility of our algorithm will allow for the rapid processing of future open-access SAR data, including data from future Sentinel-1 missions.

How to cite: Wang, Q., Zhuo, L., Rico-Ramirez, M., Han, D., Wang, J., Liu, Y., and Du, S.: Flood inundation mapping using Sentinel-1 SAR images with Google Earth Engine cloud platform, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5877, https://doi.org/10.5194/egusphere-egu22-5877, 2022.

EGU22-6019 | Presentations | HS6.2

Flood analysis using satellite imagery and machine learning within Google Earth Engine: A catchment-based study in Northern Iran 

Mostafa Rashidpour, Mahdi Motagh, Karim Solaimani, Mohammadali Hadian Amri, Sigrid Roessner, and Kaka Shahedi

Knowledge about the location and extent of flooded areas in large catchments with different rainfall- runoff response in each sub-catchment is of key importance for planning flood management strategies. Haraz catchment with an area of more than 4000 square kilometers is located in the north of Iran and is frequently affected by floods. The lack of reliable spatiotemporal information on flood occurrence has been the main limiting factor for assessment of flood hazard and risk in this catchment.

The current availability of satellite remote sensing sensors with high spatial and temporal resolution is highly valuable for detailed analysis of individual flood occurrence across various scales. In this study, we develop a machine learning approach using data from various remote sensing sensors including Landsat, Planet and Sentinel-2 to detect flood events in different tributary areas within the Haraz catchment which have occurred between 2015 and 2021. The random forest algorithm implemented in Google Earth Engine was used for image classification before and after flood events. The areas of each landcover type inundated by flood waters were calculated for the single flood events and the binary flood masks were overlaid on the study area. The results have revealed that seven flood events could be detected, whereas the two events in April 2015 and April 2019 had led to the largest areas of inundation because of the nature of these floods as riverine flood. Moreover, we have found that two parts of the river network – one in middle part of Norroud subcatchment adjacent to Baladeh City and another one in the area of the catchment outlet - have the largest potential for flood risk because of the frequency of inundation and the high vulnerability of built-up areas that occupy the floodplain. Thus, the findings of this study form the basis for a better understanding of the characteristics for recent flood hazard and risk in Haraz catchment.

How to cite: Rashidpour, M., Motagh, M., Solaimani, K., Hadian Amri, M., Roessner, S., and Shahedi, K.: Flood analysis using satellite imagery and machine learning within Google Earth Engine: A catchment-based study in Northern Iran, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6019, https://doi.org/10.5194/egusphere-egu22-6019, 2022.

EGU22-8645 | Presentations | HS6.2 | Highlight

Novel usage of remotely-sensed flood footprints in the re/insurance sector 

Federica Remondi, David Schenkel, and Rogier de Jong

Flooding has been consistently one of the most recurrent and costly natural catastrophes globally. Only in 2021 large flood events claimed more than 2 000 victims and caused over USD 75 billion of economic losses, of which a quarter was covered by the insurance sector.
Modelling floods and simulating their impact have proven to be particularly challenging in locations with fine-scale changes in elevation, complex terrains and man-made structures as is typical for dense urban centres.  By partnering with ICEYE, the largest commercial synthetic-aperture radar satellite operator, Swiss Re aims to advance flood risk modelling, assist disaster response and provide enhanced insights and new products to its clients. 

We present few applications for the re/insurance sector of the remotely acquired flood maps at high resolution and water depth estimations. Firstly, the flood footprints are provided to clients for assessing the event magnitude and enabling faster loss assessment and payouts. Secondly, they are used as input to flood catastrophe models to obtain a first loss estimation for reinsurance portfolios. Thirdly, new insurance products that rely on the remotely-sensed flood footprints to trigger a payout have been explored. These parametric flood insurances, even with their limitations, present relevant potential applications for cities, large regions and the agriculture sector.

How to cite: Remondi, F., Schenkel, D., and de Jong, R.: Novel usage of remotely-sensed flood footprints in the re/insurance sector, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8645, https://doi.org/10.5194/egusphere-egu22-8645, 2022.

EGU22-9031 | Presentations | HS6.2

Advances in online computing platforms and satellite sensor technologies enable unprecedented uptake of EO products 

Guy J.-P. Schumann, Laura Giustarini, and Paolo Campanella

Since the early seventies, it has been known that satellite images can add value to mapping and monitoring floods. With the early launches of the Landsat series, followed in the early eighties and nineties by synthetic aperture radar (SAR) missions on SIR-B, ERS-1 and RADARSAT-1 with their all-weather and day and night capabilities considerably expanded the potential of flood mapping from space. Since then, the world of open-access Earth Observation (EO) has grown considerably and available data to inform about floods and assist flood disasters from local to global scales have proliferated.

This EO data proliferation coupled, in recent years, with complementing data from drones, IOT sensors and significant progress in online cloud computing platforms and interoperability has led to a massive amount of progress in both geospatial technology development and better actionable products and services based on EO. In the context of floods, machine learning has started to enable onboard satellite mapping, and reconstructing flooded area under cloud cover in optical images. In addition, recent scientific progress in SAR signal coherence processing is enabling the mapping of flooded buildings in urban areas. Online cloud computing platforms can now be used to upscale such flood mapping applications over entire regions, countries or even continents with the click of a button.

Using several use case illustrations, this paper will present some major historical breakthroughs in EO-based flood mapping before presenting recent technological advances in rapidly mapping rural and urban flooding across various spatial scales. 

How to cite: Schumann, G. J.-P., Giustarini, L., and Campanella, P.: Advances in online computing platforms and satellite sensor technologies enable unprecedented uptake of EO products, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9031, https://doi.org/10.5194/egusphere-egu22-9031, 2022.

EGU22-9345 | Presentations | HS6.2

Space-Enabled Modeling of the Niger River to Enhance RegionalWater Resources Management 

Margherita Bruscolini, Taiwo Ogunwumi, and Guy Schumann

The Niger River and floodplain landscape is experiencing a constant change as a result of natural and human processes thereby contributing to the yearly occurrence of flooding. The increasing flood frequency and intensity causes loss of life, destruction of assets and disrupts the livelihood of a large proportion of the population. Due to the current data challenges and lack of hydrological information we are developing a 2-D flood inundation model showing the spatially distributed dynamics of water surface elevation and future flood extent of Niger river and its surroundings. We considered the following parameters such as floodplain topography, river channel widths, banks heights, model parameters, and hydrology information to develop our final output which is an interactive web visualization map showing the inundated extent. Our developed 2D flood prediction model can be extended to other parts of the Niger River Basin which will contribute to a positive regional economic and environmental impact. It will also help the relevant ministries, emergency institutions, local partners and national government of Niger to build safe and resilient communities through effective risk communication and contribute to the achievement of the Sustainable Development Goal (SDG) 11 and 13.

How to cite: Bruscolini, M., Ogunwumi, T., and Schumann, G.: Space-Enabled Modeling of the Niger River to Enhance RegionalWater Resources Management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9345, https://doi.org/10.5194/egusphere-egu22-9345, 2022.

It is expected that climate change – combined with a growing global population in ill-planned flood-prone coastal and riverine areas – will increase the destructive potential of river floods. Central to inundation risk mitigation are the acquisition and processing of high resolution and high frequency information on river discharge response to precipitation. To address this pressing societal need, we introduce a global scale satellite Earth Observation-based flood mapping and forecasting service – capitalizing on the quasi-continuous data stream generated by the radar onboard the Sentinel-1 satellite. Radar signals emitted from satellites are a very powerful tool for assessing flood extents – capable of ‘seeing’ through cloud covers and covering almost instantaneously thousands of square kilometers. In order to rapidly translate the large volume of SAR data into floodwater maps and value adding services, the European Commission’s Joint Research Centre (JRC) recently added Global Flood Monitoring (GFM) products based on Sentinel-1 as a new component to its Copernicus Emergency Management Service (CEMS). The GFM products are obtained by processing all incoming Sentinel-1 SAR images within 8 hours after data acquisition.  To reach a high degree of automation, the system takes advantage of the constantly updated 20 m Sentinel-1 data cube made available by the Earth Observation Data Centre (EODC) facilities. It is requisite that the Sentinel-1 based retrieval algorithm, as one of the core components of GFM, is both efficient and robust. Moreover, it is designed to balance two objectives:  to detect water at high accuracy (i.e. permanent and seasonal water bodies, and floodwater), while minimizing the identification of false alarms due to water-look-alikes surfaces that can be confused with floodwater. To enhance the robustness of the system, an ensemble-based mapping algorithm is implemented, which combines three independent floodwater mapping algorithms driven by different approaches. 1) LIST’s algorithm that requires three main inputs: the most recent SAR scene to be processed, a previously recorded overlapping SAR scene acquired from the same orbit and the corresponding previously computed flood extent map. The change detection algorithm maps all increases and decreases of floodwater extent and makes use of this information to regularly update the flood extent maps. 2) DLR’s algorithm requires one scene as the main input and further exploits three ancillary raster datasets: i.e. a digital elevation model (DEM), areas not prone to flooding and a reference water map. 3) TU Wien’s algorithm requires three input data sets: i.e. the SAR scene to be processed, a projected local incidence layer, and the corresponding parameters of a previously calibrated multitemporal harmonic model. The final floodwater map is obtained by integrating the results of the three independently developed algorithms. Pixelwise flood classifications are based on majority voting, such that at least two algorithms are in agreement. The algorithm is currently being extensively tested for different regions all over the world. A first quantitative evaluation shows encouraging results in relation to the accuracy for delineating the evolution of water bodies and further improvements to increase the accuracy of the GFM product is ongoing. 

How to cite: Chini, M. and the Global Flood Monitoring team: An ensemble-based approach to map floods globally using Sentinel-1 data: The Global Flood Monitoring system of the Copernicus Emergency Management Service, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11555, https://doi.org/10.5194/egusphere-egu22-11555, 2022.

EGU22-11696 | Presentations | HS6.2

Application-Oriented Methods for Obtaining Geometrically Robust Digital Surface Models for Flood Hazard Assessment 

Jose Maria Bodoque del Pozo, Estefanía Aroca Jiménez, Miguel Ángel Eguibar Galán, and Juan Antonio García Martín

Digital surface models (DSMs) play a critical role in obtaining reliable flood hazard maps for urban areas. Widespread availability of LiDAR data (where available) greatly facilitates obtaining geometrically sound DSMs. However, to date, insufficient attention has been paid to generating methodological approaches to obtain geometrically consistent DSMs. Here, we propose an application-oriented protocol to obtain a geometrically robust DSM (DSM1 hereafter). Additionally, two further DSMs were produced considering, firstly, depiction of streets using breaklines as ancillary information (DSM2) and, secondly, direct interpolation of LiDAR data (DSM3). Geometric robustness of these DSMs was evaluated qualitatively, by plotting longitudinal profiles and cross sections to dominant runoff pathways, as well as quantitatively, through assessing DSMs vertical accuracy. We also assessed impact on hazard maps depending on geometric consistency of DSMs employed. To do so, hydraulic outputs resulting from DSM1 were used as a benchmark to compare hydraulic outputs obtained from DSM2 and DSM3. This comparison was made at two spatial resolution levels: i) considering total area flooded in each case through determining the F statistic; and ii) at the level of each pixel by calculating the kappa statistic from a confusion matrix. Our results revealed that: 1) DSM1 defined geometrically consistent configurations for main runoff pathways; 2) in urban areas with higher street and building density DSM1 provided better vertical accuracies than DSM2 and DSM3; and 3) reliability of flood hazard maps strongly depend on geometric quality of the DSMs produced. Findings deployed here, might be very valuable in achieving further reduction and better flood risk management.

How to cite: Bodoque del Pozo, J. M., Aroca Jiménez, E., Eguibar Galán, M. Á., and García Martín, J. A.: Application-Oriented Methods for Obtaining Geometrically Robust Digital Surface Models for Flood Hazard Assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11696, https://doi.org/10.5194/egusphere-egu22-11696, 2022.

During the last three decades, six major floods have stricken Al Ain city, UAE, caused serious property loss. Therefore, morphometric and hydrologic characteristics of Hafit mountain basin / Al Ain city have been investigated using GIS and remote sensing. This investigation helped to determine the main factors controlling flood hazard in Al Ain city and the most affected area by flood hazard.

Watershed analysis of the study area helped to identify five main sub-basins. All of them are drained to the west as they are influenced by the surface topography and dipping slopes. This analysis explains the abundance of surface and groundwater west of Hafit Mountain.

Five pour points have been placed on the lowest point of each basin where the highest accumulation flow ratio occurs. Another pour point was identified where a big change in stream direction occurred. These pour points are considered the most threatened areas by flood hazard and consequently potential sites for building dams and stream gauges. The dams and gauges could be also used to recharge exploited groundwater aquifer that contribute significantly to sustainable water resource management in such a hyper-arid area.

The highest flow accumulation occurs in the northwestern part of Wadi Al Ain up to 140 km2, which explains the re-occurrence of flood in Al Ain City for several years.

How to cite: Abu Ghazleh, S., Al Bizreh, A., and Sass, I.: Hydrological Analysis and Flood Hazard Mitigation in Al Ain City, United Arab Emirates (UAE), SE Arabia: GIS and Remote Sensing Implication, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12538, https://doi.org/10.5194/egusphere-egu22-12538, 2022.

High resolution flood forecasting models integrated in Early Warning Systems (EWSs) can be supported by traditional (e.g., stage gauges) or innovative (e.g., Earth Observation – EO - data) sensors as inputs or observations for model calibration/validation or data assimilation. Stage gauges provide information only in specific points along the river network and could fail during extreme events. On the other hand, EO data could have strong limitations due by their spatial and temporal resolution, especially at medium-small scales. Therefore, multiple sources of distributed flood observations could represent a solution for managing uncertainties of flood models and lack of information left by each sensor.

In this work, a flood modelling approach is proposed for the joint assimilation of both water level observations and EO-derived flood extents. The assimilation approach implements a Ensemble Kalman Filter, whose forecasting model includes a parsimonious geomorphic rainfall-runoff algorithm (WFIUH) and a Quasi-2D hydraulic algorithm. To overcome stability issues related to the updating of the Quasi-2D hydraulic model, novel approaches are proposed to both assimilate multiple stage gauge observations and retrieve distributed observed water depths from satellite images. The flood modelling chain is tested both separately and jointly assimilating stage gauges and satellite derived flood extents on a flood event for the Tiber river basin in central Italy. Results reveal that the assimilation of observations from static sensors and satellite images led to an overall improvement of the simulation performances in terms of Nash-Sutcliffe efficiency Pearson correlation and Bias to the Open Loop simulation. Moreover, the joint assimilation of the abovementioned observations allowed to reduce the flood extent uncertainty as respect to the disjoint assimilation simulations for several hours after the satellite image acquisition.

How to cite: Annis, A., Nardi, F., and Castelli, F.: Testing the performance of a near-real time flood mapping framework jointly assimilating water levels from river gauges and satellite flood maps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12867, https://doi.org/10.5194/egusphere-egu22-12867, 2022.

Flooding is the most common and costliest global natural disaster, accounting for 43% of all recorded events in the last 20 years and expected to increase the global cost of flooding tenfold by 2030. Satellite imagery has proven beneficial for numerous flood use cases from historical modeling, situational awareness and extent, to risk forecasting. The addition of high resolution, high cadence satellite imagery from Planet Labs PBC has been widely adopted by the flood community, from researchers in academia to private companies in the insurance and financial services. 

Planet Labs PBC currently operates over 200 satellites, comprising the largest constellation of Earth observation satellites. The PlanetScope dataset consists of broad coverage, always-on imaging of the entire landmass by 140+ Dove satellites at 3.7 meter resolution. Complementary to PlanetScope, the SkySat dataset includes 21 high resolution satellites imaging at .50 meter resolution with the ability to image and video any location on Earth via automated tasking commands. This presentation will highlight Planet’s capabilities serving the hydrological science community and cutting-edge flood research and technology.

How to cite: Zajic, B. and Roy, S.: Flooding applications enabled by high resolution, high cadence imagery from the Planet Labs PBC constellation of satellites, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13512, https://doi.org/10.5194/egusphere-egu22-13512, 2022.

EGU22-629 | Presentations | GI6.1

Utilizing Hyperspectral Remote Sensing to Detect Concentration of Cyanobacteria in Freshwater Ecosystems 

Jalissa Pirro, Christopher Thomas, Cameron Wallace, Zoe Alpert, Madison Tuohy, Timothy de Smet, Kiyoko Yokota, Patrick Jackson, Lisa Cleckner, Courtney Wigdahl-Perry, Kelly Young, Kely Amejecor, and Austin Scheer

Harmful algal blooms (HABs) are a threat to freshwater quality, public health, and aquatic ecosystems. The economic losses suffered by the agricultural, fishing, and tourism industries as a result of HABs exceed billions of dollars worldwide annually, with cleanup costs from local and national governments reaching a similar price. Current manual field-based sampling methods followed by laboratory analysis to detect and monitor HABs in expensive, labor-intensive, and slow, delaying critical management decisions. Moreover, current detection methods have limited success documenting HABs in freshwater bodies and such attempts employ satellite-based multispectral remote sensing; however, satellite-based methods are limited by cost, low spatial and spectral resolution, and restricting temporal windows for on-demand revisits. Our study used relatively low-cost unpiloted aerial systems (UAS) and hyperspectral sensors to detect HABs with higher resolution while having the capacity to conduct near real-time detection. Additionally, our hyperspectral remote sensing can detect and differentiate between HABs that produce cyanobacteria and other chlorophyll-producing plants. We detected a spectral peak of 710 nm that is characteristic of cyanobacteria producing HABs. Principal components analysis (PCA) was useful to spatially highlight HABs over wide areas. By utilizing hyperspectral remote sensing with UAS, HABs can be monitored and detected more efficiently. This new state-of-the-art research methodology will allow for targeted assessment, monitoring, and design of HABs management plans that can be adapted for other impacted inland freshwater bodies. 

How to cite: Pirro, J., Thomas, C., Wallace, C., Alpert, Z., Tuohy, M., de Smet, T., Yokota, K., Jackson, P., Cleckner, L., Wigdahl-Perry, C., Young, K., Amejecor, K., and Scheer, A.: Utilizing Hyperspectral Remote Sensing to Detect Concentration of Cyanobacteria in Freshwater Ecosystems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-629, https://doi.org/10.5194/egusphere-egu22-629, 2022.

The lignite mine called 'Friendship of Nations - Babina Shaft', located on the border between Poland and Germany, was closed almost 50 years ago. Despite the cessation of mining works (carried out by opencast and underground methods) and carrying out reclamation process, the negative effects of the former mineral exploitation are still observed in this region (e.g. sinkholes, local flooding, subsidence). It should be emphasized that the area of ​​the currently closed mine is also characterized by a complicated glaciotectonic structure, which is the result of successive glacial periods in the past. Both factors, i.e., the past mining activity and geological conditions, may affect the condition of soils and vegetation of the analysed area. The aim of this study was to determine, whether and to what extent the former lignite mining and the complicated glaciotectonic structure had an impact on the changes in the state of plant cover and soils, noted in the period of 1989-2019. A new index, Mining and Geology Impact Factor (MaGIF), was developed to describe the strength and the nature of the relationship between the aforementioned factors within four test fields, based on coefficients’ values and variables of six Ordinary Least Squares (OLS) models. In the research 12 independent variables, representing geological and mining conditions of the area, were prepared. The dependent variables, statistics of selected spectral indices obtained for 1989-2019, were determined in the GIS environment, within individual pixels of the research area. In this study, two vegetation indices (NDVI and NDII) and four soil indices (DSI, SMI, Ferrous Minerals and SI3), calculated on the basis of Landsat TM/ETM +/OLI images, were used. The values of the obtained MaGIF index were ​​in the range of -9.99 - 0.62, and their distribution in the test fields proved that the former mining and geological conditions had the strongest impact on the vegetation and soils of the central part of field no. 1, as well as on north-western and south-eastern parts of field no. 4. The nature of the influence of explanatory factors on the indicated components of the environment was negative (an increase or decrease in the value of the independent variable correlated with a decrease or increase in the value of a given spectral index, respectively). In the western and southern parts of field no. 1, eastern part of field no. 3, central and eastern parts of field no. 4, as well as in a major part of field no. 2, the influence of explanatory factors was the smallest. Only in fields no. 2 and 4, the small zones of positive impact of the independent variables were observed. The results indicate that the former mining and geological conditions have a significant influence on the condition of the vegetation and soils of post-mining areas. Therefore, it is extremely important to monitor the changes taking place in these regions in order to undertake appropriate preventive works and eliminate the resulting damage.

How to cite: Buczyńska, A. and Blachowski, J.: New index for assessment of environment in post-mining area – Mining and Geology Impact Factor (MaGIF), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1107, https://doi.org/10.5194/egusphere-egu22-1107, 2022.

EGU22-1185 | Presentations | GI6.1

Application of UAS laser scanning for precision crop monitoring in Hungary 

László Bertalan, Péter Riczu, Róbert Bors, Szilárd Szabó, and Anette Eltner

Airborne Laser Scanning (ALS) is a widely used method in Earth science, Agriculture or Forestry. This method could provide high resolution and accurate spatial data for the better understanding of surface structures, moreover, based on the laser pulses, it can even show important features of the ground below dense vegetation. However, these ALS surveys requires specially designed aircrafts, pilots and operators, detailed flight planning, which leads to an expensive way of data analysis. The application of laser scanners for Unmanned Aerial Systems (UAS) has started in the last few years. These sensor payloads provide less weight and size and decreased accuracy compared to the traditional ALS surveys but still serve as more reliable mapping technology contrary to the photogrammetric methods in many cases. However, several new UAS laser scanners are being developed but their accuracy conditions and applicability for agricultural monitoring must be studied in many ways.

In our study we applied the novel Zenmuse L1 LiDAR sensor mounted on a DJI Matrice M300 RTK UAS. We surveyed a ~50 ha area of corn field near Berettyóújfalu, Hungary in the summer of 2021. Our aim was to reveal the applicability of UAS laser scanning for the precise ground surface reconstruction. In this period, the corn was under irrigated condition, therefore, extensive weed patches were observed between the paths. The laser scanner ground filtering data was compared to a photogrammetry-based aerial survey that we have carried out at the beginning of the vegetation cycle at the same parcel. Our results showed both the potentials and limitations of this sensor for precision agriculture. The laser beams produced significant amount of noise between the paths that had to be cleaned to extract the ground surface below the corn canopy. Based on our data processing methods we were able to delineate similar drainage networks within the parcel that was also processed from the initial aerial survey. However, the UAS LiDAR gained the most accurate surface reconstruction at the more clear grassland patches around the parcel. 

L. Bertalan was supported by the INKP2022-13 grant of the Hungarian Academy of Sciences. This research was funded by the Thematic Excellence Programme (TKP2020-NKA-04) of the Ministry for Innovation and Technology in Hungary. This research was also influenced by the COST Action CA16219 “HARMONIOUS - Harmonization of UAS techniques for agricultural and natural ecosystems monitoring”.

How to cite: Bertalan, L., Riczu, P., Bors, R., Szabó, S., and Eltner, A.: Application of UAS laser scanning for precision crop monitoring in Hungary, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1185, https://doi.org/10.5194/egusphere-egu22-1185, 2022.

EGU22-2545 | Presentations | GI6.1

Trends in vegetation changes over wetland areas in Denmark using remote sensing data 

Joan Sebastian Gutierrez Diaz, Mogens Humlekrog Greve, and Lis Wollesen de Jonge

Land cover dynamics play a vital role in many scientific fields, such as natural resources management, environmental research, climate modeling, and soil biogeochemistry studies; thus, understanding the spatio-temporal land cover status is important to design and implement conservation measures. Remote sensing products provide relevant information regarding spatial and temporal changes on the earth’s surface, and recently, time series analyses based on satellite images, and spectral indices have become a new tool for accurate monitoring of the spatial trend, and land cover changes over large areas. This work aims to determine the trends of vegetation spectral response expressed as the Normalized Difference Vegetation Index (NDVI) over the period 2005 and 2018 and compare these trends with the land-use and cover changes between 2005 and 2018 in wetland areas across Denmark. Change detection methods between two years based on bi-temporal information may lead up to the detection of pseudo-changes, which hinders the land-use and cover monitoring process at different scales. We studied the potentiality of including NDVI temporal curves derived from a yearly time-series Landsat TM images (30-m spatial resolution) to obtain more accurate change detection results. We computed the NDVI temporal trends using pixel-wise Theil-Sen and Man-Kendall tests, then we explored the relationship between NDVI trends and the different land-use and cover change classes. We found a significant relationship between NDVI trends and changes in land use and cover. Changes from cropland to wetland and cropland to forest coincided with statistically significant (p≤0.05) negative NDVI, and positive NDVI trends, respectively. Changes from grasslands to permanent wetlands corresponded with statistically significant negative NDVI trends. The difference in vegetation productivity trends could be indicative of the combined effect of human activity and climate. We show that this combined analysis provides a more complete picture of the land use and cover changes in wetland areas over Denmark. This analysis could be improved if the NDVI time series is seasonally aggregated.

How to cite: Gutierrez Diaz, J. S., Humlekrog Greve, M., and Wollesen de Jonge, L.: Trends in vegetation changes over wetland areas in Denmark using remote sensing data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2545, https://doi.org/10.5194/egusphere-egu22-2545, 2022.

EGU22-2711 | Presentations | GI6.1

Open data sets on spectral properties of boreal forest components 

Miina Rautiainen, Aarne Hovi, Petri Forsström, Jussi Juola, Nea Kuusinen, and Daniel Schraik

Spectral libraries of different components forming forests – such as leaves, bark and forest floor – are needed in the development of remote sensing methods and land surface models, and for understanding the shortwave radiation regime and ecophysiological processes of forest canopies. This poster summarizes spectral libraries of boreal forest vegetation and lichens collected in several projects led by Aalto University. The spectral libraries comprise reflectance and transmittance spectra of leaves (or needles) of 25 tree species, reflectance spectra of tree bark, and reflectance spectra of different types of forest floor vegetation and lichens. The spectral libraries have been published as open data and are now readily available for the community to use. 

How to cite: Rautiainen, M., Hovi, A., Forsström, P., Juola, J., Kuusinen, N., and Schraik, D.: Open data sets on spectral properties of boreal forest components, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2711, https://doi.org/10.5194/egusphere-egu22-2711, 2022.

Although the C–H chains of petroleum derivatives display unique absorption features in the short-wave infrared (SWIR), it is a challenge to identify plastics on terrestrial surfaces. The diverse reflectance spectra caused by chemically varying polymer types and their different kinds of brightness and transparencies, which are, moreover, influenced further by the respective surface backgrounds. This paper investigates the capability of WorldView-3 (WV-3) satellite data, characterized by a high spatial resolution and equipped with eight distinct and relatively narrow SWIR bands suitable for global monitoring of different types of plastic materials. To meet the objective, hyperspectral measurements and simulations were conducted in the laboratory and by aircraft campaigns, based on the JPL-ECOSTRESS, USGS, and inhouse hyperspectral libraries, all of which are convolved to the spectral response functions of the WV-3 system. Experiments further supported the analyses wherein different plastic materials were placed on different backgrounds, and scaled percentages of plastics per pixel were modeled to determine the minimum detectable fractions. To determine the detectability of plastics with various chemical and physical properties and different fractions against diverse backgrounds, a knowledge-based classifier was developed, the routines of which are based on diagnostic spectral features in the SWIR range. The classifier shows outstanding results on various background scenarios for lab experimental imagery as well as for airborne data and it is further able to mask non-plastic materials. Three clusters of plastic materials can clearly be identified, based on spectra and imagery: The first cluster identifies aliphatic compounds, comprising polyethylene (PE), polyvinylchloride (PVC), ethylene vinyl acetate copolymer (EVAC), polypropylene (PP), polyoxymethylene (POM), polymethyl methacrylate (PMMA), and polyamide (PA). The second and third clusters are diagnostic for aromatic hydrocarbons, including polyethylene terephthalate (PET), polystyrene (PS), polycarbonate (PC), and styrene-acrylonitrile (SAN), respectively separated from polybutylene adipate terephthalate (PBAT), acrylonitrile butadiene styrene (ABS), and polyurethane (PU). The robustness of the classifier is examined on the basis of simulated spectra derived from our HySimCaR model, which has been developed inhouse. The model simulates radiation transfer by using virtual 3D scenarios and ray tracing, hence, enables the analysis of the influence of various factors, such as material brightness, transparency, and fractional coverage as well as different background materials. We validated our results by laboratory and simulated datasets and by tests using airborne data recorded at four distinct sites with different surface characteristics. The results of the classifier were further compared to results produced by another signature-based method, the spectral angle mapper (SAM) and a commonly used technique, the maximum likelihood estimation (MLE). Finally, we applied and successfully tested the classifier on WV-3 imagery of sites known for a high abundance of plastics in Almeria (Spain), Cairo (Egypt), and Accra, (Ghana, West Africa). Both airborne and WV-3 data were atmospherically corrected and transferred to “at-surface reflectances”. The results prove the combination of WV-3 data and the newly designed classifier to be an efficient and reliable approach to globally monitor and identify three clusters of plastic materials at various fractions on different backgrounds.

How to cite: Zhou, S.: A knowledge-based, validated classifier for the identification of aliphaticand aromatic plastics by WorldView-3 satellite data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3130, https://doi.org/10.5194/egusphere-egu22-3130, 2022.

EGU22-3532 | Presentations | GI6.1

The use of satellite data to support the volcanic monitoring during the last Vulcano island crisis 

Malvina Silvestri, Federico Rabuffi, Vito Romaniello, Massimo Musacchio, and Maria Fabrizia Buongiorno

The “La Fossa” summit crater of Vulcano island (Sicily, Italy) showed increasing volcanic activities, characterized by strong gases emissions and high soil temperatures, during July 2021 (https://cme.ingv.it/stato-di-attivita-dei-vulcani-eoliani/crisi-idrotermale-vulcano-2021). The National Civil Protection Department declared the “yellow alert” level and the Mayor of the island issued an order to prohibit citizens to stay in areas surrounding the harbor due to large amounts of gases emitted; an alternative accommodation was sought for about 250 persons. In this work, we report and analyze the surface temperature estimated by using satellite data (ASTER and Landsat-8) from 2000 to 2022. These analyses extend the study described in “Silvestri et al., 2018” which reports a time series of thermal anomalies from 2000 to 2018, with a focus on two specific sites of the Vulcano island: “La Fossa” and “Fangaia”. So, we updated the dataset up to 2022 and analyzed space-borne remotely sensed data of the surface temperature on the whole island. We applied the Pixel Purity Index technique to ASTER and Landsat-8 satellite data (GSD=90 m) in order to detect pixels that are most relevant from the thermal point of view; thus, we used these pixels as significant points for the time series analysis. Moreover, strong carbon dioxide emissions could be detected from satellite data acquired by the new Italian space mission PRISMA (GSD=30 m) carrying onboard a hyperspectral sensor operating in the range 0.4-2.5 µm; this possibility will be explored by analyzing data on active fumaroles in the island. The goal of the analysis is also to verify if volcanic activity variations (in terms of thermal anomalies and gases emissions), in the Vulcano island, can be detected by satellite data.

How to cite: Silvestri, M., Rabuffi, F., Romaniello, V., Musacchio, M., and Buongiorno, M. F.: The use of satellite data to support the volcanic monitoring during the last Vulcano island crisis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3532, https://doi.org/10.5194/egusphere-egu22-3532, 2022.

Forecasting volcanic and limnic eruption for improving early warning systems is crucial to prevent severe impact on human lives. One of the main triggers of explosive eruptions is volcanic gases which, contrary to the atmosphere, are easily detected in water column, particularly using hydro-acoustic methods [1]. Two pioneering studies have monitored gas venting into Kelud Crater Lake (Indonesia) from a hydroacoustic station shortly before a Plinian eruption in 1990 [1] and, nearly two decades later, by empirically quantifying CO2 fluxes by acoustic measurements in the same lake just before a non-explosive eruption [2]. However, despite hydroacoustic detection capabilities, fundamental advances are limited by technology performances. Overall acoustic detection of a bubble field is easy, while its quantification remains complex due to the 3D structure of clouds, heterogeneous bubbles sizes and acoustic interactions between them. It is thus necessary to accurately map the different bubble clouds, to monitor their evolution through time to reduce the volcanic risk, which is major in aqueous environments. Here, we present preliminary results of water column gas distributions and quantification from an Eifel crater lake (Germany), using iXblue Seapix 3D multi splitbeam echosounder. SeapiX acoustic array is based on very special geometry, a dual/steerable multibeam echosounder with a Mills Cross configuration. It allows a 120° x120° coverage (quasi realtime coverage) with 1.6° resolution, made by 128 single elements. All beams in all steering direction process Split Beam TS measurement to provide true acccurate volumic TS from all single target in the volume. Backscatter profiles of elements in the water column allowed to distinguish fish and gas bubbles, which demonstrates a potential for the development of an automatic gas detection module using the Seapix software. Ongoing research on the Target Strengh (TS) of bubbles suggest they are of very small size (35 μm), much smaller than observed elsewhere using single beam echosounders, which might also explain why, in the same spot, we did not observe gas bubbles using camera mounted on ROV. Using the steerable capability of the system, a recent mission performed a 4D monitoring of gas bubbling of a single gas plume, in a static position placed on a USV and anchored, raising new perspectives to anticipate the tipping point of a critical enhancement of gas release and to mitigate the volcanic risk.

[1] Vandemeulebrouck et al (2000) J. Volcanol. Geotherm. Res 97, 1-4: 443-456

[2] Caudron et al (2012) JGR: Solid Earth 117, B5

 

How to cite: Jouve, G., Caudron, C., Matte, G., and Mosca, F.: Monitoring gas dynamics in underwater volcanic environments using iXblue SeapiX multi split beam echosounder: an example from the Laacher See (Eifel, Germany), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3583, https://doi.org/10.5194/egusphere-egu22-3583, 2022.

EGU22-4460 | Presentations | GI6.1

Remotely sensed dune movement rates in desert margins of Central Asia over five decades using satellite imagery 

Lukas Dörwald, Janek Walk, Frank Lehmkuhl, and Georg Stauch

Remote sensing is being used widely to detect, map, and monitor environmental changes and remains a rapidly developing field. The detection of dune movement rates is carried out in field since the 20th century and through remote sensing, once the technical requirements were met in the 1970th (Hugenholtz et al. 2011). A wide variety of imagery from the last four decades is freely available in the archives of Sentinel-2 and Landsat 5 to 8 satellite images with spatial resolutions ranging between 10 and 25 meters. Complementing these data sources, in this study, we additionally used CORONA KH-4B images from the 1960s and 1970s. Despite its age, the KH-4B satellite delivered a considerably high spatial resolution of up to 1.8 m, thus bridging a considerable time gap of high resolution imagery and enabling the detection and mapping of singular dunes and dune fields. These satellites were originally used to record military intelligence images before being declassified for scientific use in 1995. After georeferencing, these images were utilized to detect and quantify the rates and directions of sand dune movement as well as for the estimation of dune height through a simple trigonometric approach.

We focus on single dunes and their movement rates in the high-altitude intramontane Gonghe Basin in Central Asia. The location of the study area at the north-eastern edge of the Asian summer monsoon and the mid-latitude Westerlies makes it especially sensitive to climatic variability (Vimpere et al. 2020). The dominant south easterly dune migration directions are in good agreement with the prevailing wind patterns. Dune heights of ~8–28 meters and ~3-31 meters for the late 1960s and 2020s, respectively, were calculated. Also, movement rates of under one meter up to ~24 meters per year were assessed for the time range of the late 1960s and 2020s.References:

Hugenholtz, C., H., Levin, N., Barchyn, T.E., Baddock, M., C. (2012): Remote sensing and spatial analysis of Aeolian sand dunes: A review and outlook. Earth-Science Reviews 111, 319334, https://doi.org/10.1016/j.earscirev.2011.11.006

Vimpere, L., Watkins, S., E., Castelltort, S. (2021): Continental interior parabolic dunes as a potential proxy for past climates. Global and Planetary Change, 206: 103622, https://doi.org/10.1016/j.gloplacha.2021.103622

How to cite: Dörwald, L., Walk, J., Lehmkuhl, F., and Stauch, G.: Remotely sensed dune movement rates in desert margins of Central Asia over five decades using satellite imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4460, https://doi.org/10.5194/egusphere-egu22-4460, 2022.

EGU22-6153 | Presentations | GI6.1 | Highlight

An integrated approach for environmental multi-source remote sensing 

Maria Marsella, Angela Celauro, and Ilaria Moriero

 

Remote sensing measurements have benefited from a great technological improvement, which has allowed a higher degree of automation while increasing spatial and temporal resolution of the collected data. Multi-     scale and multi-frequency optical and radar satellite sensors, often adopted in an integrated manner, are starting to provide efficient solutions for controlling and monitoring rapidly evolving urban and natural areas. On the other hand, close range remote-sensing techniques, such as operated by UAV platforms, and innovative ground-based instruments offer, respectively, the chance to downscale the observation performing site-specific analysis at an enhanced resolution and to collect in-situ dataset for calibration and data quality. By improving the quantity and quality of the collected data, a better understanding of the in-going processes is possible and the setting up of a numerical forecast model for future scenarios.

 

Therefore, implementation of integrated techniques for environmental monitoring turns out to be a strategic solution to analyze hazardous areas at different spatial and temporal resolution. Research devoted to the optimization of data processing tools by means of AI algorithms has evolved with the aim of improving the level of information and its reliability. In this context, a great impact is linked to the availability of open data and open-source processing tools distributed after the Copernicus Program.

 

A review of the available technologies for environmental monitoring is provided including examples on experimental cases in areas affected by natural hazards (volcanic eruptions, landslides, coastal erosion, flooding, etc.) and human activities that can produce incidental damages on the environment (urbanization, agriculture, infrastructures, landfills, dumpsites, pollutions, etc.). In addition, the same approach is useful for monitoring the degradation of the cultural heritage sites. Finally, the capability of collecting fat at a global level contributed to the analysis of environmental and economic impacts consequent the Covid-19 pandemic.

 

How to cite: Marsella, M., Celauro, A., and Moriero, I.: An integrated approach for environmental multi-source remote sensing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6153, https://doi.org/10.5194/egusphere-egu22-6153, 2022.

EGU22-6983 | Presentations | GI6.1

Geochemical investigations of 100 superficial soils observed by Sentinel 2 and PRISMA 

Gian Marco Salani, Michele Lissoni, Stefano Natali, and Gianluca Bianchini

Geochemical investigations of agricultural soils are fundamental to characterize pedosphere dynamics that sustain ecosystem services linked with agriculture. Parameters like soil moisture, soil organic matter (SOM), and soil organic carbon (SOC) are strong instruments to evaluate carbon sink potential.

Satellite Earth Observation is a significant source of free data that can be linked to soil characteristics and dynamics and employed to produce temporal series. Access to these data is nowadays facilitated by platforms such as ADAM (https://adamplatform.eu), which allow users to quickly search for, visualize and subset data products, greatly reducing the volume of data that end users must handle.

In this work we demonstrate the usefulness of such systems by carrying out a geochemical investigation of 100 superficial (0-15 cm) soil samples collected in the province of Ferrara (North-Eastern Italy) and using the ADAM platform to associate to each a time series of Sentinel 2 data. The samples were collected in October 2021 in fields that were ploughed or mono-cultivated at maize, soybean, rice, and winter vegetables. To obtain the average soil properties over a spatial scale larger than the satellite sensor resolution, we adopted a composite sampling strategy, merging 5 sub-samples collected at the vertexes and at the center of a 30x30 m2 area. Soil granulometry was recognized from clay to medium sand, with exception of peat deposits. Soil moisture, and SOM, contents were estimated by loss on ignition (LOI), respectively at 105°C (values from 0.3 to 7.4 wt%), and 550°C (values from 2.1 to 21.0 wt%). SOC contents (values from 0.7 to 9.3 wt%) were determined through DIN19539 analysis performed with an Elementar soliTOC Cube. Using the ADAM platform, we associated a temporal series from 2016 to 2021 of the Sentinel 2 NDVI data product to each sampling location, using a cloud coverage mask to eliminate values taken on cloudy days. Localized phenological cycles for each year are recognizable in the remotely-sensed data. Hence, our database describes for each parcel, geochemical parameters and vegetative temporal series.

In a separate study, we also attempted to train a neural network to predict geochemical properties from the soil spectrum measured by the hyperspectral satellite PRISMA. We used the geochemical properties of our 100 samples as training data, associated with the PRISMA spectra of the sampling locations measured on April 7 2020, when, according to our NDVI data, none was covered in vegetation.

How to cite: Salani, G. M., Lissoni, M., Natali, S., and Bianchini, G.: Geochemical investigations of 100 superficial soils observed by Sentinel 2 and PRISMA, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6983, https://doi.org/10.5194/egusphere-egu22-6983, 2022.

EGU22-6995 | Presentations | GI6.1

AI-based hydromorphological assessment of river restoration using UAV-remote sensing 

Felix Dacheneder, Karen Schulz, and Andre Niemann

Many hydromorphological restoration measures have been applied on German water courses since 2000 the European water framework directive has been induced. The measures aim to improve the diversity of habitat alteration. Often a positive effect on aquatic biota can’t be detected, therefore implementation and the hydromorphological development of such measures can be questioned. But also the common monitoring and assessment methods for physical river habitat mapping can be questioned as they are limited in spatial scale and objectiveness of the mapper itself.

In the last decade, Unmaned Areal Vehicle (UAV) in combination with high-resolution sensors open new opportunities in a spatial and temporal scales. This research shows a case study of the river Lippe for the detection of hydromorphological habitat structures using Structure from Motion (SfM) and Deep learning based classification methods. In detail, this work discusses the difficulties of creating digital surface and orthomosaics from field survey data, but also shows results from a case study using a deep learning classification approach to identify physical river habitat structures.

How to cite: Dacheneder, F., Schulz, K., and Niemann, A.: AI-based hydromorphological assessment of river restoration using UAV-remote sensing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6995, https://doi.org/10.5194/egusphere-egu22-6995, 2022.

EGU22-8296 | Presentations | GI6.1

Satellite imagery band ratio for mapping the open pit mines: A preliminary study 

Anita Punia, Rishikesh Bharti, and Pawan Kumar Joshi

Indices are designed to differentiate land use and land cover classes to avoid misinterpretation of landscape features. The resemblances of spectral reflectance of mines with urban built-up and barren land cause difficulties in identification of objects. Open pit mines of Rampura-Agucha for Zn and Pb were selected for this study. The freely available data of Advanced Spaceborne Thermal Emission and Reflection Radiometer (ASTER) was selected from the year of 2001 and 2003. It is observed that b1-b5/b1+b5 equation of ASTER imagery significantly differentiate Zn-Pb mine from urban settlement and other features. The reflected range (µm) for b1 and b5 is 0.52-0.60 (Visible and Near-Infrared) and 2.145-2.185 (Shortwave Infrared) respectively. The pixel values indicate higher reflectance of open pit suggesting feasibility of equation for differentiating it from barren and built-up area. The mine is rich in sphalerite followed by galena, pyrite and pyrrhotite in different proportions of abundance. Spectral reflectance depends on type of minerals hence need further studies to develop the index according to specific minerals and mines. In the mining regions, the role of temperature, moisture content, vegetation covers and high concentration of pollutants in variation of spectral reflectance are highly important. The developed index would be beneficial for tracing the extent of overburden dumps, tailings and mines at faster rate.

How to cite: Punia, A., Bharti, R., and Joshi, P. K.: Satellite imagery band ratio for mapping the open pit mines: A preliminary study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8296, https://doi.org/10.5194/egusphere-egu22-8296, 2022.

EGU22-8417 | Presentations | GI6.1

Impact of different corner reflectors installation on InSAR time-series 

Roland Horváth, Bálint Magyar, and Sándor Tóth

Identification of relatively stable ground control points is always difficult in satellite-based remote sensing microwave technology. In our case, we have analyzed the amplitude and phase of backscattered signal of artificial objects in the resolution cell. In 2020, we have temporarily installed a compact active transponder (CAT) to the top of the Satellite Geodetic Observatory (SGO). During this probation period we had tested the operation of this electronic corner reflector (ECR).

In November, 2021 we have deployed, adjusted and precisely aligned the CAT and also mounted a 90 cm inner leg of passive double-backflip triangular corner reflector pair (part of the Integrated Geodetic Reference Station) to serve as Persistent Scatterers. Hence, we have observed the behaviour of the complex microwave signal using interferometric synthetic aperture radar technique (InSAR), utilizing Sentinel-1 SAR high resolution images. We have concentrated to demonstrate the effect of the corner reflector (CR) installation: estimate the Signal-to-Clutter Ratio (SCR), calculate the Radar Cross Section (RCS), define the phase center in sub-pixel dimension over well-specified stack of time-series.

We are expecting and focusing to integrate the CRs as benchmarks, into our developing processing algorithm system to achieve more accurate results of surface displacement using ground control points. In addition, the function of this project is to contribute and ensure the extension of our passive corner reflector reference network (SENGA). In this paper, we present the interpretation of the recent outcomes.

How to cite: Horváth, R., Magyar, B., and Tóth, S.: Impact of different corner reflectors installation on InSAR time-series, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8417, https://doi.org/10.5194/egusphere-egu22-8417, 2022.

EGU22-8825 | Presentations | GI6.1

The use of low-cost sensors for monitoring coastal climate hazards and developing early warning support against extreme events. 

Tasneem Ahmed, Leo Creedon, Iulia Anton, and Salem Gharbia

Coastal areas are socially, economically, and environmentally intensive zones. Their risk to various natural coastal hazards like coastal flooding, erosion, and storm surges has increased due to climate-induced changes in their forcing agents or hazard drivers (e.g. sea-level rise). The increased exposure (e.g. dense population living near the coast) and vulnerability (e.g. insufficient adaptation) to these hazards in the coastal areas have complicated the adaptation challenges.

Thus, monitoring coastal hazards is essential to inform suitable adaptation to increase the climate resilience of the coastal areas. In monitoring coastal climate hazards to develop coastal climate resilience, both the forcing agents and the coastal responses should be observed.

As coastal monitoring is often expensive and challenging, creating a database through a systematic analysis of low-cost sensing technologies, like UAV photogrammetry for monitoring the hazards and their drivers would be beneficial to the stakeholders. Real-time information from these low-cost sensors in complement to the existing institutional sensors will facilitate better adaptation policies including the development of early warning support for building coastal resilience. In addition, it would also provide a valuable dataset for validating coastal numerical models and providing insights into the relationship between these hazards and forcing agents. Additionally, such low-cost sensors would also create opportunities for engaging citizens in the data collection process, for efficient data collection, and increasing scientific literacy amongst the general public. For instance, in the Sensing Storm Surge Project (SSSP), citizen science was used to collect technical data to characterise estuarine storm surges, generating data useable in peer-reviewed Oceanography journals. Coastal areas show complex morphological changes in response to the forcing agents over a wide range of temporal and spatial scales. Thus, monitoring the hazards with a sufficient temporal and spatial resolution is imperative to distinguish the changes in these hazards/drivers due to climate change from natural variability. This will not only help address the response strategies to these hazards but also adjust these response strategies according to the changing vulnerability of a particular region.

The database of the low-lost sensors thus created is in no way exhaustive since those have been retrieved through a certain combination of keywords in databases like Sciencedirect, Web of Science, and Scopus, nonetheless it is useful as these are the latest low-cost sensors available to monitor the major coastal hazards in the vulnerable coastal regions.

How to cite: Ahmed, T., Creedon, L., Anton, I., and Gharbia, S.: The use of low-cost sensors for monitoring coastal climate hazards and developing early warning support against extreme events., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8825, https://doi.org/10.5194/egusphere-egu22-8825, 2022.

EGU22-9328 | Presentations | GI6.1 | Highlight

Mapping NO2 pollution in Piedmont Region (Italy) using TROPOMI: preliminary results 

Adele Campus, Fiorella Acquaotta, and Diego Coppola

Recently, numerous agencies and administrations in their latest reports show how it’s impossible to overlook the negative impact of atmospheric air pollution on human health. In this regard, it’s essential to be able to understand the spatial and temporal distribution of the concentration of main pollutants, and its ways to change. Among the numerous strategies proposed to tackle this problem, from the ’70s the study of satellite data assumed a key role, extending the analyzes carried out only with ground tools.

In this work we analyzed the data acquired by TROPOMI (TROPOspheric Monitoring Instrument), a multispectral imaging spectrometer mounted onboard the ESA Copernicus Sentinel-5P satellite (orbiting since October 2017) and specifically focused on mapping atmospheric composition. In particular, we processed the TROPOMI NO2 products acquired over Piedmont Region (Italy) between 2018 and 2021.  We obtain preliminary results by comparing the satellite-derived tropospheric NO2 columns data with ground-based NO2 concentration acquired by the ARPA-Piemonte network in different urban and geomorphological contexts. In particular, we compared the TROPOMI-derived time series with the acquisitions of ground stations located in urban and suburban areas (e.g. in the city of Turin), identified as “traffic stations”, and in rural areas (low population density and countryside areas) identified as “background stations”. The results allow us to investigate the correlation and coherence between the two datasets and discuss the added values and limits of satellite data in different environmental contexts, with the prospective of providing NO2 concentration maps of the Piedmont Region.

How to cite: Campus, A., Acquaotta, F., and Coppola, D.: Mapping NO2 pollution in Piedmont Region (Italy) using TROPOMI: preliminary results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9328, https://doi.org/10.5194/egusphere-egu22-9328, 2022.

EGU22-10455 | Presentations | GI6.1

Large and small-scale multi-sensors remote sensing for dumpsites characterization and monitoring 

Angela Celauro, Matteo Cagnizi, Annalisa Cappello, Emilio D'Amato, Peppe Junior Valentino D'Aranno, Gaetana Ganci, Luigi Lodato, Ilenia Marini, Maria Marsella, and Ilaria Moriero

Remote sensing techniques are an ever-growing reliable means for monitoring, detecting and analysing the spatial and temporal changes of solid waste and landfill sites. In this paper, different UAV and satellite sensors are used to detect, characterize and monitor dumpsites in Sicily (Italy). In particular, data acquired and processed are (i) high-density point clouds detected from LIDAR sensor; (ii) optical photograms with a resolution of 3 cm; (iii) thermal photograms with a resolution of 5 cm/pixel and (iv) multispectral photograms with 5 cm/pixel. High spatial resolution UAV multispectral and thermal remote sensing allowed for the extraction of indicators, such as the Normalized Difference Vegetation Index (NDVI) and the Land Surface Temperature (LST), useful to characterize the changes in the vegetation and the skin temperature increase due to organic waste decomposition, respectively. On the other hand, the processing of UAV optical images to extract high-resolution orthophotos and their integration with high-density point clouds obtained from LIDAR, were used to provide the identification of the effective perimeter of the landfill body and the extraction of waste volumes. These products were integrated and compared with those obtained from different kinds of medium-to-high spatial resolution satellite images, such as from Landsat, Aster, Sentinel-2 and Planetscope sensors. Results show that UAV data represents an excellent opportunity for detecting and characterizing dumpsites with an extremely high detail, and that the joint use with satellite data is recommended for having a comparison on different scales, allowing continuous monitoring. Additional SAR data methodologies will be investigated for evaluating the landfill body landslides over the years that could be integrated with high resolution satellite multispectral and hyperspectral images for monitoring dumpsites environmental impact.

How to cite: Celauro, A., Cagnizi, M., Cappello, A., D'Amato, E., D'Aranno, P. J. V., Ganci, G., Lodato, L., Marini, I., Marsella, M., and Moriero, I.: Large and small-scale multi-sensors remote sensing for dumpsites characterization and monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10455, https://doi.org/10.5194/egusphere-egu22-10455, 2022.

EGU22-10490 | Presentations | GI6.1

Estimation of maize sowing dates from Sentinel 1&2 data, over South Piedmont 

Matteo Rolle, Mehrez Zribi, Stefania Tamea, and Pierluigi Claps

Information of crop sowing dates is important to enhance the accuracy of crop models and for the assessments of crop requirements during the growing seasons. The sowing calendars of densely harvested areas are often driven by heterogeneous factors like annual crop rotations, crop switches and the alternation of winter and summer products over the same fields. Remote sensing is widely used for agricultural applications, especially to maximize crop yields through precision farming tools. Indices combining optical and infrared bands are particularly suitable for the crop classification algorithms and the plant health monitoring. Synthetic Aperture Radar (SAR) is often used in agriculture to classify irrigated and rainfed fields, due to its high sensitivity to soil water content. Despite SAR data are also used to identify changes in the ground roughness, this information has been rarely combined with optical data to identify crop sowing dates at the field scale.

In this study, SAR data from Sentinel-1 and NDVI derived from multispectral (MSI) acquisitions of Sentinal-2 have been used to identify the sowing dates of maize over a densely harvested pilot area in South Piedmont (Italy). NDVI data have been used to identify maize fields together with the agricultural geodatabase provided by the Piedmont public authority. The moisture-induced noise of SAR data has been filtered to avoid the impact of precipitation on the radar signal during the bare soil phase. Combining the VH and VV bands acquired by Sentinel-1 it was possible to identify the moment when maize plants break through the soil in each field.

Results show a good alignment with the information of sowing periods acquired from local farmers, also in terms of multiple growing seasons due to the presence of different maize types. The distribution of sowing dates points out that most of the maize is sown during the second half of May, while the other fields are sown even a month later after the harvesting of winter crops. The method proposed in this study may lead to significant applications in the agriculture monitoring, providing useful information for crop-related management policies. The combined use of SAR and NDVI data has the potential to improve the crop models for the benefit of yields and food security.

How to cite: Rolle, M., Zribi, M., Tamea, S., and Claps, P.: Estimation of maize sowing dates from Sentinel 1&2 data, over South Piedmont, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10490, https://doi.org/10.5194/egusphere-egu22-10490, 2022.

EGU22-10607 | Presentations | GI6.1

Use of Rapideye images from the planet platform to update vegetation cover studies in Tenosique, Tabasco, Mexico. 

Jacob Jesús Nieto Butrón, Nelly Lucero Ramírez Serrato, Mariana Patricia Jácome Paz, Tania Ximena Ruiz Santos, and Juan Manuel Núñez

Tenosique is a small town located on the border between Mexico and Guatemala, on the banks of the Usumacinta River. The area is considered a tropical climate with swampy and jungle areas. Previous studies had exposed the changes in vegetation cover related to the public policies applied at the site. Some examples of these policies are: the 1917 agrarian reform of land distribution to the peasants for cultivation, in 1938 concessions were made to national and foreign companies to exploit forest resources; in 1958 the agrarian reform for cultivation made the agricultural zone advance towards the jungle forest; in 1965 the food crisis promoted livestock; in 1976 it opted for the extraction of oil, and with the economic crisis in 1982 the financial support to the peasants and their ejidos is withdrawn, and finally in 2008 this area becomes a flora and fauna protection area. Past studies have been developed from a social and artistic point of view as well as quantifiable with the use of Landsat satellite images, covering large temporalities as well as a regional coverage scale, however, the results resolutions have made their interpretation difficult, reporting only the 20% plant loss over time. The objective of this project is to update the pre-existing study using high-resolution images, on a smaller surface. For this, 5-meter resolution Rapideye satellite images were downloaded from the Planet platform (Planet Application Program Interface: In Space for Life on Earth) with the help of an educational license obtained from an artistic quality project. The temporality of the images ranges from 2010 to 2020. The methodology includes corresponding atmospheric corrections, the supervised classification, and the coverage analysis obtained from the application of the Normalized Difference Vegetation Index (NDVI).  Conclusions show the impact of the inputs resolution improvement in the study.

How to cite: Nieto Butrón, J. J., Ramírez Serrato, N. L., Jácome Paz, M. P., Ruiz Santos, T. X., and Manuel Núñez, J.: Use of Rapideye images from the planet platform to update vegetation cover studies in Tenosique, Tabasco, Mexico., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10607, https://doi.org/10.5194/egusphere-egu22-10607, 2022.

EGU22-11409 | Presentations | GI6.1

Deep Learning and Sentinel-2 data for artisanal mine detection in a semi-desert area 

María Cuevas-González, Lorenzo Nava, Oriol Monserrat, Filippo Catani, and Sansar Raj Meena

In sub-Saharan Africa, artisanal and small-scale mining (ASM) represents a source of subsistence for a significant number of individuals. While 40 million people officially work in ASM across 80 countries, more than 150 million rely indirectly upon ASM. However, because ASM is often illegal, and uncontrolled, the materials employed in the excavation process are highly dangerous for the environment, as well as for the people involved in the mining activities. One of the most important aspects regarding ASM is their localization, which currently is missing in most of the African regions. ASM inventories are crucial for the planning of safety and environmental remediation interventions. Furthermore, the past location of ASM could be used to predict the spatial probability of the creation of newborn mines. To this end, we propose a Deep Learning (DL) based approach able to exploit Sentinel-2 open-source data and a non-complete small-size mine inventory to accomplish this task. The area chosen for this study lies in northern Burkina Faso, Africa. The area is chosen for its peculiar semi-desert environment which, in addition to being a per se challenging mapping environment, presents a wide spatial variability. Moreover, given the high level of danger involved in field mapping, it is fundamental to develop reliable remote sensing-based methods able to detect ASM. Performance comparison of two convolutional neural networks (CNNs) architectures is provided, along with an in-depth analysis of the predictions when dealing both with dry and rainy seasons. Models’ predictions are compared against an inventory obtained by manual mapping of Sentinel-2 tiles, with the help of multitemporal interpretation of Google Earth imagery. The findings show that this approach can detect ASM in semi-desertic areas starting with a few samples at a low cost in terms of both human and financial resources.

How to cite: Cuevas-González, M., Nava, L., Monserrat, O., Catani, F., and Meena, S. R.: Deep Learning and Sentinel-2 data for artisanal mine detection in a semi-desert area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11409, https://doi.org/10.5194/egusphere-egu22-11409, 2022.

EGU22-11908 | Presentations | GI6.1

Questioning the adequacy of an invasive plant management technique through remote sensing observations 

François Toussaint, Alice Alonso, and Mathieu Javaux

Palo Verde National Park, located in the northwest of Costa Rica, contains a wetland plain of international ecological importance in Central America. It is home of a rich biodiversity and provides vital shelter for over 60 species of migratory and resident birds.

From the 1980’s onward, the wetland landscape has shifted from diverse vegetation and large open water areas to a near monotypic stand of cattail (Typha domingensis). This resulted into a sharp reduction in the number of birds in the area, as many bird species prefer other native plants and open water for feeding, nesting and for shelter. The Fangueo technique, which consists in crushing the plant under water using a tractor equipped with angle-iron paddle wheels has been adopted to reduce the spread of Typha.

This plant management technique typically results in a significant decrease in Typha population in the first year after its implementation, as well as an increase in plant diversity and open water area.

In this study, we used historical Landsat and Sentinel imagery to investigate the medium to long-term impact of Fangueo on vegetation and open water. We found that invasive vegetation regrowth happened faster than previous studies had indicated. The increase in open water areas was therefore short-lived. This result questions the adequacy of this technique for invasive plant management.

This work highlights how crucial simple remote sensing methods can be for assessing the adequacy of supposedly effective environmental management practices, and for informing stakeholders.

How to cite: Toussaint, F., Alonso, A., and Javaux, M.: Questioning the adequacy of an invasive plant management technique through remote sensing observations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11908, https://doi.org/10.5194/egusphere-egu22-11908, 2022.

EGU22-12697 | Presentations | GI6.1

Application of the autoregressive integrated moving average (ARIMA) model in prediction of mining ground surface displacement 

Marek Sompolski, Michał Tympalski, Anna Kopeć, and Wojciech Milczarek

Underground mining, regardless of the excavation method used, has an impact on the terrain surface. For this reason, continuous monitoring of the ground surface above the excavations is necessary. Deformations on the ground surface occur with a time delay in relation to the mining works, which poses a risk of significant deformations in built-up areas, leading to building disasters. In addition to monitoring, it is therefore necessary to forecast displacements, which at present is usually done using the empirical integral models, which describes the shape of a fully formed subsidence basin and require detailed knowledge of the geological situation and parameters of the deposit. However, insufficiently precise determination of coefficients may lead to significant errors in calculations. Machine learning can be an interesting alternative to predict ground displacement in mining areas. Machine learning algorithms fit a model to a set of input data so that it best represents all the correlations and trends detected in the set. However, the fitting process must be controlled to avoid overfitting. The validated model can then be used to detect new deformations on the ground surface, categorize the resulting displacements, or predict the value of subsidence. In this case ARIMA model (Auto-Regressive Integrated Moving Average) was used to predict deformation values for single points placed in the centers of the subsidence basins in the LGCB (Legnica-Głogów Copper Belt) area. The InSAR time series calculated using the SBAS method for the years 2016-2021 was used as input data. The results were compared with the persistence model, against which there was an improvement in accuracy of several percentage points.

How to cite: Sompolski, M., Tympalski, M., Kopeć, A., and Milczarek, W.: Application of the autoregressive integrated moving average (ARIMA) model in prediction of mining ground surface displacement, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12697, https://doi.org/10.5194/egusphere-egu22-12697, 2022.

EGU22-12774 | Presentations | GI6.1

Using UAV-based Infrared Thermometry in the identification of gas seeps: a case study from Ciomadul dormant volcano (Eastern Carpathians, Romania) 

Boglarka Kis, Dan Mircea Tămaș, Alexandra Tămaș, and Roland Szalay

In our study, we tested a UAV-based IRT and Structure from Motion (SfM) for the identification of CO2 rich gas emission areas at Ciomadul dormant volcanic area, Eastern Carpathians. Our aim is to demonstrate the efficiency of the identification method providing example from a case-study in the Eastern Carpathians.

The gas emissions from Ciomadul come with high flux and are of magmatic origin, associated with the volcanic activity in the past. We had the following assumptions before performing the measurements with the drone: the temperature of the gas vents is constant, as well as their flux, variability is represented only by the changes in ambient temperature. We had previous knowledge on the temperature of the gas emissions (6 °C), so we chose periods when the ambient temperature is either lower or higher than the temperature of the gas. We performed several field observations with the camera both at daytime and in the evening.

The acquisition of UAV photography was made using a DJI Mavic 2 Enterprise Dual drone. This device is equipped with a 12 MP visual camera (RGB) with a 1/2.3" CMOS sensor. The visual camera has a lens with field of view of approx. 85°, 24 mm (35 mm format equivalent) lens with an aperture of f/2.8. It was also equipped with an Integrated Radiometric FLIR® Thermal Sensor. It is an Uncooled VOx Microbolometer with a horizontal field of view of 57° and f/1.1 aperture, sensor resolution is 160x120 (640x480 image size) and a spectral band of 8-14 μm.

The gas vents were clearly visible on the thermal images, and we discovered additional seeps that were not identified before. Later we confirmed the presence of the gas emissions with in situ measurements on the concentrations of CO2. The visibility of the gas emissions was influenced by parameters like temperature, the orientation of the gas vent, the influence of sunlight, the flux of the gas vent, etc.

 

How to cite: Kis, B., Tămaș, D. M., Tămaș, A., and Szalay, R.: Using UAV-based Infrared Thermometry in the identification of gas seeps: a case study from Ciomadul dormant volcano (Eastern Carpathians, Romania), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12774, https://doi.org/10.5194/egusphere-egu22-12774, 2022.

EGU22-795 | Presentations | GI5.3

Mapping of Agricultural Subsurface Drainage Systems Using Time and Frequency Domain Ground Penetrating Radars 

Triven Koganti, Ellen Van De Vijver, Barry J. Allred, Mogens H. Greve, Jørgen Ringgaard, and Bo V. Iversen

Agricultural subsurface drainage systems are installed in naturally poorly drained soils and areas with a rising water table to drain the excess water, eradicate soil salinization issues and increase crop yields. Globally, some of the most productive regions are a result of these artificial drainage practices. The installation of drainage systems provides many agronomic, economic, and environmental benefits. However, inevitably, they act as shortened pathways for the transport of undesired substances (nutrients, pesticides, and pathogens) through the soil profile promoting their increased leaching and offsite release to the surface water bodies. This drainage water cause potential eutrophication risk to the aquatic ecosystem. For example, the hypoxic zone in the Gulf of Mexico and harmful algal blooms in Lake Erie can be linked to the nitrogen and phosphorus losses from the Midwest USA agricultural areas. Hence, the knowledge of the location of these installations is essential for hydrological modelling and to plan effective edge-of-field mitigation strategies such as constructed wetlands, saturated buffer zones, denitrifying bioreactors, and phosphate filters. Moreover, their location is also important either in order to initiate repairs or retrofit a new drainage system to the existing one. Nevertheless, subsurface drainage installations are often poorly documented and this information is inaccurate or unavailable, inducing the need for extensive mapping campaigns. The conventional methods for drainage mapping involve tile probing and trenching equipment. While the use of tile probes provide only localized and discrete measurements, employing trenching with heavy machinery can be exceedingly invasive and carry a risk of severing the drainage pipes necessitating costly repairs. Non-destructive soil and crop sensors might provide a rapid and effective alternative solution. Previous studies show ground penetrating radar (GPR) to be especially successful; owing to its superior resolution over other near-surface geophysical methods. In this study, we tested the use of a stepped-frequency continuous wave (SFCW) 3D-GPR (GeoScope Mk IV 3D-Radar with DXG1820 antenna array) at study sites in Denmark and a time-domain GPR (Noggin 250 MHz SmartCart) at study sites in the Midwest USA to map the buried drainage pipes. The 3D-GPR mounted in a motorized survey configuration and mobilized behind an all-terrain vehicle proved certainly advantageous to get full coverage of the farm field area and provided the flexibility of adjusting the frequency bandwidth depending on the desired resolution and penetration depth (PD). Two different approaches were tested to estimate the PD and comparisons were made with electrical conductivity data measured using an electromagnetic induction instrument. With the impulse GPR, data collected along limited parallel transects spaced a few meters apart, spiral and serpentine segments incorporated into random survey lines proved sufficient when used adjacently with unmanned aerial vehicle imagery. In general, a better success can be expected when the average soil electrical conductivity is less than 20 mS m-1 and it is a recommendation to perform the GPR surveys preferably in a direction perpendicular to the expected drain line orientation when the water table is at/below the drainage pipes’ depth.

How to cite: Koganti, T., Van De Vijver, E., J. Allred, B., H. Greve, M., Ringgaard, J., and V. Iversen, B.: Mapping of Agricultural Subsurface Drainage Systems Using Time and Frequency Domain Ground Penetrating Radars, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-795, https://doi.org/10.5194/egusphere-egu22-795, 2022.

EGU22-948 | Presentations | GI5.3

Quad-polarimetric radar measurements autonomously obtained with an ice-rover at Ekström Ice Shelf, East Antarctica 

M.Reza Ershadi, Reinhard Drews, Inka Koch, Jonathan Hawkins, Keith Nicholls, Joshua Elliott, Falk Oraschewski, Richard Hanten, Cornelia Schulz, Sepp Kipfstuhl, and Olaf Eisen

Acquisition of quad-polarimetric radar data on ice sheets gives insights about the ice-fabric variability with depth and consequently can deliver essential constraints on the spatially variable ice rheology. Polarimetric measurements are collected manually in most ground-based surveys, discretely sampling a limited profile range. Measurements are time-intensive and often do not cover critical areas such as shear zones where field safety is a concern. Autonomous rovers can provide an alternative that optimizes for time, sampling resolution and safety.  

Here, we present an autonomous acquisition technique of quad-polarimetric radar data using a rover. This technique is based on a previous layout that has proven its capacity to navigate in various snow conditions but did not yet actively trigger the geophysical instruments attached. We upgraded the rover with a novel Robotic Operating System (ROS2) that interfaces simultaneously with a real-time positioning GPS and an automatic phase-sensitive radio-echo sounder (ApRES) with multiple transmitters multiple receivers. Like this, the rover can autonomously steer to pre-destined waypoints and then take static measurements at those locations also in areas where field safety might be compromised. We demonstrate this proof-of-concept on the Ekström Ice Shelf Antarctica, where we acquired densely spaced polarimetric radar data measurements. The rover’s operating system offers many opportunities for other measurement principles, e.g., densely spaced co-polarized data suitable for synthetic aperture radar (SAR) processing.

How to cite: Ershadi, M. R., Drews, R., Koch, I., Hawkins, J., Nicholls, K., Elliott, J., Oraschewski, F., Hanten, R., Schulz, C., Kipfstuhl, S., and Eisen, O.: Quad-polarimetric radar measurements autonomously obtained with an ice-rover at Ekström Ice Shelf, East Antarctica, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-948, https://doi.org/10.5194/egusphere-egu22-948, 2022.

EGU22-1144 | Presentations | GI5.3

Ground Penetrating Radar survey at the archaeological site of Qubbet El-Hawa, Aswan, Egypt 

José A. Peláez, Juan L. Soler, Rashad Sawires, Alejandro Jiménez, and José M. Alba

The necropolis of Qubbet el-Hawa is located in West-Aswan, Upper Egypt. It looks like a huge dune covering the massive Nubian Sandstone Group, hosting one of the most densely occupied cemeteries of Ancient Egypt, dating back to c. 2500 B.C. to the Roman Period. Here we present the used methodology and the conducted ground-penetrating radar (GPR) survey accomplished in the Qubbet El-Hawa site.

Three different geological formations have been differentiated in the studied area. From bottom to top, the Abu Agag, the Timsah and the Um Barmil formations, which mainly belong to the Nubian Sandstone Group. The conducted GPR survey was accomplished in the Timsah Formation, the most heterogeneous formation of all of them, in which along its outcrops can be observed several stratigraphic discontinuities, being usually the alternation of lutite (mainly claystone), sandstone, and iron oxides, arranged in alternating layers varied in thickness from 5 to 10 cm, and from 30 to 50 cm thick blocks.

The studied area, 20 m width × 45 m length, showing a near-constant slope of about 35°, was surveyed using 250 and 500 MHz shielded antennas in a dense array pattern. Although dry eolian sand and sandstone rocks do not display a clear difference in their electromagnetic characteristics, the conducted survey was able to discriminate/define the interface among the underlying sandstone and the sand cover. This good behavior could be attributed to the different overlapping layers including ferruginous sediments and claystone. This was possible even when the studied area exhibits a steep slope, as well as many loose rocks in some parts, coming from the outcrops, that made the measurement difficult to carry out in some cases.

The interface among the underlying sandstone formation and the sand cover is acceptably resolved, providing some very useful data to archaeologists about the near-surface shape of the bedrock and their possible willingness to host some graves.

How to cite: Peláez, J. A., Soler, J. L., Sawires, R., Jiménez, A., and Alba, J. M.: Ground Penetrating Radar survey at the archaeological site of Qubbet El-Hawa, Aswan, Egypt, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1144, https://doi.org/10.5194/egusphere-egu22-1144, 2022.

EGU22-1785 | Presentations | GI5.3

Ground Penetrating Radar and passive seismic investigation at the villa of Madonna dell’Alto in Campi Salentina (Lecce, Italy) 

Emanuele Colica, Sebastiano D'Amico, Giorgio Rizzo, and Raffaele Persico

We will present the results of Ground Penetrating Radar ([1-3] and passive seismic [4] prospections performed in the villa of Madonna dell’Alto in Campi Salentina (in the outskirts of Lecce, southern Italy). The structure dates back to the nineteen’s century.  The villa presents a peculiar structure having a central room of a hexagonal shape surrounded by several other small rooms.  GPR prospecting has been performed in a central hexagonal room acquiring data on an orthogonal grid having a spacing of 25 cm. The GPR system used was a Ris Hi-Mode manufactured by IDSGeoradar s.r.l. and equipped with a dual antenna at central frequency 200 and 600 MHz.  A classical processing composed of zero timing, background removal, gain vs. depth. 1D filtering, Kirchhoff migration and depth slicing was applied on the data. The propagation velocity exploited for the migration algorithm was c=12 cm/ns. In this area, from the slices, we have noted an apparent target at the time depth of 390 cm. However, a comparison with the Bscans revealed that it is most probably due to the effects of the walls and the ceiling of the room where the measurements were taken. Single GPR lines were also taken in the other rooms of the villa where some potential anomalies have been identified. However, another campaign is planned in order to extend the data collection and interpretation.

Furthermore, within the Villa a set of seismic passive measurements have been taken by the means of a portable seismograph. The data where acquired both inside the structure in correspondence of the GPR investigation as well as on top of the structure. Data were processed by applying the H/V and the H/H [4] techniques.

Acknowledgements

This study was supported by a STSM Grant from COST Action SAGA: The Soil Science & Archaeo-Geophysics Alliance - CA17131 (www.saga-cost.eu), supported by COST (European Cooperation in Science and Technology www.cost.eu). We are also grateful to the Institute for the Electromagnetic Sensing of the Environment IREA-CNR, which put at our disposal the system with which the GPR measurements were taken.

References

[1] G. Gennarelli, I. Catapano, F. Soldovieri, R. Persico, On the Achievable Imaging Performance in Full 3-D Linear Inverse Scattering, IEEE Trans. on Antennas and Propagation,  vol. 63, n. 3, pp. 1150-1155, March 2015.

[2] F. Gabellone, G. Leucci, N. Masini, R. Persico, G. Quarta, F. Grasso, “Nondestructive Prospecting and virtual reconstruction of the chapel of the Holy Spirit in Lecce, Italy”, Near Surface Geophysics, vol. 11, n. 2, pp. 231-238, April 2013.

[3] E. Colica, A. Antonazzo, R. Auriemma, L. Coluccia, I. Catapano, G. Ludeno, S. d’Amico, R. Persico, GPR investigation at the archaeological site of Le Cesine, Lecce, Italy, Information Science Vol. 12 n. 10, 412, https://doi.org/10.3390/info12100412, 2021.

[4] Panzera F., D'Amico S., Lombardo G., Longo E., 2016. Evaluation of building fundamental periods and effects of local geology on ground motion parameters in the Siracusa area, Italy. Journal of Seismology, 20, 1001-1019, doi:10.1007/s10950-016-9577-5

How to cite: Colica, E., D'Amico, S., Rizzo, G., and Persico, R.: Ground Penetrating Radar and passive seismic investigation at the villa of Madonna dell’Alto in Campi Salentina (Lecce, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1785, https://doi.org/10.5194/egusphere-egu22-1785, 2022.

The Monte Abatone Project, jointly developed between the Campania University “Luigi Vanvitelli” (Caserta) Prof. F. Gilotta, the Tuscia University (Viterbo) Prof. M. Micozzi and A. Coen, the Bonn University, Prof. M. Bentz and ISPC (CNR) is based on the development of an integrated research employing different methodologies to reconstruct the limits of the necropolis and the location of all different tombs. This necropolis is one of the main important necropolis of Cerveteri, located 60 km north of Rome (Latium, Italy). In the period 1950-1960, several tombs have been discovered and excavated, though still many remain hidden underneath the subsurface. In the period between 2018 - 2021, geophysical surveys have been carried out to investigate the unexplored portions of the ancient Etruscan Necropolis, to provide a complete mapping of the position of the tombs. Ground Penetrating Radar and the Magnetometric methods have been systematically employed to investigate about twelve hectares of the necropolis. GPR system SIR 3000 (GSSI), equipped with a 400 MHz antenna with constant offset, SIR4000 (GSSI) equipped with a dual frequency antenna with 300/800 MHz and the 3D Radar Geoscope multichannel stepped frequency system were employed to survey the selected areas where the presence of tombs was hypothesized from previous archaeological studies.

All the GPR profiles were processed with GPR-SLICE v7.0 Ground Penetrating Radar Imaging Software (Goodman 2020). The basic radargram signal processing steps included: post processing pulse regaining; DC drift removal; data resampling; band pass filtering; background filter and migration. With the aim of obtaining a planimetric vision of all possible anomalous bodies, the time-slice representation was calculated using all processed profiles showing anomalous sources up to a depth of about 2.5 m. The obtained results clearly show the presence of a network of strong circular or rectangular features, linked with the buried structural elements of the searched chamber or pit tombs. Together with archaeologists, these anomalies have been interpreted to have a good matching with the expected searched tombs. The obtained results have enhanced the knowledge of the necropolis layout and mapping. After the geophysical surveys, direct excavations have been conducted, which brought to light few of the investigated structures. The obtained results, after the excavation, have been compared and integrated with the geophysical maps to define the keys for the interpretation.

References

Campana S., Piro S., 2009. Seeing the Unseen. Geophysics and Landscape Archaeology. Campana & Piro Editors. CRC Press, Taylor & Francis Group. Oxon UK, ISBN 978-0-415-44721-8.

Goodman, D., Piro, S., 2013. GPR Remote sensing in Archaeology, Springer: Berlin.

Piro S., Papale E., Zamuner D., Kuculdemirci M., 2018. Multimethodological approach to investigate urban and suburban archaeological sites. In “Innovation in Near Surface Geophysics. Instrumentation, application and data processing methods.”, Persico R., Piro S., Linford N., Ed.s. pp. 461 – 504, ISBN: 978-0-12-812429-1, pp.1-505, Elsevier.

How to cite: Piro, S. and Verrecchia, D.: New integrated GPR surveys, using different frequencies, with direct archaeological excavations to locate chamber tombs in Monte Abatone necropolis, Cerveteri (Italy)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2481, https://doi.org/10.5194/egusphere-egu22-2481, 2022.

EGU22-2509 | Presentations | GI5.3

An innovative processing applied to GPR data gathered in the archaeological site of Le Cesine, Lecce, Italy 

Ilaria Catapano, Giovanni Ludeno, Emanuele Colica, Sebastiano D’Amico, Antonella Antonazzo, Rita Auriemma, Luigi Coluccia, and Raffaele Persico

This contribution deals with a GPR prospecting performed in the archaeological site of Le Cesine, Lecce, Southern Italy [1]. The measurement campaign was performed in the framework of a short-term scientific mission (STSM) funded by the European Cost Action 17131 (acronym SAGA), and aimed to map the subsoil of three wide areas in order to address and rationalize future archaeological excavations. As an innovative aspect, beyond a traditional data processing [2], each one of the collected B-scans was processed by means of an innovative data processing, which is based on an inverse scattering algorithm [3-4] accompanied by a shifting zoom procedure [5]. This latter makes possible a computationally effective microwave imaging of electrically large spatial domains and imitates, in a suitable way, the truncation applied on the migration integral, theoretically extended on an infinite observation line but practically necessarily limited to a finite line. For each investigated area, the B-scans, as elaborated by means of the innovative data processing procedure, were combined in order to obtain a depth slice visualization of the investigated areas. As it will be shown at the conference, the obtained images revealed the presence of buried ruins, maybe ascribable to structures related to an ancient Roman harbour. These results motivated founding request for archaeological excavations, which hopefully will be possible to execute in the next few years, and will confirm or correct the hypotheses suggested by the GPR survey as enhanced by the innovative data processing.

 

Acknowledgements

This study was supported by a STSM Grant from COST Action SAGA: The Soil Science & Archaeo-Geophysics Alliance - CA17131 (www.saga-cost.eu), supported by COST (European Cooperation in Science and Technology www.cost.eu).

References

[1] E. Colica, A. Antonazzo, R. Auriemma, L. Coluccia, I. Catapano, G. Ludeno, S. d’Amico, R. Persico, GPR investigation at the archaeological site of Le Cesine, Lecce, Italy, Information Science Vol. 12 n. 10, 412, https://doi.org/10.3390/info12100412, 2021.

[2] F. Gabellone, G. Leucci, N. Masini, R. Persico, G. Quarta, F. Grasso, “Nondestructive Prospecting and virtual reconstruction of the chapel of the Holy Spirit in Lecce, Italy”, Near Surface Geophysics, vol. 11, n. 2, pp. 231-238, April 2013.

[3] I. Catapano, G. Gennarelli, G. Ludeno and F. Soldovieri, "Applying Ground-Penetrating Radar and Microwave Tomography Data Processing in Cultural Heritage: State of the Art and Future Trends," in IEEE Signal Processing Magazine, vol. 36, no. 4, pp. 53-61, July 2019,.

[4] G. Gennarelli, I. Catapano, F. Soldovieri, R. Persico, On the Achievable Imaging Performance in Full 3-D Linear Inverse Scattering, IEEE Trans. on Antennas and Propagation,  vol. 63, n. 3, pp. 1150-1155, March 2015.

[5] R. Persico, G. Ludeno, F. Soldovieri, A. De Coster, S. Lambot, 2D linear inversion of GPR data with a shifting zoom along the observation line, Remote Sensing, 9, 980; doi: 10.3390/rs9100980, open access, 2017.

How to cite: Catapano, I., Ludeno, G., Colica, E., D’Amico, S., Antonazzo, A., Auriemma, R., Coluccia, L., and Persico, R.: An innovative processing applied to GPR data gathered in the archaeological site of Le Cesine, Lecce, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2509, https://doi.org/10.5194/egusphere-egu22-2509, 2022.

EGU22-3152 | Presentations | GI5.3

GPR prospecting in the archaeological site of Cavallino, Lecce, Italy 

Raffaele Persico, Grazia Semeraro, Corrado Notario, and Ilaria Catapano

In this abstract we propose the results of GPR measurements [1-2] performed in a site of cultural interest. In particular, the measurements were performed in a rectangular area inside the Messapic archaeological ancient settlement of Cavallino, close to Lecce (southern Italy) with a RIS-Hi model GPR system manufactured by IDSGeoradar s.r.l. and belonging to the Institute for the Electromagnetic Sensing of the Environment IREA-CNR. The data processing was performed according to a classical sequence of steps provided by zero timing, background removal, gain vs. depth, 1D filtering and time domain migration [3]. Afterwards, slicing was performed too and the results were georeferenced in QGIS thanks to the coordinatives of the four vertex of the rectangular area. The results indicate that there are some possible Messapic remains in the investigated area and suggest somehow the most promising point for a future localized excavation.  Future development will regard further processing of the data with an inverse scattering [4] algorithm accompanied with a shifting zoom procedure, that will make it possible to apply the inverse scattering approach to an electrically large domain [5].

 

Acknowledgments

This work is supported by the project AMOR – Advanced Multimedia and Observation services for 
the Rome cultural heritage ecosystem, financed within the call ESA 5G for L’ART (Business Applications programme).

References

[1] F. Gabellone, G. Leucci, N. Masini, R. Persico, G. Quarta, F. Grasso, “Nondestructive Prospecting and virtual reconstruction of the chapel of the Holy Spirit in Lecce, Italy”, Near Surface Geophysics, vol. 11, n. 2, pp. 231-238, April 2013.

[2] R. Persico, S. D'Amico, L. Matera, E. Colica, C. De, Giorgio, A. Alescio, C. Sammut and P. Galea, GPR Investigations at St John's Co‐Cathedral in Valletta. Near Surface Geophysics, vol. 17 n. 3, pp. 213-229. doi:10.1002/nsg.12046, 2019.

[3] G. Gennarelli, I. Catapano, F. Soldovieri, R. Persico, On the Achievable Imaging Performance in Full 3-D Linear Inverse Scattering, IEEE Trans. on Antennas and Propagation,  vol. 63, n. 3, pp. 1150-1155, March 2015.

[4] I. Catapano, G. Gennarelli, G. Ludeno and F. Soldovieri, "Applying Ground-Penetrating Radar and Microwave Tomography Data Processing in Cultural Heritage: State of the Art and Future Trends," in IEEE Signal Processing Magazine, vol. 36, no. 4, pp. 53-61, July 2019,.

[5] R. Persico, G. Ludeno, F. Soldovieri, A. De Coster, S. Lambot, 2D linear inversion of GPR data with a shifting zoom along the observation line, Remote Sensing, 9, 980; doi: 10.3390/rs9100980, open access, 2017.


 

How to cite: Persico, R., Semeraro, G., Notario, C., and Catapano, I.: GPR prospecting in the archaeological site of Cavallino, Lecce, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3152, https://doi.org/10.5194/egusphere-egu22-3152, 2022.

EGU22-5163 | Presentations | GI5.3

Deep Learning Strategies for Target Classification via Tomographic Ground Penetrating Radar 

Michele Ambrosanio, Stefano Franceschini, Maria Maddalena Autorino, and Vito Pascazio

Subsurface and underground exploration and monitoring are of interest for several applications which span from geoscience and archaeology to security and safety areas [1, 2]. In the framework of non-destructive testing, ground penetrating radar (GPR) represents a valuable technology that has been extensively exploited for the detection and characterization of buried objects. Nevertheless, this remote sensing modality has some limitations related to the generated output, since these images of the underground require an expert user for their interpretation. Moreover, identifying and characterizing buried objects still represent a non-trivial task [3].

To this aim, several algorithms have been developed to face the aforementioned issues efficiently and automatically. In this context, approaches based on deep learning and convolutional neural networks (CNNs) have been proposed in the past years and recently gained a lot of attention by the scientific community [4]. Despite their efficiency, these approaches require many cases to perform the training step and improve their classification performance.

In this abstract, the case of a multistatic GPR system is considered via two-dimensional numerical simulations to classify the kind of underground utility automatically in areas in which both water and natural gas pipes can be located. More in detail, some discussions on the classification performance by adopting different topologies and network architectures will be dealt with.

 

[1] Persico, R., 2014. Introduction to ground penetrating radar: inverse scattering and data processing. John Wiley & Sons.

[2] Catapano, I., Gennarelli, G., Ludeno, G. and Soldovieri, F., 2019. Applying ground-penetrating radar and microwave tomography data processing in cultural heritage: State of the art and future trends. IEEE Signal Processing Magazine, 36(4), pp.53-61.

[3] Ambrosanio, M., Bevacqua, M.T., Isernia, T. and Pascazio, V., 2020. Performance Analysis of Tomographic Methods Against Experimental Contactless Multistatic Ground Penetrating Radar. IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing, 14, pp.1171-1183.

[4] Kim, N., Kim, S., An, Y.K. and Lee, J.J., 2019. Triplanar imaging of 3-D GPR data for deep-learning-based underground object detection. IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing, 12(11), pp.4446-4456.

How to cite: Ambrosanio, M., Franceschini, S., Autorino, M. M., and Pascazio, V.: Deep Learning Strategies for Target Classification via Tomographic Ground Penetrating Radar, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5163, https://doi.org/10.5194/egusphere-egu22-5163, 2022.

EGU22-5568 | Presentations | GI5.3

Multi-illumination and multi-view GPR measurements for Through-the-Wall radar imaging 

Cristina Ponti, Andrea Randazzo, Alessandro Fedeli, Matteo Pastorino, and Giuseppe Schettini

The use of Ground Penetrating Radar (GPR) as a non-destructive technique for the localization and imaging of buried targets is nowadays widely used in the fields of civil engineering, archeology, and geology. In traditional GPR applications, the transmitting antenna is placed in air, whereas targets are embedded in a background of different permittivity, which may be given by a soil or a construction material. However, the GPR architecture can be also applied to the case of targets located in air but hidden from the illumination field radiated by the transmitting antenna by a dielectric discontinuity, as in the case of the Through-the-Wall (TW) radar applications, where targets inside a building interior must be localized and imaged [1]. In this work, a commercial GPR equipment is employed to perform an experimental campaign on a TW scene, where two targets of different reflectivity, i.e., a metallic cylinder and a wooden bar, are located behind a masonry wall in a laboratory environment. To increase the information on the scattered fields, the scanning of the transmitting and receiving antennas is performed in a fully multi-bistatic manner, through a multi-view and multi-illumination mode, along a horizontal line parallel to the wall, and keeping the antennas in direct contact with it. The transmitting antenna is a transducer emitting a pulsed signal, with frequency centered at 1 GHz. The imaging of the buried targets has been performed through a novel two-step inverse-scattering technique, that is based on a regularization scheme developed in the framework of variable exponent Lebesgue spaces [2], [3]. In particular, the norm exponent function is directly built from the available data through an initial processing of the data, based on a beamforming approach or on a truncated singular value decomposition (TSVD) technique [4]. The whole frequency spectrum of the measured data is exploited, as the scattered field from the pulsed signals is extracted on a set of frequencies through a Fast Fourier Transform. The proposed approach, applied to the measured data, shows good reconstruction capabilities and a reduction of artifacts.

 

[1] M. G. Amin, Ed., Through-the-Wall Radar Imaging. Boca Raton, FL: CRC Press, 2011.

[2] C. Estatico, A. Fedeli, M. Pastorino, and A. Randazzo, ‘Quantitative microwave imaging method in Lebesgue spaces with nonconstant exponents’, IEEE Trans. Antennas Propag., vol. 66, no. 12, pp. 7282–7294, Dec. 2018.

[3] A. Randazzo, C. Ponti A. Fedeli, C. Estatico, P. D’Atanasio, M. Pastorino, G. Schettini, ‘A two-step inverse-scattering technique in variable-exponent Lebesgue spaces for through-the-wall microwave imaging: Experimental results’, IEEE Trans. Geosci. Remote Sens., vol. 59, no. 9, pp. 7189–7200, Sep. 2021.

[4] A. Randazzo, C. Ponti, A. Fedeli, C. Estatico, P. D’Atanasio, M. Pastorino, G. Schettini, ‘A Through-the-Wall Imaging Approach Based on a TSVD/Variable-Exponent Lebesgue-Space Method’, Remote Sens., vol. 13, 17 pp., 2021.

How to cite: Ponti, C., Randazzo, A., Fedeli, A., Pastorino, M., and Schettini, G.: Multi-illumination and multi-view GPR measurements for Through-the-Wall radar imaging, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5568, https://doi.org/10.5194/egusphere-egu22-5568, 2022.

EGU22-5813 | Presentations | GI5.3

From Multiresolution to the System-by-Design based GPR Imaging 

Francesco Zardi, Lorenzo Poli, and Andrea Massa

Ground Penetrating Radar (GPR) is a technology of high interest due to its many applications [1], requiring to process the collected data to retrieve the shape and/or electromagnetic (EM) characteristics of the imaged objects. Such a task can be formulated as an Inverse Scattering Problem (ISP), whose solution poses paramount challenges due to the ill-posedness and non-linearity [1]. Therefore, "smart" solution approaches must be developed capable of fully exploiting the available/acquired information to achieve satisfying reconstructions with limited computational resources. In this framework, the development of innovative GPR imaging methodologies is an active research area of the ELEDIA Research Center at the University of Trento, Italy. GPR microwave imaging strategies based on the Multiresolution (MR) paradigm demonstrated significant improvements in terms of reconstruction accuracy and inversion time [2]-[5]. The strength of the MR framework stems from balancing the number of unknowns with the amount of available data, reducing the non-linearity of the ISP. Moreover, it allows a straightforward exploitation of the "progressively-acquired" information on the imaged domain, resulting in a mitigation of the ill-posedness. Effective MR strategies have been recently proposed based on the exploitation of stochastic optimization algorithms [4] to mitigate the risk of false solutions. Recently, an MR-based solution strategy has been proposed that exploits an Inexact Newton method developed in Lp spaces to achieve better regularization of the subsurface ISP thanks to the joint processing of multiple spectral components of GPR data [5]. Another solution paradigm significantly improving the performance of GPR data inversion is the System-by-Design (SbD) [6][7]. The SbD, defined as "a framework to deal with complexity" in EM problems [6] leverages on the recent advancements in the area of Learning-by-Examples techniques and it allows a proper reformulation of the ISP enabling the "smart" reduction of its unknowns and the definition of a fast surrogate model to markedly reduce the computational burden of multi-agent evolutionary-inspired optimization tools [6][7]. 

References

[1] R. Persico, Introduction to Ground Penetrating Radar: Inverse Scattering and Data Processing. Hoboken, New Jersey: Wiley, 2014.
[2] M. Salucci et al. “GPR prospecting through an inverse-scattering frequency-hopping multifocusing approach,” IEEE Trans. Geosci. Remote Sens., vol. 53, no. 12, pp. 6573-6592, Dec. 2015.
[3] M. Salucci et al., “Advanced multi-frequency GPR data processing for non-linear deterministic imaging,” Signal Process., vol. 132, pp. 306–318, Mar. 2017.
[4] M. Salucci et al., “Multifrequency particle swarm optimization for enhanced multiresolution GPR microwave imaging,” IEEE Trans. Geosci. Remote Sens., vol. 55, no. 3, pp. 1305-1317, Mar. 2017.
[5] M. Salucci et al., “2-D TM GPR imaging through a multiscaling multifrequency approach in Lp spaces,” IEEE Trans. Geosci. Remote Sens., vol. 59, no. 12, pp. 10011-10021, Dec. 2021.
[6] A. Massa and M. Salucci, “On the design of complex EM devices and systems through the System-by-Design paradigm - A framework for dealing with the computational complexity,” IEEE Trans. Antennas Propag., in press (DOI: 10.1109/TAP.2021.3111417).
[7] M. Salucci et al., "Learned global optimization for inverse scattering problems - Matching global search with computational efficiency," IEEE Trans. Antennas Propag., in press (DOI: 10.1109/TAP.2021.3139627).

How to cite: Zardi, F., Poli, L., and Massa, A.: From Multiresolution to the System-by-Design based GPR Imaging, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5813, https://doi.org/10.5194/egusphere-egu22-5813, 2022.

EGU22-7170 | Presentations | GI5.3

Reconstruction of GPR data using multiple-point geostatistics 

James Irving, Chongmin Zhang, Mathieu Gravey, and Grégoire Mariéthoz

A common challenge in the processing and analysis of ground-penetrating radar (GPR) reflection data is the reconstruction of missing traces. Gap filling, for example, may be required where data could not be recorded in the field in order to reduce artifacts produced during migration. Similarly, proper visualization and imaging of a GPR profile requires an even trace spacing, meaning that trace regularization is typically needed when the data are acquired in continuous mode using a fixed trace acquisition rate. Lastly, we may wish to increase the spatial resolution of a GPR dataset through trace densification, whereby new traces are reconstructed between existing ones, in order to improve data interpretability. 

A number of methods have been proposed for the reconstruction of missing GPR data over the past few decades, which vary in their degree of complexity and underlying assumptions. Simple strategies such as linear, cubic, and sinc interpolation can be highly effective, but only in the absence of spatial aliasing. When aliasing is present, other methods that exploit the predictability and/or sparseness of the GPR data, commonly in a transformed domain, may be utilized. However, such methods often involve overly simplistic assumptions about the data structure (e.g., that windowed portions of data can be described by sum of plane waves), which can lead to unrealistic and linear results as gaps in the data become large. Finally, all current reconstruction approaches lead to a single "best" estimate of the missing traces based on the existing measurements and some explicit or implicit choice of prior information, with no consideration of the corresponding uncertainty.

Here, we attempt to address these shortcomings by considering a GPR data reconstruction strategy based on the QuickSampling (QS) multiple-point geostatistical method. With this approach, GPR traces are simulated via sequential conditional simulation based on patterns that are observed in nearby high-resolution data (training images). To demonstrate the potential of this approach, we show its successful application to a variety of examples involving gap filling, regularization, and trace densification.

How to cite: Irving, J., Zhang, C., Gravey, M., and Mariéthoz, G.: Reconstruction of GPR data using multiple-point geostatistics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7170, https://doi.org/10.5194/egusphere-egu22-7170, 2022.

EGU22-8022 | Presentations | GI5.3

Qualitative-enhanced full-waveform inversion of ground penetrating radar data 

Alessandro Fedeli, Valentina Schenone, Matteo Pastorino, and Andrea Randazzo

Ground penetrating radar (GPR) prospection of underground scenarios is proven useful in numerous fields, from geophysics to structural engineering. At present, most of the typically deployed approaches make use of qualitative processing of GPR data [1]. Nevertheless, despite their increased complexity, full-waveform inversion (FWI) methods are emerging as a key tool to provide a complete characterization of the buried region under test [2].

This contribution aims at presenting an innovative qualitative-enhanced FWI strategy that combines the benefits from these different classes of GPR processing methods. In more detail, on the one hand a synthetic aperture-based technique retrieves a first qualitative map of the buried structures. On the other hand, the dielectric properties of buried targets are found by an FWI approach formulated in the unconventional context of nonconstant-exponents Lebesgue spaces [3]. The FWI procedure exploits the qualitative map for guiding the unknown update, as well as for constructing the nonconstant-exponent function. Both numerical and experimental results are discussed to assess the proposed inversion procedure.

[1] R. Persico, Introduction to Ground Penetrating Radar: Inverse Scattering and Data Processing. Hoboken, New Jersey: Wiley, 2014.

[2] M. Pastorino and A. Randazzo, Microwave Imaging Methods and Applications. Boston, MA: Artech House, 2018.

[3] V. Schenone, A. Fedeli, C. Estatico, M. Pastorino, and A. Randazzo, “Experimental Assessment of a Novel Hybrid Scheme for Quantitative GPR Imaging,” IEEE Geoscience and Remote Sensing Letters, vol. 19, pp. 1–5, 2022.

How to cite: Fedeli, A., Schenone, V., Pastorino, M., and Randazzo, A.: Qualitative-enhanced full-waveform inversion of ground penetrating radar data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8022, https://doi.org/10.5194/egusphere-egu22-8022, 2022.

EGU22-13149 | Presentations | GI5.3

GPR Prospecting Close to a Roman Amphitheatre in an Urban Environment 

Raffaele Persico and Giuseppe Muci

In the present contribution we will present the results of a GPR [1-3] measurement campaign performed in St. Oronzo Square, Lecce, Italy, aimed to investigate and monitor the status of the Roman amphitheatre present in the square. The “ambulacra” of this amphitheatre in particular are currently buried under the square and only partially accessible. Also, further part of the amphitheatre are still buried, and cannot be excavated because of the presence of posterior structures, in some cases of historical relevance in their turn. The georeferencing of the results has been achieved in QGIS. Indeed, no GPS was available when the measurements were performed. However, the shape of the prospected areas, wedged in the ways around the amphitheatre has allowed a correct georeferencing. A home-made MATLAB code has helped to this pros.

 

References

[1] R. Persico, S. D'Amico, L. Matera, E. Colica, C. De, Giorgio, A. Alescio, C. Sammut and P. Galea, GPR Investigations at St John's Co-Cathedral in Valletta, Near Surface Geophysics 17, 3, 2019, pp. 213-229. doi: 10.1002/nsg.12046.

[2] E. Colica, A, Antonazzo, R. Auriemma, L. Coluccia, I. Catapano, G. Ludeno, S. D’Amico, R. Persico, GPR Investigation at the Archaeological Site of Le Cesine, Lecce, Italy, Information 2021, 12, 412, https://doi.org/10.3390/info12100412

[3] G. Gennarelli, I. Catapano, F. Soldovieri, R. Persico, On the Achievable Imaging Performance in Full 3-D Linear Inverse Scattering, IEEE Trans. on Antennas and Propagation,  63, 3, March 2015, pp. 1150-1155.

How to cite: Persico, R. and Muci, G.: GPR Prospecting Close to a Roman Amphitheatre in an Urban Environment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13149, https://doi.org/10.5194/egusphere-egu22-13149, 2022.

EGU22-3601 | Presentations | GI5.5 | Highlight

Towards an automatic real-time seismic monitoring system for the city of Oslo 

Erik Myklebust, Andreas Köhler, and Anna Maria Dichiarante

Global estimates for future growth indicate that city inhabitation will increase by 13% due to a gradual shift in residence from rural to urban areas. The continuous increase in urban population has caused many cities to upgrade their infrastructures and embrace the vision of a “smart-city”. Data collection through sensors represents the base layer of every smart-city solution. Large datasets are processed, and relevant information is transferred to the police, local authorities, and the general public to facilitate decisions and to optimize the performance of cities in areas such as transport, health care, safety, natural resources and energy. The objective of the GEObyIT project is to provide a real-time risk reduction system in an urban environment by applying machine learning methodologies to automatically identify and categorise different types of geodata, i.e., seismic events and geological structures. The project focusses on the city of Oslo, Norway, addressing the common need of two departments of the municipality, i.e., the Emergency Department and the Water and Sewage Department. In the present work, we focus on passive seismic records acquired with the objective to quickly locate urban events as well as to continuous monitor changes in the near surface. For this purpose, a seismic network of Raspberry Shake 3D sensors connected to GSM modems, to facilitate real-time data transfer, was deployed in target areas within the city of Oslo in 2021. We present preliminary results of three approaches applied to the continuous data: (1) automatic detection of metro trains, (2) automatic identification of outlier events such as construction and mining blasts, and (3) noise interferometry to monitor the near sub-surface in an area with quick clay. We use a supervised method based on convolutional neural networks trained with visually identified seismic signals on three sensors distributed along a busy metro track (1). Application to continuous data allowed us the reliably detect trains as well as their direction, while not triggering other events. Further development of this approach will be useful to either sort out known repeating seismic signals or to monitor traffic in an urban environment. In approach (2) we aim to detect rare or unusual seismic events using an outlier detection method. A convolutional autoencoder was trained to create dense features from continuous signals for each sensor. These features are used in a one-class support vector machine to detect anomalies. We were able to identify a series of construction and mine blasts, a meteor signal as well as two earthquakes. Finally, we apply seismic noise interferometry to close-by sensor pairs to measure temporal variations in the shallow ground (3). We observe clear seismic velocity variations during periods of strong frost in winter 2021/2022. This opens up for the potential to detect also non-seasonal changes in the ground, for example related to instabilities in quick clay deposits located within the city of Oslo.  

How to cite: Myklebust, E., Köhler, A., and Dichiarante, A. M.: Towards an automatic real-time seismic monitoring system for the city of Oslo, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3601, https://doi.org/10.5194/egusphere-egu22-3601, 2022.

Urban forest provides several important ecosystem services to cite residents and city environment, by which most functions were related to trees’ canopy biomass. To understand the dynamics of canopy biomass affecting the ecosystem services, this study applied and compared two approaches in predicting canopy biomass of Koelreuteria elegans street trees in the city of Taipei in Taiwan. The first approach extracted vegetation indices (VI) from time series data of the 2018 Sentinel-2 satellite images, to represent signals of tree canopy variation, including Normalized Difference Vegetation Index (NDVI) and Enhanced Vegetation Index (EVI), image classification based on VI time series data was processed to extract pixels with high canopy covers, and examined the associated phenological activities. In contrast, the other approach applied a system dynamic model to capture changes of canopy phenological activities in different seasons by factors of canopy size, leaf duration, and phenology events, all controlled by an accumulated temperature function to characterize green up and defoliation mechanisms. The growth temperature and growth rate of new leaves were calibrated with the phenological records. Results found good correlations between satellite-extracted vegetation indices approach and a temperature-driven phenological modelling. Reconstructed by NDVI and EVI, both indices caught the start of spring growth of Koelreuteria elegans in March to a full-sized canopy in April, with the whole growing season extended to the end of September, and a beginning of main defoliation from October to the lowest canopy size in January and February next year. Built from the image classification results for pure canopy cover, the maximum value of NDVI and EVI was 0.443 and 0.486, while the minimum was 0.08 and 0.163, respectively. In comparison, results from the canopy phenological modelling showed similar trends that canopy biomass reached its lowest point in February, entered to a rapid growth phase in March and reached full canopy size in April. Although the canopy phenological model also predicted a main growing season lasted until October, during the defoliation period, the leaves of the Koelreuteria elegans never completely fell off, due to the actual monthly minimum average temperature in the city of Taipei was higher than 10oC as the threshold of the controlled temperature. Based on these results, we suggest that when ground tree survey and inventory data are available, both satellite-extracted vegetation indices and modelling approach can provide useful predictions for landscape planning and urban forestry management.

How to cite: Pan, W.-C. and Cheng, S.-T.: Predicting and comparing canopy biomass by satellite-extracted vegetation indices and a temperature-driven phenological modelling approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7094, https://doi.org/10.5194/egusphere-egu22-7094, 2022.

EGU22-8095 | Presentations | GI5.5

Mining impact in a coal exploitation under an urban area: detection by Sentinel-1 SAR data 

Jose Cuervas-Mons, María José Domínguez-Cuesta, Félix Mateos-Redondo, Oriol Monserrat, and Anna Barra

In this work, the A-DInSAR techniques are applied in Central Asturias (N Spain). In this area, the presence of the most important cities in the region is remarkable, as well as industry and port infrastructures and a dense road network. Moreover, this region is specially known for their historical coal exploitation, which was developed mainly on the Central Coal Basin for almost 2 centuries, and is being abandoned from the beginning of the 21st. The main aim of this study is detecting and analysing deformations associated to this underground coal mining activity. For this, the following methodology was realised: 1) Acquisition and processing of 113 SAR images, provided by Sentinel-1A and B in descending trajectory between January 2018 and February 2020, by means of PSIG software; 2) Obtaining of Line of Sight mean deformation velocity map (in mm year-1) and deformation time series (in mm); 3) Analysis of detected terrain displacements and definition of mining impact. The results show a Velocity Line of Sigh (VLOS) range between -18.4 and 37.4 mm year-1, and accumulated ground displacements of -69.1 and 75.6 mm. The analysis, interpretation and validation of these ground motion allow us to differentiate local sectors with recent deformation related to subsidence and uplift movements with maximum VLOS of -18.4 mm year-1 and 9.5 mm year-1. This study represents an important contribution to improve the knowledge about deformations produced by impact of coal mining activity in a mountain and urban region. In addition, this work corroborates the reliability and usefulness of the A-DInSAR techniques like powerful tools in the study and analysis of geological hazards at regional and local scales for the monitoring and control of underground mining infrastructures.

How to cite: Cuervas-Mons, J., Domínguez-Cuesta, M. J., Mateos-Redondo, F., Monserrat, O., and Barra, A.: Mining impact in a coal exploitation under an urban area: detection by Sentinel-1 SAR data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8095, https://doi.org/10.5194/egusphere-egu22-8095, 2022.

EGU22-8156 | Presentations | GI5.5

Investigating the carbon biogeochemical cycle at Mt Etna 

Maddalena Pennisi, Simone D'Incecco, Ilaria Baneschi, Matteo Lelli, Antonello Provenzale, and Brunella Raco

The continuous acquisition of CO2 soil flux data has been started on Mt Etna in November 2021, with the aim of assessing a first balance between CO2 from volcanic and biological origin. Our long-term goal is an interdisciplinary study of volcanic, biological, ecological, biogeochemical, climatic and biogeographical aspects, including the anthropogenic impact on the environment. All aspects are integrated in the study of the so-called Critical Zone, i.e. the layer between the deep rock and the top of the vegetation where the main biological, hydrological and geological processes of the ecosystem take place. The new research activity at Mt Etna is performed within the framework of the PON-GRINT project for infrastructure enhancement (EU, MIUR), and it adds up to activities going on at Grand Paradiso National Park (Italian Alps), and Ny Alesund (Svalbard, NO, High Arctic) in the framework of the IGG-CNR Critical Zone Observatories.

During the first phase of the project, two fixed stations were installed in two sites at Piano Bello (Valle del Bove, Milo), in an area where the endemic Genista aetnensis grows. An Eddy Covariance system for net CO2 ecosystem exchange measurement and a weather station will be installed in 2022. Carbon stable isotopes data will be acquired periodically using in-situ instrumentation (i.e. Delta Ray).  The installation sites are selected after CO2 soil flux surveys around the volcano using a portable accumulation chamber. The two stations installed at Piano Bello consist of an automatic accumulation chamber fixed to the ground, a mobile lid with a diffusion infrared sensor for measuring CO2, a data logger and a sensor for measuring soil moisture and temperature. The accumulation chambers are programmed to acquire data on ecosystem respiration every hour for all day. Data are transmitted to the IGG data collection center. The new IGG-CNR Mt Etna CZO will contribute investigating CO2 fluxes at the soil-vegetation-atmosphere interface in different geological and environmental contexts. We benefit from the collaboration with the National Institute of Geophysics and Volcanology (INGV), the Ente Parco dell'Etna, and the Dipartimento Regionale dello Sviluppo Rurale e Territoriale di Catania.

How to cite: Pennisi, M., D'Incecco, S., Baneschi, I., Lelli, M., Provenzale, A., and Raco, B.: Investigating the carbon biogeochemical cycle at Mt Etna, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8156, https://doi.org/10.5194/egusphere-egu22-8156, 2022.

Wind turbine (WT) ground motion emissions have a significant influence on sensitive measuring equipment like seismic monitoring networks. WTs permanently excite ground motions at certain constant frequencies due to the eigen modes of the tower and blades as well as the motion of the blades. The emitted waves have frequencies mainly below 10 Hz which are relevant for the observation of, e.g., local tectonic or induced seismicity. Furthermore, frequencies proportional to the blade passing frequency can be observed in ground motion data above 10 Hz, closely linked to acoustic emissions of the turbines. WTs are often perceived negatively by residents living near wind farms, presumably due to low frequency acoustic emissions. Therefore, similarities in ground motion and acoustic data provide constraints on the occurrence of such negatively perceived emissions and possible counter-measures to support the acceptance of WTs.

We study ground motion signals in the vicinity of two wind farms on the Swabian Alb in Southern Germany consisting of three and sixteen WTs, respectively, which are of the same turbine type, accompanied by acoustic measurements and psychological surveys. A part of the measurements is conducted in municipalities near the respective wind farms where residents report that they are affected by emissions. Additional measurements are conducted in the forests surrounding the WTs, and within WT towers. The wind farms are located on the Alb peneplain at 700-800 m height, approximately 300 m elevated compared to the municipalities. Results indicate that WTs are perceived more negatively in the location where the wind farm is closer to the municipality (ca. 1 km) and where other environmental noise sources like traffic occur more frequently. At the location more distant to the WT (ca. 2 km), even though more WTs are installed, residents are affected less. To improve the prediction of ground motion emissions, instruments are set up in profiles to study the amplitude decay over distance, which is linked to the local geology.

This study is supported by the Federal Ministry for Economic Affairs and Energy based on a resolution of the German Bundestag (03EE2023D).

How to cite: Gassner, L. and Ritter, J.: Ground motion emissions due to wind turbines: Results from two wind farms on the Swabian Alb, SW Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8472, https://doi.org/10.5194/egusphere-egu22-8472, 2022.

EGU22-11008 | Presentations | GI5.5

Preliminary Analysis on Multi-Devices Monitoring of Potential Deep-Seated Landslide in Xinzhuang, Southern Taiwan 

Ji-Shang Wang, Tung-Yang Lai, Yu-Chao Hsu, Guei-Lin Fu, Cheng Hsiu Tsai, and Ting-Yin Huang

In-situ monitoring of slope is crucial for recognizing and recording the occurrence of landslide. Figuring out the correlation between monitoring data and hillslope displacement would help early warning for landslide-induced disasters. Xinzhuang potential deep-seated landslide area has been identified by Taiwan executive authority where is located in Kaohsiung City, southern Taiwan, it covers a 10.3 hectares’ area and 20 buildings with an average slope of 22.8 degrees. The lithology of the upper slope is sand-shale interbedded with highly sand contented, which differs from lower slope in shale with mud contented.

For conducting early warning and comprehending displacement of landslide in this study, the monitoring of ground displacement was carried out using the tiltmeter and the GNSS RTK (Real Time Kinematic), and the hydrology data (rainfall and ground water level) were recorded every 10 minutes by automatic gauges. Furthermore, we executed manual borehole inclinometer measurement to obtain the possible sliding position of subsurface.

This study has been conducted for two years, the results shows that (1) The local shallow creep (4-5 meters underground) in the central deep-seated landslide area was recorded by the tiltmeter, GNSS and borehole inclinometer measurement. (2) The groundwater level is the significant factor for displacements of creep in this site. (3) The velocity of the displacement would be accelerated when the groundwater level was higher than 2.1 meters. (4) The 6-hours displacement has a highly correlation with accumulative rainfall and ground water level. Moreover, the results have been applied to the landslide early-warning system of Taiwan authority.

How to cite: Wang, J.-S., Lai, T.-Y., Hsu, Y.-C., Fu, G.-L., Tsai, C. H., and Huang, T.-Y.: Preliminary Analysis on Multi-Devices Monitoring of Potential Deep-Seated Landslide in Xinzhuang, Southern Taiwan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11008, https://doi.org/10.5194/egusphere-egu22-11008, 2022.

Very often many new construction and operating embankment dams need to be evaluated in terms of the slope stability. The necessity of considering body forces, pore-water pressures, and a variety of soil types in the analysis vitiates the application of methods that are well founded in the mechanics of continua and employ representative constitutive equations.

This study comparing stability analysis using total stress after the end of construction with effective stress couple of years later after the first impounding. Studies have indicated the advantages to be obtained employing an effective stress failure criterion (Bishop, 1952, Henkel and Skempton, 1955 and Bishop, 1960) for analysis and design of embankment dams. Pore-water pressure are determined from piezometer readings during the construction until the dam was operated.

This paper presents the results of stability analysis of embankments dam with both parameters and conditions, resulting that pore water pressures influence slope stability of the embankment.

How to cite: Hartanto, T.: Slope stability analysis of embankment dam under total and effective pore pressure, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11541, https://doi.org/10.5194/egusphere-egu22-11541, 2022.

EGU22-11730 | Presentations | GI5.5

Road surface friction measurement based on intelligent road sensor and machine learning approaches 

Mezgeen Rasol, Franziska Schmidt, and Silvia Ientile

Real prediction of friction coefficient on the road surface is essential in order to enhance the resilience of traffic management procedures for the safety of road users. Critical weather conditions could have a significant impact on the road surface, and decrease the reliable friction coefficient in extreme conditions. Weather parameters are involved in the process of traffic management are water film thickness, ice percentage, pavement temperature, ambient temperature, and freezing point. Smart road monitoring of the road surface friction changes over time means the real-time prediction of the friction coefficient changes in the future based on the intelligent weather road-based sensor is crucial to avoid uncontrolled conditions during extreme weather conditions. For this reason, the use of intelligent data analysis such as machine learning approaches is key in order to provide a holistic robust decision-making tool to support road operators or owners for further consideration of the traffic management procedures. In this study, a machine learning approach is applied to train 18 months of data collected from the real case study in Spain, and results show a good agreement between real friction coefficient and predicted friction coefficient. The trained model has been validated with various cross-validation approaches, and the high accuracy of the model is observed.

This project has received funding from the European Union's Horizon 2020 research and innovation program under grant agreement No. 769129 (PANOPTIS project).

How to cite: Rasol, M., Schmidt, F., and Ientile, S.: Road surface friction measurement based on intelligent road sensor and machine learning approaches, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11730, https://doi.org/10.5194/egusphere-egu22-11730, 2022.

EGU22-12263 | Presentations | GI5.5

System identification of a high-rise building: a comparison between a single station measuring translations and rotations, and a traditional array approach. 

Yara Rossi, John Clinton, Eleni Chatzi, Cédric Schmelzbach, and Markus Rothacher

We demonstrate that the extended dynamic response of an engineered structure can be obtained from just a single measurement at one position if rotation is recorded in combination with translation. Such a single station approach could save significant time, effort and cost when compared with traditional structural characterization using arrays. In our contribution we will focus on the monitoring of a high-rise building by tracking its dynamic properties, e.g., natural frequencies, mode shapes and damping. We present the results of the system identification for the Prime Tower in Zurich – with a height of 126 m, this concrete frame structure is the third highest building in Switzerland. It has been continuously monitored by an accelerometer (EpiSensor) and a co-located rotational sensor (BlueSeis) located near the building center on the roof for the past year. The motion on the tower roof includes significant rotations as well as translation, which can be precisely captured by the monitoring station. More than 9 natural frequencies, including the first 3 fundamental modes, as well as the next two overtones, where translations are coupled with rotations, are observed between 0.3 – 10 Hz, a frequency band of key interest for earthquake excitation, making an investigation essential. Using temporary arrays of accelerometers located across the roof and along the length of the building to perform a traditional dynamic characterisation, we can compare the array solution with the new single location solution in terms of system identification for the Prime Tower.

How to cite: Rossi, Y., Clinton, J., Chatzi, E., Schmelzbach, C., and Rothacher, M.: System identification of a high-rise building: a comparison between a single station measuring translations and rotations, and a traditional array approach., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12263, https://doi.org/10.5194/egusphere-egu22-12263, 2022.

EGU22-12901 | Presentations | GI5.5

Creating a spatially explicit road-river infrastructure dataset to benefit people and nature 

Rochelle Bristol, Stephanie Januchowski-Hartley, Sayali Pawar, Xiao Yang, Kherlen Shinebayar, Michiel Jorissen, Sukhmani Mantel, Maria Pregnolato, and James White

Worldwide, roads cross most rivers big and small, but if nobody maps the locations, do they exist? In our experiences, the answer is no, and structures such as culverts and bridges at these road-river crossings have gone overlooked in research into the impacts that infrastructure can have on rivers and the species that depend on them. There remains a need for spatially explicit data for road-river crossings as well as identification of structure types to support research and monitoring that guides more proactive approaches to infrastructure management. Our initial focus was on mapping road-river structures in Wales, United Kingdom so to better understand how these could be impacting on nature, particularly migratory fishes. However, as we began developing the spatial dataset, we became aware of broader applications, including relevance to hazard management and movement of people and goods so to support livelihoods and well-being. In this talk, I will discuss our initial approach to tackling this problem in Wales, and how we learned from that experience and refined the approach for mapping in England, including our use of openly available remotely sensed imagery from Google and Ordnance Survey so to ensure the data can be reused and modified by others for their needs and uses. I will present a spatially explicit dataset of road-river structures in Wales, including information about surrounding environmental attributes and discuss how these can help us to better understand infrastructure vulnerability and patterns at catchment and landscape scales. I will discuss the potential for diverse applications of this road-river structure dataset, particularly in relation to supporting real-time monitoring and providing the baseline data needed for any futuer machine learning or computation modelling advances for monitoring road-river structures.

How to cite: Bristol, R., Januchowski-Hartley, S., Pawar, S., Yang, X., Shinebayar, K., Jorissen, M., Mantel, S., Pregnolato, M., and White, J.: Creating a spatially explicit road-river infrastructure dataset to benefit people and nature, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12901, https://doi.org/10.5194/egusphere-egu22-12901, 2022.

Atmospheric water management or cloud seeding technologies might be effectively applied to assess the impacts from changing climate on water security and renewable energy use. During said assessments it might be possible to exploit their observations to mitigate the negative impacts from climate change by enhancing the water supply as part of a water security plan, and/or by effectively removing low-level supercooled cloud decks/fogs to facilitate renewable energy use providing added sunshine during typically overcast day-time periods. Cloud seeding technologies are used to positively affect the natural hydrologic cycle, while respecting and avoiding damage to public health, safety and the environment.  This talk summarizes atmospheric water management technologies and their use, how these technologies might be applied as part of a strategy to ensure water security and how their application might provide a potential opportunity for recouping lost energy potential.

How to cite: DeFelice, T.: The role atmospheric water management technologies might play in Nature-based solutions (NbS), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1941, https://doi.org/10.5194/egusphere-egu22-1941, 2022.

EGU22-2263 | Presentations | GI6.3

EasyGeoModels: a New Tool to Investigate Seismic and Volcanic Deformations Retrieved through Geodetic Data. Software Implementation and Examples on the Campi Flegrei Caldera and the 2016 Amatrice Earthquake 

Giuseppe Solaro, Sabatino Buonanno, Raffaele Castaldo, Claudio De Luca, Adele Fusco, Mariarosaria Manzo, Susi Pepe, Pietro Tizzani, Emanuela Valerio, Giovanni Zeni, Simone Atzori, and Riccardo Lanari

The increasingly widespread use of space geodesy has resulted in numerous, high-quality surface deformation data sets. DInSAR, for instance, is a well-established satellite technique for investigating tectonically active and volcanic areas characterized by a wide spatial extent of the inherent deformation. These geodetic data can provide important constraints on the involved fault geometry and on its slip distribution as well as on the type and position of an active magmatic source. For this reason, over last years, many researchers have developed robust and semiautomatic methods for inverting suitable models to infer the source type and geometry characteristics from the retrieved surface deformations.

In this work we will present a new software we have implemented, named easyGeoModels, that can be used by geophysicists but also by less skilled users who are interested in sources modeling to determine ground deformation in both seismo-tectonic and volcanic contexts. This software is characterized by some innovative aspects compared to existing similar tools, such as (i) the presence of an easy-to-use graphic interface that allows the user, even if not particularly expert, to manage the data to be inverted, the input parameters of one or more sources, the choice of the deformation source (s), effective and simple way; (ii) the possibility of selecting the GPS data to be inverted, simply by selecting the area of interest: in this case the software will automatically consider for the inversion only the GPS stations present in the selected area and will download the relative data from the Nevada Geodetic Laboratory site; (iii) the generation of output files in Geotiff, KMZ and Shapefile format, which allow a faster and more immediate visualization through GIS tools or Google Earth.

Finally, as applications, we will show some preliminary results obtained through the easyGeoModels software on areas characterized by huge deformation both in a volcanic context, such as that of the Campi Flegrei caldera, and a seismo-tectonic one, as for the case of the Amatrice earthquake (central Italy) which occurred on 24 August 2016.

How to cite: Solaro, G., Buonanno, S., Castaldo, R., De Luca, C., Fusco, A., Manzo, M., Pepe, S., Tizzani, P., Valerio, E., Zeni, G., Atzori, S., and Lanari, R.: EasyGeoModels: a New Tool to Investigate Seismic and Volcanic Deformations Retrieved through Geodetic Data. Software Implementation and Examples on the Campi Flegrei Caldera and the 2016 Amatrice Earthquake, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2263, https://doi.org/10.5194/egusphere-egu22-2263, 2022.

EGU22-4876 | Presentations | GI6.3 | Highlight

Geodetic imaging of the magma ascent process during the 2021 Cumbre Vieja (La Palma, Canary Islands) eruption 

Monika Przeor, José Barrancos, Raffaele Castaldo, Luca D’Auria, Antonio Pepe, Susi Pepe, Takeshi Sagiya, Giuseppe Solaro, and Pietro Tizzani

On the 11th of September of 2021, a seismic sequence began on La Palma (Canary Islands), followed by a rapid and significant ground deformation reaching more than 10 cm in the vertical component of the permanent GNSS station ARID (Aridane) operated by the Instituto Volcanológico de Canarias (INVOLCAN). The pre-eruptive episode lasted only nine days and was characterized by an intense deformation in the western part of the island and intense seismicity with the upward migration of hypocenters. After the onset of the eruption, which occurred on the 19th of September of 2021, the deformation increased a few cm more, reaching a maximum on the 22nd of September and subsequently showing a nearly steady deflation trend in the following months.

We obtained a Sentinel-1 DInSAR dataset along both ascending and descending orbits, starting from the 27th of February of 2021 and the 13th of January of 2021, respectively. We selected the study area at the radial distance of 13 km from the eruption point (Latitude: 28.612; Longitude: -17.866) to realize an inverse model of the geometry of the causative sources of the observed ground deformation. While the ascending orbit that passed on the 18th of September indicated mainly a dike intrusion in the shallow depth, the descending orbit from the 20th of September seemed to indicate a deformation caused by at least two sources: the pre-eruptive intrusion and the nearly-vertical eruptive dike. The deeper source spatially coincides with the location of most of the pre-eruptive volcano-tectonic hypocenters.

Finally, based on the preliminary inverse model of the DInSAR dataset, we applied the geodetic imaging of D’Auria et al., (2015) to retrieve the time-varying spatial distribution of volumetric ground deformation sources. The final results show the kinematics of the upward dike propagation and magma ascent.

 

References

D’Auria, L., Pepe, S., Castaldo, R., Giudicepietro, F., Macedonio, G., Ricciolino, P., ... & Zinno, I. (2015). Magma injection beneath the urban area of Naples: a new mechanism for the 2012–2013 volcanic unrest at Campi Flegrei caldera. Scientific reports, 5(1), 1-11.

How to cite: Przeor, M., Barrancos, J., Castaldo, R., D’Auria, L., Pepe, A., Pepe, S., Sagiya, T., Solaro, G., and Tizzani, P.: Geodetic imaging of the magma ascent process during the 2021 Cumbre Vieja (La Palma, Canary Islands) eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4876, https://doi.org/10.5194/egusphere-egu22-4876, 2022.

EGU22-5431 | Presentations | GI6.3

Modeling Potential Impacts of Gas Exploitation on the Israeli Marine Ecosystem Using Ecopath with Ecosim 

Ella Lahav, Peleg Astrahan, Eyal Ofir, Gideon Gal, and Revital Bookman

Exploration, production, extraction and transport of fossil fuels in the marine environment are accompanied by an inherent risk to the surrounding ecosystems as a result of the on-going operations or due to technical faults, accidents or geo-hazards. Limited work has been conducted on potential impacts on the Mediterranean marine ecosystem due to the lack of information on organism responses to hydrocarbon pollution. In this study, we used the Ecopath with Ecosim (EwE) modeling software which is designed for policy evaluation and provides assessments of impacts of various stressors on an ecosystem. An existing EwE based Ecospace food-web model of the Israeli Exclusive Economic Zone (EEZ) was enhanced to include local organism response curves to various levels of contaminants, such as crude oil, in the water and on the sea floor sediments. The goal of this study is to evaluate and quantify the possible ecological impacts of pollution events that might occur due to fossil fuel exploitation related activities. Multiple spatial static and dynamic scenarios, describing various pollution quantities and a range of habitats and locations were constructed. Using the enhanced Ecospace models for assessing the potential impacts of gas exploitation on organism biomass, the spatial and temporal distribution and food-web functioning was tested and evaluated. The results of this study will show a quantitative assessment of the expected ecological impacts that could assist decision makers in developing management and conservation strategies.

How to cite: Lahav, E., Astrahan, P., Ofir, E., Gal, G., and Bookman, R.: Modeling Potential Impacts of Gas Exploitation on the Israeli Marine Ecosystem Using Ecopath with Ecosim, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5431, https://doi.org/10.5194/egusphere-egu22-5431, 2022.

EGU22-5618 | Presentations | GI6.3

Slope stability monitoring system via three-dimensional simulations of rockfalls in Ischia island, Southern Italy 

Ada De Matteo, Massimiliano Alvioli, Antonello Bonfante, Maurizio Buonanno, Raffaele Castaldo, and Pietro Tizzani

Volcanoes are dynamically active systems in continuous evolution. This behaviour is emphasized by many different processes, e.g., fumarolic activity, earthquakes, volcanic slope instabilities and volcanic climax eruptions. Volcanic edifices experience slope instability as consequence of different solicitations such as i) eruption mechanism and depositional process, ii) tectonic stresses, iii) extreme weather conditions; all these events induce the mobilization of unstable fractured volcanic flanks.

Several methods exist to gather information about slope stability and to map trajectories followed by individual falling rocks in individual slopes. These methods involve direct field observation, laser scanning, terrestrial or aerial photogrammetry. Such information is useful to infer the likely location of future rockfalls, and represent a valuable input for the application of three-dimensional models for rockfall trajectories.

The Ischia island is volcano-tectonic horst that is a part of the Phlegrean Volcanic District, Southern Italy. It covers an area of about 46 km2 and it has experienced a remarkable ground uplift events due to a resurgence phenomenon. Slope instability is correlated both with earthquakes events and with volcanism phenomena. Specifically, evidences suggest that rockfalls occurred as an effect of the gravitational instability on the major scarps generated by the rapid resurgence, eased by the widespread rock fracturing.

We present results of an analysis relevant to the most probable individual masses trajectories of rockfall affecting the slopes of Ischia island. We first identified the prospective rockfall sources through an expert-mapping of source area in sample locations and statistical analysis on the whole island. Probabilistic sources are the main input of the three-dimensional rockfalls simulation software STONE.

The software assumes point-like masses falling under the sole action of gravity and the constraints of topography, and it calculates trajectories dominated by ballistic dynamics during falling, bouncing and rolling on the ground. Analysis of high-definition critical sector pictures, achieved by using UAV (Unmanned Aerial Vehicle) platform, will allow a detailed localization of source areas and an additional more robust simulations.

The procedure can be viewed as a multiscale analysis and allows besting allocating computational efforts and economic resources, focusing on a more detailed analysis on the slopes identified as the most risky ones during the first, large-scale analysis of the whole area.

How to cite: De Matteo, A., Alvioli, M., Bonfante, A., Buonanno, M., Castaldo, R., and Tizzani, P.: Slope stability monitoring system via three-dimensional simulations of rockfalls in Ischia island, Southern Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5618, https://doi.org/10.5194/egusphere-egu22-5618, 2022.

EGU22-6226 | Presentations | GI6.3

The framework for improving air quality monitoring over Indian cities 

Arindam Roy, Athanasios Nenes, and Satoshi Takahama

Indian air quality monitoring guideline is directly adopted from World Health Organization (1977) guidelines without place-based modification. According to Indian air quality guidelines (2003), the location of monitoring sites should be determined from air quality modeling and previous air quality information. If such information is not available, the use of emission densities, wind data, land-use patterns and population information is recommended for prioritizing areas for air quality monitoring. The mixed land-use distribution over Indian cities and randomly distributed sources pose serious challenges, as Indian cities (unlike in other parts of the world) are characterized by a lack of distinct residential, commercial, and industrial regions, so the concept of “homogeneous emissions” (which have guided site monitoring decisions) simply does not apply. In addition, the decision-making data emission and population information, are either not available or outdated for Indian cities. Unlike the cities in Global North, the Indian urban-scape has distinguished features in terms of land use, source and population distribution which has not been addressed in air quality guidelines.

We have developed an implementable place-based framework to address the above problem of establishing effective new air quality stations in India and other regions with complex land-use patterns. Four Indian million-plus cities were selected for the present study; Lucknow, Pune, Nashik and Kanpur. We broadly classified air quality monitoring objectives into three; monitoring population exposure, measurements for compliance with the national standards and characterization of sources. Each monitoring station over four cities was evaluated and metadata has been created for each station to identify its monitoring objective for each of the stations. We find that present air quality monitoring networks are highly inadequate in characterizing average population exposure throughout each city, as current stations are predominantly located at the site of pedestrian exposure, and are not representative of the city-wide exposure.

Possible new sites for monitoring were identified using night-time light data, satellite-derived PM2.5, existing emission inventories, land-use patterns and other ancillary open-sourced data. Over Lucknow, Pune and Nashik, setting up stations at highly populated areas is recommended to fulfill the knowledge gaps on the average population exposure. Over Kanpur, it was recommended to incorporate stations to measure short-term pollution exposure in traffic and industrial sites. Rapidly developing peri-urban regions were identified using night-time light data and recommendations were provided for setting up monitoring stations in these regions.

How to cite: Roy, A., Nenes, A., and Takahama, S.: The framework for improving air quality monitoring over Indian cities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6226, https://doi.org/10.5194/egusphere-egu22-6226, 2022.

EGU22-6374 | Presentations | GI6.3

Geochemical monitoring of the Tenerife North-East and North West Rift Zones by means of diffuse degassing surveys 

Lía Pitti Pimienta, Fátima Rodríguez, María Asensio-Ramos, Gladys Melián, Daniel Di Nardo, Alba Martín-Lorenzo, Mar Alonso, Rubén García-Hernández, Víctor Ortega, David Martínez Van Dorth, María Cordero, Tai Albertos, Pedro A. Hernández, and Nemesio M. Pérez

Tenerife (2,034 km2), the largest island of the Canarian archipelago, is characterized by three volcanic rifts NW-SE, NE-SW and N-S oriented, with a central volcanic structure in the middle, Las Cañadas Caldera, hosting Teide-Pico Viejo volcanic complex. The North-West Rift-Zone (NWRZ) is one of the youngest and most active volcanic systems of the island, where three historical eruptions (Boca Cangrejo in 16th Century, Arenas Negras in 1706 and Chinyero in 1909) have occurred, whereas the North-East Rift-Zone (NERZ) is more complex than the others due to the existence of Pedro Gil stratovolcano that broke the main NE-SW structure 0.8 Ma ago. The most recent eruptive activity along the NERZ took place during 1704 and 1705 across 13 km of fissural eruption in Siete Fuentes (Arafo-Fasnia). To monitor potential volcanic activity through a multidisciplinary approach, diffuse degassing studies have been carried out since 2000 at the NWRZ (72 km2) and since 2001 at the NERZ (210 km2) in a yearly basis. Long-term variations in the diffuse CO2 output in the NWRZ have shown a temporal correlation with the onsets of seismic activity at Tenerife, supporting unrest of the volcanic system, as is also suggested by anomalous seismic activity recorded in the studied area during April, 2004 and October, 2016 (Hernández et al., 2017). In-situ measurements of CO2 efflux from the surface environment were performed according to the accumulation chamber method using a portable non-dispersive infrared (NDIR) sensor. Soil CO2 efflux values for the 2021 survey ranged between non-detectable values and 104 g·m-2·d-1, with an average value of 8 g·m-2·d-1 for NWRZ. For NERZ, soil CO2 efflux values ranged between non-detectable values and 79 g·m2·d-1, with an average value of 7 g·m-2·d-1. The probability plot technique applied to the data allowed to distinguish different geochemical populations. Background population represented 49.2% and 74.0% of the total data for NWRZ and NERZ, respectively, with a mean value (1.7 - 2.0 g·m-2·d-1) similar to the background values calculated for other volcanic systems in the Canary Islands with similar soils, vegetation and climate (Hernández et al. 2017). Peak population represented 0.9 and 0.7% for NWRZ and NERZ, respectively and with a mean value of 45 and 57 g·m-2·d-1. Soil CO2 efflux contour maps were constructed to identify spatial-temporal anomalies and to quantify the total CO2 emission using the sequential Gaussian simulation (sGs) interpolation method. Diffuse emission rate of 506 ± 22 t·d-1 for NWRZ and 1,509 ± 58 t·d-1 NERZ were obtained. The normalized CO2 emission value by area was estimated in 7.03 t·d-1·km-1 for NWRZ and in 7.2 t·d-1·km-1 for NERZ. The monitorization of the diffuse CO2 emission contributes to detect early warning signals of volcanic unrest, especially in areas where visible degassing is non-existent as in the Tenerife NWRZ and NERZ.

Hernández et al. (2017). Bull Volcanol, 79:30, DOI 10.1007/s00445-017-1109-9.

How to cite: Pitti Pimienta, L., Rodríguez, F., Asensio-Ramos, M., Melián, G., Di Nardo, D., Martín-Lorenzo, A., Alonso, M., García-Hernández, R., Ortega, V., Martínez Van Dorth, D., Cordero, M., Albertos, T., Hernández, P. A., and Pérez, N. M.: Geochemical monitoring of the Tenerife North-East and North West Rift Zones by means of diffuse degassing surveys, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6374, https://doi.org/10.5194/egusphere-egu22-6374, 2022.

Two moderate earthquakes with magnitude ML5.0 happened on 11th of November 2020 near the Mavrovo lake in northwestern Macedonia. The lake is an artificial lake with a dam built between 1947 and filled by 1953. Its maximum length is 10km, width is 5km and the depth is 50m. Given its water volume, it is possible that geological factors causing earthquakes could also affect the hydrobiological characteristics of the flow system surrounding the lake.

A list of 180 earthquakes registered by the local stations with magnitudes equal or greater than ML1.7 was analysed in terms of temporal and spatial distribution around the lake. No specific clustering of events was noticed in the foreshock period from July 2020. In the aftershock period, the most numerous events lasted about a month after the main events. However, there was another period of increased seismicity during March 2021, followed by gradual decrease onwards. The distribution of epicentres was mainly along the terrain of Radika river and a few smaller tributaries to the lake system.

A comparative analysis was done with the dataset collected by the program run at the department of Biology at the Faculty of Natural Sciences, University UKIM in Skopje. Environmental investigations in Europe have shown stress reactions of hydrobionts in respect to water temperature and heavy metal pollution, for example the influence of radioactive radiation. Earthquake-induced seismic changes most often affect the chemical-physical properties of water quality and temperature stratification, i.e., mixing of water masses. In our research, we analyse for the first time the relationship between the seismological activities in the Jul 2020-Nov 2021 period in details and a possible impact to environment thru the population of macrozoobenthos from Mavrovo Lake.

How to cite: Sinadinovski, C. and Smiljkov, S.: Numerical analysis of Seismic and Hydrobiological data around lake Mavrovo in the period Jul.2020-Nov.2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6452, https://doi.org/10.5194/egusphere-egu22-6452, 2022.

EGU22-6468 | Presentations | GI6.3

Measuring greenhouse gas fluxes – what methods do we have versus what methods do we need? 

David Bastviken, Julie Wilk, Nguyen Thanh Duc, Magnus Gålfalk, Martin Karlson, Tina Neset, Tomasz Opach, Alex Enrich Prast, and Ingrid Sundgren

Appropriate methods to measure greenhouse gas (GHG) fluxes are critical for our ability to detect fluxes, understand regulation, make adequate priorities for climate change mitigation efforts, and verify that these efforts are effective. Ideally, we need reliable, accessible, and affordable measurements at relevant scales. We surveyed present GHG flux measurement methods, identified from an analysis of >11000 scientific publications and a questionnaire to sector professionals and analysed method pros and cons versus needs for novel methodology. While existing methods are well-suited for addressing certain questions, this presentation presents fundamental limitations relative to GHG flux measurement needs for verifiable and transparent action to mitigate many types of emissions. Cost and non-academic accessibility are key aspects, along with fundamental measurement performance. These method limitations contribute to the difficulties in verifying GHG mitigation efforts for transparency and accountability under the Paris agreement. Resolving this mismatch between method capacity and societal needs is urgently needed for effective climate mitigation. This type of methodological mismatch is common but seems to get high priority in other knowledge domains. The obvious need to prioritize development of accurate diagnosis methods for effective treatments in healthcare is one example. This presentation provides guidance regarding the need to prioritize the development of novel GHG flux measurement methods.

How to cite: Bastviken, D., Wilk, J., Duc, N. T., Gålfalk, M., Karlson, M., Neset, T., Opach, T., Enrich Prast, A., and Sundgren, I.: Measuring greenhouse gas fluxes – what methods do we have versus what methods do we need?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6468, https://doi.org/10.5194/egusphere-egu22-6468, 2022.

EGU22-8458 | Presentations | GI6.3

Temporal evolution of dissolved gases in groundwater of Tenerife Island 

Cecilia Amonte, Nemesio M. Pérez, Gladys V. Melián, María Asensio-Ramos, Eleazar Padrón, Pedro A. Hernández, and Ana Meire Feijoo

The oceanic active volcanic island of Tenerife (2,034 km2) is the largest of the Canarian archipelago. There are more than 1,000 galleries (horizontal drillings) in the island, which are used for groundwater exploitation and allow reaching the aquifer at different depths and elevations. This work presents the first extensive study on the temporal variation of dissolved gases in groundwaters from Fuente del Valle and San Fernando galleries (Tenerife, Spain) since April 2016 to June 2020. This investigation is focused on the chemical and isotopic content of several dissolved gas species (CO2, He, O2, N2 and CH4) present in the groundwaters and its relationship with the seismic activity registered in the island. The results show CO2 as the major dissolved gas specie in the groundwater from both galleries presenting a mean value of 260 cm3STP·L-1 and 69 cm3STP·L-1 for Fuente del Valle and San Fernando, respectively. The average δ13C-CO2 data (-3.9‰ for Fuente del Valle and -6.4‰ for San Fernando) suggest a clear endogenous origin as result of interaction of them with deep-origin fluid. A bubbling gas sample from Fuente del Valle gallery was analysed, obtaining a CO2 rich gas (87 Vol.%) with a considerable He enrichment (7.3 ppm). The isotopic data of both components in the bubbling gas support the results obtained in the dissolved gases, showing an endogenous component that could be affected by the different activity of the hydrothermal system. During the study period, an important seismic swarm occurred on October 2, 2016, followed by an increase of the seismic activity in and around Tenerife. After this event, important geochemical variations were registered in the dissolved gas species, such as dissolved CO2 and He content and the CO2/O2, He/CO2, He/N2 and CH4/CO2 ratios. These findings suggest an injection of fluids into the hydrothermal system during October 2016, a fact that evidences the connection between the groundwaters and the hydrothermal system. The present work demonstrates the importance of dissolved gases studies in groundwater for volcanic surveillance.

How to cite: Amonte, C., Pérez, N. M., Melián, G. V., Asensio-Ramos, M., Padrón, E., Hernández, P. A., and Meire Feijoo, A.: Temporal evolution of dissolved gases in groundwater of Tenerife Island, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8458, https://doi.org/10.5194/egusphere-egu22-8458, 2022.

Land surface temperature (LST) is a manifestation of the surface thermal environment (LSTE) and an important driver of physical processes of surface land energy balance at local to global scales. Tenerife is one of the most heterogeneous islands among the Canaries from a climatological and bio-geographical point of view. We study the surface thermal conditions of the volcanic island with remote sensing techniques. In particular, we consider a time series of Landsat 8 (L8) level 2A images for the period 2013 to 2019 to estimate LST from surface reflectance (SR) and brightness Temperature (BT) images. A total of 26 L8 dates were selected based on cloud cover information from metadata (land cloud cover < 10%) to estimate pixel-level LST with an algorithm based on Radiative Transfer Equations (RTE). The algorithm relies on the Normalized Difference Vegetation Index (NDVI) for estimating emissivity pixel by pixel. We apply the Independent Component Analysis (ICA) that revealed to be a powerful tool for data mining and, in particular, to separate multivariate LST dataset into a finite number of components, which have the maximum relative statistical independence. The ICA allowed separating the land surface temperature time series of Tenerife into 11 components that can be associated with geographic and bioclimatic zones of the island. The first ten components are related to physical factors, the 11th component, on the contrary, presented a more complex pattern resulting possibly from its small amplitude and the combination of various factors into a single component. The signal components recognized with the ICA technique, especially in areas of active volcanism, could be the basis for the space-time monitoring of the endogenous component of the LST due to surface hydrothermal and/or geothermal activity. Results are encouraging, although the 16-day revisit frequency of Landsat reduces the frequency of observation that could be increased by applying techniques of data fusion of medium and coarse spatial resolution images. The use of such systems for automatic processing and analysis of thermal images may in the future be a fundamental tool for the surveillance of the background activity of active and dormant volcanoes worldwide.

How to cite: Stroppiana, D., Przeor, M., D’Auria, L., and Tizzani, P.: Analysis of thermal regimes at Tenerife(Canary Islands) with Independent Component Analysis applied to time series of Remotely Sensed Land Surface Temperatures, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8580, https://doi.org/10.5194/egusphere-egu22-8580, 2022.

EGU22-9376 | Presentations | GI6.3

An IoT based approach to ultra high resolution air quality mapping thorigh field calibrated monitoring devices 

Saverio De Vito, Grazia Fattoruso, and Domenico Toscano

Recent advances in IoT and chemical sensors calibration technologies have led to the proposal of Hierarchical air quality monitoring networks. They are indeed complex systems relying on sensing nodes which differs from size, cost, accuracy, technology, maintenance needs while having the potential to empower smart cities and communiities with increased knowledge  on the highly spatiotemporal variance Air Quality phenomenon (see [1]). The AirHeritage project, funded by Urban Innovative Action program have developed and implemented a hierarchical monitoring system which allows for offering real time assessments and model based forecasting services including 7 fixed low cost sensors station, one (mobile and temporary located) regulatory grade analyzer and a citizen science based ultra high resolution AQ mapping tool based on field calibrated mobile analyzers. This work will analyze the preliminary results of the project by focusing on the machine learning driven sensors calibration methodology and citizen science based air quality mapping campaigns. Thirty chemical and particulate matter multisensory devices have been deployed in Portici, a 4Km2 city located 7 km south of Naples which is  affected by significant car traffic. The devices have been  entrusted to local citizens association for implementing 1 preliminary validation campaign (see [2]) and 3 opportunistic 2-months duration monitoring campaigns. Each 6 months, the devices undergoes a minimum 3 weeks colocation period with a regulatory grade analyzer allowing for training and validation dataset building. Multilinear regression sw components are trained to reach ppb level accuracy (MAE <10ug/m^3 for NO2 and O3, <15ug/M^3 for PM2.5 and PM10, <300ug/M^3 for CO) and encoded in a companion smartphone APP which allows the users for real time assessment of personal exposure. In particular, a novel AQI strongly based on European Air Quality Index ([3]) have been developed for AQ real time data communication. Data have been collected using a custom IoT device management platform entrusted with inception, storage and data-viz roles. Finally data have been used to build UHR (UHR) AQ maps, using spatial binning approach (25mx25m) and median computation for each bin receiving more than 30 measurements during the campaign. The resulting maps have hown the possibility to allow for pinpointing city AQ hotpots which will allows fact-based remediation policies in cities lacking objective technologies to locally assess concentration exposure.  

 

[1] Nuria Castell et Al., Can commercial low-cost sensor platforms contribute to air quality monitoring and exposure estimates?, Environment International, Volume 99, 2017, Pages 293-302 ISSN 0160-4120, https://doi.org/10.1016/j.envint.2016.12.007.

[2] De Vito, S, et al., Crowdsensing IoT Architecture for Pervasive Air Quality and Exposome Monitoring: Design, Development, Calibration, and Long-Term Validation. Sensors 202121, 5219. https://doi.org/10.3390/s21155219

[3] https://airindex.eea.europa.eu/Map/AQI/Viewer/

How to cite: De Vito, S., Fattoruso, G., and Toscano, D.: An IoT based approach to ultra high resolution air quality mapping thorigh field calibrated monitoring devices, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9376, https://doi.org/10.5194/egusphere-egu22-9376, 2022.

EGU22-10290 | Presentations | GI6.3

Soil gas Rn monitoring at Cumbre Vieja prior and during the 2021 eruption, La Palma, Canary Islands 

Daniel Di Nardo, Eleazar Padrón, Claudia Rodríguez-Pérez, Germán D. Padilla, José Barrancos, Pedro A. Hernández, María Asensio-Ramos, and Nemesio M. Pérez

Cumbre Vieja volcano (La Palma, Canary Islands, Spain) suffered a volcanic eruption that started on September 19 and finished on December 13, 2021. The eruption is considered the longest volcanic event since data are available on the island: it finished after 85 days and 8 hours of duration and 1,219 hectares of lava flows. La Palma Island is the fifth in extension (706 km2) and the second in elevation (2,423 m a.s.l.) of the Canarian archipelago. Cumbre Vieja volcano, where the volcanic activity has taken place exclusively in the last 123 ka, forms the sand outhern part of the island. In 2017, two remarkable seismic swarms interrupted a seismic silence of 46 years in Cumbre Vieja volcano with earthquakes located beneath Cumbre Vieja volcano at depths ranging between 14 and 28 km with a maximum magnitude of 2.7. Five additional seismic swarms were registered in 2020 and four in 2021. The eruption started ~1 week after the start of the last seismic swarm.

As part of the INVOLCAN volcano monitoring program of Cumbre Vieja, soil gas radon (222Rn) and thoron (220Rn) is being monitored at five sites in Cumbre Vieja using SARAD RTM2010-2 RTM 1688-2 portable radon monitors. 222Rn and 220Rn are two radioactive isotopes of radon with a half-life of 3.8 days and 54.4 seconds, respectively. Both isotopes can diffuse easily trough the soil and can be detected at very low concentrations, but their migration in large scales, ten to hundreds of meters, is supported by advection (pressure changes) and is related to the existence of a carrier gas source (geothermal fluids or fluids linked to magmatic and metamorphic phenomena), and to the existence of preferential routes for degassing (deep faults). Previous results on the monitoring of soil Rn in the Canary Islands with volcano monitoring purposes are promising (Padilla et al, 2013).     

The most remarkable result of the Rn monitoring network of Cumbre Vieja was observed in LPA01 station, located at the north-east of Cumbre Vieja. Since mid-March 2021, soil 222Rn activity experienced a sustained until reaching maximum values of ~1.0E+4 222Rn Bq/m3 days before the eruption onset. During the eruptive period, soil 222Rn activity showed a gradual decreasing trend. The increase of magmatic-gas pressure due to magma movement towards the surface and the transport of anomalous 222Rn originated from hydrofracturing of rock, from direct magma degassing or from both, is the most plausible explanation for the increases in radon activity before the eruption onset observed at LPA01. As soil gas radon activity increased prior to the eruption onset, this monitoring technique can be efficiently used as an initial warning sign of the pressurization of magma beneath La Palma Island.

Padilla, G. D., et al. (2013), Geochem. Geophys. Geosyst., 14, 432–447, doi:10.1029/2012GC004375.

 

How to cite: Di Nardo, D., Padrón, E., Rodríguez-Pérez, C., Padilla, G. D., Barrancos, J., Hernández, P. A., Asensio-Ramos, M., and Pérez, N. M.: Soil gas Rn monitoring at Cumbre Vieja prior and during the 2021 eruption, La Palma, Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10290, https://doi.org/10.5194/egusphere-egu22-10290, 2022.

EGU22-10603 | Presentations | GI6.3 | Highlight

The "Campania Trasparente" multiscale and multimedia monitoring project: an unprecedented experience in Italy. 

Stefano Albanese, Annamaria Lima, Annalise Guarino, Chengkai Qu, Domenico Cicchella, Mauro Esposito, Pellegrino Cerino, Antonio Pizzolante, and Benedetto De Vivo

In 2015, the "Campania Trasparente" project (http://www.campaniatrasparente.it), a monitoring plan focused on assessing the environmental conditions of the territory of the Campania region, started thanks to the financial support of the regional government. The project's general management was in charge of the Experimental Zooprophylactic Institute of Southern Italy (IZSM).
In the project framework, the collection and analysis of many environmental and biological samples (including soil and air and human blood specimen) were completed. The primary aim of the whole project was to explore the existence of a link between the presence of some illnesses in the local population and the status of the environment and generate a reliable database to assess local foodstuff healthiness.
Six research units were active in the framework of the project. As for soil and air, the Environmental Geochemistry Working Group (EGWG) at the Department of Earth, Environment and Resources Sciences, University of Naples Federico II, was in charge of most of the research activities. Specifically, the EGWG completed the elaboration of the data on potentially toxic metals/metalloids (PTMs) and organic contaminants (PAHs, OCPs, Dioxins) in the regional soils and air.
The monitoring of air contaminants lasted more than one year, and it was completed employing passive air samplers (PAS) and deposimeters spread across the whole region.
Three volumes were published, including statistical elaborations and geochemical maps of all the contaminants analysed to provide both the regional government and local scientific and professional community with a reliable tool to approach local environmental problems starting from a sound base of knowledge.
Geochemical distribution patterns of potentially toxic elements (PTEs), for example, were used to establish local geochemical background/baseline intervals for those metals (naturally enriched in regional soils) found to systematically overcome the national environmental guidelines (set by the Legislative Decree 152/2006).
Data from the air, analysed in terms of concentration and time variation, were, instead, fundamental to discriminate the areas of the regional territory characterised by heavy contamination associated with the emission of organic compounds from anthropic sources.

The integration of all the data generated within the "Campania Trasparente" framework, including the data proceeding from the Susceptible Population Exposure Study (SPES), focusing on human biomonitoring (based on blood), allowed the development of a regional-wide conceptual model to be used as a base to generate highly specialised risk assessments for regional population and local communities affected by specific environmental problems.

How to cite: Albanese, S., Lima, A., Guarino, A., Qu, C., Cicchella, D., Esposito, M., Cerino, P., Pizzolante, A., and De Vivo, B.: The "Campania Trasparente" multiscale and multimedia monitoring project: an unprecedented experience in Italy., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10603, https://doi.org/10.5194/egusphere-egu22-10603, 2022.

EGU22-10659 | Presentations | GI6.3

Long-term variations of diffuse CO2, He and H2 at the summit crater of Teide volcano, Tenerife, Canary Islands during 1999-2021 

Germán D. Padilla, Fátima Rodríguez, María Asensio-Ramos, Gladys V. Melián, Mar Alonso, Alba Martín-Lorenzo, Beverley C. Coldwell, Claudia Rodríguez, Jose M. Santana de León, Eleazar Padrón, José Barrancos, Luca D'Auria, Pedro A. Hernández, and Nemesio M. Pérez

Tenerife Island (2,034 km2) is the largest island of the Canarian archipelago. Its structure is controlled by a volcano-tectonic rift-system with NW, NE and NS directions, with the Teide-Pico Viejo volcanic system located in the intersection. Teide is 3,718 m.a.s.l. high and its last eruption occurred in 1798 through an adventive cone of Teide-Pico Viejo volcanic complex. Although Teide volcano shows a weak fumarolic system, volcanic gas emissions observed in the summit cone consist mostly of diffuse CO2 degassing.

 

In this study we investigate the Teide-Pico Viejo volcanic system evolution using a comprehensive diffuse degassing geochemical dataset 216 geochemical surveys have been performed during the period 1999-2021 at the summit crater of Teide Volcano covering an area of 6,972 m2. Diffuse CO2 emission was estimated in 38 sampling sites, homogeneously distributed inside the crater, by means of a portable non dispersive infrared (NDIR) CO2 fluxmeter using the accumulation chamber method. Additionally, soil gases were sampled at 40 cm depth using a metallic probe with a 60 cc hypodermic syringe and stored in 10 cc glass vials and send to the laboratory to analyse the He and H2 content by means of quadrupole mass spectrometry and micro-gas chromatography, respectively. To estimate the He and H2 emission rates at each sampling point, the diffusive component was estimated following the Fick’s law and the convective emission component model was estimated following the Darcy’s law. In all cases, spatial distribution maps were constructed averaging the results of 100 simulations following the sequential Gaussian simulation (sGs) algorithm, in order to estimate CO2, He and H2 emission rates.

 

During 22 years of the studied period, CO2 emissions ranged from 2.0 to 345.9 t/d, He emissions between 0.013 and 4.5 kg/d and H2 between 1.3 and 64.4 kg/d. On October 2, 2016, a seismic swarm of long-period events was recorded on Tenerife followed by an increase of the seismic activity in and around the island (D’Auria et al., 2019; Padrón et al., 2021). Several geochemical parameters showed significant changes during ∼June–August of 2016 and 1–2 months before the occurrence of the October 2, 2016, long-period seismic swarm (Padrón et al., 2021). Diffuse degassing studies as useful to conclude that the origin of the 2 October 2016 seismic swarm an input of magmatic fluids triggered by an injection of fresh magma and convective mixing. Thenceforth, relatively high values have been obtained in the three soil gases species studied at the crater of Teide, with the maximum emission rates values registered during 2021. This increase reflects a process of pressurization of the volcanic-hydrothermal system. This increment in CO2, He and H2 emissions indicate changes in the activity of the system and can be useful to understand the behaviour of the volcanic system and to forecast future volcanic activity. Monitoring the diffuse degassing rates has demonstrated to be an essential tool for the prediction of future seismic–volcanic unrest, and has become important to reduce volcanic risk in Tenerife.

D'Auria, L., et al. (2019). J. Geophys. Res.124,8739-8752

Padrón, E., et al., (2021). J. Geophys. Res.126,e2020JB020318

How to cite: Padilla, G. D., Rodríguez, F., Asensio-Ramos, M., Melián, G. V., Alonso, M., Martín-Lorenzo, A., Coldwell, B. C., Rodríguez, C., Santana de León, J. M., Padrón, E., Barrancos, J., D'Auria, L., Hernández, P. A., and Pérez, N. M.: Long-term variations of diffuse CO2, He and H2 at the summit crater of Teide volcano, Tenerife, Canary Islands during 1999-2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10659, https://doi.org/10.5194/egusphere-egu22-10659, 2022.

EGU22-11493 | Presentations | GI6.3

Analysis and Modelling of 2009-2013 Unrest Episodes at Campi Flegrei Caldera 

Raffaele Castaldo, Giuseppe Solaro, and Pietro Tizzani

Geodetic modelling is a valuable tool to infer volume and geometry of volcanic source system; it represents a key procedure for detecting and characterizing unrest and eruption episodes. In this study, we analyse the 2009–2013 uplift phenomenon at Campi Flegrei (CF) caldera in terms of spatial and temporal variations of the stress/strain field due to the effect of the retrieved inflating source. We start by performing a 3D stationary finite element (FE) modelling of geodetic datasets to retrieve the geometry and location of the deformation source. The geometry of FE domain takes into account both the topography and the bathymetry of the whole caldera. For what concern the definition of domain elastic parameters, we take into account the Vp/Vs distribution from seismic tomography. We optimize our model parameters by exploiting two different geodetic datasets: the GPS data and DInSAR measurements. The modelling results suggest that the best-fit source is a three-axis oblate spheroid ~3 km deep, similar to a sill-like body. Furthermore, in order to verify the reliability of the geometry model results, we calculate the Total Horizontal Derivative (THD) of the vertical velocity component and compare it with those performed with the DInSAR measurements. Subsequently, starting from the same FE modelling domain, we explore a 3D time-dependent FE model, comparing the spatial and temporal distribution of the shear stress and volumetric strain with the seismic swarms beneath the caldera. Finally, We found that low values of shear stress are observed corresponding with the shallow hydrothermal system where low-magnitude earthquakes occur, whereas high values of shear stress are found at depths of about 3 km, where high-magnitude earthquakes nucleate.

How to cite: Castaldo, R., Solaro, G., and Tizzani, P.: Analysis and Modelling of 2009-2013 Unrest Episodes at Campi Flegrei Caldera, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11493, https://doi.org/10.5194/egusphere-egu22-11493, 2022.

EGU22-11874 | Presentations | GI6.3

Time evolution of Land Surface Temperature (LST) in active volcanic areas detected via integration of satellite and ground-based measurements: the Campi Flegrei caldera (Southern Italy) case study. 

Andrea Barone, Daniela Stroppiana, Raffaele Castaldo, Stefano Caliro, Giovanni Chiodini, Luca D'Auria, Gianluca Gola, Ferdinando Parisi, Susi Pepe, Giuseppe Solaro, and Pietro Tizzani

Thermal features of environmental systems are increasingly investigated after the development of remote sensing technologies; the increasing availability of Earth Observation (EO) missions allows the retrieval of the Land Surface Temperature (LST) parameter, which is widely used for a large variety of applications (Galve et al., 2018). In volcanic environment, the LST is an indicator of the spatial distribution of thermal anomalies at the ground surface, supporting designed tools for monitoring purposes (Caputo et al., 2019); therefore, LST can be used to understand endogenous processes and to model thermal sources.

In this framework, we present the results of activities carried out in the FLUIDs PRIN project, which aims at the characterization and modeling of fluids migration at different scales (https://www.prinfluids.it/). We propose a multi-scale analysis of thermal data at Campi Flegrei caldera (CFc); this area is well known for hosting thermal processes related to both magmatic and hydrothermal systems (Chiodini et al., 2015; Castaldo et al., 2021). Accordingly, data collected at different scales are suitable to search out local thermal trends with respect to regional ones. In particular, in this work we compare LST estimated from Landsat satellite images covering the entire volcanic area and ground measurements nearby the Solfatara crater.

Firstly, we exploit Landsat data to derive time series of LST by applying an algorithm based on Radiative Transfer Equations (RTE) (Qin et al., 2001; Jimenez-Munoz et al., 2014). The algorithm exploits both thermal infrared (TIR) and visible/near infrared (VIS/NIR) bands of different Landsat missions in the period 2000-2021; we used time series imagery from Landsat 5 (L5), Landsat 7 (L7) and Landsat 8 (L8) satellite missions to retrieve the thermal patterns of the CFc area with spatial resolutions of 30 m for VIS/NIR bands and 60 m to 120 m for TIR bands. Theoretical frequency of acquisition of the Landsat missions is 16 days that is reduced over the study area by cloud cover: Landsat images with high cloud cover were in fact discarded from the time series.

In particular, we process both the daily acquisitions as well nighttime data to provide thermal features at the ground surface in the absence of solar radiation. To emphasize the thermal anomalies of endogenous phenomena, the retrieved LST time-series are corrected following these steps: (i) removal of spatial and temporal outliers; (ii) correction for adiabatic gradient of the air with the altitude; (iii) detection and removal of the seasonal component.

Regarding to the ground-based acquisitions, we consider the data collected by the Osservatorio Vesuviano, National Institute of Geophysics and Volcanology (OV- INGV, Italy, Naples); the dataset consists of 151 thermal measurements distributed within the 2004-2021 time-interval and acquired inside the Solfatara and Pisciarelli areas at a depth of 0.01 m below the ground surface. Similarly, we process this dataset following corrections (i) and (iii).

Finally, we compare the temporal evolution of thermal patterns retrieved by the satellite and ground-based measurements, highlighting the supporting information provided by LST and its integration with data at ground.

How to cite: Barone, A., Stroppiana, D., Castaldo, R., Caliro, S., Chiodini, G., D'Auria, L., Gola, G., Parisi, F., Pepe, S., Solaro, G., and Tizzani, P.: Time evolution of Land Surface Temperature (LST) in active volcanic areas detected via integration of satellite and ground-based measurements: the Campi Flegrei caldera (Southern Italy) case study., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11874, https://doi.org/10.5194/egusphere-egu22-11874, 2022.

EGU22-11990 | Presentations | GI6.3

Integrating geophysical, geochemical, petrological and geological data for the thermal and rheological characterization of unconventional geothermal fields: the case study of Long Valley Caldera 

Gianluca Gola, Andrea Barone, Raffaele Castaldo, Giovanni Chiodini, Luca D'Auria, Rubén García-Hernández, Susi Pepe, Giuseppe Solaro, and Pietro Tizzani

We propose a novel multidisciplinary approach to image the thermo-rheological stratification beneath active volcanic areas, such as Long Valley Caldera (LVC), which hosts a magmatic-hydrothermal system. Geothermal facilities near the Casa Diablo locality supply 40 MWe from three binary power plants, exploiting about 850 kg s−1 of 160–180 °C water that circulates within the volcanic sediments 200 to 350 meters deep. We performed a thermal fluid dynamic model via optimization procedure of the thermal conditions of the crust. We characterize the topology of the hot magmatic bodies and the hot fluid circulation (the permeable fault-zones), using both a novel imaging of the a and b parameters of the Gutenberg-Richter law and an innovative procedure analysis of P-wave tomographic models. The optimization procedure provides the permeability of a reservoir (5.0 × 10−14 m2) and of the fault-zone (5.0 · 10−14 – 1.0 × 10−13 m2), as well as the temperature of the magma body (750–800°C). The imaging of the rheological properties of the crust indicates that the brittle/ductile transition occurs about 5 km b.s.l. depth, beneath the resurgent dome. There are again deeper brittle conditions about 15 km b.s.l., agreeing with the previous observations. The comparison between the conductive and the conductive-convective heat transfer models highlights that the deeper fluid circulation efficiently cools the volumes above the magmatic body, transferring the heat to the shallow geothermal system. This process has a significant impact on the rheological properties of the upper crust as the migration of the B/D transition. Our findings show an active magmatic system (6–10 km deep) and confirm that LVC is a long-life silicic caldera system. Furthermore, the occurrence of deep-seated, super-hot geothermal resources 4.5 – 5.0 km deep, possibly in supercritical conditions, cannot be ruled out.

How to cite: Gola, G., Barone, A., Castaldo, R., Chiodini, G., D'Auria, L., García-Hernández, R., Pepe, S., Solaro, G., and Tizzani, P.: Integrating geophysical, geochemical, petrological and geological data for the thermal and rheological characterization of unconventional geothermal fields: the case study of Long Valley Caldera, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11990, https://doi.org/10.5194/egusphere-egu22-11990, 2022.

EGU22-12331 | Presentations | GI6.3 | Highlight

The evaluation of soil organic carbon through VIS-NIR spectroscopy to support the soil health monitoring 

Haitham Ezzy, Anna Brook, Claudio Ciavatta, Francesca Ventura, Marco Vignudelli, and Antonello Bonfante

Increasing the organic matter content of the soil has been presented in the:”4per1000″ proposal as a significant climate mitigation measure able to support the achievement of Sustainable Development Goal 13 - Climate Action of United Nations.

At the same time, the report of the Mission Board for Soil health and Food, "Caring for soil is caring for life," indicates that one of the targets that must be reached by 2030 is the conservation and increase of soil organic carbon stock.  De facto, the panel clearly indicates the soil organic carbon as one of the indicators that can be used to monitor soil health, and at the same time, if the current soil use is sustainable or not.

Thus it is to be expected that the monitoring of SOC will become requested to check and monitor the sustainability of agricultural practices realized in the agricultural areas. For all the above reasons, the development of a reliable and fast indirect methods to evaluate the SOC is necessary to support different stakeholders (government, municipality, farmer) to monitor SOC at different spatial scales (national, regional, local).

Over the past two decades, data mining approaches in spatial modeling of soil organic carbon using machine learning techniques and artificial neural network (ANN) to investigate the amount of carbon in the soil using remote sensing data has been widely considered. Accordingly, this study aims to design an accurate and robust neural network model to estimate the soil organic carbon using the data-based field-portable spectrometer and laboratory-based visible and near-infrared (VIS/NIR, 350−2500 nm) spectroscopy of soils. The measurements will be on two sets of the same soil samples, the first by the standard protocol of requested laboratories for soil scanning, The second set of the soil samples without any cultivation to simulate the soil condition in the sampling field emphasizes the predictive capabilities to achieve fast, cheap and accurate soil status. Carbon soil parameter will determine using, multivariate regression method used for prediction with Least absolute shrinkage and selection operator regression (Lasso) in interval way (high, medium, and low). The results will increase accuracy, precision, and cost-effectiveness over traditional ex-situ methods.

The contribution has been realized within the international EIT Food project MOSOM (Mapping of Soil Organic Matter; https://www.eitfood.eu/projects/mosom)

How to cite: Ezzy, H., Brook, A., Ciavatta, C., Ventura, F., Vignudelli, M., and Bonfante, A.: The evaluation of soil organic carbon through VIS-NIR spectroscopy to support the soil health monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12331, https://doi.org/10.5194/egusphere-egu22-12331, 2022.

EGU22-12364 | Presentations | GI6.3

Stromboli Volcano observations through the Airborne X-band Interferometric SAR (AXIS) system 

Paolo Berardino, Antonio Natale, Carmen Esposito, Gianfranco Palmese, Riccardo Lanari, and Stefano Perna

Synthetic Aperture Radar (SAR) represents nowadays a well-established tool for day and night and all-weather microwave Earth Oobservation (EO) [1]. In last decades, a number of procedures EO techniques based on SAR data have been indeed devised developed for investigating several natural and anthropic phenomena the monitoring of affecting our planet. Among these, SAR Interferometry (InSAR) and Differential SAR Interferometry (DInSAR) undoubtedly represent a powerful techniques to characterize the deformation processes associated to several natural phenomena, such as eEarthquakes, landslides, subsidences andor volcanic unrest events [2] - [4].

In particular, such techniques can benefit of the operational flexibility offered by airborne SAR systems, which allow us to frequently monitor fast-evolving phenomena, timely reach the region of interest in case of emergency, and observe the same scene under arbitrary flight tracks.

In this work, we present the results relevant to multiple radar surveys carried out over the Stromboli Island, in Italy, through the Italian Airborne X-band Interferometric SAR (AXIS) system. The latter is based on the Frequency Modulated Continuous Wave (FMCW) technology, and is equipped with a three-antenna single-pass interferometric layout [5].

The considered dataset has been collected during three different acquisition campaigns, carried out from July 2019 to June 2021, and consists of radar data acquired along four flight directions (SW-NE, NW-SE, NE-SW, SE-NW), as to describe flight circuits around the island and to illuminate the Stromboli volcano under different points of view.

References

[1] Moreira, P. Prats-Iraola, M. Younis, G. Krieger, I. Hajnsek, K. P. Papathanassiou, “A tutorial on Synthetic Aperture Radar”, IEEE Geoscience and Remote Sensing Magazine, pp. 6-43, March 2013.

[2] Bamler, R., Hartl, P., 1998. Synthetic Aperture Radar Interferometry. Inverse problems, 14(4), R1.

[3] P. Berardino, G. Fornaro, R. Lanari and E. Sansosti, “A new algorithm for surface deformation monitoring based on small baseline differential SAR interferograms”, IEEE Trans. Geosci. Remote Sens., vol. 40, no. 11, pp. 2375-2383, Nov. 2002.

[4] R. Lanari, M. Bonano, F. Casu, C. De Luca, M. Manunta, M. Manzo, G. Onorato, I. Zinno, “Automatic Generation of Sentinel-1 Continental Scale DInSAR Deformation Time Series through an Extended P-SBAS Processing Pipeline in a Cloud Computing Environment”, Remote Sensing, 2020, 12, 2961.

[5] C. Esposito, A. Natale, G. Palmese, P. Berardino, R. Lanari, S. Perna, “On the Capabilities of the Italian Airborne FMCW AXIS InSAR System”, Remote Sens. 2020, 12, 539.

 

How to cite: Berardino, P., Natale, A., Esposito, C., Palmese, G., Lanari, R., and Perna, S.: Stromboli Volcano observations through the Airborne X-band Interferometric SAR (AXIS) system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12364, https://doi.org/10.5194/egusphere-egu22-12364, 2022.

EGU22-12927 | Presentations | GI6.3 | Highlight

FRA.SI.project - AN INTEGRATED MULTI-SCALE METHODOLOGIES FOR THE ZONATION OF LANDSLIDE-INDUCED HAZARD IN ITALY 

Pietro Tizzani, Paola Reichenbach, Federica Fiorucci, Massimiliano Alvioli, Massimiliano Moscatelli, and Antonello Bonfante and the Fra.Si. Team

Fra. Si. a national research project supported by the Ministry of the Environment and Land and Sea Protection, develops a coherent set of multiscale methodologies for the assessment and zoning of earthquake-induced landslide hazards. To achieve the goal, the project operates at different geographical, temporal, and organizational scales, and in different geological, geomorphological, and seismic-tectonic contexts. Given the complexity, variability, and extent of earthquake-induced landslides in Italy, operating at multiple scales allows you to (a) maximize the use of available data and information; (b) propose methodologies and experiment with models that operate at different scales and in different contexts, exploiting their peculiarities at the most congenial scales and coherently exporting the results at different scales; and (c) obtain results at scales of interest for different users.

The project defines a univocal and coherent methodological framework for the assessment and zoning of earthquake-induced landslide hazard, integrating existing information and data on earthquake-induced landslide in Italy, available to proponents, available in technical literature and from "open" sources - in favor of the cost-effectiveness of the proposal. The integration exploits a coherent set of modeling tools, expert (heuristic) and numerical (statistical and probabilistic, physically-based, FEM, optimization models). The methodology considers the problem at multiple scales, including: (a) three geographic scales - the national synoptic scale, the regional mesoscale and the local scale; (b) two time scales - the pre-event scale typical of territorial planning and the deferred time of civil protection, and the post-event scale, characteristic of real civil protection time; and (c) different organizational and management scales - from spatial planning and soil defense, including post-seismic reconstruction, to civil protection rapid response. Furthermore, the methodology considers the characteristics of the seismic-induced landslide and the associated hazard in the main geological, geomorphological and seismic-tectonic contexts in Italy.

The project develops methodologies and products for different users and/or users. The former concern methodologies for (i) the synoptic zoning of the hazard caused by earthquake-induced landslides in Italy; (ii) the zoning and quantification of the danger from earthquake-induced landslides on a regional scale; (iii) the quantification of the danger of single deep landslides in the seismic phase; and for (iv) the identification and geological-technical modeling of deep co-seismic landslides starting from advanced DInSAR analyzes from post-seismic satellites.

How to cite: Tizzani, P., Reichenbach, P., Fiorucci, F., Alvioli, M., Moscatelli, M., and Bonfante, A. and the Fra.Si. Team: FRA.SI.project - AN INTEGRATED MULTI-SCALE METHODOLOGIES FOR THE ZONATION OF LANDSLIDE-INDUCED HAZARD IN ITALY, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12927, https://doi.org/10.5194/egusphere-egu22-12927, 2022.

EGU22-693 | Presentations | GM2.8

An open-source Python package for DEM generation and landslide volume estimation based on Sentinel-1 imagery 

Lorena Abad, Daniel Hölbling, Zahra Dabiri, and Benjamin Robson

Landslide assessments require timely, accurate and comprehensive information, where Earth observation (EO) data such as optical and radar satellite imagery has played an important role. Volume estimates are important to understand landslide characteristics and (post-failure) behaviour. Pre- and post-event digital elevation model (DEM) differencing is a suitable method to estimate landslide volumes remotely, leveraging EO techniques. However, high costs for commercial DEM products, limited temporal and spatial coverage and resolution, or insufficient accuracy hamper the potential of this method. Sentinel-1 synthetic aperture radar (SAR) data from the European Union's Earth observation programme Copernicus opens the opportunity to leverage free EO data to generate multi-temporal topographic datasets.  

With the project SliDEM (Assessing the suitability of DEMs derived from Sentinel-1 for landslide volume estimation) we explore the potential of Sentinel-1 for the generation of DEMs for landslide assessment. Therefore, we develop a semi-automated and transferable workflow available through an open-source Python package. The package consists of different modules to 1) query Sentinel-1 image pairs that match a given geographical and temporal extent, and based on perpendicular and temporal baseline thresholds; 2) download and archive only suitable Sentinel-1 image pairs; 3) produce DEMs using interferometric SAR (InSAR) techniques available in the open-source Sentinel Application Platform (SNAP), as well as performing necessary post-processing such as terrain correction and co-registration; 4) perform DEM differencing of pre- and post-event DEMs to quantify landslide volumes; and 5) assess the accuracy and validate the DEMs and volume estimates against reference data.  

We evaluate and validate our workflow in terms of reliability, performance, reproducibility, and transferability over several major landslides in Austria and Norway. We distribute our work within a Docker container, which allows the usage of the SliDEM python package along with all its software dependencies in a structured and convenient way, reducing usability problems related to software versioning. The SliDEM workflow represents an important contribution to the field of natural hazard research by developing an open-source, low-cost, transferable, and semi-automated method for DEM generation and landslide volume estimation.  

How to cite: Abad, L., Hölbling, D., Dabiri, Z., and Robson, B.: An open-source Python package for DEM generation and landslide volume estimation based on Sentinel-1 imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-693, https://doi.org/10.5194/egusphere-egu22-693, 2022.

Spaceborne digital elevation models (DEMs) are fundamental data for mapping and analyzing geomorphic features at regional and continental scale, but are limited by both their spatial resolution and accuracy. Typically, accuracy is measured using point- or profile-based geodetic measurements (e.g., sparse GNSS). We develop new methods to quantify the vertical uncertainty in spaceborne DEMs relevant to geomorphic analysis, focusing on the pixel-to-pixel variability internal to a given DEM, which we term the inter-pixel consistency. Importantly, the methods we develop are not based on external, geodetic measurements. Our codes are published open-source (https://github.com/UP-RS-ESP/DEM-Consistency-Metrics), and we particularly highlight a novel sun-angle rotation and hillshade-filtering approach that is based on the visual, qualitative assessment of DEM hillshades. Since our study area is in the arid Central Andes and contains diverse steep (volcano) and flat (salar) features, the environment is ideal for vegetation-free assessments of DEM quality across a range of topographic settings. We compare global 1 arcsec (~30 m) resolution DEMs (SRTM, ASTER, ALOS, TanDEM-X, Copernicus), and find high quality (high inter-pixel consistency) of the newest Copernicus DEM. At higher spatial resolution, we also seek to improve the stereo-processing of 3 m SPOT6 optical DEMs using the open-source AMES Stereo-Pipeline. This includes optimizing key parameters and processing steps, as well as developing metrics for DEM uncertainty masks based on the underlying image texture of the optical satellite scenes used to triangulate elevations. Although higher resolution spaceborne DEMs like SPOT6 are only available for limited spatial areas (depending on funds and processing power), the improvement in geomorphic feature identification and quantification at the hillslope scale is significant compared to 30 m datasets. Improved DEM quality metrics provide useful constraints on hazard assessment and geomorphic analysis for the Earth and other planetary bodies.

How to cite: Purinton, B. and Bookhagen, B.: DEM quality assessment and improvement in noise quantification for geomorphic application in steep mountainous terrain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1191, https://doi.org/10.5194/egusphere-egu22-1191, 2022.

EGU22-2000 | Presentations | GM2.8

Assessment of soil erosion induced by different tillage practices through multi-temporal geomorphometric analyses 

Sara Cucchiaro, Laura Carretta, Paolo Nasta, Federico Cazorzi, Roberta Masin, Nunzio Romano, and Paolo Tarolli

One of the main environmental threats to sustainability and crop productivity in the agricultural sector is soil erosion. For the mitigation of this problem in agricultural fields, no-till management is considered a key approach. The measurement of soil erosion is particularly challenging, especially when surficial morphological changes are relatively small. Conventional experiments are commonly time-consuming and labour-intensive in terms of both field surveys and laboratory methods. However, the Structure from Motion (SfM) photogrammetry technique has enhanced the experimental activities by enabling the temporal evolution of soil erosion to be assessed through detailed micro-topography. This work presents a multitemporal quantification of soil erosion, using SfM through Uncrewed Aerial Vehicles (UAV) survey for understanding the evolution of no-till (NT) and conventional tillage (CT) in experimental plots. Considering that plot-scale soil surface (mm grid size) by several orders of magnitude, it was necessary to minimise SfM errors (e.g., co-registration and interpolation) in volumetric estimates to reduce noise as much as possible. Therefore, a methodological workflow was developed to analyse and identify the effectiveness of multi-temporal SfM-derived products, e.g. the conventional Difference of Digital Terrain Models (DoDs) and the less used Differences of Meshes (DoMs), for soil volume computations. To recognise the most suitable estimation method, the research validated the erosion volumetric changes calculated from the SfM outputs with the amount of soil directly collected through conventional runoff and sediment measurements in the field. This study presents a novel approach for using DoMs instead of DoDs to accurately describe the micro-topography changes and sediment dynamics. Another key and innovative aspect of this research, often overlooked in soil erosion studies, was to identify the contributing sediment surface, by delineating the channels potentially routing runoff directly to water collectors. The sediment paths and connected areas inside the plots were identified using a multi-temporal analysis of the sediment connectivity index for achieving the volumetric estimates. The DoM volume estimates showed better results with respect to DoDs and a mild overestimation compared to in-situ measurements. This difference was attributable to other factors (e.g., the soil compaction processes) or variables rather than to photogrammetric or geometric ones. The developed workflow enabled a very detailed quantification of soil erosion dynamics for assessing the mitigation effects of no-till management that can also be extended in the future to different scales with low-costs, based on SfM and UAV technologies.

How to cite: Cucchiaro, S., Carretta, L., Nasta, P., Cazorzi, F., Masin, R., Romano, N., and Tarolli, P.: Assessment of soil erosion induced by different tillage practices through multi-temporal geomorphometric analyses, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2000, https://doi.org/10.5194/egusphere-egu22-2000, 2022.

EGU22-2877 | Presentations | GM2.8

Coastal erosion: an overlooked source of sediments to the ocean. Europe as an example 

Vincent Regard, Mélody Prémaillon, Thomas Dewez, Sébastien Carretier, Catherine Jeandel, Yves Godderis, Stéphane Bonnet, Jacques Schott, Kevin Pedoja, Joseph Martinod, Jérôme Viers, and Sébastien Fabre

The eroding rocky coasts export sediment to the ocean, the amount of which is poorly known. At the global scale it could amounts 0.15-0.4 Gt/a (1). Recent evaluations of large retreat rates on monitored sections of sea cliffs indicate it can be comparable to the sediment input from medium to large rivers. We quantify rocky coast input to the ocean sediment budget at the European scale, the continent characterized by the best dataset.

The sediment budget from European rocky coasts has been computed from cliff lengths, heights and retreat rates. For that, we first compiled a large number of well-documented retreat rates; the analysis of whom showed that the retreat rates are at first order explained by cliff lithology (GlobR2C2, 2). Median erosion rates are 2.9 cm/a for hard rocks, 10 cm/a for medium rocks and 23 cm/a for weak rocks. These retreat rates were then applied to the European coast classification (EMODnet), giving the relative coast length for cliffs of various lithology types. Finally the cliff height comes from the EU-DEM (https://ec.europa.eu/eurostat/web/gisco/geodata/reference-data/elevation).

Due to data availability, we only worked on ~70% of the whole Europe, corresponding to a 127,000 km-long coastline (65,000 km of rocky coast). We calculated it originates 111±65 Mt/a, corresponding to 0.38 times the sediment input from rivers from the equivalent area (3.56 106 km2), calculated after Milliman and Farnsworth (3)’s database (290 Gt/a). A crude extrapolation to the 1.5 106 km-long Earth’s coastline reaches an amount of 0.6-2.4 Gt/a, an order of magnitude less that the sediment discharge from rivers (11-21 Gt/a, e.g., 3).

This up-to-now overlooked sedimentary source must further be explored for: (i) its effects on the geochemical ocean budget; (ii) the rising sea level control on the cliff retreat rates; and (iii) the characteristics and location of sediment deposition on ocean margins.

 

 

References

(1) Mahowald NM, Baker AR, Bergametti G, Brooks N, Duce RA, Jickells TD, Kubilay N, Prospero JM, Tegen I (2005). Atmospheric global dust cycle and iron inputs to the ocean: ATMOSPHERIC IRON DEPOSITION. Global Biogeochemical Cycles 19. DOI: 10.1029/2004GB002402

(2) Prémaillon M, Regard V, Dewez TJB, Auda Y (2018). How to explain variations in sea cliff erosion rates? Insights from a literature synthesis. Earth Surface Dynamics Discussions:1–29. DOI: https://doi.org/10.5194/esurf-2018-12

(3) Milliman J, Farnsworth K (2011). River Discharge to the Coastal Ocean: A Global Synthesis. Cambridge University Press

 

How to cite: Regard, V., Prémaillon, M., Dewez, T., Carretier, S., Jeandel, C., Godderis, Y., Bonnet, S., Schott, J., Pedoja, K., Martinod, J., Viers, J., and Fabre, S.: Coastal erosion: an overlooked source of sediments to the ocean. Europe as an example, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2877, https://doi.org/10.5194/egusphere-egu22-2877, 2022.

EGU22-3002 | Presentations | GM2.8

Prototype of a deep learning workflow to map dunes in the Kalahari 

Maike Nowatzki, Richard Bailey, and David Thomas

Linear dunes show a wide variety of morphometrical patterns; their sizes, spacing, defect density, and orientations differ not only between but also within dunefields (Thomas 1986; Bullard et al. 1995; Hesse 2011; Hugenholtz et al. 2012). The first step towards characterising dune patterning is to accurately and precisely map dunefields, which is challenging, especially when dunefields are too large to be mapped manually. Thus, (semi-)automatic approaches have been brought forward (Telfer et al. 2015; Shumack et al. 2020; Bryant & Baddock 2021). Here, we are presenting the prototype of a deep learning workflow that allows for the automated mapping of large linear dunefields through semantic segmentation.

The algorithm includes the following components: 1) the download of satellite imagery; 2) pre-processing of training and prediction data; 3) training of a Neural Network; and 4) applying the trained Neural Network to classify satellite imagery into dune and non-dune pixels. The workflow is python-based and uses the deep learning API keras as well as a variety of spatial analysis libraries such as earthengine and rasterio.

A case study to apply and test the algorithm’s performance was conducted on Sentinel-2 satellite imagery (10 m spatial resolution) of the southwest Kalahari Desert. The resulting predictions are promising, despite the small amount of data the model was trained on.

The presented prototype is work in progress. Further developments will include parameter optimisation, exploring ways to improve the objectiveness of training data, and the conduction of case studies applying the algorithm to digital elevation rasters.

How to cite: Nowatzki, M., Bailey, R., and Thomas, D.: Prototype of a deep learning workflow to map dunes in the Kalahari, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3002, https://doi.org/10.5194/egusphere-egu22-3002, 2022.

EGU22-3781 | Presentations | GM2.8

Automatic detection of pit-mound topography from LiDAR based DEMs 

Janusz Godziek and Łukasz Pawlik

Pit-and-mound (treethrow, windthrow) topography is a result of tree uprooting caused by the impact of hurricane-speed wind events. Analyzing its location and morphometric features can improve our knowledge about the influence of winds on forest ecosystem dynamics and on changes in the forest floor microrelief. This is important in terms of hillslope denudation and soil evolution.

The occurrence and evolution of pit-mound topography can be studied with the use of high-resolution elevation data. Such data can be obtained from LiDAR (Light Detection and Ranging) surveys. Polish Institute of Geodesy and Cartography carried the LiDAR survey in the years 2010-2015. Point cloud data for the entire area of Poland with the minimal density of 4 points per m2 is currently available on the Internet.

Under the present project, we have analyzed Digital Elevation Models (DEMs) produced from the above-mentioned LiDAR data in order to develop and test a new method for automatic detection of pit-mound topography. As far as we know, no such method exists at the moment. We generated DEMs with 0.5 m spatial resolution for three study sites with the confirmed occurrence of pit-mound topography, located in Southern Poland. A script with the method was written in the R programming language.

The proposed method is based on contour lines. We found that the detection of pit and mound topography formed on gentle hillslopes is possible when closed contours are delineated. Detected forms can be classified into “pits” and “mounds” by investigating point positions with the highest and the lowest elevation within the closed contour. On the other hand, for steep surfaces pit-mound topography can be detected by calculating distances between contours and selecting slope segments with between-contours distances above a certain threshold value. This leads to the identification of gently-sloped areas within the study site. With a high probability, such areas indicate places, where pit-mound topography was formed. To validate our methods, we performed the on-screen assessment of DEMs for the presence of forms that could be interpreted as pit-mound topography.

The study has been supported by the Polish National Science Centre (project no 2019/35/O/ST10/00032).

How to cite: Godziek, J. and Pawlik, Ł.: Automatic detection of pit-mound topography from LiDAR based DEMs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3781, https://doi.org/10.5194/egusphere-egu22-3781, 2022.

EGU22-4765 | Presentations | GM2.8

A new, multi-scale mapping approach for reconstructing the flow evolution of the Fennoscandian Ice Sheet using high-resolution digital elevation models. 

Frances E. G. Butcher, Anna L. C. Hughes, Jeremy C. Ely, Christopher D. Clark, Emma L. M. Lewington, Benjamin M. Boyes, Alex C. Scoffield, Stephen Howcutt, and Thomas P. F. Dowling

Data-driven reconstructions of palaeo-ice sheets based on their landform records are required for validation and improvement of numerical ice sheet models. In turn, such models can be used to better predict the future responses of the Antarctic and Greenland ice sheets to climate change. We are exploiting the recent expansion in availability and coverage of very-high-resolution (1–2 m) digital elevation models (DEMs) within the domain of the former Fennoscandian Ice Sheet to reconstruct its flow pattern evolution from the glacial landform record.

The Fennoscandian Ice Sheet reached its maximum extent at 21–20 ka. Previous data-driven reconstructions over the whole ice sheet domain (encompassing Fennoscandia, northern continental Europe and western Russia) have necessarily relied upon landform mapping from relatively coarse-resolution (decametre-scale) data, predominantly from satellite images and aerial photographs. However, high-resolution (1–2 m/pixel resolution) LiDAR DEMs have recently become available over a large portion of the ice sheet domain above contemporary sea level. This reveals previously unobserved assemblages of landforms which record past ice sheet flow, including fine-scale cross-cutting and superposition relationships between landforms. These observations are likely to reveal previously unidentified complexity in the flow evolution of the ice sheet. However, the richness of the data available over such a large area amplifies labour-intensity challenges of data-driven whole-ice-sheet reconstructions; it is not possible to map every flow-related landform (or even a majority of the landforms) manually in a timely manner. We therefore present a new multi-scale sampling approach for systematic and comprehensive ice-sheet-scale mapping, which aims to overcome the data-richness challenge while maintaining rigor and providing informative data products for model-data comparisons.

We present in-progress mapping products covering Finland, Norway and Sweden produced using our new multi-scale sampling approach. The products include mapping of >200 000 subglacial bedforms and bedform fields, and a summary map of ‘landform linkages’. Landform linkages summarise the detailed landform mapping but do not extrapolate over large distances between observed landforms. Thus, they provide a reduced data product that is useful for regional-scale flow reconstruction and model-data comparisons and remains closely tied to landform observations. The landform linkages will be reduced further into longer interpretative flowlines, which we will then use to generate ‘flowsets’ describing discrete ice flow patterns within the ice sheet. We will use cross-cutting relationships observed in the detailed landform mapping to ascribe a relative chronology to overlapping flowsets where relevant. We will then combine the flowsets into a new reconstruction of the flow pattern evolution of the ice sheet.

How to cite: Butcher, F. E. G., Hughes, A. L. C., Ely, J. C., Clark, C. D., Lewington, E. L. M., Boyes, B. M., Scoffield, A. C., Howcutt, S., and Dowling, T. P. F.: A new, multi-scale mapping approach for reconstructing the flow evolution of the Fennoscandian Ice Sheet using high-resolution digital elevation models., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4765, https://doi.org/10.5194/egusphere-egu22-4765, 2022.

EGU22-5872 | Presentations | GM2.8 | Highlight

Kinematic patterns of tectonic displacements in the Blue Clay outcrops along the eastern border of the Bradanic Trough (Southern Italy) from DTM data processing 

Giuseppe Spilotro, Gioacchino Francesco Andriani, Giuseppe Di Prizio, Katia Decaro, Alessandro Parisi, and Maria Dolores Fidelibus

The Bradanic Trough (Southern Italy) is the Pliocene-present-day south Apennines foredeep. It is filled by a thick Pliocene to Pleistocene sedimentary succession constituted by hemipelagites (Blue Clay Fm.) in the lower part, and coarse grained deposits (sands and conglomerates) in the upper part, shaped in marine or continental terraced environment.

On the eastern border of the Bradanic Trough along the Murgian Plateau (Apulia, Italy) numerous morphological lineaments are associated with sequential lowering and rotation of the surface, aligned with the carbonate substrate dip direction.

These morphologies have been interpreted so far as erosion products; their association with medium-deep water circulations and surface phenomena, like mud volcanoes, now allows their interpretation as a lumped mass, detached and tilted along shear surfaces.

The surface patterns of such surfaces may be easily detected for the presence, at some distance, of a quite similar twin track, which overlaps with good agreement.

The numerical analysis of the tracks extracted from accurate DTMs allows us to reconstruct the kinematic patterns of the tectonic displacement (distance of the detachment; rotation; angle of the shear plane). This type of analysis might reveal very useful in some fields of engineering geology, such as underground works, and for interpreting many hydrogeological phenomena within the study area. Finally, the correct 3D representation of the detached masses helps to identify the true causes of the direct faulting, which is not always linked to the tectonics, not active in the concerned regions.

How to cite: Spilotro, G., Andriani, G. F., Di Prizio, G., Decaro, K., Parisi, A., and Fidelibus, M. D.: Kinematic patterns of tectonic displacements in the Blue Clay outcrops along the eastern border of the Bradanic Trough (Southern Italy) from DTM data processing, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5872, https://doi.org/10.5194/egusphere-egu22-5872, 2022.

EGU22-5990 | Presentations | GM2.8

Geomorphometry of the deep Gulf of Mexico 

Vincent Lecours

The Gulf of Mexico is characterized by a high geodiversity that influences hydrodynamics patterns and drives biological and human uses of the seafloor. In 2017, the United States Bureau of Ocean Energy Management released a 1.4-billion-pixel bathymetric dataset of the deep northern Gulf of Mexico, with a pixel size of about 12m. The computational power required to analyze this dataset has limited its use so far. Here, geomorphometry was used to characterize the seafloor of the deep northern Gulf of Mexico at multiple spatial resolutions. Flat areas and slopes cover more than 70% of the studied area, yet thousands of smaller morphological features like peaks and pits were identified. Spatial comparisons confirmed that analyses at different spatial scales capture different features. A composite product combining seafloor classification at multiple scales helped highlight the dominant seafloor features and the scale at which they are best captured.

How to cite: Lecours, V.: Geomorphometry of the deep Gulf of Mexico, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5990, https://doi.org/10.5194/egusphere-egu22-5990, 2022.

EGU22-6152 | Presentations | GM2.8 | Highlight

Quantifying the morphometry and drainage patterns of composite volcanoes: A comparison of the Japanese and Indonesian volcanic arcs   

Roos M. J. van Wees, Daniel O'Hara, Pablo Grosse, Gabor Kereszturi, Pierre Lahitte, and Matthieu Kervyn

The long-term (ka to ma) degradation of a volcanic edifice is controlled by both regional (e.g., climate, tectonics) and local factors (e.g., original morphology, lithology), resulting in both long-lasting weathering and river incision and short-term hazardous events, such as flank collapses and lahars. Trends among the morphometry of stratovolcanoes, their drainage network, denudation, and regional factors were recently characterised for composite volcanoes along the Indonesian arc. Denudation was shown to be negatively correlated with drainage density; the across-arc variations expose a tectonic control on the level of denudation and volcanoes’ irregularity. This study applies the same method on age-constrained volcanoes in Japan to find coherent trends between arcs despite the different local and regional factors. We aim to better understand the factors that control erosion rates and patterns, and the evolutionary phases of volcano degradation.       

We first compile a dataset of 35 singular, non-complex composite volcanoes with known eruption ages and spatially spread throughout the Japanese Island arc system. Using 30m TanDEM-X Digital Elevation Models, morphologies, and drainage metrics (e.g., volume, height, slopes, irregularity index, Hack’s Law exponent, and drainage density) are extracted for each volcano, using the MORVOLC algorithm adapted in MATLAB as well as the newly developed DrainageVolc algorithm. Correlations between the morphometric parameters and potential controlling factors (e.g., age, climate, lithology, and tectonics) are analysed to determine quantitative relationships of edifice degradation throughout the arc. Finally, we compare relationships and correlation values of the Japanese Arc system to those from the Indonesian Arc.   

The analysis shows that volcano age is positively correlated with irregularity and negatively correlated with height and volume. From the drainage parameters, we find that basins become wider and merge, resulting in lower drainage densities. The variation in erosion rates along the Japanese arc provides evidence for the degree of climatic control on the volcano degradation. The between-arc comparison shows which trends are susceptible to arc-scale variations and highlights consistent trends that have the potential to be extrapolated to other volcanic arcs and be used as a relative age determination tool for composite volcanoes.

How to cite: van Wees, R. M. J., O'Hara, D., Grosse, P., Kereszturi, G., Lahitte, P., and Kervyn, M.: Quantifying the morphometry and drainage patterns of composite volcanoes: A comparison of the Japanese and Indonesian volcanic arcs  , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6152, https://doi.org/10.5194/egusphere-egu22-6152, 2022.

The Augšdaugava spillway valley located in SE Latvia has a system of river terraces formed by both glacio-fluvial and fluvial processes. The flight of terraces forms a staircase-like relief in the riverine landscape and represents the evidence of valley evolution during the transition from glacial to post-glacial conditions in this region. Hence terraces are substantial ‘archives’ of paleoenvironmental data and their geomorphometry could provide key information for untangling geomorphological history of the spillway valley. Hence the need for precise identification and mapping of terraces is obvious. However, these landforms, particularly upper terraces commonly are poorly preserved. It is a result of the interplay of many geological processes – channel incision, lateral erosion in the course of the river Daugava meandering, mass wasting etc., leaving discontinuous remnants of terraces along to the present-day long profile of the river. Previously, mapping of these features was performed via extensive field surveys and to some extent by interpretation of aerial images or topographic maps, because the presence of tree cover hinders the identification of terraces by conventional geomorphological techniques. Thereby due to the poor preservation of fluvial landforms and the abundant vegetation cover, the previously mapped terrace surfaces and inferred levels may be questionable.

Yet the now available high-resolution LiDAR data in Latvia and application of modern GIS-based techniques offer an opportunity to resolve these problems. Hence the main goal of the study was to apply a methodology based on using LiDAR-derived DEM and combining different semi-automated GIS analysis tools for the identification, mapping and morphometric analysis of fluvial terraces in the valley. In this study, LiDAR data coverage (courtesy of the Latvian Geospatial Information Agency) was used to generate a DEM. LiDAR coverage consists of 317 data folders in *.LAS format, each one of 1 km2 extent. DEM with 0.5 x 0.5 m pixel resolution and <15 cm vertical accuracy was created by ArcGIS PRO tool ‘LAS Dataset to Raster’ following the standard procedure of the IDW interpolation. After the construction of DEM, the TerEx toolbox integrated into the ArcGIS environment was used for the extraction and delineation of terrace surfaces. After the completion of GIS works, the ground-truthing of the obtained data on the location of fluvial terraces was performed during field geomorphological reconnaissance.

DEM analysis allowed to identify the terrace sequence in the Augšdaugava spillway valley consisting of eight different terrace levels – T1 to T8. From the applied methodology, authors were able to delineate surfaces of river terraces in those parts of the valley, where in the course of previous research terraces were interpreted incorrectly or even not identified at all. However, only terraces T1 and T2 can only be unambiguously identified by GIS-based extraction. Upper terraces with smoothened edges due to mass wasting and surfaces dissected by gullies are not easily recognizable. Hence, the presence of minor landforms which increase the topographical roughness of the surface directly influences the quality of extracted data, thus leading to the necessity of an extensive amount of manual editing.

How to cite: Soms, J. and Vorslavs, V.: Identification, GIS-based mapping and morphometric analysis of river terraces from airborne LiDAR data in the Augšdaugava spillway valley, South-eastern Latvia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6177, https://doi.org/10.5194/egusphere-egu22-6177, 2022.

EGU22-6681 | Presentations | GM2.8

Automated tools for identifying bankfull river channel extents: developing and comparing objective and machine-learning methods 

Kathryn Russell, Jonathan Garber, Karen Thompson, Jasper Kunapo, Matthew Burns, and Geordie Zhang

Bankfull channel dimensions are of fundamental importance in fluvial geomorphology, to describe the geomorphic character of a river, as inputs to models which explain variations in morphology through time and space, and as initial processing steps in more detailed morphometric techniques. With ever-increasing availability of high-resolution elevation data (e.g. LiDAR), manual delineation of channel extents is a bottleneck which limits the geomorphic insights that can be gained from that data.

We developed and tested two automated channel delineation methods that define bankfull according to different criteria and thus reflect different conceptualisations of bankfull extent: (1) a cross-sectional method (termed HydXS) that identified the elevation which maximises hydraulic depth (cross-section area/wetted width); and (2) a neural network image segmentation model trained on images derived from a LiDAR digital elevation model.

HydXS outperformed the neural network method overall, but the two methods were comparable in larger streams (> 20 m bankfull width; Dice coefficient ~0.85). Prediction accuracy of HydXS was generally high (overall precision 89%; recall 81%), performing well even in small streams (bankfull width ~ 10 m). HydXS performed worst in incised and recovering stream sections (precision 93%; recall 64%) where the choice between macro-channel and inset channel was somewhat arbitrary (both for the algorithm and manual delineation). The neural network outperformed HydXS where an inset channel was present. The neural network method performed worst in small streams and where other features (e.g. road embankments, small ditches) were misclassified as channels. Neural network performance was improved markedly by trimming the area of interest to a 100-m wide buffer along the stream, eliminating many areas prone to misclassification.

The two methods provide different ways to effectively leverage high-resolution LiDAR datasets to gain information about channel morphology. These methods are a significant step forward as they can delineate bankfull elevation, as well as bankfull width, and operate using morphology alone. HydXS is an objective method that doesn’t require training, can be run on consumer-level hardware, and can perform well in small streams, but requires manual work to develop the necessary spatial framework of an accurate channel centerline. The neural network model is a promising method to delineate larger channels (>20 m wide) without requiring detailed centerline or cross-section data, given adequate training data for the stream type of interest (i.e. expert-delineated bankfull channel extents). We envisage that further improvement of the neural network method is possible by scaling the input image extents to catchment area, and training on a larger dataset from multiple regions to increase generalizability. 

How to cite: Russell, K., Garber, J., Thompson, K., Kunapo, J., Burns, M., and Zhang, G.: Automated tools for identifying bankfull river channel extents: developing and comparing objective and machine-learning methods, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6681, https://doi.org/10.5194/egusphere-egu22-6681, 2022.

Despite the long record of applications and the well-known theoretical framework, geostatistical based image/surface texture tools have still not gained a wide diffusion in the context of geomorphometric analysis, even for the evaluation of surface roughness. Many geomorphometric studies dealing with various aspect of surface roughness use well-known approaches based on vector dispersion of normals to surface or even the popular Topographic Ruggedness Index. In many comparative studies on roughness metrics, geostatistical approaches are cited but not tested; in other studies, geostatistical approaches are tested using algorithms not adapted to the analysis of morphometric data. In remote sensing, geostatistical approaches are more popular, even if there is not a consensus on which are the most suited metrics for computing image texture indices. In metrology of manufactured surfaces, equipped by various industrial standards for surface texture measurements, approaches based on autocorrelation are widely adopted.  However, “natural” surfaces and related morphogenetic factors are much more complex than manufactured surfaces and ad-hoc concepts and algorithms should be devised. This presentation is mainly focused on topographic surface analysis, but the considerations and results are applicable also in the context of image analysis. This presentation aims to clarify some aspects of the geostatistical methodologies, highlighting the effectiveness and flexibility in the context of multiscale and directional evaluation of surface texture. In doing this, the connections with other methodologies and concepts related to spatial data analysis are highlighted. Finally, it is introduced a simplified algorithm for computing surface roughness indices, which does not require the preliminary detrending of the input DEM.

 

References

ATKINSON, P.M. and LEWIS, P., 2000. Geostatistical classification for remote sensing: An introduction. Computers and Geosciences, 26(4), pp. 361-371.

BALAGUER, A., RUIZ, L.A., HERMOSILLA, T. and RECIO, J.A., 2010. Definition of a comprehensive set of texture semivariogram features and their evaluation for object-oriented image classification. Computers and Geosciences, 36(2), pp. 231-240.

GUTH, P.L., 2001. Quantifying terrain fabric in digital elevation models. GSA Reviews in Engineering Geology, 14, pp. 13-25.

HERZFELD, U.C. and HIGGINSON, C.A., 1996. Automated geostatistical seafloor classification - Principles, parameters, feature vectors, and discrimination criteria. Computers and Geosciences, 22(1), pp. 35-41.

TREVISANI, S., CAVALLI, M. and MARCHI, L., 2009. Variogram maps from LiDAR data as fingerprints of surface morphology on scree slopes. Natural Hazards and Earth System Science, 9(1), pp. 129-133.

TREVISANI, S., CAVALLI, M. and MARCHI, L., 2012. Surface texture analysis of a high-resolution DTM: Interpreting an alpine basin. Geomorphology, 161-162, pp. 26-39.

TREVISANI, S. and ROCCA, M., 2015. MAD: Robust image texture analysis for applications in high resolution geomorphometry. Computers and Geosciences, 81, pp. 78-92.

TREVISANI, S. and CAVALLI, M., 2016. Topography-based flow-directional roughness: Potential and challenges. Earth Surface Dynamics, 4(2), pp. 343-358.

 

How to cite: Trevisani, S.: Returning to geostatistical-based analysis of image/surface texture: from generalization to a basic one-click short-range surface roughness algorithm, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6924, https://doi.org/10.5194/egusphere-egu22-6924, 2022.

EGU22-7860 | Presentations | GM2.8

The Application of Relief Models for Environmental Solutions: Review 

Linda Grinberga, Armands Celms, Krisjanis Sietins, Toms Lidumnieks, Miks Brinkmanis-Brimanis, and Jolanta Luksa

With the development of remote sensing technologies the application of different geospatial models in research has become increasingly important. Terrain relief is the difference in elevation between the high and low points of a land surface, that is, the change in the height of the ground over the area. Terrain relative relief (or elevation) is the relative difference in elevation between a morphological feature and those features surrounding it (e.g. height difference between a peak and surrounding peaks, a depression and surrounding depressions etc.). Together with terrain morphology, ppland other terrain attributes, it is useful for describing how the terrain affects intertidal and subtidal processes.

 Appropriate decision-making tools are required for urban and rural planning, design and management. The usage of DEM (Digital Elevation Model), DSM (Digital Surface Model) and DTM (Digital Terrain Model) helps researchers and designers to analyse issues connected with drainage, geology, earth crust movements, sound and radio-wave distribution, wind effects, exposure to sun, etc. Analysis of the future scenarios of geospatial models has an essential role in the field of water management and various environmental topics. This research aims to focus on the environmental issues in a context of water quality and hydrology.

How to cite: Grinberga, L., Celms, A., Sietins, K., Lidumnieks, T., Brinkmanis-Brimanis, M., and Luksa, J.: The Application of Relief Models for Environmental Solutions: Review, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7860, https://doi.org/10.5194/egusphere-egu22-7860, 2022.

EGU22-8728 | Presentations | GM2.8

Mapping of natural and artificial channel networks in forested landscapes using LiDAR data to guide effective ecosystem management 

Siddhartho Shekhar Paul, Eliza M. Hasselquist, William Lidberg, and Anneli M. Ågren

High-resolution Light Detection and Ranging (LiDAR) data provide unique opportunities for landscape-scale mapping of hydrological features. LiDAR-derived digital elevation models are particularly valuable for identifying channel networks in densely forested landscapes, where satellite imagery-based mapping approaches are challenged by forest canopies. Artificial drainage practices have caused widespread alteration of northern landscapes of Europe and North America which likely have had significant impacts on hydrological connectivity and ecosystem functioning. However, these artificial channels are rarely considered in ecosystem management and poorly represented in existing geomorphological datasets. In this study, we conducted a landscape-scale analysis across 11 selected study regions in Sweden using LiDAR data for the virtual reconstruction of artificial drainage ditches to understand the extent of their ecological impacts.

We utilized a 0.5 m resolution digital elevation model for mapping natural channel heads and artificial ditches across the study regions. We also implemented a unique approach by back-filling ditches in the current digital elevation model to recreate the prehistoric landscape. This enabled us to map and model the channel networks of prehistoric (natural) and current (drained) landscapes. We found that 58% of the prehistoric natural channels had been converted to ditches. Moreover, the average channel density increased from 1.33 km km‑2 in the prehistoric landscape to 4.66 km km-2 in the current landscape, indicating substantial ditching activities in the study regions.

Our study highlights the need for accurate delineation of natural and artificial channel networks in northern landscapes for effective ecosystem restoration and management. We presented an innovative technique for comparing the channel networks between the prehistoric natural landscape and current modified landscape by integrating advanced LiDAR data, extensive manual digitization, and modeling; a highly suitable combination for channel network mapping in dense forest landscapes. The developed methodology can be implemented in any landscape for understanding the extent of human modification of natural channel networks to guide future environmental management activities and policy formulation.

How to cite: Paul, S. S., Hasselquist, E. M., Lidberg, W., and Ågren, A. M.: Mapping of natural and artificial channel networks in forested landscapes using LiDAR data to guide effective ecosystem management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8728, https://doi.org/10.5194/egusphere-egu22-8728, 2022.

EGU22-9650 | Presentations | GM2.8

Geodiversity as a key component for the evaluation of urban biodiversity 

Martina Burnelli, Massimiliano Alvioli, Laura Melelli, and Alessia Pica

Ecodiversity stems from the interaction between the biosphere and the geosphere, and it is one of the necessary conditions for achieving a sustainable planet. Thus, the relationship between geodiversity and biodiversity should be clearly defined. The  relationship between climate and topography in roughened mountain areas at low-latitudes, as constrains for the high values of biodiversity, has already been established. As a consequence, topography is the first and most important input parameter for investigating the connections between abiotic and biotic variety. Spatial analysis in a GIS framework is the key approach to better understand the role of topographic and hydrographic variables in evaluating geodiversity (geomorphodiversity) .

In this paper we focused on analyzing urban areas, where in 2030 60% of the world's population is expected to live. A science of cities is the future challenge for Earth Sciences: urban geomorphology could be the key to have a complete overview on the abiotic and biotic parameters in sustainable cities. To achieve this aim, the conservation of urban biodiversity is fundamental. Analysing the correlation between substantial geodiversity and biodiversity may be a guideline for science of cities and for designing and managing sustainable urban areas.

These ideas, if transposed in an urban context, should go beyond morphometric analysis of topography and take into account anthropogenic features and natural landforms modified by humans in time.  To this end, geomorphological mapping is fundamental to calibrate the quantitative models in a truly multidisciplinary approach to a science of cities and urban biodiversity. We consider our contribution as a new model for the analysis of geodiversity in urban areas.

How to cite: Burnelli, M., Alvioli, M., Melelli, L., and Pica, A.: Geodiversity as a key component for the evaluation of urban biodiversity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9650, https://doi.org/10.5194/egusphere-egu22-9650, 2022.

EGU22-10469 | Presentations | GM2.8

Automatic detection of rock outcrops on vegetated and moderately cultivated areas 

Réka Pogácsás and Gáspár Albert

State-of-the-art applications in various earth science domains shows that different classification methods are playing an increasingly important role in mapping due to their improving accuracy. However, in the field of geological mapping, the exclusive use of morphometric and spectral indices in classification models are still often considered as subsidiary mapping tools. This is particularly true in areas where the surface is covered by vegetation and the soil layer is relatively thick, since in such places geological structures can only be observed at first hand at rock outcrops. The aim of our research is to investigate the automatic mapping of rock outcrops in the Dorog Basin in Hungary, where outdated geological maps are currently being updated. In this research, we applied the random forest classification combined with a wider range of input data including satellite imagery and ecosystem information.

The Dorog Basin, located in northern central Hungary, has a medium-density settlement network, with built-up and cultivated areas alternating with areas of wooded or scrub-covered terrain with rugged topography. The region is tectonically fragmented, where former fluvial erosion is of great importance. In several cases the Mesozoic carbonates, Paleogene limestones or limnic coal sequences outcrop the Quaternary sediments resulting a diverse, although a well identifiable surface. In the 86.86 km2 study area, the input of the model included 14 morphometrical raster layers derived from SRTM-1, six raster layers with mineral indices derived from Sentinel II, and one ecosystem layer [1], all set to a uniform ~25m resolution. To test the performance of random forest classification in modelling pre-Quaternary formations, we applied two different approaches. In the first one, we used conventional training areas to model pre-Quaternary outcrops, as well as we modelled the physical characteristics of the surface formations. Whereas in the second one, we modelled the pre-Quaternary outcrops and physical characteristics of the surface formations by using randomly selected zones on the study area with around 6000-10000 random training polygons. The randomly generated training polygons were circles of about 1-2 pixels in size around points.  The training areas were derived from the former geological map of the Dorog Basin [2]. The importance of input parameters were also observed for further use. A six-fold cross-validation of the selected training areas showed that the two methods were equally accurate, but the automatic processing of randomly selected training areas was faster.

Based on the modelling results, the pre-Quaternary rock outcrops of the area can be determined with at least 80% confidence using random forest classification. These results will be used in future field mapping, which will also provide a field validation of the method.

From the part of G.A. financial support was provided from the NRDI Fund of Hungary, Thematic Excellence Programme no. TKP2020-NKA-06 (National Challenges Subprogramme) funding scheme.

[1] Ecosystem Map of Hungary. DOI: 10.34811/osz.alapterkep

[2] Gidai, L., Nagy, G., & Sipass, S. (1981). Geological map of the Dorog Basin 1: 25 000. [in Hungarian] Geological Institute of Hungary, Budapest.

How to cite: Pogácsás, R. and Albert, G.: Automatic detection of rock outcrops on vegetated and moderately cultivated areas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10469, https://doi.org/10.5194/egusphere-egu22-10469, 2022.

EGU22-10675 | Presentations | GM2.8

Response of a small mountain river to a sediment pulse tracked using sub-canopy UAV surveys 

Conor McDowell, Helm Carina, Reid David A., and Hassan Marwan

Remotely piloted aircrafts (UAVs) and Structure-from-Motion photogrammetry (SfM) have become a widely used approach for producing high-resolution topographical measurements of river systems. This approach has the benefit of capturing data over large spatial scales while requiring little time in the field. In small, forested rivers, the dense canopy has hindered the use of remote sensing techniques, limiting topographic data collection to more time-consuming and lower-resolution methods. This complicates monitoring the response of these systems to individual floods, as in many situations there is not enough time to complete more time-consuming surveys between events.

In this study, we pilot the use of sub-canopy UAV surveys (flown at 1-3 m altitude) to monitor the response of a small mountain stream (1-3 m wide) in British Columbia to a sediment pulse generated by the removal of an upstream culvert. Using eleven surveys flown over a three-year period, we track the downstream propagation of the pulse and the subsequent responses in bed topography and roughness along the 240 m reach. We observe a “build-and-carve” response of the channel, where some channel segments aggrade during the first floods after pulse generation, whereas others undergo little morphologic activity. In subsequent floods, these aggradational segments rework through the carving of well-defined channels that release this aggraded sediment downstream. These “build-and-carve” segments serve as temporary storage reservoirs that caused the pulse to fragment as it progressed downstream. The locations of these storage reservoirs were set by the initial channel morphology and the movement of in-stream wood and debris. This study highlights the importance of temporary sediment storage reservoirs for fluvial morphodynamics and provides some insights and suggestions for the future monitoring of forested river systems using sub-canopy drone surveys.

How to cite: McDowell, C., Carina, H., David A., R., and Marwan, H.: Response of a small mountain river to a sediment pulse tracked using sub-canopy UAV surveys, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10675, https://doi.org/10.5194/egusphere-egu22-10675, 2022.

EGU22-11010 | Presentations | GM2.8

InSAR phase unwrapping using Graph neural networks 

Anshita Srivastava, Ashutosh Tiwari, Avadh Bihari Narayan, and Onkar Dikshit

Advancements in processing strategies of time series interferometric synthetic aperture radar (InSAR) has resulted in improved deformation monitoring and DEM generation. Both of the applications use phase unwrapping, which involves finding and adding the unknown correct number of phase cycles to the wrapped phase. It is an inverse process of recovering the absolute phase from the wrapped phase, and the objective is to remove the 2π-multiple ambiguity. Ideally, it could be achieved by addition or subtraction of 2π at each pixel depending on the phase difference between the neighboring pixels. The problem appears effortless but brings challenges due to noise and inconsistencies. The conventional methods require improvements in terms of accurately estimating the unknown number of phase cycles and dealing with phase jumps. Recently, deep learning methods have been used extensively in the domain of remote sensing to solve complex image processing problems such as object detection and localization, image classification, etc. Since all the pixels in a stack of interferograms are not used in unwrapping, and the pixels used are scattered irregularly, modeling the unwrapping problem as an image classification problem is infeasible. In this work, we deploy Graph Neural Networks (GNNs), a class of deep learning methods designed to infer information from input graphs to solve the unwrapping problem. Phase unwrapping can be posed as a node classification problem using GNN, where each pixel is treated as a node. The method is aimed to exploit the capability of GNNs in correctly predicting the phase count of each pixel. The proposed work aims to improve the computational efficiency and accuracy of the unwrapping process, resulting in reliable estimation of displacement.

How to cite: Srivastava, A., Tiwari, A., Narayan, A. B., and Dikshit, O.: InSAR phase unwrapping using Graph neural networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11010, https://doi.org/10.5194/egusphere-egu22-11010, 2022.

Understanding the mechanism of fault rupture is important to minimize earthquake damage and to estimate the impacts of future earthquakes. In this study, we observed surface displacements caused by the Hovsgol earthquake (Mw 6.7) in January 2021 using three Differential Interferometric SAR (DInSAR) pairs of Sentinel-1B at descending node and ALOS-2 at ascending and descending nodes, and then estimated the source parameters of the earthquake by the inversion of the observed displacement fields. The maximum surface displacement in the radar look direction was 21 cm at the Sentinel-1 descending node, and 32 cm and 26 cm at the ALOS-2 ascending and descending node, respectively. All differential interferograms showed three fringe patterns near the epicenter, which suggests that there were three rupture planes with different slips. We performed the inversion modeling of the DInSAR-observed surface displacements assuming three rupture planes with different slip magnitudes and directions. The values of normalized root mean square error (NRMSE) between the modelled and observed displacements were smaller than 4% for all DInSAR observations. The spatial distribution of modelled displacements was matched to the observed one. The source parameters of fault estimated by the inversion were closely consistent with the measurements by United States Geological Survey and Global Centroid Moment Tensor. The inversion results demonstrated that the assumption of our inversion modeling (three rupture planes) is reasonable.

How to cite: Kim, T. and Han, H.: Source parameters of the 2021 Hovsgol earthquake (Mw 6.7) in Mongolia estimated by using Sentinel-1 and ALOS-2 DInSAR, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11152, https://doi.org/10.5194/egusphere-egu22-11152, 2022.

 

1.    INTRODUCTION

Monitoring land use and land cover change (LULCC) is one of the best methods to understand the interactive changes of agriculture, climate change, and ecological dynamics. In eastern Asia, Taiwan is characterized by high population density, rich biodiversity, and complex terrain. However, recent climate change has impacted the people and ecosystems in Taiwan.  Therefore, we applied landscape metrics and the deep learning U-net semantic segmentation model to enhance the remote sensing images based LULCC monitoring efficiency and take a case study in suburban areas of central Taiwan, a place that plays an important economic role in Taiwan occupied with intensive agricultural activities.

2.    METHOD

This study focuses on six townships in Nantou County in Central Taiwan, where the major agricultural products are rice, tea, and fruit. We obtained four dates of Sentinel-2 images in February for 2018 and 2021 and classified the landscape into five classes: agricultural, forest, built-up, free water bodies, and bare land. The spectral bands information (Blue, Green, Red, NIR), the normalized difference vegetation index (NDVI), and soil-adjusted vegetation index (SAVI) were obtained for establishing the deep learning U-net semantic segmentation model. The accuracy and the loss function of the training model results are 0.89 and 0.02, respectively. In addition, the ground truth data was consulted with the official land-use classification information and the high spatial resolution imagery in Google Earth Pro. Finally, we analysed the classified images' results to detail the study area's changing trajectory to explore the complex spatiotemporal landscape patterns.

3.    RESULTS AND DISCUSSIONS

According to the result, the forest area on the eastern side accounts for more than 70% of the study area. The construction area and the agricultural area have an upward trend during the research period (16% and 5%); in addition, except for the number of patches in free water bodies decreased, all other categories had an upward trend, especially the construction and agricultural area are the largest. The Shannon's Evenness Index reflects that all patches are evenly distributed in space and the area-weighted average fractal dimension index decreases reflecting possible influences of anthropogenic activities. Thus, the results indicate an increasing level of fragmentation, supported by the decrease of the area-weighted average fractal dimension index. In conclusion, using satellite imagery with the deep learning U-net semantic segmentation model can sufficiently discern a detailed LULCC. Furthermore, with the combination of landscape matrix information, the interactions between humans and the environment can be understood better quantitatively.

References

Huete, A. R., Hua, G., Qi, J., Chehbouni, A., & Van Leeuwen, W. J. D., 1992: Normalization of multidirectional red and NIR reflectances with the SAVI. Remote Sensing of Environment, 41(2-3), 143-154.

Ronneberger, O., Fischer, P., & Brox, T., 2015: U-net: Convolutional networks for biomedical image segmentation. In International Conference on Medical image computing and computer-assisted intervention (pp. 234-241). Springer, Cham.

Rouse, J. W., Haas, R. H., Schell, J. A., Deering, D., Deering, W. 1973: Monitoring vegetation systems in the Great Plains with ERTS, ERTS Third Symposium, NASA SP-351 I, pp. 309-317.

How to cite: Zhuang, Z.-H. and Tsai, H. P.: Application of Deep Learning Model to LULCC Monitoring using Remote Sensing Images-A case study in suburban areas of central Taiwan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11764, https://doi.org/10.5194/egusphere-egu22-11764, 2022.

EGU22-12041 | Presentations | GM2.8

Newly-Born Sand Dunes of Lake Urmia: Assessing Migration Rate and Morphodynamic Changes Using Remote Sensing Techniques and Field Studies 

Hesam Ahmady-Birgani, Parisa Ravan, Zhengyi Yao, and Gabriela Mihaela Afrasinei

To enhance the understanding of aeolian landforms and their processes, the assessment of origin, migration and evolution of newly-born sand dunes is vital. In this regard, Lake Urmia, in NW Iran, was considered as a representative case study, given that it has lost approximately two-thirds of its water volume in the past two decades and, consequently, the newly-born sand ridges and sand dunes on its western shores were formed. The emerging sand dunes are located close to the villages, adjacent to the agricultural and farmlands, international transit road, and industrial zone, encompassing the whole area. The present study aims to assess the sand dunes’ origin and their migration both in speed and direction in the past decade.

To understand the questions above, remote sensing techniques and in-field studies were coupled. Therefore, wind data from the closest meteorological station were employed to calculate the wind rose, drift potential (DP), the resultant drift potential (RDP), and the resultant drift direction (RDD) across the region. Change detection techniques using high-resolution satellite images were chosen to detect the migration rate and morpho-dynamic changes of Lake Urmia sand dunes. To classify the geomorphological features and land uses in the region, a hybrid supervised classification approach including a customised decision tree classifier was used to distinguish sand dune units from other signatures. Using the minimum bounding geometry method, feature classes were created. These feature classes represent the length, width, and orientation of sand dunes, retrieved after the image classification process. Also, fieldwork surveying was carried out on the sixteen sand dunes in different periods to measure the morphological and evolutionary changes.

 As the wind results show, the trend of DP parameters between the years 2006-2009 and the years 2015-2020, the percentage of wind speeds above the threshold velocity (V>Vt%) to DP has significant gaps, suggestive of weaker winds in those periods. However, between the years 2009-2015, the V>Vt% and DP values are corresponding and coequal. This indicates that the most erosive and shifting winds are between 2009-2015, with the weakest wind power in tails. Moreover, the annual variability of DPt is well correlated with Lake Urmia water level changes; but there is no correlation between the DPt and precipitation amount. The evaluation of image processing results depicted that after 2003, the area of sand dunes had dramatically increased. On average, the smallest area belongs to 2010 (287.3 m2), and the largest area is for years 2019 (775.96 m2), 2018 (739.08 m2), and 2017 (739.74 m2). In addition, between the years 2010 and 2014, a significant increase in area of the sand dunes from 287.25 to 662.8 m2 was observed. The migration rate is the highest between 2010 and 2015, with the lowest values before 2010 and after 2015.

The results of this study have broad implications in the context of sustainable development and climate-related challenges, ecosystem management and policy-making for regions with sand dune challenges, hence crucial insights can be gained by coupling remote sensing techniques and in-situ studies.

How to cite: Ahmady-Birgani, H., Ravan, P., Yao, Z., and Afrasinei, G. M.: Newly-Born Sand Dunes of Lake Urmia: Assessing Migration Rate and Morphodynamic Changes Using Remote Sensing Techniques and Field Studies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12041, https://doi.org/10.5194/egusphere-egu22-12041, 2022.

The supervised mapping of landforms last years got high levels based on classic classification methods and new artificial intelligence techniques. However, it is often difficult to create train data for large and diverse areas, and we can face up with differences between expert-to-expert landforms interpretation. It can be solve using unsupervised classification - a less effective in general case, but more objective. The way to make more effective classification - to create special input variables (to account local specificity of landforms) aimed to show real terrain structure. Study region - Yamal Peninsula (Arctic coast of Russia), covered sea accumulative and erosional plains, reshaped by some cryogenic processes, especially thermokarst, with many lake hollows. We used ArcticDEM 32m and decomposition of DEM with 2D FFT by moving windows with sequence of sizes from 1.5 to 3 km (by the interval of 0.3 km) and with lag around 150 m (overlapping - 90-95 %). The 9 variables were computed: 1) magnitude of the main wave in the height field, 2) wavelength of the main wave, 3) importance (share of the height variation) of the fix pool of biggest harmonic waves, 4-6) orthogonal (N-S and W-E) components of the general direction of the height fluctuations (and the significance of the direction), 7-9) coefficients of the exponential trend equation for approximation wave's frequencies/magnitudes distribution. We then trained the model of landforms clustering for the study area using Kohonen network and the hierarchic clustering was used for additional generalization. The medium-scale (750 m / pix, it is matched to maps at the scale 1:500 000 - 1:1 000 000) map of Yamal Peninsula landforms was created. Seven classes of landforms were recognized. The study was supported by Russian Science Foundation (project no. 19-77-10036).

How to cite: Kharchenko, S.: Medium-scale unsupervised landform mapping of the Yamal Peninsula (Russia) using 2D Fourier decomposition of the ArcticDEM, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12383, https://doi.org/10.5194/egusphere-egu22-12383, 2022.

EGU22-3443 | Presentations | GM2.6

Environmental evolution and Landslide hazard assessment based on UAS multi-sensors 

Kuo-Jen Chang, Chun-Wei Tseng, Yu-Chung Hsieh, and Mei-Jen Huang

Taiwan, due to the high seismicity and high annual rainfall, numerous landslides triggered frequently, thus caused severe social impacts. Landslides pose long-lasting threats to humans and their property and are detrimental to the environment in general. The vigorous development of geospatial information technology has not only achieved good results in land monitoring, but has also been gradually extended to other application fields. Hazards monitoring is one of the important applications. Geospatial information can be obtained through surveying and mapping technology, and through multi-temporal geospatial data, the production, migration and migration of debris deposits can be quantitatively evaluated in a reasonable time and space in catchment scale. In recent years, the development and integration of MEMS technology has contributed to the rapid development of UAV measurement. This goal can be achieved due to the advantages of UAVs, such as efficiency, timeliness, low cost, and easy operation in severe weather conditions. The real-time, clear and comprehensive low- and middle-altitude photos of the area can be used as the most basic and important spatial information for research and analysis.

Based on the aforementioned technologies, some specific potential landslides situated in the Laonongshi Stream southern Taiwan was been assigned. In order to evaluate potential hazards and hazard monitoring, multi-temporal high precision terrain geomorphology in different periods is essential. For these purpose, we integrate several technologies, especially by unmanned aircraft system imageries and existed airphotos, to acquire and to establish the geoinfomatic datasets. The methods, including, (1) Remote-sensing images gathered by UAS and by aerial photos taken in different periods; (2) UAV LiDAR acquired in different periods; (3) field in-situ ground control points and check points installation and geomatic measurement; (4) 3D geomorphological virtual reality model construction; (5) Geologic, morphotectonic and landslide micro-geomorphologic analysis; (6) DEM of difference from multi-temporal dataset to evaluate the topographic and environment changes. We focused on the potential large-scale deep-seated landslides, acquired high-precision and high-resolution DTMs, proving as the essential geoinformatic datasets, so as able to monitoring the slope behavior and to decipher the potential landslide hazard, sediment budgets and the consequence of social impact. The results show that there are still landslide activities in different periods and regions within the study area; different sections of the river channel also have different degrees of siltation or erosion. Therefore, regular monitoring and potential assessment are necessary. The developing methods may apply for other potential large-scale landslide monitoring and assessment in Taiwan, and in world as well.

How to cite: Chang, K.-J., Tseng, C.-W., Hsieh, Y.-C., and Huang, M.-J.: Environmental evolution and Landslide hazard assessment based on UAS multi-sensors, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3443, https://doi.org/10.5194/egusphere-egu22-3443, 2022.

EGU22-3860 | Presentations | GM2.6 | Highlight

Unmanned Areal Vehicles for permafrost monitoring in high alpine regions within the new EU framework 

Inga Beck, Robert Delleske, Riccardo Scandroglio, Till Rehm, Markus Keuschnig, and Michael Krautblatter

The deployment of Unmanned Aerial Vehicles (UAV) for scientific purposes gained a lot of importance during the last years. The new EU regulations for the use of civil drones, in effect since January 2021, set out a new framework for their safe operation in the European skies. With a risk-based approach the purpose of the drone (leisure or civil) is no longer relevant, but only it’s weight, specifications and operations is considered. Also for scientific use these new rules mean a more elaborate project preparation and require the compilation of a so-called Specific Operational Risk Assessment (SORA) for each individual case.

Here we report on a three years project, in which drones will be flown at altitudes around and above 3000m asl from the Environmental Research Station Schneefernerhaus (UFS), located on the Zugspitze (Northern Limestone Alps, Germany). It is a collaborative initiative of the UFS as lead and coordinator, the TUM Chair of Landslide Research as scientific partner as well as the Georesearch mbH as technical partner. The project is financed by the Bavarian State Ministry of the Environment and Consumer Protection and started in June 2021. It stands out as an innovative pilot project, pursuing two different goals:

  • Expertise should be collected in writing a SORA for the use of drones in high alpine areas, crossing national borders (D/A) and operating beyond the visible line of site. Thereby a broad know-how will be gained that will facilitate future scientific drone missions with the Schneefernerhaus as starting point.
  • Scientific data will be collected by means of an IR camera and will record the temperature of the ground, delivering information about the current status of the permafrost-affected steep rockwalls. This will extend the present permafrost monitoring conducted on the Zugspitze (Scandroglio et al., 2021) to wider and unexplored areas. Furthermore the influence of infrastructures and their influence on the bedrock thermal behavior will be identified and monitored.
  • An inventory of potential rockfall areas will be recorded by means of optical sensors.

In fall 2021 areas of interest, flight routes and starting positions have been defined. After the installation of targets and rock surface temperature loggers, the first flight has been conducted with a drone of the open category, allowing the collection of the first thermal and RGB datasets. Currently a user-defined UAS gets manufactured and the SORA process – supervised by bavAIRia e. V. – is in process. The next steps will be the use of the new drone at least twice this year (2022) in order to collect more data.

How to cite: Beck, I., Delleske, R., Scandroglio, R., Rehm, T., Keuschnig, M., and Krautblatter, M.: Unmanned Areal Vehicles for permafrost monitoring in high alpine regions within the new EU framework, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3860, https://doi.org/10.5194/egusphere-egu22-3860, 2022.

EGU22-7054 | Presentations | GM2.6 | Highlight

Landslide fissures and fractures mapping and classification from UAV imagery 

Ionut Cosmin Sandric, Viorel Ilinca, Radu Irimia, and Zenaida Chitu

Mapping landslide fissures and fractures are essential in understanding the landslide dynamics and evolution across space and time. In the current study, a particular focus on detecting, mapping, and classifying the fissures and fractures located along the landslide bodies and in their vicinity has been given. The depth, direction and width of each fissure and fracture are related to the stress and strain imposed on the landslide body. Moreover, the spatial distribution of these can indicate areas where the landslide can extend, mainly if they are located in the upper part of the main landslide scarp. Even though the fissures and fractures leave a distinct pattern on the landslide body when they are fresh or when there is a high contrast between the bare soil and the surrounding vegetation, these patterns are gradually diminished by time, making their detection difficult. The problem of landslide cracks mapping in various environmental conditions and having different ages was tackled in the current study by using very high spatial resolution UAV aerial imagery and derived products in conjunction with deep learning models. Several flights using DJI Phantom 4 RTK were performed in the Romanian Subcarpathians in areas with both recent and old landslide occurrences. The sampling dataset was collected with Esri ArcGIS Pro on products obtained by the fusion of orthoimages with terrain parameters. The dataset was fed into a Mask RCNN deep learning model with a Resnet152 architecture and trained for 50 epochs. The training and validation reached accuracies of 0.77 and 0.70, estimated from the Intersect over Union metric. No significant differences were recorded between the detection on only orthoimages and the detection on products obtained from the fusion of orthoimages with other terrain parameters. A slight decrease in the validation accuracy was observed when the images were collected on older landslides compared to recent landslides. Overall, the detection of fissures and fractures using deep learning and UAV aerial imagery proved reliable if the UAV flights are flown quickly after the landslide occurrence or after recent rainfalls.

 Acknowledgement

This work was supported by a grant of the Romanian Ministry of Education and Research, CCCDI - UEFISCDI, project number PN-III-P2-2.1-PED-2019-5152, within PNCDI III, project coordinator Ionuț Șandric (https://slidemap.gmrsg.ro), and by the project PN19450103 (project coordinator Viorel Ilinca, Geological Institute of Romania).

How to cite: Sandric, I. C., Ilinca, V., Irimia, R., and Chitu, Z.: Landslide fissures and fractures mapping and classification from UAV imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7054, https://doi.org/10.5194/egusphere-egu22-7054, 2022.

EGU22-8662 | Presentations | GM2.6

Geological mapping and Active tectonics from UAS-HR-DTM and PSInSAR: Case examples in the Longitudinal Valley and the Coastal Range (E. Taiwan) 

Benoit Deffontaines, Kuo-Jen Chang, Samuel Magalhaes, Gregory Serries, and Gerardo Fortunato

Taiwan island is the result of the active rapid collision of both Eurasian and Philippine Sea Plates with an annual average convergence rate close to 10 cm.y-1. The relief of Taiwan is composed of the metamorphic slate belt of the Backbone Range (also called Central Range) and to the east the Coastal Range mainly characterized by volcanic affinity. In between those, lay the Longitudinal Valley (125km long and N020°E trending) which is the active crustal suture zone. The latter presents both inter-seismic creeping displacement (Champenois et al., 2013) and was hit by 7 major earthquakes of magnitudes larger than 5 during the last 70 years. It highliths the geohazards importance of this area for any Taiwan citizens.

 

In order to better constrain the seismic hazards and the earthquake cycles of the place, we settled several years ago numerous UAS surveys above the Coastal Range and the Longitudinal Valley (E. Taiwan) and acquired so many high-resolution photographs using several drones flying at 350 meters above the ground. After photogrammetric processing, we calculate both (1) a high-resolution Digital Elevation Model (UAS-HR-DEM) that takes into account buildings and vegetations, and (2) a Digital Terrain Model (UAS-HR-DTM) corresponding to the ground. Our ground validation (GCP’s) leads us to get 7cm planimetric resolution (X, Y) and below 40cm vertical accuracy. This UAS-HR-DTM combined with field work and a detailed morphostructural analysis permit us to map into much details the structures and consequently to up-date the pre-existing geological mappings (e.g. CGS geological maps, Lin et al., 2009 ; Shyu et al., 2005, 2006, 2007, 2008). Then we combined our new structural scheme with various geodetic data (levelings, GPS…) and PSInSAR results (Champenois 2011, and Champenois et al., 2013) to locate, characterize and quantify the active tectonic structures, taking into account previous works (e.g. Yu et al., 1997; Lee et al., 2008; Hsu et al., 2009; Huang et al., 2010…). We then precise structural geometries and some geological processes as well as the location of active folds and active faults during the PSInSAR monitoring time-period.

How to cite: Deffontaines, B., Chang, K.-J., Magalhaes, S., Serries, G., and Fortunato, G.: Geological mapping and Active tectonics from UAS-HR-DTM and PSInSAR: Case examples in the Longitudinal Valley and the Coastal Range (E. Taiwan), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8662, https://doi.org/10.5194/egusphere-egu22-8662, 2022.

EGU22-9881 | Presentations | GM2.6

Performance of different UAS platforms, techniques (LIDAR and photogrammetry) and referencing approaches (RTK, PPK or GCP-based) to acquire 3D data in coastal cliffs 

Álvaro Gómez-Gutiérrez, Manuel Sánchez-Fernández, and José Juan de Sanjosé-Blasco

Understanding the dynamics of coastal areas is crucial to mitigate the effects of global change though monitoring these places could be challenging, difficult and dangerous, especially in the presence of (unstable) cliffs. The recent development of Unmanned Aerial Systems (UAS) with accurate direct georeferencing systems facilitates this task. The objective of this work is to test the performance of different 3D data acquisition strategies in coastal cliffs, specifically RGB and LIDAR sensors on board UAS platforms equipped with direct georeferencing instruments based on Global Navigation Satellite Systems (GNSS: Real Time Kinematic-RTK and Post-Processing Kinematic-PPK approaches). Two UAS were used to capture data and produce point clouds of a coastal cliff in the Cantabrian Coast (Gerra beach, North Spain): a DJI Phantom 4 RTK (P4RTK) and a MD4-1000 LIDAR. The P4RTK may receive corrections to estimate accurate positions of the UAS during the acquisition of images (P4RTK processing approach), but also may record the trajectory of the UAS to carry out a PPK approach later to correct and estimate the location of the camera at every shot (P4RTK-PPK processing approach).  Two GNSS receivers (Leica 1200 working as base and rover) were used to survey 31 points distributed in the study area. The surveyed points were used in different number (from 0 to 10) as Ground Control Points (GCPs: to support the production of the point clouds) or Check Control Points (CCPs: to independently test the geometrical accuracy of the point clouds) in the photogrammetric processing (using two parallel pipelines with Agisoft Metashape and Pix4Dmapper Pro software packages). The MD4-1000 LIDAR is a quadcopter UAS equipped with the following instruments: a LIDAR sensor SICK LD-MRS4 (to capture the point cloud), a Ladybug RGB camera (to acquire images and colour the point cloud), and a GNSS antenna (Trimble APX-15v3) with an integrated Inertial Measurement Unit. The trajectory of the UAS recorded by the GNSS may be corrected using observations registered by a GNSS base station to obtain the accurate pose of the UAS using a PPK approach.

Additionally, a benchmark point cloud was acquired by a Terrestrial Laser Scanner (Leica ScanStation C10) placed at 5 locations. The resulting point cloud showed 23,4 million points with a registration error of 7 mm. Three parameters were used to test the quality of the resulting point clouds: point cloud density and coverage, distance to the benchmark point cloud and RMSE of CCPs. The results showed that any of the strategies produced very accurate point clouds with a geometrical accuracy <10 cm. The P4RTK (RTK, PPK or using GCPs) produced more accurate and denser point clouds than the MD4-1000 LIDAR system (only PPK approach). The use of GCPs did not improved substantially the point clouds produced by photogrammetry (and RTK or PPK approaches) if an oblique pass is included in the flight plan to improve the camera focal estimation and corrections are available.

How to cite: Gómez-Gutiérrez, Á., Sánchez-Fernández, M., and de Sanjosé-Blasco, J. J.: Performance of different UAS platforms, techniques (LIDAR and photogrammetry) and referencing approaches (RTK, PPK or GCP-based) to acquire 3D data in coastal cliffs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9881, https://doi.org/10.5194/egusphere-egu22-9881, 2022.

EGU22-11130 | Presentations | GM2.6

A semiautomated mapping of landslide volume displacements using UAV aerial imagery 

Radu Irimia, Ionut Cosmin Sandric, Viorel Ilinca, Zenaida Chitu, and Ion Gheuca

The current study is focused on assessing the spatial and temporal patterns of landslide volume displacements using a semiautomated method and Unmanned Aerial Vehicle (UAVaerial imagery. The case study is located in the Livadea village from Curvature Subcarpathians, Romania, where a landslide was triggered on May 3, 2021. Three separate flights were flown on May 6, May 25, and July 10 using DJI Phantom 4 and Phantom 4 RTK drones. Even though there is a difference in camera resolution, each flight plan was created to correspond to a 4cm/pixel spatial resolution, meaning that the constant height above ground was different between the first flight and the next two flights. For the first flight, because the UAV equipped with the RTK receiver was not available, a graded consumer UAV equipped with a Non-RTK receiver was used. A maximum overlap with the smallest errors possible between all the flights was obtained by orthorectifying the first and the third flights with GCPs collected from the second flight. The method is based on using aerial imagery collected with UAV and their derived products obtained by applying the Structure from Motion (SfM) technique. Because it is an area with dense forest, the Visible Atmospherically Resistant Index (VARI) was used to filter out all the pixels with vegetation from the digital surface models (DSM). The gaps were filled by using the Empirical Bayesian Kriging interpolation method, implemented in ArcGIS Pro. The results show volume displacement rates of 0.005 cubic meters/meter for the period between the first and second flights and 0.05 cubic meters/meter for the period between the second and third flights. The overall displaced volume was approximately 406000 cubic meters with approximately 41000 cubic meters for the period between the first and second flights and approximately 365000 cubic meters between the second and the third flight. This approach proved quick and efficient for assessing landslide volume displacement when fast response and measures are necessary to reduce landslide consequences. 

Acknowledgement 

This work was supported by a grant of the Romanian Ministry of Education and Research, CCCDI - UEFISCDI, project number PN-III-P2-2.1-PED-2019-5152, within PNCDI III (project coordinator Ionuț Șandric, https://slidemap.gmrsg.ro) and by the project PN19450103 / Core Program (project coordinator Viorel Ilinca). 

How to cite: Irimia, R., Sandric, I. C., Ilinca, V., Chitu, Z., and Gheuca, I.: A semiautomated mapping of landslide volume displacements using UAV aerial imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11130, https://doi.org/10.5194/egusphere-egu22-11130, 2022.

The delineation of geomorphometrical objects that can be translated to geomorphological features is one of the most practical aspects of geomorphometry. The concave (closed depressions) or convex features (mounds) are often important to be delineated from multiple points of view: theoretical approaches, planning for practical purposes, or various other aspects. In this work, I have approached sinkholes and burial mounds as representative cases of concave and convex features represented on high-resolution DEMs. Based on manual delineations, several algorithms of object-based delineation were tested for accuracy. The interest was in delineating as much as accurate possible the targeted features. Further, the segments were fed to a multilayer perceptron for the classification of the delineated segments. The results show promising accuracy in regard to both types of features.

How to cite: Niculiță, M.: Machine learning and geomorphometrical objects for convex and concave geomorphological features detection, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1853, https://doi.org/10.5194/egusphere-egu22-1853, 2022.

EGU22-5587 * | Presentations | GM2.3 | Highlight

Comparative analysis of the Copernicus (30 m), TanDEM-X (12 m) and UAV-SfM (0.2 m) DEM to estimate gully volumes and mobilization rates in central Madagascar 

Liesa Brosens, Benjamin Campforts, Gerard Govers, Emilien Aldana-Jague, Vao Fenotiana Razanamahandry, Tantely Razafimbelo, Tovonarivo Rafolisy, and Liesbet Jacobs

Over the past decades advanced technology has become available, revolutionizing the assessment of surface topography. At smaller scales (up to a few km²) structure from motion (SfM) algorithms applied to uncrewed aerial vehicle (UAV) imagery now allow sub-meter resolution. On the other hand, spaceborne digital elevation models (DEMs) are becoming increasingly accurate and are available at a global scale. Two recent spaceborne developments are the 12 m TanDEM-X and 30 m Copernicus DEMs. While sub-meter resolution UAV-SfM DEMs generally serve as a reference, their acquisition remains time-consuming and spatially constrained. However, some applications in geomorphology, such as the estimation of regional or national erosion quantities of specific landforms, require data over large areas. TanDEM-X and Copernicus data can be applied at such scales, but this raises the question of how much accuracy is lost because of the lower spatial resolution.

Here, we evaluate the performance of the 12 m TanDEM-X DEM and the 30 m Copernicus DEM to i) estimate gully volumes, ii) establish an area-volume relationship, and iii) determine sediment mobilization rates, through comparison with a higher resolution (0.2 m) UAV-SfM DEM. We did this for six study areas in central Madagascar where lavaka (large gullies) are omnipresent and surface area changes over the period 1949-2010s are available. Copernicus derived lavaka volume estimates were systematically too low, indicating that the Copernicus DEM is not suitable to estimate erosion volumes for geomorphic features at the lavaka scale (100 – 105 m²). The relatively coarser resolution of the DEM prevents to accurately capture complex topography and smaller geomorphic features. Lavaka volumes obtained from the TanDEM-X DEM were similar to UAV-SfM volumes for the largest features, while smaller features were generally underestimated. To deal with this bias we introduce a breakpoint analysis to eliminate volume reconstructions that suffered from processing errors as evidenced by significant fractions of negative volumes. This elimination allowed the establishment of an area-volume relationship for the TanDEM-X data with fitted coefficients within the 95% confidence interval of the UAV-SfM relationship. Combined with surface area changes over the period 1949-2010s, our calibrated area-volume relationship enabled us to obtain lavaka mobilization rates ranging between 18 ± 3 and 311 ± 82 t ha-1 yr-1 for the six study areas, with an average of 108 ± 26 t ha-1 yr-1. This does not only show that the Malagasy highlands are currently rapidly eroding by lavaka, but also that lavaka erosion is spatially variable, requiring the assessment of a large area in order to obtain a meaningful estimate of the average erosion rate.

With this study we demonstrate that medium-resolution global DEMs can be used to accurately estimate the volumes of gullies exceeding 800 m² in size, where the proposed breakpoint-method can be applied without requiring the availability of a higher resolution DEM. This might aid geomorphologists to quantify sediment mobilisation rates by highly variable processes such as gully erosion or landsliding at the regional scale, as illustrated by our first assessment of regional lavaka mobilization rates in the central highlands of Madagascar.

How to cite: Brosens, L., Campforts, B., Govers, G., Aldana-Jague, E., Razanamahandry, V. F., Razafimbelo, T., Rafolisy, T., and Jacobs, L.: Comparative analysis of the Copernicus (30 m), TanDEM-X (12 m) and UAV-SfM (0.2 m) DEM to estimate gully volumes and mobilization rates in central Madagascar, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5587, https://doi.org/10.5194/egusphere-egu22-5587, 2022.

The concept of terrain visibility is vast and hard to summarise in a single definition. It can be generically said that it is a property that measures how observable a territory is from a single or multiple points of view. 

The estimation or calculation of visibility indices has been used in multiple fields, including architecture, archaeology, communications, tourism, land planning, and military applications. Recently (Meinhardt et al., 2015, Bornaetxea et al., 2018, Knevels et al., 2020, ) the concept of viewshed, i.e. the geographical area that is visible from one or more points of view, has been called into play for applications involving geomorphology.  In particular, it has been used to identify the portions of territory in which existing landslide inventories, carried out through field surveys, can be considered valuable for the calculation of landslide susceptibility. The aim is to delineate the Effective Surveyed Area, i.e. the area that has actually been observed by the operators in the field. 

However, this purely geometric approach cannot guarantee that objects are actually visible just because they are in a direct line-of-sight relationship with the observer. Due to their size and/or orientation in space, they may be (i) poorly or not at all detectable and/or (ii) observable from only a few viewpoints.    

For this reason we have developed r.survey (Bornaetxea & Marchesini, 2021), a plugin (Python script) for GRASS GIS, which allows to simulate (i) from how many observation points each point of the territory is visible, (ii) from which point of observation each point of the territory is most effectively visible, (iii) whether an object of a specific size can be detected. Concerning, in particular, the last element, r.survey calculates the solid angle subtended by a circle of equivalent dimensions to those of the object to be surveyed and assumed to be lying on the territory, oriented according to the slope and aspect derived from a digital terrain model. The solid angle provides a continuous measure of the visibility of the object sought, which can be compared with typical values of a human visual acuity. What happens then is that the concept of 'Effective Surveyed Area' can be reworked into the more accurate 'Size-specific Effective Surveyed Area' (SsESA). The new concept makes it possible to identify those portions of territory in which, during fieldwork, it is possible to observe objects of equal or greater size than those of interest, also considering their orientation in space with respect to the observer. 

The code of r.survey, which is based on the libraries and modules of GRASS GIS and was written to exploit multi-core processing, is open source and available for downloading (https://doi.org/10.5281/zenodo.3993140) together with a manual and some example data.

How to cite: Marchesini, I. and Bornaetxea, T.: r.survey: a tool to assess whether elements of specific sizes can be visually detected during field surveys, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5715, https://doi.org/10.5194/egusphere-egu22-5715, 2022.

EGU22-8456 | Presentations | GM2.3

Sediment connectivity assessment through a geomorphometric approach: a review of recent applications 

Marco Cavalli, Stefano Crema, Sara Cucchiaro, Giorgia Macchi, Sebastiano Trevisani, and Lorenzo Marchi

Sediment connectivity, defined as the degree to which a system facilitates the transfer of sediment through itself by means of coupling relationships between its components, has recently emerged as a paramount property of geomorphic systems. The growing interest of the earth sciences community in connectivity led this property to become a key concept concerning sediment transfer processes analysis and one of the building blocks of modern geomorphology. The increasing availability of high-resolution Digital Elevation Models (DEMs) from different sources as LiDAR and Structure from Motion (SfM) paved the way to quantitative and semi-quantitative approaches for assessing sediment connectivity. A geomorphometric index of sediment connectivity, based on DEM derivatives as drainage area, slope, flow length and surface roughness, has been developed along with related freeware software tool (SedInConnect). The index aims at depicting spatial connectivity patterns at the catchment scale to support the assessment of the contribution of a given part of the catchment as sediment source and define sediment transfer paths. The increasing interest in the quantitative characterization of the linkages between landscape units and the straightforward applicability of this index resulted in numerous applications in different contexts. This work presents and discusses the main applications of the sediment connectivity index along with a recent application in the frame of the Interreg ITAT3032 SedInOut Project (2019-2022). Being a topography-based index, it is focused on structural aspects of connectivity, and quality and resolution of DEMs may have a significant impact on the results. Future development should consider process-based connectivity and incorporate temporal variability directly into the index. Moreover, this work demonstrates that, when carefully applied considering the intrinsic limitations of the topographic-based approach, the index can rapidly provide a spatial characterization of sediment dynamics, thus improving the understanding of geomorphic system behavior and, consequently, hazard and risk assessment.

How to cite: Cavalli, M., Crema, S., Cucchiaro, S., Macchi, G., Trevisani, S., and Marchi, L.: Sediment connectivity assessment through a geomorphometric approach: a review of recent applications, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8456, https://doi.org/10.5194/egusphere-egu22-8456, 2022.

EGU22-8994 | Presentations | GM2.3 | Highlight

FABDEM - A 30m global map of elevation with forests and buildings removed 

Peter Uhe, Laurence Hawker, Luntadila Paulo, Jeison Sosa, Christopher Sampson, and Jeffrey Neal

Digital Elevation Models (DEMs) depict the elevation of the Earth’s surface and are fundamental to many applications, particularly in the geosciences. To date, global DEMs contain building and forest artifacts that limit its functionality for applications that require precise measurement of terrain elevation, such as flood inundation modeling. Using machine learning techniques, we remove both building and tree height bias from the recently published Copernicus GLO-30 DEM to create a new dataset called FABDEM (Forest And Buildings removed Copernicus DEM). This new dataset is available at 1 arc second grid spacing (~30m) between 60°S-80°N, and is the first global DEM to remove both buildings and trees.

Our correction algorithm is trained on a comprehensive and unique set of reference elevation data from 12 countries that covers a wide range of climate zones and urban types. This results in a wider applicability compared to previous DEM correction studies trained on data from a single country. As a result, we reduce mean absolute vertical error from 5.15m to 2.88m in forested areas, and from 1.61m to 1.12m in built-up areas, compared to Copernicus GLO-30 DEM. Further statistical and visual comparisons to other global DEMs suggests FABDEM is the most accurate global DEM with median errors ranging from -0.11m to 0.45m for the different landcover types assessed. The biggest improvements were found in areas of dense canopy coverage (>50%), with FABDEM having a median error of 0.45m compared to 2.95m in MERIT DEM and 12.95m for Copernicus GLO-30 DEM.

FABDEM has notable improvements over existing global DEMs, resulting from the use of Copernicus GLO-30 and a powerful machine learning correction of building and tree bias. As such, there will be beneifts in using FABDEM for purposes where depiction of the bare-earth terrain is required, such as in applications in geomorphology, glaciology and hydrology.

How to cite: Uhe, P., Hawker, L., Paulo, L., Sosa, J., Sampson, C., and Neal, J.: FABDEM - A 30m global map of elevation with forests and buildings removed, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8994, https://doi.org/10.5194/egusphere-egu22-8994, 2022.

Stream morphology is an important indicator for revealing the geomorphological features and evolution of the Yangtze River. Existing studies on the morphology of the Yangtze River focus on planar features. However, the vertical features are also important. Vertical features mainly control the flow ability and erosion intensity. Furthermore, traditional studies often focus on a few stream profiles in the Yangtze River. However, stream profiles are linked together by runoff nodes, thus affecting the geomorphological evolution of the Yangtze River naturally. In this study, a clustering method of stream profiles in the Yangtze River is proposed by plotting all profiles together. Then, a stream evolution index is used to investigate the geomorphological features of the stream profile clusters to reveal the evolution of the Yangtze River. Based on the stream profile clusters, the erosion base of the Yangtze River generally changes from steep to gentle from the upper reaches to the lower reaches, and the evolution degree of the stream changes from low to high. The asymmetric distribution of knickpoints in the Han River Basin supports the view that the boundary of the eastward growth of the Tibetan Plateau has reached the vicinity of the Daba Mountain.

How to cite: Zhao, F. and Xiong, L.: Clustering stream profiles to understand the geomorphological features and evolution of the Yangtze River by using DEMS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13121, https://doi.org/10.5194/egusphere-egu22-13121, 2022.

Land surface curvature (LSC) is a basic attribute of topography and influences local effects of gravitational energy and surface material transport. However, the calculation of LSCs based on triangulated irregular networks (TINs) has not been fully studied, which restricts further geoscience studies based on TIN digital elevation models (DEMs). The triangular facets and vertices of a TIN are both expressions of the land surface; therefore, based on their adjacency relationship, the LSCs can be calculated. In this study, we propose a mathematical vector framework to enhance LSC system theory. In this framework, LSC can be calculated based on both triangular facets and vertices, and the selection of weighting methods in the framework is flexible. We use the concept of the curvature tensor to interpret and calculate the commonly used LSC, which provides a new perspective in geoscience research. We also investigate the capacity of the TIN-based method to perform LSCs calculations and compare it with grid-based methods. Based on a mathematically simulated surface, we reach the following conclusions. First, the TIN-based method has similar effects on the scale to the grid-based methods of EVANS and ZEVENBERGEN. Second, the TIN-based method is less error sensitive than the grid-based methods by the EVANS and ZEVENBERGEN polynomials for the high error DEMs. Third, the shape of the TIN triangles exerts a great influence on the LSCs calculation, which means that the accuracy of LSCs calculation can be further improved with the optimized TIN but will be discontinuous. Based on three real landforms with different data sources, we discuss the possible applications of the TIN-based method, e.g., the classification of land surface concavity–convexity and hillslope units. We find that the TIN-based method can produce visually better classification results than the grid-based method. This qualitative comparison reflects the potential of using TINs in multiscale geoscience research and the capacity of the proposed TIN-based LSC calculation methods. Our proposed mathematical vector framework for LSCs calculations from TINs is a preliminary approach to mitigate the multiple-scale problem in geoscience. In addition, this research integrates mathematical vector and geographic theories and provides an important reference for geoscience research.

 

How to cite: Hu, G., Xiong, L., and Tang, G.: Mathematical vector framework for gravity-specific land surface curvatures calculation from triangulated irregular networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13122, https://doi.org/10.5194/egusphere-egu22-13122, 2022.

EGU22-13124 | Presentations | GM2.3

Integrating topographic knowledge into deep learning for the void-filling of digital elevation models 

Sijin Li, Liyang Xiong, and Guoan Tang

Digital elevation models (DEMs) contain some of the most important data for providing terrain information and supporting environmental analyses. However, the applications of DEMs are significantly limited by data voids, which are commonly found in regions with rugged terrain. We propose a novel deep learning-based strategy called a topographic knowledge-constrained conditional generative adversarial network (TKCGAN) to fill data voids in DEMs. Shuttle Radar Topography Mission (SRTM) data with spatial resolutions of 3 and 1 arc-seconds are used in experiments to demonstrate the applicability of the TKCGAN. Qualitative topographic knowledge of valleys and ridges is transformed into new loss functions that can be applied in deep learning-based algorithms and constrain the training process. The results show that the TKCGAN outperforms other common methods in filling voids and improves the elevation and surface slope accuracy of the reconstruction results. The performance of TKCGAN is stable in the test areas and reduces the error in the regions with medium and high surface slopes. Furthermore, the analysis of profiles indicates that the TKCGAN achieves better performance according to a visual inspection and quantitative comparison. In addition, the proposed strategy can be applied to DEMs with different resolutions. This work is an endeavour to transform perceptive topographic knowledge into computer-processable rules and benefits future research related to terrain reconstruction and modelling.

How to cite: Li, S., Xiong, L., and Tang, G.: Integrating topographic knowledge into deep learning for the void-filling of digital elevation models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13124, https://doi.org/10.5194/egusphere-egu22-13124, 2022.

EGU22-13129 | Presentations | GM2.3

Research on texture features for typical sand dunes using multi-source data 

Junfei Ma, Fayuan Li, Lulu Liu, Jianhua Cheng, and Guoan Tang

Deserts have obvious textural features. In detail, different types of sand dunes have significant differences in their morphological texture features. Existing studies on desert texture have mainly focused on extracting dune ridges or sand ripples using remote sensing images. However, comprehensive understanding of desert texture at multiple scales and quantitative representation of texture features are lacking. Our study area is in the Badain Jaran Desert. Four typical sand dunes in this desert are selected, namely, starlike chain megadune, barchans chain, compound chain dune, and schuppen chain megadune. Based on Sentinel-2 and ASTER 30m DEM data, the macroscopic and microscopic texture features of the desert are extracted using positive and negative topography, edge detection and local binary pattern (LBP) methods, respectively. Eight texture indexes based on gray level co-occurrence matrix(GLCM) are calculated for the original data and the abstract texture data respectivelyThen these texture parameters are clustered based on the result of Spearman correlation. Finally, the coefficient of variation is used to determine representative indicators for each cluster in order to construct a geomorphological texture information spectrum library of typical dune types. The results show that the macroscopic and microscopic texture features of the same type of sand dunes have high similarity. And geomorphological texture information spectrum can well distinguish different types of sand dunes by curve features.

How to cite: Ma, J., Li, F., Liu, L., Cheng, J., and Tang, G.: Research on texture features for typical sand dunes using multi-source data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13129, https://doi.org/10.5194/egusphere-egu22-13129, 2022.

EGU22-13130 | Presentations | GM2.3

Regional differences in gully network connectivity based on graph theory: a case study on the Loess Plateau, China 

Jianhua Cheng, Lanhua Luo, Fayuan Li, and Lulu Liu

Gullies are some of the areas with the most frequent material exchanges in loess landforms. By studying the influence of the spatial structure of gully networks on material transport and describing the difficulty of material transport from sources to sinks, it is of great significance to understand the development and evolution of loess landforms. This study is based on graph theory and digital terrain analysis and describes the relationship between gully networks and terrain feature elements via a gully network graph model. The adjacency matrix of the gully network graph model is constructed to quantify the connectivity. Taking six typical small watershed sample areas of the Loess Plateau as the research objects, the changes in the gully network connectivity characteristics in different loess geomorphic areas are analyzed from the aspects of overall network connectivity and node connectivity. The results show that (1) From Shenmu to Chunhua (the sample areas from north to south), the average values of the gully network edge weights first decrease and then increase. The maximum value is 0.253 in the Shenmu sample area, and the minimum value is 0.093 in the Yanchuan sample area. These values show that as the gully development increases, the greater the capacity of the gully network to transport materials is, and the less resistance the material receives during the transfer process. (2) The average node strength reaches the minimum in the Yanchuan sample area, and from Yanchuan to the north and south sides, it gradually increases. It can be concluded that the overall connectivity of the gully network shows a gradually weakening trend from the Yanchuan sample area to the north and south sides. (3) The potential flow (Fi) and network structural connectivity index (NSC) show similar characteristic changes; from north to south, the connectivity of nodes from the Shenmu to Yanchuan sample areas gradually increases, and from the Yanchuan to Chunhua sample areas, it gradually weakens. The accessibility from source to sink (Shi) shows the opposite trend. At the same time, the connectivity index values of the gully network nodes in the six typical areas all show clustered spatial distribution characteristics. (4) By comparing the results of the connectivity indicators calculated by the Euclidian distance used in the previous study and the sediment transport capacity index used in this study and by comparing the variation in the gully network quantitative indicators and the gully network connectivity indicators, this comparison result indicates the rationality of connectivity indicators in this paper. The connectivity of the gully network contains abundant and important information on the development and evolution of loess gullies. Research on the connectivity of the gully network will help deepen the understanding of the evolution process and mechanism of loess gullies.

How to cite: Cheng, J., Luo, L., Li, F., and Liu, L.: Regional differences in gully network connectivity based on graph theory: a case study on the Loess Plateau, China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13130, https://doi.org/10.5194/egusphere-egu22-13130, 2022.

EGU22-13131 | Presentations | GM2.3

Morphological characteristics and evolution model of loess gully cross section 

Lulu Liu, Fayuan Li, Xue Yang, and Jianhua Cheng

Gully morphology is an important part of loess geomorphology research. Along with gully development, the variation of its cross section is the most important aspect, and it can intuitively reflect the characteristics of the lateral widening of the gully slope. Therefore, in-depth research of the variation of the cross-sectional morphology of the gully is important to understanding the development process of the loess gully. Based on the data of nine periods of an indoor simulated loess small watershed, this paper deeply studies the evolution model of a complete branch ditch in the watershed from many aspects by using the theory and method of digital terrain analysis. Firstly, we analyse the morphological characteristics of the gully cross section in the simulated small watershed. The test shows that with the development of the gully, the average slope of the slope decreases continuously, and the slope morphology is mostly a concave slope along the slope direction. The degree of downward concave first increases and then gradually tends to be gentle. The gully erosion mode is gradually transformed from downward cutting erosion to lateral erosion. The more mature the gully development, the lower the depth of gully bottom cutting is compared with the width of gully widening. Furthermore, the surface cutting depth tends to be stable and the slope is stable. Then, the transformation law of the slope morphology of the gully cross section with the development of the gully is studied, and the prediction model of the transformation of the slope morphology of the gully cross section is established by using the Markov chain. The Markov model can better reflect the dynamic change of the slope morphology of the gully cross section, which is of considerable importance to revealing the external performance and internal mechanism of the gully morphology.

How to cite: Liu, L., Li, F., Yang, X., and Cheng, J.: Morphological characteristics and evolution model of loess gully cross section, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13131, https://doi.org/10.5194/egusphere-egu22-13131, 2022.

In an area experienced a strong earthquake, the formation of clusters of seismic cracks is considered related to susceptibility to post-seismic slides. However, the relationship between crack distribution and the occurrence of post-seismic slides has rarely been evaluated. This study developed an index representing the spatial density of seismic cracks (dense crack index: DCI) for the area where post-seismic slides were identified after the 2016 Kumamoto earthquake (Mw 7.0). The susceptibility of post-seismic slides was then assessed using models that incorporated the weight of evidence (WoE) and random forest (RF) methods, with the DCI as a conditioning factor. Both the models confirmed the importance of the DCI, although the improvement in model performance as indicated by area under the curve values was marginal or negligible by including the index. This was largely because the combination of features that indicated where open cracks were likely to occur, or ridgelines where seismic waves were prone to be amplified, could compensate for the absence of the index. The contribution of the DCI could be improved if more accurate LiDAR data were used in the analysis.

How to cite: Kasai, M. and Yamaguchi, S.: Assessment of post-seismic landslide susceptibility using an index representative of seismic cracks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13239, https://doi.org/10.5194/egusphere-egu22-13239, 2022.

EGU22-13325 | Presentations | GM2.3

Evaluating Geomorphometric Variables to Identify Groundwater Potential Zones in Sahel-Doukkala, Morocco 

Adnane Habib, Abdelaziz El Arabi, and Kamal Labbassi

Topography and geology are considered the primary factors influencing groundwater flow and accumulation. To evaluate their potential in identifying groundwater potential, an integrated approach was provided and used in this work to delineate groundwater potential zones in Sahel-Doukkala, Morocco, by combining geomorphometric variables and a Multi-Criteria Evaluation (MCE) technique. Aside from lithology, all variables used in this approach were derived from a 10 m Digital Elevation Model (DEM) generated from ALOS-PRISM stereo-images using photogrammetric techniques. The chosen variables were considered to be very closely associated with groundwater circulation and accumulation, namely lithology, topographic wetness index (TWI), convergence index (CI), lineament density, lineament intersection density, and drainage network. These variables were given weights based on their respective importance in the occurrence of groundwater, by using a cumulative effect matrix. This process has shown that lineament density had the most effects on other variables, with the biggest weight (24%), followed by lineament intersection density (20%). TWI and CI succeeded 16% while lithology and drainage network density had the least weight (12%). Later, in a GIS system, an MCE based weight sum method was used for generating the groundwater potential zones map.

The obtained map was classified into three zones, viz. “poor”, “moderate” and “high”. These zones delineate areas where the subsurface has varying degrees of potential to store water and also indicate the availability of groundwater. It was found that the zone with “high” potential covered an area of approximately 714 km2 (44 % of the study area), and it identified areas that are suitable for groundwater storage. These zones showed a high association with low drainage density, low TWI values, and a high density of lineaments and lineament intersections. The groundwater potential zones map produced by the proposed approach was verified using the location and groundwater level depth of 325 existing wells that were categorized as successful, and the result was found satisfactory, with 91% of the successful exiting wells were located at zones that fall in the “moderate” and “high” areas. In addition, the validity of the proposed approach was tested according to the groundwater level depth, which indicates the actual groundwater potential. It was found that places with "high" potential have an average groundwater level depth of approximately 27 m, whereas areas with “moderate” and “poor” potential showed an average of 31 m and 37 m, respectively. The validation results show a good agreement between existing groundwater wells and the obtained groundwater potential zones map and were considered to be reasonable. Therefore, the produced map can be of great help to hydrogeologists to detect, with time and cost-effectively, new zones that may carry a high groundwater potential.

Because DEM data is one of the most widely and easily accessible data, the proposed method is well suited for areas where data is scarce. As result, it can be widely used to develop conceptual models based on geomorphometric variables as primary inputs for similar arid and semi-arid regions suffering from data scarcity.

How to cite: Habib, A., El Arabi, A., and Labbassi, K.: Evaluating Geomorphometric Variables to Identify Groundwater Potential Zones in Sahel-Doukkala, Morocco, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13325, https://doi.org/10.5194/egusphere-egu22-13325, 2022.

EGU22-13343 | Presentations | GM2.3

A scale-independent model for the analysis of geomorphodiversity index 

Laura Melelli, Martina Burnelli, and Massimiliano Alvioli

The World Urbanization Prospects (ONU) estimates that within 2050 about 70% of the world's population will live in urban areas. The use of GIS and spatial analysis are essential tools for proper land use planning, which takes into account the geomorphological characteristics of the territory, as the starting point for the safeguard of urban ecosystems.

Several geological and environmental approaches have been proposed, albeit they usually lack a new objective, quantitative and scale independent model. At variance with common approaches, recently a new geomorphodiversity index was proposed which aims at an objective classification of joint geological, hydrological, biotic and ... features, in Italy.

In this work, we show results of a study performed in urban areas in Italy, where we apply systematic spatial analysis for the identification of the geomorphodiversity index. The approach proposed a quantitative assessment of topographic features (i.e., slope and landforms classification) is a spatial analysis in GRASS GIS through the use of geomorphon method and additional morphometric quantities. We aim at the definition of a new scale-independent approach, analyzing all of the morphometric quantities calculated at different scales (i.e., within moving windows of different sizes). We shown that scale- and model-independent selection of such features is possible for most of the considered quantities.

We argue that our work is relevant for the objective selection of quantities to define a geomorphodiversity index, and its calculation in  areas of arbitrary size and geomorphological properties, provided the same input data is available.

How to cite: Melelli, L., Burnelli, M., and Alvioli, M.: A scale-independent model for the analysis of geomorphodiversity index, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13343, https://doi.org/10.5194/egusphere-egu22-13343, 2022.

EGU22-279 | Presentations | GM2.7

Assessment of sensor pre-calibration to mitigate systematic errors in SfM photogrammetric surveys 

Johannes Antenor Senn, Jon Mills, Claire L. Walsh, Stephen Addy, and Maria-Valasia Peppa

Remotely piloted airborne system (RPAS) based structure-from-motion (SfM) photogrammetry is a recognised tool in geomorphological applications. However, time constraints, methodological requirements and ignorance can easily compromise photogrammetric rigour in geomorphological fieldwork. Light RPAS mounted sensors often provide inherent low geometric stability and are thus typically calibrated on-the-job in a self-calibrating bundle adjustment. Solving interior (lens geometry) and exterior (position and orientation) camera parameters requires variation of sensor-object distance, view angles and surface geometry.

Deficient camera calibration can cause systematic errors resulting in final digital elevation model (DEM) deformation. The application of multi-sensor systems, common in geomorphological research, poses additional challenges. For example, the low contrast in thermal imagery of vegetated surfaces constrains image matching algorithms.

We present a pre-calibration workflow to separate sensor calibration and data acquisition that is optimized for geomorphological field studies. The approach is time-efficient (rapid simultaneous image acquisition), repeatable (permanent object), at survey scale to maintain focal distance, and on-site to avoid shocks during transport.

The presented workflow uses a stone building as a suitable 3D calibration structure (alternatively boulder or bridge) providing structural detail in visible (DJI Phantom 4 Pro) and thermal imagery (Workswell WIRIS Pro). The dataset consists of feature coordinates extracted from terrestrial laser scanner (TLS) scans (3D reference data) and imagery (2D calibration data). We process the data in the specialized software, vision measurement system (VMS) as benchmark and the widely applied commercial SfM photogrammetric software, Agisoft MetaShape (AM) as convenient alternative. Subsequently, we transfer the camera parameters to the application in an SfM photogrammetric dataset of a river environment to assess the performance of self- and pre-calibration using different image network configurations. The resulting DEMs are validated against GNSS reference points and by DEMs of difference. 

We achieved calibration accuracies below one-third (optical) and one-quarter (thermal) of a pixel. In line with the literature, our results show that self-calibration yields the smallest errors and DEM deformations using multi-scale and oblique datasets. Pre-calibration in contrast, yielded the lowest overall errors and performed best in the single-scale nadir scenario. VMS consistently performed better than AM, possibly because AM's software “black-box” is less customisable and does not allow purely marker-based calibration. Furthermore, we present findings regarding sensor stability based on a repeat survey.

We find that pre-calibration can improve photogrammetric accuracies in surveys restricted to unfavourable designs e.g. nadir-only (water refraction, sensor mount). It can facilitate the application of thermal sensors on surfaces less suited to self-calibration. Most importantly, multi-scale survey designs could potentially become redundant, thus shortening flight time or increasing possible areal coverage.

How to cite: Senn, J. A., Mills, J., Walsh, C. L., Addy, S., and Peppa, M.-V.: Assessment of sensor pre-calibration to mitigate systematic errors in SfM photogrammetric surveys, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-279, https://doi.org/10.5194/egusphere-egu22-279, 2022.

EGU22-344 | Presentations | GM2.7

A sensitivity analysis of Rillstats for soil erosion estimates from UAV derived digital surface models. 

Josie Lynch, Derek McDougall, and Ian Maddock
Fertile topsoil is being eroded ten times faster than it is created which can result in lowered crop yields, increased river pollution, and heightened flood risk (WWF 2018). Traditional methods of soil erosion monitoring are labour-intensive and provide low resolution, sparse point data not representative of overall erosion rates (Báčová et al., 2019). However, technological advances using Uncrewed Aerial Vehicles (UAVs) obtain high-resolution, near-contactless data capture with complete surface coverage (Hugenholtz et al., 2015).  
 

Typically, analysing UAV-Structure-from-Motion (SfM) derived soil erosion data requires a survey prior to the erosion event with repeat monitoring for change over time to be quantified. However, in recent years the ability of soil erosion estimations without the pre-erosion data has emerged. Rillstats, which is specifically designed to quantify volume loss in rills/gullies, has been developed by Báčová et al., (2019) using the algorithm and Python implementation in ArcGIS to perform automatic calculations of rills. Although this technique has been developed, it is not yet tested. 

This research evaluates the sensitivity of Rillstats to estimate soil erosion volumes from Digital Surface Models (DSM) obtained using a DJI Phantom 4 RTK UAV. The aims of the research were to test i) the influence of UAV-SfM surveys with varying flight settings and environmental conditions and ii) the effect of the size and shape of the boundary polygon. Results will be presented that analyse the sensitivity of estimations of soil erosion to changes in DSM resolution, image angle, lighting conditions, soil colour and texture to develop recommendations for a best practice to optimize results. 

How to cite: Lynch, J., McDougall, D., and Maddock, I.: A sensitivity analysis of Rillstats for soil erosion estimates from UAV derived digital surface models., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-344, https://doi.org/10.5194/egusphere-egu22-344, 2022.

EGU22-2513 | Presentations | GM2.7

Evaluation of UAV-borne photogrammetry and UAV-borne laser scanning for 3D topographic change analysis of an active rock glacier 

Vivien Zahs, Lukas Winiwarter, Katharina Anders, Magnus Bremer, Martin Rutzinger, Markéta Potůčková, and Bernhard Höfle

Recent advances in repeated data acquisition by UAV-borne photogrammetry and laser scanning for geoscientific monitoring extend the possibilities for analysing surface dynamics in 3D at high spatial (centimeter point spacing) and temporal (up to daily) resolution. These techniques overcome common challenges of ground-based sensing (occlusion, heterogeneous measurement distribution, limited spatial coverage) and provide a valuable additional data source for topographic change analysis between successive epochs.

We investigate point clouds derived from UAV-borne photogrammetry and laser scanning as input for change analysis. We apply and compare two state-of-the-art methods for pairwise 3D topographic change quantification. Our study site is the active rock glacier Äußeres Hochebenkar in the Eastern Austrian Alps (46° 50’ N, 11° 01’ E). Whereas point clouds derived from terrestrial laser scanning (TLS) have become a common data source for this application, point clouds derived from UAV-borne sensing techniques have emerged only in recent years and their potential for methods of 3D and 4D (3D + time) change analysis is yet to be exploited.

We perform change analysis using (1) the Multi Scale Model to Model Cloud Comparison (M3C2) algorithm [1] and (2) the correspondence-driven plane-based M3C2 [2]. Both methods have shown to provide valuable surface change information on rock glaciers when applied to successive terrestrial laser scanning point clouds of different time spans (ranging from 2 weeks to several years). The considerable value of both methods also lies in their ability to quantify the uncertainty additionally to the associated change. This allows to distinguish between significant change (quantified magnitude of change > uncertainty) and non-significant or no change (magnitude of change ≤ uncertainty) and hence enables confident analysis and geographic interpretation of change.

We will extend the application of the two methods by using point clouds derived using (1) photogrammetric techniques on UAV-based images and (2) UAV-borne laser scanning. We investigate the influence of variations in measurement distribution and density, completeness of spatial coverage and ranging uncertainty by comparing UAV-based point clouds to TLS data of the same epoch. Using TLS-TLS-based change analysis as reference, we examine the performance of the two methods with respect to their capability of quantifying surface change based on point clouds originating from different sensing techniques.

Results of this assessment can support the theoretical and practical design of future measurement set-ups. Comparing results of both methods further aids the selection of a suitable method (or combination) for change analysis in order to meet requirements e.g., regarding uncertainty of measured change or spatial coverage of the analysis. To ease usability of a broad suite of state-of-the-art methods of 3D/4D change analysis, we are implementing an open source Python library for geographic change analysis in 4D point cloud data (py4dgeo, www.uni-heidelberg.de/3dgeo-opensource). Finally, our presented study provides insights how methods for 3D and 4D change analysis should be adapted or developed in order to exploit the full potential of available close-range sensing techniques.

[1] https://doi.org/ 10.1016/j.isprsjprs.2013.04.009

[2] https://doi.org/10.1016/j.isprsjprs.2021.11.018

How to cite: Zahs, V., Winiwarter, L., Anders, K., Bremer, M., Rutzinger, M., Potůčková, M., and Höfle, B.: Evaluation of UAV-borne photogrammetry and UAV-borne laser scanning for 3D topographic change analysis of an active rock glacier, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2513, https://doi.org/10.5194/egusphere-egu22-2513, 2022.

The main type of research material is multi-season aerial photography of the oil mining karst river basin was carried out by unmanned aerial vehicle.

Visual photo delineation revealed the consequences of mechanical transformations, some hydrocarbon inputs (bitumization) and salts (technogenic salinization) were also identified. The last processes were verified using materials from direct geochemical surveys (chemical analyses of soils, surface waters and sets of ordinary photo of sample plots).

It has been established that mechanical transformations, as a rule, is detected by the color and shape of objects. Less often, it is necessary to additionally analyze indirect photo delineation signs: shape of the shadow, configuration of the borders, traces of heavy vehicle tracks. Photo delineation signs of technogenic salinization are turbidity of water and the acquisition of a bluish-whitish color; the change of the color of the water body to green-yellow; white ground salt spots. The bituminization process is sufficiently reliably identified only in the presence of open oil spills on the surface of soil or water. Despite the difficulty of photo delineation, the use of orthophotos allows to identify 13 new sites (26 in total in the studied area) of the processes of bitumization and technogenic salinization, which had not been noted during previous large-scale field survey.

The use of orthophotos to detect the processes of bitumization and technogenic salinization is effective, especially in combination with direct field studies. Conditions for using aerial photography to identify the consequences of oil mining technogenesis: pixel resolution should be equals or more precise than 20 cm / pixel (more desirable – equals or more precise than 10 cm / pixel), snowless shooting season, lack or low level of cloud cover, relatively low forest cover percent. The spatial distribution of the identified areas of all types of technogenesis indicates a close relationship with the location of oil mining facilities.

A promising direction for the development of the research is associated with the use of multispectral imaging, the improvement of attend field surveys, as well as the expansion of the experience of aerial photography of oil fields located in other natural conditions.

The reported study was funded by Russian Foundation for Basic Research (RFBR) and Perm Territory, project number 20-45-596018.

How to cite: Sannikov, P., Khotyanovskaya, Y., and Buzmakov, S.: Applicability of aerial photography for identifying of oil mining technogenesis: mechanical transformations, bitumization, technogenic salinization, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2643, https://doi.org/10.5194/egusphere-egu22-2643, 2022.

EGU22-3163 | Presentations | GM2.7

Comparison of 3D surfaces from historical aerial images and UAV acquisitions to understand glacier dynamics: The Aneto glacier changes in 40 years 

Ixeia Vidaller, Jesús Revuelto, Eñaut Izagirre, Jorge García, Francisco Rojas-Heredia, and Juan Ignacio López-Moreno

Pyrenean glaciers have shown a marked area and thickness decrease in the last century, especially in the last decades, and currently are highly threatened by climate change. Out of the 39 glaciers existing in the Pyrenees in 1984, 23 very small glaciers remain in this mountain range, from which only four have more than 10 ha. Probably, the most emblematic glacier of these four is Aneto glacier as it is located in the North-East face of the highest summit in the Pyrenees, the Aneto peak (3404 m a.s.l.). This work presents the Aneto glacier surface reconstruction from aerial images obtained in 1981, and its comparison with the glacier surface obtained in 2021 with Unmanned Aerial Vehicles (UAV) images.

The 1981 and 2021 images have been processed with Structure from Motion (SfM) algorithms to reconstruct the Digital Surface Model (DSM) of the glacier and nearby terrain. Taking advantage of the accurate geolocation of the UAV images in 2021 (GPS with RTK/PPK surveying), the DSM obtained has a precise representation of the glacier surface. Oppositely the aerial images of 1981 lack precise geolocation and thus require a post-processing analysis. The aerial images of the '80s have been firstly geolocated with Ground Control Points (GCPs) of known coordinates within the study area (summits, crests, and rock blocks with unaltered position). After this initial geolocation, the DSM of 1981 was generated with SfM algorithms. Nevertheless, this DSM still lacks a geolocation accuracy. To allow a comparison between the 1981 and the 2021 DSMs, the glacier surface in 1981 was registered to the 2021 surface with an Iterative Close Point (ICP) routine in the surrounding area of the glacier. The technique described in this work may be applicable to other historical aerial images, which may allow studying glacier evolutions all over the world for dates without field observations.

The surface comparison generated with images that have a temporal difference of 40 years has shown the dramatic area and thickness loss of this glacier, with areas decreasing more than 68 m, and an average thickness reduction of 31.5 m. In this period, the glacier has reduced its extent by about a 60%. There is a recent acceleration in the rate of shrinkage if we compare these data with the obtained for the period 2011-2021, in which area loss reaches 15% and thickness reduction almost reaches 10 m. During the 1981-2021 period the shrinkage rate is 0.78 m thickness/year and 1.5% area/year, meanwhile, during the 2011-2021 period the shrinkage rate is 0.99 m thickness/year and 2.7% area/year.

How to cite: Vidaller, I., Revuelto, J., Izagirre, E., García, J., Rojas-Heredia, F., and López-Moreno, J. I.: Comparison of 3D surfaces from historical aerial images and UAV acquisitions to understand glacier dynamics: The Aneto glacier changes in 40 years, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3163, https://doi.org/10.5194/egusphere-egu22-3163, 2022.

EGU22-3516 | Presentations | GM2.7

Uncertainty of grain sizes from close-range UAV imagery in gravel bars 

David Mair, Ariel Henrique Do Prado, Philippos Garefalakis, Alessandro Lechmann, and Fritz Schlunegger

Data on grain sizes of pebbles in gravel-bed rivers are a well-known proxy for sedimentation and transport conditions, and thus a key quantity for the understanding of a river system. Therefore, methods have been developed to quantify the size of gravels in rivers already decades ago. These methods involve time-intensive fieldwork and bear the risk of introducing sampling biases. More recently, low-cost UAV (unmanned aerial vehicle) platforms have been employed for the collection of referenced images along rivers with the aim to determine the size of grains. To this end, several methods to extract pebble size data from such UAV imagery have been proposed. Yet, despite the availability of information on the precision and accuracy of UAV surveys, a systematic analysis of the uncertainty that is introduced into the resulting grain size distribution is still missing.

Here we present the results of three close-range UAV surveys conducted along Swiss gravel-bed rivers with a consumer-grade UAV. We use these surveys to assess the dependency of grain size measurements and associated uncertainties from photogrammetric models, in turn generated from segmented UAV imagery. In particular, we assess the effect of (i) different image acquisition formats, (ii) specific survey designs, and (iii) the orthoimage format used for grain size estimates. To do so, we use uncertainty quantities from the photogrammetric model and the statistical uncertainty of the collected grain size data, calculated through a combined bootstrapping and Monte Carlo (MC) modelling approach.

First, our preliminary results suggest some influence of the image acquisition format on the photogrammetric model quality. However, different choices for UAV surveys, e.g., the inclusion of oblique camera angles, referencing strategy and survey geometry, and environmental factors, e.g., light conditions or the occurrence of vegetation and water, exert a much larger control on the model quality. Second, MC modelling of full grain size distributions with propagated UAV uncertainties shows that measured size uncertainty is at the first order controlled by counting statistics, the selected orthoimage format, and limitations of the grain size determination itself, i.e., the segmentation in images. Therefore, our results highlight that grain size data are consistent and mostly insensitive to photogrammetric model quality when the data is extracted from single, undistorted orthoimages. This is not the case for grain size data, which are extracted from orthophoto mosaics. Third, upon looking at the results in detail, they reveal that environmental factors and specific survey strategies, which contribute to the decrease of the photogrammetric model quality, also decrease the detection of grains during image segmentation. Thereby, survey conditions that result in a lower quality of the photogrammetric model also lead to a higher uncertainty in grain size data.

Generally, these results indicate that even relative imprecise and not accurate UAV imagery can yield acceptable grain size data for some applications, under the conditions of correct photogrammetric alignment and a suitable image format. Furthermore, the use of a MC modelling strategy can be employed to estimate the grain size uncertainty for any image-based method in which individual grains are measured.

How to cite: Mair, D., Do Prado, A. H., Garefalakis, P., Lechmann, A., and Schlunegger, F.: Uncertainty of grain sizes from close-range UAV imagery in gravel bars, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3516, https://doi.org/10.5194/egusphere-egu22-3516, 2022.

Near-continuous time series of 3D point clouds capture local landscape dynamics at a large range of spatial and temporal scales. These data can be acquired by permanent terrestrial laser scanning (TLS) or time lapse photogrammetry, and are being used to monitor surface changes in a variety of natural scenes, including snow cover dynamics, rockfalls, soil erosion, or sand transport on beaches.

Automatic methods are required to analyze such data with thousands of point cloud epochs (acquired, e.g., hourly over several months), each representing the scene with several million 3D points. Usually, no a-priori knowledge about the timing, duration, magnitude, and spatial extent of all spatially and temporally variable change occurrences is available. Further, changes are difficult to delineate individually if they occur with spatial overlap, as for example coinciding accumulation processes. To enable fully automatic extraction of individual surface changes, we have developed the concept of 4D objects-by-change (4D-OBCs). 4D-OBCs are defined by similar change histories within the area and timespan of single surface changes. This concept makes use of the full temporal information contained in 3D time series to automatically detect the timing and duration of changes. Via spatiotemporal segmentation, individual objects are spatially delineated by considering the entire timespan of a detected change regarding a metric of time series similarity (cf. Anders et al. 2021 [1]), instead of detecting changes between pairs of epochs as with established methods.

For hourly TLS point clouds, the extraction of 4D-OBCs improved the fully automatic detection and spatial delineation of accumulation and erosion forms in beach monitoring. For a use case of snow cover monitoring, our method allowed quantifying individual change volumes more accurately by considering the timespan of changes, which occur with variable durations in the hourly 3D time series, rather than only instantaneously from one epoch to the next. The result of our time series-based method is information-rich compared to results of bitemporal change analysis, as each 4D-OBC contains the full 4D (3D + time) data of the original 3D time series with determined spatial and temporal extent.

The objective of this contribution is to present how interpretable information can be derived from resulting 4D-OBCs. This will provide new layers that are supporting subsequent geoscientific analysis of observed surface dynamics. We apply Kalman filtering (following Winiwarter et al. 2021 [2]) to model the temporal evolution of individually extracted 4D-OBCs. This allows us to extract change rates and accelerations for each point in time, and to subsequently derive further features describing the temporal properties of individual changes. We present first results of this methodological combination and newly obtained information layers which can reveal spatial and temporal patterns of change activity. For example, deriving the timing of highest change rates may be used to examine links to external environmental drivers of observed processes. Our research therefore contributes to extending the information that can be extracted about surface dynamics in natural scenes from near-continuous time series of 3D point clouds.

References:

[1] https://doi.org/10.1016/j.isprsjprs.2021.01.015

[2] https://doi.org/10.5194/esurf-2021-103

How to cite: Anders, K., Winiwarter, L., and Höfle, B.: Automatic Extraction and Characterization of Natural Surface Changes from Near-Continuous 3D Time Series using 4D Objects-By-Change and Kalman Filtering, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4225, https://doi.org/10.5194/egusphere-egu22-4225, 2022.

EGU22-4522 | Presentations | GM2.7

Morphological evolution of volcanic crater through eruptions and instabilities: The case of Ol Doinyo Lengaï since the 2007-08 eruption 

Pierre-Yves Tournigand, Benoît Smets, Kate Laxton, Antoine Dille, Michael Dalton-Smith, Gian Schachenmann, Christelle Wauthier, and Matthieu Kervyn

Ol Doinyo Lengaï (OL) in north Tanzania is the only active volcano in the world emitting natrocarbonatite lavas. This stratovolcano (2962 m a.s.l) is mostly characterized by effusive lava emissions since 1983. However, on the 4th of September 2007, explosive events marked the beginning of a new eruptive style that lasted until April 2008. This new phase involved short-lived explosive eruptions that generated volcanic ash plumes as high as 15 km during its paroxysmal stage. This explosive activity resulted in the formation of a 300 m wide and 130 m deep crater in place of the growing lava platform that had filled the crater since 1983. Since then the effusive activity at OL resumed within the crater and has been partially filling it over the last 14 years. Due to the remote location of the volcano there is a lack of monitoring of its activity and, hence, its eruptive and morphological evolution over the last years is not well constrained (e.g., emission rates, number of vents, unstable areas). This absence of monitoring, preventing the detection of features, such as instabilities of the summit cone, could have hazard implications for the tourists regularly visiting the summit area.

In this study, we quantify the evolution of OL crater area over the last 14 years by reconstructing its topography at regular time interval. We collated several sources of optical images including Unoccupied Aircraft Systems (UAS) images, videos and ground-based pictures that have been collected over the period 2008-2021 by scientists and tourists. Those data have been sorted by year and quality in order to reconstruct the most accurate topographical models using Agisoft Metashape Pro, a software for Structure from Motion (SfM) photogrammetry, and CloudCompare a 3D point cloud processing software. This enables estimating the emitted volume of lava, the emission rate and the remaining crater volume available before crater overflow. It also allows identifying punctual events, such as hornito formation or destruction, and partial crater collapses. Our results indicate that the main lava emission area has repeatedly moved over the years within the crater floor and that OL’s effusion rate has been increasing over the last few years, with more than two times higher lava emission in the period 2019-2021 compared to 2017-2019. Assuming a similar lava effusion rate in the coming years, the crater could again be filled within the next decade leading to new lava overflows. There is thus a need for periodic assessment of the situation at OL. New cost- and time-effective photogrammetry techniques, including UAS and SfM processing, offer a solution to improve the monitoring of such remote volcanoes.

How to cite: Tournigand, P.-Y., Smets, B., Laxton, K., Dille, A., Dalton-Smith, M., Schachenmann, G., Wauthier, C., and Kervyn, M.: Morphological evolution of volcanic crater through eruptions and instabilities: The case of Ol Doinyo Lengaï since the 2007-08 eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4522, https://doi.org/10.5194/egusphere-egu22-4522, 2022.

EGU22-4763 | Presentations | GM2.7

Using high-resolution topography to solve “periglacial puzzles”: A semi-automated approach to monitor solifluction movement 

Marije Harkema, Jana Eichel, Wiebe Nijland, Steven de Jong, Daniel Draebing, and Teja Kattenborn

Solifluction is the slow downslope movement of soil mass due to freeze-thaw processes. It is widespread on hillslopes in Polar and Alpine regions and contributes substantially to sediment transport. As solifluction lobe movement is in the order of millimeters to centimeters per year, it is tricky to measure with a high spatial and temporal resolution and accuracy. We developed a semi-automated approach to monitor movement of three solifluction lobes with different degrees of vegetation cover along an elevational gradient between 2,170 and 2,567 m in Turtmann Valley, Swiss Alps. Subsequently, we compared movement rates and patterns with environmental factors.

  • For solifluction movement monitoring, we applied a combination of the Phantom 4 Pro Plus and Phantom 4 RTK (Real Time Kinematic) drones, image co-alignment and COSI-CORR (Co-registration of Optically Sensed Images and Correlation) to track movement on orthophotos between 2017 and 2021. This drone data acquisition and co-alignment procedure enable a simple, time-saving field setup without Ground Control Points (GCPs).
  • Our high co-registration accuracy enabled us to detect solifluction movement if it exceeds 5 mm with sparse vegetation cover. Dense vegetation cover limited feature tracking but detected movement rates and patterns still matched previous measurements using classical total station measurements at the lowest, mostly vegetated lobe.
  • In contrast to traditional solifluction monitoring approaches using point measurements, our monitoring approach provides spatially continuous movement estimates across the complete extend of the lobe. Lobe movement rates were highest at the highest elevations between 2,560 and 2,567 m (up to 14.0 cm/yr for single years) and lowest at intermediate elevations between 2,417 and 2,427 m (up to 2.9 cm/yr for single years). We found intermediate movement rates at lowest elevations between 2,170 and 2,185 m (up to 4.9 cm/yr for single years). In general, movement had the highest rates at the solifluction lobes center and the lowest rates at the front of solifluction lobes.
  • We linked observed movement patters to environmental factors possibly controlling solifluction movement, such as geomorphic properties, vegetation species and coverage, soil properties determined from electrical resistivity tomography (ERT), and soil temperature data. The least movement at the lobe front is characterized by coarse material and plant species stabilizing the risers or plant species growing here due to the stable risers. Most movement at the lobe center is characterized by fine material and no vegetation or plant species promoting movement. The soil temperature data further suggests that snow cover reduced freezing rates at solifluction lobes and potentially decreased solifluction movement at the lobe between 2,417 and 2,427 m.

This study is the first to demonstrate the use of drone-based images and a semi-automated method to reach high spatiotemporal resolutions to detect subtle movements of solifluction lobes at timescales of years at sub-centimeter resolution. This provides new insights into solifluction movement and into drivers of and factors controlling solifluction movement and lobe development. Therefore, our semi-automated approach may have a great potential to uncover the fundamental processes to understand solifluction movement.

How to cite: Harkema, M., Eichel, J., Nijland, W., de Jong, S., Draebing, D., and Kattenborn, T.: Using high-resolution topography to solve “periglacial puzzles”: A semi-automated approach to monitor solifluction movement, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4763, https://doi.org/10.5194/egusphere-egu22-4763, 2022.

EGU22-6894 | Presentations | GM2.7

Rapid formation of a bedrock canyon following gravel mining in the Marecchia River, Northern Apennines. 

Manel Llena, Tommaso Simonelli, and Francesco Brardinoni

River canyons are characteristic features of transient fluvial systems responding to perturbations in base level and/or sediment supply. Investigating the dynamics of canyon formation and development is challenging due to the typically long time scales and the possible experimental confounding involved. In this context, the lower portion of the Marecchia River, with a history of gravel mining on alluvial deposits resting on highly erodible (i.e., claystones and poorly consolidated sands) bedrock, offers the opportunity to set up a natural experiment and investigate the onset of canyon incision and its subsequent stages of development across five decades (1955-1993). To these ends, we evaluate decadal geomorphic changes of 10-km valley segment of the Marecchia River between Ponte Verucchio and Rimini (Northern Italy) through analysis of Digital Elevation Models derived from the application of Structure from Motion to archival aerial imagery (i.e., 1955, 1969, 1976, 1985, 1993) and from a reference-LiDAR survey (i.e. 2009), in conjunction with analysis of planimetric changes in active channel width and lateral confinement.

During the 1955-2009 period, fluvial incision led to the formation of a 6-km canyon, with average vertical incision of about 15 m (in places exceeding 25 m) and a corresponding annual knickpoint migration rate of about 100 m/yr. In volumetric terms, canyon formation and evolution has involved 6.1 106 m3 (95%) of degradation and 0.29 106 m3 of aggradation (5%), with a corresponding net volume loss of 5.8 106 m3. As a result of canyon development, the active channel has narrowed by about 80%, and channel pattern has drastically changed from braided unconfined to single-thread tightly confined one. These processes were especially important during the 1955-1993 period. Since 1993 to the present, main channel is characterized by a general stability of the active channel width with evidences of a slight recovery through mass wasting processes within it. Local disturbance associated with ongoing canyon development have propagated and are still propagating upstream, posing immediate threat to infrastructures.

How to cite: Llena, M., Simonelli, T., and Brardinoni, F.: Rapid formation of a bedrock canyon following gravel mining in the Marecchia River, Northern Apennines., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6894, https://doi.org/10.5194/egusphere-egu22-6894, 2022.

EGU22-7374 * | Presentations | GM2.7 | Highlight

Expanding glacier time series of Antarctica and Greenland using Soviet Era KFA-1000 satellite images 

Flora Huiban, Mads Dømgaard, Luc Girod, Romain Millan, Amaury Dehecq, Jeremie Mouginot, Anders Schomacker, Eric Rignot, and Anders Bjørk

Long-term records of glaciers are more than ever crucial to understand their response to climate change. High-quality photogrammetric products, Digital Elevation Models (DEMs) and orthophotographs from early satellites are essential, as they offer a unique high-resolution view on the historical glacial dynamics. However, obtaining and producing high-resolution datasets from historical imagery can be a challenge.

In our study, we are extending available satellite images time series using images from Soviet Era KFA-1000 satellite cameras. Each KFA-1000 has a 1000 mm objective, holding 1800 frames in its magazine. Each frame is typically 18x18 cm or 30 × 30 cm, with an 80 km swath width, providing panchromatic images. They supplement the very sparse data period between aerial images and high-resolution modern satellites, giving us high-resolution insight of Antarctica and Greenland dating from 1974 to 1994. Since these images have been largely underused, they have the potential to improve our knowledge of glaciers and open new scientific perspectives. They could help us improve models in studies regarding, for instance the frontal position, the flow-velocity (by doing feature tracking), the surface elevation or the grounding line of the glaciers, etc. With a spatial resolution up to 2 m and images recorded in stereo geometry, they offer a valuable complement to other historical satellite archives such as the declassified American KH imagery. Here, we use structure-from-motion (SfM) to reconstruct former glacier surfaces and flow of main outlet glaciers in both Antarctica and Greenland. We compare and assess the quality of the results by comparing the produced DEMs with recent high-resolution imagery from Worldview’s ArcticDEM. We combine the historical DEMs with recent satellite imagery of the ice elevation and reconstruct the comprehensive history of volume change over southeast and northeast Greenland glaciers since the 90s. Mostly lost from sight for 50 years, we are now resurrecting these highly valuable records and will make them freely available to science and the public.

 

How to cite: Huiban, F., Dømgaard, M., Girod, L., Millan, R., Dehecq, A., Mouginot, J., Schomacker, A., Rignot, E., and Bjørk, A.: Expanding glacier time series of Antarctica and Greenland using Soviet Era KFA-1000 satellite images, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7374, https://doi.org/10.5194/egusphere-egu22-7374, 2022.

EGU22-7686 | Presentations | GM2.7

Comparison of deep learning methods for colorizing historical aerial imagery 

Shimon Tanaka, Hitoshi Miyamoto, Ryusei Ishii, and Patrice Carbonneau

Historical aerial imagery dating back to the mid-twentieth century offers high potential to distinguish anthropogenic impacts from natural causes of environmental change and reanalyze the long-term surface evolution from local to regional scales. However, the older portion of the imagery is often acquired in panchromatic grayscale thus making image classification a very challenging task.  This research aims to compare deep learning image colorisation methods, namely, , the Neural Style Transfer (NST) and the Cycle Generative Adversarial Network (CycleGAN), for colorizing archival images of Japanese river basins for land cover analysis. Historical monochrome images were examined with `4096 x 4096` pixels of three river basins, i.e., the Kurobe, Tenryu, and Chikugo Rivers. In the NST method, we used the transfer learning model with optimal hyperparameters that had already been fine-tuned for the river basin colorization of the archival river images (Ishii et al., 2021). As for the CycleGAN method, we trained the CycleGAN with 8000 image tiles of `256 x256` pixels to obtain the optimal hyperparameters for the river basin colorization. The image tiles used in training consisted of 10 land-use types, including paddy fields, agricultural lands, forests, wastelands, cities and villages, transportation land, rivers, lakes, coastal areas, and so forth. The training result of the CycleGAN reached an optimal model in which the root mean square error (RMSE) of colorization was 18.3 in 8-bit RGB color resolution with optimal hyperparameters of the dropout ratio (0.4), cycle consistency loss (10), and identity mapping loss (0.5). Colorization comparison of the two-deep learning methods gave us the following three findings. (i) CycleGAN requires much less training effort than the NST because the CycleGAN used an unsupervised learning algorithm. CycleGAN used 8000 images without labelling for training while the NST used 60k with labelling in transfer learning. (ii) The colorization quality of the two methods was basically the same in the evaluation stage; RMSEs in CycleGAN were 15.4 for Kurobe, 13.7 for Tenryu and 18.7 for Chikugo, while RMSE in NST were 9.9 for Kurobe, 15.8 for Tenryu, and 14.2 for Chikugo, respectively. (iii) The CycleGAN indicated much higher performance on the colorization of dull surfaces without any textual features, such as the river course in Tenryu River, than the NST. In future research work, colorized imagery by both the NST and CycleGAN will be further used for land cover classification with AI technology to investigate its role in image recognition. [Reference]: Ishii, R. et al.(2021) Colorization of archival aerial imagery using deep learning, EGU General Assembly 2021, EGU21-11925, https://doi.org/10.5194/egusphere-egu21-11925.

How to cite: Tanaka, S., Miyamoto, H., Ishii, R., and Carbonneau, P.: Comparison of deep learning methods for colorizing historical aerial imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7686, https://doi.org/10.5194/egusphere-egu22-7686, 2022.

EGU22-7967 | Presentations | GM2.7

Time-lapse stereo-cameras and photogrammetry for continuous 3D monitoring of an alpine glacier 

Francesco Ioli, Alberto Bianchi, Alberto Cina, Carlo De Michele, and Livio Pinto

Photogrammetry and Structure-from-Motion have become widely assessed tools for geomorphological 3D reconstruction, and especially for monitoring remote and hardly accessible alpine environments. UAV-based photogrammetry enables large mountain areas to be modelled with high accuracy and limited costs. However, they still require a human intervention on-site. The use of fixed time-lapse cameras for retrieving qualitative and quantitative information on glacier flows have recently increased, as they can provide images with high temporal frequency (e.g., daily) for long-time spans, and they require minimum maintenance. However, in many cases, only one camera is employed, preventing the use of photogrammetry to compute georeferenced 3D models. This work presents a low-cost stereoscopic system composed of two time-lapse cameras for continuously and quantitatively monitoring the north-west tongue of the Belvedere Glacier (Italian Alps), by using a photogrammetric approach. Each monitoring station includes a DSLR camera, an Arduino microcontroller for camera triggering, and a Raspberry Pi Zero with a SIM card to send images to a remote server through GSM network. The instrumentation is enclosed in waterproof cases and mounted on tripods, anchored on big and stable rocks along the glacier moraines. The acquisition of a defined number of images and the timing can be arbitrary scheduled, e.g., 2 images per day acquired by each camera, around noon. A set of ground control points is materialized on stable rocks along the moraines and measured with topographic-grade GNSS receivers at the first epoch to orient stereo-pairs of images. From daily stereo-pairs, 3D models are computed with the commercial Structure from Motion software package Agisoft Metashape, and they can be used to detect morphological changes in the glacier tongue, as well as to compute daily glacier velocities. The work is currently focused on improving the orientation of stereo-pairs: the use of computer vision algorithms is under study to automatize the process and increase the robustness of consecutive orientation of stereo-images, e.g., by including images coming from different epochs in the same bundle block adjustment and dividing them afterwards for dense 3D reconstruction. Change detection can be then computed from 3D point clouds by using M3C2 algorithms. Although the stereoscopic system is already installed on the Belvedere Glacier and it is properly taking daily images of the glacier tongue, the processing workflow of stereo-pairs needs to be tuned and automatized to enable high-accurate continuous 3D photogrammetric monitoring of an alpine glacier, computing short-term and infra-seasonal ice volume variations and velocities, as well as detecting icefalls.

How to cite: Ioli, F., Bianchi, A., Cina, A., De Michele, C., and Pinto, L.: Time-lapse stereo-cameras and photogrammetry for continuous 3D monitoring of an alpine glacier, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7967, https://doi.org/10.5194/egusphere-egu22-7967, 2022.

EGU22-8738 | Presentations | GM2.7 | Highlight

Review on the processing and application of historical aerial and satellite spy images in geosciences 

Camillo Ressl, Amaury Dehecq, Thomas Dewez, Melanie Elias, Anette Eltner, Luc Girod, Robert McNabb, and Livia Piermattei

Historical aerial photographs captured since the early 1900s and spy satellite photographs from the 1960s onwards have long been used for military, civil, and research purposes in natural sciences. These historical photographs have the unequalled potential for documenting and quantifying past environmental changes caused by anthropogenic and natural factors.

The increasing availability of historical photographs as digitized/scanned images, together with the advances in digital photogrammetry, have heightened the interest in these data in the scientific community for reconstructing long-term surface evolution from local to regional scale.

However, despite the available volume of historical images, their full potential is not yet widely exploited. Currently, there is a lack of knowledge of the types of information that can be derived, their availability over the globe, and their applications in geoscience. There are no standardized photogrammetric workflows to automatically generate 3D (three-dimensional) products, in the form of point clouds and digital elevation models from stereo images (i.e. images capturing the same scenery from at least two positions), as well as 2D products like orthophotos. Furthermore, influences on the quality and the accuracy of the products are not fully understood as they vary according to the image quality (e.g. photograph damage or scanning properties), the availability of calibration information (e.g. focal length or fiducial marks), and data acquisition (e.g. flying height or image overlap).

We reviewed many articles published in peer reviewed journals from 2010 to 2021 that explore the potential of historical images, covering both photogrammetric reconstruction techniques (methodological papers) and the interpretation of 2D and 3D changes in the past (application papers) in different geoscience disciplines such as geomorphology, cryosphere, volcanology, bio-geosciences, geology and archaeology. We present an overview of these published studies and a summary of available image archives. In addition, we compare the main methods used to process historical aerial and satellite images, highlighting new approaches. Finally, we provide our advice on image processing and accuracy assessment.

How to cite: Ressl, C., Dehecq, A., Dewez, T., Elias, M., Eltner, A., Girod, L., McNabb, R., and Piermattei, L.: Review on the processing and application of historical aerial and satellite spy images in geosciences, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8738, https://doi.org/10.5194/egusphere-egu22-8738, 2022.

EGU22-9799 | Presentations | GM2.7

Coastal erosion dynamics of high-Arctic rock walls: insights from historical to recent orthoimages and DEMs 

Juditha Aga, Livia Piermattei, Luc Girod, and Sebastian Westermann

The thermal regime of permafrost, as well as the retreat of sea ice, influence coastal erosion in Arctic environments. Warming permafrost temperatures might lead to enhanced instabilities, while shorter periods of sea ice expose coastal cliffs to waves and tides for longer periods. Although most studies focus on erosion rates in ice-rich permafrost, coastal cliffs and their permafrost thermal regime are still poorly understood.

In this study, we investigate the long-term evolution of the coastline along Brøgger Peninsula (~30 km2), Svalbard. Based on high-resolution aerial orthophotos and, when available, digital elevation model (DEMs) we automatically derive the coastline from 1936 (Geyman et al., 2021), 1970, 1990, 2011 and 2021. Therefore, we quantified coastal erosion rates along the coastal cliffs over the last 85 years. Due to their high spatial resolution and accuracy, the two DEMs from 1970 and 2021 are used to calculate the erosion volumes within this time. Elevation data and coastline mapping from 2021 is validated with dGPS measurements from August 2021 along three transects of the coastline. In addition, we measured surface temperature of the coastal bedrock from September 2020 to August 2021.

Our preliminary results show erosion rates along the coastal cliffs of Brøgger Peninsula. Uncertainties remain due to mapping issues, which include resolution of aerial images and DEMs, and shadow effects. Overall, historical aerial images combined with recent data provide insight into coastal evolution in an Arctic environment where permafrost temperatures are close to the thaw threshold and might become prone to failure in future.

 

Geyman, E., van Pelt, W., Maloof, A., Aas, H. F., & Kohler, J. (2021). 1936/1938 DEM of Svalbard [Data set]. Norwegian Polar Institute. https://doi.org/10.21334/npolar.2021.f6afca5c

How to cite: Aga, J., Piermattei, L., Girod, L., and Westermann, S.: Coastal erosion dynamics of high-Arctic rock walls: insights from historical to recent orthoimages and DEMs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9799, https://doi.org/10.5194/egusphere-egu22-9799, 2022.

EGU22-10060 | Presentations | GM2.7

Automated mapping of Soil Surface Components (SSCs) in highly heterogeneous environments with Unoccupied Aerial Systems (UAS) and Deep Learning: working towards an optimised workflow 

Eva Arnau-Rosalén, Ramón Pons-Crespo, Ángel Marqués-Mateu, Jorge López-Carratalá, Antonis Korkofigkas, Konstantinos Karantzalos, Adolfo Calvo-Cases, and Elias Symeonakis

Pattern recognition remains a complex endeavour for ‘structure/function’ approaches to ecosystem functioning. It is particularly challenging in dryland environments where spatial heterogeneity is the inherent functional trait related with overland flow redistribution processes. Within this context, the concept of Soil Surface Components (SSCs) emerged, representing Very-High-Resolution (VHR) hydrogeomorphic response units. SSCs are abstraction entities where spatial patterns of the soil surface and erosional functional processes are linked, according to a large pool of experimental evidence.  

Τhis abstraction complexity, particularly in the abiotic domain, has  so far mandated the use of on-screen visual photointerpretation for the mapping of SSCs, thus limiting the extent of the study cases and their potential for providing answers to the ongoing research discourse. Although significant advances have been achieved with regards to the VHR mapping of vegetation traits with either shallow or deep machine learning algorithms, mapping the full range of SSCs requires bridging the existing gap related with the abiotic domain.

The current confluence of technical advances in: (i) Unoccupied Aerial Systems (UAS), for VHR image acquisition and high geometric accuracy; (2) photogrammetric image processing (e.g. Structure from Motion, SfM), for accurately adding the third dimension, and (3) Deep Learning (DL) architectures that consider the spatial context (i.e. Convolutional Neural Networks, CNN), offers an unprecedented opportunity for achieving the pattern recognition quality required for the automated mapping of SSCs.

We decompose this complex issue with a stepwise approach in an attempt to optimise protocols across all stages of the entire process. For the initial step of image acquisition, we focus on the design of optimal UAS flight parameters, particularly with regards to flight height and image resolution, as this relates to the scale of the analysis: a critical issue for hillslope and catchment scale surveys. At the core of the methodological framework, we then approach the challenge of mapping the patchy mosaic of SSCs as a hierarchical image segmentation problem, decomposed into classification (i.e. discrete) and regression (i.e. continuous fields) tasks, required for dealing with the biotic (e.g. vegetation) and abiotic (e.g. fractional cover of rock fragments) domains, respectively.

Our pilot study area is a hillslope transect near Benidorm, a representative case in semi-arid environment of SE Spain. In this area, the mapping of SSCs was previously undertaken via visual image interpretation. We obtain satisfactory results that allow for the differentiation of plant physiognomies (i.e. annual herbaceous, shrubs, perennial tussock grass and trees). Regarding the abiotic SSCs, in addition to the identification of rock outcrops, we are also able to quantify the fractional cover of rock fragments (RF): an improvement to the visual photointerpretation of only three intervals of RF coverage. A number of challenges remain, such as the position of RF and the transferability of our methodological framework to sites with different lithological and climatological properties.

How to cite: Arnau-Rosalén, E., Pons-Crespo, R., Marqués-Mateu, Á., López-Carratalá, J., Korkofigkas, A., Karantzalos, K., Calvo-Cases, A., and Symeonakis, E.: Automated mapping of Soil Surface Components (SSCs) in highly heterogeneous environments with Unoccupied Aerial Systems (UAS) and Deep Learning: working towards an optimised workflow, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10060, https://doi.org/10.5194/egusphere-egu22-10060, 2022.

EGU22-10190 | Presentations | GM2.7 | Highlight

Historical Structure From Motion (HSfM): An automated historical aerial photography processing pipeline revealing non-linear and heterogeneous glacier change across Western North America 

Friedrich Knuth, David Shean, Chistopher McNeil, Eli Schwat, and Shashank Bhushan

Mountain glaciers are responding in concert to a warming global climate over the past century. However, on interannual to decadal time scales, glaciers show temporally non-linear dynamics and spatially heterogeneous response, as a function of regional climate forcing and local geometry. Deriving long-term geodetic glacier change measurements from historical aerial photography can inform efforts to understand and project future response. 

We present interannual to decadal glacier and geomorphic change measurements at multiple sites across Western North America from the 1950s until present. Glacierized study sites differ in terms of glacial geometry and climatology, from continental mountains (e.g., Glacier National Park) to maritime stratovolcanoes (e.g., Mt. Rainier). Quantitative measurements of glacier and land surface change are obtained from Digital Elevation Models (DEMs) generated using the Historical Structure from Motion (HSfM) package. We use scanned historical images from the USGS North American Glacier Aerial Photography (NAGAP) archive and other aerial photography campaigns from the USGS EROS Aerial Photo Single Frames archive. 

The automated HSfM processing pipeline can derive high-resolution (0.5-2.0 m) DEMs and orthomosaics from scanned historical aerial photographs, without manual ground control point selection. We apply a multi-temporal bundle adjustment process using all images for a given site to refine both extrinsic and intrinsic camera model parameters, prior to generating DEMs for each acquisition date. All historical DEMs are co-registered to modern reference DEMs from airborne lidar, commercial satellite stereo or global elevation basemaps. The co-registration routine uses a multi-stage Iterative Closest Point (ICP) approach to achieve high relative alignment accuracy amongst the historical DEMs, regardless of reference DEM source. 

We examine the impact of regional climate forcing on glacier elevation change and dynamics using downscaled climate reanalysis products. By augmenting the record of quantitative glacier elevation change measurements and examining the relationship between climate forcing and heterogeneous glacier response patterns, we aim to improve our understanding of regional glacier mass change across multiple temporal scales, as well as inform management decisions impacting downstream water resources, ecosystem preservation, and geohazard risks.

How to cite: Knuth, F., Shean, D., McNeil, C., Schwat, E., and Bhushan, S.: Historical Structure From Motion (HSfM): An automated historical aerial photography processing pipeline revealing non-linear and heterogeneous glacier change across Western North America, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10190, https://doi.org/10.5194/egusphere-egu22-10190, 2022.

EGU22-10513 | Presentations | GM2.7

Using UAS-based LiDAR data to quantify oyster reef structural characteristics for temporal monitoring 

Michael C. Espriella, Vincent Lecours, H. Andrew Lassiter, and Benjamin Wilkinson

Given the global decline in oyster reef coverage, conservation and restoration efforts are increasingly needed to maintain the ecosystem services these biogenic features offer. However, monitoring and restoration are constrained by a lack of continuous quantitative metrics to effectively assess reef health. Traditional sampling methods typically provide a limited perspective of reef status, as sampling areas are just a fraction of the total reef area. In this study, an unoccupied aircraft system collected LiDAR data over oyster reefs in Cedar Key, FL, USA to develop digital surface models (DSMs) of their 3D structure. Ground sampling was also conducted in randomly placed quadrats to enumerate the live and dead oysters within each plot. Over 20 topographic complexity metrics were derived from the DSM, allowing relationships between various geomorphometric measures and reef health to be quantified. These data informed generalized additive models that explained up to 80% of the deviation of live to dead oyster ratios in the quadrats. While topographic complexity has been associated with reef health in the past, this process quantifies the relationships and indicates what metrics can be relied on to efficiently monitor intertidal oyster reefs using DSMs. The models can also inform restoration efforts on which surface characteristics are best to replicate when building restored reefs.  

How to cite: Espriella, M. C., Lecours, V., Lassiter, H. A., and Wilkinson, B.: Using UAS-based LiDAR data to quantify oyster reef structural characteristics for temporal monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10513, https://doi.org/10.5194/egusphere-egu22-10513, 2022.

EGU22-10597 | Presentations | GM2.7

Semantic segmentation of historical images in Antarctica with neural networks 

Felix Dahle, Roderik Lindenbergh, Julian Tanke, and Bert Wouters

The USGS digitized many historical photos of Antarctica which could provide useful insights into this region from before the satellite era. However, these images are merely scanned and do not contain semantic information, which makes it difficult to use or search this archive (for example to filter for cloudless images). Even though there are countless semantic segmentation methods, they are not working properly with these images. The images are only grayscale, have often a poor image quality (low contrast or newton’s rings) and do not have very distinct classes, for example snow/clouds (both white pixels) or rocks/water (both black pixels). Furthermore, especially for this archive, these images are not only top-down but can also be oblique.

We are training a machine-learning based network to apply semantic segmentation on these images even under these challenging conditions. The pixels of each image will be labelled into one of the six different classes: ice, snow, water, rocks, sky and clouds. No training data was available for these images, so that we needed to create it ourselves. The amount of training data is therefore limited due to the extensive amount of time required for labelling. With this training data, a U-Net was trained, which is a fully convolutional network that can work especially with fewer training images and still give precise results.

In its current state, this model is trained with 67 images, split in 80% training and 20% validation images. After around 6000 epochs (approx. 30h of training) the model converges and training is stopped. The model is evaluated on 8 randomly selected images that were not used during training or validation. These images contain all different classes and are challenging to segment due to quality flaws and similar looking classes. The model is able to segment the images with an accuracy of around 75%. Whereas some classes, like snow, sky, rocks and water can be recognized consistently, the classes ice and clouds are often confused with snow. However, the general semantic structure of the images can be recognized.

In order to improve the semantic segmentation, more training imagery is required to increase the variability of each class and prepare the model for more challenging scenes. This new training data will include both labelled images from the TMA archive and from other historical archives in order to increase the variability of classes even more. It should be checked if the quality of the model can be further improved by including metadata of the images as additional data sources.

How to cite: Dahle, F., Lindenbergh, R., Tanke, J., and Wouters, B.: Semantic segmentation of historical images in Antarctica with neural networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10597, https://doi.org/10.5194/egusphere-egu22-10597, 2022.

EGU22-10943 | Presentations | GM2.7

High-resolution topography project on the rock walls of the Mont-Blanc massif to reconstruct volume change 

Daniel Uhlmann, Michel Jaboyedoff, Marc-Henri Derron, Ludovic Ravanel, Joelle Vicari, Charlotte Wolff, Li Fei, Tiggi Choanji, and Carlota Gutierrez

Before modern remote sensing techniques, quantifying rock wall retreat due to rockfall events in the high alpine environment was limited to low-frequency post-event measurements for high-magnitude events. LiDAR and SFM now provide precise and accurate 3D models for computing 3D volume changes over time. Otherwise, mid- and low-sized events can remain unobserved due to the remoteness of the rockwalls and the lack of remnant evidence due to the rapid sequestration of ice in surrounding valley and cirque glaciers. To extend rockfall event measurement an initial measurement (t0) is necessary. The Mont-Blanc Massif (MBM, European Alps) High Resolution Topography Project is currently completing high-precision 3D models in the MBM using ground-based and aerial LiDAR, and drone-based structure-from-motion (SFM). In 2021, we began acquisition with initial measurements of 11 major sectors of the massif, representing about 80 km2 of rock and ice slopes, between 1700m - 4810m in elevation. By choosing a study area with robust existent photographic and film archives, such as the MBM, it is possible to extend 3D models back in time for comparison with current datasets. Despite existent high-quality image archives, SFM processing is more challenging and error-prone than from contemporary images due to a lack of metadata, such as camera and lens type, precise dates of images, and the general degradation of the original material.  Despite these limitations, the use of historical-image-based SFM in combination with modern LiDAR data can allow the reconstruction of significant slopes of the MBM over several decades in order to i) obtain estimates of erosion rates, ii) to document rockfall events, and iii) to quantify the extent change and volume loss of hanging glaciers and ice aprons. We thus explore geomorphic processes in the high mountain environment in context of warming climate, as well as the limits of input data (image sets) in terms of practical output resolution.

How to cite: Uhlmann, D., Jaboyedoff, M., Derron, M.-H., Ravanel, L., Vicari, J., Wolff, C., Fei, L., Choanji, T., and Gutierrez, C.: High-resolution topography project on the rock walls of the Mont-Blanc massif to reconstruct volume change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10943, https://doi.org/10.5194/egusphere-egu22-10943, 2022.

EGU22-11081 | Presentations | GM2.7

Extraction of geomorphological entities from unstructured point clouds – a three-dimensional level-set-based approach 

Reuma Arav, Florian Poeppl, and Norbert Pfeifer

The use of 3D point clouds has become ubiquitous in studying geomorphology. The richness of the acquired data, together with the high availability of 3D sensing technologies, enables a fast and detailed characterisation of the terrain and the entities therein. However, the key for a comprehensive study of landforms relies on detecting geomorphological features in the data. These entities are of complex forms that do not conform to closed parametric shapes. Furthermore, they appear in varying dimensions and orientations, and they are often seamlessly embedded within the topography. The large volume of the data, uneven point distribution and occluded regions present even a greater challenge for autonomous extraction. Therefore, common approaches are still rooted in utilising standard GIS tools on rasterised scans, which are sensitive to noise and interpolation methods. Schemes that investigate morphological phenomena directly from the point cloud use heuristic and localised methods that target specific landforms and cannot be generalised. Lately, machine-learning-based approaches have been introduced for the task. However, these require large training datasets, which are often unavailable in natural environments.

This work introduces a new methodology to extract 3D geomorphological entities from unstructured point clouds. Based on the level-set model, our approach does not require training datasets or labelling, requires little prior information about existing objects, and wants minor adjustments between different types of scenes. By developing the level-set function within the point cloud realm, it requires no triangulated mesh or rasterisation. As a driving force, we utilise visual saliency to focus on pertinent regions. As the estimation is performed pointwise, the proposed model is completely point-based, driven by the geometric characteristics of the surface. The result is three-dimensional entities extracted by their original points, as they were scanned in the field. We demonstrate the flexibility of the proposed model on two fundamentally different datasets. In the first scene, we extract gullies and sinkholes in an alluvial fan and are scanned by an airborne laser scanner. The second features pockets, niches and rocks in a terrestrially scanned cave. We show that the proposed method enables the simultaneous detection of various geomorphological entities, regardless of the acquisition technique. This is facilitated without prior knowledge of the scene and with no specific landform in mind. The proposed study promotes flexibility of form and provides new ways to quantitatively describe the morphological phenomena and characterise their shape, opening new avenues for further investigation.

How to cite: Arav, R., Poeppl, F., and Pfeifer, N.: Extraction of geomorphological entities from unstructured point clouds – a three-dimensional level-set-based approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11081, https://doi.org/10.5194/egusphere-egu22-11081, 2022.

EGU22-12200 | Presentations | GM2.7

Terrain Change Detection with ICESat-2: A Case Study of Central Mountain Range in Taiwan 

Pin-Chieh Pan and Kuo-Hsin Tseng

Ice, Cloud, and land Elevation Satellite 2 (ICESat-2), part of NASA's Earth Observing System, is a satellite mission for measuring ice sheet elevation as well as land topography. ICESat-2 is equipped with the Advanced Topographic Laser Altimeter System (ATLAS), a spaceborne lidar that provides topography measurements of land surfaces around the globe. This study intends to utilize ICESat-2 ATL03 elevation data to identify the outdated part in Taiwan’s Digital Elevation Model (DEM). Because the update of DEM takes time and is relatively expensive to renew by airborne LiDAR, a screen of elevation change is crucial for planning the flight route. ICESat-2 has not only a dense point cloud of elevation but also a short revisit time for data collection. That is, ICESat-2 may have a chance to provide a reference for the current condition of terrain formation.

In this study, we aim to verify the 20-meter DEM from the Ministry of the Interior, Taiwan, by ICESat-2 elevation data. The goal is to find out the patches that have experienced significant changes in elevation due primarily to landslides. We select a typical landslide hillside in southern Taiwan as an example, and compare the DEM with ICESat-2 ATL03 photon-based heights before and after the occurrence of landslide events. In our preliminary results, the comparison of DEM and ICESat-2 ATL03 heights has a high degree of conformity inaccuracy (within meter level), indicating ICESat-2’s ability for DEM renewal.

How to cite: Pan, P.-C. and Tseng, K.-H.: Terrain Change Detection with ICESat-2: A Case Study of Central Mountain Range in Taiwan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12200, https://doi.org/10.5194/egusphere-egu22-12200, 2022.

NH7 – Wildfire Hazards

EGU22-441 | Presentations | NH7.1

Impact of Wildfire-related Compound extreme events on hydrology - A case study of Simlipal National Park, India 

Bollapragada L V Prasad and Srinivas V Vemavarapu

In recent decades, the frequency of wildfire incidents has increased worldwide. These ecological disasters, often triggered by natural and/or anthropogenic factors, can have long-lasting effects on the hydrologic systems, ecosystems, environment, and biodiversity. They alter the land use conditions and thereby increase the chances of floods, soil and nutrient loss, and groundwater deficit. Wildfires are not uncommon in India, whose total forest cover exceeds 0.7 million km2, about 21.67% of its total geographical area.  This study is motivated to identify the extreme events whose concurrence has led to forest fires in different parts of the Indian peninsula and to assess their impact on hydrological processes in river basins. The latter is demonstrated by analyzing a recent (Feb 2021) fire event in Simlipal National Park (Odisha). The park is a part of the UNESCO world network of biosphere reserves, and a major part of it lies in Budhabalanaga river basin. The wildfire event was preceded by a prolonged dry spell and a below-average monsoon in the year 2020. Two widely used hydrological models, SWAT (Soil Water Assessment Tool) and HEC-HMS are considered for simulating streamflows in the study area. The models are calibrated and validated using a variety of statistical performance measures. Furthermore, hydrological processes in the study area are simulated, corresponding to two different post-wildfire scenarios (optimistic and non-optimistic). A significant rise in streamflow is observed in both cases, indicating the possibility of flash floods in the downstream areas. It is concluded that the conjunctive use of models for wildfire prediction and hydrological simulation provides information to policize better fire risk mitigation strategies.

How to cite: L V Prasad, B. and V Vemavarapu, S.: Impact of Wildfire-related Compound extreme events on hydrology - A case study of Simlipal National Park, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-441, https://doi.org/10.5194/egusphere-egu22-441, 2022.

EGU22-1160 | Presentations | NH7.1

Global attribution of anthropogenic and lightning fires 

Sander Veraverbeke, Declan Finney, Guido van der Werf, Dave van Wees, Wenxuan Xu, and Matthew Jones

Fires can have anthropogenic or lightning origins. The spatiotemporal niches of anthropogenic and lightning fires are different. Lightning fires usually occur during a discrete apex in seasonal lightning occurrence. Conversely, anthropogenic fires have an expanded temporal niche and occur throughout the year. In addition, lightning and anthropogenic fires occupy different parts of the landscape. While human accessibility is a key determinant of anthropogenic ignitions, lightning ignitions prevail in remote landscapes.

We used these differing temporal and spatial niches between anthropogenic and lightning fires to construct random forest models that attribute causes, lightning vs. anthropogenic, to global fire activity. We built two separate models. The first model predicts the fraction of lightning fires, whereas the second model predicts the fraction of burned area from lightning. Our model ingests two geospatial predictor variables that quantify the differences between the temporal and spatial niches of lightning and anthropogenic fires. The first predictor is the seasonal correlation between lightning and burned area. The second predictor is the fraction of low impact land. These fire cause predictors capture 47 % of the spatial variability in ignition cause, and 40 % of the spatial variability in burned area cause, compared to reference data from six different parts of the world.

Our global fire cause attribution contrasts savannas and agricultural lands with human-dominated fire regimes from temperate and boreal forests with lightning-dominated fire regimes. Our global fire cause attribution can be implemented in fire and Earth system models to further optimize projections of future fire activity under changing socio-economic and climatological conditions.

How to cite: Veraverbeke, S., Finney, D., van der Werf, G., van Wees, D., Xu, W., and Jones, M.: Global attribution of anthropogenic and lightning fires, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1160, https://doi.org/10.5194/egusphere-egu22-1160, 2022.

EGU22-1674 | Presentations | NH7.1

Wildfire Emissions and Air Quality: A Case Study on Forest Fires in Southern Orléans, France 

Chaoyang Xue, Gisèle Krysztofiak, Yangang Ren, Min Cai, Benoit Grosselin, Véronique Daële, Abdelwahid Mellouki, and Valéry Catoire

Wildfire events are increasing globally due to climate change, with significant adverse impacts on regional air quality and global climate. In the middle of September 2020, a wildfire event occurred in Souesmes (Loir-et-Cher, France), and its plume spread out to 200 km around in the following day as observed by the MODIS satellite. Based on comprehensive field measurements at a suburban atmospheric observation site (~50 km northwest from the wildfire location) in Orléans, young fire plumes were identified. Significant increases in trace gases (CO, CH4, N2O, VOCs, etc.) and particles (including black carbon) were found within the BB plumes. Molar enhancement ratios, defined as EF (X) = ∆X/∆CO (where X represents the target species), of various trace gases and black carbon within young plumes were determined accordingly and compared with previous studies. Changes in the ambient ions (ammonium, sulfate, nitrate, chloride, nitrite, etc. in the particle- and gas-phase) and aerosol properties (e.g., aerosol water content, pH) were also quantified and discussed. Furthermore, along with trajectory model (FLEXPART) simulations, we found that the Global Fire Assimilation System (GFAS) may underestimate emissions (e.g., CO) of this small wildfire while other inventories (GFED, FINN) showed significant overestimation. Estimation of emissions of this fire event was conducted and compared with GFAS emissions. Related atmospheric implications are also presented and discussed.

How to cite: Xue, C., Krysztofiak, G., Ren, Y., Cai, M., Grosselin, B., Daële, V., Mellouki, A., and Catoire, V.: Wildfire Emissions and Air Quality: A Case Study on Forest Fires in Southern Orléans, France, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1674, https://doi.org/10.5194/egusphere-egu22-1674, 2022.

EGU22-2462 | Presentations | NH7.1 | Highlight

Modelling spatial and temporal patterns of fire due to human activity 

Oliver Perkins, James Millington, Sarah Matej, and Karlheinz Erb

Despite recent climate change producing more favourable conditions for landscape fire in many regions, studies of remote sensing data have suggested that global burned area is declining. The reasons for this are poorly understood but land use change, landscape fragmentation and CO2 fertilisation have all been suggested as contributing factors. Understanding human-fire interactions has been hampered by fragmentation of work across multiple disciplines – including geography, anthropology, land economics and ecology – and much case-study work in specific local locations. Consequently, coherent understanding of how contemporary anthropogenic land use and associated fire management strategies influence spatial and temporal patterns of fire globally has not yet been established.

To address this challenge, we have developed WHAM! – the Wildfire Human Agency Model - parameterised using the global empirical Database of Anthropogenic Fire Impacts (DAFI, [1]). This new model is driven by explicit representations of human behaviour, drawing on agent functional types to capture categorical differences in anthropogenic approaches to fire management globally. We present initial results and evaluate WHAM! using land management data based on the Human Appropriation of Net Primary Production (HANPP) and find good agreement between model outputs and these independent data. Further, to enable a like-for-like comparison with moderate resolution remote sensing products, we present a model emulator to screen model outputs of small agricultural fires (0.5-21 ha). 

We discuss how WHAM! shows land use intensification in South America, itself driven by increases in global demand for meat, has led to a substantial decline in anthropogenic fire use. This provides a partial process-based explanation of declines in global burned area observed from remote sensing. We discuss implications for understanding global spatio-temporal patterns of wildfire and share how fellow modellers can access model data and code. 

[1] Perkins and Millington (2021) DAFI: a global database of Anthropogenic Fire. Figshare. https://doi.org/10.6084/m9.figshare.c.5290792.v1 

How to cite: Perkins, O., Millington, J., Matej, S., and Erb, K.: Modelling spatial and temporal patterns of fire due to human activity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2462, https://doi.org/10.5194/egusphere-egu22-2462, 2022.

EGU22-3050 | Presentations | NH7.1

Assessing physical vulnerability to wildfire: a Physical Vulnerability Index (PVI) for buildings 

Maria Papathoma-Koehle, Celine Garlichs, Matthias Schlögl, Spyridon Mavroulis, Michalis Diakakis, and Sven Fuchs

Recent wildfire events (e.g. Mediterranean region, USA, and Australia) showed that this hazard poses a serious threat for wildland-urban interface (WUI) areas around the globe. Furthermore, recent events in regions where wildfire does not constitute a frequent hazard (e.g. European Alps, Siberia, Scandinavia) indicated that the spatial pattern of wildfire risk might have significantly changed. To prepare for upcoming extreme events, it is critical for decision-makers not only to have a thorough understanding of fire ignition, propagation, and associated forecasting and modelling, but also of the vulnerability of the built environment to wildfire. Building quality and design standards are important not only because building loss is costly but also because robust buildings may offer shelter when evacuation is not possible. However, studies aiming at the analysis of wildfire vulnerability for the built environment are limited so far.

The present contribution focuses on the development of a Physical Vulnerability Index (PVI) for buildings subject to wildfire, that considers different building characteristics and their surroundings and uses weighting based on statistical methods. Data from a recent and systematically documented wildfire event in Greece are used to select and weigh the relevant indicators using the random-forest-based all-relevant feature selection algorithm Boruta. One of the main advantages of the method is its predictive capacity and the ability, once established, to indicate houses with great damage potential in areas susceptible to wildfires in the future. The PVI for buildings subject to wildfire may be used in other places in Europe and beyond by decision-makers giving an overview of the vulnerability of buildings at the local level, supporting in this way evacuation planning. Furthermore, it can be the basis for local adaptation measures and reinforcement of buildings that can support shelter-in-place.

How to cite: Papathoma-Koehle, M., Garlichs, C., Schlögl, M., Mavroulis, S., Diakakis, M., and Fuchs, S.: Assessing physical vulnerability to wildfire: a Physical Vulnerability Index (PVI) for buildings, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3050, https://doi.org/10.5194/egusphere-egu22-3050, 2022.

EGU22-3051 | Presentations | NH7.1

Nowcasting Burn Probability for the Contiguous United States 

Theodore Keeping, Sandy P. Harrison, Colin Prentice, Ted Shepherd, and John Wardman

The probability of wildfire occurrence has been successfully predicted on coarse spatial scales (~0.5°) based on empirical modelling of burned area. This method has limited scope for predicting thwildfire hazard at local scales and in the near-term, both necessary for wildfire management. high-resolution, practically applicable hazard model can be built through quantifying the probability of fire as a function of site-specific present and antecedent climate and vegetation variables.Here we apply the known Poisson and Pareto distributions of wildfire occurrence and fire size in a two-step hazard model, where the probability of a location being affected by wildfire is approximated using multiple climate and vegetation parameters. In addition, we examine other predictor variables that have been used for modelling fire at coarse resolution, e.g. road density, to determine at what spatial scale they lose predictive power. The study focuses exclusively on the contiguous United States, due to its comparatively long and high-resolution record of wildfire events. 

How to cite: Keeping, T., Harrison, S. P., Prentice, C., Shepherd, T., and Wardman, J.: Nowcasting Burn Probability for the Contiguous United States, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3051, https://doi.org/10.5194/egusphere-egu22-3051, 2022.

Wildfires are fundamental for maintaining ecosystem structure and functioning, and thus it is important to know how projected climate and land use changes will affect wildfire regimes globally. Fire-enabled vegetation models can be used to predict changes in fire regime but are still far from perfect since many of the processes that control different aspects of the fire regime are still relatively poorly understood. In this work, we investigated the underlying relationships between potential controls of different fire properties, including fire size, intensity and burnt area, at a global scale. We fitted three generalized linear models (GLM) to monthly data from 2010 to 2015 for fractional burnt area from the Global Fire Emissions Database version 4.1 (GFEDv4), fire size from the Global Fire Atlas database and median fire radiative power divided by square root of median fire size (as a proxy for fire intensity) from the MODIS MCD14ML dataset. We used partial residual plots between each predictor and each response variable to show the underlying linear relationships fitted by each model. We show that there are different controls on burnt area, on fire size and on fire intensity. Specifically, whilst burnt area is driven mainly by fuel availability and dryness, fire size is driven primarily by wind speed and fire intensity by tree cover and road density. Land fragmentation was highly limiting for fire size and burnt area whereas dryness was limiting for fire intensity. These findings suggest that it is possible to develop empirical models of multiple aspects of fire regimes which could be used to predict how these will change in the future. Furthermore, they highlight the importance of including landscape fragmentation as a control on fire explicitly within process-based fire models. Additionally, the limiting nature of dryness on fire intensity could be due to antecedent vegetation conditions and highlights the need for better representation of these conditions and their effect on fuel load. Finally, these results also suggest that the current treatment of ignition sources as an important driver in these models is unnecessary.

How to cite: Haas, O., Prentice, C., and P. Harrison, S.: Exploring Independent Spatial Controls on the Global Distribution of Burnt Area, Fire Size and Fire Intensity through Generalized Linear Modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3628, https://doi.org/10.5194/egusphere-egu22-3628, 2022.

EGU22-3981 | Presentations | NH7.1

Computing wildfire Susceptibility Maps at the national level in Italy: a Machine Learning approach 

Andrea Trucchia, Giorgio Meschi, Marj Tonini, and Paolo Fiorucci

Wildfires are a serious social and environmental issue in the Mediterranean basin, menacing human lives, infrastructures and ecosystems. Italy, due to land cover, orography  and climate, expresses a complex wildfire regime that is worth investigating. Static maps, such as susceptibility, hazard and risk maps, are valid allies for wildfire management and land use planning. In particular, the wildfire susceptibility is defined as the spatially distributed probability of experiencing wildfire at a certain point, depending only on  the intrinsic characteristics of the territory. In the presented work, a Machine Learning  (ML) model  is built following a similar approach of [1], to produce different National Scale susceptibility maps for Italy. The adopted algorithm is Random Forest, an ensemble ML method.

Since Italy exhibits two different wildfire seasons, the summer and the winter one, two maps are produced, to identify the different regimes. The presented analysis at the national scale allows the experts and the decision makers to have a deep understanding on the wildfire regimes, and may constitute a solid paradigm for wildfire risk management. The Random Forest associated  a data-set of geographic (orography, land cover), anthropic (distance from crops, roads and urban features) and climatic information (mean precipitation and temperature) to the database of ground-retrieved burned area polygons.  The classifier is then employed to evaluate each pixel of the study area, producing the susceptibility map. The performance of the adopted frameworks are evaluated via spatial cross validation and the evaluation of mean squared error and Area Under the RoC curve  on a test dataset.  A subsequent analysis of the importance of each input factor through the Gini impurity method allows to spot the most important variables, paving the way for further improvements in the dataset.

 

References

 

[1] Tonini, M.; D’Andrea, M.; Biondi, G.; Degli Esposti, S.; Trucchia, A.; Fiorucci, P. A Machine Learning-Based Approach for Wildfire Susceptibility Mapping. The Case Study of the Liguria Region in Italy. Geosciences 2020, 10, 105. https://doi.org/10.3390/geosciences10030105 

How to cite: Trucchia, A., Meschi, G., Tonini, M., and Fiorucci, P.: Computing wildfire Susceptibility Maps at the national level in Italy: a Machine Learning approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3981, https://doi.org/10.5194/egusphere-egu22-3981, 2022.

EGU22-4600 | Presentations | NH7.1

A comparison study between fire-spotting models by a wildfire simulator based on a cellular automata approach 

Marcos López-De-Castro, Andrea Trucchia, Paolo Fiorucci, and Gianni Pagnini

Wildfire propagation is a non-linear and multiscale phenomenon in which there are involved multiple physical and chemical processes. One critical mechanism in the spread of wildfires is the so-called fire-spotting: a random phenomenon which occurs when embers are transported by wind causing the start of new spotting ignitions. Due to its nature, fire-spotting is usually implemented into the fire spread models as a pure probabilistic process regardless the existing physical conditions when the phenomenon occurs. In this work, we have implemented the physical parametrization of fire-spotting RandomFront (Trucchia et al., 2019) into the stochastic operational fire spread software PROPAGATOR (Trucchia et al., 2020), based on cellular automata approach. The research has been conducted in two objetives: (i) To study the impact of macroscale (Egorova et al., 2020) and mesoscale factors (Egorova et al., 2022) over the spot fires generation and its influence over the Rate of Spread within the cellular automaton framework and (ii) compare these results against those by the pure probabilistic model of fire-spotting previously used in literature (Alexandridis et al., 2008), which was explicitly developed in the framework of wildfire spread simulators based on cellular automata. The preliminary results show how the RandomFront parameterization can reproduce the same areas of maximum probability as the model we are comparing but is able to assign a non-zero burning probability to larger areas. The observed long-range fluctuations of the burning probability within RandomFront parametrization create a complex pattern of fire spread for middle and low burning probability areas which is not observed within the Alexandridis et al. (2008) parametrization.

Refrerences:

Alexandridis, A., Vakalis, D., Siettos, C. I., and Bafas, G. V.: A cellular automata model for forest fire spread prediction: The case of the wildfire that swept through Spetses Island in 1990, Appl. Math. Comput., 204, 191–201, https://doi.org/10.1016/j.amc.2008.06.046, 2008.

Egorova, V. N., Trucchia, A., and Pagnini, G.: Fire-spotting generated fires. Part I: The role of atmospheric stability, Appl. Math. Model., 84, 590–609, https://doi.org/10.1016/j.apm.2019.02.010, 2020.

Egorova, V. N., Trucchia, A., and Pagnini, G.: Fire-spotting generated fires. Part II: The role of flame geometry and slope, Appl. Math. Model., 104, 1–20, https://doi.org/10.1016/j.apm.2021.11.010, 2022.

Trucchia, A., Egorova, V., Butenko, A., Kaur, I., and Pagnini, G.: RandomFront 2.3: a physical parameterisation of fire spotting for operational fire spread models – implementation in WRF-SFIRE and response analysis with LSFire+, Geosci. Model Dev., 12, 69–87, https://doi.org/10.5194/gmd-12-69-2019, 2019.

Trucchia, A., D’Andrea, M., Baghino, F., Fiorucci, P., Ferraris, L., Negro, D., Gollini, A., and Severino, M.: PROPAGATOR: An Operational Cellular-Automata Based Wildfire Simulator, Fire, 3, 26, https://doi.org/10.3390/fire3030026, 2020.

How to cite: López-De-Castro, M., Trucchia, A., Fiorucci, P., and Pagnini, G.: A comparison study between fire-spotting models by a wildfire simulator based on a cellular automata approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4600, https://doi.org/10.5194/egusphere-egu22-4600, 2022.

EGU22-4696 | Presentations | NH7.1 | Highlight

Integrated Climate Radiative Forcing from Arctic-Boreal Fires 

Max J. van Gerrevink, Sander Veraverbeke, Sol Cooperdock, Stefano Potter, Michael Moubarak, Scott J. Goetz, Michelle C. Mack, James T. Randerson, Merritt R. Turetsky, and Brendan M. Rogers

Fire is a major disturbance mechanism in arctic-boreal ecosystems and results in warming and cooling feedbacks to the climate system. Greenhouse gas emissions from fires are a major positive feedback, yet post-fire carbon sequestration in recovering ecosystems partly offsets this. In addition, fire removes part of the organic soil layer and may result in permafrost thaw and consequent greenhouse gas emissions. Yet, fire-induced changes in ecosystem structures result in a larger spring-time snow cover compared to unburned areas, and this imposes a negative climate feedback through increased surface albedo. These various climate forcings are spatially and temporally heterogeneous and depend on various landscape components and fire regime characteristics. Understanding the net climate forcing effect is crucial in managing and mitigating climate change impacts on carbon cycling. We applied the concept of radiative forcing in a quantitative spatial assessment of the net climate feedbacks induced by arctic-boreal North American fires. We capitalize upon the state-of-the-art carbon combustion estimates by the Arctic Boreal Vulnerability Experiment Fire Emissions Database (ABoVE-FED) and a novel climate forcing framework to predict fire-driven changes in net forcing under historical and future climate scenarios. In our analyses we incorporated all fires between 2001 and 2019, evaluating the net fire-induced forcing over the regrowth successional phase (at 20-years after fire) and after full succession (at 80-years after fire). Our results highlight the spatial and temporal heterogeneity in climate forcings from arctic-boreal fires, and in future work we plan to characterize spatiotemporal patterns of the net climate feedback.

How to cite: van Gerrevink, M. J., Veraverbeke, S., Cooperdock, S., Potter, S., Moubarak, M., Goetz, S. J., Mack, M. C., Randerson, J. T., Turetsky, M. R., and Rogers, B. M.: Integrated Climate Radiative Forcing from Arctic-Boreal Fires, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4696, https://doi.org/10.5194/egusphere-egu22-4696, 2022.

Records from the Forestry Bureau of Taiwan show that dozens of wildfire events occur every year in Taiwan. Furthermore, it is known that with climate change-induced extreme weather events, e.g., heatwaves and droughts, occurring more frequently, the wildfire occurrences are consequently increasing. Although the scale of wildfires in Taiwan is much smaller than in other places around the world, the potential harm caused by Taiwan’s wildfires is worth investigating due to the potential health issue and the safety concerns of wildfires.

Unfortunately, little has been done on the issue of wildfires in Taiwan. One of the difficulties of wildfire research in Taiwan can be attributed to the lack of forest areas data due to the limited number of observation stations. As a result, satellite data with more information on forest areas are used in this investigation to supplement the missing data and to complete the time series and variables. Multi-dimensional Complementary Ensemble Empirical Mode Decomposition (MCEEMD) is applied to identify the spatiotemporal distribution of variables, the meteorological factors affecting wildfires, and the wildfire influences on the vegetation of forests detected by satellite image time-series data. In the meantime, a time-frequency tool, Complementary Ensemble Empirical Mode Decomposition (CEEMD), is conducted to evaluate the trend and the variability of the time series of wildfire occurrences.

Wildfires can be lightning-caused and anthropogenic-caused. Therefore, to verify the intrinsic correlation between meteorological variables and wildfire occurrences, a scale- and time-dependent correlation approach, time-dependent intrinsic correlation (TDIC), is used. On the other hand, to estimate the impacts of wildfire, which may include air pollution, water quality, and health issues, time-dependent intrinsic cross-correlation (TDICC) is applied by considering the time lag effect.

This study aims at quantifying the time-lag correlation between wildfires and their potential effects on air pollutions, water quality, and health issues. Furthermore, the high-risk areas of wildfires in Taiwan are also identified. Meanwhile, the classical wildfire study case, California, USA, will be studied as a comparison case due to its large-scale wildfire, unique climate, and wildfire research. The results can serve as a reference for the Taiwan government to make decisions on management strategies referring to wildfire occurrences and livelihood problems.

How to cite: Tung, Y. and Tsai, C. W.: Spatiotemporal Analysis of the Causes and Effects of Wildfire by Landsat Imagery and in situ Data: Case studies of Taiwan and California, USA, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6999, https://doi.org/10.5194/egusphere-egu22-6999, 2022.

EGU22-8295 | Presentations | NH7.1 | Highlight

The effect of drought and temperature extremes on burned area in Southeastern Australia 

Patrícia Páscoa, Célia Gouveia, Ana Russo, and Andreia Ribeiro

Natural hazards often result from interacting physical processes across a wide range of spatial and temporal scales. Namely, the occurrence of heatwaves and droughts increases the risk of wildfires, with recurrent extensive human, ecological and economic losses being reported throughout the world. In Australia, several extreme bushfires have occurred following severe droughts and heatwaves, namely the Black Saturday bushfires in 2009 and the extreme bushfire season of 2019-2020.

In this work, we analyze the relation between fire occurrence, drought conditions, and temperature extremes in southeastern Australia for the period 1982-2018 and considering the months between December and February. Monthly burned area (BA) was retrieved from the FireCCILT11 dataset, with a spatial resolution of 0.25˚. The drought index SPEI was used to assess the drought conditions and was computed using monthly precipitation and temperature data from the CRU TS 4.05 database. The occurrence of temperature extremes was assessed using the index Number of Hot Days (NHD), which was computed using daily maximum temperature obtained from the ERA5 dataset.

The study area comprises pixels that have burned at least 25 times on these months. A correlation analysis was performed between BA and SPEI at time scales of 1, 3, and 6 months, and between BA and NHD. The influence of current and previous conditions on BA was assessed, by correlating BA with SPEI and NHD at the current month, and in the previous 1 to 3 months. The joint probability of BA, drought, and temperature extremes was also assessed, using copula functions.

The results show a negative correlation between BA and SPEI, and a positive correlation between BA and NHD. For previous months, the correlation is stronger between BA and SPEI, than for BA and NHD, pointing to an effect of the drought conditions on previous months, whereas the effect of temperature on BA is seen instantaneously. The probabilistic analysis shows a clear increase in the probability of BA exceeding the 80th percentile, given drought conditions, compared to non-drought conditions. A similar result was obtained for the case of extreme temperature.

Acknowledgements: This study was partially supported by national funds through FCT (Fundação para a Ciência e a Tecnologia, Portugal) under projects FIRECAST (PCIF/GRF/0204/2017) and Floresta Limpa (PCIF/MOG/0161/2019); and the 2021 FirEUrisk project, funded by the European Union’s Horizon 2020 research and innovation programme under the Grant Agreement no. 101003890.

How to cite: Páscoa, P., Gouveia, C., Russo, A., and Ribeiro, A.: The effect of drought and temperature extremes on burned area in Southeastern Australia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8295, https://doi.org/10.5194/egusphere-egu22-8295, 2022.

EGU22-9277 | Presentations | NH7.1

Spatial and temporal characterization of wildfires, human and biophysical factors in Portugal 

Mário Pereira, Joana Parente, and Marj Tonini

Wildfires are uncontrolled fires that can burn the forest and agricultural parcels, semi-natural areas and wildlands (e.g., forests, scrublands and abandoned agricultural areas). The wildfire-prone regions in the world range from tropical savannahs to boreal forests, characterized by factors and conditions required for fire activity. In the last 20 years, wildfires were the 5th costliest and the 6th most frequent type of disaster in the world. In the same period, Europe experienced a high number of wildfires and burnt areas, mainly concentrated in the Mediterranean basin and with increasing trends in countries such as Portugal. The fire incidence presents high spatial and temporal (intra- and inter-annual) variability patterns associated with human activities, including land use/land cover changes, extreme weather conditions, climate variability and climate changes.

The objectives of this study include the identification and characterization of the spatial and temporal variability of wildfire incidence, as well as its main drivers, in Portugal. The study uses the most recent fire and environmental databases, analyses wildfires with different causes (e.g., negligent and intentional wildfires) and, in particular, the influence of weather and climate variability and extremes, namely heat waves (HW) and droughts (D) on the occurrence of large fires.

Obtained results comprise the spatial and temporal patterns of wildfires and the assessment of the main drivers of wildfires. We conclude that extreme weather conditions (HW and D) can explain the spatiotemporal patterns of large wildfires, which are responsible for the vast majority of the total burned area. Nevertheless, other factors (such as vegetation type, topography, distance to roads) can explain part of the variability patterns. Our findings are fundamental for forest, landscape, and wildfire management, as they include the identification and characterization of the areas and frame periods where fires are more frequent and have a greater impact. Additionally, this information, together with the identification of the nature of the main danger factors, can support monitoring and forecasting systems, aiming at the development of strategies for wildfire prevention, preparedness and response activities, as well as adaptation to climate change.

 

Acknowledgements:

This work was financed by the National Funds through FCT - Foundation for Science and Technology under the project UIDB/04033/2020. This work was also supported by the project FRISCO - managing Fire-induced RISks of water quality Contamination (PCIF/MPG/0044/2018), and funding attributed to the CE3C research center (UIDB/00329/2020).

How to cite: Pereira, M., Parente, J., and Tonini, M.: Spatial and temporal characterization of wildfires, human and biophysical factors in Portugal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9277, https://doi.org/10.5194/egusphere-egu22-9277, 2022.

EGU22-9865 | Presentations | NH7.1

The implementation of the Forest Canopy Density (FCD) model for Coniferous ecosystems in Cyprus forests, using Landsat-8 and Sentinel-2 satellite data. 

Maria Prodromou, Ioannis Gitas, Kyriacos Themistocleous, and Diofantos Hadjimitsis

The canopy of trees plays a very important role in forest ecosystems and acts as a regulator, as it is a factor that affects the microclimate and the soil conditions. The density of the forest canopy is associated with forest development, and it is a factor that can indicate the degree of forest degradation. Additionally, forest density is one of the most important parameters, used in the design and implementation of programs for forest restoration, especially in cases of areas affected by fires. The main objective of this study is to determine the disturbance that occurred in the canopy density after the fire events that occurred in Argaka and Solea villages in June 2016 at Paphos forest and Adelfoi forest respectively, in Cyprus. For the purposes of this study, the Forest Canopy Density model (FCD model) was estimated using the Landsat-8 satellite data. Moreover, this study aimed to evaluate the FCD using Sentinel-2 data. The results obtained from Sentinel-2 seem to be very promising and the calculation of the canopy density through this study is achieved in a better resolution, in contrast to the analysis available by the Landsat-8 satellite. This work has been supported by the project ‘ERATOSTHENES: Excellence Research Centre for Earth Surveillance and Space-Based Monitoring of the Environment-EXCELSIOR’ (https://excelsior2020.eu/) that has received funding from the European Union’s Horizon 2020 research and innovation programme under grant agreement No 857510 (Call: WIDESPREAD-01-2018-2019 Teaming) and from the  Government of the  Republic of  Cyprus through the Directorate-General for the  European  Programmes,  Coordination, and  Development.

How to cite: Prodromou, M., Gitas, I., Themistocleous, K., and Hadjimitsis, D.: The implementation of the Forest Canopy Density (FCD) model for Coniferous ecosystems in Cyprus forests, using Landsat-8 and Sentinel-2 satellite data., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9865, https://doi.org/10.5194/egusphere-egu22-9865, 2022.

Plant biomes and climatic zones are characterized by a specific type of fire regime that results mainly from the synergy of climatic conditions and vegetation characteristics. The reconstruction of fire history for the assessment of fire regime and the monitoring of post-fire evolution of the burned areas can be studied with satellite remote sensing images. The free availability of (i) Landsat satellite imagery by US Geological Survey (USGS, (ii) Sentinel-2 satellite imagery by ESA and (iii) MODIS satellite imagery by NASA / USGS allow the low-cost data acquisition and processing which otherwise would require very high costs. The purpose of this work is to determine the fire regime as well as the patterns of post-fire evolution of burned areas in selected vegetation/climate zones by studying the phenology of the landscape with time series of satellite images. More specifically, the three research questions we are negotiating are: (i) the reconstruction of the history of fires in the period 1984-2017 and the determination of fire regimes with satellite data Landsat and Sentinel-2, (ii) the assessment of pre-fire phenological pattern of vegetation and (iii) the monitoring and comparative evaluation of post-fire evolution patterns of the burned areas. Here, we present the final results of the project.

Acknowledgements

This research has been co-financed by the Operational Program "Human Resources Development, Education and Lifelong Learning" and is co-financed by the European Union (European Social Fund) and Greek national funds.

How to cite: Koutsias, N., Karamitsou, A., Nioti, F., and Coutelieris, F.: Fire regimes and post-fire evolution of burned areas in selected plant biomes of the planet by studying the phenology of the landscape with time series of satellite images – final results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10029, https://doi.org/10.5194/egusphere-egu22-10029, 2022.

EGU22-10173 | Presentations | NH7.1 | Highlight

Present and future fire regime in Iberia 

Tomás Calheiros, Mário Pereira, João Silva, Akli Benali, and João Nunes

In the last decades, Mediterranean Europe has been highly affected by wildfires. Larger wildfires and impacts occurred during and as a result of extreme fire weather, as observed in recent years. In the Iberian Peninsula, the influence of the fire weather on the fire incidence is particularly important, and the purpose of this study was to investigate in detail this relationship and its influence on the current and future fire regime.

The Daily Severity Rating (DSR) and the other indices of the Canadian Forest Fire Weather Index (FWI) System were computed using the ECMWF Reanalysis v5 (ERA5) and CORDEX atmospheric datasets. The meteorological variables needed to compute the FWI indices were the air temperature, relative humidity, wind speed and daily accumulated precipitation, at 12 UTC. We defined the Number of Extreme Days (NED) using extreme values of DSR and Drought Code and related them with the Normalized Burnt Area (NBA), loaded from Portuguese and Spanish wildfire official datasets. A cluster analysis was performed on NBA, revealing four pyro-regions characterized by different intra-annual variability of NBA. The strong link between the NED and the NBA intra-annual patterns was used to project the future pyro-regions, using a climate ensemble for two future scenarios.

Finally, we investigate the relationship between extreme wildfires and fire weather at a finer spatial scale in Continental Portugal, namely between extreme DSRp and large wildfires at the municipal level. We used weather data from ERA5 to compute DSR percentiles (DSRp) for an extended summer period (defined between 15th May and 31st October) and combine it with large (>100 ha) burnt areas (BA), with the purpose to identify the DSRp value responsible of a large amount of BA (80 or 90%) at the municipality level. A cluster analysis was performed using the relationship between DSRp and BA, in each municipality of Continental Portugal. Obtained clusters are distinguished by differences in land cover, revealing that higher (lower) DSRp is needed to explain the same high percentage of total BA when forest (scrublands) is the predominant affected vegetation type.

Our findings include recent changes in fire regimes in the recent past, a strong relationship between NED and NBA, that explain those observed changes and can be used to anticipate future fire regimes. Projected changes in NED suggest different future pyro-regions mapping in the Iberian Peninsula. Forest or shrublands prevalence has a significant influence on the spatial variability of the relationship between the extreme DSR threshold and most of total BA at the municipality level, particularly in Portugal.

How to cite: Calheiros, T., Pereira, M., Silva, J., Benali, A., and Nunes, J.: Present and future fire regime in Iberia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10173, https://doi.org/10.5194/egusphere-egu22-10173, 2022.

EGU22-11057 | Presentations | NH7.1

Use of fire danger seasonal forecasts to support fire prevention management in Attica Greece 

Anna Karali, Konstantinos V. Varotsos, Christos Giannakopoulos, and Maria Hatzaki

Forest fires constitute a major environmental and socioeconomic hazard in the Mediterranean Europe. Weather and climate are among the main factors influencing wildfire potential. As fire danger is expected to increase under changing climatic conditions, seasonal forecasting of weather conditions conducive to fires is of paramount importance for implementing effective fire prevention policies. The aim of the current study is to provide high resolution (~9km) probabilistic seasonal fire danger forecasts, utilizing the Canadian Fire Weather Index (FWI) for Attica region, one of the most fire prone regions in Greece. Furthermore, the study aims to assess the ability of probabilistic FWI seasonal forecasts to provide robust information and support management decisions by comparing hindcast years of above normal fire danger conditions with historical fire occurrence data.

Towards this aim, the fifth generation of the ECMWF seasonal forecasting system (SEAS5) (Johnson et al. 2019) hindcasts for the period 1993 to 2016 available in C3S Climate Data Store are utilized. The variables to calculate daily FWI values include instantaneous outputs at 12 UTC for 2-meter temperature, northward and eastward near-surface wind components, 2-m dewpoint temperature as well as daily accumulated precipitation. In order to statistically downscale and verify FWI seasonal forecasts, the state-of-the-art global reanalysis dataset ERA5-Land (Muñoz-Sabater 2019) of Copernicus CDS is used. The verification of the FWI (including its sub-components) re-forecasts was performed using adequate probabilistic verification measures of skill and reliability.

Preliminary results indicate that FWI as well as its Initial Spread Index (ISI) sub-component, present statistically significant (95% confidence interval) high skill scores for Attica and are proven respectively, “marginally useful” and “perfectly reliable” in predicting above normal fire danger conditions. When comparing year-by-year the SEAS5 FWI predictions with the historical fire occurrence as obtained by the Hellenic Fire Service database, both FWI and ISI forecasts indicate a skill in identifying years with high fire occurrences. Overall, fire danger and its subcomponents can potentially be exploited by regional authorities in fire prevention management regarding preparedness and resources allocation in the Attica Region.

How to cite: Karali, A., V. Varotsos, K., Giannakopoulos, C., and Hatzaki, M.: Use of fire danger seasonal forecasts to support fire prevention management in Attica Greece, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11057, https://doi.org/10.5194/egusphere-egu22-11057, 2022.

EGU22-11172 | Presentations | NH7.1

A new approach to map the current and future global distribution of wildfires 

Marketa Podebradska

Wildfires serve as an essential disturbance for many ecosystems representing a vital component of the Earth’s systems. On geological time scales wildfires have played an important role affecting Earth’s atmosphere and terrestrial ecosystems. Anthropogenic climate change causes shifts in weather and climate patterns that affect wildfire-related processes shaping the global distribution of wildfires. Globally, many regions are experiencing increases in wildfire frequency, large fire occurrence, severity, and their ecological consequences. Local evidence suggests that some areas that were historically “fire-resistant”, such as Central Europe, might become at risk to wildfires in the future due to increases in fire-conducive conditions and fuel aridity. Changes in the global distribution of fire-prone and fire-resistant areas can have far-reaching ecological and social consequences that are already being observed. However, understanding the global effect of climate change on the future fire dynamics remains to be challenging.

We present a new method that uses statistical modeling to globally map the current and future distribution of fire-prone and fire-resistant areas. This method is unique in that it uses a spatial intersection of the four main hierarchical fire components - accumulated biomass, its availability to burn, fire weather, and ignitions. These four components are then used in a statistical model to explain the susceptibility of a landscape to historical wildfire occurrence. Anthropogenic climate change will likely alter the global spatial distribution of these components, hence affecting the global distribution of fire-prone and fire-resistant areas. Data from global climate models and other ancillary datasets that represent the future global distribution of the four wildfire components will be used together with the statistical model wildfire occurrence to estimate the future global distribution of global “fire-prone” and “fire-resistant” areas. Findings of this research will lead to an improved monitoring and assessment of future global fire behavior and distribution which can contribute to a more sustainable coexistence of people with wildfires, especially in fire-prone regions.

How to cite: Podebradska, M.: A new approach to map the current and future global distribution of wildfires, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11172, https://doi.org/10.5194/egusphere-egu22-11172, 2022.

EGU22-12293 | Presentations | NH7.1 | Highlight

An early warning system of fire danger for the Brazilian Pantanal 

Sílvia A. Nunes, Liz B. C. Belém, Renata Libonati, and Carlos C. DaCamara

The devastating fires that in 2020 burned more than 3.9 million hectares in the Brazilian Pantanal, the largest tropical wetland in the world, were the result of a complex interplay among human activity, landscape characteristics, and meteorological conditions, and have deepened the concerns about the future of that unique region of the world.

The meteorological component has played a prominent role in 2020, Pantanal having been affected by the most extreme drought since 1950 and by long periods of extremely high temperature. Both factors, combined with fire ignitions, mostly related to human activities, have contributed to the onset of large fire events that spread over water-stressed vegetation.

The aim of the present work is to set up a statistical model that is able to provide reliable forecast of probability of occurrence of a wildfire, taking into consideration both the longer and shorter effects of atmospheric conditions on vegetation stress and, provided an ignition has occurred, on the building up and spreading of a wildfire.

Fire data cover the period 2001-2020 and consist of Fire Radiative Power (FRP) as acquired by the MODIS instrument on-board Aqua and Terra Satellites. Meteorological fire danger was characterized by the Fire Weather (FWI) data covering the same period from the Copernicus Emergency Management Service.

Statistical models used in this study combine a lognormal distribution central body with a lower and an upper tail, both consisting of Generalized Pareto (GP) distributions, and daily FWI is used as a covariate of the parameters of the lognormal and the two GP distributions. First a base model (with fixed parameters) is fitted to the decimal logarithm of FRP, and the quality of fit is assessed using an Anderson-Darling test. Then the model is improved using FWI as a covariate, and performances of models without and with covariate are compared by computing the Bayes Factor as well as by applying the Vuong’s closeness test.

Statistical models were developed for the nine hydrological subregions of Pantanal using data for the period 2001-2019. Five classes of meteorological fire danger were then defined based on probabilities of exceedance of predefined values of FRP. The procedure was then separately applied to the extreme year of 2020.

The developed procedure is on the basis of an operational early warning system of fire danger in Pantanal that is currently being set up.

 

This work was supported by national funds through FCT (Fundação para a Ciência e a Tecnologia, Portugal) under project FIRECAST (PCIF/GRF/0204/2017), and by the State Public Prosecutor's Office of Mato Grosso do Sul.

How to cite: Nunes, S. A., Belém, L. B. C., Libonati, R., and DaCamara, C. C.: An early warning system of fire danger for the Brazilian Pantanal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12293, https://doi.org/10.5194/egusphere-egu22-12293, 2022.

Scots pine forests that make up 33% of the total forest area of Ukraine (9,4 million ha) that 
are represented mostly by single species and planted stands, have low resilience to climate 
change, fires and insects. More than 180 000 ha of pine forests were burned within 5 fire 
episodes in northern and south-eastern regions of the country during extremely dry fire 
season of 2020. In Luhansk oblast 16 civilians died, 54 were injured, 22 villages and hundreds 
of houses were burned or damaged because of July and October 2020 fires. Climate change 
uncertainties and numerous ignition sources in the landscapes require development and 
implementation of long-term strategy towards building fire resilient landscapes and fire 
resilient communities. 
National Strategy of Integrated Landscape Fire Management in Ukraine was developed by 
joint research team of the Regional Eastern Europe Fire Monitoring Europe and the Global 
Fire Monitoring Center for defining approaches and stakeholders as well as institutional 
arrangement of fire resilient landscape and community concept implementation. The 
Strategy was approved by the Ministry of Environmental Protection and Natural Resource 
Management of Ukraine and publicly discussed. 
Silvicultural intervention and fuel treatment methods were tested experimentally in pine 
forests of Ukraine within implementation of the RESILPINE project supported by the German 
Federal Ministry for Food and Agriculture (BMEL) / German Federal Agency for Agriculture 
and Food (BLE). In particular, fire resilient forest edges on territories with high ignition 
probability near agricultural fields and lowlands were established via planting birch, apple 
tree, pear, lime tree in Boyarka Forest Experimental Station, Osterskii Military Forestry and 
Teteriv Forestry Enterprise. Formation of open fire resilient structure in 60-year-old pine 
forests via heavy thinning (40%) of overcrowded stands and prescribed burning of ground fuel 
on southern and south-eastern vicinity of villages Kudriashivka and Varvarivka of Luhansk 
Oblast that were threatened by fires in 2020. Oblasts were justified and prepared for spring 
2022. Preliminary recommendations for state forest enterprises on increasing fire resilience 
of pine forests were presented and approved by scientific-technical council of the State 
Agency of Forest Resources of Ukraine.

How to cite: Zibtsev, S., Georg Goldammer, J., Soshenskii, O., and Gumeniuk, V.: Transformation of Forests to Close-to-Nature Forest Management in Ukraine: Nature-based silvicultural and fire management methods for increasing the resilience of pine stands to drought and wildfire, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13361, https://doi.org/10.5194/egusphere-egu22-13361, 2022.

EGU22-13368 | Presentations | NH7.1

Fire risk assessment for prevention improvement in the Chornobyl exclusion zone 

Viktor Myroniuk, Sergiy Zibtsev, Johann G. Goldammer, Vadim Bogomolov, Olexandr Borsuk, Olexandr Soshenskii, Vasyl Gumeniuk, and Erin Zibtseva

Large landscape fires in 2015 and 2020 in the Chornobyl Exclusion Zone (CEZ), that burnt in total more than 82 thousand ha of highly radioactive forest lands all over the territory, including Red Forest, located near the Unit 4 Confinement, posed a significant threat for health of fire fighters who participated in the suppression and other personnel of the Zone. Burning of forest fuel contaminated with six radionuclides generated smoke that migrated far beyond borders of the Exclusion Zone with prevailing winds towards populated areas. Future uncertainties caused by climate change require risk assessment for development of fire resilient landscape and risk-based integrated fire management system.            

To improve fire prevention in CEZ we have developed a web-based framework for assessing the potential risk of a wildfire that integrates weather data, ignition likelihood, models burn probability, contamination by radionuclides, and available firefighting resources. We combined available field sampling and forest inventory data to parametrize our fuel models. Landsat time series were used for mapping the seasonal pattern of fuels distribution, which conforms to landscape flammability. Canopy fuels were predicted using machine learning models and remote sensing data. We calibrated surface and canopy fuel metrics so that the perimeters of the largest wildfires matched those simulated using the FARSITE fire modelling system based on hourly weather data (i.e., wind speed, wind direction, precipitation etc.).

For modelling of the current risk of fires according to fire weather parameters, the relations of the area and number of fires (according to the MODIS MCD64A1 product) and the modified for Ukraine PORTU fire weather index were calculated on the basis of historical meteorological data for the period from 2010 to 2020 for CEZ. Python scripts have been developed, in order to automatically download fire weather data several times per day and calculate PORTU index in 16 km grid cells.

The research in CEZ funded by European Union’s Horizon 2020 Program within the project FirEUrisk “Development a holistic, risk-wise strategy for European wildfire management” (GA 101003890).      

How to cite: Myroniuk, V., Zibtsev, S., G. Goldammer, J., Bogomolov, V., Borsuk, O., Soshenskii, O., Gumeniuk, V., and Zibtseva, E.: Fire risk assessment for prevention improvement in the Chornobyl exclusion zone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13368, https://doi.org/10.5194/egusphere-egu22-13368, 2022.

Unprecedented wildfires swept Mediterranean Europe in the summer of 2021 wreaking havoc economically and socially while clearing large swaths of forest land. Those that scorched the southern coastal highlands in Turkey came on the heels of a heat wave and at the peak of the arid season. Nearly two thirds of the Anatolian Peninsula are under the influence of Mediterranean-type climate and prone to seasonal wildfires, a quality that also encourages high species diversity. The region’s heterogenous topography is home to different meso- and micro-climates which in turn translate into high rates of endemism. Although fire as disturbance is essential for the regeneration of Mediterranean-type ecosystems, potential changes in fire frequency and severity, coupled with longer periods of drought expectations - mainly as a result of anthropogenic deforestation and climate change - is duly raising concerns. The expected increase in the frequency and intensity of climate-based disturbances necessitates some form of a predictive mechanism for future protection and mitigation, especially for these otherwise fire-adapted ecosystems. Dynamic Global Vegetation Models (DGVMs) with built in disturbance schemes when forced with future projections of climate models can be powerful tools in this regard.

In this study, we present our preliminary findings from six different model simulations, run with LPJ-GUESS, a process based DGVM. We initially introduced three native conifer species with different fire histories and significant distributions in the Anatolian Peninsula to the model and forced it with climatic drivers from ERA5 Land reanalysis dataset for the historical period. Once confident that our simulation results closely reflected the historical fires in the remote sensing datasets available through Google Earth Engine, we continued to force the model with climatic drivers from different model contributions to CMIP6, bias-corrected, interpolated to the 9-km horizontal resolution of ERA5 Land reanalysis and reflecting the RCP 8.5 scenario. All simulation results were analyzed using Climate Data Operators (CDO), ArcGIS, and R computing language.

Our preliminary results indicate an overall increase in pyro-diversity for the country across all simulations. A potential expansion of wildfire range towards the northwest was also observed, a curious outcome as this region includes the western Black Sea mountain ranges that are known for high precipitation rates. These mountains are also home to a rich forest cover with a fine mixture of broadleaved and conifer species spreading horizontally along different altitudinal belts. In light of our preliminary findings and along with our continuing research on the effects of any potential future climate-change related shifts in the fire regime on forest composition, we urge additional study of different landscape scale disturbances (i.e. soil erosion and landslides) which may potentially be triggered as a result of a diversifying and intensifying fire regime and which may have a significant impact for the terrestrial ecosystems and livelihood. 

This study benefited from the 2232 International Fellowship for Outstanding Researchers Program of the Scientific and Technological Research Council of Turkey (TUBITAK) grant 118C329. The financial support received from TUBITAK doesn’t mean that the content of the publication is scientifically approved by TUBITAK.

How to cite: Ekberzade, B., Yetemen, O., and Sen, O. L.: Looking into a fuzzy future: coupled effect of pyrogeography and a changing climate on an already fragile terrestrial ecosystem, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-239, https://doi.org/10.5194/egusphere-egu22-239, 2022.

EGU22-384 | Presentations | BG1.2

Pantanal’s 2020 fire season in perspective: the case of a natural heritage reserve 

Patrícia S. Silva, Joana Nogueira, and Renata Libonati

Pantanal saw a catastrophic fire season in 2020, with a quarter of the biome hit by flames (around 4 million ha). Protected and indigenous areas burnt entirely, and it is estimated that at least 17 million vertebrates died, including several endangered species endemic to the biome. These dramatic events drew attention to the occurrence and aftermath of fire within a fire-sensitive ecosystem such as Pantanal’s wetlands.

The RPPN (Reserva Particular do Patrimônio Natural) SESC Pantanal was one of such protected areas severely affected in 2020, with around 2/3 of its territory burnt. Here, we analyse the historical fire behaviour within the RPPN, including the 2020 events, using remote sensing products over the 2001-2020 period. 

Although fire has historically occurred within the RPPN at an average of 2 400 ha burned per year, the 2020 fire events were an absolute outlier with more than 70 600 ha burned. Before 2020, only 2010 reached above 10 000 ha of burned areas, and the most extreme events were found to be those above 3 000 ha. When considering the 2001-2019 period, wetlands and grasslands are the land cover types that burn the most (52 and 17% of the total burned area, respectively), followed by forests and savanna formations (16 and 9%, respectively). The year of 2020, however, changed this pattern: most burned areas occurred in forested areas (40%), followed by grasslands (26%) and savanna formations (24%). We also found that fire is not recurrent: during the 19 years of historical data the vast majority of burned areas occurred only once (60%), 35% burned up twice or thrice, and solely 5% burned more than 3 times.

Future climate change assessments seem to point at a warmer and drier future for the biome, when events such as 2020 might become more regular. Our results provide an historical characterization leading up to the 2020 fires within the RPPN SESC Pantanal, that may be of use for fire managers in light of future climate change. 

How to cite: Silva, P. S., Nogueira, J., and Libonati, R.: Pantanal’s 2020 fire season in perspective: the case of a natural heritage reserve, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-384, https://doi.org/10.5194/egusphere-egu22-384, 2022.

EGU22-1007 | Presentations | BG1.2

Investigating woody species resprouting in response to fire 

Yicheng Shen, Colin Prentice, and Sandy Harrison

Fire is a major disturbance in natural ecosystems and more extreme fires are predicted to occur in the future. Plant species can survive or resist wildfires and adapt to fire-prone regimes by exhibiting fire-related plant traits such as serotiny and heat-simulated germination. Resprouting is one of the most common plant traits that confer resilience to fire, promoting rapid post-fire recovery and affecting ecosystem dynamics. We investigated the relationships between the abundance of resprouting woody species, fire return interval and fire intensity in three regions: Europe, Australia and South and Central America. Species abundance data were obtained from the SplotOpen database while resprouting information are derived from regional and global databases, field information and the literature. Fire return time and fire intensity at each site were estimated using remotely sensed observations (MODIS MCD64CMQ, MODIS MCD14ML and Fire Atlas). We show that the abundance of resprouting woody species decreases with increasing fire return interval but that resprouters are most abundant at intermediate levels of fire intensity. These patterns are seen in all the three regions. Given that the abundance of resprouting woody species is strongly related to the fire regime, it should be possible to model their distribution in an optimality framework. Since the abundance of resprouters will affect ecosystem post-fire recovery, it is important to include this trait in fire-enabled vegetation models in order to simulate ecosystem dynamics adequately.

How to cite: Shen, Y., Prentice, C., and Harrison, S.: Investigating woody species resprouting in response to fire, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1007, https://doi.org/10.5194/egusphere-egu22-1007, 2022.

EGU22-1169 | Presentations | BG1.2

Recent and future intense fire seasons in the Mediterranean basin: the increasing role of droughts and heatwaves 

Ricardo Trigo, Marco Turco, Sonia Jerez, Pedro Sousa, Ana Russo, and Julien Ruffault

Mediterranean ecosystems are prone to forest fires, as evidenced by several extreme fire seasons which struck in the last two decades, including both western (2003, 2005, 2017) and eastern (2007, 2018, 2021) Mediterranean sectors. These fire seasons had a massive impact on the economy and the environment, having also caused many human casualties, including 145 in Portugal 2017 and about 100 in Greece 2018. Moreover, it is now widely accepted that these outstanding fire seasons are often associated with unusually intense droughts and heatwaves (Turco et al., 2019; Ruffault et al, 2020). Additionally, there is strong evidence that the frequency of drought events in the Mediterranean basin has increased significantly in the last decades and is bound to increase further under different climate change scenarios (Tramblay et al., 2020).

The relentless tendency for increasing summer temperatures in Europe in recent decades, when compared to the last 500 hundred years, also underlines that the increment in temperatures is extensive to central and Scandinavian countries (Sousa et al., 2020), where forest fires have become considerably more frequent. Recent assessments have emphasised the synergy between drought and extremely hot summers in the Mediterranean (Russo et al., 2020).

In addition to this climate change scenarios point to a likely increase in the frequency of two specific heat-induced fire-weather types, precisely those that have been related to the largest wildfires observed in recent years (Ruffault et al., 2020). Heat-induced fire-weather types are characterized by compound dry and warm conditions occurring during summer heatwaves, either under moderate (heatwave type) or intense (hot drought type) drought. The frequency of heat-induced fire-weather is projected to increase by 14% by the end of the century (2071-2100) under the RCP4.5 scenario, and by 30% under the RCP8.5. In summary, these results consistently suggest that the frequency and extent of wildfires will increase throughout the Mediterranean Basin.

 

Ruffault J., Curt T., Moron V., Trigo R.M., Mouillot F., Koutsias N., Pimont F., Martin-StPaul N., Barbero R., Dupuy J.-L., Russo A., Belhadj-Khedher C., (2020) Scientific Reports, 10, 13790, doi: 10.1038/s41598-020-70069-z

Russo A., Gouveia C.M., Dutra E., Soares P.M.M., Trigo R.M.  (2019) Environmental Research Letters, 14(1), 014011, doi: 10.1088/1748-9326/aaf09e

Sousa P., Barriopedro D., García-Herrera R., Ordoñez C., Soares P.MM, Trigo R.M. (2020) Communications Earth & Environment, 1, 48, doi: 10.1038/s43247-020-00048-9

Turco M., Jerez S., Augusto S., Tarín-Carrasco P., Ratola N., Jimenez-Guerrero P., Trigo, R.M. (2019) Scientific Reports, 9, 1, doi: 10.1038/s41598-019-50281-2

 

This work was supported by national funds through FCT (Fundação para a Ciência e a Tecnologia, Portugal) under project FIRECAST (PCIF/GRF/0204/2017). M.T. is supported by the Spanish Ministry of Science, Innovation and Universities - Spanish State Research Agency and the European Regional Development Fund through the PREDFIRE projects (RTI2018-099711-J-I00, MCI/AEI/FEDER, EU) and the Ramón y Cajal grant (RYC2019-027115-I). S.J. thanks the Spanish Ministry of Science, Innovation and Universities - Agencia Estatal de Investigación and the European Regional Development Fund for the support received through the EASE project (RTI2018 100870 A I00).

How to cite: Trigo, R., Turco, M., Jerez, S., Sousa, P., Russo, A., and Ruffault, J.: Recent and future intense fire seasons in the Mediterranean basin: the increasing role of droughts and heatwaves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1169, https://doi.org/10.5194/egusphere-egu22-1169, 2022.

EGU22-1217 | Presentations | BG1.2 | Highlight

Palaeofire: current status and future opportunities 

Sandy Harrison, Daniel Gallagher, Paul Lincoln, Mengmeng Liu, Yicheng Shen, Luke Sweeney, and Roberto Villegas-Diaz

Sedimentary charcoal records are widely used to reconstruct regional changes in fire regimes through time in the geological past. The Reading Palaeofire Database (RPD) represents the most comprehensive compilation of sedimentary charcoal data currently available. It contains 1673 individual charcoal records from 1480 sites worldwide, with sufficient metadata to allow for the appropriate selection of sites to address specific questions. Most of the records have new age models, made by re-calibrating the radiocarbon ages using INTCAL2020 and Bayesian age-modelling software. In this talk we will show how these data are being used to document changing fire regimes during the Late Quaternary and to explore how fire regimes have responded to changes in climate, vegetation and human activities. We will demonstrate the progress that has been made to calibrate the charcoal records and make quantitative estimates of fire properties. We will also explore how these data can be used to evaluate and benchmark process-based fire-enabled models. Finally, we will highlight opportunities to use the palaeo-record together with models to explore fire regimes and their consequences for land-surface processes, biogeochemical cycles and climate.

How to cite: Harrison, S., Gallagher, D., Lincoln, P., Liu, M., Shen, Y., Sweeney, L., and Villegas-Diaz, R.: Palaeofire: current status and future opportunities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1217, https://doi.org/10.5194/egusphere-egu22-1217, 2022.

EGU22-1372 | Presentations | BG1.2

Pyrogenic carbon decomposition critical to resolving fire's role in the Earth system 

Simon P.K. Bowring, Matthew W. Jones, Philippe Ciais, Bertrand Guenet, and Samuel Abiven

Recently identified post-fire carbon fluxes indicate that in order to understand if global fires represent a net carbon source or sink, one must consider both terrestrial carbon retention through pyrogenic carbon (PyC) production, and carbon losses via multiple pathways. Here, these legacy source and sink pathways are quantified using a CMIP6 land surface model to estimate Earth's fire carbon budget. Over 1901-2010, global PyC drives annual soil carbon accumulation of 337 TgCyr-1, offset by legacy carbon losses totalling -248 TgCyr-1. The residual of these values constrains maximum annual pyrogenic carbon mineralisation to 89 TgCyr-1, and PyC mean residence time to 5387 years, assuming steady state.   However, paucity of observational constraints for representing PyC mineralisation mean that without assuming steady state, we are unable to determine the sign of the overall fire carbon balance. 

The residual is negative over forests and positive over grassland-savannahs (implying a potential sink), suggesting contrasting roles of vegetation in the fire carbon cycle. Without widespread tropical grassland-savannah coverage, the legacy effects of fires could not feasibly enhance terrestrial C storage -a result afforded by grasses’ capacity for fire recovery. The dependency of the fire C residual on vegetation composition suggests that the preservation/restoration of native grasslands may be an important vector for decreasing C losses from future fire activity. We call for significant investments in understanding of PyC degradation and its drivers, in addition to improved estimates of legacy fire C fluxes. Reliable quantification of PyC mineralisation and erosion, particularly over grasslands, remains the principal missing link in a holistic understanding of fire’s role in the Earth system.

How to cite: Bowring, S. P. K., Jones, M. W., Ciais, P., Guenet, B., and Abiven, S.: Pyrogenic carbon decomposition critical to resolving fire's role in the Earth system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1372, https://doi.org/10.5194/egusphere-egu22-1372, 2022.

EGU22-1671 | Presentations | BG1.2

Representing socio-economic factors in INFERNO using the Human Development Index 

Joao Teixeira, Chantelle Burton, Douglas I. Kelley, Gerd Folberth, Fiona M. O'Connor, Richard Betts, and Apostolos Voulgarakis

INFERNO human fire ignitions and fire suppression functions excluded the representation of socio-economic factors (aside population density) that can affect anthropogenic behaviour regarding fire ignitions. To address this, we implement a socio-economic factor in the fire ignition and suppression parametrisation in INFERNO based on an Human Development Index (HDI) term. The HDI is calculated based on three indicators designed to capture the income, health, and education dimensions of human development. Therefore, we assume this leads to a representation where if there is more effort in improving human development, there is also investment on higher fire suppression by the population. Including this representation of socio-economic factors in INFERNO we were able to reduce large positive biases that were found for the regions of Temperate North America, Central America, Europe and Southern Hemisphere South America without significant impact to other regions, improving the model performance at a regional level and better representing processes that drive fire behaviour in the Earth System.

How to cite: Teixeira, J., Burton, C., Kelley, D. I., Folberth, G., O'Connor, F. M., Betts, R., and Voulgarakis, A.: Representing socio-economic factors in INFERNO using the Human Development Index, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1671, https://doi.org/10.5194/egusphere-egu22-1671, 2022.

EGU22-1916 | Presentations | BG1.2

Application of biochar to irrigated technosoils: Effects on germination and agronomic properties 

José María De la Rosa, Paloma Campos, Arturo Santa-Olalla, Águeda Sanchez-Martín, Ana Miller, and Elena Fernández-Boy

Today's agriculture faces the challenge of safely feeding a growing population. This situation generates additional pressures on the environment such as increased organic waste generation, irrigated cropland and the consumption of mineral fertilizers. Moreover, in the present context of global warming, it is necessary to transform the linear economy into a circular economy, in which organic waste should be valorized and greenhouse gas emissions reduced. During the last decade the transformation of organic waste into biochar, the carbon-rich material produced during pyrolysis of biomass to be applied as soil ameliorant [1], to increase the amount of pyrogenic C at soils have been developed [2]. Here, green compost and biochar were produced from contrasting agricultural wastes and applied at greenhouse under limited irrigation conditions.

Results showed that raw material, together with the pyrolysis conditions, determined physical properties of biochars, and thus its performance as soil amendment. In all cases, an increase in the pyrogenic carbon content and a general improvement in the physical properties of agronomic interest of the technosoils were observed. However, the use of high doses of olive-pomace biochar negatively affected the germination due to its high salinity.

Biochar, although beneficial, is therefore not a universal solution and must be characterized, have the appropriate properties and be applied in a specific way to correct specific soil deficiencies.

Acknowledgements: The BBVA foundation is gratefully acknowledged for funding the scholarship Leonardo to “Investigadores y Creadores Culturales 2020” (Proyecto realizado con la Beca Leonardo a Investigadores y Creadores Culturales 2020 de la Fundación BBVA).

References:

[1] Campos, P., Miller, A., Knicker, H., Costa-Pereira, M., Merino, A., De la Rosa, J.M., 2020. Waste Manag., 105, 256-267.

[2] De la Rosa, J.M., Rosado, M., Paneque, M., Miller, A.Z., Knicker, H., 2018. Sci. Tot. Environ., 613-614, 969-976.

How to cite: De la Rosa, J. M., Campos, P., Santa-Olalla, A., Sanchez-Martín, Á., Miller, A., and Fernández-Boy, E.: Application of biochar to irrigated technosoils: Effects on germination and agronomic properties, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1916, https://doi.org/10.5194/egusphere-egu22-1916, 2022.

EGU22-2442 | Presentations | BG1.2

Pyrogenic carbon from wildfire or from the laboratory 

Daquan Sun

Wildfires remove well-developed vegetation but restore it from an ecological point of view, although they are often called disasters when their intensity and extent in forests are large. Thermochemical decomposition of organic material at high temperatures (200 - 750 °C) in the absence of oxygen (or any halogen) to decompose biosolids has been recognised as a method with numerous benefits for waste management, carbon sequestration and sustainable agriculture. The effects of pyrogenic carbon (PyC) from wildfire and from the laboratory are believed to be different. The evidence to date is informative in bridging pyrogenic carbon from wildfire and pyrolysis, including aspects of: 1) PyC as a microsite for microbial communities; 2) the role of PyC of different sizes in soil aggregation; 3) the role of the soil microbiome in soil aggregation; 4) nutrient release - phosphorus availability in PyC. Future work is needed to investigate 1) the role of nano- or micro-sized PyC in the guts of soil fauna - nutrient uptake and function of the microbiome; 2) linking municipal biowaste to carbon sequestration; 3) improving efficiency in composting and vermicomposting; and 4) negative impacts on soil fauna such as earthworms. Knowledge of PyC in materials science, waste management and environmental microbiology offers opportunities to make breakthroughs in biowaste management and climate change mitigation.

How to cite: Sun, D.: Pyrogenic carbon from wildfire or from the laboratory, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2442, https://doi.org/10.5194/egusphere-egu22-2442, 2022.

EGU22-2463 | Presentations | BG1.2

Role of human impact on fire history and vegetation succession in one of the oldest protected forests in Europe 

Niina Kuosmanen, Tuomas Aakala, and Heikki Seppä

Fire is naturally an integral part of the northern boreal forests dynamics. However, anthropogenic activity has greatly affected the fire history in Fennoscandia, especially during the last millennia and the effective fire suppression practically led to the absence of a natural fire regime in boreal forests in Finland. However, the changing climate conditions may increase the risk of severe fire events regardless of the fire management. Therefore, it is important to look into the long-term interactions between human impact, fire and vegetation succession in order to understand the possible future role of fire in boreal forests.

One of the oldest protected areas in Europe is located in Central Finland and provides a good opportunity to investigate the change from natural fire and vegetation dynamics to human controlled fire regime and the natural vegetation succession after cessation of the slash-and-burn cultivation. The site is known to have been under slash-and-burn cultivation until the beginning of the 19th century and the last known burnings were done in the 1840s after which the site has been left to natural succession. The site was partly protected in 1911 and it was included into national the old-growth forest reserve protection program in 1994.

In order to investigate the long-term natural fire history and the role of human impact in the fire and the vegetation dynamics during last 3000 years we collected peat cores covering from two small forest hollows from the Kuusmäki old-growth forests protected area. Macroscopic (> 150 µm) charcoal and Neurospora-fungal spores are used to reconstruct the fire history and pollen analysis is performed to reconstruct the long-term vegetation dynamics in the study area.

The preliminary results demonstrate an increase in charcoal abundance from 16th century suggesting increased fire activity and a more intensive period of slash and burn cultivation in the area until the beginning of the 19th century. The absence of charcoal during the last century suggests absence of fire after the cessation of slash and burn cultivation. These results together with the vegetation succession will be further discussed in the presentation.

How to cite: Kuosmanen, N., Aakala, T., and Seppä, H.: Role of human impact on fire history and vegetation succession in one of the oldest protected forests in Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2463, https://doi.org/10.5194/egusphere-egu22-2463, 2022.

Paddy stubble burning is a major environmental issue that plagues the ambient air quality of the Indo-Gangetic Plain. Every year, during the post-monsoon season (October and November), approximately 17 million tons of paddy stubble are burnt openly in the fields of Punjab and Haryana. Over two months, this large-scale biomass burning results in persistent smog and severely perturbs the regional air quality. The emission of reactive gaseous pollutants like volatile organic compounds (VOCs) from this source drive the surface ozone and aerosol formation. However, there is a considerable knowledge gap regarding their identification, amounts and spatial distribution over North India. Widely used top-down global fire emission inventories like GFED, GFAS and FINN rely on the high-resolution MODIS and VIIRS satellite fire products. However, they are severely constrained by the missed fires, limited VOC speciation and uncertain biomass burnt calculations due to non-region-specific emission and land use parametrization factors. The current bottom-up emission estimates also have high uncertainties because of non-region-specific emission factors and burning practices. This work presents a new “hybrid” gridded emission inventory for paddy stubble burning over Punjab and Haryana in 2017 at 1 km × 1 km spatial resolution. First, the emission factors (EFs) of 77 VOCs were measured in smoke samples collected from the on-field paddy fires of Punjab. These were then combined with 1 km × 1 km stubble burning activity, constrained by annual crop production yields, regional rice cultivars, burning practices and satellite-detected fire radiative power. The results revealed that paddy stubble burning is a significant source of oxygenated VOCs like acetaldehyde (37.5±9.6 Ggy-1), 2-furaldehyde (37.1±12.5 Ggy-1), acetone (34.7±13.6 Ggy-1), and toxic VOCs like benzene (9.9±2.8 Ggy-1) and isocyanic acid (0.4±0.2 Ggy-1). These compounds are also significantly underestimated and unaccounted for by existing top-down and bottom-up emission inventories. Additionally, it was found that the emissions of NMVOC (346±65 Ggy-1), NOx (38±8 Ggy-1), NH3 (16±4 Ggy-1), PM2.5 (129±9 Ggy-1), GHG CO2 equivalents (22.1±3.7 Tgy-1) from paddy stubble were up to 20 times higher than the corresponding emissions from traffic and municipal waste burning over north-west India during October and November 2017. Mitigation of this source alone can yield massive air-quality climate co-benefits for more than 500 million people.

How to cite: Kumar, A., Hakkim, H., Sinha, B., and Sinha, V.: Gridded 1 km × 1 km emission inventory for paddy stubble burning emissions over north-west India constrained by measured emission factors of 77 VOCs and district-wise crop yield data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2565, https://doi.org/10.5194/egusphere-egu22-2565, 2022.

Biochar has become an accepted soil amendment due to its potential to improve soil properties and as a tool to increase carbon sequestration. The latter is based on its relatively high biochemical recalcitrance augmenting the slow C pool after its addition to soils. However, newer studies indicated that the longevity of biochar and naturally produced pyrogenic organic matter (PyOM) in soils is lower than commonly assumed. Many of those studies are based on the determination of CO2 production changes or on the recovery of their isotopic labels in the soil after amendment of biochar or PyC incorporation. Most probably because of the lack of appropriate techniques to differentiate between the natural soil organic matter fraction and the added black carbon, only few reports are available which relate turn-over data with chemical alterations of biochar during aging or the impact of the latter on the quality of the total SOM pool.  In order to fill this gap, we applied virtual fractionation of SOM into different organic matter pools by different solid-state NMR techniques. Whereas the most common combines the determination of turnover rates via stable isotope techniques, an alternative approach takes advantage of different relaxation behavior of biochar and humified SOM. In both cases spectra can be calculated that show either the added biochar or the respective SOM.  In the frame of the present work, the concept and the potential of the two approaches will be explained by using examples studied in our laboratory.  With this, we intend to provide a further powerful tool which can lead to a better understanding of the biochemistry related to the transformation of PyC and biochar during aging and their subsequent integration into the soil organic matter fraction.

 

Acknowledgement: Financial support has been provided by the European Institute of Innovation and Technology (EIT), a body of the European Union, under Horizon2020, the EU Framework Programme for Research and Innovation (Project 21217 Black to the future - biochar and compost as soil amendment)

How to cite: Knicker, H., Knicker, M., García de Castro Barragán, J. M., and Velasco-Molina, M.: NMR-spectroscopic virtual fractionation of soils mixed with pyrogenic carbon as a tool to separate chemical processes related to aging of pyrogenic carbon from those occurring during humification of soil organic matter, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2603, https://doi.org/10.5194/egusphere-egu22-2603, 2022.

EGU22-2611 | Presentations | BG1.2 | Highlight

Present and future tropical fire risks associated with compound events 

Andreia F. S. Ribeiro, Paulo M. Brando, Lucas Santos, Ludmila Rattis, Martin Hirschi, Mathias Hauser, Sonia I. Seneviratne, and Jakob Zscheischler

Complex interactions between climate and land-use are altering the course of the fire regimes across the tropics. In Brazil, many recent peaks of burned area have co-occurred with extreme climate events, high deforestation rates and agricultural expansion. Particularly during compound dry and hot years, widespread fires have become increasingly common, and an intensification of the fire activity due to climate change may be already underway.

Based on a compound-event-oriented framework to assess fire risk, we provide evidence on the extent to which fire activity and the associated impacts could be constrained if anthropogenic global warming is limited. Here we quantify the nonlinear relationships between compound climate drivers and burned area across two main Brazilian biocultural heritage sites (Xingu and Pantanal) and estimate compound-event-related fire risks in terms of the occurrences of compound drivers beyond which the fire response becomes extreme.

Our results show that the exponential response of burned area to climate is well explained by compound events characterized by air dryness and precipitation deficits (high VPD and low precipitation) and that climate-change induced fire risks will increase due to the co-occurrence of drier and warmer climatic conditions under global warming. However, if global warming is constrained to +1.5°C instead of +3°C, the likelihood of fire risk can be reduced by ~11% in the case of the most prominent fire types (forest fires in Xingu and grassland fires in the Pantanal). We thus conclude that if we slow down the rate of warming and follow more sustainable uses of land, we might be able to prevent the crossing of tipping points and the consequent downward spiral of socio-environmental impacts that threatens these regions.

How to cite: Ribeiro, A. F. S., Brando, P. M., Santos, L., Rattis, L., Hirschi, M., Hauser, M., Seneviratne, S. I., and Zscheischler, J.: Present and future tropical fire risks associated with compound events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2611, https://doi.org/10.5194/egusphere-egu22-2611, 2022.

EGU22-3357 | Presentations | BG1.2

High concentrations of environmentally persistent free radicals in fire derived pyrogenic organic matter 

Gabriel Sigmund, Cristina Santin Nuno, Marc Pignitter, Nathalie Tepe, Stefan Helmut Doerr, and Thilo Hofmann

Fire derived pyrogenic organic matter / charcoal is a source of environmentally persistent free radicals, which are precursors of potentially harmful reactive oxygen species. We analyzed charcoal samples from ten wildfires, including crown as well as surface fires in boreal, temperate, subtropical and tropical climate regions. Concentrations of environmentally persistent free radicals in these samples were orders of magnitude higher than those found in soils or other “background” matrices, as measured via electron spin resonance spectroscopy. The highest concentrations were measured in woody charcoals that were highly carbonized. We also found that environmentally persistent free radicals remained unexpectedly stable in the field for at least 5 years.

More details can be found in our recently published article: https://www.nature.com/articles/s43247-021-00138-2

How to cite: Sigmund, G., Santin Nuno, C., Pignitter, M., Tepe, N., Doerr, S. H., and Hofmann, T.: High concentrations of environmentally persistent free radicals in fire derived pyrogenic organic matter, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3357, https://doi.org/10.5194/egusphere-egu22-3357, 2022.

EGU22-3871 | Presentations | BG1.2

Projected changes in variability of fire weather in boreal regions under different levels of global warming 

Marianne T. Lund, Kalle Nordling, Astrid B. Gjelsvik, and Bjørn H. Samset

Recent years have seen unprecedented fire activity at Arctic latitudes, leading to severe consequences including unhealthy air quality in high latitude towns and cities. While wildfire occurrence and severity result from a complex interplay between natural and anthropogenic factors, weather is a key factor.

Weather conditions that promote high wildfire risk are characterized by the combination of high temperatures, little precipitation and low humidity, and often high winds. All of these can be affected by human-induced climate change and evidence is emerging that wildfire risk is already increasing in many regions. Such changes not only manifest as shifts in the means and extremes of the weather variables but can also be changes in the shape of their distributions. The importance of the full, regional Probability Density Functions (PDFs) of individual and aggregated variables, which contain information on expected weather not apparent from the distribution mean or tails, but through changes to their overall shape, for understanding climate risk has been broadly discussed in the literature. Furthermore, while simulations with regional climate models to derive such information are costly and time consuming, the advent of large ensembles of coupled climate model simulations has recently opened new opportunities.

Here we present a detailed characterization of the distribution and variability of weather variables conducive to wildfire risk across five high-latitude boreal regions in North America, Scandinavia and Russia. Building on methodology developed in Samset et al. (2019), we quantify the PDFs of daily data for a broad set of individual variables, as well as for the aggregate change expressed using the Canadian Fire Weather Index. Using ensembles of coupled simulations from two climate models (CanESM5 and MPI-ESM1-2) and two CMIP6 scenarios (the Shared Socioeconomic Pathways SSP1-2.6 and SSP5-8.5), we consistently quantify the changes of regionally and seasonally resolved PDFs under different levels of global warming.  

Our results provide a comprehensive picture of the potential future changes in drivers of fire weather and wildfire risk in the pan-Arctic region and demonstrate the difference between regions. We also show how statistical descriptions combined with emulation of Earth System Model (ESM) information can offer an alternative pathway to resource demanding model runs, for rapidly translating science to user-oriented information.

How to cite: Lund, M. T., Nordling, K., Gjelsvik, A. B., and Samset, B. H.: Projected changes in variability of fire weather in boreal regions under different levels of global warming, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3871, https://doi.org/10.5194/egusphere-egu22-3871, 2022.

EGU22-3927 | Presentations | BG1.2

Siberian fire ignition caused by the dry lightning activity 

Jin-Soo Kim, Seung-Ki Min, Min-Gyu Seong, Daehyun Kim, Robert Holzworth, Ja-Ho Koo, Axel Timmermann, and Gabriela Schaepman-Strub

Wildfire activity in Siberia (60E-180E, 55N-80N) has been observed to be more frequent and stronger in recent years. To understand the underlying mechanism of the positive trend in the frequency and strength of wildfire events, especially the role of lightning, we analyzed the relationship among fire ignition, Convective Available Potential Energy (CAPE), precipitation, and lightning flash density over Siberia using observations and reanalysis products for the period 2012–2020. A similar analysis was performed on an ultra-high-resolution (25-km) climate model simulation made with Community Earth System Model version 1.2.2 (CESM) under a greenhouse gas-induced warming scenario. In the observations, we found that while the number of lightning flashes is proportional to CAPE and precipitation, the number of fire ignition is only proportional to CAPE. In particular, we identified a threshold of 3.5 mm/day of precipitation, below which fire ignition occurs more frequently. Our analyses reveal that precipitation plays a role in suppressing fire ignition, but dry lightning with high CAPE and low precipitation effectively cause fire ignitions. In the CESM simulation, we found a robust increase in the number of days with high CAPE (> 700 J/kg) and low precipitation (< 3.5 mm/day), which suggests an increase in the frequency of dry lightning events, and therefore more lightning-induced wildfire events in Siberia.

How to cite: Kim, J.-S., Min, S.-K., Seong, M.-G., Kim, D., Holzworth, R., Koo, J.-H., Timmermann, A., and Schaepman-Strub, G.: Siberian fire ignition caused by the dry lightning activity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3927, https://doi.org/10.5194/egusphere-egu22-3927, 2022.

EGU22-4095 | Presentations | BG1.2

Emission characteristics of atmospheric pollutants from field-scale crop residue burning in Northeast China 

Lili Wang, Qinglu Wang, Miaomiao Cheng, Tianran Zhang, and Jinyuan Xin

Crop residue burning in china increased significantly in the last decade, especially it took up a majority in Northeast China, which plays an important role of severe haze pollution. Hence, two main types of crop residues (corn and rice straw) were chosen to characterize the particle number concentration, chemical components of fine particulate matter and optical properties of carbonaceous aerosols by a suite of fast-response online portable instruments, together with offline sampling and analysis, during the field-based combustion experiments in Northeast China. For the range of 0.25 and 2.5 µm, more particles were emitted from rice straw burning than those from corn straw burning, and the time-averaged number concentration of particles during the flaming process was approximately 2 times higher than that during the smoldering process for these two straws. Organic carbon (OC), elemental carbon (EC) and water-soluble ions were the most abundant components and accounted for 42.5±7.5%, 7.7±1.7% and 18.0±3.4% of the PM2.5, respectively. Furthermore, rice straw burning emitted higher OC and lower Cl- and K+ than those from corn straw burning. The average absorption Ångström exponent (AAE) of carbonaceous aerosols was 2.1±0.3, while the AAE of brown carbon (BrC) was 4.7±0.4 during the whole burning process. On average, BrC contributed to 63% and 20% of the total light absorption at 375 nm and 625 nm, respectively. Parameterization of BrC absorption revealed that the fraction of absorption from BrC has a reasonably good correlation with EC/OC (-0.84) and AAE (0.94) at 375 nm. Generally, combustion conditions can affect the optical properties of carbonaceous aerosols, and a negative correlation (-0.77) was observed between the AAE and modified combustion efficiency; in addition, the percentage of absorption due to BrC were lower at the flaming phase. To explorer the spatial and temporal variability of open agricultural burning in Northeast China from 2014 to 2019, the emission inventory of key gaseous and particle pollutants was established, which derived from a combination of geostationary (Himawari) and polar (VIIRS) orbiter fire radiative power products. 

How to cite: Wang, L., Wang, Q., Cheng, M., Zhang, T., and Xin, J.: Emission characteristics of atmospheric pollutants from field-scale crop residue burning in Northeast China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4095, https://doi.org/10.5194/egusphere-egu22-4095, 2022.

EGU22-4271 | Presentations | BG1.2

Forest fire risk assessment with soil data in Croatia 

Diana Škurić Kuraži, Ivana Nižetić Kosović, and Ivana Herceg Bulić

Forest fire research can comprise forest fire case studies, laboratory experiments, fire detection by ground sensors, unmanned aerial vehicles and satellites, development of fire behaviour models, fire danger forecast, fire risk assessment, and much more. Commonly used and accepted Canadian method for forest fire danger forecast is expressed as Fire Weather Index (FWI) uses weather data. The index estimates the danger of wildfire and is based on meteorological parameters (air temperature, air humidity, wind speed, and rainfall amount) referring to 12 UTC for that day at the meteorological station or on a numerical weather prediction model grid point.

Knowing how weather and soil interact and affect each other, we propose a new fire risk index based on the innovative Soil Index. Using open-access data, we collected different soil data such as soil temperature and soil moisture, land cover, vegetation, slope, etc. Since there are different types of vegetation and states, Leaf Area Index (LAI) and Normalized Difference Vegetation Index (NDVI) are considered as well. Being focused on forest fires, data about the burned area were also taken into account as well as the slope of the terrain for which the fire risk is calculated.

Since all mentioned data have a diverse horizontal and temporal resolution, we decided to group them by temporal resolution: static, semi-static, and dynamic data. Static data refers to data that rarely change (never or every few years; e.g. land cover). Semi-static data refers to data that vary weekly or monthly (e.g. LAI). Dynamic data group refers to data that is strongly influenced by weather conditions (like soil temperature) and varies every hour. Because of various horizontal resolutions, soil parameters are interpolated to the same horizontal grid. Soil parameters are analysed concerning historical forest fires in Croatia. Despite Soil Index being based on soil parameters, we compared it with Fire Weather Index using data records for historical forest fires in Croatia. Obtained results indicate that the soil index has a better prediction performance compared to FWI. This study also highlights that not only the meteorological environment but also soil conditions are important parameters for fire risk assessment.

How to cite: Škurić Kuraži, D., Nižetić Kosović, I., and Herceg Bulić, I.: Forest fire risk assessment with soil data in Croatia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4271, https://doi.org/10.5194/egusphere-egu22-4271, 2022.

EGU22-4394 | Presentations | BG1.2

Fire aerosols slow down the global water cycle 

Fang Li, David Lawrence, Yiquan Jiang, and Xiaohong Liu

Fire is an important Earth system process and the largest source of global primary carbonaceous aerosols. Earlier studies have focused on the influence of fire aerosols on radiation, surface climate, air quality, and biogeochemical cycle. The impact of fire aerosols on the global water cycle has not been quantified and related mechanisms remain largely unclear. This study provides the first quantitative assessment and understanding of the influence of fire aerosols on the global water cycle. This is done by quantifying the difference between simulations with and without fire aerosols using the fully-coupled Community Earth System Model (CESM). Results show that presentday fire aerosols weaken the global water cycle significantly. They decrease the continental precipitation, evapotranspiration, and runoff by 4.1±1.8, 2.5±0.5, and 1.5±1.4 ×103 km3 yr-1 as well as ocean evaporation, precipitation, and water vapor transport from ocean to land by 8.1±1.9, 6.6±2.3, and 1.5±1.4 ×103 km3 yr-1. The impacts of fire aerosols are most clearly seen in the tropics and the Arctic-boreal zone. Fire aerosols affect the global water cycle mainly by cooling the surface which reduces ocean evaporation, land soil evaporation and plant transpiration. The decreased water vapor load in the atmosphere leads to a decrease in precipitation, which contributes to reduced surface runoff and sub-surface drainage.

How to cite: Li, F., Lawrence, D., Jiang, Y., and Liu, X.: Fire aerosols slow down the global water cycle, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4394, https://doi.org/10.5194/egusphere-egu22-4394, 2022.

EGU22-4551 | Presentations | BG1.2

Fire prevents the regrowth of the Amazon rainforest after complete deforestation in a fire-enabled Earth system model 

Markus Drüke, Werner von Bloh, Boris Sakschewski, Wolfgang Lucht, and Kirsten Thonicke

The terrestrial biosphere is exposed to land use and anthropogenic climate change, which not only affects vegetation dynamics, but also changes land-atmosphere feedbacks. In particular, tropical rainforests are endangered by anthropogenic activities and are recognized as one of the terrestrial tipping elements. An ecosystem regime change to a new state could have profound impacts on regional and global climate, once the biome has transitioned from a forest into a savanna or grassland state. Fire is a potentially major driver in the position of the transition boundary and could hence impact the dynamic equilibrium between these possible vegetation states under a changing climate. However, systematic tests of fire-controlled tipping points and hysteretic behaviour using comprehensive Earth system models are still lacking.

Here, we specifically test the recovery of the Amazon rainforest after a complete deforestation at different atmospheric CO2 levels, by using the Earth system model CM2Mc-LPJmL v1.0 with a state-of-the-art representation of vegetation dynamics and fire. We find that fire prevents large-scale forest regrowth after complete deforestation and locks large parts of the Amazon in a stable grassland state. While slightly elevated atmospheric CO2 values had beneficial effects on the forest regrowth efficiency due to the fertilization effect, larger CO2 amounts further hampered the regrowth due to increasing heat stress. In a no-fire control experiment the Amazon rainforest recovered after 250 years to nearly its original extent at various atmospheric CO2 forcing levels. This study highlights the potential of comprehensive fire-enabled Earth system models to investigate and quantify tipping points and their feedback on regional and global climate.

How to cite: Drüke, M., von Bloh, W., Sakschewski, B., Lucht, W., and Thonicke, K.: Fire prevents the regrowth of the Amazon rainforest after complete deforestation in a fire-enabled Earth system model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4551, https://doi.org/10.5194/egusphere-egu22-4551, 2022.

EGU22-4571 | Presentations | BG1.2

Molecular characterisation of soil organic matter under different burned vegetation canopies 

Nicasio T. Jiménez-Morillo, Ana Z. Miller, Nuno Guiomar, José M. De la Rosa, Cristina Barrocas-Dias, Ana Manhita, and José A. González-Pérez

Forest fires are a recurrent ecological phenomenon in the Mediterranean basin. They induce molecular changes in soil organic matter (SOM) leading to immediate and long-term environmental consequences [1]. The SOM is of paramount importance as indicator of soil health [2]. Fire-induced changes in SOM include the alteration of biogenic chemical structures and the accumulation of newly formed ones, enhancing dynamics in the complex balance between the different C-types [2,3]. Therefore, understanding SOM molecular composition, before and after fire, is fundamental to monitor changes in soil health, as well as its natural or man-mediated recovery [3,4]. Our aim was to assess the molecular composition of organic matter in fire-affected leptosols, at two depths (0–2 and 2–5 cm) under different vegetation types located in the southwestern of Portugal (Aljezur, Algarve). The SOM characterization was conducted by analytical pyrolysis (Py-GC/MS), a technique based on the thermochemical breakdown of organic compounds in the absence of oxygen at elevated temperatures [5]. The Py-GC/MS has been found suitable for the structural characterization of complex organic matrices [4], providing detailed structural information of individual compounds considered fingerprinting of SOM. However, due to the relative high number of molecular compounds released by analytical pyrolysis, the use of graphical-statistical methods, such as van Krevelen diagrams, are usually applied to help monitoring SOM molecular changes produced by fire [3,4]. This work represents the first attempt to evaluate the fire effects in SOM using a detailed molecular characterisation of SOM under different vegetation canopies, recently affected by wildfire, in southern Portugal.

 

References:

[1] Naveh, Z., 1990. Fire in the Mediterranean – a landscape ecological perspective. In: Goldammer, J.G., Jenkins, M.J. (Eds.), Fire in Ecosystems Dynamics: Mediterranean and Northern Perspective. SPB Academic Publishing, The Hague.

[2] González-Pérez, J.A., González-Vila, F.J., Almendros, G., Knicker, H., 2004. The effect of fire on soil organic matter—a review. Environ. Int. 30, 855–870.

[3] Jiménez-Morillo, N.T., De la Rosa, J.M., Waggoner, D., et al., 2016. Fire effects in the molecular structure of soil organic matter fractions under Quercus suber cover. Catena 145, 266–273.

[4] Jiménez-Morillo, N.T.; Almendros, G.; De la Rosa, J.M.; et al., 2020. Effect of a wildfire and of post-fire restoration actions in the organic matter structure in soil fractions. Sci. Total Environ. 728, 138715.

[5] Irwin, W.J., 1982. Analytical pyrolysis—a comprehensive guide. In: Cazes, J. (Ed.), Chromatographic Science Series, 22: Chapter 6. Marcel Dekker, New York.

 

Acknowledgments: This work was funded by national funds through FCT–Fundação para a Ciência e a Tecnologia (EROFIRE project, ref. PCIF-RPG-0079-2018). This research was funded by the European Union through the European Regional Development Funds in the framework of the Interreg V A Spain-Portugal program (POCTEP) through the CILIFO (Ref.: 0753_CILIFO_5_E) and FIREPOCTEP (Ref.: 0756_FIREPOCTEP_6_E) projects. In addition, this research was funded by the EU-FEDER co-funded project MARKFIRE (ref. P20_01073) from Junta de Andalucía. A.Z.M was supported by a CEECIND/01147/2017 contract from FCT, and a Ramón y Cajal contract (RYC2019-026885-I) from the Spanish Government (Ministerio de Ciencia en Innovación – MCIN).

How to cite: Jiménez-Morillo, N. T., Miller, A. Z., Guiomar, N., De la Rosa, J. M., Barrocas-Dias, C., Manhita, A., and González-Pérez, J. A.: Molecular characterisation of soil organic matter under different burned vegetation canopies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4571, https://doi.org/10.5194/egusphere-egu22-4571, 2022.

EGU22-4831 | Presentations | BG1.2

Influence of Atmospheric Teleconnections on Interannual Variability of Arctic-boreal Fires 

Zhiyi Zhao, Zhongda Lin, Fang Li, and Brendan M. Rogers

Fires across the Arctic-boreal zone (ABZ) play an important role in the boreal forest succession, permafrost thaw, and the regional and global carbon cycle and climate. These fires occur mainly in summer with large interannual variability. Previous studies primarily focused on the impacts of local surface climate and tropical El Niño-Southern Oscillation (ENSO). This study, for the first time, comprehensively investigates the influence of summer leading large-scale atmospheric teleconnection patterns in the Northern Hemisphere extra-tropics on interannual variability of ABZ fires. We use correlation and regression analysis of 1997–2019 multiple satellite-based products of burned area and observed/reanalyzed climate data. Results show that eight leading teleconnection patterns significantly affect 63±2% of burned areas across the ABZ. Western North America is affected by the East Pacific/North Pacific pattern (EP/NP) and the West Pacific pattern (WP); boreal Europe by the Scandinavia pattern (SCA); eastern North America, western and central Siberia, and southeastern Siberia by the North Atlantic Oscillation (NAO); and eastern Siberia /Russian Far East by the East Atlantic pattern (EA). NAO/EA induces lower-tropospheric drier northwesterly/northerly airflow passing through the east of boreal North America/Eurasia, which decreases surface relative humidity. Other teleconnections trigger a high-pressure anomaly, forcing downward motion that suppresses cloud formation and increases solar radiation reaching the ground to warm the surface air as well as brings drier air downward to reduce surface relative humidity. The drier and/or warmer surface air can decrease fuel wetness and thus increase burned area. Our study highlights the important role of the extra-tropical teleconnection patterns on ABZ fires, which is much stronger than ENSO that was thought to control interannual variability of global fires. It also establishes a theoretical foundation for ABZ fire prediction based on extra-tropical teleconnections, and has the potential to facilitate ABZ fire prediction and management.

How to cite: Zhao, Z., Lin, Z., Li, F., and Rogers, B. M.: Influence of Atmospheric Teleconnections on Interannual Variability of Arctic-boreal Fires, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4831, https://doi.org/10.5194/egusphere-egu22-4831, 2022.

EGU22-4922 | Presentations | BG1.2 | Highlight

Development of an arctic-boreal fire atlas using Visible Infrared Imaging Radiometer Suite active fire data 

Rebecca Scholten, Yang Chen, James Randerson, and Sander Veraverbeke

Intensifying wildfires in high-latitude forest and tundra ecosystems are a major source of greenhouse gas emissions, releasing carbon through direct combustion and long-term degradation of permafrost soils and peatlands. Several remotely sensed burned area and active fire products have been developed, yet these do not provide information about the ignitions, growth and size of individual fires. Such object-based fire data is urgently needed to disentangle different anthropogenic and bioclimatic drivers of fire ignition and spread. This knowledge is required to better understand contemporary arctic-boreal fire regimes and to constrain models that predict changes in future arctic-boreal fire regimes. 
Here, we developed an object-based fire tracking system to map the evolution of arctic-boreal fires at a sub-daily scale. Our approach harnesses the improved spatial resolution of 375m Visible Infrared Imaging Radiometer Suite (VIIRS) active fire detections. The arctic-boreal fire atlas includes ignitions and daily perimeters of individual fires between 2012 and 2021, and may be complemented in the future with information on waterbodies, unburned islands, fuel types and fire severity within fire perimeters. 

How to cite: Scholten, R., Chen, Y., Randerson, J., and Veraverbeke, S.: Development of an arctic-boreal fire atlas using Visible Infrared Imaging Radiometer Suite active fire data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4922, https://doi.org/10.5194/egusphere-egu22-4922, 2022.

EGU22-5199 | Presentations | BG1.2

Global changes, fire and spruce-forest dynamics in Québec-Labrador during the Holocene. 

Jonathan Lesven, Milva Druguet-Dayras, Laurent Millet, Adam Ali, Yves Bergeron, André Arsenault, François Gillet, and Damien Rius

Context

Boreal ecosystems provide numerous goods and services essential to human activities, such as wood and paper supply or the regulation of natural phenomena (floods, diseases) (Hassan et al., 2005). They also play a major role in the global climate balance, storing ~32% of the world's biogenic carbon (Pan et al., 2011; Bradshaw, 2015). Their dynamics are also intrinsically linked to fire activity, main disturbance driver in North American boreal forests (Kuuluvainen and Aakala, 2011), mainly controlled by climate-vegetation interactions (Ali et al., 2012). Under global warming, recent work predicts an increase of fire regimes, and a potential shift of the carbon sink function (Walker et al., 2019). However, Labrador and eastern Quebec regions remain poorly studied on multimillennial time scales. This study provides new insights on fire-climate-vegetation interactions in eastern Canadian forests, allowing us to better characterize the mechanisms by which climate change impacts fire regimes, and consequently forest structure and functioning.

 

Material and methods

To cover a wide range of fire-climate-vegetation interactions, this study is based on a North-South transect of 5 lacustrine sediment cores, covering the last 6,000 to 10,000 years across Quebec and Labrador regions. Chronologies were based on 210Pb/137Cs and 14C dating. Finally, to reconstruct local fire regimes, vegetation dynamics and climatic fluctuations during the Holocene, our study is based respectively on macrocharcoals (≥ 150 µm), pollen grains and chironomids assemblages.

 

Results and Discussion

Our study reveals that black spruce (Picea mariana (Mill.)) is the dominant species across the transect, but its proportion varies greatly, and is marked by a codominance with balsam fir in the south and with green alder in the north. In the south (white birch fir stand and spruce-lichen woodlands bioclimatic domains), our results show a high frequency but relatively low fire sizes during the warmest and driest periods, such as the Holocene Climate Optimum (HCO), followed by a reverse trend during the coldest and wettest periods such as the Neoglacial Period (NG), probably due to a longer fuel accumulation time promoting larger fires (Carcaillet et al., 2001). In the North (forest tundra bioclimatic domain), the HCO is marked by the absence of fire, whereas the NP is characterised by a strong increase in fire frequency, related to the progressive increase of black spruce after the deglaciation. Despite this north-south contrast, possibly related to the impact of the Atlantic Ocean, all sequences show an increase in both fire frequency and size after the industrial revolution, inducing a major change in vegetation trajectory towards more open environments marked by an increase in pioneer taxa.

 

Conclusion

During the Holocene, climate change induced variations in fire regimes in eastern Canada, but show spatial differences explained by black spruce dynamics and moisture inputs. Our study also reveals that temperature rises over the last 150 years have led to an increase in the frequency and size of fires and consequently to a progressive opening of the environment. This could ultimately alter the carbon sink function of boreal forests in the future (Bastianelli et al., 2017).

How to cite: Lesven, J., Druguet-Dayras, M., Millet, L., Ali, A., Bergeron, Y., Arsenault, A., Gillet, F., and Rius, D.: Global changes, fire and spruce-forest dynamics in Québec-Labrador during the Holocene., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5199, https://doi.org/10.5194/egusphere-egu22-5199, 2022.

EGU22-5320 | Presentations | BG1.2

Accounting for the impact of slope on fire spread in a dynamic global vegetation model 

Luke Oberhagemann, Markus Drueke, Maik Billing, Werner von Bloh, Boris Sakschewski, Henning Rust, and Kirsten Thonicke

Fire modelling incorporated into global dynamic vegetation models (DGVMs) allows for the projection of changes to fire-related biogeophysical and biogechemical processes under future climate scenarios, including anthropogenic climate change. Due to the large grid sizes often required to efficiently model fire and vegetation dynamics in a global manner, fire-enabled DGVMs generally neglect some finer-scale effects, including slope. However, slope can have a significant impact on the spread of individual fires and, therefore, the global area burned. As a fire moves uphill, the angle of flames is better suited to heating nearby fuel, thus increasing the rate of spread relative to fires on level ground. In this study, we apply a function to account for the impact of slope on fire spread in the SPITFIRE model incorporated into the LPJmL5.3 DGVM to improve the calculation of fire-related processes, including burnt area. We aggregate slope data across a grid cell to account for the impact of slope in a general way appropriate to the  grid size used in SPITFIRE. Our approach, while focused on the SPITFIRE model, may also be applicable to other DGVM-based fire models.

How to cite: Oberhagemann, L., Drueke, M., Billing, M., von Bloh, W., Sakschewski, B., Rust, H., and Thonicke, K.: Accounting for the impact of slope on fire spread in a dynamic global vegetation model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5320, https://doi.org/10.5194/egusphere-egu22-5320, 2022.

Fires play a critical role in global biogeochemical and hydrological cycles through influencing vegetation succession and ecosystem functioning. Observational evidence shows that fire regimes across global ecosystems have been altered by climate change and human activities. However, most fire-enabled terrestrial biosphere models (TBMs) poorly capture the spatial and temporal patterns of fire ignitions, burned area, vegetation mortality and post-fire recovery. To improve our ability in predicting fire behavior and its impacts on the ecosystem and climate, it is essential to better represent fire-vegetation interactions in TBMs. Here, we improve the fire module of the Dynamic Land Ecosystem Model (DLEM-Fire) and optimize the parameters by using the satellite observed fire ignitions, burned area and leaf area index (LAI) products. Our results show that the improved fire model can describe the magnitude, spatial patterns, and interannual variations of burned area and vegetation mortality more accurately. Moreover, the model is capable of providing robust estimations of post-fire vegetation regeneration to characterize the vegetation resistance and resilience to fire disturbances. This study emphasizes the importance of integrating terrestrial biosphere models and satellite observation data for fire monitoring and prediction.

How to cite: Li, X., Tian, H., Yang, J., You, Y., and Pan, S.: Understanding and quantifying fire-vegetation interactions through integrating satellite observation data with the Dynamic Land Ecosystem Model (DLEM), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5893, https://doi.org/10.5194/egusphere-egu22-5893, 2022.

EGU22-6512 | Presentations | BG1.2

Likely future(s) of global wildfires 

Douglas I Kelley, Camilla Mathison, Chantelle Burton, Megan Brown, Andrew Sullivan, Elaine Baker, and Tiina Kurvits

We show likely substantial increases in burning by 2100 in Boreal and Tropical Forests irrespective of future emissions and after accounting for the (often considerable) uncertainties and biases in global fire and climate modelling. Rather than projecting future fire regimes directly, we used the ConFire Bayesian framework to model the likelihood of all possible future burning levels given historic fire and climate model performance. Driving the framework with bias-corrected outputs from four ISIMIP2b GCMs run under RCP2.6 and RCP6.0 accounts for uncertainties in future emissions and climate model projections. 

While we forecast the potential for substantial shifts in fire regimes of much of the world by the end of the century, many show low likelihood given our confidence in the fire, vegetation and climate model projections. Tropical savannas show the largest potential for change, though without confidence in the direction of change due to uncertainty in future precipitation projections.  An increase in dry fuel drives an increase in burnt area in northern Australia. However, this is not significant against uncertainty associated with present-day veg/fire model performance. There is a significant agreement for decreased burning in Southern Brazil, Uruguay and northern Argentina, and the US east coast under RCP2.6, but not RCP6.0.

We do show a high likelihood of drying fuel loads driving an increase in burning in Indonesia, Southern Amazon, central and eastern Siberian Taiga and many Arctic areas across RCPs. These areas are of particular concern given the potential to release the high carbon content of forests and peatlands irrecoverable carbon. Mitigating from RCP6.0 to 2.6 will likely alleviate some though not all of this burning. This is important for future mitigation planning and determining likely temperature and emission targets to avoid the worst impacts of fire in our warmer world.

How to cite: Kelley, D. I., Mathison, C., Burton, C., Brown, M., Sullivan, A., Baker, E., and Kurvits, T.: Likely future(s) of global wildfires, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6512, https://doi.org/10.5194/egusphere-egu22-6512, 2022.

EGU22-6549 | Presentations | BG1.2

Remote sensing of tropical vegetation properties in response to fire return time 

Ramesh K. Ningthoujam, Nayane Cristina Candida dos Santos Prestes, Marcelo Feitosa de Andrade, Maria Antonia Carniello, Corli Wigley Coetsee, Mark E. Harrison, Kitso Kusin, Azad Rasul, Agata Hoscilo, Adam Pellegrini, Imma Oliveras, Ted R. Feldpausch, Susan Page, Keith J. Bloomfield, Sandy P. Harrison, and Iain Colin Prentice

Fire modifies vegetation spectral reflectances in the optical, thermal and microwave domains due to the changes it induces in vegetation canopy components (leaves, needles, branches) and in soil properties. Freely available satellite-derived (Landsat) Vegetation Indices (VIs) and PALSAR Mosaic backscatter measurements (known to be sensitive to vegetation structure) were used to help understand vegetation properties (species richness, basal area) in relation to fire return time (FRT) across a range of tropical biomes (open savanna, savanna forest, evergreen forest, peat-swamp forest) in Mato Grosso (Brazil), Kruger National Park (South Africa) and Central Kalimantan (Indonesia).

For each site, we combined: (i) post-fire Landsat imagery (30 m) to derive VIs sensitive to vegetation diversity with (ii) PALSAR (25 m) backscatter that employes a longer wavelength (21 cm) and dual polarisation (Horizontal-Horizontal, Horizontal-Vertical) enabling the capture of strong backscattering of signal by branches and trunks.

Most of the Landsat VI values showed greater variability in forests compared to open savanna, reflecting the greater diversity in species’ composition and growth form. A strong positive relationship was found between VIs and FRT across biomes and especially in forests. The amount of vegetation burned per fire as recorded by the magnitude of changes in these VIs, was highest in annual burn regimes (FRT = 1 year). Green and red-edge bands provided better discrimination of vegetation species richness and basal area. A significant positive relationship to basal area in response to fire return time was also found using PALSAR data due to its deeper canopy penetration level and strong backscattering from woody components. The observed responses of VI- and PALSAR-inferred species’ richness and basal area in response to FRT in different tropical biomes suggest that the green and red-edge channels from optical and longer wavelength HV-backscatter are useful metrics to quantify post-fire tropical vegetation dynamics.

How to cite: Ningthoujam, R. K., Prestes, N. C. C. D. S., Andrade, M. F. D., Carniello, M. A., Coetsee, C. W., Harrison, M. E., Kusin, K., Rasul, A., Hoscilo, A., Pellegrini, A., Oliveras, I., Feldpausch, T. R., Page, S., Bloomfield, K. J., Harrison, S. P., and Prentice, I. C.: Remote sensing of tropical vegetation properties in response to fire return time, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6549, https://doi.org/10.5194/egusphere-egu22-6549, 2022.

Ever-increasing wildfires in scale and duration have resulted in enormous human and material losses, and adverse health outcomes due to short- and long-term exposure to diverse air pollutants emitted from fires. Historically, the Mediterranean Basin, characterized by hot and dry summers, has been particularly affected by wildfires, and the situation is deteriorating as climate change worsens and the regional populations grow rapidly. To assess the health impacts due to short-term exposure to air pollution caused by the 2021 summer wildfires in eastern and central Mediterranean Basin, we demonstrate a multi-pollutant approach based on the Weather Research and Forecasting online-coupled Chemistry (WRF-Chem) model. The WRF-Chem model was used to simulate concentrations of major air pollutants such as fine particulate matter (PM2.5), SO2, NO2, and O3, in a fire and no-fire scenario. Elevated short-term exposure of the population to air pollutants were associated with excess all-cause mortality using relative risks (RRs) for individual pollutants based on previously published meta-analyses.

Our estimates indicate that the additional short-term exposure to O3, which is predicted to increase due to the wildfires, resulted in the highest number of excess deaths of 608 (95% CI: 456-771) over the entire region of investigation during the wildfire season between mid-July to early October 2021. This is followed by 270 (95% CI: 177- 370) excess deaths due to elevated PM2.5 exposure, rendering the health effect of increased O3 from wildfires larger than the effect of increased PM2.5. This is shown to be largely reasoned by the spatially more widespread impact of wildfires on O3. In contrast, the excess mortality caused by NO2 and SO2 emitted from wildfires is estimated low. This may be ascribed to the different sources of air pollutants, with NO2 a marker of traffic, while SO2 originating primarily from emissions from fossil fuel combustion, e.g., from power plants. Our study concludes with a discussion on uncertainties associated with the multi-pollutant health impact assessment and suggests a critical scrutiny of estimates based thereupon.

How to cite: Zhou, B. and Knote, C.: Multi-pollutant assessment of health impacts of 2021 summer wildfires in eastern and central Mediterranean Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7258, https://doi.org/10.5194/egusphere-egu22-7258, 2022.

EGU22-7318 | Presentations | BG1.2

Evaluating the effects of fire severity and post-fire management decisions on the carbon balance of a Swedish forest 

Julia Kelly, Stefan H. Doerr, Johan Ekroos, Theresa S. Ibáñez, Cristina Santín, Margarida Soares, and Natascha Kljun

Boreal forest fires are increasing in frequency and intensity due to climate change. Yet there is little knowledge on the impacts of fire severity and post-fire management decisions on the regeneration and carbon balance of production forests in Eurasia. To investigate these issues, we established 6 sites in a Swedish Pinus sylvestris forest that burned in 2018. Specifically, we evaluated the effects of (i) fire severity (low severity ground fire vs high severity stand-replacing canopy fire), (ii) post-fire wood management (salvage-logged vs unlogged) and (iii) post-fire vegetation management (natural regeneration, seeding or planting nursery seedlings of P. sylvestris). At each site, we measured soil respiration (CO2 release to the atmosphere) and methane fluxes (soil CH4 uptake) using the manual chamber approach, soil microclimate and vegetation cover for the first 3 years after the fire (2019-2021). Two of the sites also have eddy covariance flux measurements, which provided an insight into the ecosystem-scale carbon balance.

 

Fire severity had a strong impact on forest soils, with high fire severity sites having lower soil respiration, warmer soils and less vegetation regrowth compared to a low fire severity site. Surprisingly, soil respiration was similar at a low fire severity site and unburnt site, despite the almost complete loss of the soil organic layer during the ground fire. There were no clear effects of fire or post-fire management on the soil methane fluxes. Salvage-logging of a high fire severity site had no additional effects on soil respiration compared to leaving the dead trees standing. Salvage-logging of a low fire severity site led to a decline in soil respiration, but turned the ecosystem into a net source of CO2 due to the removal of the living trees. In terms of P. sylvestris regeneration, our results showed that the seedling density following natural regeneration was similar to or higher than the seedling density in sites which had been manually seeded or replanted with nursery seedlings.

 

Our results suggest that post-fire management interventions may not facilitate faster vegetation regrowth and the recovery of carbon uptake by forests compared to natural regeneration in the immediate post-fire years. Furthermore, despite the start of new vegetation growth and declines in soil CO2 release, the high fire severity and/or salvage-logged sites remain net CO2 sources 3 years after the fire, which must be considered in estimations of the net effect of fires on Sweden’s forest carbon balance.

How to cite: Kelly, J., Doerr, S. H., Ekroos, J., Ibáñez, T. S., Santín, C., Soares, M., and Kljun, N.: Evaluating the effects of fire severity and post-fire management decisions on the carbon balance of a Swedish forest, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7318, https://doi.org/10.5194/egusphere-egu22-7318, 2022.

EGU22-7457 | Presentations | BG1.2

Evaluation of simulations of the Last Glacial Maximum with fire-enabled vegetation models from the FireMIP intercomparison project 

Paul Lincoln, Sandy P. Harrison, Matthew Forrest, Jed Kaplan, and Chao Yue

Fire-enabled vegetation models are an important component of earth system modelling. Understanding the sensitivity of vegetation and wildfire to climate change benefits from out-of-sample experiments, of which the Last Glacial Maximum (LGM; 21 ka BP) is a preferred test. Here, we compared wildfire simulations for the LGM made with four fire-enabled vegetation models using a standardized protocol and driven by a climate-model simulation of the response to known LGM changes in ice-sheet extent, atmospheric composition and insolation. We compare the resulting model output with inferred changes in fire based on charcoal records from the Reading Palaeofire Database (RPD).

All four models show a global decrease in fire at the LGM compared to the present day, consistent with the charcoal records which also record less fire. The simulated change in fire is driven principally by changes in vegetation cover at the LGM, particularly the shift from forest to more open vegetation. The simulated reduction in forest cover is consistent with pollen-based reconstructions of LGM vegetation. Despite this general agreement among models, there are differences between the simulated fire anomalies at a regional scale. The largest differences between the models occur in equatorial Africa, South America and East Asia where the amplitude and spatial extent of regions of increased fire (driven principally by the replacement of tropical trees by grassland); in some regions even the direction of change is not consistent. Comparison of the simulated changes with charcoal records from these regions identifies which model(s) perform best, but also make it clear that there is no one model that simulates observed patterns of change in fire across all of the regions.

How to cite: Lincoln, P., Harrison, S. P., Forrest, M., Kaplan, J., and Yue, C.: Evaluation of simulations of the Last Glacial Maximum with fire-enabled vegetation models from the FireMIP intercomparison project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7457, https://doi.org/10.5194/egusphere-egu22-7457, 2022.

EGU22-8312 | Presentations | BG1.2

Pyrogenic carbon in temperate forests - long-lasting impact of historical charcoal production on soils and ecosystems 

Alexander Bonhage, Thomas Raab, Anna Schneider, Alexandra Raab, Shaghayegh Ramezany, and William Ouimet

Pre- and early industrial charcoal production has left a striking legacy effect on today’s soil landscapes in many forests of Central Europe and the North Eastern USA. Charcoaling in upright standing hearths (also called kilns) resulted in distinct circular micro relief structures, easily identifiable today in the field and on high resolution LiDAR-based digital elevation maps. Soils on these sites are characterized by one or multiple layers of decimetre thick charcoal rich substrate, which makes them Spolic Technosols according to the WRB soil classification. The focus of research on these sites increasingly deals with the difference of their soil physical and chemical properties in relation to unaffected forest soils and the potential implications for changes in vegetation and faunal growth. The controlling factor thereby is the soils large content of charcoal in various particle sizes, ranging from fine dust to large chunks. Studies have repeatedly shown the soils significant increase in total organic- and pyrogenic carbon content. The increase in total carbon stocks is thereby not only caused by pyrogenic carbon, but also by an apparently increased accumulation of non-pyrogenic organic matter. Here we present the latest findings regarding the carbon contents of centennially old charcoal rich technogenic substrates, sampled as part of multiple research projects in Brandenburg, Germany and the Litchfield hills in North-western Connecticut, USA. A focus will be the determination of highly aromatic carbon by the molecular marker Benzene-polycarboxylic acid (BPCA) and its prediction by FTIR-MIR chemometric methods. We discuss the results on forest soil carbon stocks on a site specific to a landscape and regional scale. Furthermore, the potential to use these sites to study the long term effects of charcoal admixture to soils by wildfires or biochar application will be discussed.  

How to cite: Bonhage, A., Raab, T., Schneider, A., Raab, A., Ramezany, S., and Ouimet, W.: Pyrogenic carbon in temperate forests - long-lasting impact of historical charcoal production on soils and ecosystems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8312, https://doi.org/10.5194/egusphere-egu22-8312, 2022.

EGU22-8737 | Presentations | BG1.2

Fire variability in the southeastern France over the past 8500 years 

Marion Genet, Anne-Laure Daniau, Maria-Angela Bassetti, Bassem Jalali, Marie-Alexandrine Sicre, Julien Azuara, and Serge Berné

The Mediterranean region is strongly impacted by fires at present day. Projected warming scenarios suggest increase fire risk in the Mediterranean region (Pechony et Shindell, 2010). However, models based on modern-day statistical relationships do not consider interactions between climate, vegetation, and fire. In addition, process-based models must be tested not only against modern observations but also against climate observations different from today to cover the range of climate variability projected for the next centuries. Here, we present a new biomass burning record for the last 8,500 years in southeastern France with a mean temporal resolution of 45 years based on a marine sedimentary microcharcoal from the Gulf of Lion, located in the Rhone River prodelta. Periodicities of 500 and 1,100 years emerge from this record. Most of the peaks coincide with cold and dry periods of several century duration reflecting enhanced burning of open evergreen sclerophyllous Mediterranean forests. Among the 15 peaks of biomass burning, 7 are associated with negative North Atlantic Oscillation (NAO) phase, 8 with cold events, and 13 with low solar activity. We suggest that cold and wet conditions during negative NAO led to the accumulation of biomass while dry and cold winds during negative East Atlantic (EA) phase favored fuel flammability resulting in peaks in biomass burning. Today, large fires in southeastern France occur during negative NAO or during the Atlantic Ridge weather regime, the latter being similar to the EA (Ruffault et al. 2017). The frequency of heat-induced fire-weather favoring the largest wildfires observed in recent years in the Mediterranean region is projected to increase under global warming (Ruffault et al., 2020). Our study suggests also that the French Mediterranean region might be affected by large wind-driven fires developing in the event of negative NAO and EA modes.

 

References

Ruffault et al., 2017 Daily synoptic conditions associated with large fire occurrence in Mediterranean France: evidence for a wind-driven fire regime. https://doi.org/10.1007/s10584-012-0559-5

Ruffault et al., 2020. Increased likelihood of heat-induced large wildfires in the Mediterranean Basin. https://doi.org/10.1101/2020.01.09.896878

Pechony et Shindell, 2010. Driving forces of global wildfires over the past millennium and the forthcoming century. https://doi.org/10.1073/pnas.1003669107

How to cite: Genet, M., Daniau, A.-L., Bassetti, M.-A., Jalali, B., Sicre, M.-A., Azuara, J., and Berné, S.: Fire variability in the southeastern France over the past 8500 years, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8737, https://doi.org/10.5194/egusphere-egu22-8737, 2022.

EGU22-8767 | Presentations | BG1.2

The Impacts of the 2017 Catastrophic Fire Season in Portugal on Vegetation Productivity 

Tiago Ermitão, Célia Gouveia, and Ana Russo

Wildfires have become a serious threat to ecosystems and human society over the last years of the 21st century, with many hectares being destroyed every year globally. The lengthening of the fire seasons and the increase of wildfires risk, which have been promoted by climate change, input many losses on society, economy and mostly in diverse ecosystems. In Portugal, the 2017 catastrophic fire season burned more than 450,000 hectares and caused the death of more than 100 people. In this context, relying on remotely sense products from MODIS collections, our study proposes an analysis of the effect of summer heat and water availability deficit in vegetation productivity decline that led to large fires propagation, especially in June and October of 2017. With the aim to evaluate the magnitude of the impact that compound or cascading extreme events had on the vegetation productivity decline, considering the 2001-2019 historical values, we defined three different classes of pixels that should reflect the conditions before the fire: affected by hot, by dry or by hot/dry conditions. Moreover, we assess the influence of favourable winter/spring meteorological conditions on enhancing vegetation productivity that promote high fuel accumulations susceptible to burn some months later. Our results reinforce the water and energy dependency of the vegetation of the region during the growing season and highlight that the combination of higher temperatures and water availability in spring can trigger summer wildfires propagation, flammability and intensity due to the accumulation of biomass. Considering that the example of 2017 can be more recurrent under the context of climate change, this study also highlights the need to improve the awareness strategies in fire prone regions like Portugal, especially on biomass accumulation control during growing season.

This study was supported by national funds through FCT (Fundação para a Ciência e a Tecnologia, Portugal) under project FIRECAST (PCIF/GRF/0204/2017) and IMPECAF (PTDC/CTA-CLI/28902/2017).

How to cite: Ermitão, T., Gouveia, C., and Russo, A.: The Impacts of the 2017 Catastrophic Fire Season in Portugal on Vegetation Productivity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8767, https://doi.org/10.5194/egusphere-egu22-8767, 2022.

Fire danger rating systems (FDRS) are widely used for many purposes from planning for daily deployment of fire suppression resources to the evaluation of fire management strategies. FDRS can also be incorporated in different types of models to assess the short and long-term effects of specific fire regimes and fire management policies.

The Canadian Forest Fire Weather Index System (CFFWIS) is one of the most known FDRS’s, being extensively used for a fire early warning in several regions around the world, namely in Europe. The CFFWIS includes a set of 6 indices, based on meteorological data, which is used to predict fire weather danger and fire behavior over regions under study. To obtain a reliable assessment of the fire danger based on the CFFWIS it is crucial to determine the threshold values for each class of the CFFWIS sub-indices over different regions. One of the simplest methods to define the classes is to use percentiles based on historical data, but this method lacks information regarding wildfire history and its relation to CFFWIS sub-indices.

The proposed method is based on Fire Radiative Energy (FRE) released by fires, computed from Fire Radiative Power (FRP) product, that is generated, and disseminated in near real-time by EUMETSAT Land Surface Analysis Satellite Applications Facility. Since FRP estimates the radiative power emitted by a fire, it can be linked to fuel burned amounts and used as a proxy of fire intensity. By integrating FRP measures over a fire’s lifetime, an estimate of the total FRE released can be obtained for each event. In this work, daily FRE was derived for the 2010-2021 period, over the Mediterranean region countries. Thresholds values of each defined danger class for the FWI, FFMC, and ISI indices were obtained considering the FRE percentiles computed for different regions of the Mediterranean basin and discussed based on the different fire regimes for the region. A trend analysis of the CFFWIS sub-indices was performed to assess the fire danger behavior and the extreme fire weather over the different Mediterranean regions.

The regions where the extreme fire weather conditions have become more prevalent were identified considering the spatial correlations, and applying field significance testing allows the identification of the regions with significant trends. Since fire regimes in Southern Mediterranean countries have been changing over the last two decades, mostly due to climate-driven factors changes and to the load and structure of fuels, the observed trend towards warmer and drier conditions are expected to continue in the next years, possibly leading to an increased risk of large fires. In this context, the knowledge of fire danger trends and variability is a key factor for fire managing activities, planning and preparedness, and resources allocation.

Acknowledgments:

This study was performed within the framework of the LSA-SAF, co-funded by EUMETSAT and was partially supported by national funds through FCT (Fundação para a Ciência e a Tecnologia, Portugal) under project FIRECAST (PCIF/GRF/0204/2017) and by the 2021 FirEUrisk project funded by European Union’s Horizon 2020 research and innovation programme under the Grant Agreement no. 101003890).

How to cite: Durao, R., Silva, M., Alonso, C., and Gouveia, C.: Calibration of the Fire Danger Classes and Trend analysis over the Mediterranean basin, based on the Canadian Forest Fire Weather Index System and the Fire Released Energy from SEVIRI/MSG., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9651, https://doi.org/10.5194/egusphere-egu22-9651, 2022.

EGU22-10035 | Presentations | BG1.2

Live fuel moisture content approach using satellite data for Portugal mainland 

Catarina Alonso, Rita Durão, and Célia Gouveia

The fuel moisture content (FMC) is an important property to assess fire danger, to control fuel ignition and fire propagation. The wetting and drying rates of the fuels are driven by the fuel characteristics and weather conditions, being FMC strongly driven by solar radiation influencing fuel temperature in the highly exposed fuels. Usually, FMC is divided into Dead Fuel Moisture Content (DFMC) and Life Fuel Moisture Content (LFMC). LFMC is not easily estimated due to plants’ adaptation to drought and capacity of extracting water from soils that significantly vary among different vegetation species. Extreme climate events (such as droughts and heatwaves) are important factors addressed to fire danger assessment and related activities, due to their significant impacts on fuel conditions and in the vegetation status. High-impact mega-fires have been reported over areas where biomass and fuel accumulation present significant amounts. Therefore, the estimation LFMC is a useful approach to improve fire danger assessment, bringing also advantages in the study of the dynamics of biodiversity and biomass understory recovery.

Although LFMC in-situ measurements have limited spatial coverage and temporal sampling, the use of remote sensing data is essential to overcome space-time constraints and to develop methodological approaches to assess space-time LFMC variations over Portugal. Accordingly, to previous studies, LFMC estimation results improve when using a vegetation index together with the minimum temperature. The Leaf Area Index (LAI) is a quantitative measure of the amount of live green leaf material present in the canopy per unit ground surface. Since LAI and LFMC are interdependent variables with similar seasonal and interannual trends, it is possible to estimate LFMC based on LAI data.

The present work aims to obtain LFMC statistical model to pixel by pixel for Portuguese national scale, using LAI and Land Surface Temperature (LST) products, delivered by the EUMETSAT Land Surface Analysis Satellite Applications Facility (LSA SAF) and LFMC in-situ data for Atlantic Scrub that are routinely collected over 10 monitoring sites by AGIF (Agência para a Gestão Integrada de Fogos Rurais, IP).

Results revealed very good correlation values between LFMC in-situ data and LFMC estimated, ranging between 0.68 and 0.92, decreasing to values ranging from 0.30 and 0.90, highlighting the robustness of the model in the majority of the locations.  These results vary spatially, being higher over the most sampled locations, as expected; and have the drawback of being site-specific. The influence of LAI is higher than the minimum of LST however being less important LST in the northeast of Portugal.  Further work will focus on the assessment of the remote sensing-based LFMC estimations uncertainty and the linking of LFMC to fire danger and behavior.

 

Acknowledgments: This study was performed within the framework of the LSA-SAF, co-funded by EUMETSAT and was partially supported by national funds through FCT (Fundação para a Ciência e a Tecnologia, Portugal) under project FIRECAST (PCIF/GRF/0204/2017) and by the 2021 FirEUrisk project funded by European Union’s Horizon 2020 research and innovation programme under the Grant Agreement no. 101003890).

How to cite: Alonso, C., Durão, R., and Gouveia, C.: Live fuel moisture content approach using satellite data for Portugal mainland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10035, https://doi.org/10.5194/egusphere-egu22-10035, 2022.

EGU22-10391 | Presentations | BG1.2

Impacts of Fires on Convective Cloud Features in Southeast Asia: Variability with ENSO 

Azusa Takeishi and Chien Wang

Located right in the middle of the tropical warm pool, convective activities over Southeast Asia are subject to interannual variability in sea surface temperature due primarily to varying phases of the El Niño-Southern Oscillation (ENSO). Observations often show a reduction in the amount of rainfall during El Niño and its increase during La Niña over Southeast Asia. Because of this interannual variability in rainfall and humidity, emissions of aerosol particles and their abundance in the atmosphere, often manifested in aerosol optical depths, are also subject to interannual variability; they increase during El Niño and are reduced during La Niña on average. Our previous study has shown an impact of biomass-burning aerosols on convective clouds, which enhanced rainfall and generally invigorated convection. Here we present the comparison of this aerosol effect among different years with different ENSO phases. We utilized month-long cloud-resolving simulations by the WRF-CHEM model that are capable of including both aerosol direct and indirect effects. The extensive simulation domain size and time period enabled the inclusion of a wide range of contributors to cloud development over the area, from aerosol activation to ENSO-affected meteorology. We show whether the invigoration effect that we found from the year of strong El Niño in 2015 still holds in years of weaker El Niño or even during La Niña.

How to cite: Takeishi, A. and Wang, C.: Impacts of Fires on Convective Cloud Features in Southeast Asia: Variability with ENSO, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10391, https://doi.org/10.5194/egusphere-egu22-10391, 2022.

EGU22-10524 | Presentations | BG1.2 | Highlight

Observing the climate impact of large wildfires on stratospheric temperature 

Matthias Stocker, Florian Ladstädter, and Andrea K. Steiner

In the future, large wildfires are expected to become more frequent and intense. Not only do they pose a serious threat to people and ecosystems, but they also affect the Earth's atmosphere. Aerosols from large wildfires can even reach the stratosphere where they can linger for months to years. However, little is known about their impact on climate. In particular, the potential of large wildfires to cause temperature changes in the stratosphere has hardly been studied.

In our study, we analyze two extreme wildfire events, those in 2017 in North America and those in 2019/20 in Australia, using new satellite observational data. We find strong effects of the fires on the atmospheric temperature structure and short-term climate in the stratosphere. The results show significant warming of the lower stratosphere by up to 10 K within the aerosol clouds emitted by the wildfires immediately after their formation. The climate signal in the lower stratosphere persists for several months, reaching 1 K for the 2017 North American wildfires and a remarkable 3.5 K for the 2019/20 Australian wildfires. This is stronger than any signal from volcanic eruptions in the past two decades. Such extreme events potentially influence the atmospheric composition and stratospheric temperature trends, underscoring their importance for future climate.

Improved knowledge of the temperature signals from extreme wildfires is particularly important for trend analysis. Our ongoing research on this topic aims to further improve the separation of natural variability from anthropogenic influences in climate trend detection, especially in the stratosphere.

How to cite: Stocker, M., Ladstädter, F., and Steiner, A. K.: Observing the climate impact of large wildfires on stratospheric temperature, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10524, https://doi.org/10.5194/egusphere-egu22-10524, 2022.

EGU22-10772 | Presentations | BG1.2

The impact of heat waves in forest fires over the Amazon rainforest 

Luiza Narcizo, Filippe LM Santos, Leonardo F. Peres, Ricardo Trigo, and Renata Libonati

Wildfires have become an imminent threat to ecosystems, consequently leading to economic loss and generating negative impacts on population health. Considering IPCC’s projection of a significant increase in the frequency of these events, it is important to understand which conditions lead to a fire intensification, as recently happened in California, Australia, and Brazilian Pantanal. Some of the greatest wildfires registered in North America and in Europe occurred in concomitance to intense heat waves and drought events. The lack of a comprehensive understanding of the physical mechanisms associated with extreme wildfire events in the Amazon rainforest, underlines the current inability to properly prevent them. Therefore, this study aimed to identify the role of extreme temperature events, such as heat waves (HW), in forest fires behaviour in the Brazilian Amazon during extreme drought years. The relationship between wildfires and HWs was hereby analysed during both dry and wet years in the Amazon Forest, in order to understand the association between different time and spatial scale events in forest fires magnitude. Accordingly, CPC/NOAA reanalysis data of daily maximum temperature between 1979 and 2019 were used as input to determine HW events in a multi-method global heatwave and warm-spell data record and analysis toolbox1. A standard HW definition was applied, where an event corresponds to at least three consecutive days in which the maximum temperature exceeds the 90th percentile for that day. Wildfire magnitude analyses were calculated through active fire (AF) and fire radiative power (FRP) data from MODIS C6 sensor, obtained at FIRMS/NASA for the comprehended period between 2003 and 2019. Spatial intensity of HW was classified and then confronted with precipitation anomaly in both normal and dry years. Also, statistical comparison of fire magnitude (i.e., AF and FRP) in HW and non heat wave (NHW) days was analysed to measure extreme temperature events impacts in wildfire. Results showed a significant increasing trend in HW occurrences in recent decades, with peaks in known drier years. An increase of AF counting and fire intensity was noticed during HW events. This latter effect appears even when the HW occurs during extremely dry seasons, such as happened at the Amazon Forest in 2005, 2010 and 2015. Extreme values of AF and FRP were a quarter higher in 2005, doubled in 2010 and tripled in 2015 at HW days when compared to NHW days.

 

References 

[1] Raei, E., Nikoo, M., AghaKouchak, A. et al. GHWR, a multi-method global heatwave and warm-spell record and toolbox. Sci Data 5, 180206 (2018).

Acknowledgements

This study was supported by FAPERJ project number E26/202.714/2019. L. N. was supported by CNPq PIBIC  number 160099/2021-8.

How to cite: Narcizo, L., Santos, F. L., Peres, L. F., Trigo, R., and Libonati, R.: The impact of heat waves in forest fires over the Amazon rainforest, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10772, https://doi.org/10.5194/egusphere-egu22-10772, 2022.

EGU22-11099 | Presentations | BG1.2

Reconstructing fire regimes using micro-charcoal in modern marine sediments off Africa 

Aritina Haliuc, Anne-Laure Daniau, Florent Mouillot, Wentao Chen, Valérie David, Vincent Hanquiez, Bernard Dennielou, Enno Schefuß, Germain Bayon, and Xavier Crosta

Fire is a pervasive component of almost every terrestrial ecosystem, but the African continent is rather unique, holding the most vulnerable ecosystems to fire which account for most of the global burned area and for more than half of fire-carbon emissions. Fire has a significant role in ecosystem functioning though our understanding of this complex process is still limited which hinders our ability to model and predict fire.

Paleofire records go beyond the short instrumental records of the last decades and can provide long-term information about fire, but only at a descriptive scale and with difficulties in relating it to the fire regime. To address these limitations, we attempt to develop a quantitative calibration model based on the examination of micro-charcoal from 137 surface sediment samples collected offshore the African continent in conjunction with a set of fire parameters (burnt perimeter, fire radiative power, fire spread) derived from satellite data, environmental information (hydrographic basins, vegetation cover, climatic parameters) and a wind dispersal particle model. Our results show that changes in charcoal concentration and morphometry are linked with fire regime and the type of burnt vegetation on the adjacent continent. In (sub)tropical settings, elongated micro-charcoal particles in high concentrations relate to rare but intense fires spreading in graminoid-mixed ecosystems whereas squared particles in low concentrations are typical for frequent but low intensity fires, characteristic for tree-dominated ecosystems.

This work provides the first calibration model of micro-charcoal in marine sediments which can be applied to long marine charcoal records to help reconstruct past fire regimes. This investigation addresses a key issue in unlocking specific methodological and theoretical problems related to fire research; it provides a better understanding of the local to regional processes that govern the fire signal and contextualize current and past environmental changes.

How to cite: Haliuc, A., Daniau, A.-L., Mouillot, F., Chen, W., David, V., Hanquiez, V., Dennielou, B., Schefuß, E., Bayon, G., and Crosta, X.: Reconstructing fire regimes using micro-charcoal in modern marine sediments off Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11099, https://doi.org/10.5194/egusphere-egu22-11099, 2022.

EGU22-11223 | Presentations | BG1.2 | Highlight

Future fire impact on PM2.5 pollution and attributable mortality 

Chaeyeon Park, Kiyoshi Takahashi, Shinichiro Fujimori, Fang Li, Vera Ling Hui Phung, Junya Takakura, Tomoko Hasegawa, and Ahihiko Ito

Fine particulate matter with a diameter of ≤ 2.5  (PM2.5), one of the hazardous air pollutants, contributed 4.5 million to 8.9 million global mortality annually. Among the total PM2.5 related mortality, 5%–21% were attributed to fires. While anthropogenic fire has been declined by reduced land fragmentation and changed land use, climate change has increased fire activities especially in fire seasons. These fires eventually lead to high PM2.5 in many regions, leading to public health concern. However, the impact of future fires on PM2.5 and its health burden according to climate change and socioeconomic scenarios has not been studied globally. We estimated fire related PM2.5 at the end of 21st century under various future scenarios (combination of Shared Socioeconomic Pathways (SSPs) and Representative Concentration Pathways (RCPs)) and its attributable mortality. We used modified CLM and GEOSChem for simulating fire emissions and PM2.5 concentration, respectively. The Global Burden of Disease (GBD) method was used for estimating attributable mortality. We also evaluated how global inequality in fire-PM2.5 mortality by income (economic inequality) would change. We found that future climate change led to higher fire-PM2.5 by increasing drought and biomass carbon density, whereas future increased GDP would offset the increase in fire-PM2.5. The results of fire-PM2.5 mortality varied significantly by SSPs. Population increase under SSP3 would lead to increase in mortality and economic inequality. The total fire-PM2.5 mortality decreased under SSP1–4, but the economic inequality increased under SSP4. If the world follows SSP1-RCP2.6 scenario, fire-PM2.5 mortality would reduce about 40% and improve economic equality.

This research was supported by the Environment Research and Technology Development Fund (JPMEERF20202002) of the Environmental Restoration and Conservation Agency of Japan.

How to cite: Park, C., Takahashi, K., Fujimori, S., Li, F., Phung, V. L. H., Takakura, J., Hasegawa, T., and Ito, A.: Future fire impact on PM2.5 pollution and attributable mortality, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11223, https://doi.org/10.5194/egusphere-egu22-11223, 2022.

EGU22-11616 | Presentations | BG1.2

Fire weather risk analysis over Portugal in the last decades and their impacts over the atmosphere  - The Monchique study case 

Filippe LM Santos, Flavio T Couto, Vanda Salgueiro, Miguel Potes, Maria João Costa, Daniele Bortoli, and Rui Salgado

More intense fire seasons have been favoured by climate changes worldwide, like Russia, Brazil, the USA, Canada and Portugal. Portugal experienced numerous severe fire seasons with catastrophic wildfires that caused enormous impacts in the last years. This study aimed to investigate the fire risk evolution in Portugal over the last 40 years and the extreme wildfire emission impacts derived from remote sensing data. First, the Fire Weather Index (FWI) from 1979 to 2020, at 0.25º spatial resolution, provided by the European Centre for Medium-Range Weather Forecasts (ECMWF) ERA5 reanalysis version 4 based on meteorological variables, was used. Then, FWI monthly mean values and trends were analysed for four districts of Southern Portugal (Beja, Evora, Faro and Portalegre). The results indicate that the Faro district presented extreme fire risk values, which peaked on August 2, 2018, one day before the Monchique (a mountain in Faro) wildfire began and lasted between August 3 and 10. The Monchique wildfire was the most destructive in Portugal during 2018, with almost 27.000 ha burned. Second, based on the previous results, atmospheric products derived from the TROPOspheric Monitoring Instrument (TROPOMI) aboard the Sentinel-5 Precursor satellite, the first Copernicus mission dedicated to atmospheric composition monitoring, were collected. These datasets were obtained from Google Earth Engine (GEE), the online platform that combines multiple imageries and datasets with cloud processing to perform analyses. The Carbon monoxide (CO) and Nitrogen dioxide (NO2) concentrations, as well as Absorbing Aerosol Index (AAI) products were analysed during the fire event. The concentrations released by the wildfire reached values 3 and 5 times higher than usual for CO and NO2, respectively. Therefore, the work confirms that extreme wildfire events can release huge pollutant concentrations into the atmosphere. Also, the Sentinel-5 products are useful to evaluate the fire emission evolution in extreme wildfires events and may constitute additional valuable information to combine with ground-based information to map air quality related to wildfire occurrences.

This research was funded by the European Union through the European Regional Development Fund in the framework of the Interreg V A Spain - Portugal program (POCTEP) through the CILIFO project (Ref.: 0753-CILIFO-5-E), FIREPOCTEP project (0756-FIREPOCTEP-6-E), and also by national funds through FCT - Foundation for Science and Technology, I.P. under the PyroC.pt project (Refs. PCIF/MPG/0175/2019), ICT project (Refs. UIDB/04683/2020 and UIDP/04683/2020), and TOMAQAPA (PTDC/CTAMET/ 29678/2017).

How to cite: Santos, F. L., Couto, F. T., Salgueiro, V., Potes, M., Costa, M. J., Bortoli, D., and Salgado, R.: Fire weather risk analysis over Portugal in the last decades and their impacts over the atmosphere  - The Monchique study case, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11616, https://doi.org/10.5194/egusphere-egu22-11616, 2022.

EGU22-11760 | Presentations | BG1.2

Climatic drivers explain the interannual variability of the global burned area 

Andrina Gincheva, Sonia Jerez, Juli G. Pausas, Joaquín Bedía, Sergio M Vicente-Serrano, Antonello Provenzale, Emilio Chuvieco, John Abatzoglou, and Marco Turco

Understanding the response of fire to climate variations is essential to adapt fire management systems under climate change. Although several studies have analysed the drivers of the average spatial variability of fire, the assessment of the temporal variability of fire in response to climate across the globe has proved challenging, largely due to complexity of the processes involved, the limitation of observation data and the compound effect of the multiple drivers, which usually cause non-linear effects.

In this study, we analyse how much of the interannual variability in observed burned area (BA) is linked with temporal variations in climate at global scale. To solve this question, we use the burned area data of the FireCCI51. product for the period 2001-2019 at the global scale, and different climate metrics that are directly related to drought occurrence, including indices like the Fire Weather Index (FWI), the Standardized Precipitation Evapotranspiration Index (SPEI), and the Standardized Precipitation Index (SPI). Our study shows complex spatial patterns in the relationship between climate drivers and BA variability, highlighting where variations in FWI, SPI, SPEI or their interaction explain BA variability. While in some areas the interannual variability of burned area does not show a statistically significant influence of climate variability, over a substantial portion of the global burnable area (~60%) the BA variability can be explained by interannual variability of climate drivers. Globally, climate variability accounts for roughly two thirds (64%) of the observed temporal BA variability.

How to cite: Gincheva, A., Jerez, S., Pausas, J. G., Bedía, J., Vicente-Serrano, S. M., Provenzale, A., Chuvieco, E., Abatzoglou, J., and Turco, M.: Climatic drivers explain the interannual variability of the global burned area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11760, https://doi.org/10.5194/egusphere-egu22-11760, 2022.

EGU22-11856 | Presentations | BG1.2

Analysis of the environmental conditions favoring the development of deep pyroconvection in Southern Europe 

Martín Senande-Rivera, Damián Insua-Costa, and Gonzalo Míguez-Macho

Deep pyroconvection can strongly modify surface weather conditions, especially when a firestorm develops, completely altering fire spread and making it more difficult to predict and control. However, the limited number of observations constrains our understanding of this type of events, so the environmental controls on deep pyroconvection are not entirely clear and, in particular, there are still uncertainties about the atmospheric conditions conducive to the development of this phenomenon. We conduct idealised numerical simulations with the fire-atmosphere coupled model WRF-Fire initialised with selected real-case atmospheric profiles of wind, temperature and moisture, obtained from the ERA5 database, corresponding to the 100 days of highest fire risk per year during the 2010-2019 period at six different European fire-prone locations. For each of these atmospheric profiles, we perform a suite of paired experiments of an ideal fire spreading through five different fuel categories. Each pair consists of a control run with interaction between fire and atmosphere and a simulation in which the sensible and latent heat fluxes from the fire are turned off (uncoupled simulation). This experiment allows us to make a significant statistical study of pyroconvection events and thus analyse which environmental factors favour its development. We found that a high fuel load, a large vertical temperature lapse rate between the 850 hPa and the 500 hPa levels and a high moisture content in the lower layers of the atmosphere are some of the main factors in the development of firestorms. 

How to cite: Senande-Rivera, M., Insua-Costa, D., and Míguez-Macho, G.: Analysis of the environmental conditions favoring the development of deep pyroconvection in Southern Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11856, https://doi.org/10.5194/egusphere-egu22-11856, 2022.

EGU22-12015 | Presentations | BG1.2 | Highlight

Evidence for a stronger global impact of fire on atmospheric composition 

James Randerson, Yang Chen, Li Xu, Joanne Hall, Louis Giglio, Dave van Wees, Sander Veraverbeke, Guido van der Werf, Douglas Morton, Elizabeth Wiggins, Niels Andela, and Stijn Hantson

Toward the development of the 5th generation of the Global Fire Emission Database (GFED5), we provide evidence for a significantly higher level of contemporary global fire emissions than what has been reported in previous inventories, as a result of advances in our understanding of burned area, fuel consumption, and emission factors. Increases in the availability of high-resolution burned area datasets from Sentinel and Landsat now allow for more effective estimation of fire scars associated with small and discontinuous fires in many biomes. By combining these regional-scale datasets with burned area and active fire observations from MODIS, we estimate that global burned area exceeded 700 Mha per year during 2001-2020. This estimate is more than 40% higher than previous estimates from GFED4 with small fires (GFED4s), mostly as a consequence of increases in savanna and grassland burning across Africa, South America, and Southeast Asia. At the same time, more extensive field observations in boreal forest ecosystems provide evidence for higher levels of fuel consumption than has been integrated into previous regional and global inventories. New emission factor observations from tropical peatlands and boreal forests provide evidence for a stronger smoldering phase of emissions, elevating emissions of carbon monoxide and organic carbon aerosol. Together, these advances suggest the impact of contemporary wildfires may have been underestimated in past work; we conclude by exploring the compatibility of this inventory with atmospheric aerosol and trace gas observations using a global atmospheric chemistry model.

How to cite: Randerson, J., Chen, Y., Xu, L., Hall, J., Giglio, L., van Wees, D., Veraverbeke, S., van der Werf, G., Morton, D., Wiggins, E., Andela, N., and Hantson, S.: Evidence for a stronger global impact of fire on atmospheric composition, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12015, https://doi.org/10.5194/egusphere-egu22-12015, 2022.

EGU22-12049 | Presentations | BG1.2

A novel parameterization for wildfire plumes in LPJ-GUESS 

Lars Nieradzik and Tommi Bergman

Wildfires are one of the major disturbances in the global terrestrial ecosystems and can be the key driver for both vegetation composition and structure, affecting the carbon stocks above and below the surface. With a total of about 2 Pg(C)/year emitted into the atmosphere wildfires also play an important role in the global carbon cycle. Beyond this, emissions from wildfires influence regional air quality, can have a fertilizing effect on the surroundings, or alter the albedo of both the burned area itself but also of distant areas when e.g. black carbon is deposited on ice sheets or snow. Large fires creating pyrocumulonimbus-clouds even elevate trace gases into the lower stratosphere. 

The chemical and physical evolution of the compounds emitted by wildfires can be simulated by modern CTMs (Chemistry Transport Models) and ESMs (Earth-System Models). A key uncertainty in these models, though, are the fires and the resulting emissions themselves, both in space and amount. Many plume rise models use satellite retrievals for fire intensity as e.g. FRP (Fire Radiative Power) and top height for hindcast or historical simulations, where the accuracy of FRP is anti-correlated with the total emissions because the plume itself blocks the frequencies needed to measure a fire’s intensity, i.e. the larger in scale a fire is the less accurate its intensity, and therefore, it is difficult to generate a vertical emission profile. Furthermore, for future projections, these parameters need to be computed from available information within the operating model.

The approach presented here was developed in the framework of the project CoBACCA and is an attempt to invert this problem. Therefore, we use the 2nd generation dynamic global vegetation model LPJ-GUESS and its incorporated wildfire-model SIMFIRE-BLAZE. Vegetation in LPJ-GUESS is represented by 12 different Plant Functional Types (PFTs; 10 tree and 2 grass PFTs) plus litter and soil pools. In combination with meteorological parameters, the combustion model BLAZE then computes their mortality, their combustion completeness, the intensity of the fire, and finally a vertical emission profile. 

Another critical issue for the use of vertical emissions is that one of the uncertainties in atmospheric models is the height of the planetary boundary layer (PBL) which more or less determines whether emitted air-parcels remain in the mixing layer or reach the free troposphere or even the lower stratosphere. We, therefore, decided to compute the vertical emission profile relative to a model-generated PBL.

These emission profiles will be used online in the upcoming version 4 of the ESM EC-Earth but they can also be used offline as emission inventories for other models. This is a step towards a fully coupled plume-rise sub-grid model to be developed within EC-Earth4.

How to cite: Nieradzik, L. and Bergman, T.: A novel parameterization for wildfire plumes in LPJ-GUESS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12049, https://doi.org/10.5194/egusphere-egu22-12049, 2022.

EGU22-12134 | Presentations | BG1.2

Impacts of summer 2021 wildfire events in Southwestern Turkey on air quality with multi-pollutant satellite retrievals 

Merve Eke, Fulya Cingiroglu, and Burcak Kaynak

Climate change has several impacts on our Earth. Even though wildfires are natural processes to sustain structure of an ecosystem, there is a significant increase in the global fire cases and their extent in the recent years caused by the climate change. These wildfires have important impacts on air quality, climate and relatedly public health. Copernicus Atmospheric Monitoring Service (CAMS) indicated that Siberia, North America, and the Mediterranean regions are greatly impacted by wildfires and the intensities of these fires are expressed as Fire Radiative Power (FRP). Effect of wildfires can also be observed with gas pollutant satellite retrievals of CO, NO2, and HCHO which is an important volatile organic carbon (VOC).

Turkey was challenged with wildfires that result in the destruction of forests, the death of animals and devastating impacts on local people in 2021. CAMS Global Fire Assimilation System (GFAS) indicated that the worst fire case observed in Turkey compared with other Mediterranean countries. Global Forest Watch fire counts showed that, fire counts reached up to 695 and 385 in summer (between June-August) 2021 for Antalya and Mugla provinces, respectively. However, fire counts did not exceed 165 fires in the summer season for either Antalya or Mugla in the last five years. Moreover, there was a significant increase in fires in the forested lands for Mersin province as well. Fire counts reached up to 171 per day (31st August) in Antalya province and fire smokes were observable from MODIS Corrected Reflectance images in the fire period. In addition, air pollutants caused by these fires were observable with high resolution TROPOMI retrievals.

In this study, multi-pollutant satellite retrievals were used to investigate the wildfires air quality impacts on the Southwestern Turkey. VIIRS S-NPP Fire Radiative Power product and TROPOMI CO, NO2, and HCHO, products were used to analyze impacts of these extreme wildfire cases. Products were processed spatially and temporally for two months (July-August 2021). A specific attention was given on period of 28th July-12th August. A 1×1 km2 gridded domain covering the impacted region was selected to investigate the spatial distribution of these pollutants. 29th and 31st of July were the days where the impacts of wildfires were analyzed specifically. Wind speed and direction were used to understand the relation between meteorological conditions and the pollution distribution caused by the wildfires. Aerosol signals will be also investigated using MODIS aerosol optical depth (AOD) and TROPOMI aerosol index (AI) retrievals.

How to cite: Eke, M., Cingiroglu, F., and Kaynak, B.: Impacts of summer 2021 wildfire events in Southwestern Turkey on air quality with multi-pollutant satellite retrievals, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12134, https://doi.org/10.5194/egusphere-egu22-12134, 2022.

EGU22-12301 | Presentations | BG1.2

Spatiotemporal post-fire change analysis using optical and SAR imagery 

Yeji Lee, Junse Oh, Su Young Kim, Yoon Taek Jung, and Sang-Eun Park

Wildfires on permafrost covered with the boreal forest can influence vegetation composition, surface soil moisture, and the active layer. Since wildfires on permafrost occur extensively in unpredictable areas, remote sensing is a useful tool for monitoring burn severity and ecosystem changes. Optical spectral indices such as the differenced normalized burn ratio (dNBR) and normalized difference vegetation index (NDVI) were traditionally used to detect burn severity and vegetation regrowth. However, since optical imagery is significantly affected by cloud cover and weather conditions, there is a limitation in acquiring temporally dense images. Synthetic Aperture Radar (SAR) can obtain images regardless of day/night or weather conditions, so it is possible to densely observe the area of interest spatiotemporally. In addition, SAR images, unlike optical images, can acquire information on the active layer of the permafrost in the winter season. This study aimed to analyze winter season time-series SAR backscattering coefficient change with burn severity in south Northwest Territories, Canada using optical and SAR data. The study area, south Northwest Territories, belongs to the discontinuous permafrost zone and consisted of the taiga. Burn severity and vegetation regrowth were estimated by dNBR and NDVI using optical imagery. To increase the temporal resolution, Landsat-8 OLI and Sentinel-2 MSI were acquired through the cloud-based Google Earth Engine (GEE) in the summer season. C-band dual-polarization Sentinel-1 and X-band single-polarization TerraSAR-X were obtained to understand the multi-frequency backscattering coefficient to fire-induced changes. The changes pattern of the SAR backscattering coefficient varies according to the burn severity, especially in the winter season, not affected by vegetation and soil moisture. It can be seen that the wildfires affected the changes in the scattering mechanism in permafrost on the boreal forests. These results represent that C-band and X-band SAR images have the potential to monitor the changes of the active layer with burn severity.

How to cite: Lee, Y., Oh, J., Kim, S. Y., Jung, Y. T., and Park, S.-E.: Spatiotemporal post-fire change analysis using optical and SAR imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12301, https://doi.org/10.5194/egusphere-egu22-12301, 2022.

In this work, a multi-sensors temporal and spatial approach was carried out to monitor the vegetation post-fire recovery rate in a Mediterranean site (in part falling within the Nature2000 network) through the use of the optical Sentinel-2 and SAR C-band Sentinel-1 imagery temporal-series. The study area was observed for one year before and three years after the fire event. Several vegetation indices (VIs) were calculated for both optical (normalized difference vegetation index, NDVI; green NDVI, GNDVI; normalized red-edge vegetation index, NDRE, normal burn index, NBR; normalized difference water index, NDWI) and SAR (radar vegetation index, RVI; dual-polarized SAR vegetation index, DPSVI; radar forest degradation index, RFDI) data from which the temporal spectral profiles were extracted in the function of one of the three vegetation types (natural/semi-natural native forest, eucalyptus plantation and grasslands), of the burn-severity gradient, and of the orbit path of SAR satellite. What emerged is that the recovery spectral dynamics are highly influenced in terms of time and magnitude by both vegetation type and, mainly, burn severity. Optical Sentinel-2 observations showed that native woody and non-woody vegetation presented higher efficiency in restoring the ecological and physiological equilibrium by the observed time, whereas C-band SAR Sentinel-1 information seems to point out that the structural characteristics cannot be recovered in such a short time, although both the data appeared impacted by saturation. Climate variables, in particular monthly rainfall, compared and correlated with the temporal spectral profiles,  demonstrated to be very influential on the SAR signal, especially for a higher degree of burn severity. The spatial distribution of the post-fire recovery rate was estimated by calculating the burn recovery ratio (BRR), optimized using the random forest (RF) machine learning regressor model to account the natural phenological changes which affect unburned vegetation during the time.  The BRR results validated what had been recorded in the temporal profiles. The effectiveness of open-source data, software, and models interoperability for post-risk monitoring purposes of vulnerable habitats was also emphasized in this study.

How to cite: De Luca, G., Silva, J. M. N., and Modica, G.: Temporal and spatial analysis for post-fire vegetation recovery in a Mediterranean site. An approach using optical Sentinel-2 and SAR Sentinel-1 imagery., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12542, https://doi.org/10.5194/egusphere-egu22-12542, 2022.

EGU22-12805 | Presentations | BG1.2

The role of meteorological factors on interannual variability of fire activity in Iberia: an assessment performed over four subregions 

Carlos C. DaCamara, Sílvia A. Nunes, and José M.C. Pereira

The Iberian Peninsula is recurrently affected by devastating wildfires that result from an interplay of human activities, landscape features, and atmospheric conditions. The fact that the Mediterranean basin, and the Iberian Peninsula in particular, is a hotspot of climate change, strongly suggests that particular attention should be devoted to the role played by atmospheric conditions on wildfire activity.

Here we present a statistical model that is able to simulate the probability of occurrence of a fire event that releases a given amount of Fire Radiative Power, provided a specified level of meteorological fire danger as rated by the Fire Weather Index.

The model combines a lognormal distribution central body with a lower and an upper tail, both consisting of Generalized Pareto (GP) distributions, and daily FWI is used as a covariate of the parameters of the lognormal and the two GP distributions.

The Iberian Peninsula is subdivided into four spatially homogeneous pyro-regions, namely the northwest(NW), southwest (SW), north (N) and east (E) regions. Fire data cover the period 2001-2020 and consist of Fire Radiative Power (FRP) as acquired by the MODIS instrument on-board Aqua and Terra Satellites. Fire Weather (FWI) data covering the same period were obtained from the Copernicus Emergency Management Service.

For each region, the statistical model is fitted to the sample of FRP of all recorded events. First a base model (with fixed parameters) is fitted to the decimal logarithm of FRP, and the quality of fit is assessed using an Anderson-Darling test. Then the model is improved using FWI as a covariate, and performances of models without and with covariate are compared by computing the Bayes Factor as well as by applying the Vuong’s closeness test.

For each region, a set of 100 synthetic time series of total annual FRP is set up using the statistical models without and with FWI as a covariate. This is achieved by randomly generating probabilities for each observed event, generating the FRP associated to that probability and then adding up the generated FRP all events for each year. The interannual variability of synthetic time series obtained is then compared with the corresponding interannual variability of the recorded events.

Results obtained for region SW show an increase from 91 to 96% of interannual explained variance of FRP when going from the model without to the model with FWI. Increases from 95 to 96%, 84 to 90% and from 78 to 86% were obtained for regions NW, N and E. It is worth stressing that these are conservative estimates of change since the dependence of number of ignitions on FWI was not taken into account.

 

This work was supported by national funds through FCT (Fundação para a Ciência e a Tecnologia, Portugal) under project FIRECAST (PCIF/GRF/0204/2017).

How to cite: DaCamara, C. C., Nunes, S. A., and Pereira, J. M. C.: The role of meteorological factors on interannual variability of fire activity in Iberia: an assessment performed over four subregions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12805, https://doi.org/10.5194/egusphere-egu22-12805, 2022.

EGU22-182 | Presentations | SSS9.8

Evaluation of the OpenLisem and MohidLand models to simulate post-fire hydrological events 

Marta Basso, Jacob Keizer, and Diana Vieira

The hydrological impacts of wildfires on downstream waterbodies are well documented and pose risks to both aquatic ecosystems and flood zones. Consumption of vegetation and heating-induced changes in topsoil properties by fire can substantially increase peaks in runoff and sediment yield during rainfall events, making the prediction of the hydrological response of recently burned catchment of extreme importance for assessing downstream flooding and water contamination risks. Despite recent advances, calibration of hydrological models to simulate post-fire events is still a major challenge. This is mainly due to the rapid changes in post-fire conditions between successive events (e.g. vegetation recovery, soil water repellency) and the high sensitivity of models when applied to event-based simulations.

This work aims to advance in the application of existing hydrological models to post-fire rainfall-runoff events. To this end, a calibration methodology was developed using explanatory variables measured in the field as proxies for model inputs and, as such, has the potential to be reproduced in burned catchments in different environmental settings.

Among the existing hydrological models, OpenLisem and MohidLand were selected both for their established use in Portuguese territory and for their ability to predict the hydrological response at high temporal resolutions. OpenLisem is an event-based model that simulates quickflow at a fixed time step (dependent on grid size) while MohidLand is a continuous model that simulates not just quickflow but all components of the water cycle at a variable timestep.

As a case study, a small (<1 km2) headwater catchment in north-central Portugal was selected. The catchment was burned by a wildfire during summer 2016 at mostly moderate fire severity. A total of 12 rainfall events were selected during the first post-fire year, of which seven were used for model calibration and five for validation.

After calibrating and validating quickflow, peak flow, and time of the peaks with OpenLisem, the input field data and the calibrated parameters were used to run MohidLand at event scale. The increasing complexity from OpenLISEM to MohidLand allowed us to study the reliability of applying such methodology, and to obtain additional components of the hydrologic cycle, which are unavailable when applying OpenLISEM alone.

Saturated hydraulic conductivity and Manning’s n are among the most sensitive parameters when simulating quickflow in recently burned areas and have been used as calibration parameters for the simulations. The spatio-temporal variability of both parameters at catchment level was derived from a combination of fire severity, post-fire vegetation cover, and initial soil moisture content.

Our preliminary results show that the calibration methodology provided satisfactory model performance for both OpenLisem and MohidLand. Unexpectedly, MohidLand was efficiently able to simulate quickflow at this temporal scale despite not having been, contrary to OpenLisem, developed to be applied at this temporal scale.

How to cite: Basso, M., Keizer, J., and Vieira, D.: Evaluation of the OpenLisem and MohidLand models to simulate post-fire hydrological events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-182, https://doi.org/10.5194/egusphere-egu22-182, 2022.

EGU22-543 | Presentations | SSS9.8

Impact of wildfires on long-term erosion rates: comparing connectivity indices and landscape evolution modelling 

Joana Parente, João Pedro Nunes, Jantiene Baartman, and Dante Föllmi

Mediterranean countries, such as Portugal, are often associated with soil erosion and land degradation risks, which cause an increasing pressure on ecosystem services. In most of these countries, wildfires occur during the summer, and are usually followed by heavy rainfall events which, in combination with steep slopes and in some cases lack of vegetation cover, can easily provoke runoff and erosion. This is generally due to three main erosion contribution processes: i) a reduction of interception and evapotranspiration; ii) a decrease in infiltration and soil water retention; iii) a reduction in obstacles. For the latter, burnt areas tend to increase water and sediment connectivity by changing vegetation cover and physico-chemical soil properties. Sediment connectivity in a specific catchment is affected by its size, land cover and land use, and the distribution of hillslopes and floodplains (Borselli et al., 2008). Taking this in mind, this study aims to assess post-fire soil erosion patterns at the decadal scale comparing different approaches. The methodology comprises i) a process-based model that is able to investigate long-term and large-scale spatial landscape evolution, LAPSUS; (ii) an index that represents a connectivity assessment based on local landscape information, the Borselli Index of Connectivity (IC); and (iii) an index that represents the sediment eroded that actually reaches the stream based on local landscape information, combining the IC with the Revised Universal Soil Loss Equation (RUSLE) model. Results include a comparison between the approaches used in the context of specific fire events between 1979 and 2020 for the Agueda watershed in central Portugal. The authors believe that assessing the spatial-temporal evolution of connectivity in the actual landscape with the right tool is extremely important to estimate the probability that a given part of the landscape transfers its sediments elsewhere in the catchment.

References

Borselli, L., Cassi, P., Torri, D., 2008. Prolegomena to sediment and flow connectivity in the landscape: A GIS and field numerical assessment. Catena 75, 268–277. https://doi.org/10.1016/j.catena.2008.07.006 

Acknowledges

This work was produced in the framework of project FRISCO - managing Fire-induced RISks of water quality Contamination (PCIF/MPG/0044/2018), and funding attributed to the CE3C research center (UIDB/00329/2020). 

How to cite: Parente, J., Nunes, J. P., Baartman, J., and Föllmi, D.: Impact of wildfires on long-term erosion rates: comparing connectivity indices and landscape evolution modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-543, https://doi.org/10.5194/egusphere-egu22-543, 2022.

EGU22-544 | Presentations | SSS9.8

Long-term prescribed fires effects on biological properties of an Eutric Cambisol (Tella-Sin, Central Pyrenees) 

Andoni Alfaro-Leranoz, David Badia-Villas, Ana Paula Conte-Dominguez, Clara Marti-Dalmau, and Oriol Ortiz-Perpiña

Livestock density reduction, together with climate change, is facilitating the substitution of grasslands by shrublands (Komac et al., 2013; Nadal-Romero et al., 2016), which leads to a higher fire risk (Vélez, 2012) and a loss of soil biodiversity (Caballero et al., 2009). Fire Service performs prescribed fires in different shrublands of the alpine environments with two objectives: preventing large forest fires, reducing fuel load and breaking its continuity, and recovering pasturelands. However, these prescribed fires could affect the soil properties, especially the biological ones, as these are affected even at low temperatures (Santín & Doerr, 2016).

To find out, a study to determine the short-, mid- and long-term evolution of prescribed fires effects on soil properties has been conducted in Tella-Sin (Central Pyrenees), with dense canopy cover Echinospartum horridum shrublands and Eutric Cambisol soils. In a cross-sectional study, plots recently burned (B0), in the mid-term (6 years before, B6) and long-term (10 years before, B10) have been selected to be compared with a non-burned plot (UB). Soil samples were collected up to 3 cm of depth, based on Girona et al. (2019). Soil biological properties were analyzed: Microbial carbon (Cmic), soil respiration (SR) and soil enzymatic β-glucosidase activity (β-G). Some physical (soil water repellency (SWR), soil aggregate stability (SAS)) and chemical (pH, electrical conductivity (EC), soil total organic carbon (SOC)) properties were also measured.

Results obtained from this study showed non-significant interactions between post-fire time and depth for all the studied properties. Permanent short-term effects were found only for β-G activity, which suffered a significant decrease that persisted even in B10 plot. SR and SOC were highly correlated and both suffered a mid-term significant decrease that did not reach back UB values even in B10 plot. SOC and SWR showed a high correlation as well. No significant effects were found for Cmic, although a mid- a long-term decrease, with a p-value of 0.0534, was found.

In conclusion, even though prescribed fires do not usually have immediate effects on most soil properties, mid- and long-term effects, especially in those properties related to the SOC content, can be found. One of the most sensible biological properties of the soil is β-G activity, which was the only one, out of all the studied properties, that suffered a significant permanent short-term negative impact.

REFERENCES

Caballero, R.; Fernández González, F.; Pérez Badía, R.; Molle, G.; Roggero, P.P.; Bagella, S.; D'Ottavio, P.; Papanastasis, V.P.; Fotiadis, G.; Sidiropoulou, A.; Ispikoudis, I. (2009). Pastos 39, 9–154.

Girona-García, A.; Ortiz Perpiñá, O.; Badía-Villas, D. (2019). Journal of Environmental Management, 233, 695-705. ISSN 0301-4797. https://doi.org/10.1016/j.jenvman.2018.12.057

Komac, B.; Kefi, S.; Nuche, P.; Escós, J.; Alados, C.L. (2013). Journal of Environmental Management, 121, 160-169. ISSN 0301-4797. https://doi.org/10.1016/j.jenvman.2013.01.038

Nadal-Romero, E.; Cammeraat, E.; Pérez-Cardiel, E.; Lasanta, T. (2016). Agriculture, Ecosystems & Environment, 228, 91-100. https://doi.org/10.1016/j.agee.2016.05.003

Santín, C.; Doerr, S.H.; (2016). Philosophical Transactions of the Royal Society B: Biological Sciences 371, 20150171. https://doi.org/10.1098/rstb.2015.0171

Vélez, R. (2012). Introducción. Capítulo 1. pp. 10-19. In: Quemas prescritas realizadas por los EPRIF. MAGRAMA. ISBN: 978-84-8014-839-9.

How to cite: Alfaro-Leranoz, A., Badia-Villas, D., Conte-Dominguez, A. P., Marti-Dalmau, C., and Ortiz-Perpiña, O.: Long-term prescribed fires effects on biological properties of an Eutric Cambisol (Tella-Sin, Central Pyrenees), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-544, https://doi.org/10.5194/egusphere-egu22-544, 2022.

EGU22-1096 | Presentations | SSS9.8

Water quality response to slash-pile burning in a Mediterranean environment (Croatia) 

Domina Delač, Ivica Kisić, Željka Zgorelec, Aleksandra Perčin, and Paulo Pereira

Slash-pile burning is a common practice in land management across the Mediterranean environment mainly for removing unwanted biomass. This practice is known to have negative effects on topsoil due to high temperatures.  However, the impact on water quality has often been neglected. To address this issue, two experimental burns were conducted: one with moderate (MS), and one with high (HS) severity, to monitor the impact of these practices on water quality. The unburned (UB) treatment, was set aside from the burn treatments. The natural vegetation is composed of Maquis shrubland and meadow plants (Foeniculum vulgare Mill., Elymus repens (L.) Gould, Digitaria sanguinalis (L.) Scop.). The soil type is classified as Leptosol and has a silty clay loam texture with 11.5%, 58.9%, and 29.6% of sand, silt, and clay content, respectively. Treatments were carried out on a sloping terrain (~ 18 °) characteristic of the Mediterranean landscape. Runoff and erosion samples were collected 22 times during the two-year study after major rainfall events. The properties studied were: surface runoff, sediment yield, total carbon in sediment (TC), and water quality parameters such as pH, electrical conductivity (EC), and concentrations of bromine (Br¯), chloride (Cl¯), sulfate (SO42¯), phosphate (PO4³¯), fluoride (F¯), potassium (K⁺), sodium (Na⁺), calcium (Ca²⁺), and magnesium (Mg²⁺). Overall, changes in water quality were consistent with the effects of burning in the first post-burn months, while runoff and sediment yield were more dependent on precipitation patterns, regardless of vegetation cover in the later sampling period. TC had higher levels in HS than in MS, and was increased in both burn treatments at later sampling dates. In the context of changes in water chemistry, the observed effect was more pronounced in HS, while the hydrological response showed high levels in MS. However, the UB also showed significant changes in water quality following major rain events, which was attributed to soil saturation. Our research suggests that slash-pile burning has negative impact on water quality, and it is recommended that biomass be used in other ways, especially in the context of soil and water conservation.

Keywords: burning, runoff, rainfall, vegetation, water conservation

Acknowledgment: The work was supported by the Croatian science foundation under the project “Influence of Summer Fire on Soil and Water Quality” (IP-2018-01-1645).

How to cite: Delač, D., Kisić, I., Zgorelec, Ž., Perčin, A., and Pereira, P.: Water quality response to slash-pile burning in a Mediterranean environment (Croatia), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1096, https://doi.org/10.5194/egusphere-egu22-1096, 2022.

EGU22-2469 | Presentations | SSS9.8

Effects on soil and vegetation of prescribed burn in the southeast of the iberian peninsula 

Álvaro Fajardo, Daniel Moya, Esther Peña, Pedro Plaza-Álvarez, Javier González, Asunción Díaz, Raúl Botella, Manuel-Esteban Borja-Lucas, Elena Gómez, and Jorge De las Heras

With current global warming, the exacerbation of climate change and the progression of neglect in rural areas, forest fires are increasing in extent and severity. To alleviate these changes in the fire regime and seek the reduction of large severe fires, the use of fire as a preventive management tool is being implemented through the application of prescribed burns in Mediterranean forests, used in forestry actions to reduce the understory and break both vertical and horizontal continuity of fuels. In this study we want to see the efficacy of the treatment by determining the effects of the prescribed burns on the soil, both physical-chemical and biological parameters, as well as on the vegetation, in a semi-arid forest ecosystem. The prescribed burns were performed in the municipality of Ayna, Albacete (SE Spain). To evaluate and monitor the ecological damage to the soil in the short term (1 year), CO2 flow measurement cameras were used to measure soil respiration, mini-disk infiltrometers, with a monthly monitoring period throughout the year. The results do not show significant alterations in all the parameters studied due to these prescribed burns over a long period, stabilizing together with the unburned plots. However, in the short period of time (3 months later), some variables are affected. This study aims to observe, and make known, the effects that these actions have on the soil, being these of great relevance to carry out a design, management, and application of these tools to forest management in the Mediterranean area.

How to cite: Fajardo, Á., Moya, D., Peña, E., Plaza-Álvarez, P., González, J., Díaz, A., Botella, R., Borja-Lucas, M.-E., Gómez, E., and De las Heras, J.: Effects on soil and vegetation of prescribed burn in the southeast of the iberian peninsula, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2469, https://doi.org/10.5194/egusphere-egu22-2469, 2022.

EGU22-4224 | Presentations | SSS9.8

Evaluating and Interpreting Post-fire Water Quality Changes in Portuguese Reservoirs 

Niels Nitzsche, João Pedro Nunes, and Joana Parente

Wildfires can have adverse impacts on adjacent aquatic ecosystems, the hydrological cycle and ultimately water management. Recent global events have cemented the need to study these impacts in fire-prone Regions. Surface waters experience contamination by ash loads and fire-induced erosion, where contaminants, both organic and inorganic are introduced into surface water bodies after precipitation events. These contaminants can be detected directly or indirectly through monitoring basic water quality parameters as proxies. 

This study is exploring the impacts of wildfires on the water quality of Portuguese water reservoirs, by analyzing and interpreting changes in water quality that occurred over the past 30 years (1990-2020). Yearly burned areas were calculated for the watersheds of selected reservoirs to identify major fire events. Time series of water quality parameters (BOD, COD, DO, NO3, TP, Conductivity, TSS and pH) from around 75 different reservoirs in Portugal were then explored via changepoint analysis to detect post-fire responses in each watershed. Further, possible causes or drivers for water quality impacts, such as the burned area, land-use, aridity, watershed size to reservoir volume ratio and fire severity will be explored and weighed through logistic regression techniques.  

The burned area of the examined watersheds ranged from <1% per year to around 85% per year. Preliminary results suggest high thresholds in fire size to detect clear impacts in the measured parameters. With fire season becoming more extreme in Mediterranean regions, larger impacts on reservoirs can be expected in the future.  

Acknowledgement: This work was produced in the framework of project FRISCO - managing Fire-induced RISks of water quality Contamination (PCIF/MPG/0044/2018), and funding attributed to the CE3C research center (UIDB/00329/2020). 

How to cite: Nitzsche, N., Nunes, J. P., and Parente, J.: Evaluating and Interpreting Post-fire Water Quality Changes in Portuguese Reservoirs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4224, https://doi.org/10.5194/egusphere-egu22-4224, 2022.

EGU22-4443 | Presentations | SSS9.8

Early warning system for forest fires in Greece: developments and upgrades in the frame of Climpact project 

Vassiliki Kotroni, Theodore Giannaros, Eleni Dragozi, Kostas Lagouvardos, Antonis Bezes, and Ioannis Koletsis

The METEO unit of the National Observatory of Athens has developed and applies a set of operational services that employ state-of-the-art observational and modeling techniques with the aim to assist both the citizens and the authorities in better preventing, addressing, and ultimately mitigating the adverse impacts of forest fires. The early warning system platform, which has been initially developed in the frame of DISARM project, had been upgraded with improved functionalities in the frame of the CLIMPACT project, a flagship initiative on climate change to coordinate a Pan-Hellenic network of institutions.

The presentation focuses on the description of the system that encompasses the following pillars:

(a) Forecasting of forest fire danger: four widely used indices (Canadian Fire Weather Index - CFWI, Modified Nesterov, Fosberg and Haines) are operationally calculated for the next 3 days at 6kmx6km and 2kmx2km spatial resolution based on 3 state-of-the-art numerical weather prediction models (WRF, Bolam, Moloch). Especially for CFWI the fire danger thresholds have been adapted to the fire environment of Greece;

(b) Real time monitoring of the fire weather conditions: The monitoring is based on the online network of meteorological stations operated by the METEO Unit of NOA that includes ~450 stations across Greece. Fire weather monitoring also includes the daily estimation of landscape flammability using as a proxy the dead fuel moisture content (DFMC). DFMC is calculated using a physically based fuel moisture model and weather station data.

(c) IRIS a rapid response system for fire spread forecasting:  WRF-ARW NWP model and FIRE two-dimensional fire spread model are applied, along with a prototype high-resolution geospatial dataset for the representation of fuels, in a fully-coupled mode in order to account for the two-way interaction between fire and the atmosphere . Major upgrades of the IRIS system achieved in the frame of CLIMPACT include the online calculation of dead fuel moisture, the increase of spatial resolution (40mx40m pixels) of the prototype fuel model for Greece, and the delivery of a forecast guidancewhich includes the categorization (using a 7-level scale) of forest fires based on the forecasted behavioral characteristics.

How to cite: Kotroni, V., Giannaros, T., Dragozi, E., Lagouvardos, K., Bezes, A., and Koletsis, I.: Early warning system for forest fires in Greece: developments and upgrades in the frame of Climpact project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4443, https://doi.org/10.5194/egusphere-egu22-4443, 2022.

EGU22-5043 | Presentations | SSS9.8

Operational Estimation of Daily Dead Fuel Moisture Content (DFMC): The case of Greece 

Eleni Dragozi, Theodore M. Giannaros, Vassiliki Kotroni, Konstantinos Lagouvardos, and Ioannis Koletsis

Over the past years, the Mediterranean areas have been experiencing more frequent and more severe wildfires. In this context, the estimation of dead fine fuel moisture content (DFMC) has become an integral part of wildfire management since it provides valuable information for the flammability status of the vegetation. The aim of this study is to evaluate effectiveness of Nolan et al.’s (2016) recently developed DFMC model in the light of operational use, for a Euro Mediterranean region (Greece). To do so, we tested and compared two existing approaches for estimating daily DFMC. In the first approach (MODIS DFMC model), we calculated daily DFMC from MODIS remote sensing data, using the DFMC calibrated model of Nolan et.al (2016) at regional and national level. In the second approach (AWSs DFMC model), we produced daily DFMC maps at country level from meteorological data using Nolan’s model as well. Then, we validated the satellite-based DFMC thematic maps (MODIS DFMC maps) that were produced at sub-regional level using meteorological data obtained from the dense network of ΝΟΑΝΝ surface weather stations operated by the National Observatory of Athens (NOA). Due to a lack of DFMC field measurements, the validation of the weather-station based DFMC maps was not feasible (AWSs DFMC maps). Finally, we compared the two approaches in order to identify which is the most appropriate for operational fire management in Greece.

Results show that, in general, the satellite-based model achieved satisfactory accuracy in estimating the spatial distribution of the DFMC during the examined fire events. More specifically, the validation of the satellite-derived DFMC against the weather-station based DFMC indicated that, in all cases examined, the MODIS DFMC model tended to underestimate DFMC, with MBE ranging from -0.3% to -7.3%. Moreover, in almost all the cases examined, the MAE of the MODIS DFMC model was less than 2.2%. The good performance of the satellite based DFMC model indicates that the estimation of DFMC is feasible at various spatial scales in Greece. A closer examination of the analysis results revealed poor estimation of the satellite-derived vapor pressure deficit (D), and subsequently of DFMC, in arid and semi-arid regions. D’s poor estimation can be explained by the fact that the LST, retrieved by MODIS data, depends on the accuracy of the surface emissivity.

Examination and visual interpretation of the derived maps from both approaches suggest that the AWSs DFMC maps show higher spatial continuity in comparison to that derived from the MODIS-based approach. This is attributed to the gap problem in the satellite images.

Finally, the examination and comparison of the two approaches regarding their use on operational basis shows that the two models present some implementation challenges. Nevertheless, the AWSs DFMC model meets the requirements for operational DFMC mapping to a higher degree compared to the MODIS DFMC model, in Greece. This work was conducted in the frame of CLIMPACT – National Νetwork on Climate Change and its Impacts, a flagship initiative on climate change to coordinate a Pan-Hellenic network of institutions.

How to cite: Dragozi, E., Giannaros, T. M., Kotroni, V., Lagouvardos, K., and Koletsis, I.: Operational Estimation of Daily Dead Fuel Moisture Content (DFMC): The case of Greece, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5043, https://doi.org/10.5194/egusphere-egu22-5043, 2022.

EGU22-5727 | Presentations | SSS9.8

Lessons learned from the extreme wildfires of early August 2021 in Greece 

Theodore Giannaros, Georgios Papavasileiou, Konstantinos Lagouvardos, Vassiliki Kotroni, Stavros Dafis, Athanassios Karagiannidis, and Eleni Dragozi

This work focuses on the extreme pyroconvective wildfires that impacted southern Greece in early August 2021. These wildfires were unprecedented in extent, intensity, and impacts. They broke out in Attica, Euboea, Elis, Messenia, and Laconia, on August 03 and 04, 2021, and kept burning for several days. Observational evidence indicates that all wildfires exhibited extreme fire behavior, characterized by erratic fire spread, prolific spotting, and the formation of pyroclouds. The factors that contributed to this outbreak of extreme wildfires are sought in the combination of (1) antecedent meteorological conditions that allowed for the accumulation and extreme dry-out of fuels, and (2) concurrent adverse fire weather that enabled the wildfires to couple with the atmosphere and evolve into extreme pyroconvective events. Both topics serve as the motivation of this work, which presents a preliminary analysis of the extreme early August 2021 wildfires in Greece. The analysis was conducted employing ground-based and spaceborne observations. Results indicate the build-up of large potential for the occurrence of extreme wildfires in the affected regions since at least the beginning of the 2021 fire season. Our overarching goal is to consolidate the need for early detection and warning of elevated potential for extreme pyroconvective events, which are becoming a globally increasing concern due to inter alia climate change. The presented work was conducted in the frame of the CLIMPACT and FLAME (project number: 00559) research projects.

How to cite: Giannaros, T., Papavasileiou, G., Lagouvardos, K., Kotroni, V., Dafis, S., Karagiannidis, A., and Dragozi, E.: Lessons learned from the extreme wildfires of early August 2021 in Greece, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5727, https://doi.org/10.5194/egusphere-egu22-5727, 2022.

EGU22-6435 | Presentations | SSS9.8

Characteristics of wildfires in the Eastern Alps 

Sandra Melzner, Nurit Shtober-Zisu, Oded Katz, and Lea Wittenberg

The Eastern Alps are an important tourist destination and attract many visitors every year for their scenic beauty, sports attractions and rich cultural heritage. Tourism is an important source of income and contributes to the revival or maintenance of local traditions. However, tourism also has potential negative impacts on the regions, for example Austria's largest forest fire in Hirschwang near Reichenau an der Rax (district of Neunkirchen) in the period 25.10.2021 to 6.11.2021 was anthropogenically triggered by tourists.

In addition to the anthropogenic factors, the increase in extreme weather events caused by climate change and its scale dependent variations are a major challenge in the preparation of wildfire risk maps.

Wildfires in steep Alpine valleys behave differently than those on flat or moderate inclined slopes. The present work describes a wildfire that occurred in August 2018 in a famous world-heritage site in Austria (Melzner et al. 2019), which was presumably initiated by a carelessly discarded cigarette or the reflection of a broken glass bottle at the foot of the rockwall. Indicators of fire severity and rockfall occurrence during and after the fire are described.

The vertical rockwalls, the anabatic winds and patchy vegetation pattern, caused an upward jumping of the fire resulting in a spotty fire pattern. This most probably resulted in spatially varying fire intensities, and consequently highly heterogenic changes in soil and rockmass structure. The wildfire clearly showed that wildfires can have a significant impact on ecosystems and pose a high risk to settlements in the Alpine area. The rockfall hazard and risk assessment conducted in 2014 (Melzner 2015) enabled a fast decision making as part of an emergency response during and after the wildfire catastrophe in terms of identification of possibly endangered houses and planning of preliminary rockfall preventive measures.

How to cite: Melzner, S., Shtober-Zisu, N., Katz, O., and Wittenberg, L.: Characteristics of wildfires in the Eastern Alps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6435, https://doi.org/10.5194/egusphere-egu22-6435, 2022.

EGU22-6561 | Presentations | SSS9.8

Ground cover retrieval with Hyper- and Multi- spectral data fusion for post-fire soil erosion modelling - The Castanheira de Pêra study site. 

Giacomo Lazzeri, Diana C. S. Vieira, Oscar González-Pelayo, William Frodella, Jan Jacob Keizer, and Sandro Moretti

The identification of the type and extent of the area damaged by natural hazards such as wildfires using Earth Observation data can contribute to a better understanding of the processes affecting the Man-Nature system and, thereby, Man’s capability for sustainable land management. Fire effects are not limited to vegetation and litter cover and composition but include topsoil properties, both of which contribute to the enhanced hydrological and geomorphological activity typically observed in recently burnt areas. The present study focusses on fire-induced changes in topsoil properties, vegetation and ground cover and how this latter parameter can be acquired via satellite multi- and hyperspectral analysis for the determination of soil erosion model ground cover inputs. This objective has been achieved via the comparison of field ground cover data with multi and hyperspectral satellite derived data. Hence, we applied both types of ground cover data – i.e. field and satellite-based to the same erosion model to assess how the different model input values affected the differences between predicted and observed soil erosion rates.
To this end, the present study applied the modified Morgan-Morgan-Finney (MMF) erosion model to a pine plantation that had recently been burnt by the dramatic, June-2017 Pedrógão wildfire in Central Portugal. The MMF model was calibrated against the observed plot-scale erosion rates and the seasonal patterns therein, operating on the effective hydrological depth, fire severity impact and ground cover. Furthermore, we tested satellite and field based burn severity assessments and compared both model predictions with the field erosion measurements at plot scale. Additionally, the MMF input parameters linked to vegetation cover were estimated from field observations as well as various remotely-sensed indexes derived from Sentinel-2 MSI (MultiSensing Instrument) and PRISMA (HyperSpectral Precursor of the Applicative Mission) hyperspectral data. The results showed that remote sensing data can provide valuable estimates of post-fire vegetation recovery for parameterization of the MMF model for the first post-fire year. An important condition, however, is that the spatio-temporal resolution of the satellite-based data match the spatial patterns in fire severity on the one hand, and, on the other, the changes in soil erosion processes with time-since-fire. Therefore, factors such as pre-fire fuel load, vegetation composition and topsoil properties will require careful consideration when extrapolating the current results to other burnt areas.

How to cite: Lazzeri, G., Vieira, D. C. S., González-Pelayo, O., Frodella, W., Keizer, J. J., and Moretti, S.: Ground cover retrieval with Hyper- and Multi- spectral data fusion for post-fire soil erosion modelling - The Castanheira de Pêra study site., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6561, https://doi.org/10.5194/egusphere-egu22-6561, 2022.

EGU22-9293 | Presentations | SSS9.8

Effectiveness of log timber barriers to reduce erosion from terraced swales 

Joana Silva, Antonio Girona-Garcia, Mathijs Augustijn, Ana Machado, Ricardo Martins, Martinho Martins, Marta Basso, Liliana Simões, Carola Cretella, Diana Vieira, and Jacob Keizer

Extreme erosive responses after wildfires and the effectiveness of so-called emergency stabilization measures have been poorly quantified for convergent hillslopes and catchments, especially in comparison with (micro)plots and planar hillslopes. Yet, in Portugal, the barrier-based measures have been preferred in operational emergency stabilization. This recent study assessed the effectiveness of log barriers at reducing post-fire erosion at the swale scale within the framework of the INTERREG-SUDOE project EPyRIS (SOE2/P5/E0811). The study was conducted in Penouços (Aveiro, central Portugal), in an area burned by a wildfire in early September 2020, affecting 2035 ha. Before the first rainfall event after the wildfire occurred, three pairs of swales (0.3-2.7 ha), located in the part of the burned area managed by the Portuguese Nature Conservation and Forests Institute, were instrumented at their outlets with sediment fences. The magnitude of the erosion produced at each micro-catchment after the first post-fire rainfall was the criteria on which it was decided how many barriers needed to be installed and in which swale. In this way, 2, 1 and 4 barriers were installed in swales 2, 4, and 5, respectively, because of their higher sediment delivery, while swales 1, 3, and 6 were left untreated and used as control.

Over the first post-fire year, only swale 4 wasn’t producing less sediment than the respective control, swale 3, in absolute terms. Yet, in relative terms, the three swales with the barriers are producing 0-1 % of the sediment yields prior to the barriers’ installation. The initial, pre-treatment ratio of the erosion rates of the to-be-treated swale divided by the erosion rates of the paired untreated swale ranged from 6.3 for pair 2/1 to 10.4 for pair 4/3. Over the post-treatment period, the ratios markedly decreased, to 7.5 in the case of pair 4/3 and even well below 1 in the case of pairs 2/1 (0.1) and 5/6 (0.5). To validate these estimates of mitigation effectiveness, the sediments deposited at the upstream side of the barriers were collected at the end of the first post-fire year. The deposited sediments varied widely between the six barriers, from 8.9 to 192 kg, as well as between the three treated swales, from 8.9 to 462 kg. When summing the deposited sediments to the results of the outlets, the total sediment production is 606, 99.6, and 4271 kg/ha on swales 2, 4 and 5, respectively. These indicate that the sediments collected in the outlet of the swales represent only 24, 66 and 34% of the total sediments redistributed within the micro-catchment.

This poster will present the detailed differences of the sediment production in each paired micro-catchment during the first post-fire year and the efficiency of the barriers as an emergency stabilization measure discussing them in function of terrain characteristics and rainfall regime.

How to cite: Silva, J., Girona-Garcia, A., Augustijn, M., Machado, A., Martins, R., Martins, M., Basso, M., Simões, L., Cretella, C., Vieira, D., and Keizer, J.: Effectiveness of log timber barriers to reduce erosion from terraced swales, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9293, https://doi.org/10.5194/egusphere-egu22-9293, 2022.

EGU22-9680 | Presentations | SSS9.8

A lysimeter study of nutrient mobilization from wildfire and factory ashes by overland flow and soil leaching 

Liliana Beatriz Simões, Joana Silva, Leandro Macedo Godoy, Ana Isabel Machado, Ricardo Martins, Isabel Campos, and Jan Jacob Keizer

Wildfires are documented to affect physical, chemical and biological properties of topsoil. Besides through the direct heating-induced impacts, wildfires can also affect topsoil properties indirectly through the ash layer deposited on the soil surface immediately after fire. These indirect ash effects are less well understood, because of the marked dynamics in ash loads with time-since-fire due to mobilization by wind and water erosion. Therefore, we took advantage of a lysimeter study - a controlled experiment under field conditions - into the mobilization of ashes by overland flow, to address the ash impacts on topsoil nutrient contents. The lysimeter study involved a total of 15 lysimeters with a surface area of 50 cm by 120 cm and at a slope angle of approximately 10°. The lysimeters were equally and randomly distributed over five treatments. Four treatments involved the application of two types of ash at a rate of 500 g.m-2 on a 2-3cm-thick layer of soil (in fact, sediments from the Mondego river), while the fifth, control treatment did not. One ash type consisted of black ashes collected in a 2020 burnt mature pine plantation in north-central Portugal, while the white ashes were obtained from a paper mill factory. In turn, two treatments per ash type involved the presence vs. absence of a 10cm-wide strip of 1cm-diameter PVC bars with a density of 1000 bars per m-2, mimicking a riparian vegetation zone and, assess its effectiveness to retain eroded ashes preventing them from entering streams. The lysimeter experiment ran for 7 weeks, starting on September 6 (ash application) and ending on 22 October 2021, covering the period that typically corresponds to the initial phase of the post-fire window-of-disturbance in the study region. At the end of the experiment, the upper 2cm of the soil were sampled at 3 locations within each lysimeter, in its middle and halfway its upper and lower halves. This was done after removing the remaining ashes on the soil surface. All soil samples were analysed for their contents of available Phosphorus (Pav) and total Nitrogen (TN) but, at this moment, only the Pav analyses have been concluded. The preliminary Pav results revealed a much smaller enrichment by the black than white ashes. The median Pav contents were 4.6 microgram per gram of soil for the control lysimeters as opposed to  5.6 and 9.2  microgram per gram of soil for the lysimeters with black and white ashes, respectively.  This difference in enrichment could be linked to the differences in Pav content of the two ash types, being 1.9 and 1.0 microgram per gram of the white and black ash, respectively. Furthermore, the Pav enrichment was not affected by the presence/absence of the simulated riparian zone at the bottom of the lysimeters, as the differences in Pav contents of the lysimeters with and without these zones amounted to 0.1 microgram Pav per gram of soil in the case of both the black and the white ashes.

How to cite: Simões, L. B., Silva, J., Macedo Godoy, L., Machado, A. I., Martins, R., Campos, I., and Keizer, J. J.: A lysimeter study of nutrient mobilization from wildfire and factory ashes by overland flow and soil leaching, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9680, https://doi.org/10.5194/egusphere-egu22-9680, 2022.

EGU22-9699 | Presentations | SSS9.8

Mobilization of black and white ashes by overland flow and their retention by riparian vegetation - preliminary results from a lysimeter experiment 

Leandro Macedo Godoy, Liliana Beatriz Simões, Ana Isabel Machado, Ricardo Martins, Isabel Campos, and Jan Jacob Keizer

Wildfires are now widely documented to produce strong to extreme runoff and erosion responses during the so-called window-of-disturbance. However, the role of wildfire ash in post-fire runoff generation and especially the contribution of wildfire ash to post-fire erosion rates are still poorly studied. The same applies for the effectiveness of erosion control measures to reduce ash mobilization by runoff. To address these knowledge gaps, we carried out a lysimeter experiment in which overland flow and the associated transport of sediments and ashes was compared for five treatments. Four treatments involved the application of black ash from a wildfire or white ash from a paper pulp factory, both with and without a simulated riparian strip at the bottom of the slope, while the fifth treatment was the control without ash as well as without the riparian strip. Each of the five treatments was applied to three randomly selected lysimeters. The lysimeters had a surface area of 50 cm by 120 cm, a slope angle of approximately 10 degrees and were topped up with a 2-3cm-thick layer of soil (in fact, sediments from the Mondego river) over a sand and a gravel layer. Overland flow was collected at the bottom of the lysimeters and diverted into a tank using a garden hose. The experiment started on 6 September 2021 with the application of the ash at a rate of 500 g m-2 and ended on 22 October 2021, coinciding with the initial phase of the post-fire window-of-disturbance in the study region. During this 7-week period, overland flow was measured at a total of five occasions following significant rainfall events and, whenever possible, samples collected for laboratory analysis of their concentration of total suspended sediment (TSS) and their organic matter fractions.  The preliminary results for the lysimeters without riparian strip suggested that the two types of ashes played contrasting roles in overland flow generation. The average amount of overland flow over the 7-week period was higher for the lysimeters with white ashes than for the control lysimeters (36.0 vs. 31.2 l), while the opposite was true for the lysimeters with black ashes (26.8 l). These differences in overland flow were associated with differences in TSS concentrations that were the opposite, averaging 11.7 and 20.4 g l-1 over the entire study period in the case of the lysimeters with white and black ashes, respectively. The overall TSS concentrations also suggested a marked role for the riparian strips but only in the case of the black ashes, dropping to 15.3 g l-1. In the case of the white ashes, the overall TSS concentrations were the same with as without the riparian strips.

How to cite: Macedo Godoy, L., Beatriz Simões, L., Machado, A. I., Martins, R., Campos, I., and Jacob Keizer, J.: Mobilization of black and white ashes by overland flow and their retention by riparian vegetation - preliminary results from a lysimeter experiment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9699, https://doi.org/10.5194/egusphere-egu22-9699, 2022.

EGU22-9851 | Presentations | SSS9.8

Wildfire ash mobilization by run-on under controlled laboratory conditions: Qualitative analysis 

Ricardo Martins, Jacob Keizer, Isa Gama, Isabel P. de Lima, and João L.M.P de Lima

Globally, high erosion rates are being triggered by extreme rainfall/runoff events. Ashes and char, by-product of devastating wildfires are the first particles mobilized and depleted. The contribution of the ash/char layer to the overall erosion process is still unestablished especially since separating ash and char fraction from litter, soil and eroded sediments is far from trivial. To address this knowledge gap, ASHMOB project (CENTRO-01-0145-FEDER-029351) is studying the mobilization of wildfire ash by wind and water erosion under controlled laboratory conditions as well as field conditions. The present study aims at contributing to the current knowledge on the physical process behind the mobilization of ashes and char when subject to runoff. This research is the second phase of the physical experiments on the mobilization by water of wildfire ash and char, performed at the Laboratory of Hydraulics, Water Resources and Environment of the University of Coimbra. To characterize ash erosion, a multi-channel flume was used (i.e., 5 parallel equal channels), which runs 5 replicate run-on events with exactly the same hydraulic conditions. To collect the full sample, a cart with trays moved at an established and controlled pace under the flumes, allowing the collection of water, ashes and sediments, thus characterising both hydrographs and ash yields for all event and replicate. Temporal resolution was fixed at 20 seconds per tray. Six major variables were tested: (1) Ash depth; (2) Type of burnt vegetation; (3) Ash layer length; (4) Ash particle size; (5) Slope. Preliminary results show that: (1) Smaller ash depths require lower flows to be mobilised by; (2) Pinus pinaster and Eucalyptus globulus have a different behaviour from Arbutus unedo ashes as the former tend to be transported more as a "aggregated block or chunk", possibly due to buoyancy, and the latter more like sediments; It was also observed that a higher number of large particles of char tend to provide a somewhat larger protection to the finer ashes than having little or no large particles of char; (3) a longer, in the flow direction,  layer of Arbutus unedo ashes has little to no impact in the mobilisation process, whereas for the other vegetations, a longer layer implies less transport relative to the initial amount of ashes; (4) smaller particle sizes, when left without the "protection" of larger char particles are transported more easily; (5) Slope has a large impact on the transport of ashes, especially when considering the same bed roughness.

How to cite: Martins, R., Keizer, J., Gama, I., de Lima, I. P., and de Lima, J. L. M. P.: Wildfire ash mobilization by run-on under controlled laboratory conditions: Qualitative analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9851, https://doi.org/10.5194/egusphere-egu22-9851, 2022.

EGU22-10166 | Presentations | SSS9.8

Mapping Wildfire Fuels, Behavior, and Hazard in a Managed Temperate Forest Using Airborne LiDAR and Sentinel-1 & -2 

Johannes Heisig, Edward Olson, and Edzer Pebesma

In the light of climate change both number and duration of droughts and heat waves in Central Europe are projected to increase. Such developments will affect vegetative fuels and may alter the local fire regime. Wildfire is expected to expand into new, traditionally non-fire-prone regions such as the temperate zone. While having been a negligible threat until recently, more and larger fires can be anticipated in Central Europe.

Integrated fire hazard is a valuable metric for forest and fire management and may support safety planning efforts and decision-making. It combines flame length and burn probability which can be derived from fire spread simulations. These rely on multiple spatial variables related to topography, climate and fuels. Information on fuels is thereby most challenging to acquire as they vary significantly in space and time. Modeling surface and canopy fuel variables requires extensive field data. Both can strongly benefit from incorporating remote sensing data in their prediction.

We present a comprehensive assessment of wildfire fuels, behavior and hazard for a small managed temperate forest in north-western Germany. Dominant species present include Scots pine (Pinus sylvestris), European Beech (Fagus sylvatica) and red oak (Quercus rubra). Located in a densely populated region the study area is highly frequented for recreational purposes.

Field data was collected to describe surface (n = 215) and canopy (n = 30) fuel characteristics. A total of 119 variables was extracted from airborne LiDAR point clouds and Sentinel-1 and -2 imagery. These facilitate predictive modeling of spatially continuous fuel variables at 10 meter resolution. Three surface fuel types were classified using a Random Forest model combined with a Forward Feature Selection process. Canopy Cover, Canopy Height and Crown Base Height were directly derived from LiDAR data. Crown Bulk Density was modeled through Ridge regression. The classification model scored an OA of 0.971 (Kappa: 0.967) whereas the regression model performed notably weaker (RMSE = 0.054; R² = 0.59).

We simulated fire spread from random ignitions considering an array of environmental scenarios with varying wind speed, air temperature and fuel moisture content. Results show most elevated fire hazard for high wind speeds and low fuel moisture. Further, slope and surface fuel type are relevant factors. Fires burned fastest and most frequently on slopes in large homogeneous pine stands. Therefore, preventative measures should be focused on these sites.

 

How to cite: Heisig, J., Olson, E., and Pebesma, E.: Mapping Wildfire Fuels, Behavior, and Hazard in a Managed Temperate Forest Using Airborne LiDAR and Sentinel-1 & -2, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10166, https://doi.org/10.5194/egusphere-egu22-10166, 2022.

Wildfires around the world continue to increase in size, severity, and cost. Major concerns after wildfires include the increased runoff and erosion due to loss of the protective forest floor layer, loss of water storage, and creation of water repellent soil conditions. Salvage logging is often a post-fire forest management action to recoup the economic loss of the burned timber, yet concerns arise due to the impacts of this activity on erosion and downstream sedimentation. A decade of research dedicated to impacts of post wildfire salvage logging throughout the Western US has been conducted using rill experiments, paired swales, and remote sensing imagery. Using 2-m resolution WorldView imagery, we are now able to map logging equipment tracks spatially and ground-truth the imagery with field measurements. The Normal Difference Vegetation Index (NDVI) of the 2-m resolution WorldView imagery has allowed us to detect disturbed bare soil from the logging equipment tracks and can differentiate when wood slash was added to the track. Adding wood slash increased ground cover significantly which resulted in an order of magnitude decrease in hillslope erosion with the rill experiment and was confirmed with hillslope plots under natural rainfall as well. Riparian buffers are often managed for timber harvest disturbances to decrease the risk of hillslope erosion entering stream channels during runoff events. However, after wildfires, burned riparian buffers may become less efficient at infiltrating runoff and trapping and reducing soil loss. We investigated the efficiency of burnt over riparian buffers with a sediment-laden runoff experiment to determine how much infiltration occurs and how much sediment is removed by the buffer. Rill travel length significantly decreased through the buffer as vegetation regrowth provided increasing ground cover. In the high burn severity areas, sediment concentrations were 19 g/L immediately after the wildfire and reduced to 7–14 g/L after 10 months due to abundant vegetation recovery. The amount of sediment dropping out of the flow consistently increased over the study period and varied by burn severity. The sediment removal rate in the low burn severity area of 1.2 g/L/m approached the removal rate in the unburned buffer of 1.3 g/L/m after 2 years post-fire. Forest managers may need to increase the widths of burned stream buffers 2x to 8x during post-wildfire salvage logging operations to minimize sediment delivery to streams. Integrating erosion mitigation strategies into salvage logging operations should be commonplace when hillslope erosion and downstream sedimentation is a concern.

How to cite: Robichaud, P.: Post Wildfire Forest Management: Can We Reduce the Impact of Salvage Logging on Erosion and Stream Sedimentation?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10185, https://doi.org/10.5194/egusphere-egu22-10185, 2022.

EGU22-11586 | Presentations | SSS9.8

Alternative post-fire emergency measures efficiency for soil erosion control in semi-arid Mediterranean environments. 

Javier González-Romero, Manuel Esteban Lucas-Borja, Pedro Plaza-Álvarez, Elena Gómez-Sánchez, Alvaro Fajardo, Daniel Moya, Esther Peña-Molina, Pablo Ferrandis, Raúl Botella, Asunción Díaz-Montero, and Jorge De las Heras

Wildfires have historically been a natural alteration in Mediterranean ecosystems. Despite these ecosystems' high resilience, the expected climate change scenarios may lead into more recurrent and severe wildfires, and erosion and degradation processes can be enhanced.

Post-fire restoration measures, seek to minimize wildfire negative impacts on the burned area as well as its ecological rehabilitation. Among these measures, soil stabilization treatments like erosion barriers or mulching are key for erosion and flood control. Nevertheless, its economic viability can be limited, and therefore these treatments must be thoroughly evaluated considering their costs and their efficiency to achieve the objective. Additionally, there is a need to evaluate new techniques, which can be implemented in places where, due to the scarce vegetation, some traditional treatments as log barriers cannot be implemented.  This study seeks to evaluate the cost-efficiency of alternative post-fire emergency measures for erosion control in a semi-arid Mediterranean area.

The study area is located in the SE of Spain, more specifically in Hellín (Albacete). Wildfire took place on July 27 of 2020, and severely affected 266 ha of Pinus halepensis forest. Soil erosion was measured in 9 different micro-catchments (≈0.5 ha) located in the burned area. Three groups of micro-catchments were created, and a different treatment was randomly applied to each group. The applied treatments were the combination of straw mulch (0.25 kg/m2) with contour-felled logs (ML), and prefabricated biodegradable barriers (350 m/ha), Easy-Barriers ® (EB). The last three micro-catchments were designated as control and no treatment was applied.  At the outlet of each micro-catchment, sediment traps were settled to measure sediment yield. Additionally, rainfall intensity and erodibility were measured with pluviometers installed on the field.

The outcomes of the experiment, show that only the ML treatment resulted in a significant reduction (Kruskal-Wallis H test) of the eroded sediment for the first 15 months after fire. For the studied period, a total mean eroded sediment of 9.61 and 8.41 ton/ha was measured at the control and the EB traps respectively, while at the ML traps this amount was significantly lower (1.43 ton/ha).  The difference between the two applied treatments increased as the rainfall events occurred, due to the breaking of the EB and the transport downstream of the sediment they were retaining. Therefore, the measured sediment yield at the EB traps during the autumn of the second year was higher than in the control ones. According to these results, ML must be considered as an effective treatment to soil stabilization, whereas EB did not perform as expected. That underlines the need to improve the strength and durability of the EB, as their aim is to hold on until the vegetation recovery is sufficient to retain those sediments. As well, the efficiency of the combination of EB with mulch treatments should be studied as the use of EB considerably reduce costs and allows managers not to depend on the availability of material to place contour-felled logs throughout the burned area.

How to cite: González-Romero, J., Lucas-Borja, M. E., Plaza-Álvarez, P., Gómez-Sánchez, E., Fajardo, A., Moya, D., Peña-Molina, E., Ferrandis, P., Botella, R., Díaz-Montero, A., and De las Heras, J.: Alternative post-fire emergency measures efficiency for soil erosion control in semi-arid Mediterranean environments., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11586, https://doi.org/10.5194/egusphere-egu22-11586, 2022.

EGU22-11713 | Presentations | SSS9.8

The impact of peatland wildfires on soil acidity 

Abbey L. Marcotte, Juul Limpens, Cathelijne Stoof, and Jetse Stoorvogel

Wildfire in peatlands is of global importance due to the risk of direct carbon release. While considerable attention is given to carbon release, other wildfire impacts and indirect risks, such as the impact on soil pH, remain less studied. Peatlands characteristically require acidic conditions (soil pH ≤ 4.5) for optimal functioning. However, wildfire-produced ash often has a high pH and ash input into soil could potentially increase soil pH.

We studied a wildfire in a raised-bog peatland in the south of the Netherlands – where considerable peat smoldering and ash production occurred – by combining field observations with lab experiments. We measured the pH of topsoil and ash samples, which were collected from the area approximately two months after the wildfire. A smoldering experiment with peat was done to estimate the alkalinity in freshly produced ash (herein: ‘fresh ash’) and to able to compare it to ash collected in the field (herein: 'aged ash'). Finally, the amount of fresh ash needed to increase soil pH was quantified in an incubation and titration experiment with ash and peat soil.

All topsoil samples collected from the field were acidic (pH ~3-4), even in sampling locations with ash present. Fresh ash produced in the smouldering experiment was alkaline, while aged ash collected during field work was slightly acidic. This indicates that alkalinity was likely leached from the ash by the time of field work. The incubation experiments showed that a ≥3 cm ash layer is needed to increase soil pH by at least 1 unit. Results suggest that ash, when produced in high enough quantity, can change peatland soil pH. However, dilution and ageing of the ash after a wildfire, as likely occurred in our field site, will constrain the period of elevated soil pH after wildfires and subsequent ash input. This transit increase in soil pH suggests that even wildfires with considerable ash production do not lead to increased soil pH.

How to cite: Marcotte, A. L., Limpens, J., Stoof, C., and Stoorvogel, J.: The impact of peatland wildfires on soil acidity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11713, https://doi.org/10.5194/egusphere-egu22-11713, 2022.

EGU22-12625 | Presentations | SSS9.8

Post-fire metal exports in a recently burnt eucalypt plantation in North-Central Portugal 

Dalila Serpa, Ana Machado, Isabel Campos, Martha Santos, Fátima Jesus, Bruna Oliveira, Behrouz Gholamahmadi, Martinho Martins, Oscar González-Pelayo, Nelson Abrantes, Jacob Keizer, and Life-Reforest Consortium

Ash and sediments transported by post-fire runoff are a source of hazardous substances, like metals, posing a risk of contamination to the downstream aquatic ecosystems. In the present study, metal mobilization was evaluated using 16 m2 bounded runoff-erosion plots at a eucalypt plantation in Albergaria-a-Velha (Aveiro district, North-Central Portugal) that burnt with moderate severity in September 2019. In total, 9 plots were installed: 3 were treated with eucalypt chopped-bark mulch, another 3 were treated with an innovative barrier-based technique developed within the scope of the LIFE REFOREST project (LIFE17 ENV/ES/000248) consisting of geotubes containing a mycotechnosol and, 3 others were left untreated. Eroded sediments and overland flow were collected during the first post-fire hydrological year. Sediment and overland flow samples were analysed for vanadium (V), chromium (Cr), manganese (Mn), iron (Fe), cobalt (Co), nickel (Ni), copper (Cu), zinc (Zn), arsenic (As), cadmium (Cd) and lead (Pb), which are of concern for both environmental and human health. Given the most recent climate change scenarios, which foresee an increase in fire severity and frequency for the Mediterranean region, this work provides key information for resource managers to define adaptative strategies to effectively safeguard surface water resources.

How to cite: Serpa, D., Machado, A., Campos, I., Santos, M., Jesus, F., Oliveira, B., Gholamahmadi, B., Martins, M., González-Pelayo, O., Abrantes, N., Keizer, J., and Consortium, L.-R.: Post-fire metal exports in a recently burnt eucalypt plantation in North-Central Portugal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12625, https://doi.org/10.5194/egusphere-egu22-12625, 2022.

EGU22-451 | Presentations | ITS5.1/BG8.5

The influence of anthropogenic perturbations on the accumulation of polycyclic aromatic hydrocarbons in a lake system of Central Himalayas 

Vishal Kataria, Ankit Yadav, Al Jasil Chirakkal, Praveen Kumar Mishra, Sanjeev Kumar, and Anoop Ambili

Delineating the impact of various natural and anthropogenic drivers on the environment is a
paramount challenge in paleoenvironmental reconstruction. In the present study, we used faecal
biomarker (coprostanol) and polycyclic aromatic hydrocarbons (PAHs) in the lake sediments
alongside population census and meteorological parameters from Central Himalayas to delineate
the anthropogenic and natural signals of environmental changes for the past ~70 years (1950-
2018 AD). The resulting stress from the human activities is evident by an abrupt increase in the
coprostanol (0.1-5.5 mg/g) and pyrolytic PAHs concentration (1422-32077 ng/g) in the
sediments. Further, with the metric of population rise, economic and infrastructural development,
the composition of PAHs in the sediments has changed: the proportion of heavy molecular
weight PAHs increased from 57% to 86%, whereas low molecular weight PAHs decreased from
43% to 14% indicating an increase in the proportion of fossil fuels combustion and a decrease in
biomass burning sources. Based on reanalysis datasets, the computed temporal variation of
annual precipitation and annual temperature over the region clearly indicated that natural drivers
have no direct influence on the PAHs concentration and other biogeochemical parameters. In
addition, the hysplit back trajectory analysis provided evidences of the atmospheric deposition of
black carbon from the countryside biomass burning and petrogenic pollution from the nearby
megacities.

How to cite: Kataria, V., Yadav, A., Chirakkal, A. J., Mishra, P. K., Kumar, S., and Ambili, A.: The influence of anthropogenic perturbations on the accumulation of polycyclic aromatic hydrocarbons in a lake system of Central Himalayas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-451, https://doi.org/10.5194/egusphere-egu22-451, 2022.

EGU22-4847 | Presentations | ITS5.1/BG8.5

Active fires during the COVID-19 lockdown period in the Llanos ecoregion, northern South America 

Santiago Valencia, Diver E. Marín, Juliana Mejía-Sepúlveda, Jerónimo Vargas, Natalia Hoyos, Juan F. Salazar, and Juan Camilo Villegas

Tropical savannas are the biome with the highest fire occurrences worldwide and play a key role in fire carbon emissions dynamics at regional to global scales. During the past decades, however, climate change and land use management have altered their fire regimes via fire suppression or ignition related to conservation and agricultural practices, and extreme weather conditions, among others. In particular, the ongoing COVID-19 pandemic has modified human activities in both urban and rural environments, and thus provides an opportunity to study the interactions between socio-economic and biophysical drivers of fires. Using satellite-based observations, we analyze the spatio-temporal patterns of active fires (AF, from MODIS-MCD14ML) in the Llanos ecoregion (northern South America between Colombia and Venezuela) during the COVID-19 lockdown period (mid-March to December 2020). We also examine fire carbon emissions (from GFED4s) as well as monthly precipitation (from CHIRPS), maximum temperature, and vapor pressure deficit (VPD, from TerraClimate). Our results show that 2020 was the year with the highest number of AF (>60%) and fire carbon emissions (>50%) compared to the 2001 to 2019 average. We found that these increases occur mainly during the peak of the fire season (March and April), which corresponds to the beginning of the lockdown period in Venezuela (March 17) and Colombia (March 20). Pixels (at 0.05° resolution) with significant positive AF anomalies (p<0.05) occur primarily in Venezuela and over grassland and agricultural land covers. A large proportion of these pixels interact with significant positive anomalies (p<0.05) in VPD (>70% of pixels) and maximum temperature (>50%) in March and April. Furthermore, our results highlight that the increase of AF could be associated not only with potential changes in land use management but also with weather patterns anomalies during the lockdown period in the Llanos ecoregion. 

How to cite: Valencia, S., Marín, D. E., Mejía-Sepúlveda, J., Vargas, J., Hoyos, N., Salazar, J. F., and Villegas, J. C.: Active fires during the COVID-19 lockdown period in the Llanos ecoregion, northern South America, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4847, https://doi.org/10.5194/egusphere-egu22-4847, 2022.

EGU22-5221 | Presentations | ITS5.1/BG8.5

Climate change impact on wildfires in the Canary Islands 

Judit Carrillo, Juan Carlos Pérez, Francisco Javier Expósito, Juan Pedro Díaz, and Albano González

The frequency and intensity of wildfires will be aggravated by climate change. Small islands are more vulnerable to these events due to their greater number of endemic species, little territory, and the isolation of their firefighting systems, among others. Climate projections of Fire Weather Index (FWI) have been accomplished using as boundary conditions the results provided by the CMIP5 initiative, using Weather Research and Forecasting (WRF) model, with a spatial resolution of 3x3km, until the end of the century, and two Representative Concentration Pathways (RCPs), 4.5 and 8.5. The length of the fire season is expected to increase up to 74 days per year and the area with high risk could increase by 43%. In addition, FWI is projected to increase with altitude, mainly due to increasing temperature and decreasing precipitation, which are more pronounced at higher elevations.

How to cite: Carrillo, J., Pérez, J. C., Expósito, F. J., Díaz, J. P., and González, A.: Climate change impact on wildfires in the Canary Islands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5221, https://doi.org/10.5194/egusphere-egu22-5221, 2022.

Previous studies have suggested that the behaviour of policymakers can be influenced either for personal gain or for electorate pleasing. However, politicians’ role and incentives in the determination of fire regimes have been largely ignored in research advocating for the adoption of effective fire adaptation and prevention strategies. In this context, understanding the drivers of wildfires is pivotal for developing and promoting effective fire prevention strategies. This empirical analysis investigates whether there is a significant change in wildfire occurrence around the gubernatorial election years and whether the change is consistent with the incumbent candidate running for re-election. To assess the impact of electoral cycles on wildfire occurrence, I estimate a Quasi-Maximum Likelihood (QML) Poisson fixed-effects model.

How to cite: Piroli, E.: Do politicians’ reelection incentives affect wildfires occurrence?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5927, https://doi.org/10.5194/egusphere-egu22-5927, 2022.

EGU22-6811 | Presentations | ITS5.1/BG8.5

Mapping socio-ecological vulnerability of tropical peat landscape fires 

Janice Ser Huay Lee, Yuti Ariani Fatimah, Stuart William Smith, Nur Estya Rahman, Laely Nurhidayah, Budi Wardhana, Asmadi Saad, Zaenuddin Prasojo, Feroz Khan, Maple Sifeng Wu, Xingli Giam, Kwek Yan Chong, Laura Graham, and David Lallemant

Fire represents a mainstay for rural communities managing tropical landscapes. However, increasing uncontrolled fires in tropical landscapes because of land use and climate change pose a major threat to livelihoods, public health, and ecosystems. Peatlands in Southeast Asia are one such example of tropical landscapes that experience high flammability due to clearance of forests and excessive drainage for agriculture and forestry. The degradation of tropical peatland ecosystems increases their susceptibility to landscapes fires, which in turn increase the vulnerability of people and peatland conditions to future fires. To identify locations of tropical peatlands and surrounding communities that are vulnerable to fires, we conducted a socio-ecological vulnerability assessment and mapped the socio-ecological vulnerability of tropical peatlands to fires. We used an inductive approach to conceptualize and operationalize vulnerability and its associated dimensions of exposure, sensitivity, and adaptive capacity through empirical case studies in the literature, with a focus on tropical peatlands and fires in Indonesia. We present preliminary results of our mapped social and ecological vulnerability of Indonesia’s tropical peatlands to peat landscape fires. This would allow policymakers to identify places which display both high ecological and social vulnerability to fires and channel aid and mitigation efforts where they are most urgently needed.

How to cite: Lee, J. S. H., Fatimah, Y. A., Smith, S. W., Rahman, N. E., Nurhidayah, L., Wardhana, B., Saad, A., Prasojo, Z., Khan, F., Wu, M. S., Giam, X., Chong, K. Y., Graham, L., and Lallemant, D.: Mapping socio-ecological vulnerability of tropical peat landscape fires, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6811, https://doi.org/10.5194/egusphere-egu22-6811, 2022.

Fire plays an important role in the earth system. While some aspects of fire including burnt area and fire frequencies have been extensively studied; fire carbon emissions, which could exert significant influence on the carbon cycle and a wide range of geophysical processes relating to ecosystem services and human well-being, are relatively understudied in terms of its global trends and drivers. We investigated fire emission trends from 2001 to 2019 at global and regional scales using total carbon emission data from the fourth generation Global Fire Emission Database (GFED4s). We identified geophysical and anthropogenic drivers for fire emission trends for regions defined by geographical regions and biomes with a causal model; and quantified driver importance with machine learning models by estimating their impact on fire emissions. We observed an insignificant global fire emission trend; mainly caused by conflicting fire emission trends in tropical savanna/grasslands and boreal forests. The two biomes were the largest sources for global fire emissions. Tropical savanna/grasslands contributed 60% to global fire emissions and showed a decreasing fire emission trend at a rate of -9.7±1.4 ×1012 gC/year; boreal forests contributed around 8% and increased at a rate of 7.4±2.2 × 1012 gC/year (rates estimated by Huber robust regression). At the regional scale, we found that fire emission trends were driven by geophysical factors for all regions. Anthropogenic interventions only caused changes in fire emissions in limited regions, including all biomes in Africa, and some biomes in Boreal Asia, Central Asia and North America. Decreasing fire emission trends in tropical savanna/grasslands mainly occurred in Africa; and the most dominant drivers were anthropogenic interventions, namely agriculture expansion and the subsequent declines in vegetation. Increasing fire emissions from boreal forests largely came from Boreal Asia, where anthropogenic interventions were also important drivers, and climatic drivers relating to moisture, drought, and temperature played a vital role as well, especially moisture. Vegetation indices were also identified as drivers for this region but were the least important ones. Our results suggested future fire emission trend for boreal forests in Boreal Asia could be highly vulnerable to climate change. It is possible that fire emissions in this region continue to increase if the climate becomes drier since drivers relating to moisture were highly important. On the other hand, further decrease for fire emissions in African savanna/grasslands is limited by the already shrunk vegetation. Therefore, at the global scale, risks of increasing fire carbon emissions are rather high. Increasing carbon emissions and the slow recovery of carbon sink capacity in burnt forests imply long-term net carbon source from boreal forests, which could be challenging for climate mitigation.

How to cite: Wu, S. and Lee, J. S. H.: Geophysical and anthropogenic drivers for global and regional fire emission trends from 2001 to 2019, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6879, https://doi.org/10.5194/egusphere-egu22-6879, 2022.

EGU22-7515 | Presentations | ITS5.1/BG8.5

Cross-Country Risk Quantification of Extreme Wildfires in Mediterranean Europe* 

Sarah Meier, Eric Strobl, Robert J.R. Elliott, and Nicholas Kettridge

 We estimate the country-level risk of extreme wildfires defined by burned area (BA) for Mediterranean Europe and carry out a cross-country comparison. To this end we avail of the European Forest Fire Information System (EFFIS) geospatial data from 2006-2019 to perform an extreme value analysis. More specifically, we apply a point process characterization of wildfire extremes using maximum likelihood estimation. By modeling covariates, we also evaluate potential trends and correlations with commonly known factors that drive or affect wildfire occurrence, such as the Fire Weather Index as a proxy for meteorological conditions, population density, land cover type, and seasonality. We find that the highest risk of extreme wildfires is in Portugal (PT), followed by Greece (GR), Spain (ES), and Italy (IT) with a 10-year BA return level of 50'338 ha, 33'242 ha, 25'165 ha, and 8'966 ha, respectively. Coupling our results with existing estimates of the monetary impact of large wildfires suggests expected losses of 162-230 million € (PT), 81-96 million € (ES), 41-126 million € (GR), and 18-34 million € (IT) for such 10-year return period events.

How to cite: Meier, S., Strobl, E., Elliott, R. J. R., and Kettridge, N.: Cross-Country Risk Quantification of Extreme Wildfires in Mediterranean Europe*, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7515, https://doi.org/10.5194/egusphere-egu22-7515, 2022.

EGU22-7970 | Presentations | ITS5.1/BG8.5

Dynamics of fires, harvest and carbon stocks in U.S. forests 1926-2017 

Andreas Magerl, Simone Gingrich, Sarah Matej, Christian Lauk, Geoffrey Cunfer, Cody Yuskiw, Matthew Forrest, Stefan Schlaffer, and Karlheinz Erb

Human-fire interactions have always played an important role in the United States of America. Important processes include land clearing with fires in the course of agricultural expansion and development of the West during the 19th century, large-scale fire suppression in the first half of the 20th century and recent “mega-fire” events in California. Strong regional divergences occurred: Fire regimes in the Eastern U.S. were significantly altered due to settlement and land-use changes over the past 100 years, resulting in reduced severity of fire events. In the West the area extent and severity of wildfires has increased, especially in recent decades, arguably due to more frequent climatic extreme events. Although the historical fire narrative in the U.S. has been studied in numerous publications, the links between these developments and changes in the socio-metabolic system i.e., changes in resource use, and consumption, are to our knowledge less well understood.

In this study we investigate the influence of anthropogenic alteration of fire regimes on forest biomass Carbon stocks in comparison to forest uses, i.e., the extraction of woody biomass and forest grazing on multiple spatial scales. We develop a long-term reconstruction of biomass burned in forests on the national, regional, and state level based on statistical and remote-sensing data. We describe and examine historical differences between fire regimes in the Eastern and Western United States in connection with human use of forest for the period 1940-2017. Using panel data analysis, we investigate the diverse connection between forest change, socio-metabolic processes, natural disturbances (i.e., wildfires), and associated human fire control on various spatial and temporal scales. With this study we aim to contribute to a better understanding of the underlying socio-metabolic drivers and accompanying processes of altered forest fire regimes.

How to cite: Magerl, A., Gingrich, S., Matej, S., Lauk, C., Cunfer, G., Yuskiw, C., Forrest, M., Schlaffer, S., and Erb, K.: Dynamics of fires, harvest and carbon stocks in U.S. forests 1926-2017, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7970, https://doi.org/10.5194/egusphere-egu22-7970, 2022.

EGU22-9354 | Presentations | ITS5.1/BG8.5

Ranking the sensitivity of climate variables and FWI sub-indices to global wildfire burned area 

Manolis G. Grillakis, Apostolos Voulgarakis, Anastasios Rovithakis, Konstantinos Seiradakis, Aristeidis Koutroulis, Robert Field, Matthew Kasoar, Athanasios Papadopoulos, and Mihalis Lazaridis

Wildfires are integral parts of ecosystems but at the same time they consist a threat for manmade and natural environments. Variability in the area burned by wildfires has been largely attributed to weather and climate drivers, hence fire danger indices such as the Canadian Fire Weather Index (FWI) uses solely climate variables. The FWI uses four climate variables (precipitation, temperature, wind and relative humidity), to estimate two sub-indices, one for the wildfire initial spread danger - the initial spread index, and one that accounts for the longer-term drought effects on the fire danger - the buildup index, from which the FWI is finally assessed. Here, we establish correlations between the individual climate variables, FWI and its subindices, with observed GFED monthly burned area, for each one of the 14 GFED pyrographic region, at a global scale. The correlations are established on aggregated by the size of burned area data, to reduce the effect of other smaller scale climate effects, as well as other socioeconomic factors such as fire suppression activities, etc. The established correlations are then used to estimate the relative sensitivity of the area burned, to each climate variable and FWI component. The analysis is repeated for different burned area land use types, i.e. forest areas, non-forest areas as well as their combination. Our results indicate the relative importance of the four climate variables, as well as the two sub-indices of FWI index, for each GFED region. The results highlight the significance of temperature and relative humidity to the variability of area burned, in many regions, globally. This work contributes to a better understanding of the climate drivers of global wildfire activity.

 

This work is supported by CLIMPACT - National Research Network on Climate Change and its Impacts project, financed by the Public Investment Program of Greece and supervised by General Secretariat for Research and Technology (GSRT); and by the Leverhulme Centre for Wildfires, Environment, and Society through the Leverhulme Trust, grant number RC-2018-023.

How to cite: Grillakis, M. G., Voulgarakis, A., Rovithakis, A., Seiradakis, K., Koutroulis, A., Field, R., Kasoar, M., Papadopoulos, A., and Lazaridis, M.: Ranking the sensitivity of climate variables and FWI sub-indices to global wildfire burned area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9354, https://doi.org/10.5194/egusphere-egu22-9354, 2022.

EGU22-13091 | Presentations | ITS5.1/BG8.5

Seasonality in the Anthropocene: On the construction of Southeast Asia’s 'haze season' in the media 

Felicia Liu, Vernon Yian, John Holden, and Thomas Smith

Widespread burning of tropical peatlands across regions of Malaysia and Indonesia is now considered to be an annual event in equatorial Southeast Asia. The fires cause poor air quality (‘haze’) across the region, affecting the health of millions, and leading to transboundary disputes between places that burn and the places downwind that suffer the smoke plumes from the burning. We seek to investigate the emerging social construction of a new season in the region – the ‘haze season’.

Seasons are a social construct that enables societies to organise their livelihoods around the expectation of recurring phenomena. They are not defined ‘objectively’ by observed patterns of relevant variables (e.g. satellite fire detections or air quality indices), but are instead the product of deliberation and contestation of which phenomena to observe, and how to normalise such phenomena to reflect and serve matters of concern to particular societies.

The emergence of a new season may imply the normalisation of the phenomena, which may carry both positive and negative implications for progress towards adapting to and/or mitigating haze and the fires that drive the pollution crisis – a good example of a socio-environmental feedback. In this paper, we seek to answer three research questions:

  • When is the ‘haze season’ (onset, duration)?
  • How is ‘haze season’ portrayed in the media? and
  • What role does the haze ‘seasonality’ play in shaping people’s behaviour towards haze? Does the new season play a role in normalisation (e.g. densensitisation), adaptation (e.g. wearing masks, indoor activities) and mitigation (e.g. fighting haze, activism) behaviours?

To answer these questions, we analysed news articles published in Indonesia, Malaysia and Singapore through the Factiva database.

First, we identified the monthly distribution of newspaper articles mentioning ‘haze’ and ‘haze season’. Then, we identified keywords associated with ‘haze’ and ‘haze season’ by comparing the words found in the articles mentioning each concept with a corpus of words drawn from general usage in the year 2020. This is followed by a keyness analysis between two corpora of articles, namely articles that mention only ‘haze’ and articles that mention ‘haze season’. By doing so, we compare the differences between two distinct textual corpora in order to discover divergent themes. Finally, we used structural topic modelling (STM) to identify topic clusters. 

We find a strong distinction between the themes of articles that are written about the ‘haze season’ and articles that simply refer to the haze problem alone. Articles that mention ‘haze’, but not ‘haze season’ focus on the root causes of the haze crisis – peatland fires in Indonesia, oil palm plantations, deforestation – as well as geopolitical cooperation to prevent fires (e.g. through ASEAN). Both our keyness and STM analysis revealed that the ‘haze season’ articles have strong association with the effects of the haze crisis, particularly during the haze season months – poor air quality, pollution standards, mask-wearing, air filtration – suggesting that seasonality plays a role in adaptation behaviour. Outside of the haze season months, articles mentioning the new season focus more on haze mitigation and associated political action.

How to cite: Liu, F., Yian, V., Holden, J., and Smith, T.: Seasonality in the Anthropocene: On the construction of Southeast Asia’s 'haze season' in the media, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13091, https://doi.org/10.5194/egusphere-egu22-13091, 2022.

Under the current changing climate and social governance conditions, wildfires occurrence in Latin America has become a critical issue, trespassing academic and technical disputes, and reaching sensible socio-political arenas. Developing a new vision and capacities for the integral and intersectoral management of wildfires instead of only fighting them requires the inclusion of multiple perspectives, actors and the rescue of the adaptive knowledge and practices of local communities that inhabit natural spaces. This paper summarizes the main results and advances achieved during more than 20 years of learning and working with the Pemón Indigenous peoples in northern Amazonia and the escalation towards new fire management policies in Venezuela. Our results reveal a sophisticated Indigenous knowledge system on using fire in the main subsistence activities, especially shifting cultivation and collaborative burning practices at the savanna-forests transition to protect forests from catastrophic wildfires. In addition, long-term fire experiments demonstrated that fire exclusion practices promote more severe wildfires by fuel accumulation, enhanced by the drier and warmer weather conditions. Through the inclusion of Indigenous peoples, firefighters, public officials and academics in field research and joint experimentation, as well as in debates and dialogues on socio-ecological aspects, a paradigm shift was successfully negotiated of fire that values the relevance of the ancient Pemón culture in Venezuela in the sustainable management of resources, as well as adaptation and mitigation capacity to climate change. Currently, these experiences are being capitalized to create a national integrated fire management policy preserving the same participatory, intercultural and intersectoral principles. 

How to cite: Alejdanra Bilbao, B.: Experiences and lessons learned in the construction of a new paradigm of integrated fire management in Venezuela., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13420, https://doi.org/10.5194/egusphere-egu22-13420, 2022.

EGU22-13459 | Presentations | ITS5.1/BG8.5

Relationships Between Building Features and Wildfire Damage in California, USA and Pedrógão Grande, Portugal 

Simona Dossi, Birgitte Messerschmidt, Luis Mario Ribeiro, Miguel Almeida, and Guillermo Rein

Inhabited areas adjacent to wildland, known as the wildland-urban interface (WUI), often experience wildfire damage. Although knowledge on external fire protection of buildings has greatly advanced through post-fire inspections and experimental studies, the intercomparison between studies in different regions is lacking. Here we quantitatively compare two large post-fire building damage inspection databases: the 2013-2017 California Department of Forestry and Fire Protection damage inspection in the USA, and the 2017 Pedrógão Grande Fire Complex post-fire investigation in Portugal. We compare the relationship between different building features and wildfire damage, and propose the Wildfire Resistance Index (WRI), a preliminary wildfire risk index applied to rural buildings. Results indicate that exterior walls, windows, and vent screens have the strongest correlation to damage level in California, and exterior walls and preservation level in Portugal. The correlation strength indicates each feature’s relative importance in protecting the building from wildfire damage. The WRI value corresponds to the building’s net number of fire-resistant features and has an inversely proportional relationship to the percent of destroyed buildings. In California 93% of buildings with a WRI of -0.4 were destroyed, compared to 73% of buildings with WRI of 1; in Portugal 75% of buildings with WRI of 0.5 were highly damaged or destroyed, decreasing to 44% of buildings with a WRI of 1. Results indicate that the amount of fire-resistant building features directly relates to the building’s damage probability, and that the WRI can be used to quantify building wildfire resistance.

How to cite: Dossi, S., Messerschmidt, B., Ribeiro, L. M., Almeida, M., and Rein, G.: Relationships Between Building Features and Wildfire Damage in California, USA and Pedrógão Grande, Portugal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13459, https://doi.org/10.5194/egusphere-egu22-13459, 2022.

NH8 – Environmental, Biological & Natech Hazards

EGU22-836 | Presentations | NH8.3

New insights into the cytotoxicity of mineral fibres: A combined time-lapse video microscopy and in vitro assays study of chrysotile, crocidolite, and erionite fibres 

Dario Di Giuseppe, Sonia Scarfì, Andrea Alessandrini, Anna Maria Bassi, Serena Mirata, Vanessa Almonti, Gregorio Ragazzini, Andrea Mescola, Monica Filaferro, Rossella Avallone, Giovanni Vitale, Valentina Scognamiglio, and Alessandro Gualtieri

Although in the last 30 years mineral fibres have been the subject of intensive toxicological studies, the actual mechanisms by which mineral fibres exert cytotoxic activity are not fully understood. In this scenario, our work focuses on the monitoring of the very early steps of the interaction between chrysotile, crocidolite and erionite fibres (classified as carcinogenic by the International Agency for Research on Cancer) and macrophages using time-lapse video microscopy coupled with in vitro assays (i.e. LDH cytotoxicity, MTT viability, ROS generation and annexin-FITC/PI apoptosis). All tests were performed on the THP-1 cell line, differentiated into M0 macrophages (M0-THP-1), after acute exposure (8 h) to 25 μg/mL of mineral fibres. Erionite fibres exhibit early toxicity effects while the cytotoxicity induced by chrysotile and crocidolite fibres occurs with a slight delay (ca. 2 h). In concert with literature data, the toxicity of chrysotile and crocidolite is linked to their ability to stimulate Reactive Oxygen Species (ROS) production. ROS are generated by M0-THP-1 cells as a result of frustrated phagocytosis induced by the long asbestos fibres, or produced by asbestos through the redox-active Fe on the fibre surface and metals released into the cell medium as a consequence of the partial dissolution of the fibres. Erionite fibres are able to induce an intracellular ROS increase but this contribution is significantly lower than both crocidolite and chrysotile stimuli. In the short period, crocidolite and chrysotile trigger significant apoptotic phenomena in M0-THP-1 cells while fibrous erionite is associated with early cytotoxicity and probably necrotic-like effect. Because the erionite fibres are short in length, frustrated phagocytosis plays a limited role in the acute toxicity of this fibre. Investigations focused on the intracellular concentrations of Na+ and Ca2+ as a result of cell-fibre interaction suggest an alternative mechanism by which fibrous erionite may induces cell injury and cell death. During phagocytosis erionite fibres quick exchange their extra-framework Na+ with the ions present in the cytosol of M0-THP-1 cells leading to the dysregulation of ionic homeostasis, cell swelling and cell lysis. At the same time, engulfed erionite fibres can reduce the level of cytosolic Ca2+ and interfere with endoplasmic reticulum-mitochondria crosstalk causing a delay in M0-THP-1 induction of apoptosis.

How to cite: Di Giuseppe, D., Scarfì, S., Alessandrini, A., Bassi, A. M., Mirata, S., Almonti, V., Ragazzini, G., Mescola, A., Filaferro, M., Avallone, R., Vitale, G., Scognamiglio, V., and Gualtieri, A.: New insights into the cytotoxicity of mineral fibres: A combined time-lapse video microscopy and in vitro assays study of chrysotile, crocidolite, and erionite fibres, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-836, https://doi.org/10.5194/egusphere-egu22-836, 2022.

EGU22-1923 | Presentations | NH8.3

Mineral fibers in restoration work. Looking for avoiding health problems. 

Lola Pereira, Ana Jesús López, and Alberto Ramil

The World Health Organization defines asbestos as fibers with a length (L) ≥ 5 μm, a diameter (D) < 3 μm and L/D ratio > 3. When talking about hazards related to mineral fibers and asbestos, the general concern focuses on workers at quarries, extracting the material. However, there are historic buildings and monuments built on rocks containing these fibers (e.g. serpentinite, soapstone) that due to their artistic interest or links to the architectonic heritage may need to be cleaned at some point for restoration reasons. In this sense, laser cleaning is being more and more widely used in restoration. Although, in general, it is a very selective and controllable technique that allows the removal of fine layers of material (different types of crusts or patinas) with hardly any effect on the rock substrate, laser cleaning activities on this kind of fibrous materials can generate a potentially hazardous dust that, if not protective actions are taken, may affect the heath of workers, that can be from technicians to artists to scientists developing cleaning tools. Regarding the latter, we have arranged an experiment to test how much of this powder can be retained in a “homemade” filter, coupled to a laser equipment. The idea is to work with a laser in the same way a worker on restoration would do to clean a building made of, for example, serpentinite, and observe the fibers that are retained by the filter. Combination with other tools like petrographic and electronic microscopy can be used for the sake of human health.

How to cite: Pereira, L., López, A. J., and Ramil, A.: Mineral fibers in restoration work. Looking for avoiding health problems., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1923, https://doi.org/10.5194/egusphere-egu22-1923, 2022.

EGU22-2280 | Presentations | NH8.3

Do surface hydroxyls drive the membranolytic activity of bentonite and kaolin particles? 

Stefania Cananà, Giuseppe Chilla, Lorenzo Mino, Maura Tomatis, Dominique Lison, Francesco Turci, and Cristina Pavan

Kaolin and bentonite, two clays mainly made of kaolinite and montmorillonite, respectively, are largely used in various industrial applications. However, their impact on human health has not been fully investigated and data about their mechanism of cellular toxicity are scarce. In vivo and in vitro studies showed that kaolin and bentonite particles can induce transient inflammation, alveolar proteinosis, and are cytotoxic to a variety of mammalian cells (Wiemann et al. 2020; Maciaszek et al. 2021). We recently demonstrated (Pavan et al. 2020) that a specific sub-population of surface silanols located at a well-defined intersilanol distance, i.e., nearly-free silanols (NFS), is responsible for the membranolytic and inflammatory activity of quartz particles. We hypothesized that a similar structure-activity relationship may exist for kaolinite and montmorillonite particles, since they exhibit tetrahedral SiO2 layers at their outer surface and hydroxyls groups, i.e., silanols and aluminols, at the crystal lattice boundaries.

Four bentonite (> 90% montmorillonite) and kaolin (> 75% kaolinite) particles were characterized for their physico-chemical properties of toxicological interest and their capacity to damage cellular membranes was assessed using red blood cells as model of membranes. All bentonite and kaolin particles resulted highly membranolytic. As clay minerals may exchange cations with suspending medium and the structural integrity of biological membranes may be compromised by significant alteration of the medium ionic strength, the membranolytic activity of kaolin and bentonite leachates was assessed. Only bentonite leachates induced membrane damage with an effect that was dependent on each sample specific cation exchange capacity (CEC). A reduction or a complete abrogation of kaolin and bentonite membranolytic activity was observed when their surface was coated with dioleoyl lecithin, indicating that surface moieties play a key role for both kaolin and bentonite interactions with membranes. Investigations by IR spectroscopy of the surface-exposed hydroxyl groups revealed the occurrence of NFS, which vibrational feature was especially well defined for kaolin. Thermal treatments carried out on kaolin modified the relative intensity of NFS and its membranolytic activity, suggesting a relationship between NFS and membrane damage.

In conclusion, the capacity of kaolin particles to damage membranes appears related to kaolinite specific surface hydroxylated species. On the other hand, the mechanism of interaction of montmorillonite particles with membranes is function of both mineral surface features and CEC. These findings provide a preliminary understanding of the mechanism of interaction of clay minerals with biological membranes. This interaction may represent the triggering event of kaolin and bentonite adverse cellular effects.

 

Bibliography

Maciaszek K. et al. (2022) An in vitro assessment of the toxicity of two-dimensional synthetic and natural layered silicates,Toxicol In Vitro, 78:105273

Pavan C. et al. (2020) Nearly free surface silanols are the critical molecular moieties that initiate the toxicity of silica particles, Proc Natl Acad Sci USA, 117 (45):27836

Wiemann M. et al. (2020) Lung toxicity analysis of nano-sized kaolin and bentonite: missing indications for a common grouping, Nanomaterials, 10 (2):204

How to cite: Cananà, S., Chilla, G., Mino, L., Tomatis, M., Lison, D., Turci, F., and Pavan, C.: Do surface hydroxyls drive the membranolytic activity of bentonite and kaolin particles?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2280, https://doi.org/10.5194/egusphere-egu22-2280, 2022.

The measurement campaign entitled Carto PMAi (EMPi Map) deals with the potential exposure of worker and public populations to Elongate Mineral Particles of interest (EMPi). These particles are the asbestiform and non-asbestiform varieties of the six regulated asbestos minerals and of four other mineral fibers known as carcinogen for human. The aim of this French national project is to give relevant data and recommendations to the Ministries of Health, of Labor and of Environment allowing them to set up legal provisions proportionally to the risk, in case of population exposure to EMPi. The French government mandated the OPPBTP (Professional Body of Prevention in Construction Domain) to lead the project. The “Carto” process that is also used for other campaigns, as for example for crystalline silica measurements, has been developed by the OPPBTP. It implies single operating procedures, measurement monitoring and scientific validation. Several national scientific organizations and asbestos testing laboratories take part to this project. Its first step was to test in field the two measurement protocols with interlaboratory comparison to ensure single practices. The second step is the exploratory campaign to assess the potential exposure of workers and public population to EMPi during the most emissive and the most frequent situations of the construction sector activities.

How to cite: Leocat, E. and Deneuvillers, C.: “Carto PMAi” – A measurement campaign to assess exposure risk of workers and public population to the Elongate Mineral Particle of Interest, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2380, https://doi.org/10.5194/egusphere-egu22-2380, 2022.

EGU22-2486 | Presentations | NH8.3

Characterization of natural 210Po-rich fibrous epsomite and possible risks to human health 

Matteo Giordani, Maria Assunta Meli, Carla Roselli, Michele Betti, Fabio Peruzzi, Marco Taussi, Laura Valentini, Ivan Fagiolino, and Michele Mattioli

The toxicity of fibrous minerals is usually evaluated only in the case of biopersistent minerals because they can remain in the lungs or in other biologic environments for a long time causing several illnesses. Very scarce knowledge exists, at the date, on the accurate chemical composition and the effect of particulates and fibres with high solubility (in water and biological environments). To reduce this lack, natural fibrous epsomite from Perticara Mine (Central Italy) was investigated through SEM-EDS, XRPD, ICP-AES and alpha spectrometry measurements. The morphological and morphometrical investigations on the epsomite sample highlight the presence of a significant number of small fibres potentially inhalable for humans, with an equivalent aerodynamic diameter (Dae) value of 5.09 μm. Moreover, toxic elements (As, Co, Fe, Mn, Ni, Sr, Ti, Zn) and radioactive isotopes (210Po and 228Th) were detected in the epsomite fibres by chemical analysis. In particular, a surprisingly high amount of of 210Po (5.59 Bq/g) was detected in the investigated epsomite sample. The first results of this study were recently published by Giordani et al. (2022). Due to the high solubility of epsomite at lung conditions (37 °C and 100% relative humidity; Chipera and Vaniman, 2007), the inhaled fibres rapidly became a solution and can be potentially adsorbed from all parts of the respiratory tract. Consequently, the entire cargo of hazardous elements could be quickly released into the lung environment and thus affect human health. Natural epsomite is a widespread mineral (e.g., in mines, geological outcrops, mineral springs, efflorescence) and has several applications (Ruiz-Agudo et al., 2008).

Our findings suggest great caution in handling epsomite samples, and our work can be considered a representative case study to investigate the interaction between soluble minerals and human health. These preliminary results can be the basis for further studies on the content of hazardous elements in building materials and regarding toxic elements interaction with humans.

 

Giordani, M., Meli, M. A., Roselli, C., Betti, M., Peruzzi, F., Taussi, M., Valentini, L., Fagiolino, I. and Mattioli, M. 2022. Could soluble minerals be hazardous to human health? Evidence from fibrous epsomite. Environmental Research, 206, 112579. https://doi.org/10.1016/j.envres.2021.112579

Chipera, S.J., Vaniman, D.T., 2007. Experimental stability of magnesium sulfate hydrates that may be present on Mars. Geochimica et Cosmochimica Acta 71, 1, 241-250. https://doi.org/10.1016/j.gca.2006.07.044.

Ruiz-Agudo, E., Putnis, C.V., Rodriguez-Navarro, C., 2008. Interaction between epsomite crystals and organic additives. Crystal Growth and Design, 8(8), 2665-2673. https://doi.org/10.1021/c

How to cite: Giordani, M., Meli, M. A., Roselli, C., Betti, M., Peruzzi, F., Taussi, M., Valentini, L., Fagiolino, I., and Mattioli, M.: Characterization of natural 210Po-rich fibrous epsomite and possible risks to human health, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2486, https://doi.org/10.5194/egusphere-egu22-2486, 2022.

EGU22-3401 | Presentations | NH8.3

Searching for fibrous erionite in air and dust samples across an urban Southern Hemisphere airshed 

Nick` Talbot, Kim Dirks, Perry Davy, Hamesh Patel, Wendy Fan, Martin Brook, and Jennifer Salmond

Erionite is a fibrous zeolite found in the rock beneath parts of Auckland, New Zealand. As a known carcinogen that can be easily inhaled. it has been linked to the development of mesothelioma. It has a high degree of carcinogenicity due to the specific physical dimensions of the fibres, with certain sizes able to easily deposit deep in the lung tissue once inhaled. This project seeks to understand the extent to which erionite, once exposed, propagates in the ambient air in the form of dust and airborne fibres. The research is made challenging by the lack of standard methodological approaches to detect and quantify such fibres in airborne samples. Initial monitoring has been targeted on areas that have the combined attributes of rapid urban development (and thus excavation) and a confirmed presence of erionite in the rock strata beneath. The key sampling periods will be during the New Zealand summertime when warm temperatures and drier conditions prevail, increasing the potential for dust and fibre generation and buoyancy. The research findings from this project aim to develop a standard method for investigating erionite fibres in ambient air, including recommendations for the use and application of suitable screening methods, instrumentation and field site choice and instrument network density for given scenarios.

How to cite: Talbot, N., Dirks, K., Davy, P., Patel, H., Fan, W., Brook, M., and Salmond, J.: Searching for fibrous erionite in air and dust samples across an urban Southern Hemisphere airshed, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3401, https://doi.org/10.5194/egusphere-egu22-3401, 2022.

This is a digitalized industrial plant in a continuous line, composed by a low temperature furnace and a high temperature protective atmosphere furnace, connected by a conveyor belt where anthropomorphic robots are used in the loading-unloading of asbestos materials and quality control with devices used in NASA space programs. This invention allows the inertization of asbestos fibers for the recycling of Secondary Raw Material in Powder Metallurgy, for the production of new highly refractory and hard metal alloys, with applications in the field of air and land transport, electrical and electronic engineering, missile engineering, nuclear, aerospace, biomedical, nanotechnologies, for military applications and technologies in defense systems and armaments, precious metals and for the production of refractory material. - Paolo Tuccitto Patent IT. n°30653/2020 and EU N°EP21425060/2021

How to cite: Tuccitto, P.: Digitized Inerting Process in a Protective Atmosphere in a Continuous Line Industrial Plant for the Inertization of Silicates and Asbestos Materials, for recycling in the Powder Metallurgy Industry, in the Aerospace, Arms and Defense Industry., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3815, https://doi.org/10.5194/egusphere-egu22-3815, 2022.

EGU22-3925 | Presentations | NH8.3

Environmental release of engineered nanoparticles from shipyard activities. 

Maria López Olivé, Carla Ribalta, Elisabet Pérez Albaladejo, Cinta Porte, Fernando Romero Sáez, Arantxa Ballesteros, Carlos Fito, Eliseo Monfort, and Mar Viana

Particle research in harbour areas typically focuses on ship (stack) or vehicular exhaust emissions, while high particle emissions may also occur from other harbour operations such as vessel refurbishment activities. The literature regarding these activities is scarce, especially in terms of particle chemical composition and toxicity.

The aim of this work was to characterize the chemical composition and toxicity of particles released during vessel refit operations. Airborne particle samples were collected inside the tents where abrasion of primer and top-coat paints with mechanical abraders took place in the Mallorca shipyard (Spain), during two experimental campaigns. On-line and offline aerosol instruments were placed at different monitoring locations to measure particle mass concentration and number concentrations, particle size distribution, chemical composition, morphology and cytotoxicity. Aerosol chemical composition of PM0.25, PM2.5, PM4 and PM10 was characterized using impaction cyclones. ELPI was used to obtain a more detailed composition from 0.006 μm to 10 μm. PM2 aerosols were sampled with a Biosampler, and in vitro analysis was performed with A549 lung cells. Particle morphology was determined by TEM. The dustiness index of the powders generated was determined using the rotating drum method (EN15051-).

Release of coarse, fine and ultrafine particles, including engineered nanoparticles, was evidenced during both campaigns. Aerosol composition was linked to the primer’s composition, with main tracers Ti (270 μg/m3 as mean during the daily shift), Mg (177 μg/m3) and Al (54 μg/m3) in PM10 aerosols. Different particle morphologies and tracers were observed by TEM which related to the main chemical components analyzed. On the TEM grids, particle sizes ranged between <50nm and >2000nm in diameter. In addition to the coarse, fine and ultrafine particles formed incidentally and emitted during abrasion of the primer and top-coats, the presence of markedly regular nanoparticles was also detected, which seemed to be engineered (ENPs) and probably used as nano-additives in the coatings (Miller et al., 2020). The ENP detected in the shipyard samples showed characteristic triangular and hexagonal shapes, as well as other polygonal shapes, and were detected as single nanoparticles with diameters <50 nm as well as embedded in larger aggregates formed by the major components of the coatings. In vitro assessments (MTT assay) indicated only moderate particle cytotoxicity. However, the results indicated potentially high oxidative stress, which showed differences across the different sampling days but which could not be directly linked to any specific activity (e.g., mechanical or manual abrasion sanding, spray-painting, …) due to the large mix of aerosols inside the tent. Overall, it was concluded that particles release during refit operations in shipyards have the potential to impact human health and that of the aquatic environment, and should thus be carefully monitored and regulated.

Acknowledgement: This work was carried out in the framework of project IDAEALPORT (RTI2018-098095-BC21).

Reference: Miller, R. J., Adeleye, A. S., Page, H. M., Kui, L., Lenihan, H. S., & Keller, A. A. (2020). Nano and traditional copper and zinc antifouling coatings: metal release and impact on marine sessile invertebrate communities. Journal of Nanoparticle Research, 22(5). https://doi.org/10.1007/s11051-020-04875-x

How to cite: López Olivé, M., Ribalta, C., Pérez Albaladejo, E., Porte, C., Romero Sáez, F., Ballesteros, A., Fito, C., Monfort, E., and Viana, M.: Environmental release of engineered nanoparticles from shipyard activities., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3925, https://doi.org/10.5194/egusphere-egu22-3925, 2022.

EGU22-4104 | Presentations | NH8.3 | Highlight

Extensive characterization of waterborne mineral fibres and study of their possible migration to air in naturally occurring asbestos (NOA) rich settings. 

Chiara Avataneo, Silvana Capella, Manuela Lasagna, Domenico Antonio De Luca, and Elena Belluso

Asbestos is classified as carcinogenic to humans (Class 1) by IARC because is known that may induce fatal diseases when respired. Consequently, asbestos occurrence is principally monitored in air.

Historically, asbestos had not been investigated in water, but nowadays waterborne asbestos is gaining new attention since it constitutes a non-conventional exposure way: it could be ingested, particularly if it reaches the tap water system, but also be a secondary source of airborne fibres, when asbestos migrates from water to air. Accordingly, it could be considered an Emerging Pollutant in the water matrix because it has not been systematically monitored in the past and it could represent a problem for human health and environment, requiring an accurate risk assessment.

Therefore, two sampling campaigns have been settled on surface waters and groundwater of the Lanzo Valleys and Balangero Plain, in North-Western Alps (Italy): the area is rich in Naturally Occurring Asbestos (NOA) and naturally occurring asbestiform minerals non-asbestos classified containing rocks and sediments which can release fibres in the water system when subjected to weathering and erosion. An extensive electron microscopy study (by SEM-EDS and TEM-EDS) of waterborne mineral fibres is currently in progress to define how many and which type of fibres can be found in water. As waterborne fibres could constitute a secondary source of airborne fibres, their typical dimensions would be defined to assess possible respirability risk for humans in case of migration from water to air.

Fibres water-to-air migration may occur particularly if asbestos is dispersed in surface moving water, such as in rivers and streams. Fibres can be released in air under collapse of bubbles and foams from polluted waters in natural environment. To study possible asbestos passage from water to air in moving water and evaluate possible related risk, an experimental setup was created, in which chrysotile polluted water subjected to bubbling was placed in a close system. Four tests were run with nil, low, mid and high concentration of waterborne chrysotile and consequent airborne concentration was measured.

Waterborne fibres were analysed as well to verify if chrysotile sample may undergo transformation when present in moving water and to define typical dimensions for waterborne fibres, in order to evaluate if they could be a risk for humans in case of water-to-air migration. In addition, an attempt has been made to define a limit of waterborne chrysotile which could generate an alarm situation in air, corresponding to 1 fibre per Litre (f/L).

Data regarding real samples and laboratory studies will be presented to shed light on mineral fibres occurrence in the water system of the study area, to describe fibres types and abundancy in relation with local geology and hydrogeology. This is to better characterize and monitor asbestos (and asbestiform) fibres occurrence in surface waters and groundwater flowing in NOA rich areas.

The results of this study are expected to have high impact on regulatory aspects, particularly in the definition of a Maximum Contaminant Level for waterborne asbestos, which is not provided by Italian legislation at present.

How to cite: Avataneo, C., Capella, S., Lasagna, M., De Luca, D. A., and Belluso, E.: Extensive characterization of waterborne mineral fibres and study of their possible migration to air in naturally occurring asbestos (NOA) rich settings., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4104, https://doi.org/10.5194/egusphere-egu22-4104, 2022.

EGU22-4710 | Presentations | NH8.3

Modelling the Fenton reaction of amphibole asbestos 

Maura Tomatis, Francesco Turci, Jasmine Rita Petriglieri, Antonella Campopiano, Annapaola Cannizzaro, Paolo Ballirano, Marzia Fantauzzi, Antonella Rossi, Andrea Bloise, Maria Rita Montereali, Elisa Nardi, and Alessandro Pacella

In this work a sample of UICC crocidolite and a sample of fibrous tremolite were leached up to 1 week both in a simplified Gamble’s solution at acidic pH and in a phosphate buffered medium at neutral pH, in presence of H2O2. Surface chemical modifications were monitored by XPS spectroscopy. Subsequently, the generation of HO• radicals following reaction of both pristine and leached fibres with H2O2 (Fenton reaction) was investigated by spin trapping/EPR spectroscopy, with the aim of better clarifying the relationships between possible surface alteration occurring in vivo and chemical reactivity of amphibole asbestos. Moreover, the generation of HO• radicals was monitored on thermally treated fibres after leaching in phosphate buffered medium at neutral pH and in presence of H2O2 to investigate how chemical reactivity may be modulated by Fe oxidation state.

Results showed that, for both amphibole asbestos, the surface alteration following incubation in the modified Gamble’s solution does not alter HO• radical generation. Interestingly, leaching in phosphate buffered solution in presence of H2O2 induced a progressive increase in HO• release for crocidolite fibres, whereas a strong reduction was observed for asbestos tremolite. This behaviour is likely due to the quicker alteration of the crocidolite surface due to the interaction with H2O2, as indicated by XPS analysis. In particular, the oxidation induced by H2O2 promotes the dissolution of the first atomic layer of the crocidolite structure and the following occurrence on its surface of new reactive Fe centres, particularly under the form of Fe(II), of which the bulk is richer than the oxidized surface. Accordingly, the heated samples showed a reduced, but not suppressed by thermal oxidation, chemical reactivity, with no significant evolution following incubation in phosphate buffered medium at neutral pH and in presence of H2O2.

How to cite: Tomatis, M., Turci, F., Petriglieri, J. R., Campopiano, A., Cannizzaro, A., Ballirano, P., Fantauzzi, M., Rossi, A., Bloise, A., Montereali, M. R., Nardi, E., and Pacella, A.: Modelling the Fenton reaction of amphibole asbestos, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4710, https://doi.org/10.5194/egusphere-egu22-4710, 2022.

EGU22-5077 | Presentations | NH8.3 | Highlight

Sarcoidosis an occupational disease? The need for a mineral dust exposure questionnaire and scanning electron microscopy with EDX analysis 

Michel Vincent, Elisabeth Roux, and Mickaël Catinon

We agreed with the question of Oliver C in a recent article in Chest [1] about “Sarcoidosis: An Occupational Disease ?” and we plead for discontinuing the practice of assigning the idiopathic characterization to all cases of sarcoidosis without in depth questionnaire.

Indeed among the three criteria of American thoracic Society to define the sarcoidosis, the third was the exclusion of alternative causes and particularly foreign body reaction. In our Minasarc study [2], we demonstrated that the search for inorganic exposure was largely insufficient: there was no systematic in depth questionnaire about mineral exposome including occupation but also hobbies, and implanted device for example. There was also insufficient search for foreign bodies in granulomas with no polarized light study mentioned.

In a historical perspective we demonstrated that there were blurred boundaries between pneumoconiosis and sarcoidosis and we proposed to mobilize detection means such as scanning electron microscopy coupled with energy dispersive x-ray spectroscopy (SEM-EDX) analysis [3]. In a recent study about Fallopian tube granulomatosis induced by Essure Implant device used for sterilization we demonstrated the better efficiency of SEM-EDX on simple optical microscopy [4].

We demonstrated the same SEM-EDX interest in a woman having been diagnosed lung sarcoidosis thirty years sooner [5] and after a new sub- diaphragmatic biopsy the transmission electron microscopy coupled with EDX analysis identified many steel particles. After deeper inquiry, the patient admitted using, every week end for more than forty years, sand paper and wire brush to polish wood furnitures as a hobby without no protection.

That is why we suggest that the sarcoidosis diagnosis was only admitted after an in depth questionnaire and at less SEM-EDX analysis of the histologic specimen showing granulomatous and epithelioid cells and multinucleated giant cells.

It would not be possible for talking about idiopathic disease without using a standardized, all along life questionnaire about mineral exposure and modern SEM-EDX allowing chemical analysis of foreign bodies identified associated with granulomas.

We propose a paradigm modification on the manner to question the sarcoidosis diagnosis with use of new tools for identifying a new entity of mineral dust induced granulomatosis.

 

[1] Oliver, LC., Zamke, AM., Sarcoidosis. An occupational study DOI: https://doi;org/10.1016/j.chest.2021.06.003

[2] Catinon, M., Cavalin, C., Chemarin, C., ... & Vincent, M. (2018). Sarcoidosis, inorganic dust exposure and content of bronchoalveolar lavage fluid: the MINASARC pilot study. Sarcoidosis, Vasculitis, and Diffuse Lung Diseases35(4), 327.

[3] Vincent, M., Chemarin, C., Cavalin, C., Catinon, M., & Rosental, P. A. (2015). From the definition of silicosis at the 1930 Johannesburg conference to the blurred boundaries between pneumoconioses, sarcoidosis, and pulmonary alveolar proteinosis (PAP). American journal of industrial medicine58(S1), 31-38.

[4] Catinon, M., Chemarin, C., Assaad, S.,... & Vincent, M. (2014). Wire brushing wood furniture, granulomatosis and microscopic mineralogical analysis. Sarcoidosis Vasc Diffuse Lung Dis31(3), 262-4.

[5] Catinon, M., Roux, E., Auroux, A., ... & Vincent, M. (2020). Identification of inorganic particles resulting from degradation of ESSURE® implants: Study of 10 cases. European Journal of Obstetrics & Gynecology and Reproductive Biology250, 162-170.

How to cite: Vincent, M., Roux, E., and Catinon, M.: Sarcoidosis an occupational disease? The need for a mineral dust exposure questionnaire and scanning electron microscopy with EDX analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5077, https://doi.org/10.5194/egusphere-egu22-5077, 2022.

EGU22-5315 | Presentations | NH8.3

Preparation and quantification of crystalline nanosilica for toxicological investigations 

Chiara Bellomo, Cristina Pavan, Erica Rebba, Gianluca Fiore, Lorenzo Mino, and Francesco Turci

Crystalline silica (CS) is a well-known human toxicant and inhalation of the airborne particles with size lower than 4 µm is associated to severe occupational diseases, such as silicosis and lung cancer.1 The International Agency for the Research on Cancer (IARC) classified CS as carcinogenic to humans and freshly fractured CS is held to be more toxic than aged dust.1,2 Fracturing generates on CS a specific family Nearly-Free Silanols (NFS), which are able to destabilize cell membranes,3 and some nanometric particles. We aim here to create and assess the possible toxicological impact and the chemical characteristics of the nanometric fraction (nano-CS) formed when CS is fractured.

A highly pure CS of synthetic origin4 (α-quartz, micrometric in size) was ball-milled to obtain ultrafine particles. We coupled a dry milling step and a wet milling step, using water as dispersing agent, and we generated particles with specific surface area (SSA) ranging from 37 to 60 m2/g. These SSA values signaled the generation of a relevant nanometric fraction. The increase in SSA paralleled the energy delivered to quartz during the milling, that exceeded by far the energies commonly used in industrial processing. Morphology, crystallinity, size, surface silanols, including quantification of NFS, and membranolytic activity toward red blood cells were assessed. The nano-CS samples exhibited: i) a partial lattice amorphization that increased with the increase of the milling energy; ii) the presence of two distinct domains of scattering that indicated the occurrence of crystallite with nanometric (< 50 nm) and submicrometric (0.8-1 µm) size; iii) a strong tendency to form micrometric agglomerates , which could be partially dispersed with ultrasounds and surfactants in water suspensions; and iv) a moderate membranolytic activity that correlated with the presence of NFS. We selected a nano-CS sample that would be classified as a nanomaterial under EU CLP regulation (>50% of particles in number are < 100 nm).5 The nano-CS sample will be used in the next future as a reference material to quantify the nanometric fraction of silica powders and assess the potential exposure to nano-CS in industrial hygiene context.

In conclusion, the preparation and characterization of nano-CS was achieved and the physico-chemical characteristics that could be relevant for silica toxicity were assessed. The nano-CS reference material will be used to quantify nano-CS in industrial scenario, and to clarify the toxic activity of nanometric silica obtained by mechanical fracturing.

 

[1] IARC, Monograph Vol. 100C, 2012

[2] Turci et al, Part Fibre Toxicol, 2016, 13, 32.

[3] Pavan et al, Proc. Natl. Amer. Soc. USA, 2020, 117 (45), 27836

[4] Pastero et al., 2016, Cryst. Growth Des. 16, 4, 2394–2403.

[5] SCoEaNIHR, E. S., 2010, 'Scientific Basis for the Definition of the Term “nanomaterial”', European Commission.

How to cite: Bellomo, C., Pavan, C., Rebba, E., Fiore, G., Mino, L., and Turci, F.: Preparation and quantification of crystalline nanosilica for toxicological investigations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5315, https://doi.org/10.5194/egusphere-egu22-5315, 2022.

EGU22-5363 | Presentations | NH8.3

A new experimental method to predict the dispersion of Elongated Mineral Particles in the environment 

Cecilia Gomiero, Luca Barale, Roberto Giustetto, Alessandro Pacella, Fabrizio Piana, Antonella Campopiano, Francesco Turci, and Jasmine Rita Petriglieri

The occurrence of asbestos and asbestos-like minerals in natural sites may pose a risk to human health and the environment when rocks and soils are mobilized. Weathering and anthropic activities favour the liberation of potentially hazardous Elongated Mineral Particles (EMP, NIOSH 2011). The definition of EMP includes both asbestos and other fibrous minerals. The latter share several physical-chemical properties with asbestos, but their toxicological profile is still unknown. The assessment of risk requires the quantification of the occurrence and the estimation of the potential emissivity of EMP from the hosting matrix.

We quantitatively described the potency of a rock to disperse EMPs in the environment with a quantitative parameter namely the “liberability factor” (Lf). Lf was measured for 40 meta-ophiolite fragments from the NOA-bearing units of Liguria (Voltri Group and Sestri-Voltaggio Zone) and Calabria (Gimigliano-Monte Reventino Unit, Southern Ligurian Domain). The mineral–petrographic characterization of these rocks showed the presence of veins of chrysotile, fibrous tremolite-actinolite, fibrous sepiolite and fibrous antigorite.

By adapting the UNI EN 12457-2:2004 method for solid waste, we designed a weathering simulation test to quantify the EMPs and the fibres (according to the World Health Organization) possibly liberated by applying to the rock a standardized mechanical stress. Waterborne EMPs were filtered on membranes and counted by electron microscopy (SEM-EDS), by adapting the Italian Regional Agency for the Protection of the Environment (ARPA) procedure for waterborne asbestos (ARPA Piemonte, 2016). We obtained Lf values as the number of waterborne fibres suspended per unit volume of water (fibres/Litre). All analysed rock samples showed Lf values ranging from 30 Mf/L to 21’000 Mf/L. Chrysotile, tremolite, sepiolite, and antigorite, with asbestos-like habit, were detected.

Lf proved to be a reliable, easy to use method for the characterization and prediction of EMP and fibre dispersion in the environment from NOA-bearing rocks subjected to a standardized mechanical stress. This study is part of the BRIC 2019 project (grant number ID 57.1) supported by INAIL (Italian National Institute for Insurance against Accidents at Work).

 

References

  • ARPA Piemonte 2016. U.RP. M842 rev.03. Asbestos in water by Scanning Electron Microscopy.
  • NIOSH, 2011. Asbestos fibers and other elongate mineral particles. Current Intelligence Bulletin 62.
  • WHO, 1997. Determination of Airborne Fibre Number Concentrations. ISBN 92 4 154496 1

How to cite: Gomiero, C., Barale, L., Giustetto, R., Pacella, A., Piana, F., Campopiano, A., Turci, F., and Petriglieri, J. R.: A new experimental method to predict the dispersion of Elongated Mineral Particles in the environment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5363, https://doi.org/10.5194/egusphere-egu22-5363, 2022.

EGU22-5641 | Presentations | NH8.3

Occurrence of asbestiform minerals in the Pollino Massif (Southern Italy): Environmental and health implications 

Roberto Buccione, Giovanna Rizzo, Michele Paternoster, Giovanni Mongelli, and Angela De Bonis

Asbestiform minerals are potentially toxic and harmful to health and the environment and, in recent years, several studies have been made on the presence of asbestiform minerals in the Pollino Massif, on the border between Lucania and Calabria regions (southern Italy). Moreover, these small fibers can be easily inhaled by humans causing serious health problems especially to the respiratory tract. The formation of asbestiform minerals is related to metamorphism and/or metasomatic alteration of the metamorphic rocks. The main asbestiform mineral phases which have been found in the Pollino Massif are tremolite and, for the first time, edenite and Magnesium-riebeckite. The observed asbestiform minerals found in the metamorphic rocks of the Pollino Massif are thus: i) tremolite, which is characterized by acicular, friable, fibrous, and elongated habitus and was found as intergrowth with fibrous antigorite and chrysotile. In the analyzed rocks, tremolite was found in veins associated with clinopyroxene porphyroclasts; ii) edenite, which is often associated with serpentine, diopside and calcite or occurs as 30 to 80 µm-long single crystals with a fibrous habit. The presence of edenite in the ophiolitic sequences is quite rare and testifies a medium to high metamorphism; iii) magnesium-riebeckite, a record of metamorphic events in blueschist facies, composed of prismatic, acicular crystals with a fibrous habit having length ≥ 5 µm and width < 3 µm with aspect ratio > 3:1. These mineralogical phases were analyzed and characterized using different analytical techniques such as X-ray fluorescence (XRF), scanning electron microscopy with energy dispersive spectroscopy (SEM-EDS), electron probe micro analysis (EPMA) and X Ray Powder diffraction analysis (XRPD). The aim of this work is to create, for the first time, a geo-mineralogical map of the asbestiform minerals detected in these areas in order to evaluate their spatial distribution.

References:

Dichicco, M.C.; Laurita, S.; Sinisi, R.; Battiloro, R.; Rizzo, G. Environmental and Health: The Importance of Tremolite Occurence in the Pollino Geopark (Southern Italy). Geosciences 2018, 8, 98.

Dichicco, M.C.; Paternoster, M.; Rizzo, G.; Sinisi, R. Mineralogical Asbestos Assessment in the Southern Apennines (Italy): A Review. Fibers 2019, 7, 24.

Laurita, S.; Rizzo, G. The First Occurrence of Asbestiform Magnesio-Riebeckite in Schists in the Frido Unit (Pollino Unesco Global Geopark, Southern Italy). Fibers 2019, 7, 79.

How to cite: Buccione, R., Rizzo, G., Paternoster, M., Mongelli, G., and De Bonis, A.: Occurrence of asbestiform minerals in the Pollino Massif (Southern Italy): Environmental and health implications, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5641, https://doi.org/10.5194/egusphere-egu22-5641, 2022.

EGU22-5995 | Presentations | NH8.3

Exposure to respirable crystalline silica (and feldpars) in equine riding arenas: non-conventional exposure scenario 

Elena Belluso, Silvana Capella, Donata Bellis, Michela Bullone, Giulia Costa, and Francesco Di Benedetto

Footing surfaces regularly used in equine riding arenas are composed by mixture of several naturally occurring rocks (specifically sand, silt, and clay), many times with the addition of specific additives (e.g., organic or synthetic fibres, wood, rubber, etc.). The most common and abundant minerals composing the used rocks are quartz, and feldspars; micas, clay minerals, oxides and others may be also present. The mineral composition of the arenas differs depending on the supply quarry, but it also changes in the same arena over time.

During riding and training activities, arena surfaces are strongly trampled by the horse’s hooves, resulting in production of fine and airborne dusts including also respirable crystalline silica (RCS) particles. Horses, equestrian workers, and people frequenting the riding schools for recreational reasons are therefore potentially exposed to respiration of RCS.

Some studies have dealt with the correlation between the horse’s exposure to RCS and consequent bone problems [1]. So far, four cases of lung cancers related with RCS exposures in horse trainers have also been recognized [2].

There are not systematic studies on the characterization of different inorganic particles inhaled by horses, and their possible respiratory consequence (besides silicosis). Little is known about health injuries for humans, both equestrian workers and people frequenting riding arenas.

The aim of this study is to detect what kinds and amount of inorganic particles can be inhaled by horses, distinguishing among RCS species and others, both to evaluate the possible health consequences in this recreative and professional context.

Samples of bronchoalveolar lavage fluid (BALF) of 10 horses have been collected and investigated by SEM/EDS, and TEM/EDS techniques.

The quality and quantity of inhaled inorganic particles present in healthy equine BALF samples were compared with those found in equine BALF samples with chronic inflammatory (asthma-like) lung diseases.

The present study  provides a way to characterize the exposure of horses to RCS. This study could highlight the problem relating to a potential increased exposure risk for RCS, which could lead to the development of occupational lung cancer within the workers in this sector.

The results of this study suggest the need of both further medical assessments and studies to promote awareness within the sector of the exposure risks associated with footing materials used equestrian arenas and the impact of increased knowledge and understanding of the risks involved.

As strategies for health hazard control, i.e. the air concentration reduction of RCS and other inorganic particles, may be the regular arena watering.

In this dynamical context, the horses can be used as sentinel for the human health by a periodic control of the BALF inorganic particles burden.

 

[1] Zavodovskaya, R.; Stover, S.M.; Murphy, B.G.; Katzman, S.; Durbin-Johnson, B.; Britton, M.; Finno, C.J. Bone formation transcripts dominate the differential gene expression profile in an equine osteoporotic condition associated with pulmonary silicosis. PLoS ONE (2018) 13, e0197459.

[2] Kim, H.R., Kim B, Jo BS, Lee JW Silica exposure and work-relatedness evaluation for occupational cancer in Korea. Annals of Occupational and Environmental Medicine (2018) 30:4

How to cite: Belluso, E., Capella, S., Bellis, D., Bullone, M., Costa, G., and Di Benedetto, F.: Exposure to respirable crystalline silica (and feldpars) in equine riding arenas: non-conventional exposure scenario, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5995, https://doi.org/10.5194/egusphere-egu22-5995, 2022.

EGU22-6119 | Presentations | NH8.3

Silica and Nano-materials Induce Red Blood Cell and Liposome Membrane Disruption That is Regulated By Cholesterol Content 

Matthew Sydor, Donald Anderson, Harmen Steele, J.B. Alexander Ross, and Andrij Holian

Inhalation of respirable particles such as silica, has been documented to induce chronic lung diseases such as silicosis, which has been affecting humans since antiquity. Other, smaller materials such as engineered nano-materials (ENM) may trigger lung disease similar to silicosis, as seen in murine models. Within innate immune cells, such as alveolar macrophages, lysosomal membrane permeability (LMP) is proposed as a key and rate-limiting step in silica and ENM-induced inflammation. LMP activates the NLRP3 inflammasome and leads to the maturation and secretion of the pro-inflammatory cytokines IL-1ß and IL-18. In order to better study the membranolytic effects of particles, simpler, non-phagocytic cells like red blood cells (RBC) have been used. In this work, human RBC were treated with crystalline silica (CS), ZnO (ENM) or TiO2 (ENM), and changes to RBC membrane order were analyzed by fluorescence lifetime imaging microscopy of the membrane incorporated probe, Di-4-ANEPPDHQ. RBC treated with methyl-ß-cyclodextrin to extract out cholesterol had a lower fluorescence lifetime of Di-4-ANEPPDHQ, which indicates a decrease in membrane order. Treatment with CS and TiO2 resulted in a significant increase in fluorescence lifetime, indicating that these particles cause localized increases to lipid order. On the other hand, ZnO caused a decrease to the  lipid order with a lower fluorescence lifetime. These same three particles were used to treat liposomes composed of either phosphatidylcholine or phosphatidylserine lipids. All three materials induced an increase in lipid order measured by the time-resolved anisotropy of Di-4-ANEPPDHQ. CS and TiO2 changed the order of PC liposomes, while ZnO treatment changed the lipid order of PS liposomes. Addition of cholesterol to these liposomes reduced the effects caused by TiO2 and ZnO treatments. Taken together these results demonstrate a particle-membrane interaction that can disrupt lipid order and that this disruption can be reduced by the presence of cholesterol in the membrane. Selective modulation of lysosomal cholesterol content may be a potential therapeutic intervention for particle-induced inflammatory disease.  

 

The research within was funded by the National Institutes of Health grants R01ES023209, 1F32ES027324, P20GM103546, and P30GM103338. It was also funded by the M J Murdock Charitable Trust and the National Science Foundation grant CHE-1531520.

How to cite: Sydor, M., Anderson, D., Steele, H., Ross, J. B. A., and Holian, A.: Silica and Nano-materials Induce Red Blood Cell and Liposome Membrane Disruption That is Regulated By Cholesterol Content, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6119, https://doi.org/10.5194/egusphere-egu22-6119, 2022.

EGU22-6659 | Presentations | NH8.3

Erionite in New Zealand: initial assessment and characterization 

Janki Patel, Martin Brook, Dario Di Giuseppe, Valentina Scognamiglio, Alessandro F. Gualtieri, Melanie Kah, and Ayrton Hamilton

Erionite is a naturally occurring zeolite mineral originating from diagenesis or hydrothermal alteration of volcanic rocks. Typically, the two main types of rock in which erionite occurs are tuff and basalt. Erionite generally displays a fibrous morphology, and as with asbestos fiber exposure, when it is aerosolized and inhaled, fibrous erionite has been linked to cases of malignant mesothelioma, a fatal and aggressive tumor. Importantly, fibrous erionite appears to be similar or even more carcinogenic than the six regulated asbestos minerals. The first health issues regarding erionite exposure and mesothelioma were noted in Cappadocia (Turkey), and more recently, occupational exposure issues have emerged in the USA. The International Agency for Research on Cancer (IARC) has classified erionite as a Group 1 carcinogen. Nevertheless, when erionite fibers remain undisturbed in rock and/or, they are not thought to pose a risk to human health. In New Zealand, erionite has been found in surface rock exposures at numerous locations throughout both the North and South Islands, including (from north to south) Kaipara, Auckland, Taupo Volcanic Zone, Banks Peninsula, and the Moeraki coast. New Zealand is one of a number of high-income countries with elevated incidence of malignant mesothelioma (2.6 per 100,000), thought to result from occupational exposure to airborne asbestos fibers. However, recently people with no known asbestos exposure history have presented with mesothelioma. Thus, understanding the distribution and character of erionite in New Zealand may be important, as residential land development is occurring in some areas where erionite is known to be present. As an example case study, during an investigation at Auckland on the North Island, Miocene tuffaceous rocks from the Waitemata Group were studied using a range of analytical techniques, including SEM, TEM, Raman Spectroscopy, XRPD and FT-IR Spectroscopy. The preliminary investigation revealed that erionite-K was present within surface rock exposures, and exhibited a fibrous morphology. Dimensional analysis indicated just under half of the fibrous minerals satisfied the requirements for a respirable airborne fiber (length, L ≥5μm, a diameter, w ≤3μm, and L/w value ≥3:1). Research is ongoing in New Zealand into: (1) improved delineation of erionite geological occurrence, (2) mineralogical and chemical characterization, and, (3) transport pathways in rock and soil, all of which will contribute to future risk assessment.

 

How to cite: Patel, J., Brook, M., Di Giuseppe, D., Scognamiglio, V., Gualtieri, A. F., Kah, M., and Hamilton, A.: Erionite in New Zealand: initial assessment and characterization, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6659, https://doi.org/10.5194/egusphere-egu22-6659, 2022.

EGU22-8390 | Presentations | NH8.3

An Integrated Microscopy And Spectroscopy Approach For The Characterization Of Air Particulate Matter 

Matteo Giardino, Andrea Tiano, Oliviero Baietto, Davide Janner, and Rossana Bellopede

As the main responsible of pollution, particulate matter (PM) in big cities and industrial sites greatly affects the life quality of an ever-growing number of people all over the world. That situation drives the strong effort for continuous PM monitoring by governmental and environmental protection agencies. Despite great attention to such air quality control, the analysis of particulate is often limited to the study of size distribution and elemental composition giving only few information on the pollutant sources of origin (source apportionment). Information about such sources could assist in the development of strategies towards the reduction of pollutant emissions.

In this framework, we report a novel integrated approach for the qualitative and quantitative analysis of air particulate. The developed method leverages on the integration of different analytical techniques on PM samples such as Scanning Electron Microscopy (SEM), Raman Spectroscopy and Fourier Transform Infrared Spectroscopy (FTIR). The proposed protocol aims both at identifying the main constituents of air particulate identifying at the same time its sources (car wheel, combustion, asphalt, car brake, etc…).

The SEM analysis provides information on the size distribution and elemental composition of the particles, whereas the Raman and FTIR spectroscopy allow for the identification of the actual components. By comparing the results of the analysis with a database of spectra obtained from known samples, PM particles can be associated with a probable source.

Finally, a mapping strategy of air sampling filters for the rough quantification of each component of the particulate via Raman and FTIR spectroscopy will be presented.

How to cite: Giardino, M., Tiano, A., Baietto, O., Janner, D., and Bellopede, R.: An Integrated Microscopy And Spectroscopy Approach For The Characterization Of Air Particulate Matter, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8390, https://doi.org/10.5194/egusphere-egu22-8390, 2022.

EGU22-8515 | Presentations | NH8.3

Micro-Raman investigation on Fe-bearing impurities in chrysotile fibres 

Danilo Bersani, Laura Fornasini, Simona Raneri, Luciana Mantovani, Valentina Scognamiglio, Dario Di Giuseppe, and Alessandro F. Gualtieri

Chrysotile, one of the six regulated asbestos minerals, is the most employed and commercialized one for industrial applications, thanks to its outstanding technological properties. As of today, asbestos is banned in more than sixty countries worldwide, but the mining and use of chrysotile is still permitted in many other countries. Carcinogenic to humans, asbestos is currently deeply examined in toxicological research aimed at understanding the complex multistep process of asbestos-related carcinogenesis. In the toxicity and pathogenicity of asbestos fibres, the biopersistence plays a key role. In addition, the release of toxic trace metals from the crystal structure during the dissolution of the fibres in the lungs is strictly related to the surface reactivity of the fibres and to the prompt ROS formation, inducing an acute cytotoxicity. Although chrysotile is characterized by a relatively low biodurability, adverse effects with early carcinogenic signs are to be considered.

In the characterization of chrysotile asbestos and its intergrown mineralogical species, micro-Raman spectroscopy is an effective tool for the identification of asbestos fibres and impurities even at trace level, whose occurrence is under the detection limit of other analytical techniques. An extensive micro-Raman characterization was carried out on chrysotile from different mining locations - i.e. the abandoned mine of Balangero (Turin, Italy) and the active Orenburg Minerals mine near Yasniy (Russia). In addition to the identification of the chrysotile structure, impurities of other fibrous or lamellar species consisting of balangeroite and antigorite were easily recognized by their characteristic Raman spectra. Within the fibres, traces of Cr as toxic metal were confirmed by the characteristic photoluminescence peaks of Cr3+ emissions, located at about 680 nm. Furthermore, micro-Raman investigations, combined with SEM-EDS analyses, enables the identification of micrometric crystals – even of a few microns - of several Fe compounds, whose eventual dissolution in the organic environment should be carefully considered. Besides magnetite (Fe3O4) as the most abundant Fe compound, other Fe oxides and oxyhydroxides were identified, including hematite (α-Fe2O3), lepidocrocite (γ-FeOOH) and akageneite (β-FeOOH). Further Fe-bearing compounds include Fe sulphides, also containing Ni as toxic metal. Mackinawite (FeIIS) was detected by micro-Raman analysis in both nanocrystalline and partially oxidized forms, suggesting the presence of both Fe(II) and Fe(III) species. Nanocrystalline mackinawite is characterized by an intense sharp peak at ~280 cm-1 and a weak contribution at ~204 cm-1, whereas partially oxidized one is distinguished by Raman modes at ~122, 168, 253, 309, 323 and ~355-360 cm-1. Unlike Fe oxides, whose solubility in the organic environment in typically scarce, the rapid dissolution of Fe sulphides - such as mackinawite - may exhibit the so-called “Trojan-horse effect”, contributing to the acute toxicity of chrysotile. The presence of these micro-crystals should be considered in the release of metals in the reactivity of chrysotile fibres in the lungs. Micro-Raman spectroscopy was successfully proven as a quick and reliable technique to identify inorganic micro-crystals dispersed in chrysotile fibres.

How to cite: Bersani, D., Fornasini, L., Raneri, S., Mantovani, L., Scognamiglio, V., Di Giuseppe, D., and Gualtieri, A. F.: Micro-Raman investigation on Fe-bearing impurities in chrysotile fibres, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8515, https://doi.org/10.5194/egusphere-egu22-8515, 2022.

EGU22-8618 | Presentations | NH8.3

Relationship between human biomonitoring of inhaled biopersistent nanoparticles in broncho-alveolar lavages, lung diseases and occupational exposure 

Valérie Forest, Jérémie Pourchez, Carole Pélissier, Sabyne Audignon Durand, Jean-Michel Vergnon, and Luc Fontana

Because of the tremendous development of nanotechnologies and the subsequent potential exposure of humans to nanomaterials, nanotoxicology is a rapidly evolving research field. In a context of health risk assessment the biological monitoring (or biomonitoring) of nanoparticles in human biological samples could be a particularly useful approach to get new insights into the role of inhaled biopersistent nanoparticles in the etiology/development of some respiratory diseases. Biomonitoring has been widely used in pulmonology, especially in the case of pneumoconiosis. It can bring critical information on the relationship between exposure to a harmful substance and biological/pathological effects.

Our objective was to investigate the relationship between the biomonitoring of nanoparticles in patients’ broncho-alveolar lavages (BAL), interstitial lung diseases and occupational exposure to these particles released unintentionally.

We conducted a clinical trial on a cohort of 100 patients suffering from lung diseases (NanoPI clinical trial, ClinicalTrials.gov Identifier: NCT02549248). We separated micron-sized particles (>1 µm) from submicron (100 nm-1 µm) and nano-sized particles (<100 nm) contained in BAL from patients who suffered from interstitial lung diseases (ILD). We then determined the metal load in each of these size-fractions. We evidenced a concentration of submicron silica particles higher in patients suffering from sarcoidosis than in patients suffering from other ILD, suggesting a potential role of these inhaled particles in the etiology and/or development of sarcoidosis. Similarly, we observed a concentration of titanium nanoparticles higher in patients suffering from idiopathic fibrosis than in patients suffering from other ILD allowing suspecting a relationship between titanium nanoparticles and idiopathic pulmonary fibrosis. To complement mineralogical analyses of BAL and offer a comprehensive vision of the events from exposure to airborne nanoparticles to the biological response induced, we investigated associations between respiratory diseases and occupational exposures. To that purpose, we estimated the exposure to inhaled unintentionally released nanoparticles of the patients for each job held in their working life. Most of the patients showed a high probability of exposure to airborne unintentionally released nanoparticles (>50%), suggesting a potential role of inhaled nanoparticles in lung physiopathology. Depending on the respiratory disease, the amount of patients likely exposed to unintentionally released nanoparticles was variable (e.g. from 88% for idiopathic pulmonary fibrosis to 54% for sarcoidosis). These findings were consistent with the mineralogical analyses. Further investigations are necessary to draw firm conclusions but these first results strengthen the array of presumptions on the contribution of some inhaled particles (from nano to submicron size) to some idiopathic lung diseases.

How to cite: Forest, V., Pourchez, J., Pélissier, C., Audignon Durand, S., Vergnon, J.-M., and Fontana, L.: Relationship between human biomonitoring of inhaled biopersistent nanoparticles in broncho-alveolar lavages, lung diseases and occupational exposure, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8618, https://doi.org/10.5194/egusphere-egu22-8618, 2022.

EGU22-8801 | Presentations | NH8.3

Tremolite and actinolite asbestos as micro-reservoirs for Potentially Toxic Elements (PTEs) : implications for human health 

Rosalda Punturo, Claudia Ricchiuti, Andrea Bloise, Maria Rita Pinizzotto, and Carmelo Cantara

Nowadays, the toxicity of asbestos mineral fibres is undeniable and well known. It is worthnoting that the mechanism by which these fibers induce adverse effects on human health is not completely understood yet. Major difficulties are related to the wide variability in size, bio durability, molecular arrangement, surface reactivity and chemistry of asbestos fibers. Moreover, the toxicity degree of these hazardous minerals can be further increased by the presence of potential toxic elements (PTEs), especially heavy metals hosted in the fiber lattice.

The present contribution deals with determination of PTEs amount in some tremolite asbestos and actinolite asbestos samples from Episcopia and San Severino Lucano villages (Basilicata region, Southern Italy), in order to assess their potential toxicity.

Micro X-Ray Fluorescence (µ-XRF) and Inductively Coupled Plasma spectroscopy with Optical Emission Spectrometry (ICP-OES) techniques have been used to quantify the concentration of major, minor (Si, Mg, Ca, Al, Fe, Mn) and trace elements (Ag, As, Ba, Be, Cd, Co, Cr, Cu, Li, Mo, Ni, Pb, Sb, Sn Sr, Ti, Te, V, W, Zn, Zr), with the aim of providing a contribution related to the asbestos toxicity knowledge up to now. Specifically, among minor elements, high amounts of Fe and Mn were found in the studied samples. As far as trace elements are concerned, results revealed high concentrations of Cr and Ni in both the studied samples, thus suggesting high toxicity character of the fibers.

Depending on the pseudo-total PTEs concentrations in either tremolite and asbestos samples, it is possible to speculate that some fiber samples are  more toxic than the other one, inducing adverse effects on human health and environment at various extents. Indeed, PTEs transported through asbestos in the air, water and soils come in contact with the human body and therefore can represent a source of risk to human health.

How to cite: Punturo, R., Ricchiuti, C., Bloise, A., Pinizzotto, M. R., and Cantara, C.: Tremolite and actinolite asbestos as micro-reservoirs for Potentially Toxic Elements (PTEs) : implications for human health, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8801, https://doi.org/10.5194/egusphere-egu22-8801, 2022.

EGU22-9147 | Presentations | NH8.3

Short vs. long amosite fibers: implication of particle clearance for asbestos-associated pulmonary inflammation and fibrosis 

Riccardo Leinardi, Alain Lescoat, Yousof Yakoub, Amandine Pochet, Francesco Turci, François Huaux, and Valérie Lecureur-Rolland

Exposure to asbestos is known for inducing inflammation, pulmonary fibrosis, lung cancer and malignant mesothelioma. Although several novel biomarkers and treatments are being tested, these chronic disorders are currently incurable, and the prognosis is particularly poor. The development of asbestos-induced cancer results from mutations, cell transformation and proliferation caused by reactive oxygen species and elevated levels of pro-inflammatory cytokines. Fiber-induced chronic inflammation also explains asbestosis, an interstitial lung disease characterized by uncontrolled matrix protein deposition leading to detrimental lung fibrosis. The investigation of the in-vivo molecular mechanisms driving asbestos pathogenicity is still a matter of debate. In this context, it is accepted that the physico-chemical properties of the fibers play a crucial role in causing adverse effects, and long fibers are still considered more toxic than short ones. Indeed, when fibers reach the alveolar space and migrate to the pleural/peritoneal cavity, long and thin fibers shows stronger inflammogenic, fibrogenic and tumorigenic effects than short fibers, in the long term. It is largely hold that short asbestos fibers are more easily cleared from the lungs and elicit a lower reactional and/or inflammatory effect. To further investigate this paradigm of toxicity, we compared the pro-inflammatory and pro-fibrogenic potential of short and long amosite fibers in in-vitro (J774 murine macrophages) and in-vivo (C57BL/6 mice) models. Surprisingly, our results demonstrated that short fibers were more prone to induce in-vitro cytotoxicity, accompanied by the release of pro-inflammatory biomarkers, in comparison to long fibers. On the contrary, the long fibers were significantly more inflammogenic and fibrogenic in the lungs of treated mice, while the short fibers were almost inert and did not induce acute and chronic inflammation and fibrosis. Furthermore, we observed that, while the long fibers were still present in the lungs of the animals 4 months after the exposure, the short amosite was substantially absent. These findings imply that the pulmonary deposition and a defect of clearance of the fibers play a crucial role in the development of in-vivo detrimental effects associated to long asbestos. This effect overcomes the mere in-vitro cytotoxic and inflammogenic potential of short fibers. Present results provide new insights into the mechanisms that drive asbestos toxicity, opening new perspectives for the development of reliable in vitro tests that fully predict health adverse effects associated to inorganic mineral fibers.

How to cite: Leinardi, R., Lescoat, A., Yakoub, Y., Pochet, A., Turci, F., Huaux, F., and Lecureur-Rolland, V.: Short vs. long amosite fibers: implication of particle clearance for asbestos-associated pulmonary inflammation and fibrosis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9147, https://doi.org/10.5194/egusphere-egu22-9147, 2022.

EGU22-9913 | Presentations | NH8.3 | Highlight

GeoPiemonte NOA: a geological map of naturally occurring asbestos in Piemonte region (NW Italy) 

Fabrizio Piana, Luca Barale, Roberto Compagnoni, and Francesco Turci

The “Geological map of Naturally Occurring Asbestos of Piemonte region” at 1:250,000 scale aims at reviewing the distribution of NOA-bearing rocks and the individual occurrences of NOA minerals of Piemonte at the regional scale. 

A geo-lithological basemap was produced ad hoc through a reasoned simplification of the basic Geological Map of Piemonte and its geo-database (GeoPiemonteMap, Piana et al., 2017; also available as a WebGIS service at https://webgis.arpa.piemonte.it/Geoviewer2D/index.html?config=other-configs/geologia250k_config.json). Particular emphasis was given to the potentially NOA-bearing rocks, i.e., meta-ophiolites and sedimentary successions containing meta-ophiolite clasts. The map reports hundreds of punctual occurrences of NOA minerals, as well as the main former asbestos mining sites. The NOA occurrences dataset derives from a thorough revision of the regional geological literature, integrated with authors' original data acquired during several years of geological and geo-environmental surveys.

The map is supported by a geo-database, compliant with the geo-datsabase of basic Geological Map of Piemonte. Each mapped NOA occurrence corresponds to an item of the geo-database, containing the following information: NOA mineral(s) species, locality and coordinates, occurrence type (i.e., in vein/in the rock matrix/detrital), host rock lithology, meso- and micro-scale description (e.g., vein thickness, associated minerals, etc.), NOA mineral identification method (e.g, optical microscopy, microRaman spectroscopy, XRD, etc...), bibliographic reference, and sample availability (i.e., presence of samples in university or museum collections).

References:
Piana et al. (2017), Journal of Maps 13: 395-405, DOI: 10.1080/17445647.2017.1316218

How to cite: Piana, F., Barale, L., Compagnoni, R., and Turci, F.: GeoPiemonte NOA: a geological map of naturally occurring asbestos in Piemonte region (NW Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9913, https://doi.org/10.5194/egusphere-egu22-9913, 2022.

EGU22-10230 | Presentations | NH8.3 | Highlight

First results on microfibers in marine sediments from the Gulf of Naples, Italy 

Manuela Rossi, Francescopaolo Capasso, Ada Antonella Rasulo, Patrizia Pretto, Alessio Langella, Francesco Izzo, Carlo Donadio, Alessandro Vergara, Stefano Albanese, Michele Arienzo, Luciano Ferrara, Silvia Fraterrigo Garofalo, Melania Fiore, Debora Fino, and Tonia Tommasi

Microplastics (MPs) are emerging pollutants exhibiting a wide range of morphologies, sizes, and visual properties (Lusher et al., 2020). They are found in the environment in different forms such as pellets, i.e., spherical beads, films, foams, fragments, fibres, etc. Microfibres are the most frequently reported in literature (Arienzo et al., 2021). Microplastics can vehicle xenobiotics on their surface including persistent inorganic and organic pollutants. Contaminants and pathogens are collected and transmitted to biota aggravating their toxicological profile (Arienzo et al., 2021). Once generated, MPs may travel along oceans and finally be trapped in marine sediments, the ultimate sink (Harris 2020). Microplastics are present in the environment as result of disruption of primary sources like microbeads, secondary sources like synthetic fibers or due to weathering and breakdown of larger plastic pieces. Weathering is the result of chemical transformations and/or mechanical stresses such as wind, water flow, or corrasion. These transformations are known to cause changes in the plastic's performance such as increased brittleness and discoloration (Hebner and Maurer-Jones, 2020). For these reasons, microscopical analysis of samples is largely employed in microplastic research protocols, usually starting with an initial isolation followed by morphology recognition (Lusher et al. 2020). Visual classification is essential in supporting the various methods and can assist in reducing potential shortcomings of these methods. This study focuses, for the first time, on microplastic distribution in marine sediments, specifically in four submerged and two emerged sand samples of the Posillipo coast, NE of Naples City, in the homonymous gulf. The study is focused on microplastic distribution in marine sediments comparing submerged and emerged samples, highlighting the correlation occurring between sand particles dimensions. Counting and morphological characterization was performed by an original approach, without any pre-treatment of the specimens. Three grams of sample were manually quartered in a controlled environment and homogeneously distributed in glass capsules to allow easy morphological identification and counting. Based on Lusher et al 2020, four descriptive categories were used to aid in visual descriptions of microplastics: morphology (size, shape, texture), optical properties (color, reflectivity), behavior (flexibility), and surface roughness. The procedure also helped the identification of microplastics linked to sediments, and the exploration of microplastic surface for presence of biological or chemical pollutants. Morphological data from optical microscopy assay were used for subsequent SEM analysis of the selected microfibers to confirm the presences of contamination. Morphological data evidenced the presence only of microfibers with different sizes, textures (fiber bundle, single, string), color, and reflectivity, especially in submerged sediments. Moreover, microfibers appeared to be bound to sediments particles, 3% and 13% in two samples. SEM showed alterations on the microfibers surface and local presences of microplastic beads. To fully characterize the studied sediments, mineralogical and micro-Raman analyses along with a particle size classification were also carried out. This analytical procedure represents a preliminary approach to the study of MPs in marine and continental sediments finalized to better address further investigations required to carefully characterize these emerging pollutants.

How to cite: Rossi, M., Capasso, F., Rasulo, A. A., Pretto, P., Langella, A., Izzo, F., Donadio, C., Vergara, A., Albanese, S., Arienzo, M., Ferrara, L., Fraterrigo Garofalo, S., Fiore, M., Fino, D., and Tommasi, T.: First results on microfibers in marine sediments from the Gulf of Naples, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10230, https://doi.org/10.5194/egusphere-egu22-10230, 2022.

EGU22-10359 | Presentations | NH8.3

Microscopic and microanalytical investigation of concrete for road pavement slabs and highway pylons 

Elena Marrocchino, Roberta Paletta, and Carmela Vaccaro

Cement has good compressive properties but poor tensile strength, which is critical of its composites. To solve this challenge, in the last decades, different types of reinforcing fibers, such as glass, carbon, polyvinyl alcohol, steel, asbestos, aramid, or cellulosic fibers have been used. The main benefits of adding reinforcing fibers in cement are the improvement of tensile strength, flexural strength and toughness, due to this, in the late 1960s in some European motorways, have been used concretes for road pavement slabs and for pylon with asbestos and fibrous minerals in the mixture. Anyway, the cumulative traffic loading and the exposure to weathering, especially the impact of chloride diffusion for use of de-icing salt, can induce severe degradation phenomena affecting both the concrete and the asbestos mineral fibers. Highway and street pavements are massive civil infrastructures. Highway and street pavements are massive civil infrastructures and in Italy, in the last decade, the structural suitability of hundreds of thousands of kilometers of motorways is under verification due to degradation phenomena.

A combination of different analytical methods was used to characterize concrete samples affected by self-passivating due to calcite fouling and biofilm, presumably mainly caused by transporting water rich in salts. Samples have been studied by optical microscopic observation and by Scanning Electron Microscopy-Energy Dispersive (SEM-EDS) analysis. It has been hypothesized that seasonal variations of water temperature and high chemical interaction water-concrete should be responsible for the hydrolysis and Ca leaching that cause the degradation of the cement paste and the exposure of asbestos mineral fibers to weathering.

Potential risks during maintenance interventions should be taken into consideration, in this light, mineralogical and petrographic characterization of concrete for road pavement slabs and for pylon is a useful tool for investigating the presence of potentially dangerous minerals that required caution during degradation product removal with methodologies that pulverize the samples. To prevent effective post-degradation transformation into elements harmful to health and the environment, careful monitoring is recommended.

How to cite: Marrocchino, E., Paletta, R., and Vaccaro, C.: Microscopic and microanalytical investigation of concrete for road pavement slabs and highway pylons, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10359, https://doi.org/10.5194/egusphere-egu22-10359, 2022.

EGU22-10497 | Presentations | NH8.3

Molecular recognition between membrane epitopes and nearly free surface silanols on silica: a new paradigm for particle toxicity mechanism 

Francesco Turci, Cristina Pavan, Chiara Bellomo, Stefania Cananà, Erica Rebba, Matthew Sydor, Riccardo Leinardi, Rebekah Kendall, Lorenzo Mino, Andrij Holian, and Dominique Lison

Respirable crystalline silica (RCS) is the leading cause of occupational respiratory disease worldwide. RCS is associated with silicosis, cancer, and autoimmune diseases [1]. Silica (SiO2) is a simple, yet structurally very complex oxide and tens of variable crystalline and amorphous forms exist with different structures and surfaces. Structural heterogeneity is reflected in variable toxic effects, and this in turn generates one of the most intriguing enigmas in particle toxicology, i.e., deciphering the exact molecular nature of the interaction between silica and biological matter.

A large set of synthetic and natural, crystalline and amorphous, micrometric and nanometric silica particles were prepared, modified, and characterized. The interaction of these surface-modified silicas with membrane systems of decreasing molecular complexity, e.g., red blood cells, liposomes, and phospholipid supramolecular structures (PLS), was investigated and compared with the results of in vitro and in vivo particle toxicity assessment.

A specific silanol (≡Si-OH) sub-group at silica surface, the “nearly free silanols” (NFS), was evidenced as the cause for the membranolytic and inflammatory effect of silica [2]. Silica powders with NFS-rich surfaces caused RBC membrane lysis, and selectively perturbed liposomes and adsorbed PLS. Specific amino groups exposed at the membrane surface are proposed as recognition epitopes for the selective interaction with NFS, which are in turn proposed as the molecular pattern that defines the interaction of silica with biomembranes [3]. Our findings open a new perspective for tailoring less toxic silica particles and for designing improved technological applications of silica. NFS and hydroxylated surface moieties may be also relevant for the toxicity of other respirable mineral dusts, suggesting a new paradigm for particle toxicity mechanism.

References
[1] Leung et al., Lancet 2012, 379, 2008; [2] Pavan et al., Proc. Natl. Acad. Sci USA 2020, 117, 27836; [3] Pavan et al., sumbitted to ACS Central Science

How to cite: Turci, F., Pavan, C., Bellomo, C., Cananà, S., Rebba, E., Sydor, M., Leinardi, R., Kendall, R., Mino, L., Holian, A., and Lison, D.: Molecular recognition between membrane epitopes and nearly free surface silanols on silica: a new paradigm for particle toxicity mechanism, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10497, https://doi.org/10.5194/egusphere-egu22-10497, 2022.

A review of a range of TEM and SEM studies of fibrous amphiboles has been undertaken. Of particular relevance, are TEM studies where fibers were viewed down the fiber axis which identified the following common features to a greater or lesser degree: 1) crystal structure defects & stacking faults, 2) the presence of fiber cross-sectional edges which are rounded, irregular, faceted, or hybrid, and 3) intergrowths with other crystalline phases. Also of relevance are SEM studies where external fiber morphology can be studied in detail. The features identified in these studies have been used by various parties to either include or exclude identified fibers as asbestos. This review contrasts and compares the fiber images presented in the TEM/SEM studies and attempts to summarize the issues and arguments being made by various parties, including mineralogists, regulators, litigators in asbestos injury lawsuits, and others, in the debate as to whether fibrous amphiboles are, or are not, asbestos and to be included during analytical testing.

How to cite: Bailey, R. M.: A review of the range of fibrous amphibole crystal morphologies between asbestiform fibers and cleavage fragments as revealed by TEM/SEM studies and how their interpretation impacts analytical testing results used in asbestos exposure studies., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10941, https://doi.org/10.5194/egusphere-egu22-10941, 2022.

EGU22-11397 | Presentations | NH8.3

Naturally Occurring Asbestos (NOA) in sediments: state of the art and perspectives 

Luca Barale, Chiara Avataneo, Roberto Compagnoni, Roberto Cossio, Anna d'Atri, Cecilia Gomiero, Fabrizio Piana, and Francesco Turci

Studies on naturally occurring asbestos (NOA) and on the relevant geo-environmental problems have been traditionally focused on metamorphic rocks (and, more recently, on magmatic rocks). Besides these 'primary' occurrences (i.e., those realted to the in situ growth of NOA minerals), 'secondary', detrital NOA may occurr in sediments, sedimentary rocks and soils derived form the erosion of 'primary' NOA bearing rocks.
The occurrence of detrital NOA in sediments and soils is increasingly recognized worldwide. However, a few studies exist that investigate the 'sedimentology of NOA', i.e., the mechanisms underlying the genesis, transport, deposition and post-depositional modifications of detrital NOA particles in the different sedimentary environments. A better understanding of these mechanisms would give us the tools to predict the presence and possible concentration of detrital NOA in sediments and sedimentary rocks.
The occurrence and distribution of detrital NOA within the Oligocene-Miocene succession of the southern Tertiary Piemonte Basin (NW Italy), will be investigated as a scientific development in the frame of the CARG project (Geological Mapping at 1:50,000 scale - sheet 195 Novi Ligure). This succession consists of stratigraphic units rich in ophiolite clasts and deposited in a variety of sedimentary environments, from continental to deep marine, thus representing an ideal study case. 

How to cite: Barale, L., Avataneo, C., Compagnoni, R., Cossio, R., d'Atri, A., Gomiero, C., Piana, F., and Turci, F.: Naturally Occurring Asbestos (NOA) in sediments: state of the art and perspectives, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11397, https://doi.org/10.5194/egusphere-egu22-11397, 2022.

EGU22-12171 | Presentations | NH8.3

A minero-chemical investigation of dental alginates in relation to their health effects 

Tommaso Baroni, Maurizio Romanelli, Elena Belluso, Silvana Capella, Fabio Capacci, Giordano Montegrossi, and Francesco Di Benedetto

A case of severe silicosis was described in association with the production and use of dental alginates [1]. This evidence suggests a potential underestimated source of exposure to toxicants for workers, in a professional branch where silica-related risk has not been yet considered.

In the present study, we undertook a thorough characterisation of two commercial silica-based dental alginates. X-ray Powder Diffraction (XRPD) was used to establish the mineralogical composition, in combination with SEM-EDS analysis, in order to assess particle size, morphology and chemistry of the dental alginates components. Finally, preliminary room-temperature EPR investigations were carried out to identify selected paramagnetic species, namely Fe(III) and radicals. The results point to the presence of an extensive amount of diatomaceous earth, clearly identified by micromorphology, primarily formed by cristobalite, which results as the most abundant crystalline phase in XRPD. The presence of such abundant cristobalite amount results from the high-temperature transformation of amorphous silica during the calcination process to which diatomaceous earth (originally amorphous) had been subjected. Subordinate amounts of associated phases such as gypsum, talc, magnesium oxide (besides potassium hexafluorotitanate and Na/K alginates) were observed. A relevant fraction of an amorphous-to-cryptocrystalline silica fraction was also identified. In terms of size distribution, all the different components are represented by particles of different shapes with size <100 µm [2]. While the associated phases pertain to the inhalable fraction, the presence of a significant amount of complete diatoms shells with diameter < 10 µm and abundant scattered fragments < 4 µm sets the cristobalite into the thoracic and respirable fraction categories [2].

Based on the obtained results, we warmly support the reconsideration of dental alginates in terms of the definition of their health risks, mostly consisting of a very harmful silica polymorph, as cristobalite. Interesting parallelisms can be fostered with the well-known epidemiological studies on the cohorts of workers of the diatomaceous earth [3-5]. In particular, two different contexts of exposure can be identified: the step when dry mixing of the individual components of the mixture are blended together (industrial production of commercial materials) and when workers clean the metal mould of the dental cast from the hardened alginate composite.

[1] Barbieri et al. (2020) Med Lav; 111, 3: 222-231

[2] CEN (1993), European Standard, EN481:1993

[3] Legge & Rosencrantz (1932) Am J Public Health; 22: 1055-1060

[4] Ebina et al. (1952) Tohoku J Exp Med; 56: 214

[5] Paterni (1965) Folia Med (Napoli); 48: 183-188

How to cite: Baroni, T., Romanelli, M., Belluso, E., Capella, S., Capacci, F., Montegrossi, G., and Di Benedetto, F.: A minero-chemical investigation of dental alginates in relation to their health effects, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12171, https://doi.org/10.5194/egusphere-egu22-12171, 2022.

EGU22-12527 | Presentations | NH8.3

Assessing the surface reactivity of volcanic ashes in view of their potential respiratory hazard: the Pomici di Avellino eruption (3.9 ka BP) 

Giada Fernandez, Biagio Giaccio, Alessandro Pacella, Gianluca Sottili, Maura Tomatis, and Francesco Turci

Volcanic ashes from the Pomici di Avellino (PdA) eruption, an Early Bronze Age (ca. 3.9 ka BP) Plinian event from Somma-Vesuvius, had a wide dispersal area including most of the Central-South regions of Italy. The finest fraction of volcanic ashes can impact the human respiratory apparatus and induce severe respiratory difficulties and pathologies. Particle size, shape and composition, as well as surface reactivity are the key properties that define health hazard of volcanic ashes. Recent studies evidenced that volcanic ashes could generate significant amounts of free radicals. The particle-derived free radicals can contribute, together with the reactive species (ROS) produced by the cells, to the onset of oxidative stress. To evaluate the potential health impact of volcanic ashes both in proximal and distal areas we examined some physical and chemical characteristics of PdA ashes that may play a role in the onset of adverse health effects. Specifically, the particle size distribution (PSD) and surface properties (the specific surface area (SSA), the mobilization of bio-accessible iron ions and the ability to generate hydroxyl radicals) of PdA ashes have been measured.    

PSD was obtained by automated image analysis coupled with electron microscopy. Bio-available iron was quantified using specific iron chelator and colorimetric reactions. The physisorption of N2 at 77 K (N2 BET method) was used to measure the specific surface area. Electron Paramagnetic Resonance (EPR) coupled with spin trapping technique was used to quantify the ·OH radical generation.  

The results show a high surface area value, the presence of an amount of removable iron, and a reactivity in the formation of hydroxyl radicals. Furthermore, the ·OH radical generation is continuous in time. In particular, PdA volcanic ashes reactivity is probably related to the presence of surface bio-accessible iron, which is able to generate free radicals. Thus, free radical generation could make Mt. Vesuvius ashes potentially toxic and threaten people’s health causing respiratory problems. Overall, the physico-chemical characteristics of ash particles from Somma-Vesuvius might pose a significant health hazard even in distal areas, where the transport and the inhalation of fine-grained ashes from explosive eruptions might cause respiratory diseases. In light of these new data, further investigation (e.g. crystalline silica amount) to assess Somma-Vesuvius ashes toxicity is required.

How to cite: Fernandez, G., Giaccio, B., Pacella, A., Sottili, G., Tomatis, M., and Turci, F.: Assessing the surface reactivity of volcanic ashes in view of their potential respiratory hazard: the Pomici di Avellino eruption (3.9 ka BP), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12527, https://doi.org/10.5194/egusphere-egu22-12527, 2022.

EGU22-13020 | Presentations | NH8.3

Assessing the oxidative damage potential of engineered stone dust using a deoxyguanosine assay 

Leigh Thredgold, Chandnee Ramkissoon, Chellan Kumarasamy, Richard Gun, Shelley Rowett, and Sharyn Gaskin

The popularity of engineered stone (ES), alternatively known as artificial stone, as a building material for kitchen and bathroom benchtops in residential houses has expanded rapidly over the last decade. This has been associated with a global increase in occupational lung disease in workers exposed to the respirable dust produced during fabrication of ES products. In this study, we evaluated the reactivity and subsequent oxidative reduction potential of ES dusts generated by dry-cutting different ES materials using a common fabrication tool in a controlled environment and subsequently applying these freshly generated dusts to a cell-free deoxyguanosine hydroxylation assay to assess the potential for oxidative DNA damage. The objectives of this study were to (1) compare the potential for oxidative damage by (i) engineered vs. natural stones, (ii) settled vs. respirable stone dust fractions and (2) assess the effect of ageing on the reactivity of freshly-generated stone dust. Engineered stone dust was found to exhibit a higher relative reactivity than the majority of natural stones tested.  Respirable dust fractions were found to be significantly more reactive than their corresponding settled fraction (p<0.05), across all stone types and samples. However, settled dusts still displayed relatively high reactivity overall. No significant change in respirable dust reactivity was observed for three ES samples over a 21-day period; whereas a significant decrease in reactivity was observed in the natural stone studied. These results indicate that ES dusts are able to maintain their relatively high reactivity for extended time periods and settled dust fractions remain a significant hazard if resuspended within the workplace. This study has practical implications for dust control and housekeeping in industry, risk assessment and management.

How to cite: Thredgold, L., Ramkissoon, C., Kumarasamy, C., Gun, R., Rowett, S., and Gaskin, S.: Assessing the oxidative damage potential of engineered stone dust using a deoxyguanosine assay, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13020, https://doi.org/10.5194/egusphere-egu22-13020, 2022.

EGU22-13253 | Presentations | NH8.3

Characterization of asbestos minerals in serpentinites quarries in the Pollino Massif (southern Apennines, Italy) 

Giovanna Rizzo, Roberto Buccione, Angela De Bonis, Michele Paternoster, and Giovanni Mongelli

In the Pollino Massif, in the southern Apennines, the asbestos minerals bearing serpentinites are widely exposed at several quarries (Pietrapica quarry, Timpa Castello quarry, Fagosa quarry and Ghiaia quarry), whose material was extracted and used as aggregates for construction, filling and embankments, and as ornamental stones. Airborne asbestos can be the result of extraction procedure as the stacking, storing and grinding of the serpentinites, so due to the environmental concerns the quarries have been abandoned. In the Pollino Massif serpentinites represent the lherzolitic to harzburgitic upper mantle basament of the Internal Liguride sequence of southern Apennines and can be classified as cataclastic and massive (Dichicco et al., 2015). Cataclastic serpentinites are fractured and deformed whereas those massive show a low fracturing and deformation. The serpentinites have homogeneous mineral compositions and are mainly composed by serpentine polimorphous, asbestiform tremolite, followed by actinolite, chlorite, magnetite and Cr-spinels, and subordinatly calcite, dolomite, and clay minerals. Further, edenite, currently not regulated by the Directive 2003/18/EC of the European Parliament and of the European Council of 27th March 2003, has been recently also detected for the first time (Dichicco et al., 2019). Serpentinite rocks can release significant amounts of fibers of hazardous minerals for the human health, into the air, water and soil, either through geogenic weathering processes or human activity. The observed fibers in the outcrops are of two types: 1) large and elongated fibers that occupy the entire surface of the rock; 2) tiny fibers forming a network throughout the rock.

The aim of this work is to characterize in a detailed way the asbestos minerals of representative serpentinite samples taken from the four quarries using the combination of different analytical techniques: field surveys, X-Ray powder diffraction (XRPD), scanning electron microscopy combined with energy dispersive spectrometry (SEM/EDS), µ-Raman spectroscopy, Fourier transform infrared spectroscopy (FT-IR) in order to assess the impact on the environment and public health.

References:

Dichicco, M.C.; Laurita, S.; Paternoster, M.; Rizzo, G.; Sinisi, R.; Mongelli, G. Serpentinite Carbonation for CO2. Sequestration in the Southern Apennines: Preliminary Study. Energy Procedia 2015, 76, 477-486.

Dichicco, M.C.; Paternoster, M.; Rizzo, G.; Sinisi, R. Mineralogical Asbestos Assessment in the Southern Apennines (Italy): A Review. Fibers 2019, 7, 24.

How to cite: Rizzo, G., Buccione, R., De Bonis, A., Paternoster, M., and Mongelli, G.: Characterization of asbestos minerals in serpentinites quarries in the Pollino Massif (southern Apennines, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13253, https://doi.org/10.5194/egusphere-egu22-13253, 2022.

EGU22-1024 | Presentations | ITS3.5/NP3.1

Efficiency and synergy of simple protective measures against COVID-19: Masks, ventilation and more 

Ulrich Pöschl, Yafang Cheng, Frank Helleis, Thomas Klimach, and Hang Su

The public and scientific discourse on how to mitigate the COVID-19 pandemic is often focused on the impact of individual protective measures, in particular on vaccination. In view of changing virus variants and conditions, however, it seems not clear if vaccination or any other protective measure alone may suffice to contain the transmission of SARS-CoV-2. Accounting for both droplet and aerosol transmission, we investigated the effectiveness and synergies of vaccination and non-pharmaceutical interventions like masking, distancing & ventilation, testing & isolation, and contact reduction as a function of compliance in the population. For realistic conditions, we find that it would be difficult to contain highly contagious SARS-CoV-2 variants by any individual measure. Instead, we show how multiple synergetic measures have to be combined to reduce the effective reproduction number (Re) below unity for different basic reproduction numbers ranging from the SARS-CoV-2 ancestral strain up to measles-like values (R0 = 3 to 18).

Face masks are well-established and effective preventive measures against the transmission of respiratory viruses and diseases, but their effectiveness for mitigating SARS-CoV-2 transmission is still under debate. We show that variations in mask efficacy can be explained by different regimes of virus abundance (virus-limited vs. virus-rich) and are related to population-average infection probability and reproduction number. Under virus-limited conditions, both surgical and FFP2/N95 masks are effective at reducing the virus spread, and universal masking with correctly applied FFP2/N95 masks can reduce infection probabilities by factors up to 100 or more (source control and wearer protection).

Masks are particularly effective in combination with synergetic measures like ventilation and distancing, which can reduce the viral load in breathing air by factors up to 10 or more and help maintaining virus-limited conditions. Extensive experimental studies, measurement data, numerical calculations, and practical experience show that window ventilation supported by exhaust fans (i.e. mechanical extract ventilation) is a simple and highly effective measure to increase air quality in classrooms. This approach can be used against the aerosol transmission of SARS-CoV-2. Mechanical extract ventilation (MEV) is very well suited not only for combating the COVID19 pandemic but also for sustainably ventilating schools in an energy-saving, resource-efficient, and climate-friendly manner.  Distributed extract ducts or hoods can be flexibly reused, removed and stored, or combined with other devices (e.g. CO2 sensors), which is easy due to the modular approach and low-cost materials (www.ventilationmainz.de).

The scientific findings and approaches outlined above can be used to design, communicate, and implement efficient strategies for mitigating the COVID-19 pandemic.

References:

Cheng et al., Face masks effectively limit the probability of SARS-CoV-2 transmission, Science, 372, 1439, 2021, https://doi.org/10.1126/science.abg6296 

Klimach et al., The Max Planck Institute for Chemistry mechanical extract ventilation (MPIC-MEV) system against aerosol transmission of COVID-19, Zenodo, 2021, https://doi.org/10.5281/zenodo.5802048  

Su et al., Synergetic measures to contain highly transmissible variants of SARS-CoV-2, medRxiv, 2021, https://doi.org/10.1101/2021.11.24.21266824

 

How to cite: Pöschl, U., Cheng, Y., Helleis, F., Klimach, T., and Su, H.: Efficiency and synergy of simple protective measures against COVID-19: Masks, ventilation and more, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1024, https://doi.org/10.5194/egusphere-egu22-1024, 2022.

EGU22-1890 | Presentations | ITS3.5/NP3.1

Possible effect of the particulate matter (PM) pollution on the Covid-19 spread in southern Europe 

Jean-Baptiste Renard, Gilles Delaunay, Eric Poincelet, and Jérémy Surcin

The time evolution of the Covid-19 death cases exhibits several distinct episodes since the start of the pandemic early in 2020. We propose an analysis of several Southern Europe regions that highlights how the beginning of each episode correlates with a strong increase in the concentrations level of pollution particulate matter smaller than 2.5 µm (PM2.5). Following the original PM2.5 spike, the evolution of the Covid-19 spread depends on the (partial) lockdowns and vaccinate races, thus the highest level of confidence in correlation can only be achieved when considering the beginning of each episode. The analysis is conducted for the 2020-2022 period at different locations: the Lombardy region (Italy), where we consider the mass concentrations measurements obtained by air quality monitoring stations (µg.m-3), and the cities of Paris (France), Lisbon (Portugal) and Madrid (Spain) using in-situ measurements counting particles (cm-3) in the 0.5-2.5 µm size range obtained with hundreds of mobile aerosol counters. The particle counting methodology is more suitable to evaluate the possible correlation between PM pollution and Covid-19 spread because we can better estimate the concentration of the submicronic particles compared with a mass concentration measurement methodology which would result in skewed results due to larger particles. Very fine particles of lesser than one micron go deeper inside the body and can even cross the alveolar-capillary barrier, subsequently attacking most of the organs through the bloodstream, potentially triggering a pejorative systemic inflammatory reaction. The rapidly increasing number of deaths attributed to the covid-19 starts between 2 weeks and one month after PM events that often occur in winter, which is coherent with the virus incubation time and its lethal outcome. We suggest that the pollution by the submicronic particles alters the pulmonary alveoli status and thus significantly increase the lungs susceptibility to the virus.

How to cite: Renard, J.-B., Delaunay, G., Poincelet, E., and Surcin, J.: Possible effect of the particulate matter (PM) pollution on the Covid-19 spread in southern Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1890, https://doi.org/10.5194/egusphere-egu22-1890, 2022.

In the past two years, numerous advances have been made in the ability to predict the progress of COVID19 epidemics.  Basic forecasting of the health state of a population with respect to a given disease is based on the well-known family of SIR models (Susceptible Infected Recovered). The models used in epidemiology were based on deterministic behavior, so the epidemiological picture tomorrow depends exclusively on the numbers recorded today. The forecasting shortcomings of the deterministic SEIR models previously used in epidemiology were difficult to highlight before the advent of COVID19  because epidemiology was mostly not concerned with real-time forecasting.  From the first wave of COVID19 infections, the limitations of using deterministic models were immediately evident: to use them, one should know the exact status of the population and this knowledge was limited by the ability to process swabs. Futhermore, there is an intrinsic variability of the dynamics which depends on age, sex, characteristics of the virus, variants and vaccination status. 

Our main contribution was to define a SEIR model that assumes these parameters as constants could not be used for reliable predictions of COVID19 pandemis and that more realistic forecasts can be obtained by adding fluctuations in the model. The fluctuations in the dynamics of the virus induced by these factors do not just add variaiblity around the deterministic solution of the SIR models, the also introduce another timing of the pandemics which influence the epidemic peak. With our model we have found that even with a basic reprdocution number Rt less than 1 local epidemic peaks can occur that resume over a certain period of time. 

Introducing noise and uncertainty allows  to define a range of possible scenarios, instead of making a single prediction. This is what happens when we replace the deterministic approach, with a probabilistic approach. The probabilistic models used to predict the progress of the Covid-19 epidemic are conceptually very similar to those used by climatologists, to imagine future environmental scenarios based on the actions taken in the present.  As human beings we can intervene in both systems. Based on the choices we will make and the fluctuations of the systems, we can predict different responses. In the context of the emergency that we faced, the collaboration between different scientific fields was therefore fundamental, which, by comparing themselves, were able to provide more accurate answers. Furthermore, a close collaboration has arisen between epidemiologists and climatologists. A beautiful synergy that can give a great help to society in a difficult moment.

References

-Faranda, Castillo, Hulme, Jezequel, Lamb, Sato & Thompson (2020). Chaos: An Interdisciplinary Journal of Nonlinear Science30(5), 051107.

-Alberti & Faranda (2020).  Communications in Nonlinear Science and Numerical Simulation90, 105372.

-Faranda & Alberti (2020). Chaos: An Interdisciplinary Journal of Nonlinear Science30(11), 111101.

-Faranda, Alberti, Arutkin, Lembo, Lucarini. (2021).  Chaos: An Interdisciplinary Journal of Nonlinear Science31(4), 041105.

-Arutkin, Faranda, Alberti, & Vallée. (2021). Chaos: An Interdisciplinary Journal of Nonlinear Science31(10), 101107.

How to cite: Faranda, D.: How concepts and ideas from Statistical and Climate physics improve epidemiological modelling of the COVID 19 pandemics, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2801, https://doi.org/10.5194/egusphere-egu22-2801, 2022.

EGU22-3690 | Presentations | ITS3.5/NP3.1

Improving the conservation of virus infectivity during airborne exposure experiments 

Ghislain Motos, Kalliopi Violaki, Aline Schaub, Shannon David, Tamar Kohn, and Athanasios Nenes

Recurrent epidemic outbreaks such as the seasonal flu and the ongoing COVID-19 are disastrous events to our societies both in terms of fatalities, social and educational structures, and financial losses. The difficulty to control COVID-19 spread in the last two years has brought evidence that basic mechanisms of transmission for such pathogens are still poorly understood.

             Three different routes of virus transmission are known: direct contact (e.g. through handshakes) and indirect contact through fomites; ballistic droplets produced by speaking, sneezing or coughing; and airborne transmission through aerosols which can also be produced by normal breathing. The latter route, which has long been ignored, even by the World Health Organization during the COVID-19 pandemics, now appears to play the predominant role in the spread of airborne diseases (e.g. Chen et al., 2020).

             Further scientific research thus needs to be conducted to better understand the mechanistic processes that lead to inactivate airborne viruses, as well as the environmental conditions which favour these processes. In addition to modelling and epidemiological studies, chamber experiments, where viruses are exposed to various types of humidity, temperature and/or UV dose, offer to simulate everyday life conditions for virus transmission. However, the current standard instrumental solutions for virus aerosolization to the chamber and sampling from it use high fluid forces and recirculation which can cause infectivity losses (Alsved et al., 2020) and also do not compare to the relevant production of airborne aerosol in the respiratory tract.

             In this study, we utilized two of the softest aerosolization and sampling techniques: the sparging liquid aerosol generator (SLAG, CH Technologies Inc., Westwood, NJ, USA), which forms aerosol from a liquid suspension by bubble bursting, thus mimicking natural aerosol formation in wet environments (e.g. the respiratory system but also lakes, sea, toilets, etc…); and the viable virus aerosol sampler (BioSpot-VIVAS, Aerosol Devices Inc., Fort Collins, CO, USA), which grows particle via water vapour condensation to gently collect them down to a few nanometres in size. We characterized these systems with particle sizers and biological analysers using non-pathogenic viruses such as bacteriophages suspended in surrogate lung fluid and artificial saliva. We compared the size distribution of produced aerosol from these suspensions against similar distributions generated with standard nebulizers, and assess the ability of these devices to produce aerosol that much more resembles that produced in human exhaled air. We also assess the conservation of viral infectivity with the VIVAS vs. conventional biosamplers.

 

Acknowledgment

 

We acknowledge the IVEA project in the framework of SINERGIA grant (Swiss National Science Foundation)

 

References

 

Alsved, M., Bourouiba, L., Duchaine, C., Löndahl, J., Marr, L. C., Parker, S. T., Prussin, A. J., and Thomas, R. J. (2020): Natural sources and experimental generation of bioaerosols: Challenges and perspectives, Aerosol Science and Technology, 54, 547–571.

Chen, W., Zhang, N., Wei, J., Yen, H.-L., and Li, Y. (2020): Short-range airborne route dominates exposure of respiratory infection during close contact, Building and Environment, 176, 106859.

How to cite: Motos, G., Violaki, K., Schaub, A., David, S., Kohn, T., and Nenes, A.: Improving the conservation of virus infectivity during airborne exposure experiments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3690, https://doi.org/10.5194/egusphere-egu22-3690, 2022.

EGU22-3936 | Presentations | ITS3.5/NP3.1

COVID-19 effects on measurements of the Earth Magnetic Field in the urbanized area of Brest 

Jean-Francois Oehler, Alexandre Leon, Sylvain Lucas, André Lusven, and Gildas Delachienne

COVID-19 effects on measurements of the Earth Magnetic Field in the urbanized area of Brest (Brittany, France)

Jean-François OEHLER1, Sylvain LUCAS1, Alexandre LEON1, André LUSVEN1, Gildas DELACHIENNE1

1Shom (Service Hydrographique et Océanographique de la Marine), Brest, France

 

Since September 2019, Shom’s Magnetic Station (SMS) has been deployed in the north neighbourhoods of the medium-sized city of Brest (Brittany, France, about 210,000 inhabitants). SMS continuously measures the intensity of the Earth Magnetic Field (EMF) with an absolute Overhauser sensor. The main goal of SMS is to derive local external variations of the EMF mainly due to solar activity. These variations consist of low and high parasitic frequencies in magnetic data and need to be corrected. Magnetic mobile stations or permanent observatories are usually installed in isolated areas, far from human activities and electromagnetic effects. It is clearly not the case for SMS, mainly for practical reasons of security, maintenance and data accessibility. However, despite its location in an urbanized area, SMS stays the far western reference station for processing marine magnetic data collected along the Atlantic and Channel coasts of France.

The corona pandemic has had unexpected consequences on the quality of measurements collected by SMS. For example, during the French first lockdown between March and May 2020, the noise level significantly decreased of about 50%. Average standard deviations computed on 1 Hz-time series over 1 min. periods fell from about 1.5 nT to 0.8 nT. This more stable behavior of SMS is clearly correlated with the drop of human activities and traffic in the city of Brest.

 

Keywords: Shom’s Magnetic Station (SMS), Earth Magnetic Field, COVID19.

 

How to cite: Oehler, J.-F., Leon, A., Lucas, S., Lusven, A., and Delachienne, G.: COVID-19 effects on measurements of the Earth Magnetic Field in the urbanized area of Brest, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3936, https://doi.org/10.5194/egusphere-egu22-3936, 2022.

Economic activities and the associated emissions have significantly declined during the 2019 novel coronavirus (COVID-19) pandemic, which has created a natural experiment to assess the impact of the emitted precursor control policy on ozone (O3) pollution. In this study, we utilized comprehensive satellite, ground-level observations, and source-oriented chemical transport modeling to investigate the O3 variations during the COVID-19 pandemic in China. Here, we found that the significant elevated O3 in the North China Plain (40%) and Yangtze River Delta (35%) were mainly attributed to the enhanced atmospheric oxidation capacity (AOC) in these regions, associated with the meteorology and emission reduction during lockdown. Besides, O3 formation regimes shifted from VOC-limited regimes to NOx-limited and transition regimes with the decline of NOx during lockdown. We suggest that future O3 control policies should comprehensively consider the effects of AOC on the O3 elevation and coordinated regulations of the O3 precursor emissions.

How to cite: Wang, P., Zhu, S., and Zhang, H.: Comprehensive Insights Into O3 Changes During the COVID-19 From O3 Formation Regime and Atmospheric Oxidation Capacity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4170, https://doi.org/10.5194/egusphere-egu22-4170, 2022.

EGU22-5126 | Presentations | ITS3.5/NP3.1

Nature-based Solutions in actions: improving landscape connectivity during the COVID-19 

Yangzi Qiu, Ioulia Tchiguirinskaia, and Daniel Schertzer

In the last few decades, Nature-based Solutions (NBS) has become widely considered a sustainable development strategy for the development of urban environments. Assessing the performances of NBS is significant for understanding their efficiency in addressing a large range of natural and societal challenges, such as climate change, ecosystem services and human health. With the rapid onset of the COVID-19 pandemic, the inner relationship between humans and nature becomes apparent. However, the current catchment management mainly focuses on reducing hydro-meteorological and/or climatological risks and improving urban climate resilience. This single-dimensional management seems insufficient when facing epidemics, and multi-dimensional management (e.g., reduce zoonosis) is necessary. With this respect, policymakers pay more attention to NBS. Hence, it is significant to increase the connectivity of the landscape to improve the ecosystem services and reduce the health risks from COVID-19 with the help of NBS.

This study takes the Guyancourt catchment as an example. The selected catchment is located in the Southwest suburb of Paris, with a total area of around 5.2 km2. The ArcGIS software is used to assess the patterns of structural landscape connectivity, and the heterogeneous spatial distribution of current green spaces over the catchment is quantified with the help of the scale-independent indicator of fractal dimension. To quantify opportunities to increase landscape connectivity over the catchment, a least-cost path approach to map potential NBS links urban green spaces through vacant parcels, alleys, and smaller green spaces. Finally, to prioritise these potential NBS in multiscale, a new scale-independent indicator within the Universal Multifractal framework is proposed in this study.

The results indicated that NBS can effectively improve the connectivity of the landscape and has the potential to reduce the physical and mental risks caused by COVID-19. Overall, this study proposed a scale-independent approach for enhancing the multiscale connectivity of the NBS network in urban areas and providing quantitative suggestions for on-site redevelopment.

How to cite: Qiu, Y., Tchiguirinskaia, I., and Schertzer, D.: Nature-based Solutions in actions: improving landscape connectivity during the COVID-19, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5126, https://doi.org/10.5194/egusphere-egu22-5126, 2022.

EGU22-5150 | Presentations | ITS3.5/NP3.1

The associations between environmental factors and COVID-19: early evidence from China 

Xia Meng, Ye Yao, Weibing Wang, and Haidong Kan

The Coronavirus (COVID-19) epidemic, which was first reported in December 2019 in Wuhan, China, has been becoming one of the most important public health issues worldwide. Previous studies have shown the importance of weather variables and air pollution in the transmission or prognosis of infectious diseases, including, but not limited to, influenza and severe acute respiratory syndrome (SARS). In the early stage of the COVID-19 epidemic, there was intense debate and inconsistent results on whether environmental factors were associated with the spread and prognosis of COVID-19. Therefore, our team conducted a series studies to explore the associations between atmospheric parameters (temperature, humidity, UV radiation, particulate matters and nitrogen dioxygen) and the COVID-19 (transmission ability and prognosis) at the early stage of the COVID-19 epidemic with data in early 2020 in China and worldwide. Our results showed that meteorological conditions (temperature, humidity and UV radiation) had no significant associations with cumulative incidence rate or R0 of COVID-19 based on data from 224 Chinese cities, or based on data of 202 locations of 8 countries before March 9, 2020, suggesting that the spread ability of COVID-19 among public population would not significantly change with increasing temperature or UV radiation or changes of humidity. Moreover, we found that particulate matter pollution significantly associated with case fatality rate (CFR) of COVID-19 in 49 Chinese cities based on data before April 12, 2020, indicating that air pollution might exacerbate negative prognosis of COVID-19. Our studies provided an environmental perspective for the prevention and treatment of COVID-19.

How to cite: Meng, X., Yao, Y., Wang, W., and Kan, H.: The associations between environmental factors and COVID-19: early evidence from China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5150, https://doi.org/10.5194/egusphere-egu22-5150, 2022.

EGU22-9213 | Presentations | ITS3.5/NP3.1

The Effects of COVID-19 Lockdown on Air Quality and Health in India and Finland 

Shubham Sharma, Behzad Heibati, Jagriti Suneja, and Sri Harsha Kota

The COVID-19 lockdowns worldwide provided a prospect to evaluate the impacts of restricted movements and emissions on air quality. In this study, we analyze the data obtained from the ground-based observation stations for six air pollutants (PM10, PM2.5, CO, NO2, O3 and SO2) and meteorological parameters from March 25th to May 31st in 22 cities representative of five regions of India and from March 16th to May 14th in 21 districts of Finland from 2017 to 2020. The NO2 concentrations dropped significantly during all phases apart from East India's exception during phase 1. O3 concentrations for all four phases in West India reduced significantly, with the highest during Phase 2 (~38%). The PM2.5 concentration nearly halved across India during all phases except South India, where a very marginal reduction (2%) was observed during Phase 4. SO2 (~31%) and CO (~41%) concentrations also reduced noticeably in South India and North India during all the phases. The air temperature rose by ~10% (average) during all the phases across India when compared to 2017-2019. In Finland, NO2 concentration reduced substantially in 2020. Apart from Phase 1, the concentrations of PM10 and PM2.5 reduced markedly in all the Phases across Finland. Also, O3 and SO2 concentrations stayed within the permissible limits in the study period for all four years but were highest in 2017 in Finland, while the sulfurous compounds (OSCs) levels increased during all the phases across Finland. The changes in the mobility patterns were also assessed and were observed to have reduced significantly during the lockdown. The benefits in the overall mortality due to the reduction in the concentrations of PM2.5 have also been estimated for India and Finland. Therefore, this research illustrates the effectiveness of lockdown and provides timely policy suggestions to the regulators to implement interventions to improve air quality.

How to cite: Sharma, S., Heibati, B., Suneja, J., and Kota, S. H.: The Effects of COVID-19 Lockdown on Air Quality and Health in India and Finland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9213, https://doi.org/10.5194/egusphere-egu22-9213, 2022.

EGU22-9812 | Presentations | ITS3.5/NP3.1

Changes in Global Urban Air Quality due to Large Scale Disruptions of Activity 

Will Drysdale, Charlotte Stapleton, and James Lee

Since 2020, countries around the world have implemented various interventions in response to a global public health crisis. The interventions included restrictions on mobility, promotion of working from home and the limiting of local and international travel. These, along with other behavioural changes from people in response to the crisis affected various sources of air pollution, not least the transport sector. Whilst the method through which these changes were implemented is not something to be repeated, understanding the effects of the changes will help direct policy for further improving air quality. 

 

We analysed NOx, O3 and PM2.5 data from many 100s of air quality monitoring sites in urban areas around the world, and examined 2020 in relation to the previous 5 years. The data were examined alongside mobility metrics to contextualise the magnitude of changes and were viewed through the lens of World Health Organisation guidelines as a metric to link air quality changes with human health. Interestingly, reductions in polluting activities did not lead to wholesale improvements in air quality by all metrics due to the more complex processes involved with tropospheric O3 production.

 

How to cite: Drysdale, W., Stapleton, C., and Lee, J.: Changes in Global Urban Air Quality due to Large Scale Disruptions of Activity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9812, https://doi.org/10.5194/egusphere-egu22-9812, 2022.

EGU22-11475 | Presentations | ITS3.5/NP3.1

Scaling Dynamics of Growth Phenomena: from Epidemics to the Resilience of Urban Systems 

Ioulia Tchiguirinskaia and Daniel Schertzer

Defining optimal COVID-19 mitigation strategies remains at the top of public health agendas around the world. It requires a better understanding and refined modeling of the intrinsic dynamics of the epidemic. The common root of most models of epidemics is a cascade paradigm that dates to their emergence with Bernoulli and d’Alembert, which predated Richardson’s famous quatrain on the cascade of atmospheric dynamics. However, unlike other cascade processes, the characteristic times of a cascade of contacts that spread infection and the corresponding rates are believed to be independent on the cascade level. This assumption prevents having cascades of scaling contamination.

In this presentation, we theoretically argue and empirically demonstrate that the intrinsic dynamics of the COVID-19 epidemic during the phases of growth and decline, is a cascade with a rather universal scaling, the statistics of which differ significantly from those of an exponential process. This result first confirms the possibility of having a higher prevalence of intrinsic dynamics, resulting in slower but potentially longer phases of growth and decline. It also shows that a fairly simple transformation connects the two phases. It thus explains the frequent deviations of epidemic models rather aligned with exponential growth and it makes it possible to distinguish an epidemic decline from a change of scaling in the observed growth rates. The resulting variability across spatiotemporal scales is a major feature that requires alternative approaches with practical consequences for data analysis and modelling. We illustrate some of these consequences using the now famous database from the Johns Hopkins University Center for Systems Science and Engineering.

Due to the significant increase over time of available data, we are no longer limited to deterministic calculus. The non-negligible fluctuations with respect to a power-law can be easily explained within the framework of stochastic multiplicative cascades. These processes are exponentials of a stochastic generators Γ(t), whose stochastic differentiation remains quite close to the deterministic one, basically adding a supplementary term σdt to the differential of the generator. When the generator Γ(t) is Gaussian, σ is the “quadratic variation”. Extensions to Lévy stable generators, which are strongly non-Gaussian, have also been considered. To study the stochastic nature of the cascade generator, as well as how it respects the above-mentioned symmetry between the phases of growth and decline, we use the universal multifractals. They provide the appropriate framework for joint scaling analysis of vector-valued time series and for introducing location and other dependencies. This corresponds to enlarging the domain, on which the process and its generator are defined, as well as their co-domain, on which they are valued. These clarifications should make it possible to improve epidemic models and their statistical analysis.

More fundamentally, this study points out to a new class of stochastic multiplicative cascade models of epidemics in space and time, therefore not limited to compartments. By their generality, these results pave the way for a renewed approach to epidemics, and more generally growth phenomena, towards more resilient development and management of our urban systems.

How to cite: Tchiguirinskaia, I. and Schertzer, D.: Scaling Dynamics of Growth Phenomena: from Epidemics to the Resilience of Urban Systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11475, https://doi.org/10.5194/egusphere-egu22-11475, 2022.

EGU22-11584 | Presentations | ITS3.5/NP3.1

Geophysicists facing Covid-19 

Daniel Schertzer, Vijay Dimri, and Klaus Fraedrich

There have been a series of sessions on the generic theme of “Covid-19 and Geosciences” on the occasion of AGU, AOGS and EGU conferences, since 2020 including during the first lockdown that required a very fast adaptation to unprecedented health measures. We think it is interesting and useful to have an overview of these sessions and try to capture what could be the lessons to learn.

To our knowledge, the very first such session was the Great e-Debate “Epidemics, Urban Systems and Geosciences” (https://hmco.enpc.fr/news-and-events/great-e-debate-epidemics-urban-systems-and-geosciences-invitations-and-replays/). It was virtually organised with the help of the UNESCO UniTwin CS-DC (Complex Systems Digital Campus) thanks to its expertise in organising e-conferences long before the pandemic and the first health measures. This would not have been possible without the strong personal involvement of its chair Paul Bourgine. It was held on Monday 4th May on the occasion of the 2020 EGU conference, which became virtual under the title “EGU2020: Sharing Geoscience Online” (4-8 May 2020). The Great e-Debate did not succeed in being granted as an official session of this conference, despite the fact that the technology used (Blue Button) by the Great e-Debate was much more advanced. Nevertheless, it was clearly an extension of the EGU session ITS2.10 / NP3.3: “Urban Geoscience Complexity: Transdisciplinarity for the Urban Transition”. 

Thanks to a later venue (7-11 December 2020) and the existence of a GeoHealth section of the AGU, the organisation of several regular sessions for the 2020 Fall Meeting was easier. For EGU 2021 (19-30 April 2021), a sub-part of the  inter- transdisciplinary sessions ITS1 “Geosciences and health during the Covid pandemic”, a Union Session US “Post-Covid Geosciences” and a Townhall meeting TM10 “Covid-19 and other epidemics: engagement of the geoscience communities” were organised. A brief of the special session SS02 “Covid-19 and Geoscience” of the (virtual) 18th Annual Meeting of AOGS (1-6 August 2021) is included in the proceedings of this conference (in press). 

We will review materials generated by these sessions that rather show a shift from a focus on the broad range of scientific responses to the pandemic, to which geoscientists could contribute with their specific expertise (from data collection to theoretical modelling), to an expression of concerns about the broad impacts on the geophysical communities that appear to be increasingly long-term and constitute a major transformation of community functioning (e.g., again data collection, knowledge transfer).

How to cite: Schertzer, D., Dimri, V., and Fraedrich, K.: Geophysicists facing Covid-19, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11584, https://doi.org/10.5194/egusphere-egu22-11584, 2022.

EGU22-11747 | Presentations | ITS3.5/NP3.1

To act or not to act. Predictability of intervention and non-intervention in health and environment 

Michalis Chiotinis, Panayiotis Dimitriadis, Theano Illiopoulou, Nikos Mamassis, and Demetris Koutsoyiannis

The COVID-19 pandemic has brought forth the question of the need for draconian interventions before concrete evidence for their need and efficacy is presented. Such interventions could be critical if necessary for avoiding threats, or a threat in themselves if harms caused by the intervention are significant.

The interdisciplinary nature of such issues as well as the unpredictability of various local responses considering their potential for global impact further complicate the question.

The study aims to review the available evidence and discuss the problem of weighting the predictability of interventions vis-à-vis their intended results against the limits of knowability regarding complex non-linear systems and thus the predictability in non-interventionist approaches.

How to cite: Chiotinis, M., Dimitriadis, P., Illiopoulou, T., Mamassis, N., and Koutsoyiannis, D.: To act or not to act. Predictability of intervention and non-intervention in health and environment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11747, https://doi.org/10.5194/egusphere-egu22-11747, 2022.

EGU22-12302 | Presentations | ITS3.5/NP3.1

COVID-19 waves: intrinsic and extrinsic spatio-temporal dynamics over Italy 

Tommaso Alberti and Davide Faranda

COVID-19 waves, mostly due to variants, still require timely efforts from governments based on real-time forecasts of the epidemics via dynamical and statistical models. Nevertheless, less attention has been paid in investigating and characterizing the intrinsic and extrinsic spatio-temporal dynamics of the epidemic spread. The large amount of data, both in terms of data points and observables, allows us to perform a detailed characteristic of the epidemic waves and their relation with different sources as testing capabilities, vaccination policies, and restriction measures.

By taking as a case-study the epidemic evolution of COVID-19 across Italian regions we perform the Hilbert-Huang Transform (HHT) analysis to investigate its spatio-temporal dynamics. We identified a similar number of temporal components within all Italian regions that can be linked to both intrisic and extrinsic source mechanisms as the efficiency of restriction measures, testing strategies and performances, and vaccination policies. We also identified mutual scale-dependent relations within different regions, thus suggesting an additional source mechanisms related to the delayed spread of the epidemics due to travels and movements of people. Our results are also extremely helpful for providing long term extrapolation of epidemics counts by taking into account both the intrinsically and the extrinsically non-linear nature of the underlying dynamics. 

How to cite: Alberti, T. and Faranda, D.: COVID-19 waves: intrinsic and extrinsic spatio-temporal dynamics over Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12302, https://doi.org/10.5194/egusphere-egu22-12302, 2022.

Black carbon (BC) not only warms the atmosphere but also affects human health. The nationwide lockdown due to the COVID-19 pandemic led to a major reduction in human activity during the past thirty years. Here, the concentration of BC in the urban, urban-industry, suburb, and rural areas of a megacity Hangzhou were monitored using a multi-wavelength Aethalometer to estimate the impact of the COVID-19 lockdown on BC emissions. The citywide BC decreased by 44% from 2.30 μg/m3 to 1.29 μg/m3 following the COVID-19 lockdown period. The source apportionment based on the Aethalometer model shows that vehicle emission reduction responded to BC decline in the urban area and biomass burning in rural areas around the megacity had a regional contribution of BC. We highlight that the emission controls of vehicles in urban areas and biomass burning in rural areas should be more efficient in reducing BC in the megacity Hangzhou.

How to cite: Li, W. and Xu, L.: Responses of concentration and sources of black carbon in a megacity during the COVID-19 pandemic, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12907, https://doi.org/10.5194/egusphere-egu22-12907, 2022.

For many of us, the Covid-19 pandemic brought long-time scientific interest in epidemiology to the point of involvement. An important aspect of the evolution of acute respiratory epidemics is their seasonal character. Our toolkit for handling seasonal phenomena in the geosciences has increased in the last dozen years or so with the development and application of concepts and methods from the theory of nonautonomous and random dynamical systems (NDSs and RDSs). In this talk, I will briefly:

  • Introduce some elements of these two closely related theories.

  • Illustrate the two with an application to seasonal effects within a chaotic model of the El

    Niño–Southern Oscillation (ENSO).

  • Introduce to a geoscientific audience a simple epidemiological “box” model of the

    Susceptible–Exposed–Infectious–Recovered (SEIR) type.

  • Summarize NDS results for a chaotic SEIR model with seasonal effects.

  • Mention the utility of data assimilation (DA) tools in the parameter identification and

    prediction of an epidemic’s evolution

    References

    - Chekroun, M D, Ghil M, Neelin J D (2018) Pullback attractor crisis in a delay differential ENSO model, in Nonlinear Advances in Geosciences, A. Tsonis (Ed.), Springer, pp. 1–33, doi: 10.1007/978-3-319-58895-7

    - Crisan D, Ghil, M (2022) Asymptotic behavior of the forecast–assimilation process with unstable dynamics, Chaos, in preparation

    - Faranda D, Castillo I P, Hulme O, Jezequel A, Lamb J S, Sato Y, Thompson E L (2020) Asymptotic estimates of SARS-CoV-2 infection counts and their sensitivity to stochastic perturbation<? Chaos, 30(5): 051107, doi: 10.1063/5.0009454

    - Ghil, M (2019) A century of nonlinearity in the geosciences. Earth & Space Science 6:1007–1042, doi:10.1029/2019EA000599

    - Kovács, T (2020) How can contemporary climate research help understand epidemic dynamics? Ensemble approach and snapshot attractors. J. Roy. Soc. Interface, 17(173):20200648, doi: 10.1098/rsif.2020.0648

How to cite: Ghil, M.: Time-dependent forcing in the geosciences and in epidemiology, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13522, https://doi.org/10.5194/egusphere-egu22-13522, 2022.

Standard epidemic models based on compartmental differential equations are investigated under continuous parameter change as external forcing. We show that seasonal modulation of the contact parameter superimposed upon a monotonic decay needs a different description from that of the standard chaotic dynamics. The concept of snapshot attractors and their natural distribution has been adopted from the field of the latest climate change research. This shows the importance of the finite-time chaotic effect and ensemble interpretation while investigating the spread of a disease. By defining statistical measures over the ensemble, we can interpret the internal variability of the
epidemic as the onset of complex dynamics—even for those values of contact parameters where originally regular behaviour is expected. We argue that anomalous outbreaks of the infectious class cannot die out until transient chaos is presented in the system. Nevertheless, this fact becomes apparent by using an ensemble approach rather than a single trajectory representation. These findings are applicable generally in explicitly time-dependent epidemic systems regardless of parameter values and time scales.

How to cite: Kovács, T.: How can contemporary climate research help understand epidemic dynamics? -- Ensemble approach and snapshot attractors, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13534, https://doi.org/10.5194/egusphere-egu22-13534, 2022.

Wet deposition has been identified as a critical impactor for the modelling of 137Cs in the Fukushima Daiichi Nuclear power plant (FDNPP) accident. However, it is difficult to simulate due to the involvement of close interaction between various complicated meteorological and physical processes during the wet deposition process. The limitation of measurement of the in-cloud and below-cloud scavenging also contribute to the uncertainty in wet deposition modeling, leading to the great variation of 137Cs wet deposition parameterization. These variations can be amplified further by inaccurate meteorological input, making simulation of radionuclide transport sensitive to the choice of wet scavenging parameterization. Moreover, simulations can also be influenced by differences between radionuclide transport models, even if they adopt similar parameterization for wet scavenging. Although intensively investigated, wet deposition simulation is still subject to uncertainties of meteorological inputs and wet scavenging modeling, leading to biased 137Cs transport prediction.

To improve modeling of 137Cs transport, both in- and below-cloud wet scavenging schemes were integrated into the Weather Research and Forecasting-Chemistry (WRF-Chem) model, yielding online coupled modeling of meteorology and the two wet scavenging processes. Overall, 25 combinations of different in- and below-cloud scavenging schemes of 137Cs, covering most wet scavenging schemes reported in the literature, were integrated into WRF-Chem. Additionally, two microphysics schemes were compared to improve the simulation of precipitation. These 25 models and the ensemble mean of 9 representative models were systematically compared with a previous below-cloud-only WRF-Chem model, using the cumulative deposition and atmospheric concentrations of 137Cs measurements. The findings could elucidate the range of variation among these schemes both within and across the five in-cloud groups, reveal the behaviors and sensitivities of different schemes in different scenarios.

The results revealed that the Morrison's double moment cloud microphysics scheme improves the simulation of rainfall and deposition pattern. Furthermore, the integration of the in-cloud schemes in WRF-Chem substantially reduces the bias in the cumulative deposition simulation, especially in the Nakadori and Tochigi regions where light rain dominated. For atmospheric concentration of 137Cs, those models with in-cloud schemes that consider cloud parameters showed better and more stable performance, among which Hertel-Bakla performed best for atmospheric concentration and Roselle-Apsimon performed best for both deposition and atmospheric concentration. In contrast, the in-cloud schemes that rely solely on rain intensity were found sensitive to the meteorological conditions and showed varied performance in relation to the plume events examined. The analysis based on the spatial pattern shows that the Roselle scheme, which considers cloud liquid water content and depth, can achieve a more balanced allocation of 137Cs between the air and the ground in these two cases than that achieved by the empirical power function scheme Environ. The ensemble mean achieves satisfactory performance except for one plume event, but still outperforms most models. The range of variation of the 25 models covered most of the measurements, reflecting the reasonable capability of WRF-Chem for modeling 137Cs transport.

How to cite: Zhuang, S., Dong, X., and Fang, S.: Sensitivity analysis on the wet deposition parameterization for 137Cs transport modeling following the Fukushima Daiichi Nuclear Power Plant accident, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-177, https://doi.org/10.5194/egusphere-egu22-177, 2022.

The nuclear emergency response for accidental release around the nuclear power plant site (NPPs) requires a fast and accurate estimate of the influence caused by gaseous hazardous pollutants spreading, which is critical for and preventing protecting lives, creatures, and the environment. However, as usual, the NPPs is consist of dense buildings and multi-type terrain, e.g. river and mountain, which poses challenges to atmospheric dispersion calculation for response tasks. Micro-SWIFT SPRAY (MSS) comprises both the diagnostic wind model and the dispersion model, which enables the airflows and atmospheric dispersion simulation with the meteorological and other inputs. For a small-scale scenario, especially, the separate module for obstacles influence modeling provides the potential capability of precise atmospheric dispersion. But the error behavior of such a scenario around a nuclear power plant site with complex topography remains to be further demonstrated. In this study, MSS is comprehensively evaluated against a wind tunnel experiment with a 1:600 scale for the small-scale (3 km × 3km) atmospheric dispersion modeling. Tens of buildings located in this scenario of a NPPs surrounded by a mountain and river. The evaluations for diagnostic wind modeling include the speed, direction, and distribution of horizontal airflows and vertical profile of speed at a representative site. And for the concentration calculation, horizontal distribution, axis profile, and vertical profile at a representative site. The results demonstrate the MSS can reproduce fine airflows near the buildings but overestimate the wind speed. The maximum deviation of vertical speed is around 2.09 m/s at the representative site. The simulated plume of concentration reproduces the highest concentration place and matches the observations well. The axis profile of concentration is underestimated and the vertical profile displays an increasing deviation with the height increase. Compared with the observations, the FAC5 and FAC2 of concentration simulation reach 0.945 and 0.891 in the entire calculation domain, which convinces the performance of MSS in small-scale modeling.

How to cite: Dong, X., Zhuang, S., and Fang, S.: Micro-SWIFT SPRAY modeling of atmospheric dispersion around a nuclear power plant site with complex topography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-190, https://doi.org/10.5194/egusphere-egu22-190, 2022.

EGU22-666 | Presentations | GI2.3

Dry deposition velocity of chlorine 36 on grassland 

Sourabie Deo, Didier Hebert, Lucilla Benedetti, Elsa Vitorge, Beatriz Lourino Cabana, Valery Guillou, and Denis Maro

Chlorine 36 (36Cl, T1/2 = 301,000 years) is a radionuclide with natural and anthropogenic origin that can be rejected accidentally during decommissioning of nuclear power plants or chronically during recycling of nuclear waste. Once emitted into the atmosphere, 36Cl (gas and particles) can be transferred to the soil and vegetal cover by dry and wet deposition. However, knowledge of these deposits is very scarce. Because of its relatively high mobility in the geosphere and its high bioavailability, 36Cl fate in the environment should be studied for environmental and human impact assessments. So, the objective of this work is to determine the dry deposition rates of chlorine 36 on grassland. Grass is studied, as it is a link in the human food chain via cow's milk.

In order to achieve this objective, a method for extracting the chlorine contained in plant leaves has been developed. This method consists in heating the dried and grounded plant sample in presence of sodium hydroxide. A temperature gradient up to 450°C allows the extraction to be carried out in two stages: (i) The chlorides with a strong affinity for alkaline environments are first extracted from the plant and preserved in sodium hydroxide; (ii) The organic matter is then destroyed by combustion and the sodium hydroxide crystallised. Brought out from the oven, the dry residue is dissolved in ultrapure water and chemically prepared for the measurement of chlorine 36. This extraction method was validated by its application to NIST standards of peach and apple leaves. The average extraction efficiency of chlorides was 83 ± 3%.

For the determination of dry deposition rates, 1m2 of grass was exposed every 2 weeks at the IRSN La Hague technical platform (PTILH) located 2 km downwind from Orano la Hague, a chronic source of low-level chlorine 36 emissions. A mobile shelter with automatic humidity detection covered the grass during rainy episodes. In proximity to the grass, atmospheric chlorine was also sampled at the same frequency as the grass. Gaseous chlorine was sampled by bubbling in sodium hydroxide and by an AS3000 sampler containing activated carbon cartridge. Particulate chlorine was collected on a composite (teflon and glass fibre) filter. Chlorine 36 was measured by accelerated mass spectrometry ASTER (Accelerator for Earth Sciences, Environment and Risks) at CEREGE, Aix-en-Provence, France. All samples were subjected to a succession of chemical preparations in order to remove the sulphur 36 (an isobaric interferent) and to collect the chlorides in the form of AgCl pastilles. The results show a chlorine 36 deposition flux on the grass of 2.94.102 at/m2.s with a deposition velocity in dry weather vd(gas+particles) = 8.10-4 m/s for a contribution of 65.5% of particulate chlorine 36 and 34.5% of gaseous chlorine 36. Based on these experimental results, a modelling of the dry and wet deposits will be carried out considering the parameters related to the canopy and the atmospheric turbulence.

How to cite: Deo, S., Hebert, D., Benedetti, L., Vitorge, E., Lourino Cabana, B., Guillou, V., and Maro, D.: Dry deposition velocity of chlorine 36 on grassland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-666, https://doi.org/10.5194/egusphere-egu22-666, 2022.

EGU22-1235 | Presentations | GI2.3

Modeling the depth dependence of Cs-137 concentration in Lake Onuma 

Yuko Hatano, Kentaro Akasaki, Eiichi Suetomi, Yukiko Okada, Kyuma Suzuki, and Shun Watanabe

Lake Onuma on Mt. Akagi (Gunma Prefecture, Japan) is a closed lake with an average water residence time of 2.3 years. The activity concentration of radioactive cesium in the lake was high shortly after the Fukushima accident. According to Suzuki et al. [1] and Watanabe [2], after a filtration process, Cs-137 are separated into two groups: particulate form and dissolved form. These two forms appears to have very different concentration profiles with each other,  when the Cs-137 concentration plotted against the sampled water depths. In the present study, we are going to model those behavior of particulate/dissolved forms with an emphasis on the depth dependency.

We consider a creation-annihilation process of plankton for the model of the particulate form, since diatom shells are found to be a major constituent of the particulate Cs-137 [2]. We set  ∂P/∂t = f(x,t)  and  f(x,t) = χ(x) cos(ωt) (0 ≤ x ≤ L(water column height), t > 0),  where P=P(x,t) is the activity concentration of the particulate form. The term f(x,t) is the rate of the net production of the plankton at a specific location x at a specific time t. Seasonal cycle is also taken into account by the cosine function (we neglect the phase shift here). The function χ(x), depends solely on water depth x, is responsible for dynamics or inhomogeneity of lake water, such as circulation, stratification or a thermocline. We assume that such a water structure relates to the production rate of plankton through the function χ(x). Thus, we may obtain the concentration of particulate Cs-137. For the dissolved concentration S(x,t), we use the classical diffusion equation with the diffusivity K being dependent on both space and time (i.e. K(x,t)), namely ∂S/∂t =  ∇•(K(x,t) ∇S). Here S=S(x,t) is the activity concentration of the dissolved form. The total activity concentration C(x,t) is the sum of P(x,t) and S(x,t). Using the pair of the equations, we can reproduce the followings. (1) depth profiles of each of the soluble- and particulate activity concentration and (2) depth profiles of the total Cs-137 concentration.

 [1] Suzuki, K. et al., Sci. Tot. Env. (2018)

 [2] Watanabe, S. et al.,  Proc. 20th Workshop on Environmental Radioactivity (2019)

How to cite: Hatano, Y., Akasaki, K., Suetomi, E., Okada, Y., Suzuki, K., and Watanabe, S.: Modeling the depth dependence of Cs-137 concentration in Lake Onuma, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1235, https://doi.org/10.5194/egusphere-egu22-1235, 2022.

EGU22-3340 | Presentations | GI2.3

Factors controlling the dissolved 137Cs seasonal fluctuations in the Abukuma River under the influence of the Fukushima Nuclear Power Plant accident 

Yasunori Igarashi, Nanb Kenji, Toshihiro Wada, Yoshifumi Wakiyama, Yuichi Onda, and Shota Moritaka

The 2011 Fukushima Daiichi Nuclear Power Plant (FDNPP) accident released large amounts of radioactive materials into the environment. River systems play an important role in the terrestrial redistribution of FDNPP-derived 137Cs in association with water and sediment movement. We examined the seasonal fluctuations in dissolved and particulate 137Cs activity concentrations and clarified the biological and physicochemical factors controlling 137Cs in the Abukuma River’s middle course in the region affected by the FDNPP accident. The results showed the water temperature and K+ concentration dominated the seasonality of the dissolved 137Cs activity concentration. We concluded that the 137Cs in organic matter is not a source of dissolved 137Cs in river water. The study also revealed the temperature dependence of Kd in riverine environments from a Van ’t Hoff equation. The standard reaction enthalpy of 137Cs in the Abukuma River was calculated to be approximately −19.3 kJ/mol. This was the first study to clearly reveal the mechanisms by which the dissolved 137Cs activity concentration and Kd are influenced by chemical and thermodynamic processes in the middle course of a large river, and it is expected to lead to an improved model of 137Cs dynamics in rivers.

How to cite: Igarashi, Y., Kenji, N., Wada, T., Wakiyama, Y., Onda, Y., and Moritaka, S.: Factors controlling the dissolved 137Cs seasonal fluctuations in the Abukuma River under the influence of the Fukushima Nuclear Power Plant accident, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3340, https://doi.org/10.5194/egusphere-egu22-3340, 2022.

EGU22-3442 | Presentations | GI2.3

A comparative study of riverine 137Cs dynamics during high-flow events at three contaminated river catchments in Fukushima 

Yoshifumi Wakiyama, Takuya Niida, Hyoe Takata, Keisuke Taniguchi, Honoka Kurosawa, Kazuki Fujita, and Alexei Konoplev

This study presents the temporal variations in riverine 137Cs concentrations and fluxes to the ocean during high-flow events in three coastal river catchments contaminated by the Fukushima Daiichi Nuclear Power Plant accident. River water samples were collected at points downstream in the Niida, Ukedo, and Takase Rivers during three high-flow events that occurred in 2019–2020. Variations in both the dissolved 137Cs concentration and 137Cs concentration in suspended solids appeared to reflect the spatial pattern of the 137Cs inventory in the catchments, rather than variations in physico-chemical properties. Negative relationships between the 137Cs concentration and δ15N in suspended sediment were found in all rivers during the intense rainfall events, suggesting an increased contribution of sediment from forested areas to the elevated 137Cs concentration. The 137Cs flux ranged from 0.33 to 18 GBq, depending on the rainfall erosivity. The particulate 137Cs fluxes from the Ukedo River were relatively low compared with the other two rivers and were attributed to the effect of the Ogaki Dam reservoir upstream. The ratio of 137Cs desorbed in seawater to 137Cs in suspended solids ranged from 2.8% to 6.6% and tended to be higher with a higher fraction of exchangeable 137Cs. The estimated potential release of 137Cs from suspended solids to the ocean was 0.048–0.57 GBq, or 0.8–6.2 times higher than the direct flux of dissolved 137Cs from the river. Episodic sampling during high-flow events demonstrated that the particulate 137Cs flux depends on catchment characteristics and controls 137Cs transfer to the ocean. 

How to cite: Wakiyama, Y., Niida, T., Takata, H., Taniguchi, K., Kurosawa, H., Fujita, K., and Konoplev, A.: A comparative study of riverine 137Cs dynamics during high-flow events at three contaminated river catchments in Fukushima, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3442, https://doi.org/10.5194/egusphere-egu22-3442, 2022.

EGU22-5397 | Presentations | GI2.3

Integrating measurement representativeness and release temporal variability to improve the Fukushima-Daiichi 137Cs source reconstruction 

Joffrey Dumont Le Brazidec, Marc Bocquet, Olivier Saunier, and Yelva Roustan

    The Fukushima-Daiichi accident involved massive and complex releases of radionuclides in the atmosphere. The releases assessment is a key issue and can be achieved by advanced inverse modelling techniques combined with a relevant dataset of measurements. A Bayesian inversion is particularly suitable to deal with this case. Indeed, it allows for rigorous statistical modelling and enables easy incorporation of informations of different natures into the reconstruction of the source and the associated uncertainties.
    We propose several methods to better quantify the Fukushima-Daiichi 137Cs source and the associated uncertainties. Firstly, we implement the Reversible-Jump MCMC algorithm, a sampling technique able to reconstruct the distributions of the 137Cs source magnitude together with its temporal discretisation. Secondly, we develop methods to (i) mix both air concentration and deposition measurements, and to (ii) take into account the spatial and temporal information from the air concentration measurements in the error covariance matrix determination.
    Using these methods, we obtain distributions of hourly 137Cs release rates from 11 to 24 March and assess the performance of our techniques by carrying out a model-to-data comparison. Furthermore, we demonstrate that this comparison is very sensitive to the statistical modelling of the inverse problem.

How to cite: Dumont Le Brazidec, J., Bocquet, M., Saunier, O., and Roustan, Y.: Integrating measurement representativeness and release temporal variability to improve the Fukushima-Daiichi 137Cs source reconstruction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5397, https://doi.org/10.5194/egusphere-egu22-5397, 2022.

EGU22-6698 | Presentations | GI2.3

Vertical distribution of 137Cs in bottom sediments as representing the time changes of water contamination: Chernobyl and Fukushima 

Aleksei Konoplev, Yoshifumi Wakiyama, Toshihiro Wada, Yasunori Igarashi, Gennady Laptev, Valentin Golosov, Maxim Ivanov, Mikhail Komissarov, and Kenji Nanba

Bottom sediments of lakes and dam reservoirs can provide an insight into understanding the dynamics of 137Cs strongly bound to sediment particles. On this premise, a number of cores of bottom sediments were collected in deep parts of lakes Glubokoe, Azbuchin, and Cooling Pond in close vicinity of the Chernobyl NPP in Ukraine, in Schekino reservoir (Upa River) in the Tula region of Russia (2018) and in Ogaki reservoir (Ukedo River) in Fukushima contaminated area (2019). Each layer of bottom sediments can be attributed to a certain time of suspended particles sedimentation. With 137Cs activity concentration in a given layer of bottom sediments corresponding to 137Cs concentration on suspended matter at that point in time, we were able to reconstruct the post-accidental dynamics of particulate 137Cs activity concentrations. Using experimental values of the distribution coefficient Kd, changes in the dissolved 137Cs activity concentrations were estimated. The annual mean particulate and dissolved 137Cs wash-off ratios were also calculated for the period after the accidents. Interestingly, the particulate 137Cs wash-off ratios for the Ukedo River at Ogaki dam were found to be similar to those for the Pripyat River at Chernobyl in the same time period after the accident, while the dissolved 137Cs wash-off ratios in the Ukedo River were an order of magnitude lower than the corresponding values in the Pripyat River. The estimates of particulate and dissolved 137Cs concentrations in Chernobyl cases were in reasonable agreement with monitoring data and predictions using the semi-empirical diffusional model. However, both the particulate and dissolved 137Cs activity concentrations and wash-off ratios in the Ukedo River declined faster during the first eight years after the FDNPP accident than predicted by the diffusional model, most likely, due to greater natural attenuation and, to some extent, remediation measures implemented on the catchments in Fukushima.

This research was supported by Science and Technology Research Partnership for Sustainable Development (SATREPS), Japan Science and Technology Agency (JST)/Japan International Cooperation Agency (JICA) (JPMJSA1603), by bilateral project No. 18-55-50002 of Russian Foundation for Basic Research (RFBR) and Japan Society for the Promotion of Science (JSPS), and JSPS Project KAKENHI (B) 18H03389.

How to cite: Konoplev, A., Wakiyama, Y., Wada, T., Igarashi, Y., Laptev, G., Golosov, V., Ivanov, M., Komissarov, M., and Nanba, K.: Vertical distribution of 137Cs in bottom sediments as representing the time changes of water contamination: Chernobyl and Fukushima, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6698, https://doi.org/10.5194/egusphere-egu22-6698, 2022.

EGU22-7068 | Presentations | GI2.3

Seasonal variation of dissolved Cs-137 concentrations in headwater catchments in Yamakiya district, Fukushima Prefecture 

Taichi Kawano, Yuichi Onda, Junko Takahishi, Fumiaki Makino, and Sho Iwagami

The Fukushima Daiichi Nuclear Power Plant (FDNPP) accident occurred on March 11, 2011, and a large amount of Cs-137 was released into the environment. It is important to clarify the behavior of radioactive cesium-137 in headwater catchments because most of the Cs-137 falls and is deposited in forest areas and is transported in the environment through river systems.

The purpose of this study was to clarify the influence of water quality composition and organic matter on the seasonal variation of dissolved Cs-137 concentrations in stream water based on long-term monitoring since 2011 at four headwaters catchments in Yamakiya district, Fukushima Prefecture (Iboishiyama, Ishidairayama, Koutaishiyama, Setohachiyama), located about 35 km northwest of FDNPP.

Water temperature, pH, and EC were measured in the field, and SS and coarse organic matter were collected using a time-integrated SS (suspended sediments) sampler and organic matter net. The Cs-137 concentrations was measured in the laboratory using a germanium detector. Concentrations of cations (Na⁺,K⁺,Ca²⁺,Mg²⁺,NH₄⁺) and anions (Cl⁻,SO₄²⁻,NO₃⁻,NO₂⁻,PO₄²⁻) were measured by ion chromatography after 0.45μm filtration. In addition, dissolved organic carbon (DOC) concentrations was measured using a total organic carbon analyzer.

The results showed that K⁺, which is highly competitive with Cs-137, was detected at Iboisiyama, Ishidairayama, and Koutaishiyama, while NH₄⁺ was only detected in some samples at Iboishiyama. There was no obvious relationship between dissolved ion concentration and water temperature, and between dissolved ion concentration and dissolved ¹³⁷Cs concentration at all sites. However, a positive correlation between dissolved cesium concentration and water temperature and DOC and water temperature was observed at all sites regardless of the presence of K⁺ and NH₄⁺. On the other hand, there was no clear relationship between the cesium concentrations in SS and organic matter and water temperature. These results suggest that the seasonal variation in dissolved Cs-137 concentrations in stream water with water temperature could be caused by the seasonality of microbial decomposition of organic matter.

How to cite: Kawano, T., Onda, Y., Takahishi, J., Makino, F., and Iwagami, S.: Seasonal variation of dissolved Cs-137 concentrations in headwater catchments in Yamakiya district, Fukushima Prefecture, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7068, https://doi.org/10.5194/egusphere-egu22-7068, 2022.

A study of 137Cs distribution in a landscape cross-section characterizing the ELGS system (top-slope-closing depression) in the “Vyshkov-2” test site located in the Chernobyl abandoned zone, the Bryansk region, Russia, has been performed in 2015 and 2021. The test site (70×100 m) is located on the Iput’ river terrace in a pine forest characterized by the undisturbed soil-plant cover. Sod-podzolic sandy illuvial-ferruginous soils present the soil cover. The initial level of 137Cs contamination of the area varied from 1480 kBq/m2 to 1850 kBq/m2. Up to now, 89-99 % of the total 137Cs is fixed in the upper 20 cm soil layer with 70-96 % in the upper 8 cm. It allows field spectrometry data to study the structure of the 137Cs contamination field. The 137Cs activity was measured in the soil and moss cover along cross-sections with 1 m step by adapted gamma-spectrometer Violinist-III (USA). Cs-137 content in the soil cores’ and plant samples was determined in the laboratory by Canberra gamma-spectrometer with HPGe detector. It was shown that there is no unidirectional movement of 137Cs both in the soil and in the vegetation cover of the ELGS from the top to the closing depression. On the contrary, the data obtained allow us to state a pronounced cyclical variation of the 137Cs activity in ELGS, which can be traced in the soil and the vegetation. The variation appeared to be rather stable in space 29 and 35 years after the primary pollution. Cyclic fluctuation (variation) of 137Cs activity was described mathematically using Fourier-analysis, which was used to model the observed changes by the revealed three main harmonics. High and significant correlation coefficients obtained between the variation of 137Cs activity and the model for the soil-vegetation cover (r0,01= 0,868; n=17 - 2015; r0,01= 0,675; n=17 - 2021), soils (r0,01= 0,503-0,859; n=17) and moss samples (r0,01= 0,883; n=17 - 2015; r0,01= 0,678; n=17 - 2021) proved satisfactory fitting of models. The character of 137Cs variability in moss cover was generally similar to surface soil contamination, but the level of contamination and amplitude was specific.

The performed study confirmed specific features of 137Cs secondary migration in ELGS, which periodic functions describe. We infer that the observed cyclicity reflects elements’ migration in the ELGS system with water.

The reported study was funded by the Vernadsky Institute federal budget (research task #0137-2019-0006). The field works were supported partly by RFBR No 19-05-00816.

How to cite: Dolgushin, D. and Korobova, E.: Regularities of the 137Cs secondary distribution in the soil-moss cover of elementary landscape-geochemical systems and its dynamics within 6 years on the test site in the Chernobyl abandoned zone, Russia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8178, https://doi.org/10.5194/egusphere-egu22-8178, 2022.

EGU22-9022 | Presentations | GI2.3

Ten-year long-range transport of radiocaesium in the surface layer in the Pacific Ocean and its marginal seas 

Michio Aoyama, Yuichiro Kumamoto, and Yayoi Inomata

Radiocaesium derived from the Fukushima Dai-ichi Nuclear Power Plant (FNPP1) accident was observed across a wide area of the North Pacific, not only in surface seawater, but also in the ocean interior. In this presentation, we summarized the time scale of Lagrangian transport of the FNPP1 derived radiocaesium in surface water during the period from the time of the accident to March 2021 in the North Pacific and the Arctic Oceans and its marginal seas as shown below.

Initial observation results until December 2012 in the surface layer in the North Pacific Ocean by the global observations revealed that a typical feature within one year after the accident was a westward movement across the North Pacific Ocean, speed of which was reported at 7 km day-1 until August 2011. After that, the main body of FNPP1-derived radiocaesium moved east as 3 km day-1 and is separated from Japan in 2013. The arrival of the FNPP1 signal at the west coast of the American continent was reported in 2014. The elevation in the FNPP1 derived radiocaesium concentration in the Bering Sea in 2017 and in the Arctic Ocean in 2019 was reported. The northward bifurcation of the Kuroshio Extension made these obvious transport of the FNPP1 derived radiocaesium to the subarctic and arctic region while the transport by southward bifurcation was not observed. At Hawaii Islands in the subtropical gyre, there was no signal of the FNPP1 derived radiocaesium during the period from March 2011 and February 2017. At Yonaguni Island where the Kuroshio enters the East China Sea, the FNPP1 signal arrived at Yonaguni Islands eight years after the time of the accident, and these might be transported mainly from the subtropical gyre.

At the marginal seas of the North Pacific Ocean, the elevation in the FNPP1 derived radiocaesium concentration in the northern East China Sea in 2014, in the Sea of Japan in 2014/2015 were observed.

We also briefly summarize study results on nuclides other than radiocaesium (e.g., 90Sr, 239240Pu, and 129I).

How to cite: Aoyama, M., Kumamoto, Y., and Inomata, Y.: Ten-year long-range transport of radiocaesium in the surface layer in the Pacific Ocean and its marginal seas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9022, https://doi.org/10.5194/egusphere-egu22-9022, 2022.

Radiocesium (137Cs) was one of the radioactive materials released from the Fukushima Dai-ichi Nuclear Power Plant (FDNPP) accident in March 2011. Highly 137Cs contaminated water from groundwater to the sea was reduced after installation of the sea-side impermeable wall as a countermeasure against contaminated water in October 2015. As a result, 137Cs contamination in water from other sources became more prominent and the levels of 137Cs concentration in seawater was correlated with rainfall fluctuation. To determine the source of contamination, we estimated the fluctuation patterns of 137Cs concentration in seawater, groundwater level, and discharge from the channels using the Antecedent Precipitation Index (Rw) method.
The results indicated that the fluctuation in seawater collected near the 1-4 Units had strong agreement with the 3 day half-life of Rw. The half-life is shorter than that estimated by groundwater level (7 to 30 day). Therefore, the 137Cs concentration in seawater was influenced by relatively faster runoff than the deep groundwater flow. We also made the spatial distribution map of 137Cs concentration in seawater to determine the sources of contamination. It showed that the 137Cs contaminated area was the highest at “south- inside the intake of 1-4 Units” where the outlets of the K and BC discharge channels are located. In particular, the concentration of 137Cs in the channel K was found to correlate with the concentration of 137Cs in seawater near the 1-4 Units (average of R2 = 0.5). These results indicate that the concentration of 137Cs in seawater inside the FDNPP port can be estimated by the Rw method and that the source of the contamination could be determined using the half-life.

How to cite: Sato, H. and Onda, Y.: Determining sources of the 137Cs concentration in seawater at Fukushima Daiichi Nuclear Power Plant using Antecedent Precipitation Index, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9055, https://doi.org/10.5194/egusphere-egu22-9055, 2022.

European seas such as, Baltic, North, and Norwegian Seas are mostly affected areas by the accident at the Chernobyl nuclear power plant (CNPP) in 1986. Since Fukushima Daiichi nuclear power plant (FDNPP) is located on the coast of the North Pacific Ocean in east Japan, its accident resulted in the release of large amounts of radiocesium to the surrounding coastal marine environment (i.e. the waters off Fukushima and neighboring prefectures). The temporal change of radiocaesium concentration in seawater after both accidents was largely dependent on their submarine topography: The Baltic Sea is a semi-closed basin, while Norwegian and North Seas, and the waters off Fukushima and neighboring prefectures is directly connected to open-water. Although concentration of radioacesium (137Cs) in the surface water of the Baltic Sea (central part) continuously decreased, the values in 1996, ten years after the accident, were even higher than pre-accident level in 1985. On the other hand, in the waters off Fukushima and neighboring prefectures 137Cs concentrations in 2020, nine years after the accident, are approaching the pre-accident levels of 2010. The quick decrease is attributable to the intrusion or mixing of water masses with low 137Cs.

How to cite: Takata, H.: Temporal trends of radio-cesium concentration in the marine environment after the Chernobyl and Fukushima Dai-ichi Nuclear Power Plant accidents, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10644, https://doi.org/10.5194/egusphere-egu22-10644, 2022.

EGU22-10713 | Presentations | GI2.3 | Highlight

Decontamination and subsequent natural restoration processes impact on terrestrial systems in Niida River Catchment in Fukushima 

Yuichi Onda, Feng Bin, Yoshifumi Wakiyama, Keisuke Taniguchi, Asahi Hashimoto, and Yupan Zhang

For the Fukushima region in Japan, the large-scale decontamination in the catchments needed to require more attention because of their possible consequence in altering particulate Cs-137 flux from the terrestrial environment to the ocean. Here, combining the high-resolution satellite dataset and concurrent river monitoring results, we quantitively assess the impacts of land cover changes in large-area decontaminated regions on river suspended sediment (SS) and particulate Cs-137 dynamics during 2013-2018. We find that the decontaminated regions’ erodibility dramatically enhanced during the decontamination stage but rapidly declined in the subsequent natural-restoration stage. River SS dynamics show linear response to these land cover changes, where annual SS load (normalized by water discharge) at the end of decontamination increased by over 300% than pre-decontamination and decreased about 48% at the beginning of natural restoration. Fluctuations in particulate Cs-137 concentrations well reflect the process of sediment source alternation due to land cover changes in decontaminated regions. The “Fukushima decontamination experiment” can reveal the dramatic impact of decontamination-natural restoration processes, which highlights the need for quantitatively assessing human impacts on land use and resultant alternation in sediment transfer patterns in large scale catchments. 

How to cite: Onda, Y., Bin, F., Wakiyama, Y., Taniguchi, K., Hashimoto, A., and Zhang, Y.: Decontamination and subsequent natural restoration processes impact on terrestrial systems in Niida River Catchment in Fukushima, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10713, https://doi.org/10.5194/egusphere-egu22-10713, 2022.

EGU22-10817 | Presentations | GI2.3

Effects of stemflow on radiocesium infiltration into the forest soil 

Hiroaki Kato, Hikaru Iida, Tomoki Shinozuka, Yuma Niwano, and Yuichi Onda

Radiocesium deposited in the forest canopy is transferred to the forest floor by rainwater and litterfall. Among them, stemflow likely increases the radiocesium inventory by concentrating rainwater around the trunk. However, the effects of stemflow on the influx of radiocesium into forest soil have not been evaluated quantitatively. In this study, the fluxes of rainwater via stemflow, throughfall, and soil infiltration water were observed. The concentration of dissolved 137Cs was measured in a cedar forest in Fukushima Prefecture, Japan. Soil infiltration water was collected at 5 cm and 20 cm depths at the distant point from the tree trunk (Bt), and the base of the tree trunk (Rd), where the influence of stemflow was strong. The observations were conducted during the period from September 2019 to November 2021. During the observation period, an experiment was conducted to intercept the inflow of rainwater via the throughfall or stemflow, and the change in soil infiltration water was observed. The observation results showed that the infiltration flux of radiocesium into the forest soil was significantly higher at the Rd site and about three times larger than at the Bt site. Particularly at the 20 cm depth at the Rd site, the soil infiltration water flux increased with the stemflow. The stemflow exclusion resulted in the dcrease of radiocesium flux by about 70% at all depths at the Rd site. These results suggest that the stemflow increases the input of radiocesium to the base of the tree trunk and facilitates its transfer to the deeper soil layers.

How to cite: Kato, H., Iida, H., Shinozuka, T., Niwano, Y., and Onda, Y.: Effects of stemflow on radiocesium infiltration into the forest soil, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10817, https://doi.org/10.5194/egusphere-egu22-10817, 2022.

EGU22-11022 | Presentations | GI2.3

Estimation of 137Cs inventories in each ocean basin by a global ocean general circulation model for the global database interpolation 

Daisuke Tsumune, Frank Bryan, Keith Lindsay, Kazuhiro Misumi, Takaki Tsubono, and Michio Aoyama

Radioactive cesium (137Cs) is distributed in the global ocean due to global fallout by atmospheric nuclear weapons tests, releases from reprocessing plants in Europe, and supplied to the ocean by the Fukushima Daiichi Nuclear Power Plant (1F NPP) accident. In order to detect future contamination by radionuclides, it is necessary to understand the global distribution of radionuclides such as 137Cs. For this purpose, observed data have been summarized in a historical database (MARIS) by IAEA. The spatio-temporal density of the observations varies widely, therefore simulation by an ocean general circulation model (OGCM) can be helpful in the interpretation of these observations.

In order to clarify the behavior of 137Cs in the global ocean, OGSM simulations were conducted. Parallel Ocean Program version 2 (POP2) of the Community Earth System Model version 2 (CESM2) is employed. The horizontal resolution is 1.125 degree of longitude, and from 0.28 degree to 0.54 degree of latitude. There are 60 vertical levels with a minimum spacing of 10 m near the ocean surface, and increased spacing with depth to a maximum of 250 m. The simulated period was from 1945 to 2030 with the circulation forced by repeating (“Normal Year”) atmospheric conditions. As input sources of 137Cs to the model, global fallout from atmospheric nuclear tests, releases from reprocessing plants in Europe, and input from the 1F NPP accident were considered. It was assumed that the input conditions in 2020 would continue after 2020.

The simulated 137Cs activity agrees well with the observed data in the database, especially in the Atlantic and Pacific Oceans where the observation density is large. Since 137Cs undergoes radioactive decay with a half-life of 30 years, the inventory for each basin is the difference between the decay corrected cumulative input and flux. In the North Pacific, the inventory reached its maximum in 1966 due to the global fallout by atmospheric nuclear weapons tests. Fluxes from the North Pacific to the Indian Ocean, Arctic Ocean, and Central Pacific were positive, and the North Pacific was a source of supply for other ocean basins. The 1F NPP accident caused a 20% increase in the inventory in 2011. In the North Atlantic, the inventory reaches its maximum in the late 1970s, due to the releases from the reprocessing plant. The outflow flux from the North Atlantic to the Greenland Sea is larger than the other fluxes and is a source of supply to other ocean basins. After 2000, the inflow flux to the North Pacific from the Labrador Sea and the South Atlantic is larger than the outflow flux.

The time series of 137Cs inventory in each ocean basin and the fluxes among ocean basins were quantitatively analyzed by OGCM simulations, and the predictions for the next 10 years were made.  The 137Cs activity concentrations by global fallout can be detected in the global ocean after 2030. The OGCM simulations will be useful in planning future observations to fill the gaps in the database.

How to cite: Tsumune, D., Bryan, F., Lindsay, K., Misumi, K., Tsubono, T., and Aoyama, M.: Estimation of 137Cs inventories in each ocean basin by a global ocean general circulation model for the global database interpolation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11022, https://doi.org/10.5194/egusphere-egu22-11022, 2022.

EGU22-11502 | Presentations | GI2.3

Retrospective assessment of 14C aquatic and atmospheric releases from Ignalina Nuclear Power Plant due to exploitation of two RBMK-1500 type reactors 

Evaldas Maceika, Rūta Barisevičiūtė, Laurynas Juodis, Algirdas Pabedinskas, Žilvinas Ežerinskis, Justina Šapolaitė, Laurynas Butkus, and Vidmantas Remeikis

Considerable amounts of 14C in the nuclear reactor are generated by neutrons. It accumulates in reactor components, coolant, and cleaning systems, and partly is released into the environment as gaseous releases and as liquid effluents. Two RBMK-1500 type reactors were exploited at Ignalina NPP (Lithuania) 1983-2009. Releases from NPP radiocarbon accumulated in local biosphere by photosynthesis, including terrestrial and aquatic media, as INPP used Lake Drūkšiai as a cooling pond

Temporal variation of 14C in lake ecosystem was examined by analyzing measured radiocarbon concentration of the organic compounds (Alkali soluble-AS) and alkali insoluble-AIS) derived from the layers of the Drūkšiai lake bottom sediments. The lake sediment cores were sampled in 2013 and 2019, sliced to 1 cm layers and 14C concentration was measured of every layer. AS and AIS organic fractions of sediment samples were extracted by using the acid-base-acid method.

Tree ring cores were collected from Pinus Sylvestris pines around the Ignalina NPP site at different directions and distances. Cellulose extraction was performed with BABAB (base-acid-base-acid-bleach) procedure, and all samples were graphitized and measured by a single state accelerator mass spectrometry at Vilnius Radiocarbon facility. Tree rings 14C concentration analysis provides atmospheric radiocarbon concentration in locations around the nuclear object. This analysis provides an opportunity to evaluate the impact of a nuclear object on water and terrestrial ecosystems.

The results showed a pronounced increase of 14C above background up to 17.8 pMC in the tree rings during INPP exploitation as well during decommission (since 2010) periods. According to the recorded data in 2004-2017 of the local Ignalina NPP meteorological station, the prevailing wind direction was towards the North and East during warm and light time periods. The radiocarbon released from the INPP stack dilutes when it travels in a downwind direction from the INPP. However, even 6.6 km away from the INPP, the impact of the power plant is still clearly visible. By using our created Gaussian dispersion model, the estimated annual emissions of 14C activity from the Ignalina NPP to the air vary from year to year. When only the 1st INPP reactor Unit was operating in 1985-1987, average emissions were 1.2 TBq/year. Emissions almost doubled to 2.1 TBq/year in 1988, when the 2nd Unit became operational. Later, emission levels increased. It could be explained by the large amount of 14C accumulating in the graphite of the RBMK reactor and its gradual release.

14C concentration profile analysis of the lake bottom sediments core revealed a significant impact of the Ignalina NPP on the Drūkšiai lake ecosystem. An increase of 14C concentration in the layers of bottom sediments by 80 pMC in the AS fraction and only by 9 pMC in the AIS fraction was observed, corresponding to the period about years of 1998-2003. The maximum peak in AS of 189 pMC was reached approximately in 2001, followed by gradual lake recovery. This radiocarbon peak in the lake represents a large single one-time pollution release. The critical period was in 2000s when maintenance works of the reactors were performed.

How to cite: Maceika, E., Barisevičiūtė, R., Juodis, L., Pabedinskas, A., Ežerinskis, Ž., Šapolaitė, J., Butkus, L., and Remeikis, V.: Retrospective assessment of 14C aquatic and atmospheric releases from Ignalina Nuclear Power Plant due to exploitation of two RBMK-1500 type reactors, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11502, https://doi.org/10.5194/egusphere-egu22-11502, 2022.

EGU22-11571 | Presentations | GI2.3

Mapping of Post-Disaster Environments using 3D Backprojection and Iterative Inversion Methods Optimised for Limited-Pixel Gamma Spectrometers on Unoccupied Aerial Systems (UAS). 

Dean Connor, David Megson-Smith, Kieran Wood, Robbie Mackenzie, Euan Connolly, Sam White, Freddie Russell-Pavier, Matthew Ryan-Tucker, Peter Martin, Yannick Verbelen, Thomas Richardson, Nick Smith, and Thomas Scott

All radiological measurements acquired from airborne detectors suffer from the issues of geometrical signal dilution, signal attenuation and a complex interaction of the effective sampling area of the detector system with the 3D structure of the surrounding environment. Understanding and accounting for these variables is essential in recovering accurate dose rate maps that can help protect responding workforces in radiologically contaminated environments.

Two types of terrain-cognisant methods of improving source localisation and the contrast of airborne radiation maps are presented in this work, comprising of ‘Point Cloud Constrained 3D Backprojection’ and ‘Point Cloud Constrained Randomised Kaczmarz Inversion’. Each algorithm uses a combination of airborne gamma-spectrometry and 3D scene information collected by UAS platforms and have been applied to data collected with lightweight, simple (non-imaging) detector payloads at numerous locations across the Chornobyl Exclusion Zone (CEZ).

Common to both the algorithms is the projection of the photopeak intensity onto a point cloud representation of the environment, taking into account the position and orientation of the UAS in addition to the 3D response of the spectrometer. The 3D Backprojection method can be considered a relatively fast method of mapping of through proximity, in which the measured photopeak intensity is split over the point cloud according to the above factors. It is an additive technique, with each measurement increasing the overall magnitude of the radiation field assigned to the survey area, meaning that more measurements continues to increase the total radiation of the site. The total measured intensity of the solution is then normalised according to the time spent in proximity to each point in the scene, determined by splitting and projecting the nominal measurement time at each survey point over the point cloud according to the distance from the survey position. Thus accounting for sampling biases during the survey.

The inversion approach adapts algorithms routinely used in medical imaging for the unconstrained world in which the detector is no longer completely surrounding the subject/target. A forward projection model, based on the contribution of distant point sources to the detector intensity, is used to determine the relationship between the full set of measurements and the 3D scene. This results in a hypercube of linear equations where it is assumed every point in the scene contributes to the measured intensity. The algorithm randomly adds measurements from within the aerial set and back-projects this onto the point cloud, with the initial state of the solution set to emit no radiation. After a given number of iterations, the fit of the current solution to the original measurements is assessed though a least squares method and updated when this produces a fit better than the current best estimate. This continues to happen until a minimum value is reached before the divergence of the system, representing the most confident solution. Based on examples from both simulations and real world data, the improvement in contrast of airborne maps using this inversion method can make them equivalent to ground-based surveys, even when operating at 20 m AGL and above.

How to cite: Connor, D., Megson-Smith, D., Wood, K., Mackenzie, R., Connolly, E., White, S., Russell-Pavier, F., Ryan-Tucker, M., Martin, P., Verbelen, Y., Richardson, T., Smith, N., and Scott, T.: Mapping of Post-Disaster Environments using 3D Backprojection and Iterative Inversion Methods Optimised for Limited-Pixel Gamma Spectrometers on Unoccupied Aerial Systems (UAS)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11571, https://doi.org/10.5194/egusphere-egu22-11571, 2022.

EGU22-11620 | Presentations | GI2.3

Methodology for estimating the emission of radionuclides into the atmosphere from wildfires in the Chernobyl Exclusion Zone 

Valentyn Protsak, Gennady Laptev, Oleg Voitsekhovych, Taras Hinchuk, and Kyrylo Korychenskyi

Most of the territory of the Chernobyl Exclusion Zone (CEZ) is covered by forest. Forest of CEZ have accumulated a significant part of the radioactive release and for many years have served as a barrier to the non spreading of the radionuclide contamination outside the CEZ.

According to the classification of wildfire danger, the forests of CEZ belong to high, above average and medium classes, making cases of wildfires as quite common.

Poor, sod-podzolic soils of Ukrainian Polesye contribute to the entry the activity of 90Sr and 137Cs in plant biomass. During wildfires some of the radionuclides contained in combustion products of biomass are emitted into the atmosphere. Biologically important radionuclides such as 90Sr, 137Cs, plutonium isotopes and 241Am bound to fine aerosols - combustion products - can be transported with atmospheric flows over the long range, causing secondary radioactive fallout and forming additional inhalation dose loads on the population.

Lack of the actual information on the source term (rate of emission of radionuclides) does not allow reliable modeling of the radiological impact of wildfires. To address this issue, we have proposed a methodology that allows for operational assessments of the dynamics of radionuclide emissions into the atmosphere from wildfires in the CEZ.

The basic parameters for the calculations are

  • cartographic data on the density of radionuclide contamination of the territory of the CEZ;
  • classification of the territory of the CEZ according to the distributive features of forests and meadows;
  • classification of CEZ forests according to taxa characteristics to estimate amount of stored fuel biomass (kg/m2);
  • experimental data on the transfer of radionuclides from soil to the main components of biomass for the calculation of radionuclide inventory in fuel biomass (Bq/m2). Thus, for meadows the main fuel component is grass turf, while for forest these are litter, wood, bark and pine needles.
  • experimental data on emission factors of radionuclides from fuel biomass.

Implementation of the proposed algorithm in the form of GIS application makes it possible to assess the dynamics of radionuclide emission into the atmosphere by delineation the fire areas on the CEZ map. The NASA WorldView interactive mapping web application can be used to estimate the temporal and spatial characteristics of the wildfire while it is being developed. The contouring of the area affected by fire is carried out according to the analysis of the cluster of thermal points. Also, operational contouring of wildfire can be carried out using data delivered from unmanned aerial vehicles.

The application of the proposed algorithm for the analysis of the dynamics of 137Cs emissions into the atmosphere from the April 2020 wildfire showed a good agreement with the data reported by various authors who used the method of inverse simulation. Improving the accuracy of calculations according to the proposed algorithm can be done by rectifying radionuclide emission factors and taking into account fire intensity data, which in turn can affect both the radionuclide emission factor and the degree of burnout of plant biomass.

How to cite: Protsak, V., Laptev, G., Voitsekhovych, O., Hinchuk, T., and Korychenskyi, K.: Methodology for estimating the emission of radionuclides into the atmosphere from wildfires in the Chernobyl Exclusion Zone, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11620, https://doi.org/10.5194/egusphere-egu22-11620, 2022.

Human activities such as mining and processing of naturally occurring radioactive materials have a potential to result in enhanced radioactivity levels in the environment. In South Africa, there has been extensive mining of gold and uranium which produced large mine tailings dams that are highly concentrated with radioactive elements. The purpose of this study was to carry out a preliminary survey on a large scale to assess the activity concentrations of 238U, 232Th and 40K in mine tailings, soils and outcropping rocks in the West Rand District in South Africa. This was done to better understand the impact of the abandoned mine tailings on the surrounding soil. This study employed in-situ gamma spectrometry technique to measure the activity concentrations of 238U, 232Th and 40K. The portable BGO SUPER-SPEC (RS-230) spectrometer, with a 6.3 cubic inches Bismuth Germanate Oxide (BGO) detector was used for in-situ measurements. In mine tailings the activity concentrations for 238U, 232Th and 40K were found to range from 209.95 to 2578.68 Bq/kg, 19.49 to 108.00 Bq/kg and 31.30 to 626.00 Bq/kg, respectively. In surface soil, the activity concentration of 238U for all measurements ranged between 12.35 and 941.07 Bq/kg, with an average value of 59.15 Bq/kg. 232Th levels ranged between 12.59 and 78.36 Bq/kg, with an average of 34.91 Bq/kg. For 40K the average activity concentration was found to be 245.64 Bq/kg, in a range of 31.30 - 1345.90 Bq/kg. For the rock samples analyzed, average activity concentrations were 32.97 Bq/kg, 32.26 Bq/kg and 351.52 Bg/kg for 238U, 232Th and 40K, respectively. The results indicate that higher radioactivity levels are found in mine tailings than in rocks and soils. 238U was found to contribute significantly to the overall activity concentration in tailings dams as compared to 232Th and 40K. It has been observed that the mine tailings have a potential to impact on the activity concentration of 238U in soil in the immediate vicinity. However, on a regional scale it was found that the radioactivity levels in surface soil mainly depend on the radioelement concentration of the underlying rocks. The contamination is only confined to areas where mine tailings materials are washed off and deposited on surface soils in close proximity to tailings sources. This serves as an indication that the migration of uranium from tailings dams is localized and occurs within short distances. It is recommended that further radiological monitoring be conducted in areas found to have elevated concentration of uranium-238.

Keywords-In-situ gamma-ray spectrometry, Mine tailings, Radioactivity, Soil.

How to cite: Moshupya, P., Abiye, T., and Korir, I.: In-situ measurements of natural radioactivity levels in the gold mine tailings dams of the West Rand District, South Africa., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11669, https://doi.org/10.5194/egusphere-egu22-11669, 2022.

EGU22-775 | Presentations | GI6.7 | Highlight

Radon monitoring in a volcanic cave: El Viento Cave (Canary Islands, Spain) 

M. Candelaria Martín-Luis, Pedro A. Salazar-Carballo, María López-Pérez, Xiomara Duarte-Rodríguez, and María Esther Martín González

Radon (222Rn, t 1/2 = 3.82 days) is by far the dominant radionuclide in indoor air and constitutes a health hazard in poorly ventilated environments, such as caves, mines or tunnels. In these contexts, radon gas can accumulate, reaching harmful concentrations due to the ionizing radiation from 222Rn and its progeny. To minimize the exposure risk, a radon monitoring program is required to adopt mitigation measures for the radiological protection of workers, cavers and visitors. The Directive 2013/59/EURATOM sets the recommended occupational and public effective dose limits being 20 and 1 mSv/year, respectively.

El Viento Cave is a volcanic lava tube located in the northern flank of Pico-Viejo volcano, in the Icod Valley, (Tenerife, Canary Islands, Spain). It was formed during the early eruptions of the Pico Viejo volcano, 27,030 ± 430 years ago, from basaltic, plagioclase-rich pahoehoe lavas. The cave has an extraordinary complexity, with several sinuous tubes and branches in three superimposed and interconnected levels and is considered the 5th longest volcanic cavity on Earth (Carracedo and Troll, 2013). A 200 m long segment of this lava tube, named “El Sobrado Cave”, is enabled for touristic visits. Only in 2019 the cave received more than 28000 visitors.

Monthly radon profiles were obtained during one year (from 2020/10/01 to 2021/09/30) in the touristic section of the cave by using SSNTD (CR-39), installed approximately every 35 m. Besides, a RadonScout monitor (SARAD GmbH) was set up at about 100 m from the cave entrance, for continuous monitoring (integration time of 1 hour) of radon and environmental parameters (air temperature, relative humidity, and barometric pressure).

222Rn levels inside the cave ranged from 0-5.000 Bq/m3, exhibiting seasonal, diurnal and semidiurnal fluctuations. Short-period radon variations (24 and 12 h frequencies) are related to air temperature and humidity. Long-period radon fluctuations (annual-seasonal) are correlated with rainfall, with lower radon levels in winter (rainy season) and higher in summer (dry season).

Annual mean effective dose due to 222Rn gas exposure was estimated from the geometric mean of radon concentration during the studied period, assuming an average indoor occupancy of 10 working hours/week during 48 weeks/year for guides and a punctual visit of 1 hour for tourists. In these conditions, the resulting annual effective dose computed for guides is below 2mSv/year.

References:

Carracedo, J.C. & Troll, V.R. (Eds.). (2013). Teide Volcano: Geology and Eruptions of a Highly Differentiated Oceanic Stratovolcano. Active Volcanoes of the World, Springer Berlin Heidelberg, 296 pp.

How to cite: Martín-Luis, M. C., Salazar-Carballo, P. A., López-Pérez, M., Duarte-Rodríguez, X., and Martín González, M. E.: Radon monitoring in a volcanic cave: El Viento Cave (Canary Islands, Spain), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-775, https://doi.org/10.5194/egusphere-egu22-775, 2022.

EGU22-2684 | Presentations | GI6.7 | Highlight

The role of Pusteria fault zone (North-Eastern Alps, Italy) on enhancing the Geogenic Radon component 

Eleonora Benà, Giancarlo Ciotoli, Chiara Coletti, Antonio Galgaro, Volkmar Mair, Matteo Massironi, Claudio Mazzoli, Corrado Morelli, Pietro Morozzi, Livio Ruggiero, Laura Tositti, and Raffaele Sassi

Radon (222Rn) is a radioactive gas widely considered an indoor air pollutant due to its harmful effects on human health (WHO, 2009). The Geogenic Radon Potential (GRP) quantifies what “Earth delivers” in terms of radon and represents the most important contributor to Indoor Radon Concentrations (IRC) indicating the potential risk over an area (Bossew 2015). This is the special case of some municipalities in Pustertal/Pusteria Valley (Bozen/Bolzano, North-Eastern Italy) which display a high IRC, based on Indoor measurements carried out by Minach et al. (1999), exceeding the threshold value recommended by EURATOM 59/2013. These municipalities are located along a wide brittle-fracture zone between the Pusteria Line (PL, the eastern part of Periadriatic Lineament) and the Deffereggen-Anterselva-Valles (DAV) faults. This fractured zone may act as preferential pathway for radon transport and migration by carrier gases (mainly CO2 and CH4), strongly contributing to its geogenic component. A GRP map of the study area has been developed based on field measurements of radon, thoron (220Rn) and other soil gases (CO2, CH4, H2, O2, H2S) according to a sampling grid in an area of 6x10 km, and along three profiles crossing above mentioned fault lines in Terenten/Terento, Mühlen/Molini and Pfalzen/Falzes specific areas. The GRP map was constructed by using soil gas radon data and other proxy variables in a spatial regression model. Soil gas measurements have been supported by high-resolution gamma-ray spectrometry on 16 rock samples belonging to the main outcropping lithologies in the study area i.e. granite, orthogneiss, micaschist-paragneiss, phyllite. The preliminary radon map highlights a wide area of radon anomaly located to the North of the Periadriatic Lineament. The global trend of these radon anomalies follows the structural trend of the brittle fracture zone between PL and DAV faults and tends to close from the eastern part (Pfalzen/Falzes) toward the western part (Terenten/Terento) of the study area. In particular the easternmost sector of the map displays a wide north-south area of radon anomaly related to a wide brittle-fracture zone probably composed by a system of sub-parallel faults. The spatial distribution of radon anomalies confirms the key role played by the Pustertal/Pusteria fault system in the fluid degassing processes enhancing geogenic radon potential of the Pustertal/Pusteria Valley.

 

Keywords: Natural Radioactivity, Geogenic Radon Potential, Indoor Radon, Periadriatic Lineament

 

References:

Bossew Peter.  Mapping the Geogenic Radon Potential and Estimation of Radon Prone Areas in Germany. Radiation Emergency Medicine 2015 Vol. 4, No.2 13-20.

Council Directive 2013/59/EURATOM. Basic safety standards for protection against the dangers arising from exposure to ionising radiation.

Minach L., Verdi L., Marchesoni C., Amadori C. Radon in Südtirol. Environmental Protection Agency. 1999.

WHO 2009. Zeeb H. and Shannoun F. (eds.) WHO handbook in Indoor Radon - a public health perspective. ISBN 978 92 4 1547672.

How to cite: Benà, E., Ciotoli, G., Coletti, C., Galgaro, A., Mair, V., Massironi, M., Mazzoli, C., Morelli, C., Morozzi, P., Ruggiero, L., Tositti, L., and Sassi, R.: The role of Pusteria fault zone (North-Eastern Alps, Italy) on enhancing the Geogenic Radon component, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2684, https://doi.org/10.5194/egusphere-egu22-2684, 2022.

Gamma ray spectroscopy (GRS) and cosmic ray neutron sensors (CRNS) have become promising proximal soil moisture sensing techniques at intermediate scale in recent years. The high efficiency and relatively good spectral resolution provided by Sodium Iodide (NaI) detectors allow gamma-ray surveys for monitoring the spatial and temporal distribution of terrestrial radioelements like 40K, which is inversely proportional to the volumetric soil water content SWC (m3/m3). Cosmic ray neutron sensors detect and count the number of neutrons in the soil and the air just above the soil. Dryer soil has more fast-moving neutrons, while wetter soil has fewer because more hydrogen from water is available to absorb energy.

The objective of this study is to test the response of the proximal gamma ray spectroscopy and the cosmic ray neutron sensor in an agricultural field under dry and wet soil conditions to infer the information of soil water content in the first 30 cm. For the first time in Spain GRS and CRNS sensors have been assayed on a test site of aprox. 40 × 80 m2 (41º 43’ 37’’ N, 0º 48’ 46’’ W) at the experimental farm of the Estación Experimental de Aula Dei (EEAD-CSIC, Zaragoza, Spain). The experimental setup is equipped of a Cosmic Ray Neutron Sensor placed at 2 m above the ground located at the middle of the field, and a proximal gamma-ray equipment composed by sodium iodide scintillator detector (NaI). The CRNS provided continuous data every 15 min, while NaI detector supplied data at selected sites before and after a 16-liter rain episode. In this contribution, we present the preliminary results under dry and wet conditions of the distribution of 40K (cps, Bq m-2) and analyse the SWC after performing GRS and CRNS measurements. Our results were also compared with soil moisture estimated by volumetric field sensors showing high sensitivity to the different status of soil moisture, highlighting the promising of the use of these nuclear techniques for environmental and agricultural purposes.

How to cite: Gaspar, L., Franz, T., Lizaga, I., and Navas, A.: Testing the response of proximal gamma ray spectroscopy and cosmic ray neutron sensors to dry and wet conditions in an agricultural field (Spain), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2868, https://doi.org/10.5194/egusphere-egu22-2868, 2022.

EGU22-3145 | Presentations | GI6.7

Radon hazard vs. radon risk – consequences for radon abatement policy 

Peter Bossew and Eric Petermann

Exposure to indoor radon (Rn) is recognized as a health hazard which may cause several 100,000 lung cancer fatalities per year world-wide. Physical causes are Rn generation as part of the decay chains that originate in ubiquitous uranium and thorium and its transport through the natural to the built environment, where it can infiltrate indoor air. Generation and transport of Rn constitute geogenic Rn hazard. Its geographical distribution reflects the ones of the properties of the media in which the processes occur, namely their geochemistry and physical properties such as porosity, permeability and humidity. By linking to measured indoor Rn concentration, geogenic hazard can be transformed into the expected indoor Rn concentration in a hypothetical house at a location or the probability that in the house a Rn threshold is exceeded.

Hazard turns into risk if somebody is exposed to the hazardous agent. Given a certain amount of hazard, the risk results from conditions which enable exposure (defining vulnerability and susceptibility to the hazard) and the presence of people who are actually exposed. While hazard yields a probability that somebody exposed suffers a detriment, risk quantifies the size of the detriment, e.g. the expected number of Rn induced lung cancer fatalities per unit area. Elevated risk can occur also if the individual probability of detriment is low, if the number of exposed persons is high.

Rn abatement policy which through regulation aims to reduce the detriment, should respond differently to hazard and risk. In the former case, it should reduce the probability of individual high exposure occurring, by remediation, or avoiding it to occur, by preventive action. Responding to the latter means reducing collective exposure.

So far, policy has mainly focused on the first, i.e. hazard reduction, while comparatively less attention has been given to the second, although the overall detriment to society depends on it. Although Rn regulation has already been developed extensively in Europe, discussion of the aspect of collective risk reduction seems to be in the beginning only.

In this presentation, we outline the problem by showing the difference between hazard and risk and addressing existing Rn abatement strategies.

How to cite: Bossew, P. and Petermann, E.: Radon hazard vs. radon risk – consequences for radon abatement policy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3145, https://doi.org/10.5194/egusphere-egu22-3145, 2022.

EGU22-3966 | Presentations | GI6.7

New traceability chains for the measurement of radon at the environmental level 

Stefan Röttger, Annette Röttger, Claudia Grossi, Ute Karstens, Giorgia Cinelli, and Chris Rennick

In the framework of the EMPIR project 19ENV01 traceRadon(1) [1] stable atmospheres with low-level, activity concentrations of radon have to be produced for the calibration of radon detectors [2] capable of measuring the outdoor air activity concentration. The traceable calibration of these detectors at very low activity concentrations is of special interest, for the radiation protection community, as well as the climate observation community. Because radiation protection networks (like the EUropean Radiological Data Exchange Platform (EURDEP)) and climate observation networks (like the Integrated Carbon Observation System (ICOS)) need reliable, accurate radon activity concentration measurements, either for identification of Radon Priority Areas (RPA), for false alarm prevention or to apply the Radon Tracer Method (RTM) for the estimation of greenhouse gas (GHG) emissions.

Radon gas is the largest source of public exposure to naturally occurring radioactivity, and concentration maps based on atmospheric measurements aid developers to comply with EU Safety Standard Regulations. Radon can also be used as a tracer to evaluate dispersal models important for supporting successful greenhouse gas (GHG) mitigation strategies. One of the recently most applied technique for this propose is the Radon Tracer Method (RTM). To reduce the uncertainty of both radiation protection measurements and those used for GHG modelling, traceability to SI units for radon exhalation rate from soil, its concentration in the atmosphere and validated models for its dispersal are needed. The project traceRadon started in 2020 to provide the necessary measurement infrastructure [3,4]. This is particularly important for GHG emission estimates that support national reporting under the Paris Agreement on climate change.

As there is an overlapping need between the climate research and radiation protection communities for improved traceability at low-level outdoor radon and radon flux measurements the project traceRadon works on this aspect for the benefit of two large scientific communities.  The results at midterm of the project are presented.

[1] Röttger, A. et al: New metrology for radon at the environmental level 2021 Meas. Sci. Technol. 32, 124008, https://doi.org/10.1088/1361-6501/ac298d

[2] Radulescu, I et al.: Inter-comparison of commercial continuous radon monitors responses, Nuclear Instruments and Methods in Physics Research Section A, Volume 1021, 2022, 165927, https://doi.org/10.1016/j.nima.2021.165927

[3] Mertes, F et. al.: Approximate sequential Bayesian filtering to estimate Rn-222 emanation from Ra-226 sources from spectra, https://doi.org/10.5162/SMSI2021/D3.3

[4] Mertes, F. et. al.: Ion implantation of 226Ra for a primary 222Rn emanation standard, Applied Radiation and Isotopes, Volume 181, March 2022, 110093, https://doi.org/10.1016/j.apradiso.2021.110093


(1) This project has received funding from the EMPIR programme co-financed by the Participating States and from the European Union's Horizon 2020 research and innovation programme. 19ENV01 traceRadon denotes the EMPIR project reference

How to cite: Röttger, S., Röttger, A., Grossi, C., Karstens, U., Cinelli, G., and Rennick, C.: New traceability chains for the measurement of radon at the environmental level, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3966, https://doi.org/10.5194/egusphere-egu22-3966, 2022.

EGU22-4833 | Presentations | GI6.7 | Highlight

Measuring Background Radiation with a Novel Ionisation Detector Aboard A North Atlantic Voyage 

Justin Tabbett, Karen Aplin, and Susana Barbosa

Radon and its progeny are well-documented sources of natural radioactivity which can be used as benchmarks for testing a novel ionisation detector. The miniaturised ionisation detector was deployed aboard the NRP Sagres on a SAIL mission in July 2021 which travelled between the Açores and Lisbon in the North Atlantic Ocean. On its voyage, the detector profiled natural background radiation and in-directly detected cosmic ray muons, providing both spectroscopic energy discrimination and count rate data. The detector was simultaneously run with a NaI(Tl) gamma ray counter and other meteorological instruments.

The small form factor and low-power detector, composed of a 1x1x0.8 cm3 CsI(Tl) microscintillator coupled to a PiN photodiode, was able to identify gamma peaks from Bi-214 and K-40, having been calibrated using laboratory gamma sources up to 1.3 MeV. This research aims to investigate the performance of the ionisation detector and behaviour of discrete gamma energies over the duration of the voyage. Additionally, we will show a comparison of the CsI(Tl) based ionisation detector against the gamma ray counter which features a larger NaI(Tl) scintillator.

How to cite: Tabbett, J., Aplin, K., and Barbosa, S.: Measuring Background Radiation with a Novel Ionisation Detector Aboard A North Atlantic Voyage, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4833, https://doi.org/10.5194/egusphere-egu22-4833, 2022.


The automatic classification of peaks in gamma radiation time series is relevant for both scientific and practical applications. From the practical perspective, the classification of  peaks is fundamental for  early-warning systems for radiation protection and detection of radioactive material. From the scientific point of view, peaks in gamma radiation are often driven by precipitation  and consequent  scavenging of airborne radon progeny radionuclides to the ground (mainly Pb-214 and Bi-214). Thus measurements of gamma radiation at the earth's surface have the potential to provide information on micro-physical processes occurring high above in the clouds, as the dominant source of radon progeny is thought to be associated with in-cloud processes – nucleation scavenging and interstitial aerosol collection by cloud or rain droplets. 

The present study addresses the classification of peaks in high-resolution (1-minute) gamma radiation time series from the GRM (Gamma Radiation Monitoring) campaign, which is being carried out since 2015 at the Eastern North Atlantic (ENA) station of the ARM (Atmospheric Radiation Measurements) programme. In addition to the gamma time series, precipitation information from laser disdrometer measurements is considered, including rain rate, liquid water content, median drop diameter and droplet concentration. Diverse machine learning algorithms are examined with the goal to identify and classify gamma peaks driven by precipitation events, and further examine the association between precipitation characteristics and the resulting gamma radiation peak on the ground.

 

How to cite: Barbosa, S., Matos, J., and Azevedo, E.: Automatic classification of peaks in gamma radiation measurements from the Eastern North Atlantic (ENA-ARM) station in Graciosa island (Azores), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6049, https://doi.org/10.5194/egusphere-egu22-6049, 2022.

EGU22-9563 | Presentations | GI6.7 | Highlight

222Radon (222Rn) levels of Thermal Waters in the geothermally active Campi Flegrei volcanic caldera (Southern Italy) using a RAD7 radon detector 

Raffaella Silvia Iovine, Monica Piochi, Rosario Avino, Emilio Cuoco, Carmine Minopoli, Alessandro Santi, Stefano Caliro, Antonio Piersanti, and Gianfranco Galli

Radon is an inert radioactive and radiogenic gas whose exposure is considered harmful for human health. Radon migrates in the hydrogeological systems and discharge into air when water is exposed to the atmosphere. In hydrothermal and geothermal settings of quiescent volcanoes, the surveillance of dissolved 222Rn can be useful to define the hydrological setting and to track fluids’ dynamics. The quantity of dissolved 222Rn depends on different factors such as the characteristics of the aquifer, water-rock-gas interactions, water residence time, radioactive supply. The present study provides measurements of radon concentration levels in 20 thermal waters at the Campi Flegrei volcanic caldera, an important geothermal system with hydrothermal manifestations in the Neapolitan area. We used a Radon-in-air detector (RAD7®, Durridge Co.) equipped with Big Bottle RAD H2O and DRTYSTICK accessories. Water samples are taken from subsurface thermal groundwater, springs, lakes, pools and one submerged thermal spring with different chemical-physical conditions. They are mostly chlorine to bicarbonate waters, with the exception of few sulphate, sampled nearby gas vents of Solfatara and Pisciarelli, with temperature and pH values ranging from 18.1 to 91.3 °C and from 2 to 8 respectively. The hottest and most acidic sulphate waters refer to a small boiling pool at the hydrothermal discharge area of Pisciarelli and have nearly zero Rn levels.

Dissolved radon concentrations vary from 0.1 ± 0.1 to 910 ± 9 Bq/L with an average value of 122.7 Bq/L, using the CAPTURE program, the default RAD7 data acquisition program. Similar values in radon concentration are obtained using the method proposed in De Simone et al. (2015), ranging between 0.1 ± 0.1 and 1037± 60 Bq/L with an average value of 133.0 Bq/L.

The 222Rn levels from this study not exceed the additional reference level of 1000 Bq/L that can be used in specific situations for the protection of human health.

No correlation has been observed between temperature, pH, major anions and radon concentration values, nor between rock composition since it is almost homogeneous at the study sites. Rn levels therefore appear to reflect the local sedimentological, structural or hydrogeological setting.

These results are the first of our investigation of dissolved Rn at the Campi Flegrei caldera, acquired in the ongoing “Pianeta Dinamico” project focused on the hydrothermal system functioning of the quiescent volcanoes and financed by the Istituto Nazionale di Geofisica e Vulcanologia. The final goal will be to define the natural Rn fluctuations in relation to the background levels and eventual anomalies in the hydrogeological system, also for public health safety monitoring. Therefore, a future step in this framework will be integrating more dissolved radon measurements in the Campania territory using the same research approach adopted in this study.

 

De Simone G., Galli G., Lucchetti C., Tuccimei P. (2015) Calibration of Big Bottle RAD H2O set-up for radon in water using HDPE bottles Radiat. Meas., 76, pp. 1-7.

How to cite: Iovine, R. S., Piochi, M., Avino, R., Cuoco, E., Minopoli, C., Santi, A., Caliro, S., Piersanti, A., and Galli, G.: 222Radon (222Rn) levels of Thermal Waters in the geothermally active Campi Flegrei volcanic caldera (Southern Italy) using a RAD7 radon detector, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9563, https://doi.org/10.5194/egusphere-egu22-9563, 2022.

EGU22-9600 | Presentations | GI6.7

Radon bursts 

Heiko Woith

Radon timeseries typically contain a mixture of periodic and transient signals. Radon cycles can cover a broad frequency spectrum ranging from half-diurnal (S2, M2), daily (S1, O1), multiday, fortnightly, monthly, semi-annually, seasonal, to decadal variations. Physically, these variations are caused by a complex mix of meteorological parameters like air pressure, air temperature, wind, humidity, rain, snow, soil moisture, as well as pressure and temperature gradients in the ground or water level changes. In rare cases also Earth tides may modulate the radon signal. From time to time transient signals appear on top of these quasi-periodic signals – sometimes even in the form of radon bursts. These bursts are characterised by a sharp increase in radon concentration, often followed by a decay-like decrease. They last for hours, days, or months; they occur in soil, sediments, and rocks (granite, phyllite, lava), and appear in various geological environments (mofettes, mud volcanoes, volcanoes, rift systems). Spike-like bursts were also reported for other gases like methane or carbon dioxide. Deformation and related pore-pressure changes are discussed as physical origin of these transients. Spike-like anomalies are frequently claimed to be earthquake precursors. But they can also be caused by external events, like strong rainfall events, lake-level changes and even be artificially induced, e.g. by drilling activities. Thus my working hypothesis is that it is not possible to deduce the origin of a spike-like anomaly from its form and duration.

How to cite: Woith, H.: Radon bursts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9600, https://doi.org/10.5194/egusphere-egu22-9600, 2022.

Artificial radionuclides emitted into the environment have become tools to understand the physical processes in the last half-century and model future geophysical phenomena. In the case of a high contamination event such as a nuclear accident, it is challenging to capture the three-dimensional subsurface migration behavior of radionuclides during the most dynamic and crucial period shortly after the initial fallout because of the risk to human observers. Thus, geophysical models often rely on stabilized radionuclides, hypothesizing the radionuclide mobility in the initial phase. This study aims to demonstrate the rapid changes of vertical profiles of Cs-137 in short years after initial depositions, using soil samples collected in a forest and on abandoned farmland in Fukushima, Japan, five to seven years after the Fukushima Daiichi Nuclear Power Plant Accident in 2011.

The subsurface migration profiles, including the actual migration head depth of Cs-137, were examined against local topographic indices. Some of the preliminary results show that actual subsurface migration of the FDNPP-derived Cs-137 was equal to or deeper than 30 cm depth in nine forest soil samples; the confirmed deepest migration was at 38 cm. Meanwhile, the actual migration depths in abandoned crop fields were less than 15 cm. Along a 500 m hillslope, deposition was observed at five locations. The interaction of the timing of deposition and erosion depths was deciphered from Cs-137 vertical profiles and surrounding topography. The findings from this study demonstrate the implications of radionuclides behavior during a dynamic migration period to natural and artificial environmental radioactivity analysis. To accurately estimate the activities of radionuclides years later, these initial losses and gains of target radionuclides in the soil need to be considered with temporal progress, along with nuclear decay.

How to cite: Yasumiishi, M. and Nishimura, T.: Learning from subsurface migration profiles of an artificial radionuclide during a volatile migration period, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10082, https://doi.org/10.5194/egusphere-egu22-10082, 2022.

EGU22-10090 | Presentations | GI6.7

Forest versus pasture radon-222 flux in a granitic context: the Sapine drainage basin at Mont Lozère, France 

Bo Lei, Frédéric Perrier, and Frédéric Girault

Radon-222 (222Rn) is a well-known tracer of atmospheric, environmental and geological processes. In a recent reviews of radon-222 flux (RF) from ground surface at continental scale, or in recent observations of RF in association with earthquakes, the question of the influence of vegetation cover emerges repeatedly. In this study, a total of 58 RF flux (RF) measurement were performed from ground surface in September 2021 at the Sapine drainage in the Mont Lozère (French Central Massif). The micro-observations site was located at the south slope of the granitic context between a forest and pasture. No significant difference was observed between the RF in pasture (225±63 mBq m-2 s-1) and forest (247±80 mBq m-2 s-1). These results are compared with other recent RF results obtained in granitic areas in France, and to experimental evidence on radium-226 distribution obtained in soils and in vegetation. Other systematic effects on RF, such as soil humidity, soil pH or soil temperature, and their potential consequences on transport processes are discussed, as well as their impact on various problems in geosciences.

How to cite: Lei, B., Perrier, F., and Girault, F.: Forest versus pasture radon-222 flux in a granitic context: the Sapine drainage basin at Mont Lozère, France, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10090, https://doi.org/10.5194/egusphere-egu22-10090, 2022.

EGU22-10471 | Presentations | GI6.7

Natural radioactivity and rock-water interactions in the springs of Sopron Mountains (Hungary) 

Bence Molnár, Petra Baják, Katalin Csondor, Viktor Jobbágy, Bálint Izsák, Márta Vargha, Tamás Pándics, Ákos Horváth, and Anita Erőss

As groundwater is an important source of drinking water, its quality is of great importance. In recent years, following the EU regulations, radioactivity parameters are also included among the quality measures. 

In the area of the city Sopron (Hungary), groundwater resources are used for drinking water supply. The area had been actively researched for fissile materials, and previous studies measured high radon activity for example in the geophysical observatory (500–1000 kBq m–3)  and in natural springs (up to 220 Bq L–1).

Natural springs bear important information about their parent flow systems, about the transit time and the rock-water interactions along the flow paths. The aim of the study was to investigate the natural springs of the Sopron Mountains and to measure not only the physico-chemical properties (discharge rate, pH, electrical conductivity, temperature, dissolved oxygen content, redox potential, major ion content), but also to determine the uranium, radium and radon activity concentration of the springwaters. 

The measurements revealed low discharge rate (< 5 L min–1), low dissolved solid content (< 450 mg L–1 TDS) and temperature (10–12°C) for the majority of the springs, which indicate that the waters travel in the subsurface along local flow systems. Two springs, which are situated in the foothills, i.e. at lower elevation, show higher dissolved solid content (1115 mg L–1, 481 mg L–1) and higher temperature (15.6°C, 16°C). Their uranium content was also higher, 86–93 mBq L–1. In the case of these springs, the physico-chemical parameters suggest longer travel time, i.e. more time for rock-water interactions which is reflected in their higher dissolved solid and uranium content.

Radon exceeding the 100 Bq L–1 activity concentration was measured in two springs. For the other springs, the radon concentrations were 2-79 Bq L-1.

As all the springs are situated in the regional recharge area of groundwater resources of the area, the study delivered important information regarding the rock-water interactions and the improvement of groundwater quality during subsurface reactions.

 

How to cite: Molnár, B., Baják, P., Csondor, K., Jobbágy, V., Izsák, B., Vargha, M., Pándics, T., Horváth, Á., and Erőss, A.: Natural radioactivity and rock-water interactions in the springs of Sopron Mountains (Hungary), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10471, https://doi.org/10.5194/egusphere-egu22-10471, 2022.

EGU22-11835 | Presentations | GI6.7

RadHawk: a smart UAV for hunting radioactivity 

Matteo Albéri, Daniele Cabras, Enrico Chiarelli, Luca Cicala, Tommaso Colonna, Matteo Corbo, Mario De Cesare, Antonio Ferraro, Jacopo Givoletti, Enrico Guastaldi, Andrea Maino, Fabio Mantovani, Massimo Morichi, Michele Montuschi, Kassandra Giulia Cristina Raptis, Filippo Semenza, Virginia Strati, and Franco Vivaldi

Vertical take-off and landing Unmanned Aerial Vehicles (UAVs) for Gamma-Ray Surveys (GRS) provide a cost-effective and timely approach tool for environmental radioactivity mapping. The UAV technique combines the advantages of ground and airborne measurements:  there is no need for an airport for take-off and landing, and high spatial resolution surveys can also be performed in dangerous areas without endangering the operators.

The main limitation of existing UAVs for GRS is the lack of software and hardware integration between avionics systems and radiation detectors. RadHawk fills this gap with an advanced mechanical, electronic, and software connection between a specifically developed quadcopter and a digital Multi-Channel Analyzer GammaStream (GS). The GS is coupled with a 2” CeBr3 scintillator having spectral energy resolution ~60% better than that of a NaI for 137C detection. Communication between the GS onboard microcomputer and the drone’s autopilot Pixhawk is achieved through a custom protocol which allows sharing telemetry updates and executing commands.

The best spatial resolution of radiometric data is achieved through a list mode real-time processing that generates, with optimized acquisition time, energy calibrated georeferenced gamma spectra. A radio frequency transceiver module sends data to a control station, where the user can easily control the flight path and check the artificial radionuclides warning for real-time identifying of hotspots.

A post-processing algorithm based on a Full Spectrum Analysis – Maximum Likelihood Estimation was developed to enhance the identification capability of anthropogenic radionuclides and to produce maps of the K, Th and U abundances of the investigated areas.

How to cite: Albéri, M., Cabras, D., Chiarelli, E., Cicala, L., Colonna, T., Corbo, M., De Cesare, M., Ferraro, A., Givoletti, J., Guastaldi, E., Maino, A., Mantovani, F., Morichi, M., Montuschi, M., Raptis, K. G. C., Semenza, F., Strati, V., and Vivaldi, F.: RadHawk: a smart UAV for hunting radioactivity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11835, https://doi.org/10.5194/egusphere-egu22-11835, 2022.

EGU22-12872 | Presentations | GI6.7

Drone-Based Investigation of Uranium Mining Legacies – Recent Developments in the DUB-GEM Project 

Benedikt Preugschat, Malte Ibs-von Seht, Christian Kunze, Robert Arndt, Felix Kandzia, Benjamin Wiens, Sven Altfelder, and Clemens Walther

Uranium mining legacies still pose a significant risk to human health and the environment in certain Central Asian regions. Drone-based methods are well-suited for mapping radionuclides of contaminated sites and for planning, monitoring and quality assurance of remediation measures. In the DUB-GEM project (Development of a UAV-based Gamma spectrometry for the Exploration and Monitoring of Uranium Mining Legacies), which is funded by the Federal Ministry of Education and Research (BMBF), a German interdisciplinary consortium led by the Federal Institute for Geosciences and Natural Resources (BGR) is developing a drone-based detector system for the investigation of contaminated uranium mining and processing legacy sites. The project is co-funded by the Coordination Group for Uranium Legacy Sites (CGULS) program of the International Atomic Energy Agency (IAEA). CGULS coordinates cooperation among IAEA Member States affected by ULS and national and international organizations involved in the management, remediation, or regulatory oversight of ULS. CGULS supports the Central Asian partner countries of DUB-GEM to participate in activities of the DUB-GEM consortium.

The applicability of the system is to be tested in the DUB-GEM partner countries Kyrgyzstan, Kazakhstan, Uzbekistan and Tajikistan. Some of the uranium legacy sites (ULS) in Central Asia, especially those in Kyrgyzstan, are difficult to access due to the mountainous topography. Once fully developed, the system will allow the efficient and safe mapping and monitoring of radioactive contamination at such sites without requiring experts to trek through difficult terrain with heavy equipment, exposing themselves to potential physical and radiological risks.

As part of the DUB-GEM project, two specially designed scintillation detectors were used, each of which can be mounted on the heavy-lift drone which was also custom-built for the project and has a maximum take-off mass (MTOM) of 25 kg. The drone-based gamma spectrometry system was successfully tested at different sites in Germany in autumn 2020 and late summer 2021. In autumn 2021, the system was tested for the first time in Kyrgyzstan (Mailuu Suu) and Kazakhstan (Muzbel’). Despite the technical and logistical challenges, drone surveys with the gamma spectrometers could be flown at three sites. The count rates of the detectors were transmitted in real time to a ground station so that hotspots could be detected during flight.

The resulting maps presented here show the distributions of dose rates and radionuclides of the uranium-238 series, thorium-232 series and potassium-40. Comparison with samples from the ground was used to calibrate the instruments.

The extensive data sets from both detectors offer a multitude of further evaluation possibilities, which are currently being evaluated.

A further airborne survey campaign in Central Asia is planned for late summer 2022 to map legacies in Uzbekistan.

How to cite: Preugschat, B., Ibs-von Seht, M., Kunze, C., Arndt, R., Kandzia, F., Wiens, B., Altfelder, S., and Walther, C.: Drone-Based Investigation of Uranium Mining Legacies – Recent Developments in the DUB-GEM Project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12872, https://doi.org/10.5194/egusphere-egu22-12872, 2022.

EGU22-13202 | Presentations | GI6.7 | Highlight

Investigating a redistribution of naturally occurring radioactive material (NORM) in dwelling walls 

Jens Fohlmeister and Bernd Hoffmann

Depending on their concentration, naturally occurring radioactive materials (NORM) used for the construction of walls in living rooms may contribute elevated levels of radiation exposure for inhabitants. The main path of exposure by building materials is thought to be due to gamma radiation of 40K and the progenies of the 238U and 232Th decay chains. Many efforts have been focused on developing computational methodologies to evaluate and predict the indoor gamma dose rate. Those studies investigated factors such as concrete density or wall thickness of the material as well as factors relating to the dimensions of the room with respect to gamma ray exposure.

Here, we re-implemented a well-established room model (Mustonen, 1984). This model approximates the gamma ray exposure at any point in a model room by accounting for the source strength, radiation absorption by concrete including build-up factors and the 1/r2 decrease due to the distance to the source. The results of our re-implemented model compare well with other models, which focus on the radiation exposure in the midpoint of the room. In addition to concrete density and wall thickness, we focus our investigation on a non-homogenous distribution of NORM in walls, ceiling and floors. We compare different configurations of NORM distributions with respect to the radiation exposure in the room centre and with the average received within the room at a height of 1.25m.

References:

Mustonen, R. (1984). Methods for evaluation of radiation from building materials. Radiation Protection Dosimetry 7, 235-238.

 

How to cite: Fohlmeister, J. and Hoffmann, B.: Investigating a redistribution of naturally occurring radioactive material (NORM) in dwelling walls, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13202, https://doi.org/10.5194/egusphere-egu22-13202, 2022.

EGU22-13477 | Presentations | GI6.7

Residence time of groundwater in porous aquifers by estimating Ra retardation factor 

Alessandra Briganti, Mario Voltaggio, Paola Tuccimei, and Michele Soligo

Groundwater age can differ when determined by radioactive tracers due to different retardation factors. According to Krishnawami et al. 1982, Radon isotopes supply to groundwater is considered as a measure of the supply of Radium isotopes. This assumption considerably affects the estimation of the Ra retardation factor. Briganti et al. 2020 reports how the different groundwater supply mechanisms of Ra and Rn should be considered in order to avoid a relevant variation between the real water residence time and the age calculated. In the same work an alternative method for estimating Ra retardation factor is proposed without using Rn data as a comparison term. A synthesis of the main results of laboratory tests is presented in order to describe possible applications of the method.

References

Briganti A., Voltaggio M., Tuccimei P. & Soligo M. 2020. Radium in groundwater hosted in porous aquifers: estimation of retardation factor and recoil rate constant by using NAPLs. SN Appl. Sci. 2, 1934 (2020). https://doi.org/10.1007/s42452-020-03610-4

Krishnaswami S., Graustein W.S., Turekian K.K., Dowd J.F. 1982. Radium, thorium and radioactive lead isotopes in groundwaters: application to the in situ determination of adsorption-desorption rate constants and retardation factors. Water Resour. Res. 18:1633–1675.

How to cite: Briganti, A., Voltaggio, M., Tuccimei, P., and Soligo, M.: Residence time of groundwater in porous aquifers by estimating Ra retardation factor, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13477, https://doi.org/10.5194/egusphere-egu22-13477, 2022.

Due to the combined effect of human-driven depletion and anthropogenic climate change, groundwater storage is decreasing across the globe. This trend will potentially have an adverse impact on future human socio-economic development, by increasing the frequency and duration of both hydrological and socio-economic droughts as well as generating inter-sectoral competition for limited water resources.

Large-scale modelling studies on changes in groundwater availability can be separated into two big families. First, hydrological impact models actively consider water usage across sectors but ignore land-atmosphere interactions by design. Second, Earth System Models consider two-way interactions between climate and groundwater resources, but almost never consider the anthropogenic water resource depletion, except in some cases for irrigation.

The goal of this study is to connect the expertise of these two families by implementing domestic and industrial water usage in the Community Earth System Model version 2. Using land-atmosphere coupled simulations, we will revisit previously computed trends in future groundwater availability by simultaneously accounting for climate change and anthropogenic water resource usage.

How to cite: Taranu, I. S. and Thiery, W.: Implementing sectoral water usage in the Community Earth System Model for projecting future water resource availability, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-596, https://doi.org/10.5194/egusphere-egu22-596, 2022.

EGU22-898 | Presentations | HS7.3

Salinity-inclusive water scarcity: examples from food bowl regions of the US and Australia 

Josefin Thorslund, Marc F.P. Bierkens, Anna Scaini, Edwin H. Sutanudjaja, and Michelle T.H. van Vliet

Irrigated agriculture sustains more than 40% of global food production and uses up to 90 % of the world’s water resources. Water scarcity for the irrigation water use sector is a common problem, which may be driven by both water shortages and increased salinity levels. Limited studies however considered salinity issues in water scarcity assessment. We here developed a salinity-inclusive water scarcity framework for the irrigation sector, accounting for crop-specific irrigation water demands and salinity tolerance and its relation to water availability and salinity levels of both surface and groundwater resources. We assess temporal and spatial variation of water scarcity in agricultural river basins of the Central Valley (California) and the Murray Darling Basin (Australia), which are important food bowl regions. Our results show that including salinity and crop-specific salinity tolerances leads to very different water scarcity levels, compared to water scarcity approaches based on water quantity only, particularly at local scales. Further, our results from the Central Valley region highlights that severe water scarcity can be strongly alleviated by conjunctive groundwater use, to dilute and lower salinity levels below crop specific tolerance values in many sub-basins. However, groundwater resources needed for dilution frequently exceed renewable groundwater rates in this region, posing additional risks for groundwater depletion. Taken together, through capturing these dynamics, our water scarcity framework can support local-regional water management and provide a useful tool for sustainable water use and assessing the impact of agricultural practices, such as crop choices, on water scarcity levels.

How to cite: Thorslund, J., Bierkens, M. F. P., Scaini, A., Sutanudjaja, E. H., and van Vliet, M. T. H.: Salinity-inclusive water scarcity: examples from food bowl regions of the US and Australia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-898, https://doi.org/10.5194/egusphere-egu22-898, 2022.

Quantification of the Water Losses (WL) components in Water Distribution Networks (WDNs) is a vital task towards their reduction. However, current WL estimation methods rely on semi-empirical approaches with high uncertainty levels, which usually lead to inaccurate estimates of the lost volume. Here, we compare the probabilistic Minimum Night Flow (MNF) estimation method introduced by Serafeim et al. (2021) to the Water Balance components analysis, introduced by the International Water Association (IWA). The strong point of the Serafeim et al. (2021) approach is that it uses statistical metrics to filter out noise effects in the flow timeseries used for MNF estimation, leading to more accurate estimation of the low flows during night hours. The effectiveness of the applied methods is tested via a large-scale, real world application to the 4 largest Pressure Management Areas (PMAs) of the WDN of the city of Patras, the third largest city in Greece (see Serafeim at al., 2022). Although methodologically different, the two approaches lead to very similar results, substantiating the robustness of the Serafeim at al. (2021) approach which allows for reliable confidence interval estimation of the observed Minimum Night Flows, making it particularly suited for engineering applications.

Acknowledgements

The research work was supported by the Hellenic Foundation for Research and Innovation (H.F.R.I.) under the “First Call for H.F.R.I. Research Projects to support Faculty members and Researchers and the procurement of high-cost research equipment grant” (Project Number: 1162).

References

Serafeim, A.V., Kokosalakis, G., Deidda, R., Karathanasi I. and Langousis A (2021) Probabilistic estimation of minimum night flow in water distribution networks: large-scale application to the city of Patras in western Greece, Stoch. Environ. Res. Risk. Assess., https://doi.org/10.1007/s00477-021-02042-9

Serafeim, A.V.; Kokosalakis, G.; Deidda, R.; Karathanasi, I.; Langousis, A. (2022) Probabilistic Minimum Night Flow Estimation in Water Distribution Networks and Comparison with the Water Balance Approach: Large-Scale Application to the City Center of Patras in Western Greece, Water, 14, 98, https://doi.org/10.3390/w14010098

How to cite: Langousis, A., Serafeim, A., Kokosalakis, G., Deidda, R., and Karathanasi, I.: Probabilistic water losses estimation in water distribution networks and comparison with the top down - water balance approach: A large-scale application to the city center of Patras in western Greece, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1974, https://doi.org/10.5194/egusphere-egu22-1974, 2022.

EGU22-2855 | Presentations | HS7.3

Parametric model for probabilistic estimation of water losses in water distribution networks: A large scale real world application to the city of Patras in western Greece 

Athanasios V. Serafeim, George Kokosalakis, Roberto Deidda, Irene Karathanasi, and Andreas Langousis

Abstract

Quantification of the leakage volume in pressure management areas (PMAs) is a vital task for water agencies’ financial viability. However, currently, there is no rigorous approach for their parametric modeling on the basis of networks’ specific characteristics and inlet/operating pressures. To bridge this gap, the current work focuses on the development of a probabilistic framework for minimum night flow (MNF) estimation in water distribution networks that: 1) parametrizes the MNF as a function of the network’s specific characteristics, and 2) parametrically describes water losses in individual PMAs as a function of the inlet/operating pressures. MNF estimates are obtained using the robust, non-parametric, probabilistic minimum night flow (MNF) estimation methodology developed and validated by Serafeim et al. (2021 and 2022), which allows for confidence interval estimation of the observed MNFs. The effectiveness of the developed model is tested in a large-scale real world application to the water distribution network of the city of Patras in western Greece, which serves approximately 200,000 consumers with more than 700 km of pipeline. The developed framework is validated through flow-pressure tests conducted by the Municipal Enterprise of Water Supply and Sewerage of the City of Patras to 78 PMAs of the network, indicating that the developed framework can be effectively used to improve water loss estimation and flow-pressure management in a morphologically and operationally diverse set of PMAs.

Acknowledgements

The research work was supported by the Hellenic Foundation for Research and Innovation (H.F.R.I.) under the “First Call for H.F.R.I. Research Projects to support Faculty members and Researchers and the procurement of high-cost research equipment grant” (Project Number: 1162).

 

References

Serafeim, A.V., Kokosalakis, G., Deidda, R., Karathanasi I. and Langousis A (2021) Probabilistic estimation of minimum night flow in water distribution networks: large-scale application to the city of Patras in western Greece, Stoch. Environ. Res. Risk. Assess., https://doi.org/10.1007/s00477-021-02042-9

Serafeim, A.V.; Kokosalakis, G.; Deidda, R.; Karathanasi, I.; Langousis, A. (2022) Probabilistic Minimum Night Flow Estimation in Water Distribution Networks and Comparison with the Water Balance Approach: Large-Scale Application to the City Center of Patras in Western Greece, Water, 14, 98, https://doi.org/10.3390/w14010098

How to cite: Serafeim, A. V., Kokosalakis, G., Deidda, R., Karathanasi, I., and Langousis, A.: Parametric model for probabilistic estimation of water losses in water distribution networks: A large scale real world application to the city of Patras in western Greece, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2855, https://doi.org/10.5194/egusphere-egu22-2855, 2022.

EGU22-3301 | Presentations | HS7.3

Monitoring of agricultural drought from remote sensing products and in-situ meteorological data 

Mathis Neuhauser, Thomas Tilak, Christophe Point-Dumont, and Alexandre Peltier

The extreme events increasingly present in the Pacific (El Nino / La Nina phenomena) have significant consequences on island territories. The effect of climate change and drought episodes is therefore a central concern in many Pacific islands like Vanuatu, Wallis-and-Futuna, French Polynesia, etc. The intense drought events have undeniable impacts on biodiversity, agricultural crops and water resource, as was the case in 2019 for New Caledonia. In particular, projections in New Caledonia count on a possible increase in temperatures of 3°C and a water deficit of 20% in 2100 with longer and more intense drought episodes and an even greater west coast/east coast disparity (Dutheil, 2018). To date, the monitoring and anticipation of these drought episodes is done via meteorological measurements providing information on the rainfall deficit and not on the water stress of plants. In addition, the data are only available on a few measurement points and are not continuous over the territories.

In order to meet this need, a tool for monitoring environmental and agricultural drought using satellite images and meteorological data is being developed and validated in New Caledonia: Earth Observations for Drought Monitoring (EO4DM) project. This project is carried out in collaboration with Météo-France NC as a technical partner and the local Rural Agency as end user, and aims to provide a tool to help decision-making to institutions and management assistance for farmers. This solution will provide data constituting a singularly important source of information whose valuations and contributions can be multiple: agriculture, resource management (water), security (monitoring of risks linked to floods, fires), environment, etc.

To do so, various surface indices reflecting the state of the vegetation and certain soil properties such as humidity and temperature were estimated from different satellite sensors (MODIS, Sentinel-2, Landsat-8, ASCAT) in order to address different space scales from the field to regional scale. These indices were normalized over a relatively long period, allowing access to drought indicators: VHI (Vegetation Health Index; Kogan et al., 1997), VAI (Vegetation Anomaly Index; Amri et al., 2011), MAI (Moisture Anomaly Index; Amri et al., 2012) or TAI (Temperature Anomaly Index; Le Page and Zribi, 2019). Combined with in-situ meteorological products like SPI (Standardized Precipitation Index; McKee et al., 1993) and SPEI (Standardized Precipitation Evapotranspiration Index; Vicente-Serrano et al., 2010), these indicators assess the intensity of drought episodes and estimate their severity over the entire territory.

How to cite: Neuhauser, M., Tilak, T., Point-Dumont, C., and Peltier, A.: Monitoring of agricultural drought from remote sensing products and in-situ meteorological data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3301, https://doi.org/10.5194/egusphere-egu22-3301, 2022.

EGU22-5834 | Presentations | HS7.3

Performance of regional climate models in simulating rainy seasons in West Africa 

Torsten Weber, Vincent O. Ajayi, Imoleayo E. Gbode, Daniel Abel, Katrin Ziegler, Heiko Paeth, and Seydou B. Traore

Agriculture in West Africa is highly dependent on rainfall during the rainy seasons. Therefore, modifications in rainy season characteristics due to recent and future climate change have a direct impact on crop yields and production in the region. Consequently, stakeholders and decision-makers need reliable regional climate change information on rainy seasons in order to develop appropriate adaptation measures.

Regional Climate Models (RCMs) can provide information on climate change at high temporal and spatial resolution through dynamic downscaling of climate projections generated by Earth System Models (ESMs). In order to assess the performance of RCMs in simulating rainy seasons and their characteristics such as onset and cessation, length and total sum of rainfall, a thorough evaluation of RCMs is required.

The current study evaluates the performance of three different RCMs (REMO2015, RegCM4-7 and CCLM5-0-15) in simulating rainy seasons in West Africa using gridded observational data sets. For the assessment, we will use the ERA-INTERIM driven simulations of the RCMs from the Coordinated Output for Regional Evaluations (CORE) embedded in the WCRP Coordinated Regional Climate Downscaling Experiment (CORDEX) for Africa with a spatial resolution of about 25 km.

How to cite: Weber, T., Ajayi, V. O., Gbode, I. E., Abel, D., Ziegler, K., Paeth, H., and Traore, S. B.: Performance of regional climate models in simulating rainy seasons in West Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5834, https://doi.org/10.5194/egusphere-egu22-5834, 2022.

EGU22-7460 | Presentations | HS7.3

Environmental, economic and social sustainability of Alternate Wetting and Drying rice irrigation in Northern Italy 

Olfa Gharsallah, Alice Mayer, Marco Romani, Andrea Ricciardelli, Sara Caleca, Michele Rienzner, Stefano Corsi, Giovanni Ottaiano, Giulio Gilardi, and Arianna Facchi

Italy is the Europe’s leading rice producer, with over half of total European production. The main rice area is in the north-western part of the country (Lombardy and Piedmont regions). In this area, irrigation of rice has been traditionally carried out by flooding; the introduction of alternative water-saving irrigation strategies could reduce water consumption, but their overall environmental and economic sustainability, as well as their social acceptability, should be investigated.

An experimental platform was set up in the core of the Italian rice district (Lomellina, PV) to compare different rice irrigation management options: wet seeding and traditional flooding (WFL), dry seeding and delayed flooding (DFL), wet seeding and alternated wetting and drying (AWD). Six plots of about 20 m x 80 m each were set-up, with two replicates for each irrigation option. One out of two replicates for each option was instrumented with: water inflow and outflow meters, set of piezometers, set of tensiometers and water tubes for the irrigation management in the AWD plots. Proper agronomic practices were adopted for the three management options. Periodic measurements of crop biometric parameters (LAI, crop height, crop rooting depth) were performed and rice grain yields and quality (As and Cd in the grain) were determined. Data measured in the field, together with those provided by the farmer, concerning the agronomic inputs and the economic costs incurred for the three irrigation options, were used to assess their economic and environmental sustainability through a set of quantitative indicators. Finally, through interviews with rice growers of the area, barriers to the adoption of the AWD technique were assessed and ways of overcoming them identified. In order to support water management decisions and policies, data collected at the farm level are extrapolated to the irrigation district level through a semi-distributed agro-hydrological model, used to compare the overall irrigation efficiency achieved implementing AWD when compared to WFL.

How to cite: Gharsallah, O., Mayer, A., Romani, M., Ricciardelli, A., Caleca, S., Rienzner, M., Corsi, S., Ottaiano, G., Gilardi, G., and Facchi, A.: Environmental, economic and social sustainability of Alternate Wetting and Drying rice irrigation in Northern Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7460, https://doi.org/10.5194/egusphere-egu22-7460, 2022.

EGU22-8093 | Presentations | HS7.3

Can an agro-hydrological model improve the irrigation management of maize under a center pivot? 

Arianna Facchi, Alice Mayer, Bianca Ortuani, and Alberto Crema

Plain areas of Northern Italy are characterized by a strong agricultural and zootechnical vocation. In the Lombardy region, the total utilized agricultural area (UAA) is about 700,000 ha, 72% of which is irrigated. Globally, about one half of the UAA is cropped with maize, but in some provinces this crop reaches almost the totality of the UAA. Maize is typically irrigated by border irrigation; however, in the context of the climate change and of the increased competition for the use of water in the plain, it is crucial to optimize the use of this resource.

This study is aimed at demonstrating the applicability of Precision Irrigation approaches in a large farm located in the core of the maize basin of the Lombardy plain (La Canova farm, BS, Italy; http://lacanovasrl.it/). In the farm, irrigation is provided by center pivots and linear irrigation systems. Although sprinkler irrigation can reduce the applied irrigation volumes compared to border irrigation, at present, a uniform irrigation rate is provided at fixed time intervals without accounting for spatial heterogeneity of soil or crop development.

During the agricultural season 2021, in a 15 hectares surface cropped with maize under a center pivot the irrigation was applied following a variable-rate approach. The soil variability was investigated using an Electromagnetic induction (EMI) sensor; through the application of cluster analysis techniques to the EMI survey, four types of soils were detected and characterized through a traditional soil sampling. According to soil variability and pivot geometry, four management zones (MZ) were identified: two MZs were characterized prevalently by coarse soils while the other two by medium-fine soils. In one ‘coarse’ MZ and one ‘fine’ MZ the irrigation was managed with the support of soil probes installed at two depth, and by a physically based agro-hydrological model (SWAP, https://www.swap.alterra.nl/) fed with weather forecasts at 7 days (https://www.abacofarmer.com/). A MATLAB code was developed to run the whole modelling system. Irrigation in the other two MZs was applied by the farmer according to the farm’s typical management (about 25-30 mm every four days). In the MZs managed with Variable Rate irrigation, the model was used to identify the optimal water depth to be applied at each irrigation event, depending on the soil water balance computed for the following 5 days; in doing this, a 4-day turn and a minimum irrigation depth of 18-25 mm (as a function of the time of the season) were respected, since they were constraints imposed by the farmer. Despite the constraints, compared to the reference MZs, the approach adopted led to a water saving of about 20 and 25% for the ‘coarse’ and ‘fine’ MZs, respectively, without a loss of yield. In the next step, the approach adopted will be used to estimate the water and energy saving achievable at the farm scale.

How to cite: Facchi, A., Mayer, A., Ortuani, B., and Crema, A.: Can an agro-hydrological model improve the irrigation management of maize under a center pivot?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8093, https://doi.org/10.5194/egusphere-egu22-8093, 2022.

EGU22-8392 | Presentations | HS7.3

Limnological responses to active management of the invasive aquatic fern Salvinia molesta in Las Curias Reservoir, San Juan, Puerto Rico. 

Xavier García López, Jorge Ortiz Zayas, Rodrigo Díaz, Aurelio Castro Jiménez, and Moisés Abdelrahman López

In the Anthropocene, human action and globalization are closely linked to the deterioration of natural habitats and water resources. Invasive aquatic weeds have been recognized as a major problem in watersheds worldwide due to their environmental impacts. This study focuses on the management of the Las Curias Reservoir in Cupey Puerto Rico in the Río Piedras watershed since the arrival of Salvinia molesta after Hurricane María in 2017.
Aquatic weed control consists of three methods: biological, mechanical, and chemical. Since December 2019, with the help of federal and local agencies, the University of Puerto Rico in Rio Piedras and a community-driven initiative led to the introduction of the Cyrtobagous salviniae in Las Curias Reservoir.  This insect is considered an effective biological control agent for S.  molesta.  Simultaneously, community members initiated a mechanical removal campaign using an aquatic harvester. Monthly sampling was conducted to measure physicochemical, biochemical, and biophysical variables in the reservoir in response to the reduction of S. molesta cover. In addition, monthly drone flights were conducted to create orthomosaic maps of the plant coverage over the water surface, as part of the monitoring of the ecosystem health and characterization. Probably the propagation of S. molesta occurred due to eutrophication after an increase in nutrient-rich sewage discharges from septic tanks and faulty sewage pump stations affected by power outages after Hurricane Maria. By 2019, the reservoir was completely covered with S. molesta. It is not until August 2020 that we noticed considerable changes in the reduction of plant density. Upon the reduction of S. molesta coverage, we found increases in the mean of water temperature (+3 Cِ°), dissolved oxygen (+1.4 mg/L), pH (+0.5) specific conductance (+118.3 µS/cm) and in light penetration (+255.6 
μmo/m^2/s).  The water stored in Las Curias could become an invaluable source of raw water for public supply during future droughts, especially in the densely populated San Juan Metropolitan Area, where Las Curias is located. Therefore, its restoration is socially relevant and justifiable. 

How to cite: García López, X., Ortiz Zayas, J., Díaz, R., Castro Jiménez, A., and Abdelrahman López, M.: Limnological responses to active management of the invasive aquatic fern Salvinia molesta in Las Curias Reservoir, San Juan, Puerto Rico., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8392, https://doi.org/10.5194/egusphere-egu22-8392, 2022.

EGU22-8409 | Presentations | HS7.3

Statistical methodology for PRV malfunction detection and alerting in Water Distribution Networks 

Anastasios Perdios, George Kokosalakis, Irene Karathanasi, and Andreas Langousis

As the outflow velocity from a pipe crack increases with increasing hydraulic pressure, pressure management concepts have been widely applied to reduce water losses in the delivering and distribution parts of water networks. In this context, pressure reducing valves (PRVs) have been commonly used to regulate pressures and therefore reduce water losses, in both water supply and water distribution networks, by reducing the upstream pressure to a set outlet pressure (i.e. downstream of the PRV), usually referred to as set point.

As all types of mechanical equipment, PRVs exhibit malfunctions affecting pressure regulation, which can be defined as events when the outlet pressure does not match the set point. These events can be classified in two categories: a) high frequency fluctuations around the set point, and b) prolonged systematic deviations from the set point. Since PRV malfunctions result in systematic or random deviations of the outlet pressure from the set point, their detection can be approached in a statistical context.

In this study, we develop a novel framework for detection of PRV malfunctions in water supply and water distribution networks, which uses: a) the root mean squared error (RMSE) as a proper statistical metric for monitoring the performance of a PRV by detecting individual malfunctions (i.e. malfunction occurrences) in the high-resolution pressure time series, and b) the hazard function concept to identify a proper duration of sequential events from (a) to issue alerts.

The suggested methodology is implemented using pressure data at 1-min temporal resolution from pressure management area “Diagora” of the water distribution network of the city of Patras (the third largest city in Greece), for a 3 year period from 01 January 2017 to 31 December 2019. The obtained results show that the developed statistical approach effectively detects major PRV malfunctions (as reported by the Municipal Water Supply Company and Sewerage of Patras, DEYAP), allowing it to be used for operational purposes.

Acknowledgments:

This research is co‐financed by the European Regional Development Fund of the European Union and Greek national funds through the Operational Program Competitiveness, Entrepreneurship and Innovation, under the call RESEARCH – CREATE – INNOVATE (project code: T2EDK-4177).

How to cite: Perdios, A., Kokosalakis, G., Karathanasi, I., and Langousis, A.: Statistical methodology for PRV malfunction detection and alerting in Water Distribution Networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8409, https://doi.org/10.5194/egusphere-egu22-8409, 2022.

EGU22-8898 | Presentations | HS7.3

Small Islands – Precipitation in the Future 

Maria Meirelles, Fernanda Carvalho, Diamantino Henriques, and Patrícia Navarro

For most islands, there is very little published literature documenting the probability, frequency, severity,or consequences of climate change impacts, such as an decrease in precipitation. Some times, projections of future climate change impacts are limited by the lack of model skill in projecting the climatic variables that matter to small islands. The Azores are an archipelago formed by nine high volcanic islands, presenting a relatively small land area where precipitation is of orographic origin. Relatively projections up to the end of the 21st century, they were used for the same geographic region - the Azores region between 37 °N - 40°N and 32°W - 25°W - the results of the CMIP5 project for the RCPs (Representative Concentration Pathways) scenarios; trajectories describe four possible future climate scenarios, which depend on the amount of greenhouse gases emissions that may be emitted in the coming years. The four RCP scenarios (RCP 2.6, RCP 4.5, RCP 6.0 and RCP 8.5), correspond to four radiative forcing intervals for the year 2100, to pre-industrial values ​​(+2.6, +4.5, +6.0 and +8.5 W/m2, respectively). Most of the CMIP5 climate data and projections used in this work they are freely available on the Climate Ex plorer portal (https://climexp.knmi.nl/) of the KNMI (Koninklijk Nederlands Meteorologisch Instituut). Anomaly of the average annual precipitation for the Azores was calculated in the 1979-2019 period and its projections are estimated up to 2100, according to the RCP scenarios (Figure 1). In this case, the average variation calculated for the three scenarios for annual precipitation is -7.8 mm; in the case of the scenario more pessimistic (RCP 8.5), the models show for the Azores a decrease in average annual precipitation of about 9.8 mm/day until the end of the century, compared to the average of the last 30 years. According to the RCP4.5 scenario, a decrease is observed which is accentuated from the northwest to the southeast in the region under consideration, especially affecting the islands of the central and eastern groups. Of the calculations results for the average of the models an increase of the maximum number consecutive days with low rainfall (<1mm) from + 0.2 to 4.8 days / year until the year 2100. The demand for water affects basically four activities: the agriculture, energy production, industrial uses and consumption human. The projections found for the Azores of a decrease in precipitation are in line with other small island regions, such as the Caribbean and Mediterranean region. Thus, these regions become more vulnerable to social, economic and environmental impacts.

How to cite: Meirelles, M., Carvalho, F., Henriques, D., and Navarro, P.: Small Islands – Precipitation in the Future, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8898, https://doi.org/10.5194/egusphere-egu22-8898, 2022.

EGU22-10221 | Presentations | HS7.3 | Highlight

Pandemic Medical Supply Needs with a Coincident Natural Disaster and an Analysis of COVID-19 Data Availability 

Paul Churchyard, Ajay Gupta, and Joshua Lieberman

The Open Geospatial Consortium’s Disaster Pilot 2021 focused on turning earth observation and reporting data into decision ready indicators (DRI) for disaster response and management.  HSR.health as a Pilot participant  developed the recipe for, and produced a Medical Supply Needs Index that indicates what medical supplies, such as Personal Protective Equipment, are needed to respond to COVID-19 cases throughout a population. Medical Supply Needs Indices were calculated for areas within the Pilot focus regions and shared via a dashboard-style application. HSR.health and collaborators then set up an integrated demonstration showing the Medical Supply Needs Index updating in real-time as a result of data on the occurrence and impacts of multiple coincident natural disasters such as flooding, landslides, and pandemic spread. HSR.health also carried out work within the Pilot to apply and evaluate the draft Health Spatial Data Infrastructure (HSDI) model developed in the pre-Pilot OGC Health Spatial Data Infrastructure Concept Development Study. This included research into the availability of pandemic-related health related data in the US and in Peru, as well as investigation of the spatiotemporal granularity or resolution of observation data best suited to support indicators for community-level public health interventions.

How to cite: Churchyard, P., Gupta, A., and Lieberman, J.: Pandemic Medical Supply Needs with a Coincident Natural Disaster and an Analysis of COVID-19 Data Availability, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10221, https://doi.org/10.5194/egusphere-egu22-10221, 2022.

Coastal cities in India houses nearly 100 million people and are evenly distributed across India’s 7516-kilometer coastline. These cities are important centers of socio-economic activities in the country and are some of the densely populated regions in the world. A number of studies recently have predicted that there is a risk of substantial portions of these cities’ areas being lost to the sea due to sea-level rise in the next few decades, since a major portion of these cities are at a near zero elevation from the mean sea level (M.S.L). Further, in the past few decades, major coastal cities in India have been repeatedly affected by recurrent extreme rainfall events and subsequent floodings. Several studies document that rapid change in the Indian monsoon, increased frequency in the formation of cyclones and the swift changes in the hydro-climatic regime in the Indian Ocean are the major contributors to the occurrence of these extreme precipitations events. While we can safely conclude that these events are likely to occur more frequently in the future, it is important to understand the factors that control and influence these events, comprehend how the cities are and will be affected, and develop feasible policy changes and mitigation action for effective governance. In this paper, we have taken the case of Chennai – an important coastal city located in the southern part of India that has been severely affected by extreme precipitation and subsequent flooding (notably the infamous 2015 Chennai floods) in the past few years, to study the influencing factors contributing to these events and the ground challenges faced by the government machinery in planning and managing these disasters effectively. Our findings indicate that there is a notable variation in the monsoon rainfall pattern in Chennai and the net annual rainfall in the city has increased significantly in the past decade (by ~15%). Further, we found that significant urban centers in the city, especially the regions that are at near zero elevation (± 5 meters above M.S.L) are more vulnerable to flooding, and the important contributing factors to the increased severity of the recent floodings include the lack of adequate stormwater drainage infrastructure and poor policy choice of converting natural surface water bodies (lakes and ponds) into towns during the past three to four decades. We also discuss the planning and execution of Chennai city’s mitigation action during the 2021 floods, analyze its success and shortcomings, and suggest sustainable and feasible policy changes and measures that can be adopted for better management of similar events in the future in other coastal cities as well.

How to cite: Mohanavelu, A. and Soundharajan, B.-S.: Increased frequency of urban floodings in coastal Indian cities caused by variation in monsoon rainfall: Influencing factors, challenges, and solutions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10483, https://doi.org/10.5194/egusphere-egu22-10483, 2022.

EGU22-11068 | Presentations | HS7.3

Optimal sowing dates for major crops in India under climate change 

Aditya Narayan Sharma, Sai Jagadeesh Gaddam, and Prasanna Venkatesh Sampath

Agriculture plays a pivotal role in supporting the socioeconomic situation of millions of farmers in India, which is increasingly coming under threat due to climate change. In particular, the future changes in rainfall patterns has the potential to directly affect the irrigation water demands, thereby impacting water consumption, agricultural productivity, and influencing food security. For instance, the optimal sowing dates for crops may change according to the altered rainfall patterns. With this motivation, we studied the impacts of shifts in sowing periods in order to identify the optimal sowing dates for a particular crop. First, we collected daily temperature and rainfall data for India at a resolution of 0.25o from different GCM models (EC-Earth 3 and EC-Earth 3 veg) under different SSP scenarios (SSP 126, SSP 245, SSP370, SSP585). Also, region-wise agricultural data such as crop acreage and sowing dates were collected for seven major crops - paddy, wheat, maize, groundnut, sugarcane, red gram, black gram, and soybean. Subsequently, we estimated the reference evapotranspiration using the modified Penman-Monteith method. The estimated reference evapotranspiration and rainfall data were incorporated into FAO’s CROPWAT model to calculate the irrigation water requirements (IWR) of the selected crops. The optimal IWR for each crop was selected by varying the sowing dates at fifteen-day intervals across the year (twenty-four dates for the year). Preliminary results indicate that there is considerable scope for water savings by shifting the sowing dates of staple crops to account for climate change impacts. These strategies may become vital for policymakers in the coming decades to reduce the stresses on water without endangering food security. Indeed, such strategies require the cooperation of various stakeholders for better implementation at multiple scales.

How to cite: Sharma, A. N., Gaddam, S. J., and Sampath, P. V.: Optimal sowing dates for major crops in India under climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11068, https://doi.org/10.5194/egusphere-egu22-11068, 2022.

EGU22-11145 | Presentations | HS7.3

Optimizing cropping patterns under the influence of climate change 

Sindhuja Reddy Pasula, Swethu Sree Gudem, Sai Jagadeesh Gaddam, and Prasanna Venkatesh Sampath

The world needs 70% more food by 2050, increasing the pressure on the available water resources. With the climate change threat approaching, the water stress will further be exacerbated that would adversely affect food security. In countries like India, with extensive cultivation of staple crops like paddy, there has been a rapid increase in the total water consumption. At the same time, cultivation of crops such as pulses and millets has not been sufficient to satisfy the nutritional requirements of India’s population. With the increased likelihood of droughts and floods due to the advent of climate change, it becomes imperative to achieve water, food, and nutritional security into the future. This study attempts to optimise cropping patterns to minimise future water requirement, while satisfying the nutritional and caloric requirements of future generations. We perform the analysis for the southern Indian state of Andhra Pradesh, where agriculture depends predominantly on irrigation. To achieve this objective of optimization, we collected bias-corrected climate datasets from three General Circulation Models (BCC-CSM2-MR, INM-CM5-0, MPI-ESM1-2 HR) that include future rainfall and temperature information from 2021 to 2050. Further, we collected crop-wise farm-level data of five major crops in the state - paddy, sugarcane, groundnut, sorghum, and red gram. The irrigation water requirement (IWR) of the selected crops was estimated using FAO’s CROPWAT model under two different scenarios - SSP 245, SSP 585. Further, we developed an optimization model to obtain the optimal cropping pattern that minimises water consumption. Future food requirements in terms of protein and calorie demands and arable land available for cultivation were used as constraints to perform this optimization. Preliminary results indicate that shifting from water-intensive crops like sugarcane to relatively more nutritious crops like red gram and sorghum has the potential to significantly reduce water consumption, while also enhancing the nutritional security of the region. Interestingly, the optimization results indicated that the southern part of the study region required more interventions in terms of crop diversification as compared to the northern part. Such insights could help decision makers to devise holistic policies, enhancing the water-food security under different climate change scenarios. Further, this research could be extended to domains such as economics, ecology, and energy to achieve overall sustainability in the agricultural sector.

How to cite: Pasula, S. R., Gudem, S. S., Gaddam, S. J., and Sampath, P. V.: Optimizing cropping patterns under the influence of climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11145, https://doi.org/10.5194/egusphere-egu22-11145, 2022.

EGU22-11578 | Presentations | HS7.3

The role of urban streams in the microplastics contamination scenario: the case study of the Mugnone Creek (Florence, Italy) 

Alessio Monnanni, Gabriele Bicocchi, Eleonora De Beni, Valentina Rimondi, Tania Martellini, David Chelazzi, Alessandra Cincinelli, Stefania Venturi, Guia Morelli, Pierfranco Lattanzi, and Pilario Costagliola

Due to their spread, abundance and potential impact on food security and human health, microplastics (MPs) are emerging global pollutants. Metropolitan areas are among the main sources of MPs (1 μm - 5 mm); indeed, about 80% of the MPs found in the oceans come from freshwaters. In particular, impervious surfaces runoff in urban areas results in the transport of large quantities of solid wastes, comprising MPs, to the superficial water bodies. Thus, the ecological state of urban streams represents a reliable indicator to evaluate the environmental impact of a city. In this study, we report data about MPs in stream sediments and waters of a minor urban stream, the Mugnone Creek (MC), which flows across the highly urbanized city of Florence (Italy) and discharges to the Arno River.

Several sites along the 17 km-long MC were chosen, including “greenfield” sites upstream of the Florence urban area, urban-impacted sites located along congested roads, and the MC outlet. The stream sediments were collected in June 2019, while stream waters were recovered via glass bottles twice a year (June and December) in 2019 and 2020, to account for seasonal variability. Stream discharge was simultaneously determined during water sampling to allow mass flow calculations of contaminants.

Water samples were filtered onto glass microfiber filters (ø 47 mm) and observed by HD digital stereomicroscope; a similar method was followed for sediments after a density separation step (NaCl saturated solution) and H2O2 digestion. Fourier Transform Infrared Spectroscopy (FT-IR) was used for identification and characterization of MPs. Microparticles classification was based on polymer type, shape and colour.

MPs concentration in sediments showed an increasing trend from the pre-urban site to the outlet. A maximum value (1.540 MPs/kg) was reached immediately after the Terzolle Creek confluence, which drains the large University Hospital District of Careggi. Fibers were the dominant shape class of polymers observed and blue/black items stand out among the colour classes. The highest concentrations of MPs in water samples were recorded during winter seasons (up to 16.000 items/m3), with a predominance of fibers and blue/black colours. Polymer classification by FTIR indicated the presence of (in order of abundance): PA (polyamide), PET (Polyethylene Terephthalate), SBR (butadiene-styrene rubber), PP (Polypropylene), blend PP+PE (PP+Polyethylene), PTFE (Polytetrafluoroethylene) and PU (Polyurethane). The black-SBR polymers likely related to tyre abrasion occurring during vehicles driving, since they were especially found on a site close to traffic-congested roads. In addition to synthetic particles, high concentrations of natural fibers (mainly cellulose) were found in waters at all sites. Up to 109 synthetic particles are estimated to be discharged daily by MC to the Arno River during the winter season, a load much higher than creeks with similar urbanization context worldwide. Mass loads of natural fibers were of the same order of magnitude of MPs in every season.

Studies are in progress to elucidate the impact on local biota and to characterize the anthropic pressure on the Arno River, aiming to improve the knowledge about the environmental status of one of the main Italian river basins.

How to cite: Monnanni, A., Bicocchi, G., De Beni, E., Rimondi, V., Martellini, T., Chelazzi, D., Cincinelli, A., Venturi, S., Morelli, G., Lattanzi, P., and Costagliola, P.: The role of urban streams in the microplastics contamination scenario: the case study of the Mugnone Creek (Florence, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11578, https://doi.org/10.5194/egusphere-egu22-11578, 2022.

Due to climate change, extreme weather conditions such as droughts may have an increasing impact on the water demand and the productivity of irrigated agriculture. For the adaptation to changing climate conditions, knowledge about adequate irrigation control strategies and information, e.g., about future climate development and soil properties, is of great importance for the optimal operation of irrigation systems. We consider climate and soil variability within one probabilistic simulation-optimization framework for irrigation scheduling based on Monte Carlo simulations to support informed decisions. The framework implements optimizers for full, deficit, and supplemental irrigation strategies. We provide the  Matlab code as the open source Deficit Irrigation Toolbox (DIT). For this analysis, we apply DIT for preliminary test simulations for a global numerical deficit irrigation experiment (GDIE) which allows for the analysis of both the impact of the selected irrigation strategy on water productivity and the value of information about (i) different scheduling methods, (ii) climate development, and (iii) soil hydraulic properties. The first results show a strong dependency on the value of information about climate and soil for sites required for increasing water productivity in different climate regions. Moreover, DIT can enable and support the site-specific transformation of low efficient rainfed and irrigated systems achieving higher water productivity and food insecurity on a local scale.

How to cite: Schütze, N. and Dietz, A.: Comparison of the value of information for the management of deficit irrigation systems in different climate regions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11631, https://doi.org/10.5194/egusphere-egu22-11631, 2022.

EGU22-12798 | Presentations | HS7.3

FORESHELL Project: development of sanitary/weather-environmental predictive technological tools to enhance the efficiency and sustainability of shellfish farming. 

Barbara Tomassetti, Annalina Lombardi, Valentina Colaiuda, Federica Conti, Giuseppina Mascilongo, Fabrizio Capoccioni, Domitilla Pulcini, Gabriella Di Francesco, Ludovica Di Renzo, Chiara Profico, Carla Ippoliti, Carla Giansante, Nicola Ferri, and Federica Di Giacinto

Many of the estuaries and coastal areas in Europe are used for the cultivation and harvesting of bivalve mollusks. Mussel farming is strongly influenced by weather and environmental conditions. Several studies have shown that the sanitary conditions of shellfish are related to hydrological factors of rivers adjacent to the farming area, as rivers are the main routes of bacteriological contamination from the surface or sub-surface.

The "FORESHELL" project, funded by Costa Blu FLAG as part of the EMFF 2014-20 program of the Abruzzo Region, is carrying out a pilot initiative for the development of sanitary/weather-environmental predictive technological tools in order to improve efficiency and sustainability of the mussel farm located at the Giuliano Maritime District.

A specific sampling schedule is established before and after severe weather events to determine the E. coli
concentration in freshwater at the river mouths and in mussels/seawater in the farming site. At the same time, the hydrographic basins of the rivers close to the farm, Vibrata and Salinello, are constantly monitored trough the hydrological model (CHyM), to predict the occurrence of flow discharge peaks at mouth of the river. In addition, the satellites and the in-situ probe acquire environmental parameters such as sea water temperature, salinity, chlorophyll-a, sea currents and wave motion.

The web application for data visualization is under construction, as well as the early warning reports to the farmer. Furthermore, the growth of mussels is constantly monitored with biometric controls. The implementation of all phases of the FORESHELL project are proceeding according to the timeline in order to develop innovative tools useful for the management of mussel farming area.

How to cite: Tomassetti, B., Lombardi, A., Colaiuda, V., Conti, F., Mascilongo, G., Capoccioni, F., Pulcini, D., Di Francesco, G., Di Renzo, L., Profico, C., Ippoliti, C., Giansante, C., Ferri, N., and Di Giacinto, F.: FORESHELL Project: development of sanitary/weather-environmental predictive technological tools to enhance the efficiency and sustainability of shellfish farming., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12798, https://doi.org/10.5194/egusphere-egu22-12798, 2022.

Bauxite residues (BR) from the Bayer process to produce alumina are highly alkaline and saline, containing high-level toxic elements (such as vanadium (V)), which are soluble in water under the alkaline pH condition. Ecological engineering of the BR can significantly improve physicochemical, mineralogical, and biological conditions, leading to the productive growth of pioneer plants. However, it remains unknown the fate of vanadium in response to the eco-engineering-driven changes of mineralogy, geochemistry, and organic matter decomposition.

The primary distribution of V in the BR-technosols will be characterized in sequential extraction and fractionation. The results of sequential extraction over show that the main vanadium pools in BR-technosols are in the iron oxide and organic matter phases, which provoked an investigation into the controlling mechanisms and specific sorbents, through microstructural and spectroscopic analysis combined with multivariate analysis. The alkaline environment was found to be the main controlling factor leading to elevated bioavailable vanadium in the bauxite residue. Within the iron oxide phase, amorphous iron oxides are expected to play an important role in sorption and therefore the conversion of crystalline iron-bearing minerals to the amorphous phase during weathering will be a direction of concern during long-term rehabilitation. Organic matter under natural soil conditions is an important vanadium sorbent, and additional additions of organic matter did not observe a significant improvement in this study sample, but when combined with P additions, a significant reduction in pH occurred, as did water-soluble vanadium. More investigation needs to be stimulated in terms of the role of P in promoting the addition of organic matter.

The expected results will aid the risk assessment of the eco-engineered BR-technosols and necessary intervention to mitigate the identified risks of V pollution in seepage and surface runoff in the future. 

How to cite: Ren, C., Saha, N., Parry, D., and Huang, L.: Influence of exogenous organic matter and P synergies on the geochemical behavior of vanadium in the rehabilitation of bauxite residues, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-812, https://doi.org/10.5194/egusphere-egu22-812, 2022.

Sulfide-modified nanoscale zerovalent iron (S-nZVI) is attracting a lot of attention due to its ease of production and high reactivity with hexavalent chromium (Cr (VI)). However, until now, the most commonly used is the use of NaS2O4 sulfide nano zero valent iron. The study on the removal of hexavalent chromium from water by nanometer zero-valent iron with calcium sulfide is not comprehensive enough. Herein, the removal of high concentration of hexavalent chromium from wastewater by nanometer zero-valent iron with calcium sulfide and its structure were carefully investigated. Scanning electron microscopy (SEM) with EDS analysis demonstrated that sulfur was incorporated into the zero valent iron core and homogeneously distributed within the nanoparticles. S-nZVI had an optimal Cr (VI) removal capacity of 200mg/L, which was >100% higher than for pristine nZVI. Different molar ratio of polycalcium sulfide and zero-valent iron, initial zero-valent iron addition amount, initial pollutant concentration and initial pH value have different effects on the removal effect. While the S/Fe=0.2, 200mg/L initial Cr (VI) concentration, 2g/L S-nZVI additive amount, pH<5, have the optimum removal rate. Contrast to pristine nZVI, S-nZVI can efficiently sequester high concentration of hexavalent chromium from different contaminated groundwater matrices.

How to cite: Yu, J. and Li, Y.: Removal of High Concentration of Chromium Hexavalent Wastewater From Groundwater by S-NZVI, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1011, https://doi.org/10.5194/egusphere-egu22-1011, 2022.

EGU22-1041 | Presentations | ERE4.3

A novel Zirconium-modified Coal Gasification Coarse Slag for phosphate adsorption 

Baoguo Yang and Yilian Li

The excess phosphate in water leads to eutrophication, and hence finding cost effective adsorbing material for removing phosphorus from water is of great significance. Meanwhile, Coal Gasification Coarse Slag (CGCS) as a general solid waste, poses a potential threat to the environment. To solve these problems, herein, a novel low cost and high-efficiency adsorbing material was synthesized from CGCS by a facile method. The (CGCS)/ZrOCl2⋅8H2O mass ratio of 5:4 (denoted as CGCS-Zr4) was selected from a series of adsorbents with different mass ratios for subsequent sorption researches. The performance for phosphorus removal and related adsorption mechanism were investigated. The results showed CGCS-Zr4 had good adsorption property within a broad pH range. The Langmuir isothermal model, the pseudo-second-order kinetic and intra-particle diffusion model described the experiment data well, indicating that 1) the reaction process was monolayer and chemical adsorption; 2) rate determining step were both boundary layer effect and intraparticle diffusion. The adsorption mechanism of phosphorus on CGCS-Zr3 could be mainly achieved by electrostatic attractions and coordination reactions, forming inner-sphere phosphate complexes. The experiment results suggest that using Coal Gasification Slag (CGS) for removing phosphate could be a promising method in the wastewater treatment and resource utilization of solid waste.

How to cite: Yang, B. and Li, Y.: A novel Zirconium-modified Coal Gasification Coarse Slag for phosphate adsorption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1041, https://doi.org/10.5194/egusphere-egu22-1041, 2022.

EGU22-1736 | Presentations | ERE4.3

Immobilisation of metal(loid)s in building materials made with mine waste 

Valérie Cappuyns, Lugas Raka Adrianto, and Jillian Helser

In the framework of the H2020 ETN SULTAN (European Training Network for the Remediation and Reprocessing of Sulfidic Mining Waste Sites) project, the release of metal(loid)s from different building materials, in which mining waste (including mine tailings and waste rock) was used as a raw material, was investigated. The waste rock and mine tailings originated from an active Cu-Zn mine and were characterized by a high content of Cu, Zn, Pb, and As. Part of the waste rock was cleaned by flotation before use, while the mine tailings were used without pre-cleaning. 

Bricks, clinkers, cements, and inorganic polymers in which from 14 wt% up to 100 wt% of primary raw materials had been replaced by mine tailings or (cleaned) waste rock, were subjected to various leaching tests: (i) a single batch leaching test (EN 12457-2), (ii) the Toxicity Characteristic Leaching Procedure (TCLP), and (iii) a cascade leaching test (NEN 7349). The influence of the processing of the mine waste, the pH of the leachates, and the mineralogical composition of the building materials on the immobilisation of metal(loid)s were assessed.

Clinkers and cements were the most efficient building materials to immobilise all metal(loid)s, even when uncleaned waste materials were used as a raw material. For the inorganic polymer produced from uncleaned mine waste rock, the leaching of Zn, Pb, Cu, and As was a point of concern, promoted by the alkaline pH of this material. The bricks had a lower release of metal(loid)s  compared to the inorganic polymers, which also showed the importance of an efficient cleaning procedure before using the mine waste as a raw material.

 

How to cite: Cappuyns, V., Adrianto, L. R., and Helser, J.: Immobilisation of metal(loid)s in building materials made with mine waste, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1736, https://doi.org/10.5194/egusphere-egu22-1736, 2022.

EGU22-2020 | Presentations | ERE4.3

Gravity and Magnetic Separation for Recycling of Granite Scraps in the Buddusò Quarrying District (Northern Sardina, Italy) 

Carmela Vaccaro, Antonello Aquilano, Chiara Telloli, and Elena Marrocchino

In recent decades, the recovery of materials and energy from waste materials has received attention, with the aim of finding a sustainable solution to reduce the exploitation of natural resources and reduce the use of landfills, stimulating a growing interest in the reuse of waste. In recent years new digital technologies continuously require rare metals, the abundance of which in the earth's crust is limited, and, for this, they are classified with me as critical raw materials. The Green Deal requirements call for improvements in the treatments for the extraction of raw materials also, and above all, from the gangues and waste materials from mining activities. Quarrying and processing of granite, for example, produce large amounts of waste residues, that besides being a loss of resources, improper disposal of these wastes results in pollution of the soil, water and air around the dumpsites.

This work aims to investigate the magnetic properties of mineral constituents of Buddusò Granites (Northern Sardinia) through the use magnetic separator in conjunction with gravity pre-concentration steps, using a shaking table to concentrate the valuable minerals and eliminate the undesired gangue minerals. These can be preliminary treatments for the possible use of granite scraps from quarries in the granite quarrying district of Buddusò as secondary raw materials. The granite waste samples were initially crushed using a jaw crusher and subsequently sieved to retain the part of the material with a grain size between 0.850 mm and 0.125 mm at a laboratory scale. The material was subjected to a preliminary separation process using a shaking table and obtaining seven subsamples were obtained starting from the initial one. Gravity separation was carried out in this work to discard the light gangues and obtain heavy mineral concentrate. The concentration process using shaking table is controlled by a number of operating variables, such as feed rate, wash water, feed pulp density, deck slope, amplitude particle size range, and as well as particle shape and the shape of the deck, play an important part in table separations. The sub-samples obtained by gravimetric separation were first placed to dry in an oven at 105 ° C for 24 hours and then has been treated by magnetic separation, which has been carried out in this work to separate paramagnetic (weakly magnetic) materials from non-magnetic materials. Each subsample, after being quartered, was then subjected to magnetic separation using the Frantz instrument, to separate the magnetically susceptible minerals from the others. This operation was first performed at low magnetic field strength to separate minerals with lower susceptibility and subsequently performed at high magnetic field strength to separate minerals with higher susceptibility.

According to Raslan et al., 2021, the preliminary results obtained, it is clear that the combination of gravity pre-concentration, using a shaking table, combined with magnetic separation, using dry high-intensity magnetic separator, is able to successfully concentrate heavy, paramagnetic and diamagnetic minerals phases, all of them with high mining potential.

How to cite: Vaccaro, C., Aquilano, A., Telloli, C., and Marrocchino, E.: Gravity and Magnetic Separation for Recycling of Granite Scraps in the Buddusò Quarrying District (Northern Sardina, Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2020, https://doi.org/10.5194/egusphere-egu22-2020, 2022.

EGU22-3156 | Presentations | ERE4.3

Quartz, feldspars and REE from gneiss waste materials: an example from the VCO province (Piedmont, northern Italy) 

Alessandro Cavallo and Giovanna Antonella Dino

Raw materials and critical raw materials (e.g. REE, PGM) supply is a matter of concern and a global challenge to face in a sustainable way: they can be exploited from ore deposits and be recovered from landfills (both urban and industrial), extractive waste facilities, and/or from waste streams. In a modern perspective of circular economy, the rational exploitation of mineral resources is essential, as well as a recovery and valorization of extractive and processing waste. In this research we present preliminary results related to the recovery of Beola and Serizzo extractive and processing waste, two commercial varieties of gneiss (dimension stone), quarried in Piedmont (northern Italy) and exported worldwide. Both Beola and Serizzo are varieties of orthogneiss, the former being very foliated and suitable for splitting, the latter more massive and used as granite for flooring and cladding. The percentage of extractive waste from quarry sites represents about the 60% of the total exploited material: it is possible to estimate an amount of about 110,880 t/y. Another important waste, whose management is very challenging, is represented by residual sludge (EWC 010413): sludge production is estimated in about 17,700 t/y. A critical point is represented by the regulatory framework of waste materials, with a view to their possible recovery. The relatively monotonic mineralogical composition of the gneisses consists of quartz, feldspars (oligoclase and microcline), and fair amounts of micas (muscovite and biotite). Typical accessory minerals are allanite (an epidote variety rich in REE), chlorite, and zircon. If from a mineralogical point of view there is substantial equality between Beola and Serizzo, the main differences lie in grain size and texture (finer grain and mylonitic microstructure for Beola). In the same mining district also granites are extracted, whose waste, after a series of treatments to remove ferromagnetic minerals (mainly biotite), are successfully reused in the ceramic sector (quartz – feldspars mix). For these reasons, also Beola and Serizzo could also have similar applications, if they undergo suitable mineral processing.  After extensive sampling and a robust mineralogical (OM and XRD), chemical (XRF and ICP-MS) and mineral chemistry (SEM-EDS and WDS) database, we have a complete picture of the characteristics of the waste materials from the different quarries. The main criticalities for the recovery of quartz and feldspars are represented by the grain size (especially for Beola varieties) and the relative abundance of phyllosilicates, which is higher than for granites. However, some varieties lend themselves much more than others to possible recovery, both for reasons of grain size and for the lower amount of mica. All varieties of gneiss contain fair amounts of allanite: this is a potential ore mineral for REE. One of the most easily processed waste materials for allanite extraction and concentration is sawing sludge: with relatively simple separation processes it would be possible to concentrate the heavy fraction, which also includes monazite (another important REE ore mineral). The efficient recovery of quarrying waste could therefore contribute to both the industrial minerals (quartz and feldspars) and the ore minerals sectors (REE).

How to cite: Cavallo, A. and Dino, G. A.: Quartz, feldspars and REE from gneiss waste materials: an example from the VCO province (Piedmont, northern Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3156, https://doi.org/10.5194/egusphere-egu22-3156, 2022.

EGU22-3996 | Presentations | ERE4.3

Geochemical analysis of microbiologically treated red mud 

Hana Fajković, Laura Huljek, Ivana Vrkić, Tomislav Ivanković, Željka Fiket, Suzana Gotovac Atlagić, Sunčica Sukur, and Nenad Tomašić

Historical disposal sites of red mud can be found all around Europe, most notably at Sardinia, in Hungary, or at many locations in East-Southeast Europe. Red mud contains dominantly iron, aluminum, and silicon oxides, with races of various metals and compounds that can still be reprocessed if appropriate methods are applied. Some of the promising methods include microorganisms, and in particular bacteria.

The main objective of the study was to determine whether prolonged bacterial activity changes the geochemistry of the red mud. The bacteria for the experiment were isolated through several selective steps from activated sludge of wastewater treatment plant and red mud from three different locations: Dobro Selo and Zvornik (Bosnia and Herzegovina), and Almásfüzitő (Hungary).

After successful isolation, the bacteria were applied to the homogenized red mud samples, with nutrient media and water added in different combinations and ratios. The experiment lasted for 6 months after the bacteria were first applied to the red mud samples. During this period, geochemical analyses of the red mud were carried out twice, after 4 weeks and after 24 weeks, while the analysis of bacterial survival and quantity in the red mud samples were carried after 4, 8, and 24 weeks. The goal of geochemical analyses was to determine whether the bacteria caused changes in the concentrations of the elements of interest in the red mud when used as cultivating substrate and whether the elements of interest became more available to the bacteria due to their growth and adaptation to the red mud.

Prior to geochemical analysis, subsamples were heated at 100°C for 60 minutes to induce bacteriolysis and filtered twice with MiliQ water (red band filter paper). The eluates were stored in plastic cuvettes and kept in a dark place at 4°C until analysis (HR-ICP-MS). The filter papers containing the treated red mud were dried, sealed, and stored for further geochemical analysis of total major and trace element concentrations by ICP-MS and mineralogical (XRPD) analyses. Detailed results of the geochemical and mineralogical analyses are pending.

This work has been supported by EIT Raw Materials project RIS-RESTORE, project number 19269.

How to cite: Fajković, H., Huljek, L., Vrkić, I., Ivanković, T., Fiket, Ž., Gotovac Atlagić, S., Sukur, S., and Tomašić, N.: Geochemical analysis of microbiologically treated red mud, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3996, https://doi.org/10.5194/egusphere-egu22-3996, 2022.

EGU22-4187 | Presentations | ERE4.3

Eco-sustainable solutions to transform quarry waste of granite rocks into resources for the ceramic and glass industry. 

Aida Maria Conte, Daniela Guglietta, Cristina Perinelli, Elena Marrocchino, and Giovanni Soro

Raw materials are essential for the sustainable development of modern societies. Access to and cost-effectiveness of mineral raw materials are critical to the smooth functioning of the EU economy. The growing demand for raw materials raises increasing concerns about mineral resources. Feldspars along with quartz, the main components of granitoid rocks, are widely used in ceramic and glass industry. The need to meet the demands of the ceramic industry has stimulated research and development of new ceramic flows in granite complexes.

Italy is the world’s second-largest feldspar producer (22% of total) and the world biggest importer (22% of global world trades) (European Commission). Since the strong demand is rapidly depleting the proven reserves in EU Member States, the EU ceramics sector is increasingly dependent on feldspar imports from Turkey. Thus, it is necessary to find additional sources of feldspar or to further increase inter-continental transport. At present, Buddusò-Alà dei Sardi (Sardinia-Italy) is the most important granite production area in Italy. However, granite mining activities cause serious environmental problems. Feldspar production and trade generate large amounts of pollutant and greenhouse gas emissions, due either to the energy consumption of mining activities or the transport of the finished product from the exporting countries. The areas where quarries are active suffer from landscape degradation, due to incomplete compliance or non-compliance with quarry recovery plans, considering that opening new quarries is cheaper than moving large amounts of waste. Finally, granite mining accounts for huge amounts of soil consumption, as it requires large areas in which the quarry waste accumulates.

The LIFE REGS II project (LIFE19 ENV/IT/000373 LIFE REGS II) aims at demonstrating an innovative and economically-viable extraction technology to produce feldspars, of the same quality to those obtained from virgin raw material, using granite scraps. This will reduce demand for feldspar from environmentally-damaging granite mining operations as well as to minimize the soil consumption and to boost the awareness about the importance of recycling granite scraps.

To this respect, samples of the granite scraps accumulated in 18 landfills located in the Buddusò-Alà dei Sardi granite quarries have been analyzed for their mineral texture and composition. Modal variability of the main mineral constituents (quartz+plagioclase±potassium-feldspar+biotite/chlorite) allowed to distinguish three main groups characterized by different ratios of feldspars/mafic phases with the exception of samples from a specific landfill that display an increase in the plagioclase at the expense of potassium-feldspar+quartz along with an increase in epidote at the expense of biotite/chlorite.

Texturally potassium-feldspar occasionally occurs as microcline perthite while plagioclase is always affected by extensive alteration resulting in a variety of textural intergrowths of neoformed minerals. Such features are reflected in the inter/intra-crystalline compositional variations in terms of feldspar end-members and in the type of the alteration products. This provides the elements for a first estimate of the technological properties of felsdpars, allowing to recognize the material stored in the 18 landfills qualitatively better for commercial purpose, and to experimentally identify the most effective methods of physical treatments to enrich and extract feldspars useful for industrial uses.

How to cite: Conte, A. M., Guglietta, D., Perinelli, C., Marrocchino, E., and Soro, G.: Eco-sustainable solutions to transform quarry waste of granite rocks into resources for the ceramic and glass industry., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4187, https://doi.org/10.5194/egusphere-egu22-4187, 2022.

EGU22-5091 | Presentations | ERE4.3

Diagnostic process of an ancient colonnade using non-invasive volume visualization multi techniques 

Giuseppe Casula, Silvana Fais, Francesco Cuccuru, Maria Giovanna Bianchi, and Paola Ligas

The diagnostic process on the cultural heritage by non-invasive multi techniques generates multiple volumes of different data sets. Such volumes can be applied to a whole range of problems from diagnostics of the building stone materials to their in-time monitoring for maintenance and conservation. The results of the diagnostic process in multimodal data sets can be rendered effective by comparing multiple volumes at the same time and over time since the safety of monumental structures requires periodic monitoring. As already shown in recent works that focused on the integration of heterogeneous data from complementary techniques, the use of a single technique is generally insufficient to obtain a reliable diagnostic process.

The multi-technique high resolution 3D models described in this paper was aimed to investigate the conservation state of a precious carbonate colonnade in the ancient church of Saints Lorenzo and Pancrazio, dating to about the second half of the thirteenth century and located in the old town of Cagliari (Italy). The diagnostics of the carbonate colonnade was made by 3D non-invasive multi-techniques, i.e. Terrestrial Laser Scanner (TLS), close range photogrammetry (CRP) and ultrasonic tomography supported by petrographic investigations. To obtain a natural colour texturized 3D model of the columns with calibrated scale and coordinates both the TLS and CRP techniques were applied. The geometrical anomaly and reflectivity maps derived from the data of the TLS-CRP survey show presence of some anomalies worthy of attention. The 3D reconstruction with previous techniques was the essential base for the planning and execution of the 3D ultrasonic tomography that played an important role in detecting internal defects and voids and flaws within the materials by analysing the propagation of ultrasonic waves.

The results of the non-invasive diagnostic techniques on the building carbonate materials of the ancient colonnade were supported by thin section and mercury intrusion porosimetry (MIP) analyses in order to study their porosity and other textural characteristics such as the grains-matrix or grains-cement relationships, the bioclasts packing, the pore network and other petrophysical parameters (i.e. permeability and tortuosity). Knowledge of these characteristics is key to understanding the different susceptibility of the building carbonate materials to degradation and recognizing any forms of degradation while providing fundamental support to the interpretation of the geophysical data.

 

Acknowledgements

This work was supported by Regione Autonoma della Sardegna (RAS) (Sardinian Autonomous Region), Regional Law 7th August 2007, no. 7, Promotion of scientific research and technological innovation in Sardinia (Italy), Resp. Sc. S. Fais. 

How to cite: Casula, G., Fais, S., Cuccuru, F., Bianchi, M. G., and Ligas, P.: Diagnostic process of an ancient colonnade using non-invasive volume visualization multi techniques, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5091, https://doi.org/10.5194/egusphere-egu22-5091, 2022.

EGU22-5522 | Presentations | ERE4.3

Analysis of support media in packaged bioreactors for landfill leachate treatment systems 

Zully Gómez, Johanna Solano, David Orjuela, María Rodrigo, and Javier Rodrigo

One of the primary environmental problems connected to the growth of cities is the proportional increase of solid waste production and the corresponding leachate generation in the final disposal sites. A research line on the definition of technical systems that facilitate the proper treatment of these leachates to minimize groundwater, surface water, air and soil pollution is currently being developed.

One of the leachate-treatment alternatives is installing biofilm anaerobic biological reactors, in which microorganisms take charge of degrading organic matter while minimizing the leachate pollutant load. Optimal conditions are sought to develop this technology in order to achieve the highest bioreactor efficiency. Variables such as pH, temperature, retention time and the support media where the biofilm will be formed must be considered, in addition to its design and the material use to make it.

Therefore, the support media is one of the most important factors in anaerobic biofilm reactors design, given its function of creating the surface where the microorganisms adhere to form the biofilm. A proper design of this packing facilitates having a greater surface area per unit volume, thus increasing contact with the microorganisms, which is expected to increase the removal rate. Taking this into account, this study analyzes the types of materials currently used for packaging, along with their efficiency in biofilm reactors for first-stage leachate treatment. The evaluation is made using a specific polymeric material composed of polyethylene and expanded polystyrene waste as support media for bioreactors

How to cite: Gómez, Z., Solano, J., Orjuela, D., Rodrigo, M., and Rodrigo, J.: Analysis of support media in packaged bioreactors for landfill leachate treatment systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5522, https://doi.org/10.5194/egusphere-egu22-5522, 2022.

EGU22-5667 | Presentations | ERE4.3

The legacy of hard coal mining in Germany: hydrochemistry and stable isotopes of mine waters 

Oliver Weisser and Harald Strauss

           Underground hard coal mining occurred in Germany over several centuries in the Ruhrgebiet in Northrhine-Westphalia and ceased in 2018. Nineteen mine waters draining historic and (sub)recent mines were studied in respect to their hydrochemistry and selected stable isotopes (H, O, C, S) in order to identify prevailing processes that determine their chemical composition.

All mine waters show near neutral pH values. Electrical conductivity displays a wide range with values between 370 and 1690 μS/cm (average value of 700 μS/cm). Major ions are in decreasing importance: dissolved inorganic carbon, calcium, sulfate, magnesium, sodium and chloride.

Sulfate concentrations range from 27 to 363 mg/L, showing a positive correlation with electrical conductivity. Sulfate sulfur and oxygen isotopes display some variability between -4.9 and +20.4 ‰ (average value of +4.5 ‰) and between +0.7 and +12.7 ‰ (average value of +4.5 ‰), respectively. Most isotope values suggest that sulfate derived from pyrite oxidation and/or the oxidation of organo-sulfur compounds in the coal. In contrast, the very positive sulfur and oxygen isotopes could indicate dissolution of sulfate minerals.

Apart from sulfate, dissolved inorganic carbon (DIC) is a major ion with concentrations ranging from 60 to 600 mg/L (average value of 249 mg/L). The carbon isotopic composition of DIC is somewhat variable with values between -19.3 and -4.5 ‰. Samples center around an average value of -11,40 ‰, suggesting the dissolution of carbonate minerals through carbonic acid.

In summary hydrochemical and stable isotope data from these mine waters suggest water-rock interaction as the main compositional driver, specifically carbonate dissolution, pyrite oxidation and sulfate dissolution.

How to cite: Weisser, O. and Strauss, H.: The legacy of hard coal mining in Germany: hydrochemistry and stable isotopes of mine waters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5667, https://doi.org/10.5194/egusphere-egu22-5667, 2022.

EGU22-6229 | Presentations | ERE4.3

Analysis of methodologies to evaluate the environmental impacts of solid waste management in the city of Bogotá 

Ana Paola Becerra Quiroz, Johanna Karina Solano Meza, Javier Rodrigo Ilarri, and María Elena Rodrigo Clavero

Solid waste management produced in megacities is usually being transformed under a linear treatment scheme which considers the circular economy model guidelines (waste reduction, reuse and recycling). The comprehensive solid waste management plan (PGIRS 2020) proposed for the city of Bogotá (Colombia) implements this circular economy approach through different strategies, such as increasing the separation levels at the source, optimizing collection and recycling, including waste as raw materials in production processes and designing technological alternatives different from landfills for the use and treatment of solid waste. Under this new vision, the design of waste management systems must consider those environmental impacts generated throughout the life cycle of waste while integrating ways to address these impacts in comprehensive waste management plans. Furthermore, health and environmental impacts that will result from new forms of waste use or mismanagement must be considered, including the mitigation of climate change effects by diverting waste that would potentially go to a landfill. Therefore, the methodologies adopted to evaluate environmental impacts must be aligned with these new trends while being capable of providing the required and appropriate results for decision-making to achieve established goals.

This work shows the methodologies used to evaluate the environmental impacts generated by solid waste in Bogotá. These methodologies have generally been qualitative so far: checklists, double-entry matrices, indicators and problem trees. They have been selected based on the availability of information, ease of calculation and the physical and technical availability of infrastructures. While different phases of solid waste management may require different methodologies, progress must be made in using more precise methods to reduce uncertainty in the evaluation and become more effective decision-making tools. One of these tools is the Life Cycle Analysis methodology (LCA). LCA provides an opportunity to make progress in including the circular economy approach in the comprehensive solid waste management of the city of Bogotá.

How to cite: Becerra Quiroz, A. P., Solano Meza, J. K., Rodrigo Ilarri, J., and Rodrigo Clavero, M. E.: Analysis of methodologies to evaluate the environmental impacts of solid waste management in the city of Bogotá, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6229, https://doi.org/10.5194/egusphere-egu22-6229, 2022.

EGU22-6887 | Presentations | ERE4.3

Radioactivity in building materials 

Chiara Telloli, Stefano Salvi, Antonietta Rizzo, Fabio Taddei, Alice De Maria, Elena Marrocchino, and Carmela Vaccaro

All building materials have a small but not negligible amount of natural radioactivity; since they come from the earth’s crust, this radioactivity is due to the radioactive families of Uranium (U-238), Thorium (Th-232), and Potassium (K-40), in varying concentrations depending on the type and origin of the original rocks.

Some granites and some tuffs can sometimes record significant concentrations of radioisotopes, while in marbles and carbonate stones radioactivity is rarely present unless they are settled in lagoon environments (i.e., Lecce, Italy limestones). Also building products fabricated with naturally occurring radioactive materials (NORM) can exhibit residual radioactivity, such as in various types of sand, ceramics, or cements.

The radioactive content in the materials used to build is therefore of a certain importance because it can significantly affect the annual effective dose equivalent absorbed due to the long residence time of people inside the buildings.

In Italy the reference regulatory device in the field of work activities involving the presence of natural sources is Legislative Decree 230/95 (including subsequent amendments and additions), while the radioactive content of construction materials is regulated by the Legislative Decree 101/2020.

In order to avoid excessive alarms or, on the contrary, to underestimate the problem, a cognitive investigation was carried out on the radioactivity content in ornamental and structural building materials, in order to possibly identify critical radioactivity concentration. The natural stones analyzed are granite rocks sampled in Sardinia (Ornamental Stones District of Gallura).

The analyses were done in the ENEA’s Environmental Traceability and Radiometry Laboratory specialized in low and very low activity concentration of radioisotopes in the environment. The gamma spectrometry analyses were carried out on the samples reduced to grains, to which, following the EC guidelines, the criteria on the criticality of the materials were applied, calculating three parameters: the activity concentration index (I), the gamma absorbed dose rate (Da) and the annual effective dose (He). The results indicate low concentrations of Uranium and Thorium and therefore compliance with the legislation limits concerning the radio-exposure from minerals, so that they can be used for ornamental purpose in buildings.

How to cite: Telloli, C., Salvi, S., Rizzo, A., Taddei, F., De Maria, A., Marrocchino, E., and Vaccaro, C.: Radioactivity in building materials, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6887, https://doi.org/10.5194/egusphere-egu22-6887, 2022.

EGU22-6913 | Presentations | ERE4.3

Relationship between structure and hydration process in heat-activated serpentine-group minerals (antigorite, chrysotile, and lizardite) 

Tatiana Ivanova, Marina Slukovskaya, and Irina Kremenetskaya

Metal ore mining and beneficiation led to the formation of mine waters and artificial effluents with high metal concentrations, which need cleaning to prevent vertical and lateral metal propagation in the environment. Metal precipitation in the form of hydroxides is the most common method of wastewater purification with high metal concentrations. Serpentines are common in the Earth’s crust and often are by-products of overburden and enclosing rocks. Unlimited reserves of serpentines have stimulated the search for new technology for processing these raw materials. Serpentine structure and properties allow the production of materials used in environmental management. Serpentines heat treatment increases the ability to neutralize acids and precipitate metals from water solutions. The ability of heat-activated serpentines to form a binder through water mixing allows producing granular material. It can be used as an alkaline reagent in a bulk filter to purify highly concentrated solutions with the possibility of separate precipitation of metals.

The influence of the type of serpentine mineral (antigorite, chrysotile, and lizardite) on the hydration of thermally activated materials and the formation of magnesium silicate binder was studied. The serpentine samples were studied using X-ray diffraction analysis, differential scanning calorimetry, and surface texture analysis. The hydration of heat-activated serpentines through their interaction with water vapor and the strength characteristics of the resulting binder agents were investigated. The results show an essential role of serpentine structure in destroying mineral crystal lattices during heat treatment. The lower the activation energy of dehydroxylation, the higher the transformation of serpentines into the active metastable phase. It was found that thermo-antigorite does not sorb water, in contrast to thermally activated chrysotile and lizardite. The acid-neutralizing ability of latter minerals significantly differed with the higher values for thermo-chrysotile. The weight loss of hydrated samples at the temperature of 350-600℃ decreased in the same sequence – from chrysotile to antigorite. Therefore, this characteristic could be considered an indirect indicator of the total content and precursor of binder formed during the thermo-serpentine hydration.

In contrast, the strength of the samples based on heat-activated serpentines decreased in the row chrysotile–antigorite–lizardite. The structural features of chrysotile determined the greatest strength of serpentine binder samples compared with antigorite and lizardite. Lizardite acid-neutralizing ability (activity) was noticeably higher than antigorite, but its strength was lower due to the layered mineral structure and the presence of impurities reducing the strength of the resulting material.

Thus, the structural features of serpentines played a crucial role in the mineral hydration and, as a result, in selecting a material for producing a granular magnesium silicate reagent. Chrysotile is a promising mineral for obtaining granular materials, whereas lizardite is advisable to use in fractionated powders. Antigorite differs from the other two serpentines because it has a less acid-neutralizing ability and can be used for magnesia and silicate products.

The work was supported by the Russian Science Foundation project #21-77-10111.

How to cite: Ivanova, T., Slukovskaya, M., and Kremenetskaya, I.: Relationship between structure and hydration process in heat-activated serpentine-group minerals (antigorite, chrysotile, and lizardite), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6913, https://doi.org/10.5194/egusphere-egu22-6913, 2022.

EGU22-7488 | Presentations | ERE4.3

Using blast furnace slag as an alkaline agent in remediating acid mine drainage from the Iberian Pyrite Belt and removal efficiencies for Rare Earth Elements 

Dileesha Jayahansani Kotte Hewa, Delphine Durce, Sonia Salah, and Erik Smolders

Blast Furnace Slag (BFS) is a waste product generated during smelting of iron ore in a blast furnace. It is composed of, among other oxides, CaO and MgO due to which BFS is capable of generating alkalinity above pH 8 thus has a high neutralizing potential. This characteristic feature makes BFS a potential remediation agent for acid mine drainage (AMD) generated from abandoned mines. Passive treatment systems (PTS) of AMD generally make use of alkaline materials such as limestone to neutralize the acidity and to precipitate metals. Moreover, the use of BFS as an alkaline material in remediating AMD can be considered as a way of achieving industrial symbiosis and hence sustainability. However, researches conducted to investigate suitability of BFS in remediating highly acid (pH≤3) and metal rich AMDs are absent in the literature despite the promising properties of BFS. In addition, Rare Earth Elements (REE), which are considered as technology-critical elements, are present in higher concentrations in such AMDs than those found in natural water bodies. Therefore, in addition to the AMD remediation, it would be worth to investigate the effectiveness of BFS to also retain REE in PTS. This study aimed at investigating the efficiency of BFS in remediating highly acidic and metal rich AMD generated at the Iberian Pyrite Belt (IPB) and especially in retaining REE. Three AMD samples having different chemical properties were collected from the Tharsis mining area situated in the IPB. Various amounts of BFS were added to aliquots of AMD samples in  such a way to collect solids and solution per each pH unit until neutralization (from pH 3-7). Suspensions were then kept in an orbital shaker for a week to ensure proper contact between the added BFS and AMD solution. Afterwards, the suspensions were centrifuged at 4000 rcf for 5 min to separate the supernatants from the precipitated solids and BFS. The supernatants were then analyzed by ICP-MS and the removal efficiencies for Al, Fe, trace metals and REE were calculated. BFS showed high removal efficiency for Al (97.8±2.1%), Fe (98.8±1.2%), Zn (93.2±2.7%), Cu (99.7±0.3%), Mn (92.2±0.1%), As (99.8±0.2%), Cr (98.2±1.5%), Cd (99.6±0.7%) and REE (98±0.8%) at pH 7. This result shows that BFS is also suitable to be used as an alkaline agent in treating highly acidic and metal rich AMDs and in retaining REE. Precipitated solids during alkalinization of AMD with BFS will also be characterized by XRD, SEM/EDX and LA-ICP-MS to identify the nature of the precipitated solids and the association of REE with the mineral phases contained in the precipitated solids. The fate of toxic metals and REE during alkalinization will be modeled based on the results from solid and solution characterization It is thereby intended to reach a better understanding of the AMD remediation and REE retention mechanisms using BFS as alkaline material in passive AMD remediation.

Keywords: Blast furnace slag, Acid mine drainage remediation, Passive treatment systems, Rare Earth Elements

How to cite: Kotte Hewa, D. J., Durce, D., Salah, S., and Smolders, E.: Using blast furnace slag as an alkaline agent in remediating acid mine drainage from the Iberian Pyrite Belt and removal efficiencies for Rare Earth Elements, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7488, https://doi.org/10.5194/egusphere-egu22-7488, 2022.

The mining and minerals sector faces a dilemma: the transition away from hydrocarbons and race to net-zero requires enormous quantities of mineral resources for low-carbon technologies. However, mining and processing can be hugely energy-intensive and sometimes environmentally harmful, thus there is a need for novel solutions in extraction and processing. Gold ore processing in particular often features cyanide, which is highly toxic and has a large carbon footprint [1], and the often low Au concentrations can result in relatively large volumes of waste rock.

In addition, gold deposits are often also enriched in other metals, and the Björkdal mine produces gold concentrates and tailings that also contain Te, Bi and W. Initial data indicates a high degree of liberation for bismuth-tellurides which is promising for extraction. Currently, there is little incentive and few options by which to process and extract these additional metals for Mandalay Resources, the mine operator [2]. Developing a way in which these metals could be recovered rather than sent to tailings would be ideal for meeting some of the demand for these metals, without opening any new mines.

Deep Eutectic Solvents (DES), developed at the University of Leicester, are a promising advancement for both gold and by-product extraction [3][4]. DES are eutectic mixtures of an organic salt and a hydrogen-bond donor, which are powerful solvents and liquid at room temperature. The components are cheap, readily available and environmentally-benign compounds, such as choline chloride (Vitamin B4) and urea, and can be recycled and reused. Previous work on DES has demonstrated rapid leaching of Au, Ag, Sb, Te and other metals [1], including success with dissolution of tellurides and bismuth tellurides [5].

This project aims to understand the flows of Te, Bi and W through the Björkdal processing plant, and mineralogically characterise tailings and concentrates. This will be used to test the feasibility and impacts of inserting DES leaching stages, and/or altering the processing procedure or reprocessing tailings, in order to maximise by-product recovery in an environmentally-friendly and low energy process.

References:

[1] Norgate T and Haque N (2012) J Clean Prod 29-30:53-63

[2] Jenkin G et al. (2019) 15th SGA Biennial Meeting 4:1512-1515

[3] Abbott A et al. (2004) J Am Chem Soc 126 (29):9142-9147

[4] Smith E et al. (2014) Chem Rev 224 (21):11060-11082

[5] Jenkin G et al. (2016) Min Eng 87:18-24

How to cite: Tritton, L., Jenkin, G., and Smith, D.: Recovery of Te, Bi and W from mine tailings and concentrates, using environmentally-benign Deep Eutectic Solvents at Björkdal Gold Mine, Sweden, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8697, https://doi.org/10.5194/egusphere-egu22-8697, 2022.

EGU22-8747 | Presentations | ERE4.3

Sustainable Raw Material supply: towards a more “domestic” approach 

Giovanna Antonella Dino and Alessandro Cavallo

Mines have been (and still are) fundamental for the economic and social development of Countries: indeed, mining exploitation is aimed to meet the demand for natural resources to improve the life quality of population. Raw Materials (RM), including the Critical ones (CRM), are essential for the sustainable functioning of modern societies; they are used in several clean and low carbon technologies (batteries for electric vehicles, turbines for wind energy, solar panels, etc.), as well as employed in the electronic industry (capacitors, electronic devices, etc.). Furthermore, as for clean and low carbon technologies, the demand for CRM is dependent on which wind, solar, and battery technologies will become dominant in the marketplace. Indeed, the acceleration in deployment of the key low carbon technologies has real implications for the commodities market; thus, not only REE but also aluminum, copper, silver, iron, lead, and others all stand to potentially benefit from a strong shift to low carbon technologies. All literature examining material and metals implications for supplying clean technologies strongly agrees that building these technologies will result in considerably more material-intensive demand than would traditional fossil fuel mechanisms.

The availability of CRM/RM is increasingly under pressure, and the criticality of the processing infrastructure and the recovering of these elements from various resources, leads the EU to be dependent on their imports, often from non-EU countries, which have been always affected by: fluctuating policies of the market, potential conflicts in the areas interested by their exploitation, higher environmental impacts connected to their exploitation, processing and waste management. China is the biggest producer of the 30 CRM for the EU; other countries have dominant supplies of specific CRM, such as USA (Beryllium), Brazil (Niobium), Chile (Lithium), South Africa (Iridium, Platinum, Rhodium, Ruthenium), Kazakhstan (Phosphorous), Guinea (Bauxite), DRC (Cobalt).

There is still a high potential for RM/CRM available in Europe, but their exploration and extraction have faced a strong competition due to highly regulated environmental protection and different land uses. Several studies show that in many regions massive amounts of strategically important materials, such as metals, have been accumulated in landfills and extractive waste facilities. EU legislation aims to reduce the amount of wastes disposed in waste facilities and landfills and to foster the recovery and recycling of waste. The objective set by the measures of Circular Economy packages is not to allow any more landfills by 2050. Contemporary, EU policies intend to boost the domestic exploitation, which need to be faced in a sustainable way (also applying new financial instruments for companies, such as the “Sustainable Finance”). Thus, wastes (including extractive waste) have to be intended as resources and landfills (including extractive waste facilities) have to be considered as “raw material reserve” to be exploited. To face the challenges connected to sustainable RM/CRM supply, an interdisciplinary approach and a wider knowledge about waste characteristics, volumes, localization, suggested processing activities, main impacts on environment and human health are needed.

 

How to cite: Dino, G. A. and Cavallo, A.: Sustainable Raw Material supply: towards a more “domestic” approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8747, https://doi.org/10.5194/egusphere-egu22-8747, 2022.

EGU22-10374 | Presentations | ERE4.3

Research on the heavy sands of the floodplain of the River Zambezi (Republic of Mozambique). Mining potential and economic evaluation. 

Carmela Vaccaro, Francesco Zarlenga, and Elena Marrocchino

In the last decades, the demand for raw materials, such as Heavy Metals (HM) and Rare Earth Elements (REE) is constantly grown due to the increasing demand from the new technologies. In particular, the REEs are mainly concentrated in apatite and zircon, largely present in pre-Paleozoic and Paleozoic cratonic rocks. Although many countries, such as Brazil, China and Iran have important deposits of HM and REE, they may only partially satisfy the increasing technology market demand. At present, extraction possibility is decreasing, and it is important to find new exploitable zones. For these reasons, mineral industries prefer to invest in exploration licenses before the mining activity.

Mozambique has a large and diverse mineral resource potential and is one of the most important exporting nations of raw materials.  Between 2009-2017 ENEA (National Agency for New Technology, Energy and Sustainable Economic Development) in collaboration with the University of Ferrara carried out explorative research to verify the presence of raw strategic materials in the Republic of Mozambique.

This research aims to investigate the sediments from the placer deposits of the Zambezi River in order to elaborate on the basis of analytical data an environmental friend extractive plan for mining activities that take into account also the environment and its preservation. The placer deposits are due to the mechanical agent, like marine, aeolian or lacustrine where minerals with high density and hardness, such as HM, are in high concentration, together with more than one economic mineral. The alluvial plain of the Zambesi River is characterized by the presence of sands, which contain heavy minerals in a percentage comprised of between 10-30%. A wide number of geochemical and mineralogical analyses (Diffractometry, XRF and ICP-MS) has been performed on samples, taken along 200 km of the river course. These data show a good presence of precious elements (Au, Ag, Pt, Pd, Os and Rh), a strong presence of minerals containing Fe and Ti, Zr, Hf and subordinately Ta, Ni and others. Moreover, Rare Earth Elements are present, in particular, is evident a good presence of Sc and Y from an economical point of view.

How to cite: Vaccaro, C., Zarlenga, F., and Marrocchino, E.: Research on the heavy sands of the floodplain of the River Zambezi (Republic of Mozambique). Mining potential and economic evaluation., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10374, https://doi.org/10.5194/egusphere-egu22-10374, 2022.

EGU22-11775 | Presentations | ERE4.3

Post-solidification features in granite natural stone and implication for its possible use and re-use in construction 

Richard Prikryl, Martin Racek, Vendula Natherova, Daniela Rimnacova, Jirina Prikrylova, and Aneta Kucharova

Granitoids are among the most common rock types used in construction. Along with their typical dominant mineralogical composition and rock microfabric, these rocks contain numerous minor/accessory phases and microfabric features that can be attributed to post-solidification development associated with e.g. hydrothermal alteration (HA). HA can be manifested both by microcracking, and by discrete changes in mineralogical composition – e.g., alteration of more basic cores of plagioclases, recrystallization of quartz aggregates, and/or by formation of clay mineral fillings of microcracks. Additional changes can occur due to various decay processes, and interactions with other construction materials (such as mortars) and/or conservation agents. Current study aims to show how these changes can influence physical and mechanical properties specifically when considering granitic natural stone used in important load-bearing infrastructural structures such as bridges. This issue can be of great importance for structures where individual stone elements were re-used from older ones or for those structures which require current repair.

How to cite: Prikryl, R., Racek, M., Natherova, V., Rimnacova, D., Prikrylova, J., and Kucharova, A.: Post-solidification features in granite natural stone and implication for its possible use and re-use in construction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11775, https://doi.org/10.5194/egusphere-egu22-11775, 2022.

EGU22-12274 | Presentations | ERE4.3

Stone materials processing waste used as secondary raw material for construction adhesives: preliminary results. 

Sossio Fabio Graziano, Paolo Marone, Antonio Trinchillo, and Piergiulio Cappelletti

As is now widely known, any industrial activity produces wastes. These materials, more and more often, represent a logistic and environmental problem since they require regulations and treatments for disposal/storage that inevitably affect the general costs of the final product.

Wastes from stone materials processing, in short, retain all the mineralogical and compositional characteristics of the original materials even if, in some way, may be contaminated by the processing itself, or by wearing and tearing of industrial tools.

This research presents preliminary results from testing prototypes of construction adhesives made up recycling 1) a quartzite (India) stone waste mixed with 2) sand (also from India) as fine aggregates in mix design of the adhesives.

First, both wastes were characterized by physical, chemical and mineralogical points of view.

Particle size distribution along with X-ray Diffractometry, X-ray fluorescence and Scanning Electron Microscopy were carried out to acquire precise physical, mineralogical, and chemical information on wastes.

Experimental research started by mix designing different recipes considering a reference adhesive and a waste containing ones. Fresh doughs, as reported in European standard EN12004-2:2017, were cured for 28 days and used to stick on a concrete support three types of tiles with different grip: i) a polished metal plate, ii) a ceramic tile and a iii) natural stone slab. For each type a statistical valid number of sticked samples was tested.

After curing time, adhesive capabilities were tested by the Pull Off - Adhesion Test, as reported in European standard EN12004-2:2017, with very promising results, comparable to those obtained by normally marketed adhesives.

Further mix design additions useful for improving adhesive capabilities are currently under development.

Experimental procedures and results carried out in this research by using wastes from India can be safely extended to materials of different origins, proposing itself as an alternative method to storage for the reuse of these kind of wastes.

How to cite: Graziano, S. F., Marone, P., Trinchillo, A., and Cappelletti, P.: Stone materials processing waste used as secondary raw material for construction adhesives: preliminary results., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12274, https://doi.org/10.5194/egusphere-egu22-12274, 2022.

EGU22-12787 | Presentations | ERE4.3

Porphyry extractive activity in the Atesino Volcanic District (North of Italy): petrochemical characterization of materials placed in landfill 

Elena Marrocchino, Chiara Telloli, Maria Grazia Paletta, and Carmela Vaccaro

In the Trentino-Alto Adige region different types of stone materials are extracted, including the porphyry of the Atesino Volcanic Complex. Trentino porphyry from natural splitting stone has gradually gained more and more space in the last 25-30 years also in the market of sawn, flamed and polished products, which bring it back fully in the family of ornamental stones. This evolution has led to a significant increase in mining in the Trentino area with a consequent increase in the quantities of materials placed in landfills.

Porphyry landfills represent one of the most significant landscape-environmental and economic problems for the Trentino region. This involves a waste of natural resources, an increasing occupation of areas by processing waste, as well as profound morphological alterations of the landscape which can have repercussions on the stability of the slopes, also due to the difficulty of taking root.

The problem of the disposal of waste materials is becoming more and more pressing. From this arises the need to investigate possible sectors of interest for an alternative use of these materials.

In this regard, some landfills were sampled in the area between the towns of Baselga di Pinè to the east, Lavis to the west, bounded by an imaginary line that joins the towns of Fornace and Meano to the south and joins the towns of S. Michele all’Adige and Segonzano to the north.

Different samples collected were petrographically studied, through microscopically observation of thin sections, and petrochemically characterized by analysis in X-ray fluorescence spectrometry (XRF), at the laboratories of the University of Ferrara.

This study has highlighted the possible reuse in the ceramic sector of part of the materials placed in some of the landfills examined. A more in-depth and extensive study of the materials of the landfills in the stone Atesino District would allow the creation of a complete database useful for identifying the most suitable sites where to find atypical raw materials to be used in ceramic mixtures.

How to cite: Marrocchino, E., Telloli, C., Paletta, M. G., and Vaccaro, C.: Porphyry extractive activity in the Atesino Volcanic District (North of Italy): petrochemical characterization of materials placed in landfill, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12787, https://doi.org/10.5194/egusphere-egu22-12787, 2022.

EGU22-12973 | Presentations | ERE4.3

Use of basaltic quarry waste in renders, examples from Hungary 

Ákos Török and Zsuzsanna Kósa

A particular use of quarry waste is presented in this study. The aggregate quarries produce high amounts of quarry waste, especially dust, that has been considered for many years as ’no need materials. One possible use of this dust is as aggregate in renders. Four Hungarian basaltic quarries provides a high amount of dust: Uzsa, Recsk, Egerbakta and Vidornyaszőlős. 15% of the mass waste of dust from these quarries were added to the renders. Both standard size (quarry fresh) and nano-grinded dust were tested. Test specimens were made from the dust added render, and physical properties were tested 28 days after casting. Bending strength tests, uniaxial compressive strength tests were made to assess the mechanical properties of the renders. Carbonate formation, porosity and pore-size distribution were also analyzed to obtain valuable information on the binding and textural characteristics. Reference samples without basalt dust were also cast, and the test results were compared in order to assess the performance of basalt dust containing renders. The basalt dust and nano dust containing samples have lower bending strength than the reference ones, while the uniaxial compéressivbe strength increased when basalt dust was added. Nano dust containing samples show an increased porosity but a decrease in mean pore diameters. Our results show that adding basalt dust to renders could be a useful solution in the reduction of quarry waste and the obtained render has fairly good mechanical properties.

How to cite: Török, Á. and Kósa, Z.: Use of basaltic quarry waste in renders, examples from Hungary, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12973, https://doi.org/10.5194/egusphere-egu22-12973, 2022.

NH9 – Natural Hazards & Society

EGU22-179 | Presentations | NH9.1

Enabling dynamic modelling of global coastal flooding by defining storm tide hydrographs 

Job Dullaart, Sanne Muis, Hans de Moel, Dirk Eilander, Philip Ward, and Jeroen Aerts

Coastal flooding is driven by strong winds and low pressures in tropical and extratropical cyclones that generate a storm surge, and high tides. The combination of storm surge and the astronomical tide is defined as the storm tide. Currently over 600 million people live in coastal areas below 10 m elevation worldwide which is projected to increase to more than 1 billion people by 2050 under all Shared Economic Pathways. Towards the end of the 21st century these growing coastal populations will be increasingly at risk of flooding due to SLR. To gain understanding into the threat imposed by coastal flooding and identify areas that are especially at risk, now and in the future, it is crucial to accurately model coastal inundation and assess the coastal flood hazard.

There are three main types of inundation models with complexity levels ranging from simple, to semi-advanced to advanced. Models capable of simulating inundation at the global scale follow a simple static approach. These models, often referred to as bathtub models, delineate the inundation zone by raising maximum water levels, that correspond to a return period, on a coastal DEM and select all areas that are below the specified water level height. The main limitations of this type of model is that they implicitly assume an infinite flood duration and do not capture relevant physical processes. Regional comparisons have shown that dynamic inundation models are much more accurate than static models in terms of flood extent and depth, and they can provide information on the flood duration.

In this study we develop a global dataset of storm tide hydrographs. These hydrographs represent the typical shape of an extreme sea level event at a certain location along the global coastline and can be used as boundary conditions for dynamic inundation models. This way we can move away from static to more advanced dynamic inundation models. To assess how different assumptions used for generating hydrographs influence the inundation extent and depth we perform a sensitivity analysis for several coastal regions.

How to cite: Dullaart, J., Muis, S., de Moel, H., Eilander, D., Ward, P., and Aerts, J.: Enabling dynamic modelling of global coastal flooding by defining storm tide hydrographs, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-179, https://doi.org/10.5194/egusphere-egu22-179, 2022.

EGU22-450 | Presentations | NH9.1

Conceptual Flood Inundation Modelling: Computationally Efficient Methods for Large Data-scarce River Basins 

S L Kesav Unnithan, Basudev Biswal, Christoph Rüdiger, and Amit Kumar Dubey

India is one of the world's most flood-prone countries, with 113 million people exposed to floods. Large-scale hydrological models integrated with complicated Navier–Stokes based hydraulic, and inundation models traditionally address flood preparedness, control, and mitigation. In addition to being highly data-intensive at the fine spatial and temporal resolution, this approach has a considerable computational cost that limits real-time applications. We employ the parameter-free Dynamic Budyko (DB) hydrological model to map observed precipitation with gridded runoff to overcome data scarcity. We propose a time-efficient Slope-corrected, Calibration-free, Iterative Flood Routing and Inundation Model (SCI-FRIM) framework that can be used with any hydrological model to generate a probability map of inundation. To model the catastrophic flood extents that the state of Kerala in India experienced during August 2018, we use gridded 0.25 deg × 0.25 deg IMD precipitation data. We use a parameter-free iterative approach to update flood velocity by assuming that river velocity does not fluctuate geographically across a particular river network at a given time instant. We pre-compute the iterative velocity and model the relationship between flood velocity-discharge and discharge-inundation height for each reach by combining the globally available SRTM/ASTER DEMs with empirically obtained river-reach geometry data (JPL). We compute the reach slope from the absolute vertical error-prone DEM by segmenting the river network into a series of independent channels and extracting the relationship between the channel pixel's elevation and the pixel's distance to the pour point. We use the Height Above Nearest Drainage (HAND) to map the probabilistic spatial extent corresponding to an ensemble of derived reach inundation heights. We then compare the proposed model with observed flood data points provided by the Kerala State Disaster Management Authority (KSDMA). The model captures up to 52% of 370,000 flood data points in a single run for the peak flood day within 15 minutes on a desktop computer. With reliable estimates of empirical bankfull discharge, the proposed model can achieve higher accuracy in lesser time.

How to cite: Unnithan, S. L. K., Biswal, B., Rüdiger, C., and Dubey, A. K.: Conceptual Flood Inundation Modelling: Computationally Efficient Methods for Large Data-scarce River Basins, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-450, https://doi.org/10.5194/egusphere-egu22-450, 2022.

EGU22-2338 | Presentations | NH9.1

Lower magnitude volcanic eruptions as Global Catastrophic Risks 

Lara Mani, Asaf Tzachor, and Paul Cole

Large-magnitude volcanic eruptions have long been considered to pose a threat to the continued flourishing of humanity. The dominant narrative focuses on the nuclear-winter climatic scenarios that may develop as a result of a large-magnitude eruption (magnitudes 7+ on the Volcanic Explosivity Index (VEI)) propelling large quantities of ash and gas into our upper atmosphere and devastating global crop production. However, the probability of such an event remains rare, and this narrative fails to fully consider the vulnerability component of the risk equation. We propose that volcanic eruptions of even moderate magnitudes (VEI 3-6) could constitute a global catastrophic risk (events that might inflict damage to human welfare on a global scale) where the impacts of the eruption are amplified through cascading critical system failures.

Increased globalisation in our modern world has resulted in our overreliance on global critical system – networks and supply chains vital to the support and continued development of our societies (e.g. submarine cables, global shipping routes, transport and trade networks). We observe that many of these critical infrastructures and networks converge in regions where they could be exposed to moderate-scale volcanic eruptions (VEI 3-6). These regions of intersection, or pinch points, present localities where we have prioritised efficiency over resilience, and manufactured a new GCR landscape, presenting a scenario for global risk propagation. We present seven global pinch points, including the Strait of Malacca and the Mediterranean, which represent localities where disruption to any of these systems can result in a cascade of global disruptions. This is exemplified by the 2010 Eyjafjallajökull VEI 4 eruption which resulted in the closure of European airspace and cascaded to cause global disruption to just-in-time supply chains and transportation networks.

We suggest that volcanic risk assessments should incorporate interdisciplinary systems thinking in order to increase our resilience to volcanic GCRs.

How to cite: Mani, L., Tzachor, A., and Cole, P.: Lower magnitude volcanic eruptions as Global Catastrophic Risks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2338, https://doi.org/10.5194/egusphere-egu22-2338, 2022.

EGU22-2871 | Presentations | NH9.1

Current and Future Flood Risk from Tropical Cyclones in Puerto Rico Under 1.5°C and 2°C Climate Change 

Leanne Archer, Jeffrey Neal, Paul Bates, Emily Vosper, Jeison Sosa, and Dann Mitchell

Small Island Developing States are some of the most at risk places to flooding caused by tropical cyclone rainfall. However, there is a mismatch between existing flood risk assessment in small islands, and the increasing severity of projected tropical cyclone rainfall under current and future climate change. This research aims to address this gap by presenting the first application of an event-based rainfall-driven hydrodynamic model in a small island, for the Caribbean island of Puerto Rico. Applying an event set of 59,000 synthetic hurricane rainfall events, we represent hurricane rainfall spatially (~10km) and temporally (2-hourly), estimating flood hazard and population exposure at the island scale (9,100km2) at 20m model resolution using hydrodynamic model LISFLOOD-FP. Using this event-based approach, we aim to understand: i) what are the current estimates of population exposure to flooding from hurricane rainfall in Puerto Rico; and ii) how do these risk estimates change under 1.5°C and 2°C climate scenarios. We find that current population exposure to flooding from hurricane rainfall in Puerto Rico is high (8-9.80% of the population every 5 years), with an increase in population exposure of 1.60-15.20% and 0.70-22.30% under 1.5°C and 2°C climate change. This has critical implications for adaptation to more extreme flood risk in Puerto Rico, as well as underlining the important implications of the 1.5°C Paris Agreement target for small islands – a finding that is likely to be applicable to other small islands affected by tropical cyclones.

 

How to cite: Archer, L., Neal, J., Bates, P., Vosper, E., Sosa, J., and Mitchell, D.: Current and Future Flood Risk from Tropical Cyclones in Puerto Rico Under 1.5°C and 2°C Climate Change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2871, https://doi.org/10.5194/egusphere-egu22-2871, 2022.

EGU22-2895 | Presentations | NH9.1

GIS automation of large-scale flood vulnerability analysis for drainage basins, based on a single Digital Elevation Model 

Andrei Enea, Marina Iosub, and Cristian Constantin Stoleriu

In the context of climate change, probability of risk phenomena occurrence is more frequent and with greater intensity. This is especially valid for floods which cause significantly more damage and casualties, as flood-inducing conditions are met more often. The risk is emphasized by the fact that countless human settlements are located on the floodplain of river courses of different sizes and flow rates. The current study aims to detail an automatic GIS model that can easily compare drainage sub-basins of similar order, according to Horton-Strahler hierarchical classification, at large scale, for a given basin, based on morphometric parameters. This implies the use of a digital elevation model (DEM) as the only input layer, and setting a few parameters, in order to extract several quantifiable hydrological indicators, relevant to flood analysis. Some of the most relevant ones from the list are the elongation ratio, circularity ratio, relief ratio, roughness number, drainage density etc. All the functions have been integrated into a GIS tool, that would automatically aid in the fast creation of a final vector layer, that discerns between drainage basins with higher and lower degrees of relative vulnerability. This layer contains an attribute table with all the relevant parameters, as well as the result of the formula that assigns flood vulnerability values to each drainage basin, making possible the quantitative comparison between all the drainage sub-basins. The resulting table analysis is conducted in the background, based on the calculation of normalized values for each parameter, which are encompassed into a final vulnerability score. The model is easily applicable to most types of raster elevation layers, as long as they are in a projected coordinate system, regardless of pixel size. Furthermore, several functions were added to the model to mitigate potential errors that can occur in isolated cases, where the topography is particularly difficult to interpret by some native GIS tools. Therefore, this model is an easy to apply tool, that automatically identifies more vulnerable sub-basins, from a large drainage basin, over extended areas, with limited user-input, facilitating decision making in flood management, while providing quantifiable flood vulnerability results, in a very short period of time, without requiring extensive knowledge from the user.

How to cite: Enea, A., Iosub, M., and Stoleriu, C. C.: GIS automation of large-scale flood vulnerability analysis for drainage basins, based on a single Digital Elevation Model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2895, https://doi.org/10.5194/egusphere-egu22-2895, 2022.

EGU22-3122 | Presentations | NH9.1

Linking the relative importance of input uncertainties of a flood risk model with basin characteristics. 

Georgios Sarailidis, Francesca Pianosi, Thorsten Wagener, Rob Lamb, Kirsty Styles, and Stephen Hutchings

Floods are extreme natural hazards often with disastrous impacts on the economy and society. Flood risk assessments are required to better manage risk associated with floods. Nowadays, numerous flood risk models are available at various scales, from catchment to regional or even global scale. They involve a complex modelling chain that estimates risk as the product of probability of occurrence of an event (hazard) with its footprint (exposure) and the consequences over society and economy (vulnerability). Each component of this chain contains uncertainties, that propagate and contribute to the uncertainty in the model outputs. Much effort has been made to quantify such output uncertainty and attribute it to the various uncertainty sources in the modelling chain. However, the key drivers of uncertainty in flood risk estimates are still unclear because previous studies have reached conflicting conclusions.  Two things could possibly explain these ambiguous outcomes. First, these studies were implemented with different models and with different data, as well as different assumptions for the uncertainty and sensitivity analysis. Second, the studies were conducted at catchment and/or city scale with limited variability of physical and socio-economic characteristics within a study region, but with potentially large differences across study regions. In this project, we study the question of uncertainty quantification and attribution at much larger scale, namely the heterogeneous region of the Rhine River basin. In this way, we can identify spatial patterns of dominant input uncertainties and link them to characteristics, e.g. physical, socio-economic, in the different sub-basins. To this end, we use an industry flood risk model (catastrophe model) provided by JBA Risk Management which is capable of simulating flood risk across such a large region. Our ultimate goal is to provide evidence of how the importance of uncertainties varies across places with different climatic, hydrologic and socio-economic characteristics.

How to cite: Sarailidis, G., Pianosi, F., Wagener, T., Lamb, R., Styles, K., and Hutchings, S.: Linking the relative importance of input uncertainties of a flood risk model with basin characteristics., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3122, https://doi.org/10.5194/egusphere-egu22-3122, 2022.

EGU22-4950 | Presentations | NH9.1

Investigating the effect of spatial correlation on loss estimation in catastrophe models – a case study for Italy 

Svetlana Stripajova, Erika Schiappapietra, Peter Pazak, John Douglas, and Goran Trendafiloski

Catastrophe models are very important tool to provide proper assessment and financial management of earthquake-related emergencies, which still create the largest protection gap across all other perils. Earthquake catastrophe models contain three main components: earthquake hazard, vulnerability and exposure. Simulating spatially-distributed ground-motion fields within either deterministic or probabilistic seismic hazard assessments poses a major challenge when site-related financial protection products are required. Several authors have demonstrated that the spatial correlation of earthquake ground-motion is period-, regionally- and scenario-dependent, so that the implementation of a unique correlation model may represent an oversimplification.

In this framework, we have established a joint research project between the University of Strathclyde and Impact Forecasting, Aon’s catastrophe model development centre of excellence, in order to advance the understanding of spatial correlations within the catastrophe modelling process. We developed correlation models for northern, central and southern Italian regions using both ad hoc and existing ground-motion models calibrated on different databases. Thereafter, we performed both deterministic scenario and event-based probabilistic hazard and risk assessments for Italy using the 2020 European Seismic Hazard and Risk Models. We employed the OpenQuake-engine for our calculations, which is an open-source tool suitable for accounting for the spatial correlation of earthquake ground-motion residuals. The results demonstrate the importance of considering not only the ground-motion spatial correlation, but also its associated uncertainty in risk analyses. Our findings have implications for (re)insurance companies evaluating the risk to high-value civil engineering infrastructures.

How to cite: Stripajova, S., Schiappapietra, E., Pazak, P., Douglas, J., and Trendafiloski, G.: Investigating the effect of spatial correlation on loss estimation in catastrophe models – a case study for Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4950, https://doi.org/10.5194/egusphere-egu22-4950, 2022.

EGU22-5395 | Presentations | NH9.1

UK flood risk under a changing climate 

James Savage, Ollie Wing, Niall Quinn, Jeison Sosa, Andrew Smith, and Chris Sampson

This study presents a 30 m model of UK flood hazard that considers fluvial, pluvial and coastal sources of flooding. Each of the three sources of flooding are simulated through a hydrodynamic model utilising a number of methodologies and datasets developed in this study, including a new hydrography dataset for Great Britain, a blended Digital Terrain Model (DTM) consisting of LiDAR and open source terrain datasets and a new discharge model for Great Britain. Alongside these, the study incorporates leading datasets including sub-daily river, rainfall, tidal and sea level datasets alongside national flood defence datasets. A defence detection algorithm is also applied to identify flow control structures from high resolution LiDAR terrain data. Results from the hazard model are validated against national scale flood maps at both a building and footprint scale. Future rainfall estimates are then taken from the UK Climate Projections 18 (UKCP18) to directly estimate changes in rainfall for a number of future time horizons and climate scenarios. Hydrological models are then simulated to calculate changes in river discharge which are then used to perturb boundary conditions in the hydrodynamic model. Future estimates of sea level change are used to perturb the coastal boundary conditions. Combined, these future estimates allow us to directly model changes in UK flood risk for fluvial, pluvial and coastal flooding. We use these findings to identify parts of the UK that are expected to see the greatest changes in flood risk resulting from these future projections. 

How to cite: Savage, J., Wing, O., Quinn, N., Sosa, J., Smith, A., and Sampson, C.: UK flood risk under a changing climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5395, https://doi.org/10.5194/egusphere-egu22-5395, 2022.

EGU22-5608 | Presentations | NH9.1

A global-scale vulnerability assessment of human displacement for floods and tropical cyclones 

Benedikt Mester, Katja Frieler, and Jacob Schewe

Floods and tropical cyclones displaced more than 275 million people between 2008 and 2020, with the two hazards together being responsible for 86% of all displacements. It is important to understand the socio-economic drivers of displacement vulnerability to quantify future changes in risk, for instance, due to climate change, economic development, or social inequities. Here, we investigate globally and event-by-event the displacement vulnerability due to flooding and tropical cyclones (TCs), using remote sensing-derived hazard data. We create a database of displacement events associated with spatially explicit flood or TC hazard, by matching displacement data from the Internal Displacement Monitoring Center (IDMC) spatially and temporally with satellite imagery from the recently published Global Flood Database and a collection of tropical cyclone data. The resulting hazard footprints are overlaid with gridded population data to derive the number of affected people for each event, which is compared with estimated displacement to determine the event-specific vulnerability. Between and within continental regions, displacement vulnerability varies by several orders of magnitude. We generally find a negative trend between displacement vulnerability and increasing (socio-)economic prosperity indicators, such as GDP per capita or the Human Development Index (HDI). Indicator binning reveals further insights, for instance, a higher proportion of urbanization or female population tends to indicate a lower susceptibility towards TC impacts. We analyze the uncertainty associated with different population datasets and methods to compute the number of affected people. Our analysis provides new insights into patterns and potential drivers of displacement vulnerability across space and between socio-economic groups. To our knowledge, the usage of the extensive set of observational satellite imagery is an unprecedented approach for global flood vulnerability analysis, posing remote sensing as a suitable alternative for global models for future studies. 

How to cite: Mester, B., Frieler, K., and Schewe, J.: A global-scale vulnerability assessment of human displacement for floods and tropical cyclones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5608, https://doi.org/10.5194/egusphere-egu22-5608, 2022.

EGU22-5679 | Presentations | NH9.1

Flood damage model bias caused by aggregation 

Seth Bryant, Heidi Kreibich, and Bruno Merz

Reducing flood risk through improved disaster planning and risk management requires accurate and reliable estimates of flood damages.  Damage models commonly provide such information through calculating the impacts or costs of flooding to exposed assets, such as buildings within a community. At large scales, computational constraints or data coarseness leads to the common practice of aggregating asset data using a single statistic (e.g., the mean) prior to applying non-linear damage models. While this simplification has been shown to bias model results in other fields, like ecology, the influence of object aggregation on flood damage models has so far not been investigated. This study quantifies such errors in 12 published damage function sets and three levels of aggregation using simulated water depths. Preliminary findings show bias as high as 20% (of the damage estimate), with most damage functions having a positive bias for shallower depths (< 1 m) and a negative bias for larger depths (> 1 m). In other words, compared to an analogous model with object-specific asset data, aggregated models overestimate damages at shallow depths and underestimate damages at large depths. These findings identify a potentially significant source of error in large-scale flood damage assessments introduced, not by data quality or model transfer, but by modelling approach. With this information, risk modellers can make more informed decisions about when, where, and to what extent aggregation is appropriate. 

How to cite: Bryant, S., Kreibich, H., and Merz, B.: Flood damage model bias caused by aggregation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5679, https://doi.org/10.5194/egusphere-egu22-5679, 2022.

EGU22-7130 | Presentations | NH9.1

A global analysis of economic inequality and flood losses 

Sara Lindersson, Elena Raffetti, Luigia Brandimarte, Johanna Mård, Maria Rusca, and Giuliano Di Baldassarre

Economic inequality is today increasing in many contexts. Its consequences are multifaceted and relate to questions of justice, welfare, human well-being and health. Economic inequality also affects (directly or indirectly) society’s vulnerability to flood disasters. Research has previously shown that the ex-ante economic distribution within a country may affect the disaster outcomes. For instance, unequal societies also tend to exhibit spatial marginalization. If these marginalized areas are burdened with neglected infrastructure they also have a lower ability to divert flood water.

Our work highlights the role that economic inequality plays in explaining human flood losses, worldwide. We perform a statistical analysis using data for over a hundred countries and illustrate the importance of considering income distribution when building flood resilient societies. We also show how our results vary between different levels of economic development and discuss implications of our results on disaster research and risk reduction. 

How to cite: Lindersson, S., Raffetti, E., Brandimarte, L., Mård, J., Rusca, M., and Di Baldassarre, G.: A global analysis of economic inequality and flood losses, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7130, https://doi.org/10.5194/egusphere-egu22-7130, 2022.

EGU22-7321 | Presentations | NH9.1

The Responsibilities of and Interactions between Tsunami Early Warning and Response Agencies in New Zealand 

Carina Fearnley, Rachel Hunt, Simon Day, and Mark Maslin

This research examines the responsibilities of and the interactions between the various research institutes, national agencies, regional groups, and local councils involved in monitoring, disseminating, and responding to official tsunami warnings in New Zealand. Specifically, the underlying issues within the separated structure of tsunami early warning and response in New Zealand is examined as to whether this enhances or restricts risk assessment.

In many countries, the same agency is responsible for both monitoring tsunami hazards and issuing tsunami warnings. However, in New Zealand, this process is split. GNS Science is the research institute responsible for monitoring tsunami hazards in New Zealand, if tsunami generation is confirmed GNS Science provides risk information to the nation’s official tsunami warning agency. The National Emergency Management Agency (NEMA) is the national agency responsible for issuing tsunami warnings in New Zealand. NEMA communicates national tsunami warnings to regional response groups as well as the public and media. The Civil Defence Emergency Management (CDEM) Groups are then responsible for coordinating regional tsunami evacuations, with New Zealand being split into 16 regional CDEM Groups. Within these regional groups, district and city councils can also tailor the evacuation information to communities at a local level.

Online social research methods were used to explore tsunami risk assessments in New Zealand. 106 documents and archives were collected and 57 semi-structured interviews conducted with tsunami researchers, warning specialists, and emergency managers. The majority of the interviewees were from New Zealand, with some participants also being recruited from Australia, the Pacific Islands, the UK, and the USA. This allowed for national, regional, and local responses in New Zealand to be compared to those in different countries to explore how warning systems operate in practice.

Key findings indicate that New Zealand having separate monitoring and warning agencies leads to the potential for error when passing information between organisations and delays can also be caused in disseminating official warnings. The warnings are communicated on a national scale, whilst the responses carried out vary between regions, having separate warning and evacuation agencies means there is a need for consistent messages and coordinated responses. GNS Science is capable of operating 24 hours per day, whereas NEMA and the CDEM Groups do not currently have this capacity. Again, this can cause delays in issuing and responding to official warnings. Variations in funding on a regional level also effect the number of staff and amount of resources in particular CDEM Groups.

These issues are underpinned by the ways in which knowledge is exchanged within the warning system and the lack of integration between national, regional, and local agencies. Tsunami researchers and warning specialists on a national level, and emergency managers on regional and local levels, must work together to effectively disseminate and respond to official tsunami warnings. This research concludes that the separated structure of tsunami early warning and response in New Zealand involves underlying issues which must be addressed in order to improve risk assessment.

How to cite: Fearnley, C., Hunt, R., Day, S., and Maslin, M.: The Responsibilities of and Interactions between Tsunami Early Warning and Response Agencies in New Zealand, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7321, https://doi.org/10.5194/egusphere-egu22-7321, 2022.

Costal reclaimed farmlands are commonly threatened by saltwater intrusion and peat-driven salinity, resulting in low and unstable agricultural productions. Climatic variables have a great effect on soil moisture and salinity influencing crop production during the various growing seasons. For this reason, monitoring soil water and salinity dynamics in the root zone during the crop growing season is fundamental to conceive mitigation strategies (e.g., precision irrigation techniques). To this end, a monitoring network was installed in an agricultural field located at the southern margin of the Venice Lagoon. Three soil-stations were placed along the main sandy paleochannel crossing the farmland southwest to northeast (stations S1, S2, and S3), while stations S4 and S5 were placed in two silty-loamy areas with high peat content. Each station was equipped with three T4e tensiometers (UMS GmbH, Munchen, Germany) at 0.3, 0.5, and 0.7 m, four Teros 12 sensors (METER Group, Inc., Pullman, WA, USA) measuring volumetric water content, temperature, and electrical conductivity (ECb) at 0.1, 0.3, 0.5, and 0.7 m. In addition, a 2 m deep piezometer was installed to monitor groundwater electrical conductivity (ECw) and depth to the water table. Soil samples were collected on each monitoring location and analyzed for texture, bulk density (BD), soil organic carbon (SOC), electrical conductivity (EC 1:5), pH, and cation exchange capacity (CEC). Moreover, a weather station was installed in the experimental field to accurately monitor the local meteorological conditions during the 2019 and 2020 growing seasons. The soil monitoring dataset shows that ECb increases with depth at all locations. Moreover, rainfall events higher than 10 mm/day caused an increase in the ECb at all layers and stations. The monitoring stations inside the paleochannel showed lower ECb if compared to station S4 and S5, probably due to the highest hydraulic conductivity and, consequently, the highest leaching capacity. S5 was characterized by the highest peat content and showed the highest salinity in both soil and groundwater. In general, soil ECb and groundwater ECw showed similar behavior in 2019 and 2020, except for S4 and S5 that were saltier in 2019. These preliminary analyses demonstrated a strong influence of rainfall events on salinity behavior and highlights how climatic variables, soil heterogeneity, and saltwater intrusion at depth play an important role in the complex salinity dynamics within the root zone.

How to cite: Teatini, P., Ester, Z., and Francesco, M.: Assessing the effects of climatic variables on soil and groundwater salinity in a low-lying agricultural field near the Venice Lagoon, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7756, https://doi.org/10.5194/egusphere-egu22-7756, 2022.

EGU22-7874 | Presentations | NH9.1

Geography of World’s Water Risks 

Olli Varis, Matti Kummu, and Maija Taka

Water risks are perennially identified among the planet’s most stunning and influential factors of insecurity and underdevelopment by institutions such as the United Nations and The World Economic Forum. Scholarly water risk literature, however, suffers from many inconsistencies and the alignment of basic water risk concepts with key policy protocols such as those of the United Nations Post-2015 Agenda is not mature. Therefore, macro-level understanding of world’s water risks is subjected to inconsistencies. We analyze a set of water risks with a global-scale interest, namely the 13 water risks of the Aqueduct data product. First, their statistical structure is analyzed, grouping them into clusters. Second, a new classification of water risks is produced and used in a global mapping analysis of how the water risks manifest across the latitudes, including their relation to climatic zones, population density and socioeconomic development. This is done by adopting the Sendai framework’s hazard-exposure-vulnerability risk concept. The results reveal the importance of distinguishing clearly between water hazards and water risks and specifying (usually situation-specific) relevant components of exposure and vulnerability that link those. Aqueduct, for instance, uses the word risk in many instances that are factually hazards, and a similar unambiguity is present very widely in water literature. The most remarkable geographic pattern that we detected is the strong dependency of water hazards on latitudes; those related to variability being fiercest along the tropics, and those to infrastructure centering around the equator. Many chronic hazards are most pronounced in crowded latitudes, whereas those related to hydrological extremes have similarities with the patterns of variability related hazards. Besides detecting these global hotspots, our study underlines the importance of clarifying and systematizing the use of concepts of water risks, water scarcity, water security and others, and harmonizing their use to policy protocols such as those of the United Nations. Due to the underlying importance of water risks, their interrelations, and unveiled geographic patterns, this is essential in improving the scientific and policy-related understanding, and the consequent reduction, of the planet’s water risks.

How to cite: Varis, O., Kummu, M., and Taka, M.: Geography of World’s Water Risks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7874, https://doi.org/10.5194/egusphere-egu22-7874, 2022.

EGU22-8609 | Presentations | NH9.1

Global Open Source Tools to Support Landslide Hazard and Impact Assessments 

Dalia Kirschbaum, Thomas Stanley, Robert Emberson, Pukar Amatya, Sana Khan, and Elijah Orland

Harnessing the power of remotely sensed data for landslide hazard assessment is critical for enabling regional and global applications. Open-source tools can expand the reach and utility of these assessments to motivate new studies and support the community. This work presents a suite of open-source tools designed to characterize the potential occurrence, impacts and locations for rainfall-triggered landslides across the globe.  

The Landslide Hazard Assessment for Situational Awareness (LHASA) model provides a suite of capabilities that consider landslide hazard leveraging primarily satellite and model products. LHASA Version 2 uses a machine learning model to bring in dynamic variables as well as additional static variables to better represent landslide hazard globally. Global rainfall forecasts are also being incorporated to provide a 1-3 day forecast of potential landslide activity, which ultimately will provide increased awareness for large storm systems that may cause landslide impacts in already susceptible areas. Finally, a new component of the LHASA model will account for the impact of recent burned areas to indicate areas where the cascading impacts of debris flows may be present. In addition to estimates of landslide hazard, this suite of tools incorporates dynamic estimates of exposure including population, roads and infrastructure to highlight the potential impacts of rainfall-triggered landslides. The ultimate goal of LHASA Version 2.0 is to approximate the relative probabilities of landslide hazard and exposure across different space and time scales to inform hazard assessment retrospectively over the past 20 years, in near real-time, and in the future. 

A complementary component of the suite of landslide tools is an open-source algorithm to map landslide locations. We have developed a Python-based landslide mapping framework known as the Semi-Automatic Landslide Detection (SALaD) system that uses Object-based Image Analysis and machine learning. For production of event-based inventories, SALaD was modified to include a change detection module (SALaD-CD). This system can be used with both commercial high resolution optical data as well as publicly available data including Landsat and Sentinel to rapidly provide distribution of landslide locations based on limited training. Building event-based inventories is both fundamental to training the LHASA model regionally and globally as well as to support the disaster management community. In total, this suite of tools and capabilities provide a foundation to improve and support situational awareness of landslide hazards and their impacts at local to global scales and at days to decades. Information on all these capabilities is available at: https://landslides.nasa.gov 

How to cite: Kirschbaum, D., Stanley, T., Emberson, R., Amatya, P., Khan, S., and Orland, E.: Global Open Source Tools to Support Landslide Hazard and Impact Assessments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8609, https://doi.org/10.5194/egusphere-egu22-8609, 2022.

EGU22-8673 | Presentations | NH9.1

Many-hazard Risk Assessment with the CLIMADA Data API 

Zélie Stalhandske, Emanuel Schmid, Carmen B. Steinmann, Chahan Kropf, and David N. Bresch

As the climate and the risks of extreme weather to society change, access to tools for researchers and decision makers to assess the possible evolution of impacts should be facilitated. The open-source modelling platform CLIMADA (CLIMate ADAptation) allows to investigate the present and future statistical risk of natural hazards to human and economic systems, from the local to the global scale. One of the latest additions to the platform is an Application Programming Interface (API) providing access to exposure and hazard data to perform risk assessments on a consistent 4km grid. Hazard sets for tropical cyclones, droughts, heat-waves, wildfires, river floods, and crop-yield are, or will imminently be available at a worldwide scale on the API. In addition, region-specific hazards such as European winter storms are available. As for the exposures at risk, both population count and assets can be considered based on the data produced trough the CLIMADA LitPop module.

Owing to the availability of globally consistent hazard and exposures datasets through the CLIMADA API, it is now possible to compute and combine the impacts from several hazards. In this first study making use of the API, we calculate global probabilistic economic impacts for tropical cyclones, river floods and reduced crop yields for historical data, as well as for future time steps based on the RCP2.6 and RCP8.5 climate scenarios. From these hazard sets, we compute probabilistic annual impact sets for each hazard. In the case that impacts are provided on an event-base and not on a yearly basis, the probabilistic annual impact sets are created by randomly sampling the number of events per year following a Poisson distribution. From the impact sets per hazard, we finally quantify the total combined cost in a same year and grid cell in order to investigate temporal and spatial correlations of the different hazards.

How to cite: Stalhandske, Z., Schmid, E., Steinmann, C. B., Kropf, C., and Bresch, D. N.: Many-hazard Risk Assessment with the CLIMADA Data API, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8673, https://doi.org/10.5194/egusphere-egu22-8673, 2022.

EGU22-8854 | Presentations | NH9.1

Downscaling global wildfire model output to a relevant scale for probabilistic wildfire risk assessment of economic impacts 

Carmen B. Steinmann, Samuel Lüthi, Samuel Gübeli, Benoît P. Guillod, and David N. Bresch

Accurately estimating wildfire risk is essential for many use cases, such as prioritizing adaptation resources or offering insurance coverage for these devastating events. In collaboration with the Zurich-based InsurTech company CelsiusPro we present a globally consistent, open-source wildfire hazard, based on state-of-the-art fire models and providing high-resolution, probabilistic fire seasons suitable for risk analysis and insurance coverage pricing.

For the probabilistic part, we build upon the existing wildfire hazard model available on the open-source climate risk modelling platform CLIMADA (CLIMate ADAptation). This model creates stochastic wildfire events at 1 km resolution using a random walk generator that assigns a grid-point specific fire ignition and propagation probability based on Fire Information for Resource Management System (FIRMS) satellite data and physical constraints such as population density and land cover. However, this model does not account for key physical drivers, such as wind.

On the other hand, data from state-of-the-art fire models are available through the Fire Model Intercomparison Project (FireMIP), which coordinates the evaluation and comparison of these models. While most available models account for the complexity of fire ignition and propagation including relevant physical drivers, their resolution (ranging from 0.5° to 2.8°) is too coarse for the assessment of economic impacts as needed for insurance coverage pricing. In addition, most models are not fully probabilistic, but provide their outputs for present and future climate conditions.

In this work, we combine the annual fraction of burnt area provided as FireMIP output with CLIMADA’s stochastic model, resulting in a probabilistic, high-resolution wildfire hazard model that is based on state-of-the-art fire modelling. This allows us to compute a globally consistent economic risk of wildfires to physical assets by combining the newly developed hazard with an exposure and vulnerability.

How to cite: Steinmann, C. B., Lüthi, S., Gübeli, S., Guillod, B. P., and Bresch, D. N.: Downscaling global wildfire model output to a relevant scale for probabilistic wildfire risk assessment of economic impacts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8854, https://doi.org/10.5194/egusphere-egu22-8854, 2022.

EGU22-9310 | Presentations | NH9.1

Can hydrological models be used to characterize spatial dependency in global stochastic flood modelling? 

Gaia Olcese, Paul Bates, Jeffrey Neal, Christopher Sampson, Oliver Wing, and Niall Quinn

Flood models typically produce flood maps with constant return periods in space, without considering the spatial structure of flood events. At a large scale, this can lead to a misestimation of flood risk and losses caused by extreme events. A stochastic approach to global flood modelling allows the simulation of sets of flood events with realistic spatial structure that can overcome this problem, but until recently this has been limited by the availability of gauge data. Previous research shows that simulated discharge data from global hydrological models can be used to develop a stochastic flood model of the United States (Wing et al., 2020) and suggests that the same approach can potentially be used to build large scale stochastic flood models elsewhere but this has not so far been tested.   

This research therefore focuses on using discharge hindcasts from global hydrological models to drive stochastic flood models in different areas of the world. By comparing the outputs of these simulations to a gauge-based approach, we analyse how a model-based approach can simulate spatial dependency in large scale flood modelling outside of well-gauged territories such as the US. Based on data availability we selected different areas in Australia, Southern Africa, Southeast Asia, South America and Europe for the analysis.

The results of this research show that the performance of a model-based approach in the different continents is promising and in most areas the errors are comparable to the results obtained in the United States by Wing et al. (2020). In the United States, with this magnitude of errors, the loss distribution obtained using the model-based approach is near identical to the one produced by the gauge-based method. This suggests that this method could be used in other regions to characterize losses. Using a network of synthetic gauges with data from global hydrological models would allow the development of a stochastic flood model with detailed spatial dependency, generating realistic event sets in data-scarce regions and loss exceedance curves where exposure and vulnerability data are available.

References

Wing, O. E. J., Quinn, N., Bates, P. D., Neal, J. C., Smith, A. M., Sampson, C. C., Coxon, G., Yamazaki, D., Sutanudjaja, E. H., & Alfieri, L. (2020). Toward Global Stochastic River Flood Modeling. Water Resources Research, 56(8). https://doi.org/10.1029/2020wr027692

How to cite: Olcese, G., Bates, P., Neal, J., Sampson, C., Wing, O., and Quinn, N.: Can hydrological models be used to characterize spatial dependency in global stochastic flood modelling?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9310, https://doi.org/10.5194/egusphere-egu22-9310, 2022.

EGU22-9323 | Presentations | NH9.1

MYRIAD-EU: towards Disaster Risk Management pathways in multi-risk assessment 

Philip Ward and the MYRIAD-EU team

Whilst the last decades have seen a clear shift in emphasis from managing natural hazards to managing risk, the majority of natural hazard risk research still focuses on single hazards. Internationally, there are calls for more attention for multi-hazards and multi-risks. Within the EU-funded project MYRIAD-EU, we argue for an approach that addresses multi-hazard, multi-risk management through the lens of sustainability challenges that cut across sectors, regions, and hazards. In this approach, the starting point is a specific sustainability challenge, rather than an individual hazard or sector, and trade-offs and synergies are examined across sectors, regions, and hazards. We argue for in-depth case studies in which various approaches for multi-hazard and multi-risk management are co-developed and tested in practice. In this contribution, we present this project, whose goal is to enable stakeholders to develop forward-looking disaster risk management pathways that assess trade-offs and synergies of various strategies across sectors, hazards, and scales.

How to cite: Ward, P. and the MYRIAD-EU team: MYRIAD-EU: towards Disaster Risk Management pathways in multi-risk assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9323, https://doi.org/10.5194/egusphere-egu22-9323, 2022.

EGU22-9586 | Presentations | NH9.1

Testing global geomorphological model as site proxy to predict ground-shaking amplification 

Karina Loviknes and Fabrice Cotton

Estimating site amplification of earthquake ground shaking at new sites and sites without any direct geotechnical measurements of site parameters remains a large challenge in seismic hazard assessment. Currently, the standard procedure is to use site proxies inferred from topographic slope from digital elevation models (DEMs). In this study, we test a geomorphological model for inferred regolith, soil and sediment depth by Pelletier et al. (2016). This model was originally developed as input for hydrology and ecosystem models and is based on several global values in addition to the topographic slope, including geological maps and water table data.

To test the suitability of the geomorphological model for ground-shaking prediction we derive the empirical site amplification for sites in Japan, Italy and California using different regional and global seismological datasets. We use the observed shaking amplification to test the correlation between the observed ground-shaking site amplification and the inferred site proxies and test the performance of site amplification models based on geomorphological proxies. We find that the geomorphological model works equally well or slightly better than the traditional inferred proxies. We therefore argue that this model is a promising alternative proxy that can be used for predicting site amplification on new sites and regions for which no geotechnical information exists (i.e. on a global level). This result has important implications for the development of the new generation of ground-shaking models used for shake maps and seismic hazard models.

How to cite: Loviknes, K. and Cotton, F.: Testing global geomorphological model as site proxy to predict ground-shaking amplification, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9586, https://doi.org/10.5194/egusphere-egu22-9586, 2022.

EGU22-9606 | Presentations | NH9.1

FuturePop - Global Gridded Population Projections at 90m resolution 

Laurence Hawker, Paul Bates, and Jeffrey Neal

Population projections for alternative socio-economic scenarios are crucial to understand climate change impacts. Current global gridded population projections are only available at coarse resolutions (~1km) that are inconsistent with the latest hazard models. Thus, climate change impact studies often utilise sub-optimum datasets by using coarse resolution gridded population predictions or present day population, and therefore may not adequately represent future population. To fill this gap, we use the latest datasets that align with the policy relevant Shared Socioeconomic Pathway (SSP) Scenarios and CMIP6 projections to create the first gridded population at ~90m resolution globally. We call this new dataset FuturePop. Projections are made at decadal intervals and extend to 2100 for each of the 5 SSP scenarios. Our method uses country level population and % urban projections from the SSP Database, redistributing population based on delineation of rural and urban areas. We add sophistication to our method by considering associated information such as travel time, and also include predictions of urban expansion. Comparison to existing global and regional datasets show FuturePop has considerable skill in predicting plausible population changes and redistribution. Lastly, we demonstrate the importance of using FuturePop for future flood risk compared to existing gridded population projections. Hazard footprints typically have horizontal length scales of tens to thousands of meters, thus it is crucial to depict populations at these scales to accurately estimate future flood exposure.

How to cite: Hawker, L., Bates, P., and Neal, J.: FuturePop - Global Gridded Population Projections at 90m resolution, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9606, https://doi.org/10.5194/egusphere-egu22-9606, 2022.

EGU22-10178 | Presentations | NH9.1

The development of a European flood catastrophe model 

Oliver Wing, Hessel Winsemius, Remi Meynadier, Hugo Rakotoarimanga, Mark Hegnauer, Hélène Boisgontier, Anna Weisman, Andy Smith, and Chris Sampson

To understand continental scale flood risks, including spatial and temporal coherence and cascading events, is of particular importance to the insurance industry. For this industry, an “event” entails a certain regulatory duration, and encompasses the spatial scale of the portfolio of the insurer. This requires a large catalogue of statistically well-sampled, climatologically realistic possible events, much longer than any historical record can provide. We hypothesize that events that might have occurred in the recent past, but did not occur, may be generated from shorter duration historical samples, by temporal resampling, and spatial reshuffling.

In this contribution, we present a model framework – developed by a consortium of Fathom, Deltares, and AXA – that can efficiently compute very large event sets, using synthetically sampled weather (up to many thousands of years) that simulates continuous daily weather and sub-daily (for small-scale pluvial flooding) weather statistics, a gridded hydrological model forced by the synthetic weather that produces long-term hydrological statistics, and a subcatchment-scale fluvial and pluvial flood model archive, produced from large amounts of simulations with the Fathom flood model engine. The framework is setup such that components within the framework can be easily improved or replaced by new components, e.g. providing updated historical baselines for weather generation, enhanced weather generation, enhanced flood maps, or improved hydrological relationships. We present our first simulations using a k-nearest-neighbour weather resampling, using Self-Organizing-Maps, 10,000 years of simulated weather and hydrology, and sampled flood statistics. In forthcoming work, we will improve weather generation mechanism by relaxing the spatial locations of weather systems, and implement climate change.

How to cite: Wing, O., Winsemius, H., Meynadier, R., Rakotoarimanga, H., Hegnauer, M., Boisgontier, H., Weisman, A., Smith, A., and Sampson, C.: The development of a European flood catastrophe model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10178, https://doi.org/10.5194/egusphere-egu22-10178, 2022.

EGU22-11682 | Presentations | NH9.1

Evaluating the next generation of global flood models in the Central Highlands of Vietnam 

Jeffrey Neal, Laurence Hawker, James Savage, Tom Kirkpatrick, Yanos Zylberberg, and Pham Khanh Nam

Global flood models have undergone rapid development over the past decade. However, with each new generation of model it is essential to systematically evaluate simulation performance for a range of tests and against multiple sources of data. It is also important to take stock, document lessons learnt and contribute to the formation of better practice and modelling standards in the field. Here we illustrate some of the progress being made in global flood modelling by evaluating the latest 30 m resolution implementation of the LISFLOOD-FP/Fathom global flood model over the Central Highlands of Vietnam, and benchmark it against several previous incarnations of the model.

Two independent data sources are used to evaluate the model. The first of these maps recent flood extents using remotely sensed data from the Sentinal-1 missions and compares them to global flood model outputs of commensurate return periods. The second data set identifies land parcels (properties and agricultural fields) that flooded during the same events from a household survey, where uniquely all household land parcels in four villages were sampled. The independence of the date sets also allowed for cross-validation of the observations.

Substantial simulation enhancements are associated with the transition from SRTM and MERIT DEM’s at 90 m resolution to FABDEM, a version of Copernicus DEM at 30 m with forests and buildings removed. In addition to improvements derived from the DEM, more accurate river location, river width and discharge estimates combined with the inversion of river bathymetry via gradually varied rather than uniform flow theory also have an impact on performance.

How to cite: Neal, J., Hawker, L., Savage, J., Kirkpatrick, T., Zylberberg, Y., and Nam, P. K.: Evaluating the next generation of global flood models in the Central Highlands of Vietnam, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11682, https://doi.org/10.5194/egusphere-egu22-11682, 2022.

EGU22-12982 | Presentations | NH9.1

Multi-hazard open access software package review with the potential for conducting sectoral risk assessments on a European or local scale 

James Daniell, Andreas Schaefer, Marleen de Ruiter, Evelyne Foerster, Philip Ward, Johannes Brand, Bijan Khazai, Trevor Girard, and Friedemann Wenzel

As part of the NARSIS (New Approach to Reactor Safety ImprovementS, www.narsis.eu) project, and the MYRIAD-EU (Multi-hazard and sYstemic framework for enhancing Risk-Informed mAnagement and Decision-making in the EU, www.myriadproject.eu) project, a compendium of existing open access software packages for risk modelling of natural hazards, as well as a review of multi-hazard projects has been undertaken with a clear focus on assessments in Europe.

There have been over 200 open access software packages produced for the evaluation of singular natural hazards, combinations of natural hazards and multi-hazard identified either propagating through to risk, or calculating extensive hazard metrics. By far, the most have been built for floods, and earthquakes, however a number have been designed for multi-hazard (RiskSCAPE, HAZUS and variants, CLIMADA, NARSIS-MHE, InaSAFE to name a few).

In around 120 of them, they have moved through to risk assessment, with the calculation of risk metrics. Many of these have been designed for scenario analysis, but there are also many which employ probabilistic methods or stochastic models to evaluate risk. In this work, the classification of the open access software packages follows that of previous studies (Daniell et al., 2014), but with a focus on the use for multi-hazard assessment rather than singular hazards.

Moving through to multi-risk, a number include different interconnected systems for assets (OOFIMS for instance from the EU SYNER-G project). Although there are very few that deal with consecutive or coinciding hazards, a number can be adapted to do this, and some even have the ability to be used for cascading hazard analysis.

By understanding the state-of-the-art in existing software packages as of 2022, a multi-hazard framework can be produced for various economic sectors such as ecosystems and forestry, energy, finance, food and agriculture, infrastructure and transport, as well as tourism, to solve some of the missing links when looking at the impacts of consecutive, coinciding or cascading hazards. In addition, relevant software packages have been found to conduct assessments on the European scale, but also on the local scale for more detailed analyses.

How to cite: Daniell, J., Schaefer, A., de Ruiter, M., Foerster, E., Ward, P., Brand, J., Khazai, B., Girard, T., and Wenzel, F.: Multi-hazard open access software package review with the potential for conducting sectoral risk assessments on a European or local scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12982, https://doi.org/10.5194/egusphere-egu22-12982, 2022.

EGU22-135 | Presentations | NH9.2

Characterizing social vulnerability for climate impact assessment at global scale 

Lena Reimann, Elco Koks, Hans de Moel, and Jeroen Aerts

Every year, extreme events caused by climate-related hazards result in severe impacts globally. These impacts are expected to increase in the future due to both climate change and population growth in exposed locations. However, impacts are not only driven by exposure to extreme events, but also by the population’s vulnerability to these hazards, determined by individual characteristics such as age, gender, and income. Thus far, global-scale climate risk assessments account for social vulnerability to a limited degree. To address this gap, we produce spatially explicit global datasets of variables that can be used for characterizing social vulnerability. We further combine these data into a globally consistent and spatially explicit Social Vulnerability Index (SoVI), which will be made publicly available along with the input variables. To explore the value of the SoVI in characterizing social vulnerability, we validate it with the observed impacts (e.g., fatalities, damages) of past extreme events. To do so, we overlay the spatial vulnerability characteristics with recently published flood maps of observed flooding events across the globe, also testing how each vulnerability variable performs individually in explaining the observed impacts. Our analysis helps to develop a more in-depth understanding of the characteristics that drive social vulnerability globally, along with their spatial distribution. Therefore, our results can support decision-making in developing strategies that reduce social vulnerability to climate-related hazards, for instance related to spatial planning, socioeconomic development, and adaptation.

How to cite: Reimann, L., Koks, E., de Moel, H., and Aerts, J.: Characterizing social vulnerability for climate impact assessment at global scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-135, https://doi.org/10.5194/egusphere-egu22-135, 2022.

EGU22-1073 | Presentations | NH9.2

Scenarios of social-environmental extremes 

Gabriele Messori, Maria Rusca, and Giuliano Di Baldassarre

In a rapidly changing world, what is today an unprecedented environmental extreme event may soon become the norm. Such unprecedented events, and the related disasters, will likely have highly unequal socio-economic impacts. We investigate the relation between genesis of unprecedented events, accumulation and distribution of risk, and recovery trajectories across different societal groups, thus conceptualising the events as social-environmental extremes. We specifically propose an analytical approach to unravel the complexity of future extremes and multiscalar societal responses-from households to national governments and from immediate impacts to longer term recovery. This combines the physical characteristics of the extremes with examinations of how culture, politics, power and policy visions shape societal responses to unprecedented events. As end result, we build scenarios of how different societal groups may be affected by, and recover from, plausible future unprecedented extreme events. This new approach, at the nexus between social and natural sciences, has the concrete advantage of providing an impact-focused vision of future social-environmental risks, beyond what is achievable within conventional disciplinary boundaries. In this presentation I will illustrate an application to a future extreme flooding event in Houston. However, the approach is flexible and applicable to a wide range of extreme events.

 

How to cite: Messori, G., Rusca, M., and Di Baldassarre, G.: Scenarios of social-environmental extremes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1073, https://doi.org/10.5194/egusphere-egu22-1073, 2022.

EGU22-2691 | Presentations | NH9.2

Public perceptions of flood and drought risk: Gender differences in Italy and Sweden 

Elena Mondino, Elena Raffetti, and Giuliano Di Baldassarre

Hydrological extremes still cause severe damage worldwide. Understanding people’s perceptions of drought and flood risk, and their changes over time, can help researchers, practitioners, and policymakers assist communities at risk. In particular, identifying and highlighting gender differences in the perception of hydrological risk is fundamental to promote fair disaster risk reduction policies which take such differences into account. To this end, we collected national survey data three times over a year on risk perception, knowledge, and preparedness in regard to floods and droughts in Italy and Sweden. Preliminary results show that: i) the perceptions of drought and flood risk are heavily intertwined; and ii) women show a higher fluctuation in perception over time compared to men, especially when it comes to floods. These results and their implications show how important it is to integrate gender into the management of floods and drought and into risk communication, as well as to promote policies that simultaneously address flood and drought risk.

How to cite: Mondino, E., Raffetti, E., and Di Baldassarre, G.: Public perceptions of flood and drought risk: Gender differences in Italy and Sweden, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2691, https://doi.org/10.5194/egusphere-egu22-2691, 2022.

EGU22-5347 | Presentations | NH9.2

Typologies of community risk to climate change: fostering climate adaption networks 

Nils Riach and Rüdiger Glaser

Adapting to the effects of climate change will increasingly become a task of municipal planning and implementation in the coming years. This ranges from the consideration of increasing heat days to the retention of heavy rainfall. Climate related hazards, together with their dynamic interplay of exposure and vulnerability pose considerable adverse consequences for municipalities and need to be addressed through risk management plans. While this is understood in research and is increasingly being implemented in cities, it is found that particularly small and medium-sized municipalities often lack (1) the necessary evidence base for planning, (2) adequate capacities to engage in adaptation, and (3) practical analytical tools and informal planning instruments for adapting to the unavoidable consequences of climate change. Identifying communities that are similarly impacted and thus show comparable adaption needs can help local stakeholders in forming climate adaption networks. Here they can pool resources, develop solutions and exchange knowledge on the highly contextual challenges of climate change adaptation.

We derive cluster based typologies of communities in the German state of Baden-Württemberg, which show assimilable characteristics in climatic hazards, exposure and vulnerability.   While cluster analysis is often used to differentiate patterns of climate change, few assessments have included societal variables. We therefore couple a ten-member regional climate model ensemble (RCP8.5, 1971-2000, 2021-2050, 2071-2100) with socio-economic data in so-called bivariate climate impact maps. This allows for statewide community specific conclusions on climate related risks. Statistical cluster analysis enables grouping of communities based on similar risks and adaption needs. Our approach provides a data driven basis for so-called climate adaption networks, which may foster the implementation of communal adaption efforts.

How to cite: Riach, N. and Glaser, R.: Typologies of community risk to climate change: fostering climate adaption networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5347, https://doi.org/10.5194/egusphere-egu22-5347, 2022.

EGU22-5537 | Presentations | NH9.2

Gender and social inclusion in disaster risk reduction and management: Key learning and effective practices 

Alison Sneddon, Mirianna Budimir, Sarah Brown, and Issy Nelder

Resilience to natural hazards varies widely within and between populations. People living in the same area affected by the same hazard event will experience it differently depending on their specific vulnerabilities and capacities. The social inequalities which drive differential resilience vary based on the norms of a given context, but result in resources being harder for some people to reach and use than others.

These inequalities are often invisible in traditional data, and therefore the needs of the most vulnerable are not addressed in disaster risk reduction and management policy and practice. The impacts of disasters therefore reinforce and worsen existing inequalities as already vulnerable people are left further and further behind.

This presentation will focus on new learning about the relationship between gender and social vulnerabilities and resilience to natural hazard-related disasters in a range of contexts with three key aims:

  • To share key learning about differential disaster resilience and requirements of early warning and disaster risk management implementation
  • To explore key tools which have been piloted, tested, and developed to improve knowledge and understanding of resilience
  • To discuss effective and practical ways to apply these tools going forward in research, policy, and practice.

The presentation will draw on experiences and findings from projects conducted in the Philippines, Bangladesh, Malawi, Nepal, and Dominica to research gender and social inclusion in relation to early warning systems, disaster preparedness and response, and disaster risk financing.

The session will examine the drivers of social inequalities and their impacts relating to risk knowledge, monitoring and warning, communication and dissemination, and response capability, sharing examples of the different needs, considerations, and priorities relating to early warning and disaster risk management within communities.

We’ll then explore approaches to data layering and our Missing Voices methodology as key tools to identify and understand factors, including intersectional factors, influencing social and economic resilience to natural hazards.

How to cite: Sneddon, A., Budimir, M., Brown, S., and Nelder, I.: Gender and social inclusion in disaster risk reduction and management: Key learning and effective practices, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5537, https://doi.org/10.5194/egusphere-egu22-5537, 2022.

EGU22-6022 | Presentations | NH9.2

Forensic disaster analysis of the 2021 summer floods in Western Germany, Belgium and the Netherlands – Findings from the PERC study 

Viktor Rözer, Jonathan Ulrich, Michael Szönyi, Francisco Ianni, Finn Laurien, Teresa Deubelli, Karen MacClune, and Rachel Norton

Severe flooding in Western Germany, Belgium and the Netherlands in July 2021, particularly along the rivers Erft, Ahr and Meuse rivers has led to more than 240 causalities and an estimated damage of 29,2 billion EUR in Germany alone. The high human and economic costs of the event brought systemic problems in the flood risk management system to light and raised questions about the limits of disaster risk management and climate change adaptation. Using a forensic disaster analysis approach, the Post Event Review Capability (PERC), we systematically analyse the strengths and weaknesses of the flood risk management systems in the affected regions, the emergency response and recovery to draw lessons for future disaster risk management and climate change adaptation strategies. For that, PERC synthesizes existing information about the event from the hydro-meteorological characteristics of the physical impact and combines it with qualitative interviews with first responders, flood risk managers and other directly affected stakeholders. We will present key findings from the PERC study on the 2021 floods including the main drivers behind the high casualties and potential shortcomings in the emergency response and recovery as well as recommendations and opportunities for improvement.

How to cite: Rözer, V., Ulrich, J., Szönyi, M., Ianni, F., Laurien, F., Deubelli, T., MacClune, K., and Norton, R.: Forensic disaster analysis of the 2021 summer floods in Western Germany, Belgium and the Netherlands – Findings from the PERC study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6022, https://doi.org/10.5194/egusphere-egu22-6022, 2022.

Denmark is one of the most vulnerable countries in Europe with respect to increasing risk of sea surges. A two hundred year paradigm of land reclamation close to the sea must therefore be revisited with the intent of retaining flexibility and avoiding lock-ins while recognizing the unintended consequences of new adaptation strategies. Potential solutions continue to face considerable structural, spatial, temporal and definitional challenges requiring collaboration between communities, local actors and scientists. In the “Cities and rising sea levels” project scientists from different research disciplines including (landscape) architecture, regional and local planning, and hydrology collaborate with local actors in order to tackle these challenges. The aim is to establish a common terminology and identify common scenarios, strategies, and indicators of successful and less successful urban developments in coastal areas over space and time.

 

One of the objectives in the project is to establish a coherent, spatially explicit framework for assessing strategies for sustainable urban development (SUD) of coastal communities to facilitate mediation and decision-making for stakeholders involved in adaptation and urban planning processes. As a starting point, our study identified a total of >2200 indicators across 50 references on SUD and respective additional >1600 indicators across 28 references on coastal adaptation. By means of systemic reviews and analyses, the study builds upon previous reviews on indicators and expands beyond by laying a clear focus on sustainable adaptation in coastal areas.

 

Extracted indicators sets of SUD and coastal adaptation are compared and similarities as well as differences are pointed out and analysed. Interestingly none of the identified indicators of SUD include a direct representation of climate risks or determinants of risk i.e. vulnerability and exposure, neither as conceptual variables driving risk, nor the assessment of adaptive capacity. At the same time, indicators of coastal adaptation disregard liveability and human wellbeing as crucial aspects of urban planning, in contrast to SUD indicators where they represent guiding principles. This illustrates a clear gap between adaptation practices and other professions involved in urban planning processes.

 

In order to uncover sustainable pathways to adapt, adaptation must be an integral part of sustainable development. The study aims at understanding differences in performance assessments and to suggest steps forward to better integrate SUD and coastal adaptation. Here, the study will proceed by operationalizing a combined and integrated indicator framework in the form of spatio-temporal assessments. The first results of these assessments will be presented and synergies and tradeoffs between a risk lens and SUD will be highlighted.

How to cite: Eggert, A., Arnbjerg-Nielsen, K., and Löwe, R.: Comparative Analysis of Indicators for Sustainable Urban Development and Coastal Adaptation - Uncovering Barriers and Potentials of Integrated Assessments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6341, https://doi.org/10.5194/egusphere-egu22-6341, 2022.

EGU22-6600 | Presentations | NH9.2

Psychosocial response to risk mitigation measures in Iceland 

Stephanie Matti, Helga Ögmundardottír, Guðfinna Aðalgeirsdóttir, and Uta Reichardt

Land use planning has been espoused as a key measure to decrease the risk of climate change-relatd disasters including landslides, however there is a dearth of research on how it affects the psychosocial wellbeing of affected people. This ethnographic study examines the risk management of the Svínafellsheiði fracture in south-east Iceland, where 60 to 100 million cubic metres of debris is predicted to fall onto the glacier below, and cause flooding from or a tsunami in the proglacial lake. A no-build zone was put in place between 2018 and 2020 to prevent a further increase in the number of people exposed to the hazard. Our results indicate that the no-build zone had both direct and indirect adverse effects on the psychosocial wellbeing of those affected. It caused frustration about a perceived inability to make changes to home and businesses, people feeling that their future was in limbo or on hold, and people questioning their future in the area. These direct psychosocial effects also had the knock-on effect of causing people to talk more about the risk, thereby undermining a key coping mechanism. 

 

How to cite: Matti, S., Ögmundardottír, H., Aðalgeirsdóttir, G., and Reichardt, U.: Psychosocial response to risk mitigation measures in Iceland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6600, https://doi.org/10.5194/egusphere-egu22-6600, 2022.

EGU22-10272 | Presentations | NH9.2

Structuring citizens’ risk perception and knowledge of flooding events for planning purposes: The case study of Brindisi, Italy 

Stefania Santoro, Vincenzo Totaro, Ruggiero Lovreglio, Domenico Camarda, Vito Iacobellis, and Umberto Fratino

The effects of flooding on urban environment and social vulnerability are challenging issues in flood risk management and long-term planning. Flood risk is among the main causes of social crisis, as it can drastically affect the socioeconomic status of a community and an increase in flood events can significantly inhibit the political system of land and emergency management, social security, human welfare, and the economy.

In recent decades, several studies have illustrated how the probability of occurrence of a flood event can be modified by human-dependent factors, such as, among others, climate and land-use changes. 

For this reason, flood risk management policies are evolving to redirect the actions of policymakers from purely physical defensive measures toward integrated management and planning strategies, placing greater emphasis on the complexity of the interaction between social and physical processes.

The complexity of physical processes lies in the wide variety of underlying phenomena that produce different types of flooding, while that of social processes can be reconducted to their characterization, given by human-related factors such as risk perception, emotions, bonds, context, and behaviors. Structuring the complexity of these two systems could support flood risk to define the elements/classes of citizens that make a social system vulnerable.

Based on these premises, the present work aims in modelling the relationship between flood risk and community, starting from an analysis of social perception and knowledge of protective measures, and exploiting a methodology based on an online survey used to collect data, and on Mann-Whitney and Kruskal-Wallis tests used for their analysis.

The methodology was experimentally applied to the city of Brindisi (Puglia region, Southern Italy), which is potentially subject to floods of different nature, as fluvial, coastal and pluvial floods and dam overflows.

The results suggest that perceptions of flood risk depend on intrinsic components of individuals, primarily related to dimensions of perception such as trust in public strategies and risk communication. Slightly higher perception emerged for those living in risk areas, but the results of the remainder show that there is a non-negligible perception even where there is apparently no source of risk. This is reflected in the varying nature of the flooding that has affected the city. The presence of disabled persons in the household does not act in any way neither in the perception nor in the knowledge of the measures; the previous experience seems to have little weight in reference to the perception and almost null on the knowledge of the measures. This element is probably linked to the temporal distance from the last event that caused serious damage to the community. Knowledge of protective measures appears to be uniformly low for each category of citizens and territorial area, in particular for adolescents, a recurring category also on other investigated dimensions.

This work represents the first step for the development of a multi-agent model, as developed by the science of intelligent systems, able to analyze more deeply the relationships between natural and social systems and to bring out elements to support flood risk management.

How to cite: Santoro, S., Totaro, V., Lovreglio, R., Camarda, D., Iacobellis, V., and Fratino, U.: Structuring citizens’ risk perception and knowledge of flooding events for planning purposes: The case study of Brindisi, Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10272, https://doi.org/10.5194/egusphere-egu22-10272, 2022.

EGU22-11200 | Presentations | NH9.2

Inspecting the link between climate and human displacement with Explainable AI and Causal inference 

José María Tárraga Habas, Michele Ronco, Maria Teresa Miranda, Eva Sevillano Marco, Qiang Wang, María Piles, Jordi Muñoz, and Gustau Camps-Valls

On average, more than 21 million forced human displacements were reported as result of weather-related events between 2008 and 2020 worldwide. This is a major concern due to the increment trend in intensity and frequency of weather hazards. Breaking down the figures, the impact is more severe in low-middle income countries, where most of the natural hazards take place and adaptation strategies are lacking. Implementing efficient and operational policy responses requires a quantitative analysis of the nexus between climate-induced displacement. So far the study of this phenomenon has been often limited to qualitative assessments or to correlation measures from regression linear models, not accounting for the inherent complexity of the problem. The multicausal nature of human mobility and data availability present significant research challenges. We apply two methodological approaches that use machine-learning to close these gaps, namely addressing both rapid-onset (e.g. floods) and slow-onset (e.g. droughts) disaster types. The former uses the Internal Displacement Monitoring Centre (IDMC) global database of displacements triggered by floods and storms at disaster level, socioeconomic (RWI Meta Data4Good, Global Human Modification Layer, Education Expenditure), and Earth-Observation variables: meteorological (CHIRPS, ERA5) and environmental (NASA ASTER SRTM DEM, MODIS NDVI vegetation index). Explainable AI techniques enable to open the black box of random forest models and were applied at the global scale: Shapley values are used to investigate the contributions of the main drivers thereby quantitatively addressing the climate-displacement nexus. Results are consistent with the hazard, exposure and vulnerability concept discussed in literature and findings reveal that socioeconomic factors greatly mediate displacement magnitudes. The slow-onset study is being explored at the local scale at district level, currently focused on the effects of droughts on displaced populations in Somalia using UNCHR PRMN displacement dataset, remote sensing variables (CHIRPS, MODIS LST), conflict (ACLED) and market prices time-series (FSNAU, WFP VAM Unit). Beyond correlations analysis, causation alongside time-lag effects for the drivers of drought-induced displacement are assessed using the PCMCI algorithm. Results in specific districts indicate that decreases in vegetation in conjunction with cattle price drops are driving drought displacement, revealing these factors are in need for targeted intervention. Albeit the same method applied to other districts in Somalia returns no causal link among considered variables, taking these findings into account, we are able to propose district-wise recommendations on how to improve the quality of the data: eg. field data collection guidelines, what other data input is required, and where sampling efforts should be directed. 

How to cite: Tárraga Habas, J. M., Ronco, M., Miranda, M. T., Sevillano Marco, E., Wang, Q., Piles, M., Muñoz, J., and Camps-Valls, G.: Inspecting the link between climate and human displacement with Explainable AI and Causal inference, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11200, https://doi.org/10.5194/egusphere-egu22-11200, 2022.

EGU22-11251 | Presentations | NH9.2

The use of impact chains and Bayesian Network Analysis to assess flood risk dynamics in the Lower Mono River Basin, Benin 

Mario Wetzel, Lorina Schudel, Adrian Almoradie, Kossi Komi, Julien Adounkpe, Yvonne Walz, and Michael Hagenlocher

River floods are a common and often devastating environmental hazard causing severe damages, loss of lives and livelihoods, notably for the most vulnerable. Understanding the root causes, drivers, patterns and dynamics of flood risks and associated uncertainties is important to inform adequate risk management. Yet, a lack of understanding the highly dynamic processes, interactions, uncertainties, and the inclusion of participatory methods and transdisciplinary approaches in risk assessments remains a limiting factor. In many flood-prone regions of the world, data scarcity poses another serious challenge for risk assessments. Addressing the above, we developed an impact chain via desk study and expert consultation to reveal key drivers of flood risk for agricultural livelihoods in the Lower Mono River Basin of Benin and their interlinkages – a region that is both highly prone to flooding and can be considered data-scarce. Particularly, the dynamic formation of vulnerability and its interplay with hazard and exposure components is highlighted.

Based on a simplified version of the impact chain which was validated in a participatory manner during a virtual expert workshop, an alpha-level Bayesian Network was created to further explore these interactions. The model was applied to an exemplary what-if scenario for the study area in Benin. Based on the above, this study critically evaluates the benefits and limitations of integrating the two methodological approaches to better understand and simulate risk dynamics in data scarce environments. The study finds that impact chains are a useful approach to conceptualize interactions of risk drivers. Particularly in combination with a Bayesian Network approach the method enables an improved understanding of how different risk drivers interact within the system and allows for dynamic assessments of what-if scenarios, for example, to inform resilience building strategies.

How to cite: Wetzel, M., Schudel, L., Almoradie, A., Komi, K., Adounkpe, J., Walz, Y., and Hagenlocher, M.: The use of impact chains and Bayesian Network Analysis to assess flood risk dynamics in the Lower Mono River Basin, Benin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11251, https://doi.org/10.5194/egusphere-egu22-11251, 2022.

EGU22-12884 | Presentations | NH9.2

What can we learn from previous generations? Álftaver’s experience of the 1918 Katla eruption 

Guðrún Gísladóttir, Deanne Bird, and Emmanuel Pagneux

Residents in Álftaver, south Iceland, are very familiar with the 1918 Katla volcanic eruption, which caused rapid and catastrophic glacial outburst flooding of the area. Descriptions of the 1918 events, passed down by older generations, have become an important part of the collective memory. Based on oral and written history, this paper provides a vivid account, including detailed maps, of what people experienced and felt during the 1918 Katla eruption. It also considers how these experiences influence current-day perceptions and the impact this may have on behavior in relation to emergency response strategies. Until now, much of this history has only been accessible in Icelandic text and through oral stories. The aim of this paper is to unlock these stories for an international audience in an effort to advance understanding of volcanic eruptions and their impacts and, inform future emergency planning. Importantly, these descriptions tell us about the nature of the glacial outburst flood, with a ‘pre-flood’ devoid of ice and travelling at a much faster rate than the ice-laden main flood. As a future eruption of Katla may impact Álftaver, emergency response plans for glacial outburst floods were developed, and in March 2006 preliminary plans were tested in a full-scale evacuation exercise involving residents and emergency response groups. But Álftaver residents questioned the plans and were reluctant to follow evacuation orders during the exercise, as they felt their knowledge and the experience of their relatives during the 1918 Katla eruption, had not been taken into consideration. Residents were concerned that flood hazards, as well as tephra and lightning, were not appropriately accounted for by officials. In response to residents’ concerns, officials developed an alternative evacuation plan (Plan B) that builds on some of the experience and knowledge of Álftaver residents. However, residents were not involved in the development of ‘Plan B’ and they are not aware of what it constitutes or when it is to be implemented. This paper argues that more needs to be done to promote inclusive dialogue and the co-production of knowledge to ensure emergency response strategies adequately reflect and accommodate local knowledge, perspectives and planned behavior.

How to cite: Gísladóttir, G., Bird, D., and Pagneux, E.: What can we learn from previous generations? Álftaver’s experience of the 1918 Katla eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12884, https://doi.org/10.5194/egusphere-egu22-12884, 2022.

EGU22-13432 | Presentations | NH9.2

Revisiting risk in a multi-hazard setting: the case of Cyclone Amphan occurring within the COVID-19 pandemic in the Indian Sundarbans 

Sumana Banerjee, Himanshu Shekhar, Davide Cotti, Edward Sparkes, Saskia Werners, and Michael Hagenlocher

Amidst a period of complete lockdown due  to COVID-19, the severe cyclonic storm Amphan made landfall in the Indian Sundarbans on 20 May 2020. The occurrence of a cyclone during  the pandemic warranted investigation of interconnected risks and impacts in this climate hotspot and eco-critical region. Based on a desk study, field observations, key informant interviews and expert consultations, this research focussed on better understanding direct and cascading risks and the associated impacts from the concurrence of the two hazards occurring simultaneously. Our analysis reveals that although the region has not experienced a high number of COVID-cases between March and August 2020, the presence of underlying vulnerabilities exposed the population to cascading effects caused by the pandemic-induced lockdown along with the compounding effect of the Cyclone Amphan. In the Indian Sundarbans, COVID-19 acted as an exogenous shock, but its interplay with interconnected vulnerabilities resulted in the emergence of disruptions of a systemic nature. This was particularly the case in the economic domain, with cascading impacts observed across the welfare, education, and employment sectors.  Cyclone Amphan, led to additional cascading impacts on these sectors, and affected other sectors such as health and infrastructure as well as biodiversity. Interventions such as introduction of new social protection schemes and community participation in cyclone preparedness measures have helped the system from facing a total collapse. However, some interventions that were implemented to mitigate impacts of these two concurring hazards somewhat counteracted one another. For example, while stringent COVID-19 interventions stressed on safety norms (including social distancing and stay at home orders), the hazard response protocol for Cyclone Amphan directed communities to evacuate their homes and move to communal shelters which were being used as quarantine units for returning migrant workers till before the cyclone. This caused concerns among the evacuated population, thus undermining the efficacy of the response effort. This case study underpins the need for moving from hazard-by-hazard approaches of understanding and managing risks towards integrated approaches that consider interconnected vulnerabilities, risks and impacts based on a systems perspective. Further, it also provides lessons for risk management in a multi-hazard and multi-risk setting besides sharing recommendations for better risk management in the Indian Sundarbans.

How to cite: Banerjee, S., Shekhar, H., Cotti, D., Sparkes, E., Werners, S., and Hagenlocher, M.: Revisiting risk in a multi-hazard setting: the case of Cyclone Amphan occurring within the COVID-19 pandemic in the Indian Sundarbans, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13432, https://doi.org/10.5194/egusphere-egu22-13432, 2022.

EGU22-743 | Presentations | NH9.3

Systems Resilience to floods: a categorisation of approaches 

Angelos Alamanos and Suzanne Linnane

Floods occur when the capacity of the drainage system (natural or man-made) cannot safely drain-channel the volume of water produced by excess rainfall. The natural phenomena causing floods cannot be controlled, but the technical, geological, geomorphological and soil conditions of the river basin can be optimised by human intervention. The goal is to have resilient systems capable of satisfactorily responding to flood events. This work attempts to answer two research questions arising:

Firstly, how the different definitions of resilience are reflected in the proposed approaches from the international literature to date.  Following a review of 57 studies, the perspective of each one in relation to resilience was analysed (general definitions, engineering, ecological resilience, static or dynamic, adaptive and withstanding capacity, transformability, and hazard-based definitions were examined). Diverse definitions of resilience lead to different measures-indices-approaches to assess it quantitatively or qualitatively, always depending on the system considered by each study. These cases are analysed in terms of data availability, simplicity and applicability –for the examined system and purpose.

Secondly, to categorise these approaches into general groups based on the structure of each perspective analysed above. Key criteria for this categorisation were the type/s of impact(s) studied, the combination (or not) with a hydraulic model (spatial information), the methods, and the context of the study (awareness, typology-definitions, model-quantification of resilience or policy-oriented).

The main categories referred to: i) theoretical-qualitative approaches, focused on conceptualisation and communication (covering social aspects, awareness, and behavioural science to provide a solid basis for any resilience assessment); ii) general and hazard-based approaches (examining flood resilience as a system’s feature-capacity or evaluated by other types of response to flood events); iii) resilience as a function of the system’s performance (modelling a mathematical relation, a function of resilience expressing its dynamic behaviour subject to the system’s performance during disturbance); iv) other resilience metrics, e.g. indices and indicators (more customised approaches, where the analysts define the system’s satisfactory and failure states according to functionality thresholds depending on the system’s features and observed behaviour); v) combination of hydraulic/hydrodynamic models to resilience estimates (flood simulation results containing spatial information are used as evaluation factors for other parameters that affect resilience, e.g. different types of failures, damage or exposure). The literature is also vast regarding examples of measures (protection, mitigation, adaptation) and strategies, which, in essence, enhance the systems resilience to floods.

Resilience is a versatile concept, so are the examined approaches so far. Using the proper definition each time is challenging, case-specific, and a very important stage because it will define the analysis of the resilience of the selected system (quantitative or qualitative). This work aimed to facilitate future studies by providing a useful clarification of definitions and categorisation of resilience approaches. Thus, one can chose the most suitable approach depending on the studied problem’s conditions and purpose.

How to cite: Alamanos, A. and Linnane, S.: Systems Resilience to floods: a categorisation of approaches, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-743, https://doi.org/10.5194/egusphere-egu22-743, 2022.

EGU22-829 | Presentations | NH9.3 | Highlight

Building sustainable and resilient societies: An online training course to enhance natural hazard scientists’ contribution to disaster risk reduction 

Solmaz Mohadjer, Joel C. Gill, Faith E. Taylor, and Caitlin Jay

Natural hazard scientists can contribute to the planning and development of sustainable and resilient communities through improved engagement in disaster risk reduction (DRR). Yet many scientists are uncertain of the steps they can take to effectively integrate their work into DRR. To address this challenge, we have developed an online, self-led training course designed for students and researchers interested in strengthening their engagement in DRR. The content of this online training course is based on a paper published in Natural Hazards and Earth System Sciences (doi.org/10.5194/nhess-21-187-2021) and involved a peer feedback process in the development of each module. There are seven learning modules on the following topics: (1) multi-hazard environments, (2) effective partnerships, (3) stakeholder engagement, (4) cultural understanding, (5) equitable access to hazard information, (6) people centered DRR, and (7) DRR and sustainable development. Each module includes asynchronous video lectures, practice exercises, self-assessment tools and feedback mechanisms, and interviews with experts. While the course is designed for natural hazard researchers, it incorporates a variety of teaching and learning strategies to support a wide range of users including decision makers, practitioners and university students to contribute more effectively to the integrated work needed to improve DRR activities. The course is open-access and will be launched in May 2022 at https://www.open.edu/openlearncreate/course/view.php?id=7993. Development of this course was supported by the EGU Training School Fund.

How to cite: Mohadjer, S., Gill, J. C., Taylor, F. E., and Jay, C.: Building sustainable and resilient societies: An online training course to enhance natural hazard scientists’ contribution to disaster risk reduction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-829, https://doi.org/10.5194/egusphere-egu22-829, 2022.

EGU22-1373 | Presentations | NH9.3

The role of tropical cyclone size in precipitation over Mexico 

Adolfo Perez Estrada and Christian Dominguez Sarmiento

Tropical cyclones (TCs) from the North Atlantic and Eastern Pacific Ocean affect Mexico yearly. Their landfall  in the country produces not only water supply in semiarid regions, but also socioeconomic impacts in regions that are vulnerable to strong winds and heavy precipitation. The associated disasters have motivated the Mexican authorities to develop an Early Warning System for TCs (EWS-TC). However, this EWS-TC is still inefficient due to the definition of TC size (defined by the extension of winds at 34 knots, commonly called R34) and neglection of TC precipitation in the warnings. Here, we propose to use TC sizes that consider the TC rain bands, heavy precipitation and strong winds. To compute our TC size, we use a new parameterization of radial profile of winds and infrared satellite images, which leads to compute TC radii by quadrants, during the 2000-2020 period. We conclude that our TC size definition leads to better warnings than the use of R34. Suggestions on how resilience for facing TCs can be improved are also discussed.

How to cite: Perez Estrada, A. and Dominguez Sarmiento, C.: The role of tropical cyclone size in precipitation over Mexico, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1373, https://doi.org/10.5194/egusphere-egu22-1373, 2022.

EGU22-1387 | Presentations | NH9.3 | Highlight

Measuring resilience to multiple hazards: concepts, framework and application 

Adriana Keating, Naomi Rubenstein, Karen Campbell, Rachel Norton, David Nash, Michael Szoenyi, and Francisco Ianni

Resilience measurement frameworks that attempt to capture all hazards or are otherwise very generic do not support identification of actionable improvements in resilience. The questions of ‘resilience of what, to what?’ must be clearly defined. Building on the success of its flood resilience measurement for communities (FRMC) approach to measuring resilience to a single hazard, the Zurich Flood Resilience Alliance has now tackled this challenge  by developing and deploying a multi-hazard community resilience measurement framework and tool.

This presentation will outline the process of adapting a single-hazard resilience measurement approach to a multi-hazard one, which involved thoroughly engaging with questions about which aspects of a systems resilience are critical under a specific hazard, how they differ or converge with other hazards and why. As a result, the multi-hazard framework has been intentionally designed so that users can develop deeper insights into the hazard-specific aspects of a system as well as some of the more general resilience strengths and needs. Further, the multi-hazard framework has expanded the utility and capacity building benefits that were being achieved through the flood tool to different contexts and climate hazards.

We will present the final multi-hazard framework and how it is currently being used to jointly measure resilience two quite different hazards – flood and heatwave – in different settings in North and South America. Potential to add further hazards, such as wildfire and storms, will also be explored.

How to cite: Keating, A., Rubenstein, N., Campbell, K., Norton, R., Nash, D., Szoenyi, M., and Ianni, F.: Measuring resilience to multiple hazards: concepts, framework and application, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1387, https://doi.org/10.5194/egusphere-egu22-1387, 2022.

EGU22-1569 | Presentations | NH9.3 | Highlight

Vulnerability and Resilience of Urban Traffic to Precipitation in China 

Min Zhang, Yufu Liu, Yixiong Xiao, Wenqi Sun, Chen Zhang, Yong Wang, and Yuqi Bai

    The concept of Healthy Cities, introduced by the World Health Organization, demonstrates the value of health for the whole urban system. As one of the most important components of urban systems, transportation plays an important role in Healthy Cities. Many transportation evaluation systems focus on factors such as road networks, parking spaces, transportation speed, accessibility, convenience, and commuting time, while the vulnerability and resilience of urban transportation are rarely evaluated. This study presents the preliminary progress in the evaluation of traffic vulnerability and resilience during precipitation events in 39 Chinese cities. Traffic congestion index data, derived from the Baidu Map Smart Transportation Platform, and rainfall data, derived from NASA’s global precipitation measurement, are utilized. Traffic vulnerability index, traffic resilience index, and the corresponding quantitative methods are proposed, and the analysis results are presented. This study is of value in improving the understanding of urban traffic vulnerability and resilience, and in enabling the quantitative evaluation of them in urban health assessment and the Healthy Cities program.

How to cite: Zhang, M., Liu, Y., Xiao, Y., Sun, W., Zhang, C., Wang, Y., and Bai, Y.: Vulnerability and Resilience of Urban Traffic to Precipitation in China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1569, https://doi.org/10.5194/egusphere-egu22-1569, 2022.

According to the IPCC report, Taiwan is threatened by global warming and high frequency and influence of extreme weather, which will result in great impacts to its agriculture industry and the future of food security. Unfortunately, along with the rapid economic development and urbanization in Taiwan since the 1960’s, agricultural land use has become less competitive to industrial, commercial, and residential types of land uses under land use competition. To effectively enhance the resilience and conserve the agricultural lands which under the threats of climate change and the competitions of other types of land use, Taiwan’s Spatial Planning Act (promulgated on 2016/1/6) enlists Agricultural Development Zones, one of four major functional zones in National Spatial Plan, into demarcated functional zone and applying land use control. The zoning plan is expected to be completed by every city and county before the year of 2025, and one of the major issues is to consider the land use function changes of different locations. By comparing the 2007 and 2016 land utilization maps investigated by National Land Surveying and Mapping Center, this study identifies the 10-year changes of agricultural lands of northern Yilan county. To further investigate the spatial distribution of agricultural land changes, spatial analysis techniques such as multi-distance spatial cluster analysis (Ripley’s K Function) and Kernel density are employed to analyze the spatial clustering of changes. The spatial analysis results overlays with hazard risk maps, such as flooding, landslide, soil liquefaction, to support the decision making of future agricultural land planning.

How to cite: Lin, W.-Y. and Hung, C.: Land Use Changes and Agricultural Land Planning under Climate Change– A Case Study of Northern Yilan County, Taiwan, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2759, https://doi.org/10.5194/egusphere-egu22-2759, 2022.

EGU22-3436 | Presentations | NH9.3

RiskPACC: Integrating risk perception and technological solutions to enhance response to natural hazards 

Eleftherios Ouzounoglou, Panagiotis Michalis, Claudia Berchtold, Maike Vollmer, Jeannette Anniés, and Angelos Amditis

The need to enhance individual and collective disaster resilience is becoming more urgent considering the increasingly complex and interconnected risks that arise from numerous natural, and not only hazardous, events. Many initiatives to encourage citizen participation in creating a resilient society exist, yet are typically fragmented. This fragmentation can result in unclear responsibilities for building disaster resilience to mitigate the impact of natural hazards. New emerging technologies can play a vital role in supporting the preparedness and response to disasters, however, there is limited understanding on how to implement them effectively during different phases of managing disaster risk. Traditionally, approaches used by Civil Protection Authorities (CPAs) to build resilience have focused on the managerial and technical aspects of ‘crisis’ response, whilst engagement with citizens about existing risks and preparedness measures have typically focused on one-way, top-down risk communication. At the same time, citizen and volunteer initiatives, often applying social media communication technologies, are created but are not necessarily coordinated with activities implemented by authorities. As a result, risk perceptions and actions of citizens, as well as the risk perceptions of citizens and CPAs remain frequently unaligned resulting in a Risk Perception Action Gap (RPAG).

This work presents the overall objectives of RiskPACC project, which focuses on increasing the preparedness actions undertaken by citizens and narrowing the Risk Perception Action Gap (RPAG). The project follows a co-creation approach that will facilitate interaction between citizens and CPAs by evolving their collaboration into a two-way communication flow. By jointly identifying their needs and develop potential procedural and technical solutions, disaster resilience before, during and after the occurrence of natural and human induced hazards can be enhanced. RiskPACC facilitates a collaboration between citizens, CPAs, Civil Society Organisations (CSOs), researchers and developers through seven case studies that will provide a live test bed to jointly design and prototype novel solutions. At the same time, a set of technological tools are also presented which include a framework and methodology to understand and close the RPAG, a repository of international best practice, and tooled solutions based on new forms of digital and community-centred data and associated training guidance. These are developed and integrated into an efficient platform that offer advanced information and co-operation to citizens and CPAs to enhance disaster risk management and enhance mitigation and adaptation actions to natural hazards.

Acknowledgments:

This research has been financed by European Union’s Horizon 2020 research and innovation programme under Grant Agreement No 101019707, project RiskPACC (Integrating Risk Perception and Action to enhance Civil protection-Citizen interaction). For more information about the RiskPACC project visit the website https://www.riskpacc.eu/.

How to cite: Ouzounoglou, E., Michalis, P., Berchtold, C., Vollmer, M., Anniés, J., and Amditis, A.: RiskPACC: Integrating risk perception and technological solutions to enhance response to natural hazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3436, https://doi.org/10.5194/egusphere-egu22-3436, 2022.

EGU22-3508 | Presentations | NH9.3 | Highlight

Immersive technologies to proactively prepare for and effectively respond to natural disasters 

Panagiotis Michalis, Eleftherios Ouzounoglou, Lazaros Karagiannidis, Vangelis Tsougiannis, Maria Krommyda, Tina Katika, and Angelos Amditis

Natural hazards and climatic risks are considered as main issues for the resilience of the built environment. Recent projections also indicate that the frequency and intensity of extreme climatic events will substantially increase [1], posing a significant threat for building disaster resilient societies. Emerging technologies can support preparedness and response to disasters; however, there is limited understanding on how to implement them effectively and in the majority of the cases they do not provide timely and advanced information in case of natural hazards to both citizens and protection authorities.

This study presents the development and application of a crowdsourcing solution, aiming to enable timely information to enhance preparedness and response phases to disastrous natural hazard events. The design process of the crowdsourcing solution places at the centre both relevant authorities and vulnerable citizens, aiming to deliver tools customised to their needs enhancing inclusivity and knowledge generation and exchange. The tool is built to directly disseminate early warnings, to offer real-time interaction between experts and vulnerable communities through targeted campaigns, to communicate effectively climatic risks to citizens, and finally, increase their disaster preparedness. It is coupled by Augmented Reality (AR) technology, which seamlessly blends real environments and virtual objects, in a user friendly, accessible, and easy-to-digest format, aiming to deliver a useful tool to citizens and CPAs [2]. The proposed solution empowers participation, enhances learning through virtual education material focused on climatic risks (e.g., flood related hazards, forest fires), and effectively communicates climatic risks to relevant authorities allowing for precautionary action to be employed in areas of concern. The developed solution has the potential to lead to improved understanding of climatic risks between CPAs and citizens, enabling to improve the anticipation of natural hazards towards building climate resilient societies.

Acknowledgments:

This research has been financed by European Union’s Horizon 2020 research and innovation programme under Grant Agreement No 101019707, project RiskPACC (Integrating Risk Perception and Action to enhance Civil protection-Citizen interaction). For more information about the RiskPACC project visit the website https://www.riskpacc.eu/.

References:

[1] Pytharouli, S., Michalis, P., Raftopoulos, S. (2019) From Theory to Field Evidence: Observations on the Evolution of the Settlements of an Earthfill Dam, over Long Time Scales. Infrastructures4, 65. https://doi.org/10.3390/infrastructures4040065

[2] Katika, K., Karaseitanidis, I., Tsiakou, D., Makropoulos, C., Amditis, A. (2021) Augmented Reality (AR) Supporting Citizen Engagement in Circular Economy, Circular Economy and Sustainability, https://doi.org/10.1007/s43615-021-00137-7

How to cite: Michalis, P., Ouzounoglou, E., Karagiannidis, L., Tsougiannis, V., Krommyda, M., Katika, T., and Amditis, A.: Immersive technologies to proactively prepare for and effectively respond to natural disasters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3508, https://doi.org/10.5194/egusphere-egu22-3508, 2022.

EGU22-5839 | Presentations | NH9.3 | Highlight

Exploring Behavioral Determinants of Flood Insurance Adoption with Explainable Machine Learning in the Continental US 

Nadja Veigel, Heidi Kreibich, and Andrea Cominola
Flood insurance is a straightforward way to provide resources for ex-post recovery from the damages caused by floods and, therefore, strengthen household resilience against this type of natural hazards. The US National Flood Insurance Program is the centralized source of flood insurance in the US providing more than 5 million policies in force today. However, only less than 5% of all US households are currently insured against flood damage. Understanding the determinants of flood insurance purchase is key to support the development of future resilience strategies. Yet, the question of which household characteristics and motivations lead to flood insurance purchase is still not answered. In this work we consider flood insurance adoption at the spatial scale of census tract (unit of ~ 3000 inhabitants) as an indicator for flood resilience. We test 397 candidate features to identify relevant determinants of flood resilience in the continentall US. Our feature set predominantly includes socio-economic variables from the American Community Survey, along with the flood history, rate discounts, and home ownership. We apply an explainable Machine Learning approach based on Light Gradient Boosting Machine (LightGBM) to predict insurance coverage and estimated the SHAP values (SHapley Additive exPlanations) for each feature. SHAP values indicate the marginal contribution of each feature to the model output for every census tract. This enables us to understand how our data-driven model deducted the predictions and to reduce the initial set of candidate features to a subset of representative features that explain flood insurance adoptionWe found that insurance coverage at the whole US scale is driven by home ownership, previous flood severity and frequency, as well as financial incentives. Conversely, the impact of socio-economic background is marginal at this scale of aggregation. In other words, if a census tract experienced a very severe flood in the past, more inhabitants are insured, compared to inhabitants in census tracts with no direct experience of severe floods. The same counts for regular flooding, yet to a smaller degree. Also, people in census tracts which do not profit from their communities voluntarily implementing floodplain management strategies to acquire subsidized insurance rates are less willing to purchase private insurance. Our results overall suggest that households will get insured irrespective of their social background, if the community provides financial incentives by participating in the community rating system or has experienced severe flooding. Finallly, we identify areas prone to fluvial flooding (e.g., Lower Mississippi) with potential to improve flood resilience by community subsidization. Targeted risk communication should be aimed at urban areas with high fluctuation of inhabitants that are unaware of the flooding history.

How to cite: Veigel, N., Kreibich, H., and Cominola, A.: Exploring Behavioral Determinants of Flood Insurance Adoption with Explainable Machine Learning in the Continental US, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5839, https://doi.org/10.5194/egusphere-egu22-5839, 2022.

Earthen dwellings are highly vulnerable to earthquake-induced ground shaking and are widely distributed in earthquake-prone and underdeveloped rural areas in the Yunnan Province, China. In the past 30 years, 78 earthquakes with a surface-wave magnitude (Mw) greater than 5.0 struck Yunnan Province, with rural earthen dwellings contributing the most to casualties and building damages. In recent years, national and local governments in China promulgated various seismic retrofit and risk mitigation policies for rural areas, along with seismic retrofit techniques gradually being implemented in practice.

This presentation will review policies and seismic retrofit techniques for rural earthen dwellings in Yunnan Province, discussing their seismic mitigation effectiveness based on a post-disaster field survey of the Mw 6.1 Yangbi earthquake in May 2021 and other historical earthquake disaster data. Comparisons of (1) the damage states of earthen dwellings with and without retrofit; and (2) statistical damage data of earthen dwellings during the Yangbi earthquake and historical earthquakes are analyzed and discussed in detail.

The analysis results show that the seismic retrofit measures effectively mitigated the seismic effect on rural earthen dwellings and greatly improved rural communities' resilience. Lessons learned are highlighted, and recommendations from the study are finally proposed.

How to cite: Wang, Y., Wang, M., Liu, K., and Galasso, C.: Seismic retrofit policies and their effectiveness for rural earthen dwellings in China: lessons from the Yunnan Province case study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5892, https://doi.org/10.5194/egusphere-egu22-5892, 2022.

EGU22-6107 | Presentations | NH9.3

Human Environment Systems' Resilience Interaction-Outcome Framework 

Lilit Gevorgyan, Kamal Ahmed, and Gemechis Gudina

This work presents a framework that explores human-environment and/or socio-ecological system (HES, SES) resilience to natural hazards. HES is presented as a system of five forms of capital i.e. social, economic, physical, governance and natural. The five forms of capital are reviewed such that the social capital refers to the union of social and human capital in their classical definitions from five forms of capitals model of Sustainable Livelihood Framework, apart from governance. Governance, however, is discussed as separate capital for of its central role in disaster risk management. Besides, the domain of natural capital is also expanded to incorporate both natural resources and ecosystem services. Resilience as Interaction-Outcome model is proposed to illustrate that hazard as an external driver affects both HES subsystems and the interactions between their elements. This framework addresses the internal drivers as an interaction space with all the processes between and inside each of the capital. It is to illustrate that the general interaction space has another smaller and/or intrinsic level of interactions, which is defined by a certain hazard, whereas the newly developed interactions define the outcome such as damages and losses etc.

How to cite: Gevorgyan, L., Ahmed, K., and Gudina, G.: Human Environment Systems' Resilience Interaction-Outcome Framework, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6107, https://doi.org/10.5194/egusphere-egu22-6107, 2022.

EGU22-8276 | Presentations | NH9.3

Enhancing resilience of vulnerable rural communities against hydrometeorological hazards in tropical mountains. A case study from the Sierra de las Minas, Guatemala. 

Yenny Alejandra Jiménez Donato, Carla Restrepo, Miguel Antonio Avila Mora, Sara Michelle Catalán Armas, Alberto Muñoz-Torrero Manchado, Markus Stoffel, and Juan Antonio Ballesteros Cánovas

Tropical regions are particularly vulnerable to natural hazards and cascading disasters. The geography and geology of these regions, along with intense rainfall, high rates of weathering, environmental degradation and global warming, contribute to the increasing impact of hydro-meteorological hazards. More frequent and intense events introduce new risk factors that can exacerbate existing vulnerabilities. The analysis of natural hazards in tropical regions faces several challenges, such as the lack of baseline data, which prevents the implementation of effective disaster risk reduction measures. Therefore, the integration of geomorphological, ecological and dendrological studies plays an important role in understanding the impacts of future events and building community resilience. Here we combine multiple sources of data and approaches, such as, remote sensing, field data acquisition, machine learning and physical modelling to develop an integrated coupled landslide-flood risk model for the Sierra de las Minas, Guatemala. This risk analysis will strengthen the development and implementation of appropriate disaster risk reduction in rural communities.

Sierra de las Minas is a very complex region due to coalescing events such as hurricanes, earthquakes, land mass movements and floods. The impact of Hurricane Mitch in 1998 is used as a reference to understand the frequency and magnitude of these types of hydro-meteorological hazards, the triggering factors and the multi-hazard dynamics. The results are subsequently used to determine the potential socioeconomic impacts of a similar event under current conditions of vulnerability and exposure. The potential socioeconomic losses are then compared to the impacts of hurricanes Eta and Iota in 2020. This information will be used to propose adaptation strategies, such as community-based early warning systems, pedestrian evacuation models and storytelling projects, that will help reduce the underlying vulnerabilities of the community to better respond to potential events to which it is exposed.

How to cite: Jiménez Donato, Y. A., Restrepo, C., Avila Mora, M. A., Catalán Armas, S. M., Muñoz-Torrero Manchado, A., Stoffel, M., and Ballesteros Cánovas, J. A.: Enhancing resilience of vulnerable rural communities against hydrometeorological hazards in tropical mountains. A case study from the Sierra de las Minas, Guatemala., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8276, https://doi.org/10.5194/egusphere-egu22-8276, 2022.

EGU22-9246 | Presentations | NH9.3

Integrated flood risk management prioritization in Indonesia 

Barry Hankin, Lorena Ramirez, Ian Wood, Anthony Green, Eric Quincieu, Yoas Lauren, and Mark Lawless

Indonesia has severe flood risk from multiple sources, with average annual loss due to flooding estimated to be 33 trillion IDR (US$2.3 billion). Impacts from severe flooding is significant and a growing concern in Indonesia. Since 2001, on average, flooding results in 260 deaths per year, 14,000 people injured, 1.5 million people impacted or evacuated, and over 283,000 houses flooded. The annual budget managed Indonesian Government for investment in flood management is in the order of 7 trillion IDR (about US $493 million).

Prioritisation of budget expenditure therefore requires understanding of a diverse range of factors, including understanding of available hazard data across multiple flood sources, the distribution of risk at the basin scale, and preferences for equitable distribution of budgets and schemes in the pipeline. In a process of capacity building and training with government technical departments, a range of approaches were demonstrated and applied to a test basin, Bengaman Solo, Java. This included identifying areas of high risk based on different hazards and receptors, using a range of metrics from people at risk to economics, and key services against which to compare proposed schemes. Spatio-economic information on planned investments were prepared in a long-term roadmap as part of the project. It also involved understanding residual risk when different spatial strategies are deployed, and a new National Integrated Risk Analytics (NIRA) tool developed for the Asian Development Bank allows users to introduce a range of mixed measures from nature-based-solutions to property-level-resilience, defences and flood early warning system.

Having explored the use of all these tools a prioritisation process was co-developed and made flexible such that assumptions could be iterated to bring in local knowledge, new data such as climate change sensitivity or subsidence. The outcome has been a process that incorporates the best available hazard and risk data nationally across different sources, supported by a range of steps for which on-line training modules are available.

How to cite: Hankin, B., Ramirez, L., Wood, I., Green, A., Quincieu, E., Lauren, Y., and Lawless, M.: Integrated flood risk management prioritization in Indonesia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9246, https://doi.org/10.5194/egusphere-egu22-9246, 2022.

EGU22-9466 | Presentations | NH9.3

Assessing the Environmental vulnerability and its impacts on livelihood in Dudhkoshi Basin in Eastern Nepal 

Deepak Kc, Michel Jaboyedoff, Marc-Henri Derron, Sanjaya Devkota, and Deepak Kc

Keywords: Nature Based Solutions, Climate Change Adaptation, Disaster Risk Reduction, rural livelihood  , Nepal Himalayas

Abstract:

Climate has been changing and has considerable impacts on the livelihood of rural/urban communities all around the globe. The impacts however are more pronounced in the mountainous region such as in the Dudhkosi Basin (~4,063km2) in eastern Nepal. Studies suggested that the mountainous region of Nepal are climate-sensitive meaning that a small change in air temperature could bring significant impacts on the environmental degradation process and increase the frequency of climate-induced hazards and risk of disasters. In order to understand the dynamics of the changing climate on rural livelihood, this research attempted to model the environmental vulnerability of the basin considering the topographic and environmental attributes and assessed their contribution to the physical environmental degradation process. Multi-criteria based Decision Analysis (MCDA) approaches were implemented considering the seven primary topographic attributes such as slope, soil type, land use, NDVI, elevation, distance to drainage, and terrain wetness. The model was implemented for the three scenarios of rainfall such as historical and projected precipitation for RCP4.5 and RCP 8.5 as a climate change variable and distance to the rural roads as an anthropogenic factor to model the physical environmental degradation there by the vulnerability. The analysis depicted that the slope attributes has the highest contribution (20.21%) among all followed by precipitation, soil type, land use, distance to road, distance to drainage, terrain wetness and NDVI respectively 18.5%, 14.3%, 12.56%, 10.75%, 9.63%, 7.55% and 6.5%. The analysis clearly indicated that the slope is one of the most critical attributes where many settlements are located and have a significant contribution to the land-degradation process of the mountainous region. While the increasing trend of rainfall will cause more soil erosion and shallow landslides compounded due to the unplanned construction of rural roads thereby more area of the basin under the threat of degradation. The model also indicated that the increased amount of degraded land for the projected precipitation scenarios under RCP4.5 and RCP8.5 respectively increased from 7% to 15%. The increased amount of degradation will cause more communities living on the sloping terrain will turn to be vulnerable. The analysis demonstrated in this research suggested that the basin is at high threat of land degradation under the climate change scenarios for which an integrated basin management plan is to be developed. Integrated approach for Building Climate Resilience is the key in which the Nature-Based Solutions measures as climate change adaptation and disaster risk reduction. The measures also  improve the watershed conditions that subsequently enhance the quality of the lives of the people with increased economic opportunities and coping capacity for the climate change induced disasters and community resiliency.

 

How to cite: Kc, D., Jaboyedoff, M., Derron, M.-H., Devkota, S., and Kc, D.: Assessing the Environmental vulnerability and its impacts on livelihood in Dudhkoshi Basin in Eastern Nepal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9466, https://doi.org/10.5194/egusphere-egu22-9466, 2022.

EGU22-9506 | Presentations | NH9.3

A risk model for everyone: supporting climate adaptation decisions based on economic and social vulnerability 

Chris Fairless, Emanuel Schmid, Amit Prothi, and David Bresch

We present the Rapid Economics of Climate Adaptation tool which releases later this year. Built to provide out-of-the-box risk modelling anywhere on the planet, the tool is a user-friendly interface exploring climate risk data and adaptation options in terms of economic and human impacts. In the back end it connects to the CLIMADA (CLIMate ADAptation) risk model which runs rapid calculations while the user navigates.

The tool is built to assess the economic and human impacts of natural disasters in different climate scenarios and to describe the co-benefits of adaptation measures. Of particular note is a new, quantitative description of social vulnerability, allowing the user to explore vulnerability-driven adaptation within and between communities.

This first version of the tool includes tropical cyclone wind and extreme heat hazards with human and economic exposure. It will be expanded with additional hazards, impacts and co-benefits over time, and will extend to cover impacts on biodiversity.

The tool is open source, with the web front end connecting to a new, public remote calculations API, where users (either on the site, from a separate python client or via HTTP requests) can trigger CLIMADA risk calculations.

We aim to support climate adaptation decision-makers without access to bespoke, often expensive, modelling or who don’t have the technical capacity to conduct their own studies.

The work is conducted by the Weather and Climate Risks Group at ETH Zurich, the Adrienne Arsht-Rockefeller Foundation Resilience Center and Vizzuality and is partly funded the Swiss Re Foundation.

How to cite: Fairless, C., Schmid, E., Prothi, A., and Bresch, D.: A risk model for everyone: supporting climate adaptation decisions based on economic and social vulnerability, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9506, https://doi.org/10.5194/egusphere-egu22-9506, 2022.

Slope failures represent a major threat to human life and infrastructure in many countries all over the world and they often lead to significant and long-lasting disruptions of economic, social and ecological systems. This paper aims to describe civil engineering approaches to apply resilience assessment framework as well as a methodology using a model aiming to quantify slope instability. Regional Authority of Attica in Greece effectively works for their hazard affected communities. A particular case study where applied resilience civil engineering frameworks as well as a semi-quantitative methodology to engage with different stakeholders, is described from Attica Region, on Provincial Road 3 (Dekelias Street segment) near the stream Chelidonous in the Municipality of Kifissia.

A supporting study was carried out in the context of the restoration of the road surface and the stability of the stream slopes. The results of the geotechnical survey and study are presented in brief and the measures proposed by the study to support the slopes are described. The hazard of the existing condition of the encountered slopes adjacent to the roadway was confirmed using the Rock Engineering System (RES). Civil engineering approach and RES methodology provide targeted resilience strengthening investments and actions across, that are increasingly demanded in the context of climate change adaptation and sustainable development.

How to cite: Tavoularis, Dr. N.: Towards the resilience of Attica Region’s Provincial Road 3 in Greece, due to slope failure by applying civil engineering techniques and Rock Engineering System assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11196, https://doi.org/10.5194/egusphere-egu22-11196, 2022.

EGU22-13075 | Presentations | NH9.3

Bridging urban development, resilience planning, and heritage management for Climate Neutral and Resilient Historic Urban Districts 

Dr. Ioannis Karaseitanidis, Dr. Antonis Kalis, Aitziber Egusquiza Ortega, and Katharina Milde

Climate change is one of the biggest challenges that our planet is currently facing. From seasonal shifts in climate, with droughts, heatwaves, floods and storms, the impacts of climate change are global in scope and unprecedented in scale. Cities are heavily affected by the climate change consequences, with most of Europe’s population living in cities and urban areas and projections for 2050 predicting even larger shares (Nabielek, Hamers, & Evers, 2016). At the same time, cities generate up to 80% of a country’s GDP (United Nations Human Settlements Programme, 2011), but also consume 75% of the natural resources and account for 60-80% of greenhouse gas emissions. That is, urbanisation and cities’ economic growth are the biggest contributors to climate change.

Heritage, as a sensitive and valuable element of the living environment, is being affected by the increase in frequency and intensity of climate-related events, posing new challenges and needs to conservators and heritage managers. But improving the resilience of the historic urban districts, adapting to urbanisation, climate change, and other social, economic, and security trends is a challenging endeavour for cities and prone to potential conflicts of interest. It requires managing tasks like accommodating a growing – and in many cases aging – population, providing the required services, fostering social, environmental, and economic sustainability, and keeping the city liveable and attractive. But a liveable, sustainable, and, above all, resilient city is not just a product of organised and well-functioning services; other crucial elements are the places that make up the city, along with their communities. Sites of significant cultural and historical value and significance have an important role to play in fostering location-based identity and social cohesion. With the increased recognition of the threats that heritage faces from climate change, but also the role heritage can play in driving climate actions, all those connected to heritage face both a profound opportunity and a challenging responsibility. (ICOMOS Climate Change and Cultural Heritage Working Group, 2019)

As a response to these threats, a bridge is needed to fill the gap between urban development, resilience planning, and heritage management to boost collaboration among all involved stakeholders and make our cities more climate neutral and resilient. This should be based on a vision to stimulate and promote development for wider adoption of solutions for climate change mitigation and adaptation in historic urban districts. This process will promote constructive dialogue, development, and exchange of best practices for achieving better integration between resilient urban planning and heritage management. Moreover, it will aim to increase awareness of the role of historic areas – with their unique value and importance – play in stimulating the general public to actively contribute to coordinated efforts on climate resilience in accordance with protection and preservation of heritage both within local environments as well as nationally and internationally.

In the long-term, the goal is to make historic urban districts and their communities climate neutral and resilient, but also branch out to issues of contemporary urban districts to build and nurture more synergies.

How to cite: Karaseitanidis, Dr. I., Kalis, Dr. A., Egusquiza Ortega, A., and Milde, K.: Bridging urban development, resilience planning, and heritage management for Climate Neutral and Resilient Historic Urban Districts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13075, https://doi.org/10.5194/egusphere-egu22-13075, 2022.

EGU22-13499 | Presentations | NH9.3

The importance of integrating Digital Twins and Earth Observation to support resilient society applications in Cyprus 

Demetris Christofi, Chris Danezis, Kyriacos Themistocleous, Haris Zacharatos, Nicholas Kyriakides, and Diofantos Hadjimitsis

This abstract explores the importance of integrating digital twins and earth observation for supporting natural disasters management in Cyprus. Indeed, this study shows how a digital twin will be developed based on existing sources of data like satellite imagery, maps, in situ data and other auxiliary data such as meteorological, hydrological data etc. This digital twin will be used to predict future conditions of a certain area of interest in Pafos District in Cyprus. The main aim is to update the proposed digital twin using satellite images such as Copernicus data for efficient decision making from the key stakeholders such as government and public authorities.

Several natural disasters have been identified in the national risk assessment of Cyprus as the main priorities such as floods, earthquakes, fires, landslides etc. In the proposed digital twin these four hazards will be considered. However, this abstract shows the prelimary results retrieved by examining the impact of floods in an area of interest in Pafos District area in Cyprus by integrating several data and techniques such as earth observation and hydrological modeling.

How to cite: Christofi, D., Danezis, C., Themistocleous, K., Zacharatos, H., Kyriakides, N., and Hadjimitsis, D.: The importance of integrating Digital Twins and Earth Observation to support resilient society applications in Cyprus, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13499, https://doi.org/10.5194/egusphere-egu22-13499, 2022.

EGU22-1037 | Presentations | NH9.4

An experimental approach for developing a building damage matrix for the flood-affected vernacular housing typology 

Aishwarya Narendr, Shantanu Anand, Bharath Haridas Aithal, and Sutapa Das

The study aims to investigate flood-related damage on earthen buildings using an experimental analysis. Wattle and daub method is the main construction technique used in the coastal part of West Bengal, India. Housing damage caused due to floods is often poorly compensated due to the absence of an established loss-assessment scale for vernacular housing typologies a predominant construction practice in the study region. Earthen buildings developed using various techniques have proven functional, while offering multiple benefits such as cost and energy efficiency along with thermal comfort. Despite the benefits, the functionality gets significantly reduced due to their susceptibility to flooding instances that are likely to increase with aggravating extremes as a result of changing climate. The contribution of vernacular or traditional construction techniques if integrated with disaster resilience techniques shall prove indispensable in reducing the shortage of 29.6 million dwelling units for the low-income rural households by the year 2022 in the study region.

The qualitative assessment of the damage process involves visual inspection of the sealed model of the building component behaviour and a non-destructive test. Under the qualitative process, the sample is tested under Universal Testing Machine (UTM) machine to understand the loss of compressive strength at each stage of flooding. The process will result in a damaged matrix which is an array of loss percent for various depth–duration combinations. The matrix will help in identifying corresponding flood losses and deciding repair costs for varying flood intensity. In addition to this, the process can be identified as an imperative step while suggesting an alternate construction technique in such a flood-affected region.

Keywords: Flood damage,Vernacular housing, Damage matrix, Non-destructive tests, Destructive tests

How to cite: Narendr, A., Anand, S., Haridas Aithal, B., and Das, S.: An experimental approach for developing a building damage matrix for the flood-affected vernacular housing typology, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1037, https://doi.org/10.5194/egusphere-egu22-1037, 2022.

EGU22-1048 | Presentations | NH9.4

Effect of spatial scale on tropical cyclone damage function 

Rumei Tang and Jidong Wu

Tropical cyclones (TC) and their economic cost risk under climate change are significant concerns globally. Previous studies on TC damage functions and risk assessment are mostly performed based on modelling TC-level damage and thus obtaining annual average loss (AAL) for a country or region. In this study, we used officially released data on reported damage in China to examine patterns of TC damage functions ranging in form and inclusion of risk components, from the county and provincial to TC scale. We find that the robustness of simulated damage increases with spatial scale. Further, TC-induced precipitation tended to be more significant in determining exposure and therefore economic cost of TC, especially at larger scales. Our work provides an empirical assessment of the role of observation scale and damage function in TC economic consequence evaluation and demonstrates that future TC risk at a larger scale may depend on the impact of socioeconomic change.

How to cite: Tang, R. and Wu, J.: Effect of spatial scale on tropical cyclone damage function, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1048, https://doi.org/10.5194/egusphere-egu22-1048, 2022.

EGU22-3625 | Presentations | NH9.4 | Highlight

MOVIDA: a procedure for flood damage assessment and mapping at the river district scale 

Daniela Molinari and Francesco Ballio and the MOVIDA group

The European Floods Directive (2007/60/EC) requires that Member States develop flood hazard and risk maps, to be used as the information basis for the development of Flood Risk Management Plans (FRMPs), and to update them every 6 years. To support such a process, the Po River District Authority signed in May 2020 an agreement with 20 Italian Universities and the Italian National Research Council (CNR) with the aim of transferring the state of the art about hydrology (including climate change), hydraulics and damage modelling into the production of the new maps, to be delivered by December 2021. This contribution describes the results obtained by the damage modelling group, composed by 8 universities and the CNR, within the project MOVIDA (MOdello per la Valutazione Integrata del Danno Alluvionale – Model for integrated evaluation of flood damage).
The objective of the project was to provide an Information System able to perform an analytical evaluation and mapping of expected damage, overcoming the limitations of present maps where the evaluation of risk remains highly qualitative and subjective. First, proper exposure and damage assessment tools were identified, for all the categories of exposed elements included in the Directive: population, infrastructures, economic activities (classified as: residential buildings, commercial and industrial activities, and agricultural activities), environmental and cultural heritage, and na-tech sites. These tools address specific requirements: (i) being valid/applicable for the whole District, (ii) being based on standardised and institutional data, available at national level, (iii) being calibrated (and possibly validated) in the Italian context. Second, the dedicated open-source Geographic Information System ISYDE (open-source Information SYstem for Damage Estimation) was developed to support technicians in the implementation of the proposed tools and in the visualisation and processing of damage results. Finally, ISYDE was transferred to Regional Authorities for flood damage evaluation and mapping to all areas at significant risk in the Po District.
Results of damage assessment are collected in dedicated sheets (one for each area) and are presented by means of tables, graphs, and maps, in order to provide both the overall expected damage in a specific area as well as its spatial distribution, for all the five categories of exposed elements. The new developed maps represent a significant improvement with respect to the previous ones, supporting the Cost Benefit Analysis (CBA) of mitigation measures to be defined in FRMPs. Indeed, they enable the identification and localization of typological and spatial hotspots within a single area as well as the comparison among different scenarios, in terms of CBAs.

How to cite: Molinari, D. and Ballio, F. and the MOVIDA group: MOVIDA: a procedure for flood damage assessment and mapping at the river district scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3625, https://doi.org/10.5194/egusphere-egu22-3625, 2022.

EGU22-3677 | Presentations | NH9.4

How does a hidden profession reveal hidden processes and what are the implications for flood damage assessment? 

Pauline Brémond, Guillaume Bouche, Anne Laure Collard, Frédéric Grelot, and Reine Tarrit
Flood economic damage results from complex phenomena involving biophysical processes that determine the damage of the components but also the decisions taken for reconstruction. The method most frequently used to estimate damage is based on the assumption that the property will be restored to its original condition. This method is supported by expert knowledge of damage processes and restoration costs. However, in practice, we wonder about the implementation by individuals of this identical restoration at a time when the build back better is an injunction that is found in many institutional discourses. In France, insurance experts are mandated by insurance companies within the framework of the cat-nat insurance process to ascertain and evaluate the damage suffered by insured persons following a flood. This experience gives them a privileged place to feed the ex ante damage assessment models.
However, although, the experts intervene to establish the damage at the very moment when the dwellings are dealing with reconstruction decisions, this profession remains little studied in the literature. In this study, we tried to determine, on the one hand, to what extent the posture of experts influences the assessment of damage and, on the other hand, what role they play in the process of reconstruction and individual adaptation of housing following a flood.
Since 2012, we have met with 15 insurance experts, conducted 20 individual interviews and two intermediate workshops on understanding damage mechanisms and estimating repair costs. This work has enabled us to develop damage functions for different sectors (households and economic activities) which were validated during a participatory workshop with the experts. We will present a critical analysis of this work, focusing on the view of damage held by insurance experts and the underlying assumptions. To complete this analysis, we have carried out additional work specifically on the role of insurance experts in the reconstruction process of households. Through a qualitative field survey in 2021, we met a dozen insurance experts. First, we established the standard expertise process used by the experts. Based on these procedures, we questioned them on how to conduct an expertise. Through narratives, we highlighted the roles that insurance experts actually play with dwellings. In particular, we showed that despite the technical and human skills available to the experts, the issue of reconstruction can only be dealt with informally and remains marginal due to the missions entrusted to the experts by the insurance companies. In conclusion, we will discuss the implication for damage estimation.

How to cite: Brémond, P., Bouche, G., Collard, A. L., Grelot, F., and Tarrit, R.: How does a hidden profession reveal hidden processes and what are the implications for flood damage assessment?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3677, https://doi.org/10.5194/egusphere-egu22-3677, 2022.

EGU22-3689 | Presentations | NH9.4

Harvesting direct damage data after the July 2021 flash floods in Wallonia, Belgium: a pilot study 

Joris Hardy, Solène Roucour, Pierre Archambeau, Sébastien Erpicum, Michel Pirotton, Jacques Teller, Mario Cools, and Benjamin Dewals

Damage modelling generally remains less mature than other components of the flood risk modelling chain. Existing damage models were calibrated for particular regions and flood types, but their transferability to other contexts is scientifically challenging. The calibration of damage models is currently hampered by a lack of reliable empirical data.

In July 2021, devastating floods occurred in several catchments in North-West Europe. Germany and Belgium were particularly hit. This communication presents ongoing initiatives to collect consistent hazard, vulnerability and impact data in the catchment of river Vesdre, Belgium, where up to 30% of annual precipitation was measured in just 48 h. During the night of July 14-15, 2021, the peak discharge in river Vesdre exceeded by a factor 2 to 4 the 100-year flood. At most stations, the observed flow was the highest on record. This led to tremendous tangible and intangible impacts, including 100+ buildings washed out by the flow. Considerable surprise effects also played a part.

A large-scale field survey is being designed to collect, structure and analyse data on flow variables, building characteristics and experienced damage in the housing sector. For the sake of ensuring the quality of data, particularly on technical aspects such as type of building material or level of ground flood compared to street level, a field survey was preferred to an online questionnaire or phone-based interviews.

As an onset for the large-scale flood damage survey, a pilot study was undertaken in November 2021. With the help of a group of students, about 400 buildings were visited to interview the inhabitants. For only 30 % of them, it was possible to get in contact with the inhabitants, as many buildings were still not inhabited due to the extent of the damages. Only for four buildings out of ten, the respondent was willing to conduct the interview, primarily due to lack of time or lack of interest. Other invoked reasons include trauma, language difficulties, or Covid quarantine. It was noticed that building characteristics are easier to obtain when the inhabitant owns the building and that respondents express a strong expectation on receiving feedback on the study outcomes.

Based on collected data, the mean damage per building is 55 k€. However, although the interviews were conducted four months after the event, only half of the participants were able to provide monetary estimates of the damages. The heating system was by far the most affected component due to its usual positioning in the building basements.

The upcoming large-scale survey will enable calibrating suitable flood damage models and provide new insights into damage mechanisms to contribute to improved cost-effectiveness analyses for risk reduction measures.

How to cite: Hardy, J., Roucour, S., Archambeau, P., Erpicum, S., Pirotton, M., Teller, J., Cools, M., and Dewals, B.: Harvesting direct damage data after the July 2021 flash floods in Wallonia, Belgium: a pilot study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3689, https://doi.org/10.5194/egusphere-egu22-3689, 2022.

EGU22-3834 | Presentations | NH9.4

Methodology for assessing flood damage to farms: observation and modelling 

Maxime Modjeska, Pauline Brémond, Frédéric Grelot, Laure Hossard, and Nina Graveline
In the context of climate change and growing urbanization, farms are expected to face more frequent extreme events (e.g. heat peaks, droughts, frost, hail or floods). Floods being the natural hazard that generates the most damage in the world, we focus our research on the impact of floods on farms and their adaptation to climate change. Flood damage on farms is the result of complex phenomena involving biophysical processes on the one hand, and farmers' decisions on rehabilitation and adaptation on the other. Some impacts are directly visible; others may be delayed and persist over time (Bremond et al, 2013). When they persist over time, they may impact the development trajectory of farms.
For the observation of impacts, there are in fact two challenges: to identify the diversity of impacts and their temporality of occurrence. Field surveys following flood events often focus on short-term damage and on impacts resulting from extreme events, leaving long-term damage and minor events aside. In this paper, we aim to propose a methodology that we are currently implementing to jointly and recursively improve the observation and modelling of flood impacts on agricultural systems. In particular, we wish to define more precisely the diversity of flood impacts and long-term damage on farms by taking into account the development trajectory of farms. To this end, we combine two complementary approaches: observation and modelling.
Our work is implemented in the framework of the system of observations of the impacts of floods (so-ii, http://so-ii.org), in the Greater Montpellier area, coordinated by our team. Based on our experience, we have developed diverse methods for both short-term and long-term monitoring such as: surveys, participative workshops, drone pictures, predictive models. 
To cover on field-observations, quantitative and qualitative surveys have been carried out over the years on the so-ii territory. Interviews took place both after a flood, to gather quantitative data, and several years after a flood (Bremond et al, 2020), to collect quantitative and qualitative data. In parallel, we are exploring the use of drones to gather pictures of plots from post-flood to several years later in order to understand mechanisms behind the impacts of floods on soil, plant material and adaptations. To reinforce long-term monitoring, we have set up a network of impact observers, on the so-ii territory, with whom we agreed to work over the long-term (about fifteen years).
On the other hand, we are working on the use of predictive models to estimate flood damage to farms. For now, 3 models have been developed: floodam.agri (Bremond et al, 2022), R-EVA (Bremond et al, 2012) and COOPER (Nortes Martinez et al, 2021). Each of these models have different application levels (respectively plot, farm and cooperative system) and time-scales which helps for the observation of farm trajectories as a whole.
In conclusion, we will discuss the perspectives and limitations of this approach. We will open up on the perspectives to share our methodology so it can be adapted to other territories by stakeholders who are interested in setting up a similar system of observation.

How to cite: Modjeska, M., Brémond, P., Grelot, F., Hossard, L., and Graveline, N.: Methodology for assessing flood damage to farms: observation and modelling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3834, https://doi.org/10.5194/egusphere-egu22-3834, 2022.

EGU22-3984 | Presentations | NH9.4

Flood impact assessment in urban context: Coupling hydraulic and economic models for a fine scale damage assessment 

David Nortes Martinez, Frédéric Grelot, Cécile Choley, and Pascal Finaud-Guyot

Although the impact of floodwaters on buildings is determined by a series of physical mechanisms that, when triggered, result in a wide range of physical damage to buildings and monetary losses, existing research on the topic appears polarized. The majority of work focuses either on the physical mechanisms that transform contact with floodwaters into damage, omitting the estimation of economic consequences, or on improving the estimation of direct damage, but neglecting the mechanisms mentioned above.

In the work we present here, we seek to reconcile these two approaches to investigate the potential implications of both. We begin by considering the exchange of floodwater through the exterior and interior openings of a building to assess direct material damage and estimate the monetary value of the loss. To do this, we build a building-level simulation model by coupling a hydraulic model and an economic model. Our hydraulic model simulates the flow exchanges and the flood water height between the interior and exterior of the building and between the rooms inside the building. The economic model is based on a decomposition of the building into elementary components (wall material, cladding, insulation, floor, furniture, etc.), identifying the room and the height at which they are located. For each elementary component, the damage is modeled for all combinations of water depth and duration of flooding. 

We use our coupled model to simulate four different scenarios on exemplary buildings. The first scenario corresponds to the classical methodology, with homogeneous water depths outside and inside the building. The other three represent: i) street-to-building exchanges in an open plan building; ii) street-to-building/interior exchanges with closed openings; and iii) street-to-building/interior exchanges with open openings. Designating the conventional method as the baseline, we adopt a comparative approach based on monetary valuation of flood damage costs to determine the magnitude of bias of each alternative scenario. Given the high elasticity that flood damage functions exhibit for shallow water depths, the magnitude of the bias in the monetary flood cost assessment for properties may be non-negligible.

The estimates of monetary costs show heterogeneous results. The magnitude of the bias with respect to the reference situation varies from rather modest to non-negligible. This heterogeneity is related to multiple sources: duration and depth of flooding, condition of openings, location of rooms in relation to the entry of floodwater into the building. These results encourage us to carry out additional analyses with buildings having more varied room layouts, but also to take into account the resistance of materials (partitions and openings in particular). They also seem promising to develop a coupled approach to refine the modeling for the estimation of damages, but also to qualify the danger of buildings in case of structural failure.

How to cite: Nortes Martinez, D., Grelot, F., Choley, C., and Finaud-Guyot, P.: Flood impact assessment in urban context: Coupling hydraulic and economic models for a fine scale damage assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3984, https://doi.org/10.5194/egusphere-egu22-3984, 2022.

The implementation of hydraulic development projects in flood risk prevention policies is based, in France as in many other countries, on a cost-benefit analysis to justify the efficiency of the projects. The methodology of this type of analysis, following the recommendations of the French government, currently only includes the monetary evaluation of material damage. However, numerous post-flood field surveys show that inhabitants can be strongly impacted psychologically even when they are flooded at a low level. It is important to take into account these impacts, such as post-traumatic stress disorder, depression, etc., as they can result in significant costs such as medical expenses, inability to work or pursue domestic or leisure activities, loss of well-being, etc. However, their assessment is difficult as there is currently little empirical data on the psychological damage of flood-affected populations.
 
In order to improve the scope of the indicators of the cost-benefit analysis, various experts on post-flood health impacts, on monetary valuation of health effects and on socio-economic evaluation of flood management projects have been mobilised by the French State. Based on an analysis of the international literature and the expertise of the people called upon, a methodology for the monetary estimation of psychological impacts was produced.
It was designed to be operational, i.e. usable by any project developer in France. This methodology only takes into account post-traumatic stress disorder (PTSD), which is the main psychological damage in the event of flooding. The damage is calculated according to the level of exposure of the inhabitants during each flood scenario, with, for single-storey dwellings, a threshold corresponding to a water height of more or less 1 metre in the dwelling. Different levels of exposure are then assigned a probability of post-traumatic stress disorder as defined in the meta-analysis by Chen et al, 2015. Finally, an average cost of PTSD to the community was defined.
This methodology was then applied to five contiguous case studies in the Or basin (Hérault department, France), where hydraulic projects and cost-benefit analyses had been carried out in 2016. This application shows that taking into account psychological damages compared to other material damages has a very variable effect depending on the case. Moreover, the values of the calculated psychological damages are not directly anticipable in relation to housing damages. Indeed, a dwelling may be less damaged by the project without removing its inhabitants from the floodplain.
 
Finally, the results of this study show the interest of integrating this method of psychological damage assessment in the cost-benefit analysis of projects.
Thus, depending on the nature of the projects, taking into account the psychological impacts can significantly reinforce the interest of a project or, on the contrary, only add a very marginal benefit. We also show under what conditions it can be effectively applied (what data is needed), with a view to anticipating its possible use in non-French contexts.

How to cite: Balzergue, P., Grelot, F., Meurisse, B., and Guéro, P.: Monetary evaluation of the psychological impacts of floods: Lessons from the application of a French methodology for cost-benefit analysis to the Or catchment area (France), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4114, https://doi.org/10.5194/egusphere-egu22-4114, 2022.

EGU22-4599 | Presentations | NH9.4 | Highlight

A cost sharing approach to flood risk management decision-making 

Stefan Walder

The flood event of August 2005 at the river Inn and the actual hazard zone mapping indicated a need for flood protection in the Lower Inn Valley in Tyrol (Austria). To ensure an appropriate protection of settlements, industrial areas and infrastructure up to a return period of 100 years, extensive planning activities for protection and compensation measurements were initiated. In accordance with the Austrian Water Law, a so-called water association was established to bundle decision-making, planning and financing of all protection measurements. The members of the water association are the affected communities and the local operators of infrastructure.
The majority of the cost of flood protection is carried by the federal and state government in Austria. The remaining cost in the Lower Inn Valley has to be divided between the members of the water association.
In order to guarantee a reasonable and fair distribution of costs, as well as voting rights, a specific approach for cost sharing was developed. The allocation of costs and voting rights is based on the protected area and the length of the protected riverbank in the communities. The areas were categorized by actual land use and by the intensity of an expected flood event and weighted respectively in the assessment. Further, the costs for communities were reduced for contributing compensatory measures, such as flood retention space. Operators of infrastructure contribute a fixed share.
In addition to the technical aspects of flood risk management and socio-economic aspects, an essential component in the decision-making is the cost and vote distribution of the affected communities, which thus has far-reaching influence on the entire project.

In this contribution we will detail the fair and specific approach for cost and vote sharing and provide an overview over the process that led to the foundation of the water association. We will report difficulties and the consequences of the chosen approach and give an outlook on the future of the project.

How to cite: Walder, S.: A cost sharing approach to flood risk management decision-making, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4599, https://doi.org/10.5194/egusphere-egu22-4599, 2022.

EGU22-5639 | Presentations | NH9.4

Stepping into the breach: understanding the impacts of defence breach in a UK context 

Douglas Burns and Phil Oldham

Flood defences help mitigate the impacts of flooding on people, properties, and infrastructure. In JBA’s catastrophe flood model for the UK, defences are included to help estimate flood losses for re/insurers. It is important that these defences operate properly, although there is some uncertainty whether defences will continue to offer protection to properties if their condition deteriorates or a flood event reaches a loading greater than a defence was designed to mitigate against. The breach of a defence drastically increases losses to properties local to the point of breach, and representing this in a catastrophe model can help re/insurers better understand the impact defences can have on losses.  

The Environment Agency publish fragility curve data for different types of defence structures, condition grades, and breach mechanisms which estimate the probability of a flood defence failing. Using these data in the catastrophe flood model as part of a probabilistic defence breach algorithm shows that the uncalibrated fragility curves vastly over-estimate the likelihood of defences breaching in the UK, where the condition of defences is generally good and investment is strong. Calibration of the fragility curves is required to accurately reflect the observed rate of breaches given the maintenance regime in the UK. Catastrophe models which have not been calibrated to match observed breach rates could over-estimate loss, this finding is supported by previous research funded by the JBA Trust which concluded the breach rate was being overstated in the NaFRA. We investigate the effect of defence breach in our catastrophe model. 

JBA has developed an ultra-flexible approach to catastrophe modelling, which enables “what if” type questions to be easily answered. Models are configured, built and executed, all at run-time. The modularity inherent in our catastrophe model means that the development and integration of a probabilistic defence breach algorithm is quick and straightforward. The parameterisation of the model makes it simple to select from interchangeable methods, swap input data sources and to set the value of variables. This paradigm is ideally suited for calibrating defence breach parameters and for running different defence breach scenarios effectively. 

By comparing losses modelled with uncalibrated and calibrated defence breach probabilities, we quantify the potential over-estimation of loss when using the input fragility curve data in its published form. In the UK we have relative wealth of information to work with, however defence fragility and breach rates around the world are not well understood and emphasis should be put on the benefits of collecting data to help accurately quantify the effect of proper maintenance and to achieve accurate loss estimates.   

How to cite: Burns, D. and Oldham, P.: Stepping into the breach: understanding the impacts of defence breach in a UK context, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5639, https://doi.org/10.5194/egusphere-egu22-5639, 2022.

EGU22-7021 | Presentations | NH9.4 | Highlight

Impacts of heavy and persistent precipitation on railway infrastructure – insights from the Ahr valley, Germany July 2021 

Sonja Szymczak, Fabia Backendorf, Veit Blauhut, Frederick Bott, Katharina Fricke, Thomas Junghänel, and Ewelina Walawender

Heavy precipitation events are an important trigger for flash floods and landslides on local and regional scale. In contrast to river floods, the enormous erosion potential in catchment areas contributes significantly to the extent of damage of infrastructure located in the valley floors. Due to the mobilisation of large amounts of sediment and deadwood, entrapment occurs at narrow points, e.g. bridges, which can subsequently lead to high flash flood waves, leading to destruction of transport infrastructure located close to rivers and streams. Considering climate change, such events are supposed to increase in the future. Hence, there is an urgent need to increase traffic resilience to this hazard.

This contribution examines the impact of the heavy precipitation event from 14./15. July 2021 on the railway in the Ahr valley in Rhineland-Palatinate, Germany. Large parts of the railway infrastructure were completely destroyed by the flood event. In a first step, a detailed overview of the climatological and hydrological drivers, by means of spatially high-resoluted distribution of precipitation and peak discharges modelling, is given. The event is than compared to past flash flood events of 1910 and 2016 along the Ahr valley. The second step presents a detailed mapping of the damage that occurred along the railway line based on aerial photographs, and addresses the question of the extent to which the railway infrastructure, especially bridges, contributed to the increase in the flood wave and the erosion potential. Based on the analysis, recommendations for action to foster the resilience of railway infrastructure to flash floods are presented, especially the question what magnitudes and return periods of events future dimensioning of railway infrastructure should be based on.

How to cite: Szymczak, S., Backendorf, F., Blauhut, V., Bott, F., Fricke, K., Junghänel, T., and Walawender, E.: Impacts of heavy and persistent precipitation on railway infrastructure – insights from the Ahr valley, Germany July 2021, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7021, https://doi.org/10.5194/egusphere-egu22-7021, 2022.

EGU22-7833 | Presentations | NH9.4

Testing the validity of pluvial flood risk models 

Max Steinhausen, Martin Drews, Morten A. D. Larsen, Levente Huszti, and Kai Schröter

Pluvial floods present an increasing risk in urban environments all over the world. High-resolution, state-of-the-art pluvial flood risk assessments are urgently needed to inform disaster risk reduction measures and climate change adaptation. Still, pluvial flood risk models are generally not empirically tested because of the rarity of local high-intensity precipitation events and/or lack of monitoring and reporting capabilities.

With a combination of Volunteered Geographic Information (VGI) and insurance claims data, we test the validity of hazard, exposure, and multiple vulnerability components of a pluvial flood risk model. As background for our research, we use the city of Budapest, which suffered three heavy rainfall events associated with significant flood damages in just five years (2015, 2017 and 2020). For each pluvial flood event, we collected photographic evidence of flooding from different online media sources, as well as claims data from the Association of Hungarian Insurance Companies (MABISZ) for residential buildings.

Based on the context information shown in the photos, we identified their location in the city through comparison with Google Street View imagery and estimated the associated water depths. These were compared with the results of a generic-type pluvial flood model. The estimation of flood losses revealed spatial patterns of pluvial flood risk in Budapest. We tested the loss estimates against reported loss in the 23 districts of Budapest to better understand the reliability and accuracy of pluvial loss models.

In general, our findings highlight the untapped potential, but also reveal important challenges in using VGI for model evaluation. It is proposed that VGI are used more systematically to improve the confidence in model-based risk assessments for climate change adaptation and disaster risk reduction.

 

How to cite: Steinhausen, M., Drews, M., Larsen, M. A. D., Huszti, L., and Schröter, K.: Testing the validity of pluvial flood risk models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7833, https://doi.org/10.5194/egusphere-egu22-7833, 2022.

EGU22-9848 | Presentations | NH9.4 | Highlight

A new European coastal storm impact database of resources: the ECFAS effort 

Paola Emilia Souto Ceccon, Enrico Duo, Tomàs Fernàndez Montblanc, Juan Montes Pérez, Paolo Ciavola, and Clara Armaroli

Coastal flood events generate important damages and economic losses along European coastlines. Flood risk of low-lying areas, where socio-economic activities are in continuous development and the population density is high, will increase due to the anticipated sea—level rise and the climate change-driven alterations in storminess. Therefore, the study and monitoring of coastal flood hazards and impacts are key for coastal risk managers.

At present, the existing coastal-flood databases collect events, mostly at a national level only (e.g., the Spanish Catálogo Nacional de Inundaciones Històricas) or even at Regional Level (e.g. in Italy in Emilia-Romagna the in-storm catalogue), without following a common methodology. Therefore, these databases might lack homogeneity in terms of scope and completeness. In addition, when there is no familiarity with countries’ institutions and agencies providing the resources, it is difficult to collect information by third parties. The news and social media represent possible sources of information, but some quality control should be performed before taking the data into account.

At the European level, there are a few coastal-flooding databases (e.g., MICORE, RISC-KIT, HANZE) but they share common limitations: e.g. they are not regularly updated or they are not publicly available. Considering these weaknesses, as part of the ECFAS Project (EU H2020 GA 101004211, https://www.ecfas.eu/), a new European database has been developed. Through a robust structure and methodology, rather than collecting already processed information, it aims to collect relevant resources of information on past coastal flood events and related impacts, following a standardized classification and providing brief description of the contents of each resource. In this way, the selection of the proper resources and the elaboration of the information therein contained is handed over to the user of the dataset, that will process/filter the information depending on its specific needs.

The ECFAS database of resources provides source information about coastal events that have generated considerable damages and flooding along the European coastlines in the period between 2010 and 2020. These extreme coastal events are linked with specific areas of interest (sites) thereby generating a test case (i.e., a site impacted by an extreme event), which improves the structure of the database since the same storm can hit different areas and the same area can be affected by different storms. The resources of information collected in the database were classified as news, scientific articles, technical reports, institutional websites, or others. For each resource, after a brief analysis, synthetic information were compiled on associated impacts, flood characteristics, hydrodynamics parameters and weather components specifications during the event. The database will be publicly available at the ECFAS webpage and will be distributed as an Excel Workbook. It currently contains 207 resources of information on 26 test cases (defined by 11 coastal events and 27 sites). In the future, new events, test-sites and test-cases can be incorporated as a new event occurs, making the ECFAS database a “living tool”.

How to cite: Souto Ceccon, P. E., Duo, E., Fernàndez Montblanc, T., Montes Pérez, J., Ciavola, P., and Armaroli, C.: A new European coastal storm impact database of resources: the ECFAS effort, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9848, https://doi.org/10.5194/egusphere-egu22-9848, 2022.

EGU22-9925 | Presentations | NH9.4

A conceptual workflow for cost-benefit analysis of flood polders along the Bavarian Danube. 

Amelie Hoffmann and Daniel Straub

As part of the Bavarian flood protection program 2020plus, a system of controlled flood polders is planned along the Danube River in order to reduce the risk associated with overload flood events and avoid catastrophic flooding. Flood polders work by reducing the maximum discharge during very large flood events, thereby relieving stress on downstream river dikes. Thus, flood polders can effectively contribute to preventing the occurrence of dike breaches.

Since flood polders are expensive to implement, their economic efficiency is investigated using cost-benefit analysis (CBA). The CBA weighs all societal costs against the monetized benefits in the form of an economic efficiency criterion. Different challenges arise in the evaluation. In particular, requirements for data availability and consistency are difficult to meet when evaluating protection measures that are located in and take effect across different agency jurisdictions. Because the CBA has to be conducted within a fixed time frame and budget, it must use models that can work with readily available data. Furthermore, the future effectiveness of flood polders is subject to considerable uncertainty, e.g., concerning return periods of flood events as well as future development of assets, population density and interest rates.

We present a conceptual workflow for CBA of the flood polder program. Its main focus lies on assessing the expected damages, as the reduction thereof is the flood polders’ primary benefit. For this purpose, we perform a comprehensive risk analysis, which involves combining different models for hazard, exposure and vulnerability. The process of hazard analysis is particularly demanding as it includes a catalogue of deterministic flood events routed in a 1D-hydraulic model in combination with a probabilistic dike breach analysis. The large number of hazard areas resulting from different breach locations and characteristics are investigated by means of GIS analysis.

In addition, we highlight the importance of performing sensitivity and uncertainty analysis as part of the evaluation process. This is crucial to address the challenges related to the inherent uncertainties in the occurrence of overload events and future developments as well as model choices, e.g., with regard to model resolution and data sources. We show that the effects of uncertainty on the economic efficiency criterion should be communicated to the decision-makers in order to facilitate robust decisions.

How to cite: Hoffmann, A. and Straub, D.: A conceptual workflow for cost-benefit analysis of flood polders along the Bavarian Danube., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9925, https://doi.org/10.5194/egusphere-egu22-9925, 2022.

EGU22-11295 | Presentations | NH9.4

Evaluating coastal flood impacts at the EU-scale: the ECFAS approach 

Juan Montes, Enrico Duo, Paola Souto, Véra Gastal, Dionysis Grigoriadis, Marine Le Gal, Tomás Fernández-Montblanc, Sebastien Delbour, Emmanouela Ieronymidi, Clara Armaroli, and Paolo Ciavola

Extreme marine storm events have the potential to produce coastal flooding among other hazards. Flood-related impacts are expected to intensify in the future due to climatological factors. Thus, forecasting the impacts generated by marine storms on coastal areas is a key aspect for risk management plans and cost benefit analysis of measures. An integrated approach for the evaluation of coastal flood impacts at the EU scale was developed in the framework of the ECFAS project (EU H2020 GA 101004211), whose main objective is to develop a coastal flood awareness system for the evolution of the Copernicus Emergency Management Service (CEMS).

The approach consists in the integration of literature-based methodologies that were adapted and/or improved to evaluate direct impacts on population, assets (buildings, roads, railways, agriculture, ecosystems, power and nuclear plants) and points of interest. The approach relies on publicly available EU-scale datasets of population, land use/cover, buildings, transport networks, and others. Micro-scale (object-based) and probabilistic methods were applied when data and model availability allowed it, in order to provide a reliable evaluation of the damage and its uncertainty. Otherwise, grid-based exposure methods were used.

A partial validation of the approach was performed by comparing the numerical results with reported qualitative and quantitative information on a few significant extreme events: Xynthia (2010) at La Faute-sur-Mer (France), Xaver (2013) at Norfolk (UK) and Emma (2018) at Cadiz (Spain). At this stage, the impacts were calculated using the LISFLOOD-FP flood maps produced in the framework of the ECFAS project. According to the analysis, this impact approach provides reliable results for the damage to buildings and roads, which represent two of the most important sectors when evaluating flood-related damages. Integrating the ECFAS awareness flood system, this approach will be extensively applied to provide impact results for flood scenarios (1-20 years return period) along the European coastal flood-prone areas.

How to cite: Montes, J., Duo, E., Souto, P., Gastal, V., Grigoriadis, D., Le Gal, M., Fernández-Montblanc, T., Delbour, S., Ieronymidi, E., Armaroli, C., and Ciavola, P.: Evaluating coastal flood impacts at the EU-scale: the ECFAS approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11295, https://doi.org/10.5194/egusphere-egu22-11295, 2022.

EGU22-11423 | Presentations | NH9.4

Inundation Impacts on Agriculture: Reconstruction and Preliminary Findings of the Recent Event occurred along the Panaro River 

Iolanda Borzì, Andrea Magnini, Beatrice Monteleone, Riccardo Giusti, Natasha Petruccelli, Ludovica Marinelli, Marcello Arosio, Alessio Domeneghetti, Attilio Castellarin, and Mario Martina

The estimation of flood damage plays a key role for planning and implementing flood risk prevention and mitigation measures. While many contributions can be found in the scientific literature about inundation damage to buildings and infrastructures, estimation of losses to the agricultural sector is currently poorly discussed. Even if different conceptual or physically based models have been proposed for the agricultural sector as well, studies testing their application to real cases are still not sufficiently abundant due to the difficulties in finding appropriate inundation and damage data. The present work attempts to contribute in this matter by investigating the impacts of a recent inundation event: the selected case study is the flood event occurred the 6th December 2020 in Northern Italy (Emilia-Romagna region), caused by the formation of a breach on the right levee of the Panaro River. The area is mainly devoted to agriculture, with farmers growing prevalently winter wheat, sorghum and forage crops, such as alfalfa. The inundation footprint has been reproduced by means of a detailed 2D hydraulic model settled with HEC-RAS software (v. 6.0). The model focuses on the accurate reproduction of water depth and permanence required for the estimation of damages to agriculture activities. Model validation refers to different observed data: (a) inundation extent, (b) maximum water depth and (c) duration of water presence; data has been collected from various sources: remote sensing images, surveys to local land owners and interviews to authorities involved in the inundation management. Although representative of a preliminary investigation, the study provides additional insights towards a better estimation of potential impacts of inundation events on agriculture activities.

How to cite: Borzì, I., Magnini, A., Monteleone, B., Giusti, R., Petruccelli, N., Marinelli, L., Arosio, M., Domeneghetti, A., Castellarin, A., and Martina, M.: Inundation Impacts on Agriculture: Reconstruction and Preliminary Findings of the Recent Event occurred along the Panaro River, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11423, https://doi.org/10.5194/egusphere-egu22-11423, 2022.

EGU22-12012 | Presentations | NH9.4

Use of blended evidence sources to build a history of flooding impact and an impact severity scale: A case study of Nairobi, Kenya 

Bernard S. Majani, Bruce D Malamud, and James Millington

Many urban areas in the Global South are often data-poor and lacking in longer-term records of the occurrence and impact of natural hazards. Here we explore a methodology for using blended evidence sources to build a history of flooding impacts, along with a hazard severity scale, in Nairobi, Kenya, from 1978 to 2018. The evidence we use to build our Nairobi Flood Impact Database includes existing digital flood databases, newspapers, radio/TV broadcasts, government and NGO reports, peer-review journal articles, insurance company and emergency service records, online website reports, blogs, Google Analytic records and 330 photos/video from social media sources. For each record, we systematically extract from the source material, available information on the flood’s location, timing, and impact, with impact broken up into human (7 subcategories, e.g., fatalities), infrastructure (18 subcategories, e.g., building damage) and environment (6 subcategories, e.g., trees fallen). The resultant Flood Impact database has 1495 entries, which when entries that refer to the same flood event are grouped, result in a total of 354 flood events for 1978 to 2018 (41 years) in Nairobi, a much more extensive record than available previously. The flood database has the largest number of records for 2011 to 2018, given the increased use of social media and newspapers to report flood event impacts in recent years. We also see a peak in the years 1996 to 2000 (when there was a particularly heavy amount of rain due to El Niño) and then again 2016 to 2018. We then develop a five-point Likert scale for evaluating the adequacy of evidence types for recording location, timing and impact of floods. Finally, using a combination of existing impact-related natural hazard scales from the literature and our database, we build a five-part flood severity index combining the different types of impact, ranging from minor to catastrophic floods. Each of the impact types (31 subcategories) from our impact database is given a weighting from which inform this five-point severity index and map this severity index onto selected flood events from our Nairobi Flood Impact Database. Our database was then examined for temporal and spatial clustering in Nairobi and compared to different types of urban built up areas within Nairobi. This research provides a methodology and extensive blended database of the impact of floods over a 41-year period in a data poor area, providing a resource for better understanding the past history of spatial temporal hazard patterns, which can then be further expanded as to the causes, impact and how the flood events were dealt with in terms of recovery, lessons learnt and ways of mitigation and resilience building.

How to cite: S. Majani, B., D Malamud, B., and Millington, J.: Use of blended evidence sources to build a history of flooding impact and an impact severity scale: A case study of Nairobi, Kenya, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12012, https://doi.org/10.5194/egusphere-egu22-12012, 2022.

EGU22-665 | Presentations | NH9.5

“Ion Mincu“ University of Architecture and Urbanism research strategy in the field of disater for protection of natural and built heritage in urban and rural zones 

Maria Bostenaru Dan, Marilena Brastaviceanu, Cristina Olga Gociman, Tiberiu Florescu, Cerasella Craciun, Mihaela Hărmănescu, Adrian Iordăchescu, Sergiu Petrea, Steluța Topalov, Anne Marie Gacichevici, Atena Gârjoabă, and Cătălina Vărzaru

In 2021 a 3 months project with this title, PI the first author, has been funded in the envisaged field A. Revisiting the research strategy of the university – strategic research field. In order to design the strategy in this field, we worked with a template inspired by strategic planning in urban planning. We first reviewed other strategies, such as of the Romanian funding agency, Horizon Europe, and ICCROM. We also reviewed approaches of inter-governmental organisations Romania is part of, other than ICCROM, such as ICOMOS (and the related international scientific committees) or the UN. We looked to centres and their courses in the field. A special attention received the involvement of the civil protection. Our strategy first looked at problems (infrastructure needed) and opportunities (doctorates, including courses at doctorate and masters level, and research projects in the field at the university). The funding opportunities built a separate deliverable, with a learning programme. After this examples of priorities were set. Research objectives and sub-objectives can be formulated according to the discipline, and the project involved indeed six experts from various departments of the university (such as urban and landscape design, technical sciences, architecture design, management of research, and the two doctoral schools, in architecture and urban planning respectively, represented by 5 PhD candidates in the team). The experts could comment on the strategy and show the point of view of their discipline in a conference which took place virtually on 22-23 November 2021 and had over 50 attendants. These objectives are translated in measures packages, which were also exemplified. To these correspond different implementation and consensus means, as well as implementation plans, on different time horizons, also exemplified. This can be best seen in pilot projects. In this case, since it is a strategy for research and not for urban intervention, the focus in choosing pilot projects was on several case studies. At the conference we also had guests: from the university involving other fields (geography), from the Civil engineering University, as well as from abroad (Hungary and Portugal). With the Hungarian Széchenyi István University in Győr there is a memorandum and understanding. Portugal instead built a case study of possible cooperation and future projects. The other pilot was how to write a European project proposal in the field of floods for the city of Giurgiu, based on chief architect experience. The strategy was rounded up by a brief literature list in the field. More about the project and the conference, including programme, here: https://www.uauim.ro/en/research/disasterprotect/

How to cite: Bostenaru Dan, M., Brastaviceanu, M., Gociman, C. O., Florescu, T., Craciun, C., Hărmănescu, M., Iordăchescu, A., Petrea, S., Topalov, S., Gacichevici, A. M., Gârjoabă, A., and Vărzaru, C.: “Ion Mincu“ University of Architecture and Urbanism research strategy in the field of disater for protection of natural and built heritage in urban and rural zones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-665, https://doi.org/10.5194/egusphere-egu22-665, 2022.

Global climate warming and socioeconomic development would significantly increase the frequency and economic losses of extreme flood events in the future. But the overall economic consequences of extreme floods, including direct damages and indirect economic impacts, are rarely explicitly and comprehensively assessed. Furthermore, transportation network not only is one of critical infrastructure assets which are vulnerable to floods but also plays a key role in transporting inputs and products for economic sectors. Therefore, this paper aims to explore the potential effects of 1,000-year extreme storm flood scenario and transportation interruption caused by it on national and local economy, taking Shanghai as study area. By incorporating transportation cost induced demand changes and supply constraints by transport delay of inputs or goods, impacts of transport disruptions are clearly modelled. Moreover, some adaptive behaviors, like import substitution, supplier substitution of inputs, inventories, overproduction capacity, changes of transport modes, earlier start to reconstruction and so on, are also considered in inter-regional input-output (IRIO) model, because of the resilience of economic system. Our main results show that the following: (i) China may suffer substantial indirect economic losses (IELs), more than 1.11 times direct damages, and IELs in Shanghai may account for 27.91%. (ii) More negative economic impacts by transport disruptions spread to other indirectly affected regions, especially neighboring provinces, propagating through supply chain. (iii) Total IELs are very sensitive  to transport delay time, and economic losses from the delay may increase nearly linearly after using up inventories during the disruptions of transportation. Those results highlight the importance of strengthening resilience of the transport system and fast repairs after disaster. Also, results of different hypothetical scenarios show benefits of adaptive strategies, thereby providing some insights into post-disaster economic recovery for related policymakers and stakeholders.

How to cite: Ding, W. and Wu, J.: Inter-regional economic impacts of an extreme storm flood scenario considering transportation interruption: A case study in Shanghai, China, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1047, https://doi.org/10.5194/egusphere-egu22-1047, 2022.

EGU22-2381 | Presentations | NH9.5

Qualitative evaluation of flood induced impacts for roads and railways infrastructures: an operative solution within the MOVIDA project 

Natasha Petruccelli, Alice Gallazzi, Daniela Molinari, Mohammed Hammouti, Marco Zazzeri, Francesco Ballio, Simone Sterlacchini, Armando Brath, and Alessio Domeneghetti

The Po River District Authority has recently signed a research agreement with 20 Italian Universities and the Italian National Research Council (CNR) for updating the Flood Risk Management Plan, in compliance with the European Floods Directive (2007/60/EC). Specifically, the MOVIDA project envisages the efforts of a research consortium dedicated to flood damage modelling (8 Universities and CNR) to provide an Information System capable to perform an analytical evaluation and mapping of expected damage, overcoming the limitations of present maps where the evaluation of risk remains highly qualitative and subjective.      
Proper damage assessment tools were identified for all the five categories of exposed elements foreseen by the EU Directive: population, infrastructures, economic activities, environmental and cultural heritage, and na-tech sites. A dedicated Open Source Geographic Information System (i.e. QGIS plugin) was developed and transferred to Regional Authorities for flood damage evaluation and mapping to all areas at significant risk in the Po District.    
Focusing on road and railway infrastructures, the methodology proposed adopts information coming from different data sources (Regional Geoportals, Open Street Map, etc.) and allows to qualitatively estimate the potential damage impacts of a flood event. Different impact classes (High, Medium, Low and Null) are assigned in relation to the roads category (i.e., Highways, Main, Secondary, Service, Other) or railways type (high-speed train or not), taking into account both the importance of the infrastructure itself (as well as its topographical characteristics: e.g. tunnel, bridge, etc.) and the magnitude of the expected event (i.e., hazard).
The results enable to spatially identify the extent of the impacted infrastructures and the locations of the flooded railway stations, information necessary to identify potential mitigation and support measures to the competent bodies in the organization of the rescue.

How to cite: Petruccelli, N., Gallazzi, A., Molinari, D., Hammouti, M., Zazzeri, M., Ballio, F., Sterlacchini, S., Brath, A., and Domeneghetti, A.: Qualitative evaluation of flood induced impacts for roads and railways infrastructures: an operative solution within the MOVIDA project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2381, https://doi.org/10.5194/egusphere-egu22-2381, 2022.

EGU22-2568 | Presentations | NH9.5

Hydro-meteorological hazards and accidents at overhead power lines 

Elena Petrova

The electric power industry is a key branch of the Russian economy, providing production, transmission, distribution, and consumption of electrical energy, thereby creating the basic conditions for the functioning of the entire economy of the country and the life support of its population. Overhead power lines are mostly exposed to the impacts of various natural hazards and phenomena, especially those of hydro-meteorological genesis. Accidents and emergency situations with power outages triggered by natural hazards and adverse phenomena account for more than a half in the total number of natural-technological accidents registered in the author’s database. The vulnerability of power transmission networks is caused by their large length, covering the entire economically developed territory of the Russian Federation. Throughout their course, power lines inevitably fall into the area of activation of hazardous natural processes and phenomena. The paper aims to reveal regional differences in the accident occurrences due to hazardous natural impacts on power transmission lines, identify principal hydrometeorological factors of these accidents, and find out regions most at risk. The methods used are the geographic and statistical analysis of the information collected by the author in an electronic database on technological and natural-technological accidents and emergency situations. The majority of natural-technological accidents with a power failure are caused by wind loads, which are especially dangerous in combination with other hydro-meteorological factors such as rain, snow, ice and frost deposit, thunderstorm, and hail.

How to cite: Petrova, E.: Hydro-meteorological hazards and accidents at overhead power lines, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2568, https://doi.org/10.5194/egusphere-egu22-2568, 2022.

EGU22-2705 | Presentations | NH9.5

Impact of extreme events on topological robustness of infrastructure networks 

Jonas Wassmer, Norbert Marwan, and Bruno Merz

Climate change is increasing the frequency of extreme weather events such as floods, making their impact on human society and ecosystems increasingly relevant. Extreme weather events can drastically influence the dynamics and stability of networked infrastructure systems like transportation networks or power grids. Local changes in the dynamics can affect the whole network and, in the worst case, cause a total collapse of the system through cascading failures. Hence, methods are needed to understand and prevent such collapses.


In this project, we analyse the influences of flooding events on transportation networks using the Ahr valley flood of July 2021 in Germany as a case study. To this end, we set up a gravity model for road networks to compute the traffic loads. We use satellite data provided by EU Copernicus programme to access information about the state of the road network right after the flooding event. By removing flooded roads from the model, we can estimate the effect on the traffic load and identify secondarily affected roads. This approach enables us to identify and optimise critical links to ensure that affected areas are not isolated after extreme weather events and can receive disaster assistance from surrounding areas.

How to cite: Wassmer, J., Marwan, N., and Merz, B.: Impact of extreme events on topological robustness of infrastructure networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2705, https://doi.org/10.5194/egusphere-egu22-2705, 2022.

EGU22-2918 | Presentations | NH9.5 | Highlight

Indirect consequences of flooding – assessment of service disruption of road transport 

Unni Eidsvig, Kjetil Sverdrup-Thygeson, and Luca Piciullo

Efficient and secure transport networks ensure transportation of goods and people as well as access to essential services such as education, health care and emergency services. Natural hazardous events such as e.g., storms, floods, erosion, landslides, and forest fires might lead to disturbances in road and rail transport lines. The infrastructure users are then left with the choices of postponing or cancelling the trip, taking a detour, changing the mode of transport, or changing the travel destination.

The work described in this abstract proposes strategies for assessment of indirect consequences of extreme events affecting road transport. Functional vulnerability functions, expressing the probability of service disruption as a function of event intensity, are useful in the consequence assessment. The main portion of indirect consequences of a road service disruption stem from additional travel time for the users. The indirect economic consequences depend on the duration and the severity (e.g., full/partial closure) of the service disruption, the quality and capacity of the alternative transportation routes or alternative modes of transportation as well as the traffic volume, traffic composition and the time values related to the users in the affected network.

A case study is provided for simplified assessment of the indirect consequences of flooding on roads in Portugal. The analysis is conducted at a regional scale and is performed within a GIS environment.  The road network was subdivided into links, defined as continuous road segments without opportunities for detours. Flooding of one link would lead to a service disruption within the road network. The flood risk for the exposed links was analyzed as a function of the return period of the flooding, the flood intensities, and the expected duration of the service disruption. Flood hazard maps for different return periods (10-year, 100-year, and 500-year) were combined with a functional vulnerability model relating the flood intensity (flood depth and flood velocity) to a service disruption duration.  The case study categorizes the risk into 3 classes: low, medium and high. For a quantitative risk assessment, the risk classes need to be expressed using a quantitative parameter. Each risk class was quantified as the product of the probability of the flooding, the duration of the service disruption and unit costs of a service disruption. This allows the presentation of risk in terms of expected annual indirect costs associated with flooding.

The research leading to these results receives funding from the European Community’s H2020 Program MG-7-1-2017 Resilience to extreme (natural and man-made) events, under Grant Agreement number: 769255 - "GIS-based infrastructure management system for optimized response to extreme events of terrestrial transport networks (SAFEWAY)". The work is also funded by the Research Council of Norway through the Centre for Research-based innovation KLIMA2050.

 

How to cite: Eidsvig, U., Sverdrup-Thygeson, K., and Piciullo, L.: Indirect consequences of flooding – assessment of service disruption of road transport, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2918, https://doi.org/10.5194/egusphere-egu22-2918, 2022.

EGU22-2965 | Presentations | NH9.5

Climatic risk, resilience, and adaptation of power systems in small-island states: the case of Jamaica 

Aman Majid, Raghav Pant, Tom Russell, and Jim W. Hall

Power networks are critical economic infrastructure and are susceptible to natural hazards, such as hurricanes and floods. Disruptions in power systems due to extreme climatic events can cause major detrimental impacts to social systems and large economic losses, and these may worsen due to climate change. Existing methods can be used to spatially map climate risks in energy systems, understand cascading risks, and quantify expected damages in terms of direct and indirect economic losses. Yet, there is a dearth of methods that link operational models of energy networks with climate risk methodologies, making it difficult to assess the impact of system-level operational changes (e.g., increasing renewable energy system (RES) penetration) on climate risk and resilience. In the context of small-island states, such advances are urgently needed as a precursor to producing robust adaptation plans. 

In this work, we introduce a framework to simulate climatic risks in large-scale power networks under uncertain climatic change. We link a highly resolved power system simulation model with a state-of-the-art climate risk analytical framework. We apply our methodology in a national scale case-study from Jamaica. Our results provide the following key insights:

  • We spatially map climate risks under varying scenarios of climate change to identify the most vulnerable assets in the power network across the island;
  • We quantify the expected direct and indirect damages, as well as the number of customers affected;
  • We simulate operational changes in the power system (e.g., increasing RES penetration, adding transmission capacity, changing utility pole materials) and quantify their impact on the risk profiles, and thus informing adaptation.

Our assessment presents a comprehensive assessment of climate risks across Jamaica, which was produced in conjunction with stakeholders from government, industry, and academia from the region.

How to cite: Majid, A., Pant, R., Russell, T., and Hall, J. W.: Climatic risk, resilience, and adaptation of power systems in small-island states: the case of Jamaica, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2965, https://doi.org/10.5194/egusphere-egu22-2965, 2022.

EGU22-5773 | Presentations | NH9.5

Methodology for analyzing the risk of disruption of overhead power lines in Portugal 

Ana Gonçalves, Sílvia Loureiro, Margarida Correia Marques, Raquel Nieto, and Margarida Lopes Rodrigues Liberato

Power systems, such as power transmission infrastructure - overhead lines, and consumers have been heavily affected by extreme weather events, which are becoming more intense and more frequent. An efficient and effective way to respond to the adverse consequences of EWEs is the risk analysis and the consequent risk management, which play a decisive role in adapting to climate change. The main objective of this work is to present the methodology of the risk analysis of the EWEs on overhead powerlines in Portugal. In this way, the level of risk associated with each of the identified events was classified according to their probability of occurrence and respective consequence (in a risk matrix), and through the cause-and-effect analysis (a diagram) for better understanding. Thus, it is concluded that the wind is the main factor that provoked the disruption of the overhead power lines, between 28% to 40% of analyzed events associated with windstorms. The probability of damage to overhead power lines for the occurrence of compound events (wind and rain) is 21% to 30%, and this fact was verified when it was considered the events of the three or four last extended winters, respectively, for both cases. Therefore, these events represent a critical risk for electrical systems, and it is necessary to continue to develop effective solutions to minimize the associated impacts. Measures and solutions that go through the management of vegetation, the revitalization, the updating, and replacement of the line, the network monitoring, and the preparation of repair teams, among several others.

Keywords: Extreme weather events; Risk assessment; Energy systems; Disruption; Powerlines; Portugal.

Acknowledgments: This work is supported by the Portuguese Science and Technology Foundation (Fundação para a Ciência e a Tecnologia — FCT) through the projects UID/GEO/50019/2019, PTDC/CTAMET/29233/2017 (WEx-Atlantic), LISBOA-01-0145-FEDER-029233, NORTE-01-0145-FEDER-029233 and UIDB/04033/2020 (CITAB). FCT is providing for Ana Gonçalves doctoral grant (2021.04927.BD). The EPhysLab group was also funded by Xunta de Galicia, Consellería de Cultura, Educación e Universidade, under project ED431C 2021/44 “Programa de Consolidación e Estructuración de Unidades de Investigación Competitivas.

How to cite: Gonçalves, A., Loureiro, S., Correia Marques, M., Nieto, R., and Lopes Rodrigues Liberato, M.: Methodology for analyzing the risk of disruption of overhead power lines in Portugal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5773, https://doi.org/10.5194/egusphere-egu22-5773, 2022.

EGU22-7100 | Presentations | NH9.5

Risk of embankment fires for rail traffic systems in Germany 

Frederick Bott, Veit Blauhut, Szymczak Sonja, Hermann Carina, and Benjamin Stöckigt

Embankment fires along railroad infrastructure are a major threat, especially during summer months, and regularly lead to delay and cancellation of rail traffic services. From 2017-2020 the German railroad company “Deutsche Bahn” reported over 1110 embankment fires. With regard to the predicted climate change towards drier and hotter summers in Germany, this number is likely going to increase within the next decades. In order to foster future resilience to this hazard, this study analysed urrent drivers of embankment fires along railroads in Germany and developed an embankment fire risk map for the Germany-wide railway network. Based on incident reports, local exposure and hazard information, Maximum Entropy models were developed to identify major drivers of embankment fire risk, as well as future risk across Germany. Aiming for high spatial resolution (5m²), only a very limited number of events could be used for prediction. Nevertheless, model performances are of good quality. The results highlight the importance of local orography such as slope gradient and orientation, hydro-meteorological conditions as well as distance to urban settlements. A multi-scale analysis approach enables insights to embankment fire risk from local 5m raster scale to a Germany-wide overview with risk aggregated to 5km rail road sections. The Germany-wide risk maps thus presents current hot spot regions, such as Berlin and North Rhine-Westphalia. Zooming in, the high resolved risk maps enable embankment fire risk detection for local action. Considering RCP8.5 scenarios, the potential future will lead to higher risks of embankment fires for large parts of central and southern Germany. This study presents a first attempt to model embankment fire risk country wide at multiple scales. Future work will require more efforts to compile event data with regard to spatial and temporal resolution, but also an extended spectrum of possible drivers.

How to cite: Bott, F., Blauhut, V., Sonja, S., Carina, H., and Stöckigt, B.: Risk of embankment fires for rail traffic systems in Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7100, https://doi.org/10.5194/egusphere-egu22-7100, 2022.

EGU22-11094 | Presentations | NH9.5

Safety assessment of historical barrages and hazard cascades following their failure: the Roggia Morlana case study 

Pietro Giaretta, Tommaso Trentin, and Paolo Salandin

Barrages are low-head dams, used to realize diversion works for irrigation, hydroelectric or human consumption purposes. These in-river structures control the river bed elevation and maintain a prescribed water level upstream, affecting the levees’ elevation too if present. Often, they have been present for a long time (in the examined case centuries) and act as an inherent element of the surrounding environment, representing a constraint for the human activities growing through the years along the river.

The Roggia Morlana barrage, which is located across the Serio River in the Province of Bergamo, northern Italy, has for centuries been a fundamental part of the economic life in the area, thanks to the several artificial canals that supply water for irrigation purposes. In the mid-twentieth century, a maximum capacity of 4500 l/s was derived and distributed in an extensive area of about 4200 hectares, while nowadays this barrage keeps an important role also for hydroelectric power production.

In October 2020, an event led to the collapse of a part of the barrage and to the subsequent lowering of the river bed and destabilization of the banks. In addition to the stop of the hydropower production and the lack in satisfying the irrigation demand, the retrogressive erosion threatened various fundamental infrastructures crossing the river upstream (a gas pipeline, a water main and a bridge), hence a rapid rehabilitation of the barrage was required.

The stability of the restored barrage depends on the flood discharges and on the related scouring phenomena that could take place immediately downstream. With the aim to assess the exposure and vulnerability of this critical infrastructure to the natural hazard, the effects of different riverbed protection configurations are analysed through physical modelling, testing each configuration against flood events.

The area downstream the barrage is subdivided in frames delimited by bottom sills, filled with material. The physical model allowed to evaluate the effectiveness in scouring mitigation using different size of natural stones, put in place as loose boulders or wired in groups. To reduce the amount of damages and increase the resilience of the riverbed protection boulders have been substituted by concrete blocks in some frames. By this way, the goal to shift the scouring phenomena downstream, localizing the maximum scour depth far from the barrage foundations, is fulfilled.

The cost of the restoration obtained via different riverbed protections, increasing with the resilience of the barrage, is compared with the cost of their failure that can cause complex hazard cascades. This is because a failure of the Roggia Morlana barrage does not have consequences only to the hydropower production and irrigation service, but also on the safety of the infrastructures crossing the river upstream, potentially affected by backward erosion phenomena.

How to cite: Giaretta, P., Trentin, T., and Salandin, P.: Safety assessment of historical barrages and hazard cascades following their failure: the Roggia Morlana case study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11094, https://doi.org/10.5194/egusphere-egu22-11094, 2022.

EGU22-11587 | Presentations | NH9.5

Are flood protection infrastructures designed according to risk management criteria? 

Margherita D Ayala, Marcello Arosio, and Mario Martina

Flooding constitutes the most frequent and one of the most destructive natural disasters, and every year it affects millions of people worldwide causing loss of life, disruption of commerce and financial networks, loss of business continuity and essential services. Even in Italy, floods represent one of the most widespread extreme events, increasingly common and hazardous.

Data from recent Italian reports highlight that the amount of money spent for risk prevention -pre disaster- (330 million per year in average) are not at all comparable to 1.9 billion of euros per year for repair damage and recovery, causing 1:6 ratio between pre- and post-disasters costs.
Hence, the necessity of a deep analysis on the economic and technical criteria used to design infrastructures for flood risk protection. The ReNDiS database (Repertorio Nazionale degli interventi per la Difesa del Suolo – National Database of soil protection measures) offers the data for such an analysis and for a comparison between type of hydraulic infrastructures and the risk maps produced by the District Authority.

 Analysis on the type and costs of hydraulic infrastructures are also performed.  Results show that not always risk management criteria are at the basis of the design of flood protection infrastructures.

How to cite: D Ayala, M., Arosio, M., and Martina, M.: Are flood protection infrastructures designed according to risk management criteria?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11587, https://doi.org/10.5194/egusphere-egu22-11587, 2022.

EGU22-11657 | Presentations | NH9.5

Dike Monitoring comparison between thermal camera and DTS systems for drought induced cracks on dikes. 

Leonardo Duarte Campos and Juan Pablo Aguilar López

Cracks occurring on dike surfaces due to droughts, are a big threat for the stability of flood defense infrastructure as they increase infiltration rates and reduce the resistance to mass rotational failure (slope stability). Conventional methods for crack detection heavily rely on visual inspections, drone technologies survey, or destructive techniques such as sampling and trenching. Most of them result sparse qualitative and labor-intensive assessments. Due to the increase of drought and high temperature events during summer, an effective, reliable and sustainable monitoring system for crack detection is of vital importance.

During the period May-September 2021, a semi-full-scale dike prone to cracks, was monitored using Thermal Imaging and Distributed Temperature Sensing (DTS); to collect temperature variations inside of an existing crack and at the surface of the dike. Both instruments were calibrated using temperature data from a TD-Diver datalogger and data from a nearby weather station. From the monitoring campaign it was observed that during daytime, the temperature difference between the dike surface and the crack, due to the solar radiation, becomes negligible when withdrawn from the thermal camera sensor. However, this is not the case for the DTS monitoring system. This pattern is inverted during nighttime for which the temperature differences are much more noticeable in the thermal images. Hence, we propose the thermal imaging and the DTS combined system as a good alliance to detect the spatially distributed formation and development of cracks on dikes.

How to cite: Duarte Campos, L. and Aguilar López, J. P.: Dike Monitoring comparison between thermal camera and DTS systems for drought induced cracks on dikes., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11657, https://doi.org/10.5194/egusphere-egu22-11657, 2022.

EGU22-11662 | Presentations | NH9.5

ML/FOS detection system for drought induced cracks on dikes 

Juan Pablo Aguilar-López and Leonardo Duarte-Campos

Manmade soil-based flood defences are conceived and designed for containing water outside flood prone areas during extreme wet events. However, their reliability is reduced in time due to extreme drought events due to formation of drought induced cracks. While monitoring and maintenance are robustly done by visual expert inspections, they are not sufficiently efficient given the length and heterogeneity of soil retaining defences such as dikes and dams. In the present study, we explore the feasibility of a machine learning based fiber optic sensing system for detecting cracks over heterogeneous soil dikes. The system consists in generating detailed output training datasets from thermal imagery of both cracked and healthy dike soil and combining it with FOS thermal signal for the same exact locations. These datasets were collected during the summer of 2021 in the dike lab testing facility (Flood Proof Holland) from TU Delft in the Netherlands. If successful, the system will allow to use the FOS distributed signal in long dike stretches to detect un-observed cracked locations that present similar FOS signal in space and time. The preliminary results show great potential but it still remains to test it in significantly larger dike stretches and during dryer periods.                 

How to cite: Aguilar-López, J. P. and Duarte-Campos, L.: ML/FOS detection system for drought induced cracks on dikes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11662, https://doi.org/10.5194/egusphere-egu22-11662, 2022.

EGU22-11699 | Presentations | NH9.5

Road network exposure, connectivity and hierarchy as input to assess landslide risk hotspots 

Nuno Marques da Costa, Sérgio C. Oliveira, José L. Zêzere, Paulo Morgado, Jorge Rocha, and Raquel Melo

From the territorial land use planning perspective new urban areas have been safeguarded during the last decades by the Portuguese regulation and practice that consider land use restrictions on landslide hazard prone areas. Nevertheless, the fatalities due to landslides did not reduce in number, mostly due to the occurrence of rapid shallow landslides, affecting people inside buildings and more recently, inside vehicles, as a consequence of the increasing people’s mobility. When the exposure is to deep-seated landslides, structures and infrastructures frequently undergo intense destruction, leading to severe disruption of economic and social activities.

The present work intends to evaluate actual exposure of road network to landslides in the context of a Landslide Early Warning System (LEWS) prototype, developed upon both soft and low-cost technology. To achieve this main goal, three specific objectives were defined: (i) to evaluate the road network exposure considering different road types; (ii) to evaluate the re-routing of circulation for users, the loss of access to functions or services, due to travel time increase; and (iii) to evaluate the road network connectivity hierarchy and its contribute to define landslide risk hotspots for evacuation and rescue access in case of disastrous landslide events.

The study area corresponds to four municipalities (Alenquer, Arruda dos Vinhos, Sobral de Monte Agraço and Vila Franca de Xira) that are partially included in the Grande da Pipa River (GPR) basin, which is one of the most landslide prone areas in Portugal. The road network hierarchy data is based on available official road network maps; the road segment connectivity role in regional network is based on graph analysis; and the landslide risk hotspots - are classified by combining the different types of road segments, the re-routing travel time scenarios and the road network hierarchy and network connectivity function with the shallow and deep-seated landslide maps produced in the context of the BeSafeSlide project.

The final results will be incorporated on the LEWS prototype, which is conceptualized to be people-centred, which means, not specifically focused on hazardous processes, but on reducing exposure and vulnerability, allowing an effective implementation of risk management strategies, contributing for increasing resilience and adaptive capacity building of local communities.

Acknowledgments: This work was financed by national funds through FCT (Foundation for Science and Technology, I. P.), in the framework of the project BeSafeSlide – Landslide early warning soft technology prototype to improve community resilience and adaptation to environmental change (PTDC/GES-AMB/30052/2017), and the Research Unit UIDB/00295/2020 and UIDP/00295/2020.

How to cite: Marques da Costa, N., Oliveira, S. C., Zêzere, J. L., Morgado, P., Rocha, J., and Melo, R.: Road network exposure, connectivity and hierarchy as input to assess landslide risk hotspots, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11699, https://doi.org/10.5194/egusphere-egu22-11699, 2022.

 Abstract

Since earthquake-induced damages have been escalating in recent years, and some structures built in Europe are designed without considering seismic design standards or with considering moderate design standards, seismic evaluation of existing buildings is required to perform (Aftabur & Shajib, 2012; Valentina et al., 2018). Determining safety level of existing buildings and performing appropriate precautions is essential not only to prevent possible life-threatening issues but also to minimize economic losses. There are various methods for determining seismic safety of existing structures. Among these methods, detailed seismic assessment methods are challenging to implement; however, Rapid Visual Screening (RVS) methods are capable to applied relatively simply and in a short time to assess large building stocks. Therefore, existing buildings are needed to be inspected by RVS procedures in order to take necessary precautions before an impending earthquake. This study compares performance of 20 Reinforced Concrete (RC) residential buildings in Gyor, Hungary, by employing FEMA P-154, JBDPA and RISK-UE RVS methods. The assessment results provide a comparison of the employed methods to identify building damage state and provide the insight needed to decide whether additional existing buildings should be examined in order to reduce earthquake-induced damage.

 

Keywords:

Rapid Visual Screening; Reinforced Concrete Buildings; Seismic Assessment; Gyor

 

 

References

Aftabur, R., & Shajib, U. (2012). Seismic Vulnerability Assessment of RC Structures: A Review. International Journal of Science & Emerging Technologies, 4(4), 171–177.

Valentina, P., Georgios, T., & Luisa, R. D. M. D. N. E. S. D. S. M. M. (2018). Building stock inventory to assess seismic vulnerability across Europe (978-92-79-86707-1; No. JRC112031). Publications Office of the European Union. https://publications.jrc.ec.europa.eu/repository/handle/JRC112031

How to cite: Bektaş, N. and Kegyes-Brassai, O.: A case study of comparative seismic assessment of reinforced concrete structures using rapid visual screening methods, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12593, https://doi.org/10.5194/egusphere-egu22-12593, 2022.

EGU22-141 | Presentations | NH9.6 | Highlight

Global urban drought risk 

Tristian Stolte, Hans de Moel, Marthe Wens, Elco Koks, Felix van Veldhoven, Snigdha Garg, Neuni Farhad, and Philip Ward

This study aims to assess current and future global hydrological drought risk for 263 cities around the globe. Preliminary results among 98 cities show that around 73% of them will likely experience an increase in drought costs in the coming decades. Furthermore, they show that current drought costs are on average between USD 8,000 – 32,000 per 1000 citizens per year, which could increase to approximately USD 9,000 – 40,000 by 2050.  Not many studies have focussed on drought risk at the global scale before, and even fewer explicitly consider cities. However, drought events can have profound impacts on urban areas, as is illustrated by past events like those in Cape Town (2015-2018) and São Paolo (2014-2015). Although research has been done on such specific events, their individual results are often difficult to compare. Therefore, we try to enable that comparison by performing a global urban drought risk assessment, which reveals hotspots of urban drought risk and potentially even puts drought risk on the agenda for cities that are not yet aware of the risks they face. In our approach, we focus on hydrological drought, which is the drought type that most directly affects urban water resources. We link surface-water availability with urban-water withdrawals in the water-source locations of the cities, while taking into account water stress and environmental flow requirements. The hazard is dynamic in time, and future scenarios are based on a selection of RCPs. Exposure is represented as the total population in each city, and evolves over time as well, based on several SSPs. From the hazard and exposure, we use global estimates of freshwater replacement costs to calculate drought cost ranges for each city. We also qualitatively add vulnerability by overlaying the cost ranges with several vulnerability indicators to provide bivariate maps of risk for each city. In addition, attempts are made to verify the results with city practitioners as well as to identify several transformative adaptation options for cities.

How to cite: Stolte, T., de Moel, H., Wens, M., Koks, E., van Veldhoven, F., Garg, S., Farhad, N., and Ward, P.: Global urban drought risk, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-141, https://doi.org/10.5194/egusphere-egu22-141, 2022.

EGU22-249 | Presentations | NH9.6

Evolution of multivariate drought hazard, vulnerability and risk in India under climate change 

Sahana Venkataswamy and Arpita Mondal

Changes in climate and socio-economic conditions can induce water stress and threaten water security. India is an agriculture-dependent, densely-populated country undergoing rapid societal developments. For proper mitigation and adaptation planning in India, it is, therefore, important to assess how drought hazard, vulnerability and risk would evolve in future. Earlier studies present projected drought risk over India based on frequency analysis and/or hazard assessment alone. This study investigates future evolution of drought risk integrating vulnerability and hazard information at a country-wide scale under the mitigation (RCP2.6) and medium stabilization (RCP6.0) climate scenarios in combination with Shared Socio-economic Pathway middle-of-the-road (SSP2) socio-economic condition. A multivariate standardized drought index (MSDI) based on joint deficits of precipitation and soil moisture is chosen to characterize droughts. Drought vulnerability is assessed by the Technique for Order Preference by Similarity to an Ideal Solution (TOPSIS) method, a robust multi-criteria decision-making technique, considering indicators that represent exposure, adaptive capacity and sensitivity.  Though there is a reduction in areal extent of high or very high drought hazard classes in the country by approximately 7% in future, possibly due to projected rise in precipitation, the area under high or very high drought vulnerability classes increases by 33% in the worst-case scenario. Parts of West Rajasthan, Odisha, Haryana and West Uttar Pradesh are found to be high risk under all scenarios. Bivariate choropleth plots show that future drought risk is more significantly driven by changes in vulnerability resulting from societal developments rather than climate-induced changes in drought hazard. The present study can aid the administrators, policy makers and drought managers in formulating decision support systems for effective drought management.

How to cite: Venkataswamy, S. and Mondal, A.: Evolution of multivariate drought hazard, vulnerability and risk in India under climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-249, https://doi.org/10.5194/egusphere-egu22-249, 2022.

EGU22-511 | Presentations | NH9.6

Automatized drought impact detection from newspaper articles using natural language processing and machine learning 

Jan Sodoge, Mariana Madruga de Brito, and Christian Kuhlicke

Droughts are expected to increase both in terms of frequency and magnitude across Europe. While they impose diverse impacts on social-ecological systems, most impact assessments focus on particular sectors or economic aspects. Existing multi-sectoral datasets are limited in spatio-temporal homogeneity and scope due to the manual extraction of impacts from text-based sources. To address this, we developed a novel method for the automatized detection of drought impacts based on newspaper articles. By employing natural language processing and machine learning models, our method is able to extract different classes of drought impacts (e.g. agriculture, forestry, livestock) and their geographic and temporal scope from text data. We applied this method to generate a multi-sectoral dataset of drought impacts in Germany between 2000 and 2021. About 41121 articles from different journals were considered. Accuracy levels of 92-96% per impact class were obtained for the automatic classification of the impacts when evaluated on a human-annotated dataset. For validation against independent data, first results show that our method can replicate both temporal and spatial trends. Our approach advances existing techniques because it (1) requires a significantly lower workload, (2) allows addressing large amounts of data, (2) reduces subjectivity and human bias, and (4) is generalizable to other hazard types as well as text corpora while achieving sufficient levels of accuracy. The findings highlight the applicability of natural language processing and machine learning to create comprehensive impact datasets. Furthermore, the generated information can be used for validating drought risk assessments and impact models.

How to cite: Sodoge, J., de Brito, M. M., and Kuhlicke, C.: Automatized drought impact detection from newspaper articles using natural language processing and machine learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-511, https://doi.org/10.5194/egusphere-egu22-511, 2022.

Drought is one of the most complex hydrological and climate disasters, causing damage to ecosystem structure and function. Ecosystem resilience is considered a key concept for understanding and describing the response of ecosystems to drought. Recovery time, as an important measure of resilience, has been widely used to assess ecosystem resilience to drought, but there is a deficiency in distinguishing the difference in recovery time under various drought intensities. On the basis of the existing assessment of drought resilience based on recovery time, we defined a new resilience indicator using an exponentially fitted curve to characterize the relationship between drought intensity and the corresponding recovery time, and the resilience was quantified by the curve area. Resistance represents the capacity of ecosystems to remain stable during droughts, and we quantified the resistance indicator by the ratio of the frequency of no vegetation loss during drought to drought frequencies. Our results showed that the ecosystem resilience to drought increased from arid to sub-humid regions in China’s dryland, and resistance was the lowest in the semiarid region. There was a trade-off between resilience and resistance: grassland had higher resilience and lower resistance than forestland. Drought memory contributed to the high resilience in the case of high drought frequency. These findings enriched the identification of the resilience of ecosystems to drought and the relationship between resilience and resistance and drought frequency in drylands.

How to cite: Yao, Y.: Evaluation of ecosystem resilience to drought based on drought intensity and recovery time, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1958, https://doi.org/10.5194/egusphere-egu22-1958, 2022.

EGU22-2675 | Presentations | NH9.6

Introducing robustness evaluation and archetype analysis in drought risk assessments 

Lorenzo Villani, Giulio Castelli, Luigi Piemontese, Daniele Penna, and Elena Bresci

Droughts have huge negative impacts on livelihoods and economies throughout the world, and climate change is expected to increase their future frequency and severity. For an effective drought management, drought risk assessment is considered of major importance. However, despite the high number of studies, shared and clear guidelines to perform drought risk assessments are missing, undermining the overall reliability of this procedure. A significant limitation common to most drought risk assessments is the lack of any form of validation. Moreover, checking the robustness of the assessment tools is of paramount importance, but appropriate data are usually not available for external validation; hence, internal validations are in many cases the only option. For this scope, we propose a simple but robust uncertainty analysis, using the methodology presented in the “Handbook on constructing composite indicators” of OECD (2008). An additional deficiency of most drought risk assessments is the missing link between the results and possible adaptation strategies. To address this limitation, we propose to use archetype analysis, which is an emerging approach for identifying recurrent patterns within cases and supporting a context-specific generalization of insights.  

The innovations introduced were applied to a drought risk assessment performed for the agricultural systems of five coastal watersheds of central and southern Tuscany, Italy. These watersheds are particularly prone to drought impacts because of the high concurrent water demand for domestic and agricultural uses during the summer months. To allow a better discretization, municipalities were selected as units of analysis. A total of 42 indicators were used to represent drought hazard, exposure, and vulnerability. Multiple drought hazard indicators were selected to estimate both past and future drought hazards, using ready-to-use data from public institutions. Overall, the southern part of Tuscany showed to be the most at risk, in particular the Grosseto province. For the robustness evaluation, we (1) excluded individual exposure and vulnerability indicators, (2) included the excluded indicators with the multicollinearity analysis, (3) assigned different weights, and (4) used an alternative aggregation method to calculate the composite risk indicator. Results in terms of average shifts in rankings and new rankings assigned revealed that the most uncertain parts were the selection of exposure indicators and the assignment of weights, but overall, the rankings were confirmed. The archetype analysis yielded as result seven clusters of municipalities; their characteristics were analysed and tailored adaptation strategies were proposed according to their specific drought risk profiles.

How to cite: Villani, L., Castelli, G., Piemontese, L., Penna, D., and Bresci, E.: Introducing robustness evaluation and archetype analysis in drought risk assessments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2675, https://doi.org/10.5194/egusphere-egu22-2675, 2022.

EGU22-3438 | Presentations | NH9.6

Unravelling the complex interplay between drought and conflict 

Niko Wanders, Jannis Hoch, Sophie de Bruin, Rens van Beek, Halvard Buhaug, and Nina von Uexkull

In the past decade, several efforts have been made to project armed conflict risk into the future. However all of these approaches neglected the impact of hydrological extremes, specifically drought, on potential conflicts. This study broadens current approaches by presenting a first-of-its-kind application of machine learning (ML) methods to project sub-national armed conflict risk over the African continent along three Shared Socioeconomic Pathway (SSP) scenarios and three Representative Concentration Pathways towards 2050 including hydrological feedbacks.

We specifically assessed the role of hydro-climatic indicators as drivers of armed conflict. Overall, their importance is limited compared to main conflict predictors but results suggest that changing climatic conditions may both increase and decrease conflict risk, depending on the location: in Northern Africa and large parts of Eastern Africa climate change increases projected conflict risk whereas for areas in the West and northern part of the Sahel shifting climatic conditions may reduce conflict risk.

With our study being at the forefront of ML applications for conflict risk projections, we identify various challenges for this arising scientific field. A major concern is the limited selection of relevant quantified indicators for the SSPs at present. Specifically, the links between drought and conflicts are mostly region specific and not necessarily well reflected in the available data. Nevertheless, ML models such as the one presented here are a viable and scalable way forward in the field of armed conflict risk projections, and can help to inform the policy-making process with respect to climate security under changing hydroclimatic conditions.

How to cite: Wanders, N., Hoch, J., de Bruin, S., van Beek, R., Buhaug, H., and von Uexkull, N.: Unravelling the complex interplay between drought and conflict, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3438, https://doi.org/10.5194/egusphere-egu22-3438, 2022.

EGU22-4218 | Presentations | NH9.6

Comparing drought indicators and negative impacts for the 2018–19 Central European drought event 

Anastasiya Shyrokaya, Giuliano Di Baldassarre, Gabriele Messori, Ilias Pechlivanidis, Florian Pappenberger, and Hannah Cloke

Despite the scientific progress in drought forecasting, it remains challenging to accurately predict the corresponding impact of a drought event. This is due to the unexplored relationships between (multiple) drought indicators and the impacts across spatiotemporal scales. In this study, we unravel these relationships by analysing the impacts of the severe 2018-2019 drought event in Central Europe. We calculated the Standardized Precipitation Index (SPI) and the Standardized Precipitation Evaporation Index (SPEI) over various accumulation periods, and related the indicators to losses from the European Drought Impact Report Inventory (EDII)1 with a focus on agriculture and water supply. An initial assessment was performed by correlating monthly time series of the drought indicators and the impact data at the EU NUTS1 region level. We further used a Random Forest Model to measure the predictive power of the drought indicators for those impacts.

Our findings reveal significant relationships between the drought indicators and the impacts over different accumulation periods. The analysis also detects region-specific and time-variant differences during the 2018–2019 Central European drought event. As such, our work provides a new framework to unravel the drought indicators-impacts dependencies. In addition, it emphasizes the need to leverage available impact data to increase the capacity to forecast the drought impacts.


1 Last retrieved January 2022

How to cite: Shyrokaya, A., Di Baldassarre, G., Messori, G., Pechlivanidis, I., Pappenberger, F., and Cloke, H.: Comparing drought indicators and negative impacts for the 2018–19 Central European drought event, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4218, https://doi.org/10.5194/egusphere-egu22-4218, 2022.

EGU22-5136 | Presentations | NH9.6

Tailored approaches to analyse cumulative drought-related climate risks and associated impact cascades in Switzerland 

Raphael Neukom, Veruska Muccione, Nadine Salzmann, Christian Huggel, Vincent Roth, and Roland Hohmann

Cumulative extreme events pose substantial risk to society and nature, as they can propagate through various socio-economic systems via process cascades. Adaptation to future climates requires estimations of the likelihood and possible combined impacts of cumulating meteorological/climatic extremes events. Due to the very rare occurrence of low probability events, such estimations remain challenging.

In response to this knowledge gap, a collaborative effort of academic and government institutions at different administrative levels is undertaken. It aims at analysing the potential of such cumulative, complex risks and to suggest actions needed to manage them in Switzerland. The project is based on two case studies, which were developed in collaboration with stakeholders from science, policy making and practice at the national and sub-national level. The case studies assess rare but plausible combined risks of extreme drought events and other meteorological extremes, e.g. heat, as projected by the recently published Swiss Climate Scenarios CH2018. One case study is conducted in the alpine region of southern Grisons, the second one in the urban area of Basel.

Currently, there are only limited approaches available to quantitatively model the manifold cascading effects that may propagate through natural and human systems after the occurrence of combined drought-related extremes. We therefore adapt methods from the field of civil protection and use expert knowledge to develop impact storylines and estimate probabilities and magnitudes of adverse effects on societies and ecosystems.

To estimate the feasibility of a combined drought event leading to the loss of the protective function of forests in the southern Swiss Alps (case study 1), we developed an extensive expert survey. 29 experts from science, administration and practice provided quantitative estimates of drought thresholds and damage probabilities. The survey was split into a top-down and a bottom-up approach, allowing to characterize the possible impacts from two different angles and thereby also assess the robustness of the results.

In contrast, urban areas consist of diverse interlinked systems with very different characteristics, which does not allow to assess impact cascades with a single expert survey. Instead, we used a three-step approach based on semi-quantitative storylines informed by literature and expert interviews. In a first step, experts for individual systems, such as water, transport or health were interviewed about possible weaknesses and blind-spots with regard to the trigger-event. Second, we characterized possible storylines of impact cascades using process diagrams along with quantitative estimates of drought related variables such as river discharge, air and water temperature. In a third step, the plausibility of these storylines was discussed once more with the experts. We report on the advantages and challenges of our approach compared to traditional modelling-based methods in light of transformative adaptation measures to future climates.

How to cite: Neukom, R., Muccione, V., Salzmann, N., Huggel, C., Roth, V., and Hohmann, R.: Tailored approaches to analyse cumulative drought-related climate risks and associated impact cascades in Switzerland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5136, https://doi.org/10.5194/egusphere-egu22-5136, 2022.

EGU22-5841 | Presentations | NH9.6

Upstream-downstream asymmetries of drought impacts in major river basins of the European Alps 

Heindriken Dahlmann, Ruth Stephan, and Kerstin Stahl

Despite their considerable water availability, the European Alps are increasingly affected by droughts. Especially in recent decades, drought impacts have illustrated the regions’ vulnerability, so improved knowledge on the spatial distribution of drought impacts from high elevation headwater regions down to plateau and foothill areas is of tremendous importance. The region has an exceptional data availability including archived drought impact information. It is therefore a good test bed for the often-assumed general hypothesis that drought impacts become more severe downstream. The aim of this study was to investigate whether upstream-downstream differences in the distribution of drought impacts exist in the four major river basins of the European Alps - Rhine, Rhone, Po and Danube. Two different classifications were developed to divide these basins in up- and downstream areas. We based the first classification on the distances to the main sink, and the second classification on human influence. The EDIIALPS database provided quantitative data to analyse the distribution patterns of reported drought impacts from 2000-2020. The results suggest a strong regional variability regarding the temporal and spatial distribution of drought impacts within the individual basins. But they support the general hypothesis: for both classifications the number of drought impacts per area is higher in downstream regions. For the classification based on distances differences are statistically significant for the Rhine and Danube basin. The study provides insight into the spatial distribution of drought impacts in the four major river basins of the European Alps and proves the existence of upstream-downstream asymmetries. The integration of drought indices indicating drought conditions might further explain these differences. Climate change and enhanced cascading effects likely increase these asymmetries and consequently future drought management strategies need to move from emergency actions to better preparedness.

How to cite: Dahlmann, H., Stephan, R., and Stahl, K.: Upstream-downstream asymmetries of drought impacts in major river basins of the European Alps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5841, https://doi.org/10.5194/egusphere-egu22-5841, 2022.

EGU22-8875 | Presentations | NH9.6

Tuning in to drought chatter: Detecting deviation from expectation 

Kelly Helm Smith

Drought has a strong subjective component, incorporating an expectation about how much water there “should” be. Impacts of drought are the downstream effects of a phenomenon that is difficult to bound in space and time, but that propagates through sectors and ecosystems. Data on drought losses with a monetary value, such as commodity crops or energy production, are most readily available. Data on changes to ecosystems and other less coordinated economic activities are harder to find. The Drought Impacts Toolkit (droughtimpacts.unl.edu) curates many sources of drought-impact information. Tools hosted on the site focus on gathering and mapping what people are saying about drought via news stories, social media, crowdsourcing and citizen science. These map layers are independently informative and collectively contribute to a convergence of evidence approach to assessing drought impacts. Each represents a channel of information that captures different sets of motivations and describes drought’s effects at different temporal and spatial resolutions. Quantifying the volume of information on each channel over time -- “chatter” -- provides insight into rising and falling levels of awareness or concern about drought. Analysis of and familiarity with the relationships between what is being said on different channels and at what rates, and how they do and don’t coincide with physical phenomena, is a useful diagnostic approach. It may provide early warning of emerging drought or drought impacts, insights into how people experience the effects of drought from one place to another, underlying vulnerabilities, and potential solutions.

How to cite: Smith, K. H.: Tuning in to drought chatter: Detecting deviation from expectation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8875, https://doi.org/10.5194/egusphere-egu22-8875, 2022.

Effective Drought Index (EDI) was proposed to monitor daily propagations of an emerging drought. The EDI, like other drought indices, uses the last 30 years of the daily precipitation record for the reference period for effective precipitation (EP) climatology, resulting that the drought characteristics can be solely estimated by a recent climatology. To overcome this weakness, this study proposes a self-calibrating EDI, a modified EDI with time-varying EP climatology via the 30-year moving time windows. In this study, the scEDI is calculated from the 240-year daily precipitation records (1777–2020) in Seoul, the south Korean Peninsula, and is compared with and the EDIs with different reference periods. The scEDI successfully adapts multi-decadal variability of precipitation, leading to robust (temporally consistent) estimates of drought severity while the EDIs, particularly with the 1885–1915 (dry) and 1990–2020 (wet) reference periods, over- and under-estimate drought severity, respectively. Furthermore, the droughts estimated by the scEDI are compared with the drought damage records in the Annals of the Joseon Dynasty (1778–1907) and the recent search frequency about droughts in Google and NAVER portals (2016–18) to investigate scEDI threshold values that is linked to actual socioeconomic impacts or favorable drought stages for a high level of drought awareness. Results confirmed that -1.0  and -2.0 of the scEDI can be good threshold values to detect severe droughts that cause socioeconomic impacts for agrarian and industrial societies, respectively. It is also found that the persistent and recovery stage of recent droughts surged the Internet search activities while public interest in drought was low during the onset stage. The findings of this study suggest that the importance of self-calibrating on improving the EDI-based drought assessment.

How to cite: Park, C.-K. and Kam, J.: Impact of Self-Calibrating on the Effective Drought Index: A Case Study of the south Korean Peninsula, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10959, https://doi.org/10.5194/egusphere-egu22-10959, 2022.

EGU22-11138 | Presentations | NH9.6 | Highlight

Flash droughts: bridging the understanding between physical definitions and societal impacts 

David W. Walker, Noemi Vergopolan, Louise Cavalcante, André Almagro, Tushar Apurv, Daniel G. Kingston, Tirthankar Roy, Kelly Helm Smith, and Niko Wanders

The term ‘flash drought’ has become increasingly prevalent in scientific discourse and research on the topic is growing. The corresponding increase in flash drought publications typically presents definitions, mechanisms, detection and monitoring, and forecasting. However, many aspects of flash droughts are less well understood, such as flash drought impacts, especially the socioeconomic and environmental impacts.

Flash droughts tend to be defined from a hydrometeorological perspective as events of rapid onset, rapid intensification, low precipitation and soil moisture, and high temperature. Yet there are similar, often locally named, phenomena around the world with their own specific characteristics and impacts that could be considered flash droughts. Such events may not match literature or index-specific definitions of flash drought, for example due to their very short duration or anthropogenic drivers. Consequently, they may go undetected or unpredicted in the increasingly common global flash drought products and may not be considered in flash drought research.

We, the co-authors (a sub-section of the Panta Rhei ‘Drought in the Anthropocene’ working group), conducted a survey among peers to collect cases from around the world of alternative names, characteristics and impacts of flash droughts. Many regions were represented in the responses and local nomenclature for flash drought-like events were identified, in particular from Brazil, South Asia, Sub-Saharan Africa and Central America.

Maps of flash drought hotspots based on hydrometeorological indices often do not indicate whether anything adverse was experienced on the ground, or overemphasise occurrence where events are unlikely. Therefore, we utilised the survey findings and subsequent investigations to ‘ground truth’ a flash drought hotspots map. We related hotspots to published case studies of drought impacts or existence of local terms for flash droughts. However, mismatches occurred suggesting there are regions potentially experiencing flash droughts that are either not represented in our survey nor in the literature or there are inaccuracies in flash drought hotspot identification.

How to cite: Walker, D. W., Vergopolan, N., Cavalcante, L., Almagro, A., Apurv, T., Kingston, D. G., Roy, T., Smith, K. H., and Wanders, N.: Flash droughts: bridging the understanding between physical definitions and societal impacts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11138, https://doi.org/10.5194/egusphere-egu22-11138, 2022.

EGU22-11185 | Presentations | NH9.6

An agricultural vulnerability assessment to droughts in the Alps: exploring indicators’ contributions at regional level 

Silvia Cocuccioni, Ruth Stephan, Stefano Terzi, Mathilde Erfurt, Kerstin Stahl, and Marc Zebisch

Recent drought events highlighted the vulnerability of the European Alps to unexpected conditions of reduced water availability. The drought conditions led to a wide range of impacts especially affecting agriculture. Impacts were not only triggered by the natural hazard itself but also by the level of regional exposure and vulnerability. Nevertheless, the characterization of the exposure and vulnerability in risk assessments still represents a challenging task due to the specific knowledge needed to depict regional conditions and its sparse quantitative high resolution data.

Our study aims to identify the main indicators affecting vulnerability and explore their contribution to the final drought risk in agriculture. We selected the Podravska region in Slovenia and the Thurgau canton in Switzerland. Both are case studies of the Alpine Drought Observatory Interreg project due to recent drought impacts in agriculture. 

Overall, a total of 31 indicators describing vulnerability to agricultural drought impacts was identified by local experts with 12 common indicators for both study areas. The majority of the indicators was solely identified for either Thurgau or Podravska demonstrating each region's specific characteristics. The indicators covered a broad range of aspects, such as geographic conditions (e.g. elevation, south facing), hydrological aspects (e.g. distance to large water bodies), soil characteristics (e.g. water holding capacity), agricultural practices (e.g. intensive farming), agricultural infrastructure (e.g. irrigation infrastructure), farmers' education, and policies (e.g. compensations). For each indicator we collected quantitative spatial data, removing those for which no information was available. Moreover, we normalized the selected indicators and combined them into final regional maps following two weighting scenarios: the equal weighting scenario, with all indicators having the same weight and the expert weighting scenario, where weights were assigned by the involved experts. In the Thurgau case the experts assigned more weights to the indicators related to the soil characteristics (e.g. “water holding capacity” and “humus content”) while for the Podravska case indicators related to farms position and type (e.g. “accessibility to local food market” and “farm diversification”). Final vulnerability maps for the two weighting scenarios and case studies will provide insights into the main vulnerability hotspot to drought, highlighting the main contributing indicators as well as those indicators initially identified by the experts for which no regional data is available.

Overall, this study highlighted the need of integrating the widely used equal weighting scenarios with qualitative knowledge and narratives from key experts. This approach can improve the understanding of agricultural vulnerability assessments to drought events supporting the implementation of adaptation strategies and plans in the Alpine region.

How to cite: Cocuccioni, S., Stephan, R., Terzi, S., Erfurt, M., Stahl, K., and Zebisch, M.: An agricultural vulnerability assessment to droughts in the Alps: exploring indicators’ contributions at regional level, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11185, https://doi.org/10.5194/egusphere-egu22-11185, 2022.

EGU22-11237 | Presentations | NH9.6

Drought Risk Mapping in Iran Using Remote Sensing Data 

Hossein Aghighi, Abdolreza Ansari Amoli, and Ernesto Lopez-Baeza

A drought risk map has been prepared at the national scale using remote sensing satellite data in Iran by combining output layers resulted from three main components of a risk evaluation procedure including Hazard Quantification (HQ), Vulnerability Assessment (VA) and Identification of Elements at Risk (IER). In this respect, Drought Severity (DS) using the Normalized Difference Vegetation Index (NDVI), Iran land-cover classification map, Iran slope map, population density and irrigated farm percentage in each province are the layers that have been utilised within a Drought Risk Evaluation (DRE) process. The final risk map demonstrates that the north west of the country with a climate corresponding to central European weather conditions has the maximum quantity of drought risk, and the areas with the arid climate mainly located in the middle of Iran have the least amount of drought risk value. The outputs of this research assimilated with the results of a Drought Risk Analysis (DRA) prepared by other disciplines will provide a list of advices to help decision makers to reduce drought risk consequences. Adding other significant satellite data such as precipitation, temperature, soil moisture, drainage density and ground water table will enable researchers to evaluate and map drought risk more accurately.

How to cite: Aghighi, H., Ansari Amoli, A., and Lopez-Baeza, E.: Drought Risk Mapping in Iran Using Remote Sensing Data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11237, https://doi.org/10.5194/egusphere-egu22-11237, 2022.

The increasing drought with rapid onset in a warming climate arouses wide concerns due to its enormous impacts on the terrestrial ecosystem. Despite the duration of flash drought is relatively short ranging from several weeks to months, its legacy effects on the terrestrial ecosystem may remain even after flash drought. Here we use remote sensing observations of Solar-Induced chlorophyll Fluorescence (SIF) and Gross Primary Productivity (GPP) and a land surface model to investigate the negative impacts and legacy effects of flash drought on terrestrial ecosystem productivity. The decline and recovery in observed and modeled terrestrial ecosystem productivity caused by flash drought are more rapid over drier regions, showing lower drought resistance and higher drought recovery. For wetter regions, GPP and SIF over wetter regions show higher drought resistance, whereas they are still lower within 15 days after flash drought compared with their pre-drought level. The resistance of terrestrial ecosystem productivity shows a significant increasing trend during recent decades, which is possibly related to the increased vegetation growth. The legacy effects of flash drought over wetter regions highlight the importance of drought monitoring and forecasting over humid or semi-humid regions

How to cite: Zhang, M. and Yuan, X.: Response and recovery of terrestrial ecosystem productivity to flash drought over China under climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11831, https://doi.org/10.5194/egusphere-egu22-11831, 2022.

EGU22-12065 | Presentations | NH9.6

Understanding better the environmental and landscape impacts of drought on the Horn of Africa Drylands 

Natalia Limones, Marthe Wens, Rhoda Odongo, Anne Van Loon, and Hans De Moel

Droughts cause major impacts on the Horn of Africa Drylands (HAD), but the factors that determine the magnitude of these impacts are not well understood. The focus is mostly on socio-economic impacts, but environmental and landscape impacts are often overlooked, in part because they are not always immediate, or their direct or indirect linkage to drought is not apparent. However, drought-induced natural resources and landscape degradation can hinder agricultural activities, livestock farming, tourism, etc., causing socio-economic problems as well. Therefore, it is important to study environmental drought risk and its drivers.

In this research, we adopt a machine learning approach to estimate the chance of experiencing environmental and landscape impacts, specifically: degradation or loss of vegetation cover, significant land-use changes, increased number and severity of fires and poor air quality events related to dust concentration, in Ethiopia, Kenya and Somalia. We will use fast and frugal trees to link accumulated water deficits, calculated using several meteorological and hydrological drought indices, with observational data on past drought impacts on the landscape and the environment. Impacts are detected with high-resolution remote sensing imagery products (Copernicus Global Land Cover Layers, WAPOR, Sentinel-5P NRTI AER AI and several MODIS products, among others), which have the advantage of providing continuous long-term information at large scales.

The applied supervised machine learning approach objectively selects drought hazard indices (including their time and severity thresholds) with the best predictability for observed impacts, capturing the relationships between hazard indices and impacts in the HAD administrative divisions. This modelling approach allows for the identification of region-specific issues while it guarantees comparability. This makes it particularly useful for this case study, as the studied environmental and landscape impacts may be context- or location-specific and could arise from a mixture of different drought types.

The method aims at understanding if, when and how environmental and landscape impacts occur simultaneously or successively and allows us to uncover their interlinkages with each other and with the different drought types.

How to cite: Limones, N., Wens, M., Odongo, R., Van Loon, A., and De Moel, H.: Understanding better the environmental and landscape impacts of drought on the Horn of Africa Drylands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12065, https://doi.org/10.5194/egusphere-egu22-12065, 2022.

EGU22-12278 | Presentations | NH9.6 | Highlight

Supporting national reporting of drought hazard, exposure and vulnerability to track progress in drought adaptation, mitigation and management 

Lucy Barker, Nathan Rickards, Sunita Sarkar, Jamie Hannaford, Eugene Magee, and Gwyn Rees

Droughts are known to be one of the most damaging and costly natural hazards as a result of their large spatial scale, creeping nature and long duration. They have widespread primary and secondary impacts, and as such, proactive drought management is crucial to mitigate those impacts. In order to do so, it is crucial to understand the drought risk in terms of the characteristics of the drought hazard, who or what is exposed to the drought hazard, and who (or what) is vulnerable to the effects of drought. Drought mitigation, adaptation and management was adopted as one of five strategic objectives under the United Nations Convention to Combat Desertification (UNNCD) 2018-2030 Strategic Framework. Country Parties to the UNCCD agreed a monitoring framework and a range of indicators in order to track progress towards this objective.

Here we present new guidance created to help Parties to the UNCCD report on their progress towards Strategic Objective 3 ‘To mitigate, adapt to, and manage the effects of drought in order to enhance resilience of vulnerable populations and ecosystems’. Progress is monitored using three indicators, characterising the three fundamental components of risk: drought hazard, exposure to drought and vulnerability to drought. The three indicators, as agreed by Parties to the UNCCD, are:

  • Trends in the proportion of land under drought over the total land area,
  • Trends in the proportion of the total population exposed to drought, and
  • Trends in the degree of drought vulnerability.

Acknowledging the need for global applicability, the methods recommended to calculate these three indicators balance state-of-the-art science with relative simplicity, whilst also meeting the requirements set out in official UNCCD Decisions, guidelines of the World Meteorological Organization, and where possible utilising datasets used for other reporting activities (e.g. the Sustainable Development Goals).

The recommended methods for each indicator are illustrated using contrasting case studies from the UK and Thailand, utilising the recommended globally available datasets to calculate the three indicators listed above. In-country data are also used, where available, to calculate the indicators, highlighting the benefits of increased spatial resolution, and/or sensitivity to assessing changes in drought hazard, exposure or vulnerability over time. Finally, opportunities for the future of national reporting on drought risk are discussed.

How to cite: Barker, L., Rickards, N., Sarkar, S., Hannaford, J., Magee, E., and Rees, G.: Supporting national reporting of drought hazard, exposure and vulnerability to track progress in drought adaptation, mitigation and management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12278, https://doi.org/10.5194/egusphere-egu22-12278, 2022.

EGU22-12922 | Presentations | NH9.6

Accounting for spatiotemporal complexities of drought in water accounting to inform integrated drought management 

Sarra Kchouk, Germano Ribeiro Neto, Louise Cavalcante, Lieke Melsen, David Walker, Rubens Sonsol Gondim, and Pieter van Oel

The different existing frameworks of Water Accounting (WA) techniques have proven to be useful tools for managing water in situations of water scarcity. The indices derived from WA procedures typically focus at informing decisions related to two different targets. A first group focuses on estimating water availability in different parts of a river basin. A second group focuses on the effects of human activities (interventions) on the water balance. Both are precious tools for decision making when the water is even scarcer, like in drought situations. However, their frameworks remain limited for an application to drought and drought impacts as it eludes many specificities proper to droughts. The aim of our study is to explore how WA techniques and indices can thus be adapted for integrated drought management. We based our approach on the water-balance data from the Banabuiú River Basin located in the semi-arid and drought-prone Northeast of Brazil. This area is the place of varied agricultural activities, rainfed or irrigated from a dense network of reservoirs. Droughts, from flash droughts to sometimes pluriannual, can affect the water balance of those reservoirs and the basin, and pose a challenge to meet all the agricultural needs. We direct our results towards the investigation of spatiotemporal scale issues. Indeed, water balance assessments often do not consider spatial variations in a river basin area and only report average annual situations. However, the duration of droughts or their impacts can extend beyond this reference period until sometimes becoming persistent to the system. The same applies for spatial-scale issues. Actions and processes happening at different physical scales and levels, inside and outside the basin, can modify the water balance. By addressing these spatiotemporal complexities, we aim to develop indices that will account for the human activities and enable to better inform decisions for integrated drought management.

How to cite: Kchouk, S., Ribeiro Neto, G., Cavalcante, L., Melsen, L., Walker, D., Sonsol Gondim, R., and van Oel, P.: Accounting for spatiotemporal complexities of drought in water accounting to inform integrated drought management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12922, https://doi.org/10.5194/egusphere-egu22-12922, 2022.

Flash floods are among the most destructive natural disasters causing extremely adverse impacts on the lives and livelihoods of people across the world. These events occur due to weather-dependent phenomena like cloudbursts or extreme rainfall characterized by a very short lead time for warning. In recent years, the Indian Himalayan state of Uttarakhand has been experiencing frequent flash flood disasters resulting in massive damage and losses in terms of life and property. To mitigate the damaging effects of these phenomena, there is a need to identify and spatially represent the surfaces/areas prone to excessive runoff due to flash floods. However, the dynamic nature of flash flooding, the complexity of the terrain, and altitude-dependent climatic sensitivity make predicting flooding sites in the region very difficult. Geospatial technology, advanced statistical techniques in conjunction with remotely sensed datasets can be potentially employed to identify the possible areas, which are susceptible to flash flooding. Mandakini River Basin (MRB) is among one of the most flash floods prone basins in Uttarakhand. In this study, Frequency Ratio (FR) and Index of Entropy (IOE) methods have been integrated to make a hybrid statistical model to calculate flash flood potential index (FFPI). Subsequently, assessment and identification of the flash flood susceptible zones were carried out for MRB. In this study, an inventory of locations where flash flood events had occurred in the past was prepared. 70% of these locations were utilized in the training sample and the remaining 30% in the testing (validation) sample. Furthermore, 15 flash flood conditioning factors were utilized for training and testing the model. The results of the model revealed that the areas with high and very high susceptibility account for approximately 9.7% and 17.4%, respectively of the entire study area. The performance assessment of the model was examined by Receiver Operating Characteristic (ROC) curve method for both training and validation event locations. The area under the curve (AUC) values obtained for the success and prediction rates were 0.871 and 0.847, respectively. The final output susceptibility map generated after the analysis depicts the study area in five (very low, low, medium, high, and very high) flash flood susceptibility zones.  As a contribution to devise appropriate basin management plans and mitigate the damage in the highly susceptible areas to flash floods, the present research results may be an important input to disaster governance.

Keywords: Flash flood susceptibility; Flash flood potential index; Frequency Ratio; Index of Entropy; Indian Himalayas

How to cite: Singh, G. and Pandey, A.: Identification of flash flood susceptible zones in a highly complex topography and altitude dependent climatically sensitive Himalayan River Basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-153, https://doi.org/10.5194/egusphere-egu22-153, 2022.

EGU22-438 | Presentations | NH9.8 | Highlight

Projection of future pluvial flood events over Himalayan river basin under CMIP6 climate data 

Antony Joh Moothedan, Pankaj R. Dhote, Praveen K. Thakur, and Ankit Agarwal

A hydrological model conceptualizing a certain rainfall event of a watershed is capable of reflecting the hydrological situation and assessing its response not only for historical but also projected climate data in future. This works presents a futuristic flood discharge estimation using the established event based HEC-HMS model corresponding to the meteorological forcing from shared socioeconomic pathways (SSPs) of Coupled Model Intercomparison Project-6 (CMIP6). The hydrological model was setup for flood-prone Himalayan Beas river basin, India. The calibration and validation of the model was carried out for the rainfall induced flooding events of monsoon 2005 and 2010, respectively. The coefficient of determination (R2) and Nash–Sutcliffe efficiency (NSE) were achieved to be 0.82 and 0.79 for calibration and, 0.84 and 0.80 for validation at Bhuntar station, respectively. An improved carbon simulated CMIP6 rainfall data holding of ACCESS-ESM1.5, after bias correction and downscaling, was used to simulate the flood hydrographs in the Beas basin till 2100. The peak discharges of each decade from 2021 to 2100 was estimated and analysed, for the SSP245 and SSP585 scenarios. For the climate projection scenario SSP245, the peak flood event was estimated to be in July 2068 with peak discharge of 4446.7 m3/s while a SSP585 scenario observed extreme flood event in July 2057 having a peak discharge of 4817.2 m3/s. The estimated discharge magnitudes from SSP245 and SSP585 schemes are comparable to the 562 years and 706 years return period discharges of the basin, respectively. The study also revealed that the frequency of flooding events are maximum in the endmost decade of 2091-2100, with an increasing trend towards the later decades.

Keywords: Flood, Hydrological Model, CMIP6, HEC-HMS, Himalayas, Beas river, Climate data

How to cite: Moothedan, A. J., Dhote, P. R., Thakur, P. K., and Agarwal, A.: Projection of future pluvial flood events over Himalayan river basin under CMIP6 climate data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-438, https://doi.org/10.5194/egusphere-egu22-438, 2022.

EGU22-595 | Presentations | NH9.8

Flood risk assessment framework for Himalayan river basin 

Pankaj R. Dhote, Antony Joh Moothedan, Praveen K. Thakur, and Ankit Agarwal

Increasing rate of flash-floods in Himalayan river basin causes immediate damage to human lives, daily living and infrastructure. The present work proposed flood risk assessment framework by blending the hydrodynamic modelling outputs and risk evaluation concepts. The different notions of risk as in hazard, vulnerability and exposure were evaluated over flood-prone Beas river with focus at Bhuntar, Kullu and Manali. The hydrodynamic model (MIKE 11) was established for 56 km river stretch right from Manali to Bhuntar. The flood depth and flow velocity outputs from the calibrated and validated hydrodynamic model were used for the estimation of flood hazard rating. Vulnerability maps were generated using depth-damage curves prepared by Joint Research Centre, EU, for each exposure of agriculture, settlement and roads. The 100 year return period flood risk maps were prepared and analysed for all the three towns. Key interviews and community focus group discussions were held further to strengthen, compare and verify the achieved outcomes. For a 100 year return period flood risk assessment, a total of 0.054 km2, 0.226 km2 and 0.334 km2 area was flooded and extreme flood risk zones were identified with 4.7%, 6.8%, and 10.9% area of the total inundated area at the settlement regions of towns of Manali, Kullu and Bhuntar, respectively. The area on right bank of the river was inundated severely and got classified into extreme flood risk zones. The major settlements at all the towns under consideration are at the right bank due to relatively flat, low lying terrain leading to the dire risk. The outcome of the work can assist disaster managers and local administrations for flood disaster planning in advance, thus reducing human and economic loss.  Further, flood risk map could serve as catastrophic product to define flood insurance rate for various exposures in floodplain.

Keywords: Flood Risk Assessment, MIKE11, Hazard, Vulnerability, Hydrodynamic Modelling

How to cite: Dhote, P. R., Moothedan, A. J., Thakur, P. K., and Agarwal, A.: Flood risk assessment framework for Himalayan river basin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-595, https://doi.org/10.5194/egusphere-egu22-595, 2022.

Landslide is a disaster which is affecting countries with high-relief topography and large-amount precipitation. A typical example is Bhutan. Major roads are sometimes blocked by landslides caused by monsoon-derived intensive precipitation events. To understand where landslide is prone to occur in Bhutan, we need geographical assessments focused on both of spatial distribution of past landslide mass movements and that of precipitation. In this study, landslide features were delineated from high-resolution satellite imagery and Digital Surface Model (DSM) collected by the Advanced Land Observing Satellite (ALOS) operated by the Japan Aerospace Exploration Agency (JAXA). We define three domains located in different river basins as our study site. They are located in the Mangde river tributary, the Wang river tributary, and the Drangme river tributary. Multiple geographical parameters were calculated from ALOS-derived DSM data; i.e. elevation, slope angle, distance from the river, curvature, topographic wetness index (TWI), stream power index (SPI), and sedimentary transport index (STI). Frequency ratio (FR) was calculated by the number of pixels in each class of parameter to evaluate the geographic conditions that are known to be associated with landslides.

The results show that the FR was greater in places with (1) lower elevation, (2) closer distance from the river relative to the entire watershed, and that landslides are more likely to occur under these conditions in all three study areas. The larger FR at lower elevations is presumably due to other factors, such as weathering, which are affected by elevation. The finding that the FR was larger in the area closer to the river is explained by a hypothesis that erosion of the lower part of the slope reduces the stability of the slope and makes landslides more likely to occur. In addition, representative values of geographical parameters in the study areas were compared with each other. The Drangme river tributary area with the smallest elevation and distance from the river has the largest percentage of landslide features. They indicate the same trend as (1) and (2). Thus, elevation and distance from river are important parameters to know landslide prone area in these districts.

How to cite: Tada, K. and Nagai, H.: Relationship between spatial distribution of landslides in Bhutan and geographical parameters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1857, https://doi.org/10.5194/egusphere-egu22-1857, 2022.

EGU22-3029 | Presentations | NH9.8 | Highlight

Understanding multiscale drivers of natural hazards, cascading failures, and risk management strategies within a multisector system 

Rocky Talchabhadel, Sanjib Sharma, and Saurav Kumar

Deleterious impacts of rapid unplanned anthropogenic disturbances have been compounded by climate change globally. This phenomenon is particularly prominent in the high mountain regions that have suffered a string of cascading hazard-related disasters (CHDs). Recent catastrophic events (e.g., 2013 Uttarakhand Flood, 2021 Chamoli Landslide, and 2021 Melamchi Debris/Flood) have highlighted the need to better understand the complex interactions among human, natural, and engineered systems to inform the design of disaster management strategies. It is crucial to rethink disaster management as a multisystem-connected problem. In such a deeply interconnected system, it is essential to build a systematic framework to reveal linkages and identify spatially and temporally varying risk probabilities. We develop data-driven models that integrate existing hydroclimatic models (e.g., glacial lake outburst flood, landslide, and flood) and data (e.g., NASA Earth Observations) with non-traditional data streams (e.g., Citizen Science and expert knowledge) to investigate connections that lead to CHDs.

Our modeling framework synergistically integrates models and data from different systems using a Bayesian network. The framework will serve as an operational system-of-systems model for the high mountain region that can formalize how Citizen Science and expert knowledge may be utilized with existing models for managing CHDs. Here the experts refer to everyone involved in decision-making, including academic researchers, public agency researchers, policymakers, and managers on the ground. We propose that a cyberinfrastructure should be developed that integrates all data streams and model resources necessary to understand the spatially and temporally varying risks. The cyberinfrastructure will facilitate ‘what-if’ type analysis to understand system dynamics and sensitivity to perturbations that may be used to design mitigation strategies.

 

Case Study

Specifically, we choose Nepal Himalaya where natural hazards and cascading failure are a major concern. The region is characterized by extreme elevation gradient, young and fragile geology, extreme seasonal and spatial variation in rainfall, and diverse human impacts. One hazard often triggers another hazard in the region, leading to cascading disaster. Also, a seemingly non-hazardous series of average events can trigger a chain of events over a long or short time-scale with disastrous consequences. Knowledge and understanding of these connections are essential for planning mitigation measures and improving hazards predictions in the region.

How to cite: Talchabhadel, R., Sharma, S., and Kumar, S.: Understanding multiscale drivers of natural hazards, cascading failures, and risk management strategies within a multisector system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3029, https://doi.org/10.5194/egusphere-egu22-3029, 2022.

Heavy rainfall events in mountainous areas can trigger thousands of destructive landslides, which pose a risk to people and infrastructure and significantly affect the landscape. Inventories of these landslides are used to assess their impact on the landscape and in hazard mitigation strategies and modelling. Optical and multi-spectral satellite imagery can be used to generate rainfall-triggered landslide inventories over wide areas, but cloud cover associated with the rainfall event can obscure this imagery. This delay means that for long rainfall events, such as the monsoon or successive typhoons, landslide timing is often poorly constrained. This lack of information on landslide timing limits both hazard mitigation strategies and our ability to model the physical landslide triggering processes.

Synthetic aperture radar (SAR) data represent an alternative source of information on landslides and can be acquired in all weather conditions. The removal of vegetation and movement of material caused by a landslide alters the radar scattering properties of the Earth’s surface. Landslides therefore have a signal in SAR imagery and the Sentinel-1 satellite constellation acquires SAR images every 12 days on two tracks globally, offering an opportunity to greatly improve the temporal resolution of individual landslides within an inventory whose trigger is poorly constrained in time, typical in regions with long periods of cloud cover. Here we present methods of using Sentinel-1 SAR amplitude time series to constrain landslide timing. Our approach combines three methods based on the change within the mapped landslide in (i) median amplitude versus the background,  (ii) amplitude spatial variability and  (iii) surface geometry. When applied to triggered landslides of known timing in Japan, Nepal and Zimbabwe, we achieved an overall accuracy of 80% when combining ascending and descending SAR tracks.

Further we apply our methods to inventories of monsoon-triggered landslides in Nepal (from 2015, 2016 and 2017) to decipher the relationship between landsliding and  local hydrometeorological conditions. Specifically, we first analysed the spatial and temporal clustering of timed landslides. Then we calibrated satellite-based rainfall with rainfall and/or river discharge gauges to understand the rainfall intensity over various timescales preceding the landslide occurrence retrieved by our method. We conclude with implications for empirical and physical modelling of monsoon-induced landsliding.

How to cite: Burrows, K., Marc, O., and Remy, D.: Dating individual rainfall-triggered landslides with Sentinel-1 SAR time series: Application to the Nepal monsoon, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3928, https://doi.org/10.5194/egusphere-egu22-3928, 2022.

The river morphologies and the associated landscape experience considerable changes in response to landslides and floods. The young and tectonically active Himalayan region is more prone to such natural hazards. The impacts of climate change and anthropogenic activities have further increased the frequency and intensity of such natural disasters in this already active region. These disasters cause vast losses of life, property, infrastructure and disturb the ecological balance. This study explores the geomorphological changes occurring in the downstream river reaches of the Alaknanda River using the Google Earth Engine (GEE) cloud-based computing tool. We extract the active river channel width using Landsat multispectral images. The initial results show considerable changes in width over the years (1990-2021) and the changes start from the knickpoint continuing towards downstream. The changes in the river’s bank line indicate the bank erosion and relocation of sediments along the river, likely supplied by erosion processes at upstream reaches. Here, we try to identify the critical point where the deposition process first starts to highlight the most vulnerable zone geomorphologically. We further check whether there has been an increase in sediment deposition in recent years due to likely increased erosion related to deforestation on higher reaches of the Alakananda catchment. We try to achieve this goal by correlating the river landform changes and land cover changes along riparian areas of the river temporally. Our overall objective is to develop a framework to correlate changes or processes in upstream reaches to depositions or erosions along the downstream sections of a high-energy river.

 

Keywords: Landscape evolution, natural hazards, erosion, deposition, River-line

How to cite: Malakar, B., Ozturk, U., and Sen, S.: The link between downstream river planform changes and upstream changes or processes in high energy mountain rivers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4284, https://doi.org/10.5194/egusphere-egu22-4284, 2022.

EGU22-4333 | Presentations | NH9.8

Multi-Hazard Risk Assessment of Schools in Lower Himalayas: Haridwar District, Uttarakhand, India 

Shivani Chouhan, Aishwarya Narang, and Mahua Mukherjee

The Indian Himalayan Region possesses a unique place among the world's mountain ecosystems. Being a geographic young region and tectonically active, it is subject to multiple hazards and has seen a significant loss of life and property each year. Historically, the Himalayas have been subject to various disasters (earthquakes, landslides, floods, etc.), resulting in devastating socio-economic effects on the country's population, further straining an already stressed economy.

Haridwar, the most populous city in Uttarakhand, attracts tourists from all over the world. It is a state in northern India with young mountains and is affected by multiple disasters every year. Many national and international organizations are doing disaster risk reduction research, studies, and initiatives in the Himalayas.

Educational institutions, such as schools, act as lifeline structures in the case of a crisis. As a result, it's critical to protect these structures for those who rely on the school as a disaster shelter and help center. Schools and hospitals, which are considered lifeline structures, play a critical role in the aftermath of disasters. The essential elements to recognize are coping capability, multi-hazard vulnerability, and their risk should be readily available for better planning and decision-making.

In Haridwar District, multi-hazard risk assessment assessments were undertaken at 50 schools (with 285 building blocks) with the same goal. The hazard assessment is divided into two types: building-level surveys that include Rapid Visual Screening (RVS), Non-Structural Risk Assessment (NSRA), and Fire Safety Audit, and campus-level surveys that include vulnerability analysis for earthquakes, floods, industrial hazards, landslides, and wind. The Rapid Visual Screening will highlight potential weaknesses in a building's wall, roof, site condition, block geometry, foundation, seismic band availability, and other components.

This research aims to find hazard vulnerabilities and overlooked behavioral patterns in the region that raise the multi-hazard risk of the schools and the community. The analysis findings should be utilized to prioritize hazard preparedness, retrofitting, prospective building activities, and decision-making to decrease risk and prepare the school for possible catastrophes.

Multiple surveys are employed in this study to identify deficiencies/gaps in building methods and development patterns in existing Haridwar district schools, and solutions for risk assessment and retrofitting are proposed based on the findings. The research findings can be utilized to prioritize disaster preparedness, retrofitting, future building practices, and decision-making to lower risk and better prepare the school for future calamities.

How to cite: Chouhan, S., Narang, A., and Mukherjee, M.: Multi-Hazard Risk Assessment of Schools in Lower Himalayas: Haridwar District, Uttarakhand, India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4333, https://doi.org/10.5194/egusphere-egu22-4333, 2022.

EGU22-5512 | Presentations | NH9.8

Projection of flood seasonality Changes in the Himalayan Region River due to global warming, taking the Garhwal Himalayas river basin as an example 

Prachi Singhal, Narendra Kumar Goel, Ankit Agarwal, Axel Bronstert, and Klaus Vormoor

The impact of a warming climate on snow- and rain-dominated river basins such as the Garhwal Himalayas basin constitutes both a major research challenge and the potential of a severe socio-economic risk. The particular combination at the Garhwal, of hydrometeorological and hydrographic conditions entails merging and superposing two presently distinct seasonal phenomena: snowmelt induced spring floods and rainfall generated summer floods. This study focuses on the projection of seasonality changes in floods in a Garhwal Himalayas basin under global warming. The research in this context is rather uncertain in the proposed study area of the Himalayas, mainly due to the scarcity and unavailability of long-term and high-resolution meteorological data in that region. But after setting up Automatic Weather Stations and Gauge and Discharge sites in the Garhwal region in 2016, the observed data of the past five years lay the basis for understanding the different flood generating regimes. We have analysed the IMD historical maximum monthly rainfall (1901-2020) and maximum temperature (1951-2020) over the study region and found evidence of shifting of maximum rainfall peak backward up to the month of June and maximum temperature peak shifting forward to June (earlier triggering snowmelt induced peak then); if warmer climate scenarios are experienced in future. We also compared the different precipitation datasets available with respect to the observed data at daily, monthly, quarterly and yearly time scales. Those data are crucial for any analysis of possible changes in seasonal hydro-meteorological conditions. We found that the IMD precipitation dataset matches best the observations and the projected climate ensemble of chosen dataset (NEX-GDDP) required significant correction with respect to observed data to counter underestimation. Therefore, we have used quantile-based mapping to adjust the biased projected climate dataset of NEX-GDDP. Also, the corrected projected precipitation of time window 2071-2099 of RCP 4.5 and 8.5 scenarios is found to be magnitude wise higher than that of the corrected historical time window 1971-2000. This clearly indicates the possible occurrences of changes in floods, though we are well aware about the high uncertainties of projected future precipitation conditions. Thus, our analysis poses the potential of bridging the gaps of understanding different flood generating regimes and their future possibilities for better preparedness against natural hazards in the Himalayan region.

How to cite: Singhal, P., Goel, N. K., Agarwal, A., Bronstert, A., and Vormoor, K.: Projection of flood seasonality Changes in the Himalayan Region River due to global warming, taking the Garhwal Himalayas river basin as an example, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5512, https://doi.org/10.5194/egusphere-egu22-5512, 2022.

EGU22-6457 | Presentations | NH9.8

Natural hazards evolution in a context of climate evolution and infrastructure development: the Kali Gandaki valley case, West-Central Nepal. 

Monique Fort, Narayan Gurung, Rainer Bell, Christoff Andermann, Kirsten Cook, Odin Marc, and Katy Burrows

Highest geomorphic activity in central Nepal is mostly driven by monsoon rainfall, yet the recent development of infrastructure has increased this activity and the risks for the locals and travelers. Our aim is to illustrate recent cascading hazards and their interactions with, and impacts on, socio-economic development along an important road corridor. We focus on the middle Kali Gandaki valley reach, within the High Himalayan Crystalline Series HHC where the river deeply incised and the topography is characterized by steep hillslopes and high relief.  This 20-25 km long reach experiences strong monsoon rainfall enhanced by orographic effects, with rainfall rates >2000 mm/a. In the last years between 2018 to 2021 the monsoon season was very strong and experienced several strong and long lasting rainstorm events with amplified catastrophic events such as debris flows, landsliding and river activities. On the basis of repeated field surveys, satellite images (Pléiades, Sentinel and Planet) analysis, Global Precipitation Measurement (GPM) data, UAV, river flow seismic noise records, we observed that once destabilized, hillslopes and steep, small tributary catchments evolved very rapidly during the years, all the more since road constructions for the upgrading to a 2-lane road contributed to destabilization of the hillslopes. This rapid disequilibrium has several consequences. (1) First it reworked old colluvium deposits, including old landslide material, old glacial and/or fluvial alluvium and related lacustrine deposits, hence revealing a former, complex paleo-topography of this deep valley (as observed north of Ghasa, along the Kahiku khola and Kali Gandaki). (2) Second, in providing looser material, it has accelerated the cascading system and transfer of sediments into the main Kali Gandaki River, as shown in the Rupse site, famous for its waterfall, and that was destroyed by a debris flood (July 20, 2020) generated by intense rainfall that triggered landslides in the upper catchment, with impacts at the junction with Kali Gandaki (destruction of road, bridge, settlements). Similarly, the Thaplyang site, active since 2014, was repeatedly affected by strong rainfall since 2018, with progressive erosion of an old landslide material – the active area increased from 9100 m² (March 2018) to 9600 m² (Oct. 2018) and 32300 m² (Nov 2021) – hence threatening small settlements upstream. (3) Third, the repeated disasters (river bank collapses and settlements destruction; traffic obstruction) affect the tourism economy and development along this major link between south China and north India. Further work, including SAR analyses, is ongoing to better quantify the overall sediment exported volumes and the impacts of this changing geomorphology on future infrastructure development and settlements.    

How to cite: Fort, M., Gurung, N., Bell, R., Andermann, C., Cook, K., Marc, O., and Burrows, K.: Natural hazards evolution in a context of climate evolution and infrastructure development: the Kali Gandaki valley case, West-Central Nepal., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6457, https://doi.org/10.5194/egusphere-egu22-6457, 2022.

EGU22-7804 | Presentations | NH9.8 | Highlight

Numerical weather prediction model outputs define intensity-duration thresholds of extreme-precipitation-induced sediment disasters 

Srikrishnan Siva Subramanian, Piyush Srivastava, and Sumit Sen

Rainfall intensity-duration (ID) thresholds are helpful to estimate the likelihood of natural hazards during extreme precipitation events. Sub-daily time-series of weather data is necessary to define precise ID thresholds of sediment disasters. The Himalayas, vulnerable to extreme precipitation events, experience large-scale sediment disasters, i.e., landslides, debris flows, and flash floods. Present early warning systems currently in operation encounter difficulties forecasting sub-daily time-series of weather due to instrumental and operational challenges. Here, we present a new framework to analyse and predict extreme rainfall-induced landslides using a weather research and forecasting model (WRF) followed by a spatially distributed numerical model. The operational framework starts with the WRF model running at 1.8 km × 1.8 km resolution. Then, the spatiotemporal numerical model for landslide forecasting at the same resolution uses the WRF model outputs. We calibrate the models using Uttarakhand, India's 2013 heavy rainfall-induced landslide events. We perform parametric numerical simulations to identify critical ID thresholds of landslides under different precipitation intensities, i.e., moderate rain, rather heavy, heavy rain, very heavy rain, and extremely heavy rain according to the India Meteorological Department (IMD) glossary. Our analysis opens avenues for integrating the WRF model with rainfall ID threshold-based territorial early warning of landslides. 

How to cite: Siva Subramanian, S., Srivastava, P., and Sen, S.: Numerical weather prediction model outputs define intensity-duration thresholds of extreme-precipitation-induced sediment disasters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7804, https://doi.org/10.5194/egusphere-egu22-7804, 2022.

EGU22-8461 | Presentations | NH9.8

Landslide Susceptibility & Risk Mapping for the Northwest Himalayan State of Uttarakhand 

Arnab Sengupta and Sankar Kumar Nath

Landslide is the most significant natural hazard that causes socio-economic devastation in mountainous terrains around the world. In India, lands of mountains especially the Himalayas are vulnerable to landslide due to the high intensity of seismic shaking, prolonged rainfall and complex lithological setting. In the present study, Landslide Susceptibility Zonation (LSZ) has been carried out using Random Forest technique on Geographical Information System by combining different landslide causative factors i.e. slope angle, slope aspect, drainage density, distance to drainage, elevation, shape of slope, distance to lineament, lineament density, surface geology, soil, geomorphology, landform, rainfall, epicenter proximity, Normalize Differences Vegetation Index, Landuse/Landcover, road density and distance to road are integrated to model Landslide Susceptibility Index, thus classifying the terrain in terms of  ‘None’, ‘Low’, ‘Moderate’, ‘High’, ‘Very High’ and ‘Severe’. It is observed that around 45% of the terrain falls under the ‘High’ to ‘Severe’ landslide susceptibility zones. Receiver Operating Characteristics (ROC) places an 85% confidence level that predicts a strong correlation between LSZ and landslide inventory dataset of the region. Thus, this study suggests that a comprehensive approach for slope failure mapping can be used to develop appropriate mitigational strategies for landslide disaster management in the socio-economic context.

Keywords: Landslide Susceptibility Zonation; Northwest Himalaya.

How to cite: Sengupta, A. and Nath, S. K.: Landslide Susceptibility & Risk Mapping for the Northwest Himalayan State of Uttarakhand, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8461, https://doi.org/10.5194/egusphere-egu22-8461, 2022.

EGU22-8654 | Presentations | NH9.8 | Highlight

Quantifying emerging patterns of greening and browning in the Himalayan region 

Kanwal Nayan Singh, Thomas Nocke, Roopam Shukla, Pawan Kumar Joshi, Ankit Agarwal, and Jürgen Kurths

Himalayan region is a critical part of the globe. In recent years,  vegetation cover in this region is undergoing considerable changes attributed ongoing to climatic and anthropogenic factors. The present study aims to capture the interannual vegetation changes over 19 years and explore how topographic and climatic variables contribute to the observed changes. Satellite-derived Normalized Difference Vegetation Index (NDVI) dataset (2001–2019) was used to examine the spatio-temporal patterns of vegetation in Uttarakhand state in the Indian western Himalayas. Further analysis explored variation across elevation, temperature, precipitation, and vegetation types. Most parts of the Uttarakhand region experienced increasing NDVI trends, particularly in the Needleleaved Evergreen and Broadleaved Deciduous forest types; however, negative trends were observed in shrublands.

How to cite: Singh, K. N., Nocke, T., Shukla, R., Joshi, P. K., Agarwal, A., and Kurths, J.: Quantifying emerging patterns of greening and browning in the Himalayan region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8654, https://doi.org/10.5194/egusphere-egu22-8654, 2022.

EGU22-9009 | Presentations | NH9.8

Forecasting the evolution and growth of glacial lakes 

Aniruddha Saha, Manoj Jain, and Wolfgang Schwanghart

The glaciers in the Himalayas are rapidly retreating. With the increasing loss of glacial mass, there is an increase in the number of glacial lakes and thereby, the potential threat of GLOF (Glacial Lake Outburst Flood) events. We aim to forecast the evolution and growth of proglacial lakes over Gangotri Glacier (Uttarakhand, India). Proglacial lakes are formed by damming action of a moraine, resulting due to retreat of melting glaciers. As the glacier melts and loses its mass, the glacier bed gets exposed, and any possible over-deepening, if available in “thereby exposed bed-topography”, shall act as a bedrock dam, to hold the meltwater, forming a moraine-dammed lake. As the glacier melts, more and more of such bedrock dams shall get exposed. The lakes shall not evolve to the full of its size at once, but slowly and gradually, as it loses the glacier mass above it. The present research aims to identify the potential sites for such glacial lake formation and forecast the growth of each of these lakes over time. This is done in two-fold steps. Firstly, identifying the potential sites of formation of glacial lakes, by preparing the glacier bed topography using the GlabTop2_IITB model. This model has a self-calibration feature, that could calibrate even in the absence of field measurements. Secondly, a glacier evolution model is operated using a simple parameterisation approach, i.e., an empirical glacier specific function is used for updating the glacier surface using the climate model datasets. The updated glacier surface data helps us forecast the evolution and growth of glacial lakes. The spatial distribution of ice thickness for Gangotri was found to be within a range of 19m to 343m for the year 2014, having a glacier volume of 13.49 km3. Fifty potential sites for glacial lake formation were identified using the bedrock topography modelling, having a total storage capacity of 37.04m3. Our results shall help determine the possibility of further expansion of the glacial lakes present and their maximum storage capacities. Having an idea of the formation and growth of lakes in future can help us forecast the: hazard potential of a lake, its flood peak, and the downstream effect of its dam break events as it evolves over time.  

How to cite: Saha, A., Jain, M., and Schwanghart, W.: Forecasting the evolution and growth of glacial lakes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9009, https://doi.org/10.5194/egusphere-egu22-9009, 2022.

EGU22-10956 | Presentations | NH9.8

Site Characterization and Assessment of Probabilistic Seismic Hazard in Northeast India Region 

Anand Srivastava, Sankar Kumar Nath, and Jyothula Madan

Northeast India region presenting the most complex neotectonic assemblage is one of the world’s deadliest seismic territory being struck time and again by devastating earthquakes like the 1897 Shillong earthquake of Mw 8.1, 1934 Bihar-Nepal earthquake of Mw 8.1, 1950 Assam earthquake of Mw 8.7, and 1988 Burma-India border earthquake of Mw 7.2 being triggered from the Shillong, Eastern Himalaya, Mishmi tectonic block and Eastern Boundary zones. Ground motion of an impending earthquake in the Northeast India region is amplified due to trapping up of incident energy in the overburden soft sediments/soils thus necessitating site classification and its characterization to understand Seismic Hazard potential of the region. Shear wave velocity (Vs30) is estimated from empirical relation obtained through nonlinear regression analysis of geology, geomorphology, slope and landform in conforming to NEHRP and UBC nomenclature which together with measured (Vs30)  and liquefaction susceptibility assessment  classifies the region into Site Class A, B, C1, C2, C3, C4, D1, D2, D3, D4, E and F. 1-D nonlinear/equivalent linear site response analysis performed using DEEPSOIL package estimates spectral  site amplification of  4.28 in E/F), 3.64 in D4, 2.95 in D3), 2.91 in D2, 2.80 in D1, 2.71 in C4, 2.29 in C3, 2.16 in C2, 1.98 in C1 and 1.53 in B at corresponding predominant frequencies of 0.76Hz (in E/F), 1.05Hz (in D4), 1.1Hz (in D3), 2.21Hz (in D2), 2.95Hz (in D1), 3.0Hz (in C4), 3.37Hz (in C3), 3.45Hz (in C2), 5.41Hz (in C1) and 4.42Hz (in B) along with the absolute site amplification factor 2.1  in E/F, 1.93 in D4, 1.9 in D3, 1.85 in D2, 1.81 in D1, 1.78 in C4, 1.71 in C3, 1.68 in C2, 1.6 in C1 and 1.56 in B respectively. Surface Consistent Probabilistic Seismic Hazard Assessment of this region for 10% probability of exceedance in 50 years with a return period of 475 years considered both polygonal and tectonic seismogenic sources, wherein the entire region predicted Peak Ground Acceleration (PGA) variation within 0.34-1.88g placing Dispur in the ‘Severe’ hazard regime (PGA:1.5-1.88g) while  Kohima, Shillong, Itanagar and Imphal are in the ‘Moderate’ to ‘High’ hazard (PGA:0.73-1.12g), but Agartala, Aizawal and Gangtok in the ‘Low’ hazard (PGA:0.34-0.73g) domain correlating well with the isoseismal distributions of the great historical earthquakes impeded in this region. The assessment is expected to be useful for updating the urban development plan, developing design principles for future earthquake-resistant structures.

Keywords: Northeast India; Shear Wave Velocity; Site Class; Peak Ground Acceleration; Site Characterization.

How to cite: Srivastava, A., Nath, S. K., and Madan, J.: Site Characterization and Assessment of Probabilistic Seismic Hazard in Northeast India Region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10956, https://doi.org/10.5194/egusphere-egu22-10956, 2022.

EGU22-11104 | Presentations | NH9.8 | Highlight

Liquefaction Potential Assessment of Northeast India Region: Its earthquake and deterministic scenario 

Jyothula Madan, Sankar Kumar Nath, and Anand Srivastava

Northeast India is the most seismically active region being located in Seismic Zone-V and experienced liquefaction phenomenon triggered by large earthquakes with maximum MM Intensity of X. The 1950 Assam earthquake of Mw 8.7, 1897 Shillong earthquake of Mw 8.1, 1869 Cachar earthquake of Mw 7.4 and 1988 India-Burma border earthquake of Mw 7.2 reportedly induced scattered liquefaction phenomenon with the surface exposure of sand boils, ground subsidence and lateral spreading in the Northeast India region. Having a shallow groundwater condition in major populated areas of the region located on the alluvium-rich Bramhaputra river system with deltaic plains, lacustrine swamp and marsh geomorphological conditions, Northeast India region presents a strong case for systematic liquefaction potential modelling using modern multivariate techniques. In the present investigation, we delivered synthesised bedrock ground motion for the aforementioned earthquakes using finite fault stochastic simulation followed by 1-D non-linear/equivalent linear site response analysis using DEEPSOIL module for Site Amplification and Peak Ground Acceleration assessment at the surface. Factor of Safety (FOS), Liquefaction Potential Index (LPI), Probability of Liquefaction (PL), and Liquefaction Risk Index (IR) are estimated to make a more subtle understanding of the severity of liquefaction under the impact of earthquake loading and also to predict deterministic liquefaction scenario in the event of a surface-consistent probabilistic seismic hazard condition at 10% probability of exceedance in 50 years with a return period of 475 years. From the results, it is observed that, ‘Severe’ (LPI>15)  liquefaction susceptible zone exists around the cities of Guwahati and Digboi in Assam, while Silchar and Jorhat are lying in ‘High’ (5<LPI≤15) liquefaction potential zone. Imphal, Agartala, and Itanagar are the other major cities that fall under the ‘moderate’ liquefaction potential (0<LPI≤5) zone. The entire Northeast India region has been classified into ‘Severe’, ‘High’, ‘Moderate’ and ‘Non-liquefiable’ zones based on LPI distribution while the Liquefaction Risk map classified the terrain into ‘Low (IR≤20)', ‘High (20<IR≤30)’ and ‘Extremely High (IR>30)’  Risk zones. The results of this investigation are very useful to identify liquefaction susceptible areas, as well as for future development and planning of cities against liquefaction failure.

 Keywords: Northeast India, Liquefaction, Factor of Safety, Liquefaction Potential Index, Liquefaction Risk Index, Landslide Susceptibility.

How to cite: Madan, J., Nath, S. K., and Srivastava, A.: Liquefaction Potential Assessment of Northeast India Region: Its earthquake and deterministic scenario, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11104, https://doi.org/10.5194/egusphere-egu22-11104, 2022.

EGU22-11477 | Presentations | NH9.8 | Highlight

Numerical Calculations & Scenario Reconstruction of the 7th Feb'21, Chamoli Event-In Terms of Velocity-Energy and Sediment-Water Amount Changes 

Shobhana Lakhera, Michel Jaboyedoff, Marc-Henri Derron, and Ajanta Goswami

Rock falls, rock slides and rock avalanches occurring in glaciated environments and permafrost regions are characterized by their sudden and complex character, high magnitude-mobility and cascading secondary hazards. The flow mobility is enhanced by the presence of ice and snow by up to 25% to 30%, with respect to rock avalanches of comparable magnitude evolving in non-glacial settings. Their dynamics are controlled by interaction between the detached rock and the icy component during all phases of motion, from initiation to the final deposition (Sosio et al., 2015).  The 7th Feb'21 catastrophe in the Upper part of the Chamoli district of Uttarakhand, India was one such event that impacted the catchments of Ronti Gad, Rishiganga and Dhauliganga valleys by a high magnitude debris flow, triggered by a massive rock-ice slide of 25-27 million cubic meters (ICIMOD, 2021; Pandey et al., 2021; Thaiyan et al., 2021; Shugar et al., 2021). The initial rockslide entrained glacier ice and continued as a rock-ice avalanche which fluidized along the path, evolving into a massive debris flow, traversing 21-22 km downstream in around 16 to 18 minutes (ICIMOD, 2021; Pandey et al., 2021; Thaiyan et al., 2021; Shugar et al., 2021). It destroyed two hydroelectric projects (HEP) enroute, and killed more than 100 workers at the Tapovan HEP. This also led to the formation of the lake at the confluence of Ronti Gad and Rishiganga and a small lake was also observed at the confluence of Rishiganga and Dhauliganga, which was instantaneously breached. This event accentuated the fragility of the Indian Himalayas and its complex periglacial terrain.

In the present work, we try to numerically and conceptually reconstruct the cascade from the initial rockslide to 21 km downstream, till the Tapovan HEP. We segmented the flow path into four major sections based on: i) gradient changes; ii) observed flow physical parameters; iii) channel characteristics; iv) erosion-deposition and entrainment. For each of the four sections, we present the section wise peak velocity and energy calculations based on the fundamental Voellmy-Perla equations and present the result as profile graphs to better understand the velocity-energy changes along the longitudinal profile of the flow path. Next, we estimate the section wise sediment-rock to water amount at the end of each section, using pre-post DEM profile-differencing, satellite images and field data, based on certain logical assumptions. Thus, proposing the plausible stepwise processes and sediment-water interaction as occurred on the morning of 7th Feb'21. The results, hence obtained were found to be in-line with the available literature and were able to logically justify the so-far-known event parameters. Future work is intended on better validation of the obtained results by using flow models. Thus, aiming to better comprehend and understand such events in the complex Himalayan terrain and being able to predict and mitigate them in the future.

Keywords: Rockslides, rock falls, rock avalanches, debris flows, hydroelectric projects, Indian Himalayas, Glacier, Climate change

How to cite: Lakhera, S., Jaboyedoff, M., Derron, M.-H., and Goswami, A.: Numerical Calculations & Scenario Reconstruction of the 7th Feb'21, Chamoli Event-In Terms of Velocity-Energy and Sediment-Water Amount Changes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11477, https://doi.org/10.5194/egusphere-egu22-11477, 2022.

The Himalayan region is a seismically active belt of arc length 2400 km extends spatially from Indus river valley (western region) to Brahmaputra river valley (eastern region) India. The Central Himalayan region, along with its neighboring area is known to be the part of the `Alpine-Himalayan global seismic belt', a seismically active area of the world. In the past (1897, 1905, 1934, and 1950) four great earthquakes have triggered in this region with a magnitude higher than M =8.0. The 2015 (M = 7.8) Gorkha Nepal earthquakes call attention to the need for a more accurate understanding of seismic characteristics in the Central Himalayan region. In the present study, analysis of spatial variation of seismic activity in the Central Himalayas covering the Indian state of Himachal Pradesh, Uttarakhand and Western part of Nepal is done by analyzing the variation of seismic parameters and fractal dimension (Dc) using the updated and homogeneous earthquake catalogue of the study area. Considering the earthquake distribution and tectonic features, the central Himalayas is divided into 12 seismic source zones. For the comparison of the seismicity between each seismic source zone, seismic parameters such as seismic activity rate (λ), maximum possible earthquake magnitude (Mmax), and `b-value' are calculated. The b value varies from 0.7 to 1.05 in the study area and clustering of seismic event is prominent in western part of Nepal The seismotectonic stress variations in Central Himalayas are indicated by the estimated values of b and Dc. The calculated seismic parameters can be used directly for seismic hazard analysis of the study area.

Keywords: Seismicity; Himalayas; Fractal Dimension; Frequency Magnitude Distribution

How to cite: Kumar, S. and Sengupta, A.: Analyzing The Seismic Behavior of Central Himalayan Region Using Frequency Magnitude Distribution and Fractal Dimension, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12715, https://doi.org/10.5194/egusphere-egu22-12715, 2022.

Buraydah is the capital city of Al-Qassim Region and located in the northcentral of Saudi Arabia at the heart of the Arabian Peninsula. Buraydah lies at equidistant from the Red Sea to the west and Arabian Gulf to the east. It is a part of the Buraydah quadrangle. The entire Buraydah quadrangle is underlain by Phanerozoic sedimentary rocks of the western edge of the sedimentary basin that occupies the Arabian shield. These sedimentary rocks are cropped out and have been separated by depressions of varied width commonly occupied by eolian deposits (nafud). Buraydah quadrangle is part of Unayzah Formation. In general, the Unayzah Formation is composed of cycles of cross-bedded, fine to coarse grained quartz sandstones, siltstone, vary colored clay stones, and thin beds of argillaceous limestone. Such deposits cover a substantial area in the eastern part of the quadrangle. Buraydah has a hot desert climate (Köppen climate classification BWh), with long, extremely hot summers and short, very mild winters. Precipitation is very low, which falls almost entirely between November and May, leaving summers extremely dry. The city is known for its dates festival which is the biggest in the world with various types of dates, it’s called the city of dates. On November 8, 2021, the United Nations Educational, Scientific and Cultural Organization "UNESCO" included the city of Buraydah within the UNESCO Network of Creative Cities, in the field of gastronomy. It has experienced a very high rates of population growth, in 2010 it was 614,093 growing to an estimation of 745,353 in 2021. The sewage services of Buraydah is still under processing. The main procedure applied there is digging and rebuilding a wide hole in front of each building to collect the sewage water in it and artificially dewatered by time to time. Different types of geological hazards are noted including land subsidence and earth fissures, sinkholes, expansive soils, and flash floods. A wide variety of recent geological hazards have been reported in several areas, causing significant human and property losses. Human activities, most notably groundwater extraction, infrastructure development, and agricultural activities, have induced unstable conditions.

How to cite: AlHumidan, S.: Geological Risk Hazardous Potentials of Buraydah City, Saudi Arabia , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-718, https://doi.org/10.5194/egusphere-egu22-718, 2022.

EGU22-1640 | Presentations | NH9.9

Past and predicted climate change impacts on heat-related child mortality in Africa 

Sarah Chapman, Cathryn E Birch, John H Marsham, Cherie Part, Sari Kovats, and Shakoor Hajat

Children (< 5 years) are highly vulnerable during hot weather, however the impacts of past and future warming on child mortality has never been estimated. Here, we use CMIP6 global climate models to quantify, for the first time, the heat-related child mortality that has already occurred (1995 – 2020) in Africa due to climate change, as well as estimate future burdens (2020 – 2050). By 2009, heat-related child mortality was already double what it would have been without climate change and outweighed any contributions from general improvements in development. Under a high emission scenario (SSP585) mortality will double by 2049 compared to 2005 - 2014. Mitigation will save lives; if 2050 temperature increases are kept to 1.5ºC, approx. 3900 – 6300 children could be saved annually in Africa compared to the SSP585 scenario. Our findings support the need for urgent mitigation and adaptation measures to save lives now and in the future.

How to cite: Chapman, S., Birch, C. E., Marsham, J. H., Part, C., Kovats, S., and Hajat, S.: Past and predicted climate change impacts on heat-related child mortality in Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1640, https://doi.org/10.5194/egusphere-egu22-1640, 2022.

The Himalayan State of Sikkim is prone to some of the world's largest landslides which have caused catastrophic damages to lives, properties and infrastructures in the region. The state capital, Gangtok, has experienced rapid population growth over the last decades. The rate of urban expansion has led to encroachment and development on unstable slopes and unplanned construction and frequent violation of building by-laws and regulations. Significant areas of the city experience constant displacement due to the presence of relatively weak rock formations comprising of schists and phyllites. While some urban areas have been completely abandoned due to the structural damages in residential housing, schools, and office buildings, often these buildings are simply repaired or replaced.

Gangtok is draped over several relatively steep hillsides. In this study, we have used synthetic aperture radar interferometry (InSAR) to understand the patterns of displacement better, highlighting areas prone to landslides. The rates of movement of these highly urbanized unstable areas have been measured using data collected by the Sentinel-1 satellites between 2015 and 2021. Field investigations have also confirmed the ongoing ground surface displacements shown in the InSAR results.

Discretely bounded areas in Gangtok are moving at rates sometimes exceeding 12 cm/year. In this study, we concentrate our analysis on three landslide areas where people are residing: Tathenchen, Chanmari and Upper- and Lower-Sichey. In each of these areas, movement is continuous throughout the year. However, distinct periods of acceleration and deceleration are clearly linked to seasonal monsoon rainfall. For example, the velocity of the Upper Sichey landslide varies from about 3 cm/year to 7 cm/year, with peak velocity being reached shortly after peak precipitation each year. In addition, less than half of households in the region are connected to a wastewater network, resulting in significant amounts of water seeping into the local ground.

The type of displacement information obtained by InSAR monitoring is helpful for developing effective mitigation strategies that can limit landslide damage. For example, while rainfall cannot be controlled, better drainage networks can mitigate the local effects. In a broader perspective, the data can be used within urban development planning to identify risk areas and monitor potential zones of catastrophic collapse.

How to cite: Dehls, J. F. and Bhasin, R. K.: Living on landslides: seasonal rainfall effects on rates of movement in highly urbanized unstable areas in Gangtok, Sikkim Himalaya, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1661, https://doi.org/10.5194/egusphere-egu22-1661, 2022.

EGU22-2982 | Presentations | NH9.9

Hotspot identification using high-resolution floating population. 

Je-Woo Hong and Jin Han Park

Using high-resolution floating population (50 m) data, heatwave hotspots in a city (Gimhae, Gyeongsangnam-do Province) in Korea are identified. So far many assessment tools (ex., VESTAP for vulnerability and MOTIVE for potential impact in Korea) show only low-resolution results (>1 km, or one result for administrative district). Therefore, most stakeholders for adaptation have difficulty making a decision such as a location decision for a new cooling center and/or shelter for citizens. Simply, we overlap GIS data including a daytime (11:00-16:00) floating population (50 m) based on mobile communication volume, vegetated area and in-land water with 100 m of effective radius, and location of cooling centers with 300 m effective radius. As a result, we find 20 priority locations for heatwave hotspots in a city. This study is supported by “Basic Study on Improving Climate Resilience” (2021-001-03), conducted by the Korea Environment Institute (KEI) upon the request of the Korea Ministry of Environment.

How to cite: Hong, J.-W. and Park, J. H.: Hotspot identification using high-resolution floating population., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2982, https://doi.org/10.5194/egusphere-egu22-2982, 2022.

EGU22-2983 | Presentations | NH9.9

Temporal changes of heat-attributable mortality in Prague, Czech Republic, over 1982–2019 

Ales Urban, Osvaldo Fonseca-Rodríguez, Claudia Di Napoli, and Eva Plavcová

While previous research on historical changes in heat-related mortality observed decreasing trends over the recent decades, future projections suggest increasing impact of heat on mortality in most regions of the world. This study aimed to analyse temporal changes in temperature-mortality relationships in Prague, Czech Republic in the warm season (May-September), using a daily mortality time series from 1982 to 2019. To investigate possible effect of adaptation to increasing temperature, we divided the study period into four decades (1980s–2010s). We used conditional Poisson regression models to identify decade-specific relative risk of heat-related mortality and to calculate the annual number of heat-attributable deaths and the heat-attributable fraction of total warm season deaths. We estimated their trends over the whole study period by a generalized additive model with non-parametric smoothing spline. Our results showed that the unprecedentedly hot 2010s was associated with approximately twice as large relative risk of heat-related mortality than in previous decades. This resulted in the reversal of the trend in heat-attributable mortality in the 1990s and its increase during the last two decades. Our findings highlight the importance of further improvement of adaptation measures such as heat-and-health warning systems to protect the heat-susceptible population.

How to cite: Urban, A., Fonseca-Rodríguez, O., Di Napoli, C., and Plavcová, E.: Temporal changes of heat-attributable mortality in Prague, Czech Republic, over 1982–2019, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2983, https://doi.org/10.5194/egusphere-egu22-2983, 2022.

EGU22-3167 | Presentations | NH9.9

Impacts of climate change and urban heat island on mortality risk: summer average vs. extreme heat events 

Wan Ting Katty Huang, Gabriele Manoli, Isobel Braithwaite, Andrew Charlton-Perez, Christophe Sarran, and Ting Sun

Climate change is expected to increase heat-related mortality risks. However, mortality risks associated with cold weather, which can also occur during summertime, are expected to decrease. The overall impact of temperature changes on summer average risk may therefore evolve differently than the risk associated with heat extremes. A similar, though less pronounced, picture can also be painted for the impact of urban heat island on mortality risk. In two separate studies, we highlight the differing impacts of warming on summer mean versus extreme heat-related mortality risk. Factors such as the local climate and vulnerability to heat play a role in mediating the net summer average impact, while a clear enhancement of risk during extreme heat events is expected in association with both climate change and urban heat island effects. These findings provide a more comprehensive picture of the potential impact of climate change and urbanisation on summer temperature-related mortality risks, which may be relevant for adaptation and mitigation strategies.

How to cite: Huang, W. T. K., Manoli, G., Braithwaite, I., Charlton-Perez, A., Sarran, C., and Sun, T.: Impacts of climate change and urban heat island on mortality risk: summer average vs. extreme heat events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3167, https://doi.org/10.5194/egusphere-egu22-3167, 2022.

EGU22-3600 | Presentations | NH9.9 | Highlight

Urbanisation in flood-prone areas, hydraulic infrastructures and economic evaluation 

Frédéric Grelot

Following the example of pioneering countries (UK, USA in particular), since 2010, in France, local managers have been required to justify the efficiency of hydraulic infrastructure projects (dyke, dam, etc.) for flood prevention in order to claim subsidies granted by the State. The efficiency assessment must be carried out according to a cost-benefit analysis (CBA) respecting the State's recommendations. Among these recommendations, it is required to estimate the impact of the project on the monetised damage of floods (difference in mean annualised damage between the reference situation and the situation with the project). This recommendation has led to many advances in French flood damage modelling practice. 

The French government also requires that a so-called "constant land use" assumption be made. In concrete terms, this means estimating damage by considering that the land use remains "frozen" in the state it is in at the time of the study. This assumption greatly facilitates the implementation of the method, as it makes it unnecessary to make projections on the evolution of land use, either in the reference situation or in the project situation. The main reason for this recommendation is not that, but that the State considers that anticipating changes in land use as a result of the project would be contrary to the policy of regulating land use in flood-prone areas that it has been pursuing since the early 1980s. At the same time, the French government is pursuing a policy to encourage territories not to rely entirely on hydraulic infrastructures, by promoting so-called integrated flood management projects (combining crisis management, control of land use and adaptation of existing stakes). In practice, the "constant land use" assumption is not verified, even less so on the time scale of the economic evaluation. It is very common that the installation of a hydraulic infrastructure is associated with an intensification of urbanisation in the newly protected area, less so with a disuse of the area.

The objective of our work is to show how relaxing the "constant land use" assumption in the economic evaluation based on the estimation of flood damages can, contrary to the fears expressed by the French State, allow to better clarify the irrelevance of focusing exclusively on structural solutions, without questioning the interest of controlling the use of flood-prone areas. To this end, we show how to relax this assumption in practice within the framework of a CBA. Then, based on a database of about 200 CBAs carried out to obtain subsidies over the last 10 years, we analyse the influence of the "constant land use" assumption on the estimation of the efficiency of projects.

In perspective, we argue that relaxing this assumption could also allow to enter a virtuous circle of knowledge production by encouraging the consolidation of the understanding of the co-evolution of urbanisation and hydraulic infrastructures.

How to cite: Grelot, F.: Urbanisation in flood-prone areas, hydraulic infrastructures and economic evaluation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3600, https://doi.org/10.5194/egusphere-egu22-3600, 2022.

EGU22-4700 | Presentations | NH9.9

Heat events in the Indian subcontinent under a warming climate scenario: Detection and Implications on human health 

Ritika Kapoor, Carmen Alvarez-Castro, Clare Heaviside, Enrico Scoccimarro, Stefano Materia, and Silvio Gualdo

Global temperatures have shown a warming trend over the last century, mainly as a result of anthropogenic activities. Rising temperatures are a potential cause for increase of extreme climate events, such as heat waves, both in severity and frequency. Under an increasing extreme event scenario, the world population of mid- and low-latitude countries is more vulnerable to heat related mortality and morbidity. In India, the events occurred in recent years have made this vulnerability clear, since the numbers of heat related deaths are on a rise.

Over India, the heat waves occur during the months of April to June and can impact various sectors including health, agriculture, ecosystems and the national economy. In May 2015, a severe heat wave due to the delayed onset of southwest monsoon affected parts of south-eastern India, which claimed more than 2500 lives. Preliminary results show the prevalence of Heat events in six different regions of India during the pre-monsoon (March, April, May) and transitional (May, June, July) months.

We consider daily maximum temperatures and NOAA’s Heat Index (HI), a combination of temperature and relative humidity (also known as apparent temperature) which gives an insight into the discomfort because of increment in humidity. It is important to take HI along with temperature anomalies, since humidity also plays a role in transitional period.

Heatwaves over India are known to be linked with mortality and have indirect impacts on human health. To evaluate the heat related risk of mortality on Indian population, indicators and clusters of heat events were computed by taking into account population weighted temperature exposure.

How to cite: Kapoor, R., Alvarez-Castro, C., Heaviside, C., Scoccimarro, E., Materia, S., and Gualdo, S.: Heat events in the Indian subcontinent under a warming climate scenario: Detection and Implications on human health, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4700, https://doi.org/10.5194/egusphere-egu22-4700, 2022.

EGU22-5183 | Presentations | NH9.9

Rapid changes in return periods of heat-related mortality extremes 

Samuel Lüthi, Christopher Fairless, Erich M. Fischer, Ana M. Vicedo-Cabrera, and David N. Bresch

The risk of extreme heat mortality is ever increasing with the rapidly changing climate. With the collision of several mega-trends – aging societies, urbanization, inequality – the need for a comprehensive heat mortality risk analysis is growing. Here, we present a probabilistic analysis of the impact of extreme heat on city-scale mortality, demonstrated for more than 750 locations around the world. First results show that heat-related excess mortality of a 100-year summer in the climate of 2000 must be expected roughly every ten to twenty years in today’s climate for most locations.

We produce the probabilistic risk assessment for heat mortality by building on the open-source natural catastrophe risk platform CLIMADA (CLIMate ADAptation). We combine state-of-the-art epidemiological time series analysis methods with single model initial condition large ensemble (SMILE) climate model output. The epidemiological analysis relies on quasi-Poisson regression time series analyses and requires daily city-level mortality data which we have for more than 750 locations through the MCC (Multi-Country Multi-City) Collaborative Research Network database. This analysis results in city-specific risk of exceedance mortality as a function of temperature. The SMILE approach takes a climate model and runs it multiple times with perturbed initial conditions but using the same climate scenario. It thus indicates multiple physically consistent and plausible pathways of the climate which can be used for a probabilistic risk assessment. This allows estimation of tail-risks and quantification of return-period-based mortality impacts. We used SMILE output of seven different climate models, totaling 270 model runs, to estimate impacts and uncertainties of tail risks.

Communicating risk using (shifts in) return periods is helpful to start dialogues with government authorities, city planners and decision makers, as such metrics are commonly used to prepare for natural catastrophes

How to cite: Lüthi, S., Fairless, C., Fischer, E. M., Vicedo-Cabrera, A. M., and Bresch, D. N.: Rapid changes in return periods of heat-related mortality extremes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5183, https://doi.org/10.5194/egusphere-egu22-5183, 2022.

EGU22-5247 | Presentations | NH9.9

Assessing landslide hazard in the High City of Antananarivo (Madagascar) 

William Frodella, Ascanio Rosi, Daniele Spizzichino, Massimiliano Nocentini, Luca Lombardi, Pietro Vannocci, Claudio Margottini, Veronica Tofani, and Nicola Casagli

The High City of Antananarivo is one of the most important built cultural heritage sites of Madagascar, and therefore is part of the UNESCO Tentative List. Built on the hilltop of a granite ridge elevating above the Ikopa river valley, it’s renowned for its baroque-style palaces the Rova royal complex and gothic cathedrals dating back to the XIX century. During the winter of 2015, the twin cyclones Bansi and Chedza hit the urban area of Antananarivo, triggering floods and several shallow landslides, which caused thousands of evacuees and many casualties. Between 2018 and 2019 several rockfalls occurred from the rock cliffs of the Analamanga hills destroying housings and killing over 30 people. Both events showed that landslides can pose a high risk to the safety of the inhabitants, the infrastructures, and the cultural heritage of the High City of Antananarivo. To assess landslide hazard an integrated approach was adopted by means of the following actions: i) creation of a multitemporal slope-scale landslide inventory; ii) geotechnical characterization of the involved materials; iii) analysis of shallow landslide susceptibility; iv) runout analysis of debris flows channeling within large creek gullies; v) landslide kinematic analysis of the rockmass; vi) simulation of rockfall trajectories; vii) analysis of rainfall data. The results show that the main factors affecting landslides are slope, lithology, creek-gully erosion and anthropization, while most of the landslide events are clearly triggered by heavy rainfall events. The landslide-prone areas (including shallow landslides, rock falls and debris flows) are located primarily along the cliff bounding the western hill slope, the southeastern sector, where abandoned quarries form large slope cuts, and subordinately in the steep creek catchment just east of the Rova. The produced thematic maps represent fundamental land use management tools to be used as a first step towards a geo-hydrological risk reduction strategy by the institutions and actors involved in the High City protection and conservation. The conducted study represents an important contribution for improving the knowledge on landslides processes in an area with limited data such as Madagascar and Antananarivo in particular, and may be reproduced in cultural heritage sites characterized by similar geomorphological and urban scenarios.

How to cite: Frodella, W., Rosi, A., Spizzichino, D., Nocentini, M., Lombardi, L., Vannocci, P., Margottini, C., Tofani, V., and Casagli, N.: Assessing landslide hazard in the High City of Antananarivo (Madagascar), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5247, https://doi.org/10.5194/egusphere-egu22-5247, 2022.

EGU22-5348 | Presentations | NH9.9 | Highlight

Modelling increasing natural-hazard risk due to urban growth in Kathmandu Valley, Nepal 

Carlos Mesta, Gemma Cremen, and Carmine Galasso

In our rapidly urbanizing world, many hazard-prone regions face significant challenges when it comes to risk-informed urban development. This study specifically addresses this issue by investigating evolving spatial interactions between natural hazards, ever-increasing urban areas, and social vulnerability in Kathmandu Valley, Nepal. The methodology used in this work considers: (1) the characterization of flood hazard and liquefaction susceptibility using pre-existing global models; (2) the simulation of future urban built-up areas using the cellular-automata SLEUTH (Slope, Land use, Excluded areas, Urban extent, Transportation, Hillshade) model, which requires satellite imagery for statistical calibration and validation; and (3) the assessment of social vulnerability using a social vulnerability index tailored for the case-study area. Results show that the total built-up area in Kathmandu will increase to 352 km2 by 2050, which is effectively double the equivalent 2018 figure of 177 km2. The most socially vulnerable villages will account for 29% of the total built-up area in 2050, which is 11% more than their current proportion. Built-up areas in the 100-year and 1000-year return period floodplains will respectively increase from 38 km2 and 49 km2 today to 83 km2 and 108 km2in 2050. In the same time frame, built-up areas in liquefaction-susceptible zones will expand by  13 km2 to 47 km2. The results of this study illustrate how, where, and to which extent risks from natural hazards can evolve in socially vulnerable regions. Ultimately, this study emphasizes an urgent need to implement effective policy measures (e.g., land-use regulations) for reducing tomorrow's natural-hazard risks.

How to cite: Mesta, C., Cremen, G., and Galasso, C.: Modelling increasing natural-hazard risk due to urban growth in Kathmandu Valley, Nepal, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5348, https://doi.org/10.5194/egusphere-egu22-5348, 2022.

EGU22-6223 | Presentations | NH9.9

The flash floods of April 2020 in Uvira (DR Congo): story of an event with extreme impacts 

Josué Mugisho Bachinyaga, Axel Deijns, Guy Ilombe Mawe, François Kervyn, Caroline Michellier, Toussaint Mugaruka Bibentyo, Jaziel Nkere Buliba, Charles Nzolang, Benoît Smets, and Olivier Dewitte

Uvira is a rapidly growing city of about 600,000 inhabitants in DR Congo. Squeezed between the shore of Lake Tanganyika and steep mountains hillslopes, and under the influence of a tropical climate, the city is familiar with flash floods. Nevertheless, the impacts of the flash flood event of April 2020 have been unprecedented in the last decades. Debris-rich flash floods led to at least 43 deaths, nearly 200 injuries, more than 5,500 houses destroyed and at least 70,000 people made homeless. Dozens of socio-economic infrastructures were damaged and nearly 280,000 people were left without hydroelectric power as a result of damage to water and electricity distribution networks in the city. In this work we explore the natural and anthropogenic causes of the exceptional impacts of these flash floods. To do so, we use satellite images, historical aerial photographs, social media reports, field observations, and details provided by local stakeholders and citizen observers. We show that a high-magnitude rainfall event, that occurred at the end of a wetter-than-usual rainy season, triggered, over an exceptionally large area for the region, hundreds of landslides in the upper parts of the watersheds. These landsides transported extra material to the flooded rivers, increasing their sediment content and lateral mobility. We also show that the landscapes of the watersheds where this compound event occurred remained rural in the last six decades and were not impacted by significant forest cover changes and road construction, hence eluding the role of key potential human activities on the magnitude of the flash floods. However, downstream, the city expanded with little consideration of the geomorphological context of the environment where the alluvial fans and flood plains of the rivers have been significantly urbanized in the last decades, often in an informal manner. The impacts of the April 2020 flash flood event are still present almost after two years  and are anticipated to remain at least a few more years; most remarkably, the disturbance of the river dynamics and the severe bank erosion caused by the large supply of sediment. Furthermore, often-uncontrolled sediment mining, seen here by the local people as an opportunity, exacerbates the unpredictable dynamics of the system. In the meantime, flooded areas where houses were destroyed are being resettled. Although authorities and inhabitants are aware of the danger, they face limited means to improve the management and planning of the city.

How to cite: Mugisho Bachinyaga, J., Deijns, A., Ilombe Mawe, G., Kervyn, F., Michellier, C., Mugaruka Bibentyo, T., Nkere Buliba, J., Nzolang, C., Smets, B., and Dewitte, O.: The flash floods of April 2020 in Uvira (DR Congo): story of an event with extreme impacts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6223, https://doi.org/10.5194/egusphere-egu22-6223, 2022.

EGU22-7111 | Presentations | NH9.9

Infrastructure-damaging landslides from an extreme rainfall event: case study from Gisborne, New Zealand 

Martin Brook, Matt Cook, and Murry Cave

Landslides are widespread natural hazards that are responsible for substantial economic and societal damage globally each year. In New Zealand, landslides frequently occur on soil and rock, often triggered by high rainfall and/or seismic activity. This study focuses on the Gisborne district on New Zealand’s North Island. The area is particularly susceptible to landslide hazards due to (1) the region's location on an active plate boundary, (2) steep slopes, (3) relatively young, soft geology, (4) land use change, and (5) extreme rainfall events including landfall of extra-tropical cyclones. The interplay of several of these factors led to a particularly damaging rainfall-induced landsliding event after 4th November 2021, following >200 mm of rain falling in parts of the district over 24 hours. Effects across the region were widespread. Damage to, and evacuation of, residential properties occurred in Gisborne city itself, from shallow rotational slumping and earthflows. The vulnerability of the city’s water supply (via the Te Arai Pipeline) was highlighted by the reactivation of a large complex landslide, that extended to within a few meters of the pipeline. Destruction of the (mothballed) Gisborne-Wairoa railway line occurred near Beach Loop due to reactivation of the Whareongaonga Landslide. Across the Gisborne district, detecting ground deformation related to landslides is vital for identifying and managing areas at risk. Interferometric synthetic aperture radar (InSAR) revealed that many of the landslides that occurred following the November 2021 rainfall event were on slopes that had been actively deforming for several years. Thus, in future, InSAR should prove useful for detecting, mapping and monitoring landslides in the district, and assisting with planning decision-making.

How to cite: Brook, M., Cook, M., and Cave, M.: Infrastructure-damaging landslides from an extreme rainfall event: case study from Gisborne, New Zealand, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7111, https://doi.org/10.5194/egusphere-egu22-7111, 2022.

Authors:

Smrati Gupta1,2*, Yogesh K. Tiwari1, J. V. Revadekar1, Pramit Kumar Deb Burman1, Supriyo Chakraborty1, Palingamoorthy Gnanamoorthy3,4

1Indian Institute of Tropical Meteorology, Pune, Ministry of Earth Sciences, Govt. of India

2Institute of Environment and Sustainable Development, Banaras Hindu University, Varanasi, India

3Coastal Systems Research, M. S. Swaminathan Research Foundation, Chennai, India

4Key Laboratory of Tropical Forest Ecology, Chinese Academy of Sciences, Menglun, China

Abstract           

A significant amount of the major greenhouse gas, carbon dioxide (CO2), released into the atmosphere is sequestered by the terrestrial biosphere. Climatic parameters such as temperature, precipitation, soil moisture, etc., modulate this sequestration capacity or sink in varied limits. A little information is available on the impact of extreme temperatures on the terrestrial biosphere sequestration of atmospheric CO2. This study explores the modulation in the terrestrial sink of CO2 caused by the frequently occurring extreme temperature phenomenon such as heatwaves over the Indian domain. Heatwaves are extreme temperature phenomena extending from the North-west Indian region towards the south-east region, occurring primarily in the pre-monsoon season of March-May (MAM), sometimes prolonged until June. The high intensity and duration of heatwaves during the season lead to the loss of human work capacity, health, economic losses, and even lives. The year 2015 witnessed one of the dreadful heatwave events in recent years, resulting in the loss of more than 2500 human lives within a season owing to heatwaves. The frequency and intensity of heatwaves are projected to increase further soon globally, including India, in the light of global climate change. It is not only of concern for human resources.

From the biosphere perspective, the terrestrial sink of CO2 has also been studied to get affected by heatwaves. Temperature is one of the prime factors responsible for photosynthesis and ultimately for the available atmospheric CO2 fixation by the plants. As such, the CO2 fixation by the biosphere is affected during MAM season due to limited reduced soil moisture in this hot and dry season, leading to higher atmospheric CO2 concentrations. In this study, we examine the sub-seasonal variability in the atmospheric CO2 observed within MAM, driven by subdued fixation by ecosystems in the presence of extreme temperature phenomena like heatwaves. Here, available observations of CO2 flux or Net Ecosystem Exchange (NEE) flux from MetFlux India Project funded by the Ministry of Earth Sciences, India, studied in conjunction with the retrieved atmospheric and columnar CO2 concentrations from instruments aboard Atmospheric Infrared Sounder and Orbiting Carbon Observatory-2 satellites during the heatwave period of the year 2015. Our results suggest during a heatwave period, there is an initial increase in carbon uptake by the ecosystem with the temperature rise. But a further rise in temperature after some critical high temperature (~ 32 ͦ C) tends to reduce CO2 uptake compared to the non-heatwave period of the same season. The satellite retrievals also noticed an increase in atmospheric CO2 concentrations by 2-3 ppm during the heatwave period. The impact and feedback of heatwaves on the biospheric component of the carbon cycle is one of the significant outcomes of this study.

How to cite: Gupta, S.: A study on the linkage between extreme temperature and atmospheric Carbon dioxide variability over India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8073, https://doi.org/10.5194/egusphere-egu22-8073, 2022.

EGU22-8091 | Presentations | NH9.9

Exposure to past disasters related to hydrological hazards: the case of Bujumbura city, Burundi 

Jean Nsabimana, Sabine Henry, Aloys Ndayisenga, Désiré Kubwimana, Olivier Dewitte, François Kervyn de Meerendré, and Caroline Michellier

Disasters related to hydrological hazards are frequent, occur worldwide, and regularly devastate many African cities. The victims are commonly among the population in precarious situations, without solid infrastructure and with incomes too low to recover from disasters.

Located in the western branch of the East African Rift, and squeezed between the shore of Lake Tanganyika and steep hillslopes, the city of Bujumbura hosts approximately 800,000 people. It is regularly affected by disasters related to lake and river floods, flash floods, riverbank collapses, and gullies. This research aims to assess people's vulnerability to these hydrological processes through the analysis of the territorial vulnerability of the city. To achieve this objective, we present here the first step which focuses on the evaluation of the exposure to past hydrological disasters.

We built a comprehensive dataset using information from different sources, such the Civil Protection, that we combined and complemented with field data collection obtained from qualitative and quantitative surveys. Given the limited information on the susceptibility to the various processes studied, the distribution of past disasters is used as an indicator of the exposure of different parts of the city to hydrological hazards. This phenomenological approach is a key step to map and understand risk due to hydrological hazards.

Between 1990 and 2021, the city recorded more than 210 catastrophic events. Flooding was the most frequent hazard. For example, with a rise of more than 2m above its normal level, the Lake Tanganyika flooding in April 2021 has induced the displacement of many people and the abandonment of many houses and recreation centers. Flash flooding and gullying have been reported mostly at the foot of the hillslopes. The collapse of river banks has also caused severe damages to infrastructures, along the major rivers crossing the city.

Like many African cities, Bujumbura is characterized by the non-compliance with the law, an inefficient drainage system, the anthropization of the hillslopes overlooking the city, the increasing demand for housing and a lack of structure in its urban expansion. The older neighborhoods of central Bujumbura seem adapted to cope with these types of events, while the peri-urban areas are not. The combination of these vulnerability factors makes Bujumbura more exposed to disasters of hydrological origin.

How to cite: Nsabimana, J., Henry, S., Ndayisenga, A., Kubwimana, D., Dewitte, O., Kervyn de Meerendré, F., and Michellier, C.: Exposure to past disasters related to hydrological hazards: the case of Bujumbura city, Burundi, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8091, https://doi.org/10.5194/egusphere-egu22-8091, 2022.

EGU22-10366 | Presentations | NH9.9

Dynamic risk scenarios for single and multi-hazards in the Global South: Nairobi, Istanbul and Kathmandu 

Bruce D. Malamud, Robert Šakić Trogrlić, Ekbal Hussain, Harriet Thompson, Emin Yahya Menteşe, Emine Öner, Aslıhan Yolcu, Emmah Mwangi, and Joel Gill

Single natural hazards, multi-hazards, and anthropogenic processes all contribute to dynamic risk due to the changing nature of the hazard, exposure, and vulnerability over time. Here we discuss the development of dynamic risk scenarios for single and multi-hazards, including multi-hazard interrelationships, in the context of three urban areas, Istanbul, Kathmandu, and Nairobi, all foci of the UK GCRF funded “Tomorrow’s Cities” Research Hub. We first do systematic overviews of multiple sources of evidence (academic and grey literature, online media, social media) to produce a profile of single hazards and multi-hazard interrelationships for each urban area, from which we produce dynamic risk scenarios. Then, we further developed dynamic risk scenarios through co-production with relevant local hazard stakeholders in facilitated workshops and semi-structured interviews in Nairobi and Istanbul. The dynamic risk scenarios include multiple types of single hazards, three different hazard interrelationships (i.e., triggering, increased probability, and compound hazards) and anthropogenic processes. These dynamic risk scenarios are relevant for short-term considerations (e.g., days or weeks, such as an earthquake triggering landslides and blocking rivers) or longer-term (such as climate change influencing the hazard, or anthropogenic processes of urban growth influence the hazard, exposure, and vulnerability). Examples of challenges identified by stakeholders include governance-related issues, such as siloed approaches to hazards which are often single-hazard focused, lack of enforcement of regulations, translation of planning to implementation, centralised policy-making, needs beyond electoral cycles, lack of financial and human resources, and disconnect between scientific and policy-making communities. Other challenges stakeholders identified include a lack of existing data and research in their region on multi-hazard interrelationships, anthropogenic processes and risk, and other components that make up dynamic risk scenarios. Opportunities identified by stakeholders include increased awareness of the factors that might influence risk dynamically in their urban region and integration of these factors into existing urban regeneration project planning. As identified by local stakeholders, these scenarios have a vast array of potential benefits for disaster risk management in their cities, especially in terms of enhanced preparedness and risk-informed planning.

How to cite: Malamud, B. D., Šakić Trogrlić, R., Hussain, E., Thompson, H., Yahya Menteşe, E., Öner, E., Yolcu, A., Mwangi, E., and Gill, J.: Dynamic risk scenarios for single and multi-hazards in the Global South: Nairobi, Istanbul and Kathmandu, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10366, https://doi.org/10.5194/egusphere-egu22-10366, 2022.

EGU22-12453 | Presentations | NH9.9

Clustering urban areas by a geological point of view: The Urban Geo Footprint tool 

Azzurra Lentini, Beatriz Benjumea-Moreno, Stephanie H. Bricker, Vittorio Chiessi, Devleeschouwer Xavier, Jorge P. Galve, Guido Giordano, Paolo Maria Guarino, Timothy Kearsey, Gabriele Leoni, Luca Pizzino, Luca Maria Puzzilli, and Francesco La Vigna

The Urban Geo Footprint (UGF) is a project currently developed in the framework of the EuroGeoSurvey Urban Geology Expert Group (UGEG) and specifically focused on the geo-environmental pressures in urban areas.

The main goal of the study is to set up a classification tool (UGF) aimed to identify the main geological features that could influence and/or interfer with (ongoing) anthropic activities within urban catchments.

The following main drivers are defined in the «UGF framework»: Geology, Climate, Geohazards, Geomorphology, Subsoil anthropic pressure. Each driving factor is articulated in quantitative and indexed (using scores) parameters. At the present early stage all these parameters are going to be indexed and weighted based on two levels of investigation: “basic” and “advanced”. The final result for each city is the “UGF INDEX”  coming from the combination of all the drivers specific scores. The higher the index value, the higher the geotechnical and environmental complexity of the urbanized catchment.

The expected outcomes of the UGF urban areas indexing are:

  • A classification of cities according to their geological setting and climatic features, eventually allowing their clustering and supporting sharing of knowledge and capabilities among urban areas.
  • Better understanding of geo-environment processes possibly interacting with urban subsurface and ground infrastructures, thus also encouraging and support cities’ subsurface resilience for sustainable (future) growth.
  • Help for better assessing the ‘economic’ and ‘social well-being’ benefits (i.e. in terms of ‘geological resilience’) that could derive from urban planning associated to subsoil knowledge.
  • A fact-sheet referred to the subsoil of each city, to be progressively updated.

Other objectives of the project are:

  • Contributing to develop a method for the comparison of data from different environmental urban contexts.
  • Improving the European collaboration and, therefore, the exchange of ideas on good practices to increase urban areas’ resilience.
  • Improving citizens' awareness of both the resources and the threats associated with geology.
  • Produce a tool for decision makers support (e.g. urban planning, hazards prevention) in order to obtain economical and social well-being benefits.

How to cite: Lentini, A., Benjumea-Moreno, B., Bricker, S. H., Chiessi, V., Xavier, D., Galve, J. P., Giordano, G., Guarino, P. M., Kearsey, T., Leoni, G., Pizzino, L., Puzzilli, L. M., and La Vigna, F.: Clustering urban areas by a geological point of view: The Urban Geo Footprint tool, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12453, https://doi.org/10.5194/egusphere-egu22-12453, 2022.

EGU22-12513 | Presentations | NH9.9

Dangerous heat in dense settlements in a tropical African city 

Jonas Van de Walle, Oscar Brousse, Lien Arnalsteen, Chloe Brimicombe, Disan Byarugaba, Matthias Demuzere, Eddie Jjemba, Shuaib Lwasa, Herbert Misiani, Gloria Nsangi, Felix Soetewey, Hakimu SSeviiri, Wim Thiery, Roxanne Vanhaeren, Ben Zaitchik, and Nicole van Lipzig

With ongoing climate change and rapid urbanization, exposure to severe heat is expected to accelerate in tropical East African cities. Yet not all parts of the city are equally vulnerable. The present-day intra-urban heat stress variation in Kampala, the capital city of Uganda, is quantified by deriving the daily mean, minimum and maximum Humidex Index from a network of low-cost temperature and humidity sensors operational in 2018-2019. Heat is shown to be heterogeneously distributed over the city, with a daily maximum intra-urban Humidex Index deviation of 6.4°C averaged over the observational period, but reaching 14.5°C on the most extreme day.

Also extreme heat is heterogeneously distributed over the city, putting local populations at risk of great discomfort or health danger. One station in a dense settlement reports a daily maximum Humidex Index above 40°C in 68% of the observation days, a level which was never reached at the nearby campus of the Makerere University, and only a few times at the city outskirts. About 75% of this intra-urban heat stress variability is explained by the Normalized Difference Vegetation Index (NDVI), though strong collinearity is found with other variables like impervious surface fraction and population density.

Overall, our results highlight the importance of (i) including both temperature and humidity in heat stress studies, (ii) urban greening in city planning, and (iii) large intra-urban heat stress variations in heat action planning in tropical humid cities.

How to cite: Van de Walle, J., Brousse, O., Arnalsteen, L., Brimicombe, C., Byarugaba, D., Demuzere, M., Jjemba, E., Lwasa, S., Misiani, H., Nsangi, G., Soetewey, F., SSeviiri, H., Thiery, W., Vanhaeren, R., Zaitchik, B., and van Lipzig, N.: Dangerous heat in dense settlements in a tropical African city, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12513, https://doi.org/10.5194/egusphere-egu22-12513, 2022.

A consistent and comprehensive understanding of risk related to multiple natural hazards threatening population, property and infrastructure is a pillar of the Sendai Framework for Disaster Risk Reduction, and lays at the base of most risk mitigation initiatives. This is particularly challenging since the relevant hazards (e.g., earthquakes, floods or landslides) are often different in terms of recurrence periods, spatial footprint and intensity. Also, the analysis and assessment of risk is based in turn on the knowledge of factors other from hazard, namely exposure and vulnerability. Exposure refers to the communities, assets and systems that are exposed to the hazards and susceptible to damage. This information should be available at the spatial scale and resolution that is most suitable to the considered hazards, and be up-to-date (or reasonably recent to ensure representativeness). Exposure is also tightly connected to the chosen vulnerability modelling approach, hence proving a critical component in the risk assessment pipeline to grant reliable estimates. While gathering a satisfactory exposure dataset from authoritative sources is usually difficult, the task might prove unfeasible in many economically developing countries, where the sheer amount of technical and economical resources needed to collect and maintain such information (e.g., population and housing census, transportation infrastructure, etc.) might exceed the capacity of the local institutions, especially in countries undergoing rapid changes due to urbanization processes. In the last decade, fortunately, several international and global projects made available a significant wealth of data, free of cost and often at regional and global scale. This has proven invaluable to carry out small- and large-scale risk assessment with unprecedented resolution and geographical coverage. However, often the specific characteristics of these datasets and their inherent limitations are not easy to be taken into consideration, therefore paving the way to unwanted biases in the resulting estimates.  

In our contribution we will report on the activities carried out to develop exposure information for multi-hazard risk assessment in Burundi, focusing on the integration of multiple information sources for population distribution and road infrastructure, and on their use in probabilistic landslides risk assessment. The limitations and perspectives of the use of open data and tools will be presented and discussed, along with the role of transparent and reproducible research in using, updating and sharing such data.  

The described research activities have been carried out within the framework of an international project funded by the International Organization of Migration (IOM) and coordinated by IDOM (Spain).

How to cite: Campalani, P., Pittore, M., and Renner, K.: The role of open exposure data and reproducible research for large-area multi-hazard risk applications in economically developing countries. The case study of Burundi, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12947, https://doi.org/10.5194/egusphere-egu22-12947, 2022.

 

 

Mountains socio-ecological system are both complex and vulnerable. Europe’s mountain socio-ecological system have evolved over millennia and continue to adapt to the pressure of a changing climate and to changing societal demands. Scientist and practitioners have now at disposal a number of datasets to better understand socio-ecological dynamics on Europe’s mountain, including the European Settlement Map (ESM), a 2x2  m resolution building map generated for 39 European countries including Turkey (Sabo et al 2021). The map is produced based on very high spatial resolution satellite imagery form a mix of sensors acquired through the European Coperncius program and a combination of ancillary datasets including land use. The 2 x 2 m2 spatial resolution map is well suited to study and quantify the presence of buildings in small settlements typical of mountain areas. The settlement map distinguishes between residential and nonresidential buildings. It covers the epoch 2013 and 2018 and thus allows quantifying the change in the building stock between the two epochs. The datasets is particularly suited to assess exposure- and change in exposure - to natural hazards, to assess accessibility and cost of transport. It can be used as a spatial infrastructure to model societal impact on protected areas and on ecosystem services. The map will be combined with population data from censuses to provide insights on depopulation in the more marginal mountain areas of Europe as well as to assess the growth of buildings and infrastructure in the municipality with higher rate of development.  The datasets will be available as open source, and feedback from the mountain community of researcher and practitioners will be welcome to understand the interest for this information and the need for future map updates.

How to cite: Ehrlich, D., Kemper, T., and Sabo, F.: The European Settlement Map. A fine scale European wide building map suited to quantify human presence in mountain areas of Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13072, https://doi.org/10.5194/egusphere-egu22-13072, 2022.

EGU22-13336 | Presentations | NH9.9

Extreme heat impacts on food security in Africa 

Cascade Tuholske, Catharina Latka, Kathy Baylis, Jordon Blekking, Rachel Green, Manny Kim, Patrese Anderson, Kelly Caylor, and Chris Funk

Extreme hot-humid heat impacts both urban and rural livelihoods, reducing labor output and damaging health. As such, increasing exposure to hot-humid heat may be reducing food security for both rural and urban household in Africa. Yet, due to a lack of fine-resolution meteorological data, we have a poor understanding of where urban and rural exposure to hot-humid heat is impacting food security across the continent’s diverse geographies. To fill this gap, using more than 20,000 geo-located surveys from the Demographic and Health Survey Program, we map how the spatial relationship between household-level food security and heat exposure has varied among rural and urban populations since the 1980s. We document spatial and temporal heterogeneity, identifying areas of concern where dangerously hot-humid heat is increasingly co-impacting both urban and rural food security outcomes. Given that hot-humid heat waves will worsen across much of Africa as we warm our climate, our results add to growing calls for effective extreme heat warning systems, including seasonal forecasts, tailored to reduce the impacts of hot humid-heat for all people, regardless of where they live.

How to cite: Tuholske, C., Latka, C., Baylis, K., Blekking, J., Green, R., Kim, M., Anderson, P., Caylor, K., and Funk, C.: Extreme heat impacts on food security in Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13336, https://doi.org/10.5194/egusphere-egu22-13336, 2022.

EGU22-445 | Presentations | NH9.11

Contrasts in volcanic risk perception among Goma population before the Nyiragongo eruption of May 2021 (East DR Congo) 

Blaise Mafuko Nyandwi, Caroline Michellier, François Muhashy Habiyaremye, François Kervyn, and Matthieu Kervyn

Risk perception is an essential element to consider for effective risk management at time of eruption, especially in densely populated cities close to volcanoes. The city of Goma in the East of the DR Congo is one these cities highly exposed to volcanic hazards and highly populated. The perception of volcanic risk involves the processes of collecting, selecting and interpreting signals about uncertain impacts of volcanic hazards. Using a questionnaire survey, this study describes the spatial variation and factors influencing the individual volcanic risk perception of 2204 adults from height representative neighbourhoods of the city of Goma before the May 2021 Nyiragongo eruption. A composite risk perception indicator was built from the perceived likelihood of occurrence of volcanic hazards and of their impacts and from the perceived likelihood of being personally impacted. Statistical analysis of survey’s results shows that the risk perception is mostly shaped by risk cognitive and psychological factors rather than demographic factors (group, family status and previous risk experience). Perceived personal exposure to and predictive power of environmental cues (sights and sounds that are considered to indicate a hazard onset) positively shape risk perception. The higher the level of personal understanding and interest in seeking  risk information, the higher the risk perception. In addition, risk perception leads to high level of anxiety. Finally, the spatial analysis shows that the highest level of risk perception was observed in the eastern part of the city, previously impacted by lava flows in 2002.  

How to cite: Mafuko Nyandwi, B., Michellier, C., Muhashy Habiyaremye, F., Kervyn, F., and Kervyn, M.: Contrasts in volcanic risk perception among Goma population before the Nyiragongo eruption of May 2021 (East DR Congo), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-445, https://doi.org/10.5194/egusphere-egu22-445, 2022.

EGU22-2009 | Presentations | NH9.11

Living on landslides: land use on unstable slopes in a rural environment of the Rift flanks west of Lake Kivu (DR Congo) 

Jean-Claude Maki Mateso, Olivier Dewitte, and Charles Bielders

Whereas landslides have been widely studied in terms of dangerous phenomena and land degradation processes, they may also be a source of opportunities for local communities in developing countries.  Indeed, landslides modify topography, soil characteristics or local hydrology, which may lead to favorable conditions for human settlements, agriculture, or mining activities. However, little is known about the factors that influence landslide valorization. The aim of this study was to assess, based on the characteristics of the landslides and land user’s perception of risk, the extent, modes of valorization and degree of satisfaction in exploiting landslides in the Kalehe region on the rift flanks west of Lake Kivu. Seventy landslides were selected out of 785 inventoried landslides by stratified sampling according to three criteria (type of movement, size, and position of landslide on the rift flanks). In addition, the landslides were characterized in terms of the local lithology, their age and depth. A survey was carried out with farmers exploiting these landslides.  In addition, a comparative study of land uses in and outside the landslides was performed. We collected opinions from 82 farmers on 57 landslides of the 70 initially selected due to accessibility or safety constraints. All visited landslides were exploited except for three.  All respondents knew about landslides, and more than 75% could report signs of landslide activity on their parcel. Almost 90% of these farmers consider the landslide risk to be high to very high, especially in the case of recent landslides and those with a flow movement. Compared to adjacent flanks, land values are higher and farmer satisfaction greater inside landslides characterized by less steep slopes, higher fertility, deeper soils, wetter soil, and lower stoniness, which is preferentially associated with old, deep-seated, and large landslides with a slide movement. On the contrary, land in recent landslides is cheaper. Farmer satisfaction is lower inside these landslides that are less wet, less fertile, shallower, or richer in sand content than the adjacent flanks. Spatial analysis revealed a differentiation in land uses in the landslides compared to the surrounding flanks. Subsistence crops occupy a larger proportion inside the landslides, while eucalyptus plantations and pastures have higher proportion outside. Statistical tests revealed that landslide characteristics significantly explain the differences in land use proportions for subsistence crop, forest, and banana land uses. Landslides less favorable for valorization are generally small, with very steep topography. This study shows that almost all landslides are being exploited by farmers and that farmers adapt their land use to the type of landslide. Some types of landslides further offer more favorable conditions for cropping that land outside landslides.  Despite the high perceived risk of landsliding, human settlement on unstable slopes would be justified because any future hazards are outweighed by the immediacy of the benefits. Better understanding the reasons for the settlement of rural populations on unstable landslides may help devise better risk mitigation strategies.

How to cite: Maki Mateso, J.-C., Dewitte, O., and Bielders, C.: Living on landslides: land use on unstable slopes in a rural environment of the Rift flanks west of Lake Kivu (DR Congo), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2009, https://doi.org/10.5194/egusphere-egu22-2009, 2022.

EGU22-2600 | Presentations | NH9.11

Towards a collaborative governance regime for disaster risk reduction: exploring scalar narratives of institutional change in Nepal. 

Caroline Russell, Julian Clark, David Hannah, and Fraser Sugden

This paper contributes to the study of collaborative governance (CG) - systems where autonomous actors work together around shared objectives using pooled resources to address a common goal. Among CG’s claimed benefits are boosting actor capacities for transformative action and increasing their resilience to complex multi-scaled challenges such as hazards and sudden catastrophic events. We engage with collaborative governance through a case study of changing public policy and institutional structures that govern hazards in Nepal. Following the shocking event of the 2015 Gorkha earthquake, Nepal’s approach to disaster risk reduction (DRR) has been reshaped by federalisation and institutional reforms that aim to embed a governing system based on greater collaboration. We argue this shift amounts to a state transition to a collaborative governance regime (CGR) for DRR. Using primary qualitative data derived from 17 semi-structured interviews at national, provincial, and local scales, we identify state-sponsored scalar narratives around 1) actor capacities and tendencies in DRR; 2) knowledge production on DRR and its dissemination; and 3) formal and informal institutional DRR roles and responsibilities. We show how these narratives are being used as anchor points for a new CG approach to national DRR strategy. However, our analysis shows these narratives risk excluding local participation in DRR by marginalising grassroots politics to emphasise top-down state-led goals. In turn, this leads us to question the viability of the emerging governance regime as a truly collaborative project embedding principles of sustainability and inclusivity. We conclude that if these state scalar narratives continue to shape national policy, they will impede the potential for transformative collaborative action for DRR in Nepal.

How to cite: Russell, C., Clark, J., Hannah, D., and Sugden, F.: Towards a collaborative governance regime for disaster risk reduction: exploring scalar narratives of institutional change in Nepal., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2600, https://doi.org/10.5194/egusphere-egu22-2600, 2022.

EGU22-2991 | Presentations | NH9.11

Building a climate change impacts portal for Senegal to promote decision making 

Benjamin Sultan and Youssouph Sane

In recent decades, West Africa has experienced some of the most extreme rainfall variability anywhere in the world with adverse impacts on different sectors such as food security or water resources. Climate projections for the 21st century tend to show that the future could be even worse. Better access to reliable climate information underpins effective climate change adaptation in a variety of sectors. However the data needed are often hard to find and there are major obstacles which limit the confidence and use of this information in decision-making processes: climate data use requires very good IT skills and climate knowledge. Effective and easy to use climate tools require a clear need for interactive climate portals that allow data visualization and download for further analysis. Although, some climate portals already exist in West Africa, most of them suffer from major flaws or were not designed based on user’s needs. To address this challenge, IRD together with ANACIM (Senegalese Meteorological Service) co-designed a Web-portal in Senegal with high quality simulations and following three steps to make it usable by stakeholders: (i) build a dialogue with relevant stakeholders, (ii) develop methodologies for using climate and impacts models and (iii) perform capacity building and training activities. This talk will illustrate those three steps of the design of the Web-portal.

How to cite: Sultan, B. and Sane, Y.: Building a climate change impacts portal for Senegal to promote decision making, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2991, https://doi.org/10.5194/egusphere-egu22-2991, 2022.

Geological hazard caused by ground movements (landslides, subsidence...) are difficult to assess at regional scale due to the large number of potential vulnerable elements.

The paper shows an innovative methodology for a quickly quantify of principal infrastructures (buildings, roads, and railways) structural vulnerability in urban settlements affected by ground movements detected by the Active Deformation Areas (ADA) obtained by medium and high-resolution radar satellites interferometry (Sentinel-1A / B and Cosmo-SkyMed, respectively).

The methodology, tested in the Pyrenean counties of La Cerdanya and Alt Urgell (Catalunya, NE Spain) in the framework of the MOMPA project, has served as the basis for a preliminary estimation a long-term of physical and economic vulnerability. Open information from Cadastral and topographic data (such us, OpenStreetMap®) have been used to calculate vulnerability to buildings, roads, and the railways.

Physical building vulnerability has been calculated from the expected damages according to the type of building, based on this case on the age of the construction. For economic vulnerability, has been used the average of second-hand sale price. The physical vulnerability in roads has determined from the expected damage according to the categories (typology) of existing roads and, the economic one, on the basis the linear average construction price. In the same way, have been calculated the railways vulnerabilities. The vulnerability ranges have been determined based on the expected damage classes based on our experience and existing works. The hazard, an essential variable for the calculation of vulnerability, has been determined by the intensity of the phenomenon derived by the ADA intensity. This intensity allows obtaining a direct estimate of the magnitude of the ground movement. Thus, the hazard is determined by the strain rate (mm / year) of the satellite monitoring data.

This methodology provides a first vulnerability assessment of the vulnerable elements detected by that ADA that allows optimizing and prioritizing efforts in works related to geological risk management and making a rapid assessment of loss at the vulnerable elements.

The clustering of scattering points of the Sentinel 1 A / B data gave a result of 361 ADA, and 59 ADA from the Cosmo-SkyMed satellite (over an area of around 2,000 km2). Between the two satellites, 80 ADA have detected buildings with a category of superficial damage for deformation rates <16 mm / year and an average loss of 5% of their value. 135 ADA affect some category of roads, causing superficial damage (20% of losses) in 96% and structural damage (80% of losses) in the remaining. No railways were affected by the Active Deformation Area (ADA) in Alt Urgell and La Cerdanya counties.

This work has been supported by the European Commission under the Interreg V-A-POCTEFA programme (grant no. Mompa – EFA295/19).

How to cite: Fabregat, I., Marturià, J., Buxó, P., and López-Quintanilla, C.: Rapid physical and economic vulnerability assessment of the elements affected by Active Deformation Areas (ADA) detected by radar interferometry in the central Pyrenees of Catalonia (Spain), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4056, https://doi.org/10.5194/egusphere-egu22-4056, 2022.

EGU22-5724 | Presentations | NH9.11

Compensating the absent or incomplete data required in vulnerability analyses via GIS. A case study on the surface geology and building stock of Iași City, Romania 

Andra-Cosmina Albulescu, Nicușor Necula, Mihai Niculiță, Adrian Grozavu, and Daniela Larion

Access to comprehensive and updated statistical and spatial databases represents a prerequisite of sound risk, hazard, vulnerability and resilience analyses, which have been advancing in terms of complexity and efficiency for the last 50 years, alongside the development of GIS techniques. Without adequate quantitative and qualitative datasets, research is sensitive to inaccurate and imprecise results, failing to meet the requirements for which it was designed and having zero input to the scientific progress.

Most developing countries - including Romania, face the problem of incomplete, inaccurate or outdated data in many fields of research, including geology-related fields and statistics about the building stock and transport infrastructure. These types of data are fundamental for vulnerability assessments of urban spaces to seismic or landslide hazards. This paper aims to provide a GIS-based methodology for acquiring datasets of the geological surface deposits and of the building stock at the scale of urban settlements, focusing on Iași City in the NE of Romania, respectively on the Țicău area of this city.

The mapping of geological surface deposits relies on automatic image analysis and landforms extraction algorithms that identify and delineate geological deposits based on slope and curvature, using High-resolution DEMs, as well as on cluster analysis. Slope deposits are delineated via watershed segmentation performed by Vision with Generic Algorithms (ViGRA), whereas the Schmidt-Hewitt classification is used to delineate floodplain and ridge deposits. The building stock is extracted from LiDAR point clouds with densities of 4 to 6 points per square meter using various approaches: neural network and deep learning for classification, and bounding rectangles for building boundary extraction. While LiDAR data is not available, high resolution imagery provided by the Copernicus programme can be used in conjunction with classification and edge detection algorithms to delineate building objects. The results are promising and show how the already available tools can be used to fill in the gaps of the “no-data problem” and overcome such a challenging issue. 

The obtained spatial data, namely surface deposits and building stock, become a major asset for the further vulnerability assessments that integrate geotechnical and physical aspects. This may help identify what local scale elements contribute to disaster resilience or, on the contrary, what fuels vulnerability.

How to cite: Albulescu, A.-C., Necula, N., Niculiță, M., Grozavu, A., and Larion, D.: Compensating the absent or incomplete data required in vulnerability analyses via GIS. A case study on the surface geology and building stock of Iași City, Romania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5724, https://doi.org/10.5194/egusphere-egu22-5724, 2022.

EGU22-6038 | Presentations | NH9.11 | Highlight

An international perspective on comprehensive climate risk management: experiences from Peru, India and Austria 

Isabel Hagen, Simon Allen, Chandra S. Bahinipati, Holger Frey, Christian Huggel, Veronica Karabaczek, Stefan Kienberger, Reinhard Mechler, Linda Menk, and Thomas Schinko

Climate-related sudden-onset events (e.g., floods, cyclones) and slow-onset processes (e.g., sea level rise and heat waves) pose a major risk to communities all over the world. With intensifying climate change in combination with unequal socioeconomic development, climate-related risks are expected to escalate in the future, potentially leading to critical losses and damages. This calls for efficient and achievable risk management strategies. Climate Risk Management (CRM) is a leading approach to identify, assess and reduce risks, through an integration of Disaster Risk Reduction, Climate Change Adaptation, and sustainable development. CRM aims at comprehensively managing risks and increasing resilience and adaptive capacity. To date, several conceptual CRM frameworks have been developed, which have, however, rarely been applied to real-world cases.

Based on this conceptual literature, we further develop a comprehensive CRM framework, comprising both the risk assessment as well as the implementation and monitoring domains of CRM, and test it on three real-world risk cases in Peru, India and Austria. The cases have distinct spatial scales, from local level in Peru, to district level in India, to nationwide in Austria. The risks covered in these cases are linked to different hazards, ranging from glacier lake outburst floods (Peru), sea level rise, salinization and cyclones (India), to riverine flooding and agricultural droughts (Austria).

The aim of this complementary case study approach is to validate the overall structure and individual steps of the CRM framework against actual risk management practices in the three case studies. Based on the specific results and common insights from the three cases, we are able to (1) evaluate the applicability of the proposed conceptual CRM framework in real world circumstances, (2) present evidence on the extent to which comprehensive management of climate-related risks has been achieved in the three cases, and (3) synthesize policy recommendations towards an achievable comprehensive CRM in practice, acknowledging specific local contexts and characteristics.

How to cite: Hagen, I., Allen, S., Bahinipati, C. S., Frey, H., Huggel, C., Karabaczek, V., Kienberger, S., Mechler, R., Menk, L., and Schinko, T.: An international perspective on comprehensive climate risk management: experiences from Peru, India and Austria, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6038, https://doi.org/10.5194/egusphere-egu22-6038, 2022.

EGU22-7269 | Presentations | NH9.11

Extreme heat index for Parametric Risk Transfer in Northern India 

Obbe Tuinenburg, Wendy Smith, Bijal Brahmbhatt, Raji Gorana, and Jason Hartell

Characteristics of Parametric Risk Transfer 

Extreme heat events are an underrecognized natural hazard impacting many parts of society, and especially the vulnerable poor. Sometimes the effects of a heat event, or a heat wave, are measurable, such as in the relationship between heat and reproductive outcomes in agriculture, or directly as damaged infrastructure or higher cost of industrial cooling. More often, the true impacts and social costs are more difficult to quantify such as in the case of reduced labor productivity, spikes in moribundity and mortality and a variety of other business interruptions.

We present a parametric risk transfer product targeting extreme heat effects. The initial application of the product is for heat emergencies in working poor urban settings of Northern India, but the objective is to generalize the product globally.

Heat Index Selection

Central to a parametric risk transfer product is an index that is closely related to the damaging effects. This index should be based on an undisputed data source, that neither the insured or the insurance provider can influence. In parametric risk transfer, payouts are based on the index value, rather than an ex-post loss assessment. The main strengths of parametric products is that payments for an event can be made nearly immediately following a triggering event, providing financial resources to quickly address and mitigate losses.

We tested and present a large sample of the many extreme heat indexes which exist in the literature  pertaining to human physiology for their historical impacts on mortality and on business interruption from historical data in Europe and India.

We characterize the risk in terms of maximum severity as well as the bivariate relationship of severity and duration and derive exceedance probabilities. Based on this assessment, we adopt a generalized form of the Wet Bulb Globe Temperature as extreme heat index, based on the ERA5 atmospheric reanalysis.

 

Implementation in Gujarat, India

The index will be implemented as part of a resilience building program with women’s network Mahila Housing Trust, across three cities in the Gujurat state of India. The index will form the basis of a risk transfer product with local credit cooperatives in these regions - ultimate beneficiaries will be individual cooperative members, women employed in the informal sector. A climate risk education program will also be offered concurrently to inform mitigation and adaptation measures for the cooperative members.

  Global applicability

The use of parametric risk transfer schemes to mitigate the effects of extreme heat is possible beyond the implementation in India. Based ont he lessons learnt in this pilot project, parametric products can be used in extreme heat risk adaptation if:

1. the index and data sources are defined and accepted by all local parties.

2. a strong local distribution channel is present

3. strong capacity is built to deal with basis risk

How to cite: Tuinenburg, O., Smith, W., Brahmbhatt, B., Gorana, R., and Hartell, J.: Extreme heat index for Parametric Risk Transfer in Northern India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7269, https://doi.org/10.5194/egusphere-egu22-7269, 2022.

EGU22-7440 | Presentations | NH9.11

Results by the Open-Air Laboratory Italy 

Paolo Ruggieri and the The OAL-Italy

The Open-Air Laboratory, a novel concept developed by the EU-funded Operandum project(OPEn-air laboRAtories for Nature baseD solutions to Manage Environmental risk) to co-design,implement and assess the effectiveness of Nature-Based Solutions (NBSs), has been introduced at the EGU General Assembly 2021  (Ruggieri, P. and the OAL-Italy: The Open-Air Laboratory Italy, EGU General Assembly 2021, online, 19–30 Apr 2021, EGU21-9495, https://doi.org/10.5194/egusphere-egu21-9495, 2021.). In this work we present the results obtained in the framework of the Open-Air Laboratory Italy (OAL-Italy) related to innovative NBSs to mitigate the impact of hydrometeorological hazards in present and future climate. The results are multidisciplinary and involve novel modelling strategies, laboratory measurements and targeted monitoring open-field campaigns in three operational sites, where NBSs are implemented to mitigate a range of hydrometeorological hazards such as coastal erosion, flooding, storm surge and salt wedge intrusion. Innovative NBSs tested and developed by the OAL include deep-rooted plants installed on a river embankment to prevent levee failures, special plants that can live in high salt concentration and remove salt from the river mouth water, an artificial dune and marine seagrass to mitigate the impact of storm surges and coastal erosion. The three sites where these NBS are implemented are located in the Emilia Romagna region, in Northern Italy and they involve the Panaro river, a tributary of the Po river, a branch in the Po river delta and a beach in the north Adriatic sea close to the delta Po river. The innovative approaches to tackle the mentioned hazards are described and results in terms of monitoring campaign results in combination with modelling results are presented. We discuss the innovative approach proposed to test and validate the efficacy of the NBS in present and future climate, in order to evaluate the replicability and the upscaling of the NBSs. We confirm that the OAL constitutes an unprecedented holistic effort towards sustainable land management, adaptation to climate change and the acceptance of Nature-Based Solutions.

How to cite: Ruggieri, P. and the The OAL-Italy: Results by the Open-Air Laboratory Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7440, https://doi.org/10.5194/egusphere-egu22-7440, 2022.

EGU22-10141 | Presentations | NH9.11 | Highlight

European Biosphere Reserves - open air laboratories for tackling hydrometeorological hazards, OPERANDUM project 

Irina Pavlova, Zahra Amirzada, Beatrice Pulvirenti, Paolo Ruggieri, Laura Sandra Leo, Milan Kalas, and Silvana Di Sabatino

Hydrometeorological hazards such as floods, landslides and droughts are in many parts of the world occurring more frequently and more severely than in the past and are exacerbated by climate change. UNESCO-designated sites which focus on the protection and sustainable use of natural and cultural heritage are often partly or entirely exposed to natural hazards and extreme weather events, with potential impacts on the communities living in or near the sites, and on their livelihoods. Many natural UNESCO sites such as Biosphere Reserves and UNESCO Global Geoparks can serve as effective climate observatories and testing grounds for sustainable approaches including Nature-based Solutions (NBS).

NBS are based on the sustainable management, protection, and use of nature to mitigate environmental risks and preserve ecosystems, while providing environmental, social, and economic benefits, and building resilience to a changing climate. UNESCO promotes the uptake of integrated NBS for disaster risk reduction by leveraging local and scientific knowledge streams and participatory stakeholder engagement.

OPERANDUM is an EU-funded project supported by UNESCO that aims to deliver tools and methods to prove the efficacy of innovative NBS for multi-hazard hydro-meteorological risks in rural and natural areas. These so-called Open-Air Laboratories (OALs) comprise 10 rural territories, including two European Biosphere Reserves, where novel NBS practices are implemented and assessed through innovative monitoring systems and cutting-edge numerical modelling approaches.

The Po Delta Biosphere Reserve represents part of the OAL Italy where river flooding and subsequent salt intrusions driven by climate change and sea level rise threaten the livelihoods of local communities. Novel lab experiments have been developed to assess the ability of different plant species to function as effective natural barriers to salt intrusions and protect agricultural lands, reinforce the riverbank, and preserve inland water quality. In addition, advanced monitoring techniques and multi-scale impact modelling are deployed on site to estimate the impact of the NBS.

In an effort to promote upscaling of these solutions, OPERANDUM has developed an open-source online platform for NBS called the Geospatial Information Knowledge Platform (GeoIKP). Building on the knowledge acquired at the OALs, the platform offers a variety of cutting-edge services, interactive tools, customizable web-GIS functionalities, and standardized data repositories. It aims to serve as a hub for the global NBS community to share information, tools, data, and experiences to reduce hydro-meteorological hazards, and to address related societal challenges in rural areas.

How to cite: Pavlova, I., Amirzada, Z., Pulvirenti, B., Ruggieri, P., Leo, L. S., Kalas, M., and Di Sabatino, S.: European Biosphere Reserves - open air laboratories for tackling hydrometeorological hazards, OPERANDUM project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10141, https://doi.org/10.5194/egusphere-egu22-10141, 2022.

EGU22-10965 | Presentations | NH9.11

A Preliminary Assessment of the Indonesian Tsunami Ready Communities 

Suci Dewi Anugrah, Admiral Musa Julius, Daryono Daryono, Hidayanti Hidayanti, Weniza Weniza, Tribowo Kriswinarso, Gloria Simangunsong, Resti Herdiani Rahayu, Mila Apriani, Tatok Yatimantoro, Purnomo Hawati, Dwikorita Karnawati, Muhamad Sadly, and Bambang Setiyo Prayitno

Tsunami risk in Indonesia is strongly real and needs serious handling. Due to the extremely dangerous, it is important for coastal communities to be prepared and responsive in responding to threats. The recent decade tsunami disaster highlighted the extraordinary gaps and challenges on the development and strengthening of the downstream component on the system. Communities need to be educated, aware and ready to respond to warnings both natural as well as official warnings. For this reason, the Indonesia Agency for Meteorology, Climatology, and Geophysics (BMKG) considers to introduce an Indonesia Tsunami Ready programme that will encourage communities to build, strengthen and develop their capacity and ability to respond to tsunami threats.

In this paper we try to analyze the community actualization on hazard assessment, preparedness, and response as the result of the Indonesian Tsunami Ready programme. The assessment is based on the 12 indicators of the tsunami ready which had been determined by the United Nations Educational, Scientific and Cultural Organization-the Intergovernmental Oceanographic Commission (UNESCO-IOC). A field survey of the 12 indicators has been carried out to assess seven communities (Penggarangan, Pangandaran, Gelagah, Kemandang, Tambakrejo, Kuta Mandalika, and Tanjung Benoa) living in the tsunami prone area.

Generally, the results showed the communities didn’t have the updated tsunami hazard map as the hazard assessment indicator. The previous hazard map was not established based on the latest seismological study and tsunami modelling. Most of communities have an emergency operation plan for earthquake and tsunami, even though it doesn’t consider the earthquake information and tsunami warning. In some villages such as Tanjung Benoa and Kuta Mandalika, local potentials are used also to empower the preparedness and response capacity.

BMKG gave an advocacy to complete and accomplish some the unavailable indicators such as tsunami hazard map, emergency operation plan, and public education materials. The result of this study is expected to be an effective way to build a community awareness, preparedness and response.

Keywords: tsunami ready, 12 indicators of tsunami ready, hazard assessment, preparedness, response

How to cite: Anugrah, S. D., Julius, A. M., Daryono, D., Hidayanti, H., Weniza, W., Kriswinarso, T., Simangunsong, G., Rahayu, R. H., Apriani, M., Yatimantoro, T., Hawati, P., Karnawati, D., Sadly, M., and Prayitno, B. S.: A Preliminary Assessment of the Indonesian Tsunami Ready Communities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10965, https://doi.org/10.5194/egusphere-egu22-10965, 2022.

EGU22-11617 | Presentations | NH9.11

Perceptions on intolerable climate-related risks and potential limits to adaptation in Austria 

Veronica Karabaczek, Thomas Schinko, Linda Menk, and Stefan Kienberger

The focus on adaptation to climate change within policy and research has increased over the last decades. Although the adaptation of human societies to a changing environment is nothing new, the accelerated rate of anthropogenic climate change and the resulting increased frequency and intensity of natural hazards raise new questions regarding the effectiveness of adaptive measures, and whether limits to adaptation could be reached. Adaptation limits are defined by the IPCC as the point at which an actor’s objectives (or system needs) cannot be secured from intolerable risk through adaptive actions. They are highly context-dependent and can be financial, technical or biophysical, but are also rooted within beliefs, knowledge, or norms and values. Reaching an adaptation limit means going beyond the adaptive capacity of an actor or system. Adaptive  capacity is influenced by the awareness of policymakers and decision makers for the need to act, making it important to understand their perceptions on climate change and adaptation measures in order to identify limits to adaptation. The research project “TransLoss” aims to provide empirical policy-relevant scientific insights into climate-related risks “beyond adaptation” that may play a role in Austria now and in the future, and their influence on society and the natural environment.

We carried out semi-structured interviews (n=26) with Austrian experts from research, policy and practice to identify main sources of concern related to climate-related risks and possible factors impeding adaptation. The interviews were analysed using Qualitative Content Analysis (QCA) and coded into categories identifying the most relevant hazards and sectors which are perceived to be most impacted, as well as factors increasing vulnerability and exposure. Possible adaptation limits were divided into groups according to whether they are biophysical, technical, financial, knowledge-related, or value-related. Mentions of cooperation with other institutions and relevant projects were mapped and offer an insight into the stakeholder landscape dealing with disaster risk reduction and climate change adaptation in Austria.

Scenarios of intolerable climate-related risks and impacts (such as loss of life) described by the interviewees are frequently related to water availability and supply. Large-scale floods from extreme precipitation or the bursting of dams, heat stress triggering impacts on protection forests and loss of agricultural production, and “chain reactions” (or systemic risks) caused by blackouts, which affect multiple sectors, may also lead to intolerable impacts. Measures which could prevent the breaching of adaptation limits and reduce losses and damages include more restrictive hazard zoning and increased cooperation between interest groups (e.g. farmers, foresters, municipalities, citizens, different levels of administration), for example through more interdisciplinary networks and consultations regarding adaptation measures. More awareness-raising for climate change among policymakers and society is needed, as well as shifting more responsibility on households for private risk reduction. This could for instance be achieved through compulsory climate-related hazard insurance, increased financial contributions when benefiting from protective measures or reduced financial support after a hazardous event.

How to cite: Karabaczek, V., Schinko, T., Menk, L., and Kienberger, S.: Perceptions on intolerable climate-related risks and potential limits to adaptation in Austria, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11617, https://doi.org/10.5194/egusphere-egu22-11617, 2022.

EGU22-11633 | Presentations | NH9.11

Forecasting shortages in staple crop production in Burkina Faso to inform early warning systems 

Rahel Laudien, Christoph Gornott, Bernhard Schauberger, and Jillian Waid

Almost half of the Burkinabe population is moderately or severely affected by food insecurity. Due to ongoing armed conflicts and the outbreak of COVID-19 in 2020 negatively affecting households’ income and access to markets, the number of food insecure people is expected to increase. Moreover, climate change further jeopardizes domestic food production and thus food security. Early warning systems can provide information about the expected harvest, which allows governments to adjust food imports in case of expected harvest losses or ask for external food assistance. Thus, early warning systems can contribute to increased food security.

In this session, we would like to discuss how a forecast of staple crop production can inform early warning systems of food security. Based on a statistical crop model, we provide a within-season forecast of crop production for maize, sorghum and millet in Burkina Faso. Moreover, we compare actually supplied calories with those usually consumed from staple crops, allowing us to provide early information on shortages in domestic cereal production on the national level.

Results show that despite sufficient domestic cereal production from maize, sorghum and millet on average, a considerable level of food insecurity prevails for large parts of the population. This highlights the importance of a comprehensive assessment of all dimensions of food security to rapidly develop counteractions for looming food crises.

How to cite: Laudien, R., Gornott, C., Schauberger, B., and Waid, J.: Forecasting shortages in staple crop production in Burkina Faso to inform early warning systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11633, https://doi.org/10.5194/egusphere-egu22-11633, 2022.

EGU22-12476 | Presentations | NH9.11

Community-centred Disaster Risk Reduction: Experiences from “Our Flood Mural” in Beira, Mozambique 

Fredrik Huthoff, Adele Young, Juliette Cortes Arevalo, Hugo Hagedooren, and Michelle Rudolph

Based on the notion that Flood risk communication contributes to Disaster Risk Reduction (DRR), a novel community-centred approach called “Our Flood Mural”/“Nosso Mural de Cheias” was tested in Beira, Mozambique. “Our Flood Mural” centres around the co-creation of an interactive mural painting that highlights local experiences of past flood events, informs on the existing flood risk in the area and suggests possible risk-reducing measures. The mural brings together local knowledge and arts, and modern information technologies. “Our Flood Mural” can easily be upscaled and adapted to the local context in various settings.

A key part of “Our Flood Mural” was active engagement with the local community. Survey results and plenary community sessions were held and showed that the people of the targeted community have a broad understanding of what they can do to reduce flood risk, such as strengthening of rooftops, moving to higher ground, and freeing drainage canals from clutter. These shared experiences were incorporated in the design of the mural which was made by a local artist. Also, two interactive QR-codes were included on the mural to offer additional (online) information: one linking to local weather forecasts and giving background information on the development process of the mural. The location of the mural was mutually decided to be at a local market where it is exposed to a wide audience on a daily basis.

During the implementation of the mural, festivities were organized with local leaders present to draw attention to the purpose of the mural. Local leaders, community members, and aid organisations expressed ownership and pride as well as the desire to expand the idea to other locations and to address societal issues other than flood risk. It was also noticeable that the linkage of the mural to online information drew attention in the community, showing the mural’s potential as a means of introducing new technologies and information channels to reach a target audience.

Lessons-learned from our community-centred approach include the importance of organizing plenary sessions and carrying out local surveys to assure accurate representation of the communities’ flood risk situation, and to assure adequate use of imagery and/or text. The visibility and accessibility of the different steps in the co-creation approach can help communities, technical experts, aid organizations, and officials interact constructively and identify potential improvements in each other’s actions.

How to cite: Huthoff, F., Young, A., Cortes Arevalo, J., Hagedooren, H., and Rudolph, M.: Community-centred Disaster Risk Reduction: Experiences from “Our Flood Mural” in Beira, Mozambique, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12476, https://doi.org/10.5194/egusphere-egu22-12476, 2022.

EGU22-2024 | Presentations | ITS3.1/SSS1.2 | Highlight

Understanding natural hazards in a changing landscape: A citizen science approach in Kigezi highlands, southwestern Uganda 

Violet Kanyiginya, Ronald Twongyirwe, Grace Kagoro, David Mubiru, Matthieu Kervyn, and Olivier Dewitte

The Kigezi highlands, southwestern Uganda, is a mountainous tropical region with a high population density, intense rainfall, alternating wet and dry seasons and high weathering rates. As a result, the region is regularly affected by multiple natural hazards such as landslides, floods, heavy storms, and earthquakes. In addition, deforestation and land use changes are assumed to have an influence on the patterns of natural hazards and their impacts in the region. Landscape characteristics and dynamics controlling the occurrence and the spatio-temporal distribution of natural hazards in the region remain poorly understood. In this study, citizen science has been employed to document and understand the spatial and temporal occurrence of natural hazards that affect the Kigezi highlands in relation to the multi-decadal landscape change of the region. We present the methodological research framework involving three categories of participatory citizen scientists. First, a network of 15 geo-observers (i.e., citizens of local communities distributed across representative landscapes of the study area) was established in December 2019. The geo-observers were trained at using smartphones to collect information (processes and impacts) on eight different natural hazards occurring across their parishes. In a second phase, eight river watchers were selected at watershed level to monitor the stream flow characteristics. These watchers record stream water levels once daily and make flood observations. In both categories, validation and quality checks are done on the collected data for further analysis. Combining with high resolution rainfall monitoring using rain gauges installed in the watersheds, the data are expected to characterize catchment response to flash floods. Lastly, to reconstruct the historical landscape change and natural hazards occurrences in the region, 96 elderly citizens (>70 years of age) were engaged through interviews and focus group discussions to give an account of the evolution of their landscape over the past 60 years. We constructed a historical timeline for the region to complement the participatory mapping and in-depth interviews with the elderly citizens. During the first 24 months of the project, 240 natural hazard events with accurate timing information have been reported by the geo-observers. Conversion from natural tree species to exotic species, increased cultivation of hillslopes, road construction and abandonment of terraces and fallowing practices have accelerated natural hazards especially flash floods and landslides in the region. Complementing with the region’s historical photos of 1954 and satellite images, major landscape dynamics have been detected. The ongoing data collection involving detailed ground-based observations with citizens shows a promising trend in the generation of new knowledge about natural hazards in the region.

How to cite: Kanyiginya, V., Twongyirwe, R., Kagoro, G., Mubiru, D., Kervyn, M., and Dewitte, O.: Understanding natural hazards in a changing landscape: A citizen science approach in Kigezi highlands, southwestern Uganda, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2024, https://doi.org/10.5194/egusphere-egu22-2024, 2022.

EGU22-2929 | Presentations | ITS3.1/SSS1.2

Possible Contributions of Citizen Science in the Development of the Next Generation of City Climate Services 

Peter Dietrich, Uta Ködel, Sophia Schütze, Felix Schmidt, Fabian Schütze, Aletta Bonn, Thora Herrmann, and Claudia Schütze

Human life in cities is already affected by climate change. The effects will become even more pronounced in the coming years and decades. Next-generation of city climate services is necessary for adapting infrastructures and the management of services of cities to climate change. These services are based on advanced weather forecast models and the access to diverse data. It is essential to keep in mind that each citizen is a unique individual with their own peculiarities, preferences, and behaviors. The base for our approach is the individual specific exposure, which considers that people perceive the same conditions differently in terms of their well-being. Individual specific exposure can be defined as the sum of all environmental conditions that affect humans during a given period of time, in a specific location, and in a specific context. Thereby, measurable abiotic parameters such as temperature, humidity, wind speed, pollution and noise are used to characterize the environmental conditions. Additional information regarding green spaces, trees, parks, kinds of streets and buildings, as well as available infrastructures are included in the context. The recording and forecasting of environmental parameters while taking into account the context, as well as the presentation of this information in easy-to-understand and easy-to-use maps, are critical for influencing human behavior and implementing appropriate climate change adaptation measures.

We will adopt this approach within the frame of the recently started, EU-funded CityCLIM project. We aim to develop and implement approaches which will explore the potential of citizen science in terms of current and historical data collecting, data quality assessment and evaluation of data products.  In addition, our approach will also provide strategies for individual climate data use, and the derivation and evaluation of climate change adaptation actions in cities.

In a first step we need to define and to characterize the different potential stakeholder groups involved in citizen science data collection. Citizen science offers approaches that consider citizens as both  organized target groups (e.g., engaged companies, schools) and individual persons (e.g. hobby scientists). An important point to be investigated is the motivation of citizen science stakehoder groups to sustainably collect data and make it available to science and reward them accordingly. For that purpose, strategic tools, such as value proposition canvas analysis, will be applied to taylor the science-to-business and the science-to-customer communications and offers in terms of the individual needs.

How to cite: Dietrich, P., Ködel, U., Schütze, S., Schmidt, F., Schütze, F., Bonn, A., Herrmann, T., and Schütze, C.: Possible Contributions of Citizen Science in the Development of the Next Generation of City Climate Services, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2929, https://doi.org/10.5194/egusphere-egu22-2929, 2022.

EGU22-4168 | Presentations | ITS3.1/SSS1.2

Extending Rapid Image Classification with the Picture Pile Platform for Citizen Science 

Tobias Sturn, Linda See, Steffen Fritz, Santosh Karanam, and Ian McCallum

Picture Pile is a flexible web-based and mobile application for ingesting imagery from satellites, orthophotos, unmanned aerial vehicles and/or geotagged photographs for rapid classification by volunteers. Since 2014, there have been 16 different crowdsourcing campaigns run with Picture Pile, which has involved more than 4000 volunteers who have classified around 11.5 million images. Picture Pile is based on a simple mechanic in which users view an image and then answer a question, e.g., do you see oil palm, with a simple yes, no or maybe answer by swiping the image to the right, left or downwards, respectively. More recently, Picture Pile has been modified to classify data into categories (e.g., crop types) as well as continuous variables (e.g., degree of wealth) so that additional types of data can be collected.

The Picture Pile campaigns have covered a range of domains from classification of deforestation to building damage to different types of land cover, with crop type identification as the latest ongoing campaign through the Earth Challenge network. Hence, Picture Pile can be used for many different types of applications that need image classifications, e.g., as reference data for training remote sensing algorithms, validation of remotely sensed products or training data of computer vision algorithms. Picture Pile also has potential for monitoring some of the indicators of the United Nations Sustainable Development Goals (SDGs). The Picture Pile Platform is the next generation of the Picture Pile application, which will allow any user to create their own ‘piles’ of imagery and run their own campaigns using the system. In addition to providing an overview of Picture Pile, including some examples of relevance to SDG monitoring, this presentation will provide an overview of the current status of the Picture Pile Platform along with the data sharing model, the machine learning component and the vision for how the platform will function operationally to aid environmental monitoring.

How to cite: Sturn, T., See, L., Fritz, S., Karanam, S., and McCallum, I.: Extending Rapid Image Classification with the Picture Pile Platform for Citizen Science, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4168, https://doi.org/10.5194/egusphere-egu22-4168, 2022.

EGU22-5094 | Presentations | ITS3.1/SSS1.2

Life in undies – Preliminary results of a citizen science data collection targeting soil health assessement in Hungary 

Mátyás Árvai, Péter László, Tünde Takáts, Zsófia Adrienn Kovács, Kata Takács, János Mészaros, and László Pásztor

Last year, the Institute for Soil Sciences, Centre for Agricultural Research launched Hungary's first citizen science project with the aim to obtain information on the biological activity of soils using a simple estimation procedure. With the help of social media, the reactions on the call for applications were received from nearly 2000 locations. 

In the Hungarian version of the international Soil your Undies programme, standardized cotton underwear was posted to the participants with a step-by-step tutorial, who buried their underwear for about 60 days, from mid of May until July in 2021, at a depth of about 20-25 cm. After the excavation, the participants took one digital image of the underwear and recorded the geographical coordinates, which were  uploaded to a GoogleForms interface together with several basic information related to the location and the user (type of cultivation, demographic data etc.).

By analysing digital photos of the excavated undies made by volunteers, we obtained information on the level to which cotton material had decomposed in certain areas and under different types of cultivation. Around 40% of the participants buried the underwear in garden, 21% in grassland, 15% in orchard, 12% in arable land, 5% in vineyard and 4% in forest (for 3% no landuse data was provided).

The images were first processed using Fococlipping and Photoroom softwares for background removing and then percentage of cotton material remaining was estimated based on the pixels by using R Studio ‘raster package’.

The countrywide collected biological activity data from nearly 1200 sites were statistically evaluated by spatially aggregating the data both for physiographical and administrative units. The results have been published on various platforms (Facebook, Instagram, specific web site etc.), and a feedback is also given directly to the volunteers.

According to the experiments the first citizen science programme proved to be successful. 

 

Acknowledgment: Our research was supported by the Hungarian National Research, Development and Innovation Office (NKFIH; K-131820)

Keywords: citizen science; soil life; soil health; biological activity; soil properties

How to cite: Árvai, M., László, P., Takáts, T., Kovács, Z. A., Takács, K., Mészaros, J., and Pásztor, L.: Life in undies – Preliminary results of a citizen science data collection targeting soil health assessement in Hungary, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5094, https://doi.org/10.5194/egusphere-egu22-5094, 2022.

EGU22-5147 | Presentations | ITS3.1/SSS1.2

Distributed databases for citizen science 

Julien Malard-Adam, Joel Harms, and Wietske Medema

Citizen science is often heavily dependent on software tools that allow members of the general population to collect, view and submit environmental data to a common database. While several such software platforms exist, these often require expert knowledge to set up and maintain, and server and data hosting costs can become quite costly in the long term, especially if a project is successful in attracting many users and data submissions. In the context of time-limited project funding, these limitations can pose serious obstacles to the long-term sustainability of citizen science projects as well as their ownership by the community.

One the other hand, distributed database systems (such as Qri and Constellation) dispense with the need for a centralised server and instead rely on the devices (smartphone or computer) of the users themselves to store and transmit community-generated data. This new approach leads to the counterintuitive result that distributed systems, contrarily to centralised ones, become more robust and offer better availability and response times as the size of the user pool grows. In addition, since data is stored by users’ own devices, distributed systems offer interesting potential for strengthening communities’ ownership over their own environmental data (data sovereignty). This presentation will discuss the potential of distributed database systems to address the current technological limitations of centralised systems for open data and citizen science-led data collection efforts and will give examples of use cases with currently available distributed database software platforms.

How to cite: Malard-Adam, J., Harms, J., and Medema, W.: Distributed databases for citizen science, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5147, https://doi.org/10.5194/egusphere-egu22-5147, 2022.

EGU22-5571 | Presentations | ITS3.1/SSS1.2

RESECAN: citizen-driven seismology on an active volcano (Cumbre Vieja, La Palma Island, Canaries) 

Rubén García-Hernández, José Barrancos, Luca D'Auria, Vidal Domínguez, Arturo Montalvo, and Nemesio Pérez

During the last decades, countless seismic sensors have been deployed throughout the planet by different countries and institutions. In recent years, it has been possible to manufacture low-cost MEMS accelerometers thanks to nanotechnology and large-scale development. These devices can be easily configured and accurately synchronized by GPS. Customizable microcontrollers like Arduino or RaspBerryPI can be used to develop low-cost seismic stations capable of local data storage and real-time data transfer. Such stations have a sufficient signal quality to be used for complementing conventional seismic networks.

In recent years Instituto Volcanológico de Canarias (INVOLCAN) has developed a proprietary low-cost seismic station to implement the Canary Islands School Seismic Network (Red Sísmica Escolar Canaria - RESECAN) with multiple objectives:

  • supporting the teaching of geosciences.
  • promoting the scientific vocation.
  • strengthening the resilience of the local communities by improving awareness toward volcanism and the associated hazards.
  • Densifying the existing seismic networks.

On Sept. 19th 2021, a volcanic eruption started on the Cumbre Vieja volcano in La Palma. The eruption was proceeded and accompanied by thousands of earthquakes, many of them felt with intensities up to V MCS. Exploiting the attention drawn by the eruption, INVOLCAN started the deployment of low-cost seismic stations in La Palma in educational centres. In this preliminary phase, we selected five educational centres on the island.

The project's objective is to create and distribute low-cost stations in various educational institutions in La Palma and later on the whole Canary Islands Archipelago, supplementing them with educational material on the topics of seismology and volcanology. Each school will be able to access the data of its station, as well as those collected by other centres, being able to locate some of the recorded earthquakes. The data recorded by RESECAN will also be integrated into the broadband seismic network operated by INVOLCAN (Red Sísmica Canaria, C7). RESECAN will be an instrument of scientific utility capable of contributing effectively to the volcano monitoring of the Canary Islands, reinforcing its resilience with respect to future volcanic emergencies.

How to cite: García-Hernández, R., Barrancos, J., D'Auria, L., Domínguez, V., Montalvo, A., and Pérez, N.: RESECAN: citizen-driven seismology on an active volcano (Cumbre Vieja, La Palma Island, Canaries), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5571, https://doi.org/10.5194/egusphere-egu22-5571, 2022.

EGU22-6970 | Presentations | ITS3.1/SSS1.2

Analysis of individual learning outcomes of students and teachers in the citizen science project TeaTime4Schools 

Anna Wawra, Martin Scheuch, Bernhard Stürmer, and Taru Sanden

Only a few of the increasing number of citizen science projects set out to determine the projects impact on diverse learning outcomes of citizen scientists. However, besides pure completion of project activities and data collection, measurable benefits as individual learning outcomes (ILOs) (Phillips et al. 2014) should reward voluntary work.

Within the citizen science project „TeaTime4Schools“, Austrian students in the range of 13 to 18 years collected data as a group activity in a teacher guided school context; tea bags were buried into soil to investigate litter decomposition. In an online questionnaire a set of selected scales of ILOs (Phillips et al. 2014, Keleman-Finan et al. 2018, Wilde et al. 2009) were applied to test those ILOs of students who participated in TeaTime4Schools. Several indicators (scales for project-related response, interest in science, interest in soil, environmental activism, and self-efficacy) were specifically tailored from these evaluation frameworks to measure four main learning outcomes: interest, motivation, behavior, self-efficacy. In total, 106 valid replies of students were analyzed. In addition, 21 teachers who participated in TeaTime4Schools, answered a separate online questionnaire that directly asked about quality and liking of methods used in the project based on suggested scales about learning tasks of University College for Agricultural and Environmental Education (2015), which were modified for the purpose of this study. Findings of our research will be presented.

How to cite: Wawra, A., Scheuch, M., Stürmer, B., and Sanden, T.: Analysis of individual learning outcomes of students and teachers in the citizen science project TeaTime4Schools, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6970, https://doi.org/10.5194/egusphere-egu22-6970, 2022.

EGU22-7164 | Presentations | ITS3.1/SSS1.2

Seismic and air monitoring observatory for greater Beirut : a citizen observatory of the "urban health" of Beirut 

Cecile Cornou, Laurent Drapeau, Youssef El Bakouny, Samer Lahoud, Alain Polikovitch, Chadi Abdallah, Charbel Abou Chakra, Charbel Afif, Ahmad Al Bitar, Stephane Cartier, Pascal Fanice, Johnny Fenianos, Bertrand Guillier, Carla Khater, and Gabriel Khoury and the SMOAG Team

Already sensitive because of its geology (seismic-tsunamic risk) and its interface between arid and temperate ecosystems, the Mediterranean Basin is being transformed by climate change and major urban pressure on resources and spaces. Lebanon concentrates on a small territory the environmental, climatic, health, social and political crises of the Middle East: shortages and degradation of surface and groundwater quality, air pollution, landscape fragmentation, destruction of ecosystems, erosion of biodiversity, telluric risks and very few mechanisms of information, prevention and protection against these vulnerabilities. Further, Lebanon is sorely lacking in environmental data at sufficient temporal and spatial scales to cover the range of key phenomena and to allow the integration of environmental issues for the country's development. This absence was sadly illustrated during the August 4th, 2020, explosion at the port of Beirut, which hindered the effective management of induced threats to protect the inhabitants. In this degraded context combined with a systemic crisis situation in Lebanon, frugal  innovation is more than an option, it is a necessity. Initiated in 2021 within the framework of the O-LIFE lebanese-french research consortium (www.o-life.org), the « Seismic and air monitoring observatory  for greater Beirut » (SMOAG) project aims at setting up a citizen observatory of the urban health of Beirut by deploying innovative, connected, low-cost, energy-efficient and robust environmental and seismological instruments. Through co-constructed web services and mobile applications with various stakeholders (citizens, NGOs, decision makers and scientists), the SMOAG citizen observatory will contribute to the information and mobilization of Lebanese citizens and managers by sharing the monitoring of key indicators associated with air quality, heat islands and building stability, essential issues for a sustainable Beirut.

The first phase of the project was dedicated to the development of a low-cost environmental sensor enabling pollution and urban weather measurements (particle matters, SO2, CO, O3, N02, solar radiation, wind speed, temperature, humidity, rainfall) and to the development of all the software infrastructure, from data acquisition to the synoptic indicators accessible via web and mobile application, while following the standards of the Sensor Web Enablement and Sensor Observation System of the OGC and to the FAIR principles (Easy to find, Accessible, Interoperable, Reusable). A website and Android/IOS applications for the restitution of data and indicators and a dashboard allowing real time access to data have been developed. Environmental and low-cost seismological stations (Raspberry Shake) have been already deployed in Beirut, most of them hosted by Lebanese citizens. These instrumental and open data access efforts were completed by participatory workshops with various stakeholders  to improve the ergonomy of the web and application interfaces and to define roadmap for the implantation of future stations, consistently with  most vulnerable populations identified by NGOs and the current knowledge on the air pollution and heat islands in Beirut.

How to cite: Cornou, C., Drapeau, L., El Bakouny, Y., Lahoud, S., Polikovitch, A., Abdallah, C., Abou Chakra, C., Afif, C., Al Bitar, A., Cartier, S., Fanice, P., Fenianos, J., Guillier, B., Khater, C., and Khoury, G. and the SMOAG Team: Seismic and air monitoring observatory for greater Beirut : a citizen observatory of the "urban health" of Beirut, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7164, https://doi.org/10.5194/egusphere-egu22-7164, 2022.

EGU22-7323 | Presentations | ITS3.1/SSS1.2

Citizen science for better water quality management in the Brantas catchment, Indonesia? Preliminary results 

Reza Pramana, Schuyler Houser, Daru Rini, and Maurits Ertsen

Water quality in the rivers and tributaries of the Brantas catchment (about 12.000 km2) is deteriorating due to various reasons, including rapid economic development, insufficient domestic water treatment and waste management, and industrial pollution. Various water quality parameters are at least measured on monthly basis by agencies involved in water resource development and management. However, measurements consistently demonstrate exceedance of the local water quality standards. Recent claims presented by the local Environmental Protection Agency indicate that the water quality is much more affected by the domestic sources compared to the others. In an attempt to examine this, we proposed a citizen science campaign by involving people from seven communities living close to the river, a network organisation that works on water quality monitoring, three government agencies, and students from a local university. Beginning in 2022, we kicked off our campaign by measuring with test strips for nitrate, nitrite, and phosphate on weekly basis at twelve different locations from upstream to downstream of the catchment. In the effort to provide education on water stewardship and empower citizens to participate in water quality management, preliminary results – the test strips, strategies, and challenges - will be shown.

How to cite: Pramana, R., Houser, S., Rini, D., and Ertsen, M.: Citizen science for better water quality management in the Brantas catchment, Indonesia? Preliminary results, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7323, https://doi.org/10.5194/egusphere-egu22-7323, 2022.

EGU22-7916 | Presentations | ITS3.1/SSS1.2

Citizen science - an invaluable tool for obtaining high-resolution spatial and temporal meteorological data 

Jadranka Sepic, Jure Vranic, Ivica Aviani, Drago Milanovic, and Miro Burazer

Available quality-checked institutional meteorological data is often not measured at locations of particular interest for observing specific small-scale and meso-scale atmospheric processes. Similarly, institutional data can be hard to obtain due to data policy restrictions. On the other hand, a lot of people are highly interested in meteorology, and they frequently deploy meteorological instruments at locations where they live. Such citizen data are often shared through public data repositories and websites with sophisticated visualization routines.  As a result, the networks of citizen meteorological stations are, in numerous areas, denser and more easily accessible than are the institutional meteorological networks.  

Several examples of publicly available citizen meteorological networks, including school networks, are explored – and their application to published high-quality scientific papers is discussed. It is shown that for the data-based analysis of specific atmospheric processes of interest, such as mesoscale convective disturbances and mesoscale atmospheric gravity waves, the best qualitative and quantitative results are often obtained using densely populated citizen networks.  

Finally, a “cheap and easy to do” project of constructing a meteorological station with a variable number of atmospheric sensors is presented. Suggestions on how to use such stations in educational and citizen science activities, and even in real-time warning systems, are given.  

How to cite: Sepic, J., Vranic, J., Aviani, I., Milanovic, D., and Burazer, M.: Citizen science - an invaluable tool for obtaining high-resolution spatial and temporal meteorological data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7916, https://doi.org/10.5194/egusphere-egu22-7916, 2022.

Among the greatest constraints to accurately monitoring and understanding climate and climate change in many locations is limited in situ observing capacity and resolution in these places. Climate behaviours along with dependent environmental and societal processes are frequently highly localized, while observing systems in the region may be separated by hundreds of kilometers and may not adequately represent conditions between them. Similarly, generating climate equity in urban regions can be hindered by an inability to resolve urban heat islands at neighborhood scales. In both cases, higher density observations are necessary for accurate condition monitoring, research, and for the calibration and validation of remote sensing products and predictive models. Coincidentally, urban neighborhoods are heavily populated and thousands of individuals visit remote locations each day for recreational purposes. Many of these individuals are concerned about climate change and are keen to contribute to climate solutions. However, there are several challenges to creating a voluntary citizen science climate observing program that addresses these opportunities. The first is that such a program has the potential for limited uptake if participants are required to volunteer their time or incur a significant cost to participate. The second is that researchers and decision-makers may be reluctant to use the collected data owing to concern over observer bias. This paper describes the on-going development and implementation by 2DegreesC.org of a technology-driven citizen science approach in which participants are equipped with low-cost automated sensors that systematically sample and communicate scientifically valid climate observations while they focus on other activities (e.g., recreation, gardening, fitness). Observations are acquired by a cloud-based system that quality controls, anonymizes, and makes them openly available. Simultaneously, individuals of all backgrounds who share a love of the outdoors become engaged in the scientific process via data-driven communication, research, and educational interactions. Because costs and training are minimized as barriers to participation, data collection is opportunistic, and the technology can be used almost anywhere, this approach is dynamically scalable with the potential for millions of participants to collect billions of new, accurate observations that integrate with and enhance existing observational network capacity.

How to cite: Shein, K.: Linking citizen scientists with technology to reduce climate data gaps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10634, https://doi.org/10.5194/egusphere-egu22-10634, 2022.

The 2019-2020 bushfire season (the Black Summer) in Australia was unprecedented in its breadth and severity as well as the disrupted resources and time dedicated to studying it.  Right after one of the most extreme fire seasons on record had hit Australia, a once-in-a-century global pandemic, COVID-19, occurred. This pandemic caused world-wide lockdowns throughout 2020 and 2021 that prevented travel and field work, thus hindering researchers from assessing damage done by the Black Summer bushfires. Early assessments show that the bushfires on Kangaroo Island, South Australia caused declines in soil nutrients and ground coverage up to 10 months post-fire, indicating higher risk of soil erosion and fire-induced land degradation at this location. In parallel to the direct impacts the Black Summer bushfires had on native vegetation and soil, the New South Wales Nature Conservation Council observed a noticeable increase in demand for fire management workshops in 2020. What was observed of fires and post-fire outcomes on soil and vegetation from the 2019-2020 bushfire season that drove so many citizens into action? In collaboration with the New South Wales Nature Conservation Council and Rural Fire Service through the Hotspots Fire Project, we will be surveying and interviewing landowners across New South Wales to collect their observations and insights regarding the Black Summer. By engaging landowners, this project aims to answer the following: within New South Wales, Australia, what impact did the 2019-2020 fire season have on a) soil health and native vegetation and b) human behaviours and perceptions of fire in the Australian landscape. The quantity of insights gained from NSW citizens will provide a broad assessment of fire impacts across multiple soil and ecosystem types, providing knowledge of the impacts of severe fires, such as those that occurred during the Black Summer, to the scientific community. Furthermore, with knowledge gained from reflections from citizens, the Hotspots Fire Project will be better able to train and support workshop participants, while expanding the coverage of workshops to improve support of landowners across the state. Data regarding fire impacts on soil, ecosystems, and communities has been collected by unknowing citizen scientists all across New South Wales, and to gain access to that data, we need only ask.

How to cite: Ondik, M., Ooi, M., and Muñoz-Rojas, M.: Insights from landowners on Australia's Black Summer bushfires: impacts on soil and vegetation, perceptions, and behaviours, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10776, https://doi.org/10.5194/egusphere-egu22-10776, 2022.

High air pollution concentration levels and increased urban heat island intensity, are amongst the most critical contemporary urban health concerns. This is the reason why various municipalities are starting to invest in extensive direct air quality and microclimate sensing networks. Through the study of these datasets it has become evident that the understanding of inter-urban environmental gradients is imperative to effectively introduce urban land-use strategies to improve the environmental conditions in the neighborhoods that suffer the most, and develop city-scale urban planning solutions for a better urban health.  However, given economic limitations or divergent political views, extensive direct sensing environmental networks have yet not been implemented in most cities. While the validity of citizen science environmental datasets is often questioned given that they rely on low-cost sensing technologies and fail to incorporate sensor calibration protocols, they can offer an alternative to municipal sensing networks if the necessary Quality Assurance / Quality Control (QA/QC) protocols are put in place.

This research has focused on the development of a QA/QC protocol for the study of urban environmental data collected by the citizen science PurpleAir initiative implemented in the Bay Area and the city of Los Angeles where over 700 purple air stations have been implemented in the last years. Following the QA/QC process the PurpleAir data was studied in combination with remote sensing datasets on land surface temperature and normalized difference vegetation index, and geospatial datasets on socio-demographic and urban fabric parameters. Through a footprint-based study, and for all PurpleAir station locations, the featured variables and the buffer sizes with higher correlations have been identified to compute the inter-urban environmental gradient predictions making use of 3 supervised machine learning models: - Regression Tree Ensemble, Support Vector Machine, and a Gaussian Process Regression.

How to cite: Llaguno-Munitxa, M., Bou-Zeid, E., Rueda, P., and Shu, X.: Citizen-science urban environmental monitoring for the development of an inter-urban environmental prediction model for the city of Los Angeles, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11765, https://doi.org/10.5194/egusphere-egu22-11765, 2022.

EGU22-11797 | Presentations | ITS3.1/SSS1.2

Attitudes towards a cafetiere-style filter system and paper-based analysis pad for soil nutrition surveillance in-situ: evidence from Kenya and Vietnam 

Samantha Richardson, Philip Kamau, Katie J Parsons, Florence Halstead, Ibrahim Ndirangu, Vo Quang Minh, Van Pham Dang Tri, Hue Le, Nicole Pamme, and Jesse Gitaka

Routine monitoring of soil chemistry is needed for effective crop management since a poor understanding of nutrient levels affects crop yields and ultimately farmers’ livelihoods.1 In low- and middle-income countries soil sampling is usually limited, due to required access to analytical services and high costs of portable sampling equipment.2 We are developing portable and low-cost sampling and analysis tools which would enable farmers to test their own land and make informed decisions around the need for fertilizers. In this study we aimed to understand attitudes of key stakeholders towards this technology and towards collecting the data gathered on public databases which could inform decisions at government level to better manage agriculture across a country.

 

In Kenya, we surveyed 549 stakeholders from Murang’a and Kiambu counties, 77% men and 23% women. 17.2% of these respondent smallholder farmers were youthful farmers aged 18-35 years with 81.9% male and 18.1% female-headed farming enterprises. The survey covered current knowledge of soil nutrition, existing soil management practices, desire to sample soil in the future, attitudes towards our developed prototypes, motivation towards democratization of soil data, and willingness to pay for the technology. In Vietnam a smaller mixed methods online survey was distributed via national farming unions to 27 stakeholders, in particular engaging younger farmers with an interest in technology and innovation.

Within the Kenya cohort, only 1.5% of farmers currently test for nutrients and pH. Reasons given for not testing included a lack of knowledge about soil testing (35%), distance to testing centers (34%) and high costs (16%). However, 97% of respondents were interested in soil sampling at least once a year, particularly monitoring nitrates and phosphates. Nearly all participants, 94-99% among the males/females/youths found cost of repeated analysis of soil samples costing around USD 11-12 as affordable for their business. Regarding sharing the collecting data, 88% believed this would be beneficial, for example citing that data shared with intervention agencies and agricultural officers could help them receive relevant advice.

In Vietnam, 87% of famers did not have their soil nutrient levels tested with 62% saying they did not know how and 28% indicating prohibitive costs. Most currently relied on local knowledge and observations to improve their soil quality. 87% thought that the system we were proposing was affordable with only 6% saying they would not be interested in trialing this new technology. Regarding the soil data, respondents felt that it should be open access and available to everyone.

Our surveys confirmed the need and perceived benefit for our proposed simple-to-operate and cost-effective workflow, which would enable farmers to test soil chemistry themselves on their own land. Farmers were also found to be motivated towards sharing their soil data to get advice from government agencies. The survey results will inform our further development of low-cost, portable analytical tools for simple on-site measurements of nutrient levels within soil.

 

1. Dimkpa, C., et al., Sustainable Agriculture Reviews, 2017, 25, 1-43.

2. Zingore, S., et al., Better Crops, 2015, 99 (1), 24-26.

How to cite: Richardson, S., Kamau, P., Parsons, K. J., Halstead, F., Ndirangu, I., Minh, V. Q., Tri, V. P. D., Le, H., Pamme, N., and Gitaka, J.: Attitudes towards a cafetiere-style filter system and paper-based analysis pad for soil nutrition surveillance in-situ: evidence from Kenya and Vietnam, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11797, https://doi.org/10.5194/egusphere-egu22-11797, 2022.

Keywords: preconcentration, heavy metal, cafetiere, citizen science, paper-based microfluidics

Heavy-metal analysis of water samples using microfluidics paper-based analytical devices (µPAD) with colourimetric readout is of great interest due to its simplicity, affordability and potential for Citizen Science-based data collection [1]. However, this approach is limited by the relatively poor sensitivity of the colourimetric substrates, typically achieving detection within the mg L-1 range, whereas heavy-metals exist in the environment at <μg L-1 quantities   [2]. Preconcentration is commonly used when analyte concentration is below the analytical range, but this typically requires laboratory equipment and expert users [3]. Here, we are developing a simple method for pre-concentration of heavy metals, to be integrated with a µPAD workflow that would allow Citizen Scientists to carry out pre-concentration as well as readout on-site.

The filter mesh from an off-the-shelf cafetière (350 mL) was replaced with a custom-made bead carrier basket, laser cut in PMMA sheet featuring >500 evenly spread 100 µm diameter holes. This allowed the water sample to pass through the basket and mix efficiently with the 2.6 g ion-exchange resin beads housed within (Lewatit® TP207, Ambersep® M4195, Lewatit® MonoPlus SP 112). An aqueous Ni2+ sample (0.3 mg L-1, 300 mL) was placed in the cafetiere and the basket containing ion exchange material was moved up and down for 5 min to allow Ni2+ adsorption onto the resin. Initial investigations into elution with a safe, non-toxic eluent focused on using NaCl (5 M). These were carried out by placing the elution solution into a shallow dish and into which the the resin containing carrier basket was submerging. UV/vis spectroscopy via a colourimetric reaction with nioxime was used to monitor Ni2+ absorption and elution.

After 5 min of mixing it was found that Lewatit® TP207 and Ambersep® M4195 resins adsorbed up to 90% of the Ni2+ ions present in solution and the Lewatit® MonoPlus SP 112 adsorbed up to 60%. However, the Lewatit® MonoPlus SP 112 resin performed better for elution with NaCl. Initial studies showed up to 30% of the Ni2+ was eluted within only 1 min of mixing with 10 mL 5 M NaCl.

Using a cafetière as pre-concentration vessel coupled with non-hazardous reagents in the pre-concentration process allows involvement of citizen scientists in more advanced environmental monitoring activities that cannot be achieved with a simple paper-based sensor alone. Future work will investigate the user-friendliness of the design by trialling the system with volunteers and will aim to further improve the trapping and elution efficiencies.

 

References:

  • Almeida, M., et al., Talanta, 2018, 177, 176-190.
  • Lace, A., J. Cleary, Chemosens., 2021. 9, 60.
  • Alahmad, W., et al.. Biosens. Bioelectron., 2021. 194, 113574.

 

How to cite: Sari, M., Richardson, S., Mayes, W., Lorch, M., and Pamme, N.: Method development for on-site freshwater analysis with pre-concentration of nickel via ion-exchange resins embedded in a cafetière system and paper-based analytical devices for readout, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11892, https://doi.org/10.5194/egusphere-egu22-11892, 2022.

EGU22-12972 | Presentations | ITS3.1/SSS1.2 | Highlight

Collection of valuable polar data and increase in nature awareness among travellers by using Expedition Cruise Ships as platforms of opportunity 

Verena Meraldi, Tudor Morgan, Amanda Lynnes, and Ylva Grams

Hurtigruten Expeditions, a member of the International Association of Antarctica Tour Operators (IAATO) and the Association of Arctic Expedition Cruise Operators (AECO) has been visiting the fragile polar environments for two decades, witnessing the effects of climate change. Tourism and the number of ships in the polar regions has grown significantly. As a stakeholder aware of the need for long-term protection of these regions, we promote safe and environmentally responsible operations, invest in the understanding and conservation of the areas we visit, and focus on the enrichment of our guests.

For the last couple of years, we have supported the scientific community by transporting researchers and their equipment to and from their study areas in polar regions and we have established collaborations with numerous scientific institutions. In parallel we developed our science program with the goal of educating our guests about the natural environments they are in, as well as to further support the scientific community by providing our ships as platforms of opportunity for spatial and temporal data collection. Participation in Citizen Science programs that complement our lecture program provides an additional education opportunity for guests to better understand the challenges the visited environment faces while contributing to filling scientific knowledge gaps in remote areas and providing data for evidence-based decision making.

We aim to continue working alongside the scientific community and developing partnerships. We believe that scientific research and monitoring in the Arctic and Antarctic can hugely benefit from the reoccurring presence of our vessels in these areas, as shown by the many projects we have supported so far. In addition, our partnership with the Polar Citizen Science Collective, a charity that facilitates interaction between scientists running Citizen Science projects and expedition tour operators, will allow the development of programs on an industry level, rather than just an operator level, increasing the availability and choice of platforms of opportunity for the scientific community.

How to cite: Meraldi, V., Morgan, T., Lynnes, A., and Grams, Y.: Collection of valuable polar data and increase in nature awareness among travellers by using Expedition Cruise Ships as platforms of opportunity, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12972, https://doi.org/10.5194/egusphere-egu22-12972, 2022.

EGU22-13115 | Presentations | ITS3.1/SSS1.2

Participatory rainfall monitoring: strengthening hydrometeorological risk management and community resilience in Peru 

Miguel Arestegui, Miluska Ordoñez, Abel Cisneros, Giorgio Madueño, Cinthia Almeida, Vannia Aliaga, Nelson Quispe, Carlos Millán, Waldo Lavado, Samuel Huaman, and Jeremy Phillips

Heavy rainfall, floods and debris flow on the Rimac river watershed are recurring events that impact Peruvian people in vulnerable situations.There are few historical records, in terms of hydrometeorological variables, with sufficient temporal and spatial accuracy. As a result, Early Warning Systems (EWS) efficiency, dealing with these hazards, is critically limited.

In order to tackle this challenge, among other objectives, the Participatory Monitoring Network (Red de Monitoreo Participativo or Red MoP, in spanish) was formed: an alternative monitoring system supported by voluntary community collaboration of local population under a citizen science approach. This network collects and communicates data captured with standardized manual rain gauges (< 3USD). So far, it covers districts in the east metropolitan area of the capital city of Lima, on dense peri-urban areas, districts on the upper Rimac watershed on rural towns, and expanding to other upper watersheds as well.

Initially led by Practical Action as part of the Zurich Flood Resilience Alliance, it is now also supported by SENAMHI (National Meteorological and Hydrological Service) and INICTEL-UNI (National Telecommunications Research and Training Institute), as an activity of the National EWS Network (RNAT).

For the 2019-2022 rainfall seasons, the network has been gathering data and information from around 80 volunteers located throughout the Rimac and Chillon river watersheds (community members, local governments officers, among others): precipitation, other meteorological variables, and information regarding the occurrence of events such as floods and debris flow (locally known as huaycos). SENAMHI has provided a focalized 24h forecast for the area covered by the volunteers, experimentally combines official stations data with the network’s for spatial analysis of rainfall, and, with researchers from the University of Bristol, analyses potential uses of events gathered through this network. In order to facilitate and automatize certain processes, INICTEL-UNI developed a web-platform and a mobile application that is being piloted.

We present an analysis of events and trends gathered through this initiative (such as a debris flow occurred in 2019). Specifically, hotspots and potential uses of this sort of refined spatialized rainfall information in the dry & tropical Andes. As well, we present a qualitative analysis of volunteers’ expectations and perceptions. Finally, we also present a meteorological explanation of selected events, supporting the importance of measuring localized precipitation during the occurrence of extreme events in similar complex, physical and social contexts.

How to cite: Arestegui, M., Ordoñez, M., Cisneros, A., Madueño, G., Almeida, C., Aliaga, V., Quispe, N., Millán, C., Lavado, W., Huaman, S., and Phillips, J.: Participatory rainfall monitoring: strengthening hydrometeorological risk management and community resilience in Peru, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13115, https://doi.org/10.5194/egusphere-egu22-13115, 2022.

NH10 – Multi-Hazards

EGU22-89 | Presentations | NH10.1

Mapping single hazards and multi-hazard interrelationships in Global South urban areas: A case study in Kathmandu, Nepal. 

Harriet Thompson, Bruce D. Malamud, Joel C. Gill, and Robert Šakić Trogrlić

Achieving a holistic approach to disaster risk reduction in urban areas remains challenging. This requires understanding the breadth of single hazards and multi-hazard interrelationships across various spatial and temporal scales that might impact a given urban area. Here we describe an approach to systematically map the single hazards and multi-hazard interrelationships that have a potential to impact Kathmandu, Nepal, one of the focus cities of the UK Global Challenges Research Fund (GCRF) Tomorrow’s Cities research hub. Using an existing classification of 21 natural hazard types (across six hazard groups: geophysical, hydrological, atmospheric, biological, space), we first searched for evidence of each of these occurring in or affecting Kathmandu. We used systematic mapping to find and select evidence, applying a simple Boolean search with keywords and reviewing publications across all years available on online databases before selecting evidence from 2010 onwards where available. The spatial boundary around Kathmandu was not specified, rather we chose evidence based on recorded or potential impacts in the city. When searches returned many results (i.e., over 100), we skimmed titles and abstracts for spatial and temporal occurrence to select up to 5 sources. We examined and integrated evidence from diverse sources, including academic literature, grey literature, traditional media (e.g., English language Nepali newspapers), global and national disaster databases and social media. This evidence was then used to assess potential multi-hazard interrelationships that may occur in Kathmandu. Using this blended evidence, we found 21 single hazard types that might impact Kathmandu. We found case study evidence for 11 interrelationship types that have had previous impact in Kathmandu with many more that are theoretically possible. The results illustrate the complexity of the hazard landscape, with many single hazards and multi-hazard interrelationships potentially impacting Kathmandu. This knowledge can inform the development of dynamic risk scenarios, to use in planning and civil protection, thus strengthening multi-hazard approaches to disaster risk reduction in Kathmandu.

How to cite: Thompson, H., Malamud, B. D., Gill, J. C., and Šakić Trogrlić, R.: Mapping single hazards and multi-hazard interrelationships in Global South urban areas: A case study in Kathmandu, Nepal., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-89, https://doi.org/10.5194/egusphere-egu22-89, 2022.

This work aims to improve existing Early Warning Systems (EWSs) assessment tools in appraising multi-hazard risk including natural hazards and infectious diseases epidemics or pandemics. The improved EWS assessment tool is applied in four Eastern Partnership countries through the development of a questionnaire, in the framework of the EU-funded PPRDEAST3 project. The analysis of the results of the questionnaire allowed identifying a series of lessons learned to be factored into a revision of the EWSs towards a permanent state of multi-hazard risk.

Because of the spread of the COVID-19, every country has been encountering challenges in several sectors. In addition to socioeconomic impacts, the declined capacities, especially in the health sector, led to changes in priorities for allocation of the resources in the short term and alteration of the development pathways of governments in the long term.

Furthermore, the long-lasting nature of the pandemic has increased the possibility of the concurrence of other natural hazards during the spread time of the virus. In this multi-hazard risk condition, civil protection organizations have to consider extra countermeasures for response to prevent the outbreak of the disease, including restrictions in sheltering and evacuation procedures.  

In the proposed approach, a conceptual model for multi-hazard EWSs, including natural hazards and infectious diseases, based on literature review and experts’ opinion, has been developed and used to derive a new set of indicators useful to understand current EWSs pandemics and multi-hazard risk capabilities.

The final assessment tool is obtained by integrating the new indicators with the previous ones already present in the EWS assessment tool developed by CIMA Foundation. The tool consists of five groups of indicators, four (already present) assessing the traditional EWS pillars, (i) disaster risk knowledge, (ii) detection, monitoring, analysis, and forecasting of the hazard and possible consequences, (iii) warning dissemination and communication, (iv) preparedness and response capabilities, and the last one added to assess (v) pandemics (specifically COVID19) and multi-hazard capabilities. Each group is divided into three to five sub-indicators.

Partner countries were asked to score each on a 0-5 scale in the way that 0 corresponds to "no steps have been made regarding that indicator", and 5 means "they fully meet the requirements relating to that indicator."

The results have been discussed and validated using extra open-source information to evaluate the accuracy of the assessment tool and the compatibility of the given scores with the real situation in partner countries. From this comparison, some biases in the responses have been observed. Therefore, to further improve the assessment tool, it is suggested to firstly, determine the criteria for each point that may give by the responders and secondly, ask for the evidence for each response.

Finally, the result of this research emphasized the necessity of the integration of infectious disease and natural hazard EWSs, the inclusion of the Health Ministry in the decision-making processes of the civil protection, and the coordination between slow onset and rapid onset hazard EWSs.

How to cite: mohammadi, S., Miozzo, D., Boni, G., and De Angeli, S.: Assessing multi-hazard risk assessment capabilities of Early Warning Systems considering potential interactions among pandemics and natural hazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-100, https://doi.org/10.5194/egusphere-egu22-100, 2022.

EGU22-192 | Presentations | NH10.1

A dataset for multi-risk analysis in the Philippines 

Marleen de Ruiter, Giovanni Votano, and Anaïs Couasnon

The occurence and impacts of disasters are increasing in many parts of the world. The increased complexity of disaster risk due to climate change, expected population growth and the increasing interconnectedness of disaster impacts across communities and economic sectors demonstrates the need to improve our ability to understand and model the impacts of consecutive disasters. These consecutive disasters can be described as disasters whose impacts overlap temporally and spatially while recovery from an earlier disaster is still underway. Several challenges affect our ability to account for the impacts of consecutive disasters and multi-hazard interactions, including extensive data requirements and a common focus on single-hazard risk.  

 

Incorporating spatiotemporal dynamics of hazard, exposure and vulnerability is key to understanding drivers of risks and their interactions. In this study, we focus on the Philippines and generate an extensive dataset of multi-hazard events based on observed time series of disasters. We illustrate the potential applications of our dataset with an analysis of the inter-arrival time between hazard events and their impacts. The Philippines is located along the ‘Ring of fire’ and is one of the world’s most at risk countries of natural hazards includingearthquakes, tropical cyclones, landslides, and flooding. The study is carried out for the time period 1980-2019 and at two spatial scales: national and provincial. This dataset is further analysed to document the socio-economic impacts of consecutive disasters as well as the interdependencies and dynamics between multi-hazard events. This spatially and temporally consistent dataset can be used as input for future risk modelling effort to integrate the dynamics and impacts of consecutive disasters.

How to cite: de Ruiter, M., Votano, G., and Couasnon, A.: A dataset for multi-risk analysis in the Philippines, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-192, https://doi.org/10.5194/egusphere-egu22-192, 2022.

EGU22-214 | Presentations | NH10.1

Conceptualizing an adaptation pathway model for multi-hazard, multi-stakeholder systems 

Julius Schlumberger, Marleen de Ruiter, Marjolijn Haasnoot, and Jeroen Aerts

While current adaptation planning approaches commonly focus on single hazards and individual sectors, a paradigm shift in decision-making is required to account for the increasingly interconnected world. Decision making support tools are needed to enable fair distribution of support and (increasingly) limited resources (i.e. space, financial means). No such integrated tools exist yet that account for dependencies, conflicts, and co-benefits between various stakeholders as well as the knowledge regarding dependencies and co-existence of various hazards and their joint impacts. This work provides a first conceptual framework of a decision-support tool in the context of adaptation planning in a multi-hazard, multi-stakeholder setting.

Decision-making processes for adaptation planning need to follow dynamically robust plans instead of a static optimal strategy to account for the deeply uncertain future. In fact, a myriad of uncertain or even unknown factors (i.e. climate change, socio-economic developments, technology advancement) might lead to very different future developments. Dynamic Adaptation Policy Pathways (DAPP) is a widely used systematic and practical approach for decision-making over time and strategic planning under uncertain conditions to design dynamic, adaptive plans covering short-term no-regret actions, long-term options, and adaptation signals to take actions.

A systematic literature review was undertaken to analyze adaptation planning concepts across various (multi-)sectors and (multi-)hazard contexts. This literature review was used to identify underlying paradigms and relevant concepts in the field of scenario analysis, pathway modelling, and multi-objective decision-making useful for advancing the existing DAPP approach. Using a simple, synthetic multi-hazard, multi-sector case study, the tailored adaptation planning framework was tested for its robustness.

As a result, an advanced DAPP framework was developed. It accounts for several different physical processes playing a role in natural hazard impacts on human systems (i.e., different hazard types). Moreover, it accounts for spatial and temporal dependence of (different) hazards influencing coping capacities and the triggering space to take adaptation actions (compound, consecutive, aggregating impacts). Furthermore, the framework acknowledges 1) the diversity of stakeholders in an exposed system in terms of their vulnerability, objectives, coping capacities and contesting interests (e.g., limited resources or space), and 2) the diversity of driving actors of adaptation action within a system and the connectedness of decisions and implications on the system development. The framework uses information about the system and its boundaries, along with information about the available adaptation actions, information about the decision making process / motivation to take adaptation action, information about possible conflicts / dependencies within the decision space (with regards to objectives, adaptation actions, and other system elements) and implicit assumptions used to define the system (of systems). Using this framework, adaptation pathways – meaning sequence of adaptation actions – can be created and evaluated with regards to their robustness and performance in comparison to long-term visions.

How to cite: Schlumberger, J., de Ruiter, M., Haasnoot, M., and Aerts, J.: Conceptualizing an adaptation pathway model for multi-hazard, multi-stakeholder systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-214, https://doi.org/10.5194/egusphere-egu22-214, 2022.

EGU22-332 | Presentations | NH10.1

A Global Multi-hazard Perspective on Joint Probabilities of Historic Hazards 

Judith Claassen, James Daniell, Elco E. Koks, Timothy Tiggeloven, Marleen C. de Ruiter, and Philip J Ward

While the last decade saw substantial scientific advances in studies aimed at improving our understanding of natural hazard risk, research and policy commonly address risk from a single-hazard, single-sector perspective. Thus, not considering the spatial and temporal interconnections of these events. Single-hazards risk analyses are often inaccurate and incomplete when multi-hazard disasters occur, as the interaction between them may lead to a different impact than summing the impacts of single events. Therefore, the MYRIAD-EU project aim is to catalyse the paradigm shift required to move towards a multi-risk, multi-sector, systemic approach to risk assessment and management. In order to achieve this, the overall aim is that policy-makers, decision-makers, and practitioners will be able to develop forward-looking disaster risk management pathways that assess trade-offs and synergies across sectors, hazards, and scales. A key first step to achieving this aim is to create a greater understanding of realistic multi-hazard event sets that better examines statistical dependencies between hazard types. To do so, single hazards datasets for meteorological, geological, hydrological and biological events are explored using stochastic modelling and multivariate statistical methods, and create a dataset of potential coinciding hazard events at a global scale. By exploring these multi-hazard interconnections, we achieve a deeper understanding of the different types of multi-hazards events and their temporal and spatial interconnections. Furthermore, this dataset maps indirect, interregional, and cross-sectoral risk throughout the world. Moreover, the multi-hazards event sets will enable to simulate future conditions under climate change by incorporating the Representative Concentration Pathways (RCPs) as well as Socio-economic change using Shared Socioeconomic Pathways (SSPs).   

How to cite: Claassen, J., Daniell, J., Koks, E. E., Tiggeloven, T., de Ruiter, M. C., and Ward, P. J.: A Global Multi-hazard Perspective on Joint Probabilities of Historic Hazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-332, https://doi.org/10.5194/egusphere-egu22-332, 2022.

EGU22-547 | Presentations | NH10.1

Multi-hazard risk assessment of critical infrastructure at the global scale 

Sadhana Nirandjan, Elco Koks, Hans de Moel, Jasper Verschuur, Oliver Wing, Jeroen Aerts, and Philip Ward

Critical infrastructures (CI) play an essential role in the day-to-day functioning of societies and economies. They refer to the array of physical assets required for the operation of the complex infrastructure network, which include energy grids, waste systems, and transportation networks. At the same time, impacts of natural hazards highlight the importance of improving our understanding on the natural hazard risk to these infrastructures. CI have evolved in large interconnected networks, whereby disruption of one asset may quickly propagate into widespread consequences – even outside an exposed area. The disruption of the services provided by CI have large potential to seriously hamper the daily activities of societies and economies that depend on them, as well as the recovery in the aftermath of an disruptive event.

To date, however, scientific literature on the potential global asset damages to CI induced by multi-hazards remain limited. Modelling assessments that combine information on hazard intensities and extents, exposure of infrastructure and the vulnerability of these exposed assets are crucial to improve our understanding of infrastructure that are directly at risk to multi-hazards. In this study, we provide first global estimates of multi-hazard risk to CI systems under current climate conditions. To this end, we assess: (1) the global exposure of CI to coastal and fluvial flooding, cyclones, earthquakes and landslides; and (2) quantify the potential asset damages as a consequence of these multi-hazards.

We represent the infrastructure network by seven overarching CI systems: energy, transportation, telecommunication, water, waste, education and health. A total of 42 infrastructure types (e.g. hospitals, power towers, wastewater treatment plants) are selected from OpenStreetMap (OSM) and categorized under these overarching CI systems. The high-detailed spatial data for infrastructure is combined with hazard data to derive the exposure of infrastructure to the various hazards. Moreover, we develop a vulnerability database for critical infrastructure based on the current body of literature to translate the exposure into asset damages.   

It is urgently needed to build robust and resilient infrastructure, so that they are able to cope with current and future natural hazards. Therefore, risk information should systematically be included for infrastructure planning, and the protection of the most vulnerable and critical assets needs to be improved. Limiting the direct impact of natural hazards on exposed assets will result in economic and social benefits that go beyond direct infrastructure damage.

How to cite: Nirandjan, S., Koks, E., de Moel, H., Verschuur, J., Wing, O., Aerts, J., and Ward, P.: Multi-hazard risk assessment of critical infrastructure at the global scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-547, https://doi.org/10.5194/egusphere-egu22-547, 2022.

EGU22-956 | Presentations | NH10.1

Cascading Effects of Extreme Geohazards on Tenerife (Canary Islands) 

Marta López-Saavedra, Joan Martí, Jose Luis Rubio, and Karim Kelfoun

Extreme geohazards (volcanic eruptions, earthquakes, landslides and tsunamis) have the potential to inflict cascading effects whose associated risks are difficult to predict and prepare for. Thus, these events are generally not taken into account in hazard assessment. Anticipating the occurrence of such extreme events is thus key if our life-styles are to remain safe and sustainable. Volcanic islands are often the source of complex successions of disastrous events, as is evident from any examination, for instance, of the geological record of regions such as Hawaii, the Canary Islands, Reunion and Indonesia. The island of Tenerife in the Canary Archipelago is an excellent example of where cascading extreme hazards have occurred several times in the past and could occur again in the future. A cascading sequence involving a caldera-forming eruption, high-magnitude seismicity, mega-landslides and tsunamis occurred at least twice during the construction of this island. In order to understand the possible consequences of such processes if they were to reoccur, we simulated the extent and potential impact of a multiple, extreme geohazard episode similar to the last recorded one that took place on the island of Tenerife around 180 ka. If this event were to occur today, the PDCs resulting from the collapse of the eruptive column would devastate nearly the entire island. The caldera collapse would generate high-magnitude seismicity that would severely affect the central part of the island, corresponding to the caldera of Las Cañadas and its walls, the Icod Valley, the NE and NW rifts, and Bandas del Sur in the southeast. Seismic shocks could trigger a mega-landslide in the current Icod valley that would mobilise a thickness of about 500 m. The impact of this mass against the ocean would generate a first tsunami wave up to 200 m high that would sweep the coasts of the north of Tenerife in less than 10 minutes. This is probably the most catastrophic scenario for this region, and it sets a maximum limit to the range of situations that may occur in Tenerife in order to design a better risk management in this island without exceeding with minor events or falling short in case of events of greater impact. The implications of such a disastrous succession of events are analysed at local, regional and global scales, and the results obtained are discussed within the framework of disaster risk-reduction policies.

How to cite: López-Saavedra, M., Martí, J., Rubio, J. L., and Kelfoun, K.: Cascading Effects of Extreme Geohazards on Tenerife (Canary Islands), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-956, https://doi.org/10.5194/egusphere-egu22-956, 2022.

EGU22-1818 | Presentations | NH10.1

How drought affects flood risk: positive / negative effects and feedbacks in different cases 

Anne Van Loon, Marlies Barendrecht, Ruben Weesie, Heidi Mendoza, Alessia Matanó, Johanna Koehler, Melanie Rohse, Marleen de Ruiter, Maurizio Mazzoleni, Philip Ward, Jeroen Aerts, Giuliano di Baldassarre, and Rosie Day

Droughts are long-lasting and have a range of cascading impacts on society. These impacts and their responses can influence the further development of the drought itself, but also continue into the period after the drought ended. Especially if society is hit by a next hydrological extreme event, heavy rainfall resulting in flooding, the effects of this may be increased or decreased by the preceding drought and its impacts and responses. We here present a review and a global assessment of cases of these events, based on scientific literature, NGO and governmental reports, and newspaper articles, to study the diversity of how drought affects flood risk. We find that the balance between the positive and negative effects of extreme rainfall after a long dry period is mostly dependent on the underlying vulnerability and the effect of specific responses, and is different for different countries, and for different sectors and groups in society. Based on our initial analysis of the collection of case studies, we see some emerging patterns. For example, in Europe, the USA and Australia, the highly managed water system with hard infrastructure and early-warning systems makes that in most cases the rainfall after drought are managed and adverse effects mitigated, but also lock-ins exist that can make feedbacks of either inaction or maladaptation result in increased economic losses. In Africa and Latin-America, with a fragile governance system, less hard infrastructure, and a more exposed population, extreme rainfall after drought brings relief and replenishment of water resources, but also increased impacts, conflict and displacement. Here, we hypothesise that impacts are unequally distributed in society, because of issues of power, access to land and water resources, inadequate soft infrastructures, etc. We will test this hypothesis with an in-depth qualitative study of local stakeholder knowledge of these human-water processes in selected case studies. The typology of drought-to-flood events that we developed can serve as a starting point for further research on the complexity of these cascading events.

How to cite: Van Loon, A., Barendrecht, M., Weesie, R., Mendoza, H., Matanó, A., Koehler, J., Rohse, M., de Ruiter, M., Mazzoleni, M., Ward, P., Aerts, J., di Baldassarre, G., and Day, R.: How drought affects flood risk: positive / negative effects and feedbacks in different cases, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1818, https://doi.org/10.5194/egusphere-egu22-1818, 2022.

EGU22-3005 | Presentations | NH10.1

Assessing risk managers' perceptions of risk mitigation strategies under a climate change and energy transition context. 

Jonathan Mille, Dr Danielle Charlton, Dr Stephen Edwards, and Prof Muki Haklay

Climate change and the energy transition are long-term challenges that could occur in a chaotic and uncertain way. The potential and varied impacts of these phenomena on existing human systems is leading to a rethinking of the ability of organisations to adapt life-sustaining services and business supply chains. However, the different scenarios surrounding these two phenomena are not always well understood by the public, by those who manage critical infrastructure, businesses, key institutions and organisations and sometimes even by risk managers. In order to assess whether current risk management strategies are able to cope with these two phenomena, it is important to understand the knowledge and perceptions of risk managers of the impacts of climate change and energy transition. 

 

This research investigates the perception of climate change and energy transition by risk managers in order to (i) assess their understanding of the impact of the energy transition and climate change on current lifeline services and business supply chains, (ii) evaluate the needs of risk managers to integrate these phenomena into risk management strategies. Results of ongoing semi-structured interviews and questionnaires will be shared. Overall, the aim of this research is to improve cross-sectoral risk management strategies by integrating a systemic approach into risk management methodology and risk reduction strategies. 

 

The research has been conducted in Chile, which is a country critical  to the global energy transition. Chile  is the world's primary producer of copper (30%) and ranks second in global lithium production (20%), two minerals coveted by different economic sectors and necessary for the global energy transition. In addition the region is exposed to numerous natural hazards, including climate related phenomena and associated extreme weather and temperature events. The integration of risk management strategies that incorporate both climate change and a change in energy supply is crucial in order to avoid significant disruptions and cascading effects in the supply chains of these increasingly sought-after minerals. 

How to cite: Mille, J., Charlton, D. D., Edwards, D. S., and Haklay, P. M.: Assessing risk managers' perceptions of risk mitigation strategies under a climate change and energy transition context., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3005, https://doi.org/10.5194/egusphere-egu22-3005, 2022.

EGU22-4118 | Presentations | NH10.1

Multi-risk analysis, mitigation and resilience in historical cities 

Chiara Arrighi, Marco Tanganelli, Vieri Cardinali, Maria Teresa Cristofaro, Mario De Stefano, and Fabio Castelli

The need for a shift from single to multi-risk analysis is widely recognized in international agreements, however the different multidisciplinary aspects, hazard metrics, data requirements and resolutions make quantitative multi-hazard and multi-vulnerability assessment rarely practiced. This work aims at describing a multi-risk assessment including present and mitigation scenarios and multi-risk resilience for historical art cities where the ability to recovery from a disaster passes through cultural heritage and related economic activities. Earthquakes and floods are considered to introduce a multi-risk workflow for buildings based on common metrics for exposure, vulnerability, and risk and a dynamic resilience model to simulate the post-event recovery. The method is applied to the historical city center of Florence (Italy), which is exposed to low-probability events and renowned for its unique cultural heritage. The application of the method suggests that the estimation of direct physical damages for earthquakes and floods requires a different characterization of vulnerability parameters. The resilience to earthquakes and floods shows significantly different recovery times that are linked to the severity of losses. The results of the application to the historical city center Florence show interesting differences in the spatial distribution of multi-risk, mostly depending on the evolution of the constructive typologies form the Middle-Ages to the XX century but also on the anthropic alteration of terrain morphology.  Further research would be needed to finding synergies in multi-risk mitigation and to better understand resilience to cascade risks.

Arrighi, C., Tanganelli, M., Cristofaro M.T., Cardinali, V., Marra, A.M., Castelli, F., De Stefano M.: Multi risk assessment in a historical city, Natural hazards, doi.org/10.1007/s11069-021-05125-6

How to cite: Arrighi, C., Tanganelli, M., Cardinali, V., Cristofaro, M. T., De Stefano, M., and Castelli, F.: Multi-risk analysis, mitigation and resilience in historical cities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4118, https://doi.org/10.5194/egusphere-egu22-4118, 2022.

EGU22-4467 | Presentations | NH10.1 | Highlight

Multiple hazards and public risk perceptions under COVID-19 

Giuliano Di Baldassarre, Elena Raffetti, and Elena Mondino

The salience of global crises, such as COVID-19 and climate change, have plausibly influenced how people characterize and assess multiple hazards. In this study, we examine and compare how global crises and local disasters influence public perceptions of multiple hazards in Italy and Sweden by integrating the results of nationwide surveys with information about the occurrence of hazardous events. These included more than 4,000 participants and were conducted in three different phases of the COVID-19 pandemic (August 2020, November 2020 and August 2021), corresponding to various levels of infection rates. In line with the cognitive process known as the availability heuristic, we found that people are more worried about risks related to experienced events. In both countries, individuals assess the risk associated with a given hazard based on how easily it comes to their mind. Moreover, notwithstanding the ongoing pandemic, people in both Italy and Sweden are highly concerned about climate change, and they rank it as the most likely threat. Lastly, we found that public perceptions of multiple hazards are deeply intertwined. These outcomes do no only increase our knowledge on the way in which global crises and hazardous events shape public risk perception across different contexts, but also have the potential to inform communication strategies aiming to reduce disaster risk while supporting climate change adaptation.

How to cite: Di Baldassarre, G., Raffetti, E., and Mondino, E.: Multiple hazards and public risk perceptions under COVID-19, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4467, https://doi.org/10.5194/egusphere-egu22-4467, 2022.

Children spend around five days a week in school for almost the entire year. Thus, it is sensible to best prepare them for coping with the potential occurrence of hazardous events while they are in school. The present research aims to explore the perceived importance and feasibility of implementing school-based disaster preparedness (SBDP) by the means of a case study of Ljungby municipality, Kronoberg county, Sweden. Through the means of semi-structured interviews, questionnaires and secondary data, the research unravelled how the respondents, in the form of both students and school staff perceive SBDP, and whether they see it as a potentially useful tool for their schools. In addition, the paper focused on understanding how this type of disaster preparedness can contribute to the municipality’s resilience. We concluded that the respondents understand the importance of SBDP and consider that the administrations at school and municipality level should focus more on ensuring that crisis plans are available, as well as on short- and long-term strategic preparedness. In addition, a shift in focus from training only staff to including students as valuable resources and considering their levels of preparedness was noticed by the interviewees, as well as the need to increase the awareness regarding the available SBDP items in each school. The existent crisis plans might need additional consideration in order to ensure their adaptability to schools’ needs, capacities, lessons learnt and locations. Further studies are needed in regard to whether students-aimed SBDP can be used for creating a sustainable SBDP culture within communities, municipalities and later on, entire countries.

How to cite: Covaciu, A.: School-based disaster preparedness: a route to societal resilience? The case study of Ljungby municipality, Sweden, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4673, https://doi.org/10.5194/egusphere-egu22-4673, 2022.

EGU22-5875 | Presentations | NH10.1

CLOUDS: A toolbox for decision support and climate risk 

Carla Sciarra, Massimo Dragan, Francesco Laio, Roberto Mezzalama, Luca Ridolfi, and Cristian Villata

The world is currently witnessing a rapid exacerbation of the effects of climate change on anthropic and environmental systems. Through the latest Assessment Report 6, the Intergovernmental Panel on Climate Change (and so the EU with the Climate Change Adaptation strategy) has launched an urgent call to action to implement mitigation and adaptation strategies, to improve the resilience of these systems. Climate models are complex, requiring multi-disciplinary knowledge about climatology, physics, hydrology, hydraulics, mathematics and statistics, among others, to be conceived and implemented. Complexity is not limited to the model preparation and functioning, but it extends to the interpretation of the outputs by the users. Models’ assumptions and the uncertainties related to the outcomes pose an issue of accessibility and usability in the short period, with consequences on the decision-makers' (corporations, and governments) ability to correctly address the issues at hand.
Several requirements to conduct climate risk assessment have been and are being developed by governmental and non-governmental organizations, particularly for infrastructure projects, and this is creating a demand for new services besides the traditional engineering and scientific services. Golder Associates is a global consulting firm providing services to governments and corporations, with a particular emphasis on the energy and infrastructure sectors. Golder has seen an increase in demand for Climate Risk Assessment services, requiring up-to-date climate data and projections to determine the current and future exposure, hazard, and vulnerability to climate change of its clients’ assets and activities. The firm stands as an example of the challenges in translating the results and uncertainties of climate models and data into adaptation and mitigation strategies, often leading to an increase in uncertainties in major capital investments.
To address this issue, we are developing a decision-support toolbox named CLOUDS (CLimate OUtputs for Decision Support) to help identify and calculate a set of key performance indicators and variables. The aim of CLOUDS is to provide a more straightforward representation of the complexity of the climate models’ outputs, still maintaining the accuracy of the estimates of climate-change effects but addressing the needs of decision-makers. CLOUDS consist of methodologies and routines, derived from the available suite of global circulation models, a set of indicators useful to decision-makers in preparing climate risk assessment analysis of existing assets and future infrastructure projects. The indicators are chosen considering their ability to define the exposure, hazards, and vulnerability to climate change in various contexts, and their connection with the output of the models. The advantage of creating such a toolbox in cooperation and collaboration with a consultancy firm stands in the opportunity to test and adapt the toolbox on a wide range of projects in different business sectors, geographic conditions, and sizes. Therefore, this allows us to study the effectiveness of CLOUDS and by comparing its performances in terms of time and cost with projects using other decision-making tools. Finally, CLOUDS fosters the transfer of knowledge between the academic, the governmental, and the business communities, required to face the consequences of climate change. 

How to cite: Sciarra, C., Dragan, M., Laio, F., Mezzalama, R., Ridolfi, L., and Villata, C.: CLOUDS: A toolbox for decision support and climate risk, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5875, https://doi.org/10.5194/egusphere-egu22-5875, 2022.

EGU22-6010 | Presentations | NH10.1

Risk workflow for CAScading and COmpounding hazards in COastal urban areas: The CASCO Project 

Cecilia I. Nievas, Laurens M. Bouwer, Morelia Urlaub, Alexey Androsov, Andrey Babeyko, Christian Berndt, Fabrice Cotton, Juan Camilo Gómez Zapata, Jens Karstens, Heidrun Kopp, Danijel Schorlemmer, and Hui Tang

Extreme climatic and geophysical events pose a threat to societies and have the capacity to cause significant damage and losses whenever they occur, both in their immediate aftermath and in the medium- to long-term. Their consequences can be amplified even further when more than one event affects the same geographical areas within a short time. Be it cascading hazards, in which one event triggers the next, or simply hazards that happen to occur simultaneously (“compounding” hazards), estimation of their cumulative consequences is challenging because the action of one event affects the exposure and vulnerability to the next one. While the efforts from the research community to develop multi-hazard perspectives have increased considerably in recent years, multiple remaining challenges require strongly-coordinated efforts across different disciplines and areas of expertise to tackle them with the most appropriate tools.

With a multidisciplinary team of scientists from four different Helmholtz research centres in Germany, we have started working on the CASCO project (2022-2024), in which we will develop an integrated risk workflow for CAScading and COmpounding hazards in COastal urban areas by focusing on a series of events occurring around Mount Etna (Italy). The case-scenario starts with a strong earthquake that triggers a submarine collapse at the eastern flank of Mount Etna, an area already known to be unstable, and both the earthquake and the landslide trigger a tsunami that hits the coasts of Sicily and Calabria. Almost concomitantly, a heatwave or heavy rainfall happens to affect the same regions, further stressing the population that had been affected by the combined effects of the earthquake and tsunami.

The project will be directed towards the modelling of the cascading earthquake, landslide and tsunami events, the compounding heatwave and rainfall, as well as their immediate impacts in terms of cumulative damage and casualties. Moreover, the medium- to long-term response in urban dynamics and the effect of these extreme events on the economic development of the affected populations will be explored.

By focusing on a tangible scenario, CASCO will not only tackle the challenges associated with bringing together the whole risk chain (which will be valid beyond our case-study) but also produce outcomes that help increase awareness of such extreme events and the need for societies to develop suitable strategies to strengthen their resilience and improve their disaster response.

How to cite: Nievas, C. I., Bouwer, L. M., Urlaub, M., Androsov, A., Babeyko, A., Berndt, C., Cotton, F., Gómez Zapata, J. C., Karstens, J., Kopp, H., Schorlemmer, D., and Tang, H.: Risk workflow for CAScading and COmpounding hazards in COastal urban areas: The CASCO Project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6010, https://doi.org/10.5194/egusphere-egu22-6010, 2022.

EGU22-6230 | Presentations | NH10.1

A Systems Dependency Framework for Individual, Multi- and Systemic Risks 

Stefan Hochreiner-Stigler and Robert Sakic Trogrlic

ABSTRACT: New approaches for the assessment and management of individual, multi- and systemic risks are needed. In this work, we present a framework for the assessment and management of these risks based on the system dependency perspective. We suggest that dependencies may act as one guiding principle not only for assessing such risks but also for evaluating risk management options. The two most extreme cases within the suggested systems dependency perspective are the independence and full dependency state, representing the two ends of the risk continuum. Such a perspective enables an integration of risk management strategies within a coherent framework across geographical and governance scales (i.e., from local to global). Furthermore, individual and multi-hazard risks can be tackled simultaneously as well as independently through the assumption of different strengths of connectedness during a disaster event. The real-world challenges of risk bearers (e.g., households, businesses, governments, supranational institutions) to account for such interdependencies are discussed within the context of optimal complexity.

 

Keywords: Individual Risk, Multi-Risk, Compound Risk, Systemic Risk, Dependencies, Optimal Complexity.

How to cite: Hochreiner-Stigler, S. and Sakic Trogrlic, R.: A Systems Dependency Framework for Individual, Multi- and Systemic Risks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6230, https://doi.org/10.5194/egusphere-egu22-6230, 2022.

EGU22-6551 | Presentations | NH10.1

Increasing compound concurrent hot day and night extremes in five big cities of Switzerland 

Saeid Ashraf Vaghefi, Veruska Muccione, Raphael Neukom, Christian Huggel, and Nadine Salzmann

The interaction of multiple hazards across various spatial and temporal scales typically causes compound climate and weather extreme events. Compound concurrent hot day and night extremes that combine daytime and nighttime heat are of greater concern for health than individual hot days or hot nights. Continuous day and nighttime heatwaves can exacerbate human discomfort and therefore increase the risks of heat-related morbidity and mortality. However, little is known about the evolution of such events in the observed and projected climate. Four compound event types, namely (a) preconditioned, (b) multivariate, (c) temporally compounding, and (d) spatially compounding events were introduced in the literature that facilitates the selection of the proper approaches in the study of compound extreme events. The impact of a single or the combination of multiple types could shape more severe extreme events. In our study, we considered the temporally compounding and multivariate types and used climate observations (1981-2020) and high-resolution bias-corrected climate model scenarios of Switzerland (CH2018). Our analyses show that the average frequency and intensity of compound consecutive hot days and nights increase in five big cities of Switzerland until 2100 under RCP4.5. We projected 1.83 ± 0.07 (days decade−1) for Basel, 1.57 ± 0.1 (days decade−1) for Bern, 2.34 ± 0.13 (days decade−1) for Geneva, 2.55 ± 0.17 (days decade−1) for Lugano, and 1.93 ± 0.12 (days decade−1) for Zürich. Moreover, we found an increase in the intensity of summertime (April-October) compound hot extremes days and night in Basel (0.28 ± 0.03 °C decade−1), Bern (0.23 ± 0.02°C decade−1), Geneva (0.37 ± 0.04 °C decade−1), Lugano (0.4 ±0.07°C decade−1), and Zürich (0.44 ± 0.05°C decade−1).

How to cite: Ashraf Vaghefi, S., Muccione, V., Neukom, R., Huggel, C., and Salzmann, N.: Increasing compound concurrent hot day and night extremes in five big cities of Switzerland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6551, https://doi.org/10.5194/egusphere-egu22-6551, 2022.

EGU22-6931 | Presentations | NH10.1

The impacts of an extreme event: inventory, susceptibility, and exposure to landslides and debris-rich floods following Cyclone Idai in two mountainous districts of Zimbabwe 

Antoine Dille, Olivier Dewitte, Jente Broeckx, Koen Verbist, Andile Sindiso Dube, Jean Poesen, and Matthias Vanmaercke

Extreme rainfalls associated with tropical cyclones can have devastating impacts along the cyclone path. In mountainous regions, these rainfalls may trigger up to thousands of landslides, themselves feeding destructive debris-rich floods impacting downstream valleys sometimes over tens or hundreds of kilometres. Such compound events were observed in the mountains of eastern Zimbabwe alongside Cyclone Idai in March 2019. Hitting an area of high population vulnerability and exposure, this event had very-high human and geomorphologic impacts in the region. In the framework of the UNESCO project BE-RESILIENT Zimbabwe (funded by World Bank and managed by UNOPS), we analysed the consequences of the landslides associated with this event in the Chimanimani and Chipinge districts of eastern Zimbabwe (~8000 km²). Aiming at a rapid evaluation in a data-scarce region, we built on existing tools and open access satellite remote sensing and GIS data to obtain an exhaustive inventory of the spatial extent of the impacted area, and ultimately an assessment of the population exposure in the region. We mapped over 14 000 (mostly shallow) landslides associated with this single event. Alongside a high population vulnerability, the extreme impacts of the landslides were associated with the very large mobility – up to kilometre-long runout/deposition areas are found – of the landslides. To account for this, we distinguish three types of processes (zones) in our inventory, susceptibility, and exposure analyses: landslide source/depletion, landslide runout and debris-rich floods. This discrimination is key for apprehending the hazard imposed by landslides in the study area, and finally for properly evaluating the population exposure to this hazard. While this work aims primarily at guiding land use planning, mitigation, restoration, and prevention in the Chimanimani and Chipinge districts of eastern Zimbabwe, it also offers a case for the use of simple yet powerful approaches to assess the impacts of an extreme event and the exploitation of the astonishing amount of quality open access data now available for every corner of the globe.   

How to cite: Dille, A., Dewitte, O., Broeckx, J., Verbist, K., Sindiso Dube, A., Poesen, J., and Vanmaercke, M.: The impacts of an extreme event: inventory, susceptibility, and exposure to landslides and debris-rich floods following Cyclone Idai in two mountainous districts of Zimbabwe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6931, https://doi.org/10.5194/egusphere-egu22-6931, 2022.

EGU22-8460 | Presentations | NH10.1

Climate X: an interdisciplinary approach to projecting multiple climate-related risks and impacts 

Claire Burke, James Brennan, Hamish Mitchell, Laura Ramsamy, Markela Zeneli, and Kamil Kluza

With ever increasing risks and impacts from climate change, there is an urgent need for adaptation information which is relevant and useful to policy makers, businesses and the general public. At Climate X we use an interdisciplinary, impacts-motivated approach to adaptation; combining multiple climate and hazard models to give a holistic view of risk, and engaging end-users at every stage. Our first version product can project the risks and impacts of climate change-related pluvial and fluvial flooding, extreme heat, landslides, subsidence, and sea level rise, all at street level UK-wide. We quantify these risks and the financial costs they could incur under low (RCP 2.6) and high (RCP 8.5) emissions scenarios out to 2080. We deliver risk and impact assessments via an easy-to-use interface, along with relevant and decision-able risk summaries. Aligning robust science at scale with user requirements and expectations is not without its challenges. I will outline our approach to multi-hazard climate risk modelling, and discuss some of the successes and challenges we have had in developing a tool which is aligned with the needs of stakeholders, businesses and other end users.

How to cite: Burke, C., Brennan, J., Mitchell, H., Ramsamy, L., Zeneli, M., and Kluza, K.: Climate X: an interdisciplinary approach to projecting multiple climate-related risks and impacts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8460, https://doi.org/10.5194/egusphere-egu22-8460, 2022.

EGU22-8911 | Presentations | NH10.1

Learning from the Covid-19 pandemic to advance multi-hazard risk management: a critical analysis of the Italian Red Cross emergency management data 

Stefano Terzi, Silvia de Angeli, Davide Miozzo, Lorenzo Stefano Massucchielli, Fabio Carturan, Joerg Szarzynski, and Giorgio Boni

The long-lasting Covid-19 pandemic emergency that the world has been experiencing for more than two years is dramatically challenging all national emergency management systems. For the first time in recent history, our society has been dealing with a global slow-onset disaster, whose emergency phase is lasting for such an extended period, with varying levels of intensity, even with well-defined cycles. Furthermore, the pandemic has interacted with other disasters that occurred during the last years all over the world (e.g., the earthquake in Croatia, the tropical cyclone Harold, or the devastating floods in Western Europe including Germany, Belgium, and the Netherlands) underlining the compound and cascading nature of disasters. The complex conditions of Covid-19 (and of slow-onsets in general) and their temporal and spatial overlaps with other natural and man-made hazards have highlighted the limitations of the traditional Disaster Risk Management Cycle (DRMC) to deal with complex multi-hazard risk events.

Our research aims to identify and provide evidence of the main limitations of the current DRMC paradigm when dealing with slow-onset risk events considering the potential interactions with other hazards which lead to the creation of complex multi-hazard risk conditions.

Existing weaknesses of the current DRMC are investigated starting from the lessons learned during the Covid-19 pandemic. Specifically, we have considered and analysed data provided by the Italian Red Cross on the management of past and ongoing emergencies including the Covid-19 pandemic. We identified those critical risk management conditions and negative feedback loops triggered or exacerbated by slow-onset risks and multi-hazard risk events. In particular, our results indicate: (i) an initial phase shift between the actual pandemic emergency conditions (i.e. intensive care units occupancy) and the Italian Red Cross emergency response (i.e. number of emergency operators), showing the need for an adaptation phase when dealing with long-onset hazard risks such as pandemics; (ii) a reduction of the coping capacity (for all the hazards) due to the number of resources deployed to manage the Covid-19 emergency; (iii) a reduction of preparedness activities (including, e.g. training or exercises), due to the continuous emergency phase imposed by Covid-19, which will result in an overall weakening of the risk management system.

The analysis has thus highlighted the need for a revised Disaster Risk Management framework, in which prevention, response, and recovery/rehabilitation operate simultaneously rather than sequentially in complex multi-hazard risk scenarios.

Finally, our study provides insights and lessons learned from the management of the current pandemic seen through the lens of a multi-hazard risk perspective that can be transferred to other slow-onset hazards such as droughts. These results call for improvements of risk management plans within the current national/regional civil protection mechanisms as well as international humanitarian assistance, emphasizing the ultimate need for regional coordination and collaboration.

How to cite: Terzi, S., de Angeli, S., Miozzo, D., Massucchielli, L. S., Carturan, F., Szarzynski, J., and Boni, G.: Learning from the Covid-19 pandemic to advance multi-hazard risk management: a critical analysis of the Italian Red Cross emergency management data, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8911, https://doi.org/10.5194/egusphere-egu22-8911, 2022.

EGU22-9686 | Presentations | NH10.1

A State-of-the-Art Approach to Modeling Future Multi-Hazard Risk, supporting People-Centred Decision Making 

Gemma Cremen and the Tomorrow's Cities Early Career Risk Working Group

Numerous approaches to multi-hazard risk modelling and quantification have already been proposed in the literature and/or are well established in practice. However, most of these procedures are designed to focus on risk in the context of current static exposure and vulnerability and are therefore limited in their ability to support decisions related to the future, as yet partially unbuilt, urban landscape. This work outlines an end-to-end risk modelling framework that explicitly addresses this specific challenge, forming the computational engine of the innovative Tomorrow’s Cities decision support environment. The framework is designed to consider the multi-hazard risks of tomorrow’s urban environment, using a simulation-based approach to rigorously capture the uncertainties inherent in future projections of exposure as well as physical and social vulnerability. The framework also advances the state-of-practice in future disaster risk modelling by additionally: (1) providing a harmonised methodology for integrating physical and social impacts of disasters that facilitates flexible characterisation of risk metrics beyond physical damage/asset losses; and (2) incorporating a participatory, people-centred approach to risk-informed decision making. It can be used to support decision making on policies related to future urban planning and design, accounting for various stakeholder perspectives on risk. The framework is showcased using the physical and social environment of Tomorrowville, an expanding synthetic city that has been specifically designed to capture distinct dynamic features of developing cities as part of the Tomorrow’s Cities project. 

How to cite: Cremen, G. and the Tomorrow's Cities Early Career Risk Working Group: A State-of-the-Art Approach to Modeling Future Multi-Hazard Risk, supporting People-Centred Decision Making, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9686, https://doi.org/10.5194/egusphere-egu22-9686, 2022.

EGU22-9704 | Presentations | NH10.1

Characterising the dynamic physical vulnerability of Tomorrow’s Cities to multiple natural hazards 

Roberto Gentile, Vibek Manandhar, Gemma Cremen, Luke Jenkins, Emin Mentese, Ramesh Guragain, Carmine Galasso, and John McCloskey

During their expansion, cities are increasingly exposed to various risks from different natural hazards. Moreover, different drivers of these risks may evolve over time due to several endogenous and exogenous factors. In the context of proactive risk-informed, people-centred, and pro-poor urban planning and design, capturing the above dynamic effects is crucial. This study focuses on modelling the time-dependent physical fragility and vulnerability (i.e., the likelihood of damage and losses as a function of a hazard intensity measure) of building stocks. Given a set of relevant hazards for a case-study region, this research combines existing methodologies and datasets to 1) match the relevant building classes (i.e., construction types) in the case-study database with existing fragility and/or vulnerability models; 2) use state-of-the-art numerical and/or empirical methods to develop fragility/vulnerability models not already available, supplementing existing models; 3) identify and account for the factors affecting the time dependency of the above fragility/vulnerability models (e.g. ageing of buildings, the interaction of different hazards); 4) create a Geographic Information System (GIS) vulnerability database for integration within a broader risk model. The proposed approach offers a reasonable trade-off between the refinement of the considered time-dependent vulnerability assessment and the expected computational complexity of a building portfolio multi-hazard risk model. The proposed approach is demonstrated for the realistic urban prototype “Tomorrowville”, considering earthquakes, floods, and debris flows as case-study hazards.

How to cite: Gentile, R., Manandhar, V., Cremen, G., Jenkins, L., Mentese, E., Guragain, R., Galasso, C., and McCloskey, J.: Characterising the dynamic physical vulnerability of Tomorrow’s Cities to multiple natural hazards, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9704, https://doi.org/10.5194/egusphere-egu22-9704, 2022.

EGU22-9946 | Presentations | NH10.1

Mapping future exposure to multiple hazards in Tomorrow’s Cities: the Khokana, Kathmandu, Nepal case study 

Aditi Dhakal, Suresh Chaudhary, Ramesh Guragain, Vibek Manandhar, Roberto Gentile, Gemma Cremen, Carmine Galasso, and John McCloskey

Exposure to multiple hazards can create many risks, including some related to human life and physical infrastructure. Therefore, it is important to develop approaches for characterising and controlling future urban development in a risk-informed manner. Towards this aim, this study develops a future risk-sensitive exposure-mapping methodology using the Khokana area of Kathmandu (Nepal) as a case study. Characterisation of future exposure is carried out on the basis of literature reviews, a thorough review of three future urban development options prepared by the Kathmandu Valley Development Authority (KVDA), discussions with experts, and data obtained from recent detailed building and road assessment surveys of the existing urban system. This characterisation is then used, along with future multi-hazard intensity predictions, to create a risk-informed masterplan layout of buildings and infrastructure that appropriately balances the demands of an expanding population. The developed methodology forms the backbone of the urbanisation component within the Tomorrow’s Cities Decision Support Environment, and can be generally applied to risk-sensitive urban planning in any context.

How to cite: Dhakal, A., Chaudhary, S., Guragain, R., Manandhar, V., Gentile, R., Cremen, G., Galasso, C., and McCloskey, J.: Mapping future exposure to multiple hazards in Tomorrow’s Cities: the Khokana, Kathmandu, Nepal case study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9946, https://doi.org/10.5194/egusphere-egu22-9946, 2022.

EGU22-10137 | Presentations | NH10.1

Physics based simulations of multiple hazards for risk sensitive land use planning 

Luke Jenkins, Maggie Creed, Karim Tarbali, Manoranjan Muthusamy, Robert Sakic Trogrlic, Jeremy Phillips, Hugh Sinclair, Carmine Galasso, and John McCloskey

Rapid urban expansion in many parts of the world is increasing exposure to natural hazards, which are often exacerbated by climate change. We present the results of physics-based simulations for various flooding, earthquake, and debris-flow scenarios located in a region considered for future urban expansion. The effect of climate change, in terms of increasing rainfall intensity, is incorporated into some of the hazard scenarios. We show that a future urban area can be affected by: (1) multiple hazards at different locations; (2) multiple hazards at a particular location. We demonstrate that this information can be used to shape decision making around future social and built environment developments towards risk-informed future urban planning. In summary, this research demonstrates the importance of considering multiple hazards when designing disaster-resilient urban landscapes of tomorrow. 

How to cite: Jenkins, L., Creed, M., Tarbali, K., Muthusamy, M., Trogrlic, R. S., Phillips, J., Sinclair, H., Galasso, C., and McCloskey, J.: Physics based simulations of multiple hazards for risk sensitive land use planning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10137, https://doi.org/10.5194/egusphere-egu22-10137, 2022.

EGU22-10244 | Presentations | NH10.1

Unleashing the power of the interdisciplinary in disaster risk reduction: reflections from an early career researcher group developing a risk-informed decision support environment for Tomorrow’s Cities 

Maria Evangelina Filippi, Robert Sakic Trogrlic, Gemma Cremen, Alejandro Barcena, Emin Mentese, Roberto Gentile, Maggie Creed, Luke Jenkins, Manoranjan Muthusamy, Karim Tarbali, Aditi Dhakal, Vibek Manandhar, Miksen Rai, Sangita Adhikari, Mehmet Kalaycioglu, Bosibori Barake, Dilli Prasad Poudel, Carmine Galasso, and John McCloskey

The concept of disaster risk is multidisciplinary by nature. Responding to disasters and increasingly preventing new and reducing existing disaster risk has become the backbone of various disciplines. Yet, moving from various disciplinary perspectives to integrated approaches remains a fundamental challenge. This talk reflects on the experience of a group of early-career researchers, including physical scientists, engineers and social scientists from different organisations and countries, who came together to lead the refinement, operationalisation and testing of a risk-informed decision support environment (DSE) for Tomorrow’s Cities. Drawing on the notion of “boundary objects” and reflexive elicitation, members of the group explored enabling and hindering factors to interdisciplinary research across four case studies that unfolded between July-December 2021, namely: operationalisation process of the DSE; development of a testbed as a demonstration case for the implementation of the DSE; consolidation of frequently asked questions about the DSE; and elaboration of a multi-media communication tool for outreach to various audiences. The study argues that enablers of interdisciplinarity can be synthesised across a range of factors, including exogenous, governing, learning and attitudinal, and that diversity of boundary objects as convening spaces for disciplinary interaction can propel integration. It is further suggested that a similar rationale can be applied when moving towards co-producing knowledge with non-academic actors in a transdisciplinary manner. Strengthening the interdisciplinary capacities of early career researchers across disciplines and geographies is a fundamental step and promising pathway towards transformation.

How to cite: Filippi, M. E., Sakic Trogrlic, R., Cremen, G., Barcena, A., Mentese, E., Gentile, R., Creed, M., Jenkins, L., Muthusamy, M., Tarbali, K., Dhakal, A., Manandhar, V., Rai, M., Adhikari, S., Kalaycioglu, M., Barake, B., Poudel, D. P., Galasso, C., and McCloskey, J.: Unleashing the power of the interdisciplinary in disaster risk reduction: reflections from an early career researcher group developing a risk-informed decision support environment for Tomorrow’s Cities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10244, https://doi.org/10.5194/egusphere-egu22-10244, 2022.

EGU22-10895 | Presentations | NH10.1

Stakeholder Perceptions of Multi-hazards and Implications for Urban Disaster Risk Reduction in Istanbul 

Emin Yahya Menteşe, Robert Šakić Trogrlić, Ekbal Hussein, Harriet Thompson, Emine Öner, Aslıhan Yolcu, and Bruce D. Malamud

Istanbul is a large urban area exposed to many natural hazards, including earthquakes, landslides, tsunami, flooding, and drought. In addition to the potential risk from these single hazards, their interrelationships can  amplify overall risk, potentially overwhelming the capacity of governments, communities, and systems limits. Here, in order to investigate how multi hazards and their interrelationships are understood and considered in the decision making process in Istanbul, we have conducted two workshops and three interviews with 22 expert practitioners with a wide range of natural hazard relevant roles in Istanbul institutions.

We focused our activities on: (i) Identifying multi-hazard interrelationships relevant for Istanbul of tomorrow and creating multi-hazard interrelationship scenarios. (ii) Understanding the usefulness of multi-hazard thinking in the context of different stakeholders, and (iii) Exploring barriers and opportunities for the integration of multi-hazard thinking into operational practice. We find in the Istanbul urban context that (i) single hazards are calculated, examined, and incorporated within urban development and planning process at a significant level, (ii) the participants’ perception of multi-hazard is mostly focused on cascading single hazards where one triggers another, excluding increasing probability and compound hazard interrelationships, (iii) that although multi-hazard approaches are taken into account at some levels in Istanbul, the main focus is still mainly on single hazards, (iv) there is a lack of interaction amongst many  hazard related institutions that are often single-hazard focused, thus hindering disaster risk reduction in a holistic and integrated way.

Among the multi hazard types, earthquakes induced hazards such as landslides, tsunami and floods are highlighted by the participants often. It is notable that climate change related scenarios such as heavy rainfalls and heatwaves are also mentioned during conversations. Our results show that multi-hazard scenarios have the potential to improve DRR in Istanbul as there are some studies that already address the multi hazard perspective to a certain extent and knowledge on potential multi hazards is significant among experts. However, changes in policies, legislative environment, and  governance arrangements are needed, as well as further physical characterisation of interrelationships. 

How to cite: Menteşe, E. Y., Trogrlić, R. Š., Hussein, E., Thompson, H., Öner, E., Yolcu, A., and Malamud, B. D.: Stakeholder Perceptions of Multi-hazards and Implications for Urban Disaster Risk Reduction in Istanbul, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10895, https://doi.org/10.5194/egusphere-egu22-10895, 2022.

EGU22-11909 | Presentations | NH10.1

An integrated assessment of multi-hazard events in Sweden 

Johanna Mård, Örjan Bodin, and Daniel Nohrstedt

Sweden is prone to various natural hazards, including wildfires, storms, floods, cloud bursts and landslides, which have caused considerable economic losses in the past. Natural hazard risk is also expected to increase in several regions in Sweden due to climate change. However, considerable knowledge gaps remain on how to effectively mitigate societal effects of multiple natural hazard events. Current risk assessments often focus on single hazards within distinct administrative boundaries whereas multi-hazard or compound events, which often transcend these boundaries, are rarely accounted for. This poses a problem – particularly in vulnerable geographical areas where the risk for compound events with significant societal impacts are high. Here we present a new project that will address this knowledge gap, with the aims to identify underlying factors of multi-hazard events in Sweden, and to investigate capacities among public and private actors to mitigate these impacts via effective collaboration. The first outcome is an integrated natural hazards assessment that reveals how climate-related natural hazard events have evolved over time and space in Sweden since the 1970s, and what areas have been most exposed to multi-hazard events. These results provide knowledge on the spatiotemporal distribution of natural hazard events, including compound events, which is critical when analysing their underlying drivers.

How to cite: Mård, J., Bodin, Ö., and Nohrstedt, D.: An integrated assessment of multi-hazard events in Sweden, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11909, https://doi.org/10.5194/egusphere-egu22-11909, 2022.

EGU22-12031 | Presentations | NH10.1

Theoretical framework for environmental risk assessment due to Natech event 

Riccardo Giusti, Marcello Arosio, and Mario Martina

Natural hazards pose a significant threat to industrial areas and their surrounding environment, in particular considering that extreme natural events are expected to occur more frequently and exposure will increase due to urbanization growth. A NATECH event is defined as a NAtural hazard triggering TECHnological disasters which could affect people, the environment, other facilities and systems. NATECH research began less than thirty years ago and in the last decade these complex phenomena have been investigated by academia and industry. However, NATECH knowledge and methodology have some gaps that must be filled for better risk prevention and management. In fact, it is mainly focused on technological vulnerability or assessing its occurrence probability, yet possible consequences are only partial investigated. The aim of this study is to develop a theoretical framework to assess the environmental impact on soil and groundwater due to NATECH events triggered by flood. This is accomplished by harmonizing existing algorithms and methods for the natural and technological risk component with the new developed environmental soil and groundwater risk component into a coherent modelling chain. The proposed framework utilizes data from natural driven forces (e.g. flood height and velocity) and their probabilities of occurrence. These driven forces are applied to storage tanks through an existing vulnerability model. In order to evaluate resistance pressures, the model requires tank geometries and hypothetical filling level distribution. In addition, a simplified environmental risk model is applied at site scale depending on the stored product (e.g. gasoline, petroleum, etc.) in order to evaluate an affected area and its potential degree of contamination of soil and groundwater.  The proposed framework is applied to a realistic case study and results and critical points would be discussed. We believe that the general theoretical framework could be adapted to any natural triggering phenomena (e.g. earthquakes, lighting, etc.), in order to assess environmental impacts due to NATECH events.

How to cite: Giusti, R., Arosio, M., and Martina, M.: Theoretical framework for environmental risk assessment due to Natech event, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12031, https://doi.org/10.5194/egusphere-egu22-12031, 2022.

EGU22-12300 | Presentations | NH10.1

A Novel Decision Support Environment for Risk Informed Urban Planning in Tomorrow’s Cities 

John McCloskey, Mark Pelling, Gemma Cremen, Carmine Galasso, Ramesh Guragain, and Vera Bukachi

This talk introduces the United Kingdom Research and Innovation (UKRI) Global Challenge Research Fund (GCRF) Urban Disaster Risk Hub, the “Tomorrow’s Cities” project. Working internationally, the ultimate goal of the Hub is to reduce disaster risk for the poor and most marginalised in tomorrow’s cities by facilitating a transition from reactive crisis management to proactive risk-informed, people-centred, and pro-poor urban planning and design. Against a backdrop of ever-increasing human populations, urbanisation, social inequality, and climate change, this ambition is critically time-sensitive.

This talk specifically discusses the development of a state-of-practice decision support environment (DSE) that advances beyond the limits of current conventional risk models by placing knowledge co-production at the heart of risk-informed decision-making. Through a democratisation of the concept of risk, we explore understandings of risk that recognise the life experiences of the poor and most marginalised social groups. The DSE explicitly incorporates these diverse understandings to enable the iterative assessment of different policies, urban plans, and interventions in terms of their disaster-related impacts on future economic, environmental, and social objectives cooperatively agreed with relevant stakeholders. These assessments are underpinned by interdisciplinary open-source tools and processes that include: state-of-the-art physics-based multi-hazard and physical vulnerability models, innovative methods for harmonising physical and social sciences, and rigorous capacity-strengthening and knowledge exchange strategies.

How to cite: McCloskey, J., Pelling, M., Cremen, G., Galasso, C., Guragain, R., and Bukachi, V.: A Novel Decision Support Environment for Risk Informed Urban Planning in Tomorrow’s Cities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12300, https://doi.org/10.5194/egusphere-egu22-12300, 2022.

EGU22-12597 | Presentations | NH10.1

Good practices in disaster risk and crisis management for civil protection purposes: an integrated multi-hazard risk approach 

Andrea Prota, Mauro Dolce, Claudia Morsut, Domingos Xavier Viegas, Miguel Almeida, Chiara Casarotti, Daniela Di Bucci, Francesca Giuliani, Maria Polese, and Nicola Rebora

The last years have demonstrated the complex interplay and impacts that hazards can have on people’s lives, livelihoods and health, especially when multiple adverse events occur at the same time. The Sendai Framework for Disaster Risk Reduction 2015–2030 provides a solid foundation for disaster risk management (DRM) by specifically calling for multi-hazard and solution-driven research to address gaps, obstacles and interdependencies of disaster risks. However, most of the practices in DRM still adopt a single-hazard approach, which may not be sufficient for addressing the social, economic, educational, and environmental challenges of multi-hazard risk scenarios. Besides, questions remain about whether disaster risk is actually treated in a science-policy context, as demanded in the Sendai Framework, thus operating in the overlapping space of scientific research, political decision-making and public action. The large number of actors involved in, and affected by, multi-risk disasters make it harder to transfer knowledge into risk management decisions and set a two-way process for communicating such decisions and for collecting feedback from stakeholders. To face these challenges, the project ROADMAP (European observatory on disaster risk and crisis management best practices) aims to establish a European “Doctrine on disaster risk and crisis management”, funded on the cooperation among the scientific community and the DRM authorities. The project is developed by diverse specialized institutions from Italy (The Consortium Italian Centre for Risk Reduction “CI3R” and the Italian Civil Protection Department “ICPD”), Portugal (Association for the Development of Industrial Aerodynamics “ADAI”) and Norway (University of Stavanger). To achieve its goal, the project is identifying good practices in multi-hazard risk scenarios, by singling out the experiences in EU Member States and beyond the EU borders. Emphasis is given to the cumulative hazards that countries have had to face over the past two years, characterized by the spread of a global health emergency induced by the COVID-19 pandemic. Good practices are selected accounting for their capacity to produce results in the diverse DRM phases, as they stand out in terms of effectiveness, reach, feasibility, sustainability, and transferability. Such practices are not intended as static instruments, but rather as a guidance to be adapted if the needs of the users change and/or conditions in the application field evolve. This contribution will present the preliminary results of the research project and discuss how to create an efficient multi-hazard disaster management, focusing on a solution explorer platform collecting the good practices. When analysed closely it becomes apparent that there is a need for reinforcing actions dealing with multi-hazard disasters and for documenting successful stories and lessons learned within a bottom-up approach. By and large, it is envisaged that ROADMAP will contribute to increase access to information on DRM and disaster risk reduction (DRR) by systematically collecting, reviewing and analysing past and ongoing experiences and making them readily available and usable to communities and practitioners. The provision of good-practice guidance about a broad range of structural and non-structural risk management measures enables sharing information on how to overcome the obstacles and increasing the understanding of DRM solutions.

How to cite: Prota, A., Dolce, M., Morsut, C., Viegas, D. X., Almeida, M., Casarotti, C., Di Bucci, D., Giuliani, F., Polese, M., and Rebora, N.: Good practices in disaster risk and crisis management for civil protection purposes: an integrated multi-hazard risk approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12597, https://doi.org/10.5194/egusphere-egu22-12597, 2022.

EGU22-12794 | Presentations | NH10.1

Mapping community exposure to extreme heat and flood hazards in the Carolinas 

Antonia Sebastian and Kathie Dello

Recent extreme weather events have drawn attention to how multiple climate disasters can combine to create negative social and economic consequences across sectors. Perhaps the most concerning of these multi-hazard scenarios, is the combination of heat stress, characterized as high temperature and humidity, and severe flooding, which can result in devastating socioeconomic and health consequences for communities. For example, heat stress may precede a flood event, amplifying its impact (e.g., British Columbia (2021)) and leading to increased fatalities and injuries from the event; on the other hand, infrastructure outages caused by severe flooding may increase the vulnerability of individuals to heat stress following the event, as is often the case after tropical cyclones (e.g., Hurricanes Ike (2008) and Maria (2017)). Managing future climate risks will require a better understanding of the frequency of occurrence of compound heat and flood stress and the space and time scales over which they interact. As a case study, this research develops a framework for measuring community exposure to flood and heat extremes applied to North Carolina, USA. Leveraging parcel-scale records of insured flood damage, we generate a spatially- and temporally-explicit database of historical flood extents since 1970, and couple it to a reanalysis of extreme heat events measured in terms of Wetbulb index. We then identify spatial and temporal clusters of extreme heat and flood events in North Carolina. This work will enable improved vulnerability and climate risk assessment and enable community to identify more resilient pathways to climate adaptation. The work is part of a larger Carolinas Collaborative on Climate, Health and Equity (C3HE) project which focuses on the cooccurrence of extremes and aims to measure the socioeconomic and health outcomes in partnership with Carolina communities.

How to cite: Sebastian, A. and Dello, K.: Mapping community exposure to extreme heat and flood hazards in the Carolinas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12794, https://doi.org/10.5194/egusphere-egu22-12794, 2022.

EGU22-12811 | Presentations | NH10.1

Multi-hazard, cross-border storm risk assessment in the Alps. First insights from the TRANS-ALP project 

Kathrin Renner, Piero Campalani, Alice Crespi, Roberta Dainese, Katharina Enigl, Klaus Haslinger, Massimiliano Pittore, Matthias Plörer, Stefan Steger, Fabrizio Tagliavini, Michaela Teich, and Marc Zebisch

Extreme hydrometeorological events such as late autumn and winter storms are being increasingly observed in southern Europe and particularly in the Alps, where they threaten environmental and socio-economic systems. An example is the 2018 Vaia (also known as Adrian) storm (Oct 28-Nov 04), which strongly affected Italy, Austria, France and Switzerland. Over the past decades several damaging storms strongly impacted (i.e., caused adverse consequences on assets, people, infrastructure or the environment) mostly those countries on the northern side of the Alps (e.g., Vivian 1990, Lothar 1999, Gudrun 2005, Kyrill 2007). The Vaia storm however affected the southern side, downing more than 8 million cubic meters of forests and causing extensive damage due to a combination of multiple compounded hazards including heavy rain, flooding and landslides, and strong winds. The event caused 12 fatalities and an economic loss exceeding 3 billion Euro. This storm has been considered exceptional yet could foreshadow multi-hazard phenomena whose frequency and intensity are likely to be influenced by climate change. In such conditions, currently available risk assessment and prevention tools may prove inadequate, particularly on a cross-border level and in vulnerable mountainous regions. Therefore, there is a need to provide decision makers and stakeholders with improved and harmonised tools and standardised frameworks to conduct efficient (climate) risk assessments for cross-border areas. Current and future impacts need to be systematically investigated to adopt prevention and disaster risk reduction measures for the mitigation of inherent risks. In its first year the TRANS-ALP project analysed the occurrence of severe weather events that can be classified as extreme and their specific features in the cross-border area between Austria and Italy (Trentino-Alto Adige/South Tyrol and Veneto). Furthermore, a systematic review of the mechanisms in place to collect impact, damage and loss data has been conducted to allow for a better conceptualisation of the different risk pathways that come into play in case of intense storms. Our findings indicate a noticeable increase of extreme weather conditions that can lead to adverse consequences, also from a systemic perspective, and a complex interplay of damaging factors and chained impacts that can extend for years after the occurrence of the generating events. The findings also highlight the importance of a comprehensive multi-hazard and transdisciplinary approach to storm risk assessment within a framework harmonising Disaster Risk Reduction (DRR) and Climate Change Adaptation (CCA) instances. In this contribution the first results and insights of the project will be presented and discussed.

The described research activities have been carried out within the framework of the DG-ECHO project TRANS-ALP funded by the European Union (Grant Agreement 101004843).

How to cite: Renner, K., Campalani, P., Crespi, A., Dainese, R., Enigl, K., Haslinger, K., Pittore, M., Plörer, M., Steger, S., Tagliavini, F., Teich, M., and Zebisch, M.: Multi-hazard, cross-border storm risk assessment in the Alps. First insights from the TRANS-ALP project, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12811, https://doi.org/10.5194/egusphere-egu22-12811, 2022.

EGU22-934 | Presentations | NH10.2

Compound Hot-Dry Events in Urban India: Variability and Drivers 

Poulomi Ganguli

The precipitation deficit-temperature feedback can severely impact multiple sectors, such as reduction in crop yield to critical infrastructure failures, especially in low latitude areas (< 30°N). Typically, a heatwave event coincides with a significant decline in surface wind speed due to atmospheric blocking and is often compounded by persistent precipitation-deficit leading to meteorological droughts. Anomalous warm-and-dry air, which comes in torrents, results in an abrupt increase in air temperature that strengthens the local land-atmosphere feedback via soil desiccation. Based on daily meteorological observations covering the 1970-2018 period, first, I show a spatial coherence in the timing of unprecedented hot-dry events over major urban and peri-urban locations of the Indian sub-continent (8°4'N and 37°6'N). Surface wind data confirms a significant decline in low wind speed over most of the locations, especially over the eastern coastal plains of the country. Further, the compound occurrence of extreme temperature and low wind speed act as a preconditioning driver for sequential short (or long)-duration precipitation deficits across most of the sites. A copula-based joint distribution framework incorporating the compounding effect of high temperature, low wind speed, and precipitation deficit reveals a T-year severe hot-dry event tends to become more frequent. Finally, I show a median 6-fold amplifications in compound hot-dry frequency than that of the expected annual number of 50-year temperature extreme. The inferred amplifications are more pronounced in low-lying urban-coastal areas than in the interior locations, where decadal changes in (significant) increase in extreme temperature at several locations are contrasted by a concurrent decrease in surface wind speed.  

How to cite: Ganguli, P.: Compound Hot-Dry Events in Urban India: Variability and Drivers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-934, https://doi.org/10.5194/egusphere-egu22-934, 2022.

EGU22-1055 | Presentations | NH10.2

Sub-seasonal temporal clustering of extreme precipitation: Spatio-temporal distribution, physical drivers and impacts 

Alexandre Tuel, Bettina Schaefli, Jakob Zscheischler, and Olivia Romppainen-Martius

The successive occurrence of extreme precipitation events on sub-seasonal (weekly to monthly) timescales can lead to large precipitation accumulations and severe impacts for humans and ecosystems. We take here a global perspective to explore the spatio-temporal distribution of sub-seasonal temporal clustering of extreme precipitation (TCEP) and the physical mechanisms that are responsible for it. We first discuss the seasonal distribution of TCEP and its statistical significance, assessed with Ripley’s K function. Though TCEP is mainly confined to the tropical oceans, it is also significant regionally in the Northern Hemisphere extra-tropics, especially along the eastern margins of ocean basins. We then examine thanks to Generalized Linear Models how large-scale modes of variability and regional dynamics affect the occurrence of temporal clustering across the world. In the tropics, ENSO, the Indian Ocean Dipole and the MJO all modulate TCEP frequency, while the effect of the North Atlantic Oscillation and Pacific North American pattern dominate in the Northern Hemisphere. We conclude with an impacts-focused discussion of how TCEP affects river discharge across Europe. TCEP leads to a higher and more prolonged discharge response, especially in pluvial-dominated catchments, and thus to higher flooding risk.

How to cite: Tuel, A., Schaefli, B., Zscheischler, J., and Romppainen-Martius, O.: Sub-seasonal temporal clustering of extreme precipitation: Spatio-temporal distribution, physical drivers and impacts, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1055, https://doi.org/10.5194/egusphere-egu22-1055, 2022.

EGU22-1222 | Presentations | NH10.2

Compound flooding due to interaction of waves and river discharge at Breede Estuary, South Africa 

Sunna Kupfer, Sara Santamaria-Aguilar, Lara van Niekerk, Melanie Lück-Vogel, and Athanasios T. Vafeidis

Recent studies on compound flooding have considered the interaction of storm surge and fluvial or pluvial flood drivers, whereas the contribution of waves to compound flooding has so far been neglected. In this study, we assess compound flooding from waves, tides and river discharge at Breede Estuary, South Africa, using a hydrodynamic model. We estimate the contribution of extreme waves to compound flooding by analysing the driver interactions and by quantifying changes in flood characteristics. We further consider the effect of waves on flood timing and compare results of compound flood scenarios to scenarios in which single drivers are omitted. We find that flood characteristics are more sensitive to river discharge than to waves, particularly when the latter only coincide with high spring tides. When interacting with river discharge, however, the contribution of waves is high, causing larger flood extents and higher water depths. With more extreme waves, flooding can begin up to 12 hours earlier. Our findings provide insights on the magnitude and timing of compound flooding in an open South African estuary and demonstrate the need to account for the effects of waves during compound flooding in future flood impact assessments of similar coastal settings with similar wave climates.

How to cite: Kupfer, S., Santamaria-Aguilar, S., van Niekerk, L., Lück-Vogel, M., and Vafeidis, A. T.: Compound flooding due to interaction of waves and river discharge at Breede Estuary, South Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1222, https://doi.org/10.5194/egusphere-egu22-1222, 2022.

EGU22-1469 | Presentations | NH10.2

Compound high temperature and low net primary production extremes in the ocean over the satellite period 

Natacha Legrix, Jakob Zscheischler, Charlotte Laufkötter, Keith Rodgers, Cecile Rousseaux, Ryohei Yamaguchi, and Thomas Frölicher

Extreme events, such as marine heatwaves (MHWs), severely impact marine ecosystems. Of particular concern are compound events, i.e. situations when conditions are extreme for multiple ecosystem stressors, such as temperature and net primary productivity (NPP). In 2013-2015 for example, an extensive MHW, known as the Blob, cooccurred with low NPP and severely impacted marine life in the northeast Pacific, with cascading impacts on fisheries. Yet, little is known about the distribution and drivers of compound MHW and low NPP extreme events. We use satellite-based sea surface temperature and NPP estimates to provide a first assessment of these compound events. We reveal hotspots of compound MHW and low NPP events in the equatorial Pacific, along the boundaries of the subtropical gyres, and in the northern Indian Ocean. In these regions, compound events that typically last one week occur three to seven times more often than expected under the assumption of independence between MHWs and low NPP events. At the seasonal timescale, most compound events occur in summer in both hemispheres. At the interannual time-scale, their frequency is strongly modulated by large-scale modes of climate variability such as the El Niño-Southern Oscillation, whose positive phase is associated with increased compound event occurrence in the eastern equatorial Pacific by a factor of up to four. Using large ensemble simulations of two Earth system models, we then investigate the exact physical and biological drivers of these compound events. We find that both models suggest that MHWs in the low latitudes are often associated with low surface ocean nutrient concentrations due to enhance stratification and/or reduced upwelling, which limits the growth of phytoplankton resulting in extremely low NPP. However, the models show large disparities in simulated compound events and its drivers in the high latitudes. This identifies an important need for improved process understanding for high latitude compound MHW and low NPP events.

How to cite: Legrix, N., Zscheischler, J., Laufkötter, C., Rodgers, K., Rousseaux, C., Yamaguchi, R., and Frölicher, T.: Compound high temperature and low net primary production extremes in the ocean over the satellite period, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1469, https://doi.org/10.5194/egusphere-egu22-1469, 2022.

EGU22-2325 | Presentations | NH10.2

Guidelines for studying diverse types of compound weather and climate events 

Emanuele Bevacqua, Carlo De Michele, Colin Manning, Anaïs Couasnon, Andreia F. S. Ribeiro, Alexandre M. Ramos, Edoardo Vignotto, Ana Bastos, Suzana Blesić, Fabrizio Durante, John Hillier, Sérgio C. Oliveira, Joaquim G. Pinto, Elisa Ragno, Pauline Rivoire, Kate Saunders, Karin van der Wiel, Wenyan Wu, Tianyi Zhang, and Jakob Zscheischler

Compound weather and climate events are combinations of climate drivers and/or hazards that contribute to societal or environmental risk. Studying compound events often requires a multidisciplinary approach combining domain knowledge of the underlying processes with, for example, statistical methods and climate model outputs. Recently, to aid the development of research on compound events, four compound event types were introduced, namely (a) preconditioned, (b) multivariate, (c) temporally compounding, and (d) spatially compounding events. However, guidelines on how to study these types of events are still lacking. Here, we consider four case studies, each associated with a specific event type and a research question, to illustrate how the key elements of compound events (e.g., analytical tools and relevant physical effects) can be identified. These case studies show that (a) impacts on crops from hot and dry summers can be exacerbated by preconditioning effects of dry and bright springs. (b) Assessing compound coastal flooding in Perth (Australia) requires considering the dynamics of a non-stationary multivariate process. For instance, future mean sea-level rise will lead to the emergence of concurrent coastal and fluvial extremes, enhancing compound flooding risk. (c) In Portugal, deep-landslides are often caused by temporal clusters of moderate precipitation events. Finally, (d) crop yield failures in France and Germany are strongly correlated, threatening European food security through spatially compounding effects. These analyses allow for identifying general recommendations for studying compound events. Overall, our insights can serve as a blueprint for compound event analysis across disciplines and sectors.

How to cite: Bevacqua, E., De Michele, C., Manning, C., Couasnon, A., Ribeiro, A. F. S., Ramos, A. M., Vignotto, E., Bastos, A., Blesić, S., Durante, F., Hillier, J., Oliveira, S. C., Pinto, J. G., Ragno, E., Rivoire, P., Saunders, K., van der Wiel, K., Wu, W., Zhang, T., and Zscheischler, J.: Guidelines for studying diverse types of compound weather and climate events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2325, https://doi.org/10.5194/egusphere-egu22-2325, 2022.

The analysis of climate change impacts involves the utilisation of climate model output. Quite often, quantities of interest are compound events rather than “raw variables” such as temperature. Questions such as "what is the probability that temperature will exceed a high threshold for five consecutive days and how will this change in the future?" are quite common. Statistical (probabilistic) modelling of climate model output can be used to answer such questions by stochastically simulating the raw variables and then quantifying the compound events as a “by-product”. This is particularly useful since any compound event can be investigated using the same approach – since the raw variables are the ones being modelled.

Such approaches however do not always scale well with big data sets and are often too complicated to even interpret appropriately. Here we present a way of analysing such data, using the (well-established) idea of a ‘moving window’ in conjunction with penalised smoothing splines and Generalised Additive Models (GAMs). The probabilistic nature of the resulting predictions provides a way of extrapolating beyond the range of the original data to robustly quantify the likelihood of rare events and their future changes. The approach is implemented in the Bayesian framework which results in full quantification of the associated uncertainty in using this method, e.g. increased uncertainty for extreme events way outside the range of the original data.

The method is both scalable and paralleliseable and we present it in quantifying changes in regional climate model output. Due to the simplicity of the components that make up the approach, it can be argued that it is highly interpretable as well as robust to the choice of variables – we demonstrate this using temperature as well as humidity and precipitation, variables which are known to have very different statistical behaviour. We also demonstrate how the approach can be extended to capture the behaviour of more that one variable and use it to quantify the changes in compound hazard events such as the frequency of “warm-dry” days.

How to cite: Economou, T. and Garry, F.: Probabilistic modelling and simulation of big spatio-temporal climate data for quantifying future changes of compound events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3392, https://doi.org/10.5194/egusphere-egu22-3392, 2022.

Many climate-related disasters often result from a combination of several climate drivers, also referred to as "compound events''. By interacting with each other, these hazards can lead to huge environmental and societal impacts, at a scale potentially far greater than any of these climate drivers could have caused separately. Marginal and dependence properties of climate drivers, as well as their changes over time, are key statistical properties influencing the probabilities of compound events. A better understanding of how the statistical properties of variables leading to compound events evolve and contribute to the change of their occurences is a crucial step towards risk assessments. Here, based on copula theory, we develop a new methodology to quantify the contribution of marginal and dependence properties to the overall probability of compound events. For illustration purposes, the methodology is applied to analyse changes of probability for compound precipitation and wind extremes, and their potential time of emergence, in a 13-member multi-model ensemble (CMIP6) over the region of Brittany (France). Results show that compound precipitation and wind extremes probabilities from CMIP6 ensembles mostly increase for the end of the 21st century. Yet, the contribution of marginal and dependence properties to these changes of probabilities can be very different from one model to another, reflecting a large uncertainty in climate modelling. These results highlight the importance of both marginal and dependence properties changes for future risk assessments due to compound events, and the need to understand the differences' sources of statistical properties between climate models.  

How to cite: François, B. and Vrac, M.: Emergence of compound events: quantifying the importance of marginal and dependence properties changes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3843, https://doi.org/10.5194/egusphere-egu22-3843, 2022.

EGU22-3877 | Presentations | NH10.2

Compound drought and heatwave identification: daily-scale independent extreme events based on 120-year observations 

Baoying Shan, Bernard De Baets, and Niko Verhoest

Under the challenge of climate change, the extremes, especially for extreme temperature, are observed at an increasing pace and are expected to be more severe in the future. It is critical to study heatwaves concurrently with droughts because of the intensification of negative impacts, such as exacerbating water shortage, crop failure and GPP reduction, wildfire and tree mortality, etc. This research focuses on compound events of droughts and heatwaves and presents a framework for the identification of drought or heatwave events and their compounds.

While most studies only look at the summer season, we also consider compound drought and heatwave events in the winter season, as these are also important in view of their significant influence on wildfires, insect outbreaks, seed germination, etc.

We introduce the notion of "relative heatwave" as being an extreme event compared with the average of the previous 30-year temperatures for that period. Drought and heatwave events are then identified based on SPI (standardized precipitation index) and SHI (standardized heatwave index). To overcome limitations arising from the scale inconsistency (monthly drought with daily heatwave) and coarse resolution (monthly or weekly drought), we apply the daily SPI and daily SHI, bringing a more accurate measure of the start and end dates, and severity. We also propose an objective, convenient and robust method to identify the statistically extreme and independent drought and heatwave events. Thresholds for removing small-scale events and merging proximate events are found by assuming the severity of the events to follow a generalized extreme value distribution and their arrivals to follow a Poisson process. Finally, we introduce four possible ways of identifying compound events (union, conditioned on drought, conditioned on heatwave, and intersection).

To demonstrate our methodology, we made use of 120 years of daily precipitation and daily average temperature observed at the Belgian meteorological institute in Uccle, near Brussels.

How to cite: Shan, B., De Baets, B., and Verhoest, N.: Compound drought and heatwave identification: daily-scale independent extreme events based on 120-year observations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3877, https://doi.org/10.5194/egusphere-egu22-3877, 2022.

EGU22-4371 | Presentations | NH10.2

Enhanced impacts of compound precipitation and wind extremes on residential buildings 

Jens Grieger and Uwe Ulbrich

While it is known that severe winter wind storms are related with strong impacts, this study investigates the enhanced impact of compound precipitation and wind extremes. Therefore, we analyse the co-occurrence of extreme wind and precipitation using ERA5 reanalysis data for the European winter season. Co-occurring events are defined by simultaneous threshold exceedance of daily wind speed and precipitation in same or neighbouring areas.

For the quantification of impacts, we are using daily insurance records of damages for residential buildings over Germany provided by the German Insurance Association (GDV). Using the definition of co-occurring extremes, those damage records can be grouped into compound and non-compound events. Analysing insurance loss data between 1997-2016 allows comparisons of the distribution of both groups. There are much more events in the non-compound group. On the other hand, the distribution of the compound group is shifted towards higher damages with an increased median of a factor of ten.

How to cite: Grieger, J. and Ulbrich, U.: Enhanced impacts of compound precipitation and wind extremes on residential buildings, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4371, https://doi.org/10.5194/egusphere-egu22-4371, 2022.

EGU22-4388 | Presentations | NH10.2

Linking statistical, hydrodynamic and machine learning models for assessment of compound floods 

Agnieszka Indiana Olbert, Stephen Nash, Joanne Comer, and Michael Hartnett

Many large population centres are located along estuaries where freshwater flows merge with tidally-driven sea water. In these intertidal zones the river water levels are directly affected by the upstream flow and the downstream coastal conditions. Naturally, such coastal zones can be vulnerable to flood events both from a single driver or several drivers acting in a combination. The compound coastal floods levels may generate extreme impacts even if hazards from individual drivers in isolation would be unlikely. Moreover, the complexity of compound flooding is exacerbated by the presence of interactions (e.g. tide and surge) or dependencies between drivers (e.g. river discharge and surge). To fully understand the multi-driver flood dynamics, the multiple drivers and their impacts need to be assessed in an integrated manner.

In this study the statistical and hydrodynamic models are linked to determine probabilities of multiple-driver flood events and associated risks. Cork City on the south coast of Ireland, frequently subject to complex coastal-fluvial flooding is used as a study case.  The research shows that in Cork Harbour and estuary, the tide-surge interactions have a damping effect on the total water level while dependencies between the surge residual and river flow amplify the risk of flooding. The study also shows that for the most accurate assessment of flood hazard, these phenomena need to be accounted for in the joint probability analysis. From a range of uni- and multivariate scenarios, the multivariate joint exceedance probability AND scenario that includes dependence between multiple drivers represents the most realistic representation of flood probabilities. The outputs from the statistical analysis were used to force the hydrodynamic model of Cork City floodplains. The MNS_Flood model was found to be a robust tool for mapping coastal flood hazards in tidally active river channels. Ultimately, the model results were used to build a machine-learning-based flood forecasting tool. A range of machine learning algorithms were tested to explore relationships between the flood drivers and the resulting spatially variable inundation patterns.

The information derived from the integrated statistical, hydrodynamic and machine learning tools can provide a significant support for short-term early-warning applications as well as for the long-term flood management.

How to cite: Olbert, A. I., Nash, S., Comer, J., and Hartnett, M.: Linking statistical, hydrodynamic and machine learning models for assessment of compound floods, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4388, https://doi.org/10.5194/egusphere-egu22-4388, 2022.

EGU22-4727 | Presentations | NH10.2

Quantifying the relationship between flood and wind damage over North-West Europe, in a present and future climate 

Hannah Bloomfield, Paul Bates, Len Shaffrey, John Hillier, Rachel James, and Francesca Pianosi

Strong winds and extremes in precipitation are capable of producing devastating socio-economic impacts across Europe. Although it is well known that individually these drivers cause billions of Euros of damage, their combined impacts are less well understood. Previous work has typically either focused on daily or seasonal timescales, demonstrating that compound wind and precipitation events are commonly associated with passing cyclones or particularly wet and windy years respectively. This study systematically investigates the relationships between national wind and flood damage metrics at all timescales ranging from daily to seasonal during the winter season. This work is completed using high resolution meteorological reanalysis and river flow datasets to explore the historical period (1980-present). As well as this, data from the UKCP18 climate projections at 2.2km and 12km resolution is used to understand historical sampling uncertainty, and the possible impacts of future climate change.

The correlation between national aggregate wind gusts and precipitation peaks at ~10 days; whereas, the correlation between national aggregate wind gusts and river flows peaks at ~3 weeks. When using more impact focussed metrics of compound wind and flood events, such as storm severity and flooding indices, the strongest correlations are seen at seasonal timescales. Results show the historical correlation between wind and flood damage becomes weaker as the definition of the metrics become more impact focussed, and this is true across all timescales from daily to seasonal. This change in relationship is of key importance to the insurance industry who require actionable information based on both the meteorological hazards and on the exposure of their portfolios. The work is designed to support climate analytics for financial institutions, as part of the UK Centre for Greening Finance and Investments (UKCGFI). Results incorporating the impacts of climate change on compound wind and flood events will also be discussed.

How to cite: Bloomfield, H., Bates, P., Shaffrey, L., Hillier, J., James, R., and Pianosi, F.: Quantifying the relationship between flood and wind damage over North-West Europe, in a present and future climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4727, https://doi.org/10.5194/egusphere-egu22-4727, 2022.

EGU22-4916 | Presentations | NH10.2

Global Assessment of Compound Risk of High Temperature and Low Streamflow 

Rihui An, Pan Liu, and Xiaogang He

In river flowing areas, the co-occurrence of high temperature and low streamflow may cause compound hydrologic hot-dry events (CHHDEs). When thermal and hydrological extremes interact, the impact can be worse than when they occur individually. Evidence shows that CHHDEs have severe socio-economic effects, such as increasing pollutant concentration, endangering aquatic species, and reducing power generation. Despite the importance, large-scale risk quantification of CHHDEs remains rarely studied due to the lack of enough simulated data at the global scale.

Therefore, the objectives of this study are threefold: (1) developing the first global hydrologic hot-dry event dataset from 1901 to 2014 (containing four attributes: duration, intensity, severity, and magnitude) based on a state-of-the-art physically-based Tightly Coupled framework for Hydrology of Open water Interactions in River–lake network (TCHOIR) model, which dynamically simulates thermal and hydrological regimes; (2) developing a robust statistical framework to conduct attribution analysis to identify drivers of compound risk (distinguishing high temperature-driven, low streamflow-driven, and dependence-driven); (3) quantifying the impact of river order and hydrologic belt on compound risk to pinpoint CHHDEs hotspots.

CHHDEs have multi-sectoral impacts, including water availability, food security, and energy production. The compound risk analysis provides crucial insights to maintain regional resilience and guide adaptation strategies.

How to cite: An, R., Liu, P., and He, X.: Global Assessment of Compound Risk of High Temperature and Low Streamflow, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4916, https://doi.org/10.5194/egusphere-egu22-4916, 2022.

EGU22-5346 | Presentations | NH10.2

Dependence of lightning occurrence in Europe on large-scale flow patterns 

Homa Ghasemifard, Pieter Groenemeijer, Francesco Battaglioli, and Tomas Pucik

There is ample evidence that the occurrence of deep convection changes as a result of global warming and that, across Europe, increases in convective instability as measured by CAPE are an important driver in many regions. This study is a first step in disentangling the role that climate change induced changes in flow pattern occurrence plays on the evolution of the frequency of thunderstorms. Here we evaluate the association between large-scale flow patterns with the (temporal and spatial) distribution of lightning in Europe as detected by the Met Office Arrival Time Difference Network (ATDnet). The seasonal cycle shows that the largest number of lightning days occurs in the summer from May to August, the period we, therefore, focus on. The large-scale flow pattern is expressed using the daily mean 500 hPa geopotential extracted from ERA5 reanalysis data. A hierarchical clustering algorithm (Ward's method) is applied to the daily mean geopotential heights in the selected four-month period between 2007 and 2019. The algorithm produces 9 patterns (Fig. 1), with cluster 1 being the most frequent, occurring around 20% of the time and pattern 3 being the least frequent, occurring around 4% of the time. The distributions of lightning associated with the clusters show that lightning often occurs in synoptically quiescent conditions or even underneath a ridge. Furthermore, lightning occurrence over western Europe seems to be more dependent on the synoptic situation, where it is strongly associated with clusters that have a southerly flow at 500 hPa, compared to lightning over the Alpine range or south-eastern Europe.

 

Fig. 1: Large-scale flow patterns are shown in nine clusters, geopotential heights of ERA5 at 500 hPa are plotted in the foreground with 50hPa intervals, and the mean number of lightning strikes per day is shown as filled contours.

How to cite: Ghasemifard, H., Groenemeijer, P., Battaglioli, F., and Pucik, T.: Dependence of lightning occurrence in Europe on large-scale flow patterns, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5346, https://doi.org/10.5194/egusphere-egu22-5346, 2022.

EGU22-5455 | Presentations | NH10.2

Strong increase of probability of Northwestern European multi-year droughts in a warmer climate 

Karin van der Wiel, Thomas Batelaan, and Niko Wanders

Three consecutive dry summers in western Europe (2018-2019-2020) had widespread negative impacts on society and ecosystems, and started societal debate on (changing) drought vulnerability and needs to revise adaptation measures. To facilitate that discussion, we investigate multi-year droughts in the Rhine basin, with a focus on event probability in the present climate and in future warmer climates. Additionally, we studied the temporally compounding physical processes leading to multi-year drought events. A combination of multiple reanalysis datasets and multi-model large ensemble climate model simulations was used to robustly analyse the statistics and physical processes of these rare events. In these data, we identify two types of multi-year drought events (consecutive meteorological summer droughts and long-duration hydrological droughts), and show that these occur on average about twice in a 30 year period in the present climate, though natural variability is large (zero to five events in a single 30 year period). Projected decreases in summer precipitation and increases in atmospheric evaporative demand, lead to a doubling of event probability in a world 1 °C warmer than present and an increase in the average length of events. Consecutive meteorological summer droughts are forced by two, seemingly independent, summers of lower than normal precipitation and higher than normal evaporative demand. The soil moisture response to this temporally compound meteorological forcing has a clear multi-year imprint, resulting in a relatively larger reduction of soil moisture content in the second summer and potentially more severe drought impacts. Long-duration hydrological droughts start with a severe summer drought followed by lingering meteorologically dry conditions. This limits and slows down the recovery of soil moisture content to normal levels, leading to long-lasting drought conditions. This initial exploration provides avenues for further investigation of multi-year drought hazard and vulnerability in the region, which is advised given the projected trends and vulnerability of society and ecosystems.

How to cite: van der Wiel, K., Batelaan, T., and Wanders, N.: Strong increase of probability of Northwestern European multi-year droughts in a warmer climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5455, https://doi.org/10.5194/egusphere-egu22-5455, 2022.

EGU22-5659 | Presentations | NH10.2 | Highlight

Temporal compound events: Are they represented in catastrophe models? 

Stephanie Hodsman

Temporal compound events are defined in recent literature as successive events which impact the same geographical region. These kinds of events have the ability to cause catastrophic impacts. If we treat them as single events in a catastrophe model, the overall event magnitude, impact, and subsequent losses would be underestimated. The United Kingdom is vulnerable to temporally-compounding events due to low-pressure systems from the north Atlantic Ocean: the storms Desmond, Eva, Frank that occurred in December 2015 and Ciara, Dennis, Jorge that occurred in February 2020 are some recent, notable temporally compounding events that caused large economic losses.

 

For insurers and reinsurers to appropriately manage their exposure, it is imperative the tools they use truthfully reflect the risk of an insured asset being inundated several times due to temporal compound events. It has been recognised in previous research that catastrophe models are limited in their ability to handle connected, multi-hazard events. In addition, the risk of loss from temporal compound events should be demonstrated accordingly as the loss from a second event may not be as severe as the initial impact. Therefore, the definition of an event within a catastrophe model’s event set is extremely important. This provided the motivation to review temporal compound event representation in JBA Risk Management’s stochastic event set.

 

We manipulated various versions of stochastic event sets for known historical temporal compound events, and we explored how these different event sets alter the losses from catastrophe models. This research allowed us to interpret the impact various modelling strategies would have on (re)insurance companies should similar events occur in the future and provided further questions on how is best to model natural catastrophes.

 

How to cite: Hodsman, S.: Temporal compound events: Are they represented in catastrophe models?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5659, https://doi.org/10.5194/egusphere-egu22-5659, 2022.

EGU22-5662 | Presentations | NH10.2

Hotspots of Changes in Exposure to Multivariate Extremes at Different Global Warming Levels 

Fulden Batibeniz, Mathias Hauser, and Sonia Isabelle Seneviratne

It is now certain that human-induced climate change is increasing the frequency, intensity, and spatial extent of climate and weather extremes globally. While a number of studies investigated these characteristics of individual extremes, an IPCC risk framework-like holistic approach introducing the potential impacts of the changes in concurrent and multivariate extremes is more informative. By using CMIP6 climate projections, historical and future population estimates we assess the influence of human and climate change on four concurrent extreme events (heatwave–drought, warm nights–high relative humidity, extreme 1-day precipitation–wind, drought–warm days-low relative humidity) in the preindustrial period (1850-1900) and at four global warming levels (GWLs from +1 °C to +3 °C). Our results show that concurrent occurrences of the investigated extremes become 1.2 to 8 times more frequent for the 3ºC GWL. The most dramatic increase is identified for compound heatwave–drought events, with an eight-fold increase in subtropical countries, a seven-fold increase in northern middle and high latitude countries, and a five-fold increase in tropical countries, respectively. Additionally, the number of events per capita showing the contribution of climate change alone exhibits a dramatic increase in compound heatwave–drought and warm days–low relative humidity-drought events over the Mediterranean countries, Europe, China, Australia, Russia, the United States, and the Northern part of South America, emphasizing the potential risk increase in the case of lack of concerted effort to cut greenhouse gas emissions.

How to cite: Batibeniz, F., Hauser, M., and Seneviratne, S. I.: Hotspots of Changes in Exposure to Multivariate Extremes at Different Global Warming Levels, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5662, https://doi.org/10.5194/egusphere-egu22-5662, 2022.

EGU22-6089 | Presentations | NH10.2

Sea Level Rise Impact on Compound Coastal-river Flood Risk in Klaipeda city (Baltic coast, Lithuania) 

Erika Čepienė, Lina Dailidytė, Edvinas Stonevičius, and Inga Dailidienė

Due to climate change, extreme floods are projected to increase in the 21st century in Europe. As a result, flood risk and flood related losses might increase. It is therefore essential to simulate potential floods not only relying on the historical but also include future projecting data. Such simulations can give necessary information for development of flood protection measures and spatial planning. This paper analyzes the risk of compound flooding in the Dane River under different river discharge and Klaipeda Strait water level probabilities. Additionally, we examined how water level rise of 1 meter in the Klaipeda Strait could impacts Dane River floods in Klaipeda City. Flood extent was estimated with Hydrologic Engineering Center's River Analysis System (HEC-RAS) and visualized with ArcGIS Pro. Research results show that the rise of the water level in the Klaipeda Strait has a greater impact on the Central part of Klaipeda City, while the maximum discharge rates of the river—on the Northern upstream part of the analyzed river section. Sea level rise of 1 m could lead to the increase of area affected by Dane floods up to three times. Floods can cause significant damage to the infrastructure of Klaipeda Port City, urbanized territories in the City Center and residential areas in the Northern part of the City. Our results confirm that, in the long run, sea level rise will significantly impact the urban areas of the Klaipeda City situated to Baltic Sea coast.

How to cite: Čepienė, E., Dailidytė, L., Stonevičius, E., and Dailidienė, I.: Sea Level Rise Impact on Compound Coastal-river Flood Risk in Klaipeda city (Baltic coast, Lithuania), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6089, https://doi.org/10.5194/egusphere-egu22-6089, 2022.

EGU22-6351 | Presentations | NH10.2

Compounding Wet and Cold-Extremes driven by an increasing Pan-Atlantic wave-4-pattern 

Kai Kornhuber and Gabriele Messori

Wintertime extremes such as cold spells and heavy precipitation events can have severe societal impacts, disrupting critical infrastructures, traffc and affecting human well-being. Here, we relate the occurrence of local and concurrent cold and wet wintertime extremes in North America and Western Europe to a recurrent, quasi-hemispheric wave-4 Rossby wave pattern in the Jetstream. We identify this pattern as a fundamental mode of Northern Hemisphere (NH) winter circulation exhibiting phase-locking behavior as the associated atmospheric circulation and surface anomalies re-occur over the same locations when the pattern's wave amplitude is high. The wave pattern is strongest over the pan-Atlantic region, and is associated with an increased probability of extreme cold or wet events by up to 300 % in certain areas of North America and Western Europe. We identify a significant increase in frequency over the past four decades (1979- 2021), which we hypothesise may derive from increased convective activity in the tropical Pacific, from where the pattern originates, while a weakened meridional temperature gradient linked to Arctic warming appears to have no direct effect on its occurrence. The identified pattern and its remote forcing might provide pathways for early prediction of local and concurrent cold or wet wintertime extremes in North America and Western Europe.

How to cite: Kornhuber, K. and Messori, G.: Compounding Wet and Cold-Extremes driven by an increasing Pan-Atlantic wave-4-pattern, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6351, https://doi.org/10.5194/egusphere-egu22-6351, 2022.

EGU22-7281 | Presentations | NH10.2

Changes in likelihood and intensity of spatially co-occurring hot, dry and wet extremes 

Bianca Biess, Lukas Gudmundsson, and Sonia I. Seneviratne

The recent 2021 spring-to-summer season was characterized by co-occurrent hot, dry and extremely wet extremes around the globe, raising questions regarding changing likelihoods of such extreme years in a changing climate. To address this question, we assess the likelihood of spatially compounding hot, dry and wet extremes under historic and present climate as well as under different future warming levels. The occurrence-probability of spatially compounding events and area affected in future climates under scenarios at 1.5°C, 2°C and higher levels of global warming is determined using Earth System model simulations from the 6th Phase of the Coupled Model Intercomparison Project (CMIP6). As climate change impacts are particularly severe when spatially compounding events occur in multiple regions with high exposure of people or crops, this study focuses on densely inhabited regions and important agricultural areas. 

How to cite: Biess, B., Gudmundsson, L., and Seneviratne, S. I.: Changes in likelihood and intensity of spatially co-occurring hot, dry and wet extremes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7281, https://doi.org/10.5194/egusphere-egu22-7281, 2022.

EGU22-7289 | Presentations | NH10.2

Advancing compound modelling of tropical cyclone wind, surge and rain impacts – now and in a changing climate 

Simona Meiler, Ali Sarhadi, Kerry Emanuel, and David N. Bresch

Intense precipitation from tropical cyclones (TCs), typically accompanied by wind-driven storm surges and highly destructive winds, constitutes a significant threat for compound flooding and wind-driven impacts in many coastal regions worldwide. However, most present TC risk assessment methods only consider wind as the driving hazard and thus underestimate impacts emerging from compounding TC sub-hazards. Further, it is crucial to understand how this risk will shift and intensify in a warming climate. We thus present a coupled, physics-based modeling approach for the coastal area of Metropolitan Manila (PHL) to explicitly represent TC rainfall-induced freshwater flood, TC wind-driven storm surges, and direct impacts from TC wind for present and future climate. We use a large set of synthetic TCs generated from historical climate data (1985-2014) and from the late 21st century (2071-2100) SSP585 warming scenario to simulate TC wind fields and rainfall intensity data. Our modelling chain includes a hydrodynamical component to convert TC precipitation to freshwater flood and model wind-driven storm surges. We evaluate the compound socio-economic impacts from the TC sub-hazards using a state-of-the-art, open-source probabilistic damage model (CLIMADA). Ultimately, our advances in TC impact modelling can be applied in vulnerable coastal regions worldwide, enabling better-informed adaptation decisions and mitigation strategies.

How to cite: Meiler, S., Sarhadi, A., Emanuel, K., and Bresch, D. N.: Advancing compound modelling of tropical cyclone wind, surge and rain impacts – now and in a changing climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7289, https://doi.org/10.5194/egusphere-egu22-7289, 2022.

EGU22-7426 | Presentations | NH10.2

Investigating compound flooding in Como 

Fabiola Banfi and Carlo De Michele

Compound events are extreme events whose impact is enhanced by the synergy, in time and/or space, of multiple variables. An example of this typology of events is provided by compound flooding. In this case, the resulting flooded area is increased by several factors, combining together; for example, the contemporaneous occurrence of high sea level and heavy precipitation (multivariate event), the presence of high soil saturation prior to rainfall events (preconditioned event), a precipitation event affecting several basins (spatially compounding event), or a succession of precipitation events (temporally compounding event). In this respect, we have adopted a compound analysis to study a series of floods that affected the town of Como (Northern Italy). Indeed, the town experiences recurrent damages due to the flooding of the nearby lake. In particular, we collected and analyzed 53 flood events, covering the period 1981-2020, in order to gain a better and more in-depth understanding of the phenomenon. This may eventually have important implications for the prediction and risk reduction of compound flooding.

How to cite: Banfi, F. and De Michele, C.: Investigating compound flooding in Como, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7426, https://doi.org/10.5194/egusphere-egu22-7426, 2022.

EGU22-7724 | Presentations | NH10.2

Integrating responsiveness in the identification and characterization of compound heavy rainfall and wave storms events 

Jose A. Jiménez, Jose Costa, Maribel Ortego, and Maria del Carmen Llasat

From a risk management perspective, the relevance of compound events lies in the fact that they can significantly increase the intensity and/or the spatial and temporal extension of the impact (and damage) due to the synergic and/or cumulative action of different hazards. This compounding effect may overwhelm the capability of emergency-response services since these have to tackle an “unusual” high-damaging situation, they have to respond to a large number of emergency situations throughout the region at the same time, and/or they have to maintain the level of response during a relatively long period. Due to this, from this perspective, it would be important to incorporate the emergency/recovery services responsiveness to identify these events, as well as to evaluate their probability of occurrence. In this work we investigate this by parameterising this response as a time window between individual extreme events (rainfall and waves) to define the presence of a compound event. This time window depends on the intrinsic capacity of response of the available services, but also on the magnitude of contributing events as well as their spatial scale. In this work we analyse the variation of the probability of occurrence of compound heavy rainfall and wave storms events along the Catalan coast (NW Mediterranean) as a function of the responsiveness.

This work was supported by the Spanish Agency of Research in the framework of the C3RiskMed (PID2020-113638RB-C21/ AEI /  10.13039/501100011033)

How to cite: Jiménez, J. A., Costa, J., Ortego, M., and Llasat, M. C.: Integrating responsiveness in the identification and characterization of compound heavy rainfall and wave storms events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7724, https://doi.org/10.5194/egusphere-egu22-7724, 2022.

EGU22-7784 | Presentations | NH10.2 | Arne Richter Award for Outstanding ECS Lecture

The emergence of compound event analysis as a new research frontier 

Jakob Zscheischler

Over recent years, research on compound weather and climate event has emerged as a new research frontier at the interface of climate science, climate impact research, engineering and statistics. Compound weather and climate events refer to the combination of multiple drivers and/or hazards that contribute to environmental or societal risk. Compound event analysis combines traditional research on climate extremes with impact-focused bottom-up assessments, thereby providing new insights on present-day and future climate risk. In this talk, I will illustrate my own trajectory into compound event analysis and highlight current and future challenges in this novel and exciting field of research. 

How to cite: Zscheischler, J.: The emergence of compound event analysis as a new research frontier, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7784, https://doi.org/10.5194/egusphere-egu22-7784, 2022.

EGU22-8014 | Presentations | NH10.2

Interactions between compound extreme events and technological change over rice yield in China as an opportunity to adapt. 

Sonia Quiroga, Cristina Suárez, Haoran Wang, and Virginia Hernanz

Global climate change and more frequent and severe compound events poses a threat to agricultural productivity in China with important impacts on human development, and social stability. China has 18% about 25% of the world's grain production--accounting rice up to 34% of it.  Much of the existing research has focused on the important average effects of climate warming on rice yields showing. However, there is evidence about nonlinear interactions when compound events being present (ie. frost and heavy rainfall). As some of the major natural disasters in China at present, the overall spatial extent of drought and floods in China are expected to change significantly in the future, with more extreme events resulting. This paper analyzes total factor productivity growth in China's rice production to compute technological progress as an adaptative factor for total factor productivity growth response to compound extreme events. Labor inputs, education, fertilizer application and energy use are considered as control factors, jointly with socio-economic factors the the adoption of agricultural technology by growers. The Levinsohn-Petrin consistent semi-parametric estimation method was used to empirically analyze input-output panel data on rice yields in 30 Chinese provinces from 1990 to 2019 and to simulate the level of rice yield at the end of the 21st century under different RCPs scenarios. The model has stronger prediction ability for the central-eastern and southern production areas of China and reveals that rice yields may show opportunities of increase under average conditions for some climate scenarios, but it shows a bigger risk and vulnerability to compound extreme events.

 

How to cite: Quiroga, S., Suárez, C., Wang, H., and Hernanz, V.: Interactions between compound extreme events and technological change over rice yield in China as an opportunity to adapt., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8014, https://doi.org/10.5194/egusphere-egu22-8014, 2022.

EGU22-9715 | Presentations | NH10.2

Differences between lowlands and highlands in terms of compound wind-precipitation events 

Miloslav Müller, Marek Kašpar, and Milada Křížová

Extreme precipitation events are associated with cyclones, atmospheric fronts or convective storms which produce high winds as well. This fact increases the probability of compound wind-precipitation events. Such events can cause even more damage than single precipitation and wind events because, for example, soil moisture makes trees less stable. The joint effect is even more significant in case of solid precipitation due to snow accumulations on trees. However, as the orographic precipitation enhancement increases mainly cold-season precipitation totals in highlands, the altitude makes the difference in the seasonal distribution of precipitation in Czechia. Thus, the local lowlands and highlands also partly differ in terms of the frequency of compound wind-precipitation events. We present this fact on data series of maximum daily wind gusts, daily precipitation totals and inter-diurnal increases in show depth from the period 1961 – 2020 at selected Czech weather stations, located in various altitudes. Extreme events are defined by the method of percentiles; frequencies of compound events are evaluated in comparison to the stochastic frequencies.

How to cite: Müller, M., Kašpar, M., and Křížová, M.: Differences between lowlands and highlands in terms of compound wind-precipitation events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9715, https://doi.org/10.5194/egusphere-egu22-9715, 2022.

The Mediterranean region has been identified as a hotspot of climate change characterized by a large tree mortality. Especially holm (Quercus ilex L.) and cork oak trees (Quercus suber L.) in high-value and nature-based agroforestry systems (in Spain known as dehesa) have multiple positive effects, e.g., on the microclimate, carbon storage, erosion prevention, increase of soil water content and soil nutrient concentration. Many studies dealing with the oak decline (also called seca) reported the infestation by root pathogens, in particular the soil-born pathogen Phytophthora cinnamomi, as the main driver. However, rapidly, the focus shifted to the interaction of the pathogen and single abiotic conditions like drought.

We assume that compound events (co-occurring warm spells and soil drought) have a larger correlation with vegetation indices than single climatic drivers. We analyse time series of two vegetation indices, namely the Normalized Difference Vegetation Index (NDVI) and the kernel Normalized Difference Vegetation Index (kNDVI) as an indicator for greenness and vitality. In particular, we focus on the trend of both indices over about two decades (2003-2021) in eight different plots in our study area, on a dehesa in Huelva province, Andalusia. Subsequently, we correlate them with the decomposed signal of compound events.

Based on precipitation and temperature data, we calculated two drought indices, namely the standardized precipitation index (SPI) and the standardized precipitation evapotranspiration index (SPEI). We then used these indices together with temperature to calculate so-called compound events, a co-occurrence of extreme values in multiple environmental drivers. To assess the status of the vegetation, we calculated the NDVI and its newly proposed kernel variant kNDVI from MODIS (MYD13Q1) and Landsat (4-5, 7,8) data in eight different plots in our study area. The kNDVI is a non-linear generalization of the NDVI and showed good behaviour in the Mediterranean and correlates stronger with the gross primary productivity (GPP) than the original NDVI. To extract physically meaningful information, we decomposed the time series signals with the Complete Ensemble Empirical Mode Decomposition with Adaptive Noise (CEEMDAN) method by Torres et al. (2011) into seasonality, trend, and a remainder part. CEEMDAN is suitable for non-linear and non-stationary time series. To analyse the relationships between vegetation indices and possible climatic drivers, we subsequently calculate lagged cross-correlations (i.e., correlation between different time series) between the Intrinsic Mode Functions (IMFs) of the signal expressing the trend and different seasonalities.

We extracted different positive and significant (p < 0.01) NDVI trend signals from the MODIS time series. The seasonal component corresponded to the expected annual cycle. Based on these first results, we will correlate the NDVI and kNDVI trend signals with the calculated compound events to observe their role in the oak tree mortality.

How to cite: Reddig, F., Bareth, G., and Bogner, C.: Effect of compound events on oak tree vitality in a climate change hotspot: analysis of time series in a traditional Spanish dehesa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9852, https://doi.org/10.5194/egusphere-egu22-9852, 2022.

EGU22-10342 | Presentations | NH10.2

Climate extremes in Mediterranean metropolitan cities and atmospheric variability 

Iliana Polychroni, Maria Hatzaki, Panagiotis T. Nastos, John Kouroutzoglou, and Helena A. Flocas

The Mediterranean region is an area of increasing interest due to its unique climate. Nowadays, climate change has already evident consequences, such as the rise of extreme weather events, which significantly affect peoples’ life in the highly populated urban areas of the Mediterranean. Thus, in this study, ten metropolitan cities from the wider Mediterranean region with different climatic characteristics have been selected to study the frequency and the multidecadal trends of extreme events, as well as their possible connection with the large scale and synoptic scale atmospheric variability.

Four combined extreme indices have been evaluated on annual and seasonal basis for the period 1950-2018 using the high-resolution E-OBS gridded daily mean temperature and precipitation datasets (0.1° x 0.1°; v.19e) from the European Climate Assessment & Dataset (ECA&D, Klein Tank et al. 2002, www.ecad.eu). These combined extreme indices refer to the joint modes of temperature and precipitation extremes, concerning the co-occurrence of Cold/Dry days (CD), Cold/Wet days (CW), Warm/Dry days (WD), Warm/Wet days (WW), which can reflect extreme conditions better than temperature or precipitation statistics considered separately (Beniston, 2009; 2011). The links of the extreme events with the atmospheric variability are investigated based on large-scale teleconnection indices and spatiotemporal distribution of cyclonic activity. Toward this, the comprehensive climatology of Mediterranean cyclones assembled was used by applying a cyclone tracking algorithm (Murray and Simmonds, 1991; Flocas et al., 2011) with respect to the ECMWF ERA5 Interim mean sea level pressure fields since 1950.

The findings of the analysis showed distinct temporal and spatial variations of the combined extremes occurrences in the cities across the Mediterranean, which can be attributed to the effects of its complex topography, as well as to the non-uniform influence of the atmospheric variability. Specifically, the CD and WD indices have higher annual occurrences than the CW and WW, which indicates that the wider Mediterranean region experiences more dry days, either cold or warm, than wet days. The urban areas most affected by cold/dry events are located on the western Africa, while almost all urban areas around the Mediterranean coast are impacted by higher number of warm/dry events, with increasing trends.

References: Beniston M., 2009, Geophys. Res. Lett., 36, L07707; Beniston M., and Coauthors, 2011, Int. J. Climatol., 31, 1257-1263; Murray and Simmonds, 1991 Aust Met Mag 39 155 166; Flocas et al., 2010, J Climate, 23(19), 5243-5257

How to cite: Polychroni, I., Hatzaki, M., Nastos, P. T., Kouroutzoglou, J., and Flocas, H. A.: Climate extremes in Mediterranean metropolitan cities and atmospheric variability, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10342, https://doi.org/10.5194/egusphere-egu22-10342, 2022.

EGU22-10344 | Presentations | NH10.2

Role of climatic oscillations in causing spatially and temporally compound droughts and heatwaves 

Waqar ulhassan and Munir Ahmad Nayak

Compound drought and heatwaves (CDHWs) often cause severe ecological and socioeconomic damages; however, these impacts amplify when such temporally compound events occur concurrently in distant regions. Although spatially concurrent univariate extremes (e.g., droughts) have been explored globally and usually linked to large-scale climatic oscillations, such as El-Niño Southern Oscillation (ENSO) and global warming, spatial co-occurrence of CDHWs remains understudied. Here, we present a novel methodology to identify regions that have higher-than-expected chances of experiencing CDHWs concurrently. Using daily precipitation and temperature data from Climate Prediction Centre (CPC) and ERA5, we find robust spatially concurrent CDHWs in multiple regions that are thousands of kilometres apart, revealing teleconnections in CDHWs. Composite anomalies of geopotential heights and sea surface temperatures reveal El-Niño as the major cause of teleconnections in CDHWs in tropical and sub-tropical regions. Height anomalies during extra-tropical teleconnections reveal quasi-stationary Rossby waves that often produce persistent atmospheric blockings over climacteric locations in vicinity of compound regions. The insights gained here offer new avenues in studying spatially and temporally concurrent hydrologic extremes.

How to cite: ulhassan, W. and Nayak, M. A.: Role of climatic oscillations in causing spatially and temporally compound droughts and heatwaves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10344, https://doi.org/10.5194/egusphere-egu22-10344, 2022.

EGU22-11062 | Presentations | NH10.2

The precautionary principles of the potential risks of compound events in Danish municipalities 

Luise-Ch. Modrakowski, Jian Su, and Anne Bach Nielsen

The risk of compound events is defined as probable weather and climate events where many factors and dangers combine to cause catastrophic socio-economic repercussions. Compound events affecting vulnerable societies are thus a major security risk. Compound events are rarely documented, making preparedness difficult. This study examines how climate risk management is perceived and practiced in flood-prone Danish municipalities (i.e., Odense, Hvidovre, and Vejle). These practices reveal how different understandings of compound events influence risk perceptions and, thus, policy decisions. We discovered through expert interviews and policy documents that specific Danish municipalities recognize compound events as a condition or situation and develop precautionary principles. Depending on their location, they see compound events as either a vague tendency (Odense), a trend to be monitored (Hvidovre), or a partial reality (Vejle). They see flood drivers and their combinations as serious physical hazards to which they adapt. By focusing on local governance systems, it revealed the need to critically assess the mismatch between responsibility and capability, as well as the ongoing fragmentation of services related to climate concerns in Danish municipalities. The findings show that one discipline cannot address the complicated challenge of compound events. The report recommends expanding scientific techniques and increasing local focus in compound event research to stimulate creative thinking, better planning, and enhanced risk management.

How to cite: Modrakowski, L.-Ch., Su, J., and Nielsen, A. B.: The precautionary principles of the potential risks of compound events in Danish municipalities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11062, https://doi.org/10.5194/egusphere-egu22-11062, 2022.

Compound hazards refer to two or more different natural hazards occurring over the same time period and spatial area. Compound hazards can operate on different spatial and temporal scales than their component single hazards. This work proposes a definition of compound hazards in space and time and presents a methodology for the Spatiotemporal Identification of Compound Hazards (SI–CH). The approach is applied to the analysis of compound precipitation and wind extremes in Great Britain, from which we create a database. Hourly precipitation and wind gust values for 1979–2019 are extracted from climate reanalysis (ERA5) within a region including Great Britain and the British channel. Extreme values (above the 99% quantile) of precipitation and wind gust are clustered with the Density-Based Spatial Clustering of Applications with Noise (DBSCAN) algorithm, creating clusters for precipitation and wind gusts. Compound hazard clusters that correspond to the spatial overlap of single hazard clusters during the aggregated duration of the two hazards are then identified. Our ERA5 Hazard Clusters Database consists of 18,086 precipitation clusters, 6190 wind clusters, and 4555 compound hazard clusters. The methodology’s ability to identify extreme precipitation and wind events is assessed with a catalogue of 157 significant events (96 extreme precipitation and 61 extreme wind events) in Great Britain over the period 1979–2019. We find a good agreement between the SI–CH outputs and the catalogue with an overall hit rate (ratio between the number of joint events and the total number of events) of 93.7%. The spatial variation of hazard intensity within wind, precipitation and compound hazard clusters are then visualised and analysed. The study finds that the SI–CH approach can accurately identify single and compound hazard events and represent spatial and temporal properties of these events. We find that compound wind and precipitation extremes, despite occurring on smaller scales than single extremes, can occur on large scales in Great Britain with a decreasing spatial scale when the combined intensity of the hazards increases. 

How to cite: Tilloy, A., Malamud, B., and Joly-Laugel, A.: A Methodology for the Spatiotemporal Identification of Compound Hazards: Wind and Precipitation Extremes in Great Britain (1979–2019), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11194, https://doi.org/10.5194/egusphere-egu22-11194, 2022.

EGU22-11534 | Presentations | NH10.2

Compound events in Germany: drivers and case studies 

Florian Ellsäßer and Elena Xoplaki and the The climXtreme research network on climate change and extreme events

The 2018 compound of hot and dry conditions in Central Europe are unprecedented in magnitude, duration and spatial extent since measurements started in 1881. During spring and summer, these compounding of extreme conditions caused a series of severe impacts on several sectors including agriculture, forestry, transport, energy and water supply. At the beginning of the same year, windstorm Friederike concurrent with heavy snowfall caused severe damages in Ireland, Great Britain, northern France, Belgium, the Netherlands, Germany, Czech Republic and Poland. Friederike reached wind gusts of the order of 100 – 150 km/h, up to 173 km/h at Sněžka in Czech Republic and 203 km/h at Brocken in Germany.

Along the trajectory from large to the local scale, the drivers and dynamics of these events are analyzed and the impacts of the compound events are provided. Exemplary for 2018, the impacts of the compound events comprise traffic disruption, power outages, property damage by e.g., falling trees, and fatalities after the windstorm. Unprecedented winter wheat yield reductions were observed as well after the hot and dry spring and summer growing season. The impact of the drought and heat wave compound further facilitated the outbreak of bark beetle in 2018 and the following years, as a cumulative hazard and increased the probability of a dry surface water anomaly to an unexpected 68 %.

Taking advantage of the transdisciplinary research and gathered expertise in the frame of the coordinated German ClimXtreme project network (www.climxtreme.net), we analyze and characterize these 2018 events that link with severe impacts in Germany and neighboring countries in Central Europe. We focus on two key storylines with respect to the selected case studies of compound wind & rain and drought & heat. We provide a detailed overview of the data, methods and approaches used, the scales and aspects involved as well as the events’ drivers/dynamics and their multi-sectorial impacts. We finally demonstrate the importance of considering the various facets of the compound nature of extremes and respond to timely research questions that the ClimXtreme research network addresses, such as: attribution of changing compound events to climate change, understanding the variability of clustered storms, understanding the role of decadal variations on compound heat metrics, understanding and predicting the effects of climate change on landslides, analysis of past and future changes in the frequencies of compound events.

How to cite: Ellsäßer, F. and Xoplaki, E. and the The climXtreme research network on climate change and extreme events: Compound events in Germany: drivers and case studies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11534, https://doi.org/10.5194/egusphere-egu22-11534, 2022.

Infrastructure systems are susceptible to hazard events, which disrupt their functionality leading to direct and indirect consequences for the users and the owners. To ensure these consequences are not excessive, infrastructure managers have to plan and execute interventions to improve the resilience of their networks. Interventions can contribute to enhancing resilience through a multitude of techniques such as reducing hazard intensity, reducing exposure to hazards, decreasing the vulnerability of exposed assets, implementing adaptive capacity, enhancing restoration programs, and the combination thereof. Moreover, interventions can be executed on a spatially and temporally variant domain, including those that can be executed prior to the occurrence of hazard events, e.g., construction of flood levees; while the hazard is taking place and evolving, e.g., deployment of temporary sandbags during a flood; and after the hazard event, e.g., repair activities. This spatiotemporal variability, along with the possibility of having a portfolio of interventions each targeting certain aspects of resilience, however, has not yet been adequately addressed in the literature. Most studies focused on standalone pre-hazard interventions, and have not addressed the collective benefit of interventions of different types. This study addresses this limitation by proposing a simulation approach to quantitatively evaluate the effects of portfolios of interventions of various types for improving the resilience of transport networks against climate-related hazards. It is achieved through a resilience assessment methodology that, under both existing and intervened conditions, exhaustively models the: 1) occurrence and evolution of hazards, 2) performance of transport network over the course of hazard evolution, and 3) restoration efforts to recover performance. Subsequently, through generating a host of simulated scenarios, interventions are evaluated based on their contribution to reducing the ensuing economic consequences, e.g., repair costs, as well as socio-economic ones, e.g., increased travel time and loss of connectivity. This approach will be showcased through an application to a transport network located in Switzerland subject to heavy rainfall, flooding, and landslides. The proposed simulation approach serves as a virtual representation of the real system that can enable decision-makers to objectively investigate and compare the effects of various interventions.

How to cite: Nasrazadani, H. and Adey, B.: Evaluating Interventions to Improve the Resilience of Transport Networks against Climate-Induced Hazards: A Simulation Approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-675, https://doi.org/10.5194/egusphere-egu22-675, 2022.

EGU22-841 | Presentations | NH10.3

Concept of a Critical Infrastructure Network Modelling Approach for Flood Risk Management 

Roman Schotten and Daniel Bachmann

In flood risk analysis it is a key element to determine consequences of flooding to assets, people and infrastructures. However, damages to critical infrastructure networks (CIN) are not always restricted to inundated areas. The effects of directly impacted objects cascade to other infrastructures, which are indirectly affected by a flood. Modelling critical infrastructure networks is one possible answer to the question ‘how to include indirect and direct impacts to critical infrastructures in a flood risk analysis?’.

The modelling of complex CIN is utilized for different purposes: For modelling transportation routing, for damage assessments due to cyber attacks or infrastructure and interdependency analysis of water and waste water flow. For the purpose of flood risk assessments and, finally, in flood risk management application cases are scarce. The presented work introduced a method to overcome this gap. Major challenge is to balance the simplicity of a modeling approach with the resemblance of real interdependencies in a CIN and their task to supply services to end users. The more complex and realistic the network model is desired to be, the harder it is to gather the necessary data and the more expertise is necessary for potential users of this method. Additionally, users are required to switch from a raster or cell-based calculation philosophy to a network-based philosophy including points, connectors (edges) and areas (surfaces).

In this work, a network-based and topology-based method for a catchment-wide analysis is presented. The basic model elements (points, connectors and polygons) are utilized to model the complex CIN interdependencies. The CIN-module of the freely available software package ProMaIDes1, a state-of-the-art flood risk analysis tool, is used. The module is suited for an analysis of critical infrastructure damages, disruption of infrastructures and quantifies those damages by the number of disrupted users and the disruption duration. In a case study in Accra, Ghana, the method capabilities are showcased in a multisectoral model. Sectors included are electricity supply, fresh water supply, telecommunication services, health sector, emergency services and transportation. The model consists of 419 point elements, 472 polygon elements and 1124 connector elements. A synthetic precipitation event is used to visualize the reactions of the model as well as display first results. The case study has shown the flexibility and scalability of the introduced method to differentiate CI sector specifics. Consequently, the potential of the method to support flood risk management is discussed.

 

1 https://promaides.h2.de

How to cite: Schotten, R. and Bachmann, D.: Concept of a Critical Infrastructure Network Modelling Approach for Flood Risk Management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-841, https://doi.org/10.5194/egusphere-egu22-841, 2022.

EGU22-911 | Presentations | NH10.3

A globally consistent approach for basic service disruptions after natural disasters 

Evelyn Mühlhofer, Elco Koks, Giovanni Sansavini, and David N. Bresch

Critical infrastructures (CIs) such as powerlines, roads, telecommunication and healthcare systems across the globe are more exposed than ever to the risks of extreme weather events in a changing climate. Damages to CIs often lead to failure cascades with catastrophic impacts in terms of people being cut off from basic service access. Yet, there is a gap between traditional CI failure models, operating often at local scales, with detailed proprietary, non-transferrable data, and the large scales and global occurrences of natural disasters.

We demonstrate a way to bridge those incompatibilities by linking a globally consistent and spatially explicit natural hazard risk modelling platform (CLIMADA) and a CI failure cascade model. The latter is built on publicly available infrastructure, end-user and supply data, and makes use of consistent and transferrable dependency heuristics between CIs to represent infrastructure systems at national scales for any place interest. Impacts are then spatially mapped in terms of people experiencing disruptions to basic service access.

With this approach, we aim to showcase how the interplay of available data and well-informed heuristics can allow large-scale impact models to produce consistent hot-spot analyses and rapid emergency assessments, which may then provide a starting point for more detailed, local studies.

How to cite: Mühlhofer, E., Koks, E., Sansavini, G., and Bresch, D. N.: A globally consistent approach for basic service disruptions after natural disasters, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-911, https://doi.org/10.5194/egusphere-egu22-911, 2022.

EGU22-1371 | Presentations | NH10.3

Vulnerability of Critical Infrastructure to biological threats 

Amelia Tomalska

Critical infrastructure is a complex system that provide essential services to the society such as food, water, energy, transportation, health, financial services. Any potential dysfunction of Critical Infrastructure might result in severe consequences for the human life, the environment, the economy and the security of the country. The recently experienced repercussions of COVID-19 pandemic exposed major deficiencies in terms of protection of Critical Infrastructure. The implemented approaches focusing on the threat identification and prevention strategies, without efficient organisational resilience, proved to be ineffective, especially in case of unanticipated or low-probability threats. The biological threats, such as pandemics, are relatively rare and difficult to estimate and prevent. They affect the whole organisation and contrary to the most of the natural hazards, such as floods, fires or hurricanes, have constant, permanent character. The COVID-19 pandemic forced Critical Infrastructure operators to operate in crisis mode as a result of shortages of staff, disruption of supply chains and increased vulnerability to cyber-attacks. The occurrence of these consequences unveiled the underlying vulnerabilities of Critical infrastructure. Namely, the lack of capabilities to successfully detect the possible threats resulting from dependencies and interdependencies and vulnerabilities related to internal procedures, plans or capabilities to respond and recover after the adverse event. The protection of Critical Infrastructure based on identification and assessment of vulnerabilities would enable Critical Infrastructure operators to apply adequate measures tailored to address the causes of identified vulnerabilities, to prioritise actions and to concentrate resources on the most pressing issues. The understanding of vulnerability of Critical Infrastructure to biological threats, would help Critical Infrastructure operators to prepare better for future “black swan” events and cascading disruptions across sectoral boundaries. The elimination or reduction of vulnerabilities would make Critical Infrastructure more resilient to future crisis situations and would ensure the undisturbed continuity of the essential services.

How to cite: Tomalska, A.: Vulnerability of Critical Infrastructure to biological threats, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1371, https://doi.org/10.5194/egusphere-egu22-1371, 2022.

EGU22-1427 | Presentations | NH10.3 | Highlight

Present-day and future global economic losses associated with physical climate risks to ports 

Jasper Verschuur, Elco Koks, and Jim Hall

Reliable port infrastructure is essential to facilitate maritime trade across global supply-chains. Physical climate risks can disrupt port operations, which, apart from infrastructure damages (i.e. direct impacts), can have domestic and cross-border economic losses through transport dependencies on ports (i.e. systemic impacts). For instance, Hurricane Katrina (2005) disrupted operations in multiple ports in New Orleans, resulting in more than USD800 million export losses and price spikes of food products, affecting supply-chains globally (Trepte and Rice, 2014). Both climate change and changes in global trade flows (in absolute terms and trade patterns) can increase systemic risks to ports and economies in the future. In order to improve the resilience of the transport and supply-chain networks, present-day and future climate-induced systemic risks to ports need to be quantified on a global scale.

Here we present a global analysis of present-day and future systemic risk to ports due to physical climate impacts (cyclones, fluvial flooding, coastal flooding, pluvial flooding). To do this, we combine multi-hazard risk estimates of global port infrastructure (Verschuur et al. 2021, under review), covering ~1400 ports, with the output of a newly developed global maritime freight model that quantifies the dependencies of sectors and nations on ports. We show how climate-induced port disruptions can initiate economic ripple effects across geographies, although the vulnerability to these impacts differ across countries and sectors. Moreover, we project how systemic risk would increase by 2050 under various climate and trade scenarios, supporting the business case for adaptation.  

These results can help inform resilience strategies at the port-level (e.g. port elevation) , as well as the supply-chain level (e.g. diversification of transport and import). Moreover, it can support national port infrastructure planning to reduce the systemic risk.  

How to cite: Verschuur, J., Koks, E., and Hall, J.: Present-day and future global economic losses associated with physical climate risks to ports, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1427, https://doi.org/10.5194/egusphere-egu22-1427, 2022.

EGU22-1484 | Presentations | NH10.3 | Highlight

Recent advances in global analysis of critical infrastructure networks in a changing climate 

Jim Hall, Tom Russell, Jasper Verschuur, Raghav Pant, Max Robertson, Thibault Lestang, Nataliya Tkachenko, Rob Lamb, and Edward Oughton

There has been rapid progress in the development of capabilities to analyse infrastructure networks on very large scales, up to global scales. This is enabled by the growing availability of geospatial data products with global coverage and computational capabilities, which enable processing of these datasets and analytics on large-scale. Global analyses of the risks from climatic hazards to infrastructure networks serve several important purposes:

  • Quantified risk estimates in future climate scenarios contribute to the overall picture of the scale of climate risks worldwide, which helps to motivate climate mitigation and adaptation.
  • Geospatial analysis of hotspots of infrastructure vulnerability helps to target adaptation actions.
  • Cost-benefit analysis of adaptation enables the prioritization of scarce adaptation resources.
  • Quantified climate risk analysis is increasingly required for financial disclosure of physical climate risks by infrastructure investors.

There are inevitable limitations to global-scale analyses, but they enable cross-country comparisons, and the monitoring of changing risks and national infrastructure resilience. Global analyses also provide a convenient starting point for national analyses and a motivation to collect better data to inform national-scale decisions.

 

Here we present recent developments in capability for global-scale climate risk analysis to infrastructure networks. The analysis combines (i) global-scale probabilistic hazard layers (including floods, hurricanes and coastal storm surges); (ii) infrastructure asset and network exposure, for energy, transport and telecommunications networks (iii) analysis of the people and economic activities that are dependent upon these networks. This quantified risk analysis framework has been efficiently implemented for global-scale computations, yielding new results on the scale of climate-related risks. Analysis of resource flows on networks and their connection to infrastructure users is enabling calculation of the numbers of people and economic activity that may be disrupted in catastrophic events. A recent development has been in the introduction of probabilistic event sets for hurricanes and flooding, which enables accurate estimation of the impacts from spatially extensive extreme events. The research is being made available as part of the Global Resilience Index Initiative https://www.cgfi.ac.uk/global-resilience-index-initiative/ and as an open source toolset and interface for geospatial visualisation.

 

 

 

 

How to cite: Hall, J., Russell, T., Verschuur, J., Pant, R., Robertson, M., Lestang, T., Tkachenko, N., Lamb, R., and Oughton, E.: Recent advances in global analysis of critical infrastructure networks in a changing climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1484, https://doi.org/10.5194/egusphere-egu22-1484, 2022.

EGU22-1784 | Presentations | NH10.3

Multi-hazard stress testing framework for quantifying climate-related Value at Risk for water utilities 

Olivia Becher, Raghav Pant, and Jim Hall

Water utility assets are particularly vulnerable to the impacts of climate change, from multiple climate-related hazards including droughts, floods and hurricanes. There are increasingly calls for disclosure and reporting of physical climate risks to companies, but dependable probabilistic risk estimates are challenging for companies whose asset networks extend over large areas and are subject to multiple hazards. Here we examine the financial impact of present and future (mid-century projections under RCP2.6, 4.5 and 8.5 warming scenarios) climate extremes on the national water supply utility in Jamaica. The potable water supply system is stress tested with a large set of spatially coherent hurricane, drought and pluvial and fluvial flood events, combining observed events with synthetic statistical and model-based events. The water utility’s assets (reservoirs, pumping stations, treatment works, etc.) are embedded in a system model, which also represents water usage for municipal use, loss through leakage and major storage dynamics in the supply network. For each disruptive event, the number of water users impacted is computed. The financial loss incurred by the utility is estimated as the sum of cost of disruption (cost of tankering water and lost tariffs during disruptions/periods of asset reconstruction post event) and the expected cost of asset reconstruction. An expected Value at Risk (VAR), both at present and in future scenarios, is estimated by integrating over the probabilistic event set. The calculation is an extension of the established framework for catastrophe loss modelling used by insurers. We show how climate-induced, widespread water supply disruptions translate into the VAR of a utility’s balance sheet. As water utilities are largely state-owned enterprises, these impacts impose a major burden on the fiscal budget. Therefore, the framework presented provides a basis for identifying interventions that promote both water infrastructure and fiscal resilience.

How to cite: Becher, O., Pant, R., and Hall, J.: Multi-hazard stress testing framework for quantifying climate-related Value at Risk for water utilities, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1784, https://doi.org/10.5194/egusphere-egu22-1784, 2022.

EGU22-4030 | Presentations | NH10.3 | Highlight

Cascading effects of floods on interdependent infrastructure systems 

Maria Pregnolato and Chiara Arrighi

Flood is among the most frequent and damaging natural hazards worldwide. Assessment of direct losses due to flooding is well-advanced, and include multiple models for the built environment (infrastructure, buildings). On the contrary, the knowledge and the literature on the assessment of indirect losses and cascading effects is less developed. Impacts on infrastructure are not necessarily due to the physical contact with floodwater but also result from a reduced performance of the service/functionality, which usually propagate outside the flooded area and beyond the impacted infrastructure (e.g. power disruptions resulting in communications failures). This work presents the risk analysis of two linear infrastructure systems, i.e. the water distribution system (WSS) and the road network system, for flooding. The evaluation of indirect flood impacts on the two networks is carried out for four probabilistic flood scenarios, obtained by a coupled 1D-quasi 2D hydraulic model. The impacts on the water distribution system and on the road network are simulated with a Pressure-Driven Demand model and a transport network disruption model respectively. Common impact metrics, similarities and differences of the methodological aspects for the two networks and risks are identified. The method is applied to the metropolitan area of Florence (Italy). The risk assessment is first carried out considering the two systems as separately affected; in a second analysis, the risk assessment includes the cascading effect and systemic interdependency, i.e. it evaluates the consequences on WSS due to the lack of accessibility, which prevents timely repairs and replacement at the WSS lifting stations. The results show that the risk to the WSS in terms of Population Equivalent not served (PE/year) can be reduced by the 71.5% and the 41.8% respectively, if timely repairs to the WSS stations are accomplished by 60 and 120 minutes. The study highlighted that systemic risk-informed planning can support timely interventions and enhance infrastructure resilience; however, it is recommended to conduct further studies which focuses on the complex dynamics of water runoff, water supply and traffic flows to support practical action planning.

How to cite: Pregnolato, M. and Arrighi, C.: Cascading effects of floods on interdependent infrastructure systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4030, https://doi.org/10.5194/egusphere-egu22-4030, 2022.

EGU22-5054 | Presentations | NH10.3

Current and future Exposure of Critical Infrastructure to Coastal Flooding in Rostock, Germany 

Dorothee Fehling, Arne Arns, and Athanasios Vafeidis

We assess the exposure of Critical Infrastructure (CI) to storm surge flooding in the city of Rostock, Germany. The city endured two severe storm surges in 2006 and 2017 that caused the flooding of a main road in the city centre and proved the existing coastal protection measures to be insufficient regarding future sea-level rise (SLR). Using the hydrodynamic model Delft3D-FLOW, we simulate severe storm surge flooding under SLR scenarios of + 30 cm, + 50 cm, + 80 cm and + 100 cm and assess the extent to which CI in the city is affected. Our results show that Rostock’s city harbour (german: Stadthafen) and the adjacent primary road are highly exposed to coastal flooding in all scenarios. Furthermore, transport infrastructure, such as road and railway networks, as well as fire stations are potentially at risk of getting flooded. Besides direct monetary damage, flooding can cause so-called “cascading effects” which are damages that are directly linked to the flooding but occur outside of the directly affected areas. Hence, the cut-off of the primary road can lead to sensitive time loss during emergency situations. The results also indicate that the train connection between Hamburg and large parts of the federal state of Mecklenburg-West Pomerania could fail due to flooding, already in the + 30 cm scenario.
Our study does not account for impacts on the electricity grid as relevant data are not openly available because of data sensitivity. However, electricity data would lead to an improved assessment of the magnitude of the cascading effects more accurately.
We conclude that the critical infrastructure of the city of Rostock is not sufficiently protected against storm surges in the future and emphasise the importance of the plans of the federal state of Mecklenburg-West Pomerania to build new coastal protection measures until the year 2030.

How to cite: Fehling, D., Arns, A., and Vafeidis, A.: Current and future Exposure of Critical Infrastructure to Coastal Flooding in Rostock, Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5054, https://doi.org/10.5194/egusphere-egu22-5054, 2022.

EGU22-5389 | Presentations | NH10.3

Impact assessment of flood damage on power grid customers 

Panagiotis Asaridis, Daniela Molinari, Francesco Di Maio, Francesco Ballio, and Enrico Zio

Natural hazards are a leading driver of power outages worldwide. Although flooding has lower impact compared to other natural hazards, it may still have a significant impact on power grids functionality in terms of frequency, magnitude, and duration of power outage. Maintaining the security of power supply under emergency conditions triggered by natural hazards, such as floods, is a challenging task because of the inherent structural and dynamic complexity of the system. In such a context, this paper presents a new model for the estimation of direct, indirect, and systemic flood damage to power grids. The key objective of the model is to be an operational tool able to: (i) consider the magnitude, probability of occurrence, and spatiotemporal variability of flood hazard, (ii) identify the vulnerable components of power grids and evaluate their probability of failure in case of flood, (iii) analyze the cascading effects of individual or multiple failure states on the power transmission and distribution networks, (iv) and assess the impacts of power outages on the power-dependent economic activities and infrastructures. To achieve this goal, the model combines deterministic flood hazard scenarios, a spatially distributed power flow model, fragility curves of power grid components for different voltage levels, and a social model, describing the various users connected to the power grid. For quantitative illustration purposes, a synthetic model has been developed by referring to the IEEE 14 bus system benchmark, to which a spatial dimension has been allocated. Furthermore, to account for differentiated social impacts, the power flow model has been linked to a synthetic social model including several communities (hubs) with different social and economic characteristics.

The development of the synthetic model constitutes a preliminary step in understanding and quantifying the impacts that sustained power interruptions caused by floods can have on the customers of power grids. Next research efforts will be devoted, on the one hand, to the adoption of a probabilistic approach, by substituting deterministic hazard scenarios with spatial dependent, probabilistic ones; on the other hand, to the sensitivity analysis of the different modeling phases to identify the components of the model on which the final damage scenario depends mostly. The final aim is to provide a modeling and simulation tool for risk analysis, so as to enable stakeholders, authorities, and policy makers to formulate effective strategies to guarantee public security and ensure financial well-being.

How to cite: Asaridis, P., Molinari, D., Di Maio, F., Ballio, F., and Zio, E.: Impact assessment of flood damage on power grid customers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5389, https://doi.org/10.5194/egusphere-egu22-5389, 2022.

EGU22-7632 | Presentations | NH10.3

Uncertainty as part of multi-hazard resilience and adaptation planning for road infrastructure 

Margreet van Marle, Thomas Bles, Kees van Muiswinkel, Mark de Bel, Martijn Kwant, Hidde Boonstra, and Rob Brinkman

Quantifying natural hazard impacts on critical infrastructure networks inherently involves uncertainties which makes decision-making complex. Here, we present an approach on how to account for uncertainties in the resilience assessment and in adaptation planning. These uncertainties stem from the hazard, exposure, vulnerability, and end-user data, as well as economic valuation. The consequences of natural hazards on critical infrastructure networks such as road transport networks has been proven to be evident, illustrated by recent flooding events in Western Europe. Due to climate change, many of these hazards may intensify and occur more frequently. Over the past years this has invoked progress in research that has led to an increased understanding of the effects of natural hazards on infrastructure networks. Currently, most analyses focus on the estimation of exposure, vulnerability, and the estimation of (annual expected) damages to the infrastructure assets and socio-economic losses for the users. This is subsequently used to identify hotspots for potential measures. The next step is to include adaptation in maintenance and construction planning. However, this step is often not linked to the assessment preceding the hotspot selection and because uncertainties in the assessment are not quantified, this results in decision making under (very deep) uncertainty. Here, we show the results for the Dutch highway network where we used the RA2CE - Resilience Assessment and Adaptation for Critical infrastructurE - platform, which makes use of hazard maps, user defined vulnerability curves and traffic information to produce resilience and risk maps for the infrastructure networks (resulting annual expected damages for the road operator and socio-economic losses for the road user), but also offers the possibility to perform cost-benefit analyses for proposed adaptation measures. Based on the cost-effectiveness analysis of potential measures, economically viable intervention strategies can be defined, including spatially explicit cost-benefit ratios to demonstrate economic performance of the different strategies. However, cost-benefit assessments should acknowledge the uncertain future related to climate change and socio-economic developments. Therefore, we progress the current state of the art by adding an uncertainty analysis, which takes into account all identified uncertainties in the model chain. This is based on Monte Carlo analyses providing insight in the sensitivity to all uncertainties in the process stemming from hazard, exposure, vulnerability and traffic data, as well as from the changes to the future related to climate change and socio-economic developments. The results provide an increased insight in the robustness of the strategies, instead of only one (best guess) prediction. It further allows the user and decision-maker not only to look at the expected change, but also at the high-impact, low-likelihood events. Based on validation with decision-makers future research has been identified to include black swans (unknown-unknown events) in decision-making, but also progressing on the user level, by for example including equity.

How to cite: van Marle, M., Bles, T., van Muiswinkel, K., de Bel, M., Kwant, M., Boonstra, H., and Brinkman, R.: Uncertainty as part of multi-hazard resilience and adaptation planning for road infrastructure, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7632, https://doi.org/10.5194/egusphere-egu22-7632, 2022.

EGU22-12094 | Presentations | NH10.3

Developing a composite map of the Southeast and East Asia power systems 

Mengqi Ye, Elco Koks, and Philip Ward

Power systems provide vital services to modern society and are characterized by being highly interconnected in a variety of ways. The loss of power systems during weather extremes can potentially result in widespread, catastrophic impacts that may seriously disrupt socioeconomic activities. In practical terms, there are many interdependencies through which the indirect impacts of a major power outage ripple through social interactions and economic activities. However, both the scarcity of power infrastructure data and the complexity of power systems make it challenging to model these exact socioeconomic impacts of power outages in the aftermath of weather extremes. Unfortunately, power system datasets remain incomplete regarding most geographic areas, and the access to power infrastructure data in an open and standardized way is one of the main bottlenecks in risk modelling, especially for the medium and lower voltage distribution networks.

Limited spatial information on power infrastructure makes it difficult to respond to challenges in natural disasters and electricity reliability. Therefore, data collection of power systems should be the main priority in power infrastructure risk assessments. One of the possibilities to fill these data gaps is through the use of satellite imagery. However, automating the process of satellite imagery data classification and translating the extracted information into semantic classes, specifically for power infrastructure, has three main challenges: 1) images from different sources have complete different spatial resolutions, which makes it difficult to consistently identify power infrastructure; 2) most existing satellite imagery datasets are prepared for training classification models but do not include annotations for training detection models; 3) and there are few training datasets available for training power infrastructure detection models.

To fill this research gap, we will develop a state-of-the-art deep learning method to identify power infrastructure. Our methodology consists of two parts: 1) image segmentation for power lines by StackNetMTL, which helps to learn the interconnectivity within the system; 2) object detection for other power infrastructure (i.e., power plants, substations, and towers) by Mask R-CNN. This will provide us with a geospatial power infrastructure map of the Southeast and East Asia to support power systems risk assessment, for both the system itself and the potential societal impacts. This research will provide a consistent and reproducible way for machine-driven mapping of power infrastructure, paving the way for improved efforts in power system modelling and risk management in Southeast and East Asia.

How to cite: Ye, M., Koks, E., and Ward, P.: Developing a composite map of the Southeast and East Asia power systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12094, https://doi.org/10.5194/egusphere-egu22-12094, 2022.

EGU22-12600 | Presentations | NH10.3

A complex hazard assessment due to earthquake and tsunami potential in the industrial strategic estate of the Cilegon city 

Suci Dewi Anugrah, Tatok Yatimantoro, Admiral Musa Julius, Daryono Daryono, Hidayanti Hidayanti, Debi Safari Yogaswara, Septa Anggraini, Gloria Simangunsong, Tribowo Kriswinarso, Muhammad Harvan, Dwikorita Karnawati, Bambang Setiyo Prayitno, and Suko Prayitno Adi

Due to the existence of the megathrust, south of Sunda Strait potentially generate the powerful earthquake and tsunami. It may impact to South of Java Island and Sunda strait coastal zone. One of the city that may impacted by the earthquake and tsunami is the Cilegon city located in the north-east of Sunda Strait. The city is the strategic area which has industrial estate, critical infrastructures, as well as a tourist destination. The earthquake and tsunami hazard may followed by the collateral hazard. 78 petrochemicals factory as well as steel industry, and other national vital object such as electric stream power plant could give a contribution to the industrial hazard.

Based on a seismological study, the maximum magnitude estimated in megathrust zone Sunda Strait is M 8.7. The existing of active faults and active volcano of Krakatau in Sunda Strait add a complexity of earthquake and tsunami potential in the area. According to historical documentation, there are destructive earthquake associated to south of Sunda Strait megathrust such as West Java earthquake (January 5, 1699), Batavia earthquake (January 22, 1780), Jakarta Earthquake (February 23, 1903), and destructive tsunami associated to the Krakatau eruption (August 27, 1883).

This study aims to assess the multi hazard potential generated by the megathrust earthquake in the south of Sunda Strait. We simulate the worst case earthquake scenario on the south of Sunda Strait megathrust zone, located at 7.53 S;104.04 E, with 10 km fixed depth. Both simulation of earthquake shakemap and tsunami inundation were carried out in this study.

The modeling of earthquake indicates ground shaking possibly generates VI-VII MMI in Cilegon. Moreover, the inundation tsunami modeling estimated there are 4 sub-regencies of industrial estate (Ciwandan, Citangkil, Gerogol, and Pulomerak) will be impacted. The highest tsunami inundation may approximately reach 9 m hit a critical infrastructure of the Merak harbor. The maximum distance of tsunami penetration is estimated to be 1.5 km from the coastal line.

Keywords: earthquake and tsunami potential, multi collateral hazard, industrial estate, cilegon city, critical infrastructure

How to cite: Anugrah, S. D., Yatimantoro, T., Julius, A. M., Daryono, D., Hidayanti, H., Yogaswara, D. S., Anggraini, S., Simangunsong, G., Kriswinarso, T., Harvan, M., Karnawati, D., Prayitno, B. S., and Adi, S. P.: A complex hazard assessment due to earthquake and tsunami potential in the industrial strategic estate of the Cilegon city, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12600, https://doi.org/10.5194/egusphere-egu22-12600, 2022.

EGU22-13096 | Presentations | NH10.3

Critical Infrastructure impacts of the 2021 mid-July western European flood event 

Elco Koks, Kees Van Ginkel, Margreet Van Marle, and Anne Lemnitzer

Germany, Belgium and The Netherlands were hit by extreme precipitation and flooding in July 2021. The event not only caused major damages to residential and commercial structures, but also to critical infrastructure in particular. Not only vital functions in the first response were affected (e.g. hospitals, fire departments), but also railways, bridges and utility networks (e.g. water and electricity supply) were severely damaged, expecting to take months to years to fully rebuild. This study provides an overview of the impacts to large-scale critical infrastructure systems and how recovery has progressed during the first six months after the event. The results show that Germany and Belgium were particularly affected, with many infrastructure assets severely damaged or completely destroyed. Impacts range from completely destroyed bridges and sewage systems, to severely damaged schools and hospitals. While some of the infrastructure systems, such as electricity, were relatively quickly restored (e.g. several weeks to a month), are others still not fully rebuild six months after the event (e.g. several road and railway bridges).  

We find that large-scale risk assessments, often focused on larger (river) flood events, do not find these local, but severe, impacts. On a local and regional level, the disruptions in daily lives and to the economy were enormous. Yet, zoomed out on a national scale, the impacts were relatively small. While large-scale studies are useful to identify potential hotspots and bottlenecks in the system, local-scale studies are essential to better understand the real impacts (and are also better able to do so). This may be the result of limited availability of validation material. As such, this study not only helps to better understand how critical infrastructure can be affected by flooding, but can also be used as validation material for future flood risk assessments that include critical infrastructure failure in their risk modelling framework.

How to cite: Koks, E., Van Ginkel, K., Van Marle, M., and Lemnitzer, A.: Critical Infrastructure impacts of the 2021 mid-July western European flood event, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13096, https://doi.org/10.5194/egusphere-egu22-13096, 2022.

Tropical cyclones pose great risks to infrastructures. We used records of road and electric power system damage from TC events in Hainan Province, China, to construct vulnerability models that quantify the relationship between road and electric power system damage level and different TC intensity measures. These measures include cumulative precipitation and maximum wind speed, as well as their joint effect. We found that the derived vulnerability model of the joint effect of precipitation and wind speed outperforms models constructed with single TC intensity measures. The derived functions show a good fit to the observed data and can provide an accurate estimate of road and electric power system damage from TCs, as validated by historical damage records.

 

How to cite: Liu, K., Zhu, J., and Wang, M.: An Empirical Approach for Developing Vulnerability Functions of critical infrastructures to Tropical Cyclones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13262, https://doi.org/10.5194/egusphere-egu22-13262, 2022.

Tropical Cyclones (TCs) and Easterly Waves (EWs) are the most important phenomena in Tropical North America. Hydrometeorological hazards produced 45.5% of all disasters over Mexico during the 1900–2018 period. On average, TCs represent 86.5% of the annual cost of disasters in Mexico, and the main TC hazard is the extreme rainfall they produced. Thus, examining their future changes is crucial for adaptation and mitigation strategies. The Community Earth System Model drove a three-member regional model multi-physics ensemble under the Representative Concentration Pathways 8.5 emission scenario for creating four future scenarios (2020–2030, 2030–2040, 2050–2060, 2080–2090). These future climate runs were analyzed to determine changes in EW and TC features: rainfall, track density, contribution to seasonal rainfall, and tropical cyclogenesis. Our study reveals that a mean increase of at least 40% in the mean annual TC precipitation is projected over northern Mexico and southwestern USA. Slight positive changes in EW track density are projected southwards 10° N over the North Atlantic Ocean for the 2050–2060 and 2080–2090 periods. Over the Eastern Pacific Ocean, a mean increment in the EW activity is projected westwards across the future decades. Furthermore, a mean reduction by up to 60% of EW rainfall, mainly over the Caribbean region, Gulf of Mexico, and central-southern Mexico, is projected for the future decades. Tropical cyclogenesis over both basins slightly changes in future scenarios (not significant). We concluded that these variations could have significant impacts on regional precipitation. Thus, Mexico should be prepared to face more TC extreme rainfall events. Suggestions for how Mexico can meet the objectives of international risk agendas are discussed.

How to cite: Dominguez, C.: Future Changes in Tropical Cyclone and Easterly Wave Characteristics over Tropical North America, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-851, https://doi.org/10.5194/egusphere-egu22-851, 2022.

Farmers’ adaptation to climate change is a two-step process that involves perceiving stressors and identifying impacts to respond to variability and changes through specific actions and strategies. Hence, successful adaptation depends on how well changing climate is perceived, either from a ‘bottom-up’ pathway –where farmers observe and identify changes through past experience–, or by using a ‘top-down’ pathway –where changes are identified through climate records. A gap between both pathways tends to be related to farmers’ misperception. For example, as life experiences influence perception, farmers who have been directly affected by extreme climatic events tend to report that the probability of such event happening again is relatively high. Furthermore, as perception is in part a subjective phenomenon, therefore, different farmers in the same locality might construct different perceptions of climate change impacts even though they experience the same weather patterns. Consequently, increased attention has been put on combining the ‘civic science’ of farmers’ perceptions with the ‘formal science’ from meteorological reports to identify the (in)consistency between perceived and observed data and how this affect farmers’ resilience when facing climate change impacts. This contribution provides a review comparing farmers’ perception and climate observations to address a twofold research question: 1) Which extreme events and compound risks are perceived by farmers in contrast with observed data? And 2) How do past experiences and social-learning influence farmers’ resilience and their adaptive capacity? We analyze a portfolio of 147 articles collected from Scopus library catalogue since 2000. The bibliometrics analysis was coupled with the systematic review to 103 articles selected from the original portfolio. Comparison between perceived and observed changes were focus on what was changing (onset, duration or cessation regarding temperature and rainfall patterns) and how it was changing (amount, frequency, intensity or inter-annual variability). Results will be useful for managers, developers, and policymakers of climate adaptation strategies to be more in tune with farmers’ understandings of when and how weather is changing. Furthermore, the review could generate recommendations for the design, formulation, and implementation of adaptation policies that are better tailored to farmers’ perception at local conditions, being more efficient and conducive to risk analysis when facing climate change.

How to cite: Ricart, S., Gandolfi, C., and Castelletti, A.: Contrasting farmers’ perception of climate change and climatic data: How (in)consistency supports risk reduction and resilience?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-976, https://doi.org/10.5194/egusphere-egu22-976, 2022.

EGU22-1099 | Presentations | CL3.2.6

Robust change in population exposure to heat stress risk with increasing global warming. 

Nicolas Freychet, Gabriele C. Hegerl, Natalie S. Lord, Eunice Lo, Matthew Collins, and Dann Mitchell

There is no uniform definition of heat waves and many climate indices can be derived from the surface temperature. When considering the impact of heat on human health, heat stress needs to be considered. Several indicators of heat stress have are commonly used, such as the Heat Index (HI), the Wet-Bulb Globe Temperature (WBGT) or the Wet-Bulb Temperature (Tw), all take into account the temperature and humidity. Each of these indices can be computed from non-linear empirical formula but they all use different scales which make results difficult to compare. Here we performed a comparative study using these 3 indices by defining corresponding levels of heat stress between the different metrics. We analyzed where sever, dangerous and deadly heat stress hazards will become more frequent, using climate model projections from CMIP6, and where the choice of the index makes a difference. For each index, we use a filtering techniques to remove models that cannot reproduce realistic extreme values during the current period (using a set of 4 different reanalyses as a reference). Following, we translated this risk in terms of country exposure and vulnerability, using population and GDP growth scenario.

We show that South and East Asia and Middle-East, as previously pointed out by many studies, are highly exposed to heat stress hazards. But more vulnerable countries with less resources for mitigation are also highlighted such as West Africa and Central and South America. For all these regions, about 20 to more than 50% of the population would be exposed to sever heat stress each year no matter the heat stress index chosen. European countries and USA will also be exposed several time per year to conditions of similar heat stress level than the 2003 heat wave. When going to more extreme hazards, especially when considering the “survivability threshold” of 35°C for Tw, different indices lead to more discrepancies in the results but similar regions can be identified as the most vulnerable.

How to cite: Freychet, N., Hegerl, G. C., Lord, N. S., Lo, E., Collins, M., and Mitchell, D.: Robust change in population exposure to heat stress risk with increasing global warming., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1099, https://doi.org/10.5194/egusphere-egu22-1099, 2022.

EGU22-1133 | Presentations | CL3.2.6

Climate linkages between fire, population, and agriculture in the Maya lowlands 

Benjamin Keenan, Kevin Johnston, Andy Breckenridge, and Peter Douglas

Understanding past societal responses to climate change requires proxy indicators of human population, climate and land-use change. We apply a range of proxies to a lake sediment core from Laguna Itzan, a cenote adjacent to the ancient Maya population centre of Itzan, in order to examine the response of the lowland Maya to climatic and environmental change, which remains poorly understood. By combining molecular proxies for population (faecal stanols) and biomass burning (polycyclic aromatic hydrocarbons or PAHs) with isotopic analyses of plant wax n-alkanes as proxies for vegetation change (δ13C) and palaeohydrology (δ2H), we show the complex interplay of environmental and societal changes over 3300 years.

Leaf wax hydrogen isotope records show that drought between ca. 750 and 900 CE, thought to have been responsible for societal collapse or transformation across the Maya lowlands, is not expressed in the catchment of Itzan. This likely reflects spatial variability in the magnitude and timing of climate change. Population decline at Itzan may have been a result of instability caused by drought from other areas as a result of military incursions or through climate migration/an influx of climate refugees, pressures between neighbouring polities, or disruptions to trade networks or regional food production systems.

Leaf wax carbon isotope ratios indicate brief intervals of intensive maize agriculture, generally associated with wet periods, but this expansion of maize agriculture is not long lasting, and often returns to baseline levels of C4 plant abundance. In addition to the earlier presence of humans at this site than currently indicated in the Itzan archaeological record based on the abundance of faecal stanols, we infer cultivation of maize around 4000 year BP, and potentially earlier. Further, analysis of the distribution of polycyclic aromatic hydrocarbons suggests that fire in the catchment transitioned over the past 3500 years from intense fires associated with slash and burn, or swidden, agriculture to a less intense fire regime following initial land clearance.

Our data indicate that human population dynamics and patterns of land clearance for agriculture varied substantially throughout the sediment core record, and that palaeoclimatic change may have driven these patterns. 

How to cite: Keenan, B., Johnston, K., Breckenridge, A., and Douglas, P.: Climate linkages between fire, population, and agriculture in the Maya lowlands, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1133, https://doi.org/10.5194/egusphere-egu22-1133, 2022.

Rockfall in high mountains is perceived to change more than other mass-wasting processes, presumably as a result of ongoing climate warming and the related, increasing degradation of permafrost. However, the systematic lack of longer-term observational records of rockfall largely hampers any in-depth assessment of how process activity may have been altered by a warming climate and its variability since pre-industrial times. Here, we present evidence that the ongoing climate warming in the Swiss Alps indeed controls rockfall activity from degrading permafrost, and that changes in rockfall frequency correlate significantly with warming air temperature since the 1880s. Using this dataset, we then look into rockfall risk by combining changes in process activity with socio-deconomic developments at the study site. We illustrate how rockfall risk has changed over the past 140 years and how it might change over the course of the 21st century. hile more rockfall and larger volumes occur nowadays as compared to the early 20th century, rockfall risk has increased mostly due to changes in exposure and vulberability and only partly due to changes in process activity itself.

How to cite: Stoffel, M., Corona, C., and Ballesteros, J.: Climate warming enhances rockfall activity from permafrost environments - but rockfall risk increases primarily due to larger exposure and vulnerability, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2010, https://doi.org/10.5194/egusphere-egu22-2010, 2022.

EGU22-2083 | Presentations | CL3.2.6

The Combined QBO and ENSO Influence on Tropical Cyclone Activity over the North Atlantic Ocean 

Alejandro Jaramillo, Christian Dominguez, Graciela Raga, and Arturo I. Quintanar

The Quasi-Biennal Oscillation (QBO) and the El Niño-Southern Oscillation (ENSO) largely modulate the zonal wind in the tropics. Previous studies showed that QBO phases produce changes in deep convection through an increase/decrease in the tropopause height over the tropics and subtropics. This study investigates the combined effects of QBO and ENSO on tropical cyclone (TC) activity by modulating tropopause height. We found that tropopause height increases over the Gulf of Mexico, the Caribbean region, and the Western North Atlantic Ocean during La Niña + QBOW, allowing deeper tropical convection to develop over those regions. As a consequence, TC activity over those regions is not only increased in number but also enhanced in intensity. Conversely, during El Niño + QBOE, most deep tropical convection is inhibited over those same regions due to the decrease in tropopause height over the subtropics. We conclude that QBO effects on TCs and deep convection should be studied in combination with ENSO. Since TCs are among the most dangerous natural hazards, causing severe economic losses and high mortality, this signal of the QBO+ENSO on TCs could be key for planning activities before the beginning of the season, which might help reduce disaster risk and economic impacts on society, enhancing resilience.

How to cite: Jaramillo, A., Dominguez, C., Raga, G., and Quintanar, A. I.: The Combined QBO and ENSO Influence on Tropical Cyclone Activity over the North Atlantic Ocean, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2083, https://doi.org/10.5194/egusphere-egu22-2083, 2022.

EGU22-2304 | Presentations | CL3.2.6 | Highlight

Impacts of Extreme Weather Events on Mental Health & Well-Being – Key Findings from a Global ‘Scoping’ Literature Review 

Carlos Chique, Paul Hynds, Marguerite Nyhan, Sharon Lambert, Martin Boudou, and Jean O'Dwyer

Available evidence indicates Extreme Weather Event (EWE) frequency has increased significantly in the last ⁓ 70 years along a 0.5°C global temperature rise. As such, a major concern arising from global warming projections are the potential impacts of increasingly frequent and intense EWEs on public health and societal well-being. The substantial toll of EWEs on socio-economic and physical health is well understood. Yet, due to a range of methodological impediments, the impact EWEs on psychological health and well-being remain less certain. Within this context, this literature review aimed to provide an “empirical” baseline of the psychological and well-being impacts of individuals exclusively exposed to EWEs. Given the wide range of psychological and well-being metrics available in the literature, the review was grounded on a ‘holistic’ approach with the all-encompassing concept of “psychological impairment” adopted. Here, impairment data, or morbidity, was pooled at the level of key Diagnostic and Statistical Manual of Mental Disorders (DSM) psychological “Domains”, including PTSD, Anxiety and Depression. Morbidity data was also pooled at a “composite” (any impairment) category encompassing all employed DSM-based domains. Further, reported risk factors (p < 0.05) and pooled odds ratios (pOR) were extracted and calculated from each pertinent study. Overall, 59 peer-reviewed investigations accounting for 61,443 EWE-exposed individuals comprised the review dataset. A “composite” post-exposure pooled-prevalence rate of 23% was estimated along with values of 24% for depression and ⁓ 17% for both PTSD and anxiety. Notably, estimated pOR (1.9) indicate a > 90% likelihood of a negative psychological outcome or impaired well-being among exposed individuals. Methodologically, a prevalent lack of integration of “control” criterion among reviewed investigations was identified. In this context, pooled data collated can be considered more akin to “prevalence” rates rather than a finite metric of “incidence” linking EWE exposure and outcomes. Collation of reported risk factors indicate more pronounced impacts among individuals with higher levels of EWE exposure (14.5%) and socio-demographic traits which are often associated with vulnerable population sub-groups, including female gender (10%), lower socio-economic status (5.5%), and a lower education level (5.2%). Regionally, Asia exhibited the highest impairment rates which is tentatively attributed to a combination of high EWE frequency and population density. The findings of this study provide a quantitative evidence base which can be used to inform public health intervention strategies focusing on exposed populations in the aftermath of EWEs.

How to cite: Chique, C., Hynds, P., Nyhan, M., Lambert, S., Boudou, M., and O'Dwyer, J.: Impacts of Extreme Weather Events on Mental Health & Well-Being – Key Findings from a Global ‘Scoping’ Literature Review, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2304, https://doi.org/10.5194/egusphere-egu22-2304, 2022.

EGU22-2647 | Presentations | CL3.2.6

Multivariate Approach Reveals a Higher Likelihood of Compound Warm-wet Spells in Urban India 

Sucheta Pradhan and Poulomi Ganguli

Floods, heatwaves, and humid heat stress often lead to extreme consequences that threaten human health, economic stability, and resilience to natural and built environments. According to the Sixth Assessment Report (AR6) of the Intergovernmental Panel on Climate Change, heat stress has steadily increased over the Indian subcontinent. Along with the increase in heat stress, the frequency of heavy precipitation and flood events has grown over multiple locations across South Asia. Most studies assessed trends in heatwave and dry spells over South Asia, emphasizing sensible heat (dry bulb temperature) only and mostly performed attribution and risk analyses considering one driver at a time. A few studies have presented a climate-informed pluvial flood risk model accounting for sensible heat flux, neglecting the influence of humidity. However, very few studies have explored the compound role of humid heat stress followed by extreme precipitation within a limited time window. Here we show the concurrence of humid heat stress (i.e., heatwave compounded by humidity, hereafter HHS) and peak rain events in major urban locations across climatologically disparate monsoon sub-regions of India using ground-based observations. The observational evidence reveals the cities across the western half of the country show positive dependence between humid heat stress and extreme precipitation, whereas those located over the eastern half showed negative correlations. Our findings suggest the role of moisture transport in amplifying precipitation intensity preconditioned by HHS. Further, our joint hazard assessment model identifies potential hotspots where the humid heat stress is likely to intensify the precipitation extremes and consequently have extreme impacts of consecutive disasters (close succession of heatwave and heavy rainfall) over densely populated urban locations. The derived insights provide a clear rationale for assessing heatwave-induced pluvial flood response in a multi-hazard framework, which has implications for climate adaptations, ensuring science-policy cooperation.  

How to cite: Pradhan, S. and Ganguli, P.: Multivariate Approach Reveals a Higher Likelihood of Compound Warm-wet Spells in Urban India, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2647, https://doi.org/10.5194/egusphere-egu22-2647, 2022.

EGU22-2936 | Presentations | CL3.2.6 | Highlight

Health-relevant, compound ozone and temperature events over Europe 

Sally Jahn and Elke Hertig

High concentrations of ground-level ozone (O3) and elevated levels of air temperature both represent natural hazards and health-relevant events. Two natural hazards occurring at the same time and contributing to a severe human health risk are defined as compound events. Co-occurring and hence compound ozone and temperature events pose a significant health risk and can lead to an intensified health burden for the European population (e.g., Hertig et al. 2020). 

Previous studies already point to the fact that the relationship of underlying main drivers with one or both hazards, their linkage as well as projected future frequency shifts of compound occurrences show spatial and temporal variations (e.g., Otero et al. 2016; Jahn, Hertig 2020). There is also evidence that compound events become more frequent in Europe during the 21st century due to climate change (e.g., Jahn, Hertig 2020; Hertig 2020). Consequently, recent and upcoming European protection and resilience strategies need to focus on region-specific current and future environmental and climatic conditions.

In our current contribution we focus on health-relevant compound events by jointly evaluating elevated ground-level ozone concentrations and air temperature levels at a regional scale in Europe. A regionalization based on cluster analysis divides the European domain into regions of coherent ozone and temperature characteristics and variability. Spatiotemporally varying meteorological conditions which strongly influence the occurrence of compound events in the regions are identified. For projections until the end of the twenty-first century, the output of eight Earth System Models (ESMs) from the sixth phase of the Coupled Model Intercomparison Project (CMIP6) is used.

The results from this study show the regional character of ozone and temperature patterns and variabilities as well as respective recent and future compound event occurrences. The results can be used as a basis for further research to adjust and specify current air pollution and climate change mitigation and adaption strategies.

Hertig, E. (2020) Health-relevant ground-level ozone and temperature events under future climate change using the example of Bavaria, Southern Germany. Air Qual. Atmos. Health. doi: 10.1007/s11869-020-00811-z

Hertig, E., Russo, A., Trigo, R. (2020) Heat and ozone pollution waves in Central and South Europe- characteristics, weather types, and association with mortality. Atmosphere. doi: 10.3390/atmos11121271

Jahn, S., Hertig, E. (2020) Modeling and projecting health‐relevant combined ozone and temperature events in present and future Central European climate. Air Qual. Atmos. Health. doi: 10.1007/s11869‐020‐009610

Otero N., Sillmann J., Schnell J.L., Rust H.W., Butler T. (2016) Synoptic and meteorological drivers of extreme ozone concentrations over Europe. Environ Res Lett. doi: 10.1088/ 1748-9326/11/2/024005

How to cite: Jahn, S. and Hertig, E.: Health-relevant, compound ozone and temperature events over Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2936, https://doi.org/10.5194/egusphere-egu22-2936, 2022.

EGU22-3036 | Presentations | CL3.2.6 | Highlight

Legacy effects and cascading impacts of climate extremes on ecosystems 

Ana Bastos, Xin Yu, and Mariana M. de Brito

Climate extremes impact ecosystems directly by imposing stress conditions and impairing normal functioning. Depending on its severity, recovery from a given event can take several years to decades, which results in compounding effects of recurrent extremes in time. Climate extremes can also have indirect impacts on ecosystems e.g., by increasing the hazard of concurrent disturbances, such as fires or insect outbreaks. The increased frequency or intensity of climate extremes due to anthropogenic climate change has, therefore, the potential to increase the likelihood of impact cascades.

Understanding the processes controlling ecosystem responses to and recovery from extreme events, and how temporally and/or spatially compounding events affect ecosystem dynamics is crucial to anticipate potential threats to ecosystem stability under a changing climate. Here, we will discuss challenges in quantifying direct and lagged impacts of extreme events on ecosystem functioning and present recent studies trying to overcome these challenges based on recent historical events. Finally, we will identify key needs in observations and methods to improve understanding on cascading ecological impacts from more frequent extreme events.

How to cite: Bastos, A., Yu, X., and de Brito, M. M.: Legacy effects and cascading impacts of climate extremes on ecosystems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3036, https://doi.org/10.5194/egusphere-egu22-3036, 2022.

Climate extremes induced by global warming have remarkable impacts on water resources, agricultural production, and terrestrial ecosystems. Climatic model simulations provide useful information to analyze changes in extremes (e.g., droughts, heatwaves) under global warming for climate policies and mitigation measures. However, systematic biases exist in climate model simulations, which hinders accurate assessments of extremes changes. Bias correction methods have been employed to correct biases in climate variables (e.g., precipitation, temperature) in model simulations. Previous studies mostly focus on individual variables while the correction of inter-variable correlation (e.g., precipitation-temperature dependence) is still limited. Moreover, the concurrence of climate extremes (e.g., droughts and hot extremes), which is closely related to the dependence among contributing variables, may amplify the impacts. However, bias correction of the contributing variables of compound events is still limited but growing. In this study, we employ the multivariate bias correction (MBC) approach to correct the precipitation, temperature, and their dependence from CMIP6 simulations. We found that the MBC can improve the simulation of precipitation-temperature dependence and associated compound dry and hot events. This study can provide useful insights for improving model simulations of compound weather and climate extremes for impact studies and mitigation measures.

How to cite: Meng, Y. and Hao, Z.: Multivariate bias corrections of global compound dry and hot events in CMIP6 model simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3424, https://doi.org/10.5194/egusphere-egu22-3424, 2022.

EGU22-3763 | Presentations | CL3.2.6

Modelling volcanically induced climatic perturbations and their impacts on palaeodemography around 13ka BP in Europe 

Laurits Andreasen, Felix Riede, and Claudia Timmreck

Climate and human populations can be said to make up a complex system with many possibilities for one component to impact another. Present day global warming is one example, yet examples are not limited to the Anthropocene but can also be found in the deep past.  The Laacher See Eruption (LSE) that occurred around 13,000 BP is one example of how climate, the environment and human palaeodemography interacted. Archaeological findings suggest the LSE potentially had strong and long-lasting impact on contemporary hunter-gatherer societies in some parts of Europe – in some sense the memory of the impact might even be considered infinite and hysteresis-like, since culture might have changed more permanently in the eruption’s wake. We investigated the climatic legacy of the LSE using computer-based models. This requires a model suite that deals with both physical, environmental, and demographical variables. For this we combine the MPI Earth System Model with a statistical model that estimates population densities and information on generation times in hunter-gatherer societies. This configuration allows us to estimate the size and duration of the impact the LSE had on climate variables and - via changes in the carrying capacity - palaeodemography. Our findings suggest that the palaeodemography of Late Glacial hunter-gatherer societies showed a memory of the initial environmental perturbation at a temporal scale exceeding that of the transient perturbation itself. The memory found in our models is, however, relatively short-lived, which could reflect the actual memory of the physico-social system, or limitations of our modelling approach. Further evaluation of the model against archaeological sites is needed to suggest what is the case.

How to cite: Andreasen, L., Riede, F., and Timmreck, C.: Modelling volcanically induced climatic perturbations and their impacts on palaeodemography around 13ka BP in Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3763, https://doi.org/10.5194/egusphere-egu22-3763, 2022.

EGU22-4138 | Presentations | CL3.2.6

The impact of volcanism on the Holocene climate (536 AD and 540 AD) using the iLOVECLIM model and archaeological data within the Scandinavian Region 

Frank Arthur, Kailin Hatlestad, Daniel Löwenborg, Steinar Solheim, Kjetil Loftsgarden, Karl-Johan Lindholm, Didier M. Roche, and Hans Renssen

Volcanism is one of the main natural climate forcings at annual to multi-decadal timescales. Therefore, this forcing is important to study Holocene climate variability. Our main objective is to examine the impact of volcanism on the climate in the 6th century AD within the iLOVECLIM model and analyze the results with archeological data. We hypothesize that large volcanic eruptions around 536 AD and 540 AD contributed to cooling of the climate, resulted to the adversities of Late ancient societies throughout Europe, and caused a major environmental event in Iron Age Scandinavia.

In this work, we have made three groups of simulations with the iLOVECLIM model, representing the climate of 536 AD and 540 AD. Two scenarios include high and low volcanic activity forcing, while in the third scenario, volcanic forcing is absent. We applied a model version with dynamical downscaling to reach a spatial resolution that allows for a meaningful comparison with archeological data. We compared our model results with C14-dated archaeological records from Scandinavia to analyze the spatial intensity of land use during these time periods. An evaluation of the difference between these simulations will highlight the impact of the volcanic activity on early to mid-6th century Scandinavia.

This study demonstrates the link between climate and volcanism during these periods and shows the advantage of combining the archaeological records with climate data to understand human-environment interactions. Future research that considers both climatological and archaeological data can benefit our understandings of the impact extreme natural events had on the environment, the climate and people.

How to cite: Arthur, F., Hatlestad, K., Löwenborg, D., Solheim, S., Loftsgarden, K., Lindholm, K.-J., Roche, D. M., and Renssen, H.: The impact of volcanism on the Holocene climate (536 AD and 540 AD) using the iLOVECLIM model and archaeological data within the Scandinavian Region, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4138, https://doi.org/10.5194/egusphere-egu22-4138, 2022.

EGU22-4356 | Presentations | CL3.2.6

Linkage among different compound drought-hot events at a global scale 

Sifang Feng, Zengchao Hao, Fanghua Hao, and Xuan Zhang

Droughts manifest in different forms, such as meteorological droughts, agricultural droughts, and hydrological droughts. Due to common forcing factors or land-atmosphere interactions, droughts may co-occur with high-temperature extremes over global land areas. The concurrence of droughts and hot extremes (or CDHEs) has received increased attention in the past decade, owing to their amplified impacts on society and ecosystems. Changes in different forms of CDHEs under global warming have been evaluated at different regional scales. However, the investigation of linkages among different CDHEs is rather rare. In this study, we assessed the variation and connection among different CDHEs during the warm period at the global scale based on the Global Land Data Assimilation System (GLDAS). We found an increased frequency of different CDHEs in the past half-century over most regions. In addition, we also investigated their connection in the variability at different climate regimes. Results on the linkage among different compound events can provide valuable information for water resources management under global warming.

How to cite: Feng, S., Hao, Z., Hao, F., and Zhang, X.: Linkage among different compound drought-hot events at a global scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4356, https://doi.org/10.5194/egusphere-egu22-4356, 2022.

Abrupt climate changes and consequent environmental changes have been repeatedly suggested as driving factors behind the rise and collapse of prehistoric and historical communities. The Near East experienced several major rapid climate changes during the Holocene (10.2 k, 9.2 k, 8.2 k, 4.2 k, and 3.2 k events cal. year BP). The Anatolian Peninsula represents an excellent laboratory for investigating the long-term relationships between these experienced climatic trends and settlement strategies. In this article, based on the analysis of 234 archaeological settlements that were active between the Chalcolithic (c. 6000 BC) and the Iron Age (c. 2600 BC) identified during different surveys carried out in the Delice Valley, the settlement strategies in the region over a period of approximately 3500 years, We examine it in detail in the light of past climatic conditions.

While trying to understand in detail this complex and non-linear relationship network between landscape and society, we aim to answer the following questions. First; What is the relationship between the organization of social groups in the landscape and the climate? Could the strategies (adaptive behaviors and resistances) developed by communities against changing environmental conditions be reflected in organizational changes? Second; Are there differences in the distribution patterns of settlements throughout the landscape? Finally; What are the possible reasons why the research area is settled with low density in some periods?  In this study; From the spatial statistics modules of ArcGIS; We modeled the spatial distribution patterns of settlements in the Delice Valley using the Average Nearest Neighbor (ANN) and GrassGIS's r.geomorphon modules.

We modeled the Early-Middle Holocene climate of the Delice Basin using the Macrophysical Climate Model and CHELSA-TraCE21k outputs. The general situation of Delice Valley, which is derived from the paleoclimate model, shows that the region has an arid climate structure and these conditions were settled in the Early Holocene. Although there was no change in the paleoclimatic structure of Delice Valley during the Middle and Late Holocene periods, the presence of significant ups and downs is important. It seems that the Delice Valley was heavily occupied in the middle Holocene. However, the spatial distribution of the settlements differs from each other periodically. It is not possible to interpret the differences in these site preferences independently of the Middle Holocene river activity. It is certain that the severe rise and fall of precipitation in the Middle Holocene had an important role on the position of ancient communities in the topography and neighborhood relations. Severe peaks observed in precipitation values in the Chalcolithic period forced people to prefer ridges away from the main river bed and exhibit a dispersal distribution pattern. On the contrary, the changes seen in the middle levels in the Early Bronze Age allowed the invasion of the floodplain. Geography and climatic conditions illustrated the settlement strategies of people and the fact of how they organize themselves in the landscape in our model results.

Keywords; Early-Middle Holocene, Paleoclimate, GIS, Delice Valley, Settlement Strategies.

How to cite: Kocaklı, K. and Arıkan, B.: Settlement Distribution patterns as indicators of Climate conditions of the Middle-Late Holocene; A Case study on the Delice Valley (North-Central Anatolia), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4491, https://doi.org/10.5194/egusphere-egu22-4491, 2022.

EGU22-4575 | Presentations | CL3.2.6

The existential space of climate change and systemic risks 

Christian Huggel, Laurens M. Bouwer, Sirkku Juhola, Reinhard Mechler, Veruska Muccione, Ben Orlove, and Ivo Wallimman-Helmer

Climate change is widely recognized as a major risk to societies and natural ecosystems but the cascading processes of impacts through complex and interconnected systems are poorly understood. In fact, the high end of the risk, i.e. where risks become existential, is poorly framed, defined and analyzed by science. This gap is at odds with the fundamental relevance of existential and systemic risks for humanity, and it also limits the ability of scientific communities to engage with the emerging debates and narratives about the existential dimension of climate change that have recently gained considerable traction.

In this contribution we address this gap by scoping and defining existential risks related to climate change. We first review the context of existential risks and climate change, as related to systemic risks and drawing on research in fields such as global catastrophic risks and the so-called “Reasons for Concern” in the reports of the Intergovernmental Panel on Climate Change. We also consider how existential risks are framed in the civil society climate movement and what we can learn in this respect from the COVID-19 crisis, which is also a primary learning space for better understanding for both, systemic and existential risks. We then develop a definition that distinguishes between a narrower scope of conditions that threaten survival and basic needs, and a broader scope of conditions that threaten a certain level of well-being, consisting of meeting acceptable living standards. Based on this, we define six dimensions of existential risks of climate change, including the mechanisms they unfold, the systems affected, the dimension and magnitude, the probability of occurrence, time horizon and speed, and the scale of the threat. Our contribution is intended to support further scientific analysis of existential and systemic risks as part of the full risk space associated with climate change. Considering the widespread lag in awareness and regulation related to systemic risks, the results of this study should make the risk space better defined, more tangible and hence more conducive to preventive action by policy.

How to cite: Huggel, C., Bouwer, L. M., Juhola, S., Mechler, R., Muccione, V., Orlove, B., and Wallimman-Helmer, I.: The existential space of climate change and systemic risks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4575, https://doi.org/10.5194/egusphere-egu22-4575, 2022.

EGU22-4827 | Presentations | CL3.2.6

A high-resolution, high-quantity approach to mollusc shell analysis and linking archaeological with climatic data. 

Niklas Hausmann, Danai Theodoraki, Victor Pinon, and Demetrios Anglos

This talk will outline how the immediate impact of climatic events on societies of the past can be identified and quantified more robustly by archaeological research using mollusc shell records.

Advances in data acquisition regarding speed and resolution promise improved access to this high-resolution climate archive, and thus an improved interdisciplinary palaeo-perspective. Different to most long-term climate archives, mollusc shells are often found on site and record temperature changes on a seasonal scale, allowing us to measure weather extremes on a resolution that a) would have been immediately noticeable by individuals and b) is essential to subsistence strategies. In particular, we hope to provide a better environmental backdrop to the question of the climatic impact on the Neolithic Dispersal along the Mediterranean coasts and verify extreme short-term events on site, should they have occurred.

We are employing an innovative way of acquiring sea surface temperature (SST) data using a combined approach of stable oxygen isotopes (δ18O) and LIBS-screening (Laser Induced Breakdown Spectroscopy), resulting in a lower quantity of δ18O values required per shell and, as a result, a higher quantity of sampled shells. Our improved data acquisition process enables us to use a high resolution (i.e. +1000 data points per shell record) as well as a high sample quantity (100s of shells) approach, that provides extensive coverage across entire site stratigraphies.

By sourcing our climate data from shell remains found in archaeological layers, we are able to directly compare archaeological information of that layer with the individual climate records, side-stepping the need of radiocarbon-dating either dataset extensively and instead using the shared stratigraphic position to infer temporal concurrence.

This high quantity and high resolution approach produces a combined natural and societal archive, that because of its size can more easily and robustly reveal links between society and the immediate climate change, extreme events and natural hazards it experienced.

How to cite: Hausmann, N., Theodoraki, D., Pinon, V., and Anglos, D.: A high-resolution, high-quantity approach to mollusc shell analysis and linking archaeological with climatic data., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4827, https://doi.org/10.5194/egusphere-egu22-4827, 2022.

EGU22-5319 | Presentations | CL3.2.6

The extreme heat wave of 2021 in Greece: intensity, duration, cumulative heat and all-time records on centennial scale 

Dimitra Founda, George Katavoutas, Fragiskos Pierros, and Nikolaos Mihalopoulos

Heat waves (HWs) rank among the most dangerous weather phenomena, with catastrophic impacts on societies and ecosystems. Since the beginning of the 21th century, many regions worldwide have been experiencing unprecedented extreme heat episodes. The Mediterranean countries in particular, are very prominent and vulnerable to climate change and heat-related risk. During summer 2021, Greece faced one of the worst HWs in its modern history, with exceptionally high temperatures prevailing from July 28th to August 6th. The special characteristics and the rarity of this event have been highlighted and evaluated through the historical climatic record of the National Observatory of Athens (NOA), dating since the mid 19th century.

The study analysed daily maximum (Tmax), mean (Tmean) and minimum (Tmin) air temperatures of the historical record, and estimated several indices of all HW episodes detected during the study period. The analysis showed that the HW of 2021 (HW2021) exceeded all previous records in a number of indices concerning the persistence, amplitude, mean intensity of HWs (based on Tmean and Tmin thresholds), but also ‘cumulative heat’ (an index combining both intensity and duration of a HW). Specifically, HW2021 was found to be the longest HW ever recorded at NOA (since the mid 19th century), with a total duration of 10 days. The amplitude of HW2021 (maximum temperature of the hottest day) was 43.9 0 C, representing the second highest temperature ever recorded at NOA, following the absolute record value of 44.8 0 C observed on June 26th 2007.

The most prominent features of HW2021 include the maintenance of very high temperatures throughout the whole 24-hour period and especially the elevated nighttime temperatures, inherent to the additive effect of the urban heat island in the city of Athens. The values of 31.6 and 36.5 0C for the daily minimum and mean temperatures respectively, represent the highest values ever recorded at NOA. National all-time temperature records were observed in other Greek stations, with maximum temperatures reaching up to 47 0C.  The prolonged hot and dry conditions triggered the ignition of catastrophic wildfires in Greece, with dramatic environmental and economic loss.

How to cite: Founda, D., Katavoutas, G., Pierros, F., and Mihalopoulos, N.: The extreme heat wave of 2021 in Greece: intensity, duration, cumulative heat and all-time records on centennial scale, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5319, https://doi.org/10.5194/egusphere-egu22-5319, 2022.

EGU22-5448 | Presentations | CL3.2.6

Geographically varying temperature thresholds for societal attention and health impacts of heat waves 

Ekaterina Bogdanovich, Lars Guenther, Markus Reichstein, Alexander Brenning, Dorothea Frank, Mike S. Schäfer, Georg Ruhrmann, and René Orth

Heat waves have severe impacts on economy, ecosystems, and society. In many regions, hot temperature extremes are expected to become more frequent and intense in the future. It is not clear, however, to which extent Europeans perceive heat waves as important and potentially pressing issues, which may for example vary according to a region’s climatic conditions. We analyze and compare the response of societal attention and public health to heat waves across many European countries for the period 2010-2020. In particular, we consider Google search attention to heat waves (which summarizes relevant search requests with similar search terms and across languages), as well as related excess mortality and press mentions.

We explore several temperature-related variables in this context and find that societal attention and excess mortality are most strongly related to maximum temperatures. Further, these relationships exhibit a threshold behavior with a temperature above which the sensitivity of societal attention or excess mortality to temperature is clearly increased. Applying a piecewise regression analysis, we identify these temperature thresholds in the relationships of societal attention and mortality with temperature in each country. In general, we find higher temperature thresholds in countries with warmer climate. Thresholds vary strongly between relatively cold countries and are more similar across warmer countries. These results are consistent across Google search attention and mortality analyses, even though excess mortality tends to be less strongly related to temperature, as they are potentially affected by other factors.

The country-specific temperature thresholds identified from empirical data will further be used to study the countries’ preparedness for future climate conditions. In the next step, applying the thresholds to climate model projections, we will identify the expected annual number of relevant heat wave days and their trends until the end of the century. This allows us to identify regions and time periods with a high sensitivity to heat waves where improved management and adaptation are particularly important.

How to cite: Bogdanovich, E., Guenther, L., Reichstein, M., Brenning, A., Frank, D., Schäfer, M. S., Ruhrmann, G., and Orth, R.: Geographically varying temperature thresholds for societal attention and health impacts of heat waves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5448, https://doi.org/10.5194/egusphere-egu22-5448, 2022.

EGU22-5465 | Presentations | CL3.2.6

TERRANOVA from the last and current Interglacial periods into the Anthropocene: an Atlas database drawing lessons from ancient land use for future European landscape management 

Sjoerd Kluiving, Didier Roche, Anhelina Zapolska, Elena Pearce, Jens-Christian Svenning, Kailin Hatlestad, Karl-Johan Lindholm, Anastasia Nikulina, Fulco Scherjon, Alexandre Martinez, Emily Vella, Maria-Antonia Serge, Florence Mazier, Marco Davoli, Frank Arthur, Hans Renssen, Katherine MacDonald, Wil Roebroeks, and Nestor Fernandez

TERRANOVA is a Marie Skłodowska-Curie Innovative Training Networks (H2020-MSCA-ITN) project (2019-2023) training 15 PhD students in a new learning initiative between Humanities and Science: Mapping past environments and energy regimes, rethinking human-environment interaction and designing land management tools for policy. TERRANOVA will produce an unprecedented atlas with layers of reconstructed and modelled land-use and vegetation dynamics, climate change and mega-fauna history in Europe from the Eemian (Last Interglacial) and the Holocene from the start up until the present day. This paper describes the intermediate results of two years of research into Atlas building. Communication and data exchange, as well as the process of atlas generation work flow, have been undertaken, including examples of datasets from deep history, ancient landscapes, energy regimes and climate scenarios. The atlas database implements state-of-the-art standards for increasing the interoperability of spatiotemporal datasets. It is currently formed by four main data types: Archaeological data, Climate data, Land cover data, and Megafauna (i.e. large mammals) distribution. The intermediate publication concludes with listing the next steps to stream the Terranova atlas as a tool for communicating the European history of environmental change, including support for future landscape management policies.

How to cite: Kluiving, S., Roche, D., Zapolska, A., Pearce, E., Svenning, J.-C., Hatlestad, K., Lindholm, K.-J., Nikulina, A., Scherjon, F., Martinez, A., Vella, E., Serge, M.-A., Mazier, F., Davoli, M., Arthur, F., Renssen, H., MacDonald, K., Roebroeks, W., and Fernandez, N.: TERRANOVA from the last and current Interglacial periods into the Anthropocene: an Atlas database drawing lessons from ancient land use for future European landscape management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5465, https://doi.org/10.5194/egusphere-egu22-5465, 2022.

EGU22-6454 | Presentations | CL3.2.6

Rethinking the Agrarian Transition through the lens of long-term history of subsistence strategies and use of energy and resources in Cantabrian Spain 

Alexandre Martinez, Sjoerd Kluiving, José Muñoz-Rojas, César Borja Barrera, and Pablo Fraile Jurado

Human-triggered climate change is widely acknowledged as a salient challenge to societal sustainability and welfare. Yet, our understanding of how human social systems may react to future change scenarios remains largely incomplete. However, human societies are the result of a long history of changes and adaptations to changing climates and environments. Understanding how individuals and their cultures have reacted and adapted to environmental changes over history and what effects these changes have had on landscapes could help us to more effectively design transition strategies towards low carbon societies. Hunter-gatherer societies in Cantabrian Spain between the Last Glacial Maximum (ca. 20,000 BP) and the Agricultural Revolution during the Mid Holocene (ca. 6,000 BP) evolved within a context of strong climate and environmental changes, as well as through societal changes via the adoption of a sedentary economy. Energy Regimes is a time-independent and functional theoretical and analytical tool of past societies, useful to identify and document past transitions. Statistical tests and analyses were used on archaeological data to document proxies such as demography, mobility, societal complexity, economy and overexploitation. The results were interpreted in the framework of Energy Regimes to better understand the changes and adaptation of human societies leading to the Agricultural Revolution and beyond in the context of changing environment and climate. Finally, quantification of energy use was extrapolated from the data and compared to the framework of social-metabolism, a quantitative approach similar to Energy Regimes. This work is part of the TERRANOVA programme. TERRANOVA is a Marie Skłodowska-Curie Innovative Training Networks (H2020-MSCA-ITN) project between Humanities and Science, which aims to map past environments and energy regimes, and to rethink human-environment interaction and designing land management tools for policy.

How to cite: Martinez, A., Kluiving, S., Muñoz-Rojas, J., Borja Barrera, C., and Fraile Jurado, P.: Rethinking the Agrarian Transition through the lens of long-term history of subsistence strategies and use of energy and resources in Cantabrian Spain, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6454, https://doi.org/10.5194/egusphere-egu22-6454, 2022.

EGU22-7884 | Presentations | CL3.2.6

Impact of natural hazards on global ecosystems 

Chahan M. Kropf, Lisa Vaterlaus, and David N. Bresch

Ultimately, human societies rely on the existence of functioning global ecosystems. Thus, avoiding the collapse of global ecosystems should be among the highest priorities of climate mitigation and adaptation efforts. However, "protecting" ecosystems is a challenge much more complex than avoiding adverse effects on human infrastructures, societies, economies or lives. For instance, natural hazards such as wildfires or floods can play a *functional* role for ecosystems, with species requiring those events in their life-cycle. Therefore simply trying to avoid the at-first-sight devastating effects of natural hazards on ecosystems can be counter-productive, and even be damaging.  

Here we present a statistical study made with the open-source, probabilistic risk model CLIMADA [1] about the frequency and magnitude distribution of several natural hazards affecting global terrestrial ecosystems. The hazard modelling is based on historical data augmented with probabilistic methods, and thus can be interpreted as providing a snap-shot of "current conditions". This can then be used as a baseline to be contrasted with future projections of climate change and socio-economic development. Further, this baseline can inform studies on the functional and vital relationship between natural hazards and ecosystems, which are necessary to design appropriate protection measures.

CLIMADA: https://github.com/CLIMADA-project/climada_python 

[1] Aznar-Siguan, G. et al., GEOSCI MODEL DEV. 12, 7 (2019) 3085–97

How to cite: Kropf, C. M., Vaterlaus, L., and Bresch, D. N.: Impact of natural hazards on global ecosystems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7884, https://doi.org/10.5194/egusphere-egu22-7884, 2022.

Weather conditions refer to the state of the atmosphere at a specific time in a specific place. Changes in weather conditions influence human well-being by affecting the productivity of ecosystems and the quality of life. Climate change can affect weather conditions by changing the trend, frequency and extreme values of meteorological elements such as temperature, precipitation and humidity. The changes in weather conditions caused by climate change have had a serious impact on human well-being and will continue in the future. Therefore, assessing the impact of future climate change on weather conditions is of great significance for addressing climate change and promoting global sustainable development. However, the commonly used assessment indicators only describe the changes of weather conditions and do not consider the population exposure and people’s perceptions to the changes of weather conditions, which limits the significance of the evaluation results in improving human well-being and promoting regional sustainable development. Thus, taking the weather preference index (WPI) as the evaluation index and combined with the scenario framework provided by the Scenario Model Intercomparison Project (ScenarioMIP), we evaluated the impact of global climate change on weather conditions under different scenarios from 2015 to 2100. First, we quantified global WPI from 1980 to 2015 based on global meteorological observation data. Then, combined with global climate model data, we analyzed global WPI from 2015 to 2100 under different scenarios. Finally, we used trend analysis to evaluate the impact of global climate change on weather conditions. We found that global weather conditions will deteriorate from 2015 to 2100, and the global average WPI will change at a rate of -0.05/10a. At the same time, we also found that more than 60% of the world's urban residents will live in regions with deteriorated weather conditions in the future. Under any scenario, there will still be 1.46 billion urban population living in regions with deteriorated weather conditions in 2100, accounting for 61.55% of the total urban population. Therefore, we suggest that countries should be as close to the narrative line of the green revival scenario (SSP1-2.6) as possible in the development process, and reduce greenhouse gas emissions by means of terminal emission control, the development of clean energy and the introduction of ultra-low emission technologies. On top of that, resilience to climate change needs to be improved by improving public infrastructure and living conditions.

How to cite: Fang, Z.: Will global climate change make people more comfortable? A scenario analysis based on the weather preference index, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8152, https://doi.org/10.5194/egusphere-egu22-8152, 2022.

EGU22-8717 | Presentations | CL3.2.6

Additional climate impacts of overshoot scenarios 

Peter Pfleiderer, Quentin Lejeune, Carl-Friedrich Schleussner, and Jana Sillmann

We are approaching the 1.5°C temperature goal of the Paris agreement at a worrisome pace. Achieving this global temperature goal is physically still possible but would require drastic greenhouse gas emission reductions as well as the deployment of some level of carbon dioxide removal. Most scenarios that limit global warming to 1.5°C by the end of the century experiment an overshoot – a temporary exceedance of this level of global warming followed by a decrease in global mean temperature once global greenhouse gas emissions become net-negative in the second half of the century.

However, besides a number of well documented tipping points our understanding of the reversibility of climate impacts remains limited. It is indeed not well understood for which climate and sectoral impacts one can expect reversibility or not, and over which time scale it would occur.

Here we attempt to present an overview of changes that an overshoot would bring to the climate system. We analyze standard climate indicators as well as extreme event indicators in overshoot scenarios including the SSP119 and the SSP534 scenarios for a range of CMIP6 models. Comparing climate projections at a fixed warming level before and after global warming has peaked reveals significant differences in local climatic conditions, with precipitation pattern changes being particularly affected. This preliminary investigation will help to identify regions of interest for which the mechanisms that hinder reversibility could be analyzed in more depth in future research.

How to cite: Pfleiderer, P., Lejeune, Q., Schleussner, C.-F., and Sillmann, J.: Additional climate impacts of overshoot scenarios, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8717, https://doi.org/10.5194/egusphere-egu22-8717, 2022.

Ongoing research shows an association between volcanic eruptions, the resulting disruption of climatic and hydrological patterns, and socio-economic disturbance in ancient Egypt during the final three centuries BCE (Manning, Ludlow et al. 2017). The present paper explores how this paradigm can extend our understanding of Judaea in the 160s BCE, a decade marked by consecutive famines amid intense political and social upheaval, particularly the so-called Maccabaean Revolt against Seleucid rule. Making use of state-of-the-art ice-core evidence that identifies three substantial volcanic eruptions within that timespan, as well as modelling that sheds light on the likely climatic impacts of the eruptions, this paper puts forward explanations to supplement those based upon the ancient (literary) sources alone, suggesting that volcanic forcing was a critical factor in these significant events in Judaean history. 

            The Maccabaean rebellion and its aftereffects on Jewish identity politics in posterity cannot be overstated, yet heretofore the contribution of famine conditions (now plausibly linked to external climatic forcing) to this watershed period have hardly been taken into account. Mindful that studies claiming climatic pressures as primary catalysts of important human historical events have often proved overly simplistic, the interaction of other contemporaneous stressors is also examined. Correspondences with the Egyptian and Chinese data are observed here too, especially in relation to conditions surrounding the onset and cessation of military action, and interference in religious matters in order to control a predominantly Temple-managed resource management and taxation system.

How to cite: Medenieks, S.: The volcanic 'triple event' of the 160s BCE and the causes of famine in Judaea during the Maccabaean Revolt, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10004, https://doi.org/10.5194/egusphere-egu22-10004, 2022.

The idea that warfare increases when societies are subject to stress from climate extremes is plausible and yet has not been definitively established. Were it to be so, then the possibility of outbreaks of warfare, particularly between nations capable of bringing about unprecedented levels of destruction, would be one of the greatest risks for those living in an age of extreme climate events. As a contribution to the contention that there is a connection between extreme climate events and outbreaks of warfare, this paper offers a case study of the fall of the Kingdom of Israel c. 720 BCE with the conquest of the city of Samaria by Assyria. Because of the religious significance of the event, the defeat of the ancient Kingdom of Israel has been a subject of considerable study, despite the paucity of the sources. Until now, there has been no exploration of the role of climate extremes in the events of the period, other than to reject the idea that climate had any impact on the issue, as one scholar has written: 'no specific impulses from a (sudden) change in climate would have influenced the course of events leading to the end of the kingdom.’

This paper will draw on recent ice-core data to connect the fact that there was a very significant volcanic eruption in 723 BCE with the political and military events of the years immediately following. It will argue that a severe drop in temperature had a powerful impact on societies with relatively frail resilience to such shocks and that the stress created by the volcanic climate event had a profound effect on the decision makers of the era, with disastrous consequences in the case of the Kingdom of Israel.

How to cite: Kostick, C.: A Case Study of Extreme Weather Shock and Warfare: The Fall of the Kingdom of Israel c.720 BCE, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10012, https://doi.org/10.5194/egusphere-egu22-10012, 2022.

EGU22-10169 | Presentations | CL3.2.6

Understanding heat extremes in Sub-Saharan Africa: Projected changes in UNESCO Biosphere Reserves 

Amina Maroini, Alessandra Giannini, and Martha-Marie Vogel

We explore the changes in climate extremes (heat stress, temperature and precipitation) as projected by the Sixth phase of the Coupled Model Intercomparison Project (CMIP6) multi-model ensemble under the ‘business as usual scenario’ (ssp585) for global warming levels from 1.0°C to 3.0°C, relative to pre-industrial levels in Sub-Saharan Africa. We focus on the 86 UNESCO-designated Biosphere Reserves located in sub-Saharan Africa, a region highly vulnerable to climate change, spanning monsoon, wet, dry and Mediterranean climate regions. Projected changes of temperature indices are significant at all warming levels across the five climate classes of Sub-Saharan Africa. Notably, absolute heat extreme indices are projected to increase more strongly than global mean temperature in monsoon  and in dry climate regions.
We found the strongest health risk to heat stress in the two monsoon and the rainy climate regions, and the lowest in the Mediterranean climate region. High risk of heat stress emerges at a global warming of 1.5°C in the northern hemisphere (NH) monsoon region, whereas only above a global warming level of 3°C in the SH monsoon and rainy climate regions. We find that limiting global mean temperature below 2.0°C reduces by a half the exposure to high levels of heat stress in the population in and around the Biosphere Reserves in Sub-Saharan Africa.
Finally, we investigated processes that might explain the differences in the regions. The NH monsoon class reaches high heat stress risks earlier, already at a global warming of 1.0°C, due to the compounding effects of temperature and humidity, as temperatures start from a warmer baseline and occur jointly with a significant increase in precipitation. While the rainy climate region also exceeds high risk thresholds, values of the different heat stress indices are highest overall in the SH monsoon region. Since the latter is a region projected to experience an intense drying, this suggests that the strong increase in heat extremes is caused by an amplification of land warming through land-atmosphere feedbacks.

How to cite: Maroini, A., Giannini, A., and Vogel, M.-M.: Understanding heat extremes in Sub-Saharan Africa: Projected changes in UNESCO Biosphere Reserves, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10169, https://doi.org/10.5194/egusphere-egu22-10169, 2022.

EGU22-10250 | Presentations | CL3.2.6

Systemic risk from the perspective of climate, environmental and disaster risk science and practice 

Jana Sillmann, Ingrid Christensen, Stefan Hochrainer-Stigler, Jo-Ting Huang-Lachmann, Sirkku K. Juhola, Kai Kornhuber, Miguel Mahecha, Reinhard Mechler, Markus Reichstein, Alex C. Ruane, Pia-Johanna Schweizer, and Scott Williams

Understanding and managing systemic risk is more important than ever due to our immense global connectivity (e.g., between sectors, such as food-health-water-energy, countries and continents, down to individuals). Despite the fact that the notion of systemic risk is several decades old, the term is used in diverse ways across different disciplines (e.g., financial systems, medicine, earth system sciences, disaster risk research and climate science). Triggered by the repercussions of the global financial crisis of the late 2000s, and more recently the COVID-19 pandemic, which are clear realization of systemic risk, the perception of systemic risk has often been focused on global and catastrophic or even existential risks.  Systemic risk, however, can be seen as a feature of systems at all possible scales (e.g., global, national, regional, local) with system boundaries varying depending on the context.

Addressing current societal challenges, such as climate change, in terms of systemic risk requires integrating different systems perspectives and fostering system thinking, while implementing key intergovernmental agendas, such as the Paris Agreement, the Sendai Framework for Disaster Risk Reduction and the Sustainable Development Goals.

Based on insights gained and knowledge collected from an expert workshop, literature review and expert elicitation, we give an integrated perspective of climate, environmental and disaster risk science and practice on systemic risk as summarized in a Briefing Note to the International Science Council. We provide an overview of concepts of systemic risk that have evolved over time and identify commonalities across terminologies and perspectives associated with systemic risk used in different contexts. Key attributes of systemic risk are outlined without prescribing a single definition, and information and data requirements are discussed that are essential for a better and more actionable understanding of the systemic nature of risk. Finally, the opportunities to connect research and policy for addressing systemic risk are highlighted.

How to cite: Sillmann, J., Christensen, I., Hochrainer-Stigler, S., Huang-Lachmann, J.-T., Juhola, S. K., Kornhuber, K., Mahecha, M., Mechler, R., Reichstein, M., Ruane, A. C., Schweizer, P.-J., and Williams, S.: Systemic risk from the perspective of climate, environmental and disaster risk science and practice, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10250, https://doi.org/10.5194/egusphere-egu22-10250, 2022.

EGU22-10356 | Presentations | CL3.2.6

Societal responses to political and climatic changes in Babylon in the First Millennium BCE. 

Rhonda McGovern, Dr. Conor Kostick, Andrew Hill, Selga Medenieks, and Dr. Francis Ludlow

The Astronomical Diaries and Related Texts from Babylonia (Volumes I-III) provide sub-daily precisely dated meteorological observations recorded by ṭupšūtu (Akkadian for scribes) who were expert astronomers conducting a programme of observation spanning many centuries. Thanks to their use of clay as a medium, 209 (known) tablets survived, were excavated, translated and published, providing a unique window into the climate in the first millennium BCE.

A focus of the Irish Research Council-funded CLICAB Project (Climates of Conflict in Ancient Babylonia) is on deriving historic climate data from the translated tablets. Information has therefore been categorised into 50 unique keys, 24 of which refer to meteorological and related phenomena. This has facilitated the extraction of over 230,000 rows of observational data. Initial findings afford insight into the impact that ruling elites (and changes in governing regimes) had on the recording of observations, and therefore the availability of data with which to analyse past climate; but also on how mitigation strategies were implemented to improve (not always successfully) daily life.  

For the Ancient Babylonians the ruling elite (of Babylonia or neighbouring regions) could act as a key facilitator in promoting socio-economic viability in an often challenging environment through for example, the division of land for food production, as noted in the diary which remarked that fields were given “in year 32 at the command of the king for sustenance for the people of Babylon” (April 273 BCE). 

However the monarch could also act as an obstacle to societal environmental resilience. An example presented in the diaries highlights the use of water as a tool of conflict in an attempt to take over the kingdom (119 BCE). The diaries record Euphrates River level heights which may provide a longer time series than is available for the contemporary period due to ongoing and contentious hydro-politics in the region today (Travis et al., forthcoming; Kirschner & Tiroch, 2012).

There is also abundant evidence of the climatic impacts from major explosive eruptions in the diaries, the dating of which is now known thanks to recently revised ice-core chronologies (Sigl. et al., 2015), e.g. “the cold became severe” from the 8th-15th January 247 BCE. The combination of precisely dated meteorological information and river levels, alongside evidence of volcanic induced perturbations, and historical or “event” data are a distinctive characteristic of the diaries. This combination enables a deeper understanding into societies of the First Millennium BCE and their adaptive capacity when faced with changing political regimes and climates.  

How to cite: McGovern, R., Kostick, Dr. C., Hill, A., Medenieks, S., and Ludlow, Dr. F.: Societal responses to political and climatic changes in Babylon in the First Millennium BCE., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10356, https://doi.org/10.5194/egusphere-egu22-10356, 2022.

EGU22-10435 | Presentations | CL3.2.6

Investigating Spatial Patterns And Characteristics Of Preconditioned Compound Flooding Over Europe 

Ashish Manoj J, Teresa Pérez Ciria, Gabriele Chiogna, Nadine Salzmann, and Ankit Agarwal

Preconditioned compound events are defined as events in which an underlying weather-driven or climate-driven precondition causes an increase in the impacts of a hazard. In state-of-the-art risk assessment studies, the dependencies and cross-correlations between multiple variables/processes are usually difficult to account for. However,  previous studies have shown that some of the most devastating extreme events in the past years occurred within a cascade of interdependent and interrelated hazards. This is particularly true in the case of initial hydrologic conditions for large scale pluvial events (Eg: European Floods – 2021). The lack of proper characterisation of the spatiotemporal patterns and impacts of antecedent soil moisture conditions on extreme precipitation events hinder our understanding of such high impact flooding events and subsequently the early warning and mitigation or reduction of severe impacts for the society. Hence with this critical research gap in mind, in the present work, we employ Event Coincidence Analysis (ECA) to identify and characterise the regions over which Precipitation extremes (P) occur over Soil Moisture extreme states (SM). Precursor coincidence rate calculates the fraction of such preconditioned SM-P events out of total P extremes. The datasets used include the E-OBS v24.0 gridded product for precipitation and GLEAM v3.5a for soil moisture modelled product. Our results indicate strong seasonal variations in such SM-P preconditioning over Europe. A significant shift in the magnitude and spatial extent of SM-P coupling is seen within the seasons for the various regions. Strong coincidence is seen for western and central Europe in winter, and the coincidence weakens in summer. For eastern Europe, stronger preconditioning is seen in the summer compared to the winter season. The observed trends over the study duration of 1980 to 2020 are in line with the historical climatological and meteorological patterns of the regions. We further made use of the timings of annual maximum discharge (Peak flood values) at a catchment scale from a European flood database to investigate how the seasonal and spatial variations in the timings of floods could be interpreted from the SM-P preconditioning perspective. Our results will aid in strengthening existing flood risk assessment initiatives while providing new avenues and implications for a better understanding and proper representation of preconditioned compound flooding events over Europe.

How to cite: Manoj J, A., Pérez Ciria, T., Chiogna, G., Salzmann, N., and Agarwal, A.: Investigating Spatial Patterns And Characteristics Of Preconditioned Compound Flooding Over Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10435, https://doi.org/10.5194/egusphere-egu22-10435, 2022.

EGU22-10498 | Presentations | CL3.2.6

The societal impacts of volcanically induced climate forcing on Carthaginian (pre-Roman) northwestern Africa (396-146 BCE) 

Andrew Hill, Francis Ludlow, Rhonda McGovern, Conor Kostick, and Selga Medenieks

Before its destruction by the Roman army in 146 BCE, Carthage was one of the largest cities on earth. Established on a site some 15 km from modern day Tunis in ca. 814, the ancient town developed into the first truly urban centre of northwestern Africa; eventually housing a population of over half a million within its environs. As the hegemon of a vast territorial and maritime domain stretching by the fourth century from Morocco in the west to Libya in the east, Carthage was also the first state in the Maghreb to face the challenges incumbent in administrating provinces of such pronounced environmental diversity as their rain-fed hinterland in northern Tunisia and the arid coastal region of Tripolitania in modern Libya. Today, the majority of agriculture in Tunisia remains centred on the north of the country which benefits from the fickle graces of a Mediterranean climate, and where food production is deeply connected with the spatial distribution of winter rains critical to the farming season. Further south, and inland, drought risk increases concomitant with higher temperatures and less rainfall.

In 396, the Carthaginians faced a major rebellion of the subaltern working population of the countryside – one of a series of six rebellions recorded in classical sources for the 250 years until the fall of the city. Acknowledging the role of climate in influencing rapid social and political change in the modern region – with the outbreak of the Arab Spring occurring in the water-stressed region of Sidi Bouzid in Tunisia in 2011, for example – this paper examines whether the timing of internal war in the Carthaginian state was influenced by volcanically induced climatic perturbations via impacts on the agro-economy. Made possible by the publication of a revised chronology of explosive volcanic eruptions over the past 2,500 years (Sigl et al. (2015)), preliminary statistical testing reveals a non-random correlation with the timing of internal war. Recognising the complexity of the linkages between climate and conflict in agriculturally based economies, it can be hypothesized that the non-uniform impact of climatic shocks across geographically and demographically diverse spaces, as well as social strata within regions, was a key driver of unrest by increasing competition for land and resources between more well off resilient communities and those surviving on subsistence (Vesco et al. (2021)).

How to cite: Hill, A., Ludlow, F., McGovern, R., Kostick, C., and Medenieks, S.: The societal impacts of volcanically induced climate forcing on Carthaginian (pre-Roman) northwestern Africa (396-146 BCE), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10498, https://doi.org/10.5194/egusphere-egu22-10498, 2022.

EGU22-11089 | Presentations | CL3.2.6

Quantitative analysis of systemic risk: from traditional collective risk assessment to resilience concept 

Marcello Arosio, Luigi Cesarini, and Mario Martina

We live in a complex world: today’s societies are interconnected in complex and dynamic socio-technological networks and have become more dependent on the services provided by critical facilities. In coming years, climate change is expected to exacerbate these trends. In this context, systemic risk assessment is a worldwide challenge that institutions and private individuals must face at both global and local scales. The aim of this work is to adapt the traditional risk assessment methodology to the concept of resilience in order to quantify disaster resilience of a complex system by means of the graph (i.e., the mathematical representation of the system element and connections). We showed that is necessary to adapt the traditional risk assessment to resilience concept considering that the consolidaded definition, provided by the United Nations General Assembly in 2017, includes two fundamental features of systemic risk: (1) resilience is a property of a system and not of single entities and (2) resilience is a property of the system dynamic response.

The methodology proposed represents the elements of the system and their connections (i.e., the services they exchange) with a weighted and redundant graph exposed to extreme weather events and societal systems: river and pluvial floods in urban area. The quantitative analysis of systemic risk is characterized by three activities: 1) assess the systemic properties in order to highlight the centrality of some elements; 2) show how each element can dynamically adapt to an external perturbation, taking advantage of the redundancy of the connections and the capacity of each element to supply lost services; 3) quantify the resilience as the actual reduction of the impacts of events at different return periods.

To illustrate step by step the proposed methodology and show its practical feasibility, we applied it to a pilot study: the city of Monza, a densely populated urban environment.

How to cite: Arosio, M., Cesarini, L., and Martina, M.: Quantitative analysis of systemic risk: from traditional collective risk assessment to resilience concept, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11089, https://doi.org/10.5194/egusphere-egu22-11089, 2022.

EGU22-11253 | Presentations | CL3.2.6

Massive morphological changes during the 2021 summer flood in the River Meuse 

Hermjan Barneveld, Roy Frings, and Ton Hoitink

In July 2021, an exceptional flood developed in the River Meuse and its tributaries. The high rainfall intensity lasted for several days in a number of sub-catchments in Belgium, Germany and the Netherlands, causing devastating floods. In the River Meuse itself, the peak discharge was highest since measurements started in 1911. The flood was particularly exceptional because floods normally occur in winter. During this flood, which lasted for 5 days only, flow velocities exceeded 5 m/s and unprecedented morphological changes occurred, especially in the permanently free flowing river section, referred to as the Common Meuse. In a section of 15 km long, more than 20 deep scour holes developed in the riverbed, some exceeding depths of 15 m. Morphological changes of this intensity and magnitude during extreme events are only sparsely reported in literature.

The objective of the study is to improve understanding of the processes causing high river morphodynamics under extreme floods, by focusing on the Common Meuse. Here, the riverbed surface is composed of gravel and the bed slope is five times steeper than the downstream channelized river. Post event field data were collected revealing the morphological changes in the riverbed from multibeam measurements, and floodplains deposition patterns from field surveys. We analyzed the volumes and composition of the floodplain deposits in relation to the riverbed material and morphological changes in the main riverbed.

Our analysis shows that breaching of the thin gravel layer on the riverbed caused the massive morphological changes. Analysis of historical data suggest that the main ingredients for thinning of the gravel layer on the riverbed are gradual channel incision up to 2 cm/yr, the vertical composition of the riverbed and altered flow conditions. Previous river training works, weirs and sediment mining created a supply-limited river system and an eroding trend. In the Meuse valley, several tectonic faults are found. In uplifting areas, known as horsts, the gravel layer on the riverbed is relatively thin, as the river continuously erodes the rising riverbed. Room for the River measures carried out since the 1995 flood event lowered flood levels, but also increased flow velocities in river reaches that were not or only marginally widened. A large portion of fine sediments released from the riverbed underneath the gravel layer was deposited in comparatively wide floodplains located further downstream. The curvature of the river, height of the banks and concentrated flow directed towards the floodplains appear to determine locations of the main sand deposits. The unprecendented morphological changes may have a decisive impact on the morphological trends as well as on stability of infrastructure and flood safety. With respect to the latter, the impact of the scour holes on the overall hydraulic resistance and thus peak water levels will be assessed. These morphological processes may occur more frequently in future, also in other river sections, requiring new river management strategies to avoid a catastrophe.

How to cite: Barneveld, H., Frings, R., and Hoitink, T.: Massive morphological changes during the 2021 summer flood in the River Meuse, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11253, https://doi.org/10.5194/egusphere-egu22-11253, 2022.

EGU22-11369 | Presentations | CL3.2.6

Modelling of Compound Drought-Temperature Extreme Event Framework: A Multi-Decadal Perspective 

Sushree Swagatika Swain, Ashok Mishra, and Chandranath Chatterjee

Compound events are the extreme weather and climate events that result from a combination of physical processes (climatic drivers and extreme events) occurring across different temporal (successive) and spatial (simultaneous) scales. Further, multiple drivers with a complex chain of processes, conditional dependencies and extreme return periods of such events lead to severe socio-economic and environmental impacts. The quantification and predictions of such extreme events still need to be advanced with changing climate and global warming. In previous literature, it is documented that precipitation and temperature are the fundamental drivers of different climatic variations resulting in compound extreme events. In light of these perspectives, a Standardized Compound Extreme Event Index (SCEEI) is modelled in this study integrating the joint properties of Standardized Precipitation Index (SPI) and Standardized Temperature Index (STI) that are derived from precipitation and temperature; respectively employing the India Meteorological Department (IMD) data series. The Gaussian model-based multivariate technique is applied to derive SCEEI. The severity of drought and extreme temperature at an annual scale is analysed using SCEEI for two neighbouring river basins of Eastern India, i.e. Brahmani and Baitarani river basins for the study period of 1979-2018. The variations of the extreme events and their severity are further assessed at a multi-decadal scale. The trends of these compound events for different time scales are checked by the Mann-Kendall test followed by Sen’s slope estimator. The multi-decadal time scale is divided as D1 (1979-1988), D2 (1989-1998), D3 (1999-2008), and D4 (2009-2018). It is observed that SCEEI captures drought events along with extreme temperatures reasonably well than the individual index (SPI and STI). The outcomes of this study conclude that the multivariate approach is a reliable perspective to assess the severity of compound extreme events. The developed approach in this study is novel for monitoring the compound extreme event severity under the non-availability basin-scale hydrological data that is advantageous for several worldwide data scare river basins to purpose an adaptation strategy and achieve the Sustainable Development Goals (SDGs).

Keywords: Compound events; SCEEI; IMD; multi-decadal; Brahmani; Baitarani; SDGs

How to cite: Swain, S. S., Mishra, A., and Chatterjee, C.: Modelling of Compound Drought-Temperature Extreme Event Framework: A Multi-Decadal Perspective, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11369, https://doi.org/10.5194/egusphere-egu22-11369, 2022.

In climate change, migration from sub-Saharan Africa (SSA) would affect socio-economic development in SSA and Europe. However, empirical evidence is unclear about the role of international migration in achieving sustainable development. This article first attempted to study the migration patterns and determinants between 1995 and 2020. Sustainability index and regression models were built to estimate the cascading effects of international migration on expatriates and asylum seekers in SSA or Europe and the feedback effects on SSA’s sustainable development. In particular, SSA asylum seekers into 14 European countries (EURO-14) were investigated for their push-pull factors and impacts on the socio-economic development of EURO-14. Results show that the international migration was primarily intra-SSA to low-income but high-population-density countries. Along with increased sustainability scores, international migration declined, but emigration rose. Climate extremes tend to affect migration and emigration but not universally. Dry extremes propelled migration, whereas wet extremes had an adverse effect. Hot extremes had an increasing but insignificant effect. SSA's international migration was driven by food insecurity, low life expectancy, political instability and violence, and high economic growth, unemployment and urbanization rates. The probability of emigration was mainly driven by high fertility. SSA's international migration promoted asylum seeking to Europe, with the diversification of origin countries and a motive for economic wellbeing. 1% more migration flow or 1% higher probability of emigration led to a 0.2% increase in asylum seekers from SSA to Europe. Large-scale international migration and recurrent emigration constrained SSA's sustainable development in terms of political stability, food security and health. Regarding the asylum seekers to Europe, political instability and violence of SSA were major pushing factors while high GDP per capita, low unemployment, and ageing populations of EURO-14 were major pulling factors. Development aid reduced the outflow from SSA, whereas common colonial language and migrant networks facilitated the immigration to the EURO-14. The immigration from SSA did not affect the political stability of EURO-14. In contrast, economic development was promoted by settled migrants but hampered by asylum seekers. Overall, climate change is one factor of many but not the dominant. It might gain more weight if climate change accelerates. These findings can inform policymakers of countries that continue to improve development aids, food security and political stability in SSA while promoting the integration and inclusion of immigrants in Europe for better migration management and planning towards sustainable development, besides mitigating climate change. 

How to cite: Li, Q. and Samimi, C.: Sub-Saharan Africa's international migration and sustainable development under climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11529, https://doi.org/10.5194/egusphere-egu22-11529, 2022.

EGU22-11580 | Presentations | CL3.2.6

Impacts of climate change on human security in Bangladesh: a systematic map 

Ferdous Sultana, Jan Petzold, and Jürgen Scheffran

Bangladesh is considered a climate hot spot for its unique geography, high population, poor infrastructure, high inequality, corrupt governance system and heavily agriculture-reliant economy. Due to its physical location compounding extreme weather events like cyclones, floods, heat waves, extreme rainfall etc. are a yearly phenomenon and climate change is contributing to their increasing frequency and intensifying severity. The impacts of such natural hazards then start a cascading process within the interconnected sectors of the society and affect different dimensions of human security, leading to multiple system failures, where the poor are hit disproportionately. Plenty of research is done on climate change impacts in Bangladesh, but there is lack of aggregated research that combines this evidence and provides a comprehensive overview of the systemic risk. The objective of this study is to investigate the existing literature on how climate change along with interdependent dimensions of the societal system pose threat to different components of human security. The concept of human security used here is based on three pillars: freedom from fear, freedom from want and freedom to live in dignity. A systematic map approach is adopted to ensure minimal human and publication bias as opposed to a traditional review process. Standardized key terms were used to search literature in Web of Science and broad inclusion criteria were applied for screening relevant papers. Selected papers will go through a robust coding process to create an exhaustive database and yield the complex pathways of interaction between climate-related extreme weather events and human security in Bangladesh.

How to cite: Sultana, F., Petzold, J., and Scheffran, J.: Impacts of climate change on human security in Bangladesh: a systematic map, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11580, https://doi.org/10.5194/egusphere-egu22-11580, 2022.

EGU22-11891 | Presentations | CL3.2.6

An insight to heatwave hazard mapping over the Indian subcontinent 

Anokha Shilin, Naveen Sudharsan, Arpita Mondal, Pradip Kalbar, and Subhankar Karmakar

Temperature extremes and heat stress are some of the major impacts of changing climate, with adverse effects on human life and property. Literatures shows that the frequency and intensity of heatwave related hazards are increasing over the last few decades. In global scenario, heatwaves are arguably more hazardous to human lives compared to any other natural disasters. However, heatwave hazard mapping studies are not so profuse over the Indian region. Many regions of the Indian subcontinent have become highly sensitive to heatwaves as a result of the recent rise in temperature extremes. As the heatwave has an impact over an extended spatial region, efficient response and mitigation plan is not possible compared with other natural disasters. India, being the second largest in human population; leading to urbanization, growing intensity of vulnerable community and the anthropogenic influences indicates an urgent need for a well-developed heatwave hazard map to aid the mitigation and response measures. Anthropogenic factors influencing the climate change are one among the main causative parameter for heatwave hazards. The repercussion of these factors will be evidently reflected in the atmospheric patterns and hence the involvement of atmospheric parameters is considered. In this study, we develop a novel index-based heatwave hazard map for India. Along with the conventional method of using temperature, the atmospheric influencing factors is also considered to quantify the changes in heatwave hazard for the historical period and the near future heatwave conditions. The vulnerable community including the farmers, who are attempting to combat with the extreme temperature issues will be benefited with the developed heatwave hazard map.  

Keywords: Heatwave hazard map, Climate change, Frequency and intensity, India

How to cite: Shilin, A., Sudharsan, N., Mondal, A., Kalbar, P., and Karmakar, S.: An insight to heatwave hazard mapping over the Indian subcontinent, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11891, https://doi.org/10.5194/egusphere-egu22-11891, 2022.

EGU22-11966 | Presentations | CL3.2.6

Climate, vegetation, and society impacts in Scandinavia following the 536/540 CE volcanic double event 

Evelien van Dijk, Ingar Mørkestøl Gundersen, Anna de Bode, Helge Høeg, Kjetil Loftsgarden, Frode Iversen, Claudia Timmreck, Johann Jungclaus, and Kirstin Krüger

The mid-6th century is an outstanding period in climate history featuring one of the coldest decades in the past 2000 years. It was triggered by the 536/540 CE volcanic double event, creating the strongest decadal volcanic forcing in the last two millennia. The centuries of the first millennium are characterized by great societal changes, including the ending of antiquity and the beginning of early medieval state formations, a process believed to have been reinforced by the LALIA and the Justinian Plague. However, less is known about causal relationships between global cooling, regional climate, and local societal changes in Scandinavia after this volcanic double event. Here we aim to improve this understanding by combining global climate and local growing-degree-day (GDD) modeling for southern Norway.

We use the PMIP4 past2k and the 6th-7th century (520-680 CE) MPI-ESM ensemble simulations, to analyze the atmospheric circulation and surface climate changes as a response to the 536/540 CE volcanic double event, focusing on Scandinavia. The ensemble mean reveals significant surface cooling up to 2K, accompanied by reduced precipitation up to 25% over Scandinavia during the growing season. However, single MPI-ESM model realizations show slight warming and increased precipitation reflecting different atmospheric circulation patterns over the years following the eruptions. Three sites are selected for the GDD model as a case study, representing different weather regimes in Southern Norway, which are then driven with the MPI-ESM ensemble data as input. The high-resolution data are compared to archaeological- and high-resolution pollen records, to shed more light on the climate, vegetation, and society impacts for southern Norway. We discuss the likely volcanic climate response over Scandinavia based on the model spread, atmospheric circulation change patterns, and the local archaeological and pollen records.

How to cite: van Dijk, E., Mørkestøl Gundersen, I., de Bode, A., Høeg, H., Loftsgarden, K., Iversen, F., Timmreck, C., Jungclaus, J., and Krüger, K.: Climate, vegetation, and society impacts in Scandinavia following the 536/540 CE volcanic double event, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11966, https://doi.org/10.5194/egusphere-egu22-11966, 2022.

The time taken by human societies to recover after extreme events is of widespread interest to archaeologists and anthropologists. To date, there has been no consistent, comparative study across prehistoric cultures to determine rates of recovery, their spatiotemporal variability, and the factors that affect outcomes. This talk will present a meta-analysis of palaeodemographic records that use archaeological radiocarbon dates as a proxy for prehistoric population history. It will initially draw on well-known case studies, with a view towards quantifying the geographical/biotic/cultural influences on societal recovery in the face of extreme events, as well as how different types of events may shape adaptive responses. In summary, the paper aims to advocate for rigorous and robust approaches towards past patterns of resilience, ideally ones that 1) focus on measurable, comparable properties of cultural dynamics, and 2) are linked more closely with interdisciplinary definitions of resilience, in order to enable large-scale syntheses of archaeological and anthropological data to inform future action.

How to cite: Riris, P.: Recovery & resilience of prehistoric societies after extreme events as viewed through palaeodemography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13145, https://doi.org/10.5194/egusphere-egu22-13145, 2022.

EGU22-13553 | Presentations | CL3.2.6

Economic costs of climate extremes 

Leonie Wenz

Climate extremes have been shown to have adverse effects on various productive elements of the
economy
such as labour productivity or agricultural yields, measurable at the macro-level as changes
in Gross Domestic Product
(GDP). Estimates of these macroeconomic costs of climate change play an
important role in climate policy debates and decisions. However, current estimates differ vastly –
partly because it is unclear how resilient affected regions, sectors and communities are and how
persistently climate extremes can hence affect them.
In this talk, I will give an overview of recent
findings in this research area.
Specifically, I will present insights gained from a novel data set
comprising
subnational GDP data from the past 40 years and more than 1500 regions worldwide.
Based on these granular data,
we have empirically estimated historic temperature and precipitation
impacts at different time scales, from daily fluctuations
and extremes to changes in the long-term
mean.
In total, we have identified five separate impact channels – most of them have been
unaccounted for in previous assessments.
Our findings show that economic output is strongly affected
by rainfall and temperature changes but that these effects display large spatial heterogeneity .
Whereas
low-income, low-latitude regions are most vulner able to rising and erratic temperatures,
increases in the number of rainy days and extreme rainfall events are most harmful in wealth y,
industrialized countries.
I will conclude by discussing implications for assessments of the costs of
climate change
.

How to cite: Wenz, L.: Economic costs of climate extremes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13553, https://doi.org/10.5194/egusphere-egu22-13553, 2022.

The ITU/WMO/UNEP Focus Group on AI for Natural Disaster Management (FG-AI4NDM) explores the potential of AI to support the monitoring and detection, forecasting, and communication of natural disasters. Building on the presentation at EGU2021, we will show how detailed analysis of real-life use cases by an interdisciplinary, multistakeholder, and international community of experts is leading to the development of three technical reports (dedicated to best practices in data collection and handling, AI-based algorithms, and AI-based communications technologies, respectively), a roadmap of ongoing pre-standardization and standardization activities in this domain, a glossary of relevant terms and definitions, and educational materials to support capacity building. It is hoped that these deliverables will form the foundation of internationally recognized standards.

How to cite: Kuglitsch, M.: Nature can be disruptive, so can technology: ITU/WMO/UNEP Focus Group on AI for Natural Disaster Management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8, https://doi.org/10.5194/egusphere-egu22-8, 2022.

EGU22-79 | Presentations | ITS2.5/NH10.8

Assessing the impact of sea-level rise on future compound flooding hazards in the Kapuas River delta 

Joko Sampurno, Valentin Vallaeys, Randy Ardianto, and Emmanuel Hanert

Compound flooding hazard in estuarine delta is increasing due to mean sea-level rise (SLR) as the impact of climate change. Decision-makers need future hazard analysis to mitigate the event and design adaptation strategies. However, to date, no future hazard analysis has been made for the Kapuas River delta, a low-lying area on the west coast of the island of Borneo, Indonesia. Therefore, this study aims to assess future compound flooding hazards under SLR over the delta, particularly in Pontianak (the densest urban area over the region). Here we consider three SLR scenarios due to climate change, i.e., low emission scenario (RCP2.6), medium emission scenario (RCP4.5), and high emission scenario (RCP8.5). We implement a machine-learning technique, i.e., the multiple linear regression (MLR) algorithm, to model the river water level dynamics within the city. We then predict future extreme river water levels due to interactions of river discharges, rainfalls, winds, and tides. Furthermore, we create flood maps with a likelihood of areas to be flooded in 100 years return period (1% annual exceedance probability) due to the expected sea-level rise. We find that the extreme 1% return water level for the study area in 2100 is increased from about 2.80 m (current flood frequency state) to 3.03 m (under the RCP2.6), to 3.13 m (under the RCP4.5), and 3.38 m (under the RCP8.5).

How to cite: Sampurno, J., Vallaeys, V., Ardianto, R., and Hanert, E.: Assessing the impact of sea-level rise on future compound flooding hazards in the Kapuas River delta, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-79, https://doi.org/10.5194/egusphere-egu22-79, 2022.

According to UNDRR2021, there are 389 reported disasters in 2020. Disasters claim the lives of 15,080 people, 98.4 million people are affected globally, and US171.3 billion dollars are spent on economic damage. International agreements such as the Sendai framework for disaster risk reduction encourage the use of social media to strengthen disaster risk communication. With the advent of new technologies, social media has emerged out to be an important source of information in disaster management, and there is an increase in social media activity whilst disasters. Social media is the fourth most used platform for accessing emergency information. People seek to contact family, friends and search for food, water, transportation, and shelter. During cataclysmic events, the critical information posted on social media is immersed in irrelevant information. To assist and streamline emergency situations, staunch methodologies are required for extracting relevant information. The research study explores new-fangled deep learning methods for automatically identifying the relevancy of disaster-related social media messages. The contributions of this study are three-fold. Firstly, we present a hybrid deep learning-based framework to ameliorate the classification of disaster-related social media messages. The data is gathered from the Twitter platform, using the Search Application Programming Interface. The messages that contain information regarding the need, availability of vital resources like food, water, electricity, etc., and provide situational information are categorized into relevant messages. The rest of the messages are categorized into irrelevant messages. To demonstrate the applicability and effectiveness of the proposed approach, it is applied to the thunderstorm and cyclone Fani dataset. Both the disasters happened in India in 2019. Secondly, the performance of the proposed approach is compared with baseline methods, i.e., convolutional neural network, long short-term memory network, bidirectional long short-term memory network. The results of the proposed approach outperform the baseline methods. The performance of the proposed approach is evaluated using multiple metrics. The considered evaluation metrics are accuracy, precision, recall, f-score, area under receiver operating curve, area under precision-recall curve. The accurate and inaccurate classifications are shown on both the datasets. Thirdly, to incorporate our evaluated models into a working application, we extend an existing application DisDSS, which has been granted copyright invention award by Government of India. We call the newly extended system DisDSS 2.0, which integrates our framework to address the disaster relevancy identification issue. The output from the research study is helpful for disaster managers to make effective decisions on time. It bridges the gap between the decision-makers and citizens during disasters through the lens of deep learning.

How to cite: Singla, A., Agrawal, R., and Garg, A.: DisDSS 2.0: A Multi-Hazard Web-based Disaster Management System to Identify Disaster-Relevancy of a Social Media Message for Decision-Making Using Deep Learning Techniques, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-266, https://doi.org/10.5194/egusphere-egu22-266, 2022.

Background and objective: The fields of urban resilience to flooding and data science are on a collision course giving rise to the emerging field of smart resilience. The objective of this study is to propose and demonstrate a smart flood resilience framework that leverages various heterogeneous community-scale big data and infrastructure sensor data to enhance predictive risk monitoring and situational awareness.

Smart flood resilience framework: The smart flood resilience framework focuses on four core capabilities that could be augmented through the use of heterogeneous community-scale big data and analytics techniques: (1) predictive flood risk mapping: prediction capability of imminent flood risks (such as overflow of channels) to inform communities and emergency management agencies to take preparation and response actions; (2) automated rapid impact assessment: the ability to automatically and quickly evaluate the extent of flood impacts (i.e., physical, social, and economic impacts) to enable crisis responders and public officials to allocate relief and rescue resources on time; (3) predictive infrastructure failure prediction and monitoring: the ability to anticipate imminent failures in infrastructure systems as a flood event unfolds; and (4) smart situational awareness capabilities: the capability to derive proactive insights regarding the evolution of flood impacts (e.g., disrupted access to critical facilities and spatio-temporal patterns of recovery) on the communities.

Case study: We demonstrate the components of these core capabilities in the smart flood resilience framework in the context of the 2017 Hurricane Harvey in Harris. First, with Bayesian network modeling and deep learning methods, we reveal the use of flood sensor data for the prediction of floodwater overflow in channel networks and inundation of co-located road networks. Second, we discuss the use of social media data and machine learning techniques for assessing the impacts of floods on communities and sensing emotion signals to examine societal impacts. Third, we illustrate the use of high-resolution traffic data in network-theoretic models for now-casting of flood propagation on road networks and the disrupted access to critical facilities such as hospitals. Fourth, we leverage location-based and credit card transaction data in advanced spatial data analytics to proactively evaluate the recovery of communities and the impacts of floods on businesses.

Significances: This study shows that the significance of different core capabilities of the smart flood resilience framework in helping emergency managers, city planners, public officials, responders, and volunteers to better cope with the impacts of catastrophic flooding events.

How to cite: Mostafavi, A. and Yuan, F.: Smart Flood Resilience: Harnessing Community-Scale Big Data for Predictive Flood Risk Monitoring, Rapid Impact Assessment, and Situational Awareness, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-781, https://doi.org/10.5194/egusphere-egu22-781, 2022.

Overview:

Operations Risk Insight (ORI) with Watson is an IBM AI application on the cloud.  ORI analyzes thousands of news sources and alert services daily.  There are too many data sources, warnings, watches and advisories for an individual to understand.  For example, during a week in 2021 with record wildfires, hurricanes and COVID hotspots across the US, thousands of impacting risk events hit key points of interest to IBM globally and were analyzed in real time.  

Which events impacted IBM’s business, and which didn’t? ORI has saved IBM millions of dollars annually for the past 5 years.  Our non-profit disaster relief partners have used ORI to respond more effectively to the needs of the vulnerable groups impacted by disasters.  Find out how disaster response leaders identify severe risks using Watson, the Hybrid Cloud, Big Data, Machine Learning and AI.

Presentation Objectives:

The objectives of this session are:

  • Educate the audience on a pragmatic and relevant IBM internal use case for an AI on the Cloud application, using many Watson and The Weather Company API's, plus machine learning running on IBM's cloud.
  • Obtain feedback and suggestions from the audience on how to expand and improve the machine learning and data analysis for this application to expanded the value for natural disaster response leaders. .
  • Inspire others to create their own grass roots cognitive project and learn more about AI and cloud technologies.
  • Discuss how this relates to the Call for Code and is used by Disaster Relief Agencies for free to assist the most vulnerable in society.

References Links:  

  • ORI has been featured in two Cloud Pak for Data (CP4D) workbooks:  CP4D Watson Studio Tutorial on Risk Analysis: https://dataplatform.cloud.ibm.com/analytics/notebooks/v2/f2ee8dbf-e6af-4b00-90ca-8f7fee77c377/view and the Flood Risk Project: https://dataplatform.dev.cloud.ibm.com/exchange/public/entry/view/def444923c771f3f20285820dc072eac  Each demonstrate the application and methods for Machine Learning to be applied to AI for Natural Disaster Management (NDM). 
  • IBM use case for non-profit partners: https://newsroom.ibm.com/ORI-nonprofits-disaster
  • NC Tech article: https://www.ednc.org/nonprofits-and-artificial-intelligence-join-forces-for-covid-19-relief/
  • Supply Chain Management Review (SCMR) interview: https://www.scmr.com/article/nextgen_supply_chain_interview_tom_ward
  • Supply Chain navigator article: http://scnavigator.avnet.com/article/january-2017/the-missing-link/

How to cite: Ward, T. and Kanwar, R.: IBM Operations Risk Insights with Watson:  a multi-hazard risk, AI for Natural Disaster Management use case, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1230, https://doi.org/10.5194/egusphere-egu22-1230, 2022.

EGU22-1510 | Presentations | ITS2.5/NH10.8

From virtual environment to real observations: short-term hydrological forecasts with an Artificial Neural Network model. 

Renaud Jougla, Manon Ahlouche, Morgan Buire, and Robert Leconte

Machine learning model approaches for hydrological forecasts are nowadays common in research. Artificial Neural Network (ANN) is one of the most popular due to its good performance on watersheds with different hydrologic regimes and over several timescales. A short-term (1 to 7 days ahead) forecast model was explored to predict streamflow. This study focused on the summer season defined from May to October. Cross-validation was done over a period of 16 years, each time keeping a single year as a validation set.

The ANN model was parameterized with a single hidden layer of 6 neurons. It was developed in a virtual environment based on datasets generated by the physically based distributed hydrological model Hydrotel (Fortin et al., 2012). In a preliminary analysis, several combinations of inputs were assessed, the best combining precipitation and temperature with surface soil moisture and antecedent streamflow. Different spatial discretizations were compared. A semi-distributed discretization was selected to facilitate transferring the ANN model from a virtual environment to real observations such as remote sensing soil moisture products or ground station time series.

Four watersheds were under study: the Au Saumon and Magog watersheds located in south Québec (Canada); the Androscoggin watershed in Maine (USA); and the Susquehanna watershed located in New-York and Pennsylvania (USA). All but the Susquehanna watershed are mainly forested, while the latter has a 57% forest cover. To evaluate whether a model with a data-driven structure can mimic a deterministic model, ANN and Hydrotel simulated flows were compared. Results confirm that the ANN model can reproduce streamflow output from Hydrotel with confidence.

Soil moisture observation stations were deployed in the Au Saumon and Magog watersheds during the summers 2018 to 2021. Meteorological data were extracted from the ERA5-Land reanalysis dataset. As the period of availability of observed data is short, the ANN model was trained in a virtual environment. Two validations were done: one in the virtual environment and one using real soil moisture observations and flows. The number and locations of the soil moisture probes slightly differed during each of the four summers. Therefore, four models were trained depending on the number of probes and their location. Results highlight that location of the soil moisture probes has a large influence on the ANN streamflow outputs and identifies more representative sub-regions of the watershed.

The use of remote sensing data as inputs of the ANN model is promising. Soil moisture datasets from SMOS and SMAP missions are available for the four watersheds under study, although downscaling approaches should be applied to bring the spatial resolution of those products at the watershed scale. One other future lead could be the development of a semi-distributed ANN model in virtual environment based on a restricted selection of hydrological units based on physiographic characteristics. The future L-band NiSAR product could be relevant for this purpose, having a finer spatial resolution compared to SMAP and SMOS and a better penetration of the signal in forested areas than C-band SAR satellites such as Sentinel-1 and the Radarsat Constellation Mission.

How to cite: Jougla, R., Ahlouche, M., Buire, M., and Leconte, R.: From virtual environment to real observations: short-term hydrological forecasts with an Artificial Neural Network model., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1510, https://doi.org/10.5194/egusphere-egu22-1510, 2022.

Tropical Cyclones (TCs) are deadly but rare events that cause considerable loss of life and property damage every year. Traditional TC forecasting and tracking methods focus on numerical forecasting models, synoptic forecasting and statistical methods. However, in recent years there have been several studies investigating applications of Deep Learning (DL) methods for weather forecasting with encouraging results.

We aim to test the efficacy of several DL methods for TC nowcasting, particularly focusing on Generative Adversarial Neural Networks (GANs) and Recurrent Neural Networks (RNNs). The strengths of these network types align well with the given problem: GANs are particularly apt to learn the form of a dataset, such as the typical shape and intensity of a TC, and RNNs are useful for learning timeseries data, enabling a prediction to be made based on the past several timesteps.

The goal is to produce a DL based pipeline to predict the future state of a developing cyclone with accuracy that measures up to current methods.  We demonstrate our approach based on learning from high-resolution numerical simulations of TCs from the Indian and Pacific oceans and discuss the challenges and advantages of applying these DL approaches to large high-resolution numerical weather data.

How to cite: Steptoe, H. and Xirouchaki, T.: Deep Learning for Tropical Cyclone Nowcasting: Experiments with Generative Adversarial and Recurrent Neural Networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1650, https://doi.org/10.5194/egusphere-egu22-1650, 2022.

EGU22-1662 | Presentations | ITS2.5/NH10.8

Exploring the challenges of Digital Twins for weather & climate through an Atmospheric Dispersion modelling prototype 

Stephen Haddad, Peter Killick, Aaron Hopkinson, Tomasz Trzeciak, Mark Burgoyne, and Susan Leadbetter

Digital Twins present a new user-centric paradigm for developing and using weather & climate simulations that is currently being widely embraced, for example through large projects such as Destination Earth led by ECMWF.  In this project we have taken a smaller scale approach in understanding the opportunities and challenges in translating the Digital Twin concept from the original domain of manufacturing and the built environment to modelling of the earth’s atmosphere.

We describe our approach to creating a Digital Twin based on the Met Office’s Atmospheric Dispersion simulation package called NAME. We will discuss the advantages of doing this, such as the ability of nonexpert users to more easily produce scientifically valid simulations of dispersion events, such as industrial fires, and easily obtain results to feed into downstream analysis, for example of health impacts. We will describe the requirements of each of the key components of a digital twin and potential implementation approaches.

We will describe how a Digital Twin framework enables multiple models to be joined together to model complex systems as required for atmospheric concentrations around chemical spills or fires modelled by NAME. Overall, we outline a potential project blueprint for future work to improve usability and scientific throughput of existing modelling systems by creating a Digital Twins from core current modelling code and data gathering systems.

How to cite: Haddad, S., Killick, P., Hopkinson, A., Trzeciak, T., Burgoyne, M., and Leadbetter, S.: Exploring the challenges of Digital Twins for weather & climate through an Atmospheric Dispersion modelling prototype, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1662, https://doi.org/10.5194/egusphere-egu22-1662, 2022.

Massive groundwater pumping for agricultural and industrial activities results in significant land subsidence in the arid world. In an acute water crisis, monitoring land subsidence and its key drivers is essential to assist groundwater depletion mitigation strategy. Physical models for aquifer simulation related to land deformation are computationally expensive. The interferometric synthetic aperture radar (InSAR) technique provides precise deformation mapping yet is affected by tropospheric and ionospheric errors. This study explores the capabilities of the deep learning approach coupled with satellite-derived variables in modeling subsidence, spatially and temporally, from 2016 to 2020 and predicting subsidence in the near future by using a recurrent neural network (RNN) in the Shabestar basin, Iran. The basin is part of the Urmia Lake River Basin, embracing 6.4 million people, yet has been primarily desiccated due to the over-usage of water resources in the basin. The deep learning model incorporates InSAR-derived land subsidence and its satellite-based key drivers such as actual evapotranspiration, Normalized Difference Vegetation Index (NDVI), land surface temperature, precipitation to yield the importance of critical drivers to inform groundwater governance. The land deformation in the area varied between -93.2 mm/year to 16 mm/year on average in 2016-2020. Our findings reveal that precipitation, evapotranspiration, and vegetation coverage primarily affected land subsidence; furthermore, the subsidence rate is predicted to increase rapidly. The phenomenon has the same trend with the variation of the Urmia Lake level. This study demonstrates the potential of artificial intelligence incorporating satellite-based ancillary data in land subsidence monitoring and prediction and contributes to future groundwater management.

How to cite: Zhang, Y. and Hashemi, H.: InSAR-Deep learning approach for simulation and prediction of land subsidence in arid regions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2011, https://doi.org/10.5194/egusphere-egu22-2011, 2022.

EGU22-2879 | Presentations | ITS2.5/NH10.8

Automatically detecting avalanches with machine learning in optical SPOT6/7 satellite imagery 

Elisabeth D. Hafner, Patrick Barton, Rodrigo Caye Daudt, Jan Dirk Wegner, Konrad Schindler, and Yves Bühler

Safety related applications like avalanche warning or risk management depend on timely information about avalanche occurrence. Knowledge on the locations and sizes of avalanches releasing is crucial for the responsible decision-makers. Such information is still collected today in a non-systematic way by observes in the field, for example from ski resort patrols or community avalanche services. Consequently, the existing avalanche mapping is, in particular in situations with high avalanche danger, strongly biased towards accessible terrain in proximity to (winter sport) infrastructure.

Recently, remote sensing has been shown to be capable of partly filling this gap, providing spatially continuous information on avalanche occurrences over large regions. In previous work we applied optical SPOT 6/7 satellite imagery to manually map two avalanche periods over a large part of the swiss Alps (2018: 12’500 and 2019: 9’500 km2). Subsequently, we investigated the reliability of this mapping and proved its suitability by identifying almost ¾ of all occurred avalanches (larger size 1) from SPOT 6/7 imagery. Therefore, optical SPOT data is an excellent source for continuous avalanche mapping, currently restricted by the time intensive manual mapping. To speed up this process we now propose a fully convolutional neural network (CNN) called AvaNet. AvaNet is based on a Deeplabv3+ architecture adapted to specifically learn how avalanches look like by explicitly including height information from a digital terrain model (DTM) for example. Relying on the manually mapped 24’737 avalanches for training, validation and testing, AvaNet achieves an F1 score of 62.5% when thresholding the probabilities from the network predictions at 0.5. In this study we present the results from our network in more detail, including different model variations and results of predictions on data from a third avalanche period we did not train on.

The ability to automate the mapping and therefor quickly identify avalanches from satellite imagery is an important step forward in regularly acquiring spatially continuous avalanche occurrence data. This enables the provision of essential information for the complementation of avalanche databases, making Alpine regions safer.

How to cite: Hafner, E. D., Barton, P., Caye Daudt, R., Wegner, J. D., Schindler, K., and Bühler, Y.: Automatically detecting avalanches with machine learning in optical SPOT6/7 satellite imagery, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2879, https://doi.org/10.5194/egusphere-egu22-2879, 2022.

EGU22-3212 | Presentations | ITS2.5/NH10.8

Predicting Landslide Susceptibility in Cross River State of Nigeria using Machine Learning 

Joel Efiong, Devalsam Eni, Josiah Obiefuna, and Sylvia Etu

Landslides have continued to wreck its havoc in many parts of the globe; comprehensive studies of landslide susceptibilities of many of these areas are either lacking or inadequate. Hence, this study was aimed at predicting landslide susceptibility in Cross River State of Nigeria, using machine learning. Precisely, the frequency ratio (FR) model was adopted in this study. In adopting this approach, a landslide inventory map was developed using 72 landslide locations identified during fieldwork combined with other relevant data sources. Using appropriate geostatistical analyst tools within a geographical information environment, the landslide locations were randomly divided into two parts in the ratio of 7:3 for the training and validation processes respectively. A total of 12 landslide causing factors, such as; elevation, slope, aspect, profile curvature, plan curvature, topographic position index, topographic wetness index, stream power index, land use/land cover, geology, distance to waterbody and distance to major roads, were selected and used in the spatial relationship analysis of the factors influencing landslide occurrences in the study area. FR model was then developed using the training sample of the landslide to investigate landslide susceptibility in Cross River State which was subsequently validated. It was found out that the distribution of landslides in Cross River State of Nigeria was largely controlled by a combined effect of geo-environmental factors such as elevation of 250 – 500m, slope gradient of >35o, slopes facing the southwest direction, decreasing degree of both positive and negative curvatures, increasing values of topographic position index, fragile sands, sparse vegetation, especially in settlement and bare surfaces areas, distance to waterbody and major road of < 500m. About 46% of the mapped area was found to be at landslide susceptibility risk zones, ranging from moderate – very high levels. The susceptibility model was validated with 90.90% accuracy. This study has shown a comprehensive investigation of landslide susceptibility in Cross River State which will be useful in land use planning and mitigation measures against landslide induced vulnerability in the study area including extrapolation of the findings to proffer solutions to other areas with similar environmental conditions. This is a novel use of a machine learning technique in hazard susceptibility mapping.

 

Keywords: Landslide; Landslide Susceptibility mapping; Cross River State, Nigeria; Frequency ratio, Machine learning

How to cite: Efiong, J., Eni, D., Obiefuna, J., and Etu, S.: Predicting Landslide Susceptibility in Cross River State of Nigeria using Machine Learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3212, https://doi.org/10.5194/egusphere-egu22-3212, 2022.

EGU22-3283 | Presentations | ITS2.5/NH10.8

Assessment of Flood-Damaged Cropland Trends Under Future Climate Scenarios Using Convolutional Neural Network 

Rehenuma Lazin, Xinyi Shen, and Emmanouil Anagnostou

Every year flood causes severe damages in the cropland area leading to global food insecurity. As climate change continues, floods are predicted to be more frequent in the future. To cope with the future climate impacts, mitigate damages, and ensure food security, it is now imperative to study the future flood damage trends in the cropland area. In this study, we use a convolutional neural network (CNN) to estimate the damages (in acre) in the corn and soybean lands across the mid-western USA with projections from climate models. Here, we extend the application of the CNN model developed by Lazin et. al, (2021) that shows ~25% mean relative error for county-level flood-damaged crop loss estimation. The meteorological variables are derived from the reference gridMet datasets as predictors to train the model from 2008-2020. We then use downscaled climate projections from Multivariate Adaptive Constructed Analogs (MACA) dataset in the trained CNN model to assess future flood damage patterns in the cropland in the early (2011-2040), mid (2041-2070), and late (2071-2100) century, relative to the baseline historical period (1981-2010). Results derived from this study will help understand the crop loss trends due to floods under climate change scenarios and plan necessary arrangements to mitigate damages in the future.

 

Reference:

[1] Lazin, R., Shen, X., & Anagnostou, E. (2021). Estimation of flood-damaged cropland area using a convolutional neural network. Environmental Research Letters16(5), 054011.

How to cite: Lazin, R., Shen, X., and Anagnostou, E.: Assessment of Flood-Damaged Cropland Trends Under Future Climate Scenarios Using Convolutional Neural Network, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3283, https://doi.org/10.5194/egusphere-egu22-3283, 2022.

EGU22-3422 | Presentations | ITS2.5/NH10.8

Weather history encoding for machine learning-based snow avalanche detection 

Thomas Gölles, Kathrin Lisa Kapper, Stefan Muckenhuber, and Andreas Trügler

Since its start in 2014, the Copernicus Sentinel-1 programme has provided free of charge, weather independent, and high-resolution satellite Earth observations and has set major scientific advances in the detection of snow avalanches from satellite imagery in motion. Recently, operational avalanche detection from Sentinel-1 synthetic Aperture radar (SAR) images were successfully introduced for some test regions in Norway. However, current state of the art avalanche detection algorithms based on machine learning do not include weather history. We propose a novel way to encode weather data and include it into an automatic avalanche detection pipeline for the Austrian Alps. The approach consists of four steps. At first the raw data in netCDF format is downloaded, which consists of several meteorological parameters over several time steps. In the second step the weather data is downscaled onto the pixel locations of the SAR image. Then the data is aggregated over time, which produces a two-dimensional grid of one value per SAR pixel at the time when the SAR data was recorded. This aggregation function can range from simple averages to full snowpack models. In the final step, the grid is then converted to an image with greyscale values corresponding to the aggregated values. The resulting image is then ready to be fed into the machine learning pipeline. We will include this encoded weather history data to increase the avalanche detection performance, and investigate contributing factors with model interpretability tools and explainable artificial intelligence.

How to cite: Gölles, T., Kapper, K. L., Muckenhuber, S., and Trügler, A.: Weather history encoding for machine learning-based snow avalanche detection, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3422, https://doi.org/10.5194/egusphere-egu22-3422, 2022.

EGU22-4250 | Presentations | ITS2.5/NH10.8

Landslide Susceptibility Modeling of an Escarpment in Southern Brazil using Artificial Neural Networks as a Baseline for Modeling Triggering Rainfall 

Luísa Vieira Lucchese, Guilherme Garcia de Oliveira, Alexander Brenning, and Olavo Correa Pedrollo

Landslide Susceptibility Mapping (LSM) and rainfall thresholds are well-documented tools used to model the occurrence of rainfall-induced landslides. In the case of locations where only rainfall can be considered a main landslide trigger, both methodologies apply essentially to the same locations, and a model that encompasses both would be an important step towards a better understanding and prediction of landslide-triggering rainfall events. In this research, we employ spatially cross-validated, hyperparameter tuned Artificial Neural Networks (ANNs) to predict the susceptibility to landslides of an area in southern Brazil. In a next step, we plan to add the triggering rainfall to this Artificial Intelligence model, which will concurrently model the susceptibility and the triggering rainfall event for a given area. The ANN is of type Multi-Layer Perceptron with three layers. The number of neurons in the hidden layer was tuned separately for each cross-validation fold, using a method described in previous work. The study area is the escarpment in the limits of the municipalities of Presidente Getúlio, Rio do Sul, and Ibirama, in southern Brazil. For this area, 82 landslides scars related to the event of December 17th, 2020, were mapped. The metrics for each fold are presented and the final susceptibility map for the area is shown and analyzed. The evaluation metrics attained are satisfactory and the resulting susceptibility map highlights the escarpment areas as most susceptible to landslides. The ANN-based susceptibility mapping in the area is considered successful and seen as a baseline for identifying rainfall thresholds in susceptible areas, which will be accomplished with a combined susceptibility and rainfall model in our future work.

How to cite: Vieira Lucchese, L., Garcia de Oliveira, G., Brenning, A., and Correa Pedrollo, O.: Landslide Susceptibility Modeling of an Escarpment in Southern Brazil using Artificial Neural Networks as a Baseline for Modeling Triggering Rainfall, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4250, https://doi.org/10.5194/egusphere-egu22-4250, 2022.

EGU22-4266 | Presentations | ITS2.5/NH10.8

Camera Rain Gauge Based on Artificial Intelligence 

Raffaele Albano, Nicla Notarangelo, Kohin Hirano, and Aurelia Sole

Flood risk monitoring, alert and adaptation in urban areas require near-real-time fine-scale precipitation observations that are challenging to obtain from currently available measurement networks due to their costs and installation difficulties. In this sense, newly available data sources and computational techniques offer enormous potential, in particular, the exploiting of not-specific, widespread, and accessible devices.

This study proposes an unprecedented system for rainfall monitoring based on artificial intelligence, using deep learning for computer vision, applied to cameras images. As opposed to literature, the method is not device-specific and exploits general-purpose cameras (e.g., smartphones, surveillance cameras, dashboard cameras, etc.), in particular, low-cost device, without requiring parameter setting, timeline shots, or videos. Rainfall is measured directly from single photographs through Deep Learning models based on transfer learning with Convolutional Neural Networks. A binary classification algorithm is developed to detect the presence of rain. Moreover, a multi-class classification algorithm is used to estimate a quasi-instantaneous rainfall intensity range. Open data, dash-cams in Japan coupled with high precision multi-parameter radar XRAIN, and experiments in the NIED Large Scale Rainfall Simulator combined to form heterogeneous and verisimilar datasets for training, validation, and test. Finally, a case study over the Matera urban area (Italy) was used to illustrate the potential and limitations of rainfall monitoring using camera-based detectors.

The prototype was deployed in a real-world operational environment using a pre-existent 5G surveillance camera. The results of the binary classifier showed great robustness and portability: the accuracy and F1-score value were 85.28% and 85.13%, 0.86 and 0.85 for test and deployment, respectively, whereas the literature algorithms suffer from drastic accuracy drops changing the image source (e.g. from 91.92% to 18.82%). The 6-way classifier results reached test average accuracy and macro-averaged F1 values of 77.71% and 0.73, presenting the best performances with no-rain and heavy rainfall, which represents critical condition for flood risk. Thus, the results of the tests and the use-case demonstrate the model’s ability to detect a significant meteorological state for early warning systems. The classification can be performed on single pictures taken in disparate lighting conditions by common acquisition devices, i.e. by static or moving cameras without adjusted parameters. This system does not suit scenes that are also misleading for human visual perception. The proposed method features readiness level, cost-effectiveness, and limited operational requirements that allow an easy and quick implementation by exploiting pre-existent devices with a parsimonious use of economic and computational resources.

Altogether, this study corroborates the potential of non-traditional and opportunistic sensing networks for the development of hydrometeorological monitoring systems in urban areas, where traditional measurement methods encounter limitations, and in data-scarce contexts, e.g. where remote-sensed rainfall information is unavailable or has broad resolution respect with the scale of the proposed study. Future research will involve incremental learning algorithms and further data collection via experiments and crowdsourcing, to improve accuracy and at the same time promote public resilience from a smart city perspective.

How to cite: Albano, R., Notarangelo, N., Hirano, K., and Sole, A.: Camera Rain Gauge Based on Artificial Intelligence, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4266, https://doi.org/10.5194/egusphere-egu22-4266, 2022.

EGU22-4730 | Presentations | ITS2.5/NH10.8

floodGAN – A deep learning-based model for rapid urban flood forecasting 

Julian Hofmann and Holger Schüttrumpf

Recent urban flood events revealed how severe and fast the impacts of heavy rainfall can be. Pluvial floods pose an increasing risk to communities worldwide due to ongoing urbanization and changes in climate patterns. Still, pluvial flood warnings are limited to meteorological forecasts or water level monitoring which are insufficient to warn people against the local and terrain-specific flood risks. Therefore, rapid flood models are essential to implement effective and robust early warning systems to mitigate the risk of pluvial flooding. Although hydrodynamic (HD) models are state-of-the-art for simulation pluvial flood hazards, the required computation times are too long for real-time applications.

In order to overcome the computation time bottleneck of HD models, the deep learning model floodGAN has been developed. FloodGAN combines two adversarial Convolutional Neural Networks (CNN) that are trained on high-resolution rainfall-flood data generated from rainfall generators and HD models. FloodGAN translates the flood forecasting problem into an image-to-image translation task whereby the model learns the non-linear spatial relationships of rainfall and hydraulic data. Thus, it directly translates spatially distributed rainfall forecasts into detailed hazard maps within seconds. Next to the inundation depth, the model can predict the velocities and time periods of hydraulic peaks of an upcoming rainfall event. Due to its image-translation approach, the floodGAN model can be applied for large areas and can be run on standard computer systems, fulfilling the tasks of fast and practical flood warning systems.

To evaluate the accuracy and generalization capabilities of the floodGAN model, numerous performance tests were performed using synthetic rainfall events as well as a past heavy rainfall event of 2018. Therefore, the city of Aachen was used as a case study. Performance tests demonstrated a speedup factor of 106 compared to HD models while maintaining high model quality and accuracy and good generalization capabilities for highly variable rainfall events. Improvements can be obtained by integrating recurrent neural network architectures and training with temporal rainfall series to forecast the dynamics of the flooding processes.

How to cite: Hofmann, J. and Schüttrumpf, H.: floodGAN – A deep learning-based model for rapid urban flood forecasting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4730, https://doi.org/10.5194/egusphere-egu22-4730, 2022.

EGU22-4900 | Presentations | ITS2.5/NH10.8

A modular and scalable workflow for data-driven modelling of shallow landslide susceptibility 

Ann-Kathrin Edrich, Anil Yildiz, Ribana Roscher, and Julia Kowalski

The spatial impact of a single shallow landslide is small compared to a deep-seated, impactful failure and hence its damage potential localized and limited. Yet, their higher frequency of occurrence and spatio-temporal correlation in response to external triggering events such as strong precipitation, nevertheless result in dramatic risks for population, infrastructure and environment. It is therefore essential to continuously investigate and analyze the spatial hazard that shallow landslides pose. Its visualisation through regularly-updated, dynamic hazard maps can be used by decision and policy makers. Even though a number of data-driven approaches for shallow landslide hazard mapping exist, a generic workflow has not yet been described. Therefore, we introduce a scalable and modular machine learning-based workflow for shallow landslide hazard prediction in this study. The scientific test case for the development of the workflow investigates the rainfall-triggered shallow landslide hazard in Switzerland. A benchmark dataset was compiled based on a historic landslide database as presence data, as well as a pseudo-random choice of absence locations, to train the data-driven model. Features included in this dataset comprise at the current stage 14 parameters from topography, soil type, land cover and hydrology. This work also focuses on the investigation of a suitable approach to choose absence locations and the influence of this choice on the predicted hazard as their influence is not comprehensively studied. We aim at enabling time-dependent and dynamic hazard mapping by incorporating time-dependent precipitation data into the training dataset with static features. Inclusion of temporal trigger factors, i.e. rainfall, enables a regularly-updated landslide hazard map based on the precipitation forecast. Our approach includes the investigation of a suitable precipitation metric for the occurrence of shallow landslides at the absence locations based on the statistical evaluation of the precipitation behavior at the presence locations. In this presentation, we will describe the modular workflow as well as the benchmark dataset and show preliminary results including above mentioned approaches to handle absence locations and time-dependent data.

How to cite: Edrich, A.-K., Yildiz, A., Roscher, R., and Kowalski, J.: A modular and scalable workflow for data-driven modelling of shallow landslide susceptibility, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4900, https://doi.org/10.5194/egusphere-egu22-4900, 2022.

EGU22-6568 | Presentations | ITS2.5/NH10.8

Harnessing Machine Learning and Deep Learning applications for climate change risk assessment: a survey 

Davide Mauro Ferrario, Elisa Furlan, Silvia Torresan, Margherita Maraschini, and Andrea Critto

In the last years there has been a growing interest around Machine Learning (ML) in climate risk/ multi-risk assessment, steered mainly by the growing amount of data available and the reduction of associated computational costs. Extracting information from spatio-temporal data is critically important for problems such as extreme events forecasting and assessing risks and impacts from multiple hazards. Typical challenges in which AI and ML are now being applied require understanding the dynamics of complex systems, which involve many features with non-linear relations and feedback loops, analysing the effects of phenomena happening at different time scales, such as slow-onset events (sea level rise) and short-term episodic events (storm surges, floods) and estimating uncertainties of long-term predictions and scenarios. 
While in the last years there were many successful applications of AI/ML, such as Random Forest or Long-Short Term Memory (LSTM) in floods and storm surges risk assessment, there are still open questions and challenges that need to be addressed. In fact, there is a lack of data for extreme events and Deep Learning (DL) algorithms often need huge amounts of information to disentangle the relationships among hazard, exposure and vulnerability factors contributing to the occurrence of risks. Moreover, the spatio-temporal resolution can be highly irregular and need to be reconstructed to produce accurate and efficient models. For example, using data from meteorological ground stations can offer accurate datasets with fine temporal resolution, but with an irregular distribution in the spatial dimension; on the other hand, leveraging on satellite images can give access to more spatially refined data, but often lacking the temporal dimension (fewer events available to due atmospheric disturbances). 
Several techniques have been applied, ranging from classical multi-step forecasting, state-space and Hidden Markov models to DL techniques, such as Artificial Neural Networks (ANN), Convolutional Neural Networks (CNN) and Recurrent Neural Networks (RNN). ANN and Deep Generative Models (DGM) have been used to reconstruct spatio-temporal grids and modelling continuous time-series, CNN to exploit spatial relations, Graph Neural Networks (GNN) to extract multi-scale localized spatial feature and RNN and LSTM for multi-scale time series prediction.  
To bridge these gaps, an in-depth state-of-the-art review of the mathematical and computer science innovations in ML/DL techniques that could be applied to climate /multi-risk assessment was undertaken. The review focuses on three possible ML/DL applications: analysis of spatio-temporal dynamics of risk factors, with particular attention on applications for irregular spatio-temporal grids; multivariate analysis for multi-hazard interactions and multiple risk assessment endpoints; analysis of future scenarios under climate change. We will present the main outcomes of the scientometric and systematic review of publications across the 2000- 2021 timeframe, which allowed us to: i) summarize keywords and word co-occurrence networks, ii) highlight linkages, working relations and co-citation clusters, iii) compare ML and DL approaches with classical statistical techniques and iv) explore applications at the forefront of the risk assessment community.

How to cite: Ferrario, D. M., Furlan, E., Torresan, S., Maraschini, M., and Critto, A.: Harnessing Machine Learning and Deep Learning applications for climate change risk assessment: a survey, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6568, https://doi.org/10.5194/egusphere-egu22-6568, 2022.

EGU22-6576 | Presentations | ITS2.5/NH10.8

Swept Away: Flooding and landslides in Mexican poverty nodes 

Silvia García, Raul Aquino, and Walter Mata

Natural disasters should be examined within a risk-perspective framework where both natural threat and vulnerability are considered as intricate components of an extremely complex equation. The trend toward more frequent floods and landslides in Mexico in recent decades is not only the result of more intense rainfall, but also a consequence of increased vulnerability. As a multifactorial element, vulnerability is a low-frequency modulating factor of the risk dynamics to intense rainfall. It can be described in terms of physical, social, and economical factors. For instance, deforested or urbanized areas are the physical and social factors that lead to the deterioration of watersheds and an increased vulnerability to intense rains. Increased watershed vulnerability due to land-cover changes is the primary factor leading to more floods, particularly over pacific Mexico. ln some parts of the country, such as Colima, the increased frequency of intense rainfall (i.e., natural hazard) associated with high-intensity tropical cyclones and hurricanes is the leading cause of more frequent floods.

 

In this research an intelligent rain management-system is presented. The object is built to forecast and to simulate the components of risk, to stablish communication between rescue/aid teams and to help in preparedness activities (training). Detection, monitoring, analysis and forecasting of the hazards and scenarios that promote floods and landslides, is the main task. The developed methodology is based on a database that permits to relate heavy rainfall measurements with changes in land cover and use, terrain slope, basin compactness and communities’ resilience as key vulnerability factors. A neural procedure is used for the spatial definition of exposition and susceptibility (intrinsic and extrinsic parameters) and Machine Learning techniques are applied to find the If-Then relationships. The capability of the intelligent model for Colima, Mexico was tested by comparing the observed and modeled frequency of landslides and floods for ten years period. It was found that over most of the Mexican territory, more frequent floods are the result of a rapid deforestation process and that landslides and their impact on communities are directly related to the unauthorized growth of populations in high geo-risk areas (due to forced migration because of violence or extreme poverty) and the development of civil infrastructure (mainly roads) with a high impact on the natural environment. Consequently, the intelligent rain-management system offers the possibility to redesign and to plan the land use and the spatial distribution of poorest communities.

How to cite: García, S., Aquino, R., and Mata, W.: Swept Away: Flooding and landslides in Mexican poverty nodes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6576, https://doi.org/10.5194/egusphere-egu22-6576, 2022.

EGU22-6690 | Presentations | ITS2.5/NH10.8

A machine learning-based ensemble model for estimation of seawater quality parameters in coastal area 

Xiaotong Zhu, Jinhui Jeanne Huang, Hongwei Guo, Shang Tian, and Zijie Zhang

The precise estimation of seawater quality parameters is crucial for decision-makers to manage coastal water resources. Although various machine learning (ML)-based algorithms have been developed for seawater quality retrieval using remote sensing technology, the performance of these models in the application of specific regions remains significant uncertainty due to the different properties of coastal waters. Moreover, the prediction results of these ML models are unexplainable. To address these problems, an ML-based ensemble model was developed in this study. The model was applied to estimate chlorophyll-a (Chla), turbidity, and dissolved oxygen (DO) based on Sentinel-2 satellite imagery in Shenzhen Bay, China. The optimal input features for each seawater quality parameter were selected from the nine simulation scenarios which generated from eight spectral bands and six spectral indices. A local explanation method called SHapley Additive exPlanations (SHAP) was introduced to quantify the contributions of various features to the predictions of the seawater quality parameters. The results suggested that the ensemble model with feature selection enhanced the performance for three types of seawater quality parameters estimations (The errors were 1.7%, 1.5%, and 0.02% for Chla, turbidity, and DO, respectively). Furthermore, the reliability of the model performance was further verified for mapping the spatial distributions of water quality parameters during the model validation period. The spatial-temporal patterns of seawater quality parameters revealed that the distributions of seawater quality were mainly influenced by estuary input. Correlation analysis demonstrated that air temperature (Temp) and average air pressure (AAP) exhibited the closest relationship with Chla. The DO was most relevant with Temp, and turbidity was not sensitive to Temp, average wind speed (AWS), and AAP. This study enhanced the prediction capability of seawater quality parameters and provided a scientific coastal waters management approach for decision-makers.

How to cite: Zhu, X., Huang, J. J., Guo, H., Tian, S., and Zhang, Z.: A machine learning-based ensemble model for estimation of seawater quality parameters in coastal area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6690, https://doi.org/10.5194/egusphere-egu22-6690, 2022.

EGU22-6758 | Presentations | ITS2.5/NH10.8

AI-enhanced Integrated Alert System for effective Disaster Management 

Pankaj Kumar Dalela, Saurabh Basu, Sandeep Sharma, Anugandula Naveen Kumar, Suvam Suvabrata Behera, and Rajkumar Upadhyay

Effective communication systems supported by Information and Communication Technologies (ICTs) are integral and important components for ensuring comprehensive disaster management. Continuous warning monitoring, prediction, dissemination, and response coordination along with public engagement by utilizing the capabilities of emerging technologies including Artificial Intelligence (AI) can assist in building resilience and ensuring Disaster Risk Reduction. Thus, for effective disaster management, an Integrated Alert System is proposed which encapsulates all concerned disaster management authorities, alert forecasting and disseminating agencies under a single umbrella for alerting the targeted public through various communication channels. Enhancing the capabilities of the system through AI, its integral part includes the data-driven citizen-centric Decision Support System which can help disaster managers by performing complete impact assessment of disaster events through configuration of decision models developed by learning inter-relationships of different parameters. The system needs to be capable of identification of possible communication means to address community outreach, prediction of scope of alert, providing influence of alert message on targeted vulnerable population, performing crowdsourced data analysis, evaluating disaster impact through threat maps and dashboards, and thereby, providing complete analysis of the disaster event in all phases of disaster management. The system aims to address challenges including limited communication channels utilization and audience reach, language differences, and lack of ground information in decision making posed by current systems by utilizing the latest state of art technologies.

How to cite: Dalela, P. K., Basu, S., Sharma, S., Kumar, A. N., Behera, S. S., and Upadhyay, R.: AI-enhanced Integrated Alert System for effective Disaster Management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6758, https://doi.org/10.5194/egusphere-egu22-6758, 2022.

Main purpose of current research article is to present latest findings on automatic methods of manipulating social network data for developing seismic intensity maps. As case study the author selected the 2020 Samos earthquake event (Mw= 7, 30 October 2020, Greece). That earthquake event had significant consequences to the urban environment along with 2 deaths and 19 injuries. Initially an automatic approach, presented recently in the international literature was applied producing thus seismic intensity maps from tweets. Furthermore, some initial findings regarding the use of machine learning in various parts of the automatic methodology were presented along with potential of using photos posted in social networks. The data used were several thousands tweets and instagram posts.The results, provide vital findings in enriching data sources, data types, and effective rapid processing.

How to cite: Arapostathis, S. G.: The Samos earthquake event (Mw = 7, 30 October 2020, Greece) as case study for applying machine learning on texts and photos scraped from social networks for developing seismic intensity maps., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7129, https://doi.org/10.5194/egusphere-egu22-7129, 2022.

EGU22-7308 | Presentations | ITS2.5/NH10.8

Building an InSAR-based database to support geohazard risk management by exploiting large ground deformation datasets 

Marta Béjar-Pizarro, Pablo Ezquerro, Carolina Guardiola-Albert, Héctor Aguilera Alonso, Margarita Patricia Sanabria Pabón, Oriol Monserrat, Anna Barra, Cristina Reyes-Carmona, Rosa Maria Mateos, Juan Carlos García López Davalillo, Juan López Vinielles, Guadalupe Bru, Roberto Sarro, Jorge Pedro Galve, Roberto Tomás, Virginia Rodríguez Gómez, Joaquín Mulas de la Peña, and Gerardo Herrera

The detection of areas of the Earth’s surface experiencing active deformation processes and the identification of the responsible phenomena (e.g. landslides activated after rainy events, subsidence due to groundwater extraction in agricultural areas, consolidation settlements, instabilities in active or abandoned mines) is critical for geohazard risk management and ultimately to mitigate the unwanted effects on the affected populations and the environment.

This will now be possible at European level thanks to the Copernicus European Ground Motion Service (EGMS), which will provide ground displacement measurements derived from time series analyses of Sentinel-1 data, using Interferometric Synthetic Aperture Radar (InSAR). The EGMS, which will be available to users in the first quarter of 2022 and will be updated annually, will be especially useful to identify displacements associated to landslides, subsidence and deformation of infrastructure.  To fully exploit the capabilities of this large InSAR datasets, it is fundamental to develop automatic analysis tools, such as machine learning algorithms, which require an InSAR-derived deformation database to train and improve them.  

Here we present the preliminary InSAR-derived deformation database developed in the framework of the SARAI project, which incorporates the previous InSAR results of the IGME-InSARlab and CTTC teams in Spain. The database contains classified points of measurement with the associated InSAR deformation and a set of environmental variables potentially correlated with the deformation phenomena, such as geology/lithology, land-surface slope, land cover, meteorological data, population density, and inventories such as the mining registry, the groundwater database, and the IGME’s land movements database (MOVES). We discuss the main strategies used to identify and classify pixels and areas that are moving, the covariables used and some ideas to improve the database in the future. This work has been developed in the framework of project PID2020-116540RB-C22 funded by MCIN/ AEI /10.13039/501100011033 and e-Shape project, with funding from the European Union’s Horizon 2020 research and innovation program under grant agreement 820852.

How to cite: Béjar-Pizarro, M., Ezquerro, P., Guardiola-Albert, C., Aguilera Alonso, H., Sanabria Pabón, M. P., Monserrat, O., Barra, A., Reyes-Carmona, C., Mateos, R. M., García López Davalillo, J. C., López Vinielles, J., Bru, G., Sarro, R., Galve, J. P., Tomás, R., Rodríguez Gómez, V., Mulas de la Peña, J., and Herrera, G.: Building an InSAR-based database to support geohazard risk management by exploiting large ground deformation datasets, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7308, https://doi.org/10.5194/egusphere-egu22-7308, 2022.

EGU22-7313 | Presentations | ITS2.5/NH10.8

The potential of automated snow avalanche detection from SAR images for the Austrian Alpine region using a learning-based approach 

Kathrin Lisa Kapper, Stefan Muckenhuber, Thomas Goelles, Andreas Trügler, Muhamed Kuric, Jakob Abermann, Jakob Grahn, Eirik Malnes, and Wolfgang Schöner

Each year, snow avalanches cause many casualties and tremendous damage to infrastructure. Prevention and mitigation mechanisms for avalanches are established for specific regions only. However, the full extent of the overall avalanche activity is usually barely known as avalanches occur in remote areas making in-situ observations scarce. To overcome these challenges, an automated avalanche detection approach using the Copernicus Sentinel-1 synthetic aperture radar (SAR) data has recently been introduced for some test regions in Norway. This automated detection approach from SAR images is faster and gives more comprehensive results than field-based detection provided by avalanche experts. The Sentinel-1 programme has provided - and continues to provide - free of charge, weather-independent, and high-resolution satellite Earth observations since its start in 2014. Recent advances in avalanche detection use deep learning algorithms to improve the detection rates. Consequently, the performance potential and the availability of reliable training data make learning-based approaches an appealing option for avalanche detection.  

         In the framework of the exploratory project SnowAV_AT, we intend to build the basis for a state-of-the-art automated avalanche detection system for the Austrian Alps, including a "best practice" data processing pipeline and a learning-based approach applied to Sentinel-1 SAR images. As a first step towards this goal, we have compiled several labelled training datasets of previously detected avalanches that can be used for learning. Concretely, these datasets contain 19000 avalanches that occurred during a large event in Switzerland in January 2018, around 6000 avalanches that occurred in Switzerland in January 2019, and around 800 avalanches that occurred in Greenland in April 2016. The avalanche detection performance of our learning-based approach will be quantitatively evaluated against held-out test sets. Furthermore, we will provide qualitative evaluations using SAR images of the Austrian Alps to gauge how well our approach generalizes to unseen data that is potentially differently distributed than the training data. In addition, selected ground truth data from Switzerland, Greenland and Austria will allow us to validate the accuracy of the detection approach. As a particular novelty of our work, we will try to leverage high-resolution weather data and combine it with SAR images to improve the detection performance. Moreover, we will assess the possibilities of learning-based approaches in the context of the arguably more challenging avalanche forecasting problem.

How to cite: Kapper, K. L., Muckenhuber, S., Goelles, T., Trügler, A., Kuric, M., Abermann, J., Grahn, J., Malnes, E., and Schöner, W.: The potential of automated snow avalanche detection from SAR images for the Austrian Alpine region using a learning-based approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7313, https://doi.org/10.5194/egusphere-egu22-7313, 2022.

Flood events cause substantial damage to infrastructure and disrupt livelihoods. There is a need for the development of an innovative, open-access and real-time disaster map pipeline which is automatically initiated at the time of a flood event to highlight flooded regions, potential damage and vulnerable communities. This can help in directing resources appropriately during and after a disaster to reduce disaster risk. To implement this pipeline, we explored the integration of three heterogeneous data sources which include remote sensing data, social sensing data and geospatial sensing data to guide disaster relief and response. Remote sensing through satellite imagery is an effective method to identify flooded areas where we utilized existing deep learning models to develop a pipeline to process both optical and radar imagery. Whilst this can offer situational awareness right after a disaster, satellite-based flood extent maps lack important contextual information about the severity of structural damage or urgent needs of affected population. This is where the potential of social sensing through microblogging sites comes into play as it provides insights directly from eyewitnesses and affected people in real-time. Whilst social sensing data is advantageous, these streams are usually extremely noisy where there is a need to build disaster relevant taxonomies for both text and images. To develop a disaster taxonomy for social media texts, we conducted literature review to better understand stakeholder information needs. The final taxonomy consisted of 30 categories organized among three high-level classes. This built taxonomy was then used to label a large number of tweet texts (~ 10,000) to train machine learning classifiers so that only relevant social media texts are visualized on the disaster map. Moreover, a disaster object taxonomy for social media images was developed in collaboration with a certified emergency manager and trained volunteers from Montgomery County, MD Community Emergency Response Team. In total, 106 object categories were identified and organized as a hierarchical  taxonomy with  three high-level classes and 10 sub-classes. This built taxonomy will be used to label a large set of disaster images for object detection so that machine learning classifiers can be trained to effectively detect disaster relevant objects in social media imagery. The wide perspective provided by the satellite view combined with the ground-level perspective from locally collected textual and visual information helped us in identifying three types of signals: (i) confirmatory signals from both sources, which puts greater confidence that a specific region is flooded, (ii) complementary signals that provide different contextual information including needs and requests, disaster impact or damage reports and situational information, and (iii) novel signals when both data sources do not overlap and provide unique information. We plan to fuse the third component, geospatial sensing, to perform flood vulnerability analysis to allow easy identification of areas/zones that are most vulnerable to flooding. Thus, the fusion of remote sensing, social sensing and geospatial sensing for rapid flood mapping can be a powerful tool for crisis responders.

How to cite: Ofli, F., Akhtar, Z., Sadiq, R., and Imran, M.: Triangulation of remote sensing, social sensing, and geospatial sensing for flood mapping, damage estimation, and vulnerability assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7561, https://doi.org/10.5194/egusphere-egu22-7561, 2022.

EGU22-7711 | Presentations | ITS2.5/NH10.8

Global sensitivity analyses to characterize the risk of earth fissures in subsiding basins 

Yueting Li, Claudia Zoccarato, Noemi Friedman, András Benczúr, and Pietro Teatini

Earth fissure associated with groundwater pumping is a severe geohazard jeopardizing several subsiding basins generally in arid countries (e.g., Mexico, Arizona, Iran, China, Pakistan). Up to 15 km long, 1–2 m wide, 15–20 m deep, and more than 2 m vertically dislocated fissures have been reported. A common geological condition favoring the occurrence of earth fissures is the presence of shallow bedrock ridge buried by compacting sedimentary deposits. This study aims to improve the understanding of this mechanism by evaluating the effects of various factors on the risk of fissure formation and development. Several parameters playing a role in the fissure occurrence have been considered, such as the shape of the bedrock ridge, the aquifer thickness, the pressure depletion in the aquifer system, and its compressibility. A realistic case is developed where the characteristics of fissure like displacements and stresses are quantified with aid of a numerical approach based on finite elements for the continuum and interface elements for the discretization of the fissures. Modelling results show that the presence of bedrock ridge causes tension accumulation around its tip and results in fissure opening from land surface downward after long term piezometry depletion. Different global sensitivity analysis methods are applied to measure the importance of each single factor (or group of them) on the quantity of interest, i.e., the fissure opening. A conventional variance-based method is first presented with Sobol indices computed from Monte Carlo simulations, although its accuracy is only guaranteed with a high number of forward simulations. As alternatives, generalized polynomial chaos expansion and gradient boosting tree are introduced to approximate the forward model and implement the corresponding sensitivity assessment at a significantly reduced computational cost. All the measures provide similar results that highlight the importance of bedrock ridge in earth fissuring. Generally, the steeper bedrock ridge the higher the risk of significant fissure opening. Pore pressure depletion is secondarily key factor which is essential for fissure formation.

How to cite: Li, Y., Zoccarato, C., Friedman, N., Benczúr, A., and Teatini, P.: Global sensitivity analyses to characterize the risk of earth fissures in subsiding basins, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7711, https://doi.org/10.5194/egusphere-egu22-7711, 2022.

Induced subsidence and seismicity caused by the production of hydrocarbons in the Groningen gas field (the Netherlands) is a widely known issue facing this naturally aseismic region (Smith et al., 2019). Extraction reduces pore-fluid pressure leading to accumulation of small elastic and inelastic strains and an increase in effective vertical stress driving compaction of reservoir sandstones.

Recent studies (Pijnenburg et al., 2019a, b and Verberne et al., 2021) identify grain-scale deformation of intergranular and grain-coating clays as largely responsible for accommodating (permanent) inelastic deformation at small strains relevant to production (≤1.0%). However, their distribution, microstructure, abundance, and contribution to inelastic deformation remains unconstrained, presenting challenges when evaluating grain-scale deformation mechanisms within a natural system. Traditional methods of mineral identification are costly, labor-intensive, and time-consuming. Digital imaging coupled with machine-learning-driven segmentation is necessary to accelerate the identification of clay microstructures and distributions within reservoir sandstones for later large-scale analysis and geomechanical modeling.

We performed digital imaging on thin-sections taken from core recovered from the highly-depleted Zeerijp ZRP-3a well located at the most seismogenic part of the field. The core was kindly made available by the field operator, NAM. Optical digital images were acquired using the Zeiss AxioScan optical light microscope at 10x magnification with a resolution of 0.44µm and compared to backscattered electron (BSE) digital images from the Zeiss EVO 15 Scanning Electron Microscope (SEM) at varying magnifications with resolutions ranging from 0.09µm - 2.24 µm. Digital images were processed in ilastik, an interactive machine-learning-based toolkit for image segmentation that uses a Random Forest classifier to separate clays from a digital image (Berg et al., 2019).

Comparisons between segmented optical and BSE digital images indicate that image resolution is the main limiting factor for successful mineral identification and image segmentation, especially for clay minerals. Lower resolution digital images obtained using optical light microscopy may be sufficient to segment larger intergranular/pore-filling clays, but higher resolution BSE images are necessary to segment smaller micron to submicron-sized grain-coating clays. Comparing the same segmented optical image (~11.5% clay) versus BSE image (~16.3% clay) reveals an error of ~30%, illustrating the potential of underestimating the clay content necessary for geomechanical modeling.

Our analysis shows that coupled automated electron microscopy with machine-learning-driven image segmentation has the potential to provide statistically relevant and robust information to further constrain the role of clay films on the compaction behavior of reservoir rocks.

 

References:

Berg, S. et al., Nat Methods 16, 1226–1232 (2019).

(NAM) Nederlandse Aardolie Maatschappij BV (2015).

Pijnenburg, R. P. J. et al., Journal of Geophysical Research: Solid Earth, 124 (2019a).

Pijnenburg, R. P. J. et al., Journal of Geophysical Research: Solid Earth, 124, 5254–5282. (2019b)

Smith, J. D. et al., Journal of Geophysical Research: Solid Earth, 124, 6165–6178. (2019)

Verberne, B. A. et al., Geology, 49 (5): 483–487. (2020)

How to cite: Vogel, H., Amiri, H., Plümper, O., Hangx, S., and Drury, M.: Applications of digital imaging coupled with machine-learning for aiding the identification, analysis, and quantification of intergranular and grain-coating clays within reservoirs rocks., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7915, https://doi.org/10.5194/egusphere-egu22-7915, 2022.

EGU22-9406 | Presentations | ITS2.5/NH10.8

Building exposure datasets using street-level imagery and deep learning object detection models 

Luigi Cesarini, Rui Figueiredo, Xavier Romão, and Mario Martina

The built environment is constantly under the threat of natural hazards, and climate change will only exacerbate such perils. The assessment of natural hazard risk requires exposure models representing the characteristics of the assets at risk, which are crucial to subsequently estimate damage and impacts of a given hazard to such assets. Studies addressing exposure assessment are expanding, in particular due to technological progress. In fact, several works are introducing data collected from volunteered geographic information (VGI), user-generated content, and remote sensing data. Although these methods generate large amounts of data, they typically require a time-consuming extraction of the necessary information. Deep learning models are particularly well suited to perform this labour-intensive task due to their ability to handle massive amount of data.

In this context, this work proposes a methodology that connects VGI obtained from OpenStreetMap (OSM), street-level imagery from Google Street View (GSV) and deep learning object detection models to create an exposure dataset of electrical transmission towers, an asset particularly vulnerable to strong winds among other perils (i.e., ice loads and earthquakes). The main objective of the study is to establish and demonstrate a complete pipeline that first obtains the locations of transmission towers from the power grid layer of OSM’s world infrastructure, and subsequently assigns relevant features of each tower based on the classification returned from an object detection model over street-level imagery of the tower, obtained from GSV.

The study area for the initial application of the methodology is the Porto district (Portugal), which has an area of around 1360 km2 and 5789 transmission towers. The area was found to be representative given its diverse land use, containing both densely populated settlements and rural areas, and the different types of towers that can be found. A single-stage detector (YOLOv5) and a two-stage detector (Detectron2) were trained and used to perform identification and classification of towers. The first task was used to test the ability of a model to recognize whether a tower is present in an image, while the second task assigned a category to each tower based on a taxonomy derived from a compilation of the most used type of towers. Preliminary results on the test partition of the dataset are promising. For the identification task, YOLOv5 returned a mean average precision (mAP) of 87% for an intersection over union (IoU) of 50%, while Detectron2 reached a mAP of 91% for the same IoU. In the classification problem, the performances were also satisfactory, particularly when the models were trained on a sufficient number of images per class. 

Additional analyses of the results can provide insights on the types of areas for which the methodology is more reliable. For example, in remote areas, the long distance of a tower to the street might prevent the object to be identified in the image. Nevertheless, the proposed methodology can in principle be used to generate exposure models of transmission towers at large spatial scales in areas for which the necessary datasets are available.

 

How to cite: Cesarini, L., Figueiredo, R., Romão, X., and Martina, M.: Building exposure datasets using street-level imagery and deep learning object detection models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9406, https://doi.org/10.5194/egusphere-egu22-9406, 2022.

EGU22-10276 | Presentations | ITS2.5/NH10.8

Weather and climate in the AI-supported early warning system DAKI-FWS 

Elena Xoplaki, Andrea Toreti, Florian Ellsäßer, Muralidhar Adakudlu, Eva Hartmann, Niklas Luther, Johannes Damster, Kim Giebenhain, Andrej Ceglar, and Jackie Ma

The project DAKI-FWS (BMWi joint-project “Data and AI-supported early warning system to stabilise the German economy”; German: “Daten- und KI-gestütztes Frühwarnsystem zur Stabilisierung der deutschen Wirtschaft”) develops an early warning system (EWS) to strengthen economic resilience in Germany. The EWS enables better characterization of the development and course of pandemics or hazardous climate extreme events and can thus protect and support lives, jobs, land and infrastructures.

The weather and climate modules of the DAKI-FWS use state-of-the-art seasonal forecasts for Germany and apply innovative AI-approaches to prepare very high spatial resolution simulations. These are used for the climate-related practical applications of the project, such as pandemics or subtropical/tropical diseases, and contribute to the estimation of the outbreak and evolution of health crises. Further, the weather modules of the EWS objectively identify weather and climate extremes, such as heat waves, storms and droughts, as well as compound extremes from a large pool of key data sets. The innovative project work is complemented by the development and AI-enhancement of the European Flood Awareness System model, LISFLOOD, and forecasting system for Germany at very high spatial resolution. The model combined with the high-end output of the seasonal forecast prepares high-resolution, accurate flood risk assessment. The final output of the EWS and hazard maps not only support adaptation, but they also increase preparedness providing a time horizon of several months ahead, thus increasing the resilience of economic sectors to impacts of the ongoing anthropogenic climate change. The weather and climate modules of the EWS provide economic, political, and administrative decision-makers and the general public with evidence on the probability of occurrence, intensity and spatial and temporal extent of extreme events as well as with critical information during a disaster.

How to cite: Xoplaki, E., Toreti, A., Ellsäßer, F., Adakudlu, M., Hartmann, E., Luther, N., Damster, J., Giebenhain, K., Ceglar, A., and Ma, J.: Weather and climate in the AI-supported early warning system DAKI-FWS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10276, https://doi.org/10.5194/egusphere-egu22-10276, 2022.

Landslide inventories are essential for landslide susceptibility mapping, hazard modelling, and further risk mitigation management. For decades, experts and organisations worldwide have preferred manual visual interpretation of satellite and aerial images. However, there are various problems associated with manual inventories, such as manual extraction of landslide borders and their representation with polygons, which is a subjective process.  Manual delineation is affected by the applied methodology, the preferences of the experts and interpreters, and how much time and effort are invested in the inventory generating process. In recent years, a vast amount of research related to semi-automated and automatic mapping of landslide inventories has been carried out to overcome these issues. The automatic generation of landslide inventories using Artificial Intelligence (AI) techniques is still in its early phase as currently there is no published research that can create a ground truth representation of landslide situation after a landslide triggering event. The evaluation metrics in recent literature show a range of 50-80% of F1-score in terms of landslide boundary delineation using AI-based models. However, very few studies claim to have achieved more than 80% F1 score with the exception of those employing the testing of their model evaluation in the same study area. Therefore, there is still a research gap between the generation of AI-based landslide inventories and their usability for landslide hazard and risk studies. In this study, we explore several inventories developed by AI and manual delineation and test their usability for assessing landslide hazard.

How to cite: Meena, S. R., Floris, M., and Catani, F.: Can landslide inventories developed by artificial intelligence substitute manually delineated inventories for landslide hazard and risk studies?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11422, https://doi.org/10.5194/egusphere-egu22-11422, 2022.

EGU22-11787 | Presentations | ITS2.5/NH10.8

Explainable deep learning for wildfire danger estimation 

Michele Ronco, Ioannis Prapas, Spyros Kondylatos, Ioannis Papoutsis, Gustau Camps-Valls, Miguel-Ángel Fernández-Torres, Maria Piles Guillem, and Nuno Carvalhais

Deep learning models have been remarkably successful in a number of different fields, yet their application to disaster management is obstructed by the lack of transparency and trust which characterises artificial neural networks. This is particularly relevant in the field of Earth sciences where fitting is only a tiny part of the problem, and process understanding becomes more relevant [1,2]. In this regard, plenty of eXplainable Artificial Intelligence (XAI) algorithms have been proposed in the literature over the past few years [3]. We suggest that combining saliency maps with interpretable approximations, such as LIME, is useful to extract complementary insights and reach robust explanations. We address the problem of wildfire forecasting for which interpreting the model's predictions is of crucial importance to put into action effective mitigation strategies. Daily risk maps have been obtained by training a convolutional LSTM with ten years of data of spatio-temporal features, including weather variables, remote sensing indices and static layers for land characteristics [4]. We show how the usage of XAI allows us to interpret the predicted fire danger, thereby shortening the gap between black-box approaches and disaster management.

 

[1] Deep learning for the Earth Sciences: A comprehensive approach to remote sensing, climate science and geosciences

Gustau Camps-Valls, Devis Tuia, Xiao Xiang Zhu, Markus Reichstein (Editors)

Wiley \& Sons 2021

[2] Deep learning and process understanding for data-driven Earth System Science

Reichstein, M. and Camps-Valls, G. and Stevens, B. and Denzler, J. and Carvalhais, N. and Jung, M. and Prabhat

Nature 566 :195-204, 2019

[3] Explainable AI: Interpreting, Explaining and Visualizing Deep Learning

 Wojciech Samek, Grégoire Montavon, Andrea Vedaldi, Lars Kai Hansen, Klaus-Robert Müller (Editors)

LNCS, volume 11700, Springer 

[4] Deep Learning Methods for Daily Wildfire Danger Forecasting

Ioannis Prapas, Spyros Kondylatos, Ioannis Papoutsis, Gustau Camps-Valls, Michele Ronco, Miguel-Ángel Fernández-Torres, Maria Piles Guillem, Nuno Carvalhais

arXiv: 2111.02736


 

How to cite: Ronco, M., Prapas, I., Kondylatos, S., Papoutsis, I., Camps-Valls, G., Fernández-Torres, M.-Á., Piles Guillem, M., and Carvalhais, N.: Explainable deep learning for wildfire danger estimation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11787, https://doi.org/10.5194/egusphere-egu22-11787, 2022.

EGU22-11872 | Presentations | ITS2.5/NH10.8

Recent Advances in Deep Learning for Spatio-Temporal Drought Monitoring, Forecasting and Model Understanding 

María González-Calabuig, Jordi Cortés-Andrés, Miguel-Ángel Fernández-Torres, and Gustau Camps-Valls

Droughts constitute one of the costliest natural hazards and have seriously destructive effects on the ecological environment, agricultural production and socio-economic conditions. Their elusive and subjective definition, due to the complex physical, chemical and biological processes of the Earth system they involve, makes their management an arduous challenge to researchers, as well as decision and policy makers. We present here our most recent advances in machine learning models in three complementary lines of research about droughts: monitoring, forecasting and understanding. While monitoring or detection is about gaining the time series of drought maps and discovering underlying patterns and correlations, forecasting or prediction is to anticipate future droughts. Last but not least, understanding or explaining models by means of expert-comprehensible representations is equally important as accurately addressing these tasks, especially for their deployment in real scenarios. Thanks to the emergence and success of deep learning, all of these tasks can be tackled by the design of spatio-temporal data-driven approaches built on the basis of climate variables (soil moisture, precipitation, temperature, vegetation health, etc.) and/or satellite imagery. The possibilities are endless, from the design of convolutional architectures and attention mechanisms to the use of generative models such as Normalizing Flows (NFs) or Generative Adversarial Networks (GANs), trained both in a supervised and unsupervised manner, among others. Different application examples in Europe from 2003 onwards are provided, with the aim of reflecting on the possibilities of the strategies proposed, and also of foreseeing alternatives and future lines of development. For that purpose, we make use of several mesoscale (1 km) spatial and 8 days temporal resolution variables included in the Earth System Data Cube (ESDC) [Mahecha et al., 2020] for drought detection, while high resolution (20 m, 5 days) Sentinel-2 data cubes, extracted from the extreme summer track in EarthNet2021 [Requena-Mesa et al., 2021], are considered for forecasting.

 

References

Mahecha, M. D., Gans, F., Brandt, G., Christiansen, R., Cornell, S. E., Fomferra, N., ... & Reichstein, M. (2020). Earth system data cubes unravel global multivariate dynamics. Earth System Dynamics, 11(1), 201-234.

Requena-Mesa, C., Benson, V., Reichstein, M., Runge, J., & Denzler, J. (2021). EarthNet2021: A large-scale dataset and challenge for Earth surface forecasting as a guided video prediction task. In Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (pp. 1132-1142).

How to cite: González-Calabuig, M., Cortés-Andrés, J., Fernández-Torres, M.-Á., and Camps-Valls, G.: Recent Advances in Deep Learning for Spatio-Temporal Drought Monitoring, Forecasting and Model Understanding, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11872, https://doi.org/10.5194/egusphere-egu22-11872, 2022.

EGU22-12432 | Presentations | ITS2.5/NH10.8

Building wildfire intelligence at the edge: bridging the gap from development to deployment 

Maria João Sousa, Alexandra Moutinho, and Miguel Almeida

The increased frequency, intensity, and severity of wildfire events in several regions across the world has highlighted several disaster response infrastructure hindrances that call for enhanced intelligence gathering pipelines. In this context, the interest in the use of unmanned aerial vehicles for surveillance and active fire monitoring has been growing in recent years. However, several roadblocks challenge the implementation of these solutions due to their high autonomy requirements and energy-constrained nature. For these reasons, the artificial intelligence development focus on large models hampers the development of models suitable for deployment onboard these platforms. In that sense, while artificial intelligence approaches can be an enabling technology that can effectively scale real-time monitoring services and optimize emergency response resources, the design of these systems imposes: (i) data requirements, (ii) computing constraints and (iii) communications limitations. Here, we propose a decentralized approach, reflecting upon these three vectors.

Data-driven artificial intelligence is central to both handle multimodal sensor data in real-time and to annotate large amounts of data collected, which are necessary to build robust safety-critical monitoring systems. Nevertheless, these two objectives have distinct implications computation-wise, because the first must happen on-board, whereas the second can leverage higher processing capabilities off-board. While autonomy of robotic platforms drives mission performance, being a key reason for the need for edge computing of onboard sensor data, the communications design is essential to mission endurance as relaying large amounts of data in real-time is unfeasible energy-wise. 

For these reasons, real-time processing and data annotation must be tackled in a complimentary manner, instead of the general practice of only targeting overall accuracy improvement. To build wildfire intelligence at the edge, we propose developments on two tracks of solutions: (i) data annotation and (ii) on the edge deployment. The need for considerable effort in these two avenues stems from both having very distinct development requirements and performance evaluation metrics. On the one hand, improving data annotation capacity is essential to build high quality databases that can provide better sources for machine learning. On the other hand, for on the edge deployment the development architectures need to compromise on robustness and architectural parsimony in order to be efficient for edge processing. Whereas the first objective is driven foremost by accuracy, the second goal must emphasize timeliness.

Acknowledgments
This work was supported by FCT – Fundação para a Ciência e a Tecnologia, I.P., through IDMEC, under project Eye in the Sky, PCIF/SSI/0103/2018, and through IDMEC, under LAETA, project UIDB/50022/2020. M. J. Sousa acknowledges the support from FCT, through the Ph.D. Scholarship SFRH/BD/145559/2019, co-funded by the European Social Fund (ESF).

How to cite: Sousa, M. J., Moutinho, A., and Almeida, M.: Building wildfire intelligence at the edge: bridging the gap from development to deployment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12432, https://doi.org/10.5194/egusphere-egu22-12432, 2022.

EGU22-30 | Presentations | NP2.2

Downward counterfactual insights into weather extremes 

Gordon Woo

There are many regions where the duration of reliable scientific observations of key weather hazard variables, such as rainfall and wind speed, is of the order of just a few decades.  This length of dataset is often inadequate for the application of extreme value theory to rare events. Theoretical analysis of chaotic dynamical systems shows that extremes should be distributed according to the classical Pareto distribution, with explicit expressions for the scaling and shape parameter[1]. Discrepant results may be interpreted as indicating the need for a longer data time series.

Physicists acknowledge that history is just one realisation of what could have happened. One way of supplementing a brief duration observational dataset is to generate an ensemble of alternative realisations of history. Of special practical interest within this counterfactual ensemble are downward counterfactuals - where the outcome turned for the worse.  Extreme hazard events often cause surprise, which reflects an underlying degree of outcome cognitive bias. Downward counterfactual is a term originating in the cognitive psychological literature, which has been applied by Woo[2] to the search for extreme hazard events.  Most human counterfactual thoughts are upward, focusing on risk mitigation or prevention, rather than downward, focusing on potential rare Black Swan events. 

The insight gained from downward counterfactual analysis is illustrated with the example of rainfall and flooding in Cumbria, Northwest England.  Daily rainfall records at Honister Pass, Cumbria, from 1970 to 2004, were statistically analysed to estimate the return period for the rainfall of 301.4mm oberved on 20 November 2009.  This return period was estimated to be 396 years[3].  But six years later, on 5 December 2015, this was substantially exceeded by 341.4mm rainfall.

In 2009, there was only a moderate El Niňo.  Counterfactually, there might have been a strong El Niňo.  Indeed, in 2015 there was a very strong El Niňo. A downward counterfactual analysis of the heavy rainfall on 20 November 2009 would have included the possibility of a very strong El Niňo.  This is one of a number of exacerbating dynamical meteorological factors that might have elevated the rainfall.

Where the data duration is much shorter than the return period of extreme events, a downward counterfactual stochastic simulation of factors raising the hazard will provide important additional insight for geophysical hazard assessment.

 


[1] Lucarini V., Faranda D., Wouters J., Kuna T. (2014) Towards a general theory of extremes for observables of chaotic dynamical systems. J.Stat.Phys., 154, 723-750.

[2] Woo G. (2019) Downward counterfactual search for extreme events.  Front. Earth. Sci. doi:10.3389/feart.2019.00340.

[3] Stewart L., Morris D., Jones D., Spencer P. (2010) Extreme rainfall in Cumbria, November 2009 – an assessment of storm rarity. BHS Third Int. Symp., Newcastle.

How to cite: Woo, G.: Downward counterfactual insights into weather extremes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-30, https://doi.org/10.5194/egusphere-egu22-30, 2022.

EGU22-54 | Presentations | NP2.2

Quantification of model uncertainty in the projection of sub-daily maximum wet spell length under RCP 8.5 climate change scenario 

Archana Majhi, Chandrika Thulaseedharan Dhanya, and Sumedha Chakma

Global precipitation characteristics have been significantly altered due to the global warming. While, this is well-known, the sub-daily extreme precipitation events are more sensitive, as compared to the daily-scale. The future intensification of these sub-daily extremes worsen the risk of floods and droughts, thereby posing threat to the natural ecosystem and human society. The ability of general circulation models (GCMs) in simulating the sub-daily precipitation may be inferior, due to their coarser resolutions and complex parametrization schemes. In addition, the characteristics such as the intensity, frequency and duration of sub-daily precipitation may not be correctly simulated by the GCMs. Despite this fact, there are limited studies to investigate the credibility of sub-daily precipitation projections by GCMs, and the related uncertainty. Therefore, in order to investigate the reliability of GCMs in the projections of such extremes, we have used 20 Coupled Model Intercomparison Project phase 5 (CMIP5) models under RCP8.5 (Representative Concentration Pathway). The uncertainty is estimated in the projections of maximum wet spell length (WSL) i.e. maximum number of consecutive wet hours in four different meteorological seasons (DJF, MAM, JJA, and SON), for both near (2026-45) and far future (2081-99) time periods. The equatorial regions of Africa and South East Asia, showed higher model disagreement during every season. In contrast the equatorial regions of South America and South Asia showed significantly more disagreement during DJF and JJA season. Model uncertainty in each hemisphere is observed to be higher during their respective wet seasons. Though the model uncertainty in far future is varying when compared with that in near future, the uncertainty is not increasing globally. Also, the uncertainty is observed to have significantly decreased during MAM season in far future. The spatial contribution towards higher model uncertainty range, is less as compared to lower uncertainty range over the globe. While the magnitude of model uncertainty is varying with time, the latitudinal heterogeneity remains same in both the time period. 

Keywords: precipitation extremes, sub-daily, wet spell, GCM, projections, uncertainty, RCP 8.5

 

How to cite: Majhi, A., Dhanya, C. T., and Chakma, S.: Quantification of model uncertainty in the projection of sub-daily maximum wet spell length under RCP 8.5 climate change scenario, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-54, https://doi.org/10.5194/egusphere-egu22-54, 2022.

EGU22-258 | Presentations | NP2.2

The Regional Impact of Wet and Windy Extremes Over Europe, Following North American Cold Spells 

Richard Leeding, Gabriele Messori, and Jacopo Riboldi

Due to the compounding nature of co-occurring weather extremes, these events can be highly detrimental to economies, damaging to infrastructure and result in loss of life. Previous work has established a connection between cold spells over North America and extreme wet and windy weather over Europe. This work attempts to identify a statistical link between the regional impact of wet and windy extremes over Europe based on the regional impact of cold spells over North America. We identify cold spells for 41 overlapping regions over North America for full winter (DJF) seasons between 1979 and 2020 using ERA5 data, employing 4 methodologies for the computation of onset dates. The impact of extreme precipitation and wind events over 6 regions of western and central Europe is analysed. Consistent across all methodologies, cold spells over eastern and mid USA are followed by significant wind extremes over Iberia, whilst cold spells over eastern Canada are followed by significant wind extremes over northern Europe and the British Isles. The regional impact of precipitation extremes shows much greater variance, though we find significant Iberian and southern European precipitation for cold spells over eastern USA, consistent with that found for wind extremes. The majority of extreme precipitation and some significant wind extremes also precede the peak of the cold spell. We show also that the frequency of extreme precipitation and wind events over Iberia increases by 1.5 to more than 2 times the climatological frequency, following cold spells in most North American regions.

How to cite: Leeding, R., Messori, G., and Riboldi, J.: The Regional Impact of Wet and Windy Extremes Over Europe, Following North American Cold Spells, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-258, https://doi.org/10.5194/egusphere-egu22-258, 2022.

EGU22-470 | Presentations | NP2.2

Relating atmospheric persistence to heatwaves in Europe 

Emma Allwright and Gabriele Messori

Heatwaves cause widespread disruption to society and increased mortality across Europe. These events are often associated with persistent circulations, however, the maintenance mechanisms and characteristics of atmospheric persistence are comparatively poorly understood. We aim to help bridge the gap between qualitative meteorological arguments and mathematical theory relating to heatwaves by quantitatively identifying persistent atmospheric configurations. This will be achieved by calculating indicators associated with dynamical systems theory using ERA5 reanalysis data. We will then spatially compare these indicators with temperature anomalies to determine which regions of Europe are potentially sensitive to these quantities with regards to the occurrence of heatwaves, and if there are specific atmospheric configurations associated to these cases.

How to cite: Allwright, E. and Messori, G.: Relating atmospheric persistence to heatwaves in Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-470, https://doi.org/10.5194/egusphere-egu22-470, 2022.

Unusual, long-lasting configurations of the North Atlantic jet stream affect the weather over Europe leading to persistent surface extremes. We study these persistent jet configurations in winter on intraseasonal and seasonal time scales using CMIP6 simulations, based on temporal averages of three jet indices: the jet latitude index, the jet speed index and the zonal jet index. We define these unusual configurations as long-lasting states, during which the jet stream is further south or further north, stronger or weaker, more split or more merged than usual. We estimate the probability of rare configurations, lasting at least 2 months, based on large deviation rate functions. The rate functions are asymmetric in case of the jet speed index, meaning that anomalously strong jet states are more persistent and more frequent than weak ones. Furthermore, we quantify the increased frequency of temperature and precipitation extremes over affected European regions. Here, we find a stronger link between jet events and precipitation extremes compared to temperature extremes. We observe the largest effects in case of precipitation extremes over the Mediterranean and Western Europe during anomalously strong jet configurations.

How to cite: Galfi, V. M. and Messori, G.: Persistent configurations of the North Atlantic jet stream from the perspective of large deviation theory, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-474, https://doi.org/10.5194/egusphere-egu22-474, 2022.

EGU22-1594 | Presentations | NP2.2

Past Evolution of Western Europe Large-scale Circulation and Link to Extreme Precipitation Trend in the Northern French Alps 

Antoine Blanc, Juliette Blanchet, and Jean-Dominique Creutin

Detecting trends in regional large-scale circulation (LSC) is an important challenge as LSC is a key driver of local weather conditions. In this work, we investigate the past evolution of Western Europe LSC based on the 500 hPa geopotential height fields from 20CRv2c (1851-2010), ERA20C (1900-2010) and ERA5 (1950-2010) reanalyses. We focus on the evolution of large-scale circulation characteristics using three atmospheric descriptors that are based on analogy, by comparing daily geopotential height fields to each other. They characterize the stationarity of geopotential shape and how well a geopotential shape is reproduced in the climatology. A non-analogy descriptor is also employed to account for the intensity of the centers of action. We then combine the four atmospheric descriptors with an existing weather pattern classification over the period 1950-2019 to study the recent changes in the main atmospheric influences driving precipitation in the Northern French Alps. Even though LSC characteristics and trends are consistent among the three reanalyses after 1950, we find major differences between 20CRv2c and ERA20C from 1900 to 1950 in accordance with previous studies. Notably, ERA20C produces flatter geopotential shapes in the beginning of the 20th century and shows a reinforcement of the meridional pressure gradient that is not observed in 20CRv2c. Over the period 1950-2019, we show that winter Atlantic circulations (zonal flows) tend to be shifted northward and they become more similar to known Atlantic circulations. Mediterranean circulations tend to become more stationary, more similar to known Mediterranean circulations and associated with stronger centers of action in autumn, while an opposite behaviour is observed in winter. Finally, we discuss the responsibility of these LSC changes for extreme precipitation in the Northern French Alps. We show these changes in LSC characteristics are linked to more circulations that are likely to generate extreme precipitation in autumn.

How to cite: Blanc, A., Blanchet, J., and Creutin, J.-D.: Past Evolution of Western Europe Large-scale Circulation and Link to Extreme Precipitation Trend in the Northern French Alps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1594, https://doi.org/10.5194/egusphere-egu22-1594, 2022.

EGU22-1832 | Presentations | NP2.2

Local drivers of marine heatwaves: A global analysis with an Earth system model 

Linus Vogt, Friedrich Burger, Stephen Griffies, and Thomas Frölicher

Marine heatwaves (MHWs) are periods of extreme warm ocean temperatures that can have devastating impacts on marine
organisms and socio-economic systems. Despite recent advances in understanding the underlying processes of individual events, a
global view of the local oceanic and atmospheric drivers of MHWs is currently missing. Here, we use daily-mean output of
temperature tendency terms from a comprehensive fully coupled Earth system model to quantify the main local processes leading
to the buildup and decay of MHWs in the surface ocean. Our analysis reveals that net ocean heat uptake associated with more
shortwave heat absorption and less latent heat loss is the primary driver of the buildup of MHWs in the subtropics and mid-to-high
latitudes. Reduced vertical mixing from the nonlocal portion of the KPP boundary layer scheme partially dampens the temperature
increase. In contrast, ocean heat uptake is reduced during the MHW build-up in the tropics, where reduced vertical local mixing
and diffusion cause the warming. In the subsequent decay phase, ocean heat loss to the atmosphere dominates the temperature
decrease globally. The processes leading to the buildup and decay of MHWs are similar for short and long MHWs. Different types of
MHWs with distinct driver combinations are identified within the large variability among events. Our analysis contributes to a
better understanding of MHW drivers and processes and may therefore help to improve the prediction of high-impact marine
heatwaves.

How to cite: Vogt, L., Burger, F., Griffies, S., and Frölicher, T.: Local drivers of marine heatwaves: A global analysis with an Earth system model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1832, https://doi.org/10.5194/egusphere-egu22-1832, 2022.

EGU22-1884 | Presentations | NP2.2

Meridional energy transport extremes and the general circulation of NH mid-latitudes: dominant weather regimes and preferred zonal wavenumbers 

Valerio Lembo, Federico Fabiano, Vera Melinda Galfi, Rune Graversen, Valerio Lucarini, and Gabriele Messori

The extratropical meridional energy transport in the atmosphere is fundamentally intermittent in nature, having extremes large enough to affect the net seasonal transport. Here, we investigate how these extreme transports are associated with the dynamics of the atmosphere at multiple scales, from planetary to synoptic. We use ERA5 reanalysis data to perform a wavenumber decomposition of meridional energy transport in the Northern Hemisphere mid-latitudes during winter and summer. We then relate extreme transport events to atmospheric circulation anomalies and dominant weather regimes, identified by clustering 500 hPa geopotential height fields. In general, planetary-scale waves determine the strength and meridional position of the synoptic-scale baroclinic activity with their phase and amplitude, but important differences emerge between seasons. During winter, large wavenumbers (= 2 − 3) are key drivers of the meridional energy transport extremes, and planetary and synoptic-scale transport extremes virtually never co-occur. In summer, extremes are associated with higher wavenumbers (= 4 − 6), identified as synoptic-scale motions. We link these waves and the transport extremes to recent results on exceptionally strong and persistent co-occurring summertime heat waves across the Northern Hemisphere mid-latitudes. We show that these events are typical, in terms of dominant regime patterns associated with extremely strong meridional energy transports.

Link to pre-print: https://wcd.copernicus.org/preprints/wcd-2021-85/

How to cite: Lembo, V., Fabiano, F., Galfi, V. M., Graversen, R., Lucarini, V., and Messori, G.: Meridional energy transport extremes and the general circulation of NH mid-latitudes: dominant weather regimes and preferred zonal wavenumbers, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1884, https://doi.org/10.5194/egusphere-egu22-1884, 2022.

EGU22-2001 | Presentations | NP2.2

Text-mining of natural hazard impacts (TM-Impacts): an application to the 2021 flood in Germany 

Mariana Madruga de Brito, Jan Sodoge, Heidi Kreibich, and Christian Kuhlicke

Natural hazards cause a plethora of impacts on society, ranging from direct impacts such as loss of lives to cascading ones such as power outages and supply shortages. Despite the severe social and economic losses of extreme events, a comprehensive assessment of their impacts remains largely missing. Existing studies tend to focus on impacts that are relatively easy to measure (e.g. financial loss, number of deaths) and commonly break down impact assessments into specific sectors (e.g. forestry, agriculture). Thus, in the absence of multi-sector impact datasets, decision-makers have no baseline information for evaluating whether adaptation measures effectively reduce impacts. This can result in blind spots in adaptation.

In recent years, text data (e.g. newspapers, social media, and Wikipedia entries) have been used to elaborate impact datasets. However, the manual extraction of impact information by human experts is a time-consuming task. To develop comprehensive impact datasets, we propose using text-mining on text documents. We developed a tool termed TM-Impacts (text-mining of natural hazard impacts), which allows us to automatically extract information on impacts by applying natural language processing (NLP) and machine learning (ML) tools to text-corpora. TM-Impacts is built upon a previous prototype application (de Brito et al., 2020).

TM-Impacts consists of three complementary modules. The first focuses on using unsupervised topic modelling to identify the main topics covered in the text. These can include not only the disaster impacts but also information on response and recovery. The second module is based on the use of hand-crafted rules and pattern matching to extract information on specific impact types (e.g. traffic disruption, power outages). The final module builds upon the second one, and it uses the resulting labelled data to train supervised ML algorithms aiming to classify unlabeled text data into impact types.

We illustrate the application of TM-Impacts using the example of the 2021 flood in Germany. This event led to more than 180 fatalities and the disruption of critical infrastructure that continued for months after the event. We built a text corpus with more than 26,000 newspaper articles published in 200 different news outlets between July and November 2021. By using TM-Impacts, we were able to detect 20 different impact types, which were mapped at the NUTS 3 scale. We also identified temporal patterns. As expected, during the onset of the event, reporting on impacts tended to focus on deaths and missing people, whereas texts published in November focused on long term impacts such as the disruption of water supply.

In conclusion, we demonstrate that TM-Impacts allows scanning large amounts of text data to build multi-sector impact datasets with a great spatial and temporal stratification. We expect the use of text-mining to become widespread in assessing the impacts of natural hazards.

 

de Brito, M.M., Kuhlicke, C., Marx, A. (2020) Near-real-time drought impact assessment: A text mining approach on the 2018/19 drought in Germany. Environmental Research Letters. doi:org/10.1088/1748-9326/aba4ca

How to cite: Madruga de Brito, M., Sodoge, J., Kreibich, H., and Kuhlicke, C.: Text-mining of natural hazard impacts (TM-Impacts): an application to the 2021 flood in Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2001, https://doi.org/10.5194/egusphere-egu22-2001, 2022.

EGU22-2050 | Presentations | NP2.2 | Highlight

Intergenerational inequities in exposure to climate extremes 

Wim Thiery and the The kids aren't alright team

Under continued global warming, extreme events such as heatwaves will continue to rise in frequency, intensity, duration, and spatial extent over the next decades. Younger generations are therefore expected to face more such events across their lifetimes compared to older generations. This raises important questions about solidarity and fairness across generations that have fueled a surge of climate protests led by young people in recent years, and that underpin questions of intergenerational equity raised in recent climate litigation. However, the standard scientific paradigm is to assess climate change in discrete time windows or at discrete levels of warming, a “period” approach that inhibits quantification of how much more extreme events a particular generation will experience over its lifetime compared to another. By developing a “cohort” perspective to quantify changes in lifetime exposure to climate extremes and compare across generations, we estimate that children born in 2020 will experience a two to sevenfold increase in extreme events, particularly heatwaves, under current climate policy pledges. Our results highlight a severe threat to the safety of young generations and call for drastic emission reductions to safeguard their future.

 

Thiery, W., Lange, S., Rogelj, J., Schleussner, C.-F., Gudmundsson, L., Seneviratne, S.I., Frieler, K., Emanuel, K., Geiger, T., Bresch, D.N., Zhao, F., Willner, S.N., Büchner, M., Volkholz, J., Andrijevic, M., Bauer, N., Chang, J., Ciais, P., Dury, M., François, L., Grillakis, M., Gosling, S.N., Hanasaki, N., Hickler, T., Huber, V., Ito, A., Jägermeyr, J., Khabarov, N., Koutroulis, A., Liu, W., Lutz, W., Mengel, M., Müller, C., Ostberg, S., Reyer, C.P.O., Stacke, T., Wada, Y., 2021, Intergenerational inequities in exposure to climate extremes, Science, 374(6564), 158-160.

How to cite: Thiery, W. and the The kids aren't alright team: Intergenerational inequities in exposure to climate extremes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2050, https://doi.org/10.5194/egusphere-egu22-2050, 2022.

EGU22-3127 | Presentations | NP2.2

The influence of ENSO and Antarctic Oscillation on extreme precipitation over southeastern South America. 

Xinjia Hu, Damien Decremer, Laura Ferranti, Linus Magnusson, Daoyi Gong, Florian Pappenberger, and Holger Kantz

The Southeastern South American region (SESA) is one of the AR6 WGI reference regions which is used as an illustration of the interplay between climate variability drivers and regional response. Since most of the agricultural activities take place over this region, its climate variability has a strong impact on society. The region is sensitive to extreme precipitation and puts constraints on water resource management. In recent decades, positive rainfall trends have been detected especially during austral summer. Interactions between the El Nino Southern Oscillation (ENSO) and the Antarctic Oscillation (AAO) also known as the Southern Annual mode, have been well documented indicating the crucial role of ENSO in modulating the AAO phase. In this paper, we explore the interplay between ENSO and AAO and their effect on extreme precipitation over the SESA region during austral spring and summer. Statistical approaches based on extreme value theory (EVT) are applied to daily precipitation amounts to model extreme precipitation, identifying the relative impact of ENSO and AAO. We obtained return values for different phases of ENSO and AAO. We also perform dynamical analysis for sea level pressure and wind field to relate large-scale atmospheric circulation patterns with extreme precipitation.

How to cite: Hu, X., Decremer, D., Ferranti, L., Magnusson, L., Gong, D., Pappenberger, F., and Kantz, H.: The influence of ENSO and Antarctic Oscillation on extreme precipitation over southeastern South America., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3127, https://doi.org/10.5194/egusphere-egu22-3127, 2022.

EGU22-3133 | Presentations | NP2.2

A framework for attributing explosive cyclones to climate change: the case study of Alex storm 2020 

Mireia Ginesta, Pascal Yiou, Gabriele Messori, and Davide Faranda

The Extreme Event Attribution field aims at evaluating the impact of global warming linked to anthropogenic emissions on extreme events. This work performs an attribution to climate change of the storm Alex, an explosive extratropical cyclone [1] that hit especially Southern France and Northern Italy at the beginning of October 2020. We apply the analogues method on sea-level pressure maps [2] to identify 30 cyclones that match the dynamical structure of Alex for two periods, the counterfactual and the factual world, namely 1950-1985 and 1985-2021, using 6-hourly ERA5 data. Results show that in the factual period the anticyclonic circulation over the North Atlantic and the cyclonic circulation over Northern Africa are deeper than in the counterfactual. Precipitation differences depict a significant increase over North Italy and the Alps. 2-meter air temperature differences consist of a positive non-uniform pattern, with a significant increase over the Alps and east of Newfoundland. We also have computed two indices in the frame of dynamical systems theory for each period: the persistence, which characterizes the average time that the sea-level pressure pattern remains stationary, and the local dimension, which gives a measure of the predictability of the storm [3]. We found that in the factual world there is a significant increase in the persistence and a modest decrease in the local dimension with respect to the counterfactual. Hence, storms like Alex are more persistent and more predictable in present-like conditions. Cyclone tracking shows that the backward trajectories of the analogues in the factual world are more meridional than in the counterfactual one, while the response for the forward trajectories is less clear. This suggests that under current conditions patterns like Alex are more wavy than in the past. Finally, using the metrics to identify explosive cyclones in [1] , we found the same number of analogues that are explosive cyclones in both periods, although in the counterfactual world they come from lower latitudes and the deepening rates are significantly larger.

References

[1]  Reale, M., M. L. Liberato, P. Lionello, J. G. Pinto, S. Salon, and S. Ulbrich, A global climatology of explosive cyclones using a multi-tracking approach, Tellus A: Dynamic Meteorology and Oceanography, 71 (1), 1611,340, 2019.

[2] Yiou, P., AnaWEGE: a weather generator based on analogues of atmospheric circulation, Geosci. Model Dev., 7, 531–543, 2014.

[3] Faranda, D., G. Messori, and P. Yiou, Dynamical proxies of North Atlantic predictability and extremes, Sci Rep, 7, 41,278, 2017.

Acknowledgments

This work is part of the EU International Training Network (ITN) European weather extremes: drivers, predictability and impacts (EDIPI). This project has received funding from the European Union's Horizon 2020 research and innovation programme under the Marie Sklodowska-Curie grant agreement N° 956396. 

How to cite: Ginesta, M., Yiou, P., Messori, G., and Faranda, D.: A framework for attributing explosive cyclones to climate change: the case study of Alex storm 2020, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3133, https://doi.org/10.5194/egusphere-egu22-3133, 2022.

EGU22-4021 | Presentations | NP2.2

Advances in rare event simulations using data-based estimation of committor functions 

Dario Lucente, Joran Rolland, Corentin Herbert, and Freddy Bouchet

Rare events, such as heat waves, floods, or hurricanes, play a crucial role in climate dynamics mainly due to the large impact they have. Predicting the occurrence of such events is thus a major challenge. 

In this talk, we introduce the relevant mathematical object for predicting a future event: the committor function is the probability that an event will occur, conditioned on the current state of the system. Computing this quantity from observations is an extremely difficult task since rare events have a very low probability of occurring and may not even have been observed in measurements made to date. Similarly, direct simulation of such events with comprehensive climate models comes at a prohibitive computational cost. Hence, rare event algorithms have been devised to simulate rare events efficiently, avoiding the computation of long periods of typical fluctuations.

The effectiveness of these algorithms strongly relies on the knowledge of a measure of how close the event of interest is to occur, called the “score function”. The main difficulty is that the optimal score function is the committor function which is exactly the quantity to be computed. Therefore, it is very natural to consider an iterative procedure where the data produced by the algorithm is used to improve the score function, which in turn improves the algorithm, and so on.

In this presentation, we propose a data-driven approach for computing the committor function, based on a Markov chain approximation of the dynamics of the system (the analogue method). We first illustrate this approach for a paradigmatic toy model of multistability for atmospheric dynamics with six variables (the Charney-Devore model). Secondly, we apply this methodology to data generated from a climate model, in order to study and predict the occurrence of extreme heat waves. In both cases, we show that it is possible to obtain fairly precise estimates of the committor function, even when few observations are available.

In the second part of the talk, we show the advantage of coupling the analogue Markov chain with a rare event algorithm. Indeed, the committor learned with the analogue Markov chain can be used as a score function performing better than user-defined score functions, as we show for the Charney-Devore model. 

This new approach is promising for studying rare events in complex dynamics: the rare events can be simulated with a minimal prior knowledge and the results are much more precise than those obtained with a user-designed score function.

How to cite: Lucente, D., Rolland, J., Herbert, C., and Bouchet, F.: Advances in rare event simulations using data-based estimation of committor functions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4021, https://doi.org/10.5194/egusphere-egu22-4021, 2022.

EGU22-5420 | Presentations | NP2.2

The relation between European heat waves and North Atlantic SSTs: a two-sided composite study 

Julian Krüger, Joakim Kjellsson, Robin Pilch Kedzierski, and Martin Claus
  • The occurrence of extreme weather events has increased during the two last decades.  European heat waves are responsible for social, economic and environmental damage and are projected to increase in magnitude, frequency and duration under global warming, heightening the  interest about the contribution of different drivers. 
  • By using the ERA5 Re-analysis product, we performed a two-sided composite analysis to investigate a potential relation between North Atlantic sea surface temperatures (SSTs) and the near-surface air temperature (T2m) over the European continent. Here, we show that in the presence of cold North Atlantic SSTs during summer, the distribution of European T2m shifts towards positive anomalies a few days later, increasing the likelihood for heat waves. During these events a predominant wave number three pattern in addition to regionally confined Rossby wave activity  contribute to a trough-ridge pattern in the North Atlantic-European sector. Specifically, five of 17 European heat waves within the period of 1979 to 2019 could be related to a cold North Atlantic SST event a few days in advance. In the upstream analysis we identify eleven of 17 European heat waves co-existent with cold North Atlantic SSTs. 
  • In order to confirm the crucial role of North Atlantic SSTs for European heat waves, we analysed output from a coupled climate model, HadGEM3, with three different horizontal resolutions. The high-resolution run revealed the closest resemblance to the ERA5 data, suggesting that mechanisms on the mesoscales (<50 km) play a role in the relationship between North Atlantic SSTs and European T2m. Results also highlight the importance of using a climate model with a high horizontal resolution for the purpose of studying the variability of European heat waves.
  • Based upon our results, conducted with ERA5 Re-analysis and HadGEM3 data, North Atlantic SSTs provide potential predictive skill of European heat waves.

How to cite: Krüger, J., Kjellsson, J., Pilch Kedzierski, R., and Claus, M.: The relation between European heat waves and North Atlantic SSTs: a two-sided composite study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5420, https://doi.org/10.5194/egusphere-egu22-5420, 2022.

EGU22-5511 | Presentations | NP2.2

Present and future synoptic circulation patterns associated with cold and snowy spells over Italy 

Flavio Pons, Miriam D’Errico, Pascal Yiou, Soulivanh Tao, Cesare Nardini, Frank Lunkeit, and Davide Faranda

Cold and snowy spells are compound extreme events with the potential of causing high socioeconomic impacts. Gaining insight on their dynamics in climate change scenarios could help anticipating the need for adaptation efforts. We focus on winter cold and snowy spells over Italy, reconstructing 32 major events in the past 60 years from documentary sources. Despite warmer winter temperatures,  very recent cold spells have been associated to abundant, and sometimes exceptional snowfall.
Our goal is to analyse the dynamical weather patterns associated to these events, and understand whether those patterns would be more or less recurrent in different emission scenarios using an intermediate complexity model (PlaSim). Our results, obtained by considering RCP2.6, RCP4.5 and RCP8.5 end-of-century CO2 concentrations, suggest that the likelihood of analogous synoptic configurations of these extreme cold spells would grow substantially under increased emissions.

This work was supported by the ANR-TERC grant BOREAS and by the Horizon 2020 research and innovation programme XAIDA (grant agreement No 101003469)

How to cite: Pons, F., D’Errico, M., Yiou, P., Tao, S., Nardini, C., Lunkeit, F., and Faranda, D.: Present and future synoptic circulation patterns associated with cold and snowy spells over Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5511, https://doi.org/10.5194/egusphere-egu22-5511, 2022.

EGU22-5734 | Presentations | NP2.2

Simulating extreme cold spells in France with empirical importance sampling 

Camille Cadiou and Pascal Yiou

Extreme winter cold spells in Europe have huge societal impacts. Being able to simulate worst case scenarios of such events for present and future climates is hence crucial for adaptation. Rare event algorithms have been applied to simulate extreme heatwaves. They have emphasized the role of the atmospheric circulation in such extremes. The goal of this study is to test such algorithms to extreme cold spells.
We focus on cold spells that occur in France since 1950. The analysis is based on the ERA5 reanalysis. We select cold events that have occurred for different time scales (10 days, 1 month, 3 months). We identify record shattering cold events for time scales of 1 and 3 months (in 1956 and 1963). We find that, although the frequency of extreme cold spells decreases with time, their intensity is stationary.
We applied a stochastic weather generator approach with importance sampling, to simulate the worst cold spells that could occur every year since 1950, with lengths of 1 month and 3 months. We hence simulated ensembles of worst winter cold spells that are consistent with observations. Those worst cases are slightly colder than the record shattering events, and do not yield the trend that is observed on the mean temperature. The atmospheric circulation that prevails during those events is analyzed and compared to the observed circulation during the record breaking events.

How to cite: Cadiou, C. and Yiou, P.: Simulating extreme cold spells in France with empirical importance sampling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5734, https://doi.org/10.5194/egusphere-egu22-5734, 2022.

EGU22-6141 | Presentations | NP2.2

Hot and Cold Marine Extreme Events in the Mediterranean over the last four decades 

Amelie Simon, Sandra Plecha, Ana Russo, Ana Teles-Machado, Markus Donat, and Ricardo Trigo

Marine heat waves (MHWs) and cold spells (MCSs) are anomalous ocean temperature events that occur in all oceans and seas with great ecological and economic impacts. The quantification of the relative importance of marine temperature extreme events is often done through the calculation of local metrics, the majority of them not considering explicitly the spatial extent of the events. Here, we propose a ranking methodology to evaluate the relative importance of marine temperature extreme events between 1982 and 2021 within the Mediterranean basin. We introduce a metric, generically termed activity, combining the number of events, duration, intensity and spatial extent of: i) summer MHWs and ii) winter MCSs. Results at the entire Mediterranean scale show that the former dominate in the last two decades while the latter are prevalent in the 1980s and 1990s. Summers with the highest MHW activity were 2018, 2003 and 2015 and winters with the strongest MCS activity took place in 1992, 1984 and 1983. The highest MHW activity occurred in the Gulf of Lion while the highest MCS activity took place preferably in the Aegean basin. According to our proposed definition, the three strongest MHWs almost double the duration, mean intensity, and activity of the three strongest MCSs. The long-term tendency of activity shows a rapid increase for summer MHWs and a linear decrease for winter MCSs in the Mediterranean over the last four decades.

 

We acknowledge the financing support from FCT – JPIOCEANS/0001/2019

How to cite: Simon, A., Plecha, S., Russo, A., Teles-Machado, A., Donat, M., and Trigo, R.: Hot and Cold Marine Extreme Events in the Mediterranean over the last four decades, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6141, https://doi.org/10.5194/egusphere-egu22-6141, 2022.

EGU22-6300 | Presentations | NP2.2

Preferred rossby waves and risks of synchronized heatwaves and harvest failures in observations and model projections 

Kai Kornhuber, Corey Lesk, Carl Schleussner, Jonas Jägermeyer, Peter Pfleiderer, and Radley Horton

Concurrent weather extremes due to a meandering Jetstream can reduce crop productivity across multiple agricultural regions. However, future changes in associated synoptic climate patterns and their agricultural impacts remain unquantified. Here we investigate the ability of coupled climate crop model simulations to reproduce observed regional production impacts and production co-variabilities across major breadbasket regions of the world. We find that although climate models accurately reproduce atmospheric patterns, they underestimate associated surface anomalies in climate models and yield covariability in crop model simulations. Model estimates of future multiple breadbasket failures are therefore likely conservative, despite a projected future intensification of wave pattern-related extremes identified regionally. Our results suggest that climate risk assessments need to account for these high-impact but deeply-uncertain hazards.

How to cite: Kornhuber, K., Lesk, C., Schleussner, C., Jägermeyer, J., Pfleiderer, P., and Horton, R.: Preferred rossby waves and risks of synchronized heatwaves and harvest failures in observations and model projections, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6300, https://doi.org/10.5194/egusphere-egu22-6300, 2022.

The occurrence of cold spells over North America leads, on average, to a zonalisation and intensification of the North Atlantic jet stream and results in an enhanced risk of extreme wind and precipitation events over Europe. Cold spells enhance low-level baroclinicity at the entrance of the North Atlantic storm track and enhance extratropical cyclogenesis next to the East coast of the United States. However, the mechanisms by which this impact propagates from the entrance to the exit of the storm track, where Europe is, remain unclear.

We investigate from a regime perspective the two-way relationship between the occurrence of cold spells over the eastern coast of North America and the North Atlantic storm track. We stratify the occurrence of cold spells over two different regime classifications of the state of the North Atlantic storm track: the first one based on more classical k-means clustering of 500hPa geopotential height, the other based on dynamical system theory. The regimes have been further characterized using diagnostics acquired from dynamical meteorology, as the E vector or the wave activity flux, and display very different patterns of Rossby wave propagation. The analysis will highlight whether the occurrence of cold spells is able to cause shifts in storm track regimes. On the other hand, if the state of the storm track remains unchanged, this would suggest that other factors rather than cold spells modulate the connection to European wind and temperature extremes.

 

How to cite: Riboldi, J.: A storm-track regime perspective on the connection between cold spells over North America and wet/windy extremes over Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6623, https://doi.org/10.5194/egusphere-egu22-6623, 2022.

EGU22-7381 | Presentations | NP2.2

Is the weather getting "weirder"? 

Aglae Jezequel and Davide Fararanda

Climate change has an influence on daily weather. It translates into a heightened public perception of any type of « weird » weather. For example, it has been shown that extreme weather events are seen as pointing towards the reality of climate change. These perceived attributions are not only related to heatwaves, but also to cold spells (Capstick and Pigeon (2014)), and floods (Taylor et al (2014)).

Extreme events however represent only a subset of the weather distribution experienced by the public. Another manifestation of « weird » weather is the succession of very different types of weather in a short period of time, e.g. two following days with a 10°C difference. While this is widely regarded as another manifestation of climate change by the general public, there are only a few studies exploring short timescale weather variability. For example, Cattiaux et al (2015) have found a projected increase in diurnal and interdiurnal variations of European summer temperatures in CMIP5 simulations.

Here, we use the ERA5 reanalyses (1950-2020) over Europe to study observed diurnal and interdiurnal (2, 3, 5 and 7 days) variations of temperature. We focus on extremes (below the 5th percentile and above the 95th percentile of the distribution of temperature differences) for all seasons and independently for each season and calculate trends. While the general result is that, contrarily to popular beliefs, the diurnal and interdiurnal variations have not increased in the observational periods, we show regional differences over Europe and discuss potential explanations for these differences. 

References:
Capstick, S.B., Pidgeon, N.F. Public perception of cold weather events as evidence for and against climate change. Climatic Change 122, 695–708 (2014). https://doi.org/10.1007/s10584-013-1003-1
Cattiaux, J., Douville, H., Schoetter, R., Parey, S. and Yiou, P. (2015), Projected increase in diurnal and interdiurnal variations of European summer temperatures. Geophys. Res. Lett., 42: 899– 907. doi: 10.1002/2014GL062531.
Taylor, A., de Bruin, W.B. and Dessai, S. (2014), Climate Change Beliefs and Perceptions of Weather-Related Changes in the United Kingdom. Risk Analysis, 34: 1995-2004. https://doi.org/10.1111/risa.12234

 

How to cite: Jezequel, A. and Fararanda, D.: Is the weather getting "weirder"?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7381, https://doi.org/10.5194/egusphere-egu22-7381, 2022.

EGU22-8626 | Presentations | NP2.2

Interrelation between the Indian and East Asian Summer Monsoon: A complex network-based approach 

Shraddha Gupta, Zhen Su, Niklas Boers, Jürgen Kurths, Norbert Marwan, and Florian Pappenberger

The Indian Summer Monsoon (ISM) and the East Asian Summer monsoon (EASM) are two integral components of the Asian Summer Monsoon system, largely influencing the agro-based economy of the densely populated southern and eastern parts of Asia. In our study, we use a complex network based approach to investigate the spatial coherence of extreme precipitation in the Asian Summer Monsoon region and gain a deep insight into the complex nature of the interaction between the ISM and the EASM. We identify two dominant modes of ISM-EASM interaction – (a) a southern mode connecting onset of the ISM over the Arabian Sea and southern India in June to the onset of Meiyu over south-eastern China, i.e., lower and middle reaches of the Yangtze river valley, and (b) a northern mode relating the occurrence and intensity of rainfall over the northern and central parts of India to that in northern China during July. Through determination of specific times of high synchronization of extreme precipitation, we distinctly identify the particular large-scale atmospheric circulation and moisture transport patterns associated with each mode. Thereafter, we investigate the role of the different components of the tropical intraseasonal oscillations, such as the Madden-Julian Oscillation and the boreal summer intraseasonal oscillation, in the intraseasonal variability of the relationship between the ISM and the EASM.

This work is funded by the CAFE project which has received funding from the European Union’s Horizon 2020 research and innovation programme under the Marie Skłodowska-Curie grant agreement No 813844.

How to cite: Gupta, S., Su, Z., Boers, N., Kurths, J., Marwan, N., and Pappenberger, F.: Interrelation between the Indian and East Asian Summer Monsoon: A complex network-based approach, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8626, https://doi.org/10.5194/egusphere-egu22-8626, 2022.

EGU22-9156 | Presentations | NP2.2

Mechanisms and drivers of the 2021 Pacific Northwest heatwave 

Dominik L. Schumacher, Mathias Hauser, and Sonia I. Seneviratne

The Pacific Northwest is characterized by a temperate climate with mild to warm summers, yet in late June 2021, the region was ravaged by extreme heat and ensuing wildfires. With local daily maximum temperatures 20 °C above the long term mean, the occurrence of such a brute heatwave makes it imperative to understand the underlying physical processes. Using the Community Earth System Model, we simulate this exceptional event and disentangle its thermodynamic and dynamic drivers. A factorial experimental design based on the ExtremeX framework is employed, in which the mid and upper-tropospheric circulation and soil moisture are either prescribed using reanalysis (ERA5) data, or calculated interactively. With this setup, the lower troposphere can always respond to land and ocean surface fluxes. Our results indicate that, despite widespread drought conditions in the analysis region (including the metropolitan areas of Portland, Seattle and Vancouver) and surroundings, the dynamic contribution far exceeded the effect of anomalous soil moisture. We further disentangle the soil moisture contribution into initial and event-driven, and find that precipitation in the first half of June 2021 prevented even higher near-surface temperatures by weakening the initial effect. Overall, the analysis highlights the role of the anticyclone that governed the large-scale circulation, and whose intensity during summertime and within 45°N–60 °N surpasses any other event in recent decades. As such, this heatwave presents an opportunity to investigate whether our Earth System Model of choice is capable of generating similarly extreme heat at large spatial scales on its own, i.e. with fully interactive winds. While the mean intensity of hot anticyclonic summer events over land (45°N–60 °N) is underestimated with respect to our reference simulation with prescribed circulation, the model portrays stronger variability with an interactive atmosphere and hence generates heatwaves that rival and even surpass the large-scale temperature anomalies of the Pacific Northwest 2021 event. Our investigation also points to strong temperature anomalies aloft, which we track back in time with a Lagrangian trajectory model driven by ERA5 data. By doing so, we find evidence for intense latent heating of the air that would later be part of the anticyclone, and mixed into the unusually deep atmospheric boundary layer. We further demonstrate that in the absence of anthropogenic climate change, an otherwise identical heatwave would not have reached such extreme temperatures. Altogether, this study shows that for the right atmospheric configuration and fuelled by our changing climate, unprecedented heat may be unleashed even in regions traditionally considered devoid of excessive heatwaves.

How to cite: Schumacher, D. L., Hauser, M., and Seneviratne, S. I.: Mechanisms and drivers of the 2021 Pacific Northwest heatwave, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9156, https://doi.org/10.5194/egusphere-egu22-9156, 2022.

EGU22-9257 | Presentations | NP2.2

The response of intense Mediterranean cyclones to climate change 

M. Carmen Alvarez-Castro, Silvio Gualdi, Davide Faranda, Pedro Ribera, David Gallego, and Cristina Peña-Ortiz

Intense Mediterranean cyclones (IMC) are weather systems that have a high potential for destruction in the densely populated coastal areas around the Mediterranean sea and they cause high risk situations, such as flash floods and large-scale floods with significant impacts on human life and built environment. The aim of the study is to analyse and attribute future changes in IMC under different future forcings and to assess the effect of horizontal model resolution by comparing hydrostatic- versus convection-permitting models. Following a non-linear approach, we explore IMC events that are connected to anomalous atmospheric patterns. First, the analogs search is performed on ERA5 and historical simulations, so as to use the latter as a control run for future projections.  We then examine clusters and trends in the dates of analogs and study their predictability properties in the attractor space (e.g., local dimension and persistence). Then we explore how the trajectories of the precursors of the observed extreme event, emerging from the analog approach, may eventually lead to an IMC event in each available simulation. In this way, we can evaluate the probability of obtaining an observed event, given an initial condition. Finally, we evaluate the physical factors possibly connected to the change of probability of the event.

How to cite: Alvarez-Castro, M. C., Gualdi, S., Faranda, D., Ribera, P., Gallego, D., and Peña-Ortiz, C.: The response of intense Mediterranean cyclones to climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9257, https://doi.org/10.5194/egusphere-egu22-9257, 2022.

EGU22-9634 | Presentations | NP2.2 | Highlight

Climate Change on Extreme Winds Already Affects Wind Energy Availability in Europe 

Lia Rapella, Davide Faranda, and Marco Gaetani

Climate change is one of the most urgent challenges that humankind confronts nowadays. In order to mitigate its effects, the European Union aims to be climate-neutral, i.e. set the Greenhouse Gas (GHG) emissions to zero, by 2050. In this context, renewable energies (REs) play a key role: on the one hand their development and extensive usage can help to reduce the GHG emissions, on the other hand substantial local changes in atmospheric conditions could modify, for better or for worse, their efficiency. Extreme atmospheric events, in particular, can badly affect the efficiency of the RE infrastructures, preventing them from working or even damaging them. In this work, we focus on wind energy off shore, on the European panorama, with the purpose of estimate the behavior of extreme high winds, over the period 1950-2020, and their impact on wind energy availability. Indeed, the potential wind power production, according to the working regimes of a wind turbine, depends only on the wind speed and, over a certain wind speed threshold, called cut-off speed (25 m s-1), the turbine stops working. By using 6-hourly ERA5 reanalysis data-set and convection permitting simulations, covering the European domain and a period from 1950 to 2020 and from 2000 to 2009 respectively, we analysed the 100 m wind speed over the cut-off threshold and its relation with the geopotential height at 500 hPa, in order to investigate the large-scale weather regimes related to these extreme events. We focused especially on five regions, where high winds flow more frequently: United Kingdom, Denmark, Greece, and the areas off the south of France and north of Spain. By using the Mann-Kendall test, we analysed the trends in the occurrence of extreme events, and we detected significant increasing trends in large areas of the regions selected, particularly during the winter period (DJF). Finally, considering only the events over the 99th percentile, we found that they are often concurrently with storms, and, by means of the K-means clustering algorithm, we identified the different weather regimes at which they occur.

How to cite: Rapella, L., Faranda, D., and Gaetani, M.: Climate Change on Extreme Winds Already Affects Wind Energy Availability in Europe, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9634, https://doi.org/10.5194/egusphere-egu22-9634, 2022.

EGU22-10586 | Presentations | NP2.2

Recent changes in persistence over Europe and the World in reanalysis dataset 

Mehmet Sedat Gözlet, Joakim Kjellsson, Abhishek Savita, and Mojib Latif

The intensity and frequency of persistent heat waves and droughts have increased over the last few decades. While some of the changes may be attributed to natural variability, it is a known reality that climate change contributes to these tendencies. According to the Fifth Assessment Report of the IPCC, these anomalies are projected to be accelerated and impact humans, ecology, agricultural events, and natural systems.

Understanding the spatiotemporal structure of heat waves is crucial to deciding what environmental change will affect the above-mentioned impacts. In this study, the temporal autocorrelation of near-surface temperature and 850 hPa geopotential height from daily ERA-5 reanalysis data is examined. The focus is on the period from 1979 to 2019. To explore this 41-year long dataset, spatio-temporal trend analysis is also conducted along with autocorrelation. The trends are inspected under 3, 5, and 7-day lag autocorrelations.

In this context, the summer of 2003 shows a very high autocorrelation of geopotential height over central Europe in this analysis, which is consistent with a persistent heat wave that resulted in a death toll. Along with the yearly analyzed data, the trends are calculated both as a whole and divided into intervals. The trend analysis yields high results that cluster around Northern Africa, the Middle East, Middle China, and Middle Russia in the summer season. Furthermore, in the winter season, Siberia, Middle Africa, and the northern part of South America reflect high trends.

How to cite: Gözlet, M. S., Kjellsson, J., Savita, A., and Latif, M.: Recent changes in persistence over Europe and the World in reanalysis dataset, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10586, https://doi.org/10.5194/egusphere-egu22-10586, 2022.

EGU22-11389 | Presentations | NP2.2

Storylines of past and plausible future climates for recent extreme weather events with coupled climate models 

Antonio Sánchez Benítez, Thomas Jung, Marylou Athanase, Felix Pithan, and Helge Goessling

Under the ongoing climate change, extreme weather events are becoming more prolonged, intense, and frequent; and this trend is expected to continue in a future warmer climate. Several studies have found that the synoptic atmospheric circulation at the time of the event is the main contributing factor in most cases. Moreover, they are shaped by slower processes, including sea-surface temperature and soil moisture, in turn influenced by the history of preceding weather patterns, and by the background climate. The separation of influencing components is exploited by the storyline approach, where an atmosphere model is nudged toward the observed dynamics using different climate boundary conditions. Thus, the storyline approach focuses on the less uncertain thermodynamic influence of climate on extreme events, disregarding the somewhat controversial dynamical changes. This approach provides a very efficient way of making the impacts of climate change more tangible to experts and non-experts alike as events fresh in the people's memory are reproduced in different plausible climates with just moderate computational resources.

Spectral nudging experiments have been run with two coupled climate models, AWI-CM-1 and AWI-CM-3. In these simulations, the large-scale free-troposphere dynamics are constrained toward ERA5 data and the model is run for different boundary conditions. Here, the ocean and sea-ice state are consistently simulated, unlike previous studies which employed atmosphere-only models. Our setups reasonably reproduce daily to seasonal observed anomalies of relevant unconstrained parameters, including near-surface temperature, soil moisture or cloud cover. In particular, our configurations showed satisfactory skills in reproducing two different extreme events: the July 2019 European heat wave, and the July 2021 European extreme rainfall. Therefore, this methodology has been applied to study several extreme events in different climates. To do so, nudged simulations are branched off CMIP6 historical and scenario simulations of the same model. For the particular July 2021 extreme rainfall event, we have run five ensemble members for AWI-CM-1-1-MR for dynamical conditions from 1st January 2017 to 31st July 2021 in pre-industrial, present-day, +2K, and +4K climates. These simulations are complemented with similar experiments for AWI-CM-3. 

The most outstanding finding of these studies is a global warming amplification associated with some events, which exacerbates their exceptionality, especially in a high emission scenario.

How to cite: Sánchez Benítez, A., Jung, T., Athanase, M., Pithan, F., and Goessling, H.: Storylines of past and plausible future climates for recent extreme weather events with coupled climate models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11389, https://doi.org/10.5194/egusphere-egu22-11389, 2022.

EGU22-12152 | Presentations | NP2.2 | Highlight

Attribution of the fall 2021 extreme precipitation event over Italian region of Liguria 

Fabio Di Sante, Emanuela Pichelli, Erika Coppola, Robert Vautard, Paolo Scussolini, Jean-Michel Soubeyroux, and Brigitte Dubuisson

Climate change exhibits one of its strongest and shocking effects through extreme precipitation events. Extreme convective precipitation events are getting more intense and more frequent and their attribution to global warming is confirmed by recent studies in many regions of the world. During October the 4th and 5th a Nord-Atlantic trough entering the western Mediterranean favored the formation of deep convective systems feeded by the wet and warm prefrontal flow. One of them built up over the Ligurian Gulf on the 4th. Sustained by long-lasting interaction of large scale conditions and local forcings, the V-shape storm persisted over 24 hours locally accumulating more than 900 mm of rain. The event exceeded local and European precipitation records and caused landslides and flash-floods. In this study we try to objectively link the event to climate change through an extreme value theory analysis. This has been carried out through rain-gauge observations over Liguria, available continuously from 1960 for the fall season. The climate conditions of the event are compared to a pre-industrial period 1.2°C cooler than the present days. The Euro-CORDEX 12km resolution ensemble has been also used to confirm the event attribution to global warming. 

How to cite: Di Sante, F., Pichelli, E., Coppola, E., Vautard, R., Scussolini, P., Soubeyroux, J.-M., and Dubuisson, B.: Attribution of the fall 2021 extreme precipitation event over Italian region of Liguria, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12152, https://doi.org/10.5194/egusphere-egu22-12152, 2022.

EGU22-12461 | Presentations | NP2.2

S2S Extreme Weather Featurization: A Global Skill Assessment Study 

Zubeida Patel, Gciniwe Baloyi, Campbell Watson, Akram Zaytar, Bianca Zadrozny, Daniel Civitarese, Sibusisiwe Makhanya, and Etienne Vos

A more accurate characterization of S2S extremes may result in great positive societal impact. Featurized S2S forecasts in the form of risk or extreme indices will aid in disaster response (especially for drought and flood events), inform disease outbreaks and heatwave onset, persistence, and decay. In this study, we identify a set of ECMWF-derived extreme weather indices that have spatio-temporal windows of opportunity for better-than-climatology skill. We report on the correlation between ECMWF-derived indices and ground-truth values.  The selected indices can be calculated directly form probabilistic daily forecasts, or alternatively, by training specialized ML-models to process ensembles in a multi-task learning setup. Our goal is to find better approaches to communicate S2S climate risk by deploying a set of ECMWF-derived climate forecast products.

How to cite: Patel, Z., Baloyi, G., Watson, C., Zaytar, A., Zadrozny, B., Civitarese, D., Makhanya, S., and Vos, E.: S2S Extreme Weather Featurization: A Global Skill Assessment Study, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12461, https://doi.org/10.5194/egusphere-egu22-12461, 2022.

EGU22-12484 | Presentations | NP2.2

Extreme Value Analysis of Madden-Julian Oscillation Events 

Mónica Minjares, Pascal Yiou, Isabel Serra, Marcelo Barreiro, and Álvaro Corral
The Madden-Julian Oscilation (MJO) is an eastward equatorially propagating mode with a strong influence on the precipitation in the tropics on sub-seasonal timescales. Although, several studies have widely analysed the MJO, its activation and evolution are not fully understood [1].
The purpose of this study is to analyse the statistical features of the most intense MJO events.
We perform the study using two different indices describing the MJO: The popular Wheeler and Hendon index (1979-2021), based on the first two principal components of a multivariate empirical orthogonal function analysis of a combination of outgoing longwave radiation (OLR) and 200 mb and 850 mb zonal winds, as well as the Oliver and Thompson index (1905-2015) based on surface pressures [2].
In this study an event takes place when the index amplitude exceeds a threshold for a certain number of days. With this, we define the observables of an event; these are, the maximum amplitude, duration and size, which is the sum of the amplitudes along the duration of an event.
We use extreme-value theory to fit the generalized Pareto distribution (GPD) to the different distributions of observables and we compare the results with the fitting of a simple power-law tail and other heavy-tailed distributions. We also compare the performance of several advanced extreme-value-statistics tools to find the threshold over which the GPD holds.
 
1.Kiladis, G. N., Dias, J., Straub, K. H., Wheeler, M. C., Tulich, S. N., Kikuchi, K., ... & Ventrice, M. J. (2014). A comparison of OLR and circulation-based indices for tracking the MJO. Monthly Weather Review, 142(5), 1697-1715.
2.Klotzbach, P. J., and E. C. J. Oliver (2015), Variations in global tropical cyclone activity and the Madden-Julian Oscillation since the midtwentieth century, Geophys. Res. Lett., 42, 4199–4207.

How to cite: Minjares, M., Yiou, P., Serra, I., Barreiro, M., and Corral, Á.: Extreme Value Analysis of Madden-Julian Oscillation Events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12484, https://doi.org/10.5194/egusphere-egu22-12484, 2022.

EGU22-12508 | Presentations | NP2.2

Complex interactions of extreme events in Southern Europe and Brazil: a compound event perspective 

Ana Russo, Renata Libonati, João L. Geirinhas, Alexandre M. Ramos, Patrícia S. Silva, Pedro M. Sousa, Carlos C. DaCamara, Diego G. Miralles, and Ricardo M. Trigo

Record-breaking natural hazards occur regularly throughout the world, leading to a variety of impacts [1]. According to the WMO, since 1970 there were more than 11000 reported disasters attributed to these hazards globally, with just over 2 million deaths and US$ 3.64 trillion in losses [2]. From 1970 to 2019, weather, climate and water hazards accounted for 50% of all disasters, 45% of all reported deaths and 74% of all reported economic losses [2]. Droughts and heatwaves are both included in the top 4 disasters in terms of human losses [2], with uneven impacts throughout the world and a high likelihood that anthropogenic climate forcing will increase economic inequality between countries [3].

Nowadays there is strong evidence that droughts and heatwaves are at times synergetic and that their combined occurrence is largely caused by land-atmosphere feedbacks [4]. In fact, increasing trends of Compound Dry and Hot (CDH) events have been observed in both South America [5,6] and Europe [7,8], some of them with aggravated impacts. Specifically, the severe 2020 Pantanal extreme fire season (Brazil) resulted from the interplay between extreme and persistent temperatures (maximum temperatures 6 ºC above-average) and long-term soil dryness conditions [6]. Similarly, in the Iberian Peninsula, CDH events were shown to have an influence on the dramatic 2017 fire season [9] and also on crop losses [8]. Moreover, future climate projections suggest that CDH conditions are expected to become more common in a warming climate [4]. Therefore, it is very important to address weather events in a compound manner, identifying synergies, driving mechanisms and dominant atmospheric modes controlling single and combined hazards.

[1] IPCC, 2021: Climate Change 2021: The Physical Science Basis. Contribution of WGI to the Sixth Assessment Report of the Intergovernmental Panel on Climate Change [Masson-Delmotte  V. et al., (eds.)]. Cambridge University Press. 

[2] WHO, 2021. Weather-related disasters increase over past 50 years, causing more damage but fewer deaths, https://public.wmo.int/en/media/press-release/weather-related-disasters-increase-over-past-50-years-causing-more-damage-fewer

[3] Diffenbaugh N.S., Burke M. (2019) Global warming has increased global economic inequality, PNAS, 116, 20, 9808-9813

[4] Zscheischler J. et al. (2018). Future climate risk from compound events. Nat. Clim. Change, 8, 469–477.

[5] Geirinhas J.L. et al. (2021). Recent increasing frequency of compound summer drought and heatwaves in Southeast Brazil. Environ. Res.  Lett., 16(3).

[6] Libonati R. et al (2022) Assessing the role of compound drought and heatwave events on unprecedented 2020 wildfires in the Pantanal, Environ. Res. Lett. 17 015005.

[7] Geirinhas J.L. et al. (2020) Heat-related mortality at the beginning of the twenty-first century in Rio de Janeiro, Brazil. Int. J. Biometeorol., 64, 1319–1332

[8] Russo A. et al. (2019) The synergy between drought and extremely hot summers in the Mediterranean. Environ. Res. Lett., 14, 014011

[9] Ribeiro A.F.S. et al. (2020) Risk of crop failure due to compound dry and hot extremes estimated with nested copulas. Biogeosciences, 17, 4815–4830

[10] Turco M. et al. (2019) Climate drivers of the 2017 devastating fires in Portugal. Sci. Rep., 9, 1

 

This work was supported by Fundação para a Ciência e a Tecnologia (Portugal) under projects PTDC/CTA-CLI/28902/2017, JPIOCEANS/0001/2019 and FCT- UIDB/50019/2020 –IDL.

 

 

How to cite: Russo, A., Libonati, R., Geirinhas, J. L., Ramos, A. M., Silva, P. S., Sousa, P. M., DaCamara, C. C., Miralles, D. G., and Trigo, R. M.: Complex interactions of extreme events in Southern Europe and Brazil: a compound event perspective, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12508, https://doi.org/10.5194/egusphere-egu22-12508, 2022.

EGU22-473 | Presentations | CL5.3.2

Improving the parameterization of vegetation cover variability in land surface models based on satellite observations 

Fransje van Oorschot, Ruud van der Ent, Markus Hrachowitz, Franco Catalano, Souhail Boussetta, and Andrea Alessandri

Vegetation is highly dynamic at seasonal, inter-annual, decadal and longer timescales. These dynamics are strongly coupled with hydrological, biogeochemical and bio-physical processes. In global land surface models,  this coupling is controlled by  parameterizations of the effective sub-grid vegetation cover that controls amongst others modelled evapotranspiration, albedo and surface roughness. In this study we aim to explore the use of observational satellite datasets of LAI and Fraction of green vegetation Cover (FCover) for an improved model parameterization of effective vegetation cover.
The effective vegetation cover can be described by exponential functions resembling the Lambert Beer law of extinction of light under a vegetated canopy  (1-e-k*LAI), with k the canopy light extinction coefficient. In HTESSEL (i.e. the land surface model in EC-EARTH) k has been set to a constant value of 0.5 so far. However, k varies for different vegetation types as it represents the structure and the clumping of a vegetation canopy. For example tree canopies are more clumped than grasses, resulting in a larger effective coverage. In this study we optimize the canopy extinction coefficient k using the LAI and FCover satellite products for different vegetation types (ESA-CCI land cover), with FCover equivalent to the model effective vegetation cover.  
This effort results in a vegetation dependent relation between LAI and effective vegetation cover that is implemented in HTESSEL. The improved effective vegetation cover parameterization is evaluated using offline model simulations. To evaluate the sensitivity to the new parameterization, modelled evaporation, discharge and skin temperature are compared with station and satellite observations.

How to cite: van Oorschot, F., van der Ent, R., Hrachowitz, M., Catalano, F., Boussetta, S., and Alessandri, A.: Improving the parameterization of vegetation cover variability in land surface models based on satellite observations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-473, https://doi.org/10.5194/egusphere-egu22-473, 2022.

EGU22-846 | Presentations | CL5.3.2

Investigating 25 years of coupled climate modeling 

Lukas Brunner, Ruth Lorenz, Erich M. Fischer, and Reto Knutti

The Coupled Model Intercomparison Project (CMIP) is an effort to compare model simulations of the climate system and its changes. In the quarter of a century since CMIP1 models have increased considerably in complexity and improved in how well they are able to represent historical climate compared to observations. Other aspects, such as the projected changes we have to expect in a warming climate, have remained remarkably stable. Here we track the evolution of climate models based on their output and discuss it in the context of 25 years of model development. 

We draw on temperature and precipitation data from CMIP1 to CMIP6 and calculate consistent metrics of model performance, inter-dependence, and consistency across multiple generations of CMIP. We find clear progress in model performance that can be related to increased resolution among other things. Our results also show that the models’ development history can be tracked using their output fields with models sharing parts of their source code or common ancestors grouped together in a clustering approach.

The global distribution of projected temperature and precipitation change and its robustness across different models is also investigated. Despite the considerable increase in model complexity across the CMIP generations driven, for example, by the inclusion of additional model components and the increase in model resolutions by several orders of magnitude, the overall structure of simulated changes remains stable, illustrating the remarkable skill of early coupled models.

How to cite: Brunner, L., Lorenz, R., Fischer, E. M., and Knutti, R.: Investigating 25 years of coupled climate modeling, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-846, https://doi.org/10.5194/egusphere-egu22-846, 2022.

EGU22-1448 | Presentations | CL5.3.2

An analogue approach to predicting European climate 

Leonard Borchert, Matthew Menary, and Juliette Mignot

Decadal climate prediction is a scientific endeavour of potentially large societal impacts. Yet such predictions remain challenging, as they predict climate skilfully only under certain circumstances or in specific regions. Moreover, decadal climate prediction simulations rely on dedicated coupled climate model simulations that are particularly expensive. In this study, we build upon earlier research by Menary et al. (2021) in search of a method to make skilful and cheap decadal climate predictions by constructing predictions from existing climate model simulations using the so-called analogue method.

The analogue method draws on the idea that there is decadal memory in the climatic state at the start of a prediction. This method identifies the observed state of the climate system at the start of a prediction and then screens the archive of available model simulations for comparable climatic states. It then selects a number of modelled climate states that are similar to the observed situation, and uses the years after the selected simulated climate states as prediction. Using a simple analogue method based on temperature trends in the North Atlantic basin, Menary et al. (2021) demonstrated skilful prediction of North Atlantic SST on par with dynamical decadal prediction simulations. In this study, we refine the original method by using more sophisticated algorithms to select the analogues, and choosing decadal prediction of seasonal European climate as our target. These new selection algorithms include multivariate regression at different time lags as well as non-linear methods.

 

Menary, MB, J Mignot, J Robson (2021) Skilful decadal predictions of subpolar North Atlantic SSTs using CMIP model-analogues. Environ. Res. Lett. 16 064090. https://doi.org/10.1088/1748-9326/ac06fb

How to cite: Borchert, L., Menary, M., and Mignot, J.: An analogue approach to predicting European climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1448, https://doi.org/10.5194/egusphere-egu22-1448, 2022.

EGU22-1817 | Presentations | CL5.3.2

Identifying efficient ensemble perturbations for initializing subseasonal-to-seasonal prediction 

Jonathan Demaeyer, Stephen Penny, and Stéphane Vannitsem

The prediction of weather at subseasonal-to-seasonal (S2S) timescales is affected by both initial and boundary conditions, and as such is a complicated problem that the geophysical community is attempting to address in greater detail. One important question about this problem is how to initialize ensembles of numerical forecast models to produce reliable forecasts1, i.e. initialize each member of an ensemble forecast such that their statistical properties are consistent with the actual uncertainties of the future state of the physical system.

Here, we introduce a method to construct the initial conditions to generate reliable ensemble forecasts. This method is based on projections of the ensemble initial conditions onto the modes of the model's dynamic mode decomposition (DMD), which are related to the procedure used for forming Linear Inverse Models (LIMs). In the framework of a low-order ocean-atmosphere model exhibiting multiple different characteristic timescales, we compare the DMD-oriented method to other ensemble initialization methods based on Empirical Orthogonal Functions (EOFs) and the Lyapunov vectors of the model2, and we investigate the relations between these.

References:

1. Leutbecher, M., & Palmer, T.N. (2008). Ensemble forecasting. Journal of Computational Physics, 227, 3515–3539.

2. Vannitsem, S., & Duan, W. (2020). On the use of near-neutral Backward Lyapunov Vectors to get reliable ensemble forecasts in coupled ocean–atmosphere systems. Climate Dynamics, 55, 1125-1139.

How to cite: Demaeyer, J., Penny, S., and Vannitsem, S.: Identifying efficient ensemble perturbations for initializing subseasonal-to-seasonal prediction, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1817, https://doi.org/10.5194/egusphere-egu22-1817, 2022.

The challenges of climate prediction are varied and complex. On the one hand they include conceptual and mathematical questions relating to the consequences of model error and the information content of observations and models. On the other, they involve practical issues of model and ensemble design, and the statistical processing of data.

A route to understanding the complexity of these challenges is to study them using low-dimensional nonlinear systems that encapsulate the key characteristics of climate and climate change. Doing so facilitates the fast generation of very large ensembles with a variety of designs and target goals. These idealised ensembles can provide a solid foundation for improving the design of ESM/GCM ensembles, making them better suited to evaluating the risks associated with climate change and to providing end-user support through climate services.

The ODESSS project - Optimizing the Design of Ensembles to Support Science and Society - is using low-dimensional nonlinear systems to provide solid foundations for the design of climate change ensembles with climate models. In this presentation I will introduce the project and the concepts behind it.

First I will discuss the essential characteristics required of a low dimensional nonlinear system to be able to capture the process of climate prediction. Results will then be presented from the coupled Lorentz ’84 - Stommel ’61 system; a low-dimensional nonlinear system which has these characteristics. These results will be used to illustrate the dangers of confounding natural variability with the consequences of initial condition uncertainty[1], and to demonstrate why risk assessments require much larger initial condition ensembles than are currently available with today’s ESMs/GCMs.

The difference between micro and macro initial condition ensembles [2,3] will then be introduced, along with an explanation of how this leads to a requirement for ensembles of ensembles: the former exploring macro-initial-condition-uncertainty, the latter micro-initial-conditional-uncertainty. The importance of this distinction will be illustrated with both new results from the Lorentz ‘84 - Stommel ‘61 system, and also a GCM[3]. I will highlight the challenges in designing these ensembles of ensembles to be most informative. These challenges relate closely to the problems of initialization and the optimal use of observations.

Finally the subject of model error, multi-model and perturbed-physics ensembles will be discussed. The impact of model error on climate predictions can only be studied effectively if climate change can be accurately quantified within each model. To begin to explore the consequences of model error for climate predictions therefore requires ensembles of ensembles of ensembles: perturbed-physics or multi-model ensembles which  themselves consist of both macro and micro initial condition ensembles. Some approaches will be presented for how low-dimensional systems can be used to optimise the design of such multi-layered ensembles with ESMs/GCMs where computational constraints are more restrictive.

[1] Daron and Stainforth, On predicting climate under climate change. ERL, 2013.

[2] Stainforth et al., Confidence, uncertainty and decision-support relevance in climate predictions. Phil. Trans Roy. Soc., 2007.

[3] Hawkins et al., Irreducible uncertainty in near-term climate projections. Climatic Change, 2015.

How to cite: Stainforth, D.: Ensembles of ensembles of ensembles: On using low-dimensional nonlinear systems to design climate prediction experiments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3885, https://doi.org/10.5194/egusphere-egu22-3885, 2022.

EGU22-5377 | Presentations | CL5.3.2

What can the last century teach us about climate models? 

André Düsterhus, Leonard Borchert, Björn Mayer, Vimal Koul, Holger Pohlmann, Sebastian Brune, and Johanna Baehr

Climate models are an important tool in our understanding of the climate system. Among other things, we use them together with initialisation procedures to predict the climate from a few weeks to more than a decade. While the community has demonstrated prediction skill for various climate modes on these time scales in the past years, we have also encountered problems. One is the non-stationarity of prediction skill over the past century in seasonal and decadal predictions. It was shown in multiple prediction systems and for multiple variables that prediction skill varies over time. Potential reasons for this non-stationarity was found in the changing state of the North Atlantic system on multi-decadal scales and the limited representation of physical processes within the model. While on the one side this feature of climate predictions leaves uncertainties for future predictions it also highlights windows of opportunity and challenges within climate models. 

We investigate the past century for this non-stationarity with a special focus on the North Atlantic Oscillation, and how the North Atlantic sector changes during these low prediction skill periods. We will demonstrate the limited predictability of features of the North Atlantic Oscillation, like the movement of its activity centres, as well as its implication for the Signal-to-Noise paradox. We also discuss the implications of non-stationarity model prediction skill for the development on future prediction systems and which processes are most likely the reason for the current challenges the community faces.

How to cite: Düsterhus, A., Borchert, L., Mayer, B., Koul, V., Pohlmann, H., Brune, S., and Baehr, J.: What can the last century teach us about climate models?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5377, https://doi.org/10.5194/egusphere-egu22-5377, 2022.

EGU22-6756 | Presentations | CL5.3.2

Seasonal-to-decadal variability and predictability of the Kuroshio Extension in the GFDL Coupled Ensemble Reanalysis and Forecasting system 

Youngji Joh, Thomas Delworth, Andrew Wittenberg, William Cooke, Xiasong Yang, Fanrong Zeng, Liwei Jia, Feiyu Lu, Nathaniel Johnson, Sarah Kapnick, Anthony Rosati, Liping Zhang, and Colleen McHugh

The Kuroshio Extension (KE), an eastward-flowing jet located in the Pacific western boundary current system, exhibits prominent seasonal-to-decadal variability, which is crucial for understanding climate variations in northern midlatitudes. We explore the representation, predictability, and prediction skill for the KE in the GFDL SPEAR (Seamless System for Prediction and EArth System Research) coupled model. Two different approaches are used to generate coupled reanalyses and forecasts: (1) restoring the coupled model’s SST and atmospheric variables toward existing reanalyses, or (2) assimilating SST and subsurface observations into the coupled model without atmospheric assimilation.  Both systems use an ocean model with 1o resolution and capture the largest sea surface height (SSH) variability over the KE region. Assimilating subsurface observations appears to be critical to reproduce the narrow front and related oceanic variability of the KE jet in the coupled reanalysis. We demonstrate skillful retrospective predictions of KE SSH variability in monthly (up to 1 year) and annual-mean (up to 5 years) KE forecasts in the seasonal and decadal prediction systems, respectively. The prediction skill varies seasonally, peaking for forecasts initialized in January and verifying in September due to the winter intensification of North Pacific atmospheric forcing. We show that strong large-scale atmospheric anomalies generate deterministic oceanic forcing (i.e., Rossby waves), leading to skillful long-lead KE forecasts. These atmospheric anomalies also drive Ekman convergence/divergence that forms ocean memory, by sequestering thermal anomalies deep into the winter mixed layer that re-emerge in the subsequent autumn. The SPEAR forecasts capture the recent negative-to-positive transition of the KE phase in 2017, projecting a continued positive phase through 2022.

How to cite: Joh, Y., Delworth, T., Wittenberg, A., Cooke, W., Yang, X., Zeng, F., Jia, L., Lu, F., Johnson, N., Kapnick, S., Rosati, A., Zhang, L., and McHugh, C.: Seasonal-to-decadal variability and predictability of the Kuroshio Extension in the GFDL Coupled Ensemble Reanalysis and Forecasting system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6756, https://doi.org/10.5194/egusphere-egu22-6756, 2022.

EGU22-6767 | Presentations | CL5.3.2 | Highlight

Long-term climate prediction for Ireland and its surrounding 

Stephen Ogungbenro, Catherine O'Beirne, and André Düsterhus

Ireland is bordering the North Atlantic, and its climate is dominated by its climate modes on short to longer timescales. The Atlantic low-pressure systems, Jetstream variabilities and airmasses are features of the atmospheric circulation, which also contribute to the climate this region.  So, a long-term climate prediction of Ireland is majorly controlled by the ocean, and by other atmospheric components.

The Ocean has shown good capabilities for decadal to multi-decadal climate predictions, hence, our study adapted a coupled model to investigate seasonal changes in the climate on annual to multi-annual timescales within the Max Planck Institute for Meteorology Earth System Model (MPI-ESM).  Initialized prediction is extended to multi-decadal timescale up onto twenty lead years, and we study prediction capabilities for common climate variables in and around , by identifying major drivers and documenting their prediction skills.  Our results have shown prediction skill for surface temperature over longer timescales, and we explore these capabilities for other variables of interest.  This study opens new opportunities for better long-term predictions of climate components in the region, and our results are relevant for strategic planning.

How to cite: Ogungbenro, S., O'Beirne, C., and Düsterhus, A.: Long-term climate prediction for Ireland and its surrounding, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6767, https://doi.org/10.5194/egusphere-egu22-6767, 2022.

EGU22-7037 | Presentations | CL5.3.2 | Highlight

Destabilizing the Earth’s thermostat: Riverine alkalinity responses to climate change 

Nele Lehmann, Tobias Stacke, Sebastian Lehmann, Hugues Lantuit, John Gosse, Chantal Mears, Jens Hartmann, and Helmuth Thomas

Alkalinity generation from rock weathering is thought to modulate the Earth’s climate at geological time scales. Here, we use global alkalinity data paired with consistent measurements of erosion rates to develop an empirically-based model for riverine alkalinity concentration, demonstrating the impact of both erosion (i.e. erosion rate) and climate (i.e. temperature) on alkalinity generation, globally. We show that alkalinity generation from carbonate rocks is very responsive to temperature and that the weathering flux to the ocean will be significantly altered by climate warming as early as the end of this century, constituting a sudden feedback of ocean CO2 sequestration to climate. While we anticipate that climate warming under a low emissions scenario will induce a reduction in terrestrial alkalinity flux for mid-latitudes (-1.3 t(bicarbonate) a-1 km-2) until the end of the century, resulting in a temporary reduction in CO2 sequestration, we expect an increase (+1.6 t(bicarbonate) a-1 km-2) under a high emissions scenario, causing an additional short-term CO2 sink at decadal timescales.

How to cite: Lehmann, N., Stacke, T., Lehmann, S., Lantuit, H., Gosse, J., Mears, C., Hartmann, J., and Thomas, H.: Destabilizing the Earth’s thermostat: Riverine alkalinity responses to climate change, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7037, https://doi.org/10.5194/egusphere-egu22-7037, 2022.

EGU22-7652 | Presentations | CL5.3.2

Towards operational climate prediction: ENSO-related variability as simulated in a set of state-of-the-art seasonal prediction systems 

Roberto Suarez-Moreno, Lea Svendsen, Ingo Bethke, Martin P. King, Ping-Gin Chiu, and Tarkan A. Bilge

In the last decade, high demands from stakeholders and policymakers have driven unprecedented research efforts directed to improve climate predictability. Nevertheless, attempts to get operational climate predictions on seasonal time scales have been far from skillful for a long time. Based on sources of predictability from the ocean, atmosphere and land processes, current state-of-the-art prediction systems are approaching operational predictability. This work examines and compares the ability of different prediction systems to simulate the variability of sea surface temperatures (SSTs) associated with El Niño-Southern Oscillation (ENSO) and the ENSO-forced response of hydroclimate variability in the North Atlantic-Europe (NAE) region. Seasonal hindcasts derived from two generations of the Norwegian Earth System Model (NorESM1-ME and NorESM2-MM) are used in addition to C3S data to generate time series of year-to-year variability that are validated against observational data. Our results reveal both the advantages and the limitations of these prediction systems to simulate ENSO-related variability, identifying model biases that prevent skillful predictability. Further efforts must be aimed at mitigating these biases in order to achieve fully operational predictions of paramount importance for the benefit of society.

How to cite: Suarez-Moreno, R., Svendsen, L., Bethke, I., King, M. P., Chiu, P.-G., and Bilge, T. A.: Towards operational climate prediction: ENSO-related variability as simulated in a set of state-of-the-art seasonal prediction systems, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7652, https://doi.org/10.5194/egusphere-egu22-7652, 2022.

EGU22-8031 | Presentations | CL5.3.2

Multi-model comparison of carbon cycle predictability in initialized perfect-model simulations 

Aaron Spring, Hongmei Li, Tatiana Ilyina, Raffaele Bernardello, Yohan Ruprich-Robert, Etienne Tourigny, Juliette Mignot, Filippa Fransner, Jerry Tjiputra, Reinel Sospedra-Alfonso, Thomas Frölicher, and Michio Watanabe

Predicting carbon fluxes and atmospheric CO2 can constrain the expected next-year atmospheric CO2 growth rate and thereby allow to independently monitor total anthropogenic CO2 emission rates. Several studies have established predictive skill in retrospective forecasts of carbon fluxes. These studies are usually backed by perfect-model simulations of single models showing the origins of predictive skill in carbon fluxes and atmospheric CO2 concentration. Yet, a comprehensive multi-model comparison of perfect-model predictions, which can be valuable in explaining differences in retrospective predictions, is still lacking. Moreover, as of now, we don't have sufficient understanding of how well do the models predict their own integrated carbon cycles and how congruent this predictability is across models.

Here, we show the predictive skill of land and ocean carbon fluxes as well as atmospheric CO2 concentration in seven Earth-System-Models. Our first results indicate predictive skill of globally aggregated carbon fluxes of 2±1 years and atmospheric CO2 of 3±2 years. However, the regional patterns, hotspots and origins of predictive skill diverge among models. This heterogeneity explains the regional differences found in existing retrospective forecasts and backs the overall consistent predictability time-scales at global scale.

How to cite: Spring, A., Li, H., Ilyina, T., Bernardello, R., Ruprich-Robert, Y., Tourigny, E., Mignot, J., Fransner, F., Tjiputra, J., Sospedra-Alfonso, R., Frölicher, T., and Watanabe, M.: Multi-model comparison of carbon cycle predictability in initialized perfect-model simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8031, https://doi.org/10.5194/egusphere-egu22-8031, 2022.

EGU22-8038 | Presentations | CL5.3.2 | Highlight

Global carbon budget variations in emission-driven earth system model predictions 

Hongmei Li, Tatiana Ilyina, Tammas Loughran, and Julia Pongratz

Predictions of the variations in anthropogenic global carbon budget (GCB), i.e., CO2 emissions and their redistribution among the atmosphere, ocean, and land reservoirs, is crucial to constrain the global carbon cycle and climate change of the past and facilitate their prediction and projection into the future. Global carbon project assesses the GCB every year by taking into account available datasets and stand-alone model component simulations. The utilization of different data sources leads to an unclosed budget, i.e., budget imbalance. We propose a novel approach to assess the GCB in decadal prediction systems based on emission-driven earth system models (ESMs). Such a fully coupled prediction system enables a closed carbon budgeting and therefore provides an additional line of evidence for the ongoing assessments of the GCB.

As ESMs have their own mean state and internal variability, we assimilate ocean and atmospheric observational and reanalysis data into Max Planck Institute Earth system model (MPI-ESM) to reconstruct the actual evolution of climate and carbon cycle towards to the real world. In the emission-driven model configuration, the carbon cycle changes in response to the physical state changes, in the meanwhile, the feedback of atmospheric CO2 changes to physics are also considered via interactive carbon cycle. Our reconstructions capture the observed GCB variations in the past decades. They show high correlations relative to the assessments from the global carbon project of 0.75, 0.75 and 0.97 for atmospheric CO2 growth, air-land CO2 fluxes and air-sea CO2 fluxes, respectively. Retrospective predictions starting from the reconstruction show promising predictive skill for the global carbon cycle up to 5 years for the air-sea CO2 fluxes and up to 2 years for the air-land CO2 fluxes and atmospheric carbon growth rate. Furthermore, evolution in atmospheric CO2 concentration in comparing to satellite and in-situ observations show robust skill in reconstruction and next-year prediction.  

How to cite: Li, H., Ilyina, T., Loughran, T., and Pongratz, J.: Global carbon budget variations in emission-driven earth system model predictions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8038, https://doi.org/10.5194/egusphere-egu22-8038, 2022.

EGU22-8624 | Presentations | CL5.3.2 | Highlight

Seasonal prediction of North American wintertime cold extremes in GFDL SPEAR forecast system 

Liwei Jia, Thomas Delworth, Xiaosong Yang, William Cooke, Nathaniel Johnson, and Andrew Wittenberg

Skillful prediction of wintertime cold extremes on seasonal time scales is beneficial for multiple sectors. This study demonstrates that North American cold extremes, measured by the frequency of cold days in winter, are predictable several months in advance in Geophysical Fluid Dynamics Laboratory’s SPEAR seasonal (Seamless system for Prediction and EArth system Research) forecast system. Two predictable components of cold extremes over North American land areas are found to be skillfully predicted on seasonal scales. One is a trend component, which shows a continent-wide decrease in the frequency of cold extremes and is attributable to external radiative forcing. This trend component is predictable at least 9 months ahead. The other predictable component displays a dipole structure over North America, with negative signs in the northwest and positive signs in the southeast. This dipole component is predictable with significant correlation skill for 2 months and is a response to the central Pacific El Nino as revealed from SPEAR AMIP-like simulations. 

How to cite: Jia, L., Delworth, T., Yang, X., Cooke, W., Johnson, N., and Wittenberg, A.: Seasonal prediction of North American wintertime cold extremes in GFDL SPEAR forecast system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8624, https://doi.org/10.5194/egusphere-egu22-8624, 2022.

EGU22-9618 | Presentations | CL5.3.2

Processes of interannual internal variability of the CO2 flux at the air-sea interface in IPSLCM6A 

Matthew Menary, Juliette Mignot, Laurent Bopp, and Lester Kwiatkowski

In order to improve our ability to predict the near-term evolution of climate, it may be important to accurately predict the evolution of atmospheric CO2, and thus carbon sinks. Following on from process-driven improvements of decadal predictions in physical oceanography, we focus on improving our understanding of the internal processes and variables driving CO2 uptake by the North Atlantic ocean. Specifically, we use the CMIP6 model IPSLCM6A to investigate the drivers of ocean-atmosphere CO2 flux variability in the North Atlantic subpolar gyre (NA SPG) on seasonal to decadal timescales. We find that DpCO2 (CO2 partial pressure difference between atmosphere and ocean) variability dominates over sea surface temperature (SST) and sea surface salinity (SSS) variability on all timescales within the NA SPG. Meanwhile, at the ice-edge, there are significant roles for both ice concentration and surface winds in driving the overall CO2 flux changes. Investigating the interannual DpCO2 variability further, we find that this variability is itself driven largely by variability in simulated mixed layer depths in the northern SPG. On the other hand, SSTs show an important contribution to DpCO2 variability in the southern SPG and on longer (decadal) timescales. Initial extensions into a multi-model context show similar results. By determining the key regions and processes important for skilful decadal predictions of ocean-atmosphere CO2 fluxes, we aim to both improve confidence in these predictions as well as highlight key targets for climate model improvement. 

How to cite: Menary, M., Mignot, J., Bopp, L., and Kwiatkowski, L.: Processes of interannual internal variability of the CO2 flux at the air-sea interface in IPSLCM6A, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9618, https://doi.org/10.5194/egusphere-egu22-9618, 2022.

EGU22-9719 | Presentations | CL5.3.2

Seasonal Forecasting of Horn of Africa’s Long Rains Using Physics-Guided Machine Learning 

Victoria Deman, Akash Koppa, and Diego Miralles

The Horn of Africa is known to be prone to climate impacts; the frequent occurrence of droughts and floods creates vulnerable conditions in the region. Gaining knowledge on (sub-)seasonal weather prediction and generating more reliable long-term forecasts is an important asset in building resilience. Most of the region is characterized by a bimodal precipitation cycle with rainfall seasons in boreal spring (March–May), termed the long rains, and boreal autumn (October–November), termed the short rains. Previous studies on seasonal forecasting focused mostly on empirical linear regression methods using information from ocean–atmosphere modes. To date, the potential of more complex methods, such as machine learning approaches, in improving seasonal precipitation predictability in the Horn of Africa still remains understudied. 

 

In this study, machine learning models targeting precipitation during the long rains are developed. The focus on the long rains is motivated by the fact that it is the main rain season in the region and the sources of predictability have proven to be more difficult to pin down. The long rain season has a weak internal coherence and looking at the months separately has proven to enhance prediction skill. Therefore, machine learning models are constructed for the different months (March, April, and May) separately at lead times of 1–3 months. Following an extensive survey of literature, the predictors of the long rain precipitation at seasonal timescales selected in this study include coupled oceanic-atmospheric oscillation indices (such as MJO, ENSO and PDO), regions of zonal winds over 200mb and 850mb and sea-surface temperature (SST) regions with strong correlation to long rain precipitation. Further, a selection of additional terrestrial and oceanic predictors is guided by Lagrangian transport modeling, used to identify the regions sourcing moisture during the long rains. This set of predictors include soil moisture, land surface temperature, normalized vegetation index (NDVI), leaf area index (LAI) and SST, which are averaged over the climatological source region of long rain precipitation. Finally, we provide new insights into the predictability of long rain precipitation at seasonal timescales by analyzing the relative importance of the different predictors used for developing the machine learning model.

How to cite: Deman, V., Koppa, A., and Miralles, D.: Seasonal Forecasting of Horn of Africa’s Long Rains Using Physics-Guided Machine Learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9719, https://doi.org/10.5194/egusphere-egu22-9719, 2022.

EGU22-9921 | Presentations | CL5.3.2

Understanding intermodel differences in land carbon sink projections 

Ryan S. Padrón, Lukas Gudmundsson, Vincent Humphrey, Laibao Liu, and Sonia I. Seneviratne

Over the last decades, land ecosystems have removed from the atmosphere approximately one third of anthropogenic carbon emissions, highlighting the importance of the evolution of the land carbon sink for projected climate change. Nevertheless, the latest land carbon sink projections from multiple Earth system models show large differences, even for a policy-relevant scenario with mean global warming by the end of the century below 2°C relative to preindustrial conditions. We hypothesize that this intermodel uncertainty originates from model differences in the sensitivities of annual net biome production (NBP) to (i) the CO2 fertilization effect, and to the annual anomalies in growing season (ii) air temperature and (iii) soil moisture, as well as model differences in long-term average (iv) air temperature and (v) soil moisture. Using multiple linear regression and a resampling technique we quantify the individual contributions of these five terms for explaining the cumulative NBP anomaly of each model relative to the ensemble mean. Differences in the three sensitivity terms contribute the most, however, differences in average temperature and soil moisture also have sizeable contributions for some models. We find that the sensitivities of NBP to temperature and soil moisture anomalies, particularly in the tropics, explain approximately half of the deficit relative to the ensemble mean for the two models with the lowest carbon sink (ACCESS-ESM1-5 and UKESM1-0-LL) and half of the surplus for the two models with the highest sink (CESM2 and NorESM2-LM). In addition, year-to-year variations in NBP are more related to variations in soil moisture than air temperature across most models and regions, although several models indicate a stronger relation totemperature variations in the core of the Amazon. Overall, our study advances our understanding of why land carbon sink projections from Earth system models differ globally and across regions, which can guide efforts to reduce the underlying uncertainties.

How to cite: Padrón, R. S., Gudmundsson, L., Humphrey, V., Liu, L., and Seneviratne, S. I.: Understanding intermodel differences in land carbon sink projections, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9921, https://doi.org/10.5194/egusphere-egu22-9921, 2022.

EGU22-10228 | Presentations | CL5.3.2

Near-term prediction of the global carbon cycle using EC-Earth3-CC, the Carbon Cycle version of the EC-Earth3 Earth System Model 

Etienne Tourigny, Raffaele Bernardello, Valentina Sicardi, Pablo Ortega, Yohan Ruprich Robert, Vladimir Lapin, Juan C. Acosta Navarro, Roberto Bilbao, Arndt Meier, Hongmei Li, and Tatiana Ilyina

Anthropogenic CO2 emissions are associated with global warming in the late 20th century and beyond. Climate-carbon feedbacks will likely result in a higher airborne fraction of emitted CO2 in the future. However, the variability in atmospheric CO2 growth rate is largely controlled by natural variability and is poorly understood. This can interfere with the attribution  of slowing CO2 growth rates  to reducing emissions during the implementation of the Paris Agreement. There is thus a need to both improve our understanding of the processes controlling the global carbon cycle and establish a near-term prediction system of the climate and carbon cycle.

As part of the 4C (Carbon Cycle Interactions in the Current Century) project, the Barcelona Supercomputing Center is implementing a new system for near-term prediction of the climate and carbon cycle interactions using EC-Earth3-CC, the Carbon Cycle version of the EC-Earth3 Earth System Model. This new system is based on the existing operational climate prediction system developed by the BSC, contributing to the WMO Global Annual to Decadal Climate Update. EC-Earth3-CC comprises the IFS atmospheric model, the NEMO ocean model, the PISCES ocean biogeochemistry model, the LPJ-GUESS dynamic vegetation model, the TM5 global atmospheric transport model and the OASIS3 coupler. The system uses initial conditions from in-house ocean biogeochemical and land/vegetation reconstructions based on global atmospheric/ocean reanalyses. By performing retrospective decadal predictions of ocean and land carbon uptake we are able to evaluate the performance of the system in predicting CO2 fluxes and atmospheric CO2 concentrations.

We will present results from the latest concentration- and emission-driven retrospective predictions (or hindcasts) using our system, highlighting the skill and biases of the carbon fluxes and atmospheric CO2. We will also present future predictions for 2022 and beyond, a prototype for the operational system for prediction of future atmospheric CO2.

How to cite: Tourigny, E., Bernardello, R., Sicardi, V., Ortega, P., Ruprich Robert, Y., Lapin, V., Acosta Navarro, J. C., Bilbao, R., Meier, A., Li, H., and Ilyina, T.: Near-term prediction of the global carbon cycle using EC-Earth3-CC, the Carbon Cycle version of the EC-Earth3 Earth System Model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10228, https://doi.org/10.5194/egusphere-egu22-10228, 2022.

EGU22-10245 | Presentations | CL5.3.2

Drivers of the natural CO2 fluxes at global scale as simulated by CMIP6 simulations 

Veronica Martin-Gomez, Yohan Ruprich-Robert, Raffaele Bernardello, and Margarida Samso Cabre

The implementation of the Paris Agreement should translate into a decrease of the growth rate of atmospheric CO2 in the coming decades due to the reduction in emissions by signing countries. However, the detection of this decrease and its attribution to mitigation measures will be challenging for two reasons: 1) the internal variability of the Earth system may temporarily offset this signal and 2) countries may not maintain their promises. Unless absolute transparency on emissions is adopted by all signing parties, without a robust estimate of the impact of internal variability on the atmospheric CO2 changes, there is no independent way to verify their claims. 

Historical reconstructions and future predictions of global carbon cycle dynamics with predictive systems based on state-of-the-art Earth System Models (ESMs) represent an emerging field of research. With the continuous improvement of ESMs and of these predictive systems, these tools might have the potential of becoming skillful enough in their predictions to represent a useful instrument for policy makers in their effort to monitor and verify the progress of the Paris Agreement’s implementation. 

Here we analyze the main sources of the atmospheric CO2 concentration variability at inter-annual timescale due to internal climate processes in three ESMs, which are used in carbon cycle prediction systems: EC-Earth3-CC, IPSL-CM6A-LR, and MPI-ESM1-2-LR. These results are then compared to the available CMIP6 simulations database.

Investigating the surface CO2 fluxes, we find that land flux inter-annual variations are 10 times higher than ocean flux variations. This has direct consequences in terms of predictability since the land surface processes are generally less predictable than the ocean ones. The regions contributing the most to the variations are Australia, South America and sub-Saharan Africa, suggesting that those are the most important regions to simulate correctly in order to constrain the atmospheric CO2 variations. Interestingly, all those regions are linked to tropical SST variations resembling El Niño Southern Oscillation variability.

Investigating the ocean CO2 fluxes, we find that the regions contributing the most to the global CO2 variations are the Southern Ocean followed by the tropical Pacific.

Therefore, from the analysis of the CMIP6 simulations, we conclude that the main internal driver of the global atmospheric CO2 fluctuations is the tropical Pacific. If the ratio between land and ocean CO2 variations is realistically simulated by the CMIP6 ESMs, this implies that the predictability of the atmospheric CO2 variations due to internal climate processes is tied to the predictability of the tropical Pacific.

How to cite: Martin-Gomez, V., Ruprich-Robert, Y., Bernardello, R., and Samso Cabre, M.: Drivers of the natural CO2 fluxes at global scale as simulated by CMIP6 simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10245, https://doi.org/10.5194/egusphere-egu22-10245, 2022.

EGU22-10340 | Presentations | CL5.3.2 | Highlight

On the seasonal prediction and predictability of winter temperature swings over North America 

Xiaosong Yang, Tom delworth, Liwei Jia, Nathaniel Johnson, Feiyu Lu, and Colleen MacHugh

A novel temperature swing index (TSI) is formed to measure the extreme surface temperature variations associated with the winter extratropical storms. The seasonal prediction skill of the winter TSI over North America was assessed versus ERA5 data using GFDL’s new SPEAR seasonal prediction system. The location with the skillful TSI prediction shows distinctive geographic pattern from that with skillful seasonal mean temperature prediction, thus the skillful prediction of TSI provides additive predictable climate information beyond the traditional seasonal mean temperature prediction. The source of the seasonal TSI prediction can be attributed to year-to-year variations of ENSO, North Pacific Oscillation and NAO. These results point towards providing skillful prediction of higher-order statistical information related to winter temperature extremes, thus enriching the seasonal forecast products for the research community and decision makers beyond the seasonal mean.

How to cite: Yang, X., delworth, T., Jia, L., Johnson, N., Lu, F., and MacHugh, C.: On the seasonal prediction and predictability of winter temperature swings over North America, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10340, https://doi.org/10.5194/egusphere-egu22-10340, 2022.

In the Northwest Atlantic (NWA), including the Labrador Sea, interactions between the atmosphere, ocean circulation, and sea ice play a critical role in regulating the global climate system. The ocean and climate in this region observe rapid and unprecedented, anthropogenically forced changes to the physical environment and biosphere with downstream effects. Future projections of NWA circulation and sea ice can help address pressing questions about these changes and mitigate their potential impacts on the global carbon cycle, coastal communities, and transportation. However, the spatial resolution of current climate models is often insufficient to accurately represent important features in the NWA, such as the location and strength of the Gulf Stream and Labrador Current and their dynamical interactions. This can lead to biases in the model’s mean state, and a misrepresentation of the temporal and spatial scales of ocean variability, e.g., mesoscale eddies, deep convection. Regional ocean models with grid spacing <10 km, forced by global climate simulations, can be used to improve estimates of historical and future circulation and hydrography. However, given the limited spatial resolution and biases in global climate models, a challenge of downscaling their simulations is the appropriate reconstruction of the forcing fields.

Here, we present preliminary results of future projections of NWA circulation and sea ice based on downscaled global climate simulations. These projections are performed using an eddy-resolving, coupled circulation-sea ice model based on the Regional Ocean Modeling System (ROMS) and the Los Alamos Sea Ice Model (CICE). We will focus on the value of correcting biases in the mean and variance of the forcing. We further explore the need of including missing spatial and temporal scales in the atmospheric forcing that are not captured by the global models. Implications for the design of model experiments for future projections will be discussed.

How to cite: Renkl, C. and Oliver, E.: Bias Correction and Spatiotemporal Scales for Downscaling Future Projections of Northwest Atlantic Circulation and Sea Ice, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10467, https://doi.org/10.5194/egusphere-egu22-10467, 2022.

EGU22-10473 | Presentations | CL5.3.2

Proposal for an international effort aimed at quantifying the impact of a realistic representation of vegetation/land cover on seasonal climate forecasts (GLACE-VEG) 

Andrea Alessandri, Gianpaolo Balsamo, Souhail Boussetta, and Constantin Ardilouze

Several works have been showing the importance of vegetation/land cover in forcing interannual climate anomalies and in modulating the influence from soil moisture and/or snow. The aim of this initiative is to exploit the latest available observational data over land to improve the representation of vegetation and land cover that can positively contribute to skillful short-term (seasonal) climate predictions. However, the lack of observations in the past has often determined diverging representations of the processes related to land cover and vegetation among different land surface models. It is therefore fundamental to use the multi-model approach.

A coordinated multi-model prediction experiment will be designed to demonstrate the improvements of the predictions at seasonal time scale due to the enhanced representation of land cover and vegetation. Building from already established efforts (e.g. SNOWGLACE, LS3MIP, ESM-snowMIP, LS4P, CONFESS) we will involve the climate prediction community to develop a common experimental protocol for a multi-model coordinated experiment for the robust evaluation of the performance effects on state-of-the-art dynamical prediction systems. In addition, the verification of the coordinated multi-model predictions will provide understanding and guidance about the better approaches to pursue in the future to model land-vegetation processes.

The initial group of cooperative institutions include ISAC-CNR, ECMWF, Meteo France, while other relevant modeling groups already expressed interest to join. It is expected that a good representation of the centres previously involved in GLACE-2 initiative will participate in this coordinated effort.

The details of experimental protocol will be implemented during the second half of 2022. Simulations are expected to begin in 2023. To facilitate the spread of the initiative among the prediction community and the engagement with stakeholders, a proposal for a new Community Activity in the framework of GEO has been submitted. The initiative is also supported by the GEWEX-GLASS panel that will push it further within the related community.

How to cite: Alessandri, A., Balsamo, G., Boussetta, S., and Ardilouze, C.: Proposal for an international effort aimed at quantifying the impact of a realistic representation of vegetation/land cover on seasonal climate forecasts (GLACE-VEG), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10473, https://doi.org/10.5194/egusphere-egu22-10473, 2022.

EGU22-10621 | Presentations | CL5.3.2

Some key challenges for subseasonal to decadal prediction research 

William Merryfield, Johanna Baehr, Lauriane Batté, Asmerom Beraki, Leon Hermanson, Debra Hudson, Stephanie Johnson, June-Yi Lee, François Massonnet, Ángel Muñoz, Yvan Orsolini, Hong-Li Ren, Ramiro Saurral, Doug Smith, Yuhei Takaya, and Krishnan Raghavan

The practice of initialized subseasonal, seasonal and decadal climate prediction has matured considerably in recent years, with real-time subseasonal and decadal multi-system ensembles joining those established previously for the seasonal to multi-seasonal range. However, substantial scientific, modelling, and informational challenges remain that must be overcome in order to more fully realize the potential for such predictions to serve societal needs. This presentation will examine five such challenges that the World Climate Research Programme’s Working Group on Subseasonal to Interdecadal Prediction (WGSIP) has identified as crucial for further advancing capabilities for translating the inherent predictability of the Earth system into actionable predictive information. Surmounting these challenges will bring nearer an envisaged future in which global users have access to such information specific to individual needs, across Earth system components and on a continuum of time scales, with degrees of confidence, limitations and uncertainties clearly indicated, as well as tools to guide optimal actions.

How to cite: Merryfield, W., Baehr, J., Batté, L., Beraki, A., Hermanson, L., Hudson, D., Johnson, S., Lee, J.-Y., Massonnet, F., Muñoz, Á., Orsolini, Y., Ren, H.-L., Saurral, R., Smith, D., Takaya, Y., and Raghavan, K.: Some key challenges for subseasonal to decadal prediction research, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10621, https://doi.org/10.5194/egusphere-egu22-10621, 2022.

Over East Asia, reliable forecasts of boreal spring droughts and pluvials can provide time window of opportunities to mitigate their adverse effects. Here, we aim to assess the seasonal prediction skill of boreal spring droughts and pluvials over East Asia (EA), using NMME and atmospheric-only global climate model (AGCM) simulations. Results show that NMME models show a better prediction skill of pluvials than that of droughts, indicating asymmetry in the prediction skill. This asymmetric tendency is also found in the prediction skill of sea surface temperature (SST) during the corresponding drought and pluvial years. Results from the AGCM simulations show asymmetry in the prediction skills of spring droughts and pluvials, indicating the limited predictability of SST-teleconnections in the model physics. The findings of this study prioritize a need to improve the representation of sea-air interactions during drought years in the current climate models.

How to cite: Kim, B.-H. and Kam, J.: Asymmetry in the prediction skills of NMME models for springtime droughts and pluvials over East Asia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10950, https://doi.org/10.5194/egusphere-egu22-10950, 2022.

EGU22-11562 | Presentations | CL5.3.2

Effects of aerosols reduction on the Asian summer monsoon prediction: the case of summer 2020 

Annalisa Cherchi, Andrea Alessandri, Etienne Tourigny, Juan C Acosta Navarro, Pablo Ortega, Paolo Davini, Danila Volpi, Franco Catalano, and Twan van Noije

Northern Hemisphere anthropogenic aerosols influence Southeast and East Asian summer monsoon precipitation. In the late 20th century, both the East Asian and the South Asian summer monsoons weakened because of increased emissions of anthropogenic aerosols over Asia, counteracting the warming effect of increased greenhouse gases (GHGs). Changes in the anthropogenic aerosols burden in the Northern Hemisphere, and specifically over the Asian continent, may also have affected the sub-seasonal evolution of the summer monsoon. During the spring 2020, when restrictions to contain the spread of the coronavirus were implemented worldwide, reduced emissions of gases and aerosols were detected also over Asia.

Following on from the above and using the EC-Earth3 coupled model, a case-study forecast for summer 2020 (May 1st start date) has been designed and produced with and without the reduced atmospheric forcing due to covid-19 in the SSP2-4.5 baseline scenario, as estimated and adopted within CMIP6 DAMIP covidMIP experiments (hereinafter “covid-19 forcing”). The forecast ensembles (sensitivity and control experiments, meaning with and without covid-19 forcing) consist of 60 members each to better account for the internal variability (noise) and to maximize the capability to identify the effects of the reduced emissions.

The analysis focuses on  the effects of the covid-19 forcing, in particular the reduction of anthropogenic aerosols, on the forecasted evolution of the monsoon, with a specific focus on the performance in predicting the summer precipitation over India and over other parts of  South and East Asia. Changes in the performance of the prediction for specific aspects of the monsoon, like the onset and the length of the season, are evaluated as well.

How to cite: Cherchi, A., Alessandri, A., Tourigny, E., Acosta Navarro, J. C., Ortega, P., Davini, P., Volpi, D., Catalano, F., and van Noije, T.: Effects of aerosols reduction on the Asian summer monsoon prediction: the case of summer 2020, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11562, https://doi.org/10.5194/egusphere-egu22-11562, 2022.

EGU22-12989 | Presentations | CL5.3.2

Skillful Prediction of Barents Sea Phytoplankton Concentration 

Filippa Fransner, Marius Årthun, Ingo Bethke, François Counillon, Annette Samuelsen, Jerry Tjiputra, Are Olsen, and Noel Keenlyside

The predictability of phytoplankton abundance in the Barents Sea is explored in the CMIP6 decadal prediction runs with the Norwegian Climate Prediction Model (NorCPM1), together with satellite data and in situ measurements. The model successfully predicts a maximum in the observed phytoplankton abundance in 2007 up to five years in advance, which is associated with a strong predictive skill of 2007 minimum extent of the summer sea ice concentration. The underlying mechanism is an event of anomalously high heat transport into the Barents Sea that is seen both in the model and in situ observations. These results are an important step towards marine ecosystem predictions.

How to cite: Fransner, F., Årthun, M., Bethke, I., Counillon, F., Samuelsen, A., Tjiputra, J., Olsen, A., and Keenlyside, N.: Skillful Prediction of Barents Sea Phytoplankton Concentration, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12989, https://doi.org/10.5194/egusphere-egu22-12989, 2022.

The Mediterranean Basin (which includes the Mediterranean Sea and the countries bordering it) is often referred to as a hotspot for climate change and biodiversity. This image is used to illustrate the multiple risks for the region, its people and its ecosystems. These risks have been assessed by a new analysis of the scientific literature (MedECC 2020), concluding that it is the sum of climate change, pollution, unsustainable use of land and sea and the invasion of non-native species that induces these multiple risks, which are often underestimated. The Mediterranean territory is also a biodiversity hotspot with 25,000 plant species, 60% of which are endemic. It provided a “service” to plant and animal species as refuges during the last ice age (when the climate was much colder and the sea level was 120 m lower). These ecosystems are now under the triple threat of drought, rising sea level and intensified land use. Forest fires due to heat waves and droughts will be increasingly dramatic despite prevention efforts and fire response forces. Climate change, pollution and over-fishing are having a heavy impact on marine ecosystems, which contain 18% of known species and cover 0.82% of the global ocean. This talk will depict a picture of these present and future risks. A focus will be done on the viticulture which is iconic of the Mediterranean agricultural production and which is very vulnerable to climate change especially on its southern fringe where more intense and frequent droughts are projected. The methodology involves the use of a vegetation model offline coupled to earth system models. A shift of several degrees toward the north is projected for the vine area in case of a global warming larger than +2°C according to the pre-industrial period.

MedECC (2020) Climate and Environmental Change in the Mediterranean Basin – Current situation and Risks for the Future. First Mediterranean Assessment Report [Cramer, W., Guiot, J., Marini, K. (eds.)], Union for the Mediterranean, Plan Bleu, UNEP/MAP, Marseille, France, 632pp.

How to cite: Guiot, J.: Risks of environmental and climate change for the Mediterranean ecosystems, with a focus on mediterranean vines, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-773, https://doi.org/10.5194/egusphere-egu22-773, 2022.

EGU22-1723 | Presentations | CL3.1.4 | Highlight

To what degree can coastal waters be protected by local efforts? 

Kari Hyytiäinen, Inese Huttunen, Niina Kotamäki, Harri Kuosa, and Janne Ropponen

Coastal ecosystems are hotspots of marine biodiversity, marine pollution, and multiple human interests. A large share of responsibilities of managing and protecting the coastal ecosystems - often rich in diversity and amenity values - is typically mandated to municipalities, communities and institutions sharing the coastline and catchment area. On the other hand, the quality of water – and hence the state of the coastal ecosystems – is also dependent on the level of water pollution in the neighboring regions.  The objective of this paper is to assess the leverage and effectiveness of local pollution mitigation efforts in improving the water quality of nearby coastal waters. For this end, we employ a systems approach and develop a modelling framework to describe human-nature-human interactions to conduct what-if analyses for alternative societal developments and levels of policy effort in nutrient abatement. Our case study area is Archipelago Sea in the Baltic Sea. We demonstrate that there is room and opportunity for clear improvement towards the Good Environmental State (GES) in most parts of the Archipelago Sea. However, GES is far from reachable in any Archipelago Sea area, coastal region or inner bay through unilateral local action conducted in the catchment draining to the Archipelago Sea only. Local water protection efforts are necessary but not adequate measure to render the Archipelago Sea to a good environmental state. GES can be achieved for most areas within Archipelago Sea through well-coordinated and carefully adjusted load reductions and joint action between regions and countries that share the Baltic Sea catchment, except for inner archipelago, river mouths and the inner bays. In these areas – which also occur to be amongst the hotspot areas for various human interests – GES could be achieved only through extremely expensive local mitigation effort in the catchment area. To reach GES also on inner archipelago would require major transitions, investment in R&D and subsequent technological advancements in the energy sector, wastewater treatment, agriculture, and control of nutrients stored in the sediments of coastal seas.  Moreover, this result calls for consideration on the relevance of current threshold values and targets for GES in different coastal zones.  There is need for either more detailed classification that better accounts for geomorphological qualities of the coastal zone, or a new set of indicators that reflect the provision of ecosystem services rather than biological production. Our simulations also imply that the phenology of phytoplankton biomass occurrence is altered by increased nutrient loads. The shifts in the timing and relative abundance of spring and summer blooms are worth considering when planning the mitigation measures and the optimal timing/targeting of them.

How to cite: Hyytiäinen, K., Huttunen, I., Kotamäki, N., Kuosa, H., and Ropponen, J.: To what degree can coastal waters be protected by local efforts?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1723, https://doi.org/10.5194/egusphere-egu22-1723, 2022.

EGU22-2802 | Presentations | CL3.1.4

Climate Change in Mediterranean climate-type regions: A global approach based on the Köppen-Geiger classification 

Diego Urdiales, George Zittis, and Panos Hadjinicolaou

Mediterranean climate types (MC) are characterized by temperate, wet winters, and hot or warm dry summers and are mostly found at the western edges of all inhabited continents in locations determined by the geography of winter storm tracks and summer subtropical anticyclones. According to the Köppen-Geiger classification, this climate type is classified as Csa and Csb. Although such regions are limited in terms of area, their current population exceeds 700 million inhabitants globally. According to the scientific literature, most MC regions, became hotter and drier during the last century, while future climate projections suggest that these observed trends will continue for the upcoming decades. This combined effect of warming and drying will likely augment the climate change impacts in the MC societies and ecosystems. In this study we investigate how these regions will be impacted by global warming compared to the rest of the world and other regions in the same latitudinal zone. For defining the Csa and Csb regions of the Köppen-Geiger classification, we used the gridded CRU monthly precipitation and temperature observations. Then we analyzed temperature anomalies (area-weighted means) in different MC sub-regions, including North America (NA), South America (SA), Mediterranean Basin (MB), and the southwest of southern Africa (SAF) and southwest Australia (SAU). Our analysis shows that Csa and Csb regions worldwide have not undergone significant spatio-temporal changes during the last 120 years. Nevertheless, we found differences in the observed temperature trends, particularly in the last four decades (1981-2020). In more detail, the Mediterranean Basin with an observed trend of about 0.4 °C/decade has warmed faster than the global mean (0.28 °C/decade) and other MC regions (0.15-0.28 °C/decade). Finally, we will explore the future climate evolution of MC regions and if the observed trends will continue in the 21st century by analyzing a bias-adjusted and statistically downscaled dataset of CMIP6 climate projections. For supporting decision-making and climate mitigations efforts we focus on different global warming levels (e.g., 1.5, 2, and 4°C).

 

Keywords: Köppen-Geiger, Climate Change; Mean temperature anomalies; World’s Mediterranean climates

 

 

 

How to cite: Urdiales, D., Zittis, G., and Hadjinicolaou, P.: Climate Change in Mediterranean climate-type regions: A global approach based on the Köppen-Geiger classification, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2802, https://doi.org/10.5194/egusphere-egu22-2802, 2022.

EGU22-2885 | Presentations | CL3.1.4

Stalagmite record of Last Glacial Maximum to early Holocene climate change in southwest Iran 

Mojgan Soleimani, Stacy Carolin, Alireza Nadimi, and Christoph Spötl

Iran is a country with large climate contrast and thus highly vulnerable to climate change. The two major mountain ranges, Alborz in the north and Zagros in the west, impede the penetration of Mediterranean and Caspian winds to the central plateau, leading to precipitation on the topographical highs as well as deserts in the center of the country. Semi-arid southern Iran has struggled with severe droughts for several decades, and destructive floods in recent years underscore the vulnerability to ongoing climate change.

Records of paleoclimate in the Middle East, useful for improving our knowledge about the natural variability of atmospheric circulation patterns in this region, are sparse in comparison to other regions. In particular, there are currently no paleoclimate studies based on speleothem archives in Iran which span the transition from the Last Glacial Maximum (LGM) to the Holocene. 

Here we report a well-dated, high-resolution stalagmite proxy record from the foothills of the Zagros Mountains, SIB-4, which for the first time covers the LGM as well as parts of the deglaciation and reaches into the early Holocene. SIB-4 oxygen isotope (δ18O) values are ~4‰ higher in the LGM relative to the early Holocene. Other stalagmite records in the Middle East also show higher δ18O values in the LGM relative to the Holocene, such as from Soreq cave in Israel[1] (Δδ18O = +3‰), Jeita cave in Lebanon[2] (Δδ18O = +2.5‰), Dim cave in Turkey[3]  (Δδ18O = +6‰), and Moomi cave in Oman[4] (Δδ18O = +2‰). A large portion of the Δδ18O of SIB-4 was likely caused by colder and drier conditions in the LGM. This interpretation is supported by the SIB-4 carbon isotope (δ13C) values, which are ~7‰ higher in the LGM relative to the early Holocene. These high δ13C values, which approach the values of the marine host rock, are attributed to sparse vegetation (steppe type) and related reduced soil bioproductivity. 

SIB-4 contains three growth hiatuses during the deglaciation, 17.8-17.2 ka, 15.1-14.7 ka, and 13.4-11.7 ka, all coincident with millennial- to centennial-scale dry periods previously identified by a dust record from a peat bog in Southeast Iran[1]. Dry conditions during the youngest SIB-4 hiatus are also supported by the δ18O and δ13C values which increase sharply immediately before the hiatus. SIB-4 δ18O and δ13C values decrease sharply at 14.7 ka, marking more humid conditions coincident with the onset of the last interstadial known from many records across the Northern Hemisphere.


[1] Bar-Matthews et al. (2003). Geochimica et Cosmochimica Acta.

[2] Cheng et al. (2015). Geophysical Research Letters.

[3] Ünal-İmer et al. (2015). Scientific Reports.

[4] Fleitmann et al. (2003). Quaternary Research.

[5] Safaeirad et al. (2020). Proceedings of the National Academy of Sciences.

How to cite: Soleimani, M., Carolin, S., Nadimi, A., and Spötl, C.: Stalagmite record of Last Glacial Maximum to early Holocene climate change in southwest Iran, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2885, https://doi.org/10.5194/egusphere-egu22-2885, 2022.

EGU22-4655 | Presentations | CL3.1.4

Holocene Paleoenvironments in the Western Mediterranean Sea: palynological evidences on the Algerian coast and climatic reconstructions 

Vincent Coussin, Aurélie Penaud, Nathalie Combourieu-Nebout, Odile Peyron, Marie Alexandrine Sicre, Nadine Tisnerat-Laborde, Nathalie Babonneau, and Antonio Cattaneo

Environmental conditions along the Algerian margin (AM) involve complex atmosphere-hydrosphere-biosphere interactions with superimposed anthropogenic activities on adjacent watersheds across the Holocene. Surface waters of the Atlantic Ocean entering the western Mediterranean Sea become the Algerian Current (AC) flowing along the North African coast and generating anticyclonic eddies. Upwelled waters are other recurring hydrological feature reflecting the instability of the AC. In this area, Holocene vegetation and paleohydrological dynamics have not yet been described. The marine core MD04-2801 (2,067 m water depth) has been analyzed to assess environmental and climatic conditions over the last 14 kyrs BP at a secular-scale resolution to fill this gap. A multi-proxy approach including terrestrial (pollen grains and continental non-pollen palynomorphs such as Glomus spores and freshwater microalgae) and marine (dinoflagellate cysts or dinocysts) palynological data as well as sedimentological data (grain-size analysis and clay mineral assemblages) and biomarkers (alkenones and n-alkanes) have been used to investigate the links between past sea surface hydrological conditions characterized by the over-representation of heterotrophic dinocyst taxa (especially Brigantedinium spp.) and regional environmental changes on nearby watersheds. Quantifications of hydrological and climate parameters are also estimated using the Modern Analogue Technique applied to dinocyst and pollen assemblages. Our data evidence linkages between continental dryness or moisture and surface ocean conditions. High productivity is recorded during the cold and arid climate conditions of the Younger Dryas (12.7 to 11.7 ka BP). During the Early-Middle Holocene (11.7 to 8.2 and 8.2 to 4.2 ka BP), fluvial discharges increase concomitantly with the colonization of coastlands by the Mediterranean forest and oligotrophic conditions in the AM. In contrast, aridification characterizes the Late Holocene with the notable 4.2 ka BP megadrought  between 4.3 and 3.9 ka BP. Comparison between with other paleoenvironmental records from the Gulf of Cadiz to the Siculo-Tunisian strait underlines a west to east climatic gradient at orbital and infra-orbital timescales, with marked cold-dry events at 9, 8.1, 7.3 and 6.5 ka BP. This zonal gradient is discussed to explain contradictory results from the Alboran Sea to Tunisia. Finally, the last 3 kyrs BP highlight the establishment of modern ocean production conditions reflecting both vertical mixing in the AM (wind-driven eddies of the AC) and nutrient-enriched fluvial discharges intensified by human land-use.

How to cite: Coussin, V., Penaud, A., Combourieu-Nebout, N., Peyron, O., Sicre, M. A., Tisnerat-Laborde, N., Babonneau, N., and Cattaneo, A.: Holocene Paleoenvironments in the Western Mediterranean Sea: palynological evidences on the Algerian coast and climatic reconstructions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4655, https://doi.org/10.5194/egusphere-egu22-4655, 2022.

EGU22-5849 | Presentations | CL3.1.4

Using local moisture recycling to assess the impact of regreening on the local water cycle in five Mediterranean regions 

Jolanda Theeuwen, Arie Staal, Bert Hamelers, Mohsen Soltani, Obbe Tuinenburg, and Stefan Dekker

Mediterranean regions worldwide are expected to face an increase in water scarcity due to land degradation and climate change. Regreening enhances infiltration and preserves evapotranspiration, which may enhance rainfall locally and thus potentially reduce water scarcity. However, the exact impact of such land cover changes on the hydrological cycle remains unclear. To assess the impact of regreening on the local water cycle, we aimed to identify drivers of the local moisture recycling ratio (LMR) for five Mediterranean regions: southwestern Australia, California, central Chile, the Mediterranean Basin, and the Cape region of South Africa. We defined LMR as the fraction of evaporated moisture that rains out within approximately 50 km from its source and we calculated it using the output of a Lagrangian atmospheric moisture tracking model. For this, we studied the correlation between LMR and ecohydrological variables (dependent on the hydrological cycle or vegetation, i.e., precipitation, evaporation, aridity and vegetation cover) and non-ecohydrological variables (i.e., wind, orography and distance to the nearest coast) using Spearman rank correlation and principal component analyses. We find first, on average, LMR is small (1-2%) but varies among and within the five regions. Second, precipitation corresponds strongest to LMR in all five regions. Third, regreening could enhance LMR and strengthen the local water cycle for all five Mediterranean regions, although to different extents. The results suggest that an increase in evaporation due to regreening positively affects LMR and thus strengthens the local water cycle. The enhanced local water cycle reduces aridity, which induces LMR, and thus a positive feedback might be established. Finally, the correlation between LMR and ecohydrological and non-ecohydrological variables varies among the five regions. Therefore, the variables influencing LMR most are different for each region. Our results suggest that the potential impact of regreening varies among the Mediterranean regions due to the difference in correlations between LMR and the non-ecohydrological variables. Our study helps understand where regreening might benefit the local water cycle in regions with a Mediterranean climate.

How to cite: Theeuwen, J., Staal, A., Hamelers, B., Soltani, M., Tuinenburg, O., and Dekker, S.: Using local moisture recycling to assess the impact of regreening on the local water cycle in five Mediterranean regions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5849, https://doi.org/10.5194/egusphere-egu22-5849, 2022.

EGU22-5939 | Presentations | CL3.1.4 | Highlight

Interannual olive yield modulation forced by climate stressors in Italy: a composite index approach to support crop management 

Arianna Di Paola, Edmondo Di Giuseppe, and Massimiliano Pasqui

Even though a large part of the Italian peninsula is characterized by a Mediterranean climate intrinsically highly suitable for olive cultivation, farmers may experience variable agronomic and management costs due to interannual yield variability. A synoptic picture of major climate stressors and their ongoing impacts on olive yield variability at a broad spatio-temporal scale are scarce, but, if identified, could enhance the development of actionable services to alert stakeholders of potential climate risks. We analyzed Italian olive yield data from the Italian National Statistics Institute (ISTAT), aggregated at the provincial level, during 2006-2020, and several climatic variables from Reanalysis v5 (ERA5) of the European Centre for Medium-Range Weather Forecasts (ECMWR) to i) explore olive yields trends and inter-annual variations over the whole peninsula; ii) identify major climate stressors likely responsible for the largest drops in yield; iii) build a composite index that summarizes the risk of having exceptionally low yields due to the occurrence of multiple climate stressors; to this end, we defined two major classes of yield, namely exceptionally low and high yields (LY and HY, respectively), and explored the climatic variables, aggregated on a bimonthly time scale, determining yield in outcomes. It is worth noting that the use of bimonthly periods provides a means of examining the seasonal effects of stressors while providing the basis for near-real-time forecasting. Moreover, five years (i.e., 2009, 2011, 2014, 2018, and 2019) characterized by a conspicuous number of both LY and HY were focused to examine whether the composite risk index has application at more local scales. Results are discussed and some possible explanations based on the current knowledge of olive developmental ecology are provided. We suggest our approach as a promising yet still-in-progress work that could pave the way to an integrated meteorological seasonal forecast system to provide timely insight on factors affecting within-season yield development.   

How to cite: Di Paola, A., Di Giuseppe, E., and Pasqui, M.: Interannual olive yield modulation forced by climate stressors in Italy: a composite index approach to support crop management, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5939, https://doi.org/10.5194/egusphere-egu22-5939, 2022.

EGU22-6928 | Presentations | CL3.1.4 | Highlight

A Sustainable Freshwater Competence Centre in Finland 

Cintia B Uvo, Petteri Alho, Anna-Stiina Heiskanen, Harri Kaartinen, Maria Kämäri, Eliisa Lotsari, Hannu Marttila, Anna-Kaisa Ronkanen, and Jari Silander

A competence center of the water sector for boreal and subarctic catchment, river and lake environments was highly needed, as impacts of climate change on river basins, adaptation, and resilience request detailed analysis of the behavior of river basins under extreme conditions. This further demands detailed measurements in time and space of morphological, hydrological, and biological variables. A consortium of private and public institutions in Finland have been formed to establish a Sustainable Freshwater Competence Centre to support detailed monitoring, research, development of new techniques and equipment innovation.

The complete venture structure includes a network of public and private institutions that supports measurement the development of instruments; a research infrastructure, composed of eight sites (three supersites), and the development of digital solutions, such as digital twins and data transfer, to generate cost-effective monitoring and model river connectivity, hydrological processes, as well as nutrient and carbon loads from different land use in multi scale river basins.

Hydro-RDI-Network was inaugurated in 2021 to serve as the first Finnish competence center of the water sector. It aims to improve and implement river and catchment measurement, mapping, modelling approaches, and innovation. The Hydro-RI-Platform research infrastructure (2022 onwards) will facilitate solving environmental issues (e.g. erosion, flooding, water quality) of these fragile boreal and subarctic freshwater environments. A pool of unique instruments for bathymetric, hydrological, hydraulic, morphodynamic and water quality measurements, with a variety of autonomous under- and above-water sensor platforms, a mobile field laboratory facility, and a data sharing platform are developed to study essential scientific questions in present and future hydrology.

Green-Digi-Basin (2022 onwards) aims to develop state-of-the-art understanding on green and digital transform in river basin and provide new tools and integrated modelling approaches for sustainable water resource management to assess impacts of nature-based solutions (e.g. peatland restoration, wetland and gypsum treatment) and land use changes through boreal-subarctic river basins. These will be done by utilizing remote sensing technologies, laser scanning high-resolution water quality and flow sensors, river basin 3D-mapping and geospatial analyses. Online data transfer systems, automatic data analysis will serve processed data to modelling software such as national wide river basin model WSFS-VEMALA to develop digital twins for river basin management.

The holistic concept of the Sustainable Freshwater Competence Centre in Finland will create a broad and reliable source of hydrologic monitoring, research, development, and innovation to support the adaptation of the hydrology of the Baltic Region to climate change.

How to cite: B Uvo, C., Alho, P., Heiskanen, A.-S., Kaartinen, H., Kämäri, M., Lotsari, E., Marttila, H., Ronkanen, A.-K., and Silander, J.: A Sustainable Freshwater Competence Centre in Finland, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6928, https://doi.org/10.5194/egusphere-egu22-6928, 2022.

EGU22-7079 | Presentations | CL3.1.4

System dynamics modelling of linked land-coast-sea systems for water quality management under different RCP-SSP scenarios 

Samaneh Seifollahi-Aghmiuni, Zahra Kalantari, and Georgia Destouni

The human-nature interactions driving water quality deterioration in linked land-coast-sea systems are complex, including numerous components across different water environments. This complexity has led to many unsuccessful or insufficient efforts for water quality improvement, as seen, for example, in the Baltic Sea and its coasts that suffer from severe eutrophication long after several policies and measures have been repeatedly taken for mitigating excess nutrient loads. Considering the Swedish water management district of Northern Baltic Proper and its surrounding coastal areas and associated marine waters of the Baltic Sea, this study has used a system dynamics (SD) modelling approach to investigate possible future shifts in regional water availability and quality under different regional change scenarios. The SD model is developed based on a stakeholder-identified problem-oriented system network diagram that includes key land-coast-sea system interactions. The scenarios are developed based on scenarios of Representative Concentration Pathways (RCPs) and Shared Socio-economic Pathways (SSPs), complemented with insights from the IPCC report ‘Global warming of 1.5°C’ to reflect possible future changes in human pressures and hydro-climatic conditions. Relevant RCPs and SSPs are downscaled to region-specific change scenarios for associated model input variables, and their combined impacts on system behavior are evaluated using various key performance indicators defined for socioeconomic sectors, natural water systems, and policy and management aspects. Results show that further investment and development are needed for urban storm water handling and wastewater treatment from both water quantity and quality perspectives. Water quality management strategies also need to account for and target long-lived nutrient legacy sources to mitigate their further contribution to water quality problems in the study region. Furthermore, policy targets defined for water quality improvement, for example, in the Baltic Sea Action Plan, need to be updated based on regional water-related impacts of projected hydro-climatic changes and expected future socioeconomic conditions. The updated targets, however, can only be achieved if synergistic management measures are taken across the land-coast-sea continuum. SD modelling and scenario analysis, as established, applied and will be further developed in this study, can support identification of efficient policy and management strategies for water quality improvement by assessing their performance and exploring possible sustainable solutions under different future development scenarios.

How to cite: Seifollahi-Aghmiuni, S., Kalantari, Z., and Destouni, G.: System dynamics modelling of linked land-coast-sea systems for water quality management under different RCP-SSP scenarios, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7079, https://doi.org/10.5194/egusphere-egu22-7079, 2022.

EGU22-8533 | Presentations | CL3.1.4

The future of Gulf of Bothnia, possible changes on salinity and currents 

Simo-Matti Siiriä, Sam Fredriksson, Jari Haapala, and Lars Arneborg

Understanding the physical development of the Gulf of Bothnia is vital in estimating the future of the area, both for humans and nature alike. 

In the SmartSea project we have made simulations of future scenarios for the Gulf of Bothnia. We have simulated a historical control period of 1976-2006 with three different downscaled global circulation model forcings, and use these as comparisons for runs made with corresponding model forcings for the years 2006-2100 with RCP 4.5 and RCP 8.5 scenarios. 

In this presentation we analyze the changes in salinity and overturning circulation development within the simulation runs. The overturning circulation is characterized by being divided into the two basins Bothnian Sea and Bothnian Bay divided by the Quarken. The circulation in each of the basins is composed of one estuarine circulation with a cyclonic one superimposed. 

Local changes in salinity within the Gulf of Bothnia are affected by the stratification, changes of current patterns and river inflows, although its general salinity development is largely determined by the changes in the Baltic Proper.

The comparison between our simulation runs demonstrate that small changes in conditions can produce very different salinity trends, as either weaken, or strengthen the general circulation of the GoB. While the general salinity trend over the 2006-2100 period is slightly decreasing, the trend can be on the rise for decades within the simulation.

How to cite: Siiriä, S.-M., Fredriksson, S., Haapala, J., and Arneborg, L.: The future of Gulf of Bothnia, possible changes on salinity and currents, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8533, https://doi.org/10.5194/egusphere-egu22-8533, 2022.

In the last 20 years the anthropogenic pressure on the ocean and its ecosystems have been increasing, inducing considerable oceanographic and biogeochemical changes. The global warming impact is projected to increase further in the next decades. Consequently, changes in reef fish distribution, and the subsequent cascading effects on biodiversity, ecosystem function, reefs’ services, climate feedbacks, and socio-economic wellbeing are inevitable. To understand the extent and the impact of these changes, it is of fundamental importance to have reliable climate information at high spatio-temporal resolution, integrating interannual-to-long-term atmospheric-oceanic variability. Earth System Models are too coarse to fully resolve key features at the local scales. A challenge that can be overcome with dynamical downscaling, a powerful tool to increase our understanding of future changes in coastal regions. We use the Coupled-Ocean-Atmosphere-Wave-Sediment Transport (COAWST) Modeling System to simulate the eastern tropical Pacific (ETP) circulation and biogeochemistry. The model includes an atmospheric component, the Weather Research and Forecast Model (WRF) and an oceanic component, the Regional Ocean Modeling System (ROMS) with a biogeochemistry module. Present (1995-2016) and future (2025-2050) years will be dynamically downscaled, at a 20 km and 4 km resolution, from global reanalysis and the Norwegian Earth System model NorESM. To investigate the variability and the extent of anthropogenic-induced climate change impact on the local ecosystem, two contrasting future scenarios, the “strong mitigation” (SSP1-2.6) and the “business-as-usual” (SSP5-8.5), will be simulated. The performance of the model, its reliability and improvements in projecting future changes are presented here. We thoughtfully validate the model output, by comparing present days results with reanalysis and satellite data to demonstrate its potential to deliver crucial information for investigating climate changes impacts on the distribution of reef fish throughout the ETP. 

How to cite: De Falco, C., Mooney, P., and Tjiputra, J.: Developing a high resolution coupled ocean-atmospheric model to understand reef fish distribution in the Eastern Tropical Pacific in the present and future climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9095, https://doi.org/10.5194/egusphere-egu22-9095, 2022.

EGU22-10899 | Presentations | CL3.1.4

Understanding future changes in ocean eddy kinetic energy 

Junghee Yun, Kyung-Ja Ha, and Sun-Seon Lee

Ocean eddies, which present different properties to their surroundings, play pivotal roles in transporting heat, salt, organic carbon, and nutrients around the ocean, ending up controlling regional and global climate. Eddy kinetic energy (EKE), defined as the kinetic energy of the time-varying component, is one of the most crucial indicators for observing the upwelling and downwelling induced by ocean eddies. We aim to understand the future changes in ocean eddy activities and find the possible cause of them using an ultra-high-resolution climate simulation of CESM 1.2.2, with about 25 km horizontal resolution and 30 vertical levels in the atmosphere, and about 10 km horizontal resolution and 62 levels in the ocean, under different levels of greenhouse gas conditions: Present-day run (PD, fixed CO2 concentration of 367 ppm), Doubling CO2 run (2xCO2, 734 ppm), Quadrupling CO2 run (4xCO2, 1468 ppm). Model simulation shows that compared to PD, the global EKE will increase about 6.7 % and 14.7 % in 2xCO2 and 4xCO2, respectively, but with the nonuniformed spatial distributions. The results show that the EKE  increases about 12.5 % in 2xCO2 and decreases about 0.5 % in 4xCO2 in the Kuroshio Current region. In contrast, it decreases about 4.8 % (22.5 %) in 2xCO2 (4xCO2) in the Gulf Stream region. To find the underlying processes for the EKE change, we focus on identifying future changes in the energetics of eddy-mean flow interactions. Based on the energetics of eddy-mean flow interaction, the strengthened barotropic conversion will enhance the EKE in 2xCO2 over the Kuroshio Current region. Otherwise, the suppression of buoyancy flux will weaken the EKE in 2xCO2 and 4xCO2 over the Gulf Stream region.

How to cite: Yun, J., Ha, K.-J., and Lee, S.-S.: Understanding future changes in ocean eddy kinetic energy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10899, https://doi.org/10.5194/egusphere-egu22-10899, 2022.

EGU22-11404 | Presentations | CL3.1.4 | Highlight

Spatial variation of extreme storm characteristics over Gulf of Gdańsk and their long-term temporal changes 

Witold Cieślikiewicz and Aleksandra Cupiał

In this work we present the principal results of analysis of spatio-temporal variations of extreme storm features over the Gulf of Gdańsk located in the southern Baltic Sea. By extreme storms we mean storms that induce highest waves in various regions of Gulf of Gdańsk. The analysis of meteorological conditions over the Baltic Sea and wind wave fields in the Gulf of Gdańsk was carried out using 44-year long time series of gridded hindcast REMO meteorological data (Jacob and Podzun, 1997; Feser et al., 2001) and HIPOCAS wind wave data (Cieślikiewicz et al., 2005). 

An important aim of this study is to obtain the most characteristic features of extreme storms that had created extreme risks and hazards in the Gulf of Gdańsk during the investigated period 1958–2001. The Gulf of Gdańsk is a very important sea basin for Poland. Two of three largest ports in Poland are in the Gulf of Gdańsk: the Port of Gdańsk and the Port of Gdynia.

In this study an objective measure of spatial variability of characteristic storm patterns linked with extreme local wave conditions is proposed. That variability measure is constructed based on special selection procedure of extreme storms using long-term significant wave height time series. We define a general spatial storm variability coefficient that may be estimated for various sea basins. In the present work this storm variability coefficient is determined for the Gulf of Gdańsk and its estimation procedure is described in detail.
 
In our study the long-term change in basic statistics of wind wave field over Gulf of Gdańsk is also analysed. This may be referred to as wind wave climate change analysis. It is done by determination of trends in statistical properties of basic wind wave parameters such as significant wave height, mean wave period and wave direction. An attempt is made to relate the trends found in extreme wind wave statistical characteristics to change in associated extreme storm patterns.

In this study probability distributions of significant wave height and mean wave period are determined. The presentation of spatial and temporal variations of the parameters of those probability distributions is yet another way of examining and presenting the spatio-temporal changes of wind wave climate in the Gulf of Gdańsk. Again, an attempt is made to relate those changes to change in characteristic features of meteorological conditions over the Baltic Sea, including storm patterns causing extreme local wave in various regions of the Gulf.

Acknowledgements

Computations performed within this study were conducted in the TASK Computer Centre, Gdańsk with partial funding from eCUDO.pl project No. POPC.02.03.01-00-0062/18-00.

References

Jacob, D., Podzun, R., 1997. Sensitivity studies with the regional climate model REMO. Meteorol. Atmospheric Phys. 119–129. https://doi.org/10.1007/BF01025368

Feser, F., Weisse, R., von Storch, H., 2001. Multi-decadal atmospheric modelling for Europe yields multi-purpose data. Eos 82. https://doi.org/10.1029/01EO00176

Cieślikiewicz, W., Paplińska-Swerpel, B., Soares, C.G., 2005. Multi-decadal wind wave modelling over the Baltic Sea, in: Coastal Engineering 2004. Presented at the Proceedings of the 29th International Conference, World Scientific Publishing Company, National Civil Engineering Laboratory, Lisbon, Portugal, pp. 778–790. https://doi.org/10.1142/9789812701916_0062

How to cite: Cieślikiewicz, W. and Cupiał, A.: Spatial variation of extreme storm characteristics over Gulf of Gdańsk and their long-term temporal changes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11404, https://doi.org/10.5194/egusphere-egu22-11404, 2022.

EGU22-11491 | Presentations | CL3.1.4

Regional scale evaluation of marine properties as simulated by CMIP6 Earth System models  for contemporary climate conditions 

Momme Butenschön, Jerry Tjiputra, Tomas Lovato, and Jean Negrel

Environmental changes resulting from anthropogenic forcings have significant implications at regional and coastal scales impacting considerably on a variety of key ecosystem services.
While the capacity to understand, quantify and predict these impacts is essential for a consolidated implementation of adaptation and mitigation strategies, the information available on the environmental changes is often insufficient. Extensive datasets from global projections exist from the CMIP initiatives that provide a wealth of information including crucial estimates of uncertainty and likelihood but are mostly assessed at global or basin level delivering broad-scale information that is often less relevant or prone to large uncertainties at the regional service level. While some regional information exists deriving from individual dynamically downscaled simulations, these are mostly driven by the effort of individual institutions  and hence lack robust estimates of uncertainty and are prone to significant biases deriving from the applied boundary forcings, which are often chosen in an opportunistic manner.

Here we present an attempt to overcome some of these short-comings pursued in the CE2COAST project (https://www.ce2coast.com) providing a systematic assessment of a suite of indicators of multiple ocean pressures from CMIP6 simulations validated at regional level for selected European Seas and the Humbolt Current. The outcome presents valuable information in itself on the spread of model performances in CMIP6  at regional level and is highly relevant as baseline and benchmark for regional downscaling efforts. It highlights that there is no single global model that will fit-for-purpose for downscaling in all regions or for addressing all ocean pressures.

How to cite: Butenschön, M., Tjiputra, J., Lovato, T., and Negrel, J.: Regional scale evaluation of marine properties as simulated by CMIP6 Earth System models  for contemporary climate conditions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11491, https://doi.org/10.5194/egusphere-egu22-11491, 2022.

EGU22-12080 | Presentations | CL3.1.4

Explosive Volcanism Drives Bumper North Sea and Grand Banks Fish Catch, 1600-1850 CE 

Francis Ludlow, John Matthews, and Francesco Pausata

Research that twins data from human (written) archives with data from natural environmental archives represents a rapidly advancing frontier in understanding the ecosystem and linked societal impacts of climatic change. The study of explosive volcanic eruptions, capable of inducing severe short-term climatic anomalies, provides a proving ground in which to develop the methodologies required to combine these disparate sources of evidence, and for showcasing the insights that can be achieved. Volcanic influences on the oceans are becoming increasingly understood, through advances in marine palaeoenvironmental proxies and more sophisticated Earth system modelling. At the same time, growing concern exists over the impacts of present and projected climatic changes on marine ecosystems and important higher trophic level species (Cod, Herring) exploited by commercial fisheries. Here we examine the impact of major explosive volcanism on North Atlantic sea-surface-temperatures (SSTs) using the Norwegian Earth System Model, and on North Sea Herring (1600-1860 CE) and Grand Banks Cod (1675-1827 CE) populations, using rigorously reconstructed catch volumes from contemporary documentation. We show that volcanic eruptions, identifiable through elevated sulfate levels in polar ice cores, impacted ocean temperatures and triggered population booms in both species during the first post-eruption decade. We also show this response to be consistent with expected increases in plankton productivity (a key food source for Cod and Herring) under lower SSTs in the North Sea and higher SSTs in the Grand Banks, respectively. We complement our historical analyses with Cod and Herring population modelling, similarly predicting a population boom in the first decade following a positive ecosystem disturbance (e.g., increased food availability for Cod and Herring, promoting increased survivorship). Lastly, we employ historical Herring price data to examine market responses post-eruption, observing an increase in prices in the first two post-eruption years, thus indicating an increased demand for Herring as a substitute for terrestrial agriculture likely to have been impacted by volcanic climatic anomalies. Our results will help improve fish population projections for the North Atlantic after the next big eruption. This work has been funded by the ERC NorFish (ID 669461) and 4-OCEANS (ID 951649) projects.

How to cite: Ludlow, F., Matthews, J., and Pausata, F.: Explosive Volcanism Drives Bumper North Sea and Grand Banks Fish Catch, 1600-1850 CE, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12080, https://doi.org/10.5194/egusphere-egu22-12080, 2022.

EGU22-13114 | Presentations | CL3.1.4 | Highlight

Recent trends in impacts-relevant climate in the world’s Mediterranean-type climate regions 

Richard Seager, Haibo Liu, Tess Jacobson, Yochanan Kushnir, Isla R. Simpson, Timothy J. Osborn, and Jennifer Nakamura

Mediterranean-type climate regions are heavily dependent on cool season precipitation for water resources and agriculture.  Declines in cool season precipitation have been noted in the Mediterranean, Chile, southwest South Africa and southern Australia while California has also been experiencing recent droughts.  These changes have been attributed with some confidence to rising greenhouse gases, a poleward shift of storm tracks and Hadley Cell expansion.  However, from the perspectives of climate hazards such as fire and heat and ecosystem impacts, spring and summer climate change are also important.  For example, recent work shows that summer burned area in California’s Mediterranean-type climate depends on winter precipitation but also on precipitation, temperature and vapor pressure deficit in spring and early summer.   Here we consider trends over past decades in the impacts-relevant quantities of precipitation, surface temperature, humidity and vapor pressure deficit throughout the seasons for all the world’s five Mediterranean-type climate regions.  Trends from reanalyses are compared to those from CMIP6 models to attribute changes to radiative forcing and natural variability and the connections between change in thermodynamic quantities and the atmospheric circulation are explored.  We show that across the Mediterranean-type climate regions human-driven climate change throughout the year is generating changes in impacts-relevant climate quantities that will create substantial challenges to societies and ecosystems.

How to cite: Seager, R., Liu, H., Jacobson, T., Kushnir, Y., Simpson, I. R., Osborn, T. J., and Nakamura, J.: Recent trends in impacts-relevant climate in the world’s Mediterranean-type climate regions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13114, https://doi.org/10.5194/egusphere-egu22-13114, 2022.

EGU22-1376 | Presentations | CL4.3

A global investigation of CMIP6 simulated extreme precipitation beyond biases in means 

Hebatallah Abdelmoaty, Simon Michael Papalexiou, Chandra Rupa Rajulapati, and Amir AghaKouchak

Climate models are the available tools to assess risks of extreme precipitation events due to climate change. Models simulating historical climate successfully are often reliable to simulate future climate. Here, we assess the performance of CMIP6 models in reproducing the observed annual maxima of daily precipitation (AMP) beyond the commonly used methods. This assessment takes three scales: (1) univariate comparison based on L-moments and relative difference measures; (2) bivariate comparison using Kernel densities of mean and L-variation, and of L-skewness and L-kurtosis, and (3) comparison of the entire distribution function using the Generalized Extreme Value () distribution coupled with a novel application of the Anderson-Darling Goodness-of-fit test. The results depict that 70% of simulations have mean and variation of AMP with a percentage difference within 10 from the observations. Also, the statistical shape properties, defining the frequency and magnitude of AMP, of simulations match well with observations. However, biases are observed in the mean and variation bivariate properties. Several models perform well with the HadGEM3-GC31-MM model performing well in all three scales when compared to the ground-based Global Precipitation Climatology (GPCC) data. Finally, the study highlights biases of CMIP6 models in simulating extreme precipitation in the Arctic, Tropics, arid and semi-arid regions.

How to cite: Abdelmoaty, H., Papalexiou, S. M., Rajulapati, C. R., and AghaKouchak, A.: A global investigation of CMIP6 simulated extreme precipitation beyond biases in means, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1376, https://doi.org/10.5194/egusphere-egu22-1376, 2022.

EGU22-2451 | Presentations | CL4.3

A storyline view of the projected role of remote drivers on summer air stagnation in Europe and the United States 

José M. Garrido-Pérez, Carlos Ordóñez, David Barriopedro, Ricardo García-Herrera, Jordan L. Schnell, and Daniel Ethan Horton

Air pollutants accumulate in the near-surface atmosphere when atmospheric scavenging, horizontal dispersion, and vertical escape are reduced. This is often termed "air stagnation". Recent studies have investigated the influence that climate change could exert on the frequency of stagnation in different regions of the globe throughout the 21st century. Although they provide a probabilistic view based on multi-model means, there are still large discrepancies among climate model projections. Storylines of atmospheric circulation change, or physically self-consistent narratives of plausible future events, have recently been proposed as a non-probabilistic means to represent uncertainties in climate change projections. This work applies the storyline approach to 21st century projections of summer air stagnation over Europe and the United States. For that purpose, we use a CMIP6 ensemble to generate stagnation storylines based on the forced response of three remote drivers of the Northern Hemisphere mid-latitude atmospheric circulation: North Atlantic warming, North Pacific warming, and tropical versus Arctic warming.

Under a high radiative forcing scenario (SSP5-8.5), strong tropical warming relative to Arctic warming is associated with a strengthening and poleward shift of the upper westerlies, which in turn would lead to decreases in stagnation over the northern regions of North America and Europe, as well as increases in some southern regions, as compared to the multi-model mean. On the other hand, North Pacific warming tends to increase the frequency of stagnation over some regions of the U.S. by enhancing the frequency of stagnant winds, while reduced North Atlantic warming does the same over Europe by promoting the frequency of dry days.

Given the response of stagnation to these remote drivers, their evolution in future projections will substantially determine the magnitude of the stagnation increases. Our results show differences of up to 2%/K (~2 stagnant days in summer per degree of global warming) among the storylines for some regions. We will discuss the combination of remote driver responses leading to the highest uncertainties in future air stagnation separately for Europe and the U.S.

How to cite: Garrido-Pérez, J. M., Ordóñez, C., Barriopedro, D., García-Herrera, R., Schnell, J. L., and Horton, D. E.: A storyline view of the projected role of remote drivers on summer air stagnation in Europe and the United States, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2451, https://doi.org/10.5194/egusphere-egu22-2451, 2022.

EGU22-2669 | Presentations | CL4.3

The influence of the North Atlantic on vegetation greening patterns in the northern high latitudes 

Alexander J. Winkler and Leonard F. Borchert

Rising CO2 concentrations due to anthropogenic carbon emissions and the resulting warming raise expectations of an increase in biospheric activity in temperature-limited ecosystems. Early satellite observations since the 1980s confirm this expectation, revealing so-called "greening" trends of the high northern vegetation. However, since the early 2000s, these observational records show these greening trends have stagnated in high-latitude Eurasia (HLE), with many regions even reversing to browning trends. We propose here that decadal variations of the North Atlantic ocean could have contributed to these HLE browning trends. 

Our analysis shows that roughly 80% of HLE area has become drier in the last two decades compared to the previous decades. It is mainly in these drying regions that the vegetation exhibits browning trends. Satellite observations of vegetation and the ERA5 reanalysis show HLE browning to be concomitant with a stagnation of North Atlantic sea surface temperature (SST). North Atlantic SST was previously shown to potentially influence remote climate by modulating a circumglobal atmospheric Rossby wave train. Indeed, we find a precipitation decrease over Eurasia to potentially originate from this North Atlantic teleconnection, linking SST stagnation to the observed browning trend.

Next, we turn to fully-coupled Earth system models to assess the plausibility of the proposed cause-and-effect chain. We employ a pattern matching algorithm to select realizations with similar-to-observed North Atlantic SST variations from three large ensembles (MPI-GE, IPSL-LE, and CanESM5). These ensembles enable a clean separation of the unforced signal (internal variability) from the forced vegetation response (CO2 forcing). Our results show that realizations that closely resemble the observed North Atlantic spatio-temporal SST pattern also simulate the respective wave-train and associated precipitation patterns over Eurasia that cause HLE vegetation to change. Thus, the models confirm that unforced decadal variations of HLE vegetation can be modulated by North Atlantic SST via changes in precipitation patterns. In addition, model simulations suggest that the relative decrease in vegetation greenness is accompanied by a reduction in land carbon uptake, such that changes in North Atlantic SST ultimately affect the global carbon balance.

This study therefore demonstrates that the recently observed trend in HLE browning may well be due to an unforced signal originating from the North Atlantic. This implies that even decades-long trends in biospheric variables can emerge from natural climate variability and thus could be incorrectly attributed to an external forcing. This has major implications for the understanding of biospheric dynamics, including carbon uptake and release processes.

How to cite: Winkler, A. J. and Borchert, L. F.: The influence of the North Atlantic on vegetation greening patterns in the northern high latitudes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2669, https://doi.org/10.5194/egusphere-egu22-2669, 2022.

EGU22-4292 | Presentations | CL4.3 | Highlight

Quantifying and understanding very rare climate extremes using ensemble boosting 

Claudia Gessner, Erich M. Fischer, Urs Beyerle, and Reto Knutti

In recent years, unprecedented temperature and precipitation extremes have been observed across the world. With further global warming, climate models project extreme events to get even more intense and likely break observational records by large margins. It is challenging to estimate how extreme climate events could get and to quantify the contribution of physical drivers in the future or even in the present climate? To address these questions, we introduce the ensemble boosting method, a model-based method that generates large samples of re-initialized extreme events in climate simulations. In doing so, the method provides physically consistent storylines of climate extremes that can be used to analyse the driving factors and estimate the very high return levels for the event type beyond observational records. We apply ensemble boosting to heat waves in the millennial pre-industrial control run, made with CESM1 and to heavy precipitation in the large ensemble near future simulations, carried out with CESM2. We find that individual members of the boosted ensembles can substantially exceed the most extreme heat and precipitation events over Europe and North America in the respective climatology. Furthermore, we show that estimated upper bounds of heat correspond to the statistical estimates by the generalized extreme value (GEV) distribution and regression models. Therefore, the framework of ensemble boosting might ultimately contribute to adaption and the stress testing of ecosystems or socioeconomic systems, increasing the resilience to extreme climate stressors.

How to cite: Gessner, C., Fischer, E. M., Beyerle, U., and Knutti, R.: Quantifying and understanding very rare climate extremes using ensemble boosting, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4292, https://doi.org/10.5194/egusphere-egu22-4292, 2022.

EGU22-4619 | Presentations | CL4.3

Reconstructing zonal precipitation from sparse historical observations using climate model information and statistical learning 

Marius Egli, Sebastian Sippel, Angeline Pendergrass, Iris de Vries, and Reto Knutti

Changes in precipitation due to climate change are having and will continue to have substantial societal impact. Although physical process understanding allows insights into some of the model-projected changes, we face many challenges when turning to observations in order to detect these changes, such as large internal variability and limited observational coverage both in time and space.

Here, we aim to address these challenges with a tool from statistical learning, by implementing a regularized linear model to (1) reconstruct historical seasonal full (land+ocean) zonal mean precipitation starting in 1950 and (2) detect anthropogenically forced changes in zonal mean precipitation. The linear model is trained using a climate model large-ensemble archive with its coverage reduced to match gridded station observations on land only. Once trained, the linear model can reconstruct the full zonal mean precipitation from the partial coverage given by observations. The reconstructions (1) are compared against independent satellite observations and other sources of historical precipitation reconstructions. Our approach is successful at recovering a large part of the variability in zonal precipitation. In the Northern hemisphere extra-tropics, with relatively high station coverage, the reconstructions achieve an agreement of R=0.8 (Pearson correlation) or higher with independent satellite precipitation. But correlation values decrease considerably in the Southern hemisphere and parts of the tropics. Next, we estimate trends in the forced response (2) in seasonal zonal-mean precipitation, many of which lie outside the likely range in a preindustrial climate. The detected trends are, in line with the projection of climate models forced with historical greenhouse gas and aerosol emissions but are sensitive to the underlying observational data set.

Our results show that for large scale metrics such as seasonal zonal mean precipitation our reconstruction method can facilitate new insights for the detection and attribution of changes in the hydrological cycle. 

How to cite: Egli, M., Sippel, S., Pendergrass, A., de Vries, I., and Knutti, R.: Reconstructing zonal precipitation from sparse historical observations using climate model information and statistical learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4619, https://doi.org/10.5194/egusphere-egu22-4619, 2022.

EGU22-5090 | Presentations | CL4.3

Detecting the spatio-temporal propagation of heat waves in a regional single-model large ensemble 

Andrea Böhnisch, Elizaveta Felsche, and Ralf Ludwig

Heat waves are among the most hazardous climate extremes in Europe, commonly affecting large regions for a considerable amount of time. Especially in the recent past heat waves account for substantial economic, social and ecologic impacts and loss. Projections suggest that their number, duration and intensity increase under changing climate conditions, stressing the importance of quantifying their characteristics. Yet, apart from the analysis of single historical events, little research is dedicated to the general propagation of heat waves in space and time. 

Heat waves are rare in their occurrence and limited observational data provide little means for robust analyses and the understanding of dynamical spatio-temporal patterns. Therefore, we seek to increase the number of analyzable events by using a single-model initial condition large ensemble of a regional climate model (Canadian Regional Climate Model Version 5, CRCM5-LE). This provides 50 model members of comparable climate statistics to robustly assess various spatial patterns and pathways of European heat waves in a data set of high spatial resolution. 

Using the CRCM5-LE allows us to explore a novel data-driven approach to infer cause-and-effect relationships, in this case the spatio-temporal propagation of spatially distributed phenomena. Our aim is to investigate specifically the transitions and inter-dependencies among heat wave core regions in Europe to better understand their evolution during the recent past.

We define heat waves as a minimum of three consecutive hot days with temperatures above the 95th JJA (1981-2010) percentile. If a reasonable fraction of the domain land area exhibits a hot day, this time step is used for clustering in order to derive core regions. Each core region is represented by a spatially aggregated time series of the cluster footprint. The approach further includes the derivation of directed links between these core regions using causal discovery and the analysis of associated atmospheric conditions.

Results indicate that directed links among core regions of heat wave occurrence over Europe reproduce parts of observed movements. This helps to group and characterize heat waves according to, e.g. seasonality. Examples of these heat wave cluster transitions show an associated shift of high pressure patterns, suggesting that the approach allows capturing the spatial dislocation of heat wave centers. 

How to cite: Böhnisch, A., Felsche, E., and Ludwig, R.: Detecting the spatio-temporal propagation of heat waves in a regional single-model large ensemble, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5090, https://doi.org/10.5194/egusphere-egu22-5090, 2022.

EGU22-5131 | Presentations | CL4.3

Future changes in circulation types in the SMHI Large Ensemble 

Klaus Wyser, Felicitas Hansen, Danijel Belusic, and Torben Koenigk

Recently SMHI has completed and published 50-member ensembles for each of the Tier-1 and Tier-2 future scenarios of ScenarioMIP, using the EC-Earth3 model (SMHI-LENS, Wyser et al. 2021). Monthly and daily output from these simulations are freely available on the ESGF and can serve as a base for assessing the uncertainty of climate projections in a single model, changes in the likelihood, magnitude and duration of extremes, changes in the probability for passing tipping points, or changes in the frequency of occurrence of compound events. To our knowledge SMHI-LENS is the only single-model large ensemble that includes all ScenarioMIP scenarios.

As an application of SMHI-LENS we present results from an evaluation of changes in large-scale circulation types (CTs) over the Scandinavian domain between the present climate and two future periods in the different scenarios. For the classification in 10 CTs we are using the Simulated Annealing and Diversified Randomization (SANDRA) method applied to daily sea level pressure fields where the spatial means have been removed (Hansen and Belusic 2021). Most of the 10 CTs occur predominantly in a specific season and can hence be referred to as summer or winter CTs. We find that the frequency of the CTs does not change significantly towards the middle of the 21st century, but that most significant CT frequency changes happen towards the end of the century during summer. The magnitude of the frequency changes is found to be proportional to the warming in the different scenarios. Our results further suggest that the distinction between summer and winter season in terms of CTs becomes more pronounced in the future climate.

Each CT has its specific effect on other variables such as temperature and precipitation, meaning that a specific CT can, for example, be associated with lower-than-normal temperatures or less-than-normal precipitation. In our study, we also investigate how this effect changes in the different future scenarios. For both temperature and precipitation, the spatial extent of the effect change is considerably larger at the end of the century compared to the change at the mid-century, but the average magnitude of the change is similar in both periods. For temperature, the effect change is strongest in the winter half-year for almost all of the 10 CTs.

Ref: Hansen, F. and D. Belušić. "Tailoring circulation type classification outcomes." International Journal of Climatology (2021).

How to cite: Wyser, K., Hansen, F., Belusic, D., and Koenigk, T.: Future changes in circulation types in the SMHI Large Ensemble, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5131, https://doi.org/10.5194/egusphere-egu22-5131, 2022.

EGU22-7280 | Presentations | CL4.3

Planning for a Large Ensemble based on the HadGEM3 climate model 

Reinhard Schiemann, Rosalyn Hatcher, Bryan Lawrence, Grenville Lister, and Len Shaffrey

Large ensembles of climate-scale model simulations are key tools for assessing climate risks, separating internal variability from external forcing, and interpreting the observational record. Several modelling centres have produced such ensembles over the past years. Here we present early plans for the development of a new Large Ensemble based on the HadGEM3 (Hadley Centre Global Environment Model version 3) climate model. The initial plan envisages a 40-member ensemble spanning 150 years of historical/scenario climate (1950-2100) at a resolution of N216 (about 60 km) in the atmosphere and ¼° in the ocean.

This initiative is part of the recently started UK NERC multi-centre project CANARI (Climate change in the Arctic-North Atlantic Region and Impacts on the UK). CANARI aims to advance understanding of the impacts on the UK arising from climate variability and change in the Arctic-North Atlantic region, with a focus on extreme weather and the potential for rapid, disruptive change. While we aim for the new Large Ensemble to become a resource for a wide range of applications, it will support addressing the CANARI science questions in particular. These questions are concerned with, for example, the (i) projected Arctic change and potential lower-latitude influences through atmospheric or oceanic pathways, (ii) the projected change in the large-scale (North Atlantic) ocean/atmosphere circulation, its drivers, and interaction with weather systems, and (iii) projected impacts on the UK arising from extreme weather (windstorms and flooding, blocking, heatwaves and droughts).

This poster invites discussion with the community on all aspects of the design of the new Large Ensemble, and particularly seeks input regarding

  • the choice/number of experiments to follow (from CMIP6 Scenario MIP),
  • the initialisation strategy, and the degree to which slow (10 years and longer) variability, particularly in the ocean, should be sampled, and
  • the desired output.

How to cite: Schiemann, R., Hatcher, R., Lawrence, B., Lister, G., and Shaffrey, L.: Planning for a Large Ensemble based on the HadGEM3 climate model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7280, https://doi.org/10.5194/egusphere-egu22-7280, 2022.

The frequency of precipitation extremes is set to change in response to a warming climate. Thereby, the change in precipitation extreme event occurrence is influenced by both a shift in the mean and a change in variability. How large the individual contributions from either of them (mean or variability) to the change in precipitation extremes are, is largely unknown. This is however relevant for a better understanding of how and why climate extremes change. The mechanisms behind a change in either the mean or the variability can thereby be very different.

For this study, two sets of forcing experiments from the regional CRCM5 initial-condition large ensemble are used. A set of 50 members with historical and RCP8.5 forcing as well as a 35-member (700 year) ensemble of pre-industrial natural forcing. The concept of the probability risk ratio is used to partition the change in extreme event occurrence into contributions from a change in mean climate or a change in variability.

The results show that the contributions from a change in variability are in parts equally important to changes in the mean, and can even exceed them. The level of contributions shows high spatial variation which underlines the importance of regional processes for changes in extremes. Further, the results reveal a smaller influence of the level of warming and level of extremeness on the individual contributions then the seasonality or temporal aggregation (3h, 24h, 72h). These results highlight the need for a better understanding of changes in climate variability to better understand the mechanisms behind changes in climate extremes.

How to cite: Wood, R. R.: Role of mean and variability change for changes in European seasonal extreme precipitation events, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7697, https://doi.org/10.5194/egusphere-egu22-7697, 2022.

EGU22-7861 | Presentations | CL4.3

Identifying patterns of spatial variability within the EuroCORDEX ensemble 

Clair Barnes, Richard Chandler, Chris Brierley, and Raquel Alegre

Ensembles of regional climate projections provide information about the range of possible scenarios of future climate change at the local scale, with more detail and better representation of fine-scale processes than can be provided by lower-resolution global circulation models (GCMs). The CORDEX ensembles are multi-model ensembles, with each member obtained by using a GCM to drive a higher-resolution regional climate model (RCM). Due to resource limitations however, users of regional climate information typically do not want to use an entire ensemble and must select a sample of its members for their purposes. To preserve as much information as possible, such a sample should be chosen to be representative of the variation within the ensemble.

Analysis of variance (ANOVA) has often been used to characterise ensemble variation by apportioning the total variation to differences between the GCMs or between the RCMs (Yip et al., 2011; Déqué et al., 2012), and to produce maps of the geographical regions where variance between the runs is ascribed to one or other model component (Christensen and Kjellström, 2020). However, traditional ANOVA methods require a balanced ensemble in which all possible GCM-RCM pairs are available. The analysis of unbalanced ensembles therefore typically proceeds either by discarding surplus runs or imputing missing ones, or by using computationally intensive Bayesian methods to account for the lack of balance.

We here propose two enhancements to the existing techniques for analysis of ensemble variation. The first is a modification of the standard ANOVA approach, based on the underlying statistical model, that can be applied directly to unbalanced ensembles: the modification is computationally cheap and hence suitable for routine application, and provides ranges of variation that are potentially attributable to the different sources.

The second enhancement adds further detail to the partitioning of variation, using an eigenanalysis that characterises the principal spatial modes of variation within an ensemble. As well as identifying the dominant spatial patterns of variation associated with the GCMs and RCMs, the analysis characterises the contribution from each model, for example by identifying models with different treatments of orography, rain shadows, or urban heat island effects. As well as informing the selection of subsets of ensemble members, this enhancement offers the possibility of emulating missing ensemble members where the GCM-RCM matrix is only partially filled. The method is applied to the EuroCORDEX ensemble with a focus on the UK.

 

References

Christensen, O. and Kjellström, E. (2020). Partitioning uncertainty components of mean climate and climate change in a large ensemble of European regional climate model projections. Climate Dynamics, 54:4293–4308.
Déqué, M., Somot, S., Sanchez-Gomez, E. et al. (2012). The spread amongst ENSEMBLES regional scenarios: regional climate models, driving general circulation models and interannual variability. Climate Dynamics, 38:951–964 (2012).
Yip, S., Ferro, C. A. T., Stephenson, D. B., and Hawkins, E. (2011). A simple, coherent framework for partitioning uncertainty in climate predictions. Journal of Climate, 24(17):4634–4643.

How to cite: Barnes, C., Chandler, R., Brierley, C., and Alegre, R.: Identifying patterns of spatial variability within the EuroCORDEX ensemble, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7861, https://doi.org/10.5194/egusphere-egu22-7861, 2022.

EGU22-8735 | Presentations | CL4.3 | Highlight

Processes leading to extreme seasons – research at the weather-climate interface based on reanalyses and large ensemble climate simulations 

Heini Wernli, Urs Beyerle, Maxi Boettcher, Erich Fischer, Emmanouil Flaounas, Christoph Frei, Katharina Hartmuth, Mauro Hermann, Reto Knutti, Flavio Lehner, Lukas Papritz, Matthias Röthlisberger, Michael Sprenger, and Philipp Zschenderlein

Research on extreme weather typically investigated the physical and dynamical processes involved in the formation of specific meteorological events that occur on time scales of hours to a several days (e.g., heavy precipitation events, windstorms, heat waves). Such events can be extremely hazardous, but for certain socioeconomic sectors the seasonal aggregation of weather is particularly harmful. These sectors include, for instance, agriculture, forestry, energy, and reinsurance. This presentation introduces the concept of “extreme seasons” as an important and not yet thoroughly investigated research field at the interface of weather and climate science. Extreme seasons are defined as seasons during which a particular meteorological or impact-related parameter (or a combination thereof) strongly deviates from climatology. An important conclusion of the presentation will be that large ensemble climate simulations (here using an extended CESM1-LENS data set with 6-hourly output of 3D fields), with about 1000 simulated years per climate period, are an essential resource enabling novel quantitative insight into the processes leading to and characteristics of extreme seasons. The presentation provides examples for the identification of extreme seasons and emphasizes the importance of studying their substructure, including the occurrence of specific weather systems. A first approach to systematically study extreme seasons is to consider the top 10 seasons (for a given metric) in the large ensemble at every grid point, e.g., the 10 wettest winters or hottest summers, or the 10 summers with the largest vapour pressure deficit (as an example for a more impact-related metric). Alternatively, one can look at anomalies in a multi-dimensional parameter phase space, identifying extreme seasons that result from a highly unusual combination of, e.g., surface temperature, precipitation, and surface energy balance. Or, using a pragmatic method based on fitting a statistical model to seasonal mean values at each grid point, spatially coherent extreme season objects can be identified that exceed a local return period threshold of, e.g., 40 years. The same statistical approach can be applied to ERA5 reanalyses to compare characteristics of extreme season objects (e.g., their size and intensity) in climate models with observation-based data. With this approach we can meaningfully estimate how often, e.g., an observed extreme winter like the cold North American 2013/14 winter is expected anywhere in midlatitude regions. The last part of the presentation addresses the substructure and weather system characteristics of extreme seasons. Illustrative results are shown that address the questions: (i) Where are extremely hot summers the result of the warmest days being anomalously hot vs. the coldest days being anomalously mild? (ii) Where are wettest seasons the result of more frequent wet days vs. more intense precipitation on wet days? and (iii) How does the frequency of weather systems and their precipitation efficiency change during the wettest seasons? The answers to these questions reveal interesting and large regional differences.

How to cite: Wernli, H., Beyerle, U., Boettcher, M., Fischer, E., Flaounas, E., Frei, C., Hartmuth, K., Hermann, M., Knutti, R., Lehner, F., Papritz, L., Röthlisberger, M., Sprenger, M., and Zschenderlein, P.: Processes leading to extreme seasons – research at the weather-climate interface based on reanalyses and large ensemble climate simulations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8735, https://doi.org/10.5194/egusphere-egu22-8735, 2022.

EGU22-10314 | Presentations | CL4.3

A novel approach to large-ensemble modelling: the time-slice Large Ensemble 

Laura Muntjewerf, Richard Bintanja, Thomas Reerink, and Karin Van der Wiel

Large-ensemble modelling has become an increasingly popular approach to study the climatic response to external forcing. The idea of a large ensemble is to generate different realizations of a forced climate to explicitly reproduce the systems internal variability. With these large datasets it is not only possible to quantify and statistically test changes in the mean climate, but also changes in climate variability and subsequent changes in extremes. Typically, the approach to generate a large ensemble set is to force the model with a transient forcing and start the different simulations from slightly different initial conditions. However, this is expensive due to the high computational demand of full-complexity GCMs or ESMs.

Here we propose a large-ensemble design that generates a multitude of years to describe the climate states of interest, while being more economical regarding computational resources: a time-slice Large Ensemble. The core of the concept is to generate multiple time slices rather than long transient simulations. The time slices represent the present-day climate and a future warmer climate. These are segments of, for example, 10-years; too short to show significant climate change. Using stochastic physics, we add a randomizing component to the simulations. This allows us to branch multiple simulations from one set of initial conditions.

We present the advantages and limitations of this design and we quantify the underlying assumptions. Further, we demonstrate examples of analyses from earlier work for which this type of large ensemble is well (or better) suited, in particular for studying future extreme events and finding analogues of observed extreme events. Finally, we present ongoing work on the generation and analysis of a new time-slice large-ensemble dataset with EC-Earth v3. The experimental set-up is to branch off from 16 full historical and SSP2-4.5 simulations to represent the present-day climate and a future +2K climate.

How to cite: Muntjewerf, L., Bintanja, R., Reerink, T., and Van der Wiel, K.: A novel approach to large-ensemble modelling: the time-slice Large Ensemble, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10314, https://doi.org/10.5194/egusphere-egu22-10314, 2022.

EGU22-10421 | Presentations | CL4.3

Classification of atmospheric circulation types over Europe in a CMIP6 Large Ensemble using Deep Learning 

Magdalena Mittermeier, Maximilian Weigert, Helmut Küchenhoff, and Ralf Ludwig

The 29 circulation types by Hess & Brezowsky, called “Großwetterlagen”, are one of the most established classification schemes of the large-scale atmospheric circulation patterns influencing Europe. They are widely used in order to assess linkages between atmospheric forcing and surface conditions e.g. extreme events like floods or heat waves. Because of the connection between driving circulation type and extreme event, it is of high interest to understand future changes in the occurrence of circulation types in the context of climate change. Even though the “Großwetterlagen” have been commonly used in conjunction with historic data, only very few studies examine future trends in the frequency distribution of these circulation types using climate models. Among the potential limitations for the application of “Großwetterlagen” to climate models are the lack of an open-source classification method and the high range of internal variability. Due to the dynamic nature of the large-scale atmospheric circulation in the mid-latitudes, it is highly relevant to consider the range of internal variability when studying future changes in circulation patterns and to separate the climate change signal from noise.

We have therefore developed an open-source, automated method for the classification of the “Großwetterlagen” using deep learning and we apply this method to the SMHI-LENS, an initial-condition single-model large ensemble of the CMIP6 generation with 50 members on a daily resolution. A convolutional neural network has been trained to classify the circulation patterns using the atmospheric variables sea level pressure and geopotential height at 500 hPa at 5° resolution. The convolutional neural network is trained for this supervised classification task with a long-term historic record of the “Großwetterlagen”, which covers the 20th century. It is derived from a subjective catalog of the German Weather Service with daily class affiliations and atmospheric variables from ECMWFs’ reanalysis dataset of the 20th century, ERA-20C.

We present the challenges of the deep learning based classification of subjectively defined circulation types and quantify the uncertainty range intrinsic to deep neural networks using deep ensembles. We furthermore demonstrate the benefits of this automated classification of “Großwetterlagen” with respect to the application to large datasets of climate model ensembles. Our results show the ensemble-averaged future trends in the occurrence of “Großwetterlagen” and the range of internal variability, including the signal-to-noise ratio, for the CMIP6 SMHI-LENS under the SSP37.0 scenario.

How to cite: Mittermeier, M., Weigert, M., Küchenhoff, H., and Ludwig, R.: Classification of atmospheric circulation types over Europe in a CMIP6 Large Ensemble using Deep Learning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10421, https://doi.org/10.5194/egusphere-egu22-10421, 2022.

EGU22-10844 | Presentations | CL4.3

A potential driver of Eurasian winter cooling in CESM large ensemble 

Ye-Jun Jun, Seok-Woo Son, and Hera Kim

Despite the ongoing global warming, Eurasian winter surface air temperature (SAT) has been decreasing in recent decades. This study investigates the nature of Eurasian winter cooling and its reproductivity in the Community Earth System Model Large Ensemble simulation (CESM-LE). It is found that Eurasian winter cooling and the related atmospheric circulation change are not captured by the model ensemble mean. When 40 ensemble members are divided into two groups, ensembles with Eurasian cooling tend to show a positive sea surface temperature (SST) trend over the western Pacific warm pool, whereas the other group has the opposite SST trend. The causal relationship between tropical SST warming and Eurasian winter cooling is further tested by conducting a series of linear baroclinic model experiments. These experiments reveal that the warm pool warming and the resultant convection can effectively excite the Rossby wave train that resembles atmospheric circulation change shown in the Eurasian cooling ensembles. Specifically, a cyclonic circulation forms over the Aleutian region through the teleconnection and it is followed by an anticyclonic circulation over Siberia resulting from mass redistribution. This result indicates that Eurasian winter cooling in CESM-LE is possibly determined by the internal variability of tropical SST. It also suggests that the recent Eurasian winter cooling has been likely influenced by tropical climate variability.

How to cite: Jun, Y.-J., Son, S.-W., and Kim, H.: A potential driver of Eurasian winter cooling in CESM large ensemble, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10844, https://doi.org/10.5194/egusphere-egu22-10844, 2022.

EGU22-11097 | Presentations | CL4.3

Can interannual to decadal variability help increase the accuracy of climate sensitivity estimates? 

Ghyslaine Boschat, Scott Power, and Robert Colman

Climate sensitivity refers to the amount of global surface warming that will occur in response to a doubling of atmospheric CO2 concentrations when compared to pre-industrial levels. Understanding climate sensitivity and reducing uncertainty in the estimation of climate sensitivity are therefore critical to reducing spread in projected climate change under given scenarios. The aim of this study is to estimate real-world Equilibrium Climate Sensitivity (ECS) by exploiting relationships found between observable parameters and the magnitude of climate change. We develop an emergent constraint based on surface temperature variability, which we test using preindustrial control and historical simulations from CMIP5 and CMIP6 models. We estimate the relationship between model-to-model differences (M2MDs) in ECS and M2MDs in global, tropical and tropical Pacific temperature variability, using the various measures of variability on interannual through to multidecadal timescales. We find higher correlations between MDMDs in ECS and M2MDs in the standard deviation of temperature variability in the tropics, which peaks at the decadal timescale, with larger spread in CMIP6 models. These results are then optimally combined to constrain observed temperature decadal variability and provide a distribution of real-world ECS. 

How to cite: Boschat, G., Power, S., and Colman, R.: Can interannual to decadal variability help increase the accuracy of climate sensitivity estimates?, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11097, https://doi.org/10.5194/egusphere-egu22-11097, 2022.

The impact of volcanic forcing on tropical precipitation is investigated in a new set of sensitivity experiments within the Max Planck Institute Grand Ensemble framework. Five ensembles are created, each containing 100 realizations for an idealized “Pinatubo-like” equatorial volcanic eruption with emissions covering a range of 2.5 - 40 Tg sulfur (S). The ensembles provide an excellent database to disentangle the influence of volcanic forcing on monsoons and tropical hydroclimate over the wide spectrum of the climate's internal variability. Monsoons are generally weaker for two years after volcanic eruptions and their weakening is a function of emissions. However, only a stronger than Pinatubo-like eruption (> 10 Tg S) leads to significant and substantial monsoon changes, and some regions (such as North and South Africa, South America and South Asia) are much more sensitive to this kind of forcing than the others. The decreased monsoon precipitation is strongly tied to the weakening of the regional tropical overturning. The reduced atmospheric net energy input at the ITCZ due to the volcanic eruption and, under negligible changes in the gross moist stability, requires a slowdown of the circulation as a consequence of less moist static energy exported away from the ascent.

How to cite: D'Agostino, R. and Timmreck, C.: Sensitivity of regional monsoons to idealised equatorial volcanic eruption of different sulfur emission strengths, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11547, https://doi.org/10.5194/egusphere-egu22-11547, 2022.

EGU22-11935 | Presentations | CL4.3

Global glacier evolution over the last millennium and the influence of climate forcings on the mass balance 

Anouk Vlug, Ben Marzeion, Matthias Prange, and Fabien Maussion

Mass loss of glaciers and ice caps has been one of the major contributors to sea-level rise over the past century. Glaciers respond slowly to a changing climate. Therefore, glacier evolution over the past century is partly a result of prior changes in the climate, resulting both from internal variability in the climate system and changes in external forcings. Here we present a simulation of global glacier evolution over the period 850-2000 CE and assess the influence that different climate forcings have on the glacier mass balance. The glacier evolution simulation thus serves as a base for the mass balance attribution experiment.

The Open Global Glacier Model (OGGM) was used to simulate glacier geometry and mass balance evolution of land-terminating glaciers. The dynamic simulations were forced with the full length of the Last Millennium Reanalysis (LMR), a climate timeseries covering the period 0-2000 CE, using the first part for spin-up only. The initialization of the glacier states in 850 CE was done with a calibration procedure, making use of glaciers with a relatively short memory for initializing those with a longer one.

To assess the influence of different climate forcings (volcanic, greenhouse gases (GHG), orbital, land cover and land use, solar and anthropogenic ozone and aerosols) on glacier mass balance, simulations of the Community Earth System Model Last Millennium Ensemble (CESM-LME) are being used. The CESM-LME fully forced, single forced and 850 CE control simulations are used to force OGGM in climatic mass balance simulations. In those simulations the glacier geometries are prescribed with those from the LMR forced dynamic simulation, in order to avoid biases in the attribution caused by deviating glacier evolutions under the different forcings.

Results show that the changes in the GHG forcing have little influence on the SMB from 850 to ~1850 CE. After that the influence becomes increasingly more negative. All other forcings that have been assessed here have positive contribution to glacier mass balance over the last millennium. Although the influence of land use and land cover change has not received a lot of attention before in this context, it has a substantial influence on global glacier mass in our simulations. However, the influence of the forcings differs strongly between regions.

How to cite: Vlug, A., Marzeion, B., Prange, M., and Maussion, F.: Global glacier evolution over the last millennium and the influence of climate forcings on the mass balance, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11935, https://doi.org/10.5194/egusphere-egu22-11935, 2022.

EGU22-12305 | Presentations | CL4.3

ModE-Sim - A new medium-size AGCM ensemble to analyze climate variability in the modern era 

Ralf Hand, Eric Samakinwa, Laura Hövel, Veronika Valler, and Stefan Brönnimann

We introduce a 36 to 40-member ensemble of simulations with the atmospheric general circulation model ECHAM6 that is designed to form the basis for a 3-dimensional climate reconstruction dataset in the PALAEO-RA project. It covers the years 1420 to 2009, the period for which combining natural proxies such as tree rings and archives of society such as documentary data allows to perform global climate reconstructions. However, the information provided by these historical sources is usually sparse in temporal and spatial resolution. Our simulations provide the necessary background for data assimilation and thus complement the historical information by adding physical constraints implemented in the model formulation. Our experimental setup is designed to determine the range of internal climate variability under prescribed forcings. It is oriented on the PMIP4 setup with slight modifications, using realistic ocean boundary conditions (SST and sea ice cover) and radiative forcings while also accounting for uncertainties in these.

Our presentation will give an overview of our experimental setup and show the results of the first applications. We present an evaluation of the ensemble, including measures on how well the ensemble can sample the internal variability of some variables of interest. Beyond this, we hope to stimulate a discussion on possible further applications.

How to cite: Hand, R., Samakinwa, E., Hövel, L., Valler, V., and Brönnimann, S.: ModE-Sim - A new medium-size AGCM ensemble to analyze climate variability in the modern era, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12305, https://doi.org/10.5194/egusphere-egu22-12305, 2022.

EGU22-12502 | Presentations | CL4.3

The Impacts of SST-Nudging on Performance of Community Earth System Model (CESM) in Representing the Euro-Mediterranean Climate 

Emir Toker, Mehmet Ilicak, Gokhan Danabasoglu, and Omer Lutfi Sen

The Mediterranean Basin, including the Mediterranean Sea and the surrounding countries, is referred to as a hotspot in terms of climate change, primarily because of a basin-wide drying trend projected for its future. The Mediterranean Sea plays an important role in the climate of the basin through air-sea interactions, and it is, therefore, important to understand how it is coupled with global as well as regional atmosphere. Coarse resolution fully coupled Earth System Models (ESM) show inaccurate results in terms of sea surface temperature (SST) and precipitation over the Mediterranean Sea and Europe. Better representation of the Mediterranean Sea SST (MedSST) by ESMs is a critical issue for the Euro-Mediterranean climate.

In this study, we conduct three simulations using the fully-coupled Community Earth System Model (CESM): i) a historical control simulation integrated for the 1850-2014 period subject to anthropogenic forcings; ii) a Mediterranean Pacemaker-I (MedP-I) experiment where MedSST is nudged to the monthly Extended Reconstructed SST (ERSST) starting from 1880; and iii) a Mediterranean Pacemaker-II (MedP-II) experiment where the MedSST is nudged to the Optimum Interpolation SST (OISST)  starting from 1980. In both pacemaker experiments, in comparison with the control simulation, nudging of the MedSST affects the poleward energy flux transported by the atmospheric latent and dry heat, and changes the total meridional energy flux by more than ±0.1 PW over lower latitudes. Similarly, net radiation flux at the surface is changed by about ±2 W/m2 over the Mediterranean Basin. The fidelity of the nudging method was investigated by comparing solutions from MedP-I and MedP-II with respective fields from the control simulation and those from observations, i.e., World Ocean Atlas, Hadley Centre Sea Ice and SST, Climate Prediction Center, and European Observations for the 1981 - 2010 period. The control simulation shows higher surface temperatures than observations and overestimates the total precipitation over Euro-Mediterranean and Turkey. In contrast, both MedP-I and MedP-II show improvements in reproducing total precipitation over the Euro-Mediterranean region, Turkey, and at the entrance of the Gibraltar Strait. While MedP-I has improvements over the northeast Europe and the southern Mediterranean Basin regarding the surface temperatures, MedP-II has some improvements over Turkey and at the coastal areas of the Mediterranean Sea. MedP-II has more improvements for the SST and sea surface salinity (SSS) values over the Mediterranean Sea and the Black Sea compared to MedP-I. Additionally, MedP-II has a better representation of the North Atlantic SSS bias compared to the control simulation, while both MedP-I and MedP-II have some SST improvements for different areas over the North Atlantic. Core climate indices defined by the European Climate Assessment and Dataset project are calculated using simulated daily parameters and results are compared with the Global Land Data Assimilation System dataset. Accordingly, MedP-II is found to have improvements over more areas, especially for the indices calculated by using daily precipitation. Overall, we conclude that Mediterranean Sea Pacemaker simulations improve our understanding of how the Mediterranean Sea impacts the surface temperature and precipitation over the Euro-Mediterranean.

How to cite: Toker, E., Ilicak, M., Danabasoglu, G., and Sen, O. L.: The Impacts of SST-Nudging on Performance of Community Earth System Model (CESM) in Representing the Euro-Mediterranean Climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12502, https://doi.org/10.5194/egusphere-egu22-12502, 2022.

EGU22-13097 | Presentations | CL4.3 | Highlight

Exploring the impact of climate change for biological climate variables using observations and multi-model initial condition large ensembles 

Jared Bowden, Laura Suarez-Gutierrez, Adam J. Terando, Madeleine Rubenstein, Shawn Carter, Sarah Weiskopf, and Hai Thanh Nguyen

Species are expected to shift their distributions to higher latitudes, greater elevations, and deeper depths in response to climate change, reflecting an underlying hypothesis that species will move to cooler locations.  However, there is significant variability in observed species range shifts and differences in exposure to climate change may explain some of the variability amongst species.  But this requires identifying regions that have experienced detectable changes in those aspects of the climate system that species are sensitive to. 

To better understand species exposure to climate change, we estimate the time of emergence of climate change for 19 biologically relevant climate variables using observations and initial condition large ensembles from five different climate models.   The time of emergence (ToE) is calculated using Signal/Noise (S/N) thresholds.  The S/N threshold applied in this study is >=2, but this threshold can be easily modified to represent species that are more or less sensitive to climate change.  Preliminary findings from the initial condition large ensembles indicates the strongest emergence for the temperature metrics within the tropical oceanic regions in the absence of upwelling. The earliest emergence over the oceans is found within the western warm pool of the Pacific.  Notable places that haven’t emerged for the temperature metrics include both the North Atlantic and Pacific.  The ToE of a climate change signal for the temperature metrics over land is spatially complex, which may partially explain the complex observed range shifts for terrestrial species.  For instance, multiple initial condition large ensembles indicate a signal has emerge in the most recent decades only for the western and northeastern parts United States.

How to cite: Bowden, J., Suarez-Gutierrez, L., Terando, A. J., Rubenstein, M., Carter, S., Weiskopf, S., and Nguyen, H. T.: Exploring the impact of climate change for biological climate variables using observations and multi-model initial condition large ensembles, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13097, https://doi.org/10.5194/egusphere-egu22-13097, 2022.

EGU22-1187 | Presentations | ITS3.3/CL3.2.20

Resilience service technologies for identifying climate change adaptation gaps 

Finn Laurien, Ian Mccallum, Stefan Velev, and Reinhard Mechler

Communities around the world in natural hazard-prone regions are increasingly aware of the benefits of using spatio-temporal data to better understand their predicament. With the advent of new service technologies, such as web mapping, free and open satellite data and the proliferation of mobile technologies, the possibilities for both understanding and improving community resilience are on the rise. Resilience service technologies aim to provide risk-informed products in easy-to-use manner for enabling stakeholders to implement efficient and practical resilience activities in their communities.

This paper presents a service-oriented approach aiming to harnessing risks and resilience data in hazard-prone regions for raise awareness regarding early warning systems, safety conditions of minorities in community groups and plan for long-term resilience strategies. With our resilience dashboard platform, we utilize information of various risk and resilience services to identify and visualize susceptible hotspots for decision-makers. Our resilience dashboard also brings about the coordination between different web services to retrieve the features and impose the thresholds. We co-developed with local humanitarian and development teams the resilience dashboard which is designed to put geo-spatial flood resilience data into the hands of decision-makers. We identified three use cases which consider an added value of resilience service technologies by focusing on early warning systems, targeting minority groups and long-term resilience planning in Nicaragua, Nepal and Bangladesh. We will demonstrate the context-specific needs of resilience services technologies, how to target user needs and how it could potentially be scaled up and applied to similar regions around the world.

How to cite: Laurien, F., Mccallum, I., Velev, S., and Mechler, R.: Resilience service technologies for identifying climate change adaptation gaps, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1187, https://doi.org/10.5194/egusphere-egu22-1187, 2022.

Climate model output is widely used as input to impact models. Such applications include hydrological, crop, energy modeling, and more.  However, due to model deficiencies and the stochastic nature of climate processes, some variables (e.g., daily precipitation) tend to present systematic biases and deviations from the observed conditions. This is particularly important when studying high-impact extreme events. The present study aims to develop a Copula-based method for bias-correcting modeled daily precipitation. Precipitation data are provided by two EURO-CORDEX regional climate models (KNMI-RACMO22E and CLMcom-CCLM4) and for two time periods (1981-2010 and 2031-2060). The demonstration area is the island of Cyprus, located in the eastern Mediterranean climate change hot-spot. Cyprus is characterized by a complex coastline and steep orography that drive the precipitation distribution. As a reference dataset, we used a high resolution (1x1km) gridded observational dataset, derived from a dense network of stations. For this application, we developed a copula-based structure scheme between the reference and the simulated data sets. This was for the historical period and each model grid cell. Then, assuming this relation remains unchanged, we corrected the biases for both study periods (historical and near future). Due to the stochastic nature of precipitation, the copula schemes were developed separately for each hydrological season (i.e., wet: November to March and dry: April to October). In addition, different copula schemes were developed for non-extreme and extreme events. The results showed that the proposed method could significantly improve the modeled precipitation for both models in 85% and 92% of grid cells, respectively. These improvements are evident throughout the year and for both extreme and non-extreme values. The climate change signal (precipitation decline near 7%) remains unchanged after applying the bias correction.

How to cite: Lazoglou, G., Zittis, G., and Bruggeman, A.: A novel, Copula-based approach for the bias correction of daily precipitation: a case study in the eastern Mediterranean, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2518, https://doi.org/10.5194/egusphere-egu22-2518, 2022.

EGU22-3125 | Presentations | ITS3.3/CL3.2.20

From science to action - climate risk analyses to support adaptation policies and planning at a local level in northern Ghana 

Paula Aschenbrenner, Abel Chemura, Lemlem Habtemariam, Francis Jarawura, and Christoph Gornott

Agricultural production is highly weather-dependent in sub-Saharan Africa. Under climate change the risk of yield losses increases even further, posing a threat to farmers’ income and livelihood. Despite the availability of a wide range of adaptation strategies for the agricultural sector, information on their suitability at the local scale is limited.

In this session, we would like to discuss an example of a climate risk analysis that supports decision makers on a local scale in northern Ghana in adaptation planning. Using latest past and projected climate data as well as biophysical crop models, the study at first quantified climate impacts on agriculture.  Secondly, the suitability of different adaptation strategies was assessed under socio-economic and biophysical aspects using mixed methods including interviews, literature, a cost-benefit analysis and agricultural modelling. Differential vulnerabilities of farmers based on their identities were taken into account. Relevant stakeholders from Ghanaian local and national governmental institutions, civil society, academia, the private sector, practitioners and development partners were engaged throughout the study process in three workshops, selected the adaptation strategies and were consulted in various interviews.

Results show the dominant negative impacts of climate change on main staple crop yields in northern Ghana with differences according to region, crop and management possibilities of the farmer. The four analysed adaptation strategies (using improved seeds, cashew plantations alley cropped with legumes, Famer Managed Natural Regeneration and Irrigation) can all increase agricultural production and income while having differential positive co-benefits and negative side-effects. Unequal access to power, assets and land leads to differing opportunities in the uptake of suitable measures. Detailed recommendations for an implementation of the adaptation strategies ensuring an increased adaptive capacity of whole communities were developed and discussed with stakeholders. The information was prepared in policy briefs and short films.

How to cite: Aschenbrenner, P., Chemura, A., Habtemariam, L., Jarawura, F., and Gornott, C.: From science to action - climate risk analyses to support adaptation policies and planning at a local level in northern Ghana, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3125, https://doi.org/10.5194/egusphere-egu22-3125, 2022.

EGU22-3568 | Presentations | ITS3.3/CL3.2.20

2020 Vision: Using transdisciplinary approaches in understanding climate (in)action through youth led participation in mitigating hydrological extremes. 

Katie J. Parsons, Lisa Jones, Florence Halstead, Hue Le, Thu Thi Vo, Christopher R. Hackney, and Daniel R. Parsons

We are the midst of a climate emergency requiring urgent climate action that is, as yet, unforthcoming both on the scale, and at the speed, commensurate with the associated hazard and risk. This paper presents work that considers this current state of inaction and explores how we might understand the underpinning processes of attitudinal and behavioural change needed through the emotional framework of loss.

This inaction is also explored through the additional lens of the year 2020, a year of tumultuous social change created by the COVID–19 pandemic. The article draws parallels with and looks to learn from the ways in which the collective loss experienced as a result of COVID–19 may offer a sense of hope in the fight to adequately address climate change but how meeting the Sustainable Development Goals will require climate injustices to also be addressed. We argue that appropriate leadership that guides widespread climate action from all is best sought from those groups already facing the loss of climate change and therefore already engaged in climate-related social action and activism, including youth and Indigenous peoples.

In this regard we present work from an ongoing project based within the Red River catchment (Vietnam), which is already experiencing enhanced hydrological extremes. Resultant floods, landslides and soil erosion in the upper region is having impacts in communities, whilst relative sea-level rises in the region are affecting the frequency and magnitude of flooding. Our research is working with young people and their communities, alongside social and environmental scientists in partnership, to identify imaginative ways to mitigate these climate change challenges and foster action. The paper will outline how this youth-led approach explores how local, traditional, and indigenous knowledges can develop understandings and strengthen local and societal resilience, incorporating peer-to-peer, intergenerational and cross-/inter-cultural forms of collaborative, and socially just, learning.

How to cite: Parsons, K. J., Jones, L., Halstead, F., Le, H., Thi Vo, T., Hackney, C. R., and Parsons, D. R.: 2020 Vision: Using transdisciplinary approaches in understanding climate (in)action through youth led participation in mitigating hydrological extremes., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3568, https://doi.org/10.5194/egusphere-egu22-3568, 2022.

EGU22-4090 | Presentations | ITS3.3/CL3.2.20

Evaluation of co-creation processes in climate services  -  Development of a formative evaluation scheme 

Elke Keup-Thiel, Sebastian Bathiany, Markus Dressel, Juliane El Zohbi, Diana Rechid, Susanne Schuck-Zöller, Mirko Suhari, and Esther Timm

 

Climate change increasingly affects all parts of society. Different economic sectors such as the agricultural sector have to adapt to climate change. More and more climate services are being developed in order to support this adaptation to climate change with accurate and suitable products. Good practises for the design of climate services include transdisciplinary approaches and co-creation of climate service products. The development of usable and useful climate service products and effective adaptation measures requires constant interactions between climate service providers and users of the products. To assess the effectiveness of these co-creation endeavours, continuous evaluation is crucial. At present, output and outcome assessments are conducted occasionally in this research field. However, these summative evaluations that are preformed ex-post do not help to adjust the ongoing process of co-creation. Therefore, the focus of the presented work is on formative evaluation of the co-creative development of science-based climate service products. A formative evaluation is done during the run-time of a project with the intention to reflect and readjust it. For this purpose, we analysed in detail the process of co-creation of climate service products in the knowledge transfer project ADAPTER (ADAPT tERrestrial systems, https://adapter-projekt.org/) and combine this analysis with a systematic literature review. In ADAPTER, simulation-based climate service products are developed together with key partners and practitioners from the agricultural sector, with the aim of supporting decision making in the context of climate change adaptation.

As a first step, main characteristics of the product development process were identified empirically and six sub-processes of product development were determined. Secondly , questions for a formative evaluation were assigned to the different steps and sub-processes. Thirdly, a literature review including fields other than climate services delivered additional qualitative aspects. As a result, a scheme of quality criteria and related assessment questions for the different sub-processes in climate service development was created, based on both empirical and theoretical work. Subsequently, this scheme needs validation and testing. The resulting formative evaluation scheme will be particularly helpful to reflect on and to improve the co-creation processes in climate services and beyond.

 

How to cite: Keup-Thiel, E., Bathiany, S., Dressel, M., El Zohbi, J., Rechid, D., Schuck-Zöller, S., Suhari, M., and Timm, E.: Evaluation of co-creation processes in climate services  -  Development of a formative evaluation scheme, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4090, https://doi.org/10.5194/egusphere-egu22-4090, 2022.

EGU22-4596 | Presentations | ITS3.3/CL3.2.20

Cost-effective measures for climate change adaptation in a drought-prone area in eastern Germany 

Beate Zimmermann, Christian Hildmann, Sarah Kruber, Johanna Charlotte Witt, Astrid Sturm, Lutz Philip Hecker, and Frank Wätzold

Adaptation to climate change is an inevitable challenge in many regions. In our study area, which is located in the state of Brandenburg in eastern Germany, land use is increasingly affected by long-lasting soil moisture deficits in the vegetation period. It is therefore important to implement measures for water retention at the landscape scale that postpone and mitigate the severity of these drought periods. Our objective is to identify cost-effective measures in a manner that maximizes expected ecological benefits for available budgets. For this purpose, we combine a scientific analysis of the determinants of land surface temperature with site-specific cost calculations.

The distribution of land surface temperature serves as a proxy for environmental conditions that favor water retention and, as a consequence, provide a certain cooling effect during hot and dry periods. Landsat thermal images from the vegetation seasons of 2013 to 2020 were rescaled (min-max normalization) and used as the response variable for a Bayesian multilevel model. Several parameters of the physical environment such as land cover, forest and crop type, soil water holding capacity, canopy cover and degree of soil sealing were used as explanatory variables. In addition, an antecedent moisture index and potential evapotranspiration at time of satellite overpass were incorporated into the model. First results highlight the importance of land use and canopy cover for land surface temperature distribution. In general, the analysis enables the identification of overheated landscapes. Moreover, model predictions after hypothetical implementation of adaptation measures provide an ecological benefit assessment based on the cooling capacities. We also determine the costs of the different measures in a spatially differentiated manner. An integrated modeling procedure combines the results from the ecological and economic assessments.

In this contribution, we will present the results of the Bayesian modeling and discuss a first example of the cost-effectiveness analysis in an agricultural landscape.

How to cite: Zimmermann, B., Hildmann, C., Kruber, S., Witt, J. C., Sturm, A., Hecker, L. P., and Wätzold, F.: Cost-effective measures for climate change adaptation in a drought-prone area in eastern Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4596, https://doi.org/10.5194/egusphere-egu22-4596, 2022.

EGU22-7773 | Presentations | ITS3.3/CL3.2.20

Challenges and approaches in transdisciplinary climate change adaptation projects 

Jan-Albrecht Harrs and Kevin Laranjeira

Climate risks and the appropriate climate change adaptation (CCA) strategies and solutions are highly localized, as they are dependent on the local climate signal, normative assessments on associated risks and the capacities and motivation of municipalities to plan and implement adaptive measures. Research projects trying to explore and pilot applied local solutions therefore need to co-develop recommendations with local practitioners and stakeholders.

Even though a diverse landscape of climate information (CI) is already available and many municipalities know which risk they may face, knowledge and skills on how to interpret, apply and integrate this information in adaptation action is regarded as necessary. Different, albeit non-representative surveys among municipalities in Germany show that more cities are engaging in developing concepts and strategies (Hasse & Willen, 2018; Hagelstange et al., 2021; Handschuh et al., 2020), but that more practice-oriented information on how to identify regional and local vulnerabilities, evaluate efficient adaptive measures, and identify and build up adaptive capacities is needed (Handschuh et al., 2020; Kahlenborn et al., 2021; BBSR, 2016).

Based on an extensive literature analysis of journal articles, research project reports and strategic policy document as well as the experience of accompanying six transdisciplinary research projects, the following categorization of challenges will be presented:

  • Governance
  • Adaptive capacities
  • Integrative assessment of adaptive measures
  • Climate model data and information
  • Transdisciplinary work in applied research projects

Drawing on insights on the challenges, a list of recommendations for increasing the use-value of climate information and knowledge for CCA in municipalities is outlined. Tackling these five challenges through co-creating and inserting CI and services into municipal procedures and systems can then address the “last mile problem” (Celliers et al., 2021) of CI and support the lagging implementation of CCA.

In order to conduct impactful transdisciplinary research projects, the specific governance context of municipalities needs to be explored. A survey shows that spatial planning not environmental departments implement most CCA measures (EEA, 2020), whereas planning often lacks climate awareness (Skelton, 2020), signifying the need for cross-departmental approaches. Likewise, the understanding and possible usages of CI needs to be conveyed through appropriate transdisciplinary methods.    

How to cite: Harrs, J.-A. and Laranjeira, K.: Challenges and approaches in transdisciplinary climate change adaptation projects, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7773, https://doi.org/10.5194/egusphere-egu22-7773, 2022.

EGU22-7810 | Presentations | ITS3.3/CL3.2.20

Climate X: Meeting the demand for multi-hazard climate risk information tailored to financial services 

Markela Zeneli, Claire Burke, Laura Ramsamy, Hamish Mitchell, James Brennan, and Kamil Kluza

As uncertainty around the impacts of climate change become more apparent, businesses and communities are relying on cutting-edge information to help them navigate their next steps. Climate X are a climate risk information provider that aims to help businesses and communities prepare for a rapidly changing environment, with an explainable and transparent method.

Our flagship product, Spectra, presents users with a multitude of potential hazards including flooding (fluvial, pluvial, and coastal), subsidence, landslides, and extreme heat. Each hazard risk is quantified at street level, and we project risks and impacts for low emissions (RCP2.6) and high emissions (RCP8.5) scenarios. This allows users to see the difference between the best-case and worst-case scenarios for assets across the UK.

This poster will cover our methods of finding data, interpolating, modelling, and predicting, as well as a tour of our easy-to-use UI.

How to cite: Zeneli, M., Burke, C., Ramsamy, L., Mitchell, H., Brennan, J., and Kluza, K.: Climate X: Meeting the demand for multi-hazard climate risk information tailored to financial services, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7810, https://doi.org/10.5194/egusphere-egu22-7810, 2022.

EGU22-8085 | Presentations | ITS3.3/CL3.2.20

KlimaKonform – An interdisciplinary project to support smaller communities in climate change adaptation 

Christian Bernhofer, Majana Heidenreich, Verena Maleska, Reinhard Schinke, and Niels Wollschläger

How do we succeed in supporting climate adaptation also outside of the large urban areas? Which measures for mitigating do we need to deal with the consequences of climate change? What support and which tools do smaller communities need in planning and implementing necessary measures? What is specific for low mountain ranges? To answer these questions a targeted process was initiated by researchers and practitioners from three German federal states (Saxony, Saxony-Anhalt and Thuringia), working together in the interdisciplinary project KlimaKonform within BMBF RegIKlim.

The model region covers three counties in the catchment area of the Weiße Elster. The low mountain region is typical for large parts of Germany and other Central European countries. Thus, the approach, experiences, methods and products are easily transferable to other low mountain ranges. Small and medium-sized municipalities have to deal often with limited budgets, as well as limited technical and administrative capacities. Community income is mainly generated by agriculture and forestry, small businesses and partly tourism. At the same time, the challenges posed by the increasing intensity and frequency of extreme events such as flash floods, water shortage, heat waves and storms are similar to large cities with much higher capacities in personnel and finances.

Unfortunately, adaptation to extreme weather and climate change often comes only after a damaging event, for example after extreme precipitation destroyed the municipal water infrastructure (paths, sewer network, and waste water treatment plants). KlimaKonform supports communities to become active before damage occurs and thus foster the move from event-related to preventive and strategic action. Therefore, KlimaKonform offers new concepts and customised tools to assess the impacts of climate change, determine their capacities for adaptation and derive appropriate measures. The tools will consider the needs in the model region and address the uncertainties related to future climate change and climate model output.

Examples are given for various foci of the project. One focus of KlimaKonform involves the interdisciplinary assessment of extreme events by coupled model chains ranging from climate change ensembles to third order impact models. Hazards as heavy rainfall and floods with their impacts are incorporated. The location in the low mountain range requires high-resolution climate input data for modelling due to corresponding high flow velocities. These data are not sufficiently available for regional climate impact modelling. In cooperation with the project NUKLEUS and hydro-impact modellers in RegIKlim, approaches like bias adjustment of climate model outputs are tested for applicability. The aim is to reduce uncertainties in model application while increasing the effectiveness of precautionary and adaptation measures. Another focus of KlimaKonform is the systematic identification of vulnerable infrastructure during heat waves. In this context, urban climate simulations are used to assess the potential of green infrastructure to reduce outdoor and indoor heat stress conditions. All results of KlimaKonform will be available free of charge and in a comprehensible form via a freely accessible internet platform. Here, the already existing and well-received Regional Climate Information System ReKIS will be expanded to provide guidance for smaller communities.

How to cite: Bernhofer, C., Heidenreich, M., Maleska, V., Schinke, R., and Wollschläger, N.: KlimaKonform – An interdisciplinary project to support smaller communities in climate change adaptation, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8085, https://doi.org/10.5194/egusphere-egu22-8085, 2022.

EGU22-9299 | Presentations | ITS3.3/CL3.2.20

Dealing with climate data uncertainty for agricultural impact assessments in West Africa 

Paula Aschenbrenner, Stephanie Gleixner, and Christoph Gornott

West Africa is characterized by high variability in climate, has a fast growing population, and is home to a population strongly reliant on rainfed agriculture. The largely weather-dependent agricultural production is now further at risk under increasing climate change. To adequately address climate risks and avoid further pressure on food security, evidence-based information on climate impacts and guidance on the suitability of adaptation measures is required. Simulations of regional impacts of climate change on crop production are strongly influenced by the climate data used as input. The selection of climate forcing data is most influential in regions with high uncertainties in past climate data and where the agricultural production varies greatly under climate variability (Ruane et al., 2021). Both is the case in West Africa, calling for an improved understanding of past and future climate data for its use in agricultural modelling over the region. 

In this session we want to contribute to an increased understanding on the usability of different past and future climate data sets for agricultural impact models over West Africa. In a recent study, we compared ten CMIP6 (Coupled Model Inter-comparison Project Phase 6) models and their respective bias-adjusted ISIMIP3b (Inter-Sectoral Impact Model Intercomparison Project Phase 3b) versions against different observational and reanalysis data sets. Focusing on their use for agricultural impact assessments we centred the analysis on climate indicators highly influencing agricultural production and their representation in the different climate data sets.

Results show that the ten CMIP6 models contain regional and model dependent biases with similar systematic biases as have been observed in earlier CMIP versions. Although the bias-adjusted version of this data aligns overall well with observations, we could detect some regional strong deviations from observations in agroclimatic variables like length of dry spells and rainy season onset. The use of the multi-model ensemble mean has resulted in an improved agreement of CMIP6 and the bias-adjusted ISIMIP3b data with observations. Choosing a subensemble of bias-adjusted models could only improve the performance of the ensemble mean locally but not over the whole region. The results of this study can support agricultural impact modelling in quantifying climate risk hotspots as well as suggesting suitable adaptation measures to increase the resilience of the agricultural sector in West Africa.

How to cite: Aschenbrenner, P., Gleixner, S., and Gornott, C.: Dealing with climate data uncertainty for agricultural impact assessments in West Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9299, https://doi.org/10.5194/egusphere-egu22-9299, 2022.

EGU22-10358 | Presentations | ITS3.3/CL3.2.20 | Highlight

Distance to cool spots, a practical design guideline for heat resilient urban areas 

Jeroen Kluck, Laura Kleerekoper, Anna Solcerova, Stephanie Erwin, Lisette Klok, Monique de Groot, and Arjen Koekoek

In the Netherlands municipalities are searching for guidelines for a heat resilient design of the urban space. One of the guidelines which has recently been picked up is that each house should be within a 300 meter of an attractive cool spot outside. The reason is that houses might get too hot during a heat wave and therefor it is important that inhabitants have an alternative place to go. The distance of 300 m has been adopted because of practical reasons. This guideline has been proposed after a research of the University of Amsterdam of applied sciences and TAUW together with 15 municipalities.

To help municipalities to take cool spots into account in their urban design the national organization for disseminating climate data has developed a distance to coolness map for all Dutch built up areas. This map shows the cool spots with a minimum of 200 m2 based on a map of the PET for a hot summer day (2*2 m2 spatial resolution). Furthermore the map shows the walking distance for each house (via streets and foot paths) to the nearest cool spot.

This map helps as a starting point. Because not all cool spots are attractive cool spots. A research in 2021 showed what further basis and optional characteristics those cool spots should have: e.g. sufficiently large, combination of sun and shadow, benches, quiet, safe and clean. In fact those places should be attractive places to stay for most days of the year.

With the distance to attractive cool spots municipalities can easily see which areas lack attractive cool spots. The distance to cool spot maps is therefore a way to simplify complex climate data into an understandable and practical guideline. This is an improvement as compared to using thresholds for temperatures and thresholds for duration of exceedance of those temperatures in a guideline.: Municipalities like this practical approach that combines climate adaptation with improving the livability of a city throughout the year.

How to cite: Kluck, J., Kleerekoper, L., Solcerova, A., Erwin, S., Klok, L., de Groot, M., and Koekoek, A.: Distance to cool spots, a practical design guideline for heat resilient urban areas, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10358, https://doi.org/10.5194/egusphere-egu22-10358, 2022.

EGU22-10396 | Presentations | ITS3.3/CL3.2.20

Bias adjustment of RCM simulations in high-latitude catchments: complexity versus skill in a changing climate 

Claudia Teutschbein, Faranak Tootoonchi, Andrijana Todorovic, Olle Räty, Jan Haerter, and Thomas Grabs

For climate-change impact studies at the catchment scale, meteorological variables are typically extracted from ensemble simulations provided by global (GCMs) and regional climate models (RCMs), which are then downscaled and bias-adjusted for each study site. For bias adjustment, different statistical methods that re-scale climate model outputs have been suggested in the scientific literature. They range from simple univariate methods that adjust each meteorological variable individually to more complex and statistically as well as computationally more demanding multivariate methods that take existing relationships between meteorological variables into consideration. While several attempts have been made over the past decade to evaluate such methods in various regions, there is no guidance for choosing an appropriate bias adjustment method in relation to the study question at hand. In particular, the question whether more complex multivariate methods are worth the effort by resulting in better adjustments of a wide range of univariate, multivariate and temporal features, remains unanswered. 
We here present an approach to systematically assess the performance of the most commonly used univariate and multivariate bias adjustment methods at different catchment scales in Sweden. Based on a multi-catchment and multi-model approach, we evaluated numerous univariate, multivariate and temporal features of precipitation, temperature and streamflow. Finally, we discuss potential benefits (skills and added value) and trade-offs (complexity and computational demand) of each method, in particular for hydrological climate-change impact studies in high latitudes.

How to cite: Teutschbein, C., Tootoonchi, F., Todorovic, A., Räty, O., Haerter, J., and Grabs, T.: Bias adjustment of RCM simulations in high-latitude catchments: complexity versus skill in a changing climate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10396, https://doi.org/10.5194/egusphere-egu22-10396, 2022.

EGU22-11337 | Presentations | ITS3.3/CL3.2.20

AGRICA - Climate Risk Profiles for Sub-Saharan Africa 

Stephanie Gleixner, Julia Tomalka, Stefan Lange, and Christoph Gornott

Many countries recognise the importance of adaptation to climate change, but have limited access to reliable information on climate impacts and risks which should inform the selection of adaptation strategies. The AGRICA Climate Risk Profiles (CRPs) provide a condensed overview of present and future climate impacts and climate risks for different sectors. Based on projections from four climate models under two Greenhouse Gas emission scenarios, climate and climate impact data from the ISIMIP project is used to assess changes in climate, water resources, agriculture, infrastructure, ecosystems and human health. To date, CRPs have been published for 12 countries in sub-Saharan Africa and further CRPs are currently being developed both under the AGRICA project as well as in collaboration with external organisations. The CRPs are intended to inform decision makers from governments, international institutions, civil society, academia and the private sector regarding the risks of climate impacts in key sectors. The findings can feed into national and sub-national climate adaptation planning including NDC and NAP development, implementation and review, but also provide useful information and evidence at other strategic planning and implementation levels.

How to cite: Gleixner, S., Tomalka, J., Lange, S., and Gornott, C.: AGRICA - Climate Risk Profiles for Sub-Saharan Africa, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11337, https://doi.org/10.5194/egusphere-egu22-11337, 2022.

EGU22-11372 | Presentations | ITS3.3/CL3.2.20

Local downscaling of temperature projections for energy planning purposes in an Alpine area 

Dino Zardi, Lavinia Laiti, and Lorenzo Giovannini

Medium- and long-term energy planning at regional scale requires, among others, the estimate of the future energy demand driven by expected  heating and cooling needs of buildings, according to the local impact of changing climate. To support the development of the 2021-2030 Energy Plan of the Province of Trento in the Alps, temperature projections provided by EURO-CORDEX Regional Climate Models (RCMs) were downscaled at 11 weather stations, representative of altitudes between 0 and 700 m a.m.s.l., to estimate the future values of a set of parameters that are commonly used to model the energy demand of buildings, such as: Heating and Cooling Degree Days (HDDs and CDDs), Test Reference Years (TRYs) and Extreme Reference Years (ERYs). A dataset of temperature and solar radiation hourly measurements, taken at the stations starting from 1983, was quality-controlled and analyzed to estimate statistics and observed trends for both variables, as well as degree days, reference years and climate change indices from the ETCCDI set. A hybrid downscaling approach (combining statistical and dynamical techniques) is then applied to temperature projections, based on the application of the morphing method to the results of an ensemble of 16 RCMs, allowing the estimate of future TRYs, ERYs and degree days in 2030 and 2050 at the selected sites (notice that no significant variation associated with climate change was assumed for solar radiation). According to historical observations (1983-2019), the warming tendency for monthly mean temperatures is clear and falls around 0.06 °C year-1, slightly higher than reported at national level. The increase is more pronounced in spring and summer than in autumn and winter, with minima in December and especially May. No significant trend is observed for solar radiation trends. As for HDDs, stations at different altitudes show comparable reductions, of around -10 HDDs year-1, with an apparent tendency to accelerate in the most recent years. The increase of CDDs can be quantified in less than 5 CDDs year-1. The ensemble of temperature projections estimate temperature increases of 0.5 °C between 2016 and 2030 and 1.3 °C between 2016 and 2050 on average (0.03-0.04 °C year-1), implying further future reductions of HDDs (between -4 and -11% at 2030, between -10 and -21% at 2050) and increases of CDDs (between 12 and 36% at 2030, between 36 and 87% at 2050). Such changes will correspond to major modifications in the seasonal profile of the energy demand associated with the winter heating and summer cooling of buildings in the Alpine area.

How to cite: Zardi, D., Laiti, L., and Giovannini, L.: Local downscaling of temperature projections for energy planning purposes in an Alpine area, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11372, https://doi.org/10.5194/egusphere-egu22-11372, 2022.

EGU22-11838 | Presentations | ITS3.3/CL3.2.20

ClimateLynx. Generating global climatic linkages 

Clemens Rendl, Ramiro Marco Figuera, and Stefano Natali

Negative effects of climate change lead to diverse and extensive impacts. While some regions are more vulnerable than others to uncertain outlooks, reliable tools to assess climate risks, drive decisions and turn threats into opportunities are increasingly needed. Geospatial environmental data are globally available, covering populated as well as remote areas. The pool of data reaches back decades in time and grows day by day. Satellite data play a crucial role in improving the multi-dimensional description of the Earth system. This invaluable resource, when merged with socio-economic information and other open and free datasets, enables us to better understand dynamics of a globally changing climate and thus rapid and sound decision making.

ClimateLynx is a knowledge management system for climate related data and information. A knowledge base, also called “second brain”, is a tool that supports creating relationships between data and information to help think better. In our proposed service, the knowledge we want to gather, explore and exploit is data relevant for climate change induced decision making. Our vision is to create a constantly growing and evolving climate change knowledge graph supporting decision and policy makers to contribute to the sustainable development and helping us to move closer to achieving current and future climate pledges, and eventually a more sustainable future for all. ClimateLynx includes climate data and data from interdisciplinary domains alike, such as socio-economy (WB[1], ADB[2]) or health (WHO[3]). The scope is to fuse these data and thus generate location and time relevant insight. This way, a holistic approach to strengthen resilience is fostered. When the data pools are fused and put into context, it is possible to generate connections and correlations between indicators of different domains. The combination and linkage of inter-domain specific indicators could help to better understand interdisciplinary climate change induced global dynamics and tail effects. Moreover, non-obvious linkages between indicators or domains could be highlighted or even uncovered. With the help of such a tool, it could be possible to detect negative emerging climate trends based on the time series analysis of indicators earlier and react adequately.

ClimateLynx focuses on urban regions and is devoted to decision makers, urban planners and data experts. Urban planners can take advantage of ClimateLynx through comparing initiatives and developments with other cities of e.g., similar size, climatic conditions, or GDP. This enables for efficient planning and can support ideas and initiatives to create more liveable and climate resilient cities. Likewise, data experts might be interested to explore the various data sets and create new connections through linking indicators from natural and social science disciplines and thus discovering location relevant specificities.

ClimateLynx is built on top of the data access and processing capabilities of the ADAM[4] platform, to quickly access and process large volumes of data. Through ADAM, ClimateLynx is fed with climate indicators calculated from data from historic, currently operating, and future satellite missions. Global climate indicators are computed periodically, city-aggregated information is extracted off-line to offer optimal user experience.


[1]https://data.worldbank.org/
[2]https://www.adb.org/what-we-do/data/main
[3]https://www.who.int/data/collections
[4]https://adamplatform.eu/

How to cite: Rendl, C., Figuera, R. M., and Natali, S.: ClimateLynx. Generating global climatic linkages, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11838, https://doi.org/10.5194/egusphere-egu22-11838, 2022.

EGU22-11883 | Presentations | ITS3.3/CL3.2.20

Selection of CMIP6 Global Climate Models for long-term hydrological projections 

Huong Nguyen Thi, Ho-Jun Kim, Min-Kyu Jung, and Hyun-Han Kwon

Selection of a suitable Global Climate Model (GCM) in hydrological research for basin-scale of monsoon affected regions under future climate projection scenarios is a great necessity. This study comprehensively evaluated the suitability of 25 available GCMs issued of  Coupled Model Intercomparison Project 6 (CMIP6) to choose the best performing GCMs in precipitation simulating skill over the whole main River Basin System in South Korea for the historical period of 1973–2014. Bilinear interpolation method was used for mapping the grid resolution of the simulated GCMs precipitation and observed precipitation with a 0.1250 x 0.1250 resolution. Where, the observed monthly precipitation at 56 automated weather stations from 1973 to 2014 were derived from the Korea Meteorological Administration (KMA). Multi-Criteria Decision Making (MCDM) approach based on four spatial metrics, Cramer’s V, Goodman-Kruskal (GK) Lambda, Mapcurves and TheilU were proposed to compare the simulated GCMs precipitation with the observed precipitation. To calculate the overall ranking of the GCMs and identify the best performing GCMs, this study applied Jenks Natural Break classification based on the Compromise Programming index. The results indicated that: 1) The GCMs performance was different with different spatial indices with the most suitable of GCMs ranking for each watershed. 2) The best performing GCMs well simulated the annual mean precipitation with a bias of less than 15% for southwestern watersheds and higher biases (30-50%) for remaining watersheds. 3) Majority of CMIP6 GCMs could be capture trends and the spatial distribution of annual, seasonal precipitation over South Korea. However, the result was also found that most GCMs underestimated summer precipitation and overestimated spring precipitation. Therefore, the selected GCMs with corrected biases can be usefully employed for analyzing future changes of hydrological pattern associated with climate change projections.

Keywords: Global Climate Models (GCMs), CMIP6, Bilinear interpolation, Multi-Criteria Decision Making, Jenks Natural Break classification.

How to cite: Nguyen Thi, H., Kim, H.-J., Jung, M.-K., and Kwon, H.-H.: Selection of CMIP6 Global Climate Models for long-term hydrological projections, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-11883, https://doi.org/10.5194/egusphere-egu22-11883, 2022.

EGU22-12037 | Presentations | ITS3.3/CL3.2.20

APENA3 – Methodology and steps for the preparation of three pilot climate adaptation strategies and implementation plans in Ukraine 

Christos Tsompanidis, Svitlana Krakovska, Theofanis Lolos, Antonios Sakalis, Eleni Ieremiadi, Alex Gittelson, Oksana Kysil, and Alla Krasnozhon

APENA 3 ”Strengthening the capacity of regional and local administrations for implementation and enforcement of EU environmental and climate change legislation and development of infrastructure projects” is an EU-funded project, targeting to effectively raise Ukrainian public authorities capacities at local and regional level in designing and implementing key reforms. The main feature of Component 3 is the development of climate adaptation strategies followed by implementation plans for three Ukrainian Oblasts. Following an evaluation process, the Oblasts of Ivano-Frankivs’ka, L’vivs’ka and Mykolaivs’ka were determined to be the most appropriate in which to undertake the above activities. The first important step, was to identify the sectors of interest in relation to climate change, in Oblast but also National level utilizing the experiences and know-how from Europe and internationally, since the pilot Strategies and Implementation Plans, will be used as a guidance for other Oblasts in the future to elaborate regional climate adaptation planning. The selected sectors include agriculture, forests, biodiversity and ecosystems, water management, fisheries, coastal areas, tourism, critical infrastructure, energy, health, built environment and cultural heritage. The next step in the methodology is the vulnerability and risk assessment. The project team will identify the appropriate climate indices to evaluate vulnerability and risk based on specific climatic impact drivers for the respective sectors. Sensitivity and exposure analysis will follow in order to identify the degree of vulnerability of each sector and geographic area in the three pilot Oblasts. Based on the previous assessment, impacts will be identified and examined in terms of likelihood and severity, guiding the team to determine the risk. The various challenges (stakeholder engagement, sectoral issues identification, collection of climate data etc.) in the use of climate data will be identified and tackled in this stage. Following the preparation of the project’s scientific basis, the Experts team will determine sectoral adaptation thematic pillars, that will include horizontal and location specific measures and actions for the evaluated sectors.

How to cite: Tsompanidis, C., Krakovska, S., Lolos, T., Sakalis, A., Ieremiadi, E., Gittelson, A., Kysil, O., and Krasnozhon, A.: APENA3 – Methodology and steps for the preparation of three pilot climate adaptation strategies and implementation plans in Ukraine, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12037, https://doi.org/10.5194/egusphere-egu22-12037, 2022.

EGU22-12415 | Presentations | ITS3.3/CL3.2.20

RoCliB - Bias corrected CORDEX RCM dataset over Romania 

Alexandru Dumitrescu, Vlad Vlad Amihăesei, and Sorin Cheval

Four climate parameters (i.e., maximum, mean and minimum air temperature and precipitation amount) from 10 regional climate models, provided by the EURO-CORDEX initiative, are adjusted using as reference the ROCADA gridded dataset. The adjustment was performed on a daily temporal resolution for the historical period (1971-2005), as well as for climate change scenarios based on two Representative Concentration Pathways (RCP45 and RCP85).

The best method for bias-correction was selected following a 2-fold cross-validation approach, which was performed on historical data using two methods: Quantile Mapping (QMAP) and Multivariate Bias Correction with N-dimensional probability (MBCn). The performances of the two methods are very similar when analysing the frequency distribution of each selected variable, whereas the comparison between the inter-variables correlation of the adjusted datasets and the reference dataset revealed much smaller differences for the dataset adjusted with the multivariate method, hence this was used for producing the BC climate scenario dataset.

Based on the MBCn adjusted dataset, a climate change analysis over Romania was performed at the seasonal and annual scales. Overall, for the multimodel ensemble mean, at the country level, a substantial temperature increase is reported for both scenarios and no significant trend is revealed for precipitation amount.

The adjusted RCMs are provided without any restrictions via an open-access repository in netCDF CF-1.4-compliant file format (https://doi.org/10.5281/zenodo.4642463). The BC climate models are archived at the 0.1° spatial resolution, in the WGS-84 coordinate system, at a daily temporal resolution. Based on bias-corrected dataset, relevant information about climate change over Romania’s territory is provided by using an interactive dashboard, implemented in an open-source web application (RoCliB data explorer - http://suscap.meteoromania.ro/roclib).

 

 

How to cite: Dumitrescu, A., Vlad Amihăesei, V., and Cheval, S.: RoCliB - Bias corrected CORDEX RCM dataset over Romania, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12415, https://doi.org/10.5194/egusphere-egu22-12415, 2022.

EGU22-12534 | Presentations | ITS3.3/CL3.2.20

A Study on Heavy Rainfall and Flash Floods Using Different Climate Toolboxes 

Inna Khomenko and Roshanak Tootoonchi

Under the climate change, extreme precipitation responsible for flash floods, which can cause significant economic losses and human casualties, become more frequent and severe. These escalations are expected to become higher due to global warming which leads to increased water vapor in the atmosphere and thus, intensified precipitation events. Recent reports show that most flood events in Italy constitute flash floods, therefore it is projected for the region of Italy to be increasingly affected by flood events caused by heavy precipitation.

In this study, trends in extreme precipitation for present day and future projections up to 2100 under the worst-case scenario of warming, namely the Representative Concentration Pathway (RCP) 8.5 scenario are investigated using Copernicus and KNMI Climate Explorer databases.

On the basis of extremely easy-to-use KNMI Climate Explorer database anomalies of RX1day (1981-2010 reference period) for historical period and up to 2100 are retrieved for 7 Italian cities highly affected by flash floods (Venice, Rome, Naples, Genoa, Cagliari, Catanzaro, Palermo).For the mentioned regions the strong positive trends are calculated and the highest positive anomalies up to 50-80 mm/day are observed in the half of the XXI century.

The Copernicus toolbox editor was used to retrieve the RX1day index and 95th percentile from present day simulation (2011–2020) and future projection (2021–2100) of global precipitation from a total of 18 bias adjusted Global Climate Models from CMIP5 and precipitation time series for 7 Italian cities were extracted in order to obtain the trends. RX1day index doesn’t show significant increasing trend. Moreover, for the 95th percentile negative trends are obtained for most of the Italian cities in question.

Since heavy rainfalls are usually caused by convective precipitation, near surface convective precipitation trends for the period of 1991 to 2020 are derived from ERA5 monthly averaged reanalysis for the Mediterranean region and Italy, for the months in which the flash floods are often observed. The most significant increases in convective precipitation are obtained in July for Northern Italy, and in September for Southern Italy, and in November for the west coast zone.

It can therefore be said that for the historical data the positive trends in precipitation are dominated. However, for different projections and climate models from different database different results, sometimes even opposite results, are obtained.

How to cite: Khomenko, I. and Tootoonchi, R.: A Study on Heavy Rainfall and Flash Floods Using Different Climate Toolboxes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-12534, https://doi.org/10.5194/egusphere-egu22-12534, 2022.

We share our experiences for impact and adaptation studies, by presenting results of a climate modelling study, which is based on ERA5 data at different horizontal resolutions, i.e., down from approximately 300 km to 25 km. The ERA5 data is used as a meteorological constraint (nudging) to perform a numerical model study on the influence of horizontal resolution on aerosol hygroscopic growth effects on meteorology in urban and remote atmospheric locations. For this sensitivity study we only switch on/off the associated aerosol water mass. Aerosol water is crucial form climate impact and adaptation studies as it links air pollution with weather and climate through direct and indirect radiative feedbacks. We try to separate urban from continental-scale effects using the EMAC atmospheric chemistry climate and Earth system model. EMAC is applied globally in various horizontal resolutions, in a set-up similar to our previous PMAp evaluation study (https://www.eumetsat.int/PMAp), i.e., resolving weather time-scales. We compare our EMAC results of the aerosol optical depth (AOD) against CAMS reference simulations (40 km), various satellite data (MODIS-Aqua/Terra, PMAp) and AERONET surface observations (~ 30km radius around the instrument). While CAMS REA includes AOD data assimilation (Modis/PMAp), EMAC calculates the AOD ab initio from size-resolved aerosol hygroscopic growth without any data assimilation, and with an option to include aerosol-cloud feedbacks. Our results show that the EMAC AOD results are within the range of CAMS and satellite AOD. Aerosol water effect on AOD is noticeable for nudged and free running EMAC versions at both, urban and remote locations. The aerosol water effect is larger for free running EMAC versions, and more pronounced for urban AERONET sites, e.g., Hamburg, Karlsruhe, Thessaloniki, Zaragoza. The moisture feedback with air pollution is resolution dependent (time and space). Generally, this becomes more relevant with increasing resolution due to finer moisture and air pollution gradients, which is an indication for the importance of horizontal resolution for impact and adaptation studies.

How to cite: Metzger, S., Feigel, G., Steil, B., Rémy, S., and Christen, A.: Influence of horizontal resolution on aerosol hygroscopic growth effects in urban andremote boundary layers in the context of climate impact and adaptation studies, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13495, https://doi.org/10.5194/egusphere-egu22-13495, 2022.

EGU22-860 | Presentations | NH10.15

Ensemble modeling of radionuclide dispersion over the Arabian Peninsula from nuclear power plant accidents using FLEXPART 

Seyed Omid Nabavi, Theodoros Christoudias, Christos Fountoukis, Huda Al-Sulaiti, and Johannes Lelieveld

We intercompare simulations of the dispersion of aerosol and gaseous radionuclides (137Cs and 131I) driven by a four-member ensemble of (re-)analysis and forecast datasets to quantify statistical and systematic uncertainties. The Lagrangian particle dispersion model FLEXPART 10.4 and FLEXPART-WRF are driven by 6-hourly data from NCEP Global Forecast System (GFS) and Final Analysis (FNL), at spatial resolutions of 0.5 and 0.25 degrees. In addition, for running FLEXPART-WRF, the FNL and ECMWF Reanalysis v5 (ERA5) were first downscaled, to the finer resolutions of 10 km and 1 hour, using the Weather Research and Forecasting (WRF) model. A total of 365 experiments (each day of 2019) were conducted to produce hourly simulations at the spatial resolution of 10 km in 14 vertical levels through 96 hours after a fictitious nuclear power plant accident at Barakah, UAE, in an effort to study the potential risks to the population in the state of Qatar. The source term was scaled to the maximum estimates of the radioactive materials from the Fukushima accident in 2011 (0.042 kg of 131I and 7 kg of 137Cs), released within 24 hours after the accident. We intercompare radionuclide age spectra, cumulative deposition, and population exposure, seasonal variance, and investigate the degree of variability and correlation between ensemble members. Results show that the computational particles corresponded to dense 131I clouds enter Qatar more frequently within 10 to 20 hours after the accident. The cumulative distribution of simulated 137Cs depositions indicates that more than 80% of 137Cs depositions occurs within 75 hours after the accident, with a hotspot in the southeast of Qatar. GFS and ERA-5 show a high degree of correlation, whereas FNL is different. We also observe seasonal variation due to deposition and boundary layer development.

How to cite: Nabavi, S. O., Christoudias, T., Fountoukis, C., Al-Sulaiti, H., and Lelieveld, J.: Ensemble modeling of radionuclide dispersion over the Arabian Peninsula from nuclear power plant accidents using FLEXPART, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-860, https://doi.org/10.5194/egusphere-egu22-860, 2022.

The frequency of radionuclides in remote atmospheric observations of historic nuclear test explosions is established from a collection of papers. These report on tests conducted between 1964 and 1996. Most of these tests occurred in the atmosphere but observation of nuclear debris from venting of underground nuclear tests were also found. The review is limited to off-site monitoring and many observations were done at large distances including several tests that were detected on multiple locations on the same hemisphere. The isotope frequency is compared to several radionuclide lists considered for nuclear explosion monitoring to explore whether these lists match the historic evidence. The objective is to identify opportunities for further studies on validating monitoring methods, including atmospheric transport simulations with the objective of identifying the source of an event that is of relevance for atmospheric radioactivity monitoring for the Comprehensive-Nuclear-Test Ban Treaty (CTBT).

How to cite: Kalinowski, M.: Frequency of radionuclides in remote atmospheric observations of historic nuclear test explosions compared to lists of radionuclides considered for nuclear explosion monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1490, https://doi.org/10.5194/egusphere-egu22-1490, 2022.

The first aftershock of the announced nuclear test conducted by the DPRK on 09.09.2016 was found by the detection method based on waveform cross correlation on September 11, 2016. This was the only aftershock which was found during the period between the first (09.10.2006) and the sixth (03.09.2017) DPRK tests, using the signals of the DPRK tests as waveform templates. The DPRK6 underground test with mb=6.1 generated a significant aftershock sequence, with some events detected at teleseismic distances. The aftershocks with the best signal quality were used as master events in the multi-master method, working as an active radar focused on the aftershock area. The multi-master method allowed to find more than 100 aftershocks, including 7 aftershocks of the DPRK3 and DPRK4. The aftershock sequence is still active, with 25 aftershocks detected between January 1 and December 10, 2021. The mutual cross correlation of the DPRK aftershocks revealed the presence of two sequences generated by the DPRK5 and DPRK6 cavity collapse. The length, intensity, and alternating character of these two sequences suggest specific mechanisms of energy release. Such a mechanism can be associated with the interaction of the damaged zones of the DPRK5 and DPRK6 and the collapse of their cavities with progressive propagation of the collapsing chimneys towards the free surface. The higher activity in 2021 indicates that the chimney collapse is not finished. We expect more aftershocks, possibly ended with the chimney reaching the free surface.

How to cite: Kitov, I.: Evolution of the DPRK5 and DPRK6 aftershock sequences: 2016 to 2022, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2230, https://doi.org/10.5194/egusphere-egu22-2230, 2022.

EGU22-2246 | Presentations | NH10.15

Sample Association by using Anomalous Concentration Episodes and Decay-Consistent Isotopic Ratios at IMS Radionuclide Stations 

Yuichi Kijima, Martin Kalinowski, Boxue Liu, Jolanta Kuśmierczyk-Michulec, Robin Schoemaker, and Anne Tipka

For enhancement of the International Data Centre (IDC) products such as the Standard Screened Radionuclide Event Bulletin (SSREB), there is a need to associate the detections of CTBT relevant isotopes in samples at International Monitoring System (IMS) radionuclide stations with the same release to characterize its source for the purpose of nuclear explosion monitoring. Episodes of anomalous concentrations at the stations are the best first guess for being related to the same event. For multiple isotope observations, the consistency of their isotopic ratios in subsequent samples with radioactive decay is another plausible hint at coming from the same source. Moreover, atmospheric transport modelling (ATM) will help to get further evidence and gain confidence in sample associations by identifying the air masses that link the release to multiple samples. We focused on the basic approach as well as the criteria for automatic sample association for the SSREB.

How to cite: Kijima, Y., Kalinowski, M., Liu, B., Kuśmierczyk-Michulec, J., Schoemaker, R., and Tipka, A.: Sample Association by using Anomalous Concentration Episodes and Decay-Consistent Isotopic Ratios at IMS Radionuclide Stations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2246, https://doi.org/10.5194/egusphere-egu22-2246, 2022.

EGU22-2581 | Presentations | NH10.15

Towards Assessing the Quality of Surface Wave Associations in the Reviewed Event Bulletin 

John Condon, Neil Selby, and Jessica Keeble

. ABSTRACT
When monitoring for possible underground nuclear tests,
identifying shallow earthquakes from explosive sources can
be achieved using the ratio of the body-wave magnitude to
the surface-wave magnitude (mb:Ms criterion), with explosive
sources producing less energetic surface wave excitation.
Current methods for automated surface-wave detection at the
International Data Centre (IDC) rely on a dispersion test - a
global group-velocity model is used to predict a time window
based on event origins in the IDC Reviewed Event Bulletin
(REB). The data in the predicted time window are narrowband
filtered into eight frequency bands - if the time of the maximum
energy of at least 6/8 of the bands sits within a specified error
of the expected dispersion curves, a surface wave is said to be
detected. Stevens et al. (2001) added phase match filtering to
the process to improve the signal-to-noise ratio, and this was
implemented into provisional operations at the IDC in 2010,
under the name Maxpmf.

A number of issues can potentially arise with this automatic
detection technique, leading to false detections and mis-associations, these include:
• local noise passing the dispersion test and being erroneously associated;
• surface waves detected at close-to-regional distances
experience little dispersion and hence impulsive signals
can pass the dispersion test;
• since automatic detection is only attempted for REB
events, some surface waves may be missed entirely, as
they lack an origin from which to calculate an arrival-time
window.

Assuming random noise and that the signals are independent,
Stevens (2007) defined parameters that determine the false
alarm rate, determined empirically from the network as it was
in 2007. Stevens (2007) recommended that these parameters be
continually reviewed. Since automated surface wave processing
at the IDC was implemented, the number of International
Monitoring System (IMS) seismic stations with at least one
surface-wave detection in the REB has significantly increased
(from around 50 stations in 2002, to around 145 in 2020)
without review of the false alarm rate parameters.
We have designed interactive software to manually review
stages of the IDC automatic surface-wave detection algorithm.
We will use this to investigate the false-detection rate and
how it has changed over time, and interrogate whether the
independence and random noise assumptions this prediction is
predicated on are still valid for a larger network.


REFERENCES
Stevens, J. L., 2007. Automatic surface wave processing support
and documentation, Tech. rep., CTBTO Vienna International
Centre.
Stevens, J. L., Adams, D. A., & Baker, G. E., 2001. Improved
surface wave detection and measurement using phasematched filtering with a global one-degree dispersion model,
Tech. rep., Science Applications International Corp San
Diego CA.

How to cite: Condon, J., Selby, N., and Keeble, J.: Towards Assessing the Quality of Surface Wave Associations in the Reviewed Event Bulletin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2581, https://doi.org/10.5194/egusphere-egu22-2581, 2022.

EGU22-2864 | Presentations | NH10.15

Automatic inspection and analysis of digital waveform images by means of convolutional neural networks 

Alessandro Pignatelli, Francesca D'Ajello Caracciolo, and Rodolfo Console

Analyzing seismic data to get information about earthquakes has always been a major task for seismologists and, more in general, for geophysicists.
Recently, thanks to the technological development of observation systems, more and more data are available to perform such tasks. However, this data
“grow up” makes “human possibility” of data processing more complex in terms of required efforts and time demanding. That is why new technological
approaches such as artificial intelligence are becoming very popular and more and more exploited. In this work, we explore the possibility of interpreting seismic waveform segments by means of pre-trained deep learning. More specifically, we apply convolutional networks to seismological waveforms recorded at local or regional distances without any pre-elaboration or filtering. We show that such an approach can be very successful in determining if an earthquake is “included” in the seismic wave image and in estimating the distance between the earthquake epicenter and the recording station.

How to cite: Pignatelli, A., D'Ajello Caracciolo, F., and Console, R.: Automatic inspection and analysis of digital waveform images by means of convolutional neural networks, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2864, https://doi.org/10.5194/egusphere-egu22-2864, 2022.

EGU22-2906 | Presentations | NH10.15

IMS location capability improvement with the ambient noise tomography 

Mikhail Rozhkov, Yuri Starovoyt, and Ivan Kitov

The Preparatory Commission for the CTBTO routinely process data from the International Monitoring System, IMS – a global network of seismic, hydro-acoustic, and infrasound stations. The data are processed to detect, locate, and screen events that may have characterization parameters similar to those from nuclear explosions. The observation and processing systems are required to be sensitive to low-magnitude events, especially in unusual locations (e.g., aseismic regions). A promising way to improve the system sensitivity is by refining the receiver velocity models underneath IMS stations by incorporating a number of ambient noise processing techniques into the International Data Center (IDC) practice. In particular, this approach should lead to reduction of the arrival time residuals between empirical and observed onset times of seismic waves. The Big Data basis for this approach is using a vast amount of seismic noise data acquired in the IDC for more than 20 years. It would also allow to shed a light on the existence of seismic velocity evolution at least for unstable crustal regions applying a time-lapse ambient noise tomography (ANT) method (4D high resolution passive seismic). A lack of reference models can be partially overcome and examining the models within the seismic array aperture can be performed by the convergence of the spatial seismic correlation methods and the local single station measurements - seismic impedance and the direct Rayleigh ellipticity estimations by the H/V ratio and random decrement techniques

We conducted a case study for ARCES IMS array-station in Northern Norway, which consists of 4 rings of all 3C broadband (120s shallow vault   seismometers. Besides building an averaged uppermost ARCES velocity model, we demonstrate the trial application of the ANT methods for the individual model retrieval at different flanks of spatially distributed sensors comprising seismic arrays as a generalized way to aggregating the block velocity models.  Modified spatial autocorrelation (MSPAC) has been applied for ARCES data both for the whole set of elements as well as for four geographically symmetrical sub-groups relative to the array center. Spatial correlation patterns demonstrate the Bessel function (relative to the ground motion frequency) behavior as predicted by Aki (1957). The cross-correlation analysis of the background noise at ARCES was carried out in the wide frequency range because of the broadband hybrid channel frequency response at each array element.  Revealed models demonstrate considerable difference and thus could be further utilized for improvement of event location and as a station specific correction instrument.

Also, we provide an example with the spiral geometry but smaller aperture seismic array in Norcia intermountain basin, Northern Italy. The model estimation based on MSPAC conducted with the medium range sensors provides the results consistent with the well and gravity study conducted in Italy (2019).

For enhancement of CTBTO OSI aftershock monitoring system, the same approach can be utilized by retrofitting velocity models produced with the noise data collected from the temporarily OSI array. The same method could be also implemented in hydrofracking and induced seismicity monitoring.

How to cite: Rozhkov, M., Starovoyt, Y., and Kitov, I.: IMS location capability improvement with the ambient noise tomography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2906, https://doi.org/10.5194/egusphere-egu22-2906, 2022.

EGU22-2971 | Presentations | NH10.15

Seismic Monitoring of Novaya Zemlya: Progress, Challenges, and Prospects 

Tormod Kvaerna, Ben Dando, and Steven Gibbons

The permanent seismic stations of the European Arctic maintain a detection threshold of around magnitude 2 for events on and around Novaya Zemlya. Events above magnitude 3 are clearly observed by multiple stations at regional and far-regional distances and, with improved traveltime models, can be located with high accuracy. The monitoring capability for smaller magnitude events is dominated by the small aperture seismic arrays ARCES and SPITS. We review the properties of Novaya Zemlya seismic signals on key stations and discuss how empirical signal processing may enhance detection and interpretation of future events in the region. We present a joint probabilistic location for 21 low magnitude events between 1986 and 2020 in which the joint probability distribution for all events simultaneously exploits both constraints on earlier events from stations no longer in operation and constraints on newer events from more recently deployed stations. Advances in signal processing, enhanced exploitation of archive data, new permanent stations, and comparative multiple event analysis will all contribute both to a more robust and sensitive detection capability and higher confidence in signal interpretation.

How to cite: Kvaerna, T., Dando, B., and Gibbons, S.: Seismic Monitoring of Novaya Zemlya: Progress, Challenges, and Prospects, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2971, https://doi.org/10.5194/egusphere-egu22-2971, 2022.

There was more than a dozen of aftershocks generated by the announced nuclear test conducted by the DPRK on September 3, 2017 (DPRK6) which were found in routine interactive analysis conducted by the International Data Centre. The first DPRK aftershock was found by the method of waveform cross correlation (WCC) on September 11, 2016 after the DPRK5. Dozens of aftershocks were found by cross correlation after the DPRK6 in addition to those found in the routine processing and then confirmed by IDC analysts. The set of robust aftershocks allowed to develop, test, and apply in the routine WCC processing the multi-master method. This method was consistently applied to seismic data at IMS stations KSRS and USRK collected since 2009. Many new aftershocks were found after the third (DPRK3) and the fourth (DPRK4) announced underground nuclear tests conducted by the DPRK on 12.02.2013, and 06.01.2016, respectively. The second DPRK test (25.05.2009) had no reliable aftershock hypotheses at the level of the method sensitivity and resolution. The largest aftershocks of the DPRK3 and DPRK4 could be interpreted as related to the cavity collapse process possibly followed by a chimney collapse, not reaching the free surface. The DPRK3 and DPRK4 aftershocks were confirmed by interactive analysis.

How to cite: Wang, H. and Kitov, I.: Aftershocks of the announced underground nuclear tests conducted by the DPRK on 12.02.2013 and 06.01.2016 found by waveform cross correlation and confirmed by interactive analysis, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3164, https://doi.org/10.5194/egusphere-egu22-3164, 2022.

A seismic moment tensor (MT) consisting of 6 independent components is widely used to parameterise a seismic point-source by assuming no net torque. However, there are well-documented seismic sources for which net torques are significant, and single force (SF) components are necessary to describe the physics of the problem, e.g., the collapse of cavities, landslides, and glacier earthquakes. Therefore, combining MT and SF components can explore a broader range of source representation in seismic source inversion. In addition, rigorous uncertainty estimate has been a leading-edge topic in seismic source inversion. A complete uncertainty treatment should consider both data noise involved in the acquisition process and theoretical error primarily due to imperfect knowledge of Earth structure. Recent advancements jointly treating data noise and theoretical errors have been made for the MT representation within the hierarchical Bayesian framework, where noise is treated as a free parameter. However, to our best knowledge, a decomposition of the seismic source to MT and SF, including a rigorous treatment of uncertainty, remains an unaddressed problem. Here, we propose a joint inversion scheme of MT and SF within the hierarchical Bayesian framework that accounts for both data and structural (theory) uncertainties. Several carefully designed synthetic experiments modelling underground explosions demonstrate the feasibility of this method. Our current focus is on practical applications. We are hopeful that our approach will provide further insights into the physics of seismic sources for underground nuclear explosions, thus helping verify compliance with the CTBT.

How to cite: Hu, J., Phạm, T.-S., and Tkalčić, H.: A Joint Point-source Moment Tensor and a Single Force Inversion Within Hierarchical Bayesian Inference for Revealing the Source Mechanism of Underground Nuclear Explosions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3244, https://doi.org/10.5194/egusphere-egu22-3244, 2022.

EGU22-3543 | Presentations | NH10.15

A combined seismic phase classification and back-azimuth regression neural network for array processing pipelines 

Andreas Köhler, Erik Myklebust, and Tord Stangeland

Array processing is routinely used to measure apparent velocity and back-azimuth of seismic arrivals. Being an integral part of automatic processing pipelines for seismic event monitoring at the IDC and NDCs, this processing step usually follows seismic phase detection in continuous data and precedes event association and location. The apparent velocity is used to classify the type of the detected phase, while the measured back-azimuth is assumed to point towards the event epicentre. Phase type and back-azimuth are usually determined under the plane wave assumption using Frequency-Wavenumber (FK) analysis or other wave front fitting algorithms such as Progressive Multi-Channel Correlation (PMCC). However, local inhomogeneities below the seismic array as well as regional sub-surface structures can lead to deviations from the plane wave character and to differences between the measured back-azimuth and the actual source direction. This can also affect the slowness estimates and, thus, the accuracy of phase type classification. Previous attempts to take these issues into account were based for example on empirical array-dependent slowness vector corrections.

Here, we suggest a neural network architecture to learn from past observations and to determine the seismic phase type and back-azimuth directly from the arrival time differences between all combinations of stations of a given array (the co-array), without assuming a certain wavefield geometry. In particular, input data are phase differences measured for multiple frequencies from the cross-spectrum of each co-array element. The neural network is a combined classification (phase type) and regression (back-azimuth) network and is trained using P and S arrivals of over 30,000 seismic events from the reviewed regional bulletins in Scandinavia of the past three decades and seismic noise examples. Hence, phase types are classified without first measuring the apparent velocity and without using pre-set velocity thresholds, and an unbiased back-azimuth is determined pointing directly towards the source. Training data are selected based on coherency thresholds to avoid training with too noisy arrivals included in the bulletins where for example the analysist placed a pick based on additional information. Furthermore, we test augmenting training data with time differences corresponding to plane waves to add source directions which are underrepresented in the bulletins. Models are trained and evaluated for regional seismic phase observations at the ARCES, NORES and SPITS arrays. Very good performance for seismic phase type classification (97% accuracy) and low source back-azimuth misfits were obtained. A systematic and careful test of the performance compared to FK analysis in NORSAR’s automatic processing (FKX) was conducted to evaluate potential improvements for event association and location. Taking the reviewed bulletins as reference, our first results suggest that the machine learning phase classifier performs equally well as FKX processing when it comes to phase classification and better for source back-azimuth estimation.

How to cite: Köhler, A., Myklebust, E., and Stangeland, T.: A combined seismic phase classification and back-azimuth regression neural network for array processing pipelines, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3543, https://doi.org/10.5194/egusphere-egu22-3543, 2022.

EGU22-3620 | Presentations | NH10.15

Natural and anthropogenic excitation sources for seismic and infrasonic on-site calibration 

Michaela Schwardt, Peter Gaebler, Patrick Hupe, and Christoph Pilger

In the low-frequency range down to 0.1 Hz suitable and reliable calibration procedures, which include traceability to SI, for seismic and infrasonic sensors are currently missing. Although many events occur whose evaluation is of global interest, much of the low frequency range relevant to these applications is not yet covered by primary measurement standards. A laboratory calibration of sensors results in an interruption of the measurements, just as the use of built-in calibration coils disturbs the measurements. Therefore, with regard to the design goal of the Comprehensive Nuclear-Test-Ban Treaty Organization’s (CTBTO) International Monitoring System (IMS), which requires the stations to be operational 100 % of the time, on-site calibration during operation with a reference sensor previously calibrated in the laboratory is of special interest.

We have assembled sets of both natural and anthropogenic sources of seismic, infrasonic, and hydroacoustic waves with respect to their individual signal characteristics and, as part of the joint research project "Metrology for low-frequency sound and vibration - 19ENV03 Infra-AUV", evaluated their potential use as excitation signals for on-site calibration regarding aspects that include knowledge about the source characteristics, the frequency content, reproducible and stable properties as well as the applicability in terms of cost-benefit. With the aid of these sources, procedures are to be established which will allow permanent on-site calibration without any interruptions of the recordings, thereby improving data quality and consequently the identification of treaty-relevant events.

In that context, man-made controlled sources such as drop weights or loudspeakers exhibit properties that make them an interesting source signal for the calibration of seismometers and infrasound sensors. Among the natural sources, earthquake generated signals in particular stand out because of their highly suitable signal and spectral properties. In addition, microbaroms and microseisms also play an important role for calibration, since they cover the lowest frequency range of interest. In particular, we focus here on sources that may generate both seismic and infrasonic signals. By means of a joint review of the waves’ sources in the solid earth and the atmosphere, parallels and differences are highlighted. Preliminary comparisons performed with IMS stations PS19 and IS26 in Germany show that the frequency response of different excitation sources can be determined using spectral methods and correlation analyses.

How to cite: Schwardt, M., Gaebler, P., Hupe, P., and Pilger, C.: Natural and anthropogenic excitation sources for seismic and infrasonic on-site calibration, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3620, https://doi.org/10.5194/egusphere-egu22-3620, 2022.

EGU22-3710 | Presentations | NH10.15

Characteristics of hydroacoustic sources of natural and anthropogenic origin 

Christoph Pilger, Andreas Steinberg, Peter Gaebler, and Michaela Schwardt

We report on a review of multiple sources and source characteristics of hydroacoustic signals recorded at the six hydrophone stations of the International Monitoring System for verifying compliance with the Comprehensive Nuclear-Test-Ban Treaty.  We present a comprehensive list of hydroacoustic sources as well as their general waveform shape and individual spectral source characteristic, i.e. the time duration, source intensity, frequency content and signal variation.

We identify and investigate numerous natural sources like earthquakes, volcanoes, icebergs and marine mammals as well as anthropogenic sources like explosions, airgun surveys and shipping activity. We show selected example events and associated references, collected in the course of the joint research project "Metrology for low frequency sound and vibration - 19ENV03 Infra-AUV". We further use freely available recordings from e.g. seismic stations for cross-validation purposes.

This overview provides the basis for an open-access systematic source classification, where only few, fragmentary event catalogues are available up to now and in situ identification of sources and calibration of instruments are difficult and complex. This work is applicable to future activities in automatic source detectors and event catalogs, sensor calibration activities using remote excitation sources and data comparison with other hydroacoustic measurements. We invite the scientific community to discuss useful source labels for such a compilation and useful datasets for comparison and validation.

 

 

How to cite: Pilger, C., Steinberg, A., Gaebler, P., and Schwardt, M.: Characteristics of hydroacoustic sources of natural and anthropogenic origin, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3710, https://doi.org/10.5194/egusphere-egu22-3710, 2022.

EGU22-5770 | Presentations | NH10.15

Lithospheric scattering and intrinsic attenuation characterization from a Bayesian energy flux model 

Itahisa Gonzalez Alvarez, Sebastian Rost, Andy Nowacki, and Neil Selby

P waves are often used to calculate the yield of chemical or nuclear explosions in forensic seismology. These estimations often rely on amplitude measurements affected by seismic scattering and attenuation caused by the presence of heterogeneities on the scale of the seismic wavelength and seismic energy conversion into heat, both on the source and receiver side. It is therefore important to accurately characterize the effect of these phenomena on the recorded wavefields so that any source size (and type) obtained from them are not under or overestimated.  
In our previous study (González Alvarez et al., 2021), we combined single layer and multi-layer energy flux modeling with a Bayesian inference algorithm to characterize lithospheric small-scale heterogeneities beneath seismic stations or arrays by calculating the characteristic scale length and fractional velocity fluctuations of the crust and lithospheric mantle beneath them. Here, we take this approach further and remove the dependence on the less realistic, single layer energy flux model by including the intrinsic quality factor and its frequency dependence as free parameters into our Bayesian inference algorithm. We use the multi-layer energy flux model to produce synthetic envelopes for 2-layer models of the lithosphere for different values of the scattering and intrinsic attenuation parameters. We then use our improved Bayesian inference algorithm to sample the likelihood space by means of the Metropolis-Hastings algorithm and obtain posterior probability distributions for all parameters and layers in the model. To our knowledge, such an approach has not been attempted before. We thoroughly tested this inversion algorithm and its sensitivity to four different levels of crustal and lithospheric mantle intrinsic attenuation settings using 18 synthetic datasets. Our results from these tests, while showing complex trade-offs between the parameters, show that scattering parameters can be recovered accurately in most cases. Intrinsic attenuation shows higher variability and non-uniqueness in our inversions, but can generally be recovered for over half of the synthetic models. To further test the accuracy of the results obtained from this Bayesian algorithm, we applied this technique to the large, high-quality dataset from PSAR and IMS arrays ASAR and WRA used in our previous study and found excellent agreement between both approaches in all cases. 
Finally, we applied this technique to datasets of teleseismic earthquakes from several arrays part of the IMS (YKA, ILAR, TXAR, PDAR, BOSA and KURK) to characterize the lithospheric scattering and attenuation structure beneath them and relate our findings to the tectonic setting and history of the regions they are installed on.  

González Álvarez, I.N., Rost, S., Nowacki, A. and Selby, N.D., 2021. Small-scale lithospheric heterogeneity characterization using Bayesian inference and energy flux models. Geophysical Journal International, 227(3), pp.1682-1699.

How to cite: Gonzalez Alvarez, I., Rost, S., Nowacki, A., and Selby, N.: Lithospheric scattering and intrinsic attenuation characterization from a Bayesian energy flux model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5770, https://doi.org/10.5194/egusphere-egu22-5770, 2022.

EGU22-6408 | Presentations | NH10.15

Designing the next generation of seismic arrays using fibre optic DAS 

Ben Dando, Kamran Iranpour, Andreas Wuestefeld, Sven Peter Näsholm, Alan Baird, and Volker Oye

While seismic arrays have been in use since the 1950s and are currently a vital part of the IMS, they have fundamentally consisted of single or 3-component seismometers to measure the ground motion at a discrete set of locations known as the array elements. With the advent of Distributed Acoustic Sensing (DAS) within the last two decades, there is currently great interest in exploring the potential seismological applications. In contrast to traditional seismometers, DAS measures the deformation (e.g. strain-rate) along the length of a fibre optic cable with great flexibility in the number of measurements that can be taken and where they are taken along a given cable layout. Applying such technology to seismic arrays offers an exciting opportunity to design array configurations that were previously impractical with individual seismometers. However, the use of DAS requires special consideration of its unique signal characteristics, which include insensitivity of P-waves arriving broadside to the fibre optic cable.

In this paper we present a design study for the installation of a new fibre optical cable at the site of the existing NORES seismic array in Norway – a 1.4 km aperture array located within a subarray of IMS station PS27 (NOA). We demonstrate through the modelling of DAS-specific array response functions how to optimize a new seismic array for regional seismic monitoring, highlighting the importance of incorporating DAS directivity effects. The final design will be installed in 2022 supplementing the current NORES array and will provide a unique data set that could lead to a new generation of DAS seismic arrays for both regional and global seismic monitoring.

How to cite: Dando, B., Iranpour, K., Wuestefeld, A., Näsholm, S. P., Baird, A., and Oye, V.: Designing the next generation of seismic arrays using fibre optic DAS, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6408, https://doi.org/10.5194/egusphere-egu22-6408, 2022.

EGU22-7943 | Presentations | NH10.15

The International Data Centre infrasound processing system, a 25 years travel 

Pierrick Mialle and the PTS colleagues

In 2001, when the first data from an International Monitoring System infrasound station started to arrive in near real-time at the International Data Centre (IDC), its infrasound processing system was in a premature state. The IDC embarked for a multi-year design and development of its dedicated processing system, which led to operational IDC automatic processing and interactive analysis systems in 2010. In the next twelve years the IDC produced over 40,000 infrasound events reviewed by expert analysts.
In an effort to continue advancing its methods, improving its automatic system and providing software packages to Comprehensive Nuclear-Test-Ban Treaty Organization (CTBTO) users, the IDC focused on several projects. First, the automatic system for the identification of valid signals was redesigned with the development of DTK-(G)PMCC (Progressive Multi-Channel Correlation), which is in IDC Operations and made available to CTBTO users within NDC-in-a-Box. And second, an infrasound model was developed for automatic waveform network processing software NET-VISA with an emphasis on the optimization of the network detection threshold by identifying ways to refine signal characterization methodology and association criteria.
Ongoing and future improvements of the IDC processing system are planned to further reduce analyst workload and improve the quality of IDC products.

How to cite: Mialle, P. and the PTS colleagues: The International Data Centre infrasound processing system, a 25 years travel, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7943, https://doi.org/10.5194/egusphere-egu22-7943, 2022.

Detection of radionuclides released from a nuclear explosion is an essential task mandated by the Comprehensive Nuclear-Test-Ban Treaty (CTBT). Atmospheric transport modelling (ATM) identifies either possible source regions for relevant radionuclide observations at anomalous concentrations through the so-called International Monitoring System (IMS) or potential stations for measuring releases from known source locations. This is a well-known methodology for connecting sources and receptors of any substance in the atmosphere. The Comprehensive Nuclear-Test-Ban Treaty Organization (CTBTO) currently investigates the potential advantages of using high-resolution ATM. Past announced underground nuclear tests at the Punggye-ri Nuclear Test Site from the Democratic People’s Republic of Korea (DPRK) are used in this study to scale the CTBTO’s capability to identify IMS stations that might detect a hypothetical release. These events are also used to identify the capability to locate Punggye-ri as the possible source location.

A sensitivity study is presented that demonstrates the CTBTO’s capability to identify Punggye-ri as a possible source region for the relevant radionuclide measurements at IMS stations. The aim is to find the best model set-up from varying combinations of meteorological resolution, regional domain set-up, and physical parameterization. Variations in resolution are accomplished by using first the Lagrangian Particle Dispersion Model FLEXPART, which will be driven by meteorological fields from the European Centre for Medium-Range Weather Forecast (ECMWF) with either 0.5° or 0.1° spatial and 1 h temporal resolution; and second, by using a combination of the Weather Research and Forecasting Model (WRF) and FLEXPART-WRF to scale down to 1 km spatial resolution. The potential accuracy increase is evaluated by using metrics from previous ATM challenges.

How to cite: Tipka, A., Kuśmierczyk-Michulec, J., Schoemaker, R., and Kalinowski, M.: A demonstration of CTBTO’s capability to identify the possible source region of the specific case of DPRK announced tests by conducting a sensitivity study using high-resolution ATM, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8514, https://doi.org/10.5194/egusphere-egu22-8514, 2022.

EGU22-8689 | Presentations | NH10.15

Quality assessment of the different Possible Source Region (PSR) algorithms 

Jolanta Kusmierczyk-Michulec, Anne Tipka, Robin Schoemaker, and Martin Kalinowski

The operational Atmospheric Transport Modelling (ATM) system deployed and used at CTBTO produces source receptor sensitivity (SRS) fields, which specify the location of the air masses prior to their arrival at any radionuclide station of the International Monitoring System (IMS) network. The ATM computations support the radionuclide technology by providing a link between radionuclide detections and the regions of their possible source. If an IMS station detects an elevated level of radionuclide, the ATM in a backward mode is used to identify the origin of air masses. In the case of a single detection, the FOR (Field of Regard) is computed, which denotes the possible source region for a material detected within one single sample. On some occasions, multiple detections occur at one or more IMS stations. Depending on the nature of these detections and on prevailing meteorological conditions, it is possible that all these detections may come from a unique source. For this case, the PSR (Possible Source Region) is computed for each grid point in space and time by calculating the correlation coefficients between the measured and simulated activity concentration values (SRS fields). Obviously, the result will depend on the algorithms used for that purpose. Currently, in the WEB-connected GRAPhics Engine (WEB-GRAPE) software, designed and developed by the International Data Centre (IDC) to visualize and post-process of the ATM results, three different PSR algorithms are implemented: two based on the Pearson’s correlation coefficient and one based on the Spearman’s rank correlation coefficient. 

 

For the quality assessment of these PSR algorithms, subsets of datasets developed in the framework of the 2nd and 3rd ATM Challenge will be used, which satisfy the condition that the agreement between Xe-133 measured and simulated values is very good. In this sense, the selected samples will represent “ground truth” data, where the contribution from all dominated sources (e.g. Isotope Production Facilities or Nuclear Power Plants) is included. For these selected samples, the results produced by the different PSRs algorithms will be assessed, taking into account both spatial and temporal variations.  

 

How to cite: Kusmierczyk-Michulec, J., Tipka, A., Schoemaker, R., and Kalinowski, M.: Quality assessment of the different Possible Source Region (PSR) algorithms, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-8689, https://doi.org/10.5194/egusphere-egu22-8689, 2022.

EGU22-9074 | Presentations | NH10.15

CalxPy: a software for the calibration of geophysical systems against a reference 

Benoît Doury and Ichrak Ketata

The International Monitoring Systems (IMS) operational manuals for waveform stations require that IMS stations be calibrated regularly. Since 2012, the Provisional Technical Secretariat (PTS) had relied mostly on electrical calibration to meet that requirement. However electrical calibration has inherent challenges (no traceability, integration and sustainment issues, high operating costs…).

A part of the geophysical community, including Station Operators, has started performing regular calibrations by comparison against a co-located reference. This method allows a more systematic and centralized approach to calibration. Over the past few years, it has been increasingly used at IMS stations, particularly infrasound ones. In this context, the PTS is developing tools to support this alternative approach.

We present CalxPy, a web-application developed at the PTS for the calibration of geophysical systems by comparison. With CalxPy, one can calculate, store, and display the response of a system for a given period, or track the evolution of the response against time or environmental variables. CalxPy also allows the refinement and evaluation of the measured response against a baseline, and the reporting of calibration results.

CalxPy supports the Initial calibration and on-site yearly calibration processes, as well as data quality control. CalxPy can be deployed in the IDC pipeline and in NDC-in-a-box.

How to cite: Doury, B. and Ketata, I.: CalxPy: a software for the calibration of geophysical systems against a reference, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-9074, https://doi.org/10.5194/egusphere-egu22-9074, 2022.

EGU22-10097 | Presentations | NH10.15

Improving event location accuracy at the IDC using RSTT-based travel time corrections 

Christos Saragiotis, Ronan Le Bras, and Ali Kasmi

Prediction of seismic travel times at the International Data Centre (IDC) of the Comprehensive Nuclear-Test Ban Treaty Organization (CTBTO) has been based until recently on the one-dimensional IASPEI91 travel-time curves for teleseismic and regional phases, with the addition of some local or regional models for regional and local phases in some areas (North America and Eurasia). Since IASPEI91 is not universally applicable in a heterogeneous Earth, travel-time predictions are further corrected to account for, among others, the Earth’s ellipticity, station elevation, and source-specific effects, including regional geology.

In order to improve travel time predictions, especially for regional phases for which the prediction error is most prominent, the IDC is now using travel time corrections based on the Regional Seismic Travel Time (RSTT) velocity model first introduced by Lawrence Livermore National Labs to account for the source-specific effects. The RSTT velocity model is a global model that approximates a 3D crust and upper mantle and is based on ground truth (GT) events recorded globally.

Examination of one year (August 2020 until August 2021) of the Reviewed Event Bulletin (REB) shows that the use of these RSTT-based travel time corrections has improved the precision of event location as measured by a) travel time residuals of regional phases, b) the number of defining regional phases according to the stringent IDC event definition criteria and c) comparison of events similar in magnitude and location in the periods before and after the application of the RSTT-based corrections. Although the improvement is seen worldwide, it is more prominent for stations in areas such as Australia and Africa, where previously the travel time corrections were based only on the IASPEI91 curves, that is, there were no local or regional velocity models available.

How to cite: Saragiotis, C., Le Bras, R., and Kasmi, A.: Improving event location accuracy at the IDC using RSTT-based travel time corrections, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10097, https://doi.org/10.5194/egusphere-egu22-10097, 2022.

EGU22-13165 | Presentations | NH10.15

Interactive analysis prospective on implementation of the NET-VISA in the IDC bulletin production 

Ehsan Qorbani, Sherif M. Ali, Ronan Le Bras, and Gérard Rambolamanana

Data from the stations of the International Monitoring System (IMS) of the Comprehensive Nuclear-Test-Ban Treaty (CTBT) organization are being processed by automatic processing, Global Association (GA), and interactively analyzed and reviewed by analysts, resulting in the International Data Centre (IDC) bulletins. The Network Processing Vertically Integrated Seismic Analysis (NET-VISA) is a Bayesian seismic monitoring system designed to process data from the IMS to reduce the number of missed and false events in the automatic processing stage. NET-VISA has been implemented in the automatic process as an additional event scanner in operation at the IDC since January 15, 2018. In this study we assess the influence of NET-VISA automatic scanner on the number of events in the IDC bulletins, LEB (Late Event Bulletin) and REB (Reviewed Event Bulletin). In particular, the impact of NET-VISA scanner on the number of scanned events during the interactive analysis is assessed. We use three distinct time periods, each including 1200 days, two before and one after the NET-VISA implementation to evaluate the NET-VISA influence as well as the effect of the other possible factors such as global seismicity and network performance. The results show a 4.6% increase in the number of LEB events after including the NET-VISA scanner in operation, with an average of 7 events per day, and a notable increase of 17.90% in the number of scanned events. We also discuss the effect of other possible factors on such increase and conclude it can be attributed to the implementation of the NET-VISA scanner.

How to cite: Qorbani, E., Ali, S. M., Le Bras, R., and Rambolamanana, G.: Interactive analysis prospective on implementation of the NET-VISA in the IDC bulletin production, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13165, https://doi.org/10.5194/egusphere-egu22-13165, 2022.

EGU22-13389 | Presentations | NH10.15 | Highlight

Global cross-technology analysis of the Hunga Tonga-Hunga Ha’apai explosive eruption from the perspective of CTBT monitoring 

J. Ole Ross, Lars Ceranna, Stefanie Donner, Peter Gaebler, Patrick Hupe, Thomas Plenefisch, Christoph Pilger, Michaela Schwardt, and Andreas Steinberg

The Comprehensive Nuclear-Test-Ban Treaty prohibits all nuclear explosions. For detection of potential non-compliance, the International Monitoring System with 321 stations is being installed and largely completed. Seismic, hydroacoustic and infrasound stations detect, localize and characterize explosions. Highly sensitive radionuclide stations sniff for radioactive traces potentially released from nuclear explosions. The International Data Centre (IDC) in Vienna processes the IMS data and generates several standard data analysis products for distribution to the member states. However, the judgement on the character of potentially treaty relevant events it is the sole responsibility of the State Signatories. Therefore, National Data Centres (NDC) are established in many states. The German National Data Centre is hosted by BGR and supported by BfS (Federal Office for Radiation Protection) with radionuclide expertise. Furthermore NDCs can use additional observation data sources other than recorded by the IMS like national stations or remote sensing data. There have been several larger test cases for the verification system as the announced nuclear tests in the DPRK 2006-2017, the Fukushima-Daiichi radionuclide emissions 2011, the Chelyabinsk meteorite 2013 or the accidental explosion in Beirut 2020.

Recently, the very large eruption of the Hunga Tonga Hunga Ha’apai volcano occurred on January 15th 2022 in the South Pacific Ocean and turned out to be a strong source of waveform phenomena in solid earth, water and atmosphere.

Seismic PKP phases travelling through the core of the Earth were the first seismic signal of the event registered at German IMS station PS19 and the national Gräfenberg array. A preliminary moment tensor inversion analysis for P- and S-Phases shows the mainly explosive character of the event. Sensors of the hydro-acoustic component of the IMS also recorded the main eruption as well as ancillary volcanic activity at the two hydrophone arrays in the Pacific Ocean up to nearly 10000 km distance. The eruption caused a long period atmospheric pressure wave even measurable with classical barometers and pressure sensors in smartphones around the globe. Consequently, all 53 certified IMS infrasound stations detected signals from the event. Recurrent infrasonic signatures travelled around the globe several times and were recorded by IMS stations in the following days. The eruption was presumably the strongest infrasound source since installation of the IMS started.

Finally, the atmospheric sensitivity of the IMS radionuclide stations to hypothetical releases connected with the eruption is investigated by means of Atmospheric Transport Modelling. The results show threshold values for detectable releases of radioactive fission and activation products.

Overall, the very huge volcanic eruption can serve as upper benchmark event for the CTBT compliance monitoring capability using cross-technology analysis of IMS data.

How to cite: Ross, J. O., Ceranna, L., Donner, S., Gaebler, P., Hupe, P., Plenefisch, T., Pilger, C., Schwardt, M., and Steinberg, A.: Global cross-technology analysis of the Hunga Tonga-Hunga Ha’apai explosive eruption from the perspective of CTBT monitoring, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13389, https://doi.org/10.5194/egusphere-egu22-13389, 2022.

EGU22-13421 | Presentations | NH10.15 | Highlight

CTBTO International Data Centre analysis of the Hunga Tonga–Hunga Haʻapai eruption 

Pierrick Mialle, Ronan Le Bras, and Paulina Bittner and the CTBTO Colleagues

Almost 20 years ago, the first infrasound event built only from infrasound arrivals was reported in the Reviewed Event Bulletin (REB) of the International Data Centre (IDC) of the Comprehensive Nuclear-Test-Ban Treaty Organization (CTBTO). Over the last 25 years, 53 infrasound stations from the International Monitoring System (IMS) have been installed and are transmitting data to the IDC for the purpose of detecting any nuclear explosions in the atmosphere. The infrasound component of the IMS daily registers infragenic signals originating from various sources such as volcanic eruptions, earthquakes, microbaroms, meteorite entering the atmosphere or explosions. The IDC routinely and automatically processes infrasound data with the objective to detect and locate events then reviewed by interactive analysis.

As the IDC advances its methods and continuously improves its automatic system for the infrasound technology, several events received global interest from the scientific community and the public. On 15 February 2013 the Chelyabinsk meteor entered the atmosphere over Ural region (Russian Federation) and generated infrasound waves that were recorded by 20 of the 42 infrasound IMS stations operating at the time. Almost 9 years later, on 15 January 2022 the Hunga Tonga–Hunga Haʻapai eruption reached a climax around 04:15 UTC, which generated acoustic waves circumnavigating the Earth for several days. In addition to seismic and hydro-acoustic recordings, all 53 IMS infrasound stations registered signals from this eruption. This event is the largest ever recorded by the infrasound component of the IMS network.

How to cite: Mialle, P., Le Bras, R., and Bittner, P. and the CTBTO Colleagues: CTBTO International Data Centre analysis of the Hunga Tonga–Hunga Haʻapai eruption, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-13421, https://doi.org/10.5194/egusphere-egu22-13421, 2022.

EGU22-725 | Presentations | HS8.2.4

The contribution of Satellite-data driven snow routine to karst hydrological models 

Suleyman Selim Calli, Kübra Özdemir Calli, M. Tuğrul Yılmaz, and Mehmet Çelik

Snow recharge is an important dominant hydrological process in the high altitude mountainous karstic aquifer systems. In general, widely used karst hydrological models (e.g., KarstMod, Varkarst) do not include a snow routine in the model structure to avoid increasing the number of model parameters while representing the complex hydrological process. As a result, recharge process is not represented well, which questions the optimality of the results that can be obtained under available datasets. This study presents a novel pre-processing method –called SCA routine– to compensate for the missing snow routine in karst models. The proposed pre-processing method is driven by the temperature, precipitation, and satellite-based snow observation datasets while classifying the precipitation input into three physical phases (rain, snow, and mixed) based on the temperature datasets to distribute each phase over the catchment using satellite-driven Snow-Covered Area (SCA) products. By the proposed method, the spring discharge simulation result is regulated well in time and magnitude. To examine the added utility of the SCA routine, the SCA-included simulation results are compared to the model performances with no routine and the classical Degree-Day method as a benchmark. To test the efficiency of our proposed method we use a karst hydrological model (KarstMod) to simulate the karst spring discharge in a well-observed semi-arid snow-dominated karstic aquifer (Central Taurus, Turkey). Our results confirm that the KarstMod model coupled by SCA routine ensures better model performance with a value of NSE = 0.784 than those of the classical Degree-day method (NSE = 0.760) and the model with no routine (NSE = 0.306) while providing a physically more realistic parameter set.

Key Words: MODIS, Degree-Day, Hydrological model, Snowmelt, Mountainous karst

 

How to cite: Calli, S. S., Özdemir Calli, K., Yılmaz, M. T., and Çelik, M.: The contribution of Satellite-data driven snow routine to karst hydrological models, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-725, https://doi.org/10.5194/egusphere-egu22-725, 2022.

EGU22-1619 | Presentations | HS8.2.4

Challenges in characterisation and mapping of solution pipes 

Matej Lipar, Piotr Szymczak, Rok Ciglič, Rishabh Prakash Sharma, Matija Zorn, Uroš Stepišnik, and Mateja Ferk

Solution pipes are vertical or near-vertical cylindrical tubes occurring within the vadose zone of limestones during the eogenetic stage of their diagenesis, characterised by high permeability and matrix porosity (e.g., Quaternary calcarenites). The pipes vary in size and can be wider than 2 m and deeper than 100 m; depths between 1 m and 4 m and diameters between 20 cm and 80 cm are most common. The radius of a single pipe within a homogeneous rock is usually either constant or tapers slightly downwards. Some of the pipes, particularly the ones in coastal areas in the Mediterranean climate, have well cemented calcrete rims. These rims are usually less porous and more resistant to weathering than the host rock, and may consequently stand out after erosion of the surrounding material.

The unifying process responsible for their formation is a focused vertical flow of water, which depends primarily on sufficient water supply – e.g., rainfall. A detailed understanding of the formation of solution pipes can therefore provide us with a tool to estimate the climatic conditions prevailing at the time of their formation based on the density and shape of the pipes. The first important component here is the distribution of pipes. In addition to manual mapping and measuring, a combined photogrammetry and 3D laser scanning can be used to record their distribution on a larger scale. However, the machine learning algorithm needs to be developed to automatically detect their appearance and radius. This is challenging because pipes can appear in various shapes: as flat circles filled with sediment (with no relief on the surface), as holes, or as elevated cylindrical pinnacles due to erosion of the surrounding bedrock. In addition, their visibility is often limited due to sediment and vegetation cover. Cliff faces offer a glimpse of their interior, but their true spatial distribution is unknown. In contrast the eroded coastal platform shores provide a horizontal cross-section and distribution, but their vertical morphology and their depths are unknown. Similar situation appears in anthropogenic outcrops such as road cuttings and quarries. Promising methods for non-invasive mapping of the pipes are ground penetrating radar (GPR), magnetic gradiometer and electrical resistivity tomography (ERT), but with certain limitations, mainly related to unclear detection of the depths of the pipes, and the reliability of the mineralogy, geochemistry and texture of the fill of the pipes.

The second important component is the morphology of the pipes. In order to properly estimate their shapes, especially their depths, a denudation factor must be considered. This can be partially assessed with numerical modelling of reactive-infiltration instability, which incorporates the lowering of the landscape during the formation of the pipes. However, this remains limited to the accuracy of dating of solution pipe formation, and estimations of post-formation landscape denudation.

ACKNOWLEDGEMENT: We acknowledge the financial support of Slovenian Research Agency (P6-0101; I0-0031; N1-0162; J6-3142).

How to cite: Lipar, M., Szymczak, P., Ciglič, R., Prakash Sharma, R., Zorn, M., Stepišnik, U., and Ferk, M.: Challenges in characterisation and mapping of solution pipes, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1619, https://doi.org/10.5194/egusphere-egu22-1619, 2022.

EGU22-1906 | Presentations | HS8.2.4

Experimental studies at a coastal cave in the Apulian karst, southern Italy 

Mario Parise, Tommaso Chiarusi, Massimo Esposito, Michele Onorato, Raffaele Onorato, Sergio Orsini, Giuseppe Palmisano, and Marco Poto

Grotta delle Corvine is a submarine cave which opens along the Ionian coast of Apulia (southern Italy), in the spectacular landscape of the Natural Reserve of Porto Selvaggio. The cave takes its name from a species of fish (corvine = Sciaena umbra), which accompanied the cave divers during the first phases of exploration. As concerns its origin, Grotta delle Corvine represents the remaining part of an original karst conduit which development was controlled by the fault systems that shaped the Ionian coastline in the time span from Miocene to Pliocene, and that was later invaded by the sea due to the Mediterranean eustatic movements during the Quaternary. It is definitely the largest among the many submarine caves in the area: with a 8mt-wide and 4mt-high access, opening at -12 m below the sea level, it is widely decorated by speleothems, reaches a total development of some 50 meters, and is characterized by two aerated rooms in its final sector. These latter are two large air sacks, with the widest being over 8mt-large and about 12mt-high, without communication with the outside. The cave hosts a remarkable biodiversity, as testified by a variety of biological studies which documented the presence of 195 species, including 2 new ones. In addition to biology, several other issues are of scientific interest in the cave: these include the “fog effect” related to the wave action and to condensation of the water vapor due to pressure changes, and the presence of cold and hot springs in different sectors of the karst system, among the others.

Recently, research activities have been started by a group of multi-disciplinary scientists and cavers, aimed at exploring some aspects of scientific interest at Grotta delle Corvine, and at documenting them. In detail, an experiment for measuring the amount of radon in the innermost room of the system has been performed by leaving for 15 days in the cave a measure station with plastic nuclear track detectors (CR39 and Makrofol) in a diffusion chamber. The sensors were dislocated at different heights (from the sea level to 6 mt). Analysis of the CR39 detectors showed uniform radon values over 4000 bequerel/m3 for all sensors, regardless of the height position. Analysis of the Makrofol sheets, on the other hand, is still ongoing.

The activities performed so far highlighted the importance of Grotta delle Corvine for many aspects of science: beside the marine biology, already extensively studied but still with a high potential to explore, further geological, hydrogeological and physical investigations are worth to be undertaken at the site. For these reasons, in the next future we plan to continue these experiments aimed at collecting data about the physics of the underground climate, and to add observations and water samplings to define the main hydrogeological characters of the karst system, and to check the main variations in temperature and salinity of the waters, in particular at the two identified springs.

How to cite: Parise, M., Chiarusi, T., Esposito, M., Onorato, M., Onorato, R., Orsini, S., Palmisano, G., and Poto, M.: Experimental studies at a coastal cave in the Apulian karst, southern Italy, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1906, https://doi.org/10.5194/egusphere-egu22-1906, 2022.

EGU22-1913 | Presentations | HS8.2.4

Improvement of structural data by means of FracPaQ software to implement groundwater flow model in karst settings 

Isabella Serena Liso, Claudia Cherubini, Mario Parise, and Roberto Emanuele Rizzo

Carbonate rock formations are inherently extremely anisotropic rock masses, due to the simultaneous presence of well-defined stratabounds discontinuities and wide-spread fracturing. When karst processes occur, they can obliterate or widen the aperture of the original discontinuity networks, adding further complexity to the system. In karst territories the carbonate rock masses host important freshwater resources, which are often the only available water supply for local communities. In order to protect karst groundwater, it is imperative to properly evaluate the underground flow dynamics. To do so, we need to build detailed datasets of the three-dimensional (3D) spatial distribution of discontinuity networks, which serve as primary input for numerical simulation of fluid movement in the underground water reservoirs. Field structural-geological surveys are common means for obtaining the necessary information regarding the spatial distribution of the discontinuity networks. However, this approach is highly time-consuming and struggles to provide sufficient data to build robust statistics.

In recent years, the combination of new technologies for data acquisition (e.g. drones and high precision cameras) and new freely-available softwares, such as DigiFract (Hardebol and Bertotti, 2013), FracPaQ (Helay et al., 2017), and NetworkGT (Nyberg et al., 2018) are bridging the gap between fast and reliable fracture data acquisition and analyses. Through the use of these techniques, we are now able to directly work on digital images taken from the outcrops as input, and to produce outputs which provide robust statistics about the discontinuities within the analysed medium.

In this contribution, we present research aiming at full characterization of the rock mass discontinuities within a study area in Apulia Region (Southern Italy). Specifically, we studied the Canale di Pirro polje where the deepest Apulian cave, named Inghiottitoio di Masseria Rotolo, is located. The cave opens at 300 m a.s.l. and reaches the water table at about -260m depth below the topographic surface. By means of combining detailed photogrammetric survey and the use of the FracPaQ software toolbox, we were able to analyse in details the discontinuity network exposed at the outcrops, and consequently to use this information for evaluating how the network influences the underground flow direction and its velocity.  The statistical and spatial analysis of the discontinuity network, together with data derived from both the surface and underground, with specific surveys performed within the cave, allowed to present the first considerations about the groundwater flow in the surroundings of the karst system, useful to implement a numerical model heavily based upon direct observations from surface and underground karst areas.

 

 

REFERENCES

Hardebol, N. J., & Bertotti, G. (2013). DigiFract: A software and data model implementation for flexible acquisition and processing of fracture data from outcrops. Computers & Geosciences, 54, 326-336.

Healy D., Rizzo R.E., Cornwell D.G., Farrell N.J.C., Watkins H., Timms N.E, Gomez- Rivas E. and Smith M. (2017). FracPaQ: A MATLABTM toolbox for the quantification of fracture patterns. J. Structural Geology, 95, 1-16. http://dx.doi.org/10.1016/j.jsg.2016.12.003.

Nyberg, B., Nixon, C. W., & Sanderson, D. J. (2018). NetworkGT: A GIS tool for geometric and topological analysis of two-dimensional fracture networks. Geosphere, 14(4), 1618-1634.

How to cite: Liso, I. S., Cherubini, C., Parise, M., and Rizzo, R. E.: Improvement of structural data by means of FracPaQ software to implement groundwater flow model in karst settings, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-1913, https://doi.org/10.5194/egusphere-egu22-1913, 2022.

EGU22-2041 | Presentations | HS8.2.4

Variability of long-term denudation rates measured by 36Cl analyses on a karst levelled surface 

Kristina Krklec, Regis Braucher, Dražen Perica, and David Domínguez-Villar

Studies of karst denudation rates are great approach to provide an insight to karst landscape development. Traditionally, dissolution of carbonate rocks is considered to be the main process governing carbonate weathering, other processes should not be overlooked. Here we present research done in the North Dalmatian Plain, a carbonate erosive surface located in the Dinaric karst region. Although study site is composed of two different carbonate lithologies having different weathering style, there is no evident lithological impact on the topography of erosive surface. Analyses of 36Cl were performed in ten proximal samples from both lithologies resulted in denudation rates from 14.7 to 22.7 m/Ma. Since no statistical significance was found between samples from different lithologies (all samples belong to a single normal population) having same geomorphological context and climate features, variable denudation rates are attributed to local differences in denudation.  

In the study site there are no large outstanding rock residuals, or deep soil patches, thus in order to maintain the levelled erosive surface local differential denudation rates have to vary with time. We hypothesize that lichens and pedogenic carbonates have a significant role in modulating local differences in denudation rates. Our study shows that even at outcrop scale, differences in local denudation rate can be significant and study of large set of samples is preferred to properly characterize the overall denudation rates of carbonate surfaces. Thus, the long-term denudation rate of the North Dalmatian Plain, including local variability, is 18.55 ±0.79 m/Ma. Despite classical studies on karst terrains assume that dissolution is the main process responsible for denudation of these landscapes, our research highlights the importance of physical weathering in combination with dissolution of carbonates as main controls on the denudation of karst landscapes.

 

Acknowledgements: This research is a part of the research project “Inter-comparison of karst denudation measurement methods” (KADEME) (IP-2018-01-7080) financed by Croatian Science Foundation.

How to cite: Krklec, K., Braucher, R., Perica, D., and Domínguez-Villar, D.: Variability of long-term denudation rates measured by 36Cl analyses on a karst levelled surface, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2041, https://doi.org/10.5194/egusphere-egu22-2041, 2022.

EGU22-2297 | Presentations | HS8.2.4

Hydrogeological, geochemical and structural features of the aquifer feeding the Nadìa spring: an "oasis in the desert" of the Northern Apennines (Italy). 

Maria Filippini, Stefano Segadelli, Michele Failoni, Francesca Stendardi, Gianluca Vignaroli, Giulio Viola, Christine Stumpp, Enrico Dinelli, and Alessandro Gargini

The Nadìa spring is the second largest tapped spring in the Emilia Romagna Region (northern Italy), representing a strategic local source of drinking water, also in the perspective of future global changes. The spring flowrate ranges between 65 l/s in the recharge season and 45 l/s at the end of the low-flow season, when most of the other tapped springs in the region have flowrates lower than 5 l/s. Geological, geomorphological, hydrological and geochemical investigations were carried out in the spring watershed to unravel the factors causing this peculiarly high discharge. The spring arises at the base of a calcarenitic fractured aquifer (Pantano Formation, upper Burdigalian-lower Langhian) underlain by lower permeability units. Karst dissolution along structural discontinuities in the Pantano Formation has been suggested in the past as a possibility to account for the aquifer high permeability resulting in the high spring discharge. A continuous monitoring of the spring flowrate, temperature, electric conductivity and pH was conducted during the 2020-2021 hydrologic year. Hydrographs and chemographs indicated atypical karst flow dynamics. The time to halve the peak-discharge of the spring is between 20 and 50 days, lower than that of most springs of the Northern Apennines (> 50 days). This implies a higher average aquifer flow rate (around 10 m/day) compared to that typical of arenitic or turbiditic aquifers (around 1 m/day). Spring water samples collected once to twice a year since 2011 for the analysis of major ions revealed an obvious calcium-bicarbonate hydrochemistry that is consistent with the hypothesis of karst dissolution. However, the chemical variability over time expected in a karst system due to the drainage of different groundwater fractions (newly infiltrated vs. older groundwater) was not observed. Instead, the water chemical composition was exceptionally constant over time, suggesting that drainage occurs from a large, homogeneous reservoir. Water stable isotopes have been analyzed in 2021 revealing a composition close to that of the local winter precipitations and suggesting exceptional stability of the spring water composition over different seasons. An 80 m deep borehole has been drilled in the Pantano Formation 7 km away from the spring, documenting the occurrence of fractures with decimetric apertures as deep as 60-70 m below ground surface, which may be interpreted as the result of karst dissolution. In addition to the debatable karst aquifer hypothesis, geomorphological observations indicate the occurrence of depressed areas, of likely tectonic origin, in the aquifer overlying the spring, which may provide a favorable setting for concentrated infiltration and groundwater recharge. However, the hypothesis of concentrated recharge is in apparent contrast to the abovementioned stability of spring water chemical composition over time. A volume of the aquifer representing a reasonable reservoir for the spring has been identified based on spring flow recession analysis and a geo-structural model of the Pantano outcrop up-gradient to the spring. The structural-stratigraphic setting of the hypothesized reservoir includes the occurrence of fault-related fractures that cross-cut the low-dipping bedding of the calcarenites, possibly enhancing the local permeability and the drainage towards the Nadìa spring.

How to cite: Filippini, M., Segadelli, S., Failoni, M., Stendardi, F., Vignaroli, G., Viola, G., Stumpp, C., Dinelli, E., and Gargini, A.: Hydrogeological, geochemical and structural features of the aquifer feeding the Nadìa spring: an "oasis in the desert" of the Northern Apennines (Italy)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2297, https://doi.org/10.5194/egusphere-egu22-2297, 2022.

EGU22-2329 | Presentations | HS8.2.4

3D structural analysis of the cave of Saint Michael at Minervino Murge, Bari (Italy) – a typical case of karst environment in Puglia 

Stefano Cardia, Francesco Langella, Marco Pagano, Biagio Palma, and Mario Parise

The presence of surface and subterranean landforms (caves, sinkholes, etc.) produced by karst processes in the Apulian territory is among the most typical features of the local landscape. Numerous examples can be counted throughout the region, especially in the Murge plateau, one of the three karst sub-regions of Apulia. Here the rock, being composed mainly of carbonates, has been affected in multiple stages by karst, which more visible results nowadays consist of numerous cavities, some of which show evidence of instability problems. At the present day, especially for those caves which are open to the public, it is necessary to perform stability analysis aimed at evaluating the stability conditions at the sites. In the Murge area, the cave of Saint Michael at Minervino Murge is among the most famous, belonging to the set of caves dedicated to the figure of Saint Michael the Archangel, which also includes the UNESCO protected site at Monte Sant’Angelo, in the Gargano Promontory of northern Apulia, a major Catholic pilgrimage site. At Minervino Murge, the cave consists of a wide room hosting a deep and wide stairway leading to the altar dedicated to Saint Michael, and an innermost, smaller, environment which entirely keeps its naturality. Besides the religious and historical interests, the whole cave needs a detailed analysis of the stability of the rock mass, both for the protection of its architectural and archaeological values and for the safeguard of the pilgrims. At this aim, we performed various digital surveys by means of laser scanners and drones equipped with high-resolution cameras. The results of these scans are going to be processed in order to understand the geometry of the entire cave and to properly determine the main volumes of unstable blocks, as well as the likely kinematics of movement. Given the height of the cave, remote sensing techniques are particularly suitable for such an analysis, allowing to obtain from a distance the relevant data, rather than investigating the site with traditional geomechanical survey methods. Furthermore, the facility of acquisition of the remote sensing data will allow repetitiveness of the surveys, thus permitting monitoring over different time windows, in order to check periodically the most dangerous situations and to properly exploit this site of historical importance and religious worship.

How to cite: Cardia, S., Langella, F., Pagano, M., Palma, B., and Parise, M.: 3D structural analysis of the cave of Saint Michael at Minervino Murge, Bari (Italy) – a typical case of karst environment in Puglia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2329, https://doi.org/10.5194/egusphere-egu22-2329, 2022.

EGU22-2372 | Presentations | HS8.2.4

Geomorphological analysis of dolines in a low-topography karst, and considerations about their hydraulic functioning 

Luca Pisano, Lagna Francesca, Isabella Serena Liso, and Mario Parise

Starting from previous experiences in karst settings of southern Italy, and following the same procedure for the identification of dolines and endorheic basins (Zumpano et al., 2019; Pisano et al., 2020), we focus here our attention on several dolines characterizing the landscape of the Salento peninsula, in the southernmost part of Apulia. This region shows a typical low-topography karst, with elevations reaching maximum values of about 120 m a.s.l.. Thus, very often the main karst landforms, such as dolines and endorheic basins, are not clear to identify and present subdue connections with the adjoining land. Only at those sites where the doline was produced by collapse of the carbonate bedrock, or of the overburden above it, and where an active swallow hole is present, recognition appear more direct and straightforward.

Nevertheless, it is exactly this difficulty in identification of the karst landforms which makes particularly intriguing the research in the central sector of Salento. Further, in this area one of the two Apulian caves where speleologists are able to directly reach the water table, at depth of -60 m below the ground surface, is located: Vora Bosco opens within a narrow, W-E oriented, fissure in the topographic surface, and develops through the overall stratigraphic succession of Salento, from Quaternary deposits, to Plio-Pleistocene and Miocene calcarenites, down to the Cretaceous limestones, with these latter hosting the water table.

In a 240km2-wide area around Vora Bosco, a systematic survey was carried out aimed at identifying all dolines. The work started from analysis of historical sources, integrated by periodic field surveys, and by detailed analysis of multi-temporal sets of aerial photographs. Several tens of dolines and endorheic basins of variable size were mapped, and distinguished on the basis of the mechanism at the origin of their formation, according to the most widespread international classification (Gutierrez et al., 2014).

In addition to the genetic and morphometric characterization of the identified dolines and endorheic basins, these were also discriminated as concerns the role they play for hydraulic functioning: based upon the local situation, with particular regard to presence and thickness of residual deposits, and to the discontinuity networks in the rock mass, these sites may act as absorption point to recharge the karst aquifer, or as impervious areas which retard the downward infiltration of water.

 

References

Gutierrez F., Parise M., De Waele J. & Jourde H., 2014, A review on natural and human-induced geohazards and impacts in karst. Earth Science Reviews, vol. 138, p. 61-88.

Parise M., 2019, Sinkholes. In: White W.B., Culver D.C. & Pipan T. (Eds.), Encyclopedia of Caves. Academic Press, Elsevier, 3rd edition, ISBN 978-0-12-814124-3, p. 934-942.

Pisano L., Zumpano V., Liso I.S. & Parise M., 2020, Geomorphological and structural characterization of the “Canale di Pirro” polje, Apulia (Southern Italy). Journal of Maps, vol. 16 (2), p. 479-487.

Zumpano V., Pisano L. & Parise M., 2019, An integrated framework to identify and analyze karst sinkholes. Geomorphology, vol. 332, p. 213-225.

How to cite: Pisano, L., Francesca, L., Liso, I. S., and Parise, M.: Geomorphological analysis of dolines in a low-topography karst, and considerations about their hydraulic functioning, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2372, https://doi.org/10.5194/egusphere-egu22-2372, 2022.

Six tracer experiments were undertaken under different flow periods to delineate the catchment area and identify transport parameters in two snow-governed springs Laban and Assal in Mount Lebanon used for water supply. The two springs yield different responses to snow melt, ambient temperature in high flow and in recession despite their common origin from the same Albian-Cenomanian rock sequence. These discrepencies were attributed partly to different facies within the aquifer (limestone and dolostones). Yet faults and secondary fractures also play an important role in defining preferential flows in such a complex system. Secondary faults and fractures are difficult to depict in the field and were assessed via fracture analysis. In this work, primary faults with their characteristics (displacement and trends) are input in a Havana software (developed by Norsk Regnesentral; SAND 2021) based on field data used to simulate new faults. The model generates a secondary set of faults from a truncated fractal distribution, yielding thus different realizations of the set of secondary faults depending on the parametrization of the fractal model. The realizations will be validated with field data, doline distribution, and fracture analysis as well as tracer experiments results. This work allows to combine physical data with geostatistical techniques to optimize the delineation of the catchment and preferential flow in complex vulnerable karst systems.

How to cite: Doummar, J. and Almendral Vazquez, A.: Identification of fast preferential flow distribution in a complex snow-governed karst system based on an inference of secondary faults, doline distribution, and tracer tests experiments: An application to Mount Lebanon , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2572, https://doi.org/10.5194/egusphere-egu22-2572, 2022.

EGU22-2628 | Presentations | HS8.2.4

Large-scale spatial reconstitution of pressure and tracer tests responses in a karst aquifer (Lez aquifer, France) 

Pierre Fischer, Hervé Jourde, and Véronique Leonardi

Spatial characterization of the hydraulic properties in the subsurface is an extensively studied problematic. Inverse problems allow to image those properties by interpreting the information from a dataset of field measurements with a chosen physical formulation of fluxes in a numerical distributed model. However, karst media characterization remains a complex task, due to the fact that the matrix and conduits entities generate a highly contrasted distribution of property values. Furthermore the matrix and conduits compartments respond to different flow physics that can be approached by considering Darcy flow and pipe flow, respectively. Thus, one needs to employ a multi-physics model, an inversion method able to capture the properties contrast, and also to use data providing information on the localization of the conduits network and its connectivity.

We propose a large-scale 2-D application of characterization of the Lez aquifer in southern France, covering a surface of about 250 km². We take advantages of long-terms measurements within the framework of the MEDYCYSS observation site, part of the Karst observatory network (www.snokarst.org) initiated by the French institute INSU/CNRS. Drawdown signals measured in 11 wells and incorporating a periodic response due to a daily pumping at the aquifers spring were thus considered to identify the location of the conduit network. The periodic responses can provide connectivity information between wells in the inversion process, while non-periodic responses permit to better assess the large-scale property values of the whole aquifer. A Cellular Automata-based Deterministic Inversion (CADI) is used to generate a contrasted property field able to reproduce the measured signals in the 2-D distributed numerical model solving Darcy flows. However, pressure data alone remain limited to characterize the fast flows that can occur in the conduits network. Thus, the flow velocities in the preferential flow paths located with the pressure data are then reconstituted by inverting a set of different tracer tests responses at the Lez spring, considering this time a pipe flow physics in the model.

How to cite: Fischer, P., Jourde, H., and Leonardi, V.: Large-scale spatial reconstitution of pressure and tracer tests responses in a karst aquifer (Lez aquifer, France), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2628, https://doi.org/10.5194/egusphere-egu22-2628, 2022.

EGU22-2637 | Presentations | HS8.2.4

A lumped parameter modeling approach considering land-cover and land-use for the simulation of karst spring hydrological functioning. 

Vianney Sivelle, Hervé Jourde, Daniel Bittner, Beatrice Richieri, David Labat, Andreas Hartmann, and Gabriele Chiogna

The lumped parameter modeling approach has been widely applied in karst hydrology for, among other applications, the understanding of their functioning of the assessment or groundwater availability in a context of global change. Nonetheless, such an approach generally does not account for land-cover land-use (LCLU) changes and their potential impacts on recharge processes. The study focuses on three forests dominated karst catchments: Kerschbaum (Lower Austria), Baget (French Pyrenees) and Oeillal (southern France), and investigates how LCLU changes in a lumped parameter modeling approach can affect both the internal fluxes and the model performance. The active subspace method is used to perform sensitivity analysis of model parameters, and to quantify parameter uncertainty. We show that the consideration of a semi-distributed recharge constitutes a relevant approach to capture the impact of LCLU changes on flow dynamics, but also introduces more uncertainty in the modeling approach. This approach may thus allow identifying the trade-off between modeling approach complexity and its performance. Finally, it gives new insight for the assessment of LCLU changes impacts on karst groundwater resource.

How to cite: Sivelle, V., Jourde, H., Bittner, D., Richieri, B., Labat, D., Hartmann, A., and Chiogna, G.: A lumped parameter modeling approach considering land-cover and land-use for the simulation of karst spring hydrological functioning., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2637, https://doi.org/10.5194/egusphere-egu22-2637, 2022.

EGU22-2785 | Presentations | HS8.2.4

Relationship between the hydrodynamic response and the geometrical and topological properties of the karst conduit network 

Mohammed Aliouache, Chuanyin Jiang, and Hervé Jourde

In karst catchments, groundwater is generally drained from recharge zones towards main outlets (springs). Karst systems develop mainly in limestone and have three different porosities which are the result of sedimentation, diagenesis, tectonics but also dissolution that generate the conduits.  Continuous monitoring at high temporal resolutions is largely used to characterize the hydrodynamic behavior and variability of karst systems hydrological functioning Hydrologic models are used in order to better asses the functioning of karst systems but can also help identifying the impact of global change on water resources. Though these models require an adequate representation of main heterogeneities and processes, the heterogeneity of karst systems is often poorly characterized by available data. For these reasons, most of hydrological models considered for the understanding of karst systems hydrodynamic are lumped parameters models. In this study, we simulate precipitation-discharge relationship as a function of different karst geometries and topologies using two dimensional distributed models. We then investigate the relationship between the hydrodynamic response (e.g. flow rate at discharge point) and topology of the karst conduit network. Lumped approaches are later on compared to distributed models in term of predicting hydrodynamic response to precipitation.

How to cite: Aliouache, M., Jiang, C., and Jourde, H.: Relationship between the hydrodynamic response and the geometrical and topological properties of the karst conduit network, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2785, https://doi.org/10.5194/egusphere-egu22-2785, 2022.

EGU22-2789 | Presentations | HS8.2.4

Incipient karst generation in three-dimensional jointed layered rocks: influence of aperture configurations and flow boundary conditions 

Chuanyin Jiang, Xiaoguang Wang, Herve Jourde, and Mohammed Aliouache

Karst aquifers provide considerable groundwater resources and supplies in many countries of the world. Karst systems exhibit complex spatial distributions of conduits, caves and vugs, but speleogenesis modeling remains very limited at aquifer scale. Early stage of wormholes development generally controls the final pattern of karst due to the positive feedback loop. In this study, we analyze the incipient karst generation in 3D jointed carbonate rocks with multiple horizontal layers, on the basis of numerical simulations. First, the fracture networks are generated while considering pseudo-mechanical rules for the nucleation and propagation of joints. Then, we analyze the impact of aperture configurations and flow boundary conditions on the dissolution patterns in such a 3D joint layered rock based on a developed hydro-chemical model. Preliminary results show that, for uniform apertures and horizontal flow, similar dissolution patterns are obtained whatever the flow orientations; bedding planes control and favor the tree-shape conduit networks while the joints promote the vertical spread. Results also show that karstification processes are dominated by the joint network structure and are significantly confined in individual layers when the aperture of bedding plane is lower than that of the joints. Changing flow boundary conditions (i.e. recharge and discharge from localized points instead of domain borders) tends also to induce different dissolution patterns. Compared to dissolution in a 2D fracture networks, these 3D reactive transport simulations further reveal the interaction of joint networks among different layers. This study has an important implication on understanding the initiation of different types of incipient karst patterns observed in nature.

How to cite: Jiang, C., Wang, X., Jourde, H., and Aliouache, M.: Incipient karst generation in three-dimensional jointed layered rocks: influence of aperture configurations and flow boundary conditions, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2789, https://doi.org/10.5194/egusphere-egu22-2789, 2022.

EGU22-2878 | Presentations | HS8.2.4

Assessing the ability GEOframe modeling system for water budget analysis of a challenging karst basin in the Apennines chains, Central Italy. 

Shima Azimi, Christian Massari, Giuseppe Formetta, Silvia Barbetta, Alberto Tazioli, Davide Fronzi, Sara Modanesi, Angelica Tarpanelli, and Riccardo Rigon

The analysis of the water budget in the Upper Nera River basin, typical karst and fissured rocks catchment located in the Apennines chains in central Italy, has been performed to simulate snow, Evapotranspiration (ET), and runoff through different components of the GEOframe system. During this study, we showed that using an unsupervised approach for extracting the basin boundary could provide significant issues in the correct estimation of water budget components. To overcome this problem, both hydrogeological and hydrological information -obtained through a new type of time-series analyses and recent geological surveys- have been considered to estimate the contribution area and time response of the karst discharge. According to the mentioned information and benefiting the flexibility of the GEOframe-NewAge modeling system, a conceptual reservoir with a 30-day time response, derived from the time series analysis, has been added to estimate the karst river discharge contributed to Nera. The model, evaluated by different signatures (including mean daily discharge, high flow, low flow, low flow duration frequency, and flow duration curve slope and a new empirical probability function) has been shown to reproduce the water fluxes of the hydrological cycle in the basin relatively well (KGE values equal to 0.61, 0.80, and 0.71 in different sections, respectively). The karst discharge flux has a significant effect on the water budget of the basin especially in the upstream part (Castelsantangelo section) and this effect decreased through the river downstream to the outlet of Visso. We showed that 85% of the total discharge at Castelsantangelo station comes from outside of the geomorphological boundary of the basin. According to the water balance analysis, the maximum karst flux that happened in 2014 could be mainly caused by the maximum precipitation that happened in 2013 over the basin.  

To further cross-validation of the model performance, MODIS ET and Sentinel-1 snow depth products were used. The comparison of remote-sensed MODIS ET and GEOframe ET shows a systematic difference, with higher values of MODIS ET than our model estimations. As well, the spatial correlation of snow cover retrieved from Sentinel-1 snow depth and GEOframe Snow Water Equivalent has been examined and a good correlation has been reported especially for Castelsantangelo. The values of Sentinel-1 were also verified through some in-situ snow depth data.  

How to cite: Azimi, S., Massari, C., Formetta, G., Barbetta, S., Tazioli, A., Fronzi, D., Modanesi, S., Tarpanelli, A., and Rigon, R.: Assessing the ability GEOframe modeling system for water budget analysis of a challenging karst basin in the Apennines chains, Central Italy., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-2878, https://doi.org/10.5194/egusphere-egu22-2878, 2022.

EGU22-3484 | Presentations | HS8.2.4

The neglected role of karst features in rock mass characterization and stability assessment 

Lidia Loiotine, Gioacchino Francesco Andriani, Marc-Henri Derron, Michel Jaboyedoff, Piernicola Lollino, and Mario Parise

Stability analyses in karst settings, whether to assess the equilibrium conditions of natural slopes or to design engineering interventions, coexist with a significant uncertainty related to difficulties in modelling karst features. As a matter of fact, most of the rock mass classification systems do not directly take into account the presence of karst structures such as voids, conduits or caves, which can strongly influence the mechanical behaviour and the water flow in rock masses.

In the last decades, the identification and characterization of discontinuity systems for rock mass characterization, aimed at stability analyses, have been intensively investigated by means of remote sensing techniques. However, semi-automatic or automatic methods for the extraction of discontinuities from point clouds are not easily applicable in karst because surface and subsurface features produce irregular surfaces, which are difficult to classify even using the most-advanced algorithms. This occurs even more heavily in the case of soft rocks, such as calcarenites.

In this study, a demonstration of the influence of karst features in rock mass characterization and slope stability assessment is presented. First, the results of the Discontinuity Set Extractor (DSE) software used on an appropriate case study show that the irregular surfaces produced by carbonate dissolution, further enhanced by weathering, caused an incorrect classification of the discontinuity sets. Second, a high-resolution Digital Outcrop Model (DOM) was used to generate a very fine mesh (average element size = 35 cm, to take into account the large-scale karst structures) and to carry out 3-D numerical stability analyses by means of Finite Element Method, using a continuum-based approach. Although in the current conditions the examined slope is stable, the results illustrate that the maximum shear strain is localized in correspondence of the karst features (e.g. caves and voids) and at the sea level. By applying the Shear Strength Reduction method, it was found out that weathering processes can cause the same structures to be under yield and lead to localized failures.

In addition, the key role that the discontinuities (extracted using an ad-hoc procedure) play on the rock mass mechanical behaviour was investigated using a 2-D FEM, based on a discontinuum approach. The results, which are in agreement with field observations, point out that karst processes, which features are characterized by the highest values in pervasiveness and aperture of the discontinuity systems and tend to reduce the rock bridges over time, need to be implemented in the rock mass classification systems and in numerical modelling techniques to avoid incorrect results. 

How to cite: Loiotine, L., Andriani, G. F., Derron, M.-H., Jaboyedoff, M., Lollino, P., and Parise, M.: The neglected role of karst features in rock mass characterization and stability assessment, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3484, https://doi.org/10.5194/egusphere-egu22-3484, 2022.

Karst groundwater dependent ecosystems (KGDEs) represent an important asset worldwide due to their ecological and socioeconomic values. Although they are increasingly recognized as such, they have not been adequately documented and studied. The present contribution aims at characterizing the main KGDEs of the Dinaric karst in Slovenia. Their classification is based on their position within the hydrological system, geomorphology and ecological settings The main hydrological processes (i.e., extent, duration and frequency of groundwater inflow), the main biota and indicator communities, and the factors limiting the evolution of species (e.g., darkness) were identified. An overview of rare, endemic and charismatic species was also shown including Proteus anguinus, Marifugia cavatica, Monolistra racovitzae racovitzae and others. Due to its location in an area of very high geographical diversity and between different climate types, the Slovenian Dinaric karst is one of the hotspots of subterranean biodiversity on a global scale. The interaction between orographic, climatic, hydrological and edaphic conditions, as well as the fact that the area served as a hub for different species and as a refuge during the ice ages, are crucial for the very high biodiversity in this area. Due to deforestation in prehistoric times, man has even contributed to the diversification of the flora by creating space for the appearance or spread of habitats that are now considered natural (e.g., dry grasslands). An important factor in maintaining a particularly rich diversity of karst flora and fauna is also the low human impact and the very well preserved landscape in its natural state. KGDE sites in Slovenia with the greatest known species diversity are the Postojna-Planina and Škocjanske Jame cave systems, Cerkniško and Planinsko Polje, and the intermittent lakes of Pivka. Characterization of KGDEs is a prerequisite for a better understanding of the processes that control them, their biological function, and their vulnerability. Based on knowledge of how they will change and adapt under current pressures and global challenges from climate, land use, and societal changes, appropriate protection can be built. The ecohydrological characterization of KGDEs of Slovenian Dinaric karst presented here can serve as a pilot study for other karst regions with high biodiversity.

How to cite: Ravbar, N. and Pipan, T.: Ecohydrological characterization of the karst groundwater dependent ecosystems of the Dinaric karst in Slovenia, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3675, https://doi.org/10.5194/egusphere-egu22-3675, 2022.

EGU22-3817 | Presentations | HS8.2.4 | Highlight

Citizen science and 3D modeling to study and protect Mediterranean marine caves: a real application in the caves of the Gulf of Orosei (Sardinia, Italy). 

Laura Marroni, Peter Brandt, Peter Gaertner, and Andrea Marassich

The Mediterranean coastline presents a high number of marine caves of different types. Marine caves are protected by the EU Habitats Directive (92/43/EEC - code 8330). Semi-dark and dark cave communities have been included in two Action Plans by UNEP-MAP-RAC/SPA (2008 and 2015 respectively) and are considered as sensitive reservoirs of biodiversity requiring protection. However, the scientific community still has scarce information about these important habitats, that are listed as Data Deficient.

The main reason for the lack of knowledge about marine caves is that they are very difficult to access and study. Lack of a breathable source, lack of light and a physical ceiling are the hazards characterising any underwater cave; specific locations can force cave divers to deal with limited visibility, restricted passages or high water flow. The number of individuals with the skills required to safely navigate such caves while carrying out research or scientific work is extremely limited.  

Our project aims at closing this information gap, by providing a methodology for surveying underwater caves. Our main study area is the Gulf of Orosei, Sardinia Italy. We count essentially on two important elements: 

  • citizen science - over the years, we gained a lot of experience in coordinating groups of volunteers, working with professional scientists to achieve common goals. All our projects and missions are carried out with the precious involvement of skilled individuals that perform specific tasks.
  • advanced technology - technology is essential to gather information about underwater environments in general, and caves in particular. Photogrammetry is the most detailed methodology to create a multidimensional cave model. Thanks to the precision and the very realistic representation of the environment, these models are ideal for both scientific and dissemination purposes. Photogrammetry relies on the connection between polygon line survey and photographic data. We can split the procedure in three parts: data collection (survey and media), software processing and model refinement. Once the model is finished, there are many useful applications that can be considered. For scientific purpose, the model can be geo-referenced and can be scaled and calibrated by a variety of methods to allow measurements and further analysis of the cave environment and surrounding landscape. For publication purposes to the wider public, the model can be exported to graphical design or ‘animated’ with VR and gaming softwares. Annotating the model and any artifact inside it with information can entertain and educate the visitors in virtual reality.

Possibilities are endless and to fully master the flow from data capture inside the cave down to an interactive virtual representation or a scientific survey, a lot of expertise and knowledge is required and a strong cooperation between cave divers and researchers.

References:
Directive 2000/60/EC of the European Parliament and of the Council of 23 October 2000;
Directive 2006/118/EC of the European Parliament and of the Council of 12 December 2006;
Global Wetland Outlook: State of the World’s Wetlands and their Services to People. Gland, Switzerland: Ramsar Convention Secretariat (2018);
European Red List of Habitats (ISBN 978-92-79-61586-3; ISBN 978-92-79-61588-7).

How to cite: Marroni, L., Brandt, P., Gaertner, P., and Marassich, A.: Citizen science and 3D modeling to study and protect Mediterranean marine caves: a real application in the caves of the Gulf of Orosei (Sardinia, Italy)., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3817, https://doi.org/10.5194/egusphere-egu22-3817, 2022.

EGU22-3926 | Presentations | HS8.2.4

Isotopic and geochemical evolution of rainwater percolating through the rocky outcrops: Judaea mountain case study.   

Or Letz, Hagar Siebner, Naama Avrahamov, Roey Egozi, and Ofer Dahan

Groundwater recharge of mountain aquifer requires detailed knowledge of the hydrologic system and adequate monitoring and modeling methods to determine water amount and water quality evolution. Mountain aquifers are well known of their highly complex lithologic structure and surface morphology. These become more significant in dry climate regions (<300 mm rainfall/year) which are characterized by erratic rain pattern and extreme deep thickness unsaturated zone.

In this study we monitor the isotopic and geo-chemical evolution affecting the composition of the unsaturated porewater during deep infiltration, from surface to depth that is not affected from evaporation. The geo-chemical processes were characterized related to land surface morphology and climate conditions.

The research setup includes instrumentation of first-order stream which is characterized by two main typical geomorphologic setting: rocky terrain and deep soil along the stream channel. Each plot was instrumented with a monitoring setup that include a meteorological station and Vadose Zone Monitoring System (VMS) that enables continuous water content measurement and collection of unsaturated porewater from the vadose zone.

Fast increases in water content and arrival of depleted δ18O (VSMOW) reveal quick and deep infiltration of rainwater during storm events, while enriched δ18O arrival indicates slower infiltration of water that is exposed to evaporation. In addition, the geo-chemical processes exhibited depletion in δ13C (PDB) of rainwater during the infiltration (-19 to -11 ‰) which indicates on dominant of biogenic activities and relatively low rock-water interactions. Major elements correlation network expresses the contribution of dust and rain to the rock evolution across the water flow path.

The study results clearly exhibited different infiltration rates in each site. Fast infiltration at the rocky terrain due to rock outcrops on the surface create funnels for collecting the local runoff and delivering it into high permeability fractured zones where the water penetrates directly to the deep sections. In contrast, the bare soil areas such as hilltops or man-made terraces in streams with highly developed soil cross-section, reveal limited infiltration. Also, the annual rainfall pattern impacts the geochemical process and finally impacts the groundwater quantity and quality.

How to cite: Letz, O., Siebner, H., Avrahamov, N., Egozi, R., and Dahan, O.: Isotopic and geochemical evolution of rainwater percolating through the rocky outcrops: Judaea mountain case study.  , EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-3926, https://doi.org/10.5194/egusphere-egu22-3926, 2022.

EGU22-4232 | Presentations | HS8.2.4

Submarine springs in the Gulf of Taranto (Italy): geology, hydrogeology and cave diving explorations 

Andrea Marassich, Sven Bertelmann, Francesco Marco D'Onghia, Isabella Serena Liso, and Mario Parise

In coastal karst lands, due to difference in permeability among contiguous strata, emergence of springs may occur inland or as submarine springs, as in the Gulf of Taranto (Italy), marking the S limit of Murge, the largest karst sub-region in Apulia. Groundwater from N-NW feed some inland springs, sometimes originating small rivers, with Tara as the main significant. In addition to surface waters, submarine springs are present within the gulf, namely in Mar Piccolo of Taranto, an over 20 km2 wide basin (10-14m depth) consisting of two bays with elliptical shape, connected through a channel. In the N sectors of the bays 34 submarine springs have been identified. Locally called citri, a word of Greek origin, deriving from history of Taranto (founded as a Greek colony), they work as thermal regulators for the water temperature, allowing extensive development of mussel farming. The groundwater emission sites are characterized by funnel-shaped morphology with a circular profile at the sea surface. In the past, attempts were done to tap these waters (Cotecchia et al., 1990), but technical and engineering problems, brought to abandon such activities.

In the Murge district the Cretaceous limestone aquifer is covered by Plio-Pleistocene calcarenites, clays and terraced marine deposits, with secondary porous aquifers flowing within these latter. Origin of the citri is related to surface dismantling and erosion of the cover, and to emergence of the confined water hosted in the limestones. In most of the cases, it comes out in wide areas, without a clear karst conduit. Among the few caves explorable by man, there is Citro Galeso, at the W bay: with a diameter of 20 m, and 18m depth, it has discharge of 0,750 m3/s.

Inventoried since the first half of the XX century (Cerruti, 1938), only recently the distribution of citri was studied in detail (Valenzano et al., 2018). The largest spring (Saint Cataldo’s eyes) is located just outside the two bays, in Mar Grande: 200x300 m-wide, it consists of two cavities, reaching depth of 48 and 52 m, respectively, below sea level, and deepening for 20 additional meters.

To improve the hydrogeological knowledge of the area, we are carrying out a variety of scientific activities, starting from exploration and surveying of accessible springs. A significant role is being attributed to the study of the cave systems, as regard their distribution and pattern network. As outflow yield and flow velocity data are not yet available for all citri, some measurements will be done at this aim. In addition, water samplings will be taken for characterizing the chemical constituents, and for assessing the presence and nature of pollutants.

 

References

Cerruti A., 1938, Le sorgenti sottomarine (Citri) del Mar Grande e Mar Piccolo di Taranto. Ann. Ist. Sup. Navale, Napoli, 7.

Cotecchia et al., 1990, Hydrogeological conditions and field monitoring of Galeso submarine spring in the Mar Piccolo of Taranto (southern Italy). Proc. 11th SWIM, 171-208.

Valenzano et al., 2018, Holocene Morpho-sedimentary evolution of Mar Piccolo basin (Taranto, Southern Italy). Geogr. Fis. Dinam. Quat., 41, 119-135.

How to cite: Marassich, A., Bertelmann, S., D'Onghia, F. M., Liso, I. S., and Parise, M.: Submarine springs in the Gulf of Taranto (Italy): geology, hydrogeology and cave diving explorations, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4232, https://doi.org/10.5194/egusphere-egu22-4232, 2022.

EGU22-4715 | Presentations | HS8.2.4

Morphology and hydrogeology of a complex sinkhole system in a remarkable archaeological site along the Adriatic coastline (Apulia, S Italy) 

Sven Bertelmann, Andrea Marassich, Isabella Serena Liso, and Mario Parise

The Grotte della Poesia karst system is a complex of caves, sinkholes and submerged galleries, located along the Adriatic side of southern Apulia (Italy). In detail, the system consists of two main collapse sinkholes (Grotta della Poesia Grande and Piccola), connected through sumps with an intervening cave, and linked to the sea on two sides. Sinkhole development was strongly favoured by hyperkarst processes due to intermixing between fresh and salt water, and by the resulting increased aggressivity on carbonate rocks. The overall system is within the remarkable archaeological site of Roca, which incorporates remains from late Bronze to Medieval age (Scarano 2010). In particular, Grotta della Poesia Piccola hosts along its walls thousands of Messapian inscriptions dating back to IV-II centuries B.C., which are still the object of study by archaeologists.

Local stratigraphy in the area consists of weak, laminated calcilutites and fine calcarenites alternated to coarser macro-fossiliferous and bioturbated calcarenites (Middle-Upp. Pliocene). Differences in permeability among the layers originate a multi-layered water table. To this, name of the caves has probably to be related, since the word poesiacomes from the local dialect (in turn, from ancient Greek), to indicate a spring or water emergence (Parise et al. 2003). A spring would therefore have been present within Grotta della Poesia Piccola, but at present is not visible anymore, probably due to lowering of the water table.

Tectonically, wide folds with N 150 E axes (about parallel to the coast) characterize the area. They determine the presence inland of a wide marshland (Tamari), that has been interpreted as the inner and protected harbour for the ancient town of Roca.

The Adriatic coastal landscape is characterized by a number of marine terraces resulting from the combined action of regional uplift and glacio-eustatic sea level changes. The coastline is very articulated, with 10-15m high cliffs, intensely affected by slope instabilities (Delle Rose and Parise 2004; Lollino et al. 2021). Within this geological setting, we are carrying out detailed speleological and diving explorations aimed at fully surveying the intricate system of caves (in both aerated and flooded conditions), as a mandatory step in order to identify the sites most susceptible to rock instabilities. Since the site is highly touristic, it is crucial to recognize the likely hazards, and to properly delimit the most dangerous areas. The surveys are also going to be used to better understand the hydrogeological situation, and to verify the possibility of presence of submarine springs in the coastal area and its surroundings.

 

References

Delle Rose M. & Parise M., 2004, Slope instability along the Adriatic coast of Salento, southern Italy. Proc. IX Int. Symp. Landslides, 1, 399-404.

Lollino et al., 2021, Multi-scale approach to analyse the evolution of soft rock coastal cliffs and role of controlling factors: a case study in South-Eastern Italy. Geomatics 12 (1), 1058-1081,

Parise et al., 2003, Karst terminology in Apulia (southern Italy). Acta Carsologica 32, 65-82.

Scarano T., 2010, Roca. Le fortificazioni della media età del Bronzo. Ann. Scuola Normale Sup. Pisa, s. 5, 2 (2), 151-204.

How to cite: Bertelmann, S., Marassich, A., Liso, I. S., and Parise, M.: Morphology and hydrogeology of a complex sinkhole system in a remarkable archaeological site along the Adriatic coastline (Apulia, S Italy), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4715, https://doi.org/10.5194/egusphere-egu22-4715, 2022.

EGU22-4866 | Presentations | HS8.2.4

Assessment of the water balance of a Dinaric karst polje (Planinsko Polje, Slovenia) 

Cyril Mayaud, Blaž Kogovšek, Franci Gabrovšek, Matej Blatnik, Metka Petrič, and Nataša Ravbar

Poljes are flat closed depressions in karst terrains that are prone to regular flooding. The strongest floods can be several meters high and persist for months, making significant damages in infrastructures. To predict how climate change might affect the occurrence, amplitude and duration of the flood, a better understanding of the flooding dynamics is necessary. Among others, the computation of the water balance is a prerequisite. This method allows assessing when the polje will begin to flood, and gives information on the maximum water level potentially reached. However, this technique encounters the difficulty that a notable part of the inflow entering in poljes is generally ungauged, while it is challenging to quantify the outflow. This is because numerous springs and ponors activate only temporary with the rise of the water level. Moreover, many poljes are generally poorly monitored due to financial reasons. This work aims to see whether these drawbacks can be overcome. To this end, a typical Dinaric polje recharged by a combination of allogenic inflow and a rise of the regional groundwater level is equipped with a network of several measuring stations installed over its surface and in the nearby water-active caves. Combining an accurate Lidar of the surface with recorded water levels and inflow of the main two springs made possible to evaluate the polje flooding dynamics and to characterize its water balance. The method is able to quantify the polje total inflow, while an estimation of the outflow is presented. Then, the main ungauged signals affecting flooding are identified and separated. These values are used as input and calibration data in a numerical model aiming to reproduce the flood dynamics of the polje and its surrounding aquifer. Modelling results validate both water balance and conceptual hydrogeological model, and justify the significance of installing a network of several hydrological stations to monitor the poljes. The method can be applied to other poljes flooding in a complex way of superimposed input and output signals.

How to cite: Mayaud, C., Kogovšek, B., Gabrovšek, F., Blatnik, M., Petrič, M., and Ravbar, N.: Assessment of the water balance of a Dinaric karst polje (Planinsko Polje, Slovenia), EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-4866, https://doi.org/10.5194/egusphere-egu22-4866, 2022.

EGU22-5149 | Presentations | HS8.2.4

Possible bias in the assessment of karst hydrological model performance. Example of alpha and beta parameters compensation when using the KGE as performance criterion. 

Guillaume Cinkus, Naomi Mazzilli, Hervé Jourde, Andreas Wunsch, Tanja Liesch, Nico Goldscheider, Nataša Ravbar, Jaime Fernández-Ortega, Juan Antonio Barberá, Bartolomé Andreo, and Zhao Chen

Performance criteria such as the mean squared error (MSE), the Nash-Sutcliffe efficiency (NSE) and the Kling-Glupta efficiency (KGE) are extensively used to calibrate hydrological models. In recent years, numerous authors have stressed the inherent limitations of squared-error based criteria such as MSE and NSE. As a result, KGE criterion is gaining in popularity and is being widely used for calibration and for assessment. KGE has been initially proposed to address the poor consideration of discharge variability by NSE, but it also helps to lower the impact of squared errors in highly variable time series. KGE is a combination of (i) the Pearson correlation coefficient (r), (ii) the ratio between simulated and observed means (β), and (iii) the ratio between simulated and observed variances (α). In this study, we used KGE to compare the performance of two karst hydrological models (ANN and LP) over different flow regimes (dry, intermediate, wet) of two karst springs. The considered karst systems exhibit high contrasts in geometrical and hydrodynamic properties, inducing a high variability of the discharge at the springs. The discharge time series were divided into three sub-time series (dry, intermediate, and wet flows) according to fixed thresholds of discharge values. KGE values were higher for LP model for each sub-time series of both karst systems, thus indicating a better performance of LP over ANN at dry, intermediate and wet flows. However, KGE of the whole discharge time series were higher for ANN model, thus indicating a better overall performance of ANN over LP. The analysis of the decomposition of KGE (r, β, α) alongside a visual assessment of the simulated discharges of both models revealed that a compensation bias may be induced by β and α parameters. Simultaneous and equal overestimations and underestimations of multiple parts of the discharge time series seem to favour β and α values, leading to an overall better KGE coefficient without being associated to an increased model relevance.

How to cite: Cinkus, G., Mazzilli, N., Jourde, H., Wunsch, A., Liesch, T., Goldscheider, N., Ravbar, N., Fernández-Ortega, J., Barberá, J. A., Andreo, B., and Chen, Z.: Possible bias in the assessment of karst hydrological model performance. Example of alpha and beta parameters compensation when using the KGE as performance criterion., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5149, https://doi.org/10.5194/egusphere-egu22-5149, 2022.

EGU22-5213 | Presentations | HS8.2.4

Solute transport in dual conduit structure: effects of aperture and flow rate 

Chaoqi Wang, Samer Majdalani, Vincent Guinot, and Hervé Jourde

We built 11 lab-scale dual-conduit structures by varying the apertures of the two conduits and we conduct solute transport experiments consisting of step tracing. We investigated how the transport process can be influenced by the following two factors: flow rate and aperture width of both conduits. We found that, as the flow rate increases, the dual-conduit structures more likely presents a breakthrough curve (BTC) with double-peak effect. When the shorter conduit has smaller aperture than the longer conduit, the dual-conduit structure may lead to either single-peaked BTCs or to dual-peaked BTCs with a much lower early peak. When the shorter conduit has larger aperture than the longer conduit, the dual-conduit structure may lead to double-peaked BTCs or to single-peaked BTCs with a bump on the falling limb.

We then compared the ability of three different numerical models in fitting the experimental BTCs: Weighted Sum Advection–Dispersion Equation (WSADE), Mobile Immobile Model (MIM), and Dual Region Mobile Immobile Model (DRMIM). MIM does not reproduce the double-peaked or bump-tailed BTCs, but it captures the overall shape of the experimental curves. The WSADE reproduces some of the double-peaked BTCs except the experiment of 4-6, 200 rpm. The DRMIM exhibits better performance than the other two models, and it captures the observed behaviors of all the experimental BTCs: the second peak, the bump, and the tailing. We finally showed that parameter estimation of the DRMIM model can be improved by restricting the contrast between the parameter pairs: um1 and um2, Dm1 and Dm2, k1 and k2, wm1 and wm2.

How to cite: Wang, C., Majdalani, S., Guinot, V., and Jourde, H.: Solute transport in dual conduit structure: effects of aperture and flow rate, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5213, https://doi.org/10.5194/egusphere-egu22-5213, 2022.

EGU22-5229 | Presentations | HS8.2.4

Comparative study of undissolved and karstified limestone based on microtomography 

Mariusz Białecki, Rishabh Prakash Sharma, Max P Cooper, and Piotr Szymczak

We develop methods for qualitative and quantitative assessment of the transformation of pore geometry of a rock as a result of karstification. We then apply these tools to characterize dissolution-induced changes in Miocene limestone samples collected from a quarry located near Smerdyna (Poland), where intense epikarst development is observed, with the formation of hundreds of solution pipes. Partially dissolved samples collected in the immediate vicinity of the pipes are compared with undissolved samples collected several meters away.

For both types of samples 26 micron resolution grayscale X-ray scans has been performed, and cubical regions of interest of size 506^3 voxels, which corresponds to (13,156 mm)^3, have been studied. Images have been segmented by tuning the grayscale threshold to match the experimentally measured porosity values of respective samples. Additionally, based on the segmented tomograph of undissolved sample another geometry was numerically created in order to mimic a uniform dissolution of the rock up to a porosity value equal to that of the dissolved sample.

The irregular geometry of the pore space, vast majority of which forms a single connected component, can be conveniently characterized by a local thickness function,  which corresponds to a diameter of the largest sphere that fits within the pore space and contains a given point. A similar measure can be introduced for the solid component (grains). We have compared thickness distributions  of undissolved and dissolved sample as well as numerically generated uniformly dissolved sample. Such a comparison allowed us to quantify the extent of homogeneity of the natural karstification process.

To further characterize pore geometry, we have calculated the ellipsoid factor, which – based on the axis lengths of the fitted ellipsoids – can be used to characterize how prolate or oblate the pore space locally is. Next, we have used (modified) Flinn diagram to quantify differences between undissolved, numerically eroded and naturally dissolved samples, especially those indicating pore merging and inhomogeneous dissolution.

The above analysis is complemented by calculation of connectivity density – a topological measure of the degree to which a structure is multiply connected. Values obtained for undissolved, numerically dissolved and naturally dissolved samples indicate on ‘excessive’ reduction of interconnections during natural dissolution, which may be understood on the basis of high degree of pore merging due to inhomogeneous dissolution.

Both methods: (generalized) thickness analysis and connectivity calculation emphasise the role of merging of pores and inhomogeneous dissolution in the process of natural dissolution for the analyzed  samples.

How to cite: Białecki, M., Sharma, R. P., Cooper, M. P., and Szymczak, P.: Comparative study of undissolved and karstified limestone based on microtomography, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5229, https://doi.org/10.5194/egusphere-egu22-5229, 2022.

EGU22-5444 | Presentations | HS8.2.4

Dual-domain modeling of discharge dynamics in a laboratory-scale fractured porous matrix system 

Florian Rüdiger, Marco Dentz, John R. Nimmo, and Jannes Kordilla

Fracture networks often provide rapid pathways for water infiltration and play an important role for the time-dependent recharge in the vadose zone of consolidated fractured rock and karst formations. Such systems are often conceptualized using a dual-domain approach, since they can be divided into a fracture and a matrix domain. The fracture domain, especially when well connected, provides fast preferential flow paths, whereas the matrix domain usually acts as a storage due to the high contrast in hydraulic conductivities. Under partially saturated conditions, fracture-matrix interactions, i.e., imbibition of water from the fracture system into the matrix, strongly control the fracture flow progression. We conducted infiltration experiments in simple fracture-matrix systems of varying vertical length consisting of sandstone blocks, and use a dual-porosity non-equilibrium model to model the discharge dynamics and the internal fracture-matrix mass exchange. The results show strong deviations from the experimental observations when the original parameterization and model assumptions are not modified. The domain coupling, i.e., the (activated) interface area for fracture-matrix interaction, described by the matrix-fracture volume ratio (κ) was found to be the critical parameter in order to reproduce the data. While the original model assumes a perfectly coupled fracture and matrix domain, in the experiments the discrete nature of the fracture network leads to a much stronger dominance of the rapid flow domain and hence to a reduction of κ. The newly introduced (calibrated) parameter κ* includes additional effects and processes related to the time dependent evolution and smaller dynamic size of the fracture-matrix interface. Furthermore, experiments of varying total vertical system size reveal convergence toward a unique parameter set and the existence of a representative elementary volume (REV) for the chosen setup. Though it performs less well for very small systems below REV scale, the unique parameter set describes discharge dynamics in sufficiently large systems with high accuracy.

How to cite: Rüdiger, F., Dentz, M., Nimmo, J. R., and Kordilla, J.: Dual-domain modeling of discharge dynamics in a laboratory-scale fractured porous matrix system, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5444, https://doi.org/10.5194/egusphere-egu22-5444, 2022.

EGU22-5759 | Presentations | HS8.2.4

Developing a parsimonious distributed land surface-subsurface hydrological model 

Hai Liu and Mostaquimur Rahman

A hydrological model is a simplified representation of the water cycle. A model helps people to understand, predict, and manage water resources. The scope and complexity of the model depend on the modelling goal, availability of required inputs, and computational resources. A wide variety of different hydrologic models exist, which are from simplistic to complex.  Complex models are often computationally very expensive, hampering robust calibration, sensitivity evaluation, and uncertainty analysis. The purpose of this study was to develop a parsimonious distributed land surface-subsurface hydrological model.

The parsimonious model we are developing is a combination of the land surface model V2Karst and a groundwater model that adopts a two-dimensional representation of groundwater flow. V2Karst is a large-scale model for simulating land surface hydrological processes. . The coupled hydrological model can make the simulation steps clearer and meet the simplifying assumptions in some specific demand situations. The model will be useful for robust model calibration, sensitivity tests, and uncertainty analysis.

How to cite: Liu, H. and Rahman, M.: Developing a parsimonious distributed land surface-subsurface hydrological model, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-5759, https://doi.org/10.5194/egusphere-egu22-5759, 2022.

EGU22-6036 | Presentations | HS8.2.4

A Critical Research Gap Study of Sinkhole Hazard Assessments 

Hedieh Soltanpour, Kamal Serrhini, Jose Serrano, and Gildas Noury

Karst landscapes are perceived as sensible environments due to soluble rocks (limestone, marble, dolomite, etc.) being the predominant features. The dissolution process in karstic structures poses serious multiple hazards to the communities on which they are built. Sinkholes and ground subsidence are the main geological hazards from these areas causing damage to lives and livelihoods. Meteorological events such as heavy rainfall leading to flooding play an important aggravating factor for these areas which often can collide with the special geological situation resulting in a cascade of hazards (flooding and sinkhole collapse). Consequently, such multi-hazard-forming environments like karst regions present a need to better understand the complex interrelationship of water in the form of flooding and underground cavity collapses. Yet, till the present, our approaches to these hazardous events have been often fragmented and inadequate. Moreover, with climate change having a significant impact on Earth, a change in hydrological processes followed by increasing dissolution of limestone, which may lead to more flooding and sinkhole occurrences, can be predicted in the immediate future. Therefore, research on interrelated hazards will be imperative in order to set priorities for complex natural events. While numerous research works have made attempts to study sinkholes and their contributing factors, to date if not any, few studies have perceived and assessed flooding and sinkhole as a multi-hazard event. Since globally, a shift from single to multi-hazard assessment is being encouraged by international risk communities, the present study is to provide new insight towards flooding and sinkholes assessment emphasising multi-hazard approaches. This critical review aims at understanding the current state of sinkhole-related researches, reviewing grey- and peer-review literature. Afterwards, the studies are classified into seven research themes (Morphology, Flood impacts on karst, Monitoring and prediction, Hazard & risk assessment, Multi-hazard-mapping modelling, Mitigation measure, and Others), demonstrating the more favourite research directions and research gap in the field of sinkhole hazard assessment. The results highlight the importance of the integrated multi-hazard assessment in the areas affected by both flooding and karst hazards and show that so far sinkhole risk assessment (70 articles – 35%) followed by sinkhole morphology (63 articles – 31,5%) have been the most popular research subject within the discipline. This research aids future research to bridge the existing gap towards improving mitigation planning and helping policy and decision-makers in their inclusion of multi-hazard interactions in municipal policies and approaches.

How to cite: Soltanpour, H., Serrhini, K., Serrano, J., and Noury, G.: A Critical Research Gap Study of Sinkhole Hazard Assessments, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6036, https://doi.org/10.5194/egusphere-egu22-6036, 2022.

The South Franconian Alb is a well known karst area in Southern Germany. It comprises mainly of a slightly inclined plateau intersected by a few rivers and numberless dry valleys. Main rocks are limestones and dolomites of Jurassic Age.

Numerous sinkholes occur within the area. Unfortunately, till now the data collection is fragmentary done for the whole area. Consequently, the sinkhole distribution is incomplete and very heterogenously spread. Nevertheless, to gain insights into the background of sinkhole distribution and the associated geologic, geomorphic and land use conditions the available data were compiled. Different local archives, the available geologic and topographic maps of the South Franconian Alb were searched for sinkhole informations, on the other hand digital elevation models from selected areas were detected for hollow shapes or depressions to estimate the maximum quantity of possible dolines. For all detected objects both verified sinkholes and unclassified depressions the geomorphological environment, cover deposit, host rock, rock facies, stratigraphy and land use were listed.

First results show great discrepancies for the sinkhole distribution related to land use. More than 90% of the detected objects are located within forests although forested areas cover only 30-50% of the South Franconian Alb. Thus, most of former sinkholes were destroyed by agricultural or other activities. Furthermore, historic mining activities (stone-age chert mining, historic mining pit areas for iron mining, small local quarries) have also changed the sinkhole distribution. Due to such anthropogenic overprinting of the landscape an automatic detection of dolines from digital elevation models requires a very critical assessment.

Geologically, sinkhole occurrences are closely related to the host rock distribution or rock facies. About 60% of sinkholes are hosted by dolomites, massive reefal or thick-bedded limestones whereas dolines within platy or thin-bedded rocks occur more rare.

 

How to cite: Trappe, M. and Hein, M.: Relations between geomorphic and geologic framework and sinkhole distribution of the South Franconian Alb, Germany, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-6384, https://doi.org/10.5194/egusphere-egu22-6384, 2022.

EGU22-7502 | Presentations | HS8.2.4

Integrated and process-based modeling of flow and transport in multi-compartment karst systems with thick vadose zones 

Torsten Noffz, Jannes Kordilla, Alireza Kavousi, Thomas Reimann, Rudolf Liedl, and Martin Sauter

The hydraulic characterization of karst systems remains a high challenge given their heterogeneous nature and large range of hydrogeological properties. In this study, a methodological approach is presented that demonstrates to what extent the temporal variation of spring signals, such as discharge rate, dissolved constituents and water temperature can be employed to characterize the karst system and to differentiate the individual contributions of the different physical compartments, as well as to derive hydraulic properties of the individual compartments by integrated inverse modelling of the spring signals.

Each compartment – (i) surface zone, (ii) vadose zone, and (iii) phreatic zone – imposes a complex transformation of the input signals (e.g., flow rate, temperature, concentration) that are routed through the whole system. However, numerical approaches to reproduce flow and transport dynamics in karst systems often lack the physical representation of controlling processes (e.g., preferential flow dynamics in the vadose zone) and therefore struggle to provide unique solutions. Therefore, this study aims at the identification of parameter sensitivities and hence reduction of model uncertainty employing an integrated approach for the modeling of karst systems. In test scenarios artificial rain events deal as model input for the Precipitation Runoff Modeling System (PRMS) coupled to a dual-domain type vadose zone and discrete karst conduit network system embedded in a porous matrix within the phreatic zone in order to account for fast and slow flow components in each compartment. In the vadose zone diffuse flow through the porous matrix is modeled by standard bulk effective approaches (MODFLOW UZF or simple transfer functions) and rapid fluxes via preferential flow paths are represented by a source-responsive infiltration model governed by film flow dynamics. In the phreatic zone diffuse and conduit flow are represented by a discrete-continuum model (MODFLOW CFPv2). The model geometry is kept simple (i.e., one model layer and a single conduit connecting a single sinkhole with the spring) while vadose zone properties (e.g., overall thickness) and input signals are altered to focus on their impact on the flow signal and on the sensitivity of parameters.

How to cite: Noffz, T., Kordilla, J., Kavousi, A., Reimann, T., Liedl, R., and Sauter, M.: Integrated and process-based modeling of flow and transport in multi-compartment karst systems with thick vadose zones, EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-7502, https://doi.org/10.5194/egusphere-egu22-7502, 2022.

EGU22-10622 | Presentations | HS8.2.4

Quantification of submarine groundwater discharge towards coral reefs around Curaçao, a semi-arid island in the Caribbean. 

Titus Kruijssen, Mike Wit, Martine van der Ploeg, Boris van Breukelen, Mark Vermeij, and Victor Bense

Recent studies show that submarine groundwater discharge (SGD) often equals or exceeds riverine inputs into marine environments. Pollution or extraction of groundwater may affect submarine groundwater discharge quality and quantity, impacting marine ecosystems. Most research focuses on relatively humid environments where large amounts of SGD can be expected and detected.

However, SGD has been poorly studied on smaller (semi-)arid islands, where SGD is relatively hard to detect and quantify. We aim to shine a light on the hydrogeological link between terrestrial processes and coral reef health in the semi-arid Caribbean island Curaçao.

It is hypothesized that the coral reef around the island is impacted by pollutants from tourism and agriculture. Previous hydrogeological measurements suggest the presence of groundwater fluxes towards the ocean through the karstic geology. However, quantitative data are lacking.

Groundwater level and quality measurements were conducted at study locations in the various geological settings of the island. Soil infiltration measurements were performed to assess the infiltration capacity of different soil types across the island. Rainfall and groundwater level fluctuations were monitored and used to determine the hydrogeological response after rainfall events. Geophysical ERT surveys have been conducted on different geomorphological settings to assess the hydrogeology and detect preferential flow paths in the karstic geology.

The field measurements will serve as input for a coupled groundwater-surface hydrology model of Curaçao in MODFLOW. The model outcomes will be used to guide field measurements in the future. These will include tracer tests, surface runoff measurements, marine Radon measurements and offshore geophysics.

This study is part of the interdisciplinary SEALINK research project, comprising nine PhD projects at different Dutch universities and research institutes.

How to cite: Kruijssen, T., Wit, M., van der Ploeg, M., van Breukelen, B., Vermeij, M., and Bense, V.: Quantification of submarine groundwater discharge towards coral reefs around Curaçao, a semi-arid island in the Caribbean., EGU General Assembly 2022, Vienna, Austria, 23–27 May 2022, EGU22-10622, https://doi.org/10.5194/egusphere-egu22-10622, 2022.

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